UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04719
The GAMCO Westwood Funds
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2008 - June 30, 2009
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2008 TO JUNE 30, 2009
GAMCO WESTWOOD EQUITY FUND
INVESTMENT COMPANY REPORT
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 14-Jul-2008
ISIN KYG0070K1031 AGENDA 932924978 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Approve Article Amendments Management For For
03 Approve Financial Statements, Allocation of Income, and Management For For
Discharge Directors
04 Approve Stock Par Value Change Management For For
05 Approve Continuance of Company Management For For
06 Approve Company Name Change Management For For
07 Miscellaneous Corporate Governance Management For For
08 Amalgamation Plan Management For For
09 Approve Article Amendments Management For For
10 Miscellaneous Corporate Governance Management For For
11 Miscellaneous Corporate Governance Management For For
12 Ratify Appointment of Independent Auditors Management For For
13 Approve Stock Compensation Plan Management Against Against
14 Ratify Appointment of Independent Auditors Management For For
15 Approve Allocation of Dividends on Shares Held By Company Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 41900 0 24-Jun-2008 24-Jun-2008
Page 1 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 22-Sep-2008
ISIN US6541061031 AGENDA 932939551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JEANNE P. JACKSON For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 82000 0 06-Sep-2008 07-Sep-2008
Page 2 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 22-Sep-2008
ISIN US3703341046 AGENDA 932943598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 80400 0 05-Sep-2008 05-Sep-2008
Page 3 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 10-Oct-2008
ISIN US68389X1054 AGENDA 932949033 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 JEFFREY O. HENLEY For For
2 LAWRENCE J. ELLISON For For
3 DONALD L. LUCAS Withheld Against
4 MICHAEL J. BOSKIN For For
5 JACK F. KEMP For For
6 JEFFREY S. BERG Withheld Against
7 SAFRA A. CATZ For For
8 HECTOR GARCIA-MOLINA For For
9 H. RAYMOND BINGHAM For For
10 CHARLES E. PHILLIPS, JR For For
11 NAOMI O. SELIGMAN For For
12 GEORGE H. CONRADES For For
13 BRUCE R. CHIZEN For For
02 Approve Cash/Stock Bonus Plan Management Against Against
03 Ratify Appointment of Independent Auditors Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 233200 0 26-Sep-2008 27-Sep-2008
Page 4 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
AUTOMATIC DATA PROCESSING, INC.
SECURITY 053015103 MEETING TYPE Annual
TICKER SYMBOL ADP MEETING DATE 11-Nov-2008
ISIN US0530151036 AGENDA 932958501 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 GREGORY D. BRENNEMAN For For
2 LESLIE A. BRUN For For
3 GARY C. BUTLER For For
4 LEON G. COOPERMAN For For
5 ERIC C. FAST For For
6 R. GLENN HUBBARD For For
7 JOHN P. JONES For For
8 FREDERIC V. MALEK For For
9 CHARLES H. NOSKI For For
10 SHARON T. ROWLANDS For For
11 GREGORY L. SUMME For For
12 HENRY TAUB For For
02 Adopt Omnibus Stock Option Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 100400 0 24-Oct-2008 24-Oct-2008
Page 5 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 13-Nov-2008
ISIN US17275R1023 AGENDA 932954729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Research Renewable Energy Shareholder Against For
04 S/H Proposal - Research Renewable Energy Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 196600 0 31-Oct-2008 31-Oct-2008
Page 6 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 19-Nov-2008
ISIN US5949181045 AGENDA 932960013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Election of Directors (Majority Voting) Management For For
06 Election of Directors (Majority Voting) Management For For
07 Election of Directors (Majority Voting) Management For For
08 Election of Directors (Majority Voting) Management For For
09 Election of Directors (Majority Voting) Management For For
10 Approve Stock Compensation Plan Management For For
11 Amend Stock Option Plan Management For For
12 Ratify Appointment of Independent Auditors Management For For
13 Miscellaneous Shareholder Proposal Shareholder Against For
14 S/H Proposal - Human Rights Related Shareholder Against For
15 S/H Proposal - Report on Charitable Contributions Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 90700 0 01-Nov-2008 02-Nov-2008
Page 7 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Special
TICKER SYMBOL BAC MEETING DATE 05-Dec-2008
ISIN US0605051046 AGENDA 932970343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Stock Issuance Management For For
02 Amend Stock Option Plan Management For For
03 Authorize Common Stock Increase Management For For
04 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 161200 0 24-Nov-2008 24-Nov-2008
Page 8 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
TRANSOCEAN INC
SECURITY G90073100 MEETING TYPE Special
TICKER SYMBOL RIG MEETING DATE 08-Dec-2008
ISIN KYG900731004 AGENDA 932973173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 24500 0 21-Nov-2008 22-Nov-2008
Page 9 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Special
TICKER SYMBOL PNC MEETING DATE 23-Dec-2008
ISIN US6934751057 AGENDA 932981257 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Stock Issuance Management For For
02 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 60800 0 09-Dec-2008 10-Dec-2008
Page 10 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
EMERSON ELECTRIC CO.
SECURITY 291011104 MEETING TYPE Annual
TICKER SYMBOL EMR MEETING DATE 03-Feb-2009
ISIN US2910111044 AGENDA 932983681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 A.A. BUSCH III* For For
2 A.F. GOLDEN* Withheld Against
3 H. GREEN* For For
4 W.R. JOHNSON* For For
5 J.B. MENZER* For For
6 V.R. LOUCKS, JR.** For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 52500 0 16-Jan-2009 17-Jan-2009
Page 11 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 12-Feb-2009
ISIN BMG1150G1116 AGENDA 932988554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management Against Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 118400 0 23-Jan-2009 24-Jan-2009
Page 12 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 10-Mar-2009
ISIN US2546871060 AGENDA 932990559 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 S/H Proposal - Political/Government Shareholder For Against
06 S/H Proposal - Limit Compensation Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 154700 0 19-Feb-2009 20-Feb-2009
Page 13 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
FRANKLIN RESOURCES, INC.
SECURITY 354613101 MEETING TYPE Annual
TICKER SYMBOL BEN MEETING DATE 11-Mar-2009
ISIN US3546131018 AGENDA 932991311 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 26000 0 25-Feb-2009 26-Feb-2009
Page 14 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
COVIDIEN LTD.
SECURITY G2552X108 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 18-Mar-2009
ISIN BMG2552X1083 AGENDA 932993377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Approve Remuneration of Directors and Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 94000 0 05-Mar-2009 06-Mar-2009
Page 15 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
UNITED TECHNOLOGIES CORPORATION
SECURITY 913017109 MEETING TYPE Annual
TICKER SYMBOL UTX MEETING DATE 08-Apr-2009
ISIN US9130171096 AGENDA 933001644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 LOUIS R. CHENEVERT For For
2 GEORGE DAVID For For
3 JOHN V. FARACI For For
4 JEAN-PIERRE GARNIER For For
5 JAMIE S. GORELICK For For
6 CARLOS M. GUTIERREZ For For
7 EDWARD A. KANGAS For For
8 CHARLES R. LEE For For
9 RICHARD D. MCCORMICK Withheld Against
10 HAROLD MCGRAW III For For
11 RICHARD B. MYERS For For
12 H. PATRICK SWYGERT For For
13 ANDRE VILLENEUVE For For
14 CHRISTINE TODD WHITMAN For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Military/Weapons Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 69900 0 23-Mar-2009 24-Mar-2009
Page 16 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 23-Apr-2009
ISIN US4781601046 AGENDA 933008523 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 59600 0 06-Apr-2009 07-Apr-2009
Page 17 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 24-Apr-2009
ISIN US00206R1023 AGENDA 933004195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management Against Against
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
07 S/H Proposal - Establish Independent Chairman Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 132500 0 06-Apr-2009 07-Apr-2009
Page 18 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 28-Apr-2009
ISIN US9497461015 AGENDA 933008422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management Against Against
1N Election of Directors (Majority Voting) Management Against Against
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
1Q Election of Directors (Majority Voting) Management For For
1R Election of Directors (Majority Voting) Management For For
1S Election of Directors (Majority Voting) Management For For
02 Miscellaneous Compensation Plans Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management Against Against
05 S/H Proposal - Establish Independent Chairman Shareholder For Against
06 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 203500 0 17-Apr-2009 17-Apr-2009
Page 19 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 28-Apr-2009
ISIN US4592001014 AGENDA 933008725 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 34700 0 11-Apr-2009
Page 20 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 28-Apr-2009
ISIN US30161N1019 AGENDA 933010984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 61100 0 18-Apr-2009 18-Apr-2009
Page 21 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 28-Apr-2009
ISIN US6934751057 AGENDA 933014095 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management
1B Election of Directors (Majority Voting) Management
1C Election of Directors (Majority Voting) Management
1D Election of Directors (Majority Voting) Management
1E Election of Directors (Majority Voting) Management
1F Election of Directors (Majority Voting) Management
1G Election of Directors (Majority Voting) Management
1H Election of Directors (Majority Voting) Management
1I Election of Directors (Majority Voting) Management
1J Election of Directors (Majority Voting) Management
1K Election of Directors (Majority Voting) Management
1L Election of Directors (Majority Voting) Management
1M Election of Directors (Majority Voting) Management
1N Election of Directors (Majority Voting) Management
1O Election of Directors (Majority Voting) Management
1P Election of Directors (Majority Voting) Management
1Q Election of Directors (Majority Voting) Management
02 Amend Employee Stock Purchase Plan Management
03 Ratify Appointment of Independent Auditors Management
04 Miscellaneous Compensation Plans Management
05 S/H Proposal - Executive Compensation Shareholder
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 105900 0
Page 22 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 28-Apr-2009
ISIN US59156R1086 AGENDA 933031154 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 C. ROBERT HENRIKSON For For
2 JOHN M. KEANE For For
3 CATHERINE R. KINNEY For For
4 HUGH B. PRICE For For
5 KENTON J. SICCHITANO For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 56100 0 08-Apr-2009 08-Apr-2009
Page 23 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 01-May-2009
ISIN US6745991058 AGENDA 933021230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Restore Right to Call a Special Meeting Management For For
04 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 57510 0 21-Apr-2009 21-Apr-2009
Page 24 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 05-May-2009
ISIN US89417E1091 AGENDA 933009703 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 S/H Proposal - Political/Government Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 75700 0 23-Apr-2009 23-Apr-2009
Page 25 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 05-May-2009
ISIN US7181721090 AGENDA 933018067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management For For
3 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 92480 0 21-Apr-2009 21-Apr-2009
Page 26 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 05-May-2009
ISIN US25746U1097 AGENDA 933024539 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management Against Against
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 96000 0 22-Apr-2009 22-Apr-2009
Page 27 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
AMGEN INC.
SECURITY 031162100 MEETING TYPE Annual
TICKER SYMBOL AMGN MEETING DATE 06-May-2009
ISIN US0311621009 AGENDA 933015946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Eliminate Supermajority Requirements Management For For
5A S/H Proposal - Proxy Process/Statement Shareholder For Against
5B Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 30800 0 25-Apr-2009 25-Apr-2009
Page 28 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 06-May-2009
ISIN US2686481027 AGENDA 933017748 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Employee Stock Purchase Plan Management For For
04 Restore Right to Call a Special Meeting Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 216700 0 24-Apr-2009 24-Apr-2009
Page 29 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 06-May-2009
ISIN US1266501006 AGENDA 933021418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Establish Independent Chairman Shareholder For Against
05 S/H Proposal - Political/Government Shareholder For Against
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 105600 0 25-Apr-2009 25-Apr-2009
Page 30 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 07-May-2009
ISIN US92343V1044 AGENDA 933018017 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Compensation Plans Management For For
04 Approve Stock Compensation Plan Management For For
05 Approve Stock Compensation Plan Management For For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Proxy Process/Statement Shareholder Against For
08 S/H Proposal - Separate Chairman/Coe Shareholder For Against
09 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
10 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 105204 0 28-Apr-2009 28-Apr-2009
Page 31 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 07-May-2009
ISIN US0374111054 AGENDA 933026254 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors (Majority Voting) Management Against Against
02 Election of Directors (Majority Voting) Management Against Against
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management Against Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 23906 0 25-Apr-2009 26-Apr-2009
Page 32 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
COLGATE-PALMOLIVE COMPANY
SECURITY 194162103 MEETING TYPE Annual
TICKER SYMBOL CL MEETING DATE 08-May-2009
ISIN US1941621039 AGENDA 933010011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 54000 0 28-Apr-2009 29-Apr-2009
Page 33 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 12-May-2009
ISIN US4509111021 AGENDA 933028551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD Withheld Against
4 RALPH F. HAKE Withheld Against
5 JOHN J. HAMRE For For
6 PAUL J. KERN For For
7 FRANK T. MACINNIS For For
8 SURYA N. MOHAPATRA Withheld Against
9 LINDA S. SANFORD Withheld Against
10 MARKOS I. TAMBAKERAS For For
02 Ratify Appointment of Independent Auditors Management Against Against
03 S/H Proposal - Military/Weapons Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 58500 0 30-Apr-2009 30-Apr-2009
Page 34 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
PG&E CORPORATION
SECURITY 69331C108 MEETING TYPE Annual
TICKER SYMBOL PCG MEETING DATE 13-May-2009
ISIN US69331C1080 AGENDA 933024313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Election of Directors (Majority Voting) Management For For
06 Election of Directors (Majority Voting) Management For For
07 Election of Directors (Majority Voting) Management For For
08 Election of Directors (Majority Voting) Management For For
09 Election of Directors (Majority Voting) Management For For
10 Ratify Appointment of Independent Auditors Management For For
11 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
12 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 72600 0 04-May-2009 04-May-2009
Page 35 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 13-May-2009
ISIN US20825C1045 AGENDA 933026317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management Against Against
03 Adopt Employee Stock Purchase Plan Management For For
04 S/H Proposal - Health Issues Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 72800 0 04-May-2009 05-May-2009
Page 36 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
MURPHY OIL CORPORATION
SECURITY 626717102 MEETING TYPE Annual
TICKER SYMBOL MUR MEETING DATE 13-May-2009
ISIN US6267171022 AGENDA 933029705 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 F.W. BLUE For For
2 C.P. DEMING For For
3 R.A. HERMES Withheld Against
4 J.V. KELLEY For For
5 R.M. MURPHY For For
6 W.C. NOLAN, JR. For For
7 I.B. RAMBERG For For
8 N.E. SCHMALE For For
9 D.J.H. SMITH For For
10 C.G. THEUS For For
11 D.M. WOOD For For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 38535 0 01-May-2009 01-May-2009
Page 37 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
UNION PACIFIC CORPORATION
SECURITY 907818108 MEETING TYPE Annual
TICKER SYMBOL UNP MEETING DATE 14-May-2009
ISIN US9078181081 AGENDA 933048399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 79400 0 06-May-2009 06-May-2009
Page 38 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 19-May-2009
ISIN US0325111070 AGENDA 933038374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Create a Non-Discriminatory Sexual Shareholder Against For
Orientation Policy
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 36600 0 08-May-2009 09-May-2009
Page 39 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 19-May-2009
ISIN US46625H1005 AGENDA 933038641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management Against Against
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Compensation Plans Management For For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
06 S/H Proposal - Proxy Process/Statement Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 127184 0 13-May-2009 13-May-2009
Page 40 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
THERMO FISHER SCIENTIFIC INC.
SECURITY 883556102 MEETING TYPE Annual
TICKER SYMBOL TMO MEETING DATE 20-May-2009
ISIN US8835561023 AGENDA 933042400 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 JUDY C. LEWENT For For
2 PETER J. MANNING For For
3 JIM P. MANZI For For
4 ELAINE S. ULLIAN For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 85900 0 11-May-2009 11-May-2009
Page 41 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 20-May-2009
ISIN CH0044328745 AGENDA 933057944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
2A Receive Directors' Report Management For For
2B Approve Financial Statements, Allocation of Income, and Management For For
Discharge Directors
2C Receive Consolidated Financial Statements Management For For
03 Dividends Management For For
04 Declassify Board Management For For
05 Approve Charter Amendment Management For For
6A Ratify Appointment of Independent Auditors Management For For
6B Ratify Appointment of Independent Auditors Management For For
6C Ratify Appointment of Independent Auditors Management For For
07 Approve Allocation of Dividends on Shares Held By Company Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 79700 0 08-May-2009 08-May-2009
Page 42 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 22-May-2009
ISIN US3025711041 AGENDA 933040569 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 MICHAEL H. THAMAN For For
11 HANSEL E. TOOKES, II For For
12 PAUL R. TREGURTHA For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 30300 0 15-May-2009 15-May-2009
Page 43 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 27-May-2009
ISIN US30231G1022 AGENDA 933046965 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 M.J. BOSKIN For For
2 L.R. FAULKNER For For
3 K.C. FRAZIER For For
4 W.W. GEORGE For For
5 R.C. KING For For
6 M.C. NELSON For For
7 S.J. PALMISANO For For
8 S.S REINEMUND For For
9 R.W. TILLERSON For For
10 E.E. WHITACRE, JR. For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Separate Chairman/Coe Shareholder For Against
07 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Create a Non-Discriminatory Sexual Shareholder Against For
Orientation Policy
10 S/H Proposal - Create a Non-Discriminatory Sexual Shareholder For Against
Orientation Policy
11 S/H Proposal - Report/Reduce Greenhouse Gas Emissions Shareholder For Against
12 S/H Proposal - Environmental Shareholder Against For
13 S/H Proposal - Adopt Conservation Policy Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 51500 0 14-May-2009 15-May-2009
Page 44 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 27-May-2009
ISIN US1667641005 AGENDA 933051067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
10 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 53800 0 18-May-2009 19-May-2009
Page 45 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
MCDONALD'S CORPORATION
SECURITY 580135101 MEETING TYPE Annual
TICKER SYMBOL MCD MEETING DATE 27-May-2009
ISIN US5801351017 AGENDA 933053124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 S/H Proposal - Animal Rights Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 49900 0 16-May-2009 16-May-2009
Page 46 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 28-May-2009
ISIN US7551115071 AGENDA 933061626 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 85700 0 22-May-2009 22-May-2009
Page 47 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
COVIDIEN LTD.
SECURITY G2552X108 MEETING TYPE Special
TICKER SYMBOL COV MEETING DATE 28-May-2009
ISIN BMG2552X1083 AGENDA 933074851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Amalgamation Plan Management For For
02 Amalgamation Plan Management For For
03 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 90900 0 15-May-2009 15-May-2009
Page 48 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 03-Jun-2009
ISIN US25179M1036 AGENDA 933059417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 ROBERT L. HOWARD For For
2 MICHAEL M. KANOVSKY For For
3 J. TODD MITCHELL For For
4 J. LARRY NICHOLS For For
02 Election of Directors (Majority Voting) Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Approve Stock Compensation Plan Management Against Against
05 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 31700 0 22-May-2009 23-May-2009
Page 49 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 05-Jun-2009
ISIN US9311421039 AGENDA 933057754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Create a Non-Discriminatory Sexual Shareholder Against For
Orientation Policy
04 S/H Proposal - Executive Compensation Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Political/Government Shareholder For Against
07 S/H Proposal - Proxy Process/Statement Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 53300 0 28-May-2009 28-May-2009
Page 50 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
MASTERCARD INCORPORATED
SECURITY 57636Q104 MEETING TYPE Annual
TICKER SYMBOL MA MEETING DATE 09-Jun-2009
ISIN US57636Q1040 AGENDA 933069862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ---------------------------------------------------------- ------------ --------- -----------
01 Election of Directors Management
1 RICHARD HAYTHORNTHWAITE For For
2 DAVID R. CARLUCCI For For
3 ROBERT W. SELANDER For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ----------- --------------
000382688 93I 18800 0 29-May-2009 29-May-2009
Page 51 of 51 13-Aug-2009
GAMCO WESTWOOD BALANCED FUND
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 14-Jul-2008
ISIN KYG0070K1031 AGENDA 932924978 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Approve Article Amendments Management For For
03 Approve Financial Statements, Allocation of Income, and Management For For
Discharge Directors
04 Approve Stock Par Value Change Management For For
05 Approve Continuance of Company Management For For
06 Approve Company Name Change Management For For
07 Miscellaneous Corporate Governance Management For For
08 Amalgamation Plan Management For For
09 Approve Article Amendments Management For For
10 Miscellaneous Corporate Governance Management For For
11 Miscellaneous Corporate Governance Management For For
12 Ratify Appointment of Independent Auditors Management For For
13 Approve Stock Compensation Plan Management Against Against
14 Ratify Appointment of Independent Auditors Management For For
15 Approve Allocation of Dividends on Shares Held By Management For For
Company
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 20300 0 24-Jun-2008 24-Jun-2008
Page 1 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 22-Sep-2008
ISIN US6541061031 AGENDA 932939551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JEANNE P. JACKSON For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 38800 0 06-Sep-2008 07-Sep-2008
Page 2 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 22-Sep-2008
ISIN US3703341046 AGENDA 932943598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 37800 0 05-Sep-2008 05-Sep-2008
Page 3 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 10-Oct-2008
ISIN US68389X1054 AGENDA 932949033 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 JEFFREY O. HENLEY For For
2 LAWRENCE J. ELLISON For For
3 DONALD L. LUCAS Withheld Against
4 MICHAEL J. BOSKIN For For
5 JACK F. KEMP For For
6 JEFFREY S. BERG Withheld Against
7 SAFRA A. CATZ For For
8 HECTOR GARCIA-MOLINA For For
9 H. RAYMOND BINGHAM For For
10 CHARLES E. PHILLIPS, JR For For
11 NAOMI O. SELIGMAN For For
12 GEORGE H. CONRADES For For
13 BRUCE R. CHIZEN For For
02 Approve Cash/Stock Bonus Plan Management Against Against
03 Ratify Appointment of Independent Auditors Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 114480 0 26-Sep-2008 27-Sep-2008
Page 4 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
SECURITY 053015103 MEETING TYPE Annual
TICKER SYMBOL ADP MEETING DATE 11-Nov-2008
ISIN US0530151036 AGENDA 932958501 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 GREGORY D. BRENNEMAN For For
2 LESLIE A. BRUN For For
3 GARY C. BUTLER For For
4 LEON G. COOPERMAN For For
5 ERIC C. FAST For For
6 R. GLENN HUBBARD For For
7 JOHN P. JONES For For
8 FREDERIC V. MALEK For For
9 CHARLES H. NOSKI For For
10 SHARON T. ROWLANDS For For
11 GREGORY L. SUMME For For
12 HENRY TAUB For For
02 Adopt Omnibus Stock Option Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 48400 0 24-Oct-2008 24-Oct-2008
Page 5 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 13-Nov-2008
ISIN US17275R1023 AGENDA 932954729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Research Renewable Energy Shareholder Against For
04 S/H Proposal - Research Renewable Energy Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 93800 0 31-Oct-2008 31-Oct-2008
Page 6 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 19-Nov-2008
ISIN US5949181045 AGENDA 932960013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Election of Directors (Majority Voting) Management For For
06 Election of Directors (Majority Voting) Management For For
07 Election of Directors (Majority Voting) Management For For
08 Election of Directors (Majority Voting) Management For For
09 Election of Directors (Majority Voting) Management For For
10 Approve Stock Compensation Plan Management For For
11 Amend Stock Option Plan Management For For
12 Ratify Appointment of Independent Auditors Management For For
13 Miscellaneous Shareholder Proposal Shareholder Against For
14 S/H Proposal - Human Rights Related Shareholder Against For
15 S/H Proposal - Report on Charitable Contributions Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 43400 0 01-Nov-2008 02-Nov-2008
Page 7 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Special
TICKER SYMBOL BAC MEETING DATE 05-Dec-2008
ISIN US0605051046 AGENDA 932970343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Stock Issuance Management For For
02 Amend Stock Option Plan Management For For
03 Authorize Common Stock Increase Management For For
04 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 81300 0 24-Nov-2008 24-Nov-2008
Page 8 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
TRANSOCEAN INC
SECURITY G90073100 MEETING TYPE Special
TICKER SYMBOL RIG MEETING DATE 08-Dec-2008
ISIN KYG900731004 AGENDA 932973173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 14300 0 21-Nov-2008 22-Nov-2008
Page 9 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Special
TICKER SYMBOL PNC MEETING DATE 23-Dec-2008
ISIN US6934751057 AGENDA 932981257 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Stock Issuance Management For For
02 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 35500 0 09-Dec-2008 10-Dec-2008
Page 10 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
SECURITY 291011104 MEETING TYPE Annual
TICKER SYMBOL EMR MEETING DATE 03-Feb-2009
ISIN US2910111044 AGENDA 932983681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 A.A. BUSCH III* For For
2 A.F. GOLDEN* Withheld Against
3 H. GREEN* For For
4 W.R. JOHNSON* For For
5 J.B. MENZER* For For
6 V.R. LOUCKS, JR.** For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 31300 0 16-Jan-2009 17-Jan-2009
Page 11 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 12-Feb-2009
ISIN BMG1150G1116 AGENDA 932988554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management Against Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 56300 0 23-Jan-2009 24-Jan-2009
Page 12 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 10-Mar-2009
ISIN US2546871060 AGENDA 932990559 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 S/H Proposal - Political/Government Shareholder For Against
06 S/H Proposal - Limit Compensation Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 96100 0 19-Feb-2009 20-Feb-2009
Page 13 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
SECURITY 354613101 MEETING TYPE Annual
TICKER SYMBOL BEN MEETING DATE 11-Mar-2009
ISIN US3546131018 AGENDA 932991311 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 15200 0 25-Feb-2009 26-Feb-2009
Page 14 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
COVIDIEN LTD.
SECURITY G2552X108 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 18-Mar-2009
ISIN BMG2552X1083 AGENDA 932993377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Approve Remuneration of Directors and Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 56700 0 05-Mar-2009 06-Mar-2009
Page 15 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
SECURITY 913017109 MEETING TYPE Annual
TICKER SYMBOL UTX MEETING DATE 08-Apr-2009
ISIN US9130171096 AGENDA 933001644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 LOUIS R. CHENEVERT For For
2 GEORGE DAVID For For
3 JOHN V. FARACI For For
4 JEAN-PIERRE GARNIER For For
5 JAMIE S. GORELICK For For
6 CARLOS M. GUTIERREZ For For
7 EDWARD A. KANGAS For For
8 CHARLES R. LEE For For
9 RICHARD D. MCCORMICK Withheld Against
10 HAROLD MCGRAW III For For
11 RICHARD B. MYERS For For
12 H. PATRICK SWYGERT For For
13 ANDRE VILLENEUVE For For
14 CHRISTINE TODD WHITMAN For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Military/Weapons Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 46500 0 23-Mar-2009 24-Mar-2009
Page 16 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 23-Apr-2009
ISIN US4781601046 AGENDA 933008523 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 38100 0 06-Apr-2009 07-Apr-2009
Page 17 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 24-Apr-2009
ISIN US00206R1023 AGENDA 933004195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management Against Against
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
07 S/H Proposal - Establish Independent Chairman Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 86100 0 06-Apr-2009 07-Apr-2009
Page 18 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 28-Apr-2009
ISIN US9497461015 AGENDA 933008422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management Against Against
1N Election of Directors (Majority Voting) Management Against Against
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
1Q Election of Directors (Majority Voting) Management For For
1R Election of Directors (Majority Voting) Management For For
1S Election of Directors (Majority Voting) Management For For
02 Miscellaneous Compensation Plans Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management Against Against
05 S/H Proposal - Establish Independent Chairman Shareholder For Against
06 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 132000 0 17-Apr-2009 17-Apr-2009
Page 19 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 28-Apr-2009
ISIN US4592001014 AGENDA 933008725 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 25600 0 11-Apr-2009
Page 20 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 28-Apr-2009
ISIN US30161N1019 AGENDA 933010984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 41300 0 18-Apr-2009 18-Apr-2009
Page 21 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 28-Apr-2009
ISIN US6934751057 AGENDA 933014095 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management
1B Election of Directors (Majority Voting) Management
1C Election of Directors (Majority Voting) Management
1D Election of Directors (Majority Voting) Management
1E Election of Directors (Majority Voting) Management
1F Election of Directors (Majority Voting) Management
1G Election of Directors (Majority Voting) Management
1H Election of Directors (Majority Voting) Management
1I Election of Directors (Majority Voting) Management
1J Election of Directors (Majority Voting) Management
1K Election of Directors (Majority Voting) Management
1L Election of Directors (Majority Voting) Management
1M Election of Directors (Majority Voting) Management
1N Election of Directors (Majority Voting) Management
1O Election of Directors (Majority Voting) Management
1P Election of Directors (Majority Voting) Management
1Q Election of Directors (Majority Voting) Management
02 Amend Employee Stock Purchase Plan Management
03 Ratify Appointment of Independent Auditors Management
04 Miscellaneous Compensation Plans Management
05 S/H Proposal - Executive Compensation Shareholder
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 68100 0
Page 22 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 28-Apr-2009
ISIN US59156R1086 AGENDA 933031154 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 C. ROBERT HENRIKSON For For
2 JOHN M. KEANE For For
3 CATHERINE R. KINNEY For For
4 HUGH B. PRICE For For
5 KENTON J. SICCHITANO For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 36300 0 08-Apr-2009 08-Apr-2009
Page 23 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 01-May-2009
ISIN US6745991058 AGENDA 933021230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Restore Right to Call a Special Meeting Management For For
04 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 41100 0 21-Apr-2009 21-Apr-2009
Page 24 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 05-May-2009
ISIN US89417E1091 AGENDA 933009703 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 S/H Proposal - Political/Government Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 55900 0 23-Apr-2009 23-Apr-2009
Page 25 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 05-May-2009
ISIN US7181721090 AGENDA 933018067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management For For
3 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 59720 0 21-Apr-2009 21-Apr-2009
Page 26 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 05-May-2009
ISIN US25746U1097 AGENDA 933024539 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management Against Against
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 62700 0 22-Apr-2009 22-Apr-2009
Page 27 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
AMGEN INC.
SECURITY 031162100 MEETING TYPE Annual
TICKER SYMBOL AMGN MEETING DATE 06-May-2009
ISIN US0311621009 AGENDA 933015946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Eliminate Supermajority Requirements Management For For
5A S/H Proposal - Proxy Process/Statement Shareholder For Against
5B Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 20300 0 25-Apr-2009 25-Apr-2009
Page 28 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 06-May-2009
ISIN US2686481027 AGENDA 933017748 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Employee Stock Purchase Plan Management For For
04 Restore Right to Call a Special Meeting Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 154200 0 24-Apr-2009 24-Apr-2009
Page 29 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 06-May-2009
ISIN US1266501006 AGENDA 933021418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Establish Independent Chairman Shareholder For Against
05 S/H Proposal - Political/Government Shareholder For Against
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 77400 0 25-Apr-2009 25-Apr-2009
Page 30 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 07-May-2009
ISIN US92343V1044 AGENDA 933018017 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Compensation Plans Management For For
04 Approve Stock Compensation Plan Management For For
05 Approve Stock Compensation Plan Management For For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Proxy Process/Statement Shareholder Against For
08 S/H Proposal - Separate Chairman/Coe Shareholder For Against
09 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
10 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 72418 0 28-Apr-2009 28-Apr-2009
Page 31 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 07-May-2009
ISIN US0374111054 AGENDA 933026254 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors (Majority Voting) Management Against Against
02 Election of Directors (Majority Voting) Management Against Against
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management Against Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 15255 0 25-Apr-2009 26-Apr-2009
Page 32 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
SECURITY 194162103 MEETING TYPE Annual
TICKER SYMBOL CL MEETING DATE 08-May-2009
ISIN US1941621039 AGENDA 933010011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 34900 0 28-Apr-2009 29-Apr-2009
Page 33 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 12-May-2009
ISIN US4509111021 AGENDA 933028551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD Withheld Against
4 RALPH F. HAKE Withheld Against
5 JOHN J. HAMRE For For
6 PAUL J. KERN For For
7 FRANK T. MACINNIS For For
8 SURYA N. MOHAPATRA Withheld Against
9 LINDA S. SANFORD Withheld Against
10 MARKOS I. TAMBAKERAS For For
02 Ratify Appointment of Independent Auditors Management Against Against
03 S/H Proposal - Military/Weapons Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 36490 0 30-Apr-2009 30-Apr-2009
Page 34 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
PG&E CORPORATION
SECURITY 69331C108 MEETING TYPE Annual
TICKER SYMBOL PCG MEETING DATE 13-May-2009
ISIN US69331C1080 AGENDA 933024313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Election of Directors (Majority Voting) Management For For
06 Election of Directors (Majority Voting) Management For For
07 Election of Directors (Majority Voting) Management For For
08 Election of Directors (Majority Voting) Management For For
09 Election of Directors (Majority Voting) Management For For
10 Ratify Appointment of Independent Auditors Management For For
11 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
12 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 53400 0 04-May-2009 04-May-2009
Page 35 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 13-May-2009
ISIN US20825C1045 AGENDA 933026317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management Against Against
03 Adopt Employee Stock Purchase Plan Management For For
04 S/H Proposal - Health Issues Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 52300 0 04-May-2009 05-May-2009
Page 36 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
MURPHY OIL CORPORATION
SECURITY 626717102 MEETING TYPE Annual
TICKER SYMBOL MUR MEETING DATE 13-May-2009
ISIN US6267171022 AGENDA 933029705 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 F.W. BLUE For For
2 C.P. DEMING For For
3 R.A. HERMES Withheld Against
4 J.V. KELLEY For For
5 R.M. MURPHY For For
6 W.C. NOLAN, JR. For For
7 I.B. RAMBERG For For
8 N.E. SCHMALE For For
9 D.J.H. SMITH For For
10 C.G. THEUS For For
11 D.M. WOOD For For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 26186 0 01-May-2009 01-May-2009
Page 37 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
SECURITY 907818108 MEETING TYPE Annual
TICKER SYMBOL UNP MEETING DATE 14-May-2009
ISIN US9078181081 AGENDA 933048399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 52900 0 06-May-2009 06-May-2009
Page 38 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 19-May-2009
ISIN US0325111070 AGENDA 933038374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Create a Non-Discriminatory Sexual Shareholder Against For
Orientation Policy
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 25600 0 08-May-2009 09-May-2009
Page 39 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 19-May-2009
ISIN US46625H1005 AGENDA 933038641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management Against Against
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Compensation Plans Management For For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
06 S/H Proposal - Proxy Process/Statement Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 89796 0 13-May-2009 13-May-2009
Page 40 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
SECURITY 883556102 MEETING TYPE Annual
TICKER SYMBOL TMO MEETING DATE 20-May-2009
ISIN US8835561023 AGENDA 933042400 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 JUDY C. LEWENT For For
2 PETER J. MANNING For For
3 JIM P. MANZI For For
4 ELAINE S. ULLIAN For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 55500 0 11-May-2009 11-May-2009
Page 41 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 20-May-2009
ISIN CH0044328745 AGENDA 933057944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
2A Receive Directors' Report Management For For
2B Approve Financial Statements, Allocation of Income, and Management For For
Discharge Directors
2C Receive Consolidated Financial Statements Management For For
03 Dividends Management For For
04 Declassify Board Management For For
05 Approve Charter Amendment Management For For
6A Ratify Appointment of Independent Auditors Management For For
6B Ratify Appointment of Independent Auditors Management For For
6C Ratify Appointment of Independent Auditors Management For For
07 Approve Allocation of Dividends on Shares Held By Company Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 55500 0 08-May-2009 08-May-2009
Page 42 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 22-May-2009
ISIN US3025711041 AGENDA 933040569 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 MICHAEL H. THAMAN For For
11 HANSEL E. TOOKES, II For For
12 PAUL R. TREGURTHA For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 20900 0 15-May-2009 15-May-2009
Page 43 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 27-May-2009
ISIN US30231G1022 AGENDA 933046965 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 M.J. BOSKIN For For
2 L.R. FAULKNER For For
3 K.C. FRAZIER For For
4 W.W. GEORGE For For
5 R.C. KING For For
6 M.C. NELSON For For
7 S.J. PALMISANO For For
8 S.S REINEMUND For For
9 R.W. TILLERSON For For
10 E.E. WHITACRE, JR. For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Separate Chairman/Coe Shareholder For Against
07 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Create a Non-Discriminatory Sexual Shareholder Against For
Orientation Policy
10 S/H Proposal - Create a Non-Discriminatory Sexual Shareholder For Against
Orientation Policy
11 S/H Proposal - Report/Reduce Greenhouse Gas Emissions Shareholder For Against
12 S/H Proposal - Environmental Shareholder Against For
13 S/H Proposal - Adopt Conservation Policy Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 357000 0 14-May-2009 15-May-2009
Page 44 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 27-May-2009
ISIN US1667641005 AGENDA 933051067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
10 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 37300 0 18-May-2009 19-May-2009
Page 45 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
MCDONALD'S CORPORATION
SECURITY 580135101 MEETING TYPE Annual
TICKER SYMBOL MCD MEETING DATE 27-May-2009
ISIN US5801351017 AGENDA 933053124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 S/H Proposal - Animal Rights Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 37500 0 16-May-2009 16-May-2009
Page 46 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 28-May-2009
ISIN US7551115071 AGENDA 933061626 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 58800 0 22-May-2009 22-May-2009
Page 47 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
COVIDIEN LTD.
SECURITY G2552X108 MEETING TYPE Special
TICKER SYMBOL COV MEETING DATE 28-May-2009
ISIN BMG2552X1083 AGENDA 933074851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Amalgamation Plan Management For For
02 Amalgamation Plan Management For For
03 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 62700 0 15-May-2009 15-May-2009
Page 48 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 03-Jun-2009
ISIN US25179M1036 AGENDA 933059417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 ROBERT L. HOWARD For For
2 MICHAEL M. KANOVSKY For For
3 J. TODD MITCHELL For For
4 J. LARRY NICHOLS For For
02 Election of Directors (Majority Voting) Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Approve Stock Compensation Plan Management Against Against
05 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 22000 0 22-May-2009 23-May-2009
Page 49 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 05-Jun-2009
ISIN US9311421039 AGENDA 933057754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Create a Non-Discriminatory Sexual Shareholder Against For
Orientation Policy
04 S/H Proposal - Executive Compensation Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Political/Government Shareholder For Against
07 S/H Proposal - Proxy Process/Statement Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 38900 0 28-May-2009 28-May-2009
Page 50 of 51 13-Aug-2009
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
MASTERCARD INCORPORATED
SECURITY 57636Q104 MEETING TYPE Annual
TICKER SYMBOL MA MEETING DATE 09-Jun-2009
ISIN US57636Q1040 AGENDA 933069862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- -------------------------------------------------------- ------------- ------------- -----------
01 Election of Directors Management
1 RICHARD HAYTHORNTHWAITE For For
2 DAVID R. CARLUCCI For For
3 ROBERT W. SELANDER For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ----------- ------------- --------------
000382691 93I 12900 0 29-May-2009 29-May-2009
Page 51 of 51 13-Aug-2009
GAMCO WESTWOOD SMALLCAP EQUITY FUND
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 1
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
SECURITY 199333105 MEETING TYPE Annual
TICKER SYMBOL CMCO MEETING DATE 28-Jul-2008
ISIN US1993331057 AGENDA 932930781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 TIMOTHY T. TEVENS For For
2 RICHARD H. FLEMING For For
3 ERNEST R. VEREBELYI For For
4 WALLACE W. CREEK For For
5 STEPHEN RABINOWITZ For For
6 LINDA A. GOODSPEED For For
7 NICHOLAS T. PINCHUK For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2009
- --------------------------------------------------------------------------------
K-V PHARMACEUTICAL COMPANY
SECURITY 482740206 MEETING TYPE Annual
TICKER SYMBOL KVA MEETING DATE 05-Sep-2008
ISIN US4827402060 AGENDA 932943120 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO Management For For
PROVIDE THAT MEMBERS OF THE BOARD OF DIRECTORS BE ELECTED
ANNUALLY.
02 DIRECTOR Management
1 JEAN M. BELLIN* For For
2 KEVIN S. CARLIE* For For
3 TERRY B. HATFIELD* For For
4 DAVID S. HERMELIN* For For
5 MARC S. HERMELIN* For For
6 RONALD J. KANTERMAN* For For
7 JONATHON E. KILLMER* For For
8 NORMAN D. SCHELLENGER* For For
9 JEAN M. BELLIN** For For
10 TERRY B. HATFIELD** For For
11 NORMAN D. SCHELLENGER** For For
12 KEVIN S. CARLIE*** For For
13 MARC S. HERMELIN*** For For
05 AMENDMENT OF THE COMPANY'S INCENTIVE STOCK OPTION PLAN TO Management Against Against
INCREASE BY 3,000,000 THE NUMBER OF SHARES OF CLASS A
COMMON STOCK AVAILABLE FOR ISSUANCE UPON EXERCISE OF STOCK
OPTIONS GRANTED UNDER THE PLAN.
06 RATIFICATION OF ENGAGEMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
SECURITY 458118106 MEETING TYPE Annual
TICKER SYMBOL IDTI MEETING DATE 12-Sep-2008
ISIN US4581181066 AGENDA 932942572 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JOHN SCHOFIELD For For
2 LEW EGGEBRECHT For For
3 GORDON PARNELL For For
4 RON SMITH, PH.D. For For
5 NAM P. SUH, PH.D. For For
6 T.L. TEWKSBURY III, PHD For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY'S 2004 EQUITY Management Against Against
PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE
THEREUNDER FROM 24,500,000 TO 28,500,000.
03 RATIFICATION OF SELECTION OF PRICEWATERHOUSE- COOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 2
- --------------------------------------------------------------------------------
ORBOTECH LTD.
SECURITY M75253100 MEETING TYPE Annual
TICKER SYMBOL ORBK MEETING DATE 18-Sep-2008
ISIN IL0010823388 AGENDA 932946518 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF CLASS I DIRECTOR: DAN FALK Management For For
1B ELECTION OF CLASS I DIRECTOR: YOCHAI RICHTER Management For For
1C ELECTION OF CLASS I DIRECTOR: ELIEZER TOKMAN Management For For
1D ELECTION OF MICHAEL ANGHEL AS A NEW EXTERNAL DIRECTOR AND Management For For
THE APPROVAL OF THE REMUNERATION OF THE NEW EXTERNAL
DIRECTOR.
02 APPROVAL OF PROPOSAL TO RE-APPOINT KESSELMAN & KESSELMAN Management For For
AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO DETERMINE THE REMUNERATION OF SAID AUDITORS
PROVIDED SUCH REMUNERATION IS ALSO APPROVED BY THE AUDIT
COMMITTEE.
03 RATIFICATION AND APPROVAL OF RESOLUTIONS OF THE AUDIT Management For For
COMMITTEE AND THE BOARD OF DIRECTORS PERTAINING TO THE
GRANT OF AN OPTION AND THE AWARD OF RESTRICTED SHARES TO
THE ACTIVE CHAIRMAN OF THE BOARD OF DIRECTORS.
04 RATIFICATION AND APPROVAL OF RESOLUTIONS OF THE AUDIT Management For For
COMMITTEE AND THE BOARD OF DIRECTORS PERTAINING TO CERTAIN
CHANGES IN THE REMUNERATION OF THE EXTERNAL DIRECTORS AND
OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS WHO ARE
NOT, OR WILL IN THE FUTURE CEASE TO BE, EMPLOYEES OF THE
COMPANY.
- --------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Annual
TICKER SYMBOL GRB MEETING DATE 25-Sep-2008
ISIN US3737301008 AGENDA 932949502 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 CAROLE F. ST. MARK For For
7 W. JERRY VEREEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE GERBER SCIENTIFIC, Management Against Against
INC. 2006 OMNIBUS INCENTIVE PLAN TO INCREASE BY 1,500,000
SHARES THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER THE PLAN
- --------------------------------------------------------------------------------
MERIX CORPORATION
SECURITY 590049102 MEETING TYPE Annual
TICKER SYMBOL MERX MEETING DATE 08-Oct-2008
ISIN US5900491029 AGENDA 932949994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 WILLIAM C. MCCORMICK For For
2 MICHAEL D. BURGER For For
3 KIRBY A. DYESS For For
4 DONALD D. JOBE For For
5 GEORGE H. KERCKHOVE For For
6 DR. WILLIAM W. LATTIN For For
7 ROBERT C. STRANDBERG For For
8 FRANCIS YUEN For For
- --------------------------------------------------------------------------------
AAR CORP.
SECURITY 000361105 MEETING TYPE Annual
TICKER SYMBOL AIR MEETING DATE 08-Oct-2008
ISIN US0003611052 AGENDA 932951418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RONALD R. FOGLEMAN For For
2 PATRICK J. KELLY For For
3 TIMOTHY J. ROMENESKO For For
4 RONALD B. WOODARD For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 3
- --------------------------------------------------------------------------------
FORMFACTOR, INC.
SECURITY 346375108 MEETING TYPE Special
TICKER SYMBOL FORM MEETING DATE 08-Oct-2008
ISIN US3463751087 AGENDA 932956230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 TO APPROVE THE STOCK OPTION EXCHANGE PROGRAM AS DESCRIBED Management Against Against
IN FORMFACTOR'S PROXY STATEMENT.
- --------------------------------------------------------------------------------
ORIENT-EXPRESS HOTELS LTD.
SECURITY G67743107 MEETING TYPE Contested-Special
TICKER SYMBOL OEH MEETING DATE 10-Oct-2008
ISIN BMG677431071 AGENDA 932959301 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 TO AMEND THE BYE-LAWS OF THE COMPANY AND DIRECT THE BOARD Management For *
OF DIRECTORS TO TAKE SUCH ACTION AS IS NECESSARY, TO TREAT
THE CLASS B SHARES OF THE COMPANY PAR VALUE US$0.01 EACH
(THE "CLASS B SHARES") AS 'TREASURY SHARES' UNDER BERMUDA
LAW.
02 TO DIRECT THE BOARD OF DIRECTORS TO CANCEL ALL OF THE Management For *
CLASS B SHARES.
* MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORPORATION
SECURITY 460254105 MEETING TYPE Contested-Annual
TICKER SYMBOL IRF MEETING DATE 10-Oct-2008
ISIN US4602541058 AGENDA 932960342 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RONALD M. RUZIC For *
2 WILLIAM T. VINSON For *
3 YORAM (JERRY) WIND For *
02 AMEND SECTION 2 OF ARTICLE II OF THE AMENDED AND RESTATED Management Against *
BYLAWS OF THE COMPANY (THE "BYLAWS") TO PROVIDE THAT THE
ANNUAL MEETING OF STOCKHOLDERS FOR THE YEAR 2008, AND THE
ELECTION OF THE CLASS TWO DIRECTORS BY STOCKHOLDERS AT
SUCH MEETING, SHALL BE HELD NOT LATER THAN ONE MONTH
FOLLOWING THE EXPIRATION OF THE THIRD ANNIVERSARY OF THE
DATE ON WHICH THE ANNUAL MEETING OF COMPANY STOCKHOLDERS
WAS HELD IN 2005 (THAT IS DECEMBER 21, 2008)
03 AMEND SECTION 7 OF ARTICLE II OF THE BYLAWS TO PROVIDE Management For *
THAT ANY ADJOURNMENT OF A STOCKHOLDERS MEETING AT WHICH A
QUORUM IS PRESENT MAY NOT BE MADE UNLESS SUCH ADJOURNMENT
IS APPROVED BY AT LEAST A MAJORITY OF THE SHARES PRESENT
IN PERSON OR REPRESENTED BY PROXY AT SUCH MEETING.
04 AMEND THE BYLAWS TO REPEAL ANY AND ALL NEW BYLAWS AND Management For *
BYLAW AMENDMENTS THAT ARE ADOPTED BY THE BOARD AFTER
FEBRUARY 29, 2008 AND PRIOR TO OR ON THE DATE OF THE
ADOPTION OF THIS RESOLUTION BY THE STOCKHOLDERS, UNLESS
AND TO THE EXTENT THAT ANY SUCH NEW BYLAWS OR BYLAW
AMENDMENTS HAVE BEEN APPROVED BY HOLDERS OF A MAJORITY OF
THE OUTSTANDING COMMON SHARES OF THE COMPANY.
05 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For *
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDED JUNE 30, 2008
06 STOCKHOLDER PROPOSAL WHICH REQUESTS THAT THE BOARD ADOPT A Shareholder Abstain *
POLICY WHEREBY IN THE EVENT OF A RESTATEMENT OF FINANCIAL
RESULTS, THE BOARD WILL REVIEW ALL BONUSES AND OTHER
AWARDS MADE TO SENIOR EXECUTIVES ON THE BASIS OF HAVING
MET OR EXCEEDED PERFORMANCE GOALS DURING THE PERIOD
COVERED BY THE RESTATEMENT AND WILL, TO THE EXTENT
FEASIBLE, RECOUP FOR THE COMPANY'S BENEFIT SUCH BONUSES OR
AWARDS TO THE EXTENT THAT PERFORMANCE GOALS WERE NOT
ACHIEVED.
* MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
LAWSON SOFTWARE, INC.
SECURITY 52078P102 MEETING TYPE Annual
TICKER SYMBOL LWSN MEETING DATE 16-Oct-2008
ISIN US52078P1021 AGENDA 932950074 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 STEVEN C. CHANG For For
2 HARRY DEBES For For
3 PETER GYENES For For
4 DAVID R. HUBERS For For
5 H. RICHARD LAWSON For For
6 MICHAEL A. ROCCA For For
7 ROBERT A. SCHRIESHEIM For For
8 ROMESH WADHWANI For For
9 PAUL WAHL For For
02 PROPOSAL TO RATIY AND APPROVE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31,
2009
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 4
- --------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 21-Oct-2008
ISIN US03475V1017 AGENDA 932954286 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 VINCENT A. BUCCI For For
2 HOWARD W. DONNELLY For For
3 CHARLES T. ORSATTI For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
ANGIODYNAMICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2009.
03 TO AMEND ANGIODYNAMICS' 2004 STOCK AND INCENTIVE AWARD Management Against Against
PLAN TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN FROM 2,000,000
TO 3,000,000.
04 TO AMEND ANGIODYNAMICS' EMPLOYEE STOCK PURCHASE PLAN TO Management For For
INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK
THAT MAY BE OFFERED UNDER THE PLAN FROM 200,000 TO 400,000.
- --------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
SECURITY 494274103 MEETING TYPE Annual
TICKER SYMBOL KBALB MEETING DATE 21-Oct-2008
ISIN US4942741038 AGENDA 932954298 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DR. JACK R. WENTWORTH For For
- --------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
SECURITY 576853105 MEETING TYPE Annual
TICKER SYMBOL MTRX MEETING DATE 21-Oct-2008
ISIN US5768531056 AGENDA 932958462 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 MICHAEL J. BRADLEY For For
2 MICHAEL J. HALL For For
3 I. EDGAR (ED) HENDRIX For For
4 PAUL K. LACKEY For For
5 TOM E. MAXWELL For For
6 DAVID J. TIPPECONNIC For For
02 TO RATIFY THE ENGAGEMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2009.
- --------------------------------------------------------------------------------
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Annual
TICKER SYMBOL MAG MEETING DATE 24-Oct-2008
ISIN US5594241060 AGENDA 932955214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DEWAIN K. CROSS For For
2 DAVID A. BLOSS, SR. For For
3 YON Y. JORDEN For For
4 MITCHELL I. QUAIN For For
5 DAVID P. REILAND For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO Management For For
SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2009.
- --------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION
SECURITY 854231107 MEETING TYPE Annual
TICKER SYMBOL SXI MEETING DATE 28-Oct-2008
ISIN US8542311076 AGENDA 932956418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 GERALD H. FICKENSCHER* For For
2 THOMAS E. CHORMAN** For For
3 ROGER L. FIX** For For
4 DANIEL B. HOGAN** For For
02 TO APPROVE THE STANDEX INTERNATIONAL CORPORATION 2008 LONG Management For For
TERM INCENTIVE PLAN COVERING 600,000 SHARES
03 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 5
- --------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
SECURITY 46146P102 MEETING TYPE Annual
TICKER SYMBOL ISBC MEETING DATE 28-Oct-2008
ISIN US46146P1021 AGENDA 932958587 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DOREEN R. BYRNES For For
2 RICHARD J. PETROSKI For For
3 ROSE SIGLER For For
4 STEPHEN J. SZABATIN For For
02 TO APPROVE THE EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. Management For For
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR INVESTORS BANCORP,
INC. FOR THE FISCAL YEAR ENDING JUNE 30, 2009.
- --------------------------------------------------------------------------------
MOLEX INCORPORATED
SECURITY 608554101 MEETING TYPE Annual
TICKER SYMBOL MOLX MEETING DATE 31-Oct-2008
ISIN US6085541018 AGENDA 932954212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 EDGAR D. JANNOTTA For For
2 JOHN H. KREHBIEL, JR. For For
3 DONALD G. LUBIN For For
4 ROBERT J. POTTER For For
02 APPROVAL OF THE MOLEX INCORPORATED ANNUAL INCENTIVE PLAN Management For For
03 APPROVAL OF THE 2008 MOLEX STOCK INCENTIVE PLAN Management Against Against
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT AUDITORS OF MOLEX FOR THE FISCAL YEAR
ENDING JUNE 30, 2009
- --------------------------------------------------------------------------------
SYMMETRICOM, INC.
SECURITY 871543104 MEETING TYPE Annual
TICKER SYMBOL SYMM MEETING DATE 31-Oct-2008
ISIN US8715431040 AGENDA 932959907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ROBERT T. CLARKSON For For
2 THOMAS W. STEIPP For For
3 ALFRED BOSCHULTE For For
4 JAMES A. CHIDDIX For For
5 ELIZABETH A. FETTER For For
6 ROBERT J. STANZIONE For For
7 ROBERT M NEUMEISTER, JR For For
8 DR. RICHARD W. OLIVER For For
9 RICHARD N. SNYDER For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE CURRENT FISCAL YEAR.
03 PROPOSAL TO APPROVE TO THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE COMPANY'S 2006 INCENTIVE AWARD PLAN TO, AMONG OTHER
THINGS, INCREASE THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER BY 5,500,000 SHARES.
- --------------------------------------------------------------------------------
LECROY CORPORATION
SECURITY 52324W109 MEETING TYPE Annual
TICKER SYMBOL LCRY MEETING DATE 03-Nov-2008
ISIN US52324W1099 AGENDA 932960037 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 NORMAN R. ROBERTSON** For For
2 ROBERT W. CHLEBEK** For For
02 APPROVAL OF THE 2008 STOCK INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 6
- --------------------------------------------------------------------------------
MEREDITH CORPORATION
SECURITY 589433101 MEETING TYPE Annual
TICKER SYMBOL MDP MEETING DATE 05-Nov-2008
ISIN US5894331017 AGENDA 932955985 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 ALFRED H. DREWES For For
2 DAVID J. LONDONER For For
3 PHILIP A. MARINEAU For For
4 ELIZABETH E. TALLETT For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING JUNE 30, 2009.
3 TO VOTE UPON THE PROPOSED AMENDMENT TO THE MEREDITH Management For For
CORPORATION EMPLOYEE STOCK PURCHASE PLAN OF 2002 TO
AUTHORIZE AN ADDITIONAL 500,000 SHARES FOR ISSUANCE AND
SALE TO EMPLOYEES.
4 TO VOTE ON SHAREHOLDER PROPOSALS, IF PROPERLY PRESENTED AT Shareholder Against For
THE MEETING.
- --------------------------------------------------------------------------------
AVNET, INC.
SECURITY 053807103 MEETING TYPE Annual
TICKER SYMBOL AVT MEETING DATE 06-Nov-2008
ISIN US0538071038 AGENDA 932957686 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ELEANOR BAUM For For
2 J. VERONICA BIGGINS For For
3 LAWRENCE W. CLARKSON For For
4 EHUD HOUMINER For For
5 FRANK R. NOONAN For For
6 RAY M. ROBINSON For For
7 WILLIAM P. SULLIVAN For For
8 GARY L. TOOKER For For
9 ROY VALLEE For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 27, 2009.
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
SECURITY 218868107 MEETING TYPE Annual
TICKER SYMBOL COCO MEETING DATE 10-Nov-2008
ISIN US2188681074 AGENDA 932961027 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 TERRY O. HARTSHORN For For
2 ALICE T. KANE For For
3 TIMOTHY J. SULLIVAN For For
4 PETER C. WALLER For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION.
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30,
2009.
- --------------------------------------------------------------------------------
SABA SOFTWARE, INC.
SECURITY 784932600 MEETING TYPE Annual
TICKER SYMBOL SABA MEETING DATE 14-Nov-2008
ISIN US7849326001 AGENDA 932960051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 BOBBY YAZDANI For For
2 DOW R. WILSON For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM. TO RATIFY THE APPOINTMENT BY THE
BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 31, 2009.
- --------------------------------------------------------------------------------
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Annual
TICKER SYMBOL MRCY MEETING DATE 17-Nov-2008
ISIN US5893781089 AGENDA 932965013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 MARK ASLETT For For
2 GEORGE W. CHAMILLARD For For
3 WILLIAM K. O'BRIEN For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE MERCURY Management Against Against
COMPUTER SYSTEMS, INC. 2005 STOCK INCENTIVE PLAN DESCRIBED
IN THE PROXY STATEMENT.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 7
- --------------------------------------------------------------------------------
ZALE CORPORATION
SECURITY 988858106 MEETING TYPE Annual
TICKER SYMBOL ZLC MEETING DATE 18-Nov-2008
ISIN US9888581066 AGENDA 932966041 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 J. GLEN ADAMS For For
2 YUVAL BRAVERMAN For For
3 RICHARD C. BREEDEN For For
4 JAMES M. COTTER For For
5 NEAL L. GOLDBERG For For
6 JOHN B. LOWE, JR. For For
7 THOMAS C. SHULL For For
8 CHARLES M. SONSTEBY For For
9 DAVID M. SZYMANSKI For For
02 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR Management For For
PERFORMANCE-BASED COMPENSATION.
03 TO APPROVE AN ADVISORY PROPOSAL OF THE COMPANY'S EXECUTIVE Management For For
PAY-FOR-PERFORMANCE POLICIES AND PROCEDURES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2009.
- --------------------------------------------------------------------------------
ORITANI FINANCIAL CORP.
SECURITY 686323106 MEETING TYPE Annual
TICKER SYMBOL ORIT MEETING DATE 21-Nov-2008
ISIN US6863231063 AGENDA 932967865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JAMES J. DOYLE, JR. For For
2 JOHN J. SKELLY, JR. For For
02 TO APPROVE THE EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. Management For For
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR ORITANI FINANCIAL
CORP. FOR THE FISCAL YEAR ENDING JUNE 30, 2009.
- --------------------------------------------------------------------------------
ALLIS-CHALMERS ENERGY INC.
SECURITY 019645506 MEETING TYPE Annual
TICKER SYMBOL ALY MEETING DATE 04-Dec-2008
ISIN US0196455069 AGENDA 932968019 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ALI H.M. AFDHAL For For
2 MUNIR AKRAM For For
3 ALEJANDRO P. BULGHERONI For For
4 CARLOS A. BULGHERONI For For
5 VICTOR F. GERMACK For For
6 JAMES M. HENNESSY For For
7 MUNAWAR H. HIDAYATALLAH For For
8 J.E. MCCONNAUGHY, JR. For For
9 ROBERT E. NEDERLANDER For For
10 ZANE TANKEL For For
11 LEONARD TOBOROFF For For
02 TO APPROVE THE RATIFICATION OF THE APPOINTMENT OF UHY LLP Management For For
AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
- --------------------------------------------------------------------------------
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 04-Dec-2008
ISIN US29428R1032 AGENDA 932970608 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 8
4 JEFFREY L. BERENSON For For
5 PETER A. FLAHERTY For For
6 EUGENE M. FREEDMAN For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 OMNIBUS Management Against Against
LONG-TERM INCENTIVE COMPENSATION PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR GRANT BY 2,500,000 SHARES.
- --------------------------------------------------------------------------------
OSI SYSTEMS, INC.
SECURITY 671044105 MEETING TYPE Annual
TICKER SYMBOL OSIS MEETING DATE 08-Dec-2008
ISIN US6710441055 AGENDA 932966154 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 DEEPAK CHOPRA For For
2 AJAY MEHRA For For
3 STEVEN C. GOOD For For
4 MEYER LUSKIN For For
5 CHAND R. VISWANATHAN For For
6 LESLIE E. BIDER For For
2 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2009.
3 TO APPROVE THE ADOPTION TO THE OSI SYSTEMS, INC. 2008 Management For For
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING THE RESERVATION OF
1,500,000 SHARES OF THE COMPANYS'S COMMON STOCK FOR
ISSUANCE THEREUNDER.
- --------------------------------------------------------------------------------
PERICOM SEMICONDUCTOR CORPORATION
SECURITY 713831105 MEETING TYPE Annual
TICKER SYMBOL PSEM MEETING DATE 11-Dec-2008
ISIN US7138311052 AGENDA 932969960 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ALEX CHIMING HUI For For
2 CHI-HUNG (JOHN) HUI PHD For For
3 HAU L. LEE, PH.D. For For
4 SIU-WENG SIMON WONG PHD For For
5 MICHAEL J. SOPHIE For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management Against Against
2004 STOCK INCENTIVE PLAN, AS LAST AMENDED AND RESTATED ON
JANUARY 24, 2005, INCLUDING AN AMENDMENT TO INCREASE THE
AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
PURSUANT TO AWARDS GRANTED THEREUNDER AND AVAILABLE FOR
GRANT AS INCENTIVE STOCK OPTIONS FROM 2,250,000 TO
5,250,000 SHARES.
03 TO RATIFY AND APPROVE THE APPOINTMENT OF BURR, PILGER & Management For For
MAYER LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE FISCAL YEAR ENDING JUNE 27, 2009.
- --------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC.
SECURITY 974637100 MEETING TYPE Annual
TICKER SYMBOL WGO MEETING DATE 16-Dec-2008
ISIN US9746371007 AGENDA 932971080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 JOHN V. HANSON For For
2 GERALD C. KITCH For For
3 ROBERT J. OLSON For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS WINNEBAGO INDUSTRIES, INC. INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
NORTHFIELD BANCORP INC
SECURITY 66611L105 MEETING TYPE Special
TICKER SYMBOL NFBK MEETING DATE 17-Dec-2008
ISIN US66611L105 AGENDA 932974860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 THE APPROVAL OF THE NORTHFIELD BANCORP, INC. 2008 EQUITY Management For For
INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 9
- --------------------------------------------------------------------------------
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Annual
TICKER SYMBOL RBN MEETING DATE 07-Jan-2009
ISIN US7701961036 AGENDA 932981904 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ANDREW G. LAMPEREUR For For
2 THOMAS P. LOFTIS For For
3 DALE L. MEDFORD For For
4 ALBERT J. NEUPAVER For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING AUGUST 31,
2009.
- --------------------------------------------------------------------------------
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 08-Jan-2009
ISIN US98944B1089 AGENDA 932977741 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 J. VERONICA BIGGINS For For
2 O.B. GRAYSON HALL, JR. For For
02 VOTE TO APPROVE THE ZEP INC. MANAGEMENT COMPENSATION AND Management For For
INCENTIVE PLAN
03 VOTE TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORPORATION
SECURITY 460254105 MEETING TYPE Annual
TICKER SYMBOL IRF MEETING DATE 09-Jan-2009
ISIN US4602541058 AGENDA 932982247 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RICHARD J. DAHL For For
2 DR. ROCHUS E. VOGT For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY TO SERVE
FOR FISCAL YEAR 2009.
03 STOCKHOLDER PROPOSAL REGARDING ELIMINATING THE CURRENT Shareholder Against For
CLASSIFIED BOARD STRUCTURE.
- --------------------------------------------------------------------------------
FSI INTERNATIONAL, INC.
SECURITY 302633102 MEETING TYPE Annual
TICKER SYMBOL FSII MEETING DATE 21-Jan-2009
ISIN US3026331021 AGENDA 932981865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JAMES A. BERNARDS For For
2 DONALD S. MITCHELL For For
02 PROPOSAL TO APPROVE AN AMENDMENT OF THE FSI INTERNATIONAL Management Against Against
2008 OMNIBUS STOCK PLAN TO INCREASE THE AGGREGATE NUMBER
OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN BY 500,000.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE FSI INTERNATIONAL Management For For
EMPLOYEES STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN BY 1,000,000.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 29, 2009.
05 PROPOSAL TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------
PHOENIX TECHNOLOGIES LTD.
SECURITY 719153108 MEETING TYPE Annual
TICKER SYMBOL PTEC MEETING DATE 22-Jan-2009
ISIN US7191531083 AGENDA 932982324 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: MICHAEL CLAIR Management For For
1B ELECTION OF DIRECTOR: DOUGLAS BARNETT Management For For
1C ELECTION OF DIRECTOR: WOODSON HOBBS Management For For
1D ELECTION OF DIRECTOR: RICHARD NOLING Management For For
1E ELECTION OF DIRECTOR: MITCHELL TUCHMAN Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE Management For For
BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009
FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 10
- --------------------------------------------------------------------------------
PENFORD CORPORATION
SECURITY 707051108 MEETING TYPE Annual
TICKER SYMBOL PENX MEETING DATE 26-Jan-2009
ISIN US7070511081 AGENDA 932985205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 R. RANDOLPH DEVENING For For
2 PAUL H. HATFIELD For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------
MUELLER WATER PRODUCTS INC.
SECURITY 624758108 MEETING TYPE Annual
TICKER SYMBOL MWA MEETING DATE 28-Jan-2009
ISIN US624758207 AGENDA 932985659 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DONALD N. BOYCE For For
2 HOWARD L. CLARK, JR. For For
3 GREGORY E. HYLAND For For
4 JERRY W. KOLB For For
5 JOSEPH B. LEONARD For For
6 MARK J. O'BRIEN For For
7 BERNARD G. RETHORE For For
8 NEIL A. SPRINGER For For
9 LYDIA W. THOMAS For For
10 MICHAEL T. TOKARZ For For
02 TO APPROVE THE CONVERSION OF ALL OUTSTANDING SHARES OF Management For For
SERIES B COMMON STOCK INTO SHARES OF SERIES A COMMON STOCK.
03 TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2006 Management Against Against
STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2009.
- --------------------------------------------------------------------------------
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 03-Feb-2009
ISIN US7714971048 AGENDA 932988100 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 ROGER W. SCHNOBRICH For For
5 BENSON SMITH For For
- --------------------------------------------------------------------------------
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 04-Feb-2009
ISIN US3984331021 AGENDA 932988225 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 HARVEY R. BLAU For For
2 GERALD J. CARDINALE For For
3 BRADLEY J. GROSS For For
4 GEN. DONALD J. KUTYNA For For
5 JAMES A. MITAROTONDA For For
02 APPROVAL OF AMENDMENT TO THE GRIFFON CORPORATION 2006 Management Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK FOR GRANT UNDER THE PLAN BY 5,750,000 SHARES.
03 APPROVAL OF AMENDMENT TO THE GRIFFON CORPORATION 2006 Management For For
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
THAT MAY BE GRANTED TO ANY ONE PARTICIPANT IN ANY ONE
FISCAL YEAR TO 1,500,000 SHARES.
04 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE OF Management For For
GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 11
- --------------------------------------------------------------------------------
VARIAN, INC.
SECURITY 922206107 MEETING TYPE Annual
TICKER SYMBOL VARI MEETING DATE 05-Feb-2009
ISIN US9222061072 AGENDA 932985584 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RICHARD U. DE SCHUTTER For For
2 JAMES T. GLOVER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
VARIAN, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC.
SECURITY 922207105 MEETING TYPE Annual
TICKER SYMBOL VSEA MEETING DATE 05-Feb-2009
ISIN US9222071055 AGENDA 932986334 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 GARY E. DICKERSON For For
2 ROBERT W. DUTTON For For
02 APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED 2006 Management For For
STOCK INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
VARIAN SEMICONDUCTOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 2, 2009.
- --------------------------------------------------------------------------------
KEITHLEY INSTRUMENTS, INC.
SECURITY 487584104 MEETING TYPE Annual
TICKER SYMBOL KEI MEETING DATE 07-Feb-2009
ISIN US4875841045 AGENDA 932988085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 BRIAN R. BACHMAN For For
3 JAMES B. GRISWOLD For For
4 LEON J. HENDRIX, JR. For For
5 BRIAN J. JACKMAN For For
6 DR. N. MOHAN REDDY For For
7 THOMAS A. SAPONAS For For
8 BARBARA V. SCHERER For For
02 TO APPROVE THE KEITHLEY INSTRUMENTS, INC. 2009 STOCK Management Against Against
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
KEITHLEY INSTRUMENTS, INC.'S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2009.
- --------------------------------------------------------------------------------
KULICKE & SOFFA INDUSTRIES, INC.
SECURITY 501242101 MEETING TYPE Annual
TICKER SYMBOL KLIC MEETING DATE 10-Feb-2009
ISIN US5012421013 AGENDA 932988124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 GARRETT E. PIERCE For For
2 C. WILLIAM ZADEL For For
02 APPROVAL OF OUR 2009 EQUITY PLAN. Management Against Against
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING OCTOBER 3, 2009.
- --------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
SECURITY 114340102 MEETING TYPE Annual
TICKER SYMBOL BRKS MEETING DATE 11-Feb-2009
ISIN US1143401024 AGENDA 932990054 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 ROBERT J. LEPOFSKY For For
3 JOSEPH R. MARTIN For For
4 JOHN K. MCGILLICUDDY For For
5 KRISHNA G. PALEPU For For
6 C.S. PARK For For
7 KIRK P. POND For For
8 ALFRED WOOLLACOTT, III For For
9 MARK S. WRIGHTON For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE 2009
FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 12
- --------------------------------------------------------------------------------
MICROSEMI CORPORATION
SECURITY 595137100 MEETING TYPE Annual
TICKER SYMBOL MSCC MEETING DATE 19-Feb-2009
ISIN US5951371005 AGENDA 932993353 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JAMES J. PETERSON For For
2 DENNIS R. LEIBEL For For
3 THOMAS R. ANDERSON For For
4 WILLIAM E. BENDUSH For For
5 WILLIAM L. HEALEY For For
6 PAUL F. FOLINO For For
7 MATTHEW E. MASSENGILL For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR MICROSEMI CORPORATION FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
THE VALSPAR CORPORATION
SECURITY 920355104 MEETING TYPE Annual
TICKER SYMBOL VAL MEETING DATE 25-Feb-2009
ISIN US9203551042 AGENDA 932992440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JOHN S. BODE For For
2 SUSAN S. BOREN For For
3 JEFFREY H. CURLER For For
4 STEPHEN D. NEWLIN For For
02 TO APPROVE THE VALSPAR CORPORATION 2009 OMNIBUS EQUITY Management Against Against
PLAN.
03 TO APPROVE THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE CORPORATION.
- --------------------------------------------------------------------------------
TETRA TECH, INC.
SECURITY 88162G103 MEETING TYPE Annual
TICKER SYMBOL TTEK MEETING DATE 26-Feb-2009
ISIN US88162G1031 AGENDA 932990472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DAN L. BATRACK For For
2 HUGH M. GRANT For For
3 PATRICK C. HADEN For For
4 J. CHRISTOPHER LEWIS For For
5 ALBERT E. SMITH For For
6 J. KENNETH THOMPSON For For
7 RICHARD H. TRULY For For
02 TO APPROVE OUR RESTATED CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK FROM 85,000,000 TO 150,000,000.
03 TO APPROVE THE AMENDMENT OF OUR 2005 EQUITY INCENTIVE PLAN. Management Against Against
04 TO APPROVE OUR EXECUTIVE COMPENSATION PLAN. Management For For
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORPORATION
SECURITY 699173209 MEETING TYPE Annual
TICKER SYMBOL PMTC MEETING DATE 04-Mar-2009
ISIN US6991732099 AGENDA 932992464 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DONALD K. GRIERSON For For
2 JAMES E. HEPPELMANN For For
3 OSCAR B. MARX, III For For
02 APPROVE AN INCREASE TO 22,300,000 IN THE TOTAL NUMBER OF Management Against Against
SHARES ISSUABLE UNDER OUR 2000 EQUITY INCENTIVE PLAN.
03 CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
PTC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 13
- --------------------------------------------------------------------------------
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Contested-Annual
TICKER SYMBOL TIER MEETING DATE 11-Mar-2009
ISIN US88650Q1004 AGENDA 932999216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 SAMUEL CABOT III For For
3 JOHN J. DELUCCA For For
4 MORGAN P. GUENTHER For For
5 PHILIP G. HEASLEY For For
6 DAVID A. POE For For
7 RONALD L. ROSSETTI For For
02 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2009.
03 TO APPROVE A SHAREHOLDER PROPOSAL REGARDING OUR Shareholder For Against
SHAREHOLDER RIGHTS PLAN.
04 TO APPROVE A SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
MEETINGS.
- --------------------------------------------------------------------------------
COHERENT, INC.
SECURITY 192479103 MEETING TYPE Annual
TICKER SYMBOL COHR MEETING DATE 11-Mar-2009
ISIN US1924791031 AGENDA 932999254 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JOHN R. AMBROSEO For For
2 JOHN H. HART For For
3 SUSAN JAMES For For
4 CLIFFORD PRESS For For
5 LAWRENCE TOMLINSON For For
6 GARRY ROGERSON For For
7 SANDEEP VIJ For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 3, 2009
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK Management For For
PURCHASE PLAN
04 TO APPROVE THE AMENDED AND RESTATED 2001 STOCK PLAN Management For For
- --------------------------------------------------------------------------------
THE TORO COMPANY
SECURITY 891092108 MEETING TYPE Annual
TICKER SYMBOL TTC MEETING DATE 18-Mar-2009
ISIN US8910921084 AGENDA 932995991 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JANET K. COOPER For For
2 GARY L. ELLIS For For
3 GREGG W. STEINHAFEL For For
02 APPROVE AN AMENDMENT TO THE TORO COMPANY 2000 DIRECTORS Management Against Against
STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 65,000.
03 RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING OCTOBER 31, 2009.
- --------------------------------------------------------------------------------
IDEX CORPORATION
SECURITY 45167R104 MEETING TYPE Annual
TICKER SYMBOL IEX MEETING DATE 07-Apr-2009
ISIN US45167R1041 AGENDA 933010085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 WILLIAM M. COOK For For
2 FRANK S. HERMANCE For For
3 MICHAEL T. TOKARZ For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS OF THE COMPANY FOR 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 14
- --------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
SECURITY 001744101 MEETING TYPE Annual
TICKER SYMBOL AHS MEETING DATE 09-Apr-2009
ISIN US0017441017 AGENDA 933006264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: R. JEFFREY HARRIS Management For For
1B ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1C ELECTION OF DIRECTOR: HALA G. MODDELMOG Management For For
1D ELECTION OF DIRECTOR: SUSAN R. NOWAKOWSKI Management For For
1E ELECTION OF DIRECTOR: ANDREW M. STERN Management For For
1F ELECTION OF DIRECTOR: PAUL E. WEAVER Management For For
1G ELECTION OF DIRECTOR: DOUGLAS D. WHEAT Management For For
02 APPROVAL OF THE AMENDMENTS TO THE COMPANY'S EQUITY PLAN. Management Against Against
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
VERIGY LTD.
SECURITY Y93691106 MEETING TYPE Annual
TICKER SYMBOL VRGY MEETING DATE 14-Apr-2009
ISIN SG9999002885 AGENDA 933003852 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 TO RE-ELECT MR. EDWARD GRADY AS A CLASS II DIRECTOR OF THE Management For For
BOARD OF DIRECTORS.
02 TO RE-ELECT MR. ERNEST GODSHALK AS A CLASS II DIRECTOR OF Management For For
THE BOARD OF DIRECTORS.
03 TO RE-ELECT MR. BOBBY CHENG AS A CLASS II DIRECTOR OF THE Management For For
BOARD OF DIRECTORS.
04 TO RE-ELECT MR. KEITH BARNES AS A CLASS III DIRECTOR OF Management For For
THE BOARD OF DIRECTORS.
05 TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS THE INDEPENDENT SINGAPORE AUDITOR FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2009, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX PRICEWATERHOUSECOOPERS LLP'S
REMUNERATION.
06 TO APPROVE AND AUTHORIZE: (A) CASH COMPENSATION TO CURRENT Management For For
NON-EMPLOYEE DIRECTORS FOR SERVICES RENDERED THROUGH OUR
2010 ANNUAL GENERAL MEETING OF SHAREHOLDERS; (B) PRO RATA
CASH COMPENSATION TO ANY NEW NON-EMPLOYEE DIRECTOR
APPOINTED AFTER OUR 2009 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND BEFORE OUR 2010 ANNUAL GENERAL MEETING OF
SHAREHOLDERS; (C) ADDITIONAL CASH COMPENSATION TO OUR LEAD
INDEPENDENT DIRECTOR, AND TO ANY DIRECTOR WHO ACTS AS
CHAIRPERSON OF OUR AUDIT, COMPENSATION, OR NOMINATING AND
GOVERNANCE COMMITTEES.
07 TO APPROVE THE AUTHORIZATION FOR OUR BOARD OF DIRECTORS TO Management For For
ALLOT AND ISSUE ORDINARY SHARES.
08 TO APPROVE THE SHARE PURCHASE MANDATE AUTHORIZING THE Management For For
PURCHASE OR ACQUISITION OF OUR ISSUED ORDINARY SHARES.
- --------------------------------------------------------------------------------
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 15-Apr-2009
ISIN US4835481031 AGENDA 933002521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 E. REEVES CALLAWAY III For For
2 KAREN M. GARRISON For For
3 A. WILLIAM HIGGINS For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
ENSUING YEAR.
- --------------------------------------------------------------------------------
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 16-Apr-2009
ISIN US3596941068 AGENDA 933003650 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JULIANA L. CHUGG For For
2 RICHARD L. MARCANTONIO For For
3 ALFREDO L. ROVIRA For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS H.B. FULLER'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 28, 2009.
03 TO APPROVE THE H.B. FULLER COMPANY 2009 DIRECTOR STOCK Management Against Against
INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 15
- --------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC.
SECURITY 650203102 MEETING TYPE Annual
TICKER SYMBOL NAL MEETING DATE 20-Apr-2009
ISIN US6502031023 AGENDA 933010287 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ROBERT J. LYONS, JR. For For
2 ERIC A. MARZIALI For For
3 JULIA M. MCNAMARA For For
4 PEYTON R. PATTERSON For For
5 GERALD B. ROSENBERG For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS INDEPENDENT AUDITORS
(PROPOSAL 2).
03 TO PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER BUSINESS Management For For
THAT PROPERLY COMES BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENTS OF THE MEETING, IN ACCORDANCE WITH THE
DETERMINATION OF A MAJORITY OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
INSITUFORM TECHNOLOGIES, INC.
SECURITY 457667103 MEETING TYPE Annual
TICKER SYMBOL INSU MEETING DATE 22-Apr-2009
ISIN US4576671030 AGENDA 933020834 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: J. JOSEPH BURGESS Management For For
1B ELECTION OF DIRECTOR: STEPHEN P. CORTINOVIS Management For For
1C ELECTION OF DIRECTOR: STEPHANIE A. CUSKLEY Management For For
1D ELECTION OF DIRECTOR: JOHN P. DUBINSKY Management For For
1E ELECTION OF DIRECTOR: JUANITA H. HINSHAW Management For For
1F ELECTION OF DIRECTOR: ALFRED L. WOODS Management For For
02 TO APPROVE THE INSITUFORM TECHNOLOGIES, INC. 2009 EMPLOYEE Management For For
EQUITY INCENTIVE PLAN
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------
OLIN CORPORATION
SECURITY 680665205 MEETING TYPE Annual
TICKER SYMBOL OLN MEETING DATE 23-Apr-2009
ISIN US6806652052 AGENDA 933006391 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 GRAY G. BENOIST For For
2 DONALD W. BOGUS For For
3 JOHN M.B. O'CONNOR For For
4 PHILIP J. SCHULZ For For
5 VINCENT J. SMITH For For
02 APPROVAL OF THE 2009 LONG TERM INCENTIVE PLAN Management Against Against
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
SILICON LABORATORIES INC.
SECURITY 826919102 MEETING TYPE Annual
TICKER SYMBOL SLAB MEETING DATE 23-Apr-2009
ISIN US8269191024 AGENDA 933008410 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 HARVEY B. CASH For For
2 NECIP SAYINER For For
3 DAVID R. WELLAND For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SILICON
LABORATORIES INC. FOR THE FISCAL YEAR ENDING JANUARY 2,
2010.
03 TO APPROVE THE 2009 STOCK INCENTIVE PLAN. Management Against Against
04 TO APPROVE THE 2009 EMPLOYEE STOCK PURCHASE PLAN. Management For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 16
- --------------------------------------------------------------------------------
HERCULES OFFSHORE, INC.
SECURITY 427093109 MEETING TYPE Annual
TICKER SYMBOL HERO MEETING DATE 23-Apr-2009
ISIN US4270931094 AGENDA 933008624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 THOMAS N. AMONETT For For
2 JOHN T. RYND For For
3 STEVEN A. WEBSTER For For
2 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
LITTELFUSE, INC.
SECURITY 537008104 MEETING TYPE Annual
TICKER SYMBOL LFUS MEETING DATE 24-Apr-2009
ISIN US5370081045 AGENDA 933008650 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 T.J. CHUNG For For
2 JOHN P. DRISCOLL For For
3 ANTHONY GRILLO For For
4 GORDON HUNTER For For
5 JOHN E. MAJOR For For
6 WILLIAM P. NOGLOWS For For
7 RONALD L. SCHUBEL For For
02 APPROVE AND RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2009 FISCAL YEAR.
- --------------------------------------------------------------------------------
LYDALL, INC.
SECURITY 550819106 MEETING TYPE Annual
TICKER SYMBOL LDL MEETING DATE 24-Apr-2009
ISIN US5508191062 AGENDA 933015249 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DALE G. BARNHART For For
2 KATHLEEN BURDETT For For
3 W. LESLIE DUFFY, ESQ. For For
4 MATTHEW T. FARRELL For For
5 MARC T. GILES For For
6 WILLIAM D. GURLEY For For
7 SUZANNE HAMMETT For For
8 S. CARL SODERSTROM, JR. For For
02 AMENDING AND RESTATING THE LYDALL 2003 STOCK INCENTIVE Management Against Against
COMPENSATION PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN AND
TO RE- APPROVE THE PERFORMANCE MEASURES SET FORTH IN THE
PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
03 RATIFYING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 24-Apr-2009
ISIN US3154051003 AGENDA 933019576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JENNIE S. HWANG, PH.D. For For
2 JAMES F. KIRSCH For For
3 WILLIAM J. SHARP For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
- --------------------------------------------------------------------------------
BADGER METER, INC.
SECURITY 056525108 MEETING TYPE Annual
TICKER SYMBOL BMI MEETING DATE 24-Apr-2009
ISIN US0565251081 AGENDA 933021444 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RONALD H. DIX For For
2 THOMAS J. FISCHER For For
3 KENNETH P. MANNING For For
4 RICHARD A. MEEUSEN For For
5 ULICE PAYNE, JR. For For
6 ANDREW J. POLICANO For For
7 STEVEN J. SMITH For For
8 JOHN J. STOLLENWERK For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 17
- --------------------------------------------------------------------------------
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 29-Apr-2009
ISIN US8803451033 AGENDA 933013675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JEFFREY A. BALAGNA For For
2 STEVEN A. SONNENBERG For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE Management For For
UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING.
- --------------------------------------------------------------------------------
BROWN & BROWN, INC.
SECURITY 115236101 MEETING TYPE Annual
TICKER SYMBOL BRO MEETING DATE 29-Apr-2009
ISIN US1152361010 AGENDA 933013764 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 J. HYATT BROWN For For
2 SAMUEL P. BELL, III For For
3 HUGH M. BROWN For For
4 J. POWELL BROWN For For
5 BRADLEY CURREY, JR. For For
6 JIM W. HENDERSON For For
7 THEODORE J. HOEPNER For For
8 TONI JENNINGS For For
9 WENDELL S. REILLY For For
10 JOHN R. RIEDMAN For For
11 JAN E. SMITH For For
12 CHILTON D. VARNER For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS Management For For
BROWN & BROWN, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED
SECURITY G05384105 MEETING TYPE Annual
TICKER SYMBOL AHL MEETING DATE 29-Apr-2009
ISIN BMG053841059 AGENDA 933022953 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RICHARD HOUGHTON For For
2 JULIAN CUSACK For For
3 GLYN JONES For For
4 GLYN JONES For For
5 CHRISTOPHER O'KANE For For
6 RICHARD BUCKNALL For For
7 IAN CORMACK For For
8 RICHARD HOUGHTON For For
9 STEPHEN ROSE For For
10 OLIVER PETERKEN For For
11 HEIDI HUTTER For For
12 CHRISTOPHER O'KANE For For
13 RICHARD HOUGHTON For For
14 STEPHEN ROSE For For
15 CHRISTOPHER O'KANE For For
16 RICHARD HOUGHTON For For
17 STEPHEN ROSE For For
18 STEPHEN ROSE For For
19 JOHN HENDERSON For For
20 CHRISTOPHER WOODMAN For For
21 MICHAEL CAIN For For
22 KATHARINE WADE For For
23 KAREN GREEN For For
24 CHRISTOPHER O'BRIEN For For
25 RICHARD BUCKNALL For For
26 JOHN HOBBS For For
27 JAMES INGHAM CLARK For For
28 ROBERT LONG For For
29 CHRISTOPHER O'BRIEN For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 18
30 MATTHEW YELDHAM For For
31 KAREN GREEN For For
32 HEIDI HUTTER For For
33 CHRISTOPHER O'KANE For For
34 JULIAN CUSACK For For
35 JAMES FEW For For
36 OLIVER PETERKEN For For
37 DAVID SKINNER For For
38 KAREN GREEN For For
39 HEATHER KITSON For For
02 TO APPOINT KPMG AUDIT PLC, LONDON, ENGLAND, TO ACT AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO
AUTHORIZE THE BOARD OF DIRECTORS THROUGH THE AUDIT
COMMITTEE TO SET THE REMUNERATION FOR THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO ADOPT THE AMENDED AND RESTATED BYE-LAWS OF THE COMPANY Management For For
TO REFLECT THE CHANGES DESCRIBED IN APPENDIX I OF THE
ATTACHED PROXY STATEMENT.
04 TO ADOPT THE AMENDMENTS TO THE MEMORANDUM OF ASSOCIATION Management For For
OF THE COMPANY TO REFLECT THE CHANGES DESCRIBED IN
APPENDIX II OF THE ATTACHED PROXY STATEMENT.
05 TO AMEND ASPEN INSURANCE UK LIMITED'S ARTICLES OF Management For For
ASSOCIATION AS DESCRIBED IN APPENDIX III OF THE ATTACHED
PROXY STATEMENT.
06 TO AMEND ASPEN INSURANCE UK SERVICES LIMITED'S ARTICLES OF Management For For
ASSOCIATION, AS DESCRIBED IN APPENDIX III OF THE ATTACHED
PROXY STATEMENT.
07 TO AMEND ASPEN (UK) HOLDINGS LIMITED'S ARTICLES OF Management For For
ASSOCIATION AS DESCRIBED IN APPENDIX III OF THE ATTACHED
PROXY STATEMENT.
08 TO AMEND AIUK TRUSTEES LIMITED'S ARTICLES OF ASSOCIATION Management For For
AS DESCRIBED IN APPENDIX III OF THE ATTACHED PROXY
STATEMENT.
09 TO AMEND ASPEN UNDERWRITING LIMITED'S ARTICLES OF Management For For
ASSOCIATION AS DESCRIBED IN APPENDIX III OF THE ATTACHED
PROXY STATEMENT.
10 TO AMEND ASPEN MANAGING AGENCY LIMITED'S ARTICLES OF Management For For
ASSOCIATION AS DESCRIBED IN APPENDIX III OF THE ATTACHED
PROXY STATEMENT.
11 TO AUTHORIZE THE APPOINTMENT OF KPMG AS THE AUDITOR OF Management For For
ASPEN INSURANCE LIMITED FOR FISCAL YEAR ENDED DECEMBER 31,
2009 AND GRANT AUTHORITY TO THE COMPANY'S BOARD OF
DIRECTORS THROUGH ITS AUDIT COMMITTEE TO DETERMINE THEIR
REMUNERATION, SUBJECT TO KPMG AUDIT PLC BEING APPOINTED AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
12 TO AMEND ASPEN INSURANCE LIMITED'S BYE-LAWS AS DESCRIBED Management For For
IN APPENDIX IV OF THE PROXY STATEMENT.
13 TO AMEND ASPEN INSURANCE LIMITED'S MEMORANDUM OF Management For For
ASSOCIATION TO REFLECT THE CHANGES DESCRIBED IN APPENDIX V
OF THE ATTACHED PROXY STATEMENT.
- --------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
SECURITY 313855108 MEETING TYPE Contested-Annual
TICKER SYMBOL FSS MEETING DATE 29-Apr-2009
ISIN US3138551086 AGENDA 933034706 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JAMES E. GOODWIN For For
2 WILLIAM H. OSBORNE For For
3 JOSEPH R. WRIGHT For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------
ARCH CHEMICALS, INC.
SECURITY 03937R102 MEETING TYPE Annual
TICKER SYMBOL ARJ MEETING DATE 30-Apr-2009
ISIN US03937R1023 AGENDA 933012611 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 WILLIAM H. POWELL For For
2 DANIEL S. SANDERS For For
3 JANICE J. TEAL For For
02 APPROVAL OF THE ARCH CHEMICALS, INC. 2009 LONG TERM Management For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 19
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JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 30-Apr-2009
ISIN US4811301021 AGENDA 933018473 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DAVID J. DRURY For For
2 JONATHAN NEWCOMB For For
3 ROGER D. PEIRCE For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSE COOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 27, 2009.
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ASSISTED LIVING CONCEPTS INC
SECURITY 04544X300 MEETING TYPE Annual
TICKER SYMBOL ALC MEETING DATE 30-Apr-2009
ISIN US04544X3008 AGENDA 933039821 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 LAURIE A. BEBO For For
2 ALAN BELL For For
3 JESSE C. BROTZ For For
4 DEREK H.L. BUNTAIN For For
5 DAVID J. HENNIGAR For For
6 MALEN S. NG For For
7 MELVIN A. RHINELANDER For For
8 C.H. ROADMAN II, MD For For
9 MICHAEL J. SPECTOR For For
- --------------------------------------------------------------------------------
KNOLL, INC.
SECURITY 498904200 MEETING TYPE Annual
TICKER SYMBOL KNL MEETING DATE 04-May-2009
ISIN US4989042001 AGENDA 933023260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 BURTON B. STANIAR For For
2 SIDNEY LAPIDUS For For
02 TO RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
SECURITY 55306N104 MEETING TYPE Annual
TICKER SYMBOL MKSI MEETING DATE 04-May-2009
ISIN US55306N1046 AGENDA 933026913 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 LEO BERLINGHIERI For For
2 HANS-JOCHEN KAHL For For
3 LOUIS P. VALENTE For For
02 TO AMEND THE 2004 STOCK INCENTIVE PLAN TO ALLOW FOR A Management Against Against
ONE-TIME OPTION EXCHANGE PROGRAM.
03 TO AMEND THE THIRD RESTATED EMPLOYEE STOCK PURCHASE PLAN Management For For
TO INCREASE THE NUMBER OF SHARES AVAILABLE THEREUNDER
1,250,000 TO 1,950,000 SHARES.
04 TO AMEND THE SECOND AMENDED AND RESTATED INTERNATIONAL Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE THEREUNDER FROM 250,000 TO 400,000 SHARES.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
SECURITY 896522109 MEETING TYPE Annual
TICKER SYMBOL TRN MEETING DATE 04-May-2009
ISIN US8965221091 AGENDA 933035429 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 LELDON E. ECHOLS For For
5 RONALD J. GAFFORD For For
6 RONALD W. HADDOCK For For
7 JESS T. HAY For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 20
8 ADRIAN LAJOUS For For
9 DIANA S. NATALICIO For For
10 TIMOTHY R. WALLACE For For
02 TO APPROVE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
GARDNER DENVER, INC.
SECURITY 365558105 MEETING TYPE Annual
TICKER SYMBOL GDI MEETING DATE 05-May-2009
ISIN US3655581052 AGENDA 933017229 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 BARRY L. PENNYPACKER For For
2 RICHARD L. THOMPSON For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------
SUPERIOR WELL SERVICES, INC.
SECURITY 86837X105 MEETING TYPE Annual
TICKER SYMBOL SWSI MEETING DATE 05-May-2009
ISIN US86837X1054 AGENDA 933039249 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 ANTHONY J. MENDICINO For For
2 MARK A. SNYDER For For
2 RATIFICATION OF SCHNEIDER DOWNS & CO., INC. AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
LADISH CO., INC.
SECURITY 505754200 MEETING TYPE Annual
TICKER SYMBOL LDSH MEETING DATE 05-May-2009
ISIN US5057542004 AGENDA 933040381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 LAWRENCE W. BIANCHI For For
2 JAMES C. HILL For For
3 LEON A. KRANZ For For
4 J. ROBERT PEART For For
5 JOHN W. SPLUDE For For
6 KERRY L. WOODY For For
02 TO RATIFY THE ACTION TAKEN BY THE AUDIT COMMITTEE OF THE Management For For
BOARD OF DIRECTORS IN RETAINING THE INDEPENDENT AUDIT FIRM
OF GRANT THORNTON LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR 2009.
- --------------------------------------------------------------------------------
ENTEGRIS, INC.
SECURITY 29362U104 MEETING TYPE Annual
TICKER SYMBOL ENTG MEETING DATE 06-May-2009
ISIN US29362U1043 AGENDA 933036027 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 GIDEON ARGOV For For
2 MICHAEL A. BRADLEY For For
3 MICHAEL P.C. CARNS For For
4 DANIEL W. CHRISTMAN For For
5 GARY F. KLINGL For For
6 ROGER D. MCDANIEL For For
7 PAUL L.H. OLSON For For
8 BRIAN F. SULLIVAN For For
- --------------------------------------------------------------------------------
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 06-May-2009
ISIN US2641471097 AGENDA 933037574 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 EUGENE P. CONESE, JR. For For
2 RALPH D. CROSBY, JR. For For
3 JAY L. HABERLAND For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE CORPORATION'S INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 21
- --------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
SECURITY 87305R109 MEETING TYPE Annual
TICKER SYMBOL TTMI MEETING DATE 07-May-2009
ISIN US87305R1095 AGENDA 933016556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 ROBERT E. KLATELL For For
2 JOHN G. MAYER For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009
- --------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
SECURITY 477839104 MEETING TYPE Annual
TICKER SYMBOL JBT MEETING DATE 07-May-2009
ISIN US4778391049 AGENDA 933019780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 C. MAURY DEVINE For For
2 JAMES M. RINGLER For For
- --------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON COMPANY N.V.
SECURITY 167250109 MEETING TYPE Annual
TICKER SYMBOL CBI MEETING DATE 07-May-2009
ISIN US1672501095 AGENDA 933021292 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 PHILIP K. ASHERMAN For For
2 L. RICHARD FLURY For For
3 W. CRAIG KISSEL For For
02 TO AUTHORIZE PREPARATION OF OUR DUTCH STATUTORY ANNUAL Management For For
ACCOUNTS AND ANNUAL REPORT OF OUR MANAGEMENT BOARD IN
ENGLISH LANGUAGE.
03 TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM Management For For
LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES.
04 TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM Management For For
LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES.
05 TO APPROVE THE FINAL DIVIDEND IN AN AMOUNT OF $0.16 PER Management For For
SHARE.
06 APPROVE EXTENSION OF AUTHORITY OF OUR MANAGEMENT BOARD TO Management For For
REPURCHASE UP TO 10% OF ISSUED SHARE CAPITAL OF THE
COMPANY.
07 TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2009.
08 AMEND ARTICLES OF ASSOCIATION TO PROVIDE THAT MANDATORY Management For For
RETIREMENT DATE OF DIRECTORS WHO ATTAIN AGE OF SEVENTY-TWO
WILL BE THE DAY ON WHICH ANNUAL MEETING IS HELD.
09 TO APPROVE THE AMENDMENT OF THE 2008 LONG-TERM INCENTIVE Management For For
PLAN.
10 TO APPROVE THE AMENDMENT OF THE CHICAGO BRIDGE & IRON 2001 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
11 APPROVE EXTENSION OF AUTHORITY OF SUPERVISORY BOARD TO Management For For
ISSUE AND/OR GRANT RIGHTS TO ACQUIRE SHARES, NEVER TO
EXCEED NUMBER OF AUTHORIZED BUT UNISSUED SHARES.
- --------------------------------------------------------------------------------
HEXCEL CORPORATION
SECURITY 428291108 MEETING TYPE Annual
TICKER SYMBOL HXL MEETING DATE 07-May-2009
ISIN US4282911084 AGENDA 933021533 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 JOEL S. BECKMAN For For
2 DAVID E. BERGES For For
3 LYNN BRUBAKER For For
4 JEFFREY C. CAMPBELL For For
5 SANDRA L. DERICKSON For For
6 W. KIM FOSTER For For
7 JEFFREY A. GRAVES For For
8 DAVID C. HILL For For
9 DAVID C. HURLEY For For
10 DAVID L. PUGH For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 22
2 APPROVAL OF THE AMENDED AND RESTATED HEXCEL CORPORATION Management Against Against
2003 INCENTIVE STOCK PLAN.
3 APPROVAL OF THE HEXCEL CORPORATION 2009 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
4 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
SECURITY 651290108 MEETING TYPE Annual
TICKER SYMBOL NFX MEETING DATE 07-May-2009
ISIN US6512901082 AGENDA 933022989 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: DAVID A. TRICE Management For For
1B ELECTION OF DIRECTOR: LEE K. BOOTHBY Management For For
1C ELECTION OF DIRECTOR: PHILIP J. BURGUIERES Management For For
1D ELECTION OF DIRECTOR: PAMELA J. GARDNER Management For For
1E ELECTION OF DIRECTOR: DENNIS R. HENDRIX Management For For
1F ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP III Management For For
1G ELECTION OF DIRECTOR: J. MICHAEL LACEY Management For For
1H ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND Management For For
1I ELECTION OF DIRECTOR: HOWARD H. NEWMAN Management For For
1J ELECTION OF DIRECTOR: THOMAS G. RICKS Management For For
1K ELECTION OF DIRECTOR: JUANITA F. ROMANS Management For For
1L ELECTION OF DIRECTOR: C.E. (CHUCK) SHULTZ Management For For
1M ELECTION OF DIRECTOR: J. TERRY STRANGE Management For For
02 PROPOSAL TO APPROVE THE NEWFIELD EXPLORATION COMPANY 2009 Management For For
OMNIBUS STOCK PLAN.
03 PROPOSAL TO APPROVE THE NEWFIELD EXPLORATION COMPANY 2009 Management For For
NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
SKILLED HEALTHCARE GROUP, INC.
SECURITY 83066R107 MEETING TYPE Annual
TICKER SYMBOL SKH MEETING DATE 07-May-2009
ISIN US83066R1077 AGENDA 933035431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JOSE C. LYNCH For For
2 MICHAEL D. STEPHENS For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------
BARNES GROUP INC.
SECURITY 067806109 MEETING TYPE Annual
TICKER SYMBOL B MEETING DATE 07-May-2009
ISIN US0678061096 AGENDA 933037447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 THOMAS J. ALBANI For For
2 THOMAS O. BARNES For For
3 GARY G. BENANAV For For
4 MYLLE H. MANGUM For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
STERLING BANCORP
SECURITY 859158107 MEETING TYPE Annual
TICKER SYMBOL STL MEETING DATE 07-May-2009
ISIN US8591581074 AGENDA 933047323 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ROBERT ABRAMS For For
2 JOSEPH M. ADAMKO For For
3 LOUIS J. CAPPELLI For For
4 FERNANDO FERRER For For
5 ALLAN F. HERSHFIELD For For
6 HENRY J. HUMPHREYS For For
7 ROBERT W. LAZAR For For
8 JOHN C. MILLMAN For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 23
9 EUGENE ROSSIDES For For
02 ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management For For
NAMED EXECUTIVE OFFICERS.
03 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
SECURITY 675232102 MEETING TYPE Annual
TICKER SYMBOL OII MEETING DATE 08-May-2009
ISIN US6752321025 AGENDA 933030253 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JOHN R. HUFF For For
2 JEROLD J. DESROCHE For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
DANVERS BANCORP, INC.
SECURITY 236442109 MEETING TYPE Annual
TICKER SYMBOL DNBK MEETING DATE 08-May-2009
ISIN US2364421097 AGENDA 933037790 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 KEVIN T. BOTTOMLEY For For
2 DIANE C. BRINKLEY For For
3 ROBERT J. BROUDO For For
4 CRAIG S. CERRETANI For For
5 ELEANOR M. HERSEY For For
6 MARY COFFEY MORAN, CPA For For
02 TO RATIFY THE SELECTION OF WOLF & COMPANY, P.C. AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
BRINK'S HOME SECURITY HOLDINGS, INC.
SECURITY 109699108 MEETING TYPE Annual
TICKER SYMBOL CFL MEETING DATE 08-May-2009
ISIN US1096991088 AGENDA 933047070 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ROBERT B. ALLEN For For
2 MICHAEL S. GILLILAND For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Special
TICKER SYMBOL MRCY MEETING DATE 08-May-2009
ISIN US5893781089 AGENDA 933052691 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 TO APPROVE THE PROPOSED STOCK OPTION EXCHANGE PROGRAM Management Against Against
DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
SECURITY 25470F104 MEETING TYPE Annual
TICKER SYMBOL DISCA MEETING DATE 11-May-2009
ISIN US25470F1049 AGENDA 933026381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 ROBERT R. BECK For For
2 J. DAVID WARGO For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 24
- --------------------------------------------------------------------------------
TITANIUM METALS CORPORATION
SECURITY 888339207 MEETING TYPE Annual
TICKER SYMBOL TIE MEETING DATE 11-May-2009
ISIN US8883392073 AGENDA 933057932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 KEITH R. COOGAN For For
2 GLENN R. SIMMONS For For
3 HAROLD C. SIMMONS For For
4 THOMAS P. STAFFORD For For
5 STEVEN L. WATSON For For
6 TERRY N. WORRELL For For
7 PAUL J. ZUCCONI For For
- --------------------------------------------------------------------------------
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 12-May-2009
ISIN US6027201044 AGENDA 933022648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 THOMAS B. HOTOPP For For
2 JOHN T. RYAN III For For
3 THOMAS H. WITMER For For
02 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 12-May-2009
ISIN US4290601065 AGENDA 933023068 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 LYLE T. BOSACKER For For
2 MYRITA P. CRAIG For For
3 JOHN W. FINKE For For
- --------------------------------------------------------------------------------
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 12-May-2009
ISIN US0805551050 AGENDA 933033134 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 HENRY P. BECTON, JR. For For
2 JAMES M. MORONEY III For For
3 LLOYD D. WARD For For
02 PROPOSAL TO APPROVE THE BELO AMENDED AND RESTATED 2004 Management For For
EXECUTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 SHAREHOLDER PROPOSAL RELATING TO REPEAL OF THE CLASSIFIED Shareholder Against For
BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
SECURITY 83088M102 MEETING TYPE Annual
TICKER SYMBOL SWKS MEETING DATE 12-May-2009
ISIN US83088M1027 AGENDA 933035152 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 BALAKRISHNAN S. IYER For For
2 THOMAS C. LEONARD For For
3 ROBERT A. SCHRIESHEIM For For
02 TO APPROVE THE AMENDED AND RESTATED 2005 LONG- TERM Management Against Against
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 25
- --------------------------------------------------------------------------------
COHU, INC.
SECURITY 192576106 MEETING TYPE Annual
TICKER SYMBOL COHU MEETING DATE 12-May-2009
ISIN US1925761066 AGENDA 933037803 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 HARRY L. CASARI For For
2 HAROLD HARRIGIAN For For
02 TO APPROVE AMENDMENTS TO THE COHU, INC. 2005 EQUITY Management Against Against
INCENTIVE PLAN
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COHU'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
- --------------------------------------------------------------------------------
MORTON'S RESTAURANT GROUP, INC.
SECURITY 619430101 MEETING TYPE Annual
TICKER SYMBOL MRT MEETING DATE 12-May-2009
ISIN US6194301015 AGENDA 933046143 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 WILLIAM C. ANTON For For
2 THOMAS J. BALDWIN For For
3 JOHN K. CASTLE For For
02 PROPOSAL TO RATIFY THE RE-APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 12-May-2009
ISIN US5956261029 AGENDA 933048654 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JAROBIN GILBERT, JR. For For
2 DIANE L. ROUTSON For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR
ENDING JANUARY 2, 2010.
- --------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
SECURITY 743312100 MEETING TYPE Annual
TICKER SYMBOL PRGS MEETING DATE 12-May-2009
ISIN US7433121008 AGENDA 933057425 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 TO FIX THE NUMBER OF DIRECTORS CONSTITUTING THE FULL BOARD Management For For
OF DIRECTORS OF THE COMPANY AT SIX.
02 DIRECTOR Management
1 BARRY N. BYCOFF For For
2 RAM GUPTA For For
3 CHARLES F. KANE For For
4 DAVID A. KRALL For For
5 MICHAEL L. MARK For For
6 RICHARD D. REIDY For For
03 TO APPROVE AN AMENDMENT TO THE PROGRESS SOFTWARE Management For For
CORPORATION 1991 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED,
TO INCREASE THE MAXIMUM NUMBER OF SHARES THAT MAY BE
ISSUED UNDER THAT PLAN FROM 4,000,000 TO 4,500,000 SHARES.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2009.
- --------------------------------------------------------------------------------
ANNTAYLOR STORES CORPORATION
SECURITY 036115103 MEETING TYPE Annual
TICKER SYMBOL ANN MEETING DATE 13-May-2009
ISIN US0361151030 AGENDA 933026038 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: JAMES J. BURKE, JR. Management For For
1B ELECTION OF DIRECTOR: KAY KRILL Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2009 FISCAL YEAR.
- --------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC.
SECURITY 942749102 MEETING TYPE Annual
TICKER SYMBOL WTS MEETING DATE 13-May-2009
ISIN US9427491025 AGENDA 933028880 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 ROBERT L. AYERS For For
2 KENNETT F. BURNES For For
3 RICHARD J. CATHCART For For
4 TIMOTHY P. HORNE For For
5 RALPH E. JACKSON, JR. For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 26
6 KENNETH J. MCAVOY For For
7 JOHN K. MCGILLICUDDY For For
8 GORDON W. MORAN For For
9 DANIEL J. MURPHY, III For For
10 PATRICK S. O'KEEFE For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
- --------------------------------------------------------------------------------
KNIGHT CAPITAL GROUP, INC.
SECURITY 499005106 MEETING TYPE Annual
TICKER SYMBOL NITE MEETING DATE 13-May-2009
ISIN US4990051066 AGENDA 933045850 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: WILLIAM L. BOLSTER Management For For
1B ELECTION OF DIRECTOR: GARY R. GRIFFITH Management For For
1C ELECTION OF DIRECTOR: THOMAS M. JOYCE Management For For
1D ELECTION OF DIRECTOR: JAMES W. LEWIS Management For For
1E ELECTION OF DIRECTOR: THOMAS C. LOCKBURNER Management For For
1F ELECTION OF DIRECTOR: JAMES T. MILDE Management For For
1G ELECTION OF DIRECTOR: CHRISTOPHER C. QUICK Management For For
1H ELECTION OF DIRECTOR: LAURIE M. SHAHON Management For For
02 TO APPROVE THE KNIGHT CAPITAL GROUP, INC. 2009 EXECUTIVE Management For For
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
- --------------------------------------------------------------------------------
MEADOWBROOK INSURANCE GROUP, INC.
SECURITY 58319P108 MEETING TYPE Annual
TICKER SYMBOL MIG MEETING DATE 14-May-2009
ISIN US58319P1084 AGENDA 933048642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ROBERT S. CUBBIN For For
2 ROBERT F. FIX For For
3 HUGH W. GREENBERG For For
4 FLORINE MARK For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE MEADOWBROOK INSURANCE GROUP, INC. 2009 Management For For
EQUITY COMPENSATION PLAN.
- --------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC.
SECURITY 311642102 MEETING TYPE Annual
TICKER SYMBOL FARO MEETING DATE 14-May-2009
ISIN US3116421021 AGENDA 933056550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 SIMON RAAB For For
2 ANDRE JULIEN For For
02 THE ADOPTION OF THE 2009 EQUITY INCENTIVE PLAN. Management Against Against
03 THE RATIFICATION OF GRANT THORNTON LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
PACTIV CORP.
SECURITY 695257105 MEETING TYPE Annual
TICKER SYMBOL PTV MEETING DATE 15-May-2009
ISIN US6952571056 AGENDA 933030950 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: LARRY D. BRADY Management For For
1B ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARNALL Management For For
1D ELECTION OF DIRECTOR: MARY R. (NINA) HENDERSON Management For For
1E ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Management For For
1F ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1G ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Management For For
1H ELECTION OF DIRECTOR: NORMAN H. WESLEY Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 27
- --------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
SECURITY 922417100 MEETING TYPE Annual
TICKER SYMBOL VECO MEETING DATE 15-May-2009
ISIN US9224171002 AGENDA 933033273 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 EDWARD H. BRAUN For For
2 RICHARD A. D'AMORE For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
CASCADE MICROTECH, INC.
SECURITY 147322101 MEETING TYPE Annual
TICKER SYMBOL CSCD MEETING DATE 15-May-2009
ISIN US1473221018 AGENDA 933041028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 KEITH L. BARNES For For
2 GEOFF WILD For For
02 TO APPROVE AN AMENDMENT TO THE CASCADE MICROTECH, INC. Management Against Against
STOCK INCENTIVE PLAN TO INCREASE THE SHARES RESERVED FOR
ISSUANCE THEREUNDER FROM 2,400,000 TO 3,000,000.
- --------------------------------------------------------------------------------
TESCO CORPORATION
SECURITY 88157K101 MEETING TYPE Annual
TICKER SYMBOL TESO MEETING DATE 15-May-2009
ISIN CA88157K1012 AGENDA 933046307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 FRED J. DYMENT For For
2 GARY L. KOTT For For
3 R. VANCE MILLIGAN, Q.C. For For
4 JULIO M. QUINTANA For For
5 NORMAN W. ROBERTSON For For
6 MICHAEL W. SUTHERLIN For For
7 CLIFTON T. WEATHERFORD For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP, A NATIONAL PUBLIC Management For For
ACCOUNTING FIRM, AS AUDITORS OF THE CORPORATION AND
AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------
BTU INTERNATIONAL, INC.
SECURITY 056032105 MEETING TYPE Annual
TICKER SYMBOL BTUI MEETING DATE 15-May-2009
ISIN US0560321053 AGENDA 933060573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 PAUL J. VAN DER WANSEM For For
2 G. MEAD WYMAN For For
3 J. SAMUEL PARKHILL For For
4 JOHN E. BEARD For For
5 JOSEPH F. WRINN For For
02 TO ACT UPON THE PROPOSAL TO AMEND THE 2003 EQUITY Management Against Against
INCENTIVE PLAN TO IMPLEMENT A STOCK OPTION EXCHANGE
PROGRAM.
- --------------------------------------------------------------------------------
NEWPORT CORPORATION
SECURITY 651824104 MEETING TYPE Annual
TICKER SYMBOL NEWP MEETING DATE 19-May-2009
ISIN US6518241046 AGENDA 933042638 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 MICHAEL T. O'NEILL For For
2 MARKOS I. TAMBAKERAS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS NEWPORT'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JANUARY 2, 2010 THE BOARD OF DIRECTORS RECOMMENDS A
VOTE "AGAINST" PROPOSAL 3
03 CONSIDERATION OF STOCKHOLDER PROPOSAL TO DECLASSIFY Shareholder Against For
NEWPORT'S BOARD OF DIRECTORS
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 28
- --------------------------------------------------------------------------------
OMNICELL, INC.
SECURITY 68213N109 MEETING TYPE Annual
TICKER SYMBOL OMCL MEETING DATE 19-May-2009
ISIN US68213N1090 AGENDA 933043402 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 MARY E. FOLEY For For
2 RANDALL A. LIPPS For For
3 JOSEPH E. WHITTERS For For
02 PROPOSAL TO ADOPT THE OMNICELL, INC. 2009 EQUITY INCENTIVE Management Against Against
PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE OMNICELL, INC. Management For For
1997 EMPLOYEE STOCK PURCHASE PLAN TO, AMONG OTHER THINGS,
INCREASE THE AGGREGATE SHARE RESERVE TO A TOTAL OF
3,000,000 SHARES, AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC.
SECURITY 421906108 MEETING TYPE Annual
TICKER SYMBOL HCSG MEETING DATE 19-May-2009
ISIN US4219061086 AGENDA 933047765 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DANIEL P. MCCARTNEY For For
2 JOSEPH F. MCCARTNEY For For
3 ROBERT L. FROME For For
4 THOMAS A. COOK For For
5 ROBERT J. MOSS For For
6 JOHN M. BRIGGS For For
7 DINO D. OTTAVIANO For For
02 TO APPROVE AND RATIFY THE SELECTION OF GRANT THORNTON LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR ITS CURRENT FISCAL YEAR ENDING DECEMBER
31, 2009.
- --------------------------------------------------------------------------------
VIEWPOINT FINANCIAL GROUP
SECURITY 926727108 MEETING TYPE Annual
TICKER SYMBOL VPFG MEETING DATE 19-May-2009
ISIN US9267271081 AGENDA 933050736 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 GAROLD R. BASE For For
2 ANTHONY J. LEVECCHIO For For
3 V. KEITH SOCKWELL For For
- --------------------------------------------------------------------------------
TREDEGAR CORPORATION
SECURITY 894650100 MEETING TYPE Annual
TICKER SYMBOL TG MEETING DATE 19-May-2009
ISIN US8946501009 AGENDA 933053643 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 A. BROCKENBROUGH, III For For
2 WILLIAM M. GOTTWALD For For
3 RICHARD L. MORRILL For For
02 APPROVAL OF THE TREDEGAR CORPORATION AMENDED AND RESTATED Management For For
2004 EQUITY INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
TREDEGAR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
BOWNE & CO., INC.
SECURITY 103043105 MEETING TYPE Annual
TICKER SYMBOL BNE MEETING DATE 19-May-2009
ISIN US1030431050 AGENDA 933058073 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 STEPHEN V. MURPHY For For
2 GLORIA M. PORTELA For For
3 VINCENT TESE For For
4 RICHARD R. WEST For For
02 APPROVAL OF THE APPOINTMENT OF KPMG, LLP AS COMPANY Management For For
AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED BOWNE & CO., INC. Management Against Against
1999 INCENTIVE COMPENSATION PLAN.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 29
- --------------------------------------------------------------------------------
HAWK CORPORATION
SECURITY 420089104 MEETING TYPE Annual
TICKER SYMBOL HWK MEETING DATE 19-May-2009
ISIN US4200891046 AGENDA 933069898 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ANDREW T. BERLIN For For
2 PAUL R. BISHOP For For
3 JACK F. KEMP For For
4 RICHARD T. MARABITO For For
5 DAN T. MOORE, III For For
02 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS PERFORMANCE-BASED Management For For
COMPENSATION.
- --------------------------------------------------------------------------------
FRANCO NEV CORP
SECURITY 351858105 MEETING TYPE MIX
TICKER SYMBOL FNV.TO MEETING DATE 20-May-2009
ISIN CA3518581051 AGENDA 701889872 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'ABSTAIN' FOR-RESOLUTIONS 1.1 to 1.7 AND 2 AND
'IN FAVOR' OR 'AGAINST' FOR RESOLUTION NUMBER-3. THANK YOU.
To receive the audited consolidated financial statements Non-Voting
of the Corporation fo-r the YE 31 DEC 2008, together with
the Auditors' report thereon
1.1 Elect Mr. Pierre Lassonde as a Director of the Corporation Management For For
1.2 Elect Mr. David Harquail as a Director of the Corporation Management For For
1.3 Elect Mr. David R. Peterson as a Director of the Management For For
Corporation
1.4 Elect Mr. Louis Gignac as a Director of the Corporation Management For For
1.5 Elect Mr. Graham Farquharson as a Director of the Management For For
Corporation
1.6 Elect Mr. Randall Oliphant as a Director of the Corporation Management For For
1.7 Elect Mr. Derek W. Evans as a Director of the Corporation Management For For
2. Appoint PricewaterhouseCoopers LLP, Chartered Accountants, Management For For
as the Auditors of the Corporation for the ensuing year
and authorize the Directors to fix the remuneration to be
paid to the Auditors
3. Approve the Corporation's Restricted Share Unit Plan Management For For
Transact any other business Non-Voting
- --------------------------------------------------------------------------------
FORMFACTOR, INC.
SECURITY 346375108 MEETING TYPE Annual
TICKER SYMBOL FORM MEETING DATE 20-May-2009
ISIN US3463751087 AGENDA 933038970 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 JAMES A. PRESTRIDGE For For
2 HARVEY A. WAGNER For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS FORMFACTOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2009
- --------------------------------------------------------------------------------
KINDRED HEALTHCARE
SECURITY 494580103 MEETING TYPE Annual
TICKER SYMBOL KND MEETING DATE 20-May-2009
ISIN US4945801037 AGENDA 933040937 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 EDWARD L. KUNTZ For For
2 JOEL ACKERMAN For For
3 ANN C. BERZIN For For
4 JONATHAN D. BLUM For For
5 THOMAS P. COOPER, M.D. For For
6 PAUL J. DIAZ For For
7 ISAAC KAUFMAN For For
8 FREDERICK J. KLEISNER For For
9 EDDY J. ROGERS, JR. For For
02 PROPOSAL TO APPROVE THE COMPANY'S SHORT-TERM INCENTIVE Management For For
PLAN.
03 PROPOSAL TO APPROVE THE COMPANY'S LONG-TERM INCENTIVE PLAN. Management For For
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 30
- --------------------------------------------------------------------------------
SMART BALANCE INC
SECURITY 83169Y108 MEETING TYPE Annual
TICKER SYMBOL SMBL MEETING DATE 20-May-2009
ISIN US83169Y1082 AGENDA 933043034 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ROBERT J. GILLESPIE For For
2 ROBERT F. MCCARTHY For For
3 MICHAEL R. O'BRIEN For For
02 RATIFICATION OF APPOINTMENT OF EHRHARDT KEEFE STEINER & Management For For
HOTTMAN PC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
ATMI, INC.
SECURITY 00207R101 MEETING TYPE Annual
TICKER SYMBOL ATMI MEETING DATE 20-May-2009
ISIN US00207R1014 AGENDA 933045381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 STEPHEN H. MAHLE For For
2 C. DOUGLAS MARSH For For
3 DOUGLAS A. NEUGOLD For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------
SEALED AIR CORPORATION
SECURITY 81211K100 MEETING TYPE Annual
TICKER SYMBOL SEE MEETING DATE 20-May-2009
ISIN US81211K1007 AGENDA 933049101 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 ELECTION OF HANK BROWN AS A DIRECTOR. Management For For
02 ELECTION OF MICHAEL CHU AS A DIRECTOR. Management For For
03 ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. Management For For
04 ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR. Management For For
05 ELECTION OF CHARLES F. FARRELL, JR. AS A DIRECTOR. Management For For
06 ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR. Management For For
07 ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. Management For For
08 ELECTION OF KENNETH P. MANNING AS A DIRECTOR. Management For For
09 ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. Management For For
10 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
SECURITY 682189105 MEETING TYPE Annual
TICKER SYMBOL ONNN MEETING DATE 20-May-2009
ISIN US6821891057 AGENDA 933049442 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 CURTIS J. CRAWFORD For For
2 DARYL OSTRANDER For For
3 ROBERT H. SMITH For For
02 TO APPROVE AN AMENDMENT TO THE 2000 EMPLOYEE STOCK Management For For
PURCHASE PLAN (AS DESCRIBED IN AND ATTACHED TO THE PROXY
STATEMENT)
03 TO RATIFY PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
SILICON IMAGE, INC.
SECURITY 82705T102 MEETING TYPE Annual
TICKER SYMBOL SIMG MEETING DATE 20-May-2009
ISIN US82705T1025 AGENDA 933060244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 PETER HANELT For For
2 WILLIAM GEORGE For For
02 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM. Management Against Against
03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
SILICON IMAGE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 31
- --------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
SECURITY 163072101 MEETING TYPE Annual
TICKER SYMBOL CAKE MEETING DATE 20-May-2009
ISIN US1630721017 AGENDA 933061765 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ALEXANDER L. CAPPELLO For For
2 JEROME I. KRANSDORF For For
3 DAVID B. PITTAWAY For For
02 APPROVAL OF AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO REMOVE CERTAIN SUPERMAJORITY VOTING
PROVISIONS.
03 APPROVAL OF AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29,
2009.
- --------------------------------------------------------------------------------
TIFFANY & CO.
SECURITY 886547108 MEETING TYPE Annual
TICKER SYMBOL TIF MEETING DATE 21-May-2009
ISIN US8865471085 AGENDA 933044961 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For
2 ELECTION OF DIRECTOR: ROSE MARIE BRAVO Management For For
3 ELECTION OF DIRECTOR: GARY E. COSTLEY Management For For
4 ELECTION OF DIRECTOR: LAWRENCE K. FISH Management For For
5 ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Management For For
6 ELECTION OF DIRECTOR: CHARLES K. MARQUIS Management For For
7 ELECTION OF DIRECTOR: PETER W. MAY Management For For
8 ELECTION OF DIRECTOR: J. THOMAS PRESBY Management For For
9 ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2009.
03 APPROVAL OF AN AMENDMENT TO THE TIFFANY & CO. 2005 Management Against Against
EMPLOYEE INCENTIVE PLAN TO INCREASE BY 2,500,000 THE
MAXIMUM NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE PLAN.
- --------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC.
SECURITY 74153Q102 MEETING TYPE Annual
TICKER SYMBOL PDE MEETING DATE 21-May-2009
ISIN US74153Q1022 AGENDA 933051877 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DAVID A.B. BROWN For For
2 KENNETH M. BURKE For For
3 ARCHIE W. DUNHAM For For
4 DAVID A. HAGER For For
5 FRANCIS S. KALMAN For For
6 RALPH D. MCBRIDE For For
7 ROBERT G. PHILLIPS For For
8 LOUIS A. RASPINO For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009.
- --------------------------------------------------------------------------------
WESTFIELD FINANCIAL, INC.
SECURITY 96008P104 MEETING TYPE Annual
TICKER SYMBOL WFD MEETING DATE 21-May-2009
ISIN US96008P1049 AGENDA 933053489 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 DAVID C. COLTON, JR. For For
2 JAMES C. HAGAN For For
3 PHILIP R. SMITH For For
4 DONALD A. WILLIAMS For For
02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & COMPANY, Management For For
P.C. AS WESTFIELD FINANCIAL'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 32
- --------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
SECURITY 989207105 MEETING TYPE Annual
TICKER SYMBOL ZBRA MEETING DATE 21-May-2009
ISIN US9892071054 AGENDA 933061486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RICHARD L. KEYSER For For
2 ROSS W. MANIRE For For
3 DR. ROBERT J. POTTER For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS
- --------------------------------------------------------------------------------
RED BACK MINING INC.
SECURITY 756297107 MEETING TYPE Annual
TICKER SYMBOL RBIFF MEETING DATE 21-May-2009
ISIN CA7562971076 AGENDA 933073859 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RICHARD P. CLARK For For
2 LUKAS H. LUNDIN For For
3 ROBERT F. CHASE For For
4 BRIAN D. EDGAR For For
5 MICHAEL W. HUNT For For
6 HARRY N. MICHAEL For For
7 GEORGE L. BRACK For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED Management For For
ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE THE AMENDMENT TO THE CORPORATION'S STOCK OPTION Management For For
PLAN AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR DATED APRIL 15, 2009.
04 TO APPROVE CERTAIN STOCK OPTION GRANTS TO INSIDERS OF THE Management For For
CORPORATION AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR DATED APRIL 15, 2009.
- --------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
SECURITY 868157108 MEETING TYPE Annual
TICKER SYMBOL SPN MEETING DATE 22-May-2009
ISIN US8681571084 AGENDA 933055712 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 HAROLD J. BOUILLION For For
2 ENOCH L. DAWKINS For For
3 JAMES M. FUNK For For
4 TERENCE E. HALL For For
5 E.E. 'WYN' HOWARD, III For For
6 JUSTIN L. SULLIVAN For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
03 APPROVE THE 2009 STOCK INCENTIVE PLAN. Management For For
- --------------------------------------------------------------------------------
OMNICARE, INC.
SECURITY 681904108 MEETING TYPE Annual
TICKER SYMBOL OCR MEETING DATE 22-May-2009
ISIN US6819041087 AGENDA 933067034 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR : JOHN T. CROTTY Management For For
1B ELECTION OF DIRECTOR : JOEL F. GEMUNDER Management For For
1C ELECTION OF DIRECTOR : STEVEN J. HEYER Management For For
1D ELECTION OF DIRECTOR : SANDRA E. LANEY Management For For
1E ELECTION OF DIRECTOR : ANDREA R. LINDELL Management For For
1F ELECTION OF DIRECTOR : JAMES D. SHELTON Management For For
1G ELECTION OF DIRECTOR : JOHN H. TIMONEY Management For For
1H ELECTION OF DIRECTOR : AMY WALLMAN Management For For
02 TO APPROVE THE AMENDMENT OF OMNICARE'S ANNUAL INCENTIVE Management For For
PLAN FOR SENIOR EXECUTIVE OFFICERS AND RE-APPROVE THE
PERFORMANCE CRITERIA THEREUNDER.
03 TO RE-APPROVE THE PERFORMANCE CRITERIA UNDER OMNICARE'S Management For For
2004 STOCK AND INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 33
- --------------------------------------------------------------------------------
PLX TECHNOLOGY, INC.
SECURITY 693417107 MEETING TYPE Special
TICKER SYMBOL PLXT MEETING DATE 22-May-2009
ISIN US6934171074 AGENDA 933073203 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 TO APPROVE THE ISSUANCE OF 3,400,000 SHARES OF OUR COMMON Management For For
STOCK IN SATISFACTION OF THE $14,200,000 PRINCIPAL BALANCE
OF A PROMISSORY NOTE ISSUED IN CONNECTION WITH OUR
ACQUISITION OF OXFORD SEMICONDUCTOR, INC. IN JANUARY 2009.
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
SECURITY 928298108 MEETING TYPE Annual
TICKER SYMBOL VSH MEETING DATE 26-May-2009
ISIN US9282981086 AGENDA 933052122 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 ZIV SHOSHANI For For
2 THOMAS WERTHEIMER For For
3 MARC ZANDMAN For For
4 RUTA ZANDMAN For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS VISHAY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2009.
3 OTHER PROPOSALS. Management For For
- --------------------------------------------------------------------------------
PLX TECHNOLOGY, INC.
SECURITY 693417107 MEETING TYPE Annual
TICKER SYMBOL PLXT MEETING DATE 26-May-2009
ISIN US6934171074 AGENDA 933072124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 MICHAEL J. SALAMEH For For
2 D. JAMES GUZY For For
3 JOHN H. HART For For
4 ROBERT H. SMITH For For
5 THOMAS RIORDAN For For
6 PATRICK VERDERICO For For
7 RALPH H. SCHMITT For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
ADVANCED ANALOGIC TECHNOLOGIES, INC.
SECURITY 00752J108 MEETING TYPE Annual
TICKER SYMBOL AATI MEETING DATE 27-May-2009
ISIN US00752J1088 AGENDA 933065181 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JAFF LIN For For
2 RICHARD K. WILLIAMS For For
02 TO VOTE FOR AND RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2009.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2005 EQUITY Management For For
INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
- --------------------------------------------------------------------------------
CTS CORPORATION
SECURITY 126501105 MEETING TYPE Annual
TICKER SYMBOL CTS MEETING DATE 27-May-2009
ISIN US1265011056 AGENDA 933068478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 W.S. CATLOW For For
2 L.J. CIANCIA For For
3 T.G. CODY For For
4 P.K. COLLAWN For For
5 R.R. HEMMINGHAUS For For
6 M.A. HENNING For For
7 V.M. KHILNANI For For
8 R.A. PROFUSEK For For
02 APPROVAL OF THE CTS CORPORATION 2009 OMNIBUS EQUITY AND Management For For
PERFORMANCE INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
CTS' INDEPENDENT AUDITOR.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 34
- --------------------------------------------------------------------------------
NORTHFIELD BANCORP INC
SECURITY 66611L105 MEETING TYPE Annual
TICKER SYMBOL NFBK MEETING DATE 27-May-2009
ISIN US66611L105 AGENDA 933077390 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 SUSAN LAMBERTI For For
2 ALBERT J. REGEN For For
3 PATRICK E. SCURA, JR. For For
02 THE APPROVAL OF THE NORTHFIELD BANCORP, INC. MANAGEMENT Management For For
CASH INCENTIVE PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDED DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
MSC.SOFTWARE CORPORATION
SECURITY 553531104 MEETING TYPE Annual
TICKER SYMBOL MSCS MEETING DATE 28-May-2009
ISIN US5535311048 AGENDA 933045432 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ASHFAQ A. MUNSHI * For For
2 ROBERT A. SCHRIESHEIM * For For
3 MASOOD A. JABBAR ** For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
- --------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION
SECURITY 382410405 MEETING TYPE Annual
TICKER SYMBOL GDP MEETING DATE 28-May-2009
ISIN US3824104059 AGENDA 933071374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 HENRY GOODRICH For For
2 PATRICK E. MALLOY, III For For
3 MICHAEL J. PERDUE For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
O2MICRO INTERNATIONAL LIMITED
SECURITY 67107W100 MEETING TYPE Annual
TICKER SYMBOL OIIM MEETING DATE 29-May-2009
ISIN US67107W1009 AGENDA 933072693 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
A1A RE-ELECTION OF DIRECTOR: JAMES ELVIN KEIM Management For For
A1B RE-ELECTION OF DIRECTOR: LAWRENCE LAI-FU LIN Management For For
A1C RE-ELECTION OF DIRECTOR: JI LIU Management For For
A2 RENEWAL OF "SALE MANDATE." TO RENEW THE GENERAL MANDATE TO Management For For
ALLOT, ISSUE AND DEAL WITH SUCH NUMBER OF UNISSUED
ORDINARY SHARES NOT EXCEEDING THE SUM OF: (I) 20% OF THE
TOTAL NOMINAL AMOUNT OF THE SHARE CAPITAL; AND (II) THE
TOTAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
REPURCHASED BY US.
A3 TO RENEW THE GENERAL MANDATE TO EXERCISE ALL THE POWERS OF Management For For
THE COMPANY TO REPURCHASE SUCH NUMBER OF ORDINARY SHARES.
A4 TO APPROVE AND ADOPT THE FINANCIAL STATEMENTS AND THE Management For For
AUDITOR'S REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31,
2008.
A5 TO APPROVE AND RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS.
E1 TO APPROVE THE PROPOSED VOLUNTARY WITHDRAWAL OF LISTING ON Management For For
THE MAIN BOARD OF THE STOCK EXCHANGE OF HONG KONG LIMITED.
E2 ADOPTION OF THE AMENDED AND RESTATED MEMORANDUM AND Management For For
ARTICLES OF ASSOCIATION OF THE COMPANY.
E3 ADOPTION OF 2009 EMPLOYEE STOCK PURCHASE PLAN. Management For For
E4 AMENDMENT OF 2005 SHARE OPTION PLAN, ALL AS MORE FULLY Management For For
DESCRIBED IN THE PROXY STATEMENT.
E5 AMENDMENT OF THE 2005 SHARE INCENTIVE PLAN, ALL AS MORE Management For For
FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 35
- --------------------------------------------------------------------------------
WATSCO, INC.
SECURITY 942622200 MEETING TYPE Annual
TICKER SYMBOL WSO MEETING DATE 29-May-2009
ISIN US9426222009 AGENDA 933086945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ROBERT L. BERNER III* For For
2 DENISE DICKINS** For For
3 GARY L. TAPELLA*** For For
02 TO APPROVE, ADOPT AND RATIFY THE COMPANY'S AMENDED AND Management For For
RESTATED 2001 INCENTIVE COMPENSATION PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION TO PROVIDE THAT
VACANCIES FILLED BY THE BOARD OF DIRECTORS BE SUBJECT TO
REELECTION AT THE NEXT ANNUAL MEETING OF SHAREHOLDERS.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND Management Against Against
RESTATED ARTICLES OF INCORPORATION TO AUTHORIZE THE
ISSUANCE OF UP TO 10,000,000 SHARES OF PREFERRED STOCK.
- --------------------------------------------------------------------------------
MOSYS, INC.
SECURITY 619718109 MEETING TYPE Annual
TICKER SYMBOL MOSY MEETING DATE 02-Jun-2009
ISIN US6197181091 AGENDA 933065042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 CARL E. BERG For For
2 TOMMY ENG For For
3 CHENMING HU For For
4 CHI-PING HSU For For
5 JAMES D. KUPEC For For
6 LEONARD PERHAM For For
02 THE RATIFICATION OF THE APPOINTMENT OF BURR, PILGER & Management For For
MAYER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------
HOME DIAGNOSTICS, INC.
SECURITY 437080104 MEETING TYPE Annual
TICKER SYMBOL HDIX MEETING DATE 02-Jun-2009
ISIN US4370801049 AGENDA 933077643 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 GEORGE H. HOLLEY For For
2 JOSEPH H. CAPPER For For
02 TO APPROVE THE ADOPTION OF THE HOME DIAGNOSTICS, INC. 2009 Management Against Against
EQUITY INCENTIVE PLAN
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009
- --------------------------------------------------------------------------------
SAKS INCORPORATED
SECURITY 79377W108 MEETING TYPE Contested-Annual
TICKER SYMBOL SKS MEETING DATE 03-Jun-2009
ISIN US79377W1080 AGENDA 933061929 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 RONALD DE WAAL For For
2 MARGUERITE W. KONDRACKE For For
3 C. WARREN NEEL For For
4 CHRISTOPHER J. STADLER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR ENDING JANUARY 30, 2010.
03 TO ADOPT THE SAKS INCORPORATED 2009 LONG-TERM INCENTIVE Management Against Against
PLAN.
04 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING FOR THE ELECTION Shareholder Against For
OF DIRECTORS.
05 SHAREHOLDER PROPOSAL - MAJORITY VOTING FOR THE ELECTION OF Shareholder Against For
DIRECTORS.
06 SHAREHOLDER PROPOSAL - DECLASSIFICATION OF THE COMPANY'S Shareholder For
BOARD OF DIRECTORS.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 36
- --------------------------------------------------------------------------------
J.CREW GROUP, INC.
SECURITY 46612H402 MEETING TYPE Annual
TICKER SYMBOL JCG MEETING DATE 04-Jun-2009
ISIN US46612H4020 AGENDA 933065179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JAMES COULTER For For
2 MILLARD DREXLER For For
3 STEVEN GRAND-JEAN For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2009.
- --------------------------------------------------------------------------------
DYNAMIC MATERIALS CORPORATION
SECURITY 267888105 MEETING TYPE Annual
TICKER SYMBOL BOOM MEETING DATE 04-Jun-2009
ISIN US2678881051 AGENDA 933065319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 DEAN K. ALLEN For For
2 YVON PIERRE CARIOU For For
3 BERNARD HUEBER For For
4 GERARD MUNERA For For
5 RICHARD P. GRAFF For For
6 ROLF ROSPEK For For
2 TO APPROVE THE COMPANY'S PERFORMANCE-BASED PLAN. Management For For
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
JARDEN CORPORATION
SECURITY 471109108 MEETING TYPE Annual
TICKER SYMBOL JAH MEETING DATE 04-Jun-2009
ISIN US4711091086 AGENDA 933071716 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 MARTIN E. FRANKLIN For For
2 RENE-PIERRE AZRIA For For
3 MICHAEL S. GROSS For For
02 PROPOSAL TO APPROVE AND ADOPT THE JARDEN CORPORATION 2009 Management Against Against
STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS JARDEN CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
PHARMERICA CORPORATION
SECURITY 71714F104 MEETING TYPE Annual
TICKER SYMBOL PMC MEETING DATE 04-Jun-2009
ISIN US71714F1049 AGENDA 933077655 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 GREGORY S. WEISHAR For For
2 W. ROBERT DAHL, JR. For For
3 FRANK E. COLLINS, ESQ. For For
4 DANIEL N. MENDELSON For For
5 THOMAS P. MAC MAHON For For
6 MS. MARJORIE W. DORR For For
7 THOMAS P. GERRITY PH.D. For For
8 ROBERT A. OAKLEY, PH.D. For For
02 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED Management For For
2007 OMNIBUS INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
FBR CAPITAL MARKETS CORPORATION
SECURITY 30247C301 MEETING TYPE Annual
TICKER SYMBOL FBCM MEETING DATE 04-Jun-2009
ISIN US30247C3016 AGENDA 933095502 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 ERIC F. BILLINGS For For
2 RICHARD M. DEMARTINI For For
3 RICHARD J. HENDRIX For For
4 THOMAS J. HYNES, JR. For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 37
5 RICHARD A. KRAEMER For For
6 RALPH S. MICHAEL, III For For
7 THOMAS S. MURPHY, JR. For For
8 ARTHUR J. REIMERS For For
02 TO APPROVE AMENDMENTS TO THE 2006 LONG-TERM INCENTIVE PLAN. Management For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
- --------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION
SECURITY 030371108 MEETING TYPE Annual
TICKER SYMBOL AVD MEETING DATE 05-Jun-2009
ISIN US0303711081 AGENDA 933086123 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 LAWRENCE S. CLARK For For
2 JOHN L. KILLMER For For
3 HERBERT A. KRAFT For For
4 JOHN B. MILES For For
5 CARL R. SODERLIND For For
6 IRVING J. THAU For For
7 ERIC G. WINTEMUTE For For
8 GLENN A. WINTEMUTE For For
02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF.
- --------------------------------------------------------------------------------
KBW, INC.
SECURITY 482423100 MEETING TYPE Annual
TICKER SYMBOL KBW MEETING DATE 09-Jun-2009
ISIN US4824231009 AGENDA 933073431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JOHN G. DUFFY For For
2 DANIEL M. HEALY For For
3 MICHAEL J. ZIMMERMAN For For
02 APPROVAL OF THE KBW, INC. 2009 INCENTIVE COMPENSATION PLAN. Management Against Against
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
ACI WORLDWIDE, INC.
SECURITY 004498101 MEETING TYPE Annual
TICKER SYMBOL ACIW MEETING DATE 10-Jun-2009
ISIN US0044981019 AGENDA 933068707 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 ALFRED R. BERKELEY, III For For
2 JOHN D. CURTIS For For
3 PHILIP G. HEASLEY For For
4 JAMES C. MCGRODDY For For
5 HARLAN F. SEYMOUR For For
6 JOHN M. SHAY, JR. For For
7 JOHN E. STOKELY For For
8 JAN H. SUWINSKI For For
- --------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 10-Jun-2009
ISIN US2803581022 AGENDA 933072390 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 BARRY B. WHITE For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 38
2 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND
THE BOARD OF DIRECTORS AS INDEPENDENT ACCOUNTANTS TO AUDIT
THE ACCOUNTS OF EDGEWATER FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
3 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
SUN HEALTHCARE GROUP, INC.
SECURITY 866933401 MEETING TYPE Annual
TICKER SYMBOL SUNH MEETING DATE 10-Jun-2009
ISIN US8669334018 AGENDA 933073405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: GREGORY S. ANDERSON Management For For
1B ELECTION OF DIRECTOR: TONY M. ASTORGA Management For For
1C ELECTION OF DIRECTOR: CHRISTIAN K. BEMENT Management For For
1D ELECTION OF DIRECTOR: MICHAEL J. FOSTER Management For For
1E ELECTION OF DIRECTOR: BARBARA B. KENNELLY Management For For
1F ELECTION OF DIRECTOR: STEVEN M. LOONEY Management For For
1G ELECTION OF DIRECTOR: RICHARD K. MATROS Management For For
1H ELECTION OF DIRECTOR: MILTON J. WALTERS Management For For
9 TO APPROVE THE SUN HEALTHCARE GROUP, INC. 2009 PERFORMANCE Management Against Against
INCENTIVE PLAN
10 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009
- --------------------------------------------------------------------------------
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 12-Jun-2009
ISIN US0436321089 AGENDA 933073936 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 MICHAEL J. POHL For For
02 APPROVAL OF THE ASCENT MEDIA CORPORATION 2008 INCENTIVE Management For For
PLAN.
03 RATIFY SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
SECURITY 02553E106 MEETING TYPE Annual
TICKER SYMBOL AEO MEETING DATE 16-Jun-2009
ISIN US02553E1064 AGENDA 933082151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1A ELECTION OF DIRECTOR: JANICE E. PAGE Management For For
1B ELECTION OF DIRECTOR: J. THOMAS PRESBY Management For For
1C ELECTION OF DIRECTOR: GERALD E. WEDREN Management For For
2 AMEND AND RESTATE THE COMPANY'S 2005 STOCK AWARD AND Management Against Against
INCENTIVE PLAN.
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 30, 2010.
- --------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
SECURITY 90385V107 MEETING TYPE Annual
TICKER SYMBOL UCTT MEETING DATE 18-Jun-2009
ISIN US90385V1070 AGENDA 933081212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 SUSAN H. BILLAT For For
2 JOHN CHENAULT For For
3 KEVIN C. EICHLER For For
4 CLARENCE L. GRANGER For For
5 DAVID IBNALE For For
6 LEONID MEZHVINSKY For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
ULTRA CLEAN HOLDINGS, INC. FOR FISCAL 2009
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 39
- --------------------------------------------------------------------------------
PETROHAWK ENERGY CORPORATION
SECURITY 716495106 MEETING TYPE Annual
TICKER SYMBOL HK MEETING DATE 18-Jun-2009
ISIN US7164951060 AGENDA 933093700 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 JAMES W. CHRISTMAS For For
2 JAMES L. IRISH III For For
3 ROBERT C. STONE, JR. For For
02 RATIFICATION AND APPROVAL OF THE AMENDMENT TO OUR Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE TO 500
MILLION SHARES.
03 RATIFICATION AND APPROVAL OF THE AMENDMENT TO OUR 2004 Management For For
EMPLOYEE INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY
5.3 MILLION SHARES.
04 RATIFICATION AND APPROVAL OF THE AMENDMENT TO OUR 2004 Management For For
NON-EMPLOYEE DIRECTOR INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
UNDER THE PLAN BY 0.5 MILLION SHARES.
05 RATIFICATION AND APPROVAL OF THE AMENDMENT TO OUR Management Against Against
CERTIFICATE OF INCORPORATION TO ALLOW THE BOARD OF
DIRECTORS TO AMEND OUR BYLAWS.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009.
- --------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC.
SECURITY 286082102 MEETING TYPE Annual
TICKER SYMBOL EFII MEETING DATE 19-Jun-2009
ISIN US2860821022 AGENDA 933099334 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 GILL COGAN For For
2 GUY GECHT For For
3 THOMAS GEORGENS For For
4 JAMES S. GREENE For For
5 RICHARD A. KASHNOW For For
6 DAN MAYDAN For For
7 FRED ROSENZWEIG For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management For For
AMENDED 2000 EMPLOYEE STOCK PURCHASE PLAN TO PROVIDE FOR
AN INCREASE IN THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE PURSUANT TO SUCH PLAN.
03 TO APPROVE THE 2009 EQUITY INCENTIVE AWARD PLAN AND THE Management Against Against
RESERVATION OF AN AGGREGATE OF 5,000,000 SHARES OF THE
COMPANY'S COMMON STOCK FOR ISSUANCE PURSUANT TO SUCH PLAN.
04 TO APPROVE A ONE-TIME FAIR VALUE OPTION EXCHANGE PROGRAM Management Against Against
FOR EMPLOYEES OTHER THAN OUR NAMED EXECUTIVE OFFICERS.
05 TO APPROVE A ONE-TIME FAIR VALUE OPTION EXCHANGE PROGRAM Management Against Against
FOR OUR NAMED EXECUTIVE OFFICERS, EXCHANGING TIME-BASED
STOCK OPTIONS FOR PERFORMANCE-BASED AWARDS.
06 TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
THE PRINCETON REVIEW, INC.
SECURITY 742352107 MEETING TYPE Annual
TICKER SYMBOL REVU MEETING DATE 23-Jun-2009
ISIN US7423521076 AGENDA 933085222 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
1 DIRECTOR Management
1 RICHARD KATZMAN For For
2 DAVID LOWENSTEIN For For
- --------------------------------------------------------------------------------
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 25-Jun-2009
ISIN US9258151029 AGENDA 933090045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood SmallCap Equity Fund 40
- --------------------------------------------------------------------------------
ZORAN CORPORATION
SECURITY 98975F101 MEETING TYPE Annual
TICKER SYMBOL ZRAN MEETING DATE 26-Jun-2009
ISIN US98975F1012 AGENDA 933090071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ----------------------------------------------------------- ------------- ------------- -----------
01 DIRECTOR Management
1 LEVY GERZBERG, PH.D. For For
2 UZIA GALIL For For
3 RAYMOND A. BURGESS For For
4 JAMES D. MEINDL, PH.D. For For
5 JAMES B. OWENS, JR. For For
6 ARTHUR B. STABENOW For For
7 PHILIP M. YOUNG For For
02 TO APPROVE AN AMENDMENT TO INCREASE THE SHARES AVAILABLE Management Against Against
UNDER THE COMPANY'S 2005 OUTSIDE DIRECTORS EQUITY PLAN.
03 TO APPROVE AN AMENDMENT TO INCREASE THE SHARES AVAILABLE Management For For
UNDER THE COMPANY'S AMENDED AND RESTATED 1995 EMPLOYEE
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
05 TO APPROVE A PROGRAM PERMITTING ELIGIBLE EMPLOYEES TO Management Against Against
EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR A LESSER
NUMBER OF RESTRICTED STOCK UNITS
GAMCO WESTWOOD MIGHTY MITESSM FUND
Effective March 27, 2009, the B.B. Micro-Cap Growth fund (formerly, the Bjurman,
Barry Micro-Cap Growth Fund) (the "B.B. Fund"), a series of The B.B. Funds, was
reorganized into the GAMCO Westwood Mighty Mites Fund (the "Mighty Mites Fund"),
a series of the GAMCO Westwood Funds. Proxy voting records for the B.B. Fund for
the period March 11, 2009 through June 30, 2009 and the Mighty Mites Fund for
the period July 1, 2008 through June 30, 2009 are contained within this filing.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 1
INVESTMENT COMPANY REPORT
CAVCO INDUSTRIES, INC.
SECURITY 149568107 MEETING TYPE Annual
TICKER SYMBOL CVCO MEETING DATE 09-Jul-2008
ISIN US149568107 AGENDA 932924877 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOSEPH H. STEGMAYER For For
2 WILLIAM C. BOOR For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR Management For For
FISCAL 2009.
- --------------------------------------------------------------------------------
WILLAMETTE VALLEY VINEYARDS, INC.
SECURITY 969136100 MEETING TYPE Annual
TICKER SYMBOL WVVI MEETING DATE 20-Jul-2008
ISIN US9691361003 AGENDA 932930197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMES W. BERNAU For For
2 JAMES L. ELLIS For For
3 THOMAS M. BRIAN For For
4 SEAN M. CARY For For
5 DELNA L. JONES For For
6 BETTY M. O'BRIEN For For
7 CRAIG SMITH For For
8 STAN G. TUREL For For
- --------------------------------------------------------------------------------
BENTLEY PHARMACEUTICALS, INC.
SECURITY 082657107 MEETING TYPE Special
TICKER SYMBOL BNT MEETING DATE 22-Jul-2008
ISIN US0826571079 AGENDA 932928750 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER AMONG BENTLEY PHARMACEUTICALS, INC., TEVA
PHARMACEUTICAL INDUSTRIES LIMITED, AND BERYLLIUM MERGER
CORPORATION AS IT MAY BE AMENDED FROM TIME TO TIME.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A Management For For
LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE PROPOSAL NUMBER 1.
- --------------------------------------------------------------------------------
PALM HARBOR HOMES, INC.
SECURITY 696639103 MEETING TYPE Annual
TICKER SYMBOL PHHM MEETING DATE 23-Jul-2008
ISIN US6966391038 AGENDA 932929702 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 LARRY H. KEENER For For
2 WILLIAM M. ASHBAUGH For For
3 FREDERICK R. MEYER For For
4 WALTER D. ROSENBERG, JR For For
5 A. GARY SHILLING For For
6 TIM SMITH For For
7 W. CHRISTOPHER WELLBORN For For
8 JOHN H. WILSON For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING MARCH 27,
2009.
- --------------------------------------------------------------------------------
RTI BIOLOGICS INC
SECURITY 74975N105 MEETING TYPE Annual
TICKER SYMBOL RTIX MEETING DATE 29-Jul-2008
ISIN US74975N1054 AGENDA 932931668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 PETER F. GEAREN For For
2 MICHAEL J. ODRICH For For
3 ADRIAN J.R. SMITH For For
4 UDO HENSELER For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 2
- --------------------------------------------------------------------------------
HAWKINS, INC.
SECURITY 420261109 MEETING TYPE Annual
TICKER SYMBOL HWKN MEETING DATE 07-Aug-2008
ISIN US4202611095 AGENDA 932936113 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN S. MCKEON For For
2 JOHN R. HAWKINS For For
3 HOWARD M. HAWKINS For For
4 DUANE M. JERGENSON For For
5 G. ROBERT GEY For For
6 DARYL I. SKAAR For For
7 EAPEN CHACKO For For
8 JAMES A. FAULCONBRIDGE For For
- --------------------------------------------------------------------------------
TUMBLEWEED COMMUNICATIONS CORP.
SECURITY 899690101 MEETING TYPE Special
TICKER SYMBOL TMWD MEETING DATE 08-Aug-2008
ISIN US8996901018 AGENDA 932934208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For
JUNE 5, 2008, BY AND AMONG TUMBLEWEED COMMUNICATIONS CORP.,
AXWAY INC. AND TORNADO ACQUISITION CORP., AS IT MAY BE
AMENDED FROM TIME TO TIME
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE, Management For For
IF NECESSARY, TO PERMIT THE FURTHER SOLICITATION OF PROXIES
IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES TO APPROVE
AND ADOPT PROPOSAL 1
- --------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES CORPORATION
SECURITY 130439102 MEETING TYPE Annual
TICKER SYMBOL CAMD MEETING DATE 21-Aug-2008
ISIN US1304391022 AGENDA 932936430 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROBERT V. DICKINSON For For
2 WADE F. MEYERCORD For For
3 DR. EDWARD C. ROSS For For
4 DR. DAVID W. SEAR For For
5 DR. JOHN L. SPRAGUE For For
6 DAVID L. WITTROCK For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2009.
03 PROPOSAL TO AMEND THE 2004 OMNIBUS INCENTIVE COMPENSATION Management Against Against
PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 950,000 SHARES FROM 4,140,412 SHARES
TO 5,090,412 SHARES.
04 PROPOSAL TO AMEND THE 1995 EMPLOYEE STOCK PURCHASE PLAN TO Management For For
INCREASE THE TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 200,000 SHARES FROM 1,740,000 SHARES TO
1,940,000 SHARES.
- --------------------------------------------------------------------------------
MATRIXX INITIATIVES, INC.
SECURITY 57685L105 MEETING TYPE Annual
TICKER SYMBOL MTXX MEETING DATE 26-Aug-2008
ISIN US57685L1052 AGENDA 932937999 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 LORI H. BUSH For For
2 CARL J. JOHNSON For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
MATRIXX INITIATIVES, INC. FOR THE FISCAL YEAR ENDING MARCH
31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 3
- --------------------------------------------------------------------------------
CAPSTONE TURBINE CORPORATION
SECURITY 14067D102 MEETING TYPE Annual
TICKER SYMBOL CPST MEETING DATE 28-Aug-2008
ISIN US14067D1028 AGENDA 932935541 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ELIOT G. PROTSCH For For
2 RICHARD K. ATKINSON For For
3 JOHN V. JAGGERS For For
4 DARREN R. JAMISON For For
5 NOAM LOTAN For For
6 GARY J. MAYO For For
7 GARY D. SIMON For For
8 HOLLY A. VAN DEURSEN For For
9 DARRELL J. WILK For For
02 APPROVAL OF THE RIGHTS AGREEMENT, DATED AS OF JULY 7, 2005, Management Against Against
WITH MELLON INVESTOR SERVICES LLC, AS AMENDED.
03 APPROVAL OF THE CAPSTONE TURBINE CORPORATION EXECUTIVE Management For For
PERFORMANCE INCENTIVE PLAN.
04 APPROVAL OF AN AMENDMENT TO THE CAPSTONE TURBINE Management Against Against
CORPORATION AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2009.
- --------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC.
SECURITY 632347100 MEETING TYPE Annual
TICKER SYMBOL NATH MEETING DATE 09-Sep-2008
ISIN US6323471002 AGENDA 932939210 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROBERT J. EIDE For For
2 ERIC GATOFF For For
3 BRIAN S. GENSON For For
4 BARRY LEISTNER For For
5 HOWARD M. LORBER For For
6 WAYNE NORBITZ For For
7 DONALD L. PERLYN For For
8 A.F. PETROCELLI For For
9 CHARLES RAICH For For
- --------------------------------------------------------------------------------
UNITIL CORPORATION
SECURITY 913259107 MEETING TYPE Special
TICKER SYMBOL UTL MEETING DATE 10-Sep-2008
ISIN US9132591077 AGENDA 932941607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S ARTICLES Management For For
OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK, NO PAR VALUE PER SHARE,
OF THE COMPANY FROM 8,000,000 SHARES TO 16,000,000 SHARES
IN THE AGGREGATE.
- --------------------------------------------------------------------------------
LEVCOR INTERNATIONAL, INC.
SECURITY 52729D102 MEETING TYPE Special
TICKER SYMBOL LEVC MEETING DATE 10-Sep-2008
ISIN US52729D1028 AGENDA 932946455 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 APPROVE, ACTION BY OUR BOARD, A 1-TO-300,000 REVERSE STOCK Management Against Against
SPLIT OF COMMON STOCK, WITH RESULT THAT (I) HOLDINGS PRIOR
TO SUCH SPLIT OF FEWER THAN 300,000 SHARES WILL BE
CONVERTED INTO A RIGHT TO RECEIVE CASH CONSIDERATION
DESCRIBED IN THE PROXY STATEMENT, (II) DEREGISTER COMMON
STOCK, AND THUS AVOID COSTS ASSOCIATED WITH BEING A PUBLIC
REPORTING COMPANY
- --------------------------------------------------------------------------------
WHX CORPORATION
SECURITY 929248508 MEETING TYPE Annual
TICKER SYMBOL WXCP MEETING DATE 16-Sep-2008
ISIN US9292485086 AGENDA 932946708 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 JACK L. HOWARD For For
3 GLEN M. KASSAN For For
4 LOUIS KLEIN, JR. For For
5 JOHN H. MCNAMARA JR. For For
6 JOHN J. QUICKE For For
7 GAREN W. SMITH For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 4
02 AUTHORIZE THE BOARD, AT ITS DISCRETION, TO AMEND THE Management For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED CAPITAL STOCK FROM 55,000,000
SHARES, CONSISTING OF 50,000,000 SHARES OF COMMON STOCK AND
5,000,000 SHARES OF PREFERRED STOCK TO 185,000,000 SHARES,
CONSISTING OF 180,000,000 SHARES OF COMMON STOCK AND
5,000,000 SHARES OF PREFERRED STOCK.
03 TO AUTHORIZE THE BOARD, AT ITS DISCRETION, TO AMEND THE Management For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO MAKE CERTAIN CLARIFYING AMENDMENTS TO PROTECT THE
AVAILABILITY OF THE COMPANY'S NET OPERATING LOSS CARRY
FORWARDS UNDER SECTION 382 OF THE INTERNAL REVENUE CODE IN
CONNECTION WITH THE COMPANY'S PENDING RIGHTS OFFERING.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2008.
- --------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
SECURITY 591520200 MEETING TYPE Annual
TICKER SYMBOL MEI MEETING DATE 18-Sep-2008
ISIN US5915202007 AGENDA 932943601 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 WALTER J. ASPATORE For For
2 WARREN L. BATTS For For
3 J. EDWARD COLGATE For For
4 DARREN M. DAWSON For For
5 DONALD W. DUDA For For
6 ISABELLE C. GOOSSEN For For
7 CHRISTOPHER J. HORNUNG For For
8 PAUL G. SHELTON For For
9 LAWRENCE B. SKATOFF For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 2,
2009.
- --------------------------------------------------------------------------------
SKYLINE CORPORATION
SECURITY 830830105 MEETING TYPE Annual
TICKER SYMBOL SKY MEETING DATE 18-Sep-2008
ISIN US8308301055 AGENDA 932946001 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ARTHUR J. DECIO For For
2 THOMAS G. DERANEK For For
3 JOHN C. FIRTH For For
4 JERRY HAMMES For For
5 RONALD F. KLOSKA For For
6 WILLIAM H. LAWSON For For
7 DAVID T. LINK For For
8 ANDREW J. MCKENNA For For
- --------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Annual
TICKER SYMBOL GRB MEETING DATE 25-Sep-2008
ISIN US3737301008 AGENDA 932949502 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 CAROLE F. ST. MARK For For
7 W. JERRY VEREEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE GERBER SCIENTIFIC, Management Against Against
INC. 2006 OMNIBUS INCENTIVE PLAN TO INCREASE BY 1,500,000
SHARES THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER THE PLAN
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 5
- --------------------------------------------------------------------------------
VIEWCAST CORPORATION
SECURITY 926713108 MEETING TYPE Annual
TICKER SYMBOL VCST MEETING DATE 25-Sep-2008
ISIN US9267131087 AGENDA 932951139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GEORGE C. PLATT For For
2 JOSEPH AUTEM For For
3 JOHN W. SLOCUM, JR. For For
4 DAVID T. STONER For For
5 SHEREL D. HORSLEY For For
02 RATIFICATION OF THE APPOINTMENT OF KBA GROUP LLP AS Management For For
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
ENERGYSOUTH, INC.
SECURITY 292970100 MEETING TYPE Special
TICKER SYMBOL ENSI MEETING DATE 30-Sep-2008
ISIN US2929701009 AGENDA 932950389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY Management For For
25, 2008, BY AND AMONG ENERGYSOUTH, INC., SEMPRA ENERGY AND
EMS HOLDING CORP., AND APPROVE THE MERGER CONTEMPLATED
THEREIN.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO
ADOPT THE AGREEMENT AND APPROVE THE MERGER.
- --------------------------------------------------------------------------------
SCHMITT INDUSTRIES, INC.
SECURITY 806870200 MEETING TYPE Annual
TICKER SYMBOL SMIT MEETING DATE 03-Oct-2008
ISIN US8068702005 AGENDA 932953436 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 TIMOTHY D.J. HENNESSY For For
2 MICHAEL J. ELLSWORTH For For
- --------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY
SECURITY 855668109 MEETING TYPE Annual
TICKER SYMBOL SCX MEETING DATE 08-Oct-2008
ISIN US8556681091 AGENDA 932955834 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RALPH G. LAWRENCE For For
2 STEPHEN F. WALSH For For
3 SALVADOR DE CAMARGO, JR For For
- --------------------------------------------------------------------------------
NEOGEN CORPORATION
SECURITY 640491106 MEETING TYPE Annual
TICKER SYMBOL NEOG MEETING DATE 09-Oct-2008
ISIN US6404911066 AGENDA 932953892 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMES L. HERBERT For For
2 G. BRUCE PAPESH For For
3 THOMAS H. REED For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
MGP INGREDIENTS, INC.
SECURITY 55302G103 MEETING TYPE Annual
TICKER SYMBOL MGPI MEETING DATE 16-Oct-2008
ISIN US55302G1031 AGENDA 932958549 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GARY GRADINGER For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 6
- --------------------------------------------------------------------------------
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Annual
TICKER SYMBOL MAG MEETING DATE 24-Oct-2008
ISIN US5594241060 AGENDA 932955214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DEWAIN K. CROSS For For
2 DAVID A. BLOSS, SR. For For
3 YON Y. JORDEN For For
4 MITCHELL I. QUAIN For For
5 DAVID P. REILAND For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO Management For For
SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2009.
- --------------------------------------------------------------------------------
PARISH NATIONAL CORPORATION
SECURITY 700142102 MEETING TYPE Special
TICKER SYMBOL PNLC MEETING DATE 06-Nov-2008
ISIN US7001421020 AGENDA 932964528 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO APPROVE THE AMENDED AND RESTATED AGREEMENT AND PLAN OF Management For For
MERGER, DATED OCTOBER 2, 2008, AMONG WHITNEY HOLDING
CORPORATION, WHITNEY NATIONAL BANK, PARISH NATIONAL
CORPORATION AND PARISH NATIONAL BANK, PURSUANT TO WHICH
WHITNEY HOLDING CORPORATION WILL ACQUIRE PARISH NATIONAL
CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
- --------------------------------------------------------------------------------
SCHIFF NUTRITION INTERNATIONAL, INC.
SECURITY 806693107 MEETING TYPE Annual
TICKER SYMBOL WNI MEETING DATE 10-Nov-2008
ISIN US8066931077 AGENDA 932959971 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ERIC WEIDER For For
2 GEORGE F. LENGVARI For For
3 BRUCE J. WOOD For For
4 RONALD L. COREY For For
5 ROGER H. KIMMEL For For
6 BRIAN P. MCDERMOTT For For
7 H.F. POWELL For For
8 GLENN W. SCHAEFFER For For
- --------------------------------------------------------------------------------
BALDWIN TECHNOLOGY COMPANY, INC.
SECURITY 058264102 MEETING TYPE Annual
TICKER SYMBOL BLD MEETING DATE 11-Nov-2008
ISIN US0582641025 AGENDA 932964162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 KARL S. PUEHRINGER For For
2 CLAES WARNANDER For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 EQUITY Management Against Against
COMPENSATION PLAN TO INCREASE THE MAXIMUM AGGREGATE NUMBER
OF SHARES OF THE COMPANY'S CLASS A COMMON STOCK THAT MAY BE
DELIVERED TO PARTICIPANTS OR THEIR BENEFICIARIES PURSUANT
TO ALL AWARDS GRANTED UNDER THE PLAN BY 1,000,000 TO
2,200,000.
- --------------------------------------------------------------------------------
CHEROKEE INTERNATIONAL CORPORATION
SECURITY 164450108 MEETING TYPE Special
TICKER SYMBOL CHRK MEETING DATE 18-Nov-2008
ISIN US1644501082 AGENDA 932969453 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 24, Management For For
2008, BY AND AMONG LINEAGE POWER HOLDINGS, INC., A DELAWARE
CORPORATION, BIRDIE MERGER SUB, INC., A DELAWARE
CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF LINEAGE, AND
CHEROKEE INTERNATIONAL CORPORATION, AS THE AGREEMENT MAY BE
AMENDED FROM TIME TO TIME, AND THE TRANSACTIONS
CONTEMPLATED THEREIN, INCLUDING THE MERGER.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A Management For For
LATER DATE, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO
ADOPT AND APPROVE THE MERGER AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREIN, INCLUDING THE MERGER.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 7
- --------------------------------------------------------------------------------
WHX CORPORATION
SECURITY 929248508 MEETING TYPE Special
TICKER SYMBOL WXCP MEETING DATE 19-Nov-2008
ISIN US9292485086 AGENDA 932968449 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO AUTHORIZE THE BOARD, AT ITS DISCRETION, TO AMEND THE Management For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO EFFECT A REVERSE STOCK SPLIT
OF THE COMPANY'S ISSUED & OUTSTANDING SHARES OF COMMON
STOCK, PAR VALUE $0.01 PER SHARE, BY A RATIO OF BETWEEN 1-
FOR-3 AND 1-FOR-10, INCLUSIVE, WITHOUT FURTHER APPROVAL OR
AUTHORIZATION OF THE COMPANY'S STOCKHOLDERS.
02 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY, AT ITS Management For For
DISCRETION, TO AMEND THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION, AS AMENDED, TO PERMIT THE
COMPANY TO TAKE ACTION BY WRITTEN CONSENT OF A MAJORITY OF
THE STOCKHOLDERS ENTITLED TO VOTE WITH RESPECT TO THE
SUBJECT MATTER OF THE ACTION.
- --------------------------------------------------------------------------------
SWS GROUP, INC.
SECURITY 78503N107 MEETING TYPE Annual
TICKER SYMBOL SWS MEETING DATE 20-Nov-2008
ISIN US78503N1072 AGENDA 932961887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DON A. BUCHHOLZ For For
2 DONALD W. HULTGREN For For
3 ROBERT A. BUCHHOLZ For For
4 BRODIE L. COBB For For
5 I.D. FLORES III For For
6 LARRY A. JOBE For For
7 DR. R. JAN LECROY For For
8 FREDERICK R. MEYER For For
9 DR. MIKE MOSES For For
10 JON L. MOSLE, JR. For For
02 THE RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 26, 2009.
- --------------------------------------------------------------------------------
ORITANI FINANCIAL CORP.
SECURITY 686323106 MEETING TYPE Annual
TICKER SYMBOL ORIT MEETING DATE 21-Nov-2008
ISIN US6863231063 AGENDA 932967865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMES J. DOYLE, JR. For For
2 JOHN J. SKELLY, JR. For For
02 TO APPROVE THE EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. Management For For
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR ORITANI FINANCIAL
CORP. FOR THE FISCAL YEAR ENDING JUNE 30, 2009.
- --------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP.
SECURITY 820017101 MEETING TYPE Annual
TICKER SYMBOL SCOM MEETING DATE 21-Nov-2008
ISIN US8200171010 AGENDA 932967877 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RAMSAY GILLMAN For For
2 JOHN R. GROW For For
3 PARRIS H. HOLMES, JR. For For
4 DR. BURTON J. KUNIK For For
5 F. GARDNER PARKER For For
6 PHILIP C. ZERRILLO For For
7 JOHN W. DALTON For For
02 PROPOSAL TO, (I) INCREASE THE NUMBER OF SHARES OF COMMON Management Against Against
STOCK AVAILABLE UNDER THE COMPANY'S 1993 STOCK PLAN
("PLAN") BY 500,000 AND (II) EXTEND THE PLAN TERMINATION
DATE FOR FIVE (5) YEARS TO NOVEMBER 12, 2013.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 8
- --------------------------------------------------------------------------------
CAPITAL PROPERTIES, INC.
SECURITY 140430109 MEETING TYPE Special
TICKER SYMBOL CPI MEETING DATE 21-Nov-2008
ISIN US1404301095 AGENDA 932969011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF Management Against Against
INCORPORATION, SUBJECT TO SHAREHOLDER APPROVAL OF PROPOSAL
2 BELOW, WHICH WILL AUTHORIZE A SEVENTY-FIVE TO ONE (75-1)
REVERSE STOCK SPLIT OF THE COMPANY'S COMMON STOCK AND A
CASH PAYMENT PER SHARE FOR RESULTING FRACTIONAL SHARES
EQUAL TO $25.00 (THE "REVERSE STOCK SPLIT").
02 TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO IMPLEMENT Management Against Against
THE REVERSE STOCK SPLIT IN ITS SOLE DISCRETION TO BE
EXERCISED, IF AT ALL, AT ANY TIME WITHIN NINETY (90) DAYS
FOLLOWING APPROVAL OF THE REVERSE STOCK SPLIT WITHOUT
FURTHER APPROVAL OR AUTHORIZATION OF THE COMPANY'S
SHAREHOLDERS.
03 TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF Management Against Against
INCORPORATION TO CREATE A NEW CLASS OF COMMON STOCK OF THE
COMPANY TO BE DESIGNATED CLASS B COMMON STOCK, $0.01 PAR
VALUE PER SHARE, INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK FROM 6,000,000 TO 10,000,000 AND
PROVIDE FOR CERTAIN TRANSFER AND OWNERSHIP RESTRICTIONS AS
SET FORTH THEREIN.
- --------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC.
SECURITY 19421R200 MEETING TYPE Annual
TICKER SYMBOL CLCT MEETING DATE 02-Dec-2008
ISIN US19421R2004 AGENDA 932970571 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 DEBORAH A. FARRINGTON For For
3 DAVID G. HALL For For
4 MICHAEL R. HAYNES For For
5 MICHAEL J. MCCONNELL For For
6 A.J. 'BERT' MOYER For For
7 VAN D. SIMMONS For For
8 BRUCE A. STEVENS For For
02 APPROVAL OF AMENDMENT OF CERTIFICATE OF INCORPORATION TO Management For For
REDUCE THE AUTHORIZED NUMBER OF SHARES OF CAPITAL STOCK.
- --------------------------------------------------------------------------------
KMG CHEMICALS, INC.
SECURITY 482564101 MEETING TYPE Annual
TICKER SYMBOL KMGB MEETING DATE 02-Dec-2008
ISIN US4825641016 AGENDA 932971383 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DAVID L. HATCHER For For
2 J. NEAL BUTLER For For
3 GERALD G. ERMENTROUT For For
4 CHRISTOPHER T. FRASER For For
5 GEORGE W. GILMAN For For
6 FRED C. LEONARD III For For
7 CHARLES L. MEARS For For
8 STEPHEN A. THORINGTON For For
9 RICHARD L. URBANOWSKI For For
02 TO RATIFY THE APPOINTMENT OF UHY LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITORS FOR THE
COMPANY FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 04-Dec-2008
ISIN US29428R1032 AGENDA 932970608 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 PETER A. FLAHERTY For For
6 EUGENE M. FREEDMAN For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 OMNIBUS Management Against Against
LONG-TERM INCENTIVE COMPENSATION PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR GRANT BY 2,500,000 SHARES.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 9
- --------------------------------------------------------------------------------
AMERITYRE CORPORATION
SECURITY 03073V107 MEETING TYPE Annual
TICKER SYMBOL AMTY MEETING DATE 05-Dec-2008
ISIN US03073V1070 AGENDA 932969629 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 LOUIS M. HAYNIE For For
2 HENRY D. MOYLE, JR. For For
3 WESLEY G. SPRUNK For For
4 GARY N. BENNINGER For For
5 STEVE M. HANNI For For
6 FRANCIS E. DOSAL For For
7 FRED OLSON For For
8 DAVID M. BROWN For For
02 RATIFY THE APPOINTMENT OF HJ & ASSOCIATES, LLC AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
SECURITY 927107409 MEETING TYPE Annual
TICKER SYMBOL VLGEA MEETING DATE 05-Dec-2008
ISIN US9271074091 AGENDA 932969972 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMES SUMAS For For
2 PERRY SUMAS For For
3 ROBERT SUMAS For For
4 WILLIAM SUMAS For For
5 JOHN P. SUMAS For For
6 JOHN J. MCDERMOTT For For
7 STEVEN CRYSTAL For For
8 DAVID C. JUDGE For For
02 APPROVAL OF KPMG LLP TO BE THE INDEPENDENT AUDITORS OF THE Management For For
COMPANY FOR FISCAL 2009.
- --------------------------------------------------------------------------------
GYRODYNE COMPANY OF AMERICA, INC.
SECURITY 403820103 MEETING TYPE Annual
TICKER SYMBOL GYRO MEETING DATE 10-Dec-2008
ISIN US4038201038 AGENDA 932973767 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ELLIOT H. LEVINE For For
2 NAVEEN BHATIA For For
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN REMINICK LLP Management For For
AS CERTIFIED PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
AFP IMAGING CORPORATION
SECURITY 001058106 MEETING TYPE Annual
TICKER SYMBOL AFPC MEETING DATE 10-Dec-2008
ISIN US0010581066 AGENDA 932975127 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DAVID VOZICK For For
2 DONALD RABINOVITCH For For
3 JACK BECKER For For
4 ROBERT A. BLATT For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 30,000,000 TO 100,000,000.
- --------------------------------------------------------------------------------
THERMOGENESIS CORP.
SECURITY 883623209 MEETING TYPE Annual
TICKER SYMBOL KOOL MEETING DATE 12-Dec-2008
ISIN US8836232095 AGENDA 932970090 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 HUBERT E. HUCKEL, M.D.* For For
2 PATRICK MCENANY* For For
3 WOODROW A. MYERS, M.D.* For For
4 TIFFANY OLSON* For For
5 WILLIAM R. OSGOOD, PHD* For For
6 MAHENDRA RAO, PHD, MD* For For
02 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 10
- --------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES CORP.
SECURITY 245073101 MEETING TYPE Annual
TICKER SYMBOL DGTC MEETING DATE 16-Dec-2008
ISIN US2450731011 AGENDA 932975456 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GERALD M. CZARNECKI For For
2 JAMES R. HENDERSON For For
3 GENERAL M.A. MCPEAK For For
4 JAMES A. RISHER For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING AUGUST 1, 2009.
- --------------------------------------------------------------------------------
MONOGRAM BIOSCIENCES, INC.
SECURITY 60975U207 MEETING TYPE Annual
TICKER SYMBOL MGRM MEETING DATE 17-Dec-2008
ISIN US60975U2078 AGENDA 932979860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 EDMON R. JENNINGS For For
2 CRISTINA H. KEPNER For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD Management For For
OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2008.
- --------------------------------------------------------------------------------
GATEWAY FINANCIAL HOLDINGS, INC.
SECURITY 368140109 MEETING TYPE Special
TICKER SYMBOL GBTS MEETING DATE 18-Dec-2008
ISIN US3681401093 AGENDA 932978604 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
SEPTEMBER 23, 2008, BY AND AMONG HAMPTON ROADS BANKSHARES,
INC. AND GATEWAY FINANCIAL HOLDINGS, INC. (THE "MERGER
AGREEMENT"), AND APPROVE THE TRANSACTIONS CONTEMPLATED BY
THE MERGER AGREEMENT, INCLUDING THE MERGER OF GATEWAY
FINANCIAL HOLDINGS, INC. WITH AND INTO HAMPTON ROADS
BANKSHARES, INC.
02 AUTHORIZE THE BOARD OF DIRECTORS TO ADJOURN THE SPECIAL Management For For
MEETING TO ALLOW TIME FOR FURTHER SOLICITATION OF PROXIES,
IN THE EVENT THERE ARE INSUFFICIENT VOTES PRESENT IN PERSON
OR REPRESENTED BY PROXY AT THE SPECIAL MEETING TO APPROVE
PROPOSAL NO. 1.
- --------------------------------------------------------------------------------
ACERGY S.A.
SECURITY 00443E104 MEETING TYPE Special
TICKER SYMBOL ACGY MEETING DATE 18-Dec-2008
ISIN US00443E1047 AGENDA 932981310 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 APPROVE THE RECOMMENDATION OF THE BOARD TO INCREASE THE Management For
NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER THE
2003 STOCK OPTION PLAN BY TWO MILLION FOUR HUNDRED THOUSAND
(2,400,000) COMMON SHARES OF WHICH FIVE HUNDRED AND ONE
THOUSAND (501,000) ARE ALLOCATED TO THE FRENCH STOCK OPTION
PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE RECOMMENDATION OF THE BOARD OF DIRECTORS OF Management For
THE COMPANY TO ADOPT THE PROPOSED ACERGY S.A. 2008 LONG
TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
FLORIDA GAMING CORPORATION
SECURITY 340689306 MEETING TYPE Annual
TICKER SYMBOL FGMG MEETING DATE 19-Dec-2008
ISIN US3406893061 AGENDA 932976701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 W. BENNETT COLLETT, SR. For For
2 W. BENNETT COLLETT, JR. For For
3 GEORGE W. GALLOWAY, JR. For For
4 ROLAND M. HOWELL For For
5 WILLIAM C. HADDON For For
02 RATIFICATION OF THE SELECTION OF KING & COMPANY, PSC, AS Management For For
INDEPENDENT AUDITOR OF THE COMPANY FOR FISCAL YEAR ENDING
DECEMBER 31, 2008.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 11
- --------------------------------------------------------------------------------
ELITE PHARMACEUTICALS, INC.
SECURITY 28659T200 MEETING TYPE Special
TICKER SYMBOL ELI MEETING DATE 19-Dec-2008
ISIN US28659T2006 AGENDA 932978476 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 PROPOSAL TO APPROVE AND RATIFY THE SERIES D PREFERRED STOCK Management For For
FINANCING.
02 PROPOSAL TO APPROVE AND RATIFY THE AMENDMENT TO THE Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 150,000,000 TO
210,000,000.
- --------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC.
SECURITY 189873102 MEETING TYPE Special
TICKER SYMBOL COA MEETING DATE 19-Dec-2008
ISIN US1898731021 AGENDA 932982108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 APPROVAL OF ASSET PURCHASE AGREEMENT AND SALE OF Management For For
SUBSTANTIALLY ALL OF THE ASSETS OF RECREATIONAL VEHICLE
BUSINESS.
- --------------------------------------------------------------------------------
SYNERON MEDICAL LTD.
SECURITY M87245102 MEETING TYPE Annual
TICKER SYMBOL ELOS MEETING DATE 23-Dec-2008
ISIN IL0010909351 AGENDA 932976749 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 APPROVAL AND RATIFICATION OF THE RE-APPOINTMENT OF KOST Management For For
FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL,
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S
2008 FISCAL YEAR ENDING DECEMBER 31, 2008 AND AN ADDITIONAL
PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING.
02 ELECTION OF DORON GERSTEL AND RE-ELECTION OF DAVID Management For For
SCHLACHET WHOSE CURRENT TERM EXPIRES AT THE MEETING, AS
CLASS I DIRECTORS TO HOLD OFFICE UNTIL THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2011.
03 APPROVAL OF AN OPTION GRANT TO SHIMON ECKHOUSE, THE COMPANY Management For For
CHAIRMAN OF THE BOARD OF DIRECTORS.
04 APPROVAL OF OPTION GRANTS TO THE COMPANY'S DIRECTORS, Management For For
EXCEPT FOR THE EXECUTIVE AND THE EXTERNAL DIRECTORS.
- --------------------------------------------------------------------------------
TURBOCHEF TECHNOLOGIES, INC.
SECURITY 900006206 MEETING TYPE Special
TICKER SYMBOL OVEN MEETING DATE 31-Dec-2008
ISIN US9000062060 AGENDA 932981372 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
AUGUST 12, 2008, AS AMENDED NOVEMBER 21, 2008 BY AND AMONG
THE MIDDLEBY CORPORATION, CHEF ACQUISITION CORP. AND
TURBOCHEF, AS MAY BE FURTHER AMENDED FROM TIME TO TIME, A
COPY OF WHICH HAS BEEN INCLUDED AS ANNEX A TO THE
ACCOMPANYING PROXY STATEMENT/ PROSPECTUS, AND APPROVE THE
MERGER REFLECTED THEREIN.
02 TO APPROVE ANY MOTION TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE TURBOCHEF SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC.
SECURITY 871206108 MEETING TYPE Annual
TICKER SYMBOL SCMR MEETING DATE 06-Jan-2009
ISIN US8712061089 AGENDA 932978654 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 DANIEL E. SMITH For For
2 TO AUTHORIZE THE BOARD OF DIRECTORS, IN ITS DISCRETION, TO Management For For
AMEND SYCAMORE'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF ITS
OUTSTANDING COMMON STOCK AT A RATIO OF (I) ONE-FOR-FIVE,
(II) ONE-FOR- SEVEN, OR (III) ONE-FOR-TEN, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
3 TO APPROVE SYCAMORE'S 2009 STOCK INCENTIVE PLAN. Management Against Against
4 TO APPROVE SYCAMORE'S 2009 NON-EMPLOYEE DIRECTOR STOCK Management Against Against
OPTION PLAN.
5 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
SYCAMORE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 12
- --------------------------------------------------------------------------------
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 08-Jan-2009
ISIN US98944B1089 AGENDA 932977741 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 J. VERONICA BIGGINS For For
2 O.B. GRAYSON HALL, JR. For For
02 VOTE TO APPROVE THE ZEP INC. MANAGEMENT COMPENSATION AND Management For For
INCENTIVE PLAN
03 VOTE TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
CONSOLIDATED WATER COMPANY LIMITED
SECURITY G23773107 MEETING TYPE Special
TICKER SYMBOL CWCO MEETING DATE 08-Jan-2009
ISIN KYG237731073 AGENDA 932979149 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND Management Against Against
RESTATED ARTICLES OF ASSOCIATION TO AUTHORIZE THE COMPANY'S
BOARD OF DIRECTORS TO APPROVE THE MANNER AND TERMS OF ANY
REPURCHASE BY THE COMPANY OF ITS SHARES OF STOCK WITHOUT
SHAREHOLDER APPROVAL.
- --------------------------------------------------------------------------------
RGC RESOURCES, INC.
SECURITY 74955L103 MEETING TYPE Annual
TICKER SYMBOL RGCO MEETING DATE 26-Jan-2009
ISIN US74955L1035 AGENDA 932984227 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 FRANK T. ELLETT For For
2 MARYELLEN F. GOODLATTE For For
3 GEORGE W. LOGAN For For
02 TO RATIFY THE SELECTION OF BROWN EDWARDS & COMPANY L.L.P. Management For For
AS INDEPENDENT REGISTERED ACCOUNTING FIRM.
03 TO REQUEST THE BOARD OF DIRECTORS TO TAKE THE STEPS Shareholder Against For
NECESSARY TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD
OF DIRECTORS TO REQUIRE THAT ALL DIRECTORS STAND FOR
ELECTION ANNUALLY.
- --------------------------------------------------------------------------------
TECH/OPS SEVCON, INC.
SECURITY 878293109 MEETING TYPE Annual
TICKER SYMBOL TO MEETING DATE 27-Jan-2009
ISIN US8782931096 AGENDA 932987463 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROSENBERG For For
2 START For For
- --------------------------------------------------------------------------------
CRAZY WOMAN CREEK BANCORP INCORPORATED
SECURITY 225233105 MEETING TYPE Annual
TICKER SYMBOL CRZY MEETING DATE 28-Jan-2009
ISIN US2252331051 AGENDA 932988833 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DEANE D. BJERKE For For
2 THOMAS J. BERRY For For
02 THE RATIFICATION OF THE APPOINTMENT OF DOOLEY & JELLY, CPA Management For For
AS INDEPENDENT AUDITORS OF CRAZY WOMAN CREEK BANCORP
INCORPORATED FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2009.
- --------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
SECURITY N6748L102 MEETING TYPE Contested-Consent
TICKER SYMBOL OFIX MEETING DATE 28-Jan-2009
ISIN ANN6748L1027 AGENDA 932991397 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 CONSENT TO HOLD SPECIAL MEETING. Management For *
*MANAGEMENT POSITION UNKNOWN
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 13
- --------------------------------------------------------------------------------
JETIX EUROPE NV, ROTTERDAM
SECURITY N3343B100 MEETING TYPE Annual General Meeting
TICKER SYMBOL JETIX.AS MEETING DATE 29-Jan-2009
ISIN NL0000352524 AGENDA 701798502 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1. Opening and introduction Non-Voting
2. Re-appoint a Supervisory Board Member who retires through Management No
rotation Action
3. Approve the annual report for the FYE 30 SEP 2008 with Management No
respect to the affairs of the Company and the Management Action
conducted
4. Adopt the annual accounts for the FYE 30 SEP 2008 Management No
Action
5.1 Grant discharge to the Members of the Management Board from Management No
liability for Management for the FYE 30 SEP 2008 Action
5.2 Grant discharge to the Members of the Supervisory Board Management No
from liability for supervision for the FYE 30 SEP 2008 Action
6. Approve the de-listing of the Company Management No
Action
7. Authorize the Management Board to repurchase the Company's Management No
shares Action
8. Approve the Company's Remuneration Policy Management No
Action
9. Re-appoint PricewaterhouseCoopers as the Company's Auditors Management No
Action
10. Questions Non-Voting
11. Closure Non-Voting
- --------------------------------------------------------------------------------
TECHNICAL COMMUNICATIONS CORPORATION
SECURITY 878409101 MEETING TYPE Annual
TICKER SYMBOL TCCO MEETING DATE 09-Feb-2009
ISIN US8784091014 AGENDA 932990016 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 CARL H. GUILD, JR. For For
2 THOMAS E. PEOPLES For For
02 RATIFY THE APPOINTMENT OF VITALE, CATURANO & COMPANY, LTD. Management For For
AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 26, 2009.
03 CONSIDER AND ACT UPON SUCH OTHER BUSINESS AND MATTERS AS Management For For
MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS
THEREOF.
- --------------------------------------------------------------------------------
J & J SNACK FOODS CORP.
SECURITY 466032109 MEETING TYPE Annual
TICKER SYMBOL JJSF MEETING DATE 12-Feb-2009
ISIN US4660321096 AGENDA 932987792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 LEONARD M. LODISH For For
- --------------------------------------------------------------------------------
PROVIDENT NEW YORK BANCORP
SECURITY 744028101 MEETING TYPE Annual
TICKER SYMBOL PBNY MEETING DATE 19-Feb-2009
ISIN US7440281019 AGENDA 932990206 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JUDITH HERSHAFT For For
2 THOMAS F. JAUNTIG JR. For For
3 THOMAS G. KAHN For For
4 RICHARD A. NOZELL For For
5 CARL J. ROSENSTOCK For For
02 THE RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2009.
- --------------------------------------------------------------------------------
COOLBRANDS INTL INC
SECURITY 21639P307 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL COB.TO MEETING DATE 25-Feb-2009
ISIN CA21639P3079 AGENDA 701808909 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE "FOR" OR Non-Voting
"WITHHOLD" ONLY FO-R RESOLUTIONS "1" AND "2". THANK YOU.
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU Non-Voting
Receive the financial statements of the Corporation for the Non-Voting
FYE 31 AUG 2008, t-ogether with the report of the Auditors
thereon
1. Elect the Directors as specified Management For For
2. Appoint PricewaterhouseCoopers LLP as the Auditors for the Management For For
ensuing year and authorize the Directors to fix their
remuneration
Transact such other business Non-Voting
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 14
- --------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC.
SECURITY 913915104 MEETING TYPE Annual
TICKER SYMBOL UTI MEETING DATE 25-Feb-2009
ISIN US9139151040 AGENDA 932992921 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
1B ELECTION OF DIRECTOR: LINDA J. SRERE Management For For
1C ELECTION OF DIRECTOR: JOHN C. WHITE Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
- --------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC.
SECURITY 82966C103 MEETING TYPE Annual
TICKER SYMBOL SIRO MEETING DATE 25-Feb-2009
ISIN US82966C1036 AGENDA 932996359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 NICHOLAS W. ALEXOS For For
2 DAVID K. BEECKEN For For
3 JOST FISCHER For For
4 ARTHUR D. KOWALOFF For For
02 PROPOSAL TO AMEND OUR EQUITY INCENTIVE PLAN TO RAISE THE Management Against Against
NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN TO
4,550,000.
03 PROPOSAL TO AMEND OUR 1996 STOCK OPTION PLAN TO PERMIT A Management Against Against
STOCK OPTION EXCHANGE PROGRAM TO EXCHANGE OUTSTANDING STOCK
OPTIONS UNDER OUR 1996 STOCK OPTION PLAN WITH A PER-SHARE
EXERCISE PRICE EQUAL TO OR GREATER THAN $25.10 FOR STOCK
OPTIONS UNDER OUR EQUITY INCENTIVE PLAN ON A
VALUE-FOR-VALUE BASIS.
04 PROPOSAL TO RATIFY THE SELECTION OF KPMG DEUTSCHE Management For For
TREUHAND-GESELLSCHAFT, AKTIENGESELLSCHAFT,
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, GERMANY AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2009.
- --------------------------------------------------------------------------------
COOLBRANDS INTERNATIONAL INC.
SECURITY 21639P307 MEETING TYPE Annual
TICKER SYMBOL CULBF MEETING DATE 25-Feb-2009
ISIN CA21639P3079 AGENDA 932996727 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
A IN RESPECT OF THE ELECTION OF DIRECTORS OF THOSE PERSONS Management For For
NAMED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE
CORPORATION DATED JANUARY 23, 2009 (THE "CIRCULAR").
B IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITOR FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION.
- --------------------------------------------------------------------------------
NOBILITY HOMES, INC.
SECURITY 654892108 MEETING TYPE Annual
TICKER SYMBOL NOBH MEETING DATE 27-Feb-2009
ISIN US6548921088 AGENDA 932997969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 TERRY E. TREXLER For For
2 RICHARD C. BARBERIE For For
3 ROBERT P. HOLLIDAY For For
4 ROBERT P. SALTSMAN For For
5 THOMAS W. TREXLER For For
- --------------------------------------------------------------------------------
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Contested-Annual
TICKER SYMBOL TIER MEETING DATE 11-Mar-2009
ISIN US88650Q1004 AGENDA 932999216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 SAMUEL CABOT III For For
3 JOHN J. DELUCCA For For
4 MORGAN P. GUENTHER For For
5 PHILIP G. HEASLEY For For
6 DAVID A. POE For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 15
7 RONALD L. ROSSETTI For For
02 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2009.
03 TO APPROVE A SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against
RIGHTS PLAN.
04 TO APPROVE A SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
MEETINGS.
- --------------------------------------------------------------------------------
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
SECURITY 45769N105 MEETING TYPE Annual
TICKER SYMBOL ISSC MEETING DATE 12-Mar-2009
ISIN US45769N1054 AGENDA 932995446 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GEOFFREY S.M. HEDRICK For For
2 WINSTON J. CHURCHILL For For
02 TO APPROVE THE COMPANY'S 2009 STOCK-BASED INCENTIVE Management Against Against
COMPENSATION PLAN
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2009.
- --------------------------------------------------------------------------------
CONTINUCARE CORPORATION
SECURITY 212172100 MEETING TYPE Annual
TICKER SYMBOL CNU MEETING DATE 12-Mar-2009
ISIN US2121721003 AGENDA 932996892 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 R.C. PFENNIGER, JR. For For
2 LUIS CRUZ, M.D. For For
3 ROBERT J. CRESCI For For
4 NEIL FLANZRAICH For For
5 PHILLIP FROST, M.D. For For
6 JACOB NUDEL, M.D. For For
7 JACQUELINE M. SIMKIN For For
8 A. MARVIN STRAIT For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 17-Mar-2009
ISIN US4273981021 AGENDA 932996133 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN A. THONET For For
2 CARLOS C. CAMPBELL For For
02 RATIFICATION OF THE APPOINTMENT OF MARCUM & KLIEGMAN LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING AUGUST 2, 2009.
- --------------------------------------------------------------------------------
APPLIED SIGNAL TECHNOLOGY, INC.
SECURITY 038237103 MEETING TYPE Annual
TICKER SYMBOL APSG MEETING DATE 18-Mar-2009
ISIN US0382371039 AGENDA 932996486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN P. DEVINE For For
2 DAVID D. ELLIMAN For For
3 ROBERT J. RICHARDSON For For
4 WILLIAM B VAN VLEET III For For
02 TO VOTE ON PROPOSAL TO AMEND THE COMPANY'S 1993 EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE BY 500,000 SHARES THE
MAXIMUM NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED
UNDER THIS PLAN.
03 TO CONSIDER, APPROVE, AND RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE FISCAL YEAR ENDING OCTOBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 16
- --------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC.
SECURITY 682129101 MEETING TYPE Annual
TICKER SYMBOL OMN MEETING DATE 18-Mar-2009
ISIN US6821291019 AGENDA 932997135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 KEVIN M. MCMULLEN For For
2 LARRY B. PORCELLATO For For
3 ROBERT A. STEFANKO For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING NOVEMBER 30, 2009
- --------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Special
TICKER SYMBOL LION MEETING DATE 19-Mar-2009
ISIN US3163941053 AGENDA 932999177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO APPROVE THE RESERVATION OF 2,277,790.29 SHARES OF COMMON Management For For
STOCK ("WARRANT SHARES") FOR ISSUANCE UPON THE EXERCISE OF
THAT CERTAIN WARRANT DATED DECEMBER 19, 2008, ISSUED IN
CONNECTION WITH FIDELITY SOUTHERN CORPORATION'S
PARTICIPATION IN THE U.S. TREASURY'S TARP CAPITAL PURCHASE
PROGRAM. THE NUMBER OF SHARES RESERVED MAY BE MODIFIED IN
ACCORDANCE WITH TERMS OF WARRANT.
02 TO GRANT MANAGEMENT OF FIDELITY SOUTHERN CORPORATION THE Management For For
AUTHORITY TO ADJOURN THE SPECIAL MEETING TO ANOTHER TIME
AND DATE IN ORDER TO ALLOW THE BOARD OF DIRECTORS TO
SOLICIT ADDITIONAL PROXIES OR ATTENDANCE AT THE SPECIAL
MEETING.
- --------------------------------------------------------------------------------
KATY INDUSTRIES, INC.
SECURITY 486026107 MEETING TYPE Special
TICKER SYMBOL KATY MEETING DATE 19-Mar-2009
ISIN US4860261076 AGENDA 933000096 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 THE AMENDMENT OF KATY'S CERTIFICATE OF INCORPORATION TO Management For For
EFFECT A 1-FOR-500 REVERSE STOCK SPLIT OF KATY'S COMMON
SHARES.
02 THE PROPOSAL FOR THE ADJOURNMENT OR POSTPONEMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE REVERSE STOCK
SPLIT.
- --------------------------------------------------------------------------------
LIMONEIRA COMPANY
SECURITY 532746104 MEETING TYPE Annual
TICKER SYMBOL LMNR MEETING DATE 24-Mar-2009
ISIN US5327461043 AGENDA 933008066 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN W. BLANCHARD For For
2 HAROLD S. EDWARDS For For
3 JOHN W.H. MERRIMAN For For
4 RONALD L. MICHAELIS For For
- --------------------------------------------------------------------------------
GENCORP INC.
SECURITY 368682100 MEETING TYPE Annual
TICKER SYMBOL GY MEETING DATE 25-Mar-2009
ISIN US3686821006 AGENDA 933003624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 THOMAS A. CORCORAN For For
2 JAMES R. HENDERSON For For
3 WARREN G. LICHTENSTEIN For For
4 DAVID A. LORBER For For
5 JAMES H. PERRY For For
6 MARTIN TURCHIN For For
7 ROBERT C. WOODS For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF
THE COMPANY.
03 APPROVAL OF THE 2009 EQUITY AND PERFORMANCE INCENTIVE PLAN. Management For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 17
- --------------------------------------------------------------------------------
BURKE & HERBERT BANK & TRUST COMPANY
SECURITY 121331102 MEETING TYPE Annual
TICKER SYMBOL BHRB MEETING DATE 26-Mar-2009
ISIN US1213311020 AGENDA 933003585 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 THE ELECTION OF THE PERSONS LISTED ON THE PROXY STATEMENT Management For For
DATE FEBRUARY 27, 2009 ACCOMPANYING THE NOTICE OF SAID
MEETING AS DIRECTORS OF THE BANK.
- --------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
SECURITY N6748L102 MEETING TYPE Contested-Special
TICKER SYMBOL OFIX MEETING DATE 02-Apr-2009
ISIN ANN6748L1027 AGENDA 933004789 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A TO REMOVE WITHOUT CAUSE OF THE CURRENT BOARD OF DIRECTOR: Management Abstain *
JAMES F. GERO
1B TO REMOVE WITHOUT CAUSE OF THE CURRENT BOARD OF DIRECTOR: Management Abstain *
PETER J. HEWETT
1C TO REMOVE WITHOUT CAUSE OF THE CURRENT BOARD OF DIRECTOR: Management For *
THOMAS J. KESTER
1D TO REMOVE WITHOUT CAUSE OF THE CURRENT BOARD OF DIRECTOR: Management For *
WALTER P. VON WARTBURG
2 THE RAMIUS GROUP'S PROPOSAL TO REMOVE, WITHOUT CAUSE, ANY Management For *
DIRECTORS APPOINTED BY THE BOARD WITHOUT SHAREHOLDER
APPROVAL BETWEEN DECEMBER 10, 2008 AND UP THROUGH AND
INCLUDING THE DATE OF THE SPECIAL MEETING
3A TO ELECT: J. MICHAEL EGAN Management Abstain *
3B TO ELECT: PETER A. FELD Management For *
3C TO ELECT: STEVEN J. LEE Management Abstain *
3D TO ELECT: CHARLES T. ORSATTI Management For *
*MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
MULTIMEDIA GAMES, INC.
SECURITY 625453105 MEETING TYPE Annual
TICKER SYMBOL MGAM MEETING DATE 06-Apr-2009
ISIN US6254531055 AGENDA 933009474 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A ELECTION OF DIRECTOR: MICHAEL J. MAPLES, SR. Management For For
1B ELECTION OF DIRECTOR: ROBERT D. REPASS Management For For
1C ELECTION OF DIRECTOR: NEIL E. JENKINS Management For For
1D ELECTION OF DIRECTOR: EMANUEL R. PEARLMAN Management For For
1E ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
1F ELECTION OF DIRECTOR: STEPHEN J. GREATHOUSE Management For For
1G ELECTION OF DIRECTOR: JUSTIN A. ORLANDO Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF MULTIMEDIA
GAMES, INC. FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2009.
- --------------------------------------------------------------------------------
CORNING NATURAL GAS CORPORATION
SECURITY 219381100 MEETING TYPE Annual
TICKER SYMBOL CNIG MEETING DATE 07-Apr-2009
ISIN US2193811005 AGENDA 933007569 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 HENRY B. COOK, JR. For For
2 MICHAEL I. GERMAN For For
3 TED W. GIBSON For For
4 GREGORY J. OSBORNE For For
5 STEPHEN G. RIGO For For
6 THOMAS J. SMITH For For
7 GEORGE J. WELCH For For
- --------------------------------------------------------------------------------
THE MONARCH CEMENT COMPANY
SECURITY 609031109 MEETING TYPE Annual
TICKER SYMBOL MCEM MEETING DATE 08-Apr-2009
ISIN US6090311092 AGENDA 933013752 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 BYRON J. RADCLIFF For For
2 MICHAEL R. WACHTER For For
3 WALTER H. WULF, JR. For For
4 WALTER H. WULF, III For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 18
- --------------------------------------------------------------------------------
EARL SCHEIB, INC.
SECURITY 806398103 MEETING TYPE Special
TICKER SYMBOL ESHB MEETING DATE 09-Apr-2009
ISIN US8063981034 AGENDA 933015744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 18, 2009, BY AND AMONG KELLY CAPITAL,
LLC, ESKC, INC., A WHOLLY OWNED SUBSIDIARY OF KELLY, AND
EARL SCHEIB, INC., AS THE AGREEMENT MAY BE AMENDED FROM
TIME TO TIME, AND THE TRANSACTIONS CONTEMPLATED THEREIN,
INCLUDING THE MERGER.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A Management For For
LATER DATE, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO
ADOPT AND APPROVE THE MERGER AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREIN, INCLUDING THE MERGER.
- --------------------------------------------------------------------------------
MVC CAPITAL, INC.
SECURITY 553829102 MEETING TYPE Annual
TICKER SYMBOL MVC MEETING DATE 14-Apr-2009
ISIN US5538291023 AGENDA 933003422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 EMILIO DOMINIANNI For For
2 GERALD HELLERMAN For For
3 WARREN HOLTSBERG For For
4 ROBERT KNAPP For For
5 WILLIAM TAYLOR For For
6 MICHAEL TOKARZ For For
02 TO APPROVE AN AMENDED AND RESTATED INVESTMENT ADVISORY AND Management For For
MANAGEMENT AGREEMENT BETWEEN THE FUND AND TTG ADVISERS AS
DESCRIBED IN THE PROXY STATEMENT. DIRECTORS RECOMMEND: A
VOTE "FOR" APPROVAL OF THE INVESTMENT ADVISORY AND
MANAGEMENT AGREEMENT ABOVE.
- --------------------------------------------------------------------------------
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 15-Apr-2009
ISIN US4835481031 AGENDA 933002521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 E. REEVES CALLAWAY III For For
2 KAREN M. GARRISON For For
3 A. WILLIAM HIGGINS For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
ENSUING YEAR.
- --------------------------------------------------------------------------------
INTRICON CORPORATION
SECURITY 46121H109 MEETING TYPE Annual
TICKER SYMBOL IIN MEETING DATE 15-Apr-2009
ISIN US46121H1095 AGENDA 933010388 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 NICHOLAS A. GIORDANO For For
2 PHILIP N. SEAMON For For
02 TO RATIFY THE APPOINTMENT OF VIRCHOW, KRAUSE & COMPANY, LLP Management For For
AS THE CORPORATION'S INDEPENDENT AUDITOR FOR FISCAL YEAR
2009.
- --------------------------------------------------------------------------------
HUTTIG BUILDING PRODUCTS, INC.
SECURITY 448451104 MEETING TYPE Annual
TICKER SYMBOL HBPI MEETING DATE 20-Apr-2009
ISIN US4484511047 AGENDA 933011405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DONALD L. GLASS For For
2 DELBERT H. TANNER For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 19
- --------------------------------------------------------------------------------
DANA HOLDING CORP
SECURITY 235825205 MEETING TYPE Annual
TICKER SYMBOL DAN MEETING DATE 21-Apr-2009
ISIN US2358252052 AGENDA 933013702 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GARY L. CONVIS For For
2 JOHN M. DEVINE For For
3 RICHARD A. GEPHARDT For For
4 TERRENCE J. KEATING For For
5 KEITH E. WANDELL For For
6 JEROME B. YORK For For
02 TO APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AT ONE OF
THREE REVERSE SPLIT RATIOS, 1- FOR-10, 1-FOR-15 OR
1-FOR-20, AS WILL BE SELECTED BY OUR BOARD OF DIRECTORS, IN
ITS DISCRETION, IF AT ALL, PRIOR TO THE TIME OF FILING SUCH
CERTIFICATE OF AMENDMENT WITH THE DELAWARE SECRETARY OF
STATE.
03 TO APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF Management For For
INCORPORATION, IN THE DISCRETION OF THE BOARD OF DIRECTORS,
TO DECREASE OUR TOTAL NUMBER OF AUTHORIZED SHARES AND
SHARES OF COMMON STOCK, TO 200,000,000 SHARES AND
150,000,000, RESPECTIVELY.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
RTI BIOLOGICS INC
SECURITY 74975N105 MEETING TYPE Annual
TICKER SYMBOL RTIX MEETING DATE 21-Apr-2009
ISIN US74975N1054 AGENDA 933030138 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 PHILIP R. CHAPMAN For For
2 GREGORY P. RAINEY For For
- --------------------------------------------------------------------------------
THE EASTERN COMPANY
SECURITY 276317104 MEETING TYPE Annual
TICKER SYMBOL EML MEETING DATE 22-Apr-2009
ISIN US2763171046 AGENDA 933018702 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 D.C. ROBINSON For For
2 D.S. TUTTLE III For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM (UHY LLP)
- --------------------------------------------------------------------------------
SIRIT INC
SECURITY 82967G103 MEETING TYPE Annual General Meeting
TICKER SYMBOL SI.TO MEETING DATE 23-Apr-2009
ISIN CA82967G1037 AGENDA 701857988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'FOR' OR Non-Voting
'WITHHOLD' FOR ALL-THE RESOLUTIONS. THANK YOU.
1. Elect the Directors as nominated by the Management of the Management For For
Corporation as specified
2. Appoint Deloitte & Touche, LLP, Chartered Accountants, as Management For For
the Auditors of the Corporation for the ensuing year and
authorize the Directors to fix the remuneration of the
Auditors
- --------------------------------------------------------------------------------
MEDIA GENERAL, INC.
SECURITY 584404107 MEETING TYPE Annual
TICKER SYMBOL MEG MEETING DATE 23-Apr-2009
ISIN US5844041070 AGENDA 933006620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 SCOTT D. ANTHONY Withheld Against
2 RODNEY A. SMOLLA Withheld Against
3 WALTER E. WILLIAMS Withheld Against
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 20
- --------------------------------------------------------------------------------
RWC, INC.
SECURITY 749904108 MEETING TYPE Annual
TICKER SYMBOL RWCI MEETING DATE 23-Apr-2009
ISIN US7499041082 AGENDA 933014374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN F. NICHOLS For For
2 FREDERICK L. YOCUM For For
02 A PROPOSAL TO CONFIRM THE APPOINTMENT OF WEINLANDER Management For For
FITZHUGH AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING OCTOBER 31, 2009.
- --------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Annual
TICKER SYMBOL LION MEETING DATE 23-Apr-2009
ISIN US3163941053 AGENDA 933020846 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMES B. MILLER, JR. For For
2 MG (RET) DAVID R BOCKEL For For
3 EDWARD G. BOWEN, M.D. For For
4 DR. DONALD A. HARP, JR. For For
5 KEVIN S. KING For For
6 H. PALMER PROCTOR, JR. For For
7 ROBERT J. RUTLAND For For
8 W. CLYDE SHEPHERD, III For For
9 RANKIN M. SMITH, JR. For For
02 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION Management For For
- --------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC.
SECURITY 232860106 MEETING TYPE Annual
TICKER SYMBOL DECC MEETING DATE 23-Apr-2009
ISIN US2328601065 AGENDA 933024642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 FRANK M. COUGHLIN For For
2 JAMES W. MOROZZI For For
3 D. MARK THOMAS For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2009.
- --------------------------------------------------------------------------------
VALASSIS COMMUNICATIONS, INC.
SECURITY 918866104 MEETING TYPE Annual
TICKER SYMBOL VCI MEETING DATE 23-Apr-2009
ISIN US9188661048 AGENDA 933031382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. Management For For
1B ELECTION OF DIRECTOR: PATRICK F. BRENNAN Management For For
1C ELECTION OF DIRECTOR: KENNETH V. DARISH Management For For
1D ELECTION OF DIRECTOR: DR. WALTER H. KU Management For For
1E ELECTION OF DIRECTOR: ROBERT L. RECCHIA Management For For
1F ELECTION OF DIRECTOR: MARCELLA A. SAMPSON Management For For
1G ELECTION OF DIRECTOR: ALAN F. SCHULTZ Management For For
1H ELECTION OF DIRECTOR: WALLACE S. SNYDER Management For For
1I ELECTION OF DIRECTOR: AMBASSADOR FAITH WHITTLESEY Management For For
02 PROPOSAL TO APPROVE THE STOCK OPTION EXCHANGE PROGRAM. Management Against Against
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
04 PROPOSAL TO APPROVE ANY ADJOURNMENT OF THE ANNUAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF ANY OR ALL OF THE FOREGOING PROPOSALS IF THERE
ARE NOT SUFFICIENT VOTES FOR THOSE PROPOSALS.
- --------------------------------------------------------------------------------
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 24-Apr-2009
ISIN US3154051003 AGENDA 933019576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JENNIE S. HWANG, PH.D. For For
2 JAMES F. KIRSCH For For
3 WILLIAM J. SHARP For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 21
- --------------------------------------------------------------------------------
THE STEAK N SHAKE COMPANY
SECURITY 857873103 MEETING TYPE Annual
TICKER SYMBOL SNS MEETING DATE 24-Apr-2009
ISIN US8578731031 AGENDA 933044579 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 SARDAR BIGLARI For For
2 PHILIP COOLEY For For
3 RUTH J. PERSON For For
4 WILLIAM J. REGAN, JR. For For
5 JOHN W. RYAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE, LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2009.
03 PROPOSAL TO APPROVE THE COMPANY'S 2009 EMPLOYEE STOCK Management For For
PURCHASE PLAN, AS APPROVED BY THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
BURNHAM HOLDINGS, INC.
SECURITY 122295108 MEETING TYPE Annual
TICKER SYMBOL BURCA MEETING DATE 27-Apr-2009
ISIN US1222951089 AGENDA 933020000 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ELEANOR B. DREW For For
2 GEORGE W. HODGES For For
3 ALBERT MORRISON, III For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF BEARD MILLER Management For For
COMPANY, LLP, OR OTHER AUDITING FIRM AS THE BOARD MAY
SELECT, AS INDEPENDENT AUDITORS FOR THE ENSUING YEAR.
- --------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY
SECURITY 740444104 MEETING TYPE Annual
TICKER SYMBOL PLPC MEETING DATE 27-Apr-2009
ISIN US7404441047 AGENDA 933020884 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 BARBARA P. RUHLMAN For For
2 ROBERT G. RUHLMAN For For
3 RICHARD R. GASCOIGNE For For
- --------------------------------------------------------------------------------
TREE COM INC
SECURITY 894675107 MEETING TYPE Annual
TICKER SYMBOL TREE MEETING DATE 28-Apr-2009
ISIN US8946751075 AGENDA 933014069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 PETER C. HORAN For For
2 W. MAC LACKEY For For
3 DOUGLAS R. LEBDA For For
4 JOSEPH LEVIN For For
5 PATRICK L. MCCRORY For For
6 LANCE C. MELBER For For
7 STEVEN OZONIAN For For
2 TO APPROVE THE SECOND AMENDED AND RESTATED 2008 STOCK AND Management Against Against
ANNUAL INCENTIVE PLAN.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2009 FISCAL YEAR.
- --------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION
SECURITY 568427108 MEETING TYPE Annual
TICKER SYMBOL MPX MEETING DATE 28-Apr-2009
ISIN US5684271084 AGENDA 933017661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RICHARD A. HUBBELL For For
2 LINDA H. GRAHAM For For
3 BILL J. DISMUKE For For
4 LARRY L. PRINCE For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 22
- --------------------------------------------------------------------------------
RPC, INC.
SECURITY 749660106 MEETING TYPE Annual
TICKER SYMBOL RES MEETING DATE 28-Apr-2009
ISIN US7496601060 AGENDA 933021228 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RICHARD A. HUBBELL For For
2 LINDA H. GRAHAM For For
3 BILL J. DISMUKE For For
4 LARRY L. PRINCE For For
- --------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC.
SECURITY 337756209 MEETING TYPE Annual
TICKER SYMBOL FSCI MEETING DATE 28-Apr-2009
ISIN US3377562091 AGENDA 933028688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DEBORAH L. BEVIER For For
2 PAUL A. BIBLE For For
3 DAVID LORBER For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REQUESTING THE DECLASSIFICATION OF THE Shareholder Against For
COMPANY'S BOARD OF DIRECTORS.
04 SHAREHOLDER PROPOSAL AMENDING THE COMPANY'S BYLAWS TO Shareholder For Against
REQUIRE SHAREHOLDER APPROVAL OF CERTAIN COMPANY
ACQUISITIONS.
- --------------------------------------------------------------------------------
CAPITAL PROPERTIES, INC.
SECURITY 140430109 MEETING TYPE Annual
TICKER SYMBOL CPTP MEETING DATE 28-Apr-2009
ISIN US1404301095 AGENDA 933029351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROBERT H. EDER For For
2 TODD D. TURCOTTE For For
- --------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
SECURITY 032037103 MEETING TYPE Annual
TICKER SYMBOL AP MEETING DATE 29-Apr-2009
ISIN US0320371034 AGENDA 933010299 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROBERT J. APPEL For For
2 PAUL A. GOULD For For
3 ROBERT A. PAUL For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009.
- --------------------------------------------------------------------------------
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 29-Apr-2009
ISIN US8803451033 AGENDA 933013675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JEFFREY A. BALAGNA For For
2 STEVEN A. SONNENBERG For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE Management For For
UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING.
- --------------------------------------------------------------------------------
CEPHEID
SECURITY 15670R107 MEETING TYPE Annual
TICKER SYMBOL CPHD MEETING DATE 29-Apr-2009
ISIN US15670R1077 AGENDA 933014285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 JOHN L. BISHOP For For
2 THOMAS D. BROWN For For
3 DEAN O. MORTON For For
2 TO AMEND CEPHEID'S 2000 EMPLOYEE STOCK PURCHASE PLAN TO Management For For
INCREASE THE NUMBER OF SHARES AVAILABLE THEREUNDER.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CEPHEID
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 23
- --------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 29-Apr-2009
ISIN US17273K1097 AGENDA 933025478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DAVID F. DIETZ For For
2 DOUGLAS M. HAYES For For
3 THOMAS E. NAUGLE For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, INC.
SECURITY 260095104 MEETING TYPE Annual
TICKER SYMBOL DDE MEETING DATE 29-Apr-2009
ISIN US2600951048 AGENDA 933030102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 HENRY B. TIPPIE For For
2 R. RANDALL ROLLINS For For
- --------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC.
SECURITY 260174107 MEETING TYPE Annual
TICKER SYMBOL DVD MEETING DATE 29-Apr-2009
ISIN US2601741075 AGENDA 933030114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 HENRY B. TIPPIE Withheld Against
2 R. RANDALL ROLLINS For For
3 PATRICK J. BAGLEY Withheld Against
02 STOCKHOLDER PROPOSAL TO ELIMINATE THE COMPANY'S RIGHTS Shareholder For Against
AGREEMENT.
- --------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO.
SECURITY 743737108 MEETING TYPE Annual
TICKER SYMBOL PWX MEETING DATE 29-Apr-2009
ISIN US7437371088 AGENDA 933031267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RICHARD ANDERSON For For
2 ROBERT EDER For For
3 JOHN HEALY For For
4 PAUL TITTERTON For For
- --------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 30-Apr-2009
ISIN US4811301021 AGENDA 933018473 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DAVID J. DRURY For For
2 JONATHAN NEWCOMB For For
3 ROGER D. PEIRCE For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSE COOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 27, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 24
- --------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC.
SECURITY 189873102 MEETING TYPE Annual
TICKER SYMBOL COA MEETING DATE 30-Apr-2009
ISIN US1898731021 AGENDA 933031748 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DONALD W. HUDLER For For
2 JOHN A. GOEBEL For For
02 TO AMEND THE ARTICLES OF INCORPORATION OF THE COMPANY TO Management Against Against
AUTHORIZE THE ISSUANCE OF UP TO 10,000,000 SHARES OF
PREFERRED STOCK.
- --------------------------------------------------------------------------------
BILOXI MARSH LANDS CORPORATION
SECURITY 090203100 MEETING TYPE Annual
TICKER SYMBOL BLMC MEETING DATE 30-Apr-2009
ISIN US0902031006 AGENDA 933033122 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 WILLIAM B. RUDOLF For For
2 SIDNEY C. SUNDBERY For For
3 KARL D. ZOLLINGER For For
4 E. JAMES KOCK, III For For
- --------------------------------------------------------------------------------
BANK OF FLORIDA CORPORATION
SECURITY 062128103 MEETING TYPE Annual
TICKER SYMBOL BOFL MEETING DATE 30-Apr-2009
ISIN US0621281031 AGENDA 933042498 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DONALD R. BARBER For For
2 JOE B. COX, ESQ. For For
3 BRADFORD G. DOUGLAS For For
4 JOHN B. JAMES For For
5 LAVONNE JOHNSON For For
6 EDWARD KALOUST For For
7 MICHAEL L. MCMULLAN For For
8 EDWARD A. MORTON For For
9 PIERCE T. NEESE For For
10 M.T. PUTZIGER, ESQ. For For
11 RAMON A. RODRIGUEZ, CPA For For
12 FRANCIS ROONEY For For
13 TERRY W. STILES For For
02 THE APPROVAL OF THE AMENDMENT OF THE 2006 STOCK Management Against Against
COMPENSATION PLAN.
03 THE ADJOURNMENT OF THE ANNUAL MEETING TO SOLICIT ADDITIONAL Management For For
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES TO
APPROVE EITHER OF THE FOREGOING PROPOSALS.
- --------------------------------------------------------------------------------
BIOTEQ ENVIRONMENTAL TECHNOLOGIES INC
SECURITY 09068W109 MEETING TYPE Annual General Meeting
TICKER SYMBOL BQE.TO MEETING DATE 04-May-2009
ISIN CA09068W1095 AGENDA 701897413 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE "IN Non-Voting
FAVOR" OR "AGAINST" FOR-RESOLUTION 1 AND "IN FAVOR" OR
"ABSTAIN" FOR RESOLUTIONS 2.1 to 2.6 AND 03.-THANK YOU.
1. Approve to fix the number of the Directors of the Company Management For For
at 6
2.1 Elect Mr. P. Bradley Marchant as a Director of the Company Management For For
for the ensuing year
2.2 Elect Mr. Clement A. Pelletier as a Director of the Company Management For For
for the ensuing year
2.3 Elect Mr. George W. Poling as a Director of the Company for Management For For
the ensuing year
2.4 Elect Mr. Kenneth F. Williamson as a Director of the Management For For
Company for the ensuing year
2.5 Elect Mr. Kelvin P. M. Dushnisky as a Director of the Management For For
Company for the ensuing year
2.6 Elect Mr. Bruce Burton as a Director of the Company for the Management For For
ensuing year
3. Appoint PricewaterhouseCoopers LLP as the Auditor of the Management For For
Company and authorize the Directors to fix their
remuneration
Transact other business Non-Voting
- --------------------------------------------------------------------------------
STARTEK, INC.
SECURITY 85569C107 MEETING TYPE Annual
TICKER SYMBOL SRT MEETING DATE 04-May-2009
ISIN US85569C1071 AGENDA 933016075 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 ED ZSCHAU For For
2 P. KAY NORTON For For
3 ALBERT C. YATES For For
4 A. LAURENCE JONES For For
5 HARVEY A. WAGNER For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 25
- --------------------------------------------------------------------------------
STONERIDGE, INC.
SECURITY 86183P102 MEETING TYPE Annual
TICKER SYMBOL SRI MEETING DATE 04-May-2009
ISIN US86183P1021 AGENDA 933053403 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN C. COREY For For
2 JEFFREY P. DRAIME For For
3 DOUGLAS C. JACOBS For For
4 IRA C. KAPLAN For For
5 KIM KORTH For For
6 WILLIAM M. LASKY For For
7 PAUL J. SCHLATHER For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2009.
03 APPROVAL OF THE STONERIDGE, INC. LONG-TERM CASH INCENTIVE Management For For
PLAN.
- --------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
SECURITY 391164100 MEETING TYPE Annual
TICKER SYMBOL GXP MEETING DATE 05-May-2009
ISIN US3911641005 AGENDA 933016998 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 D.L. BODDE For For
2 M.J. CHESSER For For
3 W.H. DOWNEY For For
4 R.C. FERGUSON, JR. For For
5 G.D. FORSEE For For
6 J.A. MITCHELL For For
7 W.C. NELSON For For
8 L.H. TALBOTT For For
9 R.H. WEST For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR 2009.
03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK, WITHOUT PAR VALUE, FROM 150,000,000 TO
250,000,000.
- --------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY
SECURITY 811054402 MEETING TYPE Annual
TICKER SYMBOL SSP MEETING DATE 05-May-2009
ISIN US8110544025 AGENDA 933017205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROGER L. OGDEN For For
2 J. MARVIN QUIN For For
3 KIM WILLIAMS For For
- --------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPANY
SECURITY 82312B106 MEETING TYPE Annual
TICKER SYMBOL SHEN MEETING DATE 05-May-2009
ISIN US82312B1061 AGENDA 933027915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 KEN L. BURCH For For
2 RICHARD L. KOONTZ, JR. For For
3 JONELLE ST. JOHN For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 26
- --------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC.
SECURITY 987520103 MEETING TYPE Annual
TICKER SYMBOL YDNT MEETING DATE 05-May-2009
ISIN US9875201033 AGENDA 933033564 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GEORGE E. RICHMOND For For
2 ALFRED E. BRENNAN For For
3 BRIAN F. BREMER For For
4 P.J. FERRILLO, JR. For For
5 RICHARD J. BLISS For For
- --------------------------------------------------------------------------------
NASHUA CORPORATION
SECURITY 631226107 MEETING TYPE Annual
TICKER SYMBOL NSHA MEETING DATE 05-May-2009
ISIN US6312261075 AGENDA 933037752 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ANDREW B. ALBERT For For
2 L. SCOTT BARNARD For For
3 THOMAS G. BROOKER For For
4 CLINTON J. COLEMAN For For
5 AVRUM GRAY For For
6 MICHAEL T. LEATHERMAN For For
7 MARK E. SCHWARZ For For
02 APPROVE THE 2009 VALUE CREATION INCENTIVE PLAN Management For For
- --------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
SECURITY 209034107 MEETING TYPE Annual
TICKER SYMBOL CNSL MEETING DATE 05-May-2009
ISIN US2090341072 AGENDA 933038235 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RICHARD A. LUMPKIN For For
02 APPROVAL OF ERNST & YOUNG, LLP, AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE AMENDED AND RESTATED CONSOLIDATED Management For For
COMMUNICATIONS HOLDINGS, INC. 2005 LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
HESKA CORPORATION
SECURITY 42805E108 MEETING TYPE Annual
TICKER SYMBOL HSKA MEETING DATE 05-May-2009
ISIN US42805E1082 AGENDA 933045735 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 WILLIAM A. AYLESWORTH For For
2 ROBERT B. GRIEVE, PH.D. For For
02 TO APPROVE AN AMENDMENT TO HESKA CORPORATION'S 1997 STOCK Management For For
INCENTIVE PLAN (THE "1997 STOCK PLAN"), WHICH WOULD REDUCE
THE NUMBER OF SHARES WHICH COULD BE ISSUED AND ALLOW FOR
THE FURTHER ISSUANCE OF INCENTIVE STOCK OPTIONS UNDER THE
1997 STOCK PLAN.
03 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE STEINER & Management For For
HOTTMAN PC AS HESKA CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT.
04 TO CONSIDER SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE 2009 ANNUAL MEETING.
- --------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Annual
TICKER SYMBOL PNK MEETING DATE 05-May-2009
ISIN US7234561097 AGENDA 933059809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DANIEL R. LEE For For
2 STEPHEN C. COMER For For
3 JOHN V. GIOVENCO For For
4 RICHARD J. GOEGLEIN For For
5 ELLIS LANDAU For For
6 BRUCE A. LESLIE For For
7 JAMES L. MARTINEAU For For
8 MICHAEL ORNEST For For
9 LYNN P. REITNOUER For For
02 PROPOSAL TO AMEND THE COMPANY'S EXISTING EQUITY PLANS AND Management For For
INDUCEMENT OPTION GRANTS TO PERMIT A ONE-TIME
VALUE-FOR-VALUE STOCK OPTION EXCHANGE PROGRAM.
03 APPROVAL OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Management For For
AUDITORS FOR THE 2009 FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 27
- --------------------------------------------------------------------------------
WATERFURNACE RENEWABLE ENERGY INC
SECURITY 9415EQ108 MEETING TYPE MIX
TICKER SYMBOL WFIFF MEETING DATE 06-May-2009
ISIN CA9415EQ1089 AGENDA 701855693 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR AGAINST" ONLY-FOR RESOLUTIONS "3 AND 4" AND "IN
FAVOR" OR 'ABSTAIN' ONLY FOR RESOLUTION NUMB-ERS "1 AND 2".
THANK YOU.
1. Elect the Directors for the Company for the ensuing year Management For For
2. Appoint Grant Thomton LLP, Chartered Accountants, as the Management For For
Auditors of the Company for the ensuing year and authorize
the Directors to fix the Auditors' remuneration
3. Approve the certain technical and grammatical changes to Management For For
the Company's By-laws, as specified in the accompanying
management proxy circular
4. Authorize the Board of Directors to fund obligations under Management For For
the current deferred compensation plan by the issuance from
treasury of up to 250,000 common shares of the Company as
specified
To receive the financial statements of the Company for the Non-Voting
YE 31 DEC 2008, tog-ether with the Auditors' report thereon
Transact other business Non-Voting
- --------------------------------------------------------------------------------
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 06-May-2009
ISIN US7843051043 AGENDA 933017724 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 K. ARMSTRONG For For
2 M.L. CALI For For
3 J.P. DINAPOLI For For
4 D.R. KING For For
5 N.Y. MINETA For For
6 G.E. MOSS For For
7 W.R. ROTH For For
8 C.J. TOENISKOETTER For For
9 F.R. ULRICH, JR. For For
10 R.A. VAN VALER For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
YEAR 2009.
- --------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
SECURITY 165303108 MEETING TYPE Annual
TICKER SYMBOL CPK MEETING DATE 06-May-2009
ISIN US1653031088 AGENDA 933027131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DIANNA F. MORGAN For For
2 CALVERT A. MORGAN, JR. For For
3 EUGENE H. BAYARD For For
4 THOMAS P. HILL, JR. For For
02 RATIFICATION OF THE SELECTION OF BEARD MILLER COMPANY LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------
PENNICHUCK CORPORATION
SECURITY 708254206 MEETING TYPE Annual
TICKER SYMBOL PNNW MEETING DATE 06-May-2009
ISIN US7082542066 AGENDA 933029298 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOSEPH A. BELLAVANCE For For
2 STEVEN F. BOLANDER For For
3 CLARENCE A. DAVIS For For
4 MICHAEL I. GERMAN For For
5 ROBERT P. KELLER For For
02 TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT OF THE Management For For
PENNICHUCK CORPORATION 2000 STOCK OPTION PLAN.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 28
- --------------------------------------------------------------------------------
WATERFURNACE RENEWABLE ENERGY, INC.
SECURITY 9415EQ108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL WFIFF MEETING DATE 06-May-2009
ISIN CA9415EQ1089 AGENDA 933039465 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 ELECTION OF DIRECTORS FOR THE COMPANY FOR THE ENSUING YEAR. Management For For
02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED ACCOUNTANTS, Management For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION.
03 ORDINARY RESOLUTION APPROVING CERTAIN TECHNICAL AND Management For For
GRAMMATICAL CHANGES TO THE COMPANY'S BY- LAWS, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 ORDINARY RESOLUTION GRANTING AUTHORIZATION TO THE BOARD OF Management For For
DIRECTORS TO FUND OBLIGATIONS UNDER THE CURRENT DEFERRED
COMPENSATION PLAN BY THE ISSUANCE FROM TREASURY OF UP TO
250,000 COMMON SHARES OF THE COMPANY, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
- --------------------------------------------------------------------------------
EXACTECH, INC.
SECURITY 30064E109 MEETING TYPE Annual
TICKER SYMBOL EXAC MEETING DATE 07-May-2009
ISIN US30064E1091 AGENDA 933022078 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 WILLIAM PETTY For For
2 ALBERT BURSTEIN For For
2 APPROVE AND ADOPT THE EXACTECH, INC. 2009 EXECUTIVE Management Against Against
INCENTIVE COMPENSATION PLAN
3 APPROVE AND ADOPT THE EXACTECH, INC. 2009 EMPLOYEE STOCK Management For For
PURCHASE PLAN
- --------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
SECURITY 596278101 MEETING TYPE Annual
TICKER SYMBOL MIDD MEETING DATE 07-May-2009
ISIN US5962781010 AGENDA 933024680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 SELIM A. BASSOUL For For
2 ROBERT B. LAMB For For
3 RYAN LEVENSON For For
4 JOHN R. MILLER III For For
5 GORDON O'BRIEN For For
6 PHILIP G. PUTNAM For For
7 SABIN C. STREETER For For
8 ROBERT L. YOHE For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING JANUARY 2, 2010.
03 APPROVAL OF PERFORMANCE GOALS UNDER THE MIDDLEBY Management For For
CORPORATION 2007 STOCK INCENTIVE PLAN.
04 APPROVE AN AMENDMENT TO THE MIDDLEBY CORPORATION 2007 STOCK Management For For
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
PROLIANCE INTERNATIONAL, INC.
SECURITY 74340R104 MEETING TYPE Annual
TICKER SYMBOL PLI MEETING DATE 07-May-2009
ISIN US74340R1041 AGENDA 933026848 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 WILLIAM J. ABRAHAM, JR. For For
2 BARRY R. BANDUCCI For For
3 CHARLES E. JOHNSON For For
4 VINCENT L. MARTIN For For
5 JAMES R. RULSEH For For
6 F. ALAN SMITH For For
02 APPROVAL OF AN INCREASE IN PROLIANCE'S AUTHORIZED COMMON Management For For
STOCK.
03 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 29
- --------------------------------------------------------------------------------
SONIC INNOVATIONS, INC.
SECURITY 83545M109 MEETING TYPE Annual
TICKER SYMBOL SNCI MEETING DATE 07-May-2009
ISIN US83545M1099 AGENDA 933030190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 CHERIE M. FUZZELL For For
2 LAWRENCE C. WARD For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
03 APPROVAL OF AMENDMENT TO SONIC'S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO CHANGE OUR NAME TO "OTIX
GLOBAL, INC."
04 APPROVAL OF AMENDMENT TO SONIC'S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO EFFECT A ONE-FOR-FIVE
REVERSE STOCK SPLIT OF COMMON STOCK.
- --------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
SECURITY 22282E102 MEETING TYPE Annual
TICKER SYMBOL CVA MEETING DATE 07-May-2009
ISIN US22282E1029 AGENDA 933035760 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DAVID M. BARSE For For
2 RONALD J. BROGLIO For For
3 PETER C.B. BYNOE For For
4 LINDA J. FISHER For For
5 JOSEPH M. HOLSTEN For For
6 RICHARD L. HUBER For For
7 ANTHONY J. ORLANDO For For
8 WILLIAM C. PATE For For
9 ROBERT S. SILBERMAN For For
10 JEAN SMITH For For
11 CLAYTON YEUTTER For For
12 SAMUEL ZELL For For
02 TO AMEND THE EQUITY AWARD PLAN FOR EMPLOYEES AND OFFICERS Management For For
TO PROVIDE FOR ADDITIONAL TYPES OF PERFORMANCE BASED AWARDS
AND PERFORMANCE CRITERIA.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA Management For For
HOLDING CORPORATION'S INDEPENDENT AUDITORS FOR THE 2009
FISCAL YEAR.
- --------------------------------------------------------------------------------
BRUKER CORPORATION
SECURITY 116794108 MEETING TYPE Annual
TICKER SYMBOL BRKR MEETING DATE 07-May-2009
ISIN US1167941087 AGENDA 933039100 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 TONY W. KELLER For For
2 RICHARD D. KNISS For For
3 JOERG C. LAUKIEN For For
4 WILLIAM A. LINTON For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND Management For For
APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER
CORPORATION FOR FISCAL 2009.
- --------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY
SECURITY 367905106 MEETING TYPE Annual
TICKER SYMBOL GET MEETING DATE 07-May-2009
ISIN US3679051066 AGENDA 933043856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GLENN J. ANGIOLILLO For For
2 MICHAEL J. BENDER For For
3 E.K. GAYLORD II For For
4 RALPH HORN For For
5 DAVID W. JOHNSON For For
6 ELLEN LEVINE For For
7 ROBERT S. PRATHER, JR. For For
8 COLIN V. REED For For
9 MICHAEL D. ROSE For For
10 MICHAEL I. ROTH For For
11 ROBERT B. ROWLING For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 30
- --------------------------------------------------------------------------------
EVERGREEN ENERGY INC.
SECURITY 30024B104 MEETING TYPE Annual
TICKER SYMBOL EEE MEETING DATE 07-May-2009
ISIN US30024B1044 AGENDA 933055419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROBERT J. CLARK For For
2 MANUEL H. JOHNSON For For
3 JAMES S. PIGNATELLI For For
4 M. RICHARD SMITH For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
SECURITY 231561101 MEETING TYPE Annual
TICKER SYMBOL CW MEETING DATE 08-May-2009
ISIN US2315611010 AGENDA 933027066 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 MARTIN R. BENANTE For For
2 S. MARCE FULLER For For
3 ALLEN A. KOZINSKI For For
4 CARL G. MILLER For For
5 WILLIAM B. MITCHELL For For
6 JOHN R. MYERS For For
7 JOHN B. NATHMAN For For
8 WILLIAM W. SIHLER For For
9 ALBERT E. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR 2009.
- --------------------------------------------------------------------------------
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Special
TICKER SYMBOL MRCY MEETING DATE 08-May-2009
ISIN US5893781089 AGENDA 933052691 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO APPROVE THE PROPOSED STOCK OPTION EXCHANGE PROGRAM Management Against Against
DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 12-May-2009
ISIN US6027201044 AGENDA 933022648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 THOMAS B. HOTOPP For For
2 JOHN T. RYAN III For For
3 THOMAS H. WITMER For For
02 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 12-May-2009
ISIN US4290601065 AGENDA 933023068 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR Management
1 LYLE T. BOSACKER For For
2 MYRITA P. CRAIG For For
3 JOHN W. FINKE For For
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ENTERCOM COMMUNICATIONS CORP.
SECURITY 293639100 MEETING TYPE Annual
TICKER SYMBOL ETM MEETING DATE 12-May-2009
ISIN US2936391000 AGENDA 933029539 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DAVID J. BERKMAN* For For
2 DANIEL E. GOLD* For For
3 JOSEPH M. FIELD** For For
4 DAVID J. FIELD** For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 31
5 JOHN C. DONLEVIE** For For
6 ROBERT S. WIESENTHAL** For For
7 MICHAEL J. WOLF** For For
03 APPROVAL OF AN AMENDMENT TO THE ENTERCOM EQUITY Management Against Against
COMPENSATION PLAN TO PERMIT A ONE-TIME OPTION EXCHANGE
PROGRAM.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF Management Against Against
INCORPORATION TO OPT-OUT OF THE ANTI- TAKEOVER PROVISIONS
OF PENNSYLVANIA BUSINESS CORPORATION LAW RELATING TO
"CONTROL TRANSACTIONS."
05 APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF Management Against Against
INCORPORATION TO OPT-OUT OF THE ANTI- TAKEOVER PROVISIONS
OF PENNSYLVANIA BUSINESS CORPORATION LAW RELATING TO
"BUSINESS COMBINATIONS."
06 RATIFICATION OF THE SELECTION OF THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2009.
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BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 12-May-2009
ISIN US0805551050 AGENDA 933033134 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR Management
1 HENRY P. BECTON, JR. For For
2 JAMES M. MORONEY III For For
3 LLOYD D. WARD For For
02 PROPOSAL TO APPROVE THE BELO AMENDED AND RESTATED 2004 Management For For
EXECUTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 SHAREHOLDER PROPOSAL RELATING TO REPEAL OF THE CLASSIFIED Shareholder Against For
BOARD OF DIRECTORS.
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FLORIDA PUBLIC UTILITIES COMPANY
SECURITY 341135101 MEETING TYPE Annual
TICKER SYMBOL FPU MEETING DATE 12-May-2009
ISIN US3411351014 AGENDA 933034934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ELLEN TERRY BENOIT For For
2 JOHN T. ENGLISH For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S DIVIDEND Management For For
REINVESTMENT PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE IN THIS PLAN BY 100,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE Management For For
COMPANY'S REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2009.
04 TO APPROVE A SHAREHOLDER PROPOSAL REGARDING CLASSIFIED Shareholder Against For
BOARD.
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MAINE & MARITIMES CORPORATION
SECURITY 560377103 MEETING TYPE Annual
TICKER SYMBOL MAM MEETING DATE 12-May-2009
ISIN US5603771032 AGENDA 933037409 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROBERT E. ANDERSON For For
2 MICHAEL W. CARON For For
3 NATHAN L. GRASS For For
02 RATIFICATION OF THE SELECTION OF VITALE, CATURANO & Management For For
COMPANY, P.C. AS THE COMPANY'S INDEPENDENT AUDITORS FOR
2009.
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QUIDEL CORPORATION
SECURITY 74838J101 MEETING TYPE Annual
TICKER SYMBOL QDEL MEETING DATE 12-May-2009
ISIN US74838J1016 AGENDA 933045191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 THOMAS D. BROWN For For
2 DOUGLAS C. BRYANT For For
3 K.F. BUECHLER, PH.D. For For
4 ROD F. DAMMEYER For For
5 M.L. POLAN MD, PHD, MPH For For
6 MARK A. PULIDO For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 32
7 JACK W. SCHULER For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD Management For For
OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE QUIDEL Management Against Against
CORPORATION 2001 EQUITY INCENTIVE PLAN TO INCREASE THE
AUTHORIZED SHARES, AMONG OTHER MATTERS.
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MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 12-May-2009
ISIN US5956261029 AGENDA 933048654 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAROBIN GILBERT, JR. For For
2 DIANE L. ROUTSON For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR
ENDING JANUARY 2, 2010.
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BERKSHIRE BANCORP INC.
SECURITY 084597202 MEETING TYPE Annual
TICKER SYMBOL BERK MEETING DATE 12-May-2009
ISIN US0845972027 AGENDA 933052817 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 WILLIAM L. COHEN For For
2 MARTIN A. FISCHER For For
3 MOSES KRAUSZ For For
4 MOSES MARX For For
5 STEVEN ROSENBERG For For
6 RANDOLPH B. STOCKWELL For For
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HOLOBEAM, INC.
SECURITY 436434104 MEETING TYPE Annual
TICKER SYMBOL HOOB MEETING DATE 12-May-2009
ISIN US4364341044 AGENDA 933060496 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RALPH A. FREDERICKS For For
2 CYNTHIA R. COOK For For
03 RATIFICATION OF SIMONTACCHI, MILLER & DEANGELIS, PA AS Management For For
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR THE CURRENT
YEAR.
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GRIFFIN LAND & NURSERIES, INC.
SECURITY 398231100 MEETING TYPE Annual
TICKER SYMBOL GRIF MEETING DATE 12-May-2009
ISIN US3982311009 AGENDA 933060509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 W.J. CHURCHILL, JR. For For
2 EDGAR M. CULLMAN For For
3 DAVID M. DANZIGER For For
4 FREDERICK M. DANZIGER For For
5 THOMAS C. ISRAEL For For
6 ALBERT H. SMALL, JR. For For
7 DAVID F. STEIN For For
02 APPROVAL OF THE GRIFFIN LAND & NURSERIES, INC. 2009 STOCK Management For For
OPTION PLAN.
03 RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
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STRATEGIC DIAGNOSTICS INC.
SECURITY 862700101 MEETING TYPE Annual
TICKER SYMBOL SDIX MEETING DATE 12-May-2009
ISIN US8627001014 AGENDA 933064191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 STEVEN R. BECKER For For
2 FRANCIS M. DINUZZO For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2000 STOCK Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 4,000,000 TO 6,000,000.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 33
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WATTS WATER TECHNOLOGIES, INC.
SECURITY 942749102 MEETING TYPE Annual
TICKER SYMBOL WTS MEETING DATE 13-May-2009
ISIN US9427491025 AGENDA 933028880 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 ROBERT L. AYERS For For
2 KENNETT F. BURNES For For
3 RICHARD J. CATHCART For For
4 TIMOTHY P. HORNE For For
5 RALPH E. JACKSON, JR. For For
6 KENNETH J. MCAVOY For For
7 JOHN K. MCGILLICUDDY For For
8 GORDON W. MORAN For For
9 DANIEL J. MURPHY, III For For
10 PATRICK S. O'KEEFE For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
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TENNECO INC.
SECURITY 880349105 MEETING TYPE Annual
TICKER SYMBOL TEN MEETING DATE 13-May-2009
ISIN US8803491054 AGENDA 933029274 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1C ELECTION OF DIRECTOR: FRANK E. MACHER Management For For
1D ELECTION OF DIRECTOR: HARI N. NAIR Management For For
1E ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1F ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1G ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1H ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1I ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1J ELECTION OF DIRECTOR: JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS FOR 2009.
03 APPROVE AMENDMENT OF THE TENNECO INC. 2006 LONG- TERM Management Against Against
INCENTIVE PLAN TO INCREASE SHARES AVAILABLE BY 2.3 MILLION,
WITH EACH SHARE UNDERLYING AN AWARD COUNTING AS ONE SHARE
AGAINST THE TOTAL PLAN AVAILABILITY.
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LODGENET INTERACTIVE CORPORATION
SECURITY 540211109 MEETING TYPE Annual
TICKER SYMBOL LNET MEETING DATE 13-May-2009
ISIN US5402111091 AGENDA 933031546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 MARTY ABBOTT For For
2 R. DOUGLAS BRADBURY For For
3 JOHN E. HAIRE For For
2 AMENDMENT OF THE 2003 STOCK OPTION AND INCENTIVE PLAN. TO Management Against Against
APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE 2003 STOCK OPTION AND
INCENTIVE PLAN BY 1,100,000 SHARES.
3 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM. TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 34
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UNITED-GUARDIAN, INC.
SECURITY 910571108 MEETING TYPE Annual
TICKER SYMBOL UG MEETING DATE 13-May-2009
ISIN US9105711082 AGENDA 933053554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DR. ALFRED R. GLOBUS For For
2 HENRY P. GLOBUS For For
3 ROBERT S. RUBINGER For For
4 KENNETH H. GLOBUS For For
5 LAWRENCE F. MAIETTA For For
6 ARTHUR M. DRESNER For For
7 ANDREW A. BOCCONE For For
8 CHRISTOPHER W. NOLAN SR For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
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SONESTA INTERNATIONAL HOTELS CORPORATION
SECURITY 835438409 MEETING TYPE Annual
TICKER SYMBOL SNSTA MEETING DATE 13-May-2009
ISIN US8354384096 AGENDA 933068024 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 G. ABRAMS For For
2 J. BOWER For For
3 C. CLARK For For
4 C. DAVIS For For
5 I. MANN For For
6 J. SONNABEND For For
7 P. SONNABEND For For
8 STEPHANIE SONNABEND For For
9 STEPHEN SONNABEND For For
10 J. TEMPEL For For
02 AMENDMENT OF CERTIFICATE OF INCORPORATION TO ELIMINATE Management Against Against
CUMULATIVE VOTING.
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BOIRON SA, STE FOY LES LYON
SECURITY F10626103 MEETING TYPE MIX
TICKER SYMBOL BOI.PA MEETING DATE 14-May-2009
ISIN FR0000061129 AGENDA 701887183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please
contact your Client Service Representative-to obtain the
necessary card, account details and directions. The
following-applies to Non- Resident Shareowners: Proxy
Cards: Voting instructions will-be forwarded to the Global
Custodians that have become Registered Intermediari-es, on
the Vote Deadline Date. In capacity as Registered
Intermediary, the Glo-bal Custodian will sign the Proxy
Card and forward to the local custodian. If-you are unsure
whether your Global Custodian acts as Registered
Intermediary,-please contact your representative.
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL
BE TREATED AS AN "AGAINST" VOTE.
O.1 Receive the reports of the Board of Directors, Chairman of Management For For
Board of Directors and the Auditors and approve the
Company's financial statements for the YE 31 DEC 2008, as
presented showing earnings for the FY of EUR 31,714,626.01
O.2 Receive the reports of the Board of Directors, Chairman of Management For For
Board of Directors and the Auditors and approve the
consolidated financial statements for the said FY, in the
form presented to the meeting showing earnings for the FY
[Group share] of EUR 39,158,973.00
O.3 Approve to allocate the earnings for the FY be appropriated Management For For
as earnings for the FY: EUR 31,714,626.01, legal reserve:
EUR 0.00 retained earnings: EUR 11,100,537.60 i.e.
distributable income: EUR: 42,815,163.61 dividends: EUR
13,040,716.80 total: EUR 29,774,446.81 other reserves: EUR
15,000,000.00 retained earnings : EUR 14,774,446.81 the
shareholders will receive a net dividend of EUR 0.60 per
share on the basis of 21,734,528 shares, and will entitle
to the 40% deduction provided by the French General Tax
Code, this dividend will be paid on 05 JUN 2009, in the
event that the Company holds some of its own shares on such
date, the amount of the unpaid dividend on such shares
shall be allocated to the retained earnings account, as
required By-Law
O.4 Receive the special report of the Auditors on agreements Management For For
and commitments governed and approve the said report and
the agreements referred to therein
O.5 Approve to renew the appointment of Mrs. Christine Boy Management For For
Er-Boiron as a Director for a 3 year period
O.6 Approve to renew the appointment of Mr. Jean-Pierre Boyer Management For For
as a Director for a 3 year period
O.7 Approve to renew the appointment of Mr. Paul Mollin as a Management For For
Director for a 3 year period
O.8 Ratify the appointment of Mr. Michel Bouissou as a Management For For
Director, to replace the Company F ET M.B Conseil, for the
remainder of F ET M.B Conseil's term of office, i.e. until
the shareholders' meeting called to approve the financial
statements for the FY 2010
O.9 Approve to award the total annual fees of EUR 147,000.00 to Management For For
the Board of Directors
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 35
O.10 Authorize the Board of Directors to buy back the Company's Management For For
shares on the open market, subject to the conditions
described below: maximum purchase price: EUR 35.00, maximum
number of shares to be acquired: 10% of the share capital,
maximum funds invested in the share buybacks: EUR
76,070,855.00, this [Authority expires at the end of
18-month period]; this authorization cancels the
authorization given by the ordinary shareholders' meeting
of 15 MAY 2008 and to take all necessary measures and
accomplish all necessary formalities
E.11 Authorize the Board of Directors to reduce the share Management For For
capital, on 1 or more occasions and at its sole discretion,
by cancelling all or part of the shares held by the Company
in connection with a stock repurchase plan, up to a maximum
of 10% of the share capital over a 24-month period;
[Authority expires at the end of 24-month period]; to take
all necessary measures and accomplish all necessary
formalities
E.12 Grant full powers to the bearer of an original, a copy or Management For For
extract of the minutes of this meeting to carry out all
filings, publications and other formalities prescribed by
Law
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NORTHRIM BANCORP, INC.
SECURITY 666762109 MEETING TYPE Annual
TICKER SYMBOL NRIM MEETING DATE 14-May-2009
ISIN US6667621097 AGENDA 933015302 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 R. MARC LANGLAND For For
2 LARRY S. CASH For For
3 MARK G. COPELAND For For
4 RONALD A. DAVIS For For
5 ANTHONY DRABEK For For
6 CHRISTOPHER N. KNUDSON For For
7 RICHARD L. LOWELL For For
8 IRENE SPARKS ROWAN For For
9 JOHN C. SWALLING For For
10 DAVID G. WIGHT For For
02 TO APPROVE ARTICLES OF AMENDMENT TO THE AMENDED AND Management Against Against
RESTATED ARTICLES OF INCORPORATION OF NORTHRIM BANCORP,
INC. TO AUTHORIZE PREFERRED STOCK.
03 TO APPROVE GRANTING MANAGEMENT OF NORTHRIM BANCORP, INC. Management For For
THE AUTHORITY TO ADJOURN, POSTPONE OR CONTINUE THE ANNUAL
MEETING IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE
ANNUAL SHAREHOLDERS' MEETING TO APPROVE THE AMENDMENT TO
THE ARTICLES OF INCORPORATION.
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TYLER TECHNOLOGIES, INC.
SECURITY 902252105 MEETING TYPE Annual
TICKER SYMBOL TYL MEETING DATE 14-May-2009
ISIN US9022521051 AGENDA 933041193 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DONALD R. BRATTAIN For For
2 J. LUTHER KING, JR. For For
3 JOHN S. MARR, JR. For For
4 G. STUART REEVES For For
5 MICHAEL D. RICHARDS For For
6 DUSTIN R. WOMBLE For For
7 JOHN M. YEAMAN For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Management For For
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PROSEP INC.
SECURITY 74347V108 MEETING TYPE Annual
TICKER SYMBOL PRPJF MEETING DATE 14-May-2009
ISIN CA74347V1085 AGENDA 933041321 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 ELECTION OF DIRECTORS. THE NOMINEES PROPOSED BY MANAGEMENT Management For For
ARE: GERARD CARON, PAUL COPPINGER, JACQUES L. DROUIN, BRUNO
DUCHARME, DAVID LAIDLEY, RICHARD LINT, ANTHONY RUSTIN.
02 APPOINTMENT OF RAYMOND CHABOT GRANT THORNTON LLP AS Management For For
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 36
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READING INTERNATIONAL, INC.
SECURITY 755408200 MEETING TYPE Annual
TICKER SYMBOL RDIB MEETING DATE 14-May-2009
ISIN US7554082005 AGENDA 933073657 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMES J. COTTER For For
2 ERIC BARR For For
3 JAMES J. COTTER, JR. For For
4 MARGARET COTTER For For
5 WILLIAM D. GOULD For For
6 EDWARD L. KANE For For
7 GERARD P. LAHENEY For For
8 ALFRED VILLASENOR For For
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GILDEMEISTER AG, BIELEFELD
SECURITY D2825P117 MEETING TYPE Annual General Meeting
TICKER SYMBOL GIL.HM MEETING DATE 15-May-2009
ISIN DE0005878003 AGENDA 701888882 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE Non-Voting
THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR
PERSONAL INTEREST IN THIS COMPANY. SHOULD EI-THER BE THE
CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO
THAT WE-MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR
VOTE AS NORMAL. THANK YOU
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS Non-Voting
24 APR 2009 , WHEREA-S THE MEETING HAS BEEN SETUP USING THE
ACTUAL RECORD DATE - 1 BUSINESS DAY. TH-IS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE G-ERMAN LAW. THANK YOU
1. Presentation of the financial statements and annual report Non-Voting
for the 2008 FY wit-h the report of the Supervisory Board,
the Group financial statements and Grou-p Annual Report as
well as the report by the Board of Managing Directors
pursu-ant to Sections 289(4) and 315(4) of the German
Commercial Code and the propos-al on the appropriation of
the distributable profit
2. Resolution on the appropriation of the distributable profit Management For For
of EUR 25,516,407.08 as follows: payment of a dividend of
EUR 0.40 per no-par share EUR 8,915,405.88 shall be carried
forward ex- dividend and payable date 18 MAY 2009
3. Ratification of the acts of the Board of Managing Directors Management For For
4. Ratification of the acts of the Supervisory Board Management For For
5. Amendments to Section 12 of the Articles of Association, Management For For
re. the remuneration of the Supervisory Board Section
12(1), re. each Member of the Supervisory Board receiving a
fixed annual remuneration of EUR 24,000 Section 12(2), re,
each Member of the Supervisor receiving a variable
remuneration of EUR 250 for every EUR 0.01 of the average
profit per share of the current FY and of the 2 preceding
FYs, the additional remuneration being limited to EUR
24,000 for each ordinary Member and being contingent on the
average profit per share being at least EUR 0.15 Section
12(3), regarding the Chairman of the Supervisory Board
receiving 2 and half times, the Deputy Chairman 1 and a
half times, the fixed annual remuneration for an ordinary
Member of the Supervisory Board Section 12(4), re. each
Member of a Supervisory Board Committee [Except for the
Committee pursuant to Section27(3) of the Co-determination
Act and the nomination Committee] receiving an additional
fixed annual remuneration of EUR 12,000 for their Committee
Membership, the Committee Chairman receiving twice, the
Deputy Committee Chairman 1 and a half times, the amount
Section 12(5), regarding each Member of
the Supervisory Board whose membership on the Board does
not comprise the whole FY receiving a proportionate
remuneration, the same applying to membership of
Supervisory Board Committees Section 12(6), regarding the
Company being able to obtain a liability insurance and a
legal protection insurance for Members on the Supervisory
Board Section 12(7), re. the amendments being effective as
per the beginning of the 2009 FY
6. Renewal of authorization to acquire own shares the Company Management For For
shall be authorized to acquire own shares of up to 10% if
its share capital through the stock exchange or by way of a
public repurchase offer to all shareholders, at a price not
deviating more than 10% from the market price of the share,
or before 31 OCT 2010; the Board of Managing Directors
shall be authorized to dispose of the shares in a manner
other than the stock exchange or a rights offering, to use
the shares for acquisition purposes, to sell the shares at
a price not materially below their market price, an to
retire the shares
7. Resolution on the authorization to issue warrants and/or Management For For
convertible bonds, the creation of a contingent capital and
the correspondence amendment to the Articles of
Association; the Board of Managing Directors shall be
authorized, with the consent of the Supervisory Board to
issue bearer warrants and/or convertible bonds of up to EUR
100,000,000, conferring option of convertible rights for
bearer shares of the Company of up to EUR 37,500,000 and
having a term of up to 10 years, on or before 31 MAR 2014;
the Board of Managing Directors shall be authorized, with
the consent of the Supervisory Board, to exclude
shareholders' subscription rights for residual amounts, a
rights offering to bondholders, and payment in cash if the
bonds are issued at a price not materially below the market
price of the shares; the Company's share capital shall be
increased by up to EUR 37,500,000 through the issue of up
to 14,423,076 new bearer no-par shares, insofar as option
and/or convertible rights are exercised as per item 7 on
the agenda [contingent capital]
8. Appointment of the Auditors for the 2009 FY: KPMG AG, Berlin Management For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 37
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TESCO CORPORATION
SECURITY 88157K101 MEETING TYPE Annual
TICKER SYMBOL TESO MEETING DATE 15-May-2009
ISIN CA88157K1012 AGENDA 933046307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 FRED J. DYMENT For For
2 GARY L. KOTT For For
3 R. VANCE MILLIGAN, Q.C. For For
4 JULIO M. QUINTANA For For
5 NORMAN W. ROBERTSON For For
6 MICHAEL W. SUTHERLIN For For
7 CLIFTON T. WEATHERFORD For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP, A NATIONAL PUBLIC Management For For
ACCOUNTING FIRM, AS AUDITORS OF THE CORPORATION AND
AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------
BEL FUSE INC.
SECURITY 077347201 MEETING TYPE Annual
TICKER SYMBOL BELFA MEETING DATE 15-May-2009
ISIN US0773472016 AGENDA 933053681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 HOWARD B. BERNSTEIN For For
2 JOHN F. TWEEDY For For
02 WITH RESPECT TO THE RATIFICATION OF THE DESIGNATION OF Management For For
DELOITTE & TOUCHE LLP TO AUDIT BEL'S BOOKS AND ACCOUNTS FOR
2009.
- --------------------------------------------------------------------------------
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 15-May-2009
ISIN US44930G1076 AGENDA 933057906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JACK W. BROWN For For
2 RICHARD H. SHERMAN M.D. For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS FOR THE COMPANY
- --------------------------------------------------------------------------------
BTU INTERNATIONAL, INC.
SECURITY 056032105 MEETING TYPE Annual
TICKER SYMBOL BTUI MEETING DATE 15-May-2009
ISIN US0560321053 AGENDA 933060573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 PAUL J. VAN DER WANSEM For For
2 G. MEAD WYMAN For For
3 J. SAMUEL PARKHILL For For
4 JOHN E. BEARD For For
5 JOSEPH F. WRINN For For
02 TO ACT UPON THE PROPOSAL TO AMEND THE 2003 EQUITY INCENTIVE Management Against Against
PLAN TO IMPLEMENT A STOCK OPTION EXCHANGE PROGRAM.
- --------------------------------------------------------------------------------
TRIMBLE NAVIGATION LIMITED
SECURITY 896239100 MEETING TYPE Annual
TICKER SYMBOL TRMB MEETING DATE 19-May-2009
ISIN US8962391004 AGENDA 933038350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 STEVEN W. BERGLUND For For
2 JOHN B. GOODRICH For For
3 WILLIAM HART For For
4 MERIT E. JANOW For For
5 ULF J. JOHANSSON For For
6 BRADFORD W. PARKINSON For For
7 NICKOLAS W. VANDE STEEG For For
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARES OF
COMPANY COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER FROM
11,550,000 TO 15,550,000.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 38
03 APPROVE AMENDMENTS TO COMPANY'S AMENDED AND RESTATED 2002 Management Against Against
STOCK PLAN TO INCREASE SHARES OF COMPANY COMMON STOCK
RESERVED FOR GRANT AND AWARD THEREUNDER FROM 12,000,000 TO
20,000,000 AND TO APPROVE THE MATERIAL TERMS OF THE STOCK
AWARDS THAT ARE INTENDED TO QUALIFY AS PERFORMANCE-BASED
COMPENSATION FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT AUDITOR OF THE COMPANY FOR THE CURRENT FISCAL
YEAR ENDING JANUARY 1, 2010.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT(S) THEREOF.
- --------------------------------------------------------------------------------
NEWPORT CORPORATION
SECURITY 651824104 MEETING TYPE Annual
TICKER SYMBOL NEWP MEETING DATE 19-May-2009
ISIN US6518241046 AGENDA 933042638 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 MICHAEL T. O'NEILL For For
2 MARKOS I. TAMBAKERAS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
NEWPORT'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 2, 2010 THE BOARD OF DIRECTORS RECOMMENDS A VOTE
"AGAINST" PROPOSAL 3
03 CONSIDERATION OF STOCKHOLDER PROPOSAL TO DECLASSIFY Shareholder Against For
NEWPORT'S BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
MGE ENERGY, INC.
SECURITY 55277P104 MEETING TYPE Annual
TICKER SYMBOL MGEE MEETING DATE 19-May-2009
ISIN US55277P1049 AGENDA 933047208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 H. LEE SWANSON For For
2 JOHN R. NEVIN For For
3 GARY J. WOLTER For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP FOR 2009 Management For For
- --------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 19-May-2009
ISIN US3438731057 AGENDA 933047373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 STEVEN J. D'IORIO For For
2 LOUIS C. GRASSI For For
3 SAM HAN For For
4 JOHN E. ROE, SR. For For
02 ADVISORY APPROVAL OF FLUSHING FINANCIAL CORPORATION'S Management For For
EXECUTIVE COMPENSATION PROGRAMS.
03 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC.
SECURITY 637215104 MEETING TYPE Annual
TICKER SYMBOL NPK MEETING DATE 19-May-2009
ISIN US6372151042 AGENDA 933048779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 MARYJO COHEN For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 39
- --------------------------------------------------------------------------------
DEXCOM INC
SECURITY 252131107 MEETING TYPE Annual
TICKER SYMBOL DXCM MEETING DATE 19-May-2009
ISIN US2521311074 AGENDA 933049086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 TERRANCE H. GREGG For For
2 KEVIN SAYER For For
02 TO REAPPROVE THE INTERNAL REVENUE CODE SECTION 162(M) Management For For
PROVISIONS OF OUR 2005 EQUITY INCENTIVE PLAN TO PRESERVE
OUR ABILITY TO DEDUCT FOR CORPORATE INCOME TAX PURPOSES
COMPENSATION THAT QUALIFIES AS PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF OUR BOARD Management For For
OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 19-May-2009
ISIN US3843131026 AGENDA 933054001 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 MICHAEL C. NAHL For For
6 FRANK A. RIDDICK III For For
7 CRAIG S. SHULAR For For
02 AMEND THE 2005 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER Management For For
OF SHARES AUTHORIZED FOR AWARDS BY 4,000,000 SHARES.
03 AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Management For For
TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE BY 75,000,000 SHARES.
04 APPROVE THE GRAFTECH EXECUTIVE INCENTIVE COMPENSATION PLAN. Management For For
- --------------------------------------------------------------------------------
THE INVENTURE GROUP, INC.
SECURITY 461214108 MEETING TYPE Annual
TICKER SYMBOL SNAK MEETING DATE 19-May-2009
ISIN US4612141089 AGENDA 933058061 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ASHTON D. ASENSIO For For
2 MACON BRYCE EDMONSON For For
3 MARK S. HOWELLS For For
4 RON KESSELMAN For For
5 TERRY MCDANIEL For For
6 LARRY R. POLHILL For For
7 ITZHAK REICHMAN For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE INVENTURE GROUP, Management Against Against
INC. 2005 EQUITY PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE BY 500,000.
- --------------------------------------------------------------------------------
MORGANS HOTEL GROUP CO.
SECURITY 61748W108 MEETING TYPE Annual
TICKER SYMBOL MHGC MEETING DATE 19-May-2009
ISIN US61748W1080 AGENDA 933062147 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DR. DEEPAK CHOPRA For For
2 ROBERT FRIEDMAN For For
3 JEFFREY M. GAULT For For
4 MARC GORDON For For
5 DAVID T. HAMAMOTO For For
6 THOMAS L. HARRISON For For
7 FRED J. KLEISNER For For
8 EDWIN L. KNETZGER, III For For
9 MICHAEL D. MALONE For For
10 DAVID J. MOORE For For
02 PROPOSAL TO RATIFY BDO SEIDMAN, LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009
FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 40
- --------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
SECURITY 74731Q103 MEETING TYPE Annual
TICKER SYMBOL PZN MEETING DATE 19-May-2009
ISIN US74731Q1031 AGENDA 933066638 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RICHARD S. PZENA For For
2 STEVEN M. GALBRAITH For For
3 JOEL M. GREENBLATT For For
4 RICHARD P. MEYEROWICH For For
5 RONALD W. TYSOE For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR OUR COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 APPROVE AN AMENDMENT TO THE PZENA INVESTMENT MANAGEMENT, Management Against Against
INC. 2007 EQUITY INCENTIVE PLAN TO AUTHORIZE AN ADDITIONAL
6,419,279 SHARES OF CLASS A COMMON STOCK FOR ISSUANCE UNDER
THE PLAN.
- --------------------------------------------------------------------------------
HAWK CORPORATION
SECURITY 420089104 MEETING TYPE Annual
TICKER SYMBOL HWK MEETING DATE 19-May-2009
ISIN US4200891046 AGENDA 933069898 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ANDREW T. BERLIN For For
2 PAUL R. BISHOP For For
3 JACK F. KEMP For For
4 RICHARD T. MARABITO For For
5 DAN T. MOORE, III For For
02 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS PERFORMANCE-BASED Management For For
COMPENSATION.
- --------------------------------------------------------------------------------
SUNWEST BANK
SECURITY 86789K200 MEETING TYPE Annual
TICKER SYMBOL SWBC MEETING DATE 19-May-2009
ISIN US86789K2006 AGENDA 933077693 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 TARA O. BALFOUR For For
2 MICHAEL A. COHEN For For
3 GLENN E. GRAY For For
4 M. CASSANDRA HOAG For For
5 ERIC D. HOVDE For For
6 RONALD C. HOWARTH For For
7 GLEN R. MOZINGO, ESQ. For For
8 RUSSELL E. WERTZ For For
- --------------------------------------------------------------------------------
GEMALTO, MONTROUGE
SECURITY N3465M108 MEETING TYPE Annual General Meeting
TICKER SYMBOL GTOFY.PK MEETING DATE 20-May-2009
ISIN NL0000400653 AGENDA 701937382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS Non-Voting
GENERAL MEETING ARE RE-LAXED AS THERE IS A REGISTRATION
DEADLINE / RECORD DATE ASSOCIATED WITH THIS M-EETING. THANK
YOU
1. Opening and announcements Non-Voting
2. Presentation 2008 Annual report Non-Voting
3. Adopt the 2008 financial statements Management For For
4. Dividend policy and allocation of 2008 results Non-Voting
5.A Grant discharge to the Chief Executive Officer Management For For
5.B Grant discharge to the Non-Executive Board Members Management For For
6.A Appoint Mr. Buford Alexander as a Board Member until the Management For For
close of the 2013 AGM
6.B Re-appoint Mr. Kent Atkinson as a Board Member until the Management For For
close of the 2013 AGM
6.C Re-appoint Mr. David Bonderman as a Board Member until the Management For For
close of the 2013 AGM
6.D Re-appoint Mr. Johannes Fritz as a Board Member until the Management For For
close of the 2012 AGM
6.E Re-appoint Mr. John Ormerod as a Board Member until the Management For For
close of the 2013 AGM
7. Approve to renew the authorization of the Board to Management For For
repurchase shares in the share capital of the Company
8. Re-appoint PricewaterhouseCoopers Accountants N.V. as the Management For For
External Auditor for the 2009 FY
9. Questions Non-Voting
10. Adjournment Non-Voting
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 41
- --------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY
SECURITY 596680108 MEETING TYPE Annual
TICKER SYMBOL MSEX MEETING DATE 20-May-2009
ISIN US5966801087 AGENDA 933037233 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN C. CUTTING For For
2 JOHN P. MULKERIN For For
3 DENNIS W. DOLL For For
- --------------------------------------------------------------------------------
CITADEL BROADCASTING CORPORATION
SECURITY 17285T106 MEETING TYPE Annual
TICKER SYMBOL CTDB MEETING DATE 20-May-2009
ISIN US17285T1060 AGENDA 933040204 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 MICHAEL A. MILES For For
2 THEODORE J. FORSTMANN For For
3 FARID SULEMAN For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2009.
03 TO PROVIDE FARID SULEMAN AND JACQUELYN J. ORR WITH Management For For
DISCRETIONARY AUTHORITY TO ACT UPON SUCH OTHER MATTERS AS
MAY PROPERLY COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------
CONSOLIDATED WATER COMPANY LIMITED
SECURITY G23773107 MEETING TYPE Annual
TICKER SYMBOL CWCO MEETING DATE 20-May-2009
ISIN KYG237731073 AGENDA 933043921 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A ELECTION OF DIRECTOR: WILMER F. PERGANDE Management For For
1B ELECTION OF DIRECTOR: DAVID W. SASNETT Management For For
1C ELECTION OF DIRECTOR: LEONARD J. SOKOLOW Management For For
1D ELECTION OF DIRECTOR: RAYMOND WHITTAKER Management For For
S2 AMEND ARTICLES TO ELIMINATE REQUIREMENT THAT A POLL BE Management For For
DEMANDED IN ORDER FOR A SHAREHOLDER OR PROXY HOLDER TO BE
ENTITLED TO ONE VOTE FOR EACH SHARE HELD OR REPRESENTED BY
PROXY.
S3 APPROVE THE AMENDMENT OF THE AMENDED AND RESTATED ARTICLES, Management For For
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
S4 AMENDMENT OF THE ARTICLES OF ASSOCIATION TO CLARIFY THAT Management For For
PROXIES MAY BE APPOINTED BY, AND NOTICES OF MEETINGS,
REPORTS AND FINANCIAL STATEMENTS MAY BE DELIVERED BY,
ELECTRONIC MEANS.
S5 AMENDMENT OF ARTICLES RELATED TO: (A) CHARITABLE Management For For
CONTRIBUTIONS; (B) DIRECTOR CONFLICTS; & (C) THE ISSUANCE
OF SHARES.
S6 AMENDMENT OF ARTICLES TO PERMIT THE BOARD TO APPROVE THE Management For For
REPURCHASE AT FAIR MARKET VALUE.
S7 ADOPTION OF AN AMENDED AND RESTATED ARTICLES INCORPORATING Management For For
ANY AND ALL AMENDMENTS APPROVED IN PROPOSALS 2 - 6.
08 RATIFY THE SELECTION OF RACHLIN LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
BIOLASE TECHNOLOGY, INC.
SECURITY 090911108 MEETING TYPE Annual
TICKER SYMBOL BLTI MEETING DATE 20-May-2009
ISIN US0909111082 AGENDA 933058605 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A ELECTION OF DIRECTOR: ROBERT M. ANDERTON, DDS Management For For
1B ELECTION OF DIRECTOR: GEORGE V. D'ARBELOFF Management For For
1C ELECTION OF DIRECTOR: DANIEL S. DURRIE, M.D. Management For For
1D ELECTION OF DIRECTOR: NEIL J. LAIRD Management For For
1E ELECTION OF DIRECTOR: JAMES R. LARGENT Management For For
1F ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For
1G ELECTION OF DIRECTOR: DAVID M. MULDER Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
GEVITY HR, INC.
SECURITY 374393106 MEETING TYPE Special
TICKER SYMBOL GVHR MEETING DATE 20-May-2009
ISIN US3743931061 AGENDA 933058819 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
MARCH 4, 2009, AMONG TRINET GROUP, INC., GIN ACQUISITION,
INC. AND GEVITY HR, INC.
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING OF THE SHAREHOLDERS, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 42
- --------------------------------------------------------------------------------
WHITNEY HOLDING CORPORATION
SECURITY 966612103 MEETING TYPE Annual
TICKER SYMBOL WTNY MEETING DATE 20-May-2009
ISIN US9666121036 AGENDA 933062351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 A.R. BLOSSMAN, JR.* For For
2 ANGUS R. COOPER II** For For
3 TERENCE E. HALL** For For
4 JOHN M. TURNER, JR.* For For
02 TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY Management For For
(NON-BINDING) PROPOSAL: "RESOLVED, THAT THE HOLDERS APPROVE
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN COMPENSATION DISCUSSION AND ANALYSIS AND THE
TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER
COMPENSATION (TOGETHER WITH THE ACCOMPANYING NARRATIVE
DISCLOSURE) IN THE PROXY STATEMENT.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE BOOKS OF THE COMPANY AND ITS SUBSIDIARIES
FOR 2009.
- --------------------------------------------------------------------------------
PRIMEDIA INC.
SECURITY 74157K846 MEETING TYPE Annual
TICKER SYMBOL PRM MEETING DATE 20-May-2009
ISIN US74157K8466 AGENDA 933066880 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DAVID A. BELL For For
2 BEVERLY C. CHELL For For
3 DANIEL T. CIPORIN For For
4 MEYER FELDBERG For For
5 PERRY GOLKIN For For
6 H. JOHN GREENIAUS For For
7 DEAN B. NELSON For For
8 KEVIN J. SMITH For For
9 CHARLES J. STUBBS For For
10 THOMAS C. UGER For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
PINNACLE AIRLINES CORP.
SECURITY 723443107 MEETING TYPE Annual
TICKER SYMBOL PNCL MEETING DATE 21-May-2009
ISIN US7234431077 AGENDA 933040672 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 DONALD J. BREEDING For For
2 SUSAN M. COUGHLIN For For
3 R. PHILIP SHANNON For For
2 PROPOSAL TO AMEND THE 2003 STOCK INCENTIVE PLAN Management Against Against
3 RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITORS FOR 2009
- --------------------------------------------------------------------------------
PAIN THERAPEUTICS, INC.
SECURITY 69562K100 MEETING TYPE Annual
TICKER SYMBOL PTIE MEETING DATE 21-May-2009
ISIN US69562K1007 AGENDA 933049466 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 REMI BARBIER For For
2 SANFORD R. ROBERTSON For For
3 P.J. SCANNON, MD, PH.D For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 43
- --------------------------------------------------------------------------------
I-FLOW CORPORATION
SECURITY 449520303 MEETING TYPE Annual
TICKER SYMBOL IFLO MEETING DATE 21-May-2009
ISIN US4495203030 AGENDA 933056562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMES J. DAL PORTO For For
2 JACK H. HALPERIN For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF I-FLOW
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
LIN TV CORP.
SECURITY 532774106 MEETING TYPE Annual
TICKER SYMBOL TVL MEETING DATE 21-May-2009
ISIN US5327741063 AGENDA 933060028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROYAL W. CARSON III For For
2 VINCENT L. SADUSKY For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV
CORP. FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC.
SECURITY 203900105 MEETING TYPE Annual
TICKER SYMBOL JCS MEETING DATE 21-May-2009
ISIN US2039001050 AGENDA 933060268 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JEFFREY K. BERG For For
2 ROGER H.D. LACEY For For
02 PROPOSAL TO AMEND THE COMPANY'S 1990 EMPLOYEE STOCK Management For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED
TO BE ISSUED UNDER THE PLAN BY 100,000 SHARES TO A TOTAL OF
500,000 SHARES.
- --------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
SECURITY 853666105 MEETING TYPE Annual
TICKER SYMBOL SMP MEETING DATE 21-May-2009
ISIN US8536661056 AGENDA 933067185 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROBERT M. GERRITY For For
2 PAMELA FORBES LIEBERMAN For For
3 ARTHUR S. SILLS For For
4 LAWRENCE I. SILLS For For
5 PETER J. SILLS For For
6 FREDERICK D. STURDIVANT For For
7 WILLAM H. TURNER For For
8 RICHARD S. WARD For For
9 ROGER M. WIDMANN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
KATY INDUSTRIES, INC.
SECURITY 486026107 MEETING TYPE Annual
TICKER SYMBOL KATY MEETING DATE 21-May-2009
ISIN US4860261076 AGENDA 933077744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 CHRISTOPHER W. ANDERSON For For
2 WILLIAM F. ANDREWS For For
3 SAMUEL P. FRIEDER For For
4 CHRISTOPHER LACOVARA For For
5 SHANT MARDIROSSIAN For For
02 TO RATIFY THE SELECTION OF UHY LLP AS THE INDEPENDENT Management For For
PUBLIC ACCOUNTANTS OF KATY.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 44
- --------------------------------------------------------------------------------
ACERGY S.A.
SECURITY 00443E104 MEETING TYPE Annual
TICKER SYMBOL ACGY MEETING DATE 22-May-2009
ISIN US00443E1047 AGENDA 933047905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 TO CONSIDER THE REPORT OF (I) DELOITTE S.A., LUXEMBOURG, Management For For
INDEPENDENT AUDITORS (II) REPORT IN RESPECT OF THE
CONSOLIDATED AND UNCONSOLIDATED FINANCIAL STATEMENTS.
02 TO APPROVE UNCONSOLIDATED BALANCE SHEET AND STATEMENTS OF Management For For
PROFIT AND LOSS OF THE COMPANY FOR FISCAL YEAR ENDED
NOVEMBER 30, 2008.
03 APPROVE CONSOLIDATED BALANCE SHEET AND STATEMENTS OF Management For For
OPERATIONS OF COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2008.
04 TO DISCHARGE THE BOARD OF DIRECTORS OF THE COMPANY IN Management For For
RESPECT OF THE PROPER PERFORMANCE OF THEIR DUTIES FOR THE
FISCAL YEAR.
05 TO AUTHORIZE THE COMPANY, OR ANY WHOLLY-OWNED SUBSIDIARY, Management For For
TO PURCHASE COMMON SHARES OF THE COMPANY.
06 TO ELECT 6 DIRECTORS TO HOLD OFFICE UNTIL NEXT ANNUAL Management For For
GENERAL MEETING OF SHAREHOLDERS.
07 TO ELECT INDEPENDENT AUDITORS TO AUDIT THE UNCONSOLIDATED Management For For
AND CONSOLIDATED FINANCIAL STATEMENTS, OF THE COMPANY.
08 TO APPROVE THE DETERMINATION OF DIVIDENDS OF THE COMPANY Management For For
FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2008.
09 TO APPROVE TO RENEW ARTICLE 5 OF ARTICLES OF INCORPORATION Management For For
AND GRANT AUTHORITY TO BOARD TO ISSUE NEW SHARES.
10 TO AUTHORISE BOARD TO CANCEL SHARES WHICH HAVE BEEN BOUGHT Management For For
BACK OR WHICH MAY BE BOUGHT BACK FROM TIME BY COMPANY OR
ANY INDIRECT SUBSIDIARY THEREOF AS BOARD SEE FIT.
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TIB FINANCIAL CORP.
SECURITY 872449103 MEETING TYPE Annual
TICKER SYMBOL TIBB MEETING DATE 26-May-2009
ISIN US8724491035 AGENDA 933075219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 BRADLEY A. BOAZ For For
2 RICHARD C. BRICKER, JR. For For
3 HOWARD B. GUTMAN For For
4 PAUL O. JONES, JR. For For
5 THOMAS J. LONGE For For
02 FOR APPROVAL OF THE FOLLOWING ADVISORY (NON- BINDING) Management For For
PROPOSAL: "RESOLVED, THAT THE HOLDERS OF COMMON STOCK OF
TIB FINANCIAL CORP. APPROVE THE COMPENSATION OF THE
COMPANY'S EXECUTIVES AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION."
- --------------------------------------------------------------------------------
CAVALIER HOMES, INC.
SECURITY 149507105 MEETING TYPE Annual
TICKER SYMBOL CAV MEETING DATE 26-May-2009
ISIN US1495071052 AGENDA 933093421 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 THOMAS A. BROUGHTON III For For
2 BARRY B. DONNELL For For
3 CURTIS D. HODGSON For For
4 LEE ROY JORDAN For For
5 JONATHAN B. LOWE For For
6 KENNETH E. SHIPLEY For For
7 KENNETH J. SMITH For For
8 BOBBY TESNEY For For
9 CARL S. THIGPEN For For
10 J. DON WILLIAMS For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF CARR, Management For For
RIGGS & INGRAM, LLC AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CAVALIER HOMES, INC.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 45
- --------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP
SECURITY 130788102 MEETING TYPE Annual
TICKER SYMBOL CWT MEETING DATE 27-May-2009
ISIN US1307881029 AGENDA 933053023 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DOUGLAS M. BROWN For For
2 ROBERT W. FOY For For
3 EDWIN A. GUILES For For
4 E.D. HARRIS, JR., M.D. For For
5 BONNIE G. HILL For For
6 RICHARD P. MAGNUSON For For
7 LINDA R. MEIER For For
8 PETER C. NELSON For For
9 GEORGE A. VERA For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
GROUP FOR 2009.
- --------------------------------------------------------------------------------
WILSHIRE BANCORP, INC.
SECURITY 97186T108 MEETING TYPE Annual
TICKER SYMBOL WIBC MEETING DATE 27-May-2009
ISIN US97186T1088 AGENDA 933056461 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 MEL ELLIOT For For
2 RICHARD LIM For For
3 HARRY SIAFARIS For For
2 AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Management For For
- --------------------------------------------------------------------------------
CTS CORPORATION
SECURITY 126501105 MEETING TYPE Annual
TICKER SYMBOL CTS MEETING DATE 27-May-2009
ISIN US1265011056 AGENDA 933068478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 W.S. CATLOW For For
2 L.J. CIANCIA For For
3 T.G. CODY For For
4 P.K. COLLAWN For For
5 R.R. HEMMINGHAUS For For
6 M.A. HENNING For For
7 V.M. KHILNANI For For
8 R.A. PROFUSEK For For
02 APPROVAL OF THE CTS CORPORATION 2009 OMNIBUS EQUITY AND Management For For
PERFORMANCE INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
CTS' INDEPENDENT AUDITOR.
- --------------------------------------------------------------------------------
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 28-May-2009
ISIN US3610861011 AGENDA 933047587 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 SANGWOO AHN For For
2 CHARLES R. COX For For
3 HANS KESSLER For For
4 MICHAEL L. ROSE For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE FURMANITE Management For For
CORPORATION 1994 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC.
SECURITY 074014101 MEETING TYPE Annual
TICKER SYMBOL BBGI MEETING DATE 28-May-2009
ISIN US0740141017 AGENDA 933052843 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 GEORGE G. BEASLEY For For
2 BRUCE G. BEASLEY For For
3 CAROLINE BEASLEY For For
4 BRIAN E. BEASLEY For For
5 JOE B. COX For For
6 ALLEN B. SHAW For For
7 MARK S. FOWLER For For
8 HERBERT W. MCCORD For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 46
- --------------------------------------------------------------------------------
ADAMS GOLF, INC.
SECURITY 006228209 MEETING TYPE Annual
TICKER SYMBOL ADGF MEETING DATE 28-May-2009
ISIN US0062282092 AGENDA 933055281 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 O.G. (CHIP) BREWER III For For
2 RUSSELL L. FLEISCHER For For
02 DIRECTORS' PROPOSAL - RATIFY THE APPOINTMENT OF KBA GROUP Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2009.
- --------------------------------------------------------------------------------
NEW ULM TELECOM, INC.
SECURITY 649060100 MEETING TYPE Annual
TICKER SYMBOL NULM MEETING DATE 28-May-2009
ISIN US6490601001 AGENDA 933061652 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROSEMARY DITTRICH For For
2 MARY ELLEN DOMEIER For For
3 DENNIS MILLER For For
02 TO APPROVE AN AMENDMENT TO ARTICLE IV OF THE COMPANY'S Management For For
ARTICLES OF INCORPORATION TO PROVIDE THAT THE NUMBER OF
DIRECTORS ON THE BOARD SHALL BE NO FEWER THAN SEVEN, BUT NO
MORE THAN NINE.
03 TO APPROVE AN AMENDMENT TO ARTICLE V OF THE COMPANY'S Management For For
ARTICLES OF INCORPORATION REGARDING DIRECTOR LIABILITY TO
UPDATE THE LANGUAGE TO REFER TO CURRENT STATUTES.
- --------------------------------------------------------------------------------
INTEGRITY MUTUAL FUNDS, INC.
SECURITY 45820C106 MEETING TYPE Annual
TICKER SYMBOL IMFD MEETING DATE 28-May-2009
ISIN US45820C1062 AGENDA 933066955 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 VANCE A. CASTLEMAN For For
2 VAUNE M. CRIPE For For
3 JEFFREY A. CUMMER For For
4 MYRON D. THOMPSON For For
5 GREGORY G. PHILIPPS For For
02 TO APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION OF Management For For
THE COMPANY TO CHANGE THE NAME OF THE COMPANY FROM
"INTEGRITY MUTUAL FUNDS, INC." TO "CAPITAL FINANCIAL
HOLDINGS, INC."
03 THE RATIFICATION OF THE APPOINTMENT OF BRADY, MARTZ & Management For For
ASSOCIATES, P.C. AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
NARA BANCORP, INC.
SECURITY 63080P105 MEETING TYPE Annual
TICKER SYMBOL NARA MEETING DATE 28-May-2009
ISIN US63080P1057 AGENDA 933067402 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 HOWARD N. GOULD For For
2 MIN J. KIM For For
3 CHONG-MOON LEE For For
4 JESUN PAIK For For
5 H.M. PARK (JOHN H PARK) For For
6 KI SUH PARK For For
7 TERRY SCHWAKOPF For For
8 JAMES P. STAES For For
9 SCOTT YOON-SUK WHANG For For
02 THE RATIFICATION OF THE SELECTION OF CROWE HORWATH LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
03 A NONBINDING RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Management For For
AS DESCRIBED IN THE COMPANY'S 2009 PROXY.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 47
- --------------------------------------------------------------------------------
FULL HOUSE RESORTS, INC.
SECURITY 359678109 MEETING TYPE Annual
TICKER SYMBOL FLL MEETING DATE 28-May-2009
ISIN US3596781092 AGENDA 933071007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 KENNETH R. ADAMS For For
2 CARL G. BRAUNLICH For For
3 KATHLEEN M. CARACCIOLO For For
4 ANDRE M. HILLIOU For For
5 LEE A. IACOCCA For For
6 MARK J. MILLER For For
7 J. MICHAEL PAULSON For For
02 RATIFICATION OF PIERCY BOWLER TAYLOR & KERN AS INDEPENDENT Management For For
AUDITORS OF FULL HOUSE FOR 2009.
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CORE MOLDING TECHNOLOGIES, INC.
SECURITY 218683100 MEETING TYPE Annual
TICKER SYMBOL CMT MEETING DATE 28-May-2009
ISIN US2186831002 AGENDA 933078695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 KEVIN L. BARNETT For For
2 THOMAS R. CELLITTI For For
3 JAMES F. CROWLEY For For
4 RALPH O. HELLMOLD For For
5 MALCOLM M. PRINE For For
- --------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED
SECURITY 892918103 MEETING TYPE Annual
TICKER SYMBOL TACT MEETING DATE 28-May-2009
ISIN US8929181035 AGENDA 933079027 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 CHARLES A. DILL For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
- --------------------------------------------------------------------------------
TRAILER BRIDGE, INC.
SECURITY 892782103 MEETING TYPE Annual
TICKER SYMBOL TRBR MEETING DATE 28-May-2009
ISIN US8927821038 AGENDA 933080068 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROBERT P. BURKE For For
2 JOHN D. MCCOWN For For
3 MALCOM P. MCLEAN, JR. For For
4 GREGGORY B. MENDENHALL For For
5 DOUGLAS E. SCHIMMEL For For
6 ALLEN L. STEVENS For For
7 NICKEL VAN REESEMA For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY'S STOCK INCENTIVE Management Against Against
PLAN.
- --------------------------------------------------------------------------------
HEELYS, INC
SECURITY 42279M107 MEETING TYPE Annual
TICKER SYMBOL HLYS MEETING DATE 29-May-2009
ISIN US42279M1071 AGENDA 933079104 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ROGER R. ADAMS For For
2 JERRY R. EDWARDS For For
3 PATRICK F. HAMNER For For
4 SAMUEL B. LIGON For For
5 GARY L. MARTIN For For
6 RICHARD E. MIDDLEKAUFF For For
7 RALPH T. PARKS For For
8 JEFFREY G. PETERSON For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 48
- --------------------------------------------------------------------------------
YOUBET.COM, INC.
SECURITY 987413101 MEETING TYPE Annual
TICKER SYMBOL UBET MEETING DATE 01-Jun-2009
ISIN US9874131017 AGENDA 933082581 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GARY ADELSON For For
2 RAYMOND C. ANDERSON For For
3 MICHAEL BRODSKY For For
4 JAMES EDGAR For For
5 DAVID GOLDBERG For For
6 F. JACK LIEBAU For For
7 MICHAEL D. SANDS For For
8 MICHAEL SOENEN For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF THE
COMPANY'S COMMON STOCK IN ORDER TO PRESERVE THE TAX
TREATMENT OF THE COMPANY'S NET OPERATING LOSSES.
03 TO APPROVE THE BOARD OF DIRECTORS' DECISION TO ADOPT AND Management Against Against
IMPLEMENT A STOCKHOLDER RIGHTS PLAN DESIGNED TO PRESERVE
THE TAX TREATMENT OF THE COMPANY'S NET OPERATING LOSSES.
- --------------------------------------------------------------------------------
HAULOTTE GROUP, L'HORME
SECURITY F4752U109 MEETING TYPE MIX
TICKER SYMBOL PIG.PA MEETING DATE 02-Jun-2009
ISIN FR0000066755 AGENDA 701932661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please
contact your Client Service Representative-to obtain the
necessary card, account details and directions. The
followin-g applies to Non- Resident Shareowners: Proxy
Cards: Voting instructions will-be forwarded to the Global
Custodians that have become Registered Intermediar-ies, on
the Vote Deadline Date. In capacity as Registered
Intermediary, the Gl-obal Custodian will sign the Proxy
Card and forward to the local custodian. If-you are unsure
whether your Global Custodian acts as Registered
Intermediary,-please contact your representative
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL
BE TREATED AS AN "AGAINST" VOTE.
Special report on the plans for the shares subscription and Non-Voting
purchase option
Approval of the unconsolidated accounts for the FYE on 31 Non-Voting
DEC 2008
Approval of the special report of the Statutory Auditors on Non-Voting
the agreements ref-erred to in Articles L.225-38 and
sequence of the Commercial Code
Powers for formalities Non-Voting
O.1 Approve the accounts, as well as the transactions reflected Management For For
on these accounts and summarized on the management report
of the Board of Directors, the report of the Statutory
Auditors and the report of the Chairman and grant discharge
to the Board Members
O.2 Approve the distribution of profits Management For For
O.3 Approve the consolidated accounts for the FYE on 31 DEC Management For For
2008, as well as the transaction reflected on these
accounts and summarize the report of the Board of Directors
and the report of the Statutory Auditors
O.4 Approve the special report of the Statutory Auditors on the Management For For
agreements referred to in Article L.225-40 of the
Commercial Code; approve those agreements
O.5 Approve the agreement on debt abandonment dated on 24 DEC Management For For
2008 granted by Haulotte Group at is Haulotte U.S.
subsidiary
O.6 Appoint Hoche Audit Company as the Permanent Statutory Management For For
Auditors for 6 years; and appoint Mrs. Florence Pigny as
the Temporary Statutory Auditor for 6 years
O.7 Authorize the Board of Directors in order for the Company Management For For
to buy its own shares
E.8 Authorize the Board of Directors in order to reduce the Management For For
share capital by cancellation of shares held by the Company
E.9 Authorize the Board of Directors for a capital increase, by Management For For
issuing new share, reserved for the employees performed in
accordance with Article L.225-129-6 of the Commercial Code
and Articles L.3332-18 and L.3332-19 of the Labor Code
E.10 Grant full powers to the bearer of an original or extract Management For For
of this report in order to accomplish all legal formalities
- --------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
SECURITY 100557107 MEETING TYPE Annual
TICKER SYMBOL SAM MEETING DATE 02-Jun-2009
ISIN US1005571070 AGENDA 933060143 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 DAVID A. BURWICK For For
2 PEARSON C. CUMMIN, III For For
3 JEAN-MICHEL VALETTE For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 49
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MOSYS, INC.
SECURITY 619718109 MEETING TYPE Annual
TICKER SYMBOL MOSY MEETING DATE 02-Jun-2009
ISIN US6197181091 AGENDA 933065042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 CARL E. BERG For For
2 TOMMY ENG For For
3 CHENMING HU For For
4 CHI-PING HSU For For
5 JAMES D. KUPEC For For
6 LEONARD PERHAM For For
02 THE RATIFICATION OF THE APPOINTMENT OF BURR, PILGER & MAYER Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------
HOME DIAGNOSTICS, INC.
SECURITY 437080104 MEETING TYPE Annual
TICKER SYMBOL HDIX MEETING DATE 02-Jun-2009
ISIN US4370801049 AGENDA 933077643 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GEORGE H. HOLLEY For For
2 JOSEPH H. CAPPER For For
02 TO APPROVE THE ADOPTION OF THE HOME DIAGNOSTICS, INC. 2009 Management Against Against
EQUITY INCENTIVE PLAN
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION
SECURITY 483007704 MEETING TYPE Annual
TICKER SYMBOL KALU MEETING DATE 02-Jun-2009
ISIN US4830077040 AGENDA 933083901 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DAVID FOSTER For For
2 TERESA A. HOPP For For
3 WILLIAM F. MURDY For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
KAISER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------
IMAX CORPORATION
SECURITY 45245E109 MEETING TYPE Annual
TICKER SYMBOL IMAX MEETING DATE 03-Jun-2009
ISIN CA45245E1097 AGENDA 933056738 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 NEIL S. BRAUN For For
2 KENNETH G. COPLAND For For
3 GARTH M. GIRVAN For For
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE
EQUIVALENT TO VOTING ABSTAIN.
- --------------------------------------------------------------------------------
MET-PRO CORPORATION
SECURITY 590876306 MEETING TYPE Annual
TICKER SYMBOL MPR MEETING DATE 03-Jun-2009
ISIN US5908763064 AGENDA 933058580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GEORGE H. GLATFELTER II For For
2 GARY J. MORGAN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS & COMPANY Management For For
P.C. AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 50
- --------------------------------------------------------------------------------
MEDICAL NUTRITION USA INC.
SECURITY 58461X107 MEETING TYPE Annual
TICKER SYMBOL MDNU MEETING DATE 03-Jun-2009
ISIN US58461X1072 AGENDA 933065422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 FRANCIS NEWMAN For For
2 ANDREW HOROWITZ For For
3 MARK ROSENBERG For For
4 BERNARD KORMAN For For
02 RATIFY OUR AUDIT COMMITTEES SELECTION OF AMPER, POLITZINER Management For For
& MATTIA, LLC AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,2010
- --------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION
SECURITY 794093104 MEETING TYPE Annual
TICKER SYMBOL SALM MEETING DATE 03-Jun-2009
ISIN US7940931048 AGENDA 933067731 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For
1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For
1C ELECTION OF DIRECTOR: DAVID DAVENPORT Management For For
1D ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For
1E ELECTION OF DIRECTOR: PAUL PRESSLER Management For For
1F ELECTION OF DIRECTOR: RICHARD A. RIDDLE Management For For
1G ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
2 TO APPROVE THE AMENDMENT OF SALEM'S AMENDED AND RESTATED Management For For
1999 STOCK INCENTIVE PLAN (THE "PLAN") TO EXTEND THE
EXPIRATION DATE OF THE PLAN FOR A PERIOD OF TEN (10) YEARS
FROM MAY 25, 2009, THROUGH MAY 25, 2019.
3 TO RE-APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA OF Management For For
THE PLAN.
- --------------------------------------------------------------------------------
URANIUM RESOURCES, INC.
SECURITY 916901507 MEETING TYPE Annual
TICKER SYMBOL URRE MEETING DATE 03-Jun-2009
ISIN US9169015073 AGENDA 933070194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 PAUL K. WILLMOTT For For
2 DAVID N. CLARK For For
3 LELAND O. ERDAHL For For
4 TERENCE J. CRYAN For For
5 MARVIN K. KAISER For For
02 RATIFICATION OF THE AMENDED AND RESTATED DIRECTORS' STOCK Management For For
OPTION AND RESTRICTED STOCK PLAN. PROPOSAL TO RATIFY THE
AMENDED AND RESTATED DIRECTORS' STOCK OPTION AND RESTRICTED
STOCK PLAN.
03 RATIFICATION OF HEIN & ASSOCIATES, LLP. PROPOSAL TO RATIFY Management For For
THE SELECTION OF HEIN & ASSOCIATES, LLP, INDEPENDENT
ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
SL INDUSTRIES, INC.
SECURITY 784413106 MEETING TYPE Annual
TICKER SYMBOL SLI MEETING DATE 03-Jun-2009
ISIN US7844131067 AGENDA 933082769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 GLEN M. KASSAN For For
2 J. DWANE BAUMGARDNER For For
3 JAMES R. HENDERSON For For
4 JOHN H. MCNAMARA, JR. For For
5 MARK E. SCHWARZ For For
6 AVRUM GRAY For For
7 JAMES A. RISHER For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 51
- --------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
SECURITY 829226109 MEETING TYPE Annual
TICKER SYMBOL SBGI MEETING DATE 04-Jun-2009
ISIN US8292261091 AGENDA 933055445 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 DAVID D. SMITH For For
2 FREDERICK G. SMITH For For
3 J. DUNCAN SMITH For For
4 ROBERT E. SMITH For For
5 DANIEL C. KEITH For For
6 MARTIN R. LEADER For For
7 LAWRENCE E. MCCANNA For For
8 BASIL A. THOMAS For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
NMT MEDICAL, INC.
SECURITY 629294109 MEETING TYPE Annual
TICKER SYMBOL NMTI MEETING DATE 04-Jun-2009
ISIN US6292941092 AGENDA 933071538 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 FRANCIS J. MARTIN For For
2 CHERYL L. CLARKSON For For
3 DANIEL F. HANLEY, M.D. For For
4 JAMES J. MAHONEY, JR. For For
5 DAVID L. WEST, PHD, MPH For For
02 TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2007 STOCK Management Against Against
INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER
OF THE COMPANY'S COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 600,000 SHARES TO 1,100,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION
SECURITY 13811E101 MEETING TYPE Annual
TICKER SYMBOL CPHC MEETING DATE 04-Jun-2009
ISIN US13811E1010 AGENDA 933075081 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 PATRICK R. CRUZEN For For
2 BURTON F. DAHLBERG For For
3 CARIN J. OFFERMAN For For
4 CURTIS A. SAMPSON For For
5 RANDALL D. SAMPSON For For
6 DALE H. SCHENIAN For For
- --------------------------------------------------------------------------------
ELECTRONIC SYSTEMS TECHNOLOGY, INC.
SECURITY 285848107 MEETING TYPE Annual
TICKER SYMBOL ELST MEETING DATE 05-Jun-2009
ISIN US2858481078 AGENDA 933080967 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1A ELECTION OF DIRECTOR: MELVIN H. BROWN Management For For
1B ELECTION OF DIRECTOR: JON CORREIO Management For For
1C ELECTION OF DIRECTOR: ROBERT SOUTHWORTH Management For For
02 TO RATIFY MOE O'SHAUGHNESSY & ASSOCIATES, P.S. AS Management For For
INDEPENDENT AUDITORS AND TAX SERVICE PROVIDER FOR THE
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
03 IN HIS DISCRETION THE PROXY IS HEREBY AUTHORIZED TO VOTE Management For For
UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE
MEETING.
- --------------------------------------------------------------------------------
TINGYI CAYMAN IS HLDG CORP
SECURITY G8878S103 MEETING TYPE Annual General Meeting
TICKER SYMBOL TCYMF.PK MEETING DATE 08-Jun-2009
ISIN KYG8878S1030 AGENDA 701924296 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. THANK YOU.
1. Receive the audited accounts and the reports of the Management For For
Directors and the Auditors for the YE 31 DEC 2008
2. Declare the payment of a final dividend for the YE 31 DEC Management For For
2008
3.1 Re-elect Mr. Ryo Yoshizaws as a retiring Director and Management For For
authorize the Directors to fix their remuneration
3.2 Re-elect Mr. Wu Chung-Yi as a retiring Director and Management For For
authorize the Directors to fix their remuneration
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 52
3.3 Re-elect Mr. Junichiro Ida as a retiring Director and Management For For
authorize the Directors to fix their remuneration
3.4 Re-elect Mr. Hsu Shin-Chun as a retiring Director and Management For For
authorize the Directors to fix their remuneration
4. Re-appoint Mazars CPA Limited, as the Auditors of the Management For For
Company and authorize the Directors to fix their
remuneration
5. Authorize the Directors to issue, allot and deal with Management For For
additional shares in the capital of the Company, and to
make or grant offers, agreements and options in respect
thereof, during and after the end of the relevant period;
the aggregate nominal amount of shares allotted or agreed
conditionally or unconditionally to be allotted [whether
pursuant to an option or otherwise] by the Directors
otherwise than pursuant to i) a rights issue, and ii) any
option scheme or similar arrangement for the time being
adopted for the grant or issue to officers and/or employees
of the Company and/or any of its subsidiaries of shares or
rights to acquire shares of the Company, shall not exceed
20%of the aggregate nominal amounts of the share capital of
the Company in issue as at the date of passing of this
resolution; [Authority expires at the earlier of the
conclusion of the next AGM of the Company or the expiration
of the period within which the next AGM of the Company is
required by the Articles of Association of the Company or
any applicable Law to be held]
6. Authorize the Directors, to repurchase shares in the Management For For
capital of the Company, to purchase shares subject to and
in accordance with all applicable laws, rules and
regulations and such mandate shall not extend beyond the
relevant period; to repurchase shares at such prices as the
Directors may at their discretion determine; the aggregate
nominal amount of the shares repurchased by the Company
pursuant to this resolution, during the relevant period,
shall not exceed 10% of the aggregate nominal amount of the
share capital of the Company in issue as at the date of
passing of this resolution; [Authority expires at the
earlier of the conclusion of the next AGM of the Company or
the expiration of the period within which the next AGM of
the Company is required by the Articles of Association of
the Company or any applicable Law to be held]
7. Approve, conditional upon the passing of Resolutions 5 and Management For For
6 as specified, the aggregate nominal amount of the shares
which are repurchased by the Company pursuant to and in
accordance with Resolution 6 above shall be added to the
aggregate nominal amount of the shares which may be
allotted or agreed conditionally or unconditionally to be
allotted by the Directors of the Company pursuant to and in
accordance with Resolution 5
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
CONSERVATIVE CUT-OFF DAT-E. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------
JUNGHEINRICH AG, HAMBURG
SECURITY D37552102 MEETING TYPE Annual General Meeting
TICKER SYMBOL JUN3.HM MEETING DATE 09-Jun-2009
ISIN DE0006219934 AGENDA 701937851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD Non-Voting
YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY
FOR AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS Non-Voting
19 MAY 2009, WHEREAS-THE MEETING HAS BEEN SETUP USING THE
ACTUAL RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GE-RMAN LAW. THANK YOU
1. Presentation of the financial statements and annual report Non-Voting
for the 2008 FY wit-h the report of the Supervisory Board
and the group financial statements and a-nnual report
2. Resolution on the appropriation of the distributable profit Non-Voting
of EUR 20,266,000-as follows: payment of a dividend of EUR
0.49 per ordinary share payment of a-dividend of EUR 0.55
per preference share EUR 2,646,000 shall be allocated
to-the other revenue reserves ex-dividend and payable date:
10 JUN 2009
3. Ratification of the acts of the Board of Managing Directors Non-Voting
4. Ratification of the acts of the Supervisory Board Non-Voting
5. Appointment of the Auditors for the 2009 FY: Deloitte + Non-Voting
Touche GMBH, Hamburg
6. Approval of the control and profit transfer agreement with Non-Voting
the Company's wholl-y owned subsidiary Jungheinrich
Financial Services GMBH
7. Amendment to the Articles of Association arising from the Non-Voting
fact that the Compan-y's preference shares are now
evidenced by a global certificate
- --------------------------------------------------------------------------------
ULTRALIFE CORPORATION
SECURITY 903899102 MEETING TYPE Annual
TICKER SYMBOL ULBI MEETING DATE 09-Jun-2009
ISIN US9038991025 AGENDA 933080309 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 CAROLE LEWIS ANDERSON For For
2 PATRICIA C. BARRON For For
3 ANTHONY J. CAVANNA For For
4 PAULA H.J. CHOLMONDELEY For For
5 DANIEL W. CHRISTMAN For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 53
6 JOHN D. KAVAZANJIAN For For
7 RANJIT C. SINGH For For
8 BRADFORD T. WHITMORE For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
SECURITY 649445103 MEETING TYPE Annual
TICKER SYMBOL NYB MEETING DATE 10-Jun-2009
ISIN US6494451031 AGENDA 933071134 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 MAUREEN E. CLANCY For For
2 ROBERT S. FARRELL For For
3 JOSEPH R. FICALORA For For
4 JAMES J. O'DONOVAN For For
5 HANIF W. DAHYA For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK
COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
- --------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 10-Jun-2009
ISIN US2803581022 AGENDA 933072390 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 BARRY B. WHITE For For
2 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND
THE BOARD OF DIRECTORS AS INDEPENDENT ACCOUNTANTS TO AUDIT
THE ACCOUNTS OF EDGEWATER FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
3 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING Management For For
OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
OPKO HEALTH INC
SECURITY 68375N103 MEETING TYPE Annual
TICKER SYMBOL OPK MEETING DATE 10-Jun-2009
ISIN US68375N1037 AGENDA 933080575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 PHILLIP FROST, M.D. For For
2 JANE H. HSIAO, PH.D. For For
3 STEVEN D. RUBIN For For
4 ROBERT A. BARON For For
5 THOMAS E. BEIER For For
6 P.J. GOLDSCHMIDT, M.D. For For
7 RICHARD A. LERNER, M.D. For For
8 JOHN A. PAGANELLI For For
9 R.C. PFENNIGER, JR. For For
10 A. LIN-TSING YU, MD PHD For For
- --------------------------------------------------------------------------------
VIRGIN MEDIA INC
SECURITY 92769L101 MEETING TYPE Annual
TICKER SYMBOL VMED MEETING DATE 10-Jun-2009
ISIN US92769L1017 AGENDA 933085234 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 NEIL A. BERKETT For For
2 STEVEN J. SIMMONS For For
3 GEORGE R. ZOFFINGER For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 APPROVE THE ISSUANCE OF ADDITIONAL SHARES UNDER THE VIRGIN Management For For
MEDIA SHARESAVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 54
- --------------------------------------------------------------------------------
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 12-Jun-2009
ISIN US0436321089 AGENDA 933073936 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 MICHAEL J. POHL For For
02 APPROVAL OF THE ASCENT MEDIA CORPORATION 2008 INCENTIVE Management For For
PLAN.
03 RATIFY SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
COLDWATER CREEK INC.
SECURITY 193068103 MEETING TYPE Annual
TICKER SYMBOL CWTR MEETING DATE 13-Jun-2009
ISIN US1930681036 AGENDA 933075699 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 DENNIS C. PENCE For For
2 ROBERT H. MCCALL For For
3 FRANK M. LESHER For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JANUARY 30, 2010.
- --------------------------------------------------------------------------------
OUTDOOR CHANNEL HOLDINGS, INC.
SECURITY 690027206 MEETING TYPE Annual
TICKER SYMBOL OUTD MEETING DATE 16-Jun-2009
ISIN US6900272062 AGENDA 933084131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 THOMAS H. MASSIE For For
2 DAVID C. MERRITT For For
3 ROGER L. WERNER, JR. For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM.
- --------------------------------------------------------------------------------
ZYGO CORPORATION
SECURITY 989855101 MEETING TYPE Annual
TICKER SYMBOL ZIGO MEETING DATE 16-Jun-2009
ISIN US9898551018 AGENDA 933095261 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 EUGENE G. BANUCCI For For
2 STEPHEN D. FANTONE For For
3 SAMUEL H. FULLER For For
4 SEYMOUR E. LIEBMAN For For
5 J. BRUCE ROBINSON For For
6 ROBERT B. TAYLOR For For
7 CAROL P. WALLACE For For
8 GARY K. WILLIS For For
9 BRUCE W. WORSTER For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
FISCAL 2009.
- --------------------------------------------------------------------------------
SRS LABS, INC.
SECURITY 78464M106 MEETING TYPE Annual
TICKER SYMBOL SRSL MEETING DATE 17-Jun-2009
ISIN US78464M1062 AGENDA 933078253 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 WINSTON E. HICKMAN For For
2 CAROL L. MILTNER For For
02 TO RATIFY THE APPOINTMENT OF SQUAR, MILNER, PETERSON, Management For For
MIRANDA & WILLIAMSON, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THIS ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 55
- --------------------------------------------------------------------------------
PATRIOT NATIONAL BANCORP, INC.
SECURITY 70336F104 MEETING TYPE Annual
TICKER SYMBOL PNBK MEETING DATE 17-Jun-2009
ISIN US70336F1049 AGENDA 933084446 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ANGELO DE CARO For For
2 JOHN J. FERGUSON For For
3 BRIAN A. FITZGERALD For For
4 JOHN A. GEOGHEGAN For For
5 L. MORRIS GLUCKSMAN For For
6 CHARLES F. HOWELL For For
7 MICHAEL F. INTRIERI For For
8 ROBERT F. O'CONNELL For For
9 RAYMOND B. SMYTH For For
10 PHILIP W. WOLFORD For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2009.
- --------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC.
SECURITY 511795106 MEETING TYPE Annual
TICKER SYMBOL LAKE MEETING DATE 17-Jun-2009
ISIN US5117951062 AGENDA 933096770 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 ERIC O. HALLMAN For For
2 STEPHEN M. BACHELDER For For
3 JOHN J. COLLINS For For
02 APPROVAL OF THE ADOPTION OF THE 2009 LAKELAND RESTRICTED Management For For
STOCK PROGRAM (THE "INCENTIVE PROPOSAL").
03 RATIFICATION OF THE SELECTION OF WARREN, AVERETT, KIMBROUGH Management For For
& MARINO LLC AS LAKELAND'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2010.
- --------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED
SECURITY 171484108 MEETING TYPE Annual
TICKER SYMBOL CHDN MEETING DATE 18-Jun-2009
ISIN US1714841087 AGENDA 933069747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 LEONARD S. COLEMAN, JR. For For
2 CRAIG J. DUCHOSSOIS For For
3 ROBERT L. EVANS For For
4 G. WATTS HUMPHREY, JR. For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF JAMES F. MCDONALD AND Management For For
R. ALEX RANKIN AS CLASS II DIRECTORS, SERVING TERMS
EXPIRING AT THE COMPANY'S 2010 ANNUAL MEETING OF
SHAREHOLDERS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CHURCHILL DOWNS
INCORPORATED FOR THE YEAR ENDING DECEMBER 31, 2009.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For
GOALS AND MAXIMUM AWARDS PAYABLE AS ESTABLISHED BY THE
SPECIAL SUBCOMMITTEE OF THE COMPENSATION COMMITTEE OF THE
BOARD OF DIRECTORS FOR THE PAYMENT OF COMPENSATION TO
ROBERT L. EVANS, WILLIAM C. CARSTANJEN, WILLIAM E. MUDD AND
STEVEN P. SEXTON, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
- --------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
SECURITY 90385V107 MEETING TYPE Annual
TICKER SYMBOL UCTT MEETING DATE 18-Jun-2009
ISIN US90385V1070 AGENDA 933081212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 SUSAN H. BILLAT For For
2 JOHN CHENAULT For For
3 KEVIN C. EICHLER For For
4 CLARENCE L. GRANGER For For
5 DAVID IBNALE For For
6 LEONID MEZHVINSKY For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ULTRA
CLEAN HOLDINGS, INC. FOR FISCAL 2009
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 56
- --------------------------------------------------------------------------------
MOVADO GROUP, INC.
SECURITY 624580106 MEETING TYPE Annual
TICKER SYMBOL MOV MEETING DATE 18-Jun-2009
ISIN US6245801062 AGENDA 933081907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 MARGARET HAYES ADAME For For
2 RICHARD COTE For For
3 EFRAIM GRINBERG For For
4 ALAN H. HOWARD For For
5 RICHARD ISSERMAN For For
6 NATHAN LEVENTHAL For For
7 DONALD ORESMAN For For
8 LEONARD L. SILVERSTEIN For For
02 PROPOSAL TO RATIFY AND APPROVE THE SELECTION BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 31, 2010.
03 PROPOSAL TO AMEND AND REAPPROVE THE COMPANY'S AMENDED AND Management Against Against
RESTATED STOCK INCENTIVE PLAN
- --------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC.
SECURITY 46126P106 MEETING TYPE Annual
TICKER SYMBOL IMA MEETING DATE 18-Jun-2009
ISIN US46126P1066 AGENDA 933082024 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 CAROL R. GOLDBERG For For
2 JAMES ROOSEVELT, JR. For For
3 RON ZWANZIGER For For
2 APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES OF COMMON Management Against Against
STOCK AVAILABLE FOR ISSUANCE UNDER THE INVERNESS MEDICAL
INNOVATIONS, INC. 2001 STOCK OPTION AND INCENTIVE PLAN BY
1,000,000, FROM 11,074,081 TO 12,074,081.
3 APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES OF COMMON Management For For
STOCK AVAILABLE FOR ISSUANCE UNDER THE INVERNESS MEDICAL
INNOVATIONS, INC. 2001 EMPLOYEE STOCK PURCHASE PLAN BY
1,000,000, FROM 1,000,000 TO 2,000,000.
4 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
CPEX PHARMACEUTICALS INC
SECURITY 12620N104 MEETING TYPE Annual
TICKER SYMBOL CPEX MEETING DATE 18-Jun-2009
ISIN US12620N1046 AGENDA 933092479 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN W. SPIEGEL For For
2 JOHN A. SEDOR For For
02 THE APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2008 Management Against Against
EQUITY AND INCENTIVE PLAN TO, AMONG OTHER THINGS, ADD
100,000 SHARES OF COMMON STOCK TO THE RESERVE OF SHARES
AVAILABLE FOR ISSUANCE UNDER THE PLAN.
03 THE REAFFIRMATION OF THE MATERIAL TERMS OF THE Management For For
PERFORMANCE-BASED MEASURES SPECIFIED IN THE 2008 EQUITY AND
INCENTIVE PLAN SO THAT BENEFITS PAID UNDER THE PLAN CAN
QUALIFY FOR TAX DEDUCTIONS UNDER SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 57
- --------------------------------------------------------------------------------
AMBIENT CORPORATION
SECURITY 02318N102 MEETING TYPE Annual
TICKER SYMBOL ABTG MEETING DATE 19-Jun-2009
ISIN US02318N1028 AGENDA 933093685 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JOHN J. JOYCE For For
2 MICHAEL WIDLAND For For
3 D. HOWARD PIERCE For For
4 THOMAS MICHAEL HIGGINS For For
5 SHAD STASTNEY For For
02 TO RATIFY THE APPOINTMENT OF ROTENBERG MERIL SOLOMON Management For For
BERTIGER & GUTTILLA, P.C. AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
LIFEWAY FOODS, INC.
SECURITY 531914109 MEETING TYPE Annual
TICKER SYMBOL LWAY MEETING DATE 19-Jun-2009
ISIN US5319141090 AGENDA 933110380 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 LUDMILA SMOLYANSKY For For
2 JULIE SMOLYANSKY For For
3 POL SIKAR For For
4 RENZO BERNARDI For For
5 GUSTAVO CARLOS VALLE For For
6 JULIE OBERWEIS For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS INDEPENDENT Management For For
AUDITORS.
- --------------------------------------------------------------------------------
AMICAS, INC.
SECURITY 001712108 MEETING TYPE Annual
TICKER SYMBOL AMCS MEETING DATE 22-Jun-2009
ISIN US0017121080 AGENDA 933080892 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 STEPHEN J. DENELSKY Withheld Against
2 JOSEPH D. HILL Withheld Against
3 S.N. KAHANE, M.D., M.S. Withheld Against
4 STEPHEN J. LIFSHATZ Withheld Against
5 DAVID B. SHEPHERD Withheld Against
6 JOHN J. SVIOKLA Withheld Against
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AMICAS,
INC. FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
KEWEENAW LAND ASSOCIATION, LIMITED
SECURITY 493026108 MEETING TYPE Contested-Annual
TICKER SYMBOL KEWL MEETING DATE 23-Jun-2009
ISIN US4930261080 AGENDA 933080032 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 DAVID E. MCDONALD, SR For For
2 JAMES P. TOTTEN For For
2A AMEND ARTICLE IX OF THE BYLAWS OF THE COMPANY. Shareholder Against For
2B AMEND THE BYLAWS OF THE COMPANY TO REQUIRE REGISTRATION Shareholder Against For
UNDER THE SECURITIES EXCHANGE ACT OF 1934.
2C AMEND THE ARTICLES OF INCORPORATION BY REPEALING ARTICLE X. Shareholder Against For
- --------------------------------------------------------------------------------
STAMFORD INDUSTRIAL GROUP, INC.
SECURITY 852685205 MEETING TYPE Annual
TICKER SYMBOL SIDG MEETING DATE 23-Jun-2009
ISIN US8526852053 AGENDA 933093762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 WARREN B. KANDERS For For
2 NICHOLAS SOKOLOW For For
3 DAVID A. JONES For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 58
- --------------------------------------------------------------------------------
HAMPTON ROADS BANKSHARES, INC.
SECURITY 409321106 MEETING TYPE Annual
TICKER SYMBOL HMPR MEETING DATE 23-Jun-2009
ISIN US4093211062 AGENDA 933107597 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 DOUGLAS J. GLENN* For For
2 HENRY P. CUSTIS, JR.* For For
3 BILLY G. ROUGHTON* For For
4 FRANK T. WILLIAMS* For For
5 WILLIAM PAULETTE* For For
6 PATRICK E. CORBIN* For For
7 WILLIAM BRUMSEY, III** For For
8 ROBERT Y. GREEN, JR.** For For
9 RICHARD F. HALL, III** For For
10 SCOTT C. HARVARD*** For For
11 JERRY T. WOMACK*** For For
12 OLLIN B. SYKES*** For For
02 RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF YOUNT, Management For For
HYDE & BARBOUR, P.C. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
03 APPROVAL OF EXECUTIVE COMPENSATION. Management For For
- --------------------------------------------------------------------------------
BRESLER & REINER, INC.
SECURITY 107336109 MEETING TYPE Annual
TICKER SYMBOL BRER MEETING DATE 23-Jun-2009
ISIN US1073361099 AGENDA 933112144 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 BENJAMIN C. AUGER For For
2 CHARLES S. BRESLER For For
3 SIDNEY M. BRESLER For For
4 GARY F. BULMASH For For
5 JOHN P. CASEY For For
6 MICHAEL W. MALAFRONTE For For
7 GRETCHEN M. DUDNEY For For
8 BURTON J. REINER For For
9 RANDALL L. REINER For For
02 RATIFICATION OF THE SELECTION OF ARONSON & COMPANY AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
GRAY TELEVISION INC
SECURITY 389375106 MEETING TYPE Annual
TICKER SYMBOL GTN MEETING DATE 24-Jun-2009
ISIN US3893751061 AGENDA 933073998 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 RICHARD L. BOGER For For
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 WILLIAM E. MAYHER, III For For
6 ZELL B. MILLER For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
11 J. MACK ROBINSON For For
02 A PROPOSAL TO APPROVE AN AMENDMENT TO THE GRAY TELEVISION, Management For For
INC. EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE THEREUNDER BY 600,000.
- --------------------------------------------------------------------------------
ACME COMMUNICATIONS, INC.
SECURITY 004631107 MEETING TYPE Annual
TICKER SYMBOL ACME MEETING DATE 24-Jun-2009
ISIN US0046311074 AGENDA 933104870 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMIE KELLNER For For
2 DOUGLAS GEALY For For
3 THOMAS ALLEN For For
4 MICHAEL CORRIGAN For For
5 FREDERICK WASSERMAN For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS Management For For
THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 59
- --------------------------------------------------------------------------------
MAEZAWA KYUSO INDUSTRIES CO.,LTD.
SECURITY J39466107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MZKAF.PK MEETING DATE 25-Jun-2009
ISIN JP3860300007 AGENDA 702001227 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Approve Minor Revisions Related to Management For For
Dematerialization of Shares and the other Updated Laws and
Regulations
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
4 Approve Adoption of Anti-Takeover Defense Measures Management Against Against
- --------------------------------------------------------------------------------
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 25-Jun-2009
ISIN US9258151029 AGENDA 933090045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
- --------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION
SECURITY 576674105 MEETING TYPE Annual
TICKER SYMBOL MASC MEETING DATE 25-Jun-2009
ISIN US5766741053 AGENDA 933104022 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 TERRY L. BERNANDER For For
2 FRANK L. HOHMANN III For For
3 SAMUEL LICAVOLI For For
4 PATRICK J. MCDONNELL For For
5 CLIFFORD D. NASTAS For For
6 JOHN P. REILLY For For
7 DOMINICK J. SCHIANO For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2010.
- --------------------------------------------------------------------------------
U.S. ENERGY CORP.
SECURITY 911805109 MEETING TYPE Annual
TICKER SYMBOL USEG MEETING DATE 26-Jun-2009
ISIN US9118051096 AGENDA 933086856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 KEITH G. LARSEN For For
2 ALLEN S. WINTERS For For
02 RATIFICATION OF APPOINTMENT OF HEIN & ASSOCIATES AS Management For For
INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
ZORAN CORPORATION
SECURITY 98975F101 MEETING TYPE Annual
TICKER SYMBOL ZRAN MEETING DATE 26-Jun-2009
ISIN US98975F1012 AGENDA 933090071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 LEVY GERZBERG, PH.D. For For
2 UZIA GALIL For For
3 RAYMOND A. BURGESS For For
4 JAMES D. MEINDL, PH.D. For For
5 JAMES B. OWENS, JR. For For
6 ARTHUR B. STABENOW For For
7 PHILIP M. YOUNG For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Mighty MitesSM Fund 60
02 TO APPROVE AN AMENDMENT TO INCREASE THE SHARES AVAILABLE Management Against Against
UNDER THE COMPANY'S 2005 OUTSIDE DIRECTORS EQUITY PLAN.
03 TO APPROVE AN AMENDMENT TO INCREASE THE SHARES AVAILABLE Management For For
UNDER THE COMPANY'S AMENDED AND RESTATED 1995 EMPLOYEE
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
05 TO APPROVE A PROGRAM PERMITTING ELIGIBLE EMPLOYEES TO Management Against Against
EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR A LESSER
NUMBER OF RESTRICTED STOCK UNITS
- --------------------------------------------------------------------------------
GENOIL INC
SECURITY 371924101 MEETING TYPE MIX
TICKER SYMBOL GNO.V MEETING DATE 30-Jun-2009
ISIN CA3719241018 AGENDA 702012775 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'ABSTAIN' FOR-RESOLUTIONS 1 AND 2 AND 'IN FAVOR'
OR 'AGAINST' FOR RESOLUTION 3. THANK YOU.
1. Elect the Directors for the ensuing year as specified Management For For
2. Appoint Meyers Norris Penny LLP as the Auditors of the Management For For
Corporation for the ensuring year and authorize the
Directors to fix their remuneration
To receive the financial statements of the Corporation for Non-Voting
the YE 31 DEC 2008,-together with the accompanying
Auditors' report
3. Amend the Corporation's Stock Option Plan to increase the Management Against Against
number of common shares in respect of which options may be
granted pursuant to the Option Plan to 52,944,600 common
shares as specified
Transact such other business Non-Voting
- --------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
SECURITY 149568107 MEETING TYPE Annual
TICKER SYMBOL CVCO MEETING DATE 30-Jun-2009
ISIN US149568107 AGENDA 933094409 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
1 DIRECTOR Management
1 STEVEN G. BUNGER For For
2 JACK HANNA For For
2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR Management For For
FISCAL 2010.
- --------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
SECURITY N6748L102 MEETING TYPE Annual
TICKER SYMBOL OFIX MEETING DATE 30-Jun-2009
ISIN ANN6748L1027 AGENDA 933110277 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- --------- ------------------------------------------------------------ -------------- ---------------- -----------
01 DIRECTOR Management
1 JAMES F. GERO For For
2 JERRY C. BENJAMIN For For
3 CHARLES W. FEDERICO For For
4 GUY J. JORDAN For For
5 THOMAS J. KESTER For For
6 ALAN W. MILINAZZO For For
7 MARIA SAINZ For For
8 WALTER P. VON WARTBURG For For
9 KENNETH R. WEISSHAAR For For
02 PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT OF THE Management Against Against
AMENDED AND RESTATED 2004 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO APPROVE AMENDMENT NO. 1 TO THE AMENDED AND Management For For
RESTATED STOCK PURCHASE PLAN.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS FOR THE PAYMENT OF Management For For
INCENTIVE COMPENSATION TO THE COMPANY'S MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS TO PERMIT SECTION 162(M)
DEDUCTIBILITY.
05 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME STATEMENT Management For For
AT AND FOR THE YEAR ENDED DECEMBER 31, 2008.
06 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ORTHOFIX
AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 1
INVESTMENT COMPANY REPORT
- --------------------------------------------------------------------------------
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Contested-Annual
TICKER SYMBOL TIER MEETING DATE 11-Mar-2009
ISIN US88650Q1004 AGENDA 932999216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 SAMUEL CABOT III For For
3 JOHN J. DELUCCA For For
4 MORGAN P. GUENTHER For For
5 PHILIP G. HEASLEY For For
6 DAVID A. POE For For
7 RONALD L. ROSSETTI For For
02 TO RATIFY THE SELECTION OF MCGLADREY & Management For For
PULLEN, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2009.
03 TO APPROVE A SHAREHOLDER PROPOSAL Shareholder For Against
REGARDING OUR SHAREHOLDER RIGHTS PLAN.
04 TO APPROVE A SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING SPECIAL MEETINGS.
- --------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
SECURITY N6748L102 MEETING TYPE Contested-Special
TICKER SYMBOL OFIX MEETING DATE 02-Apr-2009
ISIN ANN6748L1027 AGENDA 933004789 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
1A TO REMOVE WITHOUT CAUSE OF THE CURRENT Management Abstain *
BOARD OF DIRECTOR: JAMES F. GERO
1B TO REMOVE WITHOUT CAUSE OF THE CURRENT Management Abstain *
BOARD OF DIRECTOR: PETER J. HEWETT
1C TO REMOVE WITHOUT CAUSE OF THE CURRENT Management For *
BOARD OF DIRECTOR: THOMAS J. KESTER
1D TO REMOVE WITHOUT CAUSE OF THE CURRENT Management For *
BOARD OF DIRECTOR: WALTER P. VON
WARTBURG
2 THE RAMIUS GROUP'S PROPOSAL TO REMOVE, Management For *
WITHOUT CAUSE, ANY DIRECTORS APPOINTED
BY THE BOARD WITHOUT SHAREHOLDER
APPROVAL BETWEEN DECEMBER 10, 2008 AND
UP THROUGH AND INCLUDING THE DATE OF
THE SPECIAL MEETING
3A TO ELECT: J. MICHAEL EGAN Management Abstain *
3B TO ELECT: PETER A. FELD Management For *
3C TO ELECT: STEVEN J. LEE Management Abstain *
3D TO ELECT: CHARLES T. ORSATTI Management For *
* MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 15-Apr-2009
ISIN US4835481031 AGENDA 933002521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
1 DIRECTOR Management
1 E. REEVES CALLAWAY III For For
2 KAREN M. GARRISON For For
3 A. WILLIAM HIGGINS For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE ENSUING
YEAR.
- --------------------------------------------------------------------------------
INTRICON CORPORATION
SECURITY 46121H109 MEETING TYPE Annual
TICKER SYMBOL IIN MEETING DATE 15-Apr-2009
ISIN US46121H1095 AGENDA 933010388 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 NICHOLAS A. GIORDANO For For
2 PHILIP N. SEAMON For For
02 TO RATIFY THE APPOINTMENT OF VIRCHOW, Management For For
KRAUSE & COMPANY, LLP AS THE
CORPORATION'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 2
- --------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC.
SECURITY 92231M109 MEETING TYPE Annual
TICKER SYMBOL VASC MEETING DATE 21-Apr-2009
ISIN US92231M1099 AGENDA 933021139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 JOHN ERB For For
2 MICHAEL KOPP For For
3 RICHARD NIGON For For
4 PAUL O'CONNELL For For
5 HOWARD ROOT For For
6 JORGE SAUCEDO For For
7 CHARMAINE SUTTON For For
02 PROPOSAL TO RATIFY THE SELECTION OF Management For For
VIRCHOW, KRAUSE & COMPANY, LLP AS
INDEPENDENT AUDITOR OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
HERCULES OFFSHORE, INC.
SECURITY 427093109 MEETING TYPE Annual
TICKER SYMBOL HERO MEETING DATE 23-Apr-2009
ISIN US4270931094 AGENDA 933008624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
1 DIRECTOR Management
1 THOMAS N. AMONETT For For
2 JOHN T. RYND For For
3 STEVEN A. WEBSTER For For
2 RATIFICATION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
GULF ISLAND FABRICATION, INC.
SECURITY 402307102 MEETING TYPE Annual
TICKER SYMBOL GIFI MEETING DATE 23-Apr-2009
ISIN US4023071024 AGENDA 933015097 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 ALDEN J. LABORDE For For
2 KERRY J. CHAUVIN For For
- --------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC.
SECURITY 232860106 MEETING TYPE Annual
TICKER SYMBOL DECC MEETING DATE 23-Apr-2009
ISIN US2328601065 AGENDA 933024642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 FRANK M. COUGHLIN For For
2 JAMES W. MOROZZI For For
3 D. MARK THOMAS For For
02 PROPOSAL TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR 2009.
- --------------------------------------------------------------------------------
VALASSIS COMMUNICATIONS, INC.
SECURITY 918866104 MEETING TYPE Annual
TICKER SYMBOL VCI MEETING DATE 23-Apr-2009
ISIN US9188661048 AGENDA 933031382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
1A ELECTION OF DIRECTOR: JOSEPH B. Management For For
ANDERSON, JR.
1B ELECTION OF DIRECTOR: PATRICK F. BRENNAN Management For For
1C ELECTION OF DIRECTOR: KENNETH V. DARISH Management For For
1D ELECTION OF DIRECTOR: DR. WALTER H. KU Management For For
1E ELECTION OF DIRECTOR: ROBERT L. RECCHIA Management For For
1F ELECTION OF DIRECTOR: MARCELLA A. Management For For
SAMPSON
1G ELECTION OF DIRECTOR: ALAN F. SCHULTZ Management For For
1H ELECTION OF DIRECTOR: WALLACE S. SNYDER Management For For
1I ELECTION OF DIRECTOR: AMBASSADOR FAITH Management For For
WHITTLESEY
02 PROPOSAL TO APPROVE THE STOCK OPTION Management Against Against
EXCHANGE PROGRAM.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
04 PROPOSAL TO APPROVE ANY ADJOURNMENT OF Management For For
THE ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF ANY OR ALL OF THE
FOREGOING PROPOSALS IF THERE ARE NOT
SUFFICIENT VOTES FOR THOSE PROPOSALS.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 3
- --------------------------------------------------------------------------------
LYDALL, INC.
SECURITY 550819106 MEETING TYPE Annual
TICKER SYMBOL LDL MEETING DATE 24-Apr-2009
ISIN US5508191062 AGENDA 933015249 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 DALE G. BARNHART For For
2 KATHLEEN BURDETT For For
3 W. LESLIE DUFFY, ESQ. For For
4 MATTHEW T. FARRELL For For
5 MARC T. GILES For For
6 WILLIAM D. GURLEY For For
7 SUZANNE HAMMETT For For
8 S. CARL SODERSTROM, JR. For For
02 AMENDING AND RESTATING THE LYDALL 2003 Management Against Against
STOCK INCENTIVE COMPENSATION PLAN TO
INCREASE THE MAXIMUM NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE
UNDER THE PLAN AND TO RE- APPROVE THE
PERFORMANCE MEASURES SET FORTH IN THE
PLAN FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE OF 1986, AS
AMENDED.
03 RATIFYING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2009.
- --------------------------------------------------------------------------------
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 24-Apr-2009
ISIN US3154051003 AGENDA 933019576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 JENNIE S. HWANG, PH.D. For For
2 JAMES F. KIRSCH For For
3 WILLIAM J. SHARP For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
- --------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY
SECURITY 740444104 MEETING TYPE Annual
TICKER SYMBOL PLPC MEETING DATE 27-Apr-2009
ISIN US7404441047 AGENDA 933020884 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 BARBARA P. RUHLMAN For For
2 ROBERT G. RUHLMAN For For
3 RICHARD R. GASCOIGNE For For
- --------------------------------------------------------------------------------
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 29-Apr-2009
ISIN US8803451033 AGENDA 933013675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 JEFFREY A. BALAGNA For For
2 STEVEN A. SONNENBERG For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY.
03 IN THEIR DISCRETION, THE PROXIES ARE Management For For
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING.
- --------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 29-Apr-2009
ISIN US17273K1097 AGENDA 933025478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 DAVID F. DIETZ For For
2 DOUGLAS M. HAYES For For
3 THOMAS E. NAUGLE For For
02 TO RATIFY THE SELECTION OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 4
- --------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO.
SECURITY 743737108 MEETING TYPE Annual
TICKER SYMBOL PWX MEETING DATE 29-Apr-2009
ISIN US7437371088 AGENDA 933031267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 RICHARD ANDERSON For For
2 ROBERT EDER For For
3 JOHN HEALY For For
4 PAUL TITTERTON For For
- --------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 30-Apr-2009
ISIN US4811301021 AGENDA 933018473 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 DAVID J. DRURY For For
2 JONATHAN NEWCOMB For For
3 ROGER D. PEIRCE For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSE COOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2009.
- --------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC.
SECURITY 189873102 MEETING TYPE Annual
TICKER SYMBOL COA MEETING DATE 30-Apr-2009
ISIN US1898731021 AGENDA 933031748 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 DONALD W. HUDLER For For
2 JOHN A. GOEBEL For For
02 TO AMEND THE ARTICLES OF INCORPORATION Management Against Against
OF THE COMPANY TO AUTHORIZE THE
ISSUANCE OF UP TO 10,000,000 SHARES OF
PREFERRED STOCK.
- --------------------------------------------------------------------------------
DIGITAL ALLY, INC.
SECURITY 25382P109 MEETING TYPE Annual
TICKER SYMBOL DGLY MEETING DATE 04-May-2009
ISIN US25382P1093 AGENDA 933020353 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTORS Management
1 STANTON E. ROSS For For
2 LEROY C. RICHIE For For
3 ELLIOT M. KAPLAN For For
4 EDWARD JUCHNIEWICZ For For
5 DANIEL F. HUTCHINS For For
02 TO APPROVE THE 2009 STOCK OPTION AND Management Against Against
RESTRICTED STOCK PLAN
03 TO RATIFY THE APPOINTMENT OF MCGLADREY Management For For
& PULLEN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
STONERIDGE, INC.
SECURITY 86183P102 MEETING TYPE Annual
TICKER SYMBOL SRI MEETING DATE 04-May-2009
ISIN US86183P1021 AGENDA 933053403 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 JOHN C. COREY For For
2 JEFFREY P. DRAIME For For
3 DOUGLAS C. JACOBS For For
4 IRA C. KAPLAN For For
5 KIM KORTH For For
6 WILLIAM M. LASKY For For
7 PAUL J. SCHLATHER For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF THE STONERIDGE, INC. Management For For
LONG-TERM CASH INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 5
- --------------------------------------------------------------------------------
AMERICAN PHYSICIANS CAPITAL, INC.
SECURITY 028884104 MEETING TYPE Annual
TICKER SYMBOL ACAP MEETING DATE 05-May-2009
ISIN US0288841044 AGENDA 933017130 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
1 DIRECTOR Management
1 BILLY B. BAUMANN For For
2 R. KEVIN CLINTON For For
3 LARRY W. THOMAS For For
2 RATIFICATION OF THE APPOINTMENT OF BDO Management For For
SEIDMAN, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC.
SECURITY 987520103 MEETING TYPE Annual
TICKER SYMBOL YDNT MEETING DATE 05-May-2009
ISIN US9875201033 AGENDA 933033564 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 GEORGE E. RICHMOND For For
2 ALFRED E. BRENNAN For For
3 BRIAN F. BREMER For For
4 P.J. FERRILLO, JR. For For
5 RICHARD J. BLISS For For
- --------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Annual
TICKER SYMBOL PNK MEETING DATE 05-May-2009
ISIN US7234561097 AGENDA 933059809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 DANIEL R. LEE For For
2 STEPHEN C. COMER For For
3 JOHN V. GIOVENCO For For
4 RICHARD J. GOEGLEIN For For
5 ELLIS LANDAU For For
6 BRUCE A. LESLIE For For
7 JAMES L. MARTINEAU For For
8 MICHAEL ORNEST For For
9 LYNN P. REITNOUER For For
02 PROPOSAL TO AMEND THE COMPANY'S Management For For
EXISTING EQUITY PLANS AND INDUCEMENT
OPTION GRANTS TO PERMIT A ONE-TIME
VALUE-FOR-VALUE STOCK OPTION EXCHANGE
PROGRAM.
03 APPROVAL OF THE APPOINTMENT OF THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE
2009 FISCAL YEAR.
- --------------------------------------------------------------------------------
WATERFURNACE RENEWABLE ENERGY INC
SECURITY 9415EQ108 MEETING TYPE MIX
TICKER SYMBOL WFIFF MEETING DATE 06-May-2009
ISIN CA9415EQ1089 AGENDA 701855693 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE Non-Voting
ALLOWED TO VOTE 'IN FAVOR' OR AGAINST"
ONLY-FOR RESOLUTIONS "3 AND 4" AND "IN
FAVOR" OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMB-ERS "1 AND 2". THANK YOU.
1. Elect the Directors for the Company for Management For For
the ensuing year
2. Appoint Grant Thomton LLP, Chartered Management For For
Accountants, as the Auditors of the
Company for the ensuing year and
authorize the Directors to fix the
Auditors' remuneration
3. Approve the certain technical and Management For For
grammatical changes to the Company's
By-laws, as specified in the
accompanying management proxy circular
4. Authorize the Board of Directors to Management For For
fund obligations under the current
deferred compensation plan by the
issuance from treasury of up to 250,000
common shares of the Company as
specified
To receive the financial statements of Non-Voting
the Company for the YE 31 DEC 2008,
tog-ether with the Auditors' report
thereon
Transact other business Non-Voting
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 6
- --------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
SECURITY 165303108 MEETING TYPE Annual
TICKER SYMBOL CPK MEETING DATE 06-May-2009
ISIN US1653031088 AGENDA 933027131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 DIANNA F. MORGAN For For
2 CALVERT A. MORGAN, JR. For For
3 EUGENE H. BAYARD For For
4 THOMAS P. HILL, JR. For For
02 RATIFICATION OF THE SELECTION OF BEARD Management For For
MILLER COMPANY LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
ENTEGRIS, INC.
SECURITY 29362U104 MEETING TYPE Annual
TICKER SYMBOL ENTG MEETING DATE 06-May-2009
ISIN US29362U1043 AGENDA 933036027 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 GIDEON ARGOV For For
2 MICHAEL A. BRADLEY For For
3 MICHAEL P.C. CARNS For For
4 DANIEL W. CHRISTMAN For For
5 GARY F. KLINGL For For
6 ROGER D. MCDANIEL For For
7 PAUL L.H. OLSON For For
8 BRIAN F. SULLIVAN For For
- --------------------------------------------------------------------------------
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 06-May-2009
ISIN US2641471097 AGENDA 933037574 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 EUGENE P. CONESE, JR. For For
2 RALPH D. CROSBY, JR. For For
3 JAY L. HABERLAND For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
SECURITY 87305R109 MEETING TYPE Annual
TICKER SYMBOL TTMI MEETING DATE 07-May-2009
ISIN US87305R1095 AGENDA 933016556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
1 DIRECTOR Management
1 ROBERT E. KLATELL For For
2 JOHN G. MAYER For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009
- --------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
SECURITY 477839104 MEETING TYPE Annual
TICKER SYMBOL JBT MEETING DATE 07-May-2009
ISIN US4778391049 AGENDA 933019780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 C. MAURY DEVINE For For
2 JAMES M. RINGLER For For
- --------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
SECURITY 596278101 MEETING TYPE Annual
TICKER SYMBOL MIDD MEETING DATE 07-May-2009
ISIN US5962781010 AGENDA 933024680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 SELIM A. BASSOUL For For
2 ROBERT B. LAMB For For
3 RYAN LEVENSON For For
4 JOHN R. MILLER III For For
5 GORDON O'BRIEN For For
6 PHILIP G. PUTNAM For For
7 SABIN C. STREETER For For
8 ROBERT L. YOHE For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 7
02 RATIFICATION OF SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR
FISCAL YEAR ENDING JANUARY 2, 2010.
03 APPROVAL OF PERFORMANCE GOALS UNDER THE Management For For
MIDDLEBY CORPORATION 2007 STOCK
INCENTIVE PLAN.
04 APPROVE AN AMENDMENT TO THE MIDDLEBY Management For For
CORPORATION 2007 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
SONIC INNOVATIONS, INC.
SECURITY 83545M109 MEETING TYPE Annual
TICKER SYMBOL SNCI MEETING DATE 07-May-2009
ISIN US83545M1099 AGENDA 933030190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 CHERIE M. FUZZELL For For
2 LAWRENCE C. WARD For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 APPROVAL OF AMENDMENT TO SONIC'S Management For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO CHANGE OUR NAME TO
"OTIX GLOBAL, INC."
04 APPROVAL OF AMENDMENT TO SONIC'S Management For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A ONE-FOR-FIVE
REVERSE STOCK SPLIT OF COMMON STOCK.
- --------------------------------------------------------------------------------
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 12-May-2009
ISIN US0805551050 AGENDA 933033134 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 HENRY P. BECTON, JR. For For
2 JAMES M. MORONEY III For For
3 LLOYD D. WARD For For
02 PROPOSAL TO APPROVE THE BELO AMENDED Management For For
AND RESTATED 2004 EXECUTIVE
COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Management For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04 SHAREHOLDER PROPOSAL RELATING TO REPEAL Shareholder Against For
OF THE CLASSIFIED BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
FLORIDA PUBLIC UTILITIES COMPANY
SECURITY 341135101 MEETING TYPE Annual
TICKER SYMBOL FPU MEETING DATE 12-May-2009
ISIN US3411351014 AGENDA 933034934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 ELLEN TERRY BENOIT For For
2 JOHN T. ENGLISH For For
02 TO APPROVE AN AMENDMENT TO THE Management For For
COMPANY'S DIVIDEND REINVESTMENT PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE IN THIS PLAN BY 100,000
SHARES.
03 TO RATIFY THE APPOINTMENT OF BDO Management For For
SEIDMAN, LLP AS THE COMPANY'S
REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2009.
04 TO APPROVE A SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING CLASSIFIED BOARD.
- --------------------------------------------------------------------------------
MAINE & MARITIMES CORPORATION
SECURITY 560377103 MEETING TYPE Annual
TICKER SYMBOL MAM MEETING DATE 12-May-2009
ISIN US5603771032 AGENDA 933037409 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 ROBERT E. ANDERSON For For
2 MICHAEL W. CARON For For
3 NATHAN L. GRASS For For
02 RATIFICATION OF THE SELECTION OF Management For For
VITALE, CATURANO & COMPANY, P.C. AS THE
COMPANY'S INDEPENDENT AUDITORS FOR 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 8
- --------------------------------------------------------------------------------
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 12-May-2009
ISIN US5956261029 AGENDA 933048654 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 JAROBIN GILBERT, JR. For For
2 DIANE L. ROUTSON For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG Management For For
LLP AS THE INDEPENDENT AUDITORS OF
MIDAS, INC. FOR THE FISCAL YEAR ENDING
JANUARY 2, 2010.
- --------------------------------------------------------------------------------
STRATEGIC DIAGNOSTICS INC.
SECURITY 862700101 MEETING TYPE Annual
TICKER SYMBOL SDIX MEETING DATE 12-May-2009
ISIN US8627001014 AGENDA 933064191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 STEVEN R. BECKER For For
2 FRANCIS M. DINUZZO For For
02 TO APPROVE AN AMENDMENT TO THE Management Against Against
COMPANY'S 2000 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE THEREUNDER FROM
4,000,000 TO 6,000,000.
- --------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION
SECURITY 747316107 MEETING TYPE Annual
TICKER SYMBOL KWR MEETING DATE 13-May-2009
ISIN US7473161070 AGENDA 933037598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 DONALD R. CALDWELL For For
2 WILLIAM R. COOK For For
3 JEFFRY D. FRISBY For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------
CYNOSURE INC.
SECURITY 232577205 MEETING TYPE Annual
TICKER SYMBOL CYNO MEETING DATE 13-May-2009
ISIN US2325772059 AGENDA 933051411 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 THOMAS H. ROBINSON For For
03 TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS CYNOSURE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
UNITED-GUARDIAN, INC.
SECURITY 910571108 MEETING TYPE Annual
TICKER SYMBOL UG MEETING DATE 13-May-2009
ISIN US9105711082 AGENDA 933053554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 DR. ALFRED R. GLOBUS For For
2 HENRY P. GLOBUS For For
3 ROBERT S. RUBINGER For For
4 KENNETH H. GLOBUS For For
5 LAWRENCE F. MAIETTA For For
6 ARTHUR M. DRESNER For For
7 ANDREW A. BOCCONE For For
8 CHRISTOPHER W. NOLAN SR For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
EISNER LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 9
- --------------------------------------------------------------------------------
MEADOWBROOK INSURANCE GROUP, INC.
SECURITY 58319P108 MEETING TYPE Annual
TICKER SYMBOL MIG MEETING DATE 14-May-2009
ISIN US58319P1084 AGENDA 933048642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 ROBERT S. CUBBIN For For
2 ROBERT F. FIX For For
3 HUGH W. GREENBERG For For
4 FLORINE MARK For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 APPROVAL OF THE MEADOWBROOK INSURANCE Management For For
GROUP, INC. 2009 EQUITY COMPENSATION
PLAN.
- --------------------------------------------------------------------------------
BTU INTERNATIONAL, INC.
SECURITY 056032105 MEETING TYPE Annual
TICKER SYMBOL BTUI MEETING DATE 15-May-2009
ISIN US0560321053 AGENDA 933060573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 PAUL J. VAN DER WANSEM For For
2 G. MEAD WYMAN For For
3 J. SAMUEL PARKHILL For For
4 JOHN E. BEARD For For
5 JOSEPH F. WRINN For For
02 TO ACT UPON THE PROPOSAL TO AMEND THE Management Against Against
2003 EQUITY INCENTIVE PLAN TO IMPLEMENT
A STOCK OPTION EXCHANGE PROGRAM.
- --------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 19-May-2009
ISIN US3438731057 AGENDA 933047373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 STEVEN J. D'IORIO For For
2 LOUIS C. GRASSI For For
3 SAM HAN For For
4 JOHN E. ROE, SR. For For
02 ADVISORY APPROVAL OF FLUSHING FINANCIAL Management For For
CORPORATION'S EXECUTIVE COMPENSATION
PROGRAMS.
03 RATIFICATION OF APPOINTMENT OF GRANT Management For For
THORNTON, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
HAWK CORPORATION
SECURITY 420089104 MEETING TYPE Annual
TICKER SYMBOL HWK MEETING DATE 19-May-2009
ISIN US4200891046 AGENDA 933069898 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 ANDREW T. BERLIN For For
2 PAUL R. BISHOP For For
3 JACK F. KEMP For For
4 RICHARD T. MARABITO For For
5 DAN T. MOORE, III For For
02 APPROVAL OF THE ANNUAL INCENTIVE PLAN Management For For
AS PERFORMANCE-BASED COMPENSATION.
- --------------------------------------------------------------------------------
CONSOLIDATED WATER COMPANY LIMITED
SECURITY G23773107 MEETING TYPE Annual
TICKER SYMBOL CWCO MEETING DATE 20-May-2009
ISIN KYG237731073 AGENDA 933043921 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
1A ELECTION OF DIRECTOR: WILMER F. PERGANDE Management For For
1B ELECTION OF DIRECTOR: DAVID W. SASNETT Management For For
1C ELECTION OF DIRECTOR: LEONARD J. SOKOLOW Management For For
1D ELECTION OF DIRECTOR: RAYMOND WHITTAKER Management For For
S2 AMEND ARTICLES TO ELIMINATE REQUIREMENT Management For For
THAT A POLL BE DEMANDED IN ORDER FOR A
SHAREHOLDER OR PROXY HOLDER TO BE
ENTITLED TO ONE VOTE FOR EACH SHARE
HELD OR REPRESENTED BY PROXY.
S3 APPROVE THE AMENDMENT OF THE AMENDED Management For For
AND RESTATED ARTICLES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
S4 AMENDMENT OF THE ARTICLES OF Management For For
ASSOCIATION TO CLARIFY THAT PROXIES MAY
BE APPOINTED BY, AND NOTICES OF
MEETINGS, REPORTS AND FINANCIAL
STATEMENTS MAY BE DELIVERED BY,
ELECTRONIC MEANS.
S5 AMENDMENT OF ARTICLES RELATED TO: (A) Management For For
CHARITABLE CONTRIBUTIONS; (B) DIRECTOR
CONFLICTS; & (C) THE ISSUANCE OF SHARES.
S6 AMENDMENT OF ARTICLES TO PERMIT THE Management For For
BOARD TO APPROVE THE REPURCHASE AT FAIR
MARKET VALUE.
S7 ADOPTION OF AN AMENDED AND RESTATED Management For For
ARTICLES INCORPORATING ANY AND ALL
AMENDMENTS APPROVED IN PROPOSALS 2 - 6.
08 RATIFY THE SELECTION OF RACHLIN LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
B.B. Micro-Cap Growth Fund 10
- --------------------------------------------------------------------------------
LOJACK CORPORATION
SECURITY 539451104 MEETING TYPE Annual
TICKER SYMBOL LOJN MEETING DATE 20-May-2009
ISIN US5394511043 AGENDA 933045278 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 RORY J. COWAN For For
2 JOHN H. MACKINNON For For
3 ROBERT J. MURRAY For For
4 ROBERT L. REWEY For For
5 RICHARD T. RILEY For For
6 HARVEY ROSENTHAL For For
7 MARIA RENNA SHARPE For For
8 RONALD V. WATERS III For For
02 AMEND THE COMPANY'S 2008 STOCK Management Against Against
INCENTIVE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR 2009.
- --------------------------------------------------------------------------------
PALOMAR MEDICAL TECHNOLOGIES, INC.
SECURITY 697529303 MEETING TYPE Annual
TICKER SYMBOL PMTI MEETING DATE 20-May-2009
ISIN US6975293035 AGENDA 933045343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
01 DIRECTOR Management
1 JOSEPH P. CARUSO For For
2 JEANNE COHANE For For
3 NICHOLAS P. ECONOMOU For For
4 JAMES G. MARTIN For For
5 A. NEIL PAPPALARDO For For
6 LOUIS P. VALENTE For For
02 TO RATIFY ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR
FISCAL 2009.
03 TO APPROVE THE 2009 STOCK INCENTIVE Management Against Against
PLAN.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY Management For For
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------
CUTERA, INC.
SECURITY 232109108 MEETING TYPE Annual
TICKER SYMBOL CUTR MEETING DATE 22-May-2009
ISIN US2321091082 AGENDA 933032423 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- --------------------------------------- -------------------- ----------- -----------
1 DIRECTOR Management
1 DAVID B. APFELBERG For For
2 TIMOTHY J. O'SHEA For For
2 APPROVAL OF THE OPTION EXCHANGE PROGRAM Management Against Against
FOR OUR EMPLOYEES.
3 APPROVAL OF THE OPTION EXCHANGE PROGRAM Management Against Against
FOR OUR EXECUTIVE OFFICERS AND THE
INDEPENDENT MEMBERS OF OUR BOARD OF
DIRECTORS.
4 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2009 FISCAL
YEAR.
GAMCO WESTWOOD INCOME FUND
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 1
INVESTMENT COMPANY REPORT
H&R BLOCK, INC.
SECURITY 093671105 MEETING TYPE Annual
TICKER SYMBOL HRB MEETING DATE 04-Sep-2008
ISIN US0936711052 AGENDA 932937381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: ALAN M. BENNETT Management For For
1B ELECTION OF DIRECTOR: THOMAS M. BLOCH Management For For
1C ELECTION OF DIRECTOR: RICHARD C. BREEDEN Management For For
1D ELECTION OF DIRECTOR: ROBERT A. GERARD Management For For
1E ELECTION OF DIRECTOR: LEN J. LAUER Management For For
1F ELECTION OF DIRECTOR: DAVID B. LEWIS Management For For
1G ELECTION OF DIRECTOR: TOM D. SEIP Management For For
1H ELECTION OF DIRECTOR: L. EDWARD SHAW, JR. Management For For
1I ELECTION OF DIRECTOR: RUSSELL P. SMYTH Management For For
1J ELECTION OF DIRECTOR: CHRISTIANNA WOOD Management For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO REQUIRE AN
INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO DECREASE
THE PERMISSIBLE NUMBER OF DIRECTORS.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO IMPOSE
DIRECTOR TERM LIMITS.
05 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO LIMIT
VOTING RIGHTS OF PREFERRED STOCK.
06 APPROVAL OF AN ADVISORY PROPOSAL ON THE Management For For
COMPANY'S EXECUTIVE PAY-FOR-PERFORMANCE
COMPENSATION POLICIES AND PROCEDURES.
07 APPROVAL OF THE 2008 DEFERRED STOCK UNIT PLAN Management Against Against
FOR OUTSIDE DIRECTORS, TO REPLACE THE 1989 STOCK
OPTION PLAN FOR OUTSIDE DIRECTORS.
08 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 30,
2009.
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 22-Sep-2008
ISIN US3703341046 AGENDA 932943598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: PAUL DANOS Management For For
1C ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1D ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1E ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1F ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1G ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1H ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1I ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1J ELECTION OF DIRECTOR: LOIS E. QUAM Management For For
1K ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1L ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1M ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------
CONAGRA FOODS, INC.
SECURITY 205887102 MEETING TYPE Annual
TICKER SYMBOL CAG MEETING DATE 25-Sep-2008
ISIN US2058871029 AGENDA 932945578 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 DIRECTOR Management
1 MOGENS C. BAY For For
2 STEPHEN G. BUTLER For For
3 STEVEN F. GOLDSTONE For For
4 W.G. JURGENSEN For For
5 RUTH ANN MARSHALL For For
6 GARY M. RODKIN For For
7 ANDREW J. SCHINDLER For For
8 KENNETH E. STINSON For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 2
- --------------------------------------------------------------------------------
PAYCHEX, INC.
SECURITY 704326107 MEETING TYPE Annual
TICKER SYMBOL PAYX MEETING DATE 07-Oct-2008
ISIN US7043261079 AGENDA 932950050 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: B. THOMAS GOLISANO Management For For
1B ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN Management For For
1C ELECTION OF DIRECTOR: PHILLIP HORSLEY Management For For
1D ELECTION OF DIRECTOR: GRANT M. INMAN Management For For
1E ELECTION OF DIRECTOR: PAMELA A. JOSEPH Management For For
1F ELECTION OF DIRECTOR: JONATHAN J. JUDGE Management For For
1G ELECTION OF DIRECTOR: JOSEPH M. TUCCI Management For For
1H ELECTION OF DIRECTOR: JOSEPH M. VELLI Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Management For For
OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Special
TICKER SYMBOL BAC MEETING DATE 05-Dec-2008
ISIN US0605051046 AGENDA 932970343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Management For For
BANK OF AMERICA COMMON STOCK AS CONTEMPLATED BY
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
SEPTEMBER 15, 2008, BY AND BETWEEN MERRILL LYNCH
& CO., INC. AND BANK OF AMERICA CORPORATION, AS
SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
02 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Management Against Against
KEY ASSOCIATE STOCK PLAN, AS AMENDED AND
RESTATED.
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF Management For For
AMERICA AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK FROM 7.5 BILLION TO 10 BILLION.
04 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE FOREGOING
PROPOSALS.
- --------------------------------------------------------------------------------
EMBARQ CORPORATION
SECURITY 29078E105 MEETING TYPE Special
TICKER SYMBOL EQ MEETING DATE 27-Jan-2009
ISIN US29078E1055 AGENDA 932987211 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AMONG Management For For
CENTURYTEL, INC., CAJUN ACQUISITION COMPANY, A
WHOLLY OWNED SUBSIDIARY OF CENTURYTEL, INC., AND
EMBARQ CORPORATION. UPON APPROVAL, CAJUN
ACQUISITION COMPANY WILL BE MERGED WITH AND INTO
EMBARQ AND EACH OUTSTANDING SHARE OF COMMON
STOCK OF EMBARQ WILL BE CONVERTED INTO RIGHT TO
RECEIVE 1.37 SHARES OF COMMON STOCK OF
CENTURYTEL.
- --------------------------------------------------------------------------------
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 25-Feb-2009
ISIN US0378331005 AGENDA 932989760 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 DIRECTOR Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ANDREA JUNG For For
6 A.D. LEVINSON, PH.D. For For
7 ERIC E. SCHMIDT, PH.D. For For
8 JEROME B. YORK For For
02 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shareholder Against For
CONTRIBUTIONS AND EXPENDITURES REPORT, IF
PROPERLY PRESENTED AT THE MEETING.
03 SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shareholder Against For
PRINCIPLES FOR HEALTH CARE REFORM, IF PROPERLY
PRESENTED AT THE MEETING.
04 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shareholder Against For
COMPENSATION, IF PROPERLY PRESENTED AT THE
MEETING.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 3
- --------------------------------------------------------------------------------
NOBLE CORPORATION
SECURITY G65422100 MEETING TYPE Special
TICKER SYMBOL NE MEETING DATE 17-Mar-2009
ISIN KYG654221004 AGENDA 933000034 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 APPROVAL OF THE MERGER, REORGANIZATION AND Management For For
CONSOLIDATION TRANSACTION TO BE EFFECTED BY THE
SCHEMES OF ARRANGEMENT, COPIES OF WHICH ARE
ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS
ANNEX B.
02 APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO Management For For
A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE MERGER, REORGANIZATION
AND CONSOLIDATION TRANSACTION.
- --------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
SECURITY 919794107 MEETING TYPE Annual
TICKER SYMBOL VLY MEETING DATE 14-Apr-2009
ISIN US9197941076 AGENDA 933008395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 DIRECTOR Management
1 ANDREW B. ABRAMSON For For
2 PAMELA R. BRONANDER For For
3 ERIC P. EDELSTEIN For For
4 M.J. STEELE GUILFOILE For For
5 GRAHAM O. JONES For For
6 WALTER H. JONES, III For For
7 GERALD KORDE For For
8 MICHAEL L. LARUSSO For For
9 MARC J. LENNER For For
10 GERALD H. LIPKIN For For
11 ROBINSON MARKEL For For
12 RICHARD S. MILLER For For
13 BARNETT RUKIN For For
14 SURESH L. SANI For For
15 ROBERT SOLDOVERI For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
VALLEY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009
03 TO VOTE FOR THE APPROVAL OF VALLEY'S 2009 LONG- Management For For
TERM STOCK INCENTIVE PLAN
04 TO APPROVE, ON A NON-BINDING BASIS, THE Management For For
COMPENSATION OF VALLEY'S NAMED EXECUTIVE
OFFICERS AS DETERMINED BY THE COMPENSATION AND
HUMAN RESOURCES COMMITTEE
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP.
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 14-Apr-2009
ISIN US0640581007 AGENDA 933014805 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 DIRECTOR Management
1 RUTH E. BRUCH For For
2 NICHOLAS M. DONOFRIO For For
3 GERALD L. HASSELL For For
4 EDMUND F. KELLY For For
5 ROBERT P. KELLY For For
6 RICHARD J. KOGAN For For
7 MICHAEL J. KOWALSKI For For
8 JOHN A. LUKE, JR. For For
9 ROBERT MEHRABIAN For For
10 MARK A. NORDENBERG For For
11 CATHERINE A. REIN For For
12 WILLIAM C. RICHARDSON For For
13 SAMUEL C. SCOTT III For For
14 JOHN P. SURMA For For
15 WESLEY W. VON SCHACK For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management For For
RESOLUTION RELATING TO 2008 EXECUTIVE
COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For
VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING A 75% RETENTION Shareholder Against For
POLICY FOR SHARES ACQUIRED THROUGH COMPENSATION
PLANS.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 4
- --------------------------------------------------------------------------------
BP P.L.C.
SECURITY 055622104 MEETING TYPE Annual
TICKER SYMBOL BP MEETING DATE 16-Apr-2009
ISIN US0556221044 AGENDA 933008888 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Management For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
03 DIRECTOR Management
1 MR A BURGMANS For For
2 MRS C B CARROLL For For
3 SIR WILLIAM CASTELL For For
4 MR I C CONN For For
5 MR G DAVID For For
6 MR E B DAVIS, JR For For
7 MR R DUDLEY For For
8 MR D J FLINT For For
9 DR B E GROTE For For
10 DR A B HAYWARD For For
11 MR A G INGLIS For For
12 DR D S JULIUS For For
13 SIR TOM MCKILLOP For For
14 SIR IAN PROSSER For For
15 MR P D SUTHERLAND For For
18 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION
S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO Management For For
A SPECIFIED AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A Management For For
LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-
EMPTION RIGHTS
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF Management For For
GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS
- --------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
SECURITY 254709108 MEETING TYPE Annual
TICKER SYMBOL DFS MEETING DATE 21-Apr-2009
ISIN US2547091080 AGENDA 933004373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Management For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Management For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Management For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Management For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Management For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Management For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Management For For
1H ELECTION OF DIRECTOR: MICHAEL M. MOSKOW Management For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Management For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Management For For
1K ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Management For For
02 APPROVE THE DISCOVER FINANCIAL SERVICES AMENDED Management For For
AND RESTATED 2007 OMNIBUS INCENTIVE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 21-Apr-2009
ISIN US1729671016 AGENDA 933017495 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG Management For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For
1C ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For
1D ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Management For For
1E ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1G ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management For For
1H ELECTION OF DIRECTOR: VIKRAM S. PANDIT Management For For
1I ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For
1J ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Management For For
1K ELECTION OF DIRECTOR: JUDITH RODIN Management For For
1L ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 5
1M ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Management For For
1N ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
03 PROPOSAL TO APPROVE THE CITIGROUP 2009 STOCK Management Against Against
INCENTIVE PLAN.
04 PROPOSAL TO APPROVE CITI'S 2008 EXECUTIVE Management For For
COMPENSATION
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN
INDIVIDUALS.
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
PREDATORY CREDIT CARD PRACTICES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT TWO Shareholder Against For
CANDIDATES BE NOMINATED FOR EACH BOARD POSITION.
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
CARBON PRINCIPLES.
10 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE Shareholder Against For
OFFICERS RETAIN 75% OF THE SHARES ACQUIRED
THROUGH COMPENSATION PLANS FOR TWO YEARS
FOLLOWING TERMINATION OF EMPLOYMENT.
11 STOCKHOLDER PROPOSAL REQUESTING ADDITIONAL Shareholder Against For
DISCLOSURE REGARDING CITI'S COMPENSATION
CONSULTANTS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT Shareholder Against For
STOCKHOLDERS HOLDING 10% OR ABOVE HAVE THE RIGHT
TO CALL SPECIAL SHAREHOLDER MEETINGS.
13 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE Shareholder Against For
VOTING.
- --------------------------------------------------------------------------------
U.S. BANCORP
SECURITY 902973304 MEETING TYPE Annual
TICKER SYMBOL USB MEETING DATE 21-Apr-2009
ISIN US9029733048 AGENDA 933018637 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2010: DOUGLAS M. BAKER, JR.
1B ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2010: Y. MARC BELTON
1C ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2010: RICHARD K. DAVIS
1D ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2010: JOEL W. JOHNSON
1E ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2010: DAVID B. O'MALEY
1F ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2010: O'DELL M. OWENS, M.D., M.P.H.
1G ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2010: CRAIG D. SCHNUCK
1H ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2010: PATRICK T. STOKES
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITOR FOR THE 2009 FISCAL YEAR.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For
PROGRAM.
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 22-Apr-2009
ISIN US3696041033 AGENDA 933003713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
A1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A2 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A15 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B RATIFICATION OF KPMG Management For For
C1 CUMULATIVE VOTING Shareholder Against For
C2 EXECUTIVE COMPENSATION ADVISORY VOTE Shareholder Against For
C3 INDEPENDENT STUDY REGARDING BREAKING UP GE Shareholder Against For
C4 DIVIDEND POLICY Shareholder Against For
C5 SHAREHOLDER VOTE ON GOLDEN PARACHUTES Shareholder Against For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 6
- --------------------------------------------------------------------------------
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 23-Apr-2009
ISIN US7170811035 AGENDA 933011176 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For
1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For
1J ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1K ELECTION OF DIRECTOR: DANA G. MEAD Management For For
1L ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1N ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009.
03 PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management Against Against
PLAN, AS AMENDED AND RESTATED.
04 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For
05 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shareholder Against For
EXECUTIVE COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
- --------------------------------------------------------------------------------
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 24-Apr-2009
ISIN US00206R1023 AGENDA 933004195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For
1C ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1D ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1E ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1F ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For
1G ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1H ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1I ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1J ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1K ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1L ELECTION OF DIRECTOR: MARY S. METZ Management For For
1M ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1N ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
1O ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
03 AMENDMENT TO INCREASE AUTHORIZED SHARES. Management For For
04 REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
06 CUMULATIVE VOTING. Shareholder Against For
07 BYLAW REQUIRING INDEPENDENT CHAIRMAN. Shareholder Against For
08 ADVISORY VOTE ON COMPENSATION. Shareholder Against For
09 PENSION CREDIT POLICY. Shareholder Against For
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 27-Apr-2009
ISIN US4385161066 AGENDA 933006276 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1E ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1F ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1G ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1H ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 7
1I ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1J ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Management For For
03 CUMULATIVE VOTING Shareholder Against For
04 PRINCIPLES FOR HEALTH CARE REFORM Shareholder Against For
05 EXECUTIVE COMPENSATION ADVISORY VOTE Shareholder Against For
06 TAX GROSS-UP PAYMENTS Shareholder Against For
07 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 28-Apr-2009
ISIN US9497461015 AGENDA 933008422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1G ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For
1I ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For
1J ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1K ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1L ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1M ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1N ELECTION OF DIRECTOR: DONALD B. RICE Management For For
1O ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1P ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1Q ELECTION OF DIRECTOR: ROBERT K. STEEL Management For For
1R ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1S ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management For For
RESOLUTION REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVES.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2009.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against
COMPANY'S LONG-TERM INCENTIVE COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING A BY-LAWS Shareholder Against For
AMENDMENT TO REQUIRE AN INDEPENDENT CHAIRMAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shareholder Against For
POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 29-Apr-2009
ISIN US2635341090 AGENDA 933012875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: SAMUEL W. BODMAN Management For For
1B ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1C ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1D ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1E ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1F ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1G ELECTION OF DIRECTOR: JOHN T. DILLON Management For For
1H ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1I ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1J ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1K ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1L ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1M ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON SHAREHOLDER SAY ON EXECUTIVE PAY Shareholder Against For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 8
- --------------------------------------------------------------------------------
SPECTRA ENERGY CORP
SECURITY 847560109 MEETING TYPE Annual
TICKER SYMBOL SE MEETING DATE 07-May-2009
ISIN US8475601097 AGENDA 933017065 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 APPROVAL OF AN AMENDMENT TO SPECTRA ENERGY'S Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE THE
CLASSIFIED STRUCTURE OF ITS BOARD OF DIRECTORS.
02 DIRECTOR Management
1 GREGORY L. EBEL For For
2 PETER B. HAMILTON For For
3 MICHAEL E.J. PHELPS For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA Management For For
ENERGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 07-May-2009
ISIN US92343V1044 AGENDA 933018017 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management For For
04 APPROVAL OF LONG-TERM INCENTIVE PLAN Management For For
05 APPROVAL OF SHORT-TERM INCENTIVE PLAN Management For For
06 PROHIBIT GRANTING STOCK OPTIONS Shareholder Against For
07 SHAREHOLDER ABILITY TO CALL SPECIAL MEETING Shareholder Against For
08 SEPARATE OFFICES OF CHAIRMAN AND CEO Shareholder Against For
09 CUMULATIVE VOTING Shareholder Against For
10 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH Shareholder Against For
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
SECURITY 460146103 MEETING TYPE Annual
TICKER SYMBOL IP MEETING DATE 11-May-2009
ISIN US4601461035 AGENDA 933045189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 DIRECTOR Management
1 JOHN V. FARACI* For For
2 STACEY J. MOBLEY** For For
3 WILLIAM G. WALTER* For For
4 J. STEVEN WHISLER* For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 COMPANY PROPOSAL TO AMEND ARTICLE I AND ARTICLE Management For For
II OF THE COMPANY'S BY-LAWS REGARDING SPECIAL
SHAREOWNER MEETINGS.
04 COMPANY PROPOSAL TO APPROVE THE 2009 INCENTIVE Management For For
COMPENSATION PLAN.
05 SHAREOWNER PROPOSAL CONCERNING SUSTAINABLE Shareholder Against For
FORESTRY.
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 13-May-2009
ISIN US20825C1045 AGENDA 933026317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1H ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1I ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1J ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 9
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
03 PROPOSAL TO APPROVE 2009 OMNIBUS STOCK AND Management For For
PERFORMANCE INCENTIVE PLAN.
04 UNIVERSAL HEALTH CARE PRINCIPLES. Shareholder Against For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Shareholder Against For
06 POLITICAL CONTRIBUTIONS. Shareholder Against For
07 GREENHOUSE GAS REDUCTION. Shareholder Against For
08 OIL SANDS DRILLING. Shareholder Against For
09 DIRECTOR QUALIFICATIONS. Shareholder Against For
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
SECURITY 637071101 MEETING TYPE Annual
TICKER SYMBOL NOV MEETING DATE 13-May-2009
ISIN US6370711011 AGENDA 933034100 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. Management For For
1B ELECTION OF DIRECTOR: GREG L. ARMSTRONG Management For For
1C ELECTION OF DIRECTOR: DAVID D. HARRISON Management For For
2 RATIFICATION OF INDEPENDENT AUDITORS Management For For
3 APPROVAL OF AMENDMENT TO NATIONAL OILWELL VARCO Management For For
LONG-TERM INCENTIVE PLAN
- --------------------------------------------------------------------------------
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 20-May-2009
ISIN US4581401001 AGENDA 933030897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1I ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1J ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY Management Against Against
INCENTIVE PLAN
04 APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE Management Against Against
PROGRAM
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
06 STOCKHOLDER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
07 STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER Shareholder Against For
- --------------------------------------------------------------------------------
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 20-May-2009
ISIN US50075N1046 AGENDA 933033235 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF AJAY BANGA AS A DIRECTOR Management For For
1B ELECTION OF MYRA M. HART AS A DIRECTOR Management For For
1C ELECTION OF LOIS D. JULIBER AS A DIRECTOR Management For For
1D ELECTION OF MARK D. KETCHUM AS A DIRECTOR Management For For
1E ELECTION OF RICHARD A. LERNER M.D. AS A DIRECTOR Management For For
1F ELECTION OF JOHN C. POPE AS A DIRECTOR Management For For
1G ELECTION OF FREDRIC G. REYNOLDS AS A DIRECTOR Management For For
1H ELECTION OF IRENE B. ROSENFELD AS A DIRECTOR Management For For
1I ELECTION OF DEBORAH C. WRIGHT AS A DIRECTOR Management For For
IJ ELECTION OF FRANK G. ZARB AS A DIRECTOR Management For For
02 APPROVAL OF THE AMENDED AND RESTATED 2005 Management Against Against
PERFORMANCE INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING 12/31/2009.
04 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 10
- --------------------------------------------------------------------------------
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 20-May-2009
ISIN US8574771031 AGENDA 933037144 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 DIRECTOR Management
1 K. BURNES For For
2 P. COYM For For
3 P. DE SAINT-AIGNAN For For
4 A. FAWCETT For For
5 D. GRUBER For For
6 L. HILL For For
7 R. KAPLAN For For
8 C. LAMANTIA For For
9 R. LOGUE For For
10 R. SERGEL For For
11 R. SKATES For For
12 G. SUMME For For
13 R. WEISSMAN For For
02 TO APPROVE AMENDMENTS TO STATE STREET'S ARTICLES Management For For
OF ORGANIZATION AND BY-LAWS CHANGING THE
SHAREHOLDER QUORUM AND VOTING REQUIREMENTS,
INCLUDING THE ADOPTION OF A MAJORITY VOTE
STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED 2006 EQUITY Management Against Against
INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE
BY 17 MILLION THE NUMBER OF SHARES OF OUR COMMON
STOCK THAT MAY BE DELIVERED IN SATISFACTION OF
AWARDS UNDER THE PLAN.
04 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Shareholder For For
EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2009.
06 TO VOTE ON A SHAREHOLDER PROPOSAL. Shareholder Against For
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 20-May-2009
ISIN US4062161017 AGENDA 933038487 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1E ELECTION OF DIRECTOR: J.T. HACKETT Management For For
1F ELECTION OF DIRECTOR: D.J. LESAR Management For For
1G ELECTION OF DIRECTOR: R.A. MALONE Management For For
1H ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1I ELECTION OF DIRECTOR: J.A. PRECOURT Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL TO AMEND AND RESTATE THE 1993 STOCK AND Management For For
INCENTIVE PLAN.
04 PROPOSAL TO AMEND AND RESTATE THE 2002 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
07 PROPOSAL ON LOW CARBON ENERGY REPORT. Shareholder Against For
08 PROPOSAL ON ADDITIONAL COMPENSATION DISCUSSION Shareholder Against For
AND ANALYSIS DISCLOSURE.
09 PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
10 PROPOSAL ON IRAQ OPERATIONS. Shareholder Against For
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 27-May-2009
ISIN US1667641005 AGENDA 933051067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1G ELECTION OF DIRECTOR: S. NUNN Management For For
1H ELECTION OF DIRECTOR: D.J. O'REILLY Management For For
1I ELECTION OF DIRECTOR: D.B. RICE Management For For
1J ELECTION OF DIRECTOR: K.W. SHARER Management For For
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 11
1K ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1L ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1M ELECTION OF DIRECTOR: C. WARE Management For For
1N ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS Management For For
FOR PERFORMANCE-BASED AWARDS UNDER THE CHEVRON
INCENTIVE PLAN
04 APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS Management For For
FOR PERFORMANCE-BASED AWARDS UNDER THE LONG-TERM
INCENTIVE PLAN OF CHEVRON CORPORATION
05 SPECIAL STOCKHOLDER MEETINGS Shareholder Against For
06 ADVISORY VOTE ON SUMMARY COMPENSATION TABLE Shareholder Against For
07 GREENHOUSE GAS EMISSIONS Shareholder Against For
08 COUNTRY SELECTION GUIDELINES Shareholder Against For
09 HUMAN RIGHTS POLICY Shareholder Against For
10 HOST COUNTRY LAWS Shareholder Against For
- --------------------------------------------------------------------------------
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 28-May-2009
ISIN US4370761029 AGENDA 933042866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For
1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1D ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1E ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1H ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY
31, 2010.
03 TO AMEND THE SIXTH ARTICLE OF THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS OF
AT LEAST 25% OF SHARES OF THE COMPANY'S
OUTSTANDING COMMON STOCK TO CALL A SPECIAL
MEETING OF SHAREHOLDERS.
04 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder Against For
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
06 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shareholder Against For
DIVERSITY REPORT.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shareholder Against For
COMPENSATION.
08 SHAREHOLDER PROPOSAL REGARDING ENERGY USAGE. Shareholder Against For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 28-May-2009
ISIN CH0033347318 AGENDA 933090691 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 APPROVAL OF THE PAYMENT OF A DIVIDEND THROUGH A Management For For
REDUCTION OF THE PAR VALUE OF THE SHARES IN AN
AMOUNT EQUAL TO SWISS FRANCS 0.25
02 DIRECTOR Management
1 JULIE H. EDWARDS For For
2 MARC E. LELAND For For
3 DAVID W. WILLIAMS For For
03 APPROVAL OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS NOBLE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009
04 APPROVAL OF AN AMENDMENT OF ARTICLE 21 PARAGRAPH Management For For
1(D) OF THE ARTICLES OF ASSOCIATION IN ORDER TO
LIMIT THE CHANGES TO AUTHORIZED AND CONDITIONAL
CAPITAL THAT REQUIRE APPROVAL OF AT LEAST
TWO-THIRDS OF THE SHARES REPRESENTED AT A
GENERAL MEETING TO AN INCREASE IN THE AMOUNT OF
THE AUTHORIZED OR CONDITIONAL SHARE CAPITAL
ProxyEdge
Meeting Date Range: 07/01/2008 to 06/30/2009 Report Date: 07/01/2009
GAMCO Westwood Income Fund 12
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 03-Jun-2009
ISIN US25179M1036 AGENDA 933059417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- -------- ------------------------------------------------ ------------------ ---------------- -----------
01 DIRECTOR Management
1 ROBERT L. HOWARD For For
2 MICHAEL M. KANOVSKY For For
3 J. TODD MITCHELL For For
4 J. LARRY NICHOLS For For
02 RATIFY THE APPOINTMENT OF ROBERT A. MOSBACHER, Management For For
JR. AS A DIRECTOR.
03 RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR 2009.
04 ADOPTION OF THE DEVON ENERGY CORPORATION 2009 Management For For
LONG-TERM INCENTIVE PLAN.
05 ADOPT DIRECTOR ELECTION MAJORITY VOTE STANDARD. Shareholder Against For
GAMCO WESTWOOD INTERMEDIATE BOND FUND
For the period from July 1, 2008 to June 30, 2009, the GAMCO Intermediate
Bond Fund did not hold any voting securities.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The GAMCO Westwood Funds
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 28, 2009
* Print the name and title of each signing officer under his or her
signature.