UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04719
The GAMCO Westwood Funds
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2009 - June 30, 2010
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2009 TO JUNE 30, 2010
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 1
Investment Company Report
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LANGER, INC.
SECURITY 515707107 MEETING TYPE Annual
TICKER SYMBOL GAIT MEETING DATE 14-Jul-2009
ISIN US5157071078 AGENDA 933113160 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WARREN B. KANDERS For For
2 PETER A. ASCH For For
3 STEPHEN M. BRECHER For For
4 BURTT R. EHRLICH For For
5 STUART P. GREENSPON For For
6 W. GRAY HUDKINS For For
7 DAVID S. HERSHBERG For For
02 TO CONSIDER AND VOTE ON AN APPROVAL TO AMEND THE Management For For
COMPANY'S CERTIFICATE OF INCORPORATION TO CHANGE
THE COMPANY'S NAME FROM LANGER, INC. TO PC GROUP,
INC.
03 TO CONSIDER AND VOTE ON AN APPROVAL TO AMEND THE Management For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
DECREASE THE NUMBER OF AUTHORIZED SHARES OF
CAPITAL STOCK FROM 50,250,000 TO 25,000,000.
04 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Management For For
THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2009.
05 IN THEIR DISCRETION, THE NAMED PROXIES ARE Management For For
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS
MAY PROPERLY COME BEFORE THE ANNUAL MEETING, OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
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THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Annual
TICKER SYMBOL GAP MEETING DATE 16-Jul-2009
ISIN US3900641032 AGENDA 933108501 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 J.D. BARLINE For For
2 J.J. BOECKEL For For
3 B. GAUNT For For
4 A. GULDIN For For
5 C.W.E. HAUB For For
6 D. KOURKOUMELIS For For
7 E. LEWIS For For
8 G. MAYS For For
9 M.B. TART-BEZER For For
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SEACOAST BANKING CORPORATION OF FLORIDA
SECURITY 811707306 MEETING TYPE Annual
TICKER SYMBOL SBCF MEETING DATE 17-Jul-2009
ISIN US8117073069 AGENDA 933077427 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JEFFREY C. BRUNER For For
2 H. GILBERT CULBRETH, JR For For
3 CHRISTOPHER E. FOGAL For For
4 DALE M. HUDSON For For
02 INCREASE AUTHORIZED CAPITAL STOCK. Management For For
03 AMEND ARTICLE VII OF THE COMPANY'S ARTICLES OF Management For For
INCORPORATION-PROVISIONS RELATING TO BUSINESS
COMBINATIONS.
04 AMEND ARTICLE X OF THE ARTICLES OF INCORPORATION- Management For For
AMENDMENT OF ARTICLES OF INCORPORATION.
05 AMEND EMPLOYEE STOCK PURCHASE PLAN. Management For For
06 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management For For
COMPENSATION.
07 ADJOURNMENT OF THE ANNUAL MEETING. Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 2
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WILLAMETTE VALLEY VINEYARDS, INC.
SECURITY 969136100 MEETING TYPE Annual
TICKER SYMBOL WVVI MEETING DATE 19-Jul-2009
ISIN US9691361003 AGENDA 933116368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAMES W. BERNAU For For
2 JAMES L. ELLIS For For
3 THOMAS M. BRIAN For For
4 SEAN M. CARY For For
5 DELNA L. JONES For For
6 BETTY M. O'BRIEN For For
7 CRAIG SMITH For For
8 STAN G. TUREL For For
02 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP AS Management For For
AUDITORS.
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ULTRATECH, INC.
SECURITY 904034105 MEETING TYPE Annual
TICKER SYMBOL UTEK MEETING DATE 21-Jul-2009
ISIN US9040341052 AGENDA 933108688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DENNIS R. RANEY For For
2 HENRI RICHARD For For
3 VINCENT F. SOLLITTO, JR For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY THE
COMPANY'S BOARD OF DIRECTORS AS OF THE 2011
ANNUAL MEETING OF STOCKHOLDERS.
4 TO APPROVE AMENDMENTS TO THE COMPANY'S 1993 Management For For
STOCK OPTION/STOCK ISSUANCE PLAN TO EXTEND THE
EXPIRATION DATE OF THE PLAN AND REQUIRE
SHAREHOLDER APPROVAL OF OPTION REPRICING
PROGRAMS.
5 TO TRANSACT OTHER SUCH BUSINESS AS MAY Management For For
PROPOERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, INCLUDING
THE ELECTION OF ANY DIRECTOR IF ANY OF THE ABOVE
NOMINEES IS UNABLE TO SERVE OR FOR GOOD CAUSE
WILL NOT SERVE.
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PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 21-Jul-2009
ISIN US7004162092 AGENDA 933116647 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 BRIAN E. SHORE For For
4 STEVEN T. WARSHAW For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2010.
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PALM HARBOR HOMES, INC.
SECURITY 696639103 MEETING TYPE Annual
TICKER SYMBOL PHHM MEETING DATE 22-Jul-2009
ISIN US6966391038 AGENDA 933116344 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LARRY H. KEENER For For
2 WILLIAM M. ASHBAUGH For For
3 FREDERICK R. MEYER For For
4 A. GARY SHILLING For For
5 TIM SMITH For For
6 W. CHRISTOPHER WELLBORN For For
7 JOHN H. WILSON For For
02 APPROVE THE ADOPTION OF THE PALM HARBOR HOMES Management For For
2009 STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 26, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 3
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MODINE MANUFACTURING COMPANY
SECURITY 607828100 MEETING TYPE Annual
TICKER SYMBOL MOD MEETING DATE 23-Jul-2009
ISIN US6078281002 AGENDA 933115342 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 FRANK W. JONES For For
2 DENNIS J. KUESTER For For
3 MICHAEL T. YONKER For For
02 APPROVE AN AMENDMENT TO THE AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION TO PROVIDE
FOR A MAJORITY VOTING STANDARD FOR THE ELECTION
OF DIRECTORS.
03 APPROVE AN AMENDMENT TO THE BYLAWS TO PROVIDE Management For For
FOR A MAJORITY VOTING STANDARD FOR THE ELECTION
OF DIRECTORS.
04 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
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HAMPTON ROADS BANKSHARES, INC.
SECURITY 409321106 MEETING TYPE Special
TICKER SYMBOL HMPR MEETING DATE 27-Jul-2009
ISIN US4093211062 AGENDA 933120785 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 PROPOSAL TO AMEND THE COMPANY'S AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION, AS AMENDED,
TO AUTHORIZE THE ISSUANCE OF UP TO 70,000,000
SHARES OF COMMON STOCK.
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ENTRUST, INC.
SECURITY 293848107 MEETING TYPE Special
TICKER SYMBOL ENTU MEETING DATE 28-Jul-2009
ISIN US2938481072 AGENDA 933093964 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE MERGER OF ENTRUST, INC. Management For For
SUBSTANTIALLY AS SET FORTH IN THE AGREEMENT AND
PLAN OF MERGER (THE "MERGER AGREEMENT"), DATED
AS OF APRIL 12, 2009, BY AND AMONG HAC HOLDINGS, INC.,
A DELAWARE CORPORATION, HAC ACQUISITION
CORPORATION, A MARYLAND CORPORATION, AND
ENTRUST, INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE MEETING TO APPROVE THE MERGER
OF ENTRUST, INC. SUBSTANTIALLY AS SET FORTH IN THE
MERGER AGREEMENT.
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ROCK FIELD CO.,LTD.
SECURITY J65275109 MEETING TYPE Annual General Meeting
TICKER SYMBOL 2910:Tokyo MEETING DATE 29-Jul-2009
ISIN JP3984200000 AGENDA 702042398 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Approve Minor Revisions Related to Management For For
Dematerialization of Shares and the other Updated Laws and
Regulations, Allow Board to Make Rules Governing Exercise
of
Shareholders' Rights
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 4
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CROWN MEDIA HOLDINGS, INC.
SECURITY 228411104 MEETING TYPE Annual
TICKER SYMBOL CRWN MEETING DATE 30-Jul-2009
ISIN US2284111042 AGENDA 933111522 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM J. ABBOTT For For
2 DWIGHT C. ARN For For
3 ROBERT C. BLOSS For For
4 WILLIAM CELLA For For
5 GLENN CURTIS For For
6 STEVE DOYAL For For
7 BRIAN E. GARDNER For For
8 HERBERT A. GRANATH For For
9 DONALD J. HALL, JR. For For
10 IRVINE O. HOCKADAY, JR. For For
11 A. DRUE JENNINGS For For
12 PETER A. LUND For For
13 BRAD R. MOORE For For
14 DEANNE R. STEDEM For For
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GRAHAM CORPORATION
SECURITY 384556106 MEETING TYPE Annual
TICKER SYMBOL GHM MEETING DATE 30-Jul-2009
ISIN US3845561063 AGENDA 933114011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HELEN H. BERKELEY For For
2 ALAN FORTIER For For
3 JAMES R. LINES For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2010.
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ACERGY S.A.
SECURITY 00443E104 MEETING TYPE Annual
TICKER SYMBOL ACGY MEETING DATE 04-Aug-2009
ISIN US00443E1047 AGENDA 933118110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
09 TO APPROVE TO RENEW ARTICLE 5 OF THE ARTICLES OF Management For For
INCORPORATION AND GRANT AUTHORITY TO THE BOARD
OF DIRECTORS TO ISSUE NEW SHARES AND NOT TO
OFFER SUCH SHARES TO EXISTING SHAREHOLDERS ON A
PRE-EMPTIVE BASIS AS PROPOSED BY THE BOARD OF
DIRECTORS IN THE NOTICE.
10 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Management For For
COMPANY TO CANCEL SHARES WHICH HAVE BEEN
BOUGHT BACK OR WHICH MAY BE BOUGHT BACK FROM
TIME TO TIME BY THE COMPANY OR ANY INDIRECT
SUBSIDIARY THEREOF AS THE BOARD OF DIRECTORS
SEES FIT AND TO MAKE ALL CONSEQUENTIAL CHANGES TO
THE ARTICLES OF INCORPORATION TO REFLECT THE
CANCELLATION IN THE NUMBER OF ISSUED COMMON
SHARES.
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HAWKINS, INC.
SECURITY 420261109 MEETING TYPE Annual
TICKER SYMBOL HWKN MEETING DATE 05-Aug-2009
ISIN US4202611095 AGENDA 933122335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN S. MCKEON For For
2 JOHN R. HAWKINS For For
3 JAMES A. FAULCONBRIDGE For For
4 DUANE M. JERGENSON For For
5 DARYL I. SKAAR For For
6 JAMES T. THOMPSON For For
7 JEFFREY L. WRIGHT For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 5
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CAVALIER HOMES, INC.
SECURITY 149507105 MEETING TYPE Special
TICKER SYMBOL CAV MEETING DATE 13-Aug-2009
ISIN US1495071052 AGENDA 933123654 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JUNE 14, 2009, AS AMENDED FROM
TIME TO TIME, BY AND AMONG SOUTHERN ENERGY
HOMES, INC., T MERGER SUB, INC. AND CAVALIER HOMES,
INC.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE AGREEMENT AND PLAN OF MERGER.
03 TO CONSIDER AND ACT UPON SUCH OTHER MATTERS AS Management For For
MAY PROPERLY COME BEFORE THE SPECIAL MEETING.
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FARMERS & MERCHANTS BANK OF LONG BEACH
SECURITY 308243104 MEETING TYPE Annual
TICKER SYMBOL FMBL MEETING DATE 13-Aug-2009
ISIN US3082431046 AGENDA 933123933 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD W. DARLING For For
2 WALTER M. FLORIE For For
3 WILLIAM G. HAYTER For For
4 TIMOTHY W. JACKERT For For
5 LAWRENCE J. MCLAUGHLIN For For
6 DANIEL K. WALKER For For
7 TIMOTHY M. WILSON For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANT OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
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KKR & CO. (GUERNSEY) L.P.
SECURITY G52830109 MEETING TYPE Annual General Meeting
TICKER SYMBOL AMS:KKR MEETING DATE 14-Aug-2009
ISIN GB00B13BNQ35 AGENDA 702056537 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
Please note the meeting type is a written consent Non-Voting
Please note you must vote "FOR" to consent or "AGAINST" Non-Voting
to not
consent on the-below resolution
1. To consummate the combination of the asset management Management For For
business of KKR & Co. L.P. ("KKR") and its affiliates
with the
assets and liabilities of KKR Private Equity Investors,
L.P. ("KPE")
pursuant to the Amended and Restated Purchase and Sale
Agreement, dated as of July 19, 2009, by and among KPE and
KKR and the other parties thereto, as it may be amended or
modified from time to time.
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INTERPUMP GROUP SPA, SANT'ILARIO (RE)
SECURITY T5513W107 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 24-Aug-2009
ISIN IT0001078911 AGENDA 702052755 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A SE-COND CALL ON 25
AUG 2009 (AND A THIRD CALL ON 26 AUG 2009).
CONSEQUENTLY, YOUR-VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS
AMEN-DED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM-IS MET OR
THE MEETING IS CANCELLED. THANK YOU.
1. Authorize the Board of Directors council to increase the Management No Action
share
capital any adjournment thereof and amend Article 5 of the
Company
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WHX CORPORATION
SECURITY 929248607 MEETING TYPE Annual
TICKER SYMBOL WXCO MEETING DATE 25-Aug-2009
ISIN US9292486076 AGENDA 933126701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 ROBERT FRANKFURT For For
3 JACK L. HOWARD For For
4 GLEN M. KASSAN For For
5 LOUIS KLEIN, JR. For For
6 JOHN H. MCNAMARA JR. For For
7 JOHN J. QUICKE For For
8 GAREN W. SMITH For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 6
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MATRIXX INITIATIVES, INC.
SECURITY 57685L105 MEETING TYPE Annual
TICKER SYMBOL MTXX MEETING DATE 26-Aug-2009
ISIN US57685L1052 AGENDA 933125569 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SAMUEL C. COWLEY* For For
2 L. WHITE MATTHEWS, III* For For
3 WILLIAM C. EGAN** For For
02 APPROVE AN AMENDMENT TO MATRIXX INITIATIVES, INC. Management Against Against
2001 LONG-TERM INCENTIVE PLAN (THE "2001 INCENTIVE
PLAN") TO INCREASE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 1,500,000 TO 2,250,000,
TO EXTEND THE TERM OF THE 2001 INCENTIVE PLAN FOR
AN ADDITIONAL FIVE YEARS, AND TO MAKE OTHER
TECHNICAL CHANGES TO UPDATE AND CLARIFY CERTAIN
ASPECTS OF THE 2001 INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Management For For
MCCANN P.C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2010.
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CAPSTONE TURBINE CORPORATION
SECURITY 14067D102 MEETING TYPE Annual
TICKER SYMBOL CPST MEETING DATE 27-Aug-2009
ISIN US14067D1028 AGENDA 933122739 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ELIOT G. PROTSCH For For
2 RICHARD K. ATKINSON For For
3 JOHN V. JAGGERS For For
4 DARREN R. JAMISON For For
5 NOAM LOTAN For For
6 GARY J. MAYO For For
7 GARY D. SIMON For For
8 HOLLY A. VAN DEURSEN For For
9 DARRELL J. WILK For For
2 APPROVAL OF AN AMENDMENT TO THE CAPSTONE Management For For
TURBINE CORPORATION AMENDED AND RESTATED 2000
EQUITY INCENTIVE PLAN, AS AMENDED;
3 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
31, 2010; AND
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BANK OF FLORIDA CORPORATION
SECURITY 062128103 MEETING TYPE Special
TICKER SYMBOL BOFL MEETING DATE 27-Aug-2009
ISIN US0621281031 AGENDA 933131043 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ADOPTION OF AN AMENDMENT TO OUR ARTICLES OF Management Against Against
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
20,000,000 TO 100,000,000 AND THE NUMBER OF
AUTHORIZED SHARES OF PREFERRED STOCK FROM
1,000,000 TO 10,000,000.
02 AUTHORIZATION OF A PRIVATE PLACEMENT OF OUR Management Against Against
SECURITIES TO ACCREDITED INVESTORS, INCLUDING OUR
INSIDERS.
03 THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT Management Against Against
ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES TO APPROVE EITHER OF THE
FOREGOING PROPOSALS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 7
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VITASOY INTERNATIONAL HOLDINGS LTD
SECURITY Y93794108 MEETING TYPE Annual General Meeting
TICKER SYMBOL VTSYF MEETING DATE 03-Sep-2009
ISIN HK0345001611 AGENDA 702046637 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF 'ABSTAIN' WILL BE TREATED T-HE SAME AS A 'TAKE NO
ACTION' VOTE. THANK YOU.
1. Receive and adopt the audited financial statements and the Management For For
reports of the Directors and Auditors for the YE 31 MAR
2009
2. Approve the payment of a final dividend in respect of the Management For For
YE 31
MAR 2009
3. Approve the payment of a special dividend in respect of Management For For
the YE 31
MAR 2009
4.A.1 Re-elect Dr. the Honorable. Sir David Kwok-po LI as a Management For For
Director
4.A.2 Re-elect Mr. Jan P. S. ERLUND as a Director Management For For
4.A.3 Re-elect Mr. Eric Fat YU as a Director Management For For
4.B Approve to fix the remuneration of the Directors Management For For
5. Appoint the Auditors and authorize the Directors to fix Management For For
their
remuneration
6.A Authorize the Directors of the Company to issue, allot Management For For
and deal
with additional shares in the capital of the Company, and
to make
or grant offers, agreements and options in respect
thereof, subject
to the following conditions: [a] such mandate shall not
extend
beyond the relevant period [as specified] save that the
Directors of
the Company may during the relevant period which might
require
the exercise of such powers after the end of the relevant
period;
the aggregate nominal amount shall not exceed the 20% of
the
share capital of the Company in issue at the date of
passing of
this resolution plus [if the Directors of the Company are
so
authorized by separate resolution of shareholders of the
Company] the nominal amount of share capital of the
Company
repurchased by the Company subsequent to the passing of
this
resolution [up to a maximum equivalent to 10% of the
aggregate
nominal amount of share capital in issue at date of
passing this
resolution] otherwise than pursuant to [i] a rights
issue [as
specified]; [ii] any scrip dividend scheme or similar
arrangement
for time being adopted for the grant or issue to Officers
and/or
employees of the Company and/or any of its subsidiaries of
shares or rights to acquire shares of the Company;
[Authority
expires whichever is earlier at the conclusion of the
next AGM of
the Company or the expiration of the period within which
the next
AGM of the Company is required by the Articles of
Association of
the Company or any applicable laws to be held]
6.B Authorize the Directors of the Company an unconditional Management For For
general
mandate to repurchase shares of HKD 0.25 each in the
capital of
the Company, and to purchase shares subject to and in
accordance with all applicable laws, rules and
regulations subject
to the conditions: [a] such mandate shall not extend
beyond the
relevant period [which shall have the same meaning for the
purpose of this resolution, mutatis mutandis, as
specified; [b] such
mandate shall authorize the Directors of the Company to
procure
the Company to repurchase shares at such prices as the
Directors
of the Company may at their discretion determine; [c] and
the
aggregate nominal amount of shares repurchased or agreed
to be
repurchased by the Company pursuant to paragraph of this
resolution during the relevant period shall not exceed
10% of the
aggregate nominal amount of the share capital of the
Company in
issue at the date of passing of this resolution and the
said
approval shall be limited accordingly
6.C Approve, conditional upon the passing of resolutions 6A Management For For
and
6B,the aggregate nominal amount of the shares which are
repurchased by the Company pursuant to and in accordance
with
resolution 6B specified in the notice of AGM shall be
added to the
aggregate nominal amount of the shares which may be
allotted or
agreed, conditionally or unconditionally, to be allotted
by the
Directors of the Company pursuant to and in accordance
with
resolution 6A
- --------------------------------------------------------------------------------
FIBERNET TELECOM GROUP, INC.
SECURITY 315653402 MEETING TYPE Special
TICKER SYMBOL FTGX MEETING DATE 09-Sep-2009
ISIN US3156534022 AGENDA 933131459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
AMONG FIBERNET, ZAYO GROUP, LLC, A DELAWARE
LIMITED LIABILITY COMPANY, AND ZAYO MERGER SUB,
INC., A DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF ZAYO GROUP, LLC, AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO
WHICH ZAYO MERGER SUB, INC. WILL MERGE WITH AND
INTO FIBERNET.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL #1, PROPOSAL TO ADOPT THE MERGER
AGREEMENT.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 8
- --------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC.
SECURITY 632347100 MEETING TYPE Annual
TICKER SYMBOL NATH MEETING DATE 10-Sep-2009
ISIN US6323471002 AGENDA 933125949 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT J. EIDE For For
2 ERIC GATOFF For For
3 BRIAN S. GENSON For For
4 BARRY LEISTNER For For
5 HOWARD M. LORBER For For
6 WAYNE NORBITZ For For
7 DONALD L. PERLYN For For
8 A.F. PETROCELLI For For
9 CHARLES RAICH For For
- --------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION
SECURITY 343468104 MEETING TYPE Annual
TICKER SYMBOL FLOW MEETING DATE 10-Sep-2009
ISIN US3434681041 AGENDA 933128969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR FOR 3 YEAR TERM: RICHARD P. Management For For
FOX
1B ELECTION OF DIRECTOR FOR 3 YEAR TERM: LORENZO C. Management For For
LAMADRID
1C ELECTION OF DIRECTOR FOR 1 YEAR TERM: ARLEN I. Management For For
PRENTICE
02 APPROVAL OF AN AMENDMENT OF THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK FROM
49,000,000 TO 84,000,000.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 Management Against Against
EQUITY INCENTIVE PLAN THAT INCREASES THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN
BY 2,500,000 SHARES.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
MICRUS ENDOVASCULAR CORPORATION
SECURITY 59518V102 MEETING TYPE Annual
TICKER SYMBOL MEND MEETING DATE 15-Sep-2009
ISIN US59518V1026 AGENDA 933126953 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MICHAEL L. EAGLE For For
2 FRED HOLUBOW For For
3 GREGORY H. WOLF For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2010.
- --------------------------------------------------------------------------------
NASHUA CORPORATION
SECURITY 631226107 MEETING TYPE Special
TICKER SYMBOL NSHA MEETING DATE 15-Sep-2009
ISIN US6312261075 AGENDA 933132538 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 THE APPROVAL OF THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MAY 6, 2009, AMONG CENVEO, INC.
("CENVEO"), NM ACQUISITION CORP., A WHOLLY-OWNED
SUBSIDIARY OF CENVEO ("MERGER SUB"), AND NASHUA
CORPORATION PURSUANT TO WHICH NASHUA
CORPORATION AND MERGER SUB WILL MERGE, AND THE
TRANSACTIONS CONTEMPLATED THEREBY.
02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY, TO PERMIT NASHUA
CORPORATION TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES TO CONSTITUTE A QUORUM OR
TO APPROVE THE AGREEMENT AND PLAN OF MERGER.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 9
- --------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
SECURITY 591520200 MEETING TYPE Annual
TICKER SYMBOL MEI MEETING DATE 17-Sep-2009
ISIN US5915202007 AGENDA 933127981 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WALTER J. ASPATORE For For
2 WARREN L. BATTS For For
3 J. EDWARD COLGATE For For
4 DARREN M. DAWSON For For
5 DONALD W. DUDA For For
6 ISABELLE C. GOOSSEN For For
7 CHRISTOPHER J. HORNUNG For For
8 PAUL G. SHELTON For For
9 LAWRENCE B. SKATOFF For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE'S Management For For
SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 1, 2010.
- --------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES CORPORATION
SECURITY 130439102 MEETING TYPE Contested-Annual
TICKER SYMBOL CAMD MEETING DATE 17-Sep-2009
ISIN US1304391022 AGENDA 933128680 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN FICHTHORN Withheld *
2 J. MICHAEL GULLARD Withheld *
3 KENNETH POTASHNER Withheld *
4 MGT NOM JON S. CASTOR Withheld *
5 MGT NOM ROBERT DICKSON Withheld *
6 MGT NOM DR. EDWARD ROSS Withheld *
7 MGT NOM DAVID WITTROCK Withheld *
02 THE COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF Management For *
GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING MARCH 31, 2010.
03 THE COMPANY'S PROPOSAL TO AMEND THE 1995 Management Abstain *
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 200,000 SHARES FROM 1,940,000 SHARES
TO 2,140,000 SHARES.
*MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Contested-Annual
TICKER SYMBOL GRB MEETING DATE 17-Sep-2009
ISIN US3737301008 AGENDA 933133504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 JAVIER PEREZ For For
7 CAROLE F. ST. MARK For For
8 W. JERRY VEREEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2010 FISCAL YEAR.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE GERBER Management Against Against
SCIENTIFIC, INC. 2006 OMNIBUS INCENTIVE PLAN TO
INCREASE BY 1,250,000 SHARES THE NUMBER OF SHARES
OF THE COMPANY'S COMMON STOCK AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 10
- --------------------------------------------------------------------------------
SKYLINE CORPORATION
SECURITY 830830105 MEETING TYPE Annual
TICKER SYMBOL SKY MEETING DATE 21-Sep-2009
ISIN US8308301055 AGENDA 933131144 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ARTHUR J. DECIO For For
2 THOMAS G. DERANEK For For
3 JOHN C. FIRTH For For
4 JERRY HAMMES For For
5 WILLIAM H. LAWSON For For
6 DAVID T. LINK For For
7 ANDREW J. MCKENNA For For
- --------------------------------------------------------------------------------
TIB FINANCIAL CORP.
SECURITY 872449103 MEETING TYPE Special
TICKER SYMBOL TIBB MEETING DATE 23-Sep-2009
ISIN US8724491035 AGENDA 933141359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 FOR APPROVAL TO GRANT THE PROXY HOLDERS Management For For
DISCRETIONARY AUTHORITY TO VOTE TO ADJOURN THE
SPECIAL MEETING FOR UP TO 120 DAYS TO ALLOW FOR
THE SOLICITATION OF ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT SHARES VOTED AT THE SPECIAL MEETING,
IN PERSON OR BY PROXY, TO APPROVE PROPOSAL ONE.
- --------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC.
SECURITY 232860106 MEETING TYPE Special
TICKER SYMBOL DECC MEETING DATE 24-Sep-2009
ISIN US2328601065 AGENDA 933133946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF MAY 10, 2009, BY
AND AMONG WINDSTREAM CORPORATION, DELTA
MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF
WINDSTREAM, AND D&E COMMUNICATIONS, INC.
02 PROPOSAL TO GRANT DISCRETIONARY AUTHORITY TO Management For For
ADJOURN THE MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF ADOPTING THE AGREEMENT AND
PLAN OF MERGER.
- --------------------------------------------------------------------------------
VIEWCAST CORPORATION
SECURITY 926713108 MEETING TYPE Annual
TICKER SYMBOL VCST MEETING DATE 01-Oct-2009
ISIN US9267131087 AGENDA 933133910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GEORGE C. PLATT For For
2 DAVID T. STONER For For
3 JOSEPH AUTEM For For
4 SHEREL D. HORSLEY For For
5 DAVID W. BRANDENBURG For For
6 JOHN W. SLOCUM, JR. For For
02 AMENDMENT OF THE 2005 INCENTIVE STOCK PLAN TO Management Against Against
INCREASE THE NUMBER OF AVAILABLE SHARES OF
COMMON STOCK UNDER THE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF BKD, LLP AS Management For For
VIEWCAST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR.
- --------------------------------------------------------------------------------
SCHMITT INDUSTRIES, INC.
SECURITY 806870200 MEETING TYPE Annual
TICKER SYMBOL SMIT MEETING DATE 02-Oct-2009
ISIN US8068702005 AGENDA 933138186 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 WAYNE A CASE For For
2 MAYNARD E BROWN For For
3 JAMES A FITZHENRY For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 11
- --------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION
SECURITY 863111100 MEETING TYPE Annual
TICKER SYMBOL STRT MEETING DATE 06-Oct-2009
ISIN US8631111007 AGENDA 933136168 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HAROLD M. STRATTON II For For
2 ROBERT FEITLER For For
- --------------------------------------------------------------------------------
NEOGEN CORPORATION
SECURITY 640491106 MEETING TYPE Annual
TICKER SYMBOL NEOG MEETING DATE 08-Oct-2009
ISIN US6404911066 AGENDA 933142793 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LON M. BOHANNON For For
2 A. CHARLES FISCHER For For
3 RICHARD T. CROWDER, PHD For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REGARDING MODIFICATION OF Shareholder Against For
EXISTING TRADING POLICY.
- --------------------------------------------------------------------------------
5N PLUS INC.
SECURITY 33833X101 MEETING TYPE Annual
TICKER SYMBOL FPLSF MEETING DATE 08-Oct-2009
ISIN CA33833X1015 AGENDA 933145701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTORS FOR ALL NOMINEES PROPOSED Management For For
FOR ELECTION AS DIRECTORS IN THE MANAGEMENT
PROXY CIRCULAR.
02 THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION.
- --------------------------------------------------------------------------------
MSC.SOFTWARE CORPORATION
SECURITY 553531104 MEETING TYPE Special
TICKER SYMBOL MSCS MEETING DATE 09-Oct-2009
ISIN US5535311048 AGENDA 933138554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JULY 7, 2009, BY AND AMONG
MSC.SOFTWARE CORPORATION, A DELAWARE
CORPORATION, MAXIMUS HOLDINGS INC., A DELAWARE
CORPORATION, AND MAXIMUS INC., A DELAWARE
CORPORATION, AS IT MAY BE AMENDED FROM TIME TO
TIME, PURSUANT TO WHICH MSC.SOFTWARE
CORPORATION WILL BE ACQUIRED BY MAXIMUS HOLDINGS INC.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF
SUCH ADJOURNMENT OR POSTPONEMENT TO ADOPT THE
AGREEMENT AND THE PLAN OF MERGER.
- --------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC.
SECURITY 147448104 MEETING TYPE Annual
TICKER SYMBOL CWST MEETING DATE 13-Oct-2009
ISIN US1474481041 AGENDA 933142844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN W. CASELLA For For
2 JOHN F. CHAPPLE For For
3 JAMES P. MCMANUS For For
02 TO APPROVE THE AMENDMENTS TO THE COMPANY'S 2006 Management Against Against
STOCK INCENTIVE PLAN, AS AMENDED.
03 TO RATIFY THE APPOINTMENT OF CATURANO AND Management For For
COMPANY, P.C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 12
- --------------------------------------------------------------------------------
THE MARCUS CORPORATION
SECURITY 566330106 MEETING TYPE Annual
TICKER SYMBOL MCS MEETING DATE 14-Oct-2009
ISIN US5663301068 AGENDA 933137994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 STEPHEN H. MARCUS For For
2 DIANE MARCUS GERSHOWITZ For For
3 DANIEL F. MCKEITHAN, JR For For
4 ALLAN H. SELIG For For
5 TIMOTHY E. HOEKSEMA For For
6 BRUCE J. OLSON For For
7 PHILIP L. MILSTEIN For For
8 BRONSON J. HAASE For For
9 JAMES D. ERICSON For For
10 GREGORY S. MARCUS For For
- --------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY
SECURITY 855668109 MEETING TYPE Annual
TICKER SYMBOL SCX MEETING DATE 14-Oct-2009
ISIN US8556681091 AGENDA 933145763 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 R.L. MONTGOMERY, JR. For For
2 DOUGLAS A. STARRETT For For
- --------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 19-Oct-2009
ISIN US03475V1017 AGENDA 933142870 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WESLEY E. JOHNSON, JR. For For
2 JAN KELTJENS For For
3 STEVEN R. LAPORTE For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2010.
03 TO AMEND ANGIODYNAMICS' 2004 STOCK AND INCENTIVE Management Against Against
AWARD PLAN TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN FROM 3,000,000 TO 3,750,000.
- --------------------------------------------------------------------------------
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Annual
TICKER SYMBOL MRCY MEETING DATE 21-Oct-2009
ISIN US5893781089 AGENDA 933146094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RUSSELL K. JOHNSEN For For
2 VINCENT VITTO For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE MERCURY COMPUTER SYSTEMS, INC. 2005 STOCK
INCENTIVE PLAN DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management For For
THE MERCURY COMPUTER SYSTEMS, INC. 1997 EMPLOYEE
STOCK PURCHASE PLAN DESCRIBED IN THE PROXY STATEMENT.
04 TO APPROVE THE MERCURY COMPUTER SYSTEMS, INC. Management For For
ANNUAL EXECUTIVE BONUS PLAN - CORPORATE
FINANCIAL PERFORMANCE DESCRIBED IN THE PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 13
- --------------------------------------------------------------------------------
FLORIDA PUBLIC UTILITIES COMPANY
SECURITY 341135101 MEETING TYPE Special
TICKER SYMBOL FPU MEETING DATE 22-Oct-2009
ISIN US3411351014 AGENDA 933145092 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, BY Management Against Against
AND AMONG FLORIDA PUBLIC UTILITIES, CHESAPEAKE
UTILITIES CORPORATION AND CPK PELICAN, INC., AND THE
MERGER CONTEMPLATED BY THE MERGER AGREEMENT.
02 ADJOURN THE SPECIAL MEETING, AT THE DISCRETION OF Management Against Against
THE PROXIES, TO SOLICIT ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------
MGP INGREDIENTS, INC.
SECURITY 55302G103 MEETING TYPE Annual
TICKER SYMBOL MGPI MEETING DATE 22-Oct-2009
ISIN US55302G1031 AGENDA 933148303 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LINDA E. MILLER For For
2 DARYL R. SCHALLER, PHD For For
02 PROPOSAL TO AMEND SECTION 4(A) OF THE STOCK Management Against Against
INCENTIVE PLAN OF 2004 TO INCREASE THE NUMBER OF
SHARES AUTHORIZED TO BE AWARDED UNDER THE PLAN
FROM 980,000 TO 2,680,000.
03 PROPOSAL TO AMEND SECTION 8(B)(II) OF THE STOCK Management For For
INCENTIVE PLAN OF 2004 TO ADD MODIFIED ECONOMIC
PROFIT AS A BUSINESS CRITERIA THAT MAY BE USED IN
AWARDS INTENDED TO QUALIFY AS PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL
REVENUE.
04 PROPOSAL TO AMEND SECTION 1.3(A) OF THE NON- Management Against Against
EMPLOYEE DIRECTORS' RESTRICTED STOCK PLAN TO
INCREASE THE NUMBER OF SHARES AUTHORIZED TO BE
AWARDED UNDER SUCH PLAN FROM 75,000 TO 175,000.
- --------------------------------------------------------------------------------
ELITE PHARMACEUTICALS, INC.
SECURITY 28659T200 MEETING TYPE Annual
TICKER SYMBOL ELTP MEETING DATE 23-Oct-2009
ISIN US28659T2006 AGENDA 933148214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JERRY TREPPEL For For
2 ASHOK NIGALAYE For For
3 JAI NARINE For For
4 RAM POTTI For For
5 BARRY DASH, PH. D For For
6 CHRIS DICK For For
7 JEFFREY WHITNELL. For For
02 PROPOSAL TO APPROVE AND RATIFY THE AMENDMENT TO Management For For
THE CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 210,000,000 TO 355,516,558, REDUCE THE
AUTHORIZED SHARES OF PREFERRED STOCK FROM
5,000,000 TO 4,483,442 AND REDUCE THE PAR VALUE OF
THE AUTHORIZED SHARES OF COMMON STOCK FROM
$0.01 TO $0.001 PER SHARE.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Management For For
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
NYFIX, INC
SECURITY 670712108 MEETING TYPE Special
TICKER SYMBOL NYFX MEETING DATE 03-Nov-2009
ISIN US6707121082 AGENDA 933151108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
AUGUST 26, 2009, BY AND AMONG NYSE TECHNOLOGIES,
INC., CBR ACQUISITION CORP. AND NYFIX, WHICH WE
REFER TO AS THE MERGER AGREEMENT, THAT PROVIDES
FOR CBR ACQUISITION CORP. TO BE MERGED WITH AND
INTO NYFIX, WITH NYFIX AS THE SURVIVING
CORPORATION.
02 TO CONSIDER AND VOTE UPON AN ADJOURNMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE MERGER AGREEMENT.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 14
- --------------------------------------------------------------------------------
LEXCOM, INC.
SECURITY 528864101 MEETING TYPE Special
TICKER SYMBOL LXCMB MEETING DATE 03-Nov-2009
ISIN US5288641013 AGENDA 933153568 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT Management For For
AND PLAN OF SHARE EXCHANGE, BETWEEN WINDSTREAM
CORPORATION AND LEXCOM, INC. PURSUANT TO THE
SHARE EXCHANGE, WINDSTREAM WILL ACQUIRE ALL OF
THE OUTSTANDING SHARES OF LEXCOM AND EACH OF
LEXCOM SHAREHOLDER (EXCEPT WINDSTREAM) WILL
BECOME ENTITLED TO RECEIVE CASH CONSIDERATION
FOR EACH OUTSTANDING SHARE OF LEXCOM STOCK.
02 AUTHORIZING THE PROXIES NAMED ABOVE TO VOTE IN Management For For
ACCORDANCE WITH THEIR BEST JUDGMENT UPON SUCH
OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING.
- --------------------------------------------------------------------------------
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Annual
TICKER SYMBOL MAG MEETING DATE 05-Nov-2009
ISIN US5594241060 AGENDA 933146121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID A. BLOSS, SR. For For
2 YON Y. JORDEN For For
3 MITCHELL I. QUAIN For For
4 DAVID P. REILAND For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
03 APPROVAL OF ADOPTION OF THE SECOND AMENDED AND Management For For
RESTATED 2004 STOCK INCENTIVE PLAN OF MAGNETEK, INC.
- --------------------------------------------------------------------------------
SYMMETRICOM, INC.
SECURITY 871543104 MEETING TYPE Annual
TICKER SYMBOL SYMM MEETING DATE 06-Nov-2009
ISIN US8715431040 AGENDA 933149735 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT T. CLARKSON For For
2 DAVID G. COTE For For
3 ALFRED BOSCHULTE For For
4 JAMES A. CHIDDIX For For
5 ELIZABETH A. FETTER For For
6 ROBERT J. STANZIONE For For
7 R.M. NEUMEISTER, JR. For For
8 DR. RICHARD W. OLIVER For For
9 RICHARD N. SNYDER For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
- --------------------------------------------------------------------------------
SCHIFF NUTRITION INTERNATIONAL, INC.
SECURITY 806693107 MEETING TYPE Annual
TICKER SYMBOL WNI MEETING DATE 09-Nov-2009
ISIN US8066931077 AGENDA 933149951 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ERIC WEIDER For For
2 GEORGE F. LENGVARI For For
3 BRUCE J. WOOD For For
4 RONALD L. COREY For For
5 MICHAEL HYATT For For
6 EUGENE B. JONES For For
7 ROGER H. KIMMEL For For
8 BRIAN P. MCDERMOTT For For
- --------------------------------------------------------------------------------
BALDWIN TECHNOLOGY COMPANY, INC.
SECURITY 058264102 MEETING TYPE Annual
TICKER SYMBOL BLD MEETING DATE 10-Nov-2009
ISIN US0582641025 AGENDA 933155170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 S.B. FORTENBAUGH III For For
2 ROLF BERGSTROM For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 15
- --------------------------------------------------------------------------------
SWS GROUP INC.
SECURITY 78503N107 MEETING TYPE Annual
TICKER SYMBOL SWS MEETING DATE 17-Nov-2009
ISIN US78503N1072 AGENDA 933151576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DON A. BUCHHOLZ For For
2 DONALD W. HULTGREN For For
3 ROBERT A. BUCHHOLZ For For
4 BRODIE L. COBB For For
5 I.D. FLORES III For For
6 LARRY A. JOBE For For
7 FREDERICK R. MEYER For For
8 DR. MIKE MOSES For For
9 JOEL T. WILLIAMS III For For
02 AN AMENDMENT TO THE SWS GROUP, INC. 2005 DEFERRED Management For For
COMPENSATION PLAN TO INCREASE THE AUTHORIZED
SHARES FROM 375,000 TO 675,000 SHARES.
03 THE RATIFICATION OF THE SELECTION OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JUNE 25, 2010.
- --------------------------------------------------------------------------------
LECROY CORPORATION
SECURITY 52324W109 MEETING TYPE Annual
TICKER SYMBOL LCRY MEETING DATE 18-Nov-2009
ISIN US52324W1099 AGENDA 933149709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM G. SCHEERER For For
2 ALLYN C. WOODWARD, JR. For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S AMENDED Management For For
AND RESTATED 1995 EMPLOYEE STOCK PURCHASE PLAN
TO EXTEND THE TERMINATION DATE OF THE PLAN TO
NOVEMBER 30, 2015 AND TO INCREASE BY 800,000 SHARES
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
- --------------------------------------------------------------------------------
DELTA NATURAL GAS COMPANY, INC.
SECURITY 247748106 MEETING TYPE Annual
TICKER SYMBOL DGAS MEETING DATE 19-Nov-2009
ISIN US2477481061 AGENDA 933154697 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MICHAEL J. KISTNER For For
2 MICHAEL R. WHITLEY For For
02 PROPOSAL RELATING TO APPROVAL OF AN INCENTIVE Management Against Against
COMPENSATION PLAN TO BE EFFECTIVE JANUARY 1, 2010.
- --------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP.
SECURITY 820017101 MEETING TYPE Annual
TICKER SYMBOL SMED MEETING DATE 19-Nov-2009
ISIN US8200171010 AGENDA 933154712 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RAMSAY GILLMAN For For
2 JOHN W. DALTON For For
3 PARRIS H. HOLMES For For
4 DR. BURTON J. KUNIK For For
5 F. GARDNER PARKER For For
6 PHILIP C. ZERRILLO For For
- --------------------------------------------------------------------------------
ORITANI FINANCIAL CORP.
SECURITY 686323106 MEETING TYPE Annual
TICKER SYMBOL ORIT MEETING DATE 24-Nov-2009
ISIN US6863231063 AGENDA 933157174 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MICHAEL A. DEBERNARDI For For
2 ROBERT S. HEKEMIAN, JR. For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ORITANI FINANCIAL CORP. FOR THE FISCAL YEAR
ENDING JUNE 30, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 16
- --------------------------------------------------------------------------------
AMERITYRE CORPORATION
SECURITY 03073V107 MEETING TYPE Annual
TICKER SYMBOL AMTY MEETING DATE 02-Dec-2009
ISIN US03073V1070 AGENDA 933158380 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LOUIS M. HAYNIE For For
2 HENRY D. MOYLE, JR. For For
3 SILAS O. KINES, JR. For For
4 STEVE M. HANNI For For
5 FRANCIS E. DOSAL For For
02 RATIFY THE APPOINTMENT OF HJ & ASSOCIATES, LLC AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 03-Dec-2009
ISIN US29428R1032 AGENDA 933156615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 JOHN L. CECIL For For
6 PETER A. FLAHERTY For For
7 TIMOTHY T. TAUSSIG For For
02 RATIFICATION OF THE APPOINTMENT OF CF & CO., L.L.P. Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC.
SECURITY 68243Q106 MEETING TYPE Annual
TICKER SYMBOL FLWS MEETING DATE 03-Dec-2009
ISIN US68243Q1067 AGENDA 933156653 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LAWRENCE CALCANO For For
2 JAMES CANNAVINO For For
3 JEFFREY C. WALKER For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM PROPOSAL TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
27, 2010 AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE THE 2003 LONG TERM INCENTICE AND SHARE Management For For
PLAN AS AMENDED AND RESTATED AS OF OCTOBER 22, 2009.
04 TO APPROVE THE SECTION 16 EXECUTIVE OFFICER BONUS Management For For
PLAN, AS AMENDED AND RESTATED AS OF OCTOBER 22, 2009.
- --------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLORIDA
SECURITY 811707306 MEETING TYPE Special
TICKER SYMBOL SBCF MEETING DATE 03-Dec-2009
ISIN US8117073069 AGENDA 933157720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 INCREASE AUTHORIZED CAPITAL STOCK Management For For
02 ADJOURNMENT OF THE MEETING Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 17
- --------------------------------------------------------------------------------
THERMOGENESIS CORP.
SECURITY 883623209 MEETING TYPE Annual
TICKER SYMBOL KOOL MEETING DATE 07-Dec-2009
ISIN US8836232095 AGENDA 933158037 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HUBERT E. HUCKEL, M.D. For For
2 PATRICK MCENANY For For
3 TIFFANY OLSON For For
4 MAHENDRA RAO, PH.D. For For
5 J. MELVILLE ENGLE For For
02 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC.
SECURITY 19421R200 MEETING TYPE Annual
TICKER SYMBOL CLCT MEETING DATE 08-Dec-2009
ISIN US19421R2004 AGENDA 933157631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 DEBORAH A. FARRINGTON For For
3 DAVID G. HALL For For
4 MICHAEL J. MCCONNELL For For
5 A.J. 'BERT' MOYER For For
6 VAN D. SIMMONS For For
7 BRUCE A. STEVENS For For
2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2010.
- --------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA
SECURITY 677864100 MEETING TYPE Annual
TICKER SYMBOL ODC MEETING DATE 08-Dec-2009
ISIN US6778641000 AGENDA 933159522 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 J. STEVEN COLE For For
2 ARNOLD W. DONALD For For
3 DANIEL S. JAFFEE For For
4 RICHARD M. JAFFEE For For
5 JOSEPH C. MILLER For For
6 MICHAEL A. NEMEROFF For For
7 ALLAN H. SELIG For For
8 PAUL E. SUCKOW For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JULY 31,
2010.
- --------------------------------------------------------------------------------
KMG CHEMICALS, INC.
SECURITY 482564101 MEETING TYPE Annual
TICKER SYMBOL KMGB MEETING DATE 08-Dec-2009
ISIN US4825641016 AGENDA 933162290 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID L. HATCHER For For
2 J. NEAL BUTLER For For
3 GERALD G. ERMENTROUT For For
4 CHRISTOPHER T. FRASER For For
5 GEORGE W. GILMAN For For
6 FRED C. LEONARD III For For
7 CHARLES L. MEARS For For
8 STEPHEN A. THORINGTON For For
9 RICHARD L. URBANOWSKI For For
02 TO APPROVE AND RATIFY THE COMPANY'S 2009 LONG-TERM Management Against Against
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF UHY LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
AND AUDITORS FOR THE COMPANY FOR FISCAL YEAR 2010.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 18
- --------------------------------------------------------------------------------
VOYAGER LEARNING CO
SECURITY 92908U103 MEETING TYPE Special
TICKER SYMBOL VLCY MEETING DATE 08-Dec-2009
ISIN US92908U1034 AGENDA 933165880 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGERS, Management For For
DATED AS OF JUNE, 20, 2009, BY AND AMONG CAMBIUM
LEARNING GROUP, INC., VOYAGER LEARNING COMPANY,
VOWEL ACQUISITION CORP., VSS-CAMBIUM HOLDINGS II
CORP., CONSONANT ACQUISITION CORP., AND VOWEL
REPRESENTATIVE, LLC.
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------
HAMPTON ROADS BANKSHARES, INC.
SECURITY 409321106 MEETING TYPE Special
TICKER SYMBOL HMPR MEETING DATE 10-Dec-2009
ISIN US4093211062 AGENDA 933169131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF ADDITIONAL Management For For
SHARES OF OUR COMMON STOCK, IN ACCORDANCE WITH
NASDAQ MARKET RULE 5635, IN EXCHANGE FOR CERTAIN
SHARES OF OUR OUTSTANDING 8.75% SERIES A NON-
CONVERTIBLE, NON-CUMULATIVE AND PERPETUAL
PREFERRED STOCK AND OUR 12.00% SERIES B NON-
CONVERTIBLE, NON-CUMULATIVE AND PERPETUAL
PREFERRED STOCK.
02 PROPOSAL TO AMEND THE COMPANY'S AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION, AS AMENDED,
TO AUTHORIZE THE ISSUANCE OF UP TO 100,000,000
SHARES OF COMMON STOCK.
- --------------------------------------------------------------------------------
PERICOM SEMICONDUCTOR CORPORATION
SECURITY 713831105 MEETING TYPE Annual
TICKER SYMBOL PSEM MEETING DATE 11-Dec-2009
ISIN US7138311052 AGENDA 933161173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ALEX CHIMING HUI For For
2 CHI-HUNG (JOHN) HUI PHD For For
3 HAU L. LEE, PH.D. For For
4 DENNIS MCKENNA For For
5 MICHAEL J. SOPHIE For For
6 SIU-WENG SIMON WONG PHD For For
7 EDWARD YANG For For
02 TO APPROVE THE PERICOM SEMICONDUCTOR Management For For
CORPORATION 2010 EMPLOYEE STOCK PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT OF BURR, PILGER & MAYER Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
TRANS-LUX CORPORATION
SECURITY 893247106 MEETING TYPE Annual
TICKER SYMBOL TLX MEETING DATE 11-Dec-2009
ISIN US8932471068 AGENDA 933165335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 AMEND THE CORPORATION'S CERTIFICATE OF Management For For
INCORPORATION TO PROVIDE FOR THE AUTOMATIC
CONVERSION OF EACH SHARE OF CLASS B STOCK INTO 1.3
SHARES OF COMMON STOCK AS PROVIDED IN A
SETTLEMENT AGREEMENT.
02 DIRECTOR Management
1 ANGELA D. TOPPI** For For
2 GEORGE W. SCHIELE* For For
3 GLENN J. ANGIOLILLO** For For
4 SALVATORE J. ZIZZA** For For
03 AMEND THE 1989 NON-EMPLOYEE DIRECTOR STOCK Management For For
OPTION PLAN TO EXTEND THE PLAN TO 2019.
04 RATIFY THE RETENTION OF UHY LLP AS THE INDEPENDENT Management For For
REGISTERED ACCOUNTING FIRM FOR THE CORPORATION
FOR THE ENSUING YEAR.
- --------------------------------------------------------------------------------
GYRODYNE COMPANY OF AMERICA, INC.
SECURITY 403820103 MEETING TYPE Annual
TICKER SYMBOL GYRO MEETING DATE 11-Dec-2009
ISIN US4038201038 AGENDA 933165640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL L. LAMB For For
2 RICHARD B. SMITH For For
3 NADER G.M. SALOUR For For
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Management For For
REMINICK LLP AS INDEPENDENT ACCOUNTANTS FOR THE CURRENT
FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 19
- --------------------------------------------------------------------------------
CADIZ INC.
SECURITY 127537207 MEETING TYPE Annual
TICKER SYMBOL CDZI MEETING DATE 14-Dec-2009
ISIN US1275372076 AGENDA 933164838 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 KEITH BRACKPOOL For For
2 MURRAY H. HUTCHISON For For
3 TIMOTHY J. SHAHEEN For For
4 STEPHEN J. DUFFY For For
5 WINSTON HICKOX For For
6 GEOFFREY GRANT For For
7 RAYMOND J. PACINI For For
8 STEPHEN E. COURTER For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
03 APPROVAL OF CADIZ INC. 2009 EQUITY INCENTIVE PLAN. Management For For
- --------------------------------------------------------------------------------
THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Special
TICKER SYMBOL GAP MEETING DATE 15-Dec-2009
ISIN US3900641032 AGENDA 933165614 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL AS REQUIRED PURSUANT TO NEW YORK Management Against Against
STOCK EXCHANGE RULE 312, OF (X) THE SHARES OF OUR
CONVERTIBLE PREFERRED STOCK WHEN VOTING
TOGETHER WITH THE COMMON STOCK BECOMING
ENTITLED TO CAST THE FULL NUMBER OF VOTES ON AN
AS-CONVERTED BASIS AND (Y) THE ISSUANCE OF THE
FULL AMOUNT OF COMMON STOCK UPON THE EXERCISE
OF CONVERSION RIGHTS OF THE CONVERTIBLE PREFERRED STOCK
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management Against Against
THE SPECIAL MEETING
- --------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
SECURITY 927107409 MEETING TYPE Annual
TICKER SYMBOL VLGEA MEETING DATE 18-Dec-2009
ISIN US9271074091 AGENDA 933158657 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAMES SUMAS For For
2 ROBERT SUMAS For For
3 WILLIAM SUMAS For For
4 JOHN P. SUMAS For For
5 KEVIN BEGLEY For For
6 NICHOLAS SUMAS For For
7 JOHN J. SUMAS For For
8 STEVEN CRYSTAL For For
9 DAVID C. JUDGE For For
10 PETER R. LAVOY For For
11 STEPHEN F. ROONEY For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL 2010.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
BOTH CLASS A COMMON STOCK AND CLASS B COMMON
STOCK FROM 10,000,000 TO 20,000,000.
- --------------------------------------------------------------------------------
NATIONAL PATENT DEV CORP
SECURITY 637132101 MEETING TYPE Annual
TICKER SYMBOL NPDV MEETING DATE 28-Dec-2009
ISIN US6371321018 AGENDA 933166197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 HARVEY P. EISEN For For
2 JOHN C. BELKNAP For For
3 TALTON R. EMBRY For For
4 SCOTT N. GREENBERG For For
5 LAWRENCE G. SCHAFRAN For For
6 JAMES SCHREIBER For For
2 TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 20
- --------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC.
SECURITY 871206108 MEETING TYPE Annual
TICKER SYMBOL SCMR MEETING DATE 05-Jan-2010
ISIN US8712061089 AGENDA 933164600 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ROBERT E. DONAHUE For For
2 JOHN W. GERDELMAN For For
2 TO RATIFY THE SELECTION OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS LLP AS SYCAMORE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2010.
- --------------------------------------------------------------------------------
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 07-Jan-2010
ISIN US98944B1089 AGENDA 933168191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RONALD D. BROWN For For
2 E.W. DEAVENPORT JR For For
3 SIDNEY J. NURKIN For For
02 VOTE TO APPROVE THE ZEP INC. OMNIBUS INCENTIVE PLAN Management For For
03 VOTE TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES CORP.
SECURITY 245073101 MEETING TYPE Annual
TICKER SYMBOL DGTC MEETING DATE 08-Jan-2010
ISIN US2450731011 AGENDA 933167442 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GERALD M. CZARNECKI For For
2 JAMES R. HENDERSON For For
3 G. MERRILL A. MCPEAK For For
4 JAMES A. RISHER For For
5 JOHN J. QUICKE For For
6 T. SCOTT AVILA For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING JULY 31, 2010.
- --------------------------------------------------------------------------------
NATIONAL PATENT DEV CORP
SECURITY 637132101 MEETING TYPE Special
TICKER SYMBOL NPDV MEETING DATE 14-Jan-2010
ISIN US6371321018 AGENDA 933175502 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL OF THE SALE OF ALL OF THE ISSUED AND Management For For
OUTSTANDING STOCK OF NATIONAL PATENT
DEVELOPMENT CORPORATION'S WHOLLY-OWNED
SUBSIDIARY, FIVE STAR PRODUCTS, INC., TO THE MERIT
GROUP, INC. PURSUANT TO THE TERMS OF THE STOCK
PURCHASE AGREEMENT, DATED AS OF NOVEMBER 24,
2009 BY AND BETWEEN NATIONAL PATENT DEVELOPMENT
CORPORATION AND THE MERIT GROUP, INC.
- --------------------------------------------------------------------------------
RGC RESOURCES, INC.
SECURITY 74955L103 MEETING TYPE Annual
TICKER SYMBOL RGCO MEETING DATE 25-Jan-2010
ISIN US74955L1035 AGENDA 933177126 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ABNEY S. BOXLEY, III For For
2 S. FRANK SMITH For For
3 JOHN B. WILLIAMSON, III For For
02 TO RATIFY THE SELECTION OF BROWN EDWARDS & Management For For
COMPANY L.L.P. AS THE INDEPENDENT ACCOUNTANTS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 21
- --------------------------------------------------------------------------------
LINDSAY CORPORATION
SECURITY 535555106 MEETING TYPE Annual
TICKER SYMBOL LNN MEETING DATE 25-Jan-2010
ISIN US5355551061 AGENDA 933179372 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HOWARD G. BUFFETT For For
2 WILLIAM F. WELSH II For For
3 MICHAEL C. NAHL For For
02 APPROVAL OF 2010 LONG-TERM INCENTIVE PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING AUGUST 31,
2010.
- --------------------------------------------------------------------------------
TECH/OPS SEVCON, INC.
SECURITY 878293109 MEETING TYPE Annual
TICKER SYMBOL TO MEETING DATE 26-Jan-2010
ISIN US8782931096 AGENDA 933174966 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HEMSLEY For For
2 SCHORR For For
3 STEADMAN For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY'S 1996 EQUITY Management For For
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF THE INDEPENDENT AUDITORS. Management For For
- --------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
SECURITY 239359102 MEETING TYPE Annual
TICKER SYMBOL DWSN MEETING DATE 26-Jan-2010
ISIN US2393591027 AGENDA 933176821 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL H. BROWN For For
2 L. DECKER DAWSON For For
3 GARY M. HOOVER For For
4 STEPHEN C. JUMPER For For
5 JACK D. LADD For For
6 TED R. NORTH For For
7 TIM C. THOMPSON For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2010.
- --------------------------------------------------------------------------------
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 28-Jan-2010
ISIN US7714971048 AGENDA 933178382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 ROGER W. SCHNOBRICH For For
5 BENSON SMITH For For
02 APPROVAL OF THE ROCHESTER MEDICAL CORPORATION 2010 STOCK Management Against Against
INCENTIVE PLAN
03 RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2010
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 22
- --------------------------------------------------------------------------------
MORGANS HOTEL GROUP CO.
SECURITY 61748W108 MEETING TYPE Special
TICKER SYMBOL MHGC MEETING DATE 28-Jan-2010
ISIN US61748W1080 AGENDA 933179194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVE FULL EXERCISE OF WARRANTS CONTEMPLATED Management For For
BY (A) SECURITIES PURCHASE AGREEMENT, BY AND
BETWEEN MORGANS HOTEL GROUP CO., ON ONE HAND,
AND YUCAIPA AMERICAN ALLIANCE FUND II, L.P. & YUCAIPA
AMERICAN ALLIANCE (PARALLEL) FUND II, L.P., ON OTHER
HAND (B) REAL ESTATE FUND FORMATION AGREEMENT, BY
AND BETWEEN MORGANS HOTEL GROUP CO. AND
YUCAIPA AMERICAN ALLIANCE FUND II, LLC.
02 TO APPROVE THE AMENDMENT TO OUR AMENDED AND Management Against Against
RESTATED 2007 OMNIBUS INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF (A) THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE PROPOSAL 1 OR PROPOSAL 2 OR (B) A QUORUM
IS NOT PRESENT AT THE TIME OF THE SPECIAL MEETING.
- --------------------------------------------------------------------------------
CHASE CORPORATION
SECURITY 16150R104 MEETING TYPE Annual
TICKER SYMBOL CCF MEETING DATE 29-Jan-2010
ISIN US16150R1041 AGENDA 933179358 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ADAM P. CHASE For For
2 PETER R. CHASE For For
3 MARY CLAIRE CHASE For For
4 J. BROOKS FENNO For For
5 LEWIS P. GACK For For
6 GEORGE M. HUGHES For For
7 RONALD LEVY For For
8 THOMAS WROE, JR. For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2010.
- --------------------------------------------------------------------------------
KEY TECHNOLOGY, INC.
SECURITY 493143101 MEETING TYPE Annual
TICKER SYMBOL KTEC MEETING DATE 03-Feb-2010
ISIN US4931431013 AGENDA 933177809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN E. PELO For For
2 CHARLES H. STONECIPHER For For
02 PROPOSAL TO RATIFY SELECTION OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
PHOENIX TECHNOLOGIES LTD.
SECURITY 719153108 MEETING TYPE Annual
TICKER SYMBOL PTEC MEETING DATE 03-Feb-2010
ISIN US7191531083 AGENDA 933180717 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: JEFFREY SMITH Management For For
1B ELECTION OF DIRECTOR: DOUGLAS BARNETT Management For For
1C ELECTION OF DIRECTOR: DALE FULLER Management For For
1D ELECTION OF DIRECTOR: WOODSON HOBBS Management For For
1E ELECTION OF DIRECTOR: PATRICK LITTLE Management For For
1F ELECTION OF DIRECTOR: RICHARD NOLING Management For For
1G ELECTION OF DIRECTOR: EDWARD TERINO Management For For
1H ELECTION OF DIRECTOR: KENNETH TRAUB Management For For
1I ELECTION OF DIRECTOR: MITCHELL TUCHMAN Management For For
2 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Management Against Against
EQUITY INCENTIVE PLAN (THE "2007" PLAN") TO INCREASE
THE NUMBER OF SHARES ISSUABLE UNDER THE 2007 PLAN
BY 1,500,000 SHARES.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 23
- --------------------------------------------------------------------------------
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 04-Feb-2010
ISIN US3984331021 AGENDA 933176491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 HENRY A. ALPERT For For
2 BLAINE V. FOGG For For
3 WILLIAM H. WALDORF For For
4 JOSEPH J. WHALEN For For
2 RATIFICATION OF THE SELECTION BY OUR AUDIT Management For For
COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2010.
- --------------------------------------------------------------------------------
J & J SNACK FOODS CORP.
SECURITY 466032109 MEETING TYPE Annual
TICKER SYMBOL JJSF MEETING DATE 08-Feb-2010
ISIN US4660321096 AGENDA 933177289 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GERALD B. SHREIBER For For
- --------------------------------------------------------------------------------
TECHNICAL COMMUNICATIONS CORPORATION
SECURITY 878409101 MEETING TYPE Annual
TICKER SYMBOL TCCO MEETING DATE 08-Feb-2010
ISIN US8784091014 AGENDA 933181682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MITCHELL B. BRISKIN For For
02 RATIFY THE APPOINTMENT OF CATURANO AND COMPANY, Management For For
P.C. AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 25, 2010.
03 CONSIDER AND ACT UPON SUCH OTHER BUSINESS AND Management For For
MATTERS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
SECURITY 457030104 MEETING TYPE Annual
TICKER SYMBOL IMKTA MEETING DATE 09-Feb-2010
ISIN US4570301048 AGENDA 933178584 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 FRED D. AYERS For For
2 JOHN O. POLLARD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 25, 2010.
- --------------------------------------------------------------------------------
CONTINUCARE CORPORATION
SECURITY 212172100 MEETING TYPE Annual
TICKER SYMBOL CNU MEETING DATE 09-Feb-2010
ISIN US2121721003 AGENDA 933181048 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 R.C. PFENNIGER, JR. For For
2 ROBERT J. CRESCI For For
3 NEIL FLANZRAICH For For
4 PHILLIP FROST, M.D. For For
5 JACOB NUDEL, M.D. For For
6 MARVIN A. SACKNER, M.D. For For
7 JACQUELINE M. SIMKIN For For
8 A. MARVIN STRAIT For For
02 APPROVAL OF AN AMENDMENT AND EXTENSION OF Management Against Against
CONTINUCARE'S AMENDED AND RESTATED 2000 STOCK
OPTION PLAN (THE "PLAN") TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE PURSUANT TO THE PLAN FROM 9,000,000
TO 13,000,000 AND TO EXTEND THE EXPIRATION DATE OF THE
PLAN FROM 2010 TO 2020.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 24
- --------------------------------------------------------------------------------
MTS SYSTEMS CORPORATION
SECURITY 553777103 MEETING TYPE Annual
TICKER SYMBOL MTSC MEETING DATE 10-Feb-2010
ISIN US5537771033 AGENDA 933176706 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID J. ANDERSON For For
2 JEAN-LOU CHAMEAU For For
3 LAURA B. HAMILTON For For
4 BRENDAN C. HEGARTY For For
5 BARB J. SAMARDZICH For For
6 GAIL P. STEINEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2010.
03 TO RESTATE AND APPROVE THE MTS SYSTEMS Management For For
CORPORATION EXECUTIVE VARIABLE COMPENSATION PLAN.
- --------------------------------------------------------------------------------
ZYGO CORPORATION
SECURITY 989855101 MEETING TYPE Annual
TICKER SYMBOL ZIGO MEETING DATE 10-Feb-2010
ISIN US9898551018 AGENDA 933176946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 EUGENE G. BANUCCI For For
2 STEPHEN D. FANTONE For For
3 SAMUEL H. FULLER For For
4 SEYMOUR E. LIEBMAN For For
5 ROBERT B. TAYLOR For For
6 CAROL P. WALLACE For For
7 GARY K. WILLIS For For
8 BRUCE W. WORSTER For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR FISCAL 2010.
3 ELECTION OF ADDITIONAL DIRECTOR: DR. CHRIS KOLIOPOULOS Management For For
- --------------------------------------------------------------------------------
ACERGY S.A.
SECURITY 00443E104 MEETING TYPE Special
TICKER SYMBOL ACGY MEETING DATE 16-Feb-2010
ISIN US00443E1047 AGENDA 933165006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE ADOPTION OF REVISED ARTICLES OF Management For For
INCORPORATION.
02 THE COMPANY HAS REACHED QUORUM ON PROPOSAL 2 & PROPOSAL Management For For
3, THEREFORE WE ARE NO LONGER ACCEPTING VOTING ON
PROPOSAL 2 & 3. YOU CAN ONLY VOTE ON PROPOSAL 1.
03 THE COMPANY HAS REACHED QUORUM ON PROPOSAL 2 & PROPOSAL Management For For
3, THEREFORE WE ARE NO LONGER ACCEPTING VOTING ON
PROPOSAL 2 & 3. YOU CAN ONLY VOTE ON PROPOSAL 1.
- --------------------------------------------------------------------------------
MARINEMAX, INC.
SECURITY 567908108 MEETING TYPE Annual
TICKER SYMBOL HZO MEETING DATE 17-Feb-2010
ISIN US5679081084 AGENDA 933181276 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: HILLARD M. EURE III Management For For
1B ELECTION OF DIRECTOR: JOSEPH A. WATTERS Management For For
1C ELECTION OF DIRECTOR: DEAN S. WOODMAN Management For For
02 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management Against Against
INCORPORATION TO INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES FROM 25,000,000 TO 45,000,000,
CONSISTING OF 40,000,000 OF COMMON STOCK AND
5,000,000 OF PREFERRED STOCK.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE INDEPENDENT AUDITOR OF OUR COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 25
- --------------------------------------------------------------------------------
PROVIDENT NEW YORK BANCORP
SECURITY 744028101 MEETING TYPE Annual
TICKER SYMBOL PBNY MEETING DATE 18-Feb-2010
ISIN US7440281019 AGENDA 933180212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 WILLIAM F. HELMER For For
2 R. MICHAEL KENNEDY For For
3 DONALD T. MCNELIS For For
4 WILLIAM R. SICHOL, JR. For For
2 THE RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC.
SECURITY 913915104 MEETING TYPE Annual
TICKER SYMBOL UTI MEETING DATE 24-Feb-2010
ISIN US9139151040 AGENDA 933183345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: A. RICHARD CAPUTO, JR. Management For For
1B ELECTION OF DIRECTOR: ALLAN D. GILMOUR Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
COOLBRANDS INTERNATIONAL INC.
SECURITY 21639P307 MEETING TYPE Annual
TICKER SYMBOL CULBF MEETING DATE 24-Feb-2010
ISIN CA21639P3079 AGENDA 933186745 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
A IN RESPECT OF THE ELECTION OF DIRECTORS OF THOSE PERSONS Management For For
NAMED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE
CORPORATION DATED JANUARY 20, 2010 (THE "CIRCULAR").
B IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AUDITOR FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION.
- --------------------------------------------------------------------------------
COOLBRANDS INTERNATIONAL INC.
SECURITY 21639P307 MEETING TYPE Annual
TICKER SYMBOL CULBF MEETING DATE 24-Feb-2010
ISIN CA21639P3079 AGENDA 933187254 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
A IN RESPECT OF THE ELECTION OF DIRECTORS OF THOSE PERSONS Management For For
NAMED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE
CORPORATION DATED JANUARY 20, 2010 (THE "CIRCULAR").
B IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AUDITOR FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION.
- --------------------------------------------------------------------------------
SIRIT INC.
SECURITY 82967G103 MEETING TYPE Special
TICKER SYMBOL SRTTF MEETING DATE 26-Feb-2010
ISIN CA82967G1037 AGENDA 933187951 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE CONTINUANCE (THE "CONTINUANCE") OF THE Management For For
CORPORATION UNDER THE BUSINESS CORPORATIONS ACT (ONTARIO)
AND DISCONTINUANCE OF THE CORPORATION UNDER THE BUSINESS
CORPORATIONS ACT (YUKON TERRITORY), ALL AS MORE
PARTICULARLY DESCRIBED IN THE ATTACHED MANAGEMENT
INFORMATION CIRCULAR DATED JANUARY 28, 2010 (THE
"CIRCULAR").
02 TO APPROVE AN ARRANGEMENT (THE "ARRANGEMENT") UNDER Management For For
SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO)
AMONG THE CORPORATION, SIRIT TECHNOLOGIES INC., FEDERAL
SIGNAL CORPORATION AND 1815315 ONTARIO LIMITED (THE
"PURCHASER")
INVOLVING, AMONG OTHER THINGS, THE ACQUISITION BY THE
PURCHASER OF ALL OF THE OUTSTANDING COMPANY SHARES IN
EXCHANGE FOR CDN$0.30 IN CASH FOR EACH COMPANY SHARE, ALL
AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR.
- --------------------------------------------------------------------------------
NOBILITY HOMES, INC.
SECURITY 654892108 MEETING TYPE Annual
TICKER SYMBOL NOBH MEETING DATE 26-Feb-2010
ISIN US6548921088 AGENDA 933190807 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 TERRY E. TREXLER For For
2 RICHARD C. BARBERIE For For
3 ROBERT P. HOLLIDAY For For
4 ROBERT P. SALTSMAN For For
5 THOMAS W. TREXLER For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 26
- --------------------------------------------------------------------------------
JOHNSON OUTDOORS INC.
SECURITY 479167108 MEETING TYPE Annual
TICKER SYMBOL JOUT MEETING DATE 02-Mar-2010
ISIN US4791671088 AGENDA 933183319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 TERRY E. LONDON For For
2 JOHN M. FAHEY, JR. For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management Against Against
AND ADOPT THE JOHNSON OUTDOORS INC. 2010 LONG-TERM STOCK
INCENTIVE PLAN.
03 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management For For
AND ADOPT THE JOHNSON OUTDOORS INC. 2009
EMPLOYEES' STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------
SYNERON MEDICAL LTD.
SECURITY M87245102 MEETING TYPE Annual
TICKER SYMBOL ELOS MEETING DATE 02-Mar-2010
ISIN IL0010909351 AGENDA 933187090 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL AND RATIFICATION OF THE RE-APPOINTMENT Management For For
OF KOST FORER GABBAY & KASIERER, A MEMBER OF
ERNST & YOUNG GLOBAL, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE COMPANY'S 2009
FISCAL YEAR ENDING DECEMBER 31, 2009 AND FOR AN
ADDITIONAL PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING.
02 RE-ELECTION OF MARSHALL BUTLER AND YAFFA KRINDEL Management For For
WHOSE CURRENT TERMS EXPIRE AT THE MEETING, AS
CLASS II DIRECTORS TO HOLD OFFICE UNTIL THE END OF
THE THIRD ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF THE COMPANY TO BE HELD AFTER
THE MEETING OR UNTIL A SUCCESSOR HAS BEEN DULY
ELECTED.
03 APPROVAL OF AN INCREASE IN THE COMPANY'S Management For For
AUTHORIZED SHARE CAPITAL FROM NIS 1,000,000 TO NIS
2,000,000 AND OF AN AMENDMENT TO THE COMPANY'S
ARTICLES OF ASSOCIATION TO REFLECT SUCH INCREASE.
- --------------------------------------------------------------------------------
AMICAS, INC.
SECURITY 001712108 MEETING TYPE Special
TICKER SYMBOL AMCS MEETING DATE 09-Mar-2010
ISIN US0017121080 AGENDA 933184260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 PROPOSAL TO CONSIDER AND VOTE ON A PROPOSAL TO Management For For
ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF DECEMBER 24, 2009, BY AND AMONG PROJECT ALTA
HOLDINGS CORP., PROJECT ALTA MERGER CORP. AND
THE COMPANY, AS IT MAY BE AMENDED FROM TIME TO TIME.
02 PROPOSAL TO CONSIDER AND VOTE ON A PROPOSAL TO Management For For
ADJOURN THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO
APPROVE PROPOSAL NUMBER 1.
- --------------------------------------------------------------------------------
AMTECH SYSTEMS, INC.
SECURITY 032332504 MEETING TYPE Annual
TICKER SYMBOL ASYS MEETING DATE 11-Mar-2010
ISIN US0323325045 AGENDA 933188422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JONG S. WHANG For For
2 MICHAEL GARNREITER For For
3 ALFRED W. GIESE For For
4 E. JAN GEERT GOUDENA For For
5 JEONG MO HWANG For For
6 ROBERT F. KING For For
02 RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN Management For For
MCCANN P.C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
03 APPROVAL OF THE AMENDMENT TO THE COMPANY'S NON-EMPLOYEE Management Against Against
DIRECTORS STOCK OPTION PLAN.
04 APPROVAL OF THE AMENDMENT TO THE COMPANY'S 2007 EMPLOYEE Management Against Against
STOCK INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 27
- --------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC.
SECURITY 682129101 MEETING TYPE Annual
TICKER SYMBOL OMN MEETING DATE 17-Mar-2010
ISIN US6821291019 AGENDA 933187305 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DAVID J. D'ANTONI For For
2 STEVEN W. PERCY For For
3 ALLAN R. ROTHWELL For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2010.
- --------------------------------------------------------------------------------
APPLIED SIGNAL TECHNOLOGY, INC.
SECURITY 038237103 MEETING TYPE Annual
TICKER SYMBOL APSG MEETING DATE 17-Mar-2010
ISIN US0382371039 AGENDA 933188155 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MILTON E. COOPER For For
2 DR. JOHN R. TREICHLER For For
3 MARIE S. MINTON For For
02 THE APPROVAL OF AN AMENDMENT TO OUR ARTICLES OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 20,000,000 TO 35,000,000.
03 THE RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC.
SECURITY 53635B107 MEETING TYPE Annual
TICKER SYMBOL LQDT MEETING DATE 17-Mar-2010
ISIN US53635B1070 AGENDA 933190794 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM P. ANGRICK, III For For
2 F. DAVID FOWLER For For
3 DAVID A. PERDUE, JR. For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2010.
- --------------------------------------------------------------------------------
WESTERN SIZZLIN CORPORATION
SECURITY 959542200 MEETING TYPE Special
TICKER SYMBOL WEST MEETING DATE 22-Mar-2010
ISIN US9595422000 AGENDA 933200634 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
OCTOBER 22, 2009, AS IT MAY BE AMENDED FROM TIME TO TIME,
AMONG STEAK N SHAKE COMPANY ("STEAK N SHAKE"), GRILL
ACQUISITION CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF
STEAK N SHAKE
("MERGER SUB"), ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE AN INSUFFICIENT NUMBER OF
VOTES AT THE SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL (THE
"ADJOURNMENT PROPOSAL").
- --------------------------------------------------------------------------------
MULTIMEDIA GAMES, INC.
SECURITY 625453105 MEETING TYPE Annual
TICKER SYMBOL MGAM MEETING DATE 23-Mar-2010
ISIN US6254531055 AGENDA 933189525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: MICHAEL J. MAPLES, SR. Management For For
1B ELECTION OF DIRECTOR: STEPHEN J. GREATHOUSE Management For For
1C ELECTION OF DIRECTOR: NEIL E. JENKINS Management For For
1D ELECTION OF DIRECTOR: JUSTIN A. ORLANDO Management For For
1E ELECTION OF DIRECTOR: ROBERT D. REPASS Management For For
1F ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
1G ELECTION OF DIRECTOR: TIMOTHY S. STANLEY Management For For
2 TO APPROVE THE CONSOLIDATED EQUITY INCENTIVE PLAN. Management For For
3 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF MULTIMEDIA GAMES, INC. FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 28
- --------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 23-Mar-2010
ISIN US4273981021 AGENDA 933194362 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GERALD A. GAGLIARDI Withheld Against
2 E.K. WALKER, JR. (RET.) Withheld Against
02 PROPOSAL TO AMEND OUR CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD
STRUCTURE, AS SET FORTH IN THE PROXY STATEMENT.
03 PROPOSAL TO RATIFY AND APPROVE OUR 2010 STOCK Management Against Against
PLAN, AS SET FORTH IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
LIMONEIRA COMPANY
SECURITY 532746104 MEETING TYPE Annual
TICKER SYMBOL LMNR MEETING DATE 23-Mar-2010
ISIN US5327461043 AGENDA 933200723 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LECIL E. COLE For For
2 GORDON E. KIMBALL For For
3 KEITH W. RENKEN For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, PAR VALUE $0.01 AND THE TOTAL
NUMBER OF SHARES OF ALL CLASSES OF STOCK THAT
THE COMPANY IS AUTHORIZED TO ISSUE AND CORRECT
THE PAR VALUE OF THE $8.75 VOTING PREFERRED STOCK,
$100.00 PAR VALUE, SERIES B.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management For For
CERTIFICATE OF INCORPORATION TO EFFECT A TEN-FOR- ONE
(10-FOR-1) SPLIT OF COMMON STOCK.
04 PROPOSAL TO APPROVE THE COMPANY'S 2010 OMNIBUS INCENTIVE Management For For
PLAN.
05 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG TO Management For For
SERVE AS THE INDEPENDENT AUDITOR FOR THE COMPANY FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
GENCORP INC.
SECURITY 368682100 MEETING TYPE Annual
TICKER SYMBOL GY MEETING DATE 24-Mar-2010
ISIN US3686821006 AGENDA 933195415 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 THOMAS A. CORCORAN For For
2 JAMES R. HENDERSON For For
3 WARREN G. LICHTENSTEIN For For
4 DAVID A. LORBER For For
5 JAMES H. PERRY For For
6 SCOTT J. SEYMOUR For For
7 MARTIN TURCHIN For For
8 ROBERT C. WOODS For For
02 TO AMEND THE COMPANY'S AMENDED ARTICLES OF Management Against Against
INCORPORATION TO RESTRICT TRANSFERS OF THE
COMPANY'S COMMON STOCK TO PRESERVE THE VALUE
OF CERTAIN TAX ASSETS ASSOCIATED WITH NET
OPERATING LOSS CARRYFORWARDS UNDER SECTION 382
OF THE INTERNAL REVENUE CODE.
03 TO APPROVE CERTAIN AMENDMENTS TO THE GENCORP Management For For
2009 EQUITY AND PERFORMANCE INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES AUTHORIZED AND
RESERVED FOR ISSUANCE THEREUNDER BY 1,500,000
SHARES AND INCREASE THE MAXIMUM INDIVIDUAL AWARD
LIMITS SET FORTH THEREIN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2010.
05 TO CONSIDER AND ACT ON SUCH OTHER BUSINESS AS MAY Management For For
PROPERLY BE BROUGHT BEFORE THE MEETING OR ANY
ADJOURNMENTS OR POSTPONEMENTS THEREOF.
- --------------------------------------------------------------------------------
BURKE & HERBERT BANK & TRUST COMPANY
SECURITY 121331102 MEETING TYPE Annual
TICKER SYMBOL BHRB MEETING DATE 25-Mar-2010
ISIN US1213311020 AGENDA 933189866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 THE ELECTION OF THE PERSONS LISTED ON THE PROXY Management For For
STATEMENT DATED FEBRUARY 11, 2010, ACCOMPANYING THE
NOTICE OF SAID MEETING AS DIRECTORS OF THE BANK.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 29
- --------------------------------------------------------------------------------
ADAPTEC, INC.
SECURITY 00651F108 MEETING TYPE Annual
TICKER SYMBOL ADPT MEETING DATE 31-Mar-2010
ISIN US00651F1084 AGENDA 933206193 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JON S. CASTOR For For
2 JACK L. HOWARD For For
3 JOHN MUTCH For For
4 JOHN J. QUICKE For For
5 LAWRENCE J. RUISI For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2010.
- --------------------------------------------------------------------------------
YOUBET.COM, INC.
SECURITY 987413101 MEETING TYPE Special
TICKER SYMBOL UBET MEETING DATE 06-Apr-2010
ISIN US9874131017 AGENDA 933198334 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF NOVEMBER 11, 2009, AMONG THE COMPANY,
CHURCHILL DOWNS INCORPORATED ("CDI"), TOMAHAWK
MERGER CORP. ("MERGER SUB"), A WHOLLY OWNED
SUBSIDIARY OF CDI, AND TOMAHAWK MERGER LLC
("MERGER LLC"), ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY, IF A QUORUM IS PRESENT, TO SOLICLT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF THE MERGER PROPOSAL (THE
"ADJOURNMENT PROPOSAL").
- --------------------------------------------------------------------------------
THE STEAK N SHAKE COMPANY
SECURITY 857873202 MEETING TYPE Annual
TICKER SYMBOL SNS MEETING DATE 08-Apr-2010
ISIN US8578732021 AGENDA 933198966 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SARDAR BIGLARI For For
2 PHILIP L. COOLEY For For
3 RUTH J. PERSON For For
4 WILLIAM J. REGAN, JR. For For
5 JOHN W. RYAN For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
03 TO AMEND THE RESTATED ARTICLES OF INCORPORATION Management For For
TO DELETE AN UNNECESSARY POST OFFICE ADDRESS,
REMOVE NONESSENTIAL DETAILED LANGUAGE ABOUT THE
BUSINESS'S PURPOSE, AND TO CHANGE THE NAME OF THE
HOLDING COMPANY.
- --------------------------------------------------------------------------------
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Annual
TICKER SYMBOL TIER MEETING DATE 08-Apr-2010
ISIN US88650Q1004 AGENDA 933208553 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 JOHN J. DELUCCA For For
3 MORGAN P. GUENTHER For For
4 PHILIP G. HEASLEY For For
5 DAVID A. POE For For
6 RONALD L. ROSSETTI For For
7 ZACHARY F. SADEK For For
02 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010.
03 TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO CHANGE THE COMPANY'S NAME TO
OFFICIAL PAYMENTS HOLDINGS, INC.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 30
- --------------------------------------------------------------------------------
THE MONARCH CEMENT COMPANY
SECURITY 609031109 MEETING TYPE Annual
TICKER SYMBOL MCEM MEETING DATE 14-Apr-2010
ISIN US6090311092 AGENDA 933210558 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JACK R. CALLAHAN For For
2 RONALD E. CALLAWAY For For
3 ROBERT M. KISSICK For For
4 BYRON K. RADCLIFF For For
- --------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPANY
SECURITY 82312B106 MEETING TYPE Annual
TICKER SYMBOL SHEN MEETING DATE 20-Apr-2010
ISIN US82312B1061 AGENDA 933206573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CHRISTOPHER E. FRENCH For For
2 DALE S. LAM For For
3 JAMES E. ZERKEL II For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
CORNING NATURAL GAS CORPORATION
SECURITY 219381100 MEETING TYPE Annual
TICKER SYMBOL CNIG MEETING DATE 20-Apr-2010
ISIN US2193811005 AGENDA 933210914 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HENRY B. COOK, JR. For For
2 MICHAEL I. GERMAN For For
3 TED W. GIBSON For For
4 GREGORY J. OSBORNE For For
5 STEPHEN G. RIGO For For
6 THOMAS J. SMITH For For
7 GEORGE J. WELCH For For
- --------------------------------------------------------------------------------
RTI BIOLOGICS, INC.
SECURITY 74975N105 MEETING TYPE Annual
TICKER SYMBOL RTIX MEETING DATE 20-Apr-2010
ISIN US74975N1054 AGENDA 933214241 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BRIAN K. HUTCHISON For For
2 JULIANNE M. BOWLER For For
3 ROY D. CROWNINSHIELD For For
02 PROPOSAL TO APPROVE THE RTI BIOLOGICS, INC. 2010 Management Against Against
EQUITY INCENTIVE PLAN
- --------------------------------------------------------------------------------
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
SECURITY 45769N105 MEETING TYPE Annual
TICKER SYMBOL ISSC MEETING DATE 21-Apr-2010
ISIN US45769N1054 AGENDA 933185870 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ROBERT H. RAU For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED SEPTEMBER 30, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 31
- --------------------------------------------------------------------------------
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 21-Apr-2010
ISIN US4835481031 AGENDA 933195059 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 EILEEN S. KRAUS For For
2 RICHARD J. SWIFT For For
3 NEAL J. KEATING For For
4 GEORGE E. MINNICH For For
2 TO APPROVE THE COMPANY'S 2003 STOCK INCENTIVE Management For For
PLAN (AS AMENDED THROUGH FEBRUARY 23, 2010)
3 TO APPROVE THE COMPANY'S EMPLOYEES STOCK Management For For
PURCHASE PLAN (AS AMENDED THROUGH OCTOBER 13, 2009)
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE ENSUING YEAR.
- --------------------------------------------------------------------------------
INTRICON CORPORATION
SECURITY 46121H109 MEETING TYPE Annual
TICKER SYMBOL IIN MEETING DATE 21-Apr-2010
ISIN US46121H1095 AGENDA 933212184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MARK S. GORDER For For
2 MICHAEL J. MCKENNA For For
02 TO APPROVE AN AMENDMENT TO THE CORPORATION'S Management Against Against
2006 EQUITY INCENTIVE PLAN TO, AMONG OTHER THINGS,
INCREASE THE SHARES AUTHORIZED FOR ISSUANCE
UNDER THAT PLAN BY 250,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW Management For For
KRAUSE, LLP AS THE CORPORATION'S INDEPENDENT
AUDITOR FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
MEDIA GENERAL, INC.
SECURITY 584404107 MEETING TYPE Annual
TICKER SYMBOL MEG MEETING DATE 22-Apr-2010
ISIN US5844041070 AGENDA 933198815 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SCOTT D. ANTHONY For For
2 DENNIS J. FITZSIMONS For For
3 CARL S. THIGPEN For For
- --------------------------------------------------------------------------------
RWC, INC.
SECURITY 749904108 MEETING TYPE Annual
TICKER SYMBOL RWCI MEETING DATE 22-Apr-2010
ISIN US7499041082 AGENDA 933205521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CHARLES S. BRENNER For For
2 WILLIAM G. PERLBERG For For
02 A PROPOSAL TO CONFIRM THE APPOINTMENT OF Management For For
WEINLANDER FITZHUGH AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Annual
TICKER SYMBOL LION MEETING DATE 22-Apr-2010
ISIN US3163941053 AGENDA 933207828 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAMES B. MILLER, JR. For For
2 DAVID R. BOCKEL For For
3 EDWARD G. BOWEN, M.D. For For
4 DONALD A. HARP, JR. For For
5 KEVIN S. KING For For
6 WILLIAM C. LANKFORD, JR For For
7 H. PALMER PROCTOR, JR. For For
8 W. CLYDE SHEPHERD III For For
9 RANKIN M. SMITH, JR. For For
02 THE RATIFICATION OF THE APPOINTMENT OF THE ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 32
- --------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC.
SECURITY 92231M109 MEETING TYPE Annual
TICKER SYMBOL VASC MEETING DATE 22-Apr-2010
ISIN US92231M1099 AGENDA 933214013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN ERB For For
2 MICHAEL KOPP For For
3 RICHARD NIGON For For
4 PAUL O'CONNELL For For
5 HOWARD ROOT For For
6 JORGE SAUCEDO For For
7 CHARMAINE SUTTON For For
02 TO AMEND AND RESTATE THE VASCULAR SOLUTIONS, INC. Management For For
EMPLOYEE STOCK PURCHASE PLAN TO EXTEND ITS TERM
FOR TEN YEARS AND MAKE ANY OTHER CLARIFYING
AMENDMENTS.
03 PROPOSAL TO RATIFY THE SELECTION OF BAKER TILLY Management For For
VIRCHOW KRAUSE, LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PLATO LEARNING, INC.
SECURITY 72764Y100 MEETING TYPE Annual
TICKER SYMBOL TUTR MEETING DATE 23-Apr-2010
ISIN US72764Y1001 AGENDA 933198106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MATTHEW A. DRAPKIN For For
2 SUSAN E. KNIGHT For For
3 DAVID W. SMITH For For
02 APPROVAL OF THE PLATO LEARNING, INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN AS AMENDED AND RESTATED.
03 APPROVAL OF THE PLATO LEARNING, INC. 2006 STOCK Management Against Against
INCENTIVE PLAN AS AMENDED AND RESTATED.
04 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY
SECURITY 740444104 MEETING TYPE Annual
TICKER SYMBOL PLPC MEETING DATE 26-Apr-2010
ISIN US7404441047 AGENDA 933209505 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GLENN E. CORLETT For For
2 MICHAEL E. GIBBONS For For
3 R. STEVEN KESTNER For For
4 RANDALL M. RUHLMAN For For
- --------------------------------------------------------------------------------
BURNHAM HOLDINGS, INC.
SECURITY 122295108 MEETING TYPE Annual
TICKER SYMBOL BURCA MEETING DATE 26-Apr-2010
ISIN US1222951089 AGENDA 933217007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RUFUS A. FULTON, JR. For For
2 THOMAS C. KILE For For
3 ELIZABETH H. MCMULLAN For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF Management For For
PARENTEBEARD LLC, OR OTHER AUDITING FIRM AS THE
BOARD MAY SELECT, AS INDEPENDENT AUDITORS FOR
THE ENSUING YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 33
- --------------------------------------------------------------------------------
MVC CAPITAL, INC.
SECURITY 553829102 MEETING TYPE Annual
TICKER SYMBOL MVC MEETING DATE 27-Apr-2010
ISIN US5538291023 AGENDA 933197560 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 EMILIO DOMINIANNI For For
2 GERALD HELLERMAN For For
3 WARREN HOLTSBERG For For
4 ROBERT KNAPP For For
5 WILLIAM TAYLOR For For
6 MICHAEL TOKARZ For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
CAPITAL PROPERTIES, INC.
SECURITY 140430109 MEETING TYPE Annual
TICKER SYMBOL CPTP MEETING DATE 27-Apr-2010
ISIN US1404301095 AGENDA 933209454 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT H. EDER For For
2 TODD D. TURCOTTE For For
- --------------------------------------------------------------------------------
CAPITAL PROPERTIES, INC.
SECURITY 140430307 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 27-Apr-2010
ISIN US1404303075 AGENDA 933209466 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MATTHEW C. BAUM For For
2 ALFRED J. CORSO For For
3 ROY J. NIRSCHEL For For
4 HARRIS N. ROSEN For For
- --------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION
SECURITY 568427108 MEETING TYPE Annual
TICKER SYMBOL MPX MEETING DATE 27-Apr-2010
ISIN US5684271084 AGENDA 933215320 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILTON LOONEY For For
2 GARY W. ROLLINS For For
3 JAMES A. LANE, JR. For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
RPC, INC.
SECURITY 749660106 MEETING TYPE Annual
TICKER SYMBOL RES MEETING DATE 27-Apr-2010
ISIN US7496601060 AGENDA 933216714 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILTON LOONEY For For
2 GARY W. ROLLINS For For
3 JAMES A. LANE, JR. For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 28-Apr-2010
ISIN US8803451033 AGENDA 933200088 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM F. AUSTEN For For
2 JAMES T. HALE For For
3 H. CHRIS KILLINGSTAD For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
03 TO APPROVE THE 2010 STOCK INCENTIVE PLAN. Management Against Against
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 34
- --------------------------------------------------------------------------------
LYDALL, INC.
SECURITY 550819106 MEETING TYPE Annual
TICKER SYMBOL LDL MEETING DATE 28-Apr-2010
ISIN US5508191062 AGENDA 933204618 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DALE G. BARNHART For For
2 KATHLEEN BURDETT For For
3 W. LESLIE DUFFY, ESQ. For For
4 MATTHEW T. FARRELL For For
5 MARC T. GILES For For
6 WILLIAM D. GURLEY For For
7 SUZANNE HAMMETT For For
8 S. CARL SODERSTROM, JR. For For
2 RATIFYING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
TREE COM INC
SECURITY 894675107 MEETING TYPE Annual
TICKER SYMBOL TREE MEETING DATE 28-Apr-2010
ISIN US8946751075 AGENDA 933205242 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PETER HORAN For For
2 W. MAC LACKEY For For
3 DOUGLAS LEBDA For For
4 JOSEPH LEVIN For For
5 PATRICK MCCRORY For For
6 LANCE MELBER For For
7 STEVEN OZONIAN For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT ACCOUNTING FIRM FOR
THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
THE EASTERN COMPANY
SECURITY 276317104 MEETING TYPE Annual
TICKER SYMBOL EML MEETING DATE 28-Apr-2010
ISIN US2763171046 AGENDA 933207361 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTOR: C.W. HENRY Management For For
02 ADOPT THE EASTERN COMPANY 2010 EXECUTIVE STOCK Management Against Against
INCENTIVE PLAN
03 RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (FIONDELLA,
MILONE & LASARACINA LLP)
- --------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 28-Apr-2010
ISIN US4811301021 AGENDA 933208604 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID G. MEISSNER For For
2 ELLEN F. SIMINOFF For For
3 JEANETTE TULLY For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSE COOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 26, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 35
- --------------------------------------------------------------------------------
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 28-Apr-2010
ISIN US7843051043 AGENDA 933213883 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 K. ARMSTRONG For For
2 M.L. CALI For For
3 J.P. DINAPOLI For For
4 D.R. KING For For
5 N.Y. MINETA For For
6 G.E. MOSS For For
7 W.R. ROTH For For
8 C.J. TOENISKOETTER For For
9 R.A. VAN VALER For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
DANA HOLDING CORP
SECURITY 235825205 MEETING TYPE Annual
TICKER SYMBOL DAN MEETING DATE 28-Apr-2010
ISIN US2358252052 AGENDA 933218441 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN M. DEVINE For For
2 TERRENCE J. KEATING For For
3 JAMES E. SWEETNAM For For
4 KEITH E. WANDELL For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO.
SECURITY 743737108 MEETING TYPE Annual
TICKER SYMBOL PWX MEETING DATE 28-Apr-2010
ISIN US7437371088 AGENDA 933221171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD ANDERSON For For
2 ROBERT EDER For For
3 JOHN HEALY For For
4 PAUL TITTERTON For For
02 SHAREHOLDER PROPOSAL RELATING TO ESTABLISHING Shareholder Against For
AGE 75 AS A MANDATORY RETIREMENT AGE FOR
MEMBERS OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC.
SECURITY 260174107 MEETING TYPE Annual
TICKER SYMBOL DVD MEETING DATE 28-Apr-2010
ISIN US2601741075 AGENDA 933223682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN W. ROLLINS, JR. For For
2 EUGENE W. WEAVER For For
02 STOCKHOLDER PROPOSAL TO ELIMINATE THE Shareholder Against For
RESTRICTIONS ON THE TRANSFERABILITY OF CLASS A
COMMON STOCK.
- --------------------------------------------------------------------------------
ICO, INC.
SECURITY 449293109 MEETING TYPE Special
TICKER SYMBOL ICOC MEETING DATE 28-Apr-2010
ISIN US4492931096 AGENDA 933224141 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVE THE MERGER AGREEMENT DATED DECEMBER 2, Management For For
2009 BY AND AMONG A. SCHULMAN, INC., ICO, INC. AND
WILDCAT SPIDER LLC, A WHOLLY- OWNED SUBSIDIARY OF
A. SCHULMAN, INC.
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 36
- --------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, INC.
SECURITY 260095104 MEETING TYPE Annual
TICKER SYMBOL DDE MEETING DATE 28-Apr-2010
ISIN US2600951048 AGENDA 933229088 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN W. ROLLINS, JR. For For
2 PATRICK J. BAGLEY For For
- --------------------------------------------------------------------------------
CEPHEID
SECURITY 15670R107 MEETING TYPE Annual
TICKER SYMBOL CPHD MEETING DATE 29-Apr-2010
ISIN US15670R1077 AGENDA 933203983 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 THOMAS L. GUTSHALL For For
2 CRISTINA H. KEPNER For For
3 DAVID H. PERSING For For
2 TO AMEND AND RESTATE CEPHEID'S 2006 EQUITY Management Against Against
INCENTIVE PLAN.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
CEPHEID FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
SECURITY 032037103 MEETING TYPE Annual
TICKER SYMBOL AP MEETING DATE 29-Apr-2010
ISIN US0320371034 AGENDA 933205937 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LEONARD M. CARROLL For For
2 LAURENCE E. PAUL For For
3 ERNEST G. SIDDONS For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC.
SECURITY 189873102 MEETING TYPE Contested-Annual
TICKER SYMBOL COHM MEETING DATE 29-Apr-2010
ISIN US1898731021 AGENDA 933250235 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECCTOR Management
1 GLENN ANGIOLILLO For *
2 AVRUM GRAY For *
3 ROBERT S. PRATHER, JR. For *
02 TO AMEND THE ARTICLES OF INCORPORATION OF THE Management Abstain *
COMPANY TO CHANGE THE NAME OF THE COMPANY TO
ALL AMERICAN GROUP, INC.
*MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 30-Apr-2010
ISIN US3154051003 AGENDA 933223098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD C. BROWN For For
2 GREGORY E. HYLAND For For
3 RONALD P. VARGO For For
02 APPROVAL OF THE 2010 LONG-TERM INCENTIVE PLAN Management Against Against
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT
04 APPROVAL OF AN AMENDMENT TO THE FERRO Management Against Against
CORPORATION CODE OF REGULATIONS
05 IF PROPERLY PRESENTED, A SHAREHOLDER PROPOSAL Shareholder For Against
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 37
- --------------------------------------------------------------------------------
MYERS INDUSTRIES, INC.
SECURITY 628464109 MEETING TYPE Contested-Annual
TICKER SYMBOL MYE MEETING DATE 30-Apr-2010
ISIN US6284641098 AGENDA 933250146 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT S. PRATHER, JR. For *
2 EDWARD F. CRAWFORD For *
3 AVRUM GRAY For *
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Management For *
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2010.
*MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
STARTEK, INC.
SECURITY 85569C107 MEETING TYPE Annual
TICKER SYMBOL SRT MEETING DATE 03-May-2010
ISIN US85569C1071 AGENDA 933207397 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ED ZSCHAU For For
2 P. KAY NORTON For For
3 ALBERT C. YATES For For
4 HARVEY A. WAGNER For For
5 A. LAURENCE JONES For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE AN AMENDMENT TO OUR 2008 EQUITY Management Against Against
INCENTIVE PLAN TO INCREASE THE MAXIMUM NUMBER OF
SHARES AVAILABLE FOR AWARD UNDER THE PLAN BY
800,000 SHARES OF OUR COMMON STOCK.
04 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE STOCK Management For For
PURCHASE PLAN TO INCREASE THE MAXIMUM NUMBER OF
SHARES AVAILABLE FOR PURCHASE UNDER THE PLAN BY
100,000 SHARES OF OUR COMMON STOCK.
- --------------------------------------------------------------------------------
THE YORK WATER COMPANY
SECURITY 987184108 MEETING TYPE Annual
TICKER SYMBOL YORW MEETING DATE 03-May-2010
ISIN US9871841089 AGENDA 933207486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM T. MORRIS For For
2 JEFFREY S. OSMAN For For
3 CYNTHIA A. DOTZEL, CPA For For
02 ELIMINATE CUMULATIVE VOTING TO APPROVE AN Management Against Against
AMENDMENT OF OUR AMENDED AND RESTATED ARTICLES
OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING.
03 APPOINT PARENTEBEARD LLC AS AUDITORS TO RATIFY Management For For
THE APPOINTMENT OF PARENTEBEARD LLC AS AUDITORS.
- --------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
SECURITY 596278101 MEETING TYPE Annual
TICKER SYMBOL MIDD MEETING DATE 04-May-2010
ISIN US5962781010 AGENDA 933213946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: SELIM A. BASSOUL Management For For
1B ELECTION OF DIRECTOR: ROBERT B. LAMB Management For For
1C ELECTION OF DIRECTOR: RYAN LEVENSON Management For For
1D ELECTION OF DIRECTOR: JOHN R. MILLER III Management For For
1E ELECTION OF DIRECTOR: GORDON O'BRIEN Management For For
1F ELECTION OF DIRECTOR: PHILIP G. PUTNAM Management For For
1G ELECTION OF DIRECTOR: SABIN C. STREETER Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITOR FOR FISCAL YEAR ENDED
JANUARY 1, 2011.
- --------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
SECURITY 209034107 MEETING TYPE Annual
TICKER SYMBOL CNSL MEETING DATE 04-May-2010
ISIN US2090341072 AGENDA 933226866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ROGER H. MOORE For For
2 JACK W. BLUMENSTEIN For For
02 APPROVAL OF ERNST & YOUNG, LLP, AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE THE AMENDMENT OF THE CONSOLIDATED Management For For
COMMUNICATIONS HOLDINGS, INC. 2005 LONG-TERM
INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 38
- --------------------------------------------------------------------------------
HESKA CORPORATION
SECURITY 42805E108 MEETING TYPE Annual
TICKER SYMBOL HSKA MEETING DATE 04-May-2010
ISIN US42805E1082 AGENDA 933233164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PETER EIO For For
2 G. IRWIN GORDON For For
02 TO ADOPT A CERTIFICATE OF AMENDMENT TO OUR Management Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
RECLASSIFY OUR COMMON STOCK AND ADD STOCK
TRANSFER RESTRICTIONS TO PRESERVE VALUE OF OUR
TAX NET OPERATING LOSSES.
03 TO AMEND AND RESTATE THE 1997 EMPLOYEE STOCK Management For For
PURCHASE PLAN, INCLUDING AN INCREASE IN THE
NUMBER OF SHARES AVAILABLE UNDER THE PLAN BY
500,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE Management For For
STEINER & HOTTMAN PC AS HESKA CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
05 TO CONSIDER SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE 2010 ANNUAL MEETING.
- --------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC.
SECURITY 987520103 MEETING TYPE Annual
TICKER SYMBOL YDNT MEETING DATE 04-May-2010
ISIN US9875201033 AGENDA 933236184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GEORGE E. RICHMOND For For
2 ALFRED E. BRENNAN For For
3 BRIAN F. BREMER For For
4 P.J. FERRILLO, JR. For For
5 RICHARD J. BLISS For For
02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Management For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
BRUSH ENGINEERED MATERIALS INC.
SECURITY 117421107 MEETING TYPE Annual
TICKER SYMBOL BW MEETING DATE 05-May-2010
ISIN US1174211078 AGENDA 933210813 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 VINOD M. KHILNANI For For
3 WILLIAM R. ROBERTSON For For
4 JOHN SHERWIN, JR. For For
02 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
- --------------------------------------------------------------------------------
WINDSTREAM CORPORATION
SECURITY 97381W104 MEETING TYPE Annual
TICKER SYMBOL WIN MEETING DATE 05-May-2010
ISIN US97381W1045 AGENDA 933211043 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: CAROL B. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Management For For
1C ELECTION OF DIRECTOR: DENNIS E. FOSTER Management For For
1D ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Management For For
1E ELECTION OF DIRECTOR: JEFFERY R. GARDNER Management For For
1F ELECTION OF DIRECTOR: JEFFREY T. HINSON Management For For
1G ELECTION OF DIRECTOR: JUDY K. JONES Management For For
1H ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Management For For
02 TO ADOPT AND APPROVE THE AMENDED AND RESTATED Management For For
2006 EQUITY INCENTIVE PLAN
03 TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) Management For For
RESOLUTION CONCERNING THE COMPANY'S EXECUTIVE
COMPENSATION POLICIES
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS WINDSTREAM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010
05 HOLDING EQUITY UNTIL RETIREMENT Shareholder Against For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 39
- --------------------------------------------------------------------------------
PENNICHUCK CORPORATION
SECURITY 708254206 MEETING TYPE Annual
TICKER SYMBOL PNNW MEETING DATE 05-May-2010
ISIN US7082542066 AGENDA 933218996 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN R. KREICK For For
2 DUANE C. MONTOPOLI For For
3 MARTHA E. O'NEILL For For
02 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,2010.
- --------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
SECURITY 165303108 MEETING TYPE Annual
TICKER SYMBOL CPK MEETING DATE 05-May-2010
ISIN US1653031088 AGENDA 933224824 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DENNIS S. HUDSON, III For For
2 RALPH J. ADKINS For For
3 RICHARD BERNSTEIN For For
4 PAUL L. MADDOCK, JR. For For
5 J. PETER MARTIN For For
6 MICHAEL P. MCMASTERS For For
02 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND THE Management For For
COMPANY'S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 12,000,000 TO 25,000,000.
03 RATIFICATION OF THE SELECTION OF PARENTEBEARD LLC Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
BIOLASE TECHNOLOGY, INC.
SECURITY 090911108 MEETING TYPE Annual
TICKER SYMBOL BLTI MEETING DATE 05-May-2010
ISIN US0909111082 AGENDA 933231401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: ROBERT M. ANDERTON, DDS Management For For
1B ELECTION OF DIRECTOR: GEORGE V. D'ARBELOFF Management For For
1C ELECTION OF DIRECTOR: JAMES R. LARGENT Management For For
1D ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For
1E ELECTION OF DIRECTOR: DAVID M. MULDER Management For For
1F ELECTION OF DIRECTOR: GREGORY D. WALLER Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CENVEO, INC.
SECURITY 15670S105 MEETING TYPE Annual
TICKER SYMBOL CVO MEETING DATE 05-May-2010
ISIN US15670S1050 AGENDA 933234875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT G. BURTON, SR. For For
2 GERALD S. ARMSTRONG For For
3 LEONARD C. GREEN For For
4 DR. MARK J. GRIFFIN For For
5 ROBERT B. OBERNIER For For
02 PROPOSAL TO RATIFY THE SELECTION OF GRANT Management For For
THORNTON, LLP AS THE CORPORATION'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 1, 2011.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 40
- --------------------------------------------------------------------------------
CUMULUS MEDIA INC.
SECURITY 231082108 MEETING TYPE Annual
TICKER SYMBOL CMLS MEETING DATE 05-May-2010
ISIN US2310821085 AGENDA 933240361 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RALPH B. EVERETT For For
2 ERIC P. ROBISON For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
EXACTECH, INC.
SECURITY 30064E109 MEETING TYPE Annual
TICKER SYMBOL EXAC MEETING DATE 06-May-2010
ISIN US30064E1091 AGENDA 933216055 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM B. LOCANDER * For For
2 JAMES G BINCH * For For
3 DAVID PETTY * For For
4 R. WYNN KEARNEY, JR. ** For For
5 PAUL METTS ** For For
6 RICHARD C. SMITH ** For For
02 RATIFICATION TO SELECT MCGLADREY & PULLEN, LLP AS Management For For
THE COMPANY'S PRINCIPAL INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
VALASSIS COMMUNICATIONS, INC.
SECURITY 918866104 MEETING TYPE Annual
TICKER SYMBOL VCI MEETING DATE 06-May-2010
ISIN US9188661048 AGENDA 933219493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. Management For For
1B ELECTION OF DIRECTOR: PATRICK F. BRENNAN Management For For
1C ELECTION OF DIRECTOR: KENNETH V. DARISH Management For For
1D ELECTION OF DIRECTOR: DR. WALTER H. KU Management For For
1E ELECTION OF DIRECTOR: ROBERT L. RECCHIA Management For For
1F ELECTION OF DIRECTOR: MARCELLA A. SAMPSON Management For For
1G ELECTION OF DIRECTOR: ALAN F. SCHULTZ Management For For
1H ELECTION OF DIRECTOR: WALLACE S. SNYDER Management For For
1I ELECTION OF DIRECTOR: AMBASSADOR FAITH WHITTLESEY Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
SECURITY 22282E102 MEETING TYPE Annual
TICKER SYMBOL CVA MEETING DATE 06-May-2010
ISIN US22282E1029 AGENDA 933223264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID M. BARSE For For
2 RONALD J. BROGLIO For For
3 PETER C.B. BYNOE For For
4 LINDA J. FISHER For For
5 JOSEPH M. HOLSTEN For For
6 ANTHONY J. ORLANDO For For
7 WILLIAM C. PATE For For
8 ROBERT S. SILBERMAN For For
9 JEAN SMITH For For
10 SAMUEL ZELL For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
COVANTA HOLDING CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE 2010 FISCAL
YEAR. THE BOARD OF DIRECTORS RECOMMENDED A
VOTE "AGAINST" PROPOSAL 3.
03 STOCKHOLDER PROPOSAL TO AMEND THE EQUITY AWARD Shareholder Against For
PLAN FOR EMPLOYEES AND OFFICERS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 41
- --------------------------------------------------------------------------------
OTIX GLOBAL, INC
SECURITY 68906N101 MEETING TYPE Annual
TICKER SYMBOL OTIX MEETING DATE 06-May-2010
ISIN AGENDA 933225535 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT W. MILLER For For
2 SAMUEL L. WESTOVER For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY
SECURITY 367905106 MEETING TYPE Annual
TICKER SYMBOL GET MEETING DATE 06-May-2010
ISIN US3679051066 AGENDA 933226727 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GLENN J. ANGIOLILLO For For
2 MICHAEL J. BENDER For For
3 E.K. GAYLORD II For For
4 RALPH HORN For For
5 DAVID W. JOHNSON For For
6 ELLEN LEVINE For For
7 ROBERT S. PRATHER, JR. For For
8 COLIN V. REED For For
9 MICHAEL D. ROSE For For
10 MICHAEL I. ROTH For For
11 ROBERT B. ROWLING For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010
- --------------------------------------------------------------------------------
BIOTEQ ENVIRONMENTAL TECH. INC.
SECURITY 09068W109 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL BTQNF MEETING DATE 06-May-2010
ISIN CA09068W1095 AGENDA 933243583 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN. Management For For
02 DIRECTOR Management
1 P. BRADLEY MARCHANT For For
2 CLEMENT A. PELLETIER For For
3 GEORGE W. POLING For For
4 KELVIN P.M. DUSHNISKY For For
5 C. BRUCE BURTON For For
6 RONALD L. SIFTON For For
7 CHRIS A. FLEMING For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
04 APPROVE A RESOLUTION TO AMEND THE TERMS OF THE Management For For
COMPANY'S STOCK OPTION PLAN, AS DESCRIBED IN THE
INFORMATION CIRCULAR THAT ACCOMPANIES THIS
VOTING INSTRUCTION FORM UNDER THE HEADING
"PARTICULARS OF MATTERS TO BE ACTED UPON -
APPROVAL OF THE AMENDED STOCK OPTION PLAN."
- --------------------------------------------------------------------------------
COHEN & STEERS, INC.
SECURITY 19247A100 MEETING TYPE Annual
TICKER SYMBOL CNS MEETING DATE 07-May-2010
ISIN US19247A1007 AGENDA 933213376 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: MARTIN COHEN Management For For
1B ELECTION OF DIRECTOR: ROBERT H. STEERS Management For For
1C ELECTION OF DIRECTOR: RICHARD E. BRUCE Management For For
1D ELECTION OF DIRECTOR: PETER L. RHEIN Management For For
1E ELECTION OF DIRECTOR: RICHARD P. SIMON Management For For
1F ELECTION OF DIRECTOR: EDMOND D. VILLANI Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 42
- --------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 07-May-2010
ISIN US17273K1097 AGENDA 933216081 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JEROME D. BRADY For For
2 PETER M. WILVER For For
2 TO APPROVE THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS UNDER THE COMPANY'S AMENDED
AND RESTATED 1999 STOCK OPTION AND INCENTIVE PLAN
FOR THE PURPOSES OF COMPENSATION DEDUCTIBILITY
UNDER INTERNAL REVENUE CODE SECTION 162 (M).
3 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
HOLOBEAM, INC.
SECURITY 436434104 MEETING TYPE Annual
TICKER SYMBOL HOOB MEETING DATE 10-May-2010
ISIN US4364341044 AGENDA 933247113 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BEVERLY COOK For For
02 RATIFICATION OF SIMONTACCHI, MILLER & DEANGELIS, PA Management For For
AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR
THE CURRENT YEAR.
- --------------------------------------------------------------------------------
PINNACLE AIRLINES CORP.
SECURITY 723443107 MEETING TYPE Annual
TICKER SYMBOL PNCL MEETING DATE 11-May-2010
ISIN US7234431077 AGENDA 933210180 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 THOMAS S. SCHREIER, JR. For For
2 ALFRED T. SPAIN For For
3 NICHOLAS R. TOMASSETTI For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR
2010.
- --------------------------------------------------------------------------------
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 11-May-2010
ISIN US4290601065 AGENDA 933216512 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DIANE L. DEWBREY For For
2 LYLE G. JACOBSON For For
02 RATIFICATION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT AUDITOR.
- --------------------------------------------------------------------------------
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 11-May-2010
ISIN US6027201044 AGENDA 933218592 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT A. BRUGGEWORTH For For
2 JAMES A. CEDERNA For For
3 JOHN C. UNKOVIC For For
02 APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED Management For For
AND RESTATED CEO ANNUAL INCENTIVE AWARD PLAN.
03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 43
- --------------------------------------------------------------------------------
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 11-May-2010
ISIN US0805551050 AGENDA 933227034 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JUDITH L. CRAVEN,MD MPH For For
2 DEALEY D. HERNDON For For
3 WAYNE R. SANDERS For For
4 MCHENRY T. TICHENOR JR. For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL RELATING TO REPEAL OF THE Shareholder Against For
CLASSIFIED BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 11-May-2010
ISIN US5956261029 AGENDA 933232857 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ARCHIE R. DYKES For For
2 ALAN D. FELDMAN For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT OF MIDAS' Management For For
EXISTING EQUITY INCENTIVE PLANS TO PERMIT A ONE-
TIME STOCK OPTION EXCHANGE OFFER.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL
YEAR ENDING JANUARY 1, 2011.
- --------------------------------------------------------------------------------
LIN TV CORP.
SECURITY 532774106 MEETING TYPE Annual
TICKER SYMBOL TVL MEETING DATE 11-May-2010
ISIN US5327741063 AGENDA 933242959 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM S. BANOWSKY For For
2 DR. W.H. CUNNINGHAM For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV CORP.
FOR THE YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE THE AMENDED AND RESTATED 2002 NON- Management Against Against
EMPLOYEE DIRECTOR STOCK PLAN.
04 TO APPROVE THE AMENDED AND RESTATED 2002 STOCK PLAN. Management Against Against
05 TO APPROVE THE 2010 EMPLOYEE STOCK PURCHASE PLAN. Management For For
- --------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC.
SECURITY 398231100 MEETING TYPE Annual
TICKER SYMBOL GRIF MEETING DATE 11-May-2010
ISIN US3982311009 AGENDA 933243355 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WINSTON J. CHURCHILL JR For For
2 EDGAR M. CULLMAN For For
3 DAVID M. DANZIGER For For
4 FREDERICK M. DANZIGER For For
5 THOMAS C. ISRAEL For For
6 ALBERT H. SMALL, JR. For For
7 DAVID F. STEIN For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Contested-Annual
TICKER SYMBOL PNK MEETING DATE 11-May-2010
ISIN US7234561097 AGENDA 933248696 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For
1B ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For
1C ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For
1D ELECTION OF DIRECTOR: ELLIS LANDAU Management For For
1E ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For
1F ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For
1G ELECTION OF DIRECTOR: MICHAEL ORNEST Management For For
1H ELECTION OF DIRECTOR: LYNN P. REITNOUER Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 44
1I ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
02 PROPOSAL TO AMEND THE COMPANY'S 2005 EQUITY AND Management Against Against
PERFORMANCE INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR.
THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "AGAINST"
PROPOSAL 4.
04 STOCKHOLDER PROPOSAL FOR AN ADVISORY VOTE ON Shareholder Against For
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC.
SECURITY 942749102 MEETING TYPE Annual
TICKER SYMBOL WTS MEETING DATE 12-May-2010
ISIN US9427491025 AGENDA 933209353 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ROBERT L. AYERS For For
2 KENNETT F. BURNES For For
3 RICHARD J. CATHCART For For
4 RALPH E. JACKSON, JR. For For
5 KENNETH J. MCAVOY For For
6 JOHN K. MCGILLICUDDY For For
7 GORDON W. MORAN For For
8 PATRICK S. O'KEEFE For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
ARTHROCARE CORPORATION
SECURITY 043136100 MEETING TYPE Annual
TICKER SYMBOL ARTC MEETING DATE 12-May-2010
ISIN US0431361007 AGENDA 933216930 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CHRISTIAN P. AHRENS For For
2 GREGORY A. BELINFANTI For For
3 BARBARA D. BOYAN, PH.D. For For
4 DAVID FITZGERALD For For
5 JAMES G. FOSTER For For
6 TERRENCE E. GEREMSKI For For
7 TORD B. LENDAU For For
8 PETER L. WILSON For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY'S Management Against Against
AMENDED AND RESTATED 2003 INCENTIVE STOCK PLAN
TO, AMONG OTHER MODIFICATIONS, INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 2,200,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
CYNOSURE INC.
SECURITY 232577205 MEETING TYPE Annual
TICKER SYMBOL CYNO MEETING DATE 12-May-2010
ISIN US2325772059 AGENDA 933217374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 MARINA HATSOPOULOS For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
CYNOSURE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TENNECO INC.
SECURITY 880349105 MEETING TYPE Annual
TICKER SYMBOL TEN MEETING DATE 12-May-2010
ISIN US8803491054 AGENDA 933220915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1C ELECTION OF DIRECTOR: FRANK E. MACHER Management For For
1D ELECTION OF DIRECTOR: HARI N. NAIR Management For For
1E ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 45
1F ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1G ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1H ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1I ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1J ELECTION OF DIRECTOR: JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2010.
- --------------------------------------------------------------------------------
LODGENET INTERACTIVE CORPORATION
SECURITY 540211109 MEETING TYPE Annual
TICKER SYMBOL LNET MEETING DATE 12-May-2010
ISIN US5402111091 AGENDA 933223187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 J. SCOTT KIRBY For For
2 SCOTT C. PETERSEN For For
3 SCOTT H. SHLECTER For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED
SECURITY 205477102 MEETING TYPE Annual
TICKER SYMBOL CTGX MEETING DATE 12-May-2010
ISIN US2054771025 AGENDA 933225270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RANDOLPH A. MARKS For For
2 RANDALL L. CLARK For For
02 TO CONSIDER AND APPROVE THE COMPANY'S NON- Management For For
EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN.
03 TO CONSIDER AND APPROVE THE COMPANY'S 2010 Management Against Against
EQUITY AWARD PLAN; AND TO AUTHORIZE THE ISSUANCE
OF 900,000 SHARES OF THE COMPANY'S COMMON STOCK
THEREUNDER.
- --------------------------------------------------------------------------------
WATERFURNACE RENEWABLE ENERGY, INC.
SECURITY 9415EQ108 MEETING TYPE Annual
TICKER SYMBOL WFIFF MEETING DATE 12-May-2010
ISIN CA9415EQ1089 AGENDA 933233431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTORS FOR THE COMPANY FOR THE Management For For
ENSUING YEAR FOR ALL NOMINEES PROPOSED BY MANAGEMENT.
02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
- --------------------------------------------------------------------------------
WATERFURNACE RENEWABLE ENERGY, INC.
SECURITY 9415EQ108 MEETING TYPE Annual
TICKER SYMBOL WFIFF MEETING DATE 12-May-2010
ISIN CA9415EQ1089 AGENDA 933233443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTORS FOR THE COMPANY FOR THE Management For For
ENSUING YEAR FOR ALL NOMINEES PROPOSED BY MANAGEMENT.
02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
- --------------------------------------------------------------------------------
QUIDEL CORPORATION
SECURITY 74838J101 MEETING TYPE Annual
TICKER SYMBOL QDEL MEETING DATE 12-May-2010
ISIN US74838J1016 AGENDA 933234990 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 THOMAS D. BROWN For For
2 DOUGLAS C. BRYANT For For
3 KENNETH F. BUECHLER For For
4 ROD F. DAMMEYER For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 46
5 MARY LAKE POLAN For For
6 MARK A. PULIDO For For
7 JACK W. SCHULER For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE THE ADOPTION OF THE QUIDEL Management Against Against
CORPORATION 2010 EQUITY INCENTIVE PLAN.
- --------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC.
SECURITY 337756209 MEETING TYPE Annual
TICKER SYMBOL FSCI MEETING DATE 12-May-2010
ISIN US3377562091 AGENDA 933236716 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 COLLEEN B. BROWN For For
2 DONALD G. GRAHAM, III For For
3 BRIAN P. MCANDREWS For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF OUR AMENDED AND RESTATED 2008 EQUITY Management For For
INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING THAT OUR Shareholder Against For
BOARD TAKE THE NECESSARY STEPS TO INCREASE THE
SIZE OF OUR BOARD OF DIRECTORS TO TWELVE (12)
DIRECTORS.
05 SHAREHOLDER PROPOSAL AMENDING OUR BYLAWS TO Shareholder For Against
REQUIRE SHAREHOLDER APPROVAL OF CERTAIN
COMPANY ACQUISITIONS.
- --------------------------------------------------------------------------------
UNITED-GUARDIAN, INC.
SECURITY 910571108 MEETING TYPE Annual
TICKER SYMBOL UG MEETING DATE 12-May-2010
ISIN US9105711082 AGENDA 933242327 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HENRY P. GLOBUS For For
2 ROBERT S. RUBINGER For For
3 KENNETH H. GLOBUS For For
4 LAWRENCE F. MAIETTA For For
5 ARTHUR M. DRESNER For For
6 ANDREW A. BOCCONE For For
7 CHRISTOPHER W. NOLAN SR For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF HOLTZ Management For For
RUBENSTEIN REMINICK LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY
SECURITY 811054402 MEETING TYPE Annual
TICKER SYMBOL SSP MEETING DATE 13-May-2010
ISIN US8110544025 AGENDA 933221006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROGER L OGDEN For For
2 J. MARVIN QUIN For For
3 KIM WILLIAMS For For
- --------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
SECURITY 929566107 MEETING TYPE Annual
TICKER SYMBOL WNC MEETING DATE 13-May-2010
ISIN US9295661071 AGENDA 933246755 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: JAMES G. BINCH Management For For
1B ELECTION OF DIRECTOR: RICHARD J. GIROMINI Management For For
1C ELECTION OF DIRECTOR: MARTIN C. JISCHKE Management For For
1D ELECTION OF DIRECTOR: JAMES D. KELLY Management For For
1E ELECTION OF DIRECTOR: MICHAEL J. LYONS Management For For
1F ELECTION OF DIRECTOR: LARRY J. MAGEE Management For For
1G ELECTION OF DIRECTOR: THOMAS J. MALONEY Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 47
1H ELECTION OF DIRECTOR: VINEET PRUTHI Management For For
1I ELECTION OF DIRECTOR: SCOTT K. SORENSEN Management For For
1J ELECTION OF DIRECTOR: RONALD L. STEWART Management For For
02 TO APPROVE AN AMENDMENT OF WABASH NATIONAL Management For For
CORPORATION'S CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
WABASH NATIONAL CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC.
SECURITY 902252105 MEETING TYPE Annual
TICKER SYMBOL TYL MEETING DATE 13-May-2010
ISIN US9022521051 AGENDA 933248812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DONALD R. BRATTAIN For For
2 J. LUTHER KING, JR. For For
3 JOHN S. MARR, JR. For For
4 G. STUART REEVES For For
5 MICHAEL D. RICHARDS For For
6 DUSTIN R. WOMBLE For For
7 JOHN M. YEAMAN For For
02 ADOPTION OF THE TYLER TECHNOLOGIES, INC. 2010 Management Against Against
STOCK OPTION PLAN.
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
- --------------------------------------------------------------------------------
READING INTERNATIONAL, INC.
SECURITY 755408200 MEETING TYPE Annual
TICKER SYMBOL RDIB MEETING DATE 13-May-2010
ISIN US7554082005 AGENDA 933250413 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL OF ADOPTION OF 2010 STOCK INCENTIVE PLAN Management For For
2A ELECTION OF DIRECTOR: JAMES J. COTTER Management For For
2B ELECTION OF DIRECTOR: ERIC BARR Management For For
2C ELECTION OF DIRECTOR: JAMES J. COTTER, JR. Management For For
2D ELECTION OF DIRECTOR: MARGARET COTTER Management For For
2E ELECTION OF DIRECTOR: WILLIAM D. GOULD Management For For
2F ELECTION OF DIRECTOR: EDWARD L. KANE Management For For
2G ELECTION OF DIRECTOR: GERARD P. LAHENEY Management For For
2H ELECTION OF DIRECTOR: ALFRED VILLASENOR Management For For
- --------------------------------------------------------------------------------
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 14-May-2010
ISIN US44930G1076 AGENDA 933239065 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 GEORGE A. LOPEZ, M.D. For For
2 ROBERT S. SWINNEY, M.D For For
2 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS AUDITORS FOR THE COMPANY
3 PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT Management Against Against
OF 2003 STOCK OPTION PLAN
- --------------------------------------------------------------------------------
BRUKER CORPORATION
SECURITY 116794108 MEETING TYPE Annual
TICKER SYMBOL BRKR MEETING DATE 14-May-2010
ISIN US1167941087 AGENDA 933241983 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 WOLF-DIETER EMMERICH For For
2 BRENDA J. FURLONG For For
3 FRANK H. LAUKIEN For For
4 RICHARD A. PACKER For For
2 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management For For
THE 2010 INCENTIVE COMPENSATION PLAN.
3 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 48
- --------------------------------------------------------------------------------
IRIS INTERNATIONAL, INC.
SECURITY 46270W105 MEETING TYPE Annual
TICKER SYMBOL IRIS MEETING DATE 14-May-2010
ISIN US46270W1053 AGENDA 933250449 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 THOMAS H. ADAMS, PH.D For For
2 STEVEN M. BESBECK For For
3 CESAR M. GARCIA For For
4 BETH Y. KARLAN, M.D. For For
5 MICHAEL D. MATTE For For
6 RICHARD G. NADEAU, PH.D For For
7 RICK TIMMINS For For
8 EDWARD F. VOBORIL For For
9 STEPHEN E. WASSERMAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
STONERIDGE, INC.
SECURITY 86183P102 MEETING TYPE Annual
TICKER SYMBOL SRI MEETING DATE 17-May-2010
ISIN US86183P1021 AGENDA 933255778 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN C. COREY For For
2 JEFFREY P. DRAIME For For
3 DOUGLAS C. JACOBS For For
4 IRA C. KAPLAN For For
5 KIM KORTH For For
6 WILLIAM M. LASKY For For
7 PAUL J. SCHLATHER For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2010.
03 APPROVAL OF THE AMENDMENT TO THE AMENDED AND Management Against Against
RESTATED LONG-TERM INCENTIVE PLAN.
04 APPROVAL OF THE AMENDMENT TO THE DIRECTORS' Management Against Against
RESTRICTED SHARES PLAN.
- --------------------------------------------------------------------------------
ENTERCOM COMMUNICATIONS CORP.
SECURITY 293639100 MEETING TYPE Annual
TICKER SYMBOL ETM MEETING DATE 18-May-2010
ISIN US2936391000 AGENDA 933211271 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DAVID J. BERKMAN For For
2 DANIEL E. GOLD For For
3 JOSEPH M. FIELD For For
4 DAVID J. FIELD For For
5 JOHN C. DONLEVIE For For
6 ROBERT S. WIESENTHAL For For
7 MICHAEL J. WOLF For For
2 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM. THE AUDIT
COMMITTEE OF OUR BOARD OF DIRECTORS HAS
SELECTED PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010 AND IS
PROPOSING THAT THE SHAREHOLDERS RATIFY SUCH SELECTION.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 49
- --------------------------------------------------------------------------------
MGE ENERGY, INC.
SECURITY 55277P104 MEETING TYPE Annual
TICKER SYMBOL MGEE MEETING DATE 18-May-2010
ISIN US55277P1049 AGENDA 933214102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 F. CURTIS HASTINGS For For
2 JAMES L. POSSIN For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP FOR 2010 Management For For
- --------------------------------------------------------------------------------
NEWPORT CORPORATION
SECURITY 651824104 MEETING TYPE Annual
TICKER SYMBOL NEWP MEETING DATE 18-May-2010
ISIN US6518241046 AGENDA 933228389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 C. KUMAR N. PATEL For For
2 KENNETH F. POTASHNER For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 1, 2011
03 CONSIDERATION OF AN AMENDMENT TO NEWPORT'S Shareholder Against For
RESTATED ARTICLES OF INCORPORATION, AS AMENDED,
TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS
- --------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC.
SECURITY 203900105 MEETING TYPE Annual
TICKER SYMBOL JCS MEETING DATE 18-May-2010
ISIN US2039001050 AGENDA 933231487 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 CURTIS A. SAMPSON For For
2 GERALD D. PINT For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC.
SECURITY 637215104 MEETING TYPE Annual
TICKER SYMBOL NPK MEETING DATE 18-May-2010
ISIN US6372151042 AGENDA 933232910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD N. CARDOZO For For
2 PATRICK J. QUINN For For
02 APPROVAL OF THE NATIONAL PRESTO INDUSTRIES, INC. Management For For
INCENTIVE COMPENSATION PLAN.
03 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
NATIONAL PRESTO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 18-May-2010
ISIN US3438731057 AGENDA 933240107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GERARD P. TULLY, SR. For For
2 JOHN R. BURAN For For
3 JAMES D. BENNETT For For
4 VINCENT F. NICOLOSI For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2010.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 40 MILLION TO 100 MILLION.
04 RE-APPROVAL OF THE PERFORMANCE CRITERIA OF THE Management For For
COMPANY'S AMENDED AND RESTATED 2005 OMNIBUS
INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 50
- --------------------------------------------------------------------------------
MEADOWBROOK INSURANCE GROUP, INC.
SECURITY 58319P108 MEETING TYPE Annual
TICKER SYMBOL MIG MEETING DATE 18-May-2010
ISIN US58319P1084 AGENDA 933242202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MERTON J. SEGAL For For
2 DAVID K. PAGE For For
3 HERBERT TYNER For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
SECURITY 781846209 MEETING TYPE Annual
TICKER SYMBOL RUSHA MEETING DATE 18-May-2010
ISIN US7818462092 AGENDA 933248317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 RONALD J. KRAUSE For For
4 JAMES C. UNDERWOOD For For
5 HAROLD D. MARSHALL For For
6 THOMAS A. AKIN For For
7 GERALD R. SZCZEPANSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDMENT AND Management Against Against
RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2007
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
SECURITY 781846308 MEETING TYPE Annual
TICKER SYMBOL RUSHB MEETING DATE 18-May-2010
ISIN US7818463082 AGENDA 933248317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 RONALD J. KRAUSE For For
4 JAMES C. UNDERWOOD For For
5 HAROLD D. MARSHALL For For
6 THOMAS A. AKIN For For
7 GERALD R. SZCZEPANSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDMENT AND Management Against Against
RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2007
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
BEL FUSE INC.
SECURITY 077347201 MEETING TYPE Annual
TICKER SYMBOL BELFA MEETING DATE 18-May-2010
ISIN US0773472016 AGENDA 933250843 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DANIEL BERNSTEIN For For
2 PETER GILBERT For For
3 JOHN S. JOHNSON For For
02 WITH RESPECT TO THE RATIFICATION OF THE Management For For
DESIGNATION OF DELOITTE & TOUCHE LLP TO AUDIT BEL'S
BOOKS AND ACCOUNTS FOR 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 51
- --------------------------------------------------------------------------------
STRATEGIC DIAGNOSTICS INC.
SECURITY 862700101 MEETING TYPE Annual
TICKER SYMBOL SDIX MEETING DATE 18-May-2010
ISIN US8627001014 AGENDA 933255691 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 C. GEOFFREY DAVIS For For
2 RICHARD VAN DEN BROEK For For
3 STEPHEN L. WAECHTER For For
4 WAYNE P. YETTER For For
- --------------------------------------------------------------------------------
CUTERA, INC.
SECURITY 232109108 MEETING TYPE Annual
TICKER SYMBOL CUTR MEETING DATE 19-May-2010
ISIN US2321091082 AGENDA 933236300 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 W. MARK LORTZ For For
2 JERRY P. WIDMAN For For
3 ANNETTE CAMPBELL-WHITE For For
2 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------
PALOMAR MEDICAL TECHNOLOGIES, INC.
SECURITY 697529303 MEETING TYPE Annual
TICKER SYMBOL PMTI MEETING DATE 19-May-2010
ISIN US6975293035 AGENDA 933239596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOSEPH P. CARUSO For For
2 JEANNE COHANE For For
3 NICHOLAS P. ECONOMOU For For
4 JAMES G. MARTIN For For
5 A. NEIL PAPPALARDO For For
6 LOUIS P. VALENTE For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2010.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
- --------------------------------------------------------------------------------
WHITNEY HOLDING CORPORATION
SECURITY 966612103 MEETING TYPE Annual
TICKER SYMBOL WTNY MEETING DATE 19-May-2010
ISIN US9666121036 AGENDA 933241907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 HARDY B. FOWLER* For For
2 ERIC J. NICKELSEN** For For
3 KATHRYN M. SULLIVAN** For For
2 "RESOLVED, THAT THE HOLDERS OF WHITNEY HOLDING Management For For
CORPORATION COMMON STOCK APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE COMPENSATION DISCUSSION AND
ANALYSIS AND THE TABULAR DISCLOSURE REGARDING
NAMED EXECUTIVE OFFICER COMPENSATION (TOGETHER
WITH THE ACCOMPANYING NARRATIVE DISCLOSURE AND
FOOTNOTES) IN THE PROXY STATEMENT."
3 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE BOOKS OF THE COMPANY AND ITS
SUBSIDIARIES FOR 2010.
- --------------------------------------------------------------------------------
DEXCOM, INC.
SECURITY 252131107 MEETING TYPE Annual
TICKER SYMBOL DXCM MEETING DATE 19-May-2010
ISIN US2521311074 AGENDA 933244597 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAY S. SKYLER, M.D. For For
2 DONALD A. LUCAS For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 52
- --------------------------------------------------------------------------------
MORGANS HOTEL GROUP CO.
SECURITY 61748W108 MEETING TYPE Annual
TICKER SYMBOL MHGC MEETING DATE 19-May-2010
ISIN US61748W1080 AGENDA 933244864 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ROBERT FRIEDMAN For For
2 JEFFREY M. GAULT For For
3 MARC GORDON For For
4 MICHAEL GROSS For For
5 DAVID T. HAMAMOTO For For
6 THOMAS L. HARRISON For For
7 FRED J. KLEISNER For For
8 EDWIN L. KNETZGER, III For For
9 MICHAEL D. MALONE For For
2 PROPOSAL TO RATIFY BDO SEIDMAN, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 YEAR.
- --------------------------------------------------------------------------------
TESCO CORPORATION
SECURITY 88157K101 MEETING TYPE Annual
TICKER SYMBOL TESO MEETING DATE 19-May-2010
ISIN CA88157K1012 AGENDA 933248280 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 FRED J. DYMENT For For
2 GARY L. KOTT For For
3 R. VANCE MILLIGAN, Q.C. For For
4 JULIO M. QUINTANA For For
5 JOHN T. REYNOLDS For For
6 NORMAN W. ROBERTSON For For
7 MICHAEL W. SUTHERLIN For For
8 CLIFTON T. WEATHERFORD For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP, A Management For For
NATIONAL PUBLIC ACCOUNTING FIRM, AS AUDITORS OF
THE CORPORATION AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
SECURITY 74731Q103 MEETING TYPE Annual
TICKER SYMBOL PZN MEETING DATE 19-May-2010
ISIN US74731Q1031 AGENDA 933249092 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD S. PZENA For For
2 STEVEN M. GALBRAITH For For
3 JOEL M. GREENBLATT For For
4 RICHARD P. MEYEROWICH For For
5 RONALD W. TYSOE For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR OUR COMPANY FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FULL HOUSE RESORTS, INC.
SECURITY 359678109 MEETING TYPE Annual
TICKER SYMBOL FLL MEETING DATE 19-May-2010
ISIN US3596781092 AGENDA 933250362 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 KENNETH R. ADAMS For For
2 CARL G. BRAUNLICH For For
3 KATHLEEN M. CARACCIOLO For For
4 LEE A. IACOCCA For For
5 ANDRE M. HILLIOU For For
6 MARK J. MILLER For For
02 RATIFICATION OF PIERCY BOWLER TAYLOR & KERN AS Management For For
INDEPENDENT AUDITORS OF FULL HOUSE FOR 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 53
- --------------------------------------------------------------------------------
PRIMEDIA INC.
SECURITY 74157K846 MEETING TYPE Annual
TICKER SYMBOL PRM MEETING DATE 19-May-2010
ISIN US74157K8466 AGENDA 933250780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID A. BELL For For
2 BEVERLY C. CHELL For For
3 DANIEL T. CIPORIN For For
4 MEYER FELDBERG For For
5 PERRY GOLKIN For For
6 H. JOHN GREENIAUS For For
7 DEAN B. NELSON For For
8 KEVIN J. SMITH For For
9 CHARLES J. STUBBS For For
10 THOMAS C. UGER For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TECHNITROL, INC.
SECURITY 878555101 MEETING TYPE Annual
TICKER SYMBOL TNL MEETING DATE 19-May-2010
ISIN US8785551016 AGENDA 933253495 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN E. BURROWS, JR. For For
2 EDWARD M. MAZZE For For
02 APPROVAL OF AMENDED AND RESTATED ARTICLES OF Management For For
INCORPORATION.
03 APPROVAL OF AMENDED AND RESTATED BY-LAWS. Management For For
04 APPROVAL OF AMENDED AND RESTATED 2001 STOCK OPTION PLAN. Management For For
05 APPROVAL OF AMENDED AND RESTATED RESTRICTED STOCK PLAN. Management For For
- --------------------------------------------------------------------------------
SCHAWK, INC.
SECURITY 806373106 MEETING TYPE Annual
TICKER SYMBOL SGK MEETING DATE 19-May-2010
ISIN US8063731066 AGENDA 933253914 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CLARENCE W. SCHAWK For For
2 DAVID A. SCHAWK For For
3 A. ALEX SARKISIAN, ESQ. For For
4 LEONARD S. CARONIA For For
5 JUDITH W. MCCUE, ESQ. For For
6 HOLLIS W. RADEMACHER For For
7 JOHN T. MCENROE, ESQ. For For
8 MICHAEL G. O'ROURKE For For
9 STANLEY N. LOGAN For For
02 THE AMENDMENT OF THE 1991 OUTSIDE DIRECTORS' Management For For
FORMULA STOCK OPTION PLAN AS DESCRIBED IN THE
PROXY STATEMENT.
- --------------------------------------------------------------------------------
BALLANTYNE STRONG, INC.
SECURITY 058516105 MEETING TYPE Annual
TICKER SYMBOL BTN MEETING DATE 19-May-2010
ISIN US0585161054 AGENDA 933253926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM F. WELSH, II For For
2 ALVIN ABRAMSON For For
3 CHRISTOPHER E. BEACH For For
4 JOHN P. WILMERS For For
5 MARC E. LEBARON For For
6 MARK D. HASEBROOCK For For
7 STEVEN J. SCHUSTER For For
02 PROPOSAL TO ADOPT THE 2010 LONG-TERM INCENTIVE PLAN. Management For For
03 PROPOSAL TO ADOPT AN AMENDMENT TO EXTEND THE Management For For
DURATION OF THE 2005 EMPLOYEE STOCK PURCHASE
PLAN TO OCTOBER 2013.
04 PROPOSAL TO ADOPT AN AMENDMENT TO EXTEND THE Management For For
DURATION OF THE 2005 RESTRICTED STOCK PLAN TO
SEPTEMBER 2013.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 54
- --------------------------------------------------------------------------------
THE WET SEAL, INC.
SECURITY 961840105 MEETING TYPE Annual
TICKER SYMBOL WTSLA MEETING DATE 19-May-2010
ISIN US9618401056 AGENDA 933254889 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JONATHAN DUSKIN For For
2 SIDNEY M. HORN For For
3 HAROLD D. KAHN For For
4 KENNETH M. REISS For For
5 EDMOND S. THOMAS For For
6 HENRY D. WINTERSTERN For For
02 THE APPROVAL OF THE WET SEAL, INC. AMENDED AND Management Against Against
RESTATED 2005 STOCK INCENTIVE PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL 2010.
- --------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC.
SECURITY 218683100 MEETING TYPE Annual
TICKER SYMBOL CMT MEETING DATE 19-May-2010
ISIN US2186831002 AGENDA 933262812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 KEVIN L. BARNETT For For
2 THOMAS R. CELLITTI For For
3 JAMES F. CROWLEY For For
4 RALPH O. HELLMOLD For For
5 MALCOLM M. PRINE For For
6 JAMES L. SIMONTON For For
02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
NORTHRIM BANCORP, INC.
SECURITY 666762109 MEETING TYPE Annual
TICKER SYMBOL NRIM MEETING DATE 20-May-2010
ISIN US6667621097 AGENDA 933219974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 R. MARC LANGLAND For For
2 LARRY S. CASH For For
3 MARK G. COPELAND For For
4 RONALD A. DAVIS For For
5 ANTHONY DRABEK For For
6 CHRISTOPHER N. KNUDSON For For
7 RICHARD L. LOWELL For For
8 IRENE SPARKS ROWAN For For
9 JOHN C. SWALLING For For
10 DAVID G. WIGHT For For
02 TO APPROVE THE NORTHRIM BANCORP, INC. 2010 STOCK Management For For
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR NORTHRIM BANCORP, INC. FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
MICROTUNE, INC.
SECURITY 59514P109 MEETING TYPE Annual
TICKER SYMBOL TUNE MEETING DATE 20-May-2010
ISIN US59514P1093 AGENDA 933231754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JAMES H. CLARDY For For
2 STEVEN CRADDOCK For For
3 JAMES A. FONTAINE For For
4 ANTHONY J. LEVECCHIO For For
5 BERNARD T. MARREN For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 55
6 A. TRAVIS WHITE For For
7 ROBERT M. RAST For For
8 RAGHU RAU For For
9 DREW PECK For For
2 APPROVE THE MICROTUNE, INC. 2010 STOCK PLAN. Management Against Against
3 APPROVE THE MICROTUNE, INC. 2010 DIRECTOR STOCK PLAN. Management Against Against
4 APPROVE THE MICROTUNE, INC. 2010 EMPLOYEE STOCK PURCHASE Management For For
PLAN.
5 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PAIN THERAPEUTICS, INC.
SECURITY 69562K100 MEETING TYPE Annual
TICKER SYMBOL PTIE MEETING DATE 20-May-2010
ISIN US69562K1007 AGENDA 933240501 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 N. FRIEDMANN, PH.D. M.D For For
2 MICHAEL J. O'DONNELL For For
02 TO APPROVE THE AMENDED AND RESTATED 2000 Management For For
EMPLOYEE STOCK PURCHASE PLAN AND THE NUMBER OF
SHARES RESERVED FOR ISSUANCE THEREUNDER
(PROPOSAL TWO).
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010 (PROPOSAL THREE).
- --------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 20-May-2010
ISIN US3843131026 AGENDA 933246503 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 MICHAEL C. NAHL For For
6 STEVEN R. SHAWLEY For For
7 CRAIG S. SHULAR For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO RE-APPROVE THE PERFORMANCE MEASURES UNDER Management For For
THE GRAFTECH INTERNATIONAL LTD. 2005 EQUITY
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
THE INVENTURE GROUP, INC.
SECURITY 461214108 MEETING TYPE Annual
TICKER SYMBOL SNAK MEETING DATE 20-May-2010
ISIN US4612141089 AGENDA 933249066 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ASHTON D. ASENSIO For For
2 MACON BRYCE EDMONSON For For
3 MARK S. HOWELLS For For
4 RONALD C. KESSELMAN For For
5 LARRY R. POLHILL For For
6 ITZHAK REICHMAN For For
7 TERRY MCDANIEL For For
02 APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO CHANGE CORPORATE NAME TO
INVENTURE FOODS, INC.
03 RATIFY SELECTION OF MOSS ADAMS LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 56
- --------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
SECURITY 853666105 MEETING TYPE Annual
TICKER SYMBOL SMP MEETING DATE 20-May-2010
ISIN US8536661056 AGENDA 933255665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT M. GERRITY For For
2 PAMELA FORBES LIEBERMAN For For
3 ARTHUR S. SILLS For For
4 LAWRENCE I. SILLS For For
5 PETER J. SILLS For For
6 FREDERICK D. STURDIVANT For For
7 WILLIAM H. TURNER For For
8 RICHARD S. WARD For For
9 ROGER M. WIDMANN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
HEELYS, INC
SECURITY 42279M107 MEETING TYPE Annual
TICKER SYMBOL HLYS MEETING DATE 20-May-2010
ISIN US42279M1071 AGENDA 933260957 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JERRY R. EDWARDS For For
2 PATRICK F. HAMNER For For
3 THOMAS C. HANSEN For For
4 SAMUEL B. LIGON For For
5 GARY L. MARTIN For For
6 N RODERICK MCGEACHY III For For
7 RALPH T. PARKS For For
8 JEFFREY G. PETERSON For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED 2010.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Management For For
THE COMPANY'S 2006 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
SECURITY 868168105 MEETING TYPE Annual
TICKER SYMBOL SUP MEETING DATE 21-May-2010
ISIN US8681681057 AGENDA 933234926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SHELDON I. AUSMAN For For
2 V. BOND EVANS For For
3 MICHAEL J. JOYCE For For
02 APPROVAL OF BYLAW AMENDMENT TO REDUCE BOARD SIZE. Management For For
03 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE Shareholder Against For
VOTING STANDARD FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------
BTU INTERNATIONAL, INC.
SECURITY 056032105 MEETING TYPE Annual
TICKER SYMBOL BTUI MEETING DATE 21-May-2010
ISIN US0560321053 AGENDA 933246680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL J. VAN DER WANSEM For For
2 G. MEAD WYMAN For For
3 J. SAMUEL PARKHILL For For
4 JOHN E. BEARD For For
5 JOSEPH F. WRINN For For
02 TO ACT UPON THE PROPOSAL TO AMEND THE 1988 Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 57
- --------------------------------------------------------------------------------
KEWEENAW LAND ASSOCIATION, LIMITED
SECURITY 493026108 MEETING TYPE Contested-Annual
TICKER SYMBOL KEWL MEETING DATE 24-May-2010
ISIN US4930261080 AGENDA 933227464 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN E. EARHART For For
2 MARJORIE E NESBITT For For
02 IN THE MATTER OF APPROVING ANDERSON, TACKMAN & Management For For
COMPANY AS THE COMPANY'S AUDITORS FOR 2010.
3A SHAREHOLDER PROPOSAL TO AMEND ARTICLE IX OF THE Shareholder Against For
BYLAWS OF THE COMPANY.
3B SHAREHOLDER PROPOSAL TO AMEND THE BYLAWS OF Shareholder Against For
THE COMPANY TO REQUIRE REGISTRATION UNDER THE
SECURITIES EXCHANGE ACT OF 1934.
3C SHAREHOLDER PROPOSAL TO AMEND THE ARTICLES OF Shareholder Against For
INCORPORATION BY REPEALING ARTICLE X.
- --------------------------------------------------------------------------------
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Special
TICKER SYMBOL MAG MEETING DATE 24-May-2010
ISIN US5594241060 AGENDA 933271722 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 AMEND MAGNETEK'S CERTIFICATE OF INCORPORATION TO Management For For
EFFECT A REVERSE STOCK SPLIT OF MAGNETEK'S
COMMON STOCK AT ANY WHOLE NUMBER RATIO BETWEEN
1-FOR-2 AND 1-FOR-10, WITH THE FINAL DECISION ON THE
EXACT RATIO AND TIMING OF THE REVERSE STOCK SPLIT
TO BE DETERMINED BY THE BOARD OF DIRECTORS, BUT
NOT LATER THAN DEC. 31, 2010.
- --------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY
SECURITY 596680108 MEETING TYPE Annual
TICKER SYMBOL MSEX MEETING DATE 25-May-2010
ISIN US5966801087 AGENDA 933234988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ANNETTE CATINO For For
2 STEVEN M. KLEIN For For
3 WALTER G. REINHARD, ESQ For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF PARENTEBEARD LLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP
SECURITY 130788102 MEETING TYPE Annual
TICKER SYMBOL CWT MEETING DATE 25-May-2010
ISIN US1307881029 AGENDA 933237162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DOUGLAS M. BROWN For For
2 ROBERT W. FOY For For
3 EDWIN A. GUILES For For
4 E.D. HARRIS, JR., M.D. For For
5 BONNIE G. HILL For For
6 RICHARD P. MAGNUSON For For
7 LINDA R. MEIER For For
8 PETER C. NELSON For For
9 GEORGE A. VERA For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE GROUP FOR 2010.
- --------------------------------------------------------------------------------
ADAMS GOLF, INC.
SECURITY 006228209 MEETING TYPE Annual
TICKER SYMBOL ADGF MEETING DATE 25-May-2010
ISIN US0062282092 AGENDA 933242896 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 B.H. (BARNEY) ADAMS For For
2 JOSEPH R. GREGORY For For
3 MARK R. MULVOY For For
02 DIRECTORS' PROPOSAL - RATIFY THE APPOINTMENT OF Management For For
BKD. LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR 2010
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 58
- --------------------------------------------------------------------------------
OUTDOOR CHANNEL HOLDINGS, INC.
SECURITY 690027206 MEETING TYPE Annual
TICKER SYMBOL OUTD MEETING DATE 25-May-2010
ISIN US6900272062 AGENDA 933244674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PERRY T. MASSIE For For
2 T. BAHNSON STANLEY For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CAMBIUM LEARNING GROUP, INC
SECURITY 13201A107 MEETING TYPE Annual
TICKER SYMBOL ABCD MEETING DATE 25-May-2010
ISIN US13201A1079 AGENDA 933244915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DAVID F. CAPPELLUCCI For For
2 HAROLD O. LEVY For For
3 THOMAS KALINSKE For For
2 APPROVAL OF THE CAMBIUM LEARNING GROUP, INC. 2009 Management Against Against
EQUITY INCENTIVE PLAN.
3 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
CONSOLIDATED WATER COMPANY LIMITED
SECURITY G23773107 MEETING TYPE Annual
TICKER SYMBOL CWCO MEETING DATE 25-May-2010
ISIN KYG237731073 AGENDA 933247377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: BRIAN E. BUTLER Management For For
02 TO RATIFY THE SELECTION OF MARCUMRACHLIN, A Management For For
DIVISION OF MARCUM LLP, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010, AT
THE REMUNERATION TO BE DETERMINED BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
PLATO LEARNING, INC.
SECURITY 72764Y100 MEETING TYPE Special
TICKER SYMBOL TUTR MEETING DATE 25-May-2010
ISIN US72764Y1001 AGENDA 933257304 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF MARCH 25, 2010, AMONG PLATO
LEARNING, INC., PROJECT PORSCHE HOLDINGS
CORPORATION AND PROJECT PORSCHE MERGER CORP.
AND THE MERGER CONTEMPLATED THEREBY, AS IT MAY
BE AMENDED FROM TIME TO TIME.
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES PROPERLY CAST AT THE TIME OF
THE MEETING TO APPROVE AND ADOPT THE AGREEMENT
AND PLAN OF MERGER.
- --------------------------------------------------------------------------------
SONESTA INTERNATIONAL HOTELS CORPORATION
SECURITY 835438409 MEETING TYPE Annual
TICKER SYMBOL SNSTA MEETING DATE 25-May-2010
ISIN US8354384096 AGENDA 933259651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: G. ABRAMS Management For For
1B ELECTION OF DIRECTOR: J. BOWER Management For For
1C ELECTION OF DIRECTOR: C. CLARK Management For For
1D ELECTION OF DIRECTOR: C. DAVIS Management For For
1E ELECTION OF DIRECTOR: I. MANN Management For For
1F ELECTION OF DIRECTOR: J. SONNABEND Management For For
1G ELECTION OF DIRECTOR: P. SONNABEND Management For For
1H ELECTION OF DIRECTOR: STEPHANIE SONNABEND Management For For
1I ELECTION OF DIRECTOR: STEPHEN SONNABEND Management For For
1J ELECTION OF DIRECTOR: J. TEMPEL Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 59
- --------------------------------------------------------------------------------
HAWK CORPORATION
SECURITY 420089104 MEETING TYPE Annual
TICKER SYMBOL HWK MEETING DATE 25-May-2010
ISIN US4200891046 AGENDA 933264450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ANDREW T. BERLIN For For
2 PAUL R. BISHOP For For
3 RICHARD T. MARABITO For For
4 DAN T. MOORE, III For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
03 A STOCKHOLDER PROPOSAL TO REQUEST THAT OUR Shareholder For Against
BOARD REDEEM THE RIGHTS ISSUED PURSUANT TO
HAWK'S RIGHTS PLAN.
- --------------------------------------------------------------------------------
TIB FINANCIAL CORP.
SECURITY 872449103 MEETING TYPE Annual
TICKER SYMBOL TIBB MEETING DATE 25-May-2010
ISIN US8724491035 AGENDA 933266137 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BRADLEY A. BOAZ For For
2 JOHN G. PARKS, JR. For For
3 MARVIN F. SCHINDLER For For
4 OTIS T. WALLACE For For
02 ADVISORY (NON-BINDING) RESOLUTION TO RATIFY Management For For
EXECUTIVE COMPENSATION.
03 APPROVAL OF AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 100,000,000 TO 750,000,000 SHARES.
04 AUTHORIZATION OF A PRIVATE PLACEMENT OF Management Against Against
SECURITIES TO ACCREDITED INVESTORS.
05 APPROVAL OF AMENDMENT TO THE COMPANY'S 2004 Management Against Against
EQUITY INCENTIVE PLAN.
06 APPROVAL TO GRANT PROXY HOLDERS DISCRETIONARY Management Against Against
AUTHORITY TO VOTE TO ADJOURN ANNUAL MEETING FOR
UP TO 120 DAYS TO ALLOW FOR THE SOLICITATION OF
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
SHARES VOTED AT THE ANNUAL MEETING, IN PERSON OR
BY PROXY, TO APPROVE PROPOSALS 3 THROUGH 5.
07 SHAREHOLDER PROPOSAL ON DIRECTORS FEES. Shareholder Against For
- --------------------------------------------------------------------------------
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 26-May-2010
ISIN US3135494041 AGENDA 933242606 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 GEORGE FELDENKREIS For For
4 VINCENT J. INTRIERI For For
5 J. MICHAEL LAISURE For For
6 KEITH A. MEISTER For For
7 DANIEL A. NINIVAGGI For For
8 DAVID S. SCHECHTER For For
9 NEIL S. SUBIN For For
10 JAMES H. VANDENBERGHE For For
02 APPROVAL OF THE FEDERAL-MOGUL CORPORATION 2010 Management For For
STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
SECURITY 100557107 MEETING TYPE Annual
TICKER SYMBOL SAM MEETING DATE 26-May-2010
ISIN US1005571070 AGENDA 933244701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DAVID A. BURWICK For For
2 PEARSON C. CUMMIN, III For For
3 JEAN-MICHEL VALETTE For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 60
- --------------------------------------------------------------------------------
WILSHIRE BANCORP, INC.
SECURITY 97186T108 MEETING TYPE Annual
TICKER SYMBOL WIBC MEETING DATE 26-May-2010
ISIN US97186T1088 AGENDA 933244953 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 KYU-HYUN KIM For For
2 YOUNG HI PAK For For
3 JOANNE KIM For For
2 AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Management For For
3 TO RATIFY THE BOARD OF DIRECTORS SELECTION OF Management For For
DELOITTE & TOUCHE LLP TO SERVE AS WILSHIRE
BANCORP, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------
CTS CORPORATION
SECURITY 126501105 MEETING TYPE Annual
TICKER SYMBOL CTS MEETING DATE 26-May-2010
ISIN US1265011056 AGENDA 933251655 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 W.S. CATLOW For For
2 L.J. CIANCIA For For
3 T.G. CODY For For
4 P.K. COLLAWN For For
5 R.R. HEMMINGHAUS For For
6 M.A. HENNING For For
7 V.M. KHILNANI For For
8 R.A. PROFUSEK For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS CTS' INDEPENDENT AUDITOR.
- --------------------------------------------------------------------------------
BOWNE & CO., INC.
SECURITY 103043105 MEETING TYPE Special
TICKER SYMBOL BNE MEETING DATE 26-May-2010
ISIN US1030431050 AGENDA 933263751 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For
AS OF FEBRUARY 23, 2010, AMONG BOWNE & CO., INC., R.
R. DONNELLEY & SONS COMPANY, AND SNOOPY ACQUISITION,
INC., AS IT MAY BE AMENDED FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------
A123 SYSTEMS INC
SECURITY 03739T108 MEETING TYPE Annual
TICKER SYMBOL AONE MEETING DATE 26-May-2010
ISIN US03739T1088 AGENDA 933264664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 GILBERT N. RILEY, JR. For For
2 JEFFREY P. MCCARTHY For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
WESTFIELD FINANCIAL, INC.
SECURITY 96008P104 MEETING TYPE Annual
TICKER SYMBOL WFD MEETING DATE 27-May-2010
ISIN US96008P1049 AGENDA 933239419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 VICTOR J. CARRA For For
2 RICHARD C. PLACEK For For
3 CHARLES E. SULLIVAN For For
02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS WESTFIELD FINANCIAL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 61
- --------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC.
SECURITY 074014101 MEETING TYPE Annual
TICKER SYMBOL BBGI MEETING DATE 27-May-2010
ISIN US0740141017 AGENDA 933240359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 GEORGE G. BEASLEY For For
2 BRUCE G. BEASLEY For For
3 CAROLINE BEASLEY For For
4 BRIAN E. BEASLEY For For
5 JOE B. COX For For
6 ALLEN B. SHAW For For
7 MARK S. FOWLER For For
8 HERBERT W. MCCORD For For
- --------------------------------------------------------------------------------
NEW ULM TELECOM, INC.
SECURITY 649060100 MEETING TYPE Annual
TICKER SYMBOL NULM MEETING DATE 27-May-2010
ISIN US6490601001 AGENDA 933247911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAMES JENSEN For For
2 PERRY MEYER For For
02 TO RATIFY THE SELECTION OF OLSEN THIELEN & CO., LTD. Management For For
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP.
SECURITY 700666100 MEETING TYPE Annual
TICKER SYMBOL PKOH MEETING DATE 27-May-2010
ISIN US7006661000 AGENDA 933255944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PATRICK V. AULETTA For For
2 EDWARD F. CRAWFORD For For
3 JAMES W. WERT For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
INFUSYSTEM HOLDINGS, INC.
SECURITY 45685K102 MEETING TYPE Annual
TICKER SYMBOL INHI MEETING DATE 27-May-2010
ISIN US45685K1025 AGENDA 933256314 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
I DIRECTOR Management
1 SEAN MCDEVITT For For
2 JOHN VORIS For For
3 PAT LAVECCHIA For For
4 WAYNE YETTER For For
5 JEAN-PIERRE MILLON For For
6 DAVID DREYER For For
7 JAMES FREDDO For For
8 TIM KOPRA For For
II RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS REGISTERED INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010
- --------------------------------------------------------------------------------
HUDSON VALLEY HOLDING CORP.
SECURITY 444172100 MEETING TYPE Annual
TICKER SYMBOL HUVL MEETING DATE 27-May-2010
ISIN US4441721002 AGENDA 933258306 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 WILLIAM E. GRIFFIN For For
2 JAMES J. LANDY For For
3 STEPHEN R. BROWN For For
4 MARY-JANE FOSTER For For
5 GREGORY F. HOLCOMBE For For
6 ADAM W. IFSHIN For For
7 MICHAEL P. MALONEY For For
8 ANGELO R. MARTINELLI For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 62
9 WILLIAM J. MULROW For For
10 JOHN A. PRATT JR. For For
11 CECILE D. SINGER For For
12 CRAIG S. THOMPSON For For
2 TO APPROVE THE HUDSON VALLEY HOLDING CORP. 2010 Management Against Against
OMNIBUS INCENTIVE PLAN
3 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010
- --------------------------------------------------------------------------------
OPKO HEALTH, INC.
SECURITY 68375N103 MEETING TYPE Annual
TICKER SYMBOL OPK MEETING DATE 27-May-2010
ISIN US68375N1037 AGENDA 933262569 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PHILLIP FROST, M.D. For For
2 JANE H. HSIAO, PH.D. For For
3 STEVEN D. RUBIN For For
4 ROBERT A. BARON For For
5 THOMAS E. BEIER For For
6 P.J. GOLDSCHMIDT, M.D. For For
7 RICHARD A. LERNER, M.D. For For
8 JOHN A. PAGANELLI For For
9 R.C. PFENNIGER, JR. For For
10 A. LIN-TSING YU, MD PHD For For
- --------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED
SECURITY 892918103 MEETING TYPE Annual
TICKER SYMBOL TACT MEETING DATE 27-May-2010
ISIN US8929181035 AGENDA 933263181 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GRAHAM Y. TANAKA For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
03 APPROVAL OF AMENDMENT TO 2005 EQUITY INCENTIVE PLAN Management Against Against
- --------------------------------------------------------------------------------
TRAILER BRIDGE, INC.
SECURITY 892782103 MEETING TYPE Annual
TICKER SYMBOL TRBR MEETING DATE 27-May-2010
ISIN US8927821038 AGENDA 933268927 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT P. BURKE For For
2 MALCOM P. MCLEAN, JR. For For
3 GREGGORY B. MENDENHALL For For
4 DOUGLAS E. SCHIMMEL For For
5 ALLEN L. STEVENS For For
6 NICKEL VAN REESEMA For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY'S STOCK Management Against Against
INCENTIVE PLAN.
03 TO APPROVE THE AMENDMENT TO THE COMPANY'S NON- Management Against Against
EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
SECURITY N6748L102 MEETING TYPE Annual
TICKER SYMBOL OFIX MEETING DATE 27-May-2010
ISIN ANN6748L1027 AGENDA 933271049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAMES F. GERO For For
2 JERRY C. BENJAMIN For For
3 GUY J. JORDAN For For
4 THOMAS J. KESTER For For
5 MICHAEL R. MAINELLI For For
6 ALAN W. MILINAZZO For For
7 MARIA SAINZ For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 63
8 WALTER P. VON WARTBURG For For
9 KENNETH R. WEISSHAAR For For
02 PROPOSAL TO APPROVE AMENDMENT NO. 3 TO THE Management For For
AMENDED AND RESTATED STOCK PURCHASE PLAN.
03 PROPOSAL TO APPROVE THE BALANCE SHEET AND Management For For
INCOME STATEMENT AT AND FOR THE YEAR ENDED
DECEMBER 31, 2009.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ACERGY S.A.
SECURITY 00443E104 MEETING TYPE Annual
TICKER SYMBOL ACGY MEETING DATE 28-May-2010
ISIN US00443E1047 AGENDA 933238493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO CONSIDER (I) THE REPORT OF DELOITTE S.A., Management For For
LUXEMBOURG, AUTHORIZED STATUTORY AUDITOR
("REVISEURS D'ENTREPRISES AGREES") ON THE
UNCONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORT OF DELOITTE LLP,
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
ON THE CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY, (II) THE REPORTS BY THE BOARD OF
DIRECTORS OF THE COMPANY IN RESPECT OF THE
UNCONSOLIDATED AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY, FOR THE FISCAL YEAR
ENDED NOVEMBER 30, 2009.
02 TO APPROVE THE UNCONSOLIDATED BALANCE SHEET AND Management For For
STATEMENT OF PROFIT AND LOSS OF THE COMPANY FOR
THE FISCAL YEAR ENDED NOVEMBER 30, 2009.
03 TO APPROVE THE CONSOLIDATED BALANCE SHEET AND Management For For
STATEMENTS OF OPERATIONS OF THE COMPANY FOR THE
FISCAL YEAR ENDED NOVEMBER 30, 2009.
04 TO DISCHARGE THE BOARD OF DIRECTORS OF THE Management For For
COMPANY IN RESPECT OF THE PROPER PERFORMANCE
OF THEIR DUTIES FOR THE FISCAL YEAR ENDED
NOVEMBER 30, 2009.
05 TO AUTHORISE THE COMPANY, OR ANY WHOLLY-OWNED Management For For
SUBSIDIARY OR SUB-SUBSIDIARY, TO PURCHASE COMMON
SHARES UP TO A MAXIMUM OF 10% OF THE ISSUED
COMMON SHARES NET OF THE COMMON SHARES
PREVIOUSLY REPURCHASED AND STILL HELD, AT A PRICE
REFLECTING SUCH OPEN MARKET PRICE AND ON SUCH
OTHER TERMS AS SHALL BE DETERMINED BY THE BOARD
OF DIRECTORS OF THE COMPANY, PROVIDED (A) THE
MAXIMUM PRICE TO BE PAID SHALL NOT EXCEED THE
AVERAGE CLOSING PRICE ON OSLO STOCK EXCHANGE (B)
THE MINIMUM PRICE TO BE PAID SHALL NOT BE LESS THAN
THE PER VALUE (I.E. U.S.$2.00/SHARE)
06 TO RE-ELECT SIR PETER MASON AS AN INDEPENDENT Management For For
DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OR
UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED.
07 TO RE-ELECT MR. TOM EHRET AS AN INDEPENDENT Management For For
DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OR
UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED.
08 TO RE-ELECT MR. JEAN CAHUZAC AS A DIRECTOR OF THE Management For For
COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS OR UNTIL HIS
SUCCESSOR HAS BEEN DULY ELECTED.
09 TO RE-ELECT DR. THORLEIF ENGER AS AN INDEPENDENT Management For For
DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OR
UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED.
10 TO RE-ELECT MR. DOD A. FRASER AS AN INDEPENDENT Management For For
DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OR
UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED.
11 TO RE-ELECT MR. J. FRITHJOF SKOUVEROE AS AN Management For For
INDEPENDENT DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS OR UNTIL HIS SUCCESSOR HAS BEEN
DULY ELECTED.
12 TO RE-ELECT MR. TROND WESTLIE AS AN INDEPENDENT Management For For
DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OR
UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED.
13 TO ELECT MR. RON HENDERSON AS A NEW INDEPENDENT Management For For
DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OR
UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED.
14 TO ELECT DELOITTE S.A., LUXEMBOURG AS AUTHORIZED Management For For
STATUTORY AUDITOR ("REVISEURS D'ENTREPRISES
AGREES") TO AUDIT THE UNCONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY, AND DELOITTE LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY, FOR A TERM TO EXPIRE AT THE NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS.
15 TO APPROVE THE DETERMINATION OF DIVIDENDS OF THE Management For For
COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER 30,
2009, NAMELY APPROVAL OF THE RECOMMENDATION OF
THE BOARD OF DIRECTORS OF THE COMPANY OF
PAYMENT OF A FINAL DIVIDEND OF U.S. $0.23 PER
COMMON SHARE, PAYABLE ON JUNE 18, 2010 TO
SHAREHOLDERS (AND JUNE 23, 2010 FOR HOLDERS OF
ADSS) OF RECORD AS OF JUNE 3, 2010. (NOTE: THE FIRST
TRADING DATE EX-DIVIDEND WILL BE JUNE 1, 2010).
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 64
- --------------------------------------------------------------------------------
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 28-May-2010
ISIN US3610861011 AGENDA 933247000 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CHARLES R. COX For For
2 SANGWOO AHN For For
3 HANS KESSLER For For
4 KEVIN R. JOST For For
02 THE RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
MET-PRO CORPORATION
SECURITY 590876306 MEETING TYPE Annual
TICKER SYMBOL MPR MEETING DATE 02-Jun-2010
ISIN US5908763064 AGENDA 933247315 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RAYMOND J. DE HONT For For
2 MICHAEL J. MORRIS For For
3 ROBIN L. WIESSMANN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MARCUM LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
- --------------------------------------------------------------------------------
MEDICAL NUTRITION USA INC.
SECURITY 58461X107 MEETING TYPE Annual
TICKER SYMBOL MDNU MEETING DATE 02-Jun-2010
ISIN US58461X1072 AGENDA 933252239 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 FRANCIS NEWMAN For For
2 ANDREW HOROWITZ For For
3 MARK ROSENBERG For For
4 BERNARD KORMAN For For
2 RATIFY OUR AUDIT COMMITTEE'S SELECTION OF AMPER, Management For For
POLITZINER & MATTIA, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31,2011
- --------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION
SECURITY 794093104 MEETING TYPE Annual
TICKER SYMBOL SALM MEETING DATE 02-Jun-2010
ISIN US7940931048 AGENDA 933254245 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For
1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For
1C ELECTION OF DIRECTOR: DAVID DAVENPORT Management For For
1D ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For
1E ELECTION OF DIRECTOR: PAUL PRESSLER Management For For
1F ELECTION OF DIRECTOR: RICHARD A. RIDDLE Management For For
1G ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 65
- --------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
SECURITY 829226109 MEETING TYPE Annual
TICKER SYMBOL SBGI MEETING DATE 03-Jun-2010
ISIN US8292261091 AGENDA 933248002 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DAVID D. SMITH For For
2 FREDERICK G. SMITH For For
3 J. DUNCAN SMITH For For
4 ROBERT E. SMITH For For
5 BASIL A. THOMAS For For
6 LAWRENCE E. MCCANNA For For
7 DANIEL C. KEITH For For
8 MARTIN R. LEADER For For
2 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
3 APPROVAL OF MATERIAL TERMS OF THE EXECUTIVE Management For For
OFFICER PERFORMANCE-BASED BONUS PROGRAM.
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
SECURITY 649445103 MEETING TYPE Annual
TICKER SYMBOL NYB MEETING DATE 03-Jun-2010
ISIN US6494451031 AGENDA 933253370 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DONALD M. BLAKE For For
2 MICHAEL J. LEVINE For For
3 GUY V. MOLINARI For For
4 JOHN M. TSIMBINOS For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION
SECURITY 13811E101 MEETING TYPE Annual
TICKER SYMBOL CPHC MEETING DATE 03-Jun-2010
ISIN US13811E1010 AGENDA 933265541 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PATRICK R. CRUZEN For For
2 BURTON F. DAHLBERG For For
3 CARIN J. OFFERMAN For For
4 CURTIS A. SAMPSON For For
5 RANDALL D. SAMPSON For For
6 DALE H. SCHENIAN For For
- --------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY
SECURITY 521050104 MEETING TYPE Annual
TICKER SYMBOL LAYN MEETING DATE 03-Jun-2010
ISIN US5210501046 AGENDA 933273726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID A.B. BROWN For For
2 J. SAMUEL BUTLER For For
3 ROBERT R. GILMORE For For
4 ANTHONY B. HELFET For For
5 NELSON OBUS For For
6 JEFFREY J. REYNOLDS For For
7 RENE J. ROBICHAUD For For
8 ANDREW B. SCHMITT For For
02 PROPOSAL TO RATIFY THE SELECTION OF THE Management For For
ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS LAYNE
CHRISTENSEN'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 31, 2011.
03 STOCKHOLDER PROPOSAL REGARDING THE Shareholder Against For
PREPARATION OF A SUSTAINABILITY REPORT.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 66
- --------------------------------------------------------------------------------
ENERGY RECOVERY INC
SECURITY 29270J100 MEETING TYPE Annual
TICKER SYMBOL ERII MEETING DATE 04-Jun-2010
ISIN US29270J1007 AGENDA 933264688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ARVE HANSTVEIT For For
2 HANS PETER MICHELET For For
02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
ELECTRONIC SYSTEMS TECHNOLOGY, INC.
SECURITY 285848107 MEETING TYPE Annual
TICKER SYMBOL ELST MEETING DATE 04-Jun-2010
ISIN US2858481078 AGENDA 933264943 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTOR: JOHN L. SCHOOLEY Management For For
02 TO RATIFY MOE O'SHAUGHNESSY & ASSOCIATES, P.S. AS Management For For
INDEPENDENT AUDITORS AND TAX SERVICE PROVIDER
FOR THE CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
03 IN HIS DISCRETION THE PROXY IS HEREBY AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------
CRUCELL N.V.
SECURITY 228769105 MEETING TYPE Annual
TICKER SYMBOL CRXL MEETING DATE 04-Jun-2010
ISIN US2287691057 AGENDA 933273930 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
3A PROPOSAL TO MAINTAIN THE USE OF THE ENGLISH Management For For
LANGUAGE FOR THE ANNUAL ACCOUNTS OF THE
COMPANY. (RESOLUTION)
3B PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE Management For For
FINANCIAL YEAR 2009 THAT ENDED 31 DECEMBER 2009.
(RESOLUTION)
5A PROPOSAL TO GRANT RELEASE FROM LIABILITY TO THE Management For For
MEMBERS OF THE BOARD OF MANAGEMENT FOR THEIR
MANAGEMENT, INSOFAR AS THE EXERCISE OF THEIR
DUTIES IS REFLECTED IN THE FINANCIAL REPORTING.
(RESOLUTION)
5B PROPOSAL TO GRANT RELEASE FROM LIABILITY TO THE Management For For
MEMBERS OF THE SUPERVISORY BOARD FOR THEIR
SUPERVISION, INSOFAR AS THE EXERCISE OF SUCH
DUTIES IS REFLECTED IN THE FINANCIAL REPORTING.
(RESOLUTION)
06 PROPOSAL TO REAPPOINT DELOITTE ACCOUNTS B.V. AS Management For For
THE EXTERNAL AUDITOR OF THE COMPANY. (RESOLUTION)
07 RESIGNATION OF MR. SEAN LANCE AS MEMBER OF THE Management For For
SUPERVISORY BOARD IN ACCORDANCE WITH THE
ROTATION SCHEDULE AND ARTICLE 24 PARAGRAPH 3 OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY AND
PROPOSAL TO GRANT DISCHARGE TO HIM. (RESOLUTION)
8A IN CONNECTION WITH THE RESIGNATION OF MR. JAN Management For For
PIETER OOSTERVELD AS MEMBER OF THE SUPERVISORY
BOARD IN ACCORDANCE WITH THE ROTATION SCHEDULE
AND ARTICLE 24 PARAGRAPH 3 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY: THE PROPOSAL TO
REAPPOINT MR. OOSTERVELD AS MEMBER OF THE
SUPERVISORY BOARD AS OF TODAY, SUCH IN
ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE
SUPERVISORY BOARD. (RESOLUTION)
8B PROPOSAL TO APPOINT MR. WILLIAM BURNS AS MEMBER Management For For
OF THE SUPERVISORY BOARD AS OF TODAY, SUCH IN
ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE
SUPERVISORY BOARD. (RESOLUTION)
8C PROPOSAL TO APPOINT MR. JAMES SHANNON AS MEMBER Management For For
OF THE SUPERVISORY BOARD AS OF TODAY, SUCH IN
ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE
SUPERVISORY BOARD. (RESOLUTION)
8D PROPOSAL TO APPOINT MR. GEORGE SIBER AS MEMBER Management For For
OF THE SUPERVISORY BOARD AS OF TODAY, SUCH IN
ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE
SUPERVISORY BOARD. (RESOLUTION)
09 PROPOSAL TO EXTEND THE AUTHORITY OF THE BOARD OF Management For For
MANAGEMENT TO REPURCHASE SHARES IN THE
COMPANY'S SHARE CAPITAL FOR A PERIOD OF 18 MONTHS
(UNTIL 30 NOVEMBER 2011). (RESOLUTION)
10A PROPOSAL TO EXTEND THE PERIOD IN WHICH THE BOARD Management For For
OF MANAGEMENT IS AUTHORIZED TO ISSUE SHARES AND
TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES (UNTIL 30
NOVEMBER 2011). (RESOLUTION)
10B PROPOSAL TO EXTEND THE PERIOD IN WHICH THE BOARD Management For For
OF MANAGEMENT IS AUTHORIZED TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS WHEN SHARES ARE ISSUED (UNTIL
30 NOVEMBER 2011). (RESOLUTION)
11A PROPOSAL TO AMEND THE REMUNERATION POLICY FOR Management For For
THE BOARD OF MANAGEMENT BY INCREASING THE LONG
TERM INCENTIVE LEVELS. (RESOLUTION)
11B PROPOSAL TO APPROVE THE GRANT OF ADDITIONAL Management For For
OPTIONS TO THE COMPANY'S CHIEF OPERATING OFFICER
AND MEMBER OF THE BOARD OF MANAGEMENT MR.
CORNELIS DE JONG. (RESOLUTION)
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 67
- --------------------------------------------------------------------------------
ULTRALIFE CORPORATION
SECURITY 903899102 MEETING TYPE Annual
TICKER SYMBOL ULBI MEETING DATE 08-Jun-2010
ISIN US9038991025 AGENDA 933261202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 STEVEN M. ANDERSON For For
2 PATRICIA C. BARRON For For
3 JAMES A. CROCE For For
4 JOHN D. KAVAZANJIAN For For
5 THOMAS L. SAELI For For
6 ROBERT W. SHAW II For For
7 RANJIT C. SINGH For For
8 BRADFORD T. WHITMORE For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CLARIENT,INC.
SECURITY 180489106 MEETING TYPE Annual
TICKER SYMBOL CLRT MEETING DATE 08-Jun-2010
ISIN US1804891067 AGENDA 933269121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ANDREW ADAMS For For
2 RONALD A. ANDREWS For For
3 PETER J. BONI For For
4 JAMES A. DATIN For For
5 ANN H. LAMONT For For
6 FRANK P. SLATTERY, JR. For For
7 DENNIS M. SMITH, JR, MD For For
8 GREGORY D. WALLER For For
9 STEPHEN T. ZARRILLI For For
02 TO APPROVE AMENDMENTS TO CLARIENT'S 2007 Management Against Against
INCENTIVE AWARD PLAN TO (I) INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 7,000,000 SHARES, OR FROM 8,911,181
SHARES TO 15,911,181 SHARES, AND (II) INCREASE THE
MAXIMUM NUMBER OF SHARES WHICH MAY BE ISSUED AS
INCENTIVE STOCK OPTIONS FROM 5,000,000 TO 12,000,000.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CADIZ INC.
SECURITY 127537207 MEETING TYPE Annual
TICKER SYMBOL CDZI MEETING DATE 08-Jun-2010
ISIN US1275372076 AGENDA 933270869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 KEITH BRACKPOOL For For
2 MURRAY H. HUTCHISON For For
3 TIMOTHY J. SHAHEEN For For
4 STEPHEN J. DUFFY For For
5 WINSTON HICKOX For For
6 GEOFFREY GRANT For For
7 RAYMOND J. PACINI For For
8 STEPHEN E. COURTER For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 68
- --------------------------------------------------------------------------------
GSE SYSTEMS, INC.
SECURITY 36227K106 MEETING TYPE Annual
TICKER SYMBOL GVP MEETING DATE 09-Jun-2010
ISIN US36227K1060 AGENDA 933259649 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JEROME I. FELDMAN For For
2 JOHN V. MORAN For For
3 GEORGE J. PEDERSEN For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
CAPITAL FINANCIAL HOLDINGS, INC
SECURITY 140144106 MEETING TYPE Annual
TICKER SYMBOL CPFH MEETING DATE 09-Jun-2010
ISIN US1401441068 AGENDA 933264397 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 VAUNE M. CRIPE For For
2 JEFFREY A. CUMMER For For
3 MYRON D. THOMPSON For For
4 GREGORY G. PHILIPPS For For
02 THE RATIFICATION OF THE APPOINTMENT OF BRADY, Management For For
MARTZ & ASSOCIATES, P.C. AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
IMAX CORPORATION
SECURITY 45245E109 MEETING TYPE Annual
TICKER SYMBOL IMAX MEETING DATE 09-Jun-2010
ISIN CA45245E1097 AGENDA 933271013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD L. GELFOND For For
2 BRADLEY J. WECHSLER For For
02 IN RESPECT OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE
COMPANY AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
- --------------------------------------------------------------------------------
KATY INDUSTRIES, INC.
SECURITY 486026107 MEETING TYPE Annual
TICKER SYMBOL KATY MEETING DATE 09-Jun-2010
ISIN US4860261076 AGENDA 933272267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT M. BARATTA For For
2 DANIEL B. CARROLL For For
3 WALLACE E. CARROLL, JR. For For
4 DAVID J. FELDMAN For For
02 TO RATIFY THE SELECTION OF UHY LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
- --------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
SECURITY 90385V107 MEETING TYPE Annual
TICKER SYMBOL UCTT MEETING DATE 10-Jun-2010
ISIN US90385V1070 AGENDA 933252669 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SUSAN H. BILLAT For For
2 JOHN CHENAULT For For
3 CLARENCE L. GRANGER For For
4 DAVID T. IBNALE For For
5 LEONID MEZHVINSKY For For
02 APPROVAL OF THE AMENDED AND RESTATED STOCK Management Against Against
INCENTIVE PLAN
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC. FOR
FISCAL 2010
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 69
- --------------------------------------------------------------------------------
MEDALLION FINANCIAL CORP.
SECURITY 583928106 MEETING TYPE Annual
TICKER SYMBOL TAXI MEETING DATE 11-Jun-2010
ISIN US5839281061 AGENDA 933267418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MARIO M. CUOMO For For
2 ANDREW M. MURSTEIN For For
3 LOWELL P. WEICKER, JR. For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF WEISER LLP Management For For
AS MEDALLION FINANCIAL CORP.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management For For
RESOLUTION REGARDING EXECUTIVE COMPENSATION
04 PROPOSAL TO APPROVE THE ADOPTION OF MEDALLION Management Against Against
FINANCIAL CORP.'S 2009 EMPLOYEE RESTRICTED STOCK
PLAN
- --------------------------------------------------------------------------------
COLDWATER CREEK INC.
SECURITY 193068103 MEETING TYPE Annual
TICKER SYMBOL CWTR MEETING DATE 14-Jun-2010
ISIN US1930681036 AGENDA 933262711 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JAMES R. ALEXANDER For For
2 JERRY GRAMAGLIA For For
3 KAY ISAACSON-LEIBOWITZ For For
2 TO APPROVE THE MATERIAL TERMS OF THE Management For For
PERFORMANCE CRITERIA FOR EXECUTIVE INCENTIVE
COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
- --------------------------------------------------------------------------------
THE BON-TON STORES, INC.
SECURITY 09776J101 MEETING TYPE Annual
TICKER SYMBOL BONT MEETING DATE 15-Jun-2010
ISIN US09776J1016 AGENDA 933268802 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 LUCINDA M. BAIER For For
2 BYRON L. BERGREN For For
3 PHILIP M. BROWNE For For
4 SHIRLEY A. DAWE For For
5 MARSHA M. EVERTON For For
6 MICHAEL L. GLEIM For For
7 TIM GRUMBACHER For For
8 TODD C. MCCARTY For For
2 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 16-Jun-2010
ISIN US2803581022 AGENDA 933262975 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 70
- --------------------------------------------------------------------------------
STAMPS.COM INC.
SECURITY 852857200 MEETING TYPE Annual
TICKER SYMBOL STMP MEETING DATE 16-Jun-2010
ISIN US8528572006 AGENDA 933274932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MOHAN P. ANANDA For For
02 TO APPROVE THE STAMPS.COM INC. 2010 EQUITY Management Against Against
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR 2010.
- --------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 16-Jun-2010
ISIN US0490792050 AGENDA 933278803 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC.
SECURITY 511795106 MEETING TYPE Annual
TICKER SYMBOL LAKE MEETING DATE 16-Jun-2010
ISIN US5117951062 AGENDA 933284971 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RAYMOND J. SMITH For For
2 DUANE W. ALBRO For For
02 RATIFICATION OF SELECTION OF WARREN, AVERETT, Management For For
KIMBROUGH & MARINO LLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 A STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder Against For
OF DIRECTORS.
- --------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED
SECURITY 171484108 MEETING TYPE Annual
TICKER SYMBOL CHDN MEETING DATE 17-Jun-2010
ISIN US1714841087 AGENDA 933258926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD L. DUCHOSSOIS For For
2 JAMES F. MCDONALD For For
3 SUSAN E. PACKARD For For
4 R. ALEX RANKIN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR
ENDING DECEMBER 31, 2010.
03 TO APPROVE THE MATERIAL TERMS OF PERFORMANCE Management For For
GOALS AND MAXIMUM AWARDS PAYABLE AS ESTABLISHED
BY THE SPECIAL SUBCOMMITTEE OF THE COMPENSATION
COMMITTEE OF BOARD FOR THE PAYMENT OF
COMPENSATION TO ROBERT L. EVANS, WILLIAM C.
CARSTANJEN, WILLIAM E. MUDD, ROHIT THUKRAL &
STEVEN P. SEXTON UNDER CHURCHILL DOWNS
INCORPORATED AMENDED & RESTATED INCENTIVE
COMPENSATION PLAN 1997.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 71
- --------------------------------------------------------------------------------
MOVADO GROUP, INC.
SECURITY 624580106 MEETING TYPE Annual
TICKER SYMBOL MOV MEETING DATE 17-Jun-2010
ISIN US6245801062 AGENDA 933265894 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 MARGARET HAYES ADAME For For
2 RICHARD COTE For For
3 EFRAIM GRINBERG For For
4 ALAN H. HOWARD For For
5 RICHARD ISSERMAN For For
6 NATHAN LEVENTHAL For For
7 DONALD ORESMAN For For
8 LEONARD L. SILVERSTEIN For For
2 PROPOSAL TO RATIFY AND APPROVE THE SELECTION BY Management For For
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JANUARY 31, 2011
- --------------------------------------------------------------------------------
ALLIS-CHALMERS ENERGY INC.
SECURITY 019645506 MEETING TYPE Annual
TICKER SYMBOL ALY MEETING DATE 17-Jun-2010
ISIN US0196455069 AGENDA 933269854 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 SAAD BARGACH For For
2 ALEJANDRO P. BULGHERONI For For
3 GIOVANNI DELL' ORTO For For
4 VICTOR F. GERMACK For For
5 JAMES M. HENNESSY For For
6 MUNAWAR H. HIDAYATALLAH For For
7 ROBERT E. NEDERLANDER For For
8 JOHN T. REYNOLDS For For
9 ZANE TANKEL For For
2 TO RATIFY THE APPOINTMENT OF UHY LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS, INC.
SECURITY 895919108 MEETING TYPE Annual
TICKER SYMBOL TRID MEETING DATE 17-Jun-2010
ISIN US8959191086 AGENDA 933271316 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID H. COURTNEY For For
2 SYLVIA SUMMERS COUDER For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS TRIDENT'S
INDPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
LIFEWAY FOODS, INC.
SECURITY 531914109 MEETING TYPE Annual
TICKER SYMBOL LWAY MEETING DATE 17-Jun-2010
ISIN US5319141090 AGENDA 933271998 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LUDMILA SMOLYANSKY For For
2 JULIE SMOLYANSKY For For
3 POL SIKAR For For
4 RENZO BERNARDI For For
5 GUSTAVO CARLOS VALLE For For
6 JULIE OBERWEIS For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS Management For For
INDEPENDENT AUDITORS
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 72
- --------------------------------------------------------------------------------
DXP ENTERPRISES, INC.
SECURITY 233377407 MEETING TYPE Annual
TICKER SYMBOL DXPE MEETING DATE 18-Jun-2010
ISIN US2333774071 AGENDA 933267355 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID R. LITTLE For For
2 CLETUS DAVIS For For
3 KENNETH H. MILLER For For
4 TIMOTHY P. HALTER For For
02 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
ORITANI FINANCIAL CORP.
SECURITY 686323106 MEETING TYPE Special
TICKER SYMBOL ORIT MEETING DATE 18-Jun-2010
ISIN US6863231063 AGENDA 933282458 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 THE APPROVAL OF A PLAN OF CONVERSION AND Management For For
REORGANIZATION, AS AMENDED, AS DESCRIBED IN THE
PROXY STATEMENT/PROSPECTUS DATED MAY 10, 2010.
02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3A APPROVAL OF A PROVISION IN CERTIFICATE OF Management Against Against
INCORPORATION TO LIMIT THE ABILITY OF
STOCKHOLDERS TO REMOVE DIRECTORS.
3B APPROVAL OF A PROVISION IN CERTIFICATE OF Management Against Against
INCORPORATION REQUIRING A SUPER-MAJORITY VOTE TO
APPROVE CERTAIN AMENDMENTS TO ORITANI FINANCIAL
CORP.'S CERTIFICATE OF INCORPORATION.
3C APPROVAL OF A PROVISION IN ORITANI FINANCIAL CORP.'S Management Against Against
BYLAWS REQUIRING A SUPER-MAJORITY VOTE OF
STOCKHOLDERS TO APPROVE STOCKHOLDER-PROPOSED
AMENDMENTS TO ORITANI FINANCIAL CORP.'S BYLAWS.
3D APPROVAL OF A PROVISION IN ORITANI FINANCIAL CORP.'S Management Against Against
CERTIFICATE OF INCORPORATION TO LIMIT THE VOTING
RIGHTS OF SHARES BENEFICIALLY OWNED IN EXCESS OF
10% OF ORITANI FINANCIAL CORP.'S OUTSTANDING
VOTING STOCK.
- --------------------------------------------------------------------------------
SRS LABS, INC.
SECURITY 78464M106 MEETING TYPE Annual
TICKER SYMBOL SRSL MEETING DATE 21-Jun-2010
ISIN US78464M1062 AGENDA 933272902 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID R. DUKES For For
02 TO APPROVE AN AMENDMENT TO THE SRS LABS, INC. 2006 Management Against Against
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER BY 1,000,000.
03 TO RATIFY THE APPOINTMENT OF SQUAR, MILNER, Management For For
PETERSON, MIRANDA & WILLIAMSON, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THE PRINCETON REVIEW, INC.
SECURITY 742352107 MEETING TYPE Annual
TICKER SYMBOL REVU MEETING DATE 22-Jun-2010
ISIN US7423521076 AGENDA 933286242 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LINDA WHITLOCK For For
2 JOHN S. SCHNABEL For For
02 TO APPROVE THE ISSUANCE OF SHARES OF COMMON Management Against Against
STOCK TO ALTA COLLEGES, INC.
03 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PHASE FORWARD INCORPORATED
SECURITY 71721R406 MEETING TYPE Special
TICKER SYMBOL PFWD MEETING DATE 22-Jun-2010
ISIN US71721R4065 AGENDA 933289440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF APRIL 15, 2010, AMONG PHASE
FORWARD INCORPORATED ("PHASE FORWARD"), ORACLE
CORPORATION ("ORACLE") AND PINE ACQUISITION
CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF
ORACLE, AS SUCH MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT"), PURSUANT TO WHICH
PHASE FORWARD WILL BE ACQUIRED BY ORACLE.
02 A PROPOSAL TO APPROVE A PROPOSAL TO ADJOURN OR Management For For
POSTPONE THE SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION OF
THE MERGER AGREEMENT.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 73
- --------------------------------------------------------------------------------
GRAY TELEVISION INC
SECURITY 389375106 MEETING TYPE Annual
TICKER SYMBOL GTN MEETING DATE 23-Jun-2010
ISIN US3893751061 AGENDA 933267533 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD L. BOGER For For
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 WILLIAM E. MAYHER, III For For
6 ZELL B. MILLER For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
11 J. MACK ROBINSON For For
- --------------------------------------------------------------------------------
GLOBAL SOURCES LTD.
SECURITY G39300101 MEETING TYPE Annual
TICKER SYMBOL GSOL MEETING DATE 23-Jun-2010
ISIN BMG393001018 AGENDA 933281761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 EDDIE HENG TENG HUA For For
2 SARAH BENECKE For For
02 TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT Management For For
COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS,
DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL
VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE
VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT.
03 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY.
- --------------------------------------------------------------------------------
PC GROUP INC
SECURITY 70455G107 MEETING TYPE Annual
TICKER SYMBOL PCGR MEETING DATE 23-Jun-2010
ISIN US70455G1076 AGENDA 933287131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WARREN B. KANDERS For For
2 PETER A. ASCH For For
3 STEPHEN M. BRECHER For For
4 BURTT R. EHRLICH For For
5 STUART P. GREENSPON For For
6 W. GRAY HUDKINS For For
7 DAVID S. HERSHBERG For For
02 TO AUTHORIZE AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE
STOCK SPLIT AT THE DISCRETION OF OUR BOARD OF
DIRECTORS.
03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP, AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 24-Jun-2010
ISIN US9258151029 AGENDA 933282674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 74
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
9 LIAM K. GRIFFIN For For
- --------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION
SECURITY 576674105 MEETING TYPE Annual
TICKER SYMBOL MASC MEETING DATE 24-Jun-2010
ISIN US5766741053 AGENDA 933288006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 TERRY L. BERNANDER For For
2 FRANK L. HOHMANN III For For
3 SAMUEL LICAVOLI For For
4 PATRICK J. MCDONNELL For For
5 CLIFFORD D. NASTAS For For
6 JOHN P. REILLY For For
7 DOMINICK J. SCHIANO For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING FEBRUARY 28, 2011.
- --------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
SECURITY 149568107 MEETING TYPE Annual
TICKER SYMBOL CVCO MEETING DATE 24-Jun-2010
ISIN AGENDA 933292891 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID A. GREENBLATT For For
02 THE RE-APPROVAL OF THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS FOR SECTION 162(M) AWARDS
UNDER THE CAVCO INDUSTRIES, INC. 2005 STOCK
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITOR FOR FISCAL 2011.
- --------------------------------------------------------------------------------
ZORAN CORPORATION
SECURITY 98975F101 MEETING TYPE Annual
TICKER SYMBOL ZRAN MEETING DATE 25-Jun-2010
ISIN US98975F1012 AGENDA 933270845 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 LEVY GERZBERG, PH.D. For For
2 UZIA GALIL For For
3 RAYMOND A. BURGESS For For
4 JAMES D. MEINDL, PH.D. For For
5 JAMES B. OWENS, JR. For For
6 ARTHUR B. STABENOW For For
7 PHILIP M. YOUNG For For
2 THE APPROVAL OF CERTAIN AMENDMENTS TO ZORAN Management Against Against
CORPORATION'S 2005 EQUITY INCENTIVE PLAN.
3 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS ZORAN CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
U.S. ENERGY CORP.
SECURITY 911805109 MEETING TYPE Annual
TICKER SYMBOL USEG MEETING DATE 25-Jun-2010
ISIN US9118051096 AGENDA 933272128 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 STEPHEN V. CONRAD For For
2 MARK J. LARSEN For For
02 RATIFICATION OF APPOINTMENT OF HEIN & ASSOCIATES Management For For
AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL
YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 75
- --------------------------------------------------------------------------------
BELL MICROPRODUCTS INC.
SECURITY 078137106 MEETING TYPE Special
TICKER SYMBOL BELM MEETING DATE 28-Jun-2010
ISIN US0781371069 AGENDA 933296584 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
MARCH 28, 2010 (THE "MERGER AGREEMENT"), BY AND
AMONG BELL MICROPRODUCTS INC., AVNET, INC., AND AVT
ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF
AVNET, INC., AND APPROVE THE PRINCIPAL TERMS OF THE
MERGER AS CONTEMPLATED BY THE MERGER
AGREEMENT.
02 TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN Management For For
THE SPECIAL MEETING TO A LATER DATE OR TIME, IF
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF SUCH ADJOURNMENT TO ADOPT THE MERGER
AGREEMENT AND TO APPROVE THE PRINCIPAL TERMS OF
THE MERGER.
- --------------------------------------------------------------------------------
NARA BANCORP, INC.
SECURITY 63080P105 MEETING TYPE Annual
TICKER SYMBOL NARA MEETING DATE 29-Jun-2010
ISIN US63080P1057 AGENDA 933293108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 STEVEN D. BROIDY For For
2 LOUIS M. COSSO For For
3 ALVIN D. KANG For For
4 CHONG-MOON LEE For For
5 JESUN PAIK For For
6 HYON MAN PARK For For
7 KI SUH PARK For For
8 SCOTT YOON-SUK WHANG For For
02 THE RATIFICATION OF THE SELECTION OF CROWE Management For For
HORWATH LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2010.
03 A NON-BINDING RESOLUTION TO APPROVE THE Management For For
COMPENSATION OF THE COMPANY'S EXECUTIVES NAMED
IN THE SUMMARY COMPENSATION TABLE OF THE
COMPANY'S PROXY STATEMENT FOR THE 2010 ANNUAL
MEETING OF STOCKHOLDERS, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
EXECUTIVE COMPENSATION TABLES AND THE RELATED
DISCLOSURE CONTAINED IN THE PROXY STATEMENT.
04 THE APPROVAL OF THE AMENDMENT AND RESTATEMENT Management For For
OF SECTION IV, OF THE COMPANY'S ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK, $0.001 PAR
VALUE PER SHARE, FROM FORTY MILLION (40,000,000)
SHARES OF COMMON STOCK TO ONE HUNDRED MILLION
(100,000,000) SHARES OF COMMON STOCK.
- --------------------------------------------------------------------------------
MOSYS, INC.
SECURITY 619718109 MEETING TYPE Annual
TICKER SYMBOL MOSY MEETING DATE 30-Jun-2010
ISIN US6197181091 AGENDA 933290099 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CARL E. BERG For For
2 TOMMY ENG For For
3 CHI-PING HSU For For
4 JAMES D. KUPEC For For
5 LEONARD PERHAM For For
02 APPROVAL OF THE ADOPTION OF THE 2010 EQUITY Management Against Against
INCENTIVE PLAN.
03 APPROVAL OF THE ADOPTION OF THE 2010 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 THE RATIFICATION OF THE APPOINTMENT OF BURR PILGER Management For For
MAYER, INC. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Mighty MitesSM Fund 76
- --------------------------------------------------------------------------------
GENOIL INC.
SECURITY 371924101 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL GNOLF MEETING DATE 30-Jun-2010
ISIN CA3719241018 AGENDA 933300547 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 THE ELECTION OF DIRECTORS FOR THE ENSUING YEAR Management For For
FROM THE MANAGEMENT PROPOSED NOMINEES, ALL AS
MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR.
02 TO APPOINT MEYERS NORRIS PENNY LLP AS AUDITORS OF Management For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE THE PROPOSED AMENDMENT TO THE Management Against Against
CORPORATION'S STOCK OPTION PLAN TO INCREASE THE
NUMBER OF COMMON SHARES IN RESPECT OF WHICH
OPTIONS MAY BE GRANTED PURSUANT TO THE OPTION
PLAN TO 56,799,667 COMMON SHARES AS FURTHER
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 1
Investment Company Report
- --------------------------------------------------------------------------------
MACROVISION SOLUTIONS CORPORATION
SECURITY 55611C108 MEETING TYPE Annual
TICKER SYMBOL MVSN MEETING DATE 15-Jul-2009
ISIN US55611C1080 AGENDA 933104010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ALFRED J. AMOROSO For For
2 ANDREW K. LUDWICK For For
3 ALAN L. EARHART For For
4 ROBERT J. MAJTELES For For
5 JAMES E. MEYER For For
6 JAMES P. 0'SHAUGHNESSY For For
7 RUTHANN QUINDLEN For For
02 PROPOSAL TO AMEND MACROVISION SOLUTIONS Management For For
CORPORATION'S CERTIFICATE OF INCORPORATION TO
CHANGE THE CORPORATE NAME OF THE COMPANY.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS MACROVISION SOLUTIONS CORPORATION
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT YEAR.
- --------------------------------------------------------------------------------
ULTRATECH, INC.
SECURITY 904034105 MEETING TYPE Annual
TICKER SYMBOL UTEK MEETING DATE 21-Jul-2009
ISIN US9040341052 AGENDA 933108688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DENNIS R. RANEY For For
2 HENRI RICHARD For For
3 VINCENT F. SOLLITTO, JR For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY THE
COMPANY'S BOARD OF DIRECTORS AS OF THE 2011
ANNUAL MEETING OF STOCKHOLDERS.
4 TO APPROVE AMENDMENTS TO THE COMPANY'S 1993 Management For For
STOCK OPTION/STOCK ISSUANCE PLAN TO EXTEND THE
EXPIRATION DATE OF THE PLAN AND REQUIRE
SHAREHOLDER APPROVAL OF OPTION REPRICING
PROGRAMS.
5 TO TRANSACT OTHER SUCH BUSINESS AS MAY Management For For
PROPOERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, INCLUDING
THE ELECTION OF ANY DIRECTOR IF ANY OF THE ABOVE
NOMINEES IS UNABLE TO SERVE OR FOR GOOD CAUSE
WILL NOT SERVE.
- --------------------------------------------------------------------------------
PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 21-Jul-2009
ISIN US7004162092 AGENDA 933116647 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 BRIAN E. SHORE For For
4 STEVEN T. WARSHAW For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2010.
- --------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
SECURITY 199333105 MEETING TYPE Annual
TICKER SYMBOL CMCO MEETING DATE 27-Jul-2009
ISIN US1993331057 AGENDA 933116382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 TIMOTHY T. TEVENS For For
2 RICHARD H. FLEMING For For
3 ERNEST R. VEREBELYI For For
4 WALLACE W. CREEK For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 2
5 STEPHEN RABINOWITZ For For
6 LINDA A. GOODSPEED For For
7 NICHOLAS T. PINCHUK For For
8 LIAM G. MCCARTHY For For
9 CHRISTIAN B. RAGOT For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2010
- --------------------------------------------------------------------------------
PLANTRONICS, INC.
SECURITY 727493108 MEETING TYPE Annual
TICKER SYMBOL PLT MEETING DATE 29-Jul-2009
ISIN US7274931085 AGENDA 933112649 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MARV TSEU For For
2 KEN KANNAPPAN For For
3 BRIAN DEXHEIMER For For
4 GREGG HAMMANN For For
5 JOHN HART For For
6 MARSHALL MOHR For For
7 ROGER WERY For For
02 RATIFY AND APPROVE AMENDMENTS TO THE 2003 STOCK Management Against Against
PLAN.
03 RATIFY AND APPROVE AMENDMENTS TO THE 2002 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS
FOR FISCAL 2010.
- --------------------------------------------------------------------------------
RF MICRO DEVICES, INC.
SECURITY 749941100 MEETING TYPE Annual
TICKER SYMBOL RFMD MEETING DATE 29-Jul-2009
ISIN US7499411004 AGENDA 933113526 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WALTER H. WILKINSON,JR. For For
2 ROBERT A. BRUGGEWORTH For For
3 DANIEL A. DILEO For For
4 JEFFERY R. GARDNER For For
5 JOHN R. HARDING For For
6 MASOOD A. JABBAR For For
7 CASIMIR S. SKRZYPCZAK For For
8 ERIK H. VAN DER KAAY For For
02 TO APPROVE A PROPOSED EXCHANGE OF OUTSTANDING Management Against Against
STOCK OPTIONS ISSUED UNDER CERTAIN OF THE
COMPANY'S STOCK PLANS HAVING AN OPTION PRICE NOT
LESS THAN THE GREATER OF $5.00 OR THE 52-WEEK
CLOSING STOCK PRICE HIGH AS OF THE COMMENCEMENT
OF THE OPTION EXCHANGE PROGRAM, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
27, 2010.
- --------------------------------------------------------------------------------
THQ INC.
SECURITY 872443403 MEETING TYPE Annual
TICKER SYMBOL THQI MEETING DATE 06-Aug-2009
ISIN US8724434035 AGENDA 933119744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BRIAN J. FARRELL For For
2 LAWRENCE BURSTEIN For For
3 HENRY T. DENERO For For
4 BRIAN P. DOUGHERTY For For
5 JEFFREY W. GRIFFITHS For For
6 GARY E. RIESCHEL For For
7 JAMES L. WHIMS For For
02 APPROVAL OF AN AMENDMENT TO THE THQ INC. Management For For
EMPLOYEE STOCK PURCHASE PLAN (ESPP): TO INCREASE
BY 500,000 THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE ESPP.
03 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM: TO RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY'S FISCAL YEAR ENDING MARCH 31,
2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 3
- --------------------------------------------------------------------------------
NETWORK EQUIPMENT TECHNOLOGIES, INC.
SECURITY 641208103 MEETING TYPE Annual
TICKER SYMBOL NWK MEETING DATE 11-Aug-2009
ISIN US6412081035 AGENDA 933118867 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID R. LAUBE For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
26, 2010.
03 TO APPROVE AMENDMENTS TO THE COMPANY'S 2008 Management Against Against
EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF
SHARES OF COMMON STOCK OF THE COMPANY AVAILABLE
FOR ISSUANCE THEREUNDER BY AN ADDITIONAL 2,300,000
SHARES AND (II) CHANGE THE RATIO AT WHICH CERTAIN
AWARDS ARE DEDUCTED FROM THE AVAILABLE PLAN
BALANCE.
04 TO APPROVE AN EMPLOYEE OPTION EXCHANGE Management Against Against
PROGRAM.
05 TO APPROVE AN OFFICER & DIRECTOR OPTION EXCHANGE Management Against Against
PROGRAM.
- --------------------------------------------------------------------------------
ELECTRO SCIENTIFIC INDUSTRIES, INC.
SECURITY 285229100 MEETING TYPE Annual
TICKER SYMBOL ESIO MEETING DATE 13-Aug-2009
ISIN US2852291002 AGENDA 933121523 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JON D. TOMPKINS For For
2 RICHARD J. FAUBERT For For
02 TO APPROVE AN AMENDMENT TO THE 1990 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ESI'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING APRIL 3, 2010.
- --------------------------------------------------------------------------------
RADISYS CORPORATION
SECURITY 750459109 MEETING TYPE Annual
TICKER SYMBOL RSYS MEETING DATE 18-Aug-2009
ISIN US7504591097 AGENDA 933118716 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 C. SCOTT GIBSON For For
2 SCOTT C. GROUT For For
3 KEN J. BRADLEY For For
4 RICHARD J. FAUBERT For For
5 DR. WILLIAM W. LATTIN For For
6 KEVIN C. MELIA For For
7 CARL W. NEUN For For
8 LORENE K. STEFFES For For
02 TO RATIFY THE AUDIT COMMITTEES APPOINTMENT OF Management For For
KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE AN EMPLOYEE STOCK OPTION EXCHANGE Management Against Against
PROGRAM.
04 TO APPROVE AN AMENDMENT OF THE RADISYS Management For For
CORPORATION 1996 EMPLOYEE STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------
PSS WORLD MEDICAL, INC.
SECURITY 69366A100 MEETING TYPE Annual
TICKER SYMBOL PSSI MEETING DATE 20-Aug-2009
ISIN US69366A1007 AGENDA 933120329 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JEFFREY C. CROWE For For
2 STEVEN T. HALVERSON For For
02 TO APPROVE THE AMENDED AND RESTATED 2006 Management For For
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 4
- --------------------------------------------------------------------------------
QLOGIC CORPORATION
SECURITY 747277101 MEETING TYPE Annual
TICKER SYMBOL QLGC MEETING DATE 20-Aug-2009
ISIN US7472771010 AGENDA 933122599 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: H.K. DESAI Management For For
1B ELECTION OF DIRECTOR: JOEL S. BIRNBAUM Management For For
1C ELECTION OF DIRECTOR: JAMES R. FIEBIGER Management For For
1D ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Management For For
1E ELECTION OF DIRECTOR: KATHRYN B. LEWIS Management For For
1F ELECTION OF DIRECTOR: GEORGE D. WELLS Management For For
02 APPROVAL OF AMENDMENT TO THE QLOGIC Management Against Against
CORPORATION 2005 PERFORMANCE INCENTIVE PLAN TO
INCREASE THE AGGREGATE SHARE LIMIT
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
SAFEGUARD SCIENTIFICS, INC.
SECURITY 786449108 MEETING TYPE Annual
TICKER SYMBOL SFE MEETING DATE 28-Aug-2009
ISIN US7864491086 AGENDA 933125242 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PETER J. BONI For For
2 MICHAEL J. CODY For For
3 JULIE A. DOBSON For For
4 ANDREW E. LIETZ For For
5 GEORGE MACKENZIE For For
6 GEORGE D. MCCLELLAND For For
7 JACK L. MESSMAN For For
8 JOHN J. ROBERTS For For
9 ROBERT J. ROSENTHAL For For
02 PROPOSAL TO AMEND AND RESTATE THE COMPANY'S 2004 Management Against Against
EQUITY COMPENSATION PLAN AS DESCRIBED IN THE
PROXY STATEMENT.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A.
SECURITY H50430232 MEETING TYPE Consent
TICKER SYMBOL LOGI MEETING DATE 01-Sep-2009
ISIN CH0025751329 AGENDA 933124416 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL OF THE ANNUAL REPORT, THE COMPENSATION Management For For
REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE STATUTORY FINANCIAL STATEMENTS OF
LOGITECH INTERNATIONAL S.A. FOR FISCAL YEAR 2009
02 ADVISORY VOTE ON COMPENSATION PHILOSOPHY, Management For For
POLICIES AND PRACTICES
03 APPROPRIATION OF RETAINED EARNINGS WITHOUT Management For For
PAYMENT OF A DIVIDEND FOR FISCAL YEAR 2009
04 INCREASE OF THE NUMBER OF SHARES AVAILABLE FOR Management For For
ISSUANCE UNDER THE 2006 STOCK INCENTIVE PLAN
05 RELEASE OF THE BOARD OF DIRECTORS AND EXECUTIVE Management For For
OFFICERS FOR LIABILITY FOR ACTIVITIES DURING FISCAL
YEAR 2009
6A RE-ELECTION OF MR. ERH-HSUN CHANG Management For For
6B RE-ELECTION OF MR. KEE-LOCK CHUA Management For For
07 RE-ELECTION OF PRICEWATERHOUSECOOPERS SA AS Management For For
AUDITORS
- --------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION
SECURITY 343468104 MEETING TYPE Annual
TICKER SYMBOL FLOW MEETING DATE 10-Sep-2009
ISIN US3434681041 AGENDA 933128969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR FOR 3 YEAR TERM: RICHARD P. Management For For
FOX
1B ELECTION OF DIRECTOR FOR 3 YEAR TERM: LORENZO C. Management For For
LAMADRID
1C ELECTION OF DIRECTOR FOR 1 YEAR TERM: ARLEN I. Management For For
PRENTICE
02 APPROVAL OF AN AMENDMENT OF THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK FROM
49,000,000 TO 84,000,000.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 Management Against Against
EQUITY INCENTIVE PLAN THAT INCREASES THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN
BY 2,500,000 SHARES.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 5
- --------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORP.
SECURITY 82706C108 MEETING TYPE Annual
TICKER SYMBOL SIMO MEETING DATE 16-Sep-2009
ISIN US82706C1080 AGENDA 933133629 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO ELECT MR. KENNETH KUAN-MING LIN, TO FILL THE Management For For
VACANCY OF INDEPENDENT DIRECTOR OF THE COMPANY
DUE TO THE RETIREMENT OF MR. C.S. HO, WHO RETIRES
BY ROTATION PURSUANT TO THE COMPANY'S ARTICLES
OF ASSOCIATION.
02 TO RATIFY SELECTION OF DELOITTE & TOUCHE AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009 AND AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES CORPORATION
SECURITY 130439102 MEETING TYPE Contested-Annual
TICKER SYMBOL CAMD MEETING DATE 17-Sep-2009
ISIN US1304391022 AGENDA 933128680 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN FICHTHORN Withheld *
2 J. MICHAEL GULLARD Withheld *
3 KENNETH POTASHNER Withheld *
4 MGT NOM JON S. CASTOR Withheld *
5 MGT NOM ROBERT DICKSON Withheld *
6 MGT NOM DR. EDWARD ROSS Withheld *
7 MGT NOM DAVID WITTROCK Withheld *
02 THE COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF Management For *
GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING MARCH 31, 2010.
03 THE COMPANY'S PROPOSAL TO AMEND THE 1995 Management Abstain *
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 200,000 SHARES FROM 1,940,000 SHARES
TO 2,140,000 SHARES.
*MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
MAGMA DESIGN AUTOMATION, INC.
SECURITY 559181102 MEETING TYPE Annual
TICKER SYMBOL LAVA MEETING DATE 17-Sep-2009
ISIN US5591811022 AGENDA 933130116 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 TIMOTHY J. NG For For
2 CHESTER J. SILVESTRI For For
3 SUSUMU KOHYAMA For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
SECURITY 458118106 MEETING TYPE Annual
TICKER SYMBOL IDTI MEETING DATE 17-Sep-2009
ISIN US4581181066 AGENDA 933130697 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN SCHOFIELD For For
2 LEW EGGEBRECHT For For
3 UMESH PADVAL For For
4 GORDON PARNELL For For
5 DONALD SCHROCK For For
6 RON SMITH, PH.D. For For
7 T.L. TEWKSBURY III, PHD For For
02 APPROVAL OF ADOPTION OF THE COMPANY'S 2009 Management For For
EMPLOYEE STOCK PURCHASE PLAN AND SHARES
RESERVED FOR ISSUANCE THEREUNDER OF 9,000,000
SHARES
03 APPROVAL OF A ONE-TIME STOCK OPTION EXCHANGE Management Against Against
PROGRAM
04 RATIFICATION OF SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 6
- --------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Contested-Annual
TICKER SYMBOL GRB MEETING DATE 17-Sep-2009
ISIN US3737301008 AGENDA 933133504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 JAVIER PEREZ For For
7 CAROLE F. ST. MARK For For
8 W. JERRY VEREEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2010 FISCAL YEAR.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE GERBER Management Against Against
SCIENTIFIC, INC. 2006 OMNIBUS INCENTIVE PLAN TO
INCREASE BY 1,250,000 SHARES THE NUMBER OF SHARES
OF THE COMPANY'S COMMON STOCK AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
- --------------------------------------------------------------------------------
RUSS BERRIE AND COMPANY, INC.
SECURITY 782233100 MEETING TYPE Annual
TICKER SYMBOL RUS MEETING DATE 22-Sep-2009
ISIN US7822331002 AGENDA 933130433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RAPHAEL BENAROYA For For
2 MARIO CIAMPI For For
3 BRUCE G. CRAIN For For
4 FREDERICK J. HOROWITZ For For
5 LAUREN KRUEGER For For
6 SALVATORE M. SALIBELLO For For
7 JOHN SCHAEFER For For
8 MICHAEL ZIMMERMAN For For
02 APPROVAL OF THE AMENDMENT TO THE RUSS BERRIE Management For For
AND COMPANY, INC. RESTATED CERTIFICATE OF
INCORPORATION TO CHANGE THE NAME OF THE COMPANY
TO "KID BRANDS, INC."
- --------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
SECURITY 807066105 MEETING TYPE Annual
TICKER SYMBOL SCHL MEETING DATE 23-Sep-2009
ISIN US8070661058 AGENDA 933130457 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JAMES W. BARGE For For
2 JOHN G. MCDONALD For For
- --------------------------------------------------------------------------------
MERIX CORPORATION
SECURITY 590049102 MEETING TYPE Annual
TICKER SYMBOL MERX MEETING DATE 07-Oct-2009
ISIN US5900491029 AGENDA 933133566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM C. MCCORMICK For For
2 MICHAEL D. BURGER For For
3 KIRBY A. DYESS For For
4 DONALD D. JOBE For For
5 GEORGE H. KERCKHOVE For For
6 DR. WILLIAM W. LATTIN For For
7 FRANCIS YUEN KIN PHENG For For
8 ROBERT C. STRANDBERG For For
02 APPROVAL OF THE MERIX CORPORATION 2009 EQUITY Management Against Against
INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 7
- --------------------------------------------------------------------------------
BRIGHAM EXPLORATION COMPANY
SECURITY 109178103 MEETING TYPE Special
TICKER SYMBOL BEXP MEETING DATE 07-Oct-2009
ISIN US1091781039 AGENDA 933144937 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL OF THE PROPOSAL TO AMEND THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 90 MILLION SHARES TO 180 MILLION SHARES.
02 APPROVAL OF THE PROPOSAL TO AMEND THE 1997 Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE UNDER THE PLAN.
- --------------------------------------------------------------------------------
5N PLUS INC.
SECURITY 33833X101 MEETING TYPE Annual
TICKER SYMBOL FPLSF MEETING DATE 08-Oct-2009
ISIN CA33833X1015 AGENDA 933145701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTORS FOR ALL NOMINEES PROPOSED Management For For
FOR ELECTION AS DIRECTORS IN THE MANAGEMENT
PROXY CIRCULAR.
02 THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION.
- --------------------------------------------------------------------------------
DANVERS BANCORP, INC.
SECURITY 236442109 MEETING TYPE Special
TICKER SYMBOL DNBK MEETING DATE 09-Oct-2009
ISIN US2364421097 AGENDA 933143202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER BY Management For For
AND BETWEEN DANVERS BANCORP, INC. AND BEVERLY
NATIONAL CORPORATION, DATED AS OF JUNE 16, 2009,
PURSUANT TO WHICH BEVERLY WILL MERGE WITH AND
INTO DANVERS, WITH DANVERS BEING THE SURVIVING
CORPORATION.
02 APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Management For For
SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING, OR AT ANY
ADJOURNMENT OR POSTPONEMENT OF THAT MEETING,
TO APPROVE THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------
AAR CORP.
SECURITY 000361105 MEETING TYPE Annual
TICKER SYMBOL AIR MEETING DATE 14-Oct-2009
ISIN US0003611052 AGENDA 933134304 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MICHAEL R. BOYCE For For
2 JAMES G. BROCKSMITH, JR For For
3 DAVID P. STORCH For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31,
2010.
- --------------------------------------------------------------------------------
LAWSON SOFTWARE, INC.
SECURITY 52078P102 MEETING TYPE Annual
TICKER SYMBOL LWSN MEETING DATE 15-Oct-2009
ISIN US52078P1021 AGENDA 933138112 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 STEVEN C. CHANG For For
2 HARRY DEBES For For
3 PETER GYENES For For
4 DAVID R. HUBERS For For
5 H. RICHARD LAWSON For For
6 MICHAEL A. ROCCA For For
7 ROBERT A. SCHRIESHEIM For For
8 ROMESH WADHWANI For For
9 PAUL WAHL For For
2 PROPOSAL TO RATIY AND APPROVE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MAY 31, 2010
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 8
- --------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 19-Oct-2009
ISIN US03475V1017 AGENDA 933142870 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WESLEY E. JOHNSON, JR. For For
2 JAN KELTJENS For For
3 STEVEN R. LAPORTE For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2010.
03 TO AMEND ANGIODYNAMICS' 2004 STOCK AND INCENTIVE Management Against Against
AWARD PLAN TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN FROM 3,000,000 TO 3,750,000.
- --------------------------------------------------------------------------------
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Annual
TICKER SYMBOL MRCY MEETING DATE 21-Oct-2009
ISIN US5893781089 AGENDA 933146094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RUSSELL K. JOHNSEN For For
2 VINCENT VITTO For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE MERCURY COMPUTER SYSTEMS, INC. 2005 STOCK
INCENTIVE PLAN DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management For For
THE MERCURY COMPUTER SYSTEMS, INC. 1997 EMPLOYEE
STOCK PURCHASE PLAN DESCRIBED IN THE PROXY
STATEMENT.
04 TO APPROVE THE MERCURY COMPUTER SYSTEMS, INC. Management For For
ANNUAL EXECUTIVE BONUS PLAN - CORPORATE
FINANCIAL PERFORMANCE DESCRIBED IN THE PROXY
STATEMENT.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC.
SECURITY 882491103 MEETING TYPE Contested-Annual
TICKER SYMBOL TXI MEETING DATE 22-Oct-2009
ISIN US8824911031 AGENDA 933135798 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GORDON E. FORWARD For For
2 KEITH W. HUGHES For For
3 HENRY H. MAUZ, JR. For For
02 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT AUDITORS.
03 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
DECLASSIFYING THE BOARD OF DIRECTORS.
04 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
MAJORITY VOTE FOR DIRECTORS.
05 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING Shareholder For Against
SUBMITTING THE SHAREHOLDER RIGHTS AGREEMENT TO
A VOTE OF THE SHAREHOLDERS.
- --------------------------------------------------------------------------------
SOUTHWEST WATER COMPANY
SECURITY 845331107 MEETING TYPE Annual
TICKER SYMBOL SWWC MEETING DATE 23-Oct-2009
ISIN US8453311073 AGENDA 933146587 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: KIMBERLY ALEXY Management For For
1B ELECTION OF DIRECTOR: BRUCE C. EDWARDS Management For For
1C ELECTION OF DIRECTOR: DONOVAN D. HUENNEKENS Management For For
1D ELECTION OF DIRECTOR: THOMAS IINO Management For For
1E ELECTION OF DIRECTOR: WILLIAM D. JONES Management For For
1F ELECTION OF DIRECTOR: MAUREEN A. KINDEL Management For For
1G ELECTION OF DIRECTOR: RICHARD G. NEWMAN Management For For
1H ELECTION OF DIRECTOR: MARK A. SWATEK Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS THE Management For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
SECURITY 46146P102 MEETING TYPE Annual
TICKER SYMBOL ISBC MEETING DATE 27-Oct-2009
ISIN US46146P1021 AGENDA 933147781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PATRICK J. GRANT For For
2 KEVIN CUMMINGS For For
3 JOSEPH H. SHEPARD III For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR INVESTORS BANCORP, INC. FOR THE FISCAL YEAR
ENDING JUNE 30, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 9
- --------------------------------------------------------------------------------
PERRIGO COMPANY
SECURITY 714290103 MEETING TYPE Annual
TICKER SYMBOL PRGO MEETING DATE 29-Oct-2009
ISIN US7142901039 AGENDA 933150271 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GARY M. COHEN For For
2 DAVID T. GIBBONS For For
3 RAN GOTTFRIED For For
4 ELLEN R. HOFFING For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
MOLEX INCORPORATED
SECURITY 608554101 MEETING TYPE Annual
TICKER SYMBOL MOLX MEETING DATE 30-Oct-2009
ISIN US6085541018 AGENDA 933144646 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MICHELLE L. COLLINS For For
2 FRED L. KREHBIEL For For
3 DAVID L. LANDSITTEL For For
4 JOE W. LAYMON For For
5 JAMES S. METCALF For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT AUDITORS OF MOLEX FOR THE
FISCAL YEAR ENDING JUNE 30, 2010.
- --------------------------------------------------------------------------------
MEREDITH CORPORATION
SECURITY 589433101 MEETING TYPE Annual
TICKER SYMBOL MDP MEETING DATE 04-Nov-2009
ISIN US5894331017 AGENDA 933146145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JAMES R. CRAIGIE For For
2 WILLIAM T. KERR For For
3 FREDERICK B. HENRY For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2010
3 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Management For For
OF DIRECTORS TO REAFFIRM THE PREVIOUSLY APPROVED
BUSINESS CRITERIA, CLASSES OF ELIGIBLE PARTICIPANTS,
AND MAXIMUM ANNUAL INCENTIVES AWARDED UNDER THE
AMENDED AND RESTATED MEREDITH CORPORATION 2004
STOCK INCENTIVE PLAN
4 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Management Against Against
OF DIRECTORS TO AUTHORIZE AN ADDITIONAL RESERVE
OF 3,500,000 SHARES THAT MAY BE GRANTED UNDER THE
AMENDED AND RESTATED MEREDITH CORPORATION 2004
STOCK INCENTIVE PLAN
- --------------------------------------------------------------------------------
AVNET, INC.
SECURITY 053807103 MEETING TYPE Annual
TICKER SYMBOL AVT MEETING DATE 05-Nov-2009
ISIN US0538071038 AGENDA 933146208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ELEANOR BAUM For For
2 J. VERONICA BIGGINS For For
3 LAWRENCE W. CLARKSON For For
4 EHUD HOUMINER For For
5 FRANK R. NOONAN For For
6 RAY M. ROBINSON For For
7 WILLIAM P. SULLIVAN For For
8 GARY L. TOOKER For For
9 ROY VALLEE For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 3, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 10
- --------------------------------------------------------------------------------
SYMMETRICOM, INC.
SECURITY 871543104 MEETING TYPE Annual
TICKER SYMBOL SYMM MEETING DATE 06-Nov-2009
ISIN US8715431040 AGENDA 933149735 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT T. CLARKSON For For
2 DAVID G. COTE For For
3 ALFRED BOSCHULTE For For
4 JAMES A. CHIDDIX For For
5 ELIZABETH A. FETTER For For
6 ROBERT J. STANZIONE For For
7 R.M. NEUMEISTER, JR. For For
8 DR. RICHARD W. OLIVER For For
9 RICHARD N. SNYDER For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT
FISCAL YEAR.
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORPORATION
SECURITY 460254105 MEETING TYPE Annual
TICKER SYMBOL IRF MEETING DATE 09-Nov-2009
ISIN US4602541058 AGENDA 933149216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT S. ATTIYEH For For
2 OLEG KHAYKIN For For
3 DR. JAMES D. PLUMMER For For
02 PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE COMPANY'S
CLASSIFIED BOARD STRUCTURE OVER THREE YEARS AND
PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY TO SERVE FOR
FISCAL YEAR 2010.
04 STOCKHOLDER PROPOSAL TO ADOPT A MANDATORY AGE Shareholder Against For
LIMITATION FOR THE ELECTION OR APPOINTMENT OF
DIRECTORS.
- --------------------------------------------------------------------------------
GP STRATEGIES CORPORATION
SECURITY 36225V104 MEETING TYPE Annual
TICKER SYMBOL GPX MEETING DATE 12-Nov-2009
ISIN US36225V1044 AGENDA 933146929 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HARVEY P. EISEN For For
2 MARSHALL S. GELLER For For
3 SCOTT N. GREENBERG For For
4 SUE W. KELLY For For
5 RICHARD C. PFENNIGER For For
6 A. MARVIN STRAIT For For
7 GENE A. WASHINGTON For For
02 TO RATIFY THE BOARD OF DIRECTORS' APPOINTMENT OF Management For For
KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
SECURITY 297602104 MEETING TYPE Annual
TICKER SYMBOL ETH MEETING DATE 16-Nov-2009
ISIN US2976021046 AGENDA 933155132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTOR: FRANK G. WISNER Management For For
02 PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 11
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
SECURITY 218868107 MEETING TYPE Annual
TICKER SYMBOL COCO MEETING DATE 17-Nov-2009
ISIN US2188681074 AGENDA 933154457 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL R. ST. PIERRE For For
2 LINDA AREY SKLADANY For For
3 ROBERT LEE For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JUNE 30, 2010.
- --------------------------------------------------------------------------------
LECROY CORPORATION
SECURITY 52324W109 MEETING TYPE Annual
TICKER SYMBOL LCRY MEETING DATE 18-Nov-2009
ISIN US52324W1099 AGENDA 933149709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM G. SCHEERER For For
2 ALLYN C. WOODWARD, JR. For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S AMENDED Management For For
AND RESTATED 1995 EMPLOYEE STOCK PURCHASE PLAN
TO EXTEND THE TERMINATION DATE OF THE PLAN TO
NOVEMBER 30, 2015 AND TO INCREASE BY 800,000 SHARES
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
- --------------------------------------------------------------------------------
SABA SOFTWARE, INC.
SECURITY 784932600 MEETING TYPE Annual
TICKER SYMBOL SABA MEETING DATE 18-Nov-2009
ISIN US7849326001 AGENDA 933151728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM M. KLEIN For For
2 WILLIAM N. MACGOWAN For For
02 TO APPROVE THE ADOPTION OF THE 2009 STOCK Management Against Against
INCENTIVE PLAN, INCLUDING THE NUMBER OF SHARES
RESERVED FOR ISSUANCE THEREUNDER, AS A
REPLACEMENT OF THE COMPANY'S 2000 STOCK
INCENTIVE PLAN.
03 TO APPROVE THE AMENDMENT AND RESTATMENT OF THE Management For For
2000 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER.
04 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2010.
- --------------------------------------------------------------------------------
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 03-Dec-2009
ISIN US29428R1032 AGENDA 933156615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 JOHN L. CECIL For For
6 PETER A. FLAHERTY For For
7 TIMOTHY T. TAUSSIG For For
02 RATIFICATION OF THE APPOINTMENT OF CF & CO., L.L.P. Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------
LAWSON PRODUCTS, INC.
SECURITY 520776105 MEETING TYPE Annual
TICKER SYMBOL LAWS MEETING DATE 08-Dec-2009
ISIN US5207761058 AGENDA 933163189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 THOMAS S. POSTEK For For
2 ANDREW B. ALBERT For For
3 I. STEVEN EDELSON For For
2 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2009
3 APPROVAL OF THE LAWSON PRODUCTS, INC. 2009 EQUITY Management For For
COMPENSATION PLAN
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 12
- --------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
SECURITY 001744101 MEETING TYPE Special
TICKER SYMBOL AHS MEETING DATE 09-Dec-2009
ISIN US0017441017 AGENDA 933163850 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL OF THE COMPANY'S EQUITY EXCHANGE Management Against Against
PROGRAM.
- --------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
SECURITY 947890109 MEETING TYPE Special
TICKER SYMBOL WBS MEETING DATE 10-Dec-2009
ISIN US9478901096 AGENDA 933159394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE AMENDMENT OF WEBSTER'S SECOND Management For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO REMOVE SUBSECTION 2 OF ARTICLE 10
THEREOF.
02 TO APPROVE THE ISSUANCE OF SHARES OF COMMON Management For For
STOCK IN CONNECTION WITH THE CONVERSION OF OUR
PERPETUAL PARTICIPATING PREFERRED STOCK, SERIES C
AND NON-VOTING PERPETUAL PARTICIPATING PREFERRED
STOCK, SERIES D, INTO, AND EXERCISE OF WARRANTS
FOR, COMMON STOCK, FOR PURPOSES OF SECTION 312.03
OF THE NYSE LISTED COMPANY MANUAL.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE FOREGOING PROPOSALS.
- --------------------------------------------------------------------------------
PERICOM SEMICONDUCTOR CORPORATION
SECURITY 713831105 MEETING TYPE Annual
TICKER SYMBOL PSEM MEETING DATE 11-Dec-2009
ISIN US7138311052 AGENDA 933161173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ALEX CHIMING HUI For For
2 CHI-HUNG (JOHN) HUI PHD For For
3 HAU L. LEE, PH.D. For For
4 DENNIS MCKENNA For For
5 MICHAEL J. SOPHIE For For
6 SIU-WENG SIMON WONG PHD For For
7 EDWARD YANG For For
02 TO APPROVE THE PERICOM SEMICONDUCTOR Management For For
CORPORATION 2010 EMPLOYEE STOCK PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT OF BURR, PILGER & MAYER Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
LECG CORPORATION
SECURITY 523234102 MEETING TYPE Annual
TICKER SYMBOL XPRT MEETING DATE 22-Dec-2009
ISIN US5232341025 AGENDA 933168355 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVE (I) A TWO-STEP MERGER IN WHICH SMART Management For For
BUSINESS HOLDINGS, INC. ("SMART") WILL MERGE WITH
AND INTO A WHOLLY-OWNED SUBSIDIARY OF LECG (THE
"MERGER") AND (II) ISSUANCE OF 10,927,869 SHARES OF
LECG COMMON STOCK PURSUANT THERETO, AS
PROVIDED FOR IN AGREEMENT AND PLAN OF MERGER.
(THE MERGER IS CONDITIONED UPON THE CLOSING OF
THE INVESTMENT, IN PROPOSAL 2.)
02 TO APPROVE THE ISSUANCE TO AND PURCHASE Management For For
("INVESTMENT") BY GREAT HILL EQUITY PARTNERS III, LP,
AND GREAT HILL INVESTORS, LLC, OF 6,313,131 SHARES OF
LECG SERIES A CONVERTIBLE REDEEMABLE PREFERRED
STOCK ("SERIES A PREFERRED STOCK") PURSUANT TO
THE STOCK PURCHASE AGREEMENT. (THE INVESTMENT IS
CONDITIONED UPON THE CLOSING OF THE MERGER,
WHICH IS THE SUBJECT OF PROPOSAL 1.)
03 TO APPROVE THE SECOND AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION OF LECG (THE
"AMENDED CHARTER"), A COPY OF WHICH IS ATTACHED AS
ANNEX C TO THE PROXY STATEMENT.
04 DIRECTOR Management
1 GARRETT F. BOUTON For For
2 ALISON DAVIS For For
3 RUTH M. RICHARDSON For For
4 MICHAEL E. DUNN For For
5 CHRISTOPHER S. GAFFNEY For For
6 JOHN G. HAYES For For
7 STEVE SAMEK For For
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS LECG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
06 TO APPROVE THE ADJOURNMENT OF THE ANNUAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 13
- --------------------------------------------------------------------------------
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Annual
TICKER SYMBOL RBN MEETING DATE 06-Jan-2010
ISIN US7701961036 AGENDA 933172861 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD J. GIROMINI For For
2 STEPHEN F. KIRK For For
3 PETER C. WALLACE For For
02 RE-APPROVE PERFORMANCE GOALS FOR THE ROBBINS & Management For For
MYERS, INC. 2004 STOCK INCENTIVE PLAN AS AMENDED.
03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
AUGUST 31, 2010.
- --------------------------------------------------------------------------------
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 07-Jan-2010
ISIN US98944B1089 AGENDA 933168191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RONALD D. BROWN For For
2 E.W. DEAVENPORT JR For For
3 SIDNEY J. NURKIN For For
02 VOTE TO APPROVE THE ZEP INC. OMNIBUS INCENTIVE Management For For
PLAN
03 VOTE TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
TICKETMASTER ENTERTAINMENT, INC.
SECURITY 88633P302 MEETING TYPE Annual
TICKER SYMBOL TKTM MEETING DATE 08-Jan-2010
ISIN US88633P3029 AGENDA 933165905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF FEBRUARY 10, 2009,
AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG LIVE
NATION, INC., TICKETMASTER ENTERTAINMENT, INC. AND,
FROM AND AFTER ITS ACCESSION THERETO, MERGER
SUB.
02 DIRECTOR Management
1 IRVING AZOFF For For
2 TERRY BARNES For For
3 MARK CARLETON For For
4 BRIAN DEEVY For For
5 BARRY DILLER For For
6 JONATHAN DOLGEN For For
7 DIANE IRVINE For For
8 CRAIG A. JACOBSON For For
9 VICTOR A. KAUFMAN For For
10 MICHAEL LEITNER For For
11 JONATHAN F. MILLER For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
TICKETMASTER ENTERTAINMENT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009
FISCAL YEAR.
04 TO APPROVE THE AMENDED AND RESTATED Management For For
TICKETMASTER ENTERTAINMENT, INC. 2008 STOCK AND
ANNUAL INCENTIVE PLAN.
05 TO APPROVE ANY MOTION TO ADJOURN THE ANNUAL Management For For
MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 14
- --------------------------------------------------------------------------------
TICKETMASTER ENTERTAINMENT, INC.
SECURITY 88633P302 MEETING TYPE Annual
TICKER SYMBOL TKTM MEETING DATE 08-Jan-2010
ISIN US88633P3029 AGENDA 933172277 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF FEBRUARY 10, 2009,
AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG LIVE
NATION, INC., TICKETMASTER ENTERTAINMENT, INC. AND,
FROM AND AFTER ITS ACCESSION THERETO, MERGER
SUB.
02 DIRECTOR Management
1 IRVING AZOFF For For
2 TERRY BARNES For For
3 MARK CARLETON For For
4 BRIAN DEEVY For For
5 BARRY DILLER For For
6 JONATHAN DOLGEN For For
7 DIANE IRVINE For For
8 CRAIG A. JACOBSON For For
9 VICTOR A. KAUFMAN For For
10 MICHAEL LEITNER For For
11 JONATHAN F. MILLER For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
TICKETMASTER ENTERTAINMENT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009
FISCAL YEAR.
04 TO APPROVE THE AMENDED AND RESTATED Management For For
TICKETMASTER ENTERTAINMENT, INC. 2008 STOCK AND
ANNUAL INCENTIVE PLAN.
05 TO APPROVE ANY MOTION TO ADJOURN THE ANNUAL Management For For
MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------
FSI INTERNATIONAL, INC.
SECURITY 302633102 MEETING TYPE Annual
TICKER SYMBOL FSII MEETING DATE 20-Jan-2010
ISIN US3026331021 AGENDA 933173332 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLEM D. MARIS For For
02 PROPOSAL TO APPROVE AN AMENDMENT OF THE FSI Management Against Against
INTERNATIONAL 2008 OMNIBUS STOCK PLAN TO INCREASE
THE AGGREGATE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY
500,000.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE FSI Management For For
INTERNATIONAL EMPLOYEES STOCK PURCHASE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF OUR
COMMON STOCK RESERVED FOR ISSUANCE UNDER THE
PLAN BY 1,000,000.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 28, 2010.
- --------------------------------------------------------------------------------
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Special
TICKER SYMBOL SMBL MEETING DATE 21-Jan-2010
ISIN US83169Y1082 AGENDA 933176580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL OF OUR PROPOSED SECOND AMENDED AND Management For For
RESTATED COMPANY STOCK AND AWARDS PLAN.
02 APPROVAL OF STOCK OPTION AWARDS PREVIOUSLY Management For For
GRANTED TO CERTAIN EXECUTIVES.
- --------------------------------------------------------------------------------
WOODWARD GOVERNOR COMPANY
SECURITY 980745103 MEETING TYPE Annual
TICKER SYMBOL WGOV MEETING DATE 22-Jan-2010
ISIN US9807451037 AGENDA 933175348 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN D. COHN For For
2 MICHAEL H. JOYCE For For
3 JAMES R. RULSEH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010.
03 SHAREHOLDER PROPOSAL TO ELIMINATE THE Shareholder Against For
CLASSIFICATION OF THE TERMS OF THE DIRECTORS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 15
- --------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS, INC.
SECURITY 895919108 MEETING TYPE Annual
TICKER SYMBOL TRID MEETING DATE 25-Jan-2010
ISIN US8959191086 AGENDA 933175742 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE ISSUANCE OF TRIDENT COMMON STOCK Management For For
TO NXP B.V. PURSUANT TO THE SHARE EXCHANGE
AGREEMENT, DATED OCTOBER 4, 2009 (AS IT MAY BE
AMENDED FROM TIME TO TIME), A COPY OF WHICH IS
ATTACHED AS ANNEX A TO THE PROXY STATEMENT.
02 TO APPROVE THE AMENDMENT TO THE TRIDENT Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
(THE "CHARTER AMENDMENT"), A COPY OF WHICH IS
ATTACHED AS ANNEX B TO THE PROXY STATEMENT.
03 TO APPROVE THE TRIDENT MICROSYSTEMS, INC. 2010 Management Against Against
EQUITY INCENTIVE PLAN, A COPY OF WHICH IS ATTACHED
AS ANNEX F TO THE PROXY STATEMENT.
04 TO APPROVE THE EMPLOYEE STOCK OPTION EXCHANGE Management Against Against
PROGRAM (THE "EXCHANGE PROGRAM").
05 DIRECTOR Management
1 BRIAN R. BACHMAN For For
2 J. CARL HSU For For
06 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS TRIDENT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
07 TO APPROVE THE ADJOURNMENT OF THE ANNUAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO, AT
THE TIME OF THE ANNUAL MEETING.
- --------------------------------------------------------------------------------
PENFORD CORPORATION
SECURITY 707051108 MEETING TYPE Annual
TICKER SYMBOL PENX MEETING DATE 26-Jan-2010
ISIN US7070511081 AGENDA 933177253 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JEFFREY T. COOK For For
2 THOMAS D. MALKOSKI For For
3 SALLY G. NARODICK For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 28-Jan-2010
ISIN US7714971048 AGENDA 933178382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 ROGER W. SCHNOBRICH For For
5 BENSON SMITH For For
02 APPROVAL OF THE ROCHESTER MEDICAL CORPORATION Management Against Against
2010 STOCK INCENTIVE PLAN
03 RATIFICATION OF SELECTION OF GRANT THORNTON LLP Management For For
AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010
- --------------------------------------------------------------------------------
ANALOGIC CORPORATION
SECURITY 032657207 MEETING TYPE Annual
TICKER SYMBOL ALOG MEETING DATE 29-Jan-2010
ISIN US0326572072 AGENDA 933178407 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: BURTON P. DRAYER Management For For
1B ELECTION OF DIRECTOR: JAMES W. GREEN Management For For
1C ELECTION OF DIRECTOR: JAMES J. JUDGE Management For For
1D ELECTION OF DIRECTOR: KEVIN C. MELIA Management For For
1E ELECTION OF DIRECTOR: FRED B. PARKS Management For For
1F ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Management For For
1G ELECTION OF DIRECTOR: GERALD L. WILSON Management For For
02 TO CONSIDER AND ACT UPON AN AMENDMENT TO THE BY- Management For For
LAWS OF ANALOGIC CORPORATION TO INCREASE THE
MAXIMUM NUMBER OF DIRECTORS THAT MAY SERVE ON
THE BOARD OF DIRECTORS FROM TEN TO ELEVEN.
03 TO CONSIDER AND ACT UPON THE ANALOGIC Management Against Against
CORPORATION 2009 STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS ANALOGIC
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
31, 2010.
05 TO ACT UPON ANY AND ALL MATTERS INCIDENTAL TO ANY Management For For
OF THE FOREGOING AND TRANSACT SUCH OTHER
BUSINESS AS MAY LEGALLY COME BEFORE THE MEETING
OR ANY ADJOURNED SESSION OR SESSIONS THEREOF.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 16
- --------------------------------------------------------------------------------
IBERIABANK CORPORATION
SECURITY 450828108 MEETING TYPE Special
TICKER SYMBOL IBKC MEETING DATE 29-Jan-2010
ISIN US4508281080 AGENDA 933180818 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL OF PROPOSED 2010 STOCK INCENTIVE PLAN. Management Against Against
- --------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
SECURITY 303250104 MEETING TYPE Annual
TICKER SYMBOL FICO MEETING DATE 02-Feb-2010
ISIN US3032501047 AGENDA 933178546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 A. GEORGE BATTLE For For
2 NICHOLAS F. GRAZIANO For For
3 MARK N. GREENE For For
4 ALEX W. HART For For
5 JAMES D. KIRSNER For For
6 WILLIAM J. LANSING For For
7 RAHUL N. MERCHANT For For
8 MARGARET L. TAYLOR For For
9 DUANE E. WHITE For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF
DIRECTORS.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
BYLAWS TO CHANGE THE STANDARD FOR THE ELECTION
OF DIRECTORS IN UNCONTESTED ELECTIONS FROM A
PLURALITY VOTING STANDARD TO A MAJORITY VOTING
STANDARD.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS OF THE
CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
PHOENIX TECHNOLOGIES LTD.
SECURITY 719153108 MEETING TYPE Annual
TICKER SYMBOL PTEC MEETING DATE 03-Feb-2010
ISIN US7191531083 AGENDA 933180717 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: JEFFREY SMITH Management For For
1B ELECTION OF DIRECTOR: DOUGLAS BARNETT Management For For
1C ELECTION OF DIRECTOR: DALE FULLER Management For For
1D ELECTION OF DIRECTOR: WOODSON HOBBS Management For For
1E ELECTION OF DIRECTOR: PATRICK LITTLE Management For For
1F ELECTION OF DIRECTOR: RICHARD NOLING Management For For
1G ELECTION OF DIRECTOR: EDWARD TERINO Management For For
1H ELECTION OF DIRECTOR: KENNETH TRAUB Management For For
1I ELECTION OF DIRECTOR: MITCHELL TUCHMAN Management For For
2 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Management Against Against
EQUITY INCENTIVE PLAN (THE "2007" PLAN") TO INCREASE
THE NUMBER OF SHARES ISSUABLE UNDER THE 2007 PLAN
BY 1,500,000 SHARES.
- --------------------------------------------------------------------------------
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 04-Feb-2010
ISIN US3984331021 AGENDA 933176491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 HENRY A. ALPERT For For
2 BLAINE V. FOGG For For
3 WILLIAM H. WALDORF For For
4 JOSEPH J. WHALEN For For
2 RATIFICATION OF THE SELECTION BY OUR AUDIT Management For For
COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 17
- --------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
SECURITY 114340102 MEETING TYPE Annual
TICKER SYMBOL BRKS MEETING DATE 04-Feb-2010
ISIN US1143401024 AGENDA 933177330 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 ROBERT J. LEPOFSKY For For
3 JOSEPH R. MARTIN For For
4 JOHN K. MCGILLICUDDY For For
5 KRISHNA G. PALEPU For For
6 C.S. PARK For For
7 KIRK P. POND For For
8 ALFRED WOOLLACOTT, III For For
9 MARK S. WRIGHTON For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR THE 2010 FISCAL
YEAR.
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC.
SECURITY 922207105 MEETING TYPE Annual
TICKER SYMBOL VSEA MEETING DATE 08-Feb-2010
ISIN US9222071055 AGENDA 933177328 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 XUN (ERIC) CHEN For For
2 DENNIS G. SCHMAL For For
2 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
SEMICONDUCTOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
KULICKE & SOFFA INDUSTRIES, INC.
SECURITY 501242101 MEETING TYPE Annual
TICKER SYMBOL KLIC MEETING DATE 09-Feb-2010
ISIN US5012421013 AGENDA 933177772 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MR. JOHN A. O'STEEN For For
2 MR. MACDONELL ROEHM JR. For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 2, 2010.
- --------------------------------------------------------------------------------
CONTINUCARE CORPORATION
SECURITY 212172100 MEETING TYPE Annual
TICKER SYMBOL CNU MEETING DATE 09-Feb-2010
ISIN US2121721003 AGENDA 933181048 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 R.C. PFENNIGER, JR. For For
2 ROBERT J. CRESCI For For
3 NEIL FLANZRAICH For For
4 PHILLIP FROST, M.D. For For
5 JACOB NUDEL, M.D. For For
6 MARVIN A. SACKNER, M.D. For For
7 JACQUELINE M. SIMKIN For For
8 A. MARVIN STRAIT For For
02 APPROVAL OF AN AMENDMENT AND EXTENSION OF Management Against Against
CONTINUCARE'S AMENDED AND RESTATED 2000 STOCK
OPTION PLAN (THE "PLAN") TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE PURSUANT TO THE PLAN FROM 9,000,000
TO 13,000,000 AND TO EXTEND THE EXPIRATION DATE OF
THE PLAN FROM 2010 TO 2020.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
ZOLL MEDICAL CORPORATION
SECURITY 989922109 MEETING TYPE Annual
TICKER SYMBOL ZOLL MEETING DATE 10-Feb-2010
ISIN US9899221090 AGENDA 933175754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JAMES W. BIONDI, M.D. For For
2 ROBERT J. HALLIDAY For For
3 LEWIS H. ROSENBLUM For For
2 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 3, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 18
- --------------------------------------------------------------------------------
KEITHLEY INSTRUMENTS, INC.
SECURITY 487584104 MEETING TYPE Annual
TICKER SYMBOL KEI MEETING DATE 13-Feb-2010
ISIN US4875841045 AGENDA 933178887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 BRIAN R. BACHMAN* For For
3 JAMES B. GRISWOLD For For
4 LEON J. HENDRIX, JR. For For
5 BRIAN J. JACKMAN* For For
6 DR. N. MOHAN REDDY* For For
7 THOMAS A. SAPONAS For For
8 BARBARA V. SCHERER For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS KEITHLEY
INSTRUMENTS, INC.'S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION
SECURITY 63934E108 MEETING TYPE Annual
TICKER SYMBOL NAV MEETING DATE 16-Feb-2010
ISIN US63934E1082 AGENDA 933182569 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 EUGENIO CLARIOND For For
2 DIANE H. GULYAS For For
3 WILLIAM H. OSBORNE For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 VOTE TO APPROVE AN AMENDMENT TO OUR 2004 Management Abstain Against
PERFORMANCE INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER FROM 3,250,000 TO 5,750,000.
04 VOTE TO APPROVE AN AMENDMENT TO OUR 2004 Management For For
PERFORMANCE INCENTIVE PLAN TO MODIFY THE
PERFORMANCE MEASURES.
- --------------------------------------------------------------------------------
MICROSEMI CORPORATION
SECURITY 595137100 MEETING TYPE Annual
TICKER SYMBOL MSCC MEETING DATE 17-Feb-2010
ISIN US5951371005 AGENDA 933181389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAMES J. PETERSON For For
2 DENNIS R. LEIBEL For For
3 THOMAS R. ANDERSON For For
4 WILLIAM E. BENDUSH For For
5 WILLIAM L. HEALEY For For
6 PAUL F. FOLINO For For
7 MATTHEW E. MASSENGILL For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR MICROSEMI
CORPORATION FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
THE VALSPAR CORPORATION
SECURITY 920355104 MEETING TYPE Annual
TICKER SYMBOL VAL MEETING DATE 18-Feb-2010
ISIN US9203551042 AGENDA 933183054 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CHARLES W. GAILLARD For For
2 GARY E. HENDRICKSON For For
3 MAE C. JEMISON For For
4 GREGORY R. PALEN For For
02 TO APPROVE AN INCREASE IN THE SHARES RESERVED Management Against Against
UNDER THE VALSPAR CORPORATION 2009 OMNIBUS
EQUITY PLAN.
03 TO APPROVE THE RATIFICATION OF THE APPOINTMENT OF Management For For
ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 19
- --------------------------------------------------------------------------------
TETRA TECH, INC.
SECURITY 88162G103 MEETING TYPE Annual
TICKER SYMBOL TTEK MEETING DATE 25-Feb-2010
ISIN US88162G1031 AGENDA 933182228 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAN L. BATRACK For For
2 HUGH M. GRANT For For
3 PATRICK C. HADEN For For
4 J. CHRISTOPHER LEWIS For For
5 ALBERT E. SMITH For For
6 J. KENNETH THOMPSON For For
7 RICHARD H. TRULY For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
NBTY, INC.
SECURITY 628782104 MEETING TYPE Annual
TICKER SYMBOL NTY MEETING DATE 26-Feb-2010
ISIN US6287821044 AGENDA 933181973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 MICHAEL L. ASHNER For For
2 GLENN COHEN For For
3 ARTHUR RUDOLPH For For
2 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
SYNERON MEDICAL LTD.
SECURITY M87245102 MEETING TYPE Annual
TICKER SYMBOL ELOS MEETING DATE 02-Mar-2010
ISIN IL0010909351 AGENDA 933187090 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL AND RATIFICATION OF THE RE-APPOINTMENT Management For For
OF KOST FORER GABBAY & KASIERER, A MEMBER OF
ERNST & YOUNG GLOBAL, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE COMPANY'S 2009
FISCAL YEAR ENDING DECEMBER 31, 2009 AND FOR AN
ADDITIONAL PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING.
02 RE-ELECTION OF MARSHALL BUTLER AND YAFFA KRINDEL Management For For
WHOSE CURRENT TERMS EXPIRE AT THE MEETING, AS
CLASS II DIRECTORS TO HOLD OFFICE UNTIL THE END OF
THE THIRD ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF THE COMPANY TO BE HELD AFTER
THE MEETING OR UNTIL A SUCCESSOR HAS BEEN DULY
ELECTED.
03 APPROVAL OF AN INCREASE IN THE COMPANY'S Management For For
AUTHORIZED SHARE CAPITAL FROM NIS 1,000,000 TO NIS
2,000,000 AND OF AN AMENDMENT TO THE COMPANY'S
ARTICLES OF ASSOCIATION TO REFLECT SUCH INCREASE.
- --------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORPORATION
SECURITY 699173209 MEETING TYPE Annual
TICKER SYMBOL PMTC MEETING DATE 03-Mar-2010
ISIN US6991732099 AGENDA 933183612 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL A. LACY For For
2 MICHAEL E. PORTER For For
3 ROBERT P. SCHECHTER For For
02 APPROVE THE PERFORMANCE GOALS UNDER THE 2009 Management For For
EXECUTIVE CASH INCENTIVE PERFORMANCE PLAN.
03 RE-APPROVE THE PERFORMANCE GOALS UNDER THE 2000 Management For For
EQUITY INCENTIVE PLAN.
04 CONFIRM THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS PTC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 20
- --------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
SECURITY 297425100 MEETING TYPE Annual
TICKER SYMBOL ESL MEETING DATE 03-Mar-2010
ISIN US2974251009 AGENDA 933183648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL V. HAACK* For For
2 R. BRADLEY LAWRENCE* For For
3 LEROY D. NOSBAUM* For For
4 GARY E. PRUITT** For For
5 JOHN F. CLEARMAN*** For For
02 TO CONSIDER AND APPROVE THE COMPANY'S AMENDED Management Against Against
AND RESTATED 2004 EQUITY INCENTIVE PLAN.
03 TO CONSIDER AND APPROVE THE COMPANY'S AMENDED Management For For
AND RESTATED 2002 EMPLOYEE STOCK PURCHASE PLAN.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 29, 2010.
- --------------------------------------------------------------------------------
OSI SYSTEMS, INC.
SECURITY 671044105 MEETING TYPE Annual
TICKER SYMBOL OSIS MEETING DATE 05-Mar-2010
ISIN US6710441055 AGENDA 933189842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DEEPAK CHOPRA For For
2 AJAY MEHRA For For
3 STEVEN C. GOOD For For
4 MEYER LUSKIN For For
5 LESLIE E. BIDER For For
6 DAVID T. FEINBERG For For
02 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30,2010.
03 TO APPROVE THE REINCORPORATION OF THE COMPANY Management For For
FROM CALIFORNIA TO DELAWARE.
- --------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
SECURITY 87305R109 MEETING TYPE Special
TICKER SYMBOL TTMI MEETING DATE 12-Mar-2010
ISIN US87305R1095 AGENDA 933190275 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE ISSUANCE OF 36,334,000 SHARES OF Management For For
COMMON STOCK OF TTM TECHNOLOGIES, INC.
- --------------------------------------------------------------------------------
THE TORO COMPANY
SECURITY 891092108 MEETING TYPE Annual
TICKER SYMBOL TTC MEETING DATE 16-Mar-2010
ISIN US8910921084 AGENDA 933186264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT C. BUHRMASTER For For
2 ROBERT H. NASSAU For For
3 CHRISTOPHER A. TWOMEY For For
02 APPROVAL OF THE TORO COMPANY 2010 EQUITY AND Management Against Against
INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY
SECURITY 410120109 MEETING TYPE Annual
TICKER SYMBOL HBHC MEETING DATE 18-Mar-2010
ISIN US4101201097 AGENDA 933195023 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DON P. DESCANT For For
2 JAMES B. ESTABROOK, JR. For For
3 RANDALL W. HANNA For For
4 ROBERT W. ROSEBERRY For For
5 ANTHONY J. TOPAZI For For
02 APPROVAL OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 21
- --------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 23-Mar-2010
ISIN US4273981021 AGENDA 933194362 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GERALD A. GAGLIARDI Withheld Against
2 E.K. WALKER, JR. (RET.) Withheld Against
02 PROPOSAL TO AMEND OUR CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD
STRUCTURE, AS SET FORTH IN THE PROXY STATEMENT.
03 PROPOSAL TO RATIFY AND APPROVE OUR 2010 STOCK Management Against Against
PLAN, AS SET FORTH IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
SECURITY 055482103 MEETING TYPE Special
TICKER SYMBOL BJS MEETING DATE 31-Mar-2010
ISIN US0554821035 AGENDA 933191809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF AUGUST 30, 2009, BY AND AMONG
BAKER HUGHES INCORPORATED, A DELAWARE
CORPORATION, BSA ACQUISITION LLC, A DELAWARE
LIMITED LIABILITY COMPANY AND A WHOLLY OWNED
SUBSIDIARY OF BAKER HUGHES INCORPORATED, AND BJ
SERVICES COMPANY, AS IT MAY BE AMENDED FROM TIME
TO TIME.
02 TO AUTHORIZE THE BJ SERVICES COMPANY BOARD OF Management For For
DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE
SPECIAL MEETING TO A LATER DATE OR DATES IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING.
- --------------------------------------------------------------------------------
COHERENT, INC.
SECURITY 192479103 MEETING TYPE Annual
TICKER SYMBOL COHR MEETING DATE 01-Apr-2010
ISIN US1924791031 AGENDA 933195011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN R. AMBROSEO For For
2 SUSAN JAMES For For
3 L. WILLIAM KRAUSE For For
4 GARRY ROGERSON For For
5 LAWRENCE TOMLINSON For For
6 SANDEEP VIJ For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 2, 2010
(PROPOSAL TWO).
- --------------------------------------------------------------------------------
VERIGY LTD.
SECURITY Y93691106 MEETING TYPE Annual
TICKER SYMBOL VRGY MEETING DATE 06-Apr-2010
ISIN SG9999002885 AGENDA 933191950 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO RE-ELECT MR. ERIC MEURICE AS A DIRECTOR OF THE Management For For
BOARD OF DIRECTORS.
02 TO RE-ELECT MR. STEVEN W. BERGLUND AS A DIRECTOR Management For For
OF THE BOARD OF DIRECTORS.
03 TO RE-ELECT DR. CLAUDINE SIMSON AS A DIRECTOR OF Management For For
THE BOARD OF DIRECTORS.
04 TO APPROVE RE-APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT SINGAPORE AUDITOR FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2010, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
05 TO APPROVE ANNUAL CASH COMPENSATION FOR Management For For
VERIGY'S CURRENT NON-EMPLOYEE DIRECTORS FOR THE
APPROXIMATELY ONE YEAR PERIOD COMMENCING ON THE
DATE OF OUR 2010 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND ENDING ON THE DAY IMMEDIATELY
PRIOR TO OUR 2011 ANNUAL GENERAL MEETING OF
SHAREHOLDERS, AND FOR EACH 12-MONTH PERIOD
THEREAFTER.
06 TO APPROVE THE AUTHORIZATION FOR THE BOARD OF Management For For
DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES.
07 TO APPROVE THE SHARE PURCHASE MANDATE RELATING Management For For
TO THE ACQUISITION BY VERIGY OF ITS OWN ORDINARY
SHARES.
08 TO APPROVE THE AMENDMENT OF THE 2006 EQUITY Management Against Against
INCENTIVE PLAN TO INCREASE THE MAXIMUM NUMBER OF
ORDINARY SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER BY 3,000,000, FROM 10,300,000 ORDINARY
SHARES TO 13,300,000 ORDINARY SHARES.
09 TO APPROVE THE AMENDMENT OF THE 2006 EMPLOYEE Management For For
SHARES PURCHASE PLAN TO INCREASE THE MAXIMUM
NUMBER OF ORDINARY SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER BY 1,500,000, FROM 1,700,000
ORDINARY SHARES TO 3,200,000 ORDINARY SHARES.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 22
- --------------------------------------------------------------------------------
IDEX CORPORATION
SECURITY 45167R104 MEETING TYPE Annual
TICKER SYMBOL IEX MEETING DATE 06-Apr-2010
ISIN US45167R1041 AGENDA 933199386 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 NEIL A. SPRINGER For For
2 RUBY R. CHANDY For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management Against Against
IDEX CORPORATION INCENTIVE AWARD PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
SECURITY 930059100 MEETING TYPE Annual
TICKER SYMBOL WDR MEETING DATE 07-Apr-2010
ISIN US9300591008 AGENDA 933198562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HENRY J. HERRMANN For For
2 JAMES M. RAINES For For
3 WILLIAM L. ROGERS For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2010.
03 STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE Shareholder Against For
BOARD OF DIRECTORS ADOPT A POLICY REQUIRING AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Annual
TICKER SYMBOL TIER MEETING DATE 08-Apr-2010
ISIN US88650Q1004 AGENDA 933208553 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 JOHN J. DELUCCA For For
3 MORGAN P. GUENTHER For For
4 PHILIP G. HEASLEY For For
5 DAVID A. POE For For
6 RONALD L. ROSSETTI For For
7 ZACHARY F. SADEK For For
02 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010.
03 TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO CHANGE THE COMPANY'S NAME TO
OFFICIAL PAYMENTS HOLDINGS, INC.
- --------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
SECURITY 919794107 MEETING TYPE Annual
TICKER SYMBOL VLY MEETING DATE 14-Apr-2010
ISIN US9197941076 AGENDA 933204620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ANDREW B. ABRAMSON For For
2 PAMELA R. BRONANDER For For
3 ERIC P. EDELSTEIN For For
4 M.J. STEELE GUILFOILE For For
5 GRAHAM O. JONES For For
6 WALTER H. JONES, III For For
7 GERALD KORDE For For
8 MICHAEL L. LARUSSO For For
9 MARC J. LENNER For For
10 GERALD H. LIPKIN For For
11 ROBINSON MARKEL For For
12 RICHARD S. MILLER For For
13 BARNETT RUKIN For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 23
14 SURESH L. SANI For For
15 ROBERT C. SOLDOVERI For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010
03 APPROVAL OF THE 2010 EXECUTIVE INCENTIVE PLAN Management For For
04 TO APPROVE ON A NON-BINDING BASIS, THE Management For For
COMPENSATION OF VALLEY'S NAMED EXECUTIVE
OFFICERS AS DETERMINED BY THE COMPENSATION AND
HUMAN RESOURCES COMMITTEE
- --------------------------------------------------------------------------------
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 15-Apr-2010
ISIN US3596941068 AGENDA 933194893 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN C. VAN RODEN, JR. For For
2 MICHELE VOLPI For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 27, 2010.
- --------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
SECURITY 874054109 MEETING TYPE Annual
TICKER SYMBOL TTWO MEETING DATE 15-Apr-2010
ISIN US8740541094 AGENDA 933195960 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 STRAUSS ZELNICK For For
2 ROBERT A. BOWMAN For For
3 SUNG HWAN CHO For For
4 MICHAEL DORNEMANN For For
5 BRETT ICAHN For For
6 J. MOSES For For
7 JAMES L. NELSON For For
8 MICHAEL SHERESKY For For
2 APPROVAL OF THE AMENDMENT TO THE TAKE-TWO Management Against Against
INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE
PLAN.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC.
SECURITY 277196101 MEETING TYPE Annual
TICKER SYMBOL EVBS MEETING DATE 15-Apr-2010
ISIN US2771961016 AGENDA 933206218 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 W. RAND COOK For For
2 JOE A. SHEARIN For For
3 F. WARREN HAYNIE, JR. For For
4 J.T. THOMPSON, III For For
5 ERIC A. JOHNSON For For
6 CHARLES R. REVERE For For
7 IRA C. HARRIS For For
8 LESLIE E. TAYLOR For For
9 W. GERALD COX For For
10 W. LESLIE KILDUFF, JR. For For
11 F.L. GARRETT, III For For
12 H.R. STRAUGHAN, JR. For For
13 WILLIAM L. LEWIS For For
14 MICHAEL E. FIORE For For
02 RESOLVED, THAT THE SHAREHOLDERS APPROVE THE Management For For
COMPENSATION OF EXECUTIVE OFFICERS AS DISCLOSED
IN THIS PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 24
- --------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
SECURITY 904214103 MEETING TYPE Annual
TICKER SYMBOL UMPQ MEETING DATE 20-Apr-2010
ISIN US9042141039 AGENDA 933196556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A TO ELECT RAYMOND P. DAVIS AS A DIRECTOR. Management For For
1B TO ELECT DAVID B. FROHNMAYER AS A DIRECTOR. Management For For
1C TO ELECT WILLIAM A. LANSING AS A DIRECTOR. Management For For
1D TO ELECT HILLIARD C. TERRY, III AS A DIRECTOR. Management For For
1E TO ELECT PEGGY Y. FOWLER AS A DIRECTOR. Management For For
1F TO ELECT STEPHEN M. GAMBEE AS A DIRECTOR. Management For For
1G TO ELECT LUIS F. MACHUCA AS A DIRECTOR. Management For For
1H TO ELECT BRYAN L. TIMM AS A DIRECTOR. Management For For
1I TO ELECT ALLYN C. FORD AS A DIRECTOR. Management For For
1J TO ELECT JOSE R. HERMOCILLO AS A DIRECTOR. Management For For
1K TO ELECT DIANE D. MILLER AS A DIRECTOR. Management For For
1L TO ELECT FRANK R.J. WHITTAKER AS A DIRECTOR. Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO INCREASE THE COMPANY'S AUTHORIZED COMMON
SHARES FROM 100 MILLION SHARES TO 200 MILLION
SHARES, WITHOUT PAR VALUE AND TO INCREASE THE
AUTHORIZED PREFERRED SHARES FROM 2 MILLION
SHARES TO 4 MILLION SHARES.
03 TO AMEND THE COMPANY'S 2003 STOCK INCENTIVE PLAN Management For For
TO MAKE AN ADDITIONAL 2 MILLION SHARES AVAILABLE
FOR ISSUANCE AND TO EXTEND THE TERMINATION DATE
TO JUNE 30, 2015.
04 TO AMEND THE UMPQUA HOLDINGS CORPORATION 2005 Management For For
PERFORMANCE-BASED EXECUTIVE INCENTIVE PLAN BY
EXTENDING ITS EXPIRATION DATE FROM DECEMBER 31,
2009 TO DECEMBER 31, 2014.
05 TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY Management For For
(NON-BINDING) PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
EXECUTIVE OFFICERS AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS AND THE
TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE
OFFICER COMPENSATION (TOGETHER WITH THE
ACCOMPANYING NARRATIVE DISCLOSURE) IN THIS PROXY
STATEMENT."
06 TO RATIFY THE AUDIT AND COMPLIANCE COMMITTEE'S Management For For
APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
DECEMBER 31,2010.
- --------------------------------------------------------------------------------
CONVERGYS CORPORATION
SECURITY 212485106 MEETING TYPE Annual
TICKER SYMBOL CVG MEETING DATE 20-Apr-2010
ISIN US2124851062 AGENDA 933199502 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ZOE BAIRD For For
2 RICHARD R. DEVENUTI For For
3 THOMAS L. MONAHAN III For For
4 PHILIP A. ODEEN For For
5 RICHARD F. WALLMAN For For
2 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
ACCOUNTANTS.
3 AMENDMENT TO AMENDED ARTICLES OF INCORPORATION. Management For For
- --------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC.
SECURITY 650203102 MEETING TYPE Annual
TICKER SYMBOL NAL MEETING DATE 20-Apr-2010
ISIN US6502031023 AGENDA 933202474 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CARLTON L. HIGHSMITH For For
2 JOSEPH H. ROSSI For For
3 NATHANIEL D. WOODSON For For
4 JOSEPH A. ZACCAGNINO For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS INDEPENDENT
AUDITORS
- --------------------------------------------------------------------------------
RSC HOLDINGS INC
SECURITY 74972L102 MEETING TYPE Annual
TICKER SYMBOL RRR MEETING DATE 20-Apr-2010
ISIN US74972L1026 AGENDA 933204707 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 EDWARD DARDANI For For
2 DENIS J. NAYDEN For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
FOR OUR YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE THE KEY EMPLOYEE SHORT-TERM INCENTIVE Management For For
COMPENSATION PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 25
- --------------------------------------------------------------------------------
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 21-Apr-2010
ISIN US4835481031 AGENDA 933195059 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 EILEEN S. KRAUS For For
2 RICHARD J. SWIFT For For
3 NEAL J. KEATING For For
4 GEORGE E. MINNICH For For
2 TO APPROVE THE COMPANY'S 2003 STOCK INCENTIVE Management For For
PLAN (AS AMENDED THROUGH FEBRUARY 23, 2010)
3 TO APPROVE THE COMPANY'S EMPLOYEES STOCK Management For For
PURCHASE PLAN (AS AMENDED THROUGH OCTOBER 13,
2009)
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE ENSUING YEAR.
- --------------------------------------------------------------------------------
BROOKLINE BANCORP, INC.
SECURITY 11373M107 MEETING TYPE Annual
TICKER SYMBOL BRKL MEETING DATE 21-Apr-2010
ISIN US11373M1071 AGENDA 933204959 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID C. CHAPIN For For
2 JOHN A. HACKETT, SR. For For
3 JOHN L. HALL, II For For
4 ROSAMOND B. VAULE For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
THE PRINCETON REVIEW, INC.
SECURITY 742352107 MEETING TYPE Special
TICKER SYMBOL REVU MEETING DATE 21-Apr-2010
ISIN US7423521076 AGENDA 933205608 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO APPROVE THE CONVERSION OF OUR OUTSTANDING Management Against Against
SERIES E NON-CONVERTIBLE PREFERRED STOCK INTO
SHARES OF SERIES D CONVERTIBLE PREFERRED STOCK
PURSUANT TO THE MARKETPLACE RULES OF THE NASDAQ
STOCK MARKET.
- --------------------------------------------------------------------------------
INSITUFORM TECHNOLOGIES, INC.
SECURITY 457667103 MEETING TYPE Annual
TICKER SYMBOL INSU MEETING DATE 21-Apr-2010
ISIN US4576671030 AGENDA 933206369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 J. JOSEPH BURGESS For For
2 STEPHEN P. CORTINOVIS For For
3 STEPHANIE A. CUSKLEY For For
4 JOHN P. DUBINSKY For For
5 CHARLES R. GORDON For For
6 JUANITA H. HINSHAW For For
7 M. RICHARD SMITH For For
8 ALFRED L. WOODS For For
02 TO APPROVE THE AMENDMENT TO THE INSITUFORM Management For For
TECHNOLOGIES, INC. RESTATED CERTIFICATE OF
INCORPORATION
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------
SILICON LABORATORIES INC.
SECURITY 826919102 MEETING TYPE Annual
TICKER SYMBOL SLAB MEETING DATE 22-Apr-2010
ISIN US8269191024 AGENDA 933196380 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 R. TED ENLOE III For For
2 KRISTEN M. ONKEN For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2011.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 26
- --------------------------------------------------------------------------------
SVB FINANCIAL GROUP
SECURITY 78486Q101 MEETING TYPE Annual
TICKER SYMBOL SIVB MEETING DATE 22-Apr-2010
ISIN US78486Q1013 AGENDA 933197318 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ERIC A. BENHAMOU For For
2 DAVID M. CLAPPER For For
3 ROGER F. DUNBAR For For
4 JOEL P. FRIEDMAN For For
5 G. FELDA HARDYMON For For
6 ALEX W. 'PETE' HART For For
7 C. RICHARD KRAMLICH For For
8 LATA KRISHNAN For For
9 KATE MITCHELL For For
10 MICHAELA K. RODENO For For
11 KEN P. WILCOX For For
12 KYUNG H. YOON For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 1999 Management For For
EMPLOYEE STOCK PURCHASE PLAN TO RESERVE AN
ADDITIONAL 1,000,000 SHARES OF COMMON STOCK FOR
ISSUANCE THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC.
SECURITY 118759109 MEETING TYPE Annual
TICKER SYMBOL BUCY MEETING DATE 22-Apr-2010
ISIN US1187591094 AGENDA 933198752 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DEEPAK K. KAPUR For For
2 THEODORE C. ROGERS For For
3 ROBERT C. SCHARP For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
OLIN CORPORATION
SECURITY 680665205 MEETING TYPE Annual
TICKER SYMBOL OLN MEETING DATE 22-Apr-2010
ISIN US6806652052 AGENDA 933201509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 C. ROBERT BUNCH For For
2 RANDALL W. LARRIMORE For For
3 JOHN M.B. O'CONNOR For For
02 APPROVAL OF THE AMENDED AND RESTATED 1997 STOCK Management Against Against
PLAN FOR NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF THE AMENDED AND RESTATED OLIN SENIOR Management For For
MANAGEMENT INCENTIVE COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
A.M. CASTLE & CO.
SECURITY 148411101 MEETING TYPE Annual
TICKER SYMBOL CAS MEETING DATE 22-Apr-2010
ISIN US1484111018 AGENDA 933215356 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BRIAN P. ANDERSON For For
2 THOMAS A. DONAHOE For For
3 ANN M. DRAKE For For
4 MICHAEL. H. GOLDBERG For For
5 WILLIAM K. HALL For For
6 ROBERT S. HAMADA For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 27
7 PATRICK J. HERBERT, III For For
8 TERRENCE J. KEATING For For
9 PAMELA FORBES LIEBERMAN For For
10 JOHN MCCARTNEY For For
11 MICHAEL SIMPSON For For
02 VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PLATO LEARNING, INC.
SECURITY 72764Y100 MEETING TYPE Annual
TICKER SYMBOL TUTR MEETING DATE 23-Apr-2010
ISIN US72764Y1001 AGENDA 933198106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MATTHEW A. DRAPKIN For For
2 SUSAN E. KNIGHT For For
3 DAVID W. SMITH For For
02 APPROVAL OF THE PLATO LEARNING, INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN AS AMENDED AND RESTATED.
03 APPROVAL OF THE PLATO LEARNING, INC. 2006 STOCK Management Against Against
INCENTIVE PLAN AS AMENDED AND RESTATED.
04 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
CARDINAL FINANCIAL CORPORATION
SECURITY 14149F109 MEETING TYPE Annual
TICKER SYMBOL CFNL MEETING DATE 23-Apr-2010
ISIN US14149F1093 AGENDA 933221448 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 B.G. BECK For For
2 MICHAEL A. GARCIA For For
3 J. HAMILTON LAMBERT For For
4 ALICE M. STARR For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
TERADATA CORPORATION
SECURITY 88076W103 MEETING TYPE Annual
TICKER SYMBOL TDC MEETING DATE 27-Apr-2010
ISIN US88076W1036 AGENDA 933197887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: EDWARD P. BOYKIN Management For For
1B ELECTION OF DIRECTOR: CARY T. FU Management For For
1C ELECTION OF DIRECTOR: VICTOR L. LUND Management For For
02 APPROVAL OF THE RATIFICATION OF THE APPOINTMENT Management For For
OF INDEPENDENT AUDITORS FOR 2010
- --------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC.
SECURITY 940610108 MEETING TYPE Annual
TICKER SYMBOL WASH MEETING DATE 27-Apr-2010
ISIN US9406101082 AGENDA 933200280 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 BARRY G HITTNER, ESQ. For For
2 KATHERINE W HOXSIE, CPA For For
3 EDWARD M MAZZE, PH.D. For For
4 KATHLEEN E MCKEOUGH For For
5 JOHN C WARREN For For
2 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 28
- --------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC.
SECURITY 33582V108 MEETING TYPE Annual
TICKER SYMBOL FNFG MEETING DATE 27-Apr-2010
ISIN US33582V1089 AGENDA 933207626 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BARBARA S. JEREMIAH For For
2 JOHN R. KOELMEL For For
3 GEORGE M. PHILIP For For
4 LOUISE WOERNER For For
02 THE AMENDMENT OF OUR CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK WE ARE AUTHORIZED TO ISSUE FROM
250 MILLION TO 500 MILLION.
03 THE NON-BINDING APPROVAL OF OUR EXECUTIVE Management For For
COMPENSATION PROGRAMS AND POLICIES.
04 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
NATIONAL PENN BANCSHARES, INC.
SECURITY 637138108 MEETING TYPE Annual
TICKER SYMBOL NPBC MEETING DATE 27-Apr-2010
ISIN US6371381087 AGENDA 933218871 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DONNA D. HOLTON For For
2 CHRISTIAN F. MARTIN IV For For
3 R. CHADWICK PAUL JR. For For
4 C. ROBERT ROTH For For
5 WAYNE R. WEIDNER For For
02 RATIFICATION OF NATIONAL PENN'S INDEPENDENT Management For For
AUDITORS FOR 2010.
03 AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE Management For For
COMPENSATION OF NATIONAL PENN'S EXECUTIVES.
- --------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
SECURITY 313855108 MEETING TYPE Annual
TICKER SYMBOL FSS MEETING DATE 27-Apr-2010
ISIN US3138551086 AGENDA 933219936 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD R. MUDGE For For
2 DOMINIC A. ROMEO For For
02 PROPOSAL TO AMEND OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO (I) DECLASSIFY OUR BOARD OF
DIRECTORS AND (II) FIX THE NUMBER OF DIRECTORS AT
NO LESS THAN SIX NOR MORE THAN TWELVE, AS
DETERMINED SOLEY BY THE BOARD OF DIRECTORS FROM
TIME TO TIME.
03 APPROVE THE 2005 EXECUTIVE INCENTIVE Management Against Against
COMPENSATION PLAN (2010 RESTATEMENT).
04 RE-APPROVE PERFORMANCE GOALS UNDER THE Management For For
EXECUTIVE INCENTIVE PERFORMANCE PLAN, AS AMENDED
AND RESTATED.
05 RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
- --------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
SECURITY 743312100 MEETING TYPE Annual
TICKER SYMBOL PRGS MEETING DATE 27-Apr-2010
ISIN US7433121008 AGENDA 933222452 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BARRY N. BYCOFF For For
2 RAM GUPTA For For
3 CHARLES F. KANE For For
4 DAVID A. KRALL For For
5 MICHAEL L. MARK For For
6 RICHARD D. REIDY For For
02 TO APPROVE AN AMENDMENT TO THE PROGRESS Management Against Against
SOFTWARE CORPORATION 2008 STOCK OPTION AND
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
THAT MAY BE ISSUED UNDER THAT PLAN BY 6,000,000
SHARES.
03 TO APPROVE AN AMENDMENT TO THE PROGRESS Management For For
SOFTWARE CORPORATION 1991 EMPLOYEE STOCK
PURCHASE PLAN, AS AMENDED, TO INCREASE THE
MAXIMUM NUMBER OF SHARES THAT MAY BE ISSUED
UNDER THAT PLAN BY 400,000 SHARES.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 29
- --------------------------------------------------------------------------------
NCR CORPORATION
SECURITY 62886E108 MEETING TYPE Annual
TICKER SYMBOL NCR MEETING DATE 28-Apr-2010
ISIN US62886E1082 AGENDA 933195605 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 QUINCY ALLEN For For
2 EDWARD BOYKIN For For
3 LINDA FAYNE LEVINSON For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 28-Apr-2010
ISIN US8803451033 AGENDA 933200088 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM F. AUSTEN For For
2 JAMES T. HALE For For
3 H. CHRIS KILLINGSTAD For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY.
03 TO APPROVE THE 2010 STOCK INCENTIVE PLAN. Management Against Against
- --------------------------------------------------------------------------------
BROWN & BROWN, INC.
SECURITY 115236101 MEETING TYPE Annual
TICKER SYMBOL BRO MEETING DATE 28-Apr-2010
ISIN US1152361010 AGENDA 933203325 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 J. HYATT BROWN For For
2 SAMUEL P. BELL, III For For
3 HUGH M. BROWN For For
4 J. POWELL BROWN For For
5 BRADLEY CURREY, JR. For For
6 THEODORE J. HOEPNER For For
7 TONI JENNINGS For For
8 WENDELL S. REILLY For For
9 JOHN R. RIEDMAN For For
10 CHILTON D. VARNER For For
2 TO APPROVE THE 2010 STOCK INCENTIVE PLAN. Management For For
3 TO RATIFY THE APPOINTMENT OF DELIOTTE & TOUCHE, Management For For
LLP AS BROWN & BROWN, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
LYDALL, INC.
SECURITY 550819106 MEETING TYPE Annual
TICKER SYMBOL LDL MEETING DATE 28-Apr-2010
ISIN US5508191062 AGENDA 933204618 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DALE G. BARNHART For For
2 KATHLEEN BURDETT For For
3 W. LESLIE DUFFY, ESQ. For For
4 MATTHEW T. FARRELL For For
5 MARC T. GILES For For
6 WILLIAM D. GURLEY For For
7 SUZANNE HAMMETT For For
8 S. CARL SODERSTROM, JR. For For
2 RATIFYING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 28-Apr-2010
ISIN US4811301021 AGENDA 933208604 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID G. MEISSNER For For
2 ELLEN F. SIMINOFF For For
3 JEANETTE TULLY For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSE COOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 26, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 30
- --------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
SECURITY 197236102 MEETING TYPE Annual
TICKER SYMBOL COLB MEETING DATE 28-Apr-2010
ISIN US1972361026 AGENDA 933213984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: MELANIE J. DRESSEL Management For For
1B ELECTION OF DIRECTOR: JOHN P. FOLSOM Management For For
1C ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Management For For
1D ELECTION OF DIRECTOR: THOMAS M. HULBERT Management For For
1E ELECTION OF DIRECTOR: THOMAS L. MATSON Management For For
1F ELECTION OF DIRECTOR: DANIEL C. REGIS Management For For
1G ELECTION OF DIRECTOR: DONALD H. RODMAN Management For For
1H ELECTION OF DIRECTOR: WILLIAM T. WEYERHAEUSER Management For For
1I ELECTION OF DIRECTOR: JAMES M. WILL Management For For
02 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Management For For
ON COLUMBIA'S EXECUTIVE COMPENSATION.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING 2010.
- --------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
SECURITY 228368106 MEETING TYPE Annual
TICKER SYMBOL CCK MEETING DATE 28-Apr-2010
ISIN US2283681060 AGENDA 933215192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JENNE K. BRITELL For For
2 JOHN W. CONWAY For For
3 ARNOLD W. DONALD For For
4 WILLIAM G. LITTLE For For
5 HANS J. LOLIGER For For
6 THOMAS A. RALPH For For
7 HUGUES DU ROURET For For
8 ALAN W. RUTHERFORD For For
9 JIM L. TURNER For For
10 WILLIAM S. URKIEL For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010, WHICH THE BOARD OF DIRECTORS UNANIMOUSLY
RECOMMENDS.
- --------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
SECURITY 947890109 MEETING TYPE Annual
TICKER SYMBOL WBS MEETING DATE 29-Apr-2010
ISIN US9478901096 AGENDA 933203109 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOEL S. BECKER For For
2 DAVID A. COULTER For For
3 CHARLES W. SHIVERY For For
4 JAMES C. SMITH For For
02 TO AMEND WEBSTER'S 1992 STOCK OPTION PLAN Management For For
(PROPOSAL 2).
03 TO RENEW WEBSTER'S EMPLOYEE STOCK PURCHASE Management For For
PLAN AND SET THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE THEREUNDER
(PROPOSAL 3).
04 TO RATIFY THE APPOINTMENT BY THE BOARD OF Management For For
DIRECTORS OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
WEBSTER FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010 (PROPOSAL 4).
05 TO APPROVE AN ADVISORY PROPOSAL ON WEBSTER'S Management For For
EXECUTIVE COMPENSATION PHILOSOPHY, POLICIES AND
PROCEDURES (PROPOSAL 5).
06 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY Management For For
OTHER BUSINESS THAT PROPERLY COMES BEFORE THE
ANNUAL MEETING OR ANY ADJOURNMENTS THEREOF, IN
ACCORDANCE WITH THE DETERMINATION OF A MAJORITY
OF OF WEBSTER'S BOARD OF DIRECTORS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 31
- --------------------------------------------------------------------------------
AOL INC.
SECURITY 00184X105 MEETING TYPE Annual
TICKER SYMBOL AOL MEETING DATE 29-Apr-2010
ISIN US00184X1054 AGENDA 933204997 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: TIM ARMSTRONG Management For For
1B ELECTION OF DIRECTOR: RICHARD DALZELL Management For For
1C ELECTION OF DIRECTOR: KAREN DYKSTRA Management For For
1D ELECTION OF DIRECTOR: WILLIAM HAMBRECHT Management For For
1E ELECTION OF DIRECTOR: SUSAN LYNE Management For For
1F ELECTION OF DIRECTOR: PATRICIA MITCHELL Management For For
1G ELECTION OF DIRECTOR: MICHAEL POWELL Management For For
1H ELECTION OF DIRECTOR: FREDRIC REYNOLDS Management For For
1I ELECTION OF DIRECTOR: JAMES STENGEL Management For For
1J ELECTION OF DIRECTOR: JAMES WIATT Management For For
2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT AUDITORS FOR 2010.
3 APPROVAL OF AMENDED AND RESTATED AOL INC. 2010 Management Against Against
STOCK INCENTIVE PLAN.
4 APPROVAL OF AMENDED AND RESTATED AOL INC. ANNUAL Management For For
INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
- --------------------------------------------------------------------------------
ROWAN COMPANIES, INC.
SECURITY 779382100 MEETING TYPE Annual
TICKER SYMBOL RDC MEETING DATE 29-Apr-2010
ISIN US7793821007 AGENDA 933205949 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: WILLIAM T. FOX III Management For For
1B ELECTION OF DIRECTOR: SIR GRAHAM HEARNE Management For For
1C ELECTION OF DIRECTOR: H.E. LENTZ Management For For
1D ELECTION OF DIRECTOR: P. DEXTER PEACOCK Management For For
02 APPROVE AMENDMENTS TO THE COMPANY'S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING REQUIREMENTS.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
SECURITY 929328102 MEETING TYPE Annual
TICKER SYMBOL WSFS MEETING DATE 29-Apr-2010
ISIN US9293281021 AGENDA 933224696 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN F. DOWNEY* For For
2 ANAT M. BIRD** For For
3 C.A. MORGAN, JR.*** For For
4 THOMAS P. PRESTON*** For For
5 MARVIN N. SCHOENHALS*** For For
6 R. TED WESCHLER*** For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG, LLP AS Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010
03 APPROVAL OF AMENDMENTS TO THE WSFS FINANCIAL Management Against Against
CORPORATION 2005 INCENTIVE PLAN
04 RE-APPROVAL OF MATERIAL TERMS OF PERFORMANCE Management For For
GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS
UNDER THE WSFS FINANCIAL CORPORATION 2005
INCENTIVE PLAN
05 ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management For For
COMPENSATION OF THE COMPANY'S EXECUTIVES
- --------------------------------------------------------------------------------
LITTELFUSE, INC.
SECURITY 537008104 MEETING TYPE Annual
TICKER SYMBOL LFUS MEETING DATE 30-Apr-2010
ISIN US5370081045 AGENDA 933202513 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 T.J. CHUNG For For
2 JOHN P. DRISCOLL For For
3 ANTHONY GRILLO For For
4 GORDON HUNTER For For
5 JOHN E. MAJOR For For
6 WILLIAM P. NOGLOWS For For
7 RONALD L. SCHUBEL For For
2 APPROVE AND RATIFY THE APPOINTMENT OF ERNST AND Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR.
3 APPROVE THE ADOPTION OF THE LITTELFUSE, INC. LONG- Management Against
TERM INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 32
- --------------------------------------------------------------------------------
PHASE FORWARD INCORPORATED
SECURITY 71721R406 MEETING TYPE Annual
TICKER SYMBOL PFWD MEETING DATE 30-Apr-2010
ISIN US71721R4065 AGENDA 933205280 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ROBERT K. WEILER For For
2 AXEL BICHARA For For
3 PAUL A. BLEICHER For For
4 RICHARD A. D'AMORE For For
5 GARY E. HAROIAN For For
6 PAUL G. JOUBERT For For
7 KENNETH I. KAITIN For For
8 DENNIS R. SHAUGHNESSY For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT ACCOUNTING FIRM OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TELEFLEX INCORPORATED
SECURITY 879369106 MEETING TYPE Annual
TICKER SYMBOL TFX MEETING DATE 30-Apr-2010
ISIN US8793691069 AGENDA 933220206 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PATRICIA C. BARRON For For
2 JEFFREY A. GRAVES For For
3 JAMES W. ZUG For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 30-Apr-2010
ISIN US3154051003 AGENDA 933223098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD C. BROWN For For
2 GREGORY E. HYLAND For For
3 RONALD P. VARGO For For
02 APPROVAL OF THE 2010 LONG-TERM INCENTIVE PLAN Management Against Against
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT
04 APPROVAL OF AN AMENDMENT TO THE FERRO Management Against Against
CORPORATION CODE OF REGULATIONS
05 IF PROPERLY PRESENTED, A SHAREHOLDER PROPOSAL Shareholder For Against
- --------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY
SECURITY 057741100 MEETING TYPE Annual
TICKER SYMBOL BEZ MEETING DATE 01-May-2010
ISIN US0577411004 AGENDA 933223163 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JEAN A. MAULDIN For For
2 R.L. QUALLS For For
3 BARRY K. ROGSTAD For For
4 RONALD E. TUCKER For For
02 RATIFY APPOINTMENT OF AUDITORS Management For For
- --------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
SECURITY 55306N104 MEETING TYPE Annual
TICKER SYMBOL MKSI MEETING DATE 03-May-2010
ISIN US55306N1046 AGENDA 933209531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CRISTINA H. AMON For For
2 RICHARD S. CHUTE For For
3 PETER R. HANLEY For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 33
- --------------------------------------------------------------------------------
ASSISTED LIVING CONCEPTS INC
SECURITY 04544X300 MEETING TYPE Annual
TICKER SYMBOL ALC MEETING DATE 03-May-2010
ISIN US04544X3008 AGENDA 933210661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LAURIE A. BEBO For For
2 ALAN BELL For For
3 JESSE C. BROTZ For For
4 DEREK H.L. BUNTAIN For For
5 DAVID J. HENNIGAR For For
6 MALEN S. NG For For
7 MELVIN A. RHINELANDER For For
8 C.H. ROADMAN II, MD For For
9 MICHAEL J. SPECTOR For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
SECURITY 896522109 MEETING TYPE Annual
TICKER SYMBOL TRN MEETING DATE 03-May-2010
ISIN US8965221091 AGENDA 933226070 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 LELDON E. ECHOLS For For
5 RONALD J. GAFFORD For For
6 RONALD W. HADDOCK For For
7 JESS T. HAY For For
8 ADRIAN LAJOUS For For
9 CHARLES W. MATTHEWS For For
10 DIANA S. NATALICIO For For
11 TIMOTHY R. WALLACE For For
02 TO APPROVE THE AMENDED AND RESTATED TRINITY Management For For
INDUSTRIES, INC. 2004 STOCK OPTION AND INCENTIVE
PLAN.
03 TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ROVI CORPORATION
SECURITY 779376102 MEETING TYPE Annual
TICKER SYMBOL ROVI MEETING DATE 04-May-2010
ISIN US7793761021 AGENDA 933203907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ALFRED J. AMOROSO For For
2 ANDREW K. LUDWICK For For
3 ALAN L. EARHART For For
4 JAMES E. MEYER For For
5 JAMES P. O'SHAUGHNESSY For For
6 RUTHANN QUINDLEN For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS ROVI CORPORATION INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR.
- --------------------------------------------------------------------------------
GARDNER DENVER, INC.
SECURITY 365558105 MEETING TYPE Annual
TICKER SYMBOL GDI MEETING DATE 04-May-2010
ISIN US3655581052 AGENDA 933207258 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 FRANK J. HANSEN For For
2 DIANE K. SCHUMACHER For For
3 CHARLES L. SZEWS For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 34
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 TO CONSIDER AND VOTE UPON THE APPROVAL OF THE Management For For
COMPANY'S EXECUTIVE ANNUAL BONUS PLAN.
04 TO CONSIDER AND VOTE UPON A STOCKHOLDER Shareholder Against For
PROPOSAL REQUESTING THAT THE COMPANY AMEND ITS
WRITTEN EQUAL EMPLOYMENT OPPORTUNITY POLICY TO
EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL
ORIENTATION AND GENDER IDENTITY AND SUBSTANTIALLY
IMPLEMENT THE POLICY, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
- --------------------------------------------------------------------------------
AVID TECHNOLOGY, INC.
SECURITY 05367P100 MEETING TYPE Annual
TICKER SYMBOL AVID MEETING DATE 04-May-2010
ISIN US05367P1003 AGENDA 933208666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: ROBERT M. BAKISH Management For For
1B ELECTION OF DIRECTOR: GARY G. GREENFIELD Management For For
1C ELECTION OF DIRECTOR: LOUIS HERNANDEZ, JR. Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
SECURITY 007973100 MEETING TYPE Annual
TICKER SYMBOL AEIS MEETING DATE 04-May-2010
ISIN US0079731008 AGENDA 933210457 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DOUGLAS S. SCHATZ For For
2 FREDERICK A. BALL For For
3 RICHARD P. BECK For For
4 HANS GEORG BETZ For For
5 TRUNG T. DOAN For For
6 EDWARD C. GRADY For For
7 TERRY HUDGENS For For
8 THOMAS M. ROHRS For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS ADVANCED ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Management Against Against
AUTHORIZED FOR ISSUANCE UNDER THE 2008 OMNIBUS
INCENTIVE PLAN FROM 3,500,000 SHARES TO 7,500,000
SHARES.
04 APPROVAL OF AN INCREASE IN THE TOTAL NUMBER OF Management For For
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE EMPLOYEE STOCK PURCHASE PLAN FROM
500,000 SHARES TO 1,000,000 SHARES.
- --------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC.
SECURITY 563571108 MEETING TYPE Annual
TICKER SYMBOL MTW MEETING DATE 04-May-2010
ISIN US5635711089 AGENDA 933211865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 VIRGIS W. COLBERT For For
2 KENNETH W. KRUEGER For For
3 ROBERT C. STIFT For For
02 THE APPROVAL OF THE 2003 INCENTIVE STOCK AND Management For For
AWARDS PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS, LLP, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ARCH CHEMICALS, INC.
SECURITY 03937R102 MEETING TYPE Annual
TICKER SYMBOL ARJ MEETING DATE 04-May-2010
ISIN US03937R1023 AGENDA 933218453 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD E. CAVANAGH For For
2 DOUGLAS J. WETMORE For For
02 APPROVAL OF THE SENIOR MANAGEMENT INCENTIVE Management For For
COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 35
- --------------------------------------------------------------------------------
IBERIABANK CORPORATION
SECURITY 450828108 MEETING TYPE Annual
TICKER SYMBOL IBKC MEETING DATE 04-May-2010
ISIN US4508281080 AGENDA 933228733 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ELAINE D. ABELL For For
2 WILLIAM H. FENSTERMAKER For For
3 O. MILES POLLARD JR. For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
2010.
- --------------------------------------------------------------------------------
UNIT CORPORATION
SECURITY 909218109 MEETING TYPE Annual
TICKER SYMBOL UNT MEETING DATE 05-May-2010
ISIN US9092181091 AGENDA 933208591 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM B. MORGAN For For
2 JOHN H. WILLIAMS For For
3 LARRY D. PINKSTON For For
02 APPROVE THE UNIT CORPORATION 2000 NON-EMPLOYEE Management For For
DIRECTORS STOCK OPTION PLAN AS AMENDED AND
RESTATED MAY 29, 2009.
03 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR
2010.
- --------------------------------------------------------------------------------
BRUSH ENGINEERED MATERIALS INC.
SECURITY 117421107 MEETING TYPE Annual
TICKER SYMBOL BW MEETING DATE 05-May-2010
ISIN US1174211078 AGENDA 933210813 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 VINOD M. KHILNANI For For
3 WILLIAM R. ROBERTSON For For
4 JOHN SHERWIN, JR. For For
02 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
- --------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
SECURITY 25470F104 MEETING TYPE Annual
TICKER SYMBOL DISCA MEETING DATE 05-May-2010
ISIN US25470F1049 AGENDA 933211790 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL A. GOULD For For
2 JOHN S. HENDRICKS For For
3 M. LAVOY ROBISON For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY
COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
SECURITY 477839104 MEETING TYPE Annual
TICKER SYMBOL JBT MEETING DATE 05-May-2010
ISIN US4778391049 AGENDA 933212247 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ALAN D. FELDMAN For For
2 JAMES E. GOODWIN For For
2 APPROVAL OF THE PERFORMANCE GOALS FOR CERTAIN Management For For
PERFORMANCE-BASED AWARDS UNDER THE JOHN BEAN
TECHNOLOGIES CORPORATION INCENTIVE
COMPENSATION AND STOCK PLAN.
3 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
JOHN BEAN TECHNOLOGIES CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 36
- --------------------------------------------------------------------------------
AUTONATION, INC.
SECURITY 05329W102 MEETING TYPE Annual
TICKER SYMBOL AN MEETING DATE 05-May-2010
ISIN US05329W1027 AGENDA 933214291 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MIKE JACKSON For For
2 ROBERT J. BROWN For For
3 RICK L. BURDICK For For
4 WILLIAM C. CROWLEY For For
5 DAVID B. EDELSON For For
6 ROBERT R. GRUSKY For For
7 MICHAEL LARSON For For
8 MICHAEL E. MAROONE For For
9 CARLOS A. MIGOYA For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
03 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
SPECIAL MEETINGS.
04 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING AN Shareholder Against For
INDEPENDENT BOARD CHAIRMAN.
- --------------------------------------------------------------------------------
KNOLL, INC.
SECURITY 498904200 MEETING TYPE Annual
TICKER SYMBOL KNL MEETING DATE 05-May-2010
ISIN US4989042001 AGENDA 933215988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JEFFREY A. HARRIS For For
2 JOHN F. MAYPOLE For For
3 KATHLEEN G. BRADLEY For For
02 TO APPROVE THE KNOLL, INC. 2010 STOCK INCENTIVE Management For For
PLAN.
03 TO RATIFY SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
SECURITY 70959W103 MEETING TYPE Annual
TICKER SYMBOL PAG MEETING DATE 05-May-2010
ISIN US70959W1036 AGENDA 933219392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN D. BARR For For
2 MICHAEL R. EISENSON For For
3 HIROSHI ISHIKAWA For For
4 ROBERT H. KURNICK, JR. For For
5 WILLIAM J. LOVEJOY For For
6 KIMBERLY J. MCWATERS For For
7 LUCIO A. NOTO For For
8 ROGER S. PENSKE For For
9 RICHARD J. PETERS For For
10 RONALD G. STEINHART For For
11 H. BRIAN THOMPSON For For
02 FOR APPROVAL OF OUR EXISTING MANAGEMENT Management For For
INCENTIVE PLAN.
03 FOR RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT AUDITING FIRM FOR
2010.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------
ENTEGRIS, INC.
SECURITY 29362U104 MEETING TYPE Annual
TICKER SYMBOL ENTG MEETING DATE 05-May-2010
ISIN US29362U1043 AGENDA 933226208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GIDEON ARGOV For For
2 MICHAEL A. BRADLEY For For
3 MARVIN D. BURKETT For For
4 MICHAEL P.C. CARNS For For
5 DANIEL W. CHRISTMAN For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 37
6 GARY F. KLINGL For For
7 ROGER D. MCDANIEL For For
8 PAUL L.H. OLSON For For
9 BRIAN F. SULLIVAN For For
02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 APPROVE ENTEGRIS 2010 STOCK PLAN. Management Against Against
- --------------------------------------------------------------------------------
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 05-May-2010
ISIN US2641471097 AGENDA 933230194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 H. FREDERICK CHRISTIE For For
2 ROBERT C. DUCOMMUN For For
3 DEAN M. FLATT For For
4 JAY L. HABERLAND For For
5 ANTHONY J. REARDON For For
02 AMENDMENT OF 2007 STOCK INCENTIVE PLAN TO Management Against Against
INCREASE BY 600,000 THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE THEREUNDER.
03 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON COMPANY N.V.
SECURITY 167250109 MEETING TYPE Annual
TICKER SYMBOL CBI MEETING DATE 06-May-2010
ISIN US1672501095 AGENDA 933213605 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD: Management For For
MICHAEL L. UNDERWOOD. (PLEASE NOTE THAT AN
"ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE
ALTERNATE NOMINEE LUCIANO REYES)
02 ELECTION OF MEMBER OF MANAGEMENT BOARD: Management For For
CHICAGO BRIDGE & IRON COMPANY B.V. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR
ALTERNATE NOMINEE LEALAND FINANCE COMPANY B.V.)
03 AUTHORIZE THE PREPARATION OF OUR DUTCH Management For For
STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT OF
OUR MANAGEMENT BOARD IN ENGLISH LANGUAGE.
04 TO DISCHARGE THE SOLE MEMBER OF THE MANAGEMENT Management For For
BOARD FROM LIABILITY, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
05 TO DISCHARGE THE MEMBERS OF THE SUPERVISORY Management For For
BOARD FROM LIABILITY, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
06 TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR Management For For
MANAGEMENT BOARD, TO REPURCHASE UP TO 10% OF
ISSUED SHARE CAPITAL.
07 TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT
OUR ACCOUNTS.
08 TO APPROVE THE CHICAGO BRIDGE & IRON COMPANY Management For For
INCENTIVE COMPENSATION PROGRAM.
09 TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE Management For For
SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT
RIGHTS TO ACQUIRE SHARES.
10 TO APPROVE THE COMPENSATION OF THE MEMBERS OF Management For For
THE SUPERVISORY BOARD.
- --------------------------------------------------------------------------------
HEXCEL CORPORATION
SECURITY 428291108 MEETING TYPE Annual
TICKER SYMBOL HXL MEETING DATE 06-May-2010
ISIN US4282911084 AGENDA 933214227 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JOEL S. BECKMAN For For
2 DAVID E. BERGES For For
3 LYNN BRUBAKER For For
4 JEFFREY C. CAMPBELL For For
5 SANDRA L. DERICKSON For For
6 W. KIM FOSTER For For
7 JEFFREY A. GRAVES For For
8 DAVID C. HILL For For
9 DAVID C. HURLEY For For
10 DAVID L. PUGH For For
2 PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 38
- --------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
SECURITY 084680107 MEETING TYPE Annual
TICKER SYMBOL BHLB MEETING DATE 06-May-2010
ISIN US0846801076 AGENDA 933214316 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN B. DAVIES For For
2 RODNEY C. DIMOCK For For
3 DAVID E. PHELPS For For
02 THE ADVISORY (NON-BINDING) VOTE ON THE COMPANY'S Management For For
EXECUTIVE COMPENSATION PROGRAMS AND POLICIES.
03 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF BERKSHIRE HILLS
BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------
COVANCE INC.
SECURITY 222816100 MEETING TYPE Annual
TICKER SYMBOL CVD MEETING DATE 06-May-2010
ISIN US2228161004 AGENDA 933215104 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOSEPH L. HERRING For For
2 JOHN MCCARTNEY For For
3 BRADLEY T. SHEARES For For
02 APPROVAL OF 2010 EMPLOYEE EQUITY PARTICIPATION Management Against Against
PLAN.
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLC Management For For
FOR THE FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
ASTRONICS CORPORATION
SECURITY 046433108 MEETING TYPE Annual
TICKER SYMBOL ATRO MEETING DATE 06-May-2010
ISIN US0464331083 AGENDA 933219075 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2010.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER Shareholder Against For
PROPOSAL RECOMMENDING THE BOARD OF DIRECTORS
TAKE ACTION TO CONVERT ALL CLASS B SHARES
(CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES
(CURRENTLY ONE VOTE PER SHARE).
- --------------------------------------------------------------------------------
STERLING BANCORP
SECURITY 859158107 MEETING TYPE Annual
TICKER SYMBOL STL MEETING DATE 06-May-2010
ISIN US8591581074 AGENDA 933235699 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT ABRAMS For For
2 JOSEPH M. ADAMKO For For
3 LOUIS J. CAPPELLI For For
4 FERNANDO FERRER For For
5 ALLAN F. HERSHFIELD For For
6 HENRY J. HUMPHREYS For For
7 ROBERT W. LAZAR For For
8 CAROLYN JOY LEE For For
9 JOHN C. MILLMAN For For
10 EUGENE ROSSIDES For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF CROWE
HORWATH LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2010.
03 ADVISORY APPROVAL OF THE COMPENSATION OF THE Management For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 39
- --------------------------------------------------------------------------------
COMMSCOPE, INC.
SECURITY 203372107 MEETING TYPE Annual
TICKER SYMBOL CTV MEETING DATE 07-May-2010
ISIN US2033721075 AGENDA 933212235 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BOYD L. GEORGE For For
2 GEORGE N. HUTTON For For
3 KATSUHIKO (KAT) OKUBO For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
ROSETTA RESOURCES, INC.
SECURITY 777779307 MEETING TYPE Annual
TICKER SYMBOL ROSE MEETING DATE 07-May-2010
ISIN US7777793073 AGENDA 933230384 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 RICHARD W. BECKLER For For
2 MATTHEW D. FITZGERALD For For
3 PHILIP L. FREDERICKSON For For
4 D. HENRY HOUSTON For For
5 RANDY L. LIMBACHER For For
6 JOSIAH O. LOW III For For
7 DONALD D. PATTESON, JR. For For
2 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
- --------------------------------------------------------------------------------
BARNES GROUP INC.
SECURITY 067806109 MEETING TYPE Annual
TICKER SYMBOL B MEETING DATE 07-May-2010
ISIN US0678061096 AGENDA 933237097 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN W. ALDEN* For For
2 GEORGE T. CARPENTER* For For
3 WILLIAM J. MORGAN* For For
4 HASSELL H. MCCLELLAN** For For
02 APPROVE THE BARNES GROUP INC. STOCK AND Management Against Against
INCENTIVE AWARD PLAN, AS AMENDED
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
04 CONSIDERATION OF STOCKHOLDER PROPOSAL Shareholder Against For
REGARDING DECLASSIFICATION OF THE BOARD OF
DIRECTORS
- --------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
SECURITY 871237103 MEETING TYPE Annual
TICKER SYMBOL SYKE MEETING DATE 10-May-2010
ISIN US8712371033 AGENDA 933238075 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL L. WHITING For For
2 MARK C. BOZEK For For
3 IAIN A. MACDONALD For For
4 LT. GEN. M.P. DELONG For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------
FLINT ENERGY SERVICES LTD.
SECURITY 339457103 MEETING TYPE Annual
TICKER SYMBOL FESVF MEETING DATE 10-May-2010
ISIN CA3394571036 AGENDA 933240614 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO ELECT DIRECTORS OF THE CORPORATION FOR THE Management For For
ENSUING YEAR AS SET FORTH IN THE MANAGEMENT
INFORMATION CIRCULAR ACCOMPANYING THIS VOTING
INSTRUCTION FORM.
02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 40
- --------------------------------------------------------------------------------
RED BACK MINING INC.
SECURITY 756297107 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL RBIFF MEETING DATE 10-May-2010
ISIN CA7562971076 AGENDA 933245537 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD P. CLARK For For
2 LUKAS H. LUNDIN For For
3 MICHAEL W. HUNT For For
4 ROBERT F. CHASE For For
5 BRIAN D. EDGAR For For
6 GEORGE L. BRACK For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE THE ADOPTION OF A NEW STOCK OPTION Management For For
PLAN AS MORE PARTICULARLY SET OUT IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR DATED
APRIL 6, 2010.
04 TO APPROVE CERTAIN STOCK OPTION GRANTS TO Management For For
INSIDERS OF THE CORPORATION AS MORE PARTICULARLY
SET OUT IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR DATED APRIL 6, 2010.
05 TO APPROVE AN AMENDMENT TO BY-LAW NO. 8.03 AND BY- Management For For
LAW NO. 8.05 OF THE CORPORATION AS MORE
PARTICULARLY SET OUT IN THE MANAGEMENT PROXY
CIRCULAR DATED APRIL 6, 2010.
- --------------------------------------------------------------------------------
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 11-May-2010
ISIN US6027201044 AGENDA 933218592 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT A. BRUGGEWORTH For For
2 JAMES A. CEDERNA For For
3 JOHN C. UNKOVIC For For
02 APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED Management For For
AND RESTATED CEO ANNUAL INCENTIVE AWARD PLAN.
03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
OLD NATIONAL BANCORP
SECURITY 680033107 MEETING TYPE Annual
TICKER SYMBOL ONB MEETING DATE 11-May-2010
ISIN US6800331075 AGENDA 933218984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JOSEPH D. BARNETTE, JR. For For
2 ALAN W. BRAUN For For
3 LARRY E. DUNIGAN For For
4 NIEL C. ELLERBROOK For For
5 ANDREW E. GOEBEL For For
6 ROBERT G. JONES For For
7 PHELPS L. LAMBERT For For
8 ARTHUR H. MCELWEE, JR. For For
9 MARJORIE Z. SOYUGENC For For
10 KELLY N. STANLEY For For
11 LINDA E. WHITE For For
2 RATIFICATION OF THE APPOINTMENT OF CROWE Management For For
HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 11-May-2010
ISIN US0805551050 AGENDA 933227034 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JUDITH L. CRAVEN,MD MPH For For
2 DEALEY D. HERNDON For For
3 WAYNE R. SANDERS For For
4 MCHENRY T. TICHENOR JR. For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL RELATING TO REPEAL OF THE Shareholder Against For
CLASSIFIED BOARD OF DIRECTORS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 41
- --------------------------------------------------------------------------------
LAWSON PRODUCTS, INC.
SECURITY 520776105 MEETING TYPE Annual
TICKER SYMBOL LAWS MEETING DATE 11-May-2010
ISIN US5207761058 AGENDA 933229444 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAMES S. ERRANT For For
2 LEE S. HILLMAN For For
3 THOMAS J. NERI For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------
COHU, INC.
SECURITY 192576106 MEETING TYPE Annual
TICKER SYMBOL COHU MEETING DATE 11-May-2010
ISIN US1925761066 AGENDA 933232706 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 STEVEN J. BILODEAU For For
2 JAMES A. DONAHUE For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
COHU'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010
- --------------------------------------------------------------------------------
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 11-May-2010
ISIN US5956261029 AGENDA 933232857 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ARCHIE R. DYKES For For
2 ALAN D. FELDMAN For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT OF MIDAS' Management For For
EXISTING EQUITY INCENTIVE PLANS TO PERMIT A ONE-
TIME STOCK OPTION EXCHANGE OFFER.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL
YEAR ENDING JANUARY 1, 2011.
- --------------------------------------------------------------------------------
MORTON'S RESTAURANT GROUP, INC.
SECURITY 619430101 MEETING TYPE Annual
TICKER SYMBOL MRT MEETING DATE 11-May-2010
ISIN US6194301015 AGENDA 933233417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DR. JOHN J. CONNOLLY For For
2 ROBERT A. GOLDSCHMIDT For For
3 ALAN A. TERAN For For
4 JUSTIN B. WENDER For For
02 PROPOSAL TO RATIFY THE RE-APPOINTMENT OF KPMG Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
SECURITY 127387108 MEETING TYPE Annual
TICKER SYMBOL CDNS MEETING DATE 12-May-2010
ISIN US1273871087 AGENDA 933215142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: DONALD L. LUCAS Management For For
1B ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI- Management For For
VINCENTELLI
1C ELECTION OF DIRECTOR: GEORGE M. SCALISE Management For For
1D ELECTION OF DIRECTOR: JOHN B. SHOVEN Management For For
1E ELECTION OF DIRECTOR: ROGER S. SIBONI Management For For
1F ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Management For For
1G ELECTION OF DIRECTOR: LIP-BU TAN Management For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
CADENCE DESIGN SYSTEMS, INC. FOR ITS FISCAL YEAR
ENDING JANUARY 1, 2011.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 42
- --------------------------------------------------------------------------------
ARTHROCARE CORPORATION
SECURITY 043136100 MEETING TYPE Annual
TICKER SYMBOL ARTC MEETING DATE 12-May-2010
ISIN US0431361007 AGENDA 933216930 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CHRISTIAN P. AHRENS For For
2 GREGORY A. BELINFANTI For For
3 BARBARA D. BOYAN, PH.D. For For
4 DAVID FITZGERALD For For
5 JAMES G. FOSTER For For
6 TERRENCE E. GEREMSKI For For
7 TORD B. LENDAU For For
8 PETER L. WILSON For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY'S Management Against Against
AMENDED AND RESTATED 2003 INCENTIVE STOCK PLAN
TO, AMONG OTHER MODIFICATIONS, INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 2,200,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
SECURITY 42330P107 MEETING TYPE Annual
TICKER SYMBOL HLX MEETING DATE 12-May-2010
ISIN US42330P1075 AGENDA 933217184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 OWEN KRATZ For For
2 JOHN V. LOVOI For For
3 BERNARD J. DUROC-DANNER For For
2 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
CYNOSURE INC.
SECURITY 232577205 MEETING TYPE Annual
TICKER SYMBOL CYNO MEETING DATE 12-May-2010
ISIN US2325772059 AGENDA 933217374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 MARINA HATSOPOULOS For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
CYNOSURE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION
SECURITY 899896104 MEETING TYPE Annual
TICKER SYMBOL TUP MEETING DATE 12-May-2010
ISIN US8998961044 AGENDA 933218477 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: RITA BORNSTEIN, PH.D. Management For For
1B ELECTION OF DIRECTOR: KRISS CLONINGER, III Management For For
1C ELECTION OF DIRECTOR: E. V. GOINGS Management For For
1D ELECTION OF DIRECTOR: JOE R. LEE Management For For
1E ELECTION OF DIRECTOR: BOB MARBUT Management For For
1F ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Management For For
1G ELECTION OF DIRECTOR: DAVID R. PARKER Management For For
1H ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1I ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR Management For For
1J ELECTION OF DIRECTOR: M. ANNE SZOSTAK Management For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE REGARDING THE COMPANY'S EXECUTIVE Management For For
COMPENSATION PROGRAM
4 PROPOSAL TO APPROVE THE TUPPERWARE BRANDS Management Against Against
CORPORATION 2010 INCENTIVE PLAN
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 43
- --------------------------------------------------------------------------------
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Annual
TICKER SYMBOL SMBL MEETING DATE 12-May-2010
ISIN US83169Y1082 AGENDA 933236259 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT S. GLUCK For For
2 STEPHEN B. HUGHES For For
3 JAMES E. LEWIS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF EHRHARDT Management For For
KEEFE STEINER & HOTTMAN PC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
SMART BALANCE, INC. FINANCIAL PERFORMANCE
INCENTIVE PROGRAM
- --------------------------------------------------------------------------------
SEAHAWK DRILLING, INC.
SECURITY 81201R107 MEETING TYPE Annual
TICKER SYMBOL HAWK MEETING DATE 12-May-2010
ISIN US81201R1077 AGENDA 933238138 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RANDALL D. STILLEY For For
2 STEPHEN A. SNIDER For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010
- --------------------------------------------------------------------------------
THE WARNACO GROUP, INC.
SECURITY 934390402 MEETING TYPE Annual
TICKER SYMBOL WRC MEETING DATE 12-May-2010
ISIN US9343904028 AGENDA 933244434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: DAVID A. BELL Management For For
1B ELECTION OF DIRECTOR: ROBERT A. BOWMAN Management For For
1C ELECTION OF DIRECTOR: RICHARD KARL GOELTZ Management For For
1D ELECTION OF DIRECTOR: JOSEPH R. GROMEK Management For For
1E ELECTION OF DIRECTOR: SHEILA A. HOPKINS Management For For
1F ELECTION OF DIRECTOR: CHARLES R. PERRIN Management For For
1G ELECTION OF DIRECTOR: NANCY A. REARDON Management For For
1H ELECTION OF DIRECTOR: DONALD L. SEELEY Management For For
1I ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS WARNACO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 1, 2011
- --------------------------------------------------------------------------------
KNIGHT CAPITAL GROUP, INC.
SECURITY 499005106 MEETING TYPE Annual
TICKER SYMBOL NITE MEETING DATE 12-May-2010
ISIN US4990051066 AGENDA 933244713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: WILLIAM L. BOLSTER Management For For
1B ELECTION OF DIRECTOR: GARY R. GRIFFITH Management For For
1C ELECTION OF DIRECTOR: THOMAS M. JOYCE Management For For
1D ELECTION OF DIRECTOR: JAMES W. LEWIS Management For For
1E ELECTION OF DIRECTOR: THOMAS C. LOCKBURNER Management For For
1F ELECTION OF DIRECTOR: JAMES T. MILDE Management For For
1G ELECTION OF DIRECTOR: CHRISTOPHER C. QUICK Management For For
1H ELECTION OF DIRECTOR: LAURIE M. SHAHON Management For For
02 TO APPROVE THE KNIGHT CAPITAL GROUP, INC. 2010 Management Against Against
EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 44
- --------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
SECURITY 351858105 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL FNNVF MEETING DATE 12-May-2010
ISIN CA3518581051 AGENDA 933251388 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PIERRE LASSONDE For For
2 DAVID HARQUAIL For For
3 DEREK W. EVANS For For
4 GRAHAM FARQUHARSON For For
5 LOUIS GIGNAC For For
6 RANDALL OLIPHANT For For
7 DAVID R. PETERSON For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS, Management For For
WITH OR WITHOUT VARIATION, RESOLUTIONS APPROVING
THE CORPORATION'S SHARE COMPENSATION PLAN.
04 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS, Management For For
WITH OR WITHOUT VARIATION, THE ADVISORY
RESOLUTION ON THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
GENERAL CABLE CORPORATION
SECURITY 369300108 MEETING TYPE Annual
TICKER SYMBOL BGC MEETING DATE 13-May-2010
ISIN US3693001089 AGENDA 933207385 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTOR: JOHN E. WELSH, III Management For For
02 APPROVAL OF AN AMENDMENT TO GENERAL CABLE'S Management For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO PROVIDE FOR ANNUAL
ELECTION OF ALL DIRECTORS.
03 APPROVAL OF AN AMENDMENT TO GENERAL CABLE'S Management For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO PROVIDE THAT
DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO AUDIT GENERAL CABLE'S 2010
CONSOLIDATED FINANCIAL STATEMENTS AND INTERNAL
CONTROL OVER FINANCIAL REPORTING.
05 APPROVAL OF PERFORMANCE GOALS UNDER GENERAL Management For For
CABLE'S 2005 STOCK INCENTIVE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE.
- --------------------------------------------------------------------------------
TEREX CORPORATION
SECURITY 880779103 MEETING TYPE Annual
TICKER SYMBOL TEX MEETING DATE 13-May-2010
ISIN US8807791038 AGENDA 933222755 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RONALD M. DEFEO For For
2 G. CHRIS ANDERSEN For For
3 PAULA H.J. CHOLMONDELEY For For
4 DON DEFOSSET For For
5 WILLIAM H. FIKE For For
6 THOMAS J. HANSEN For For
7 DAVID A. SACHS For For
8 OREN G. SHAFFER For For
9 DAVID C. WANG For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2010.
- --------------------------------------------------------------------------------
SAFEGUARD SCIENTIFICS, INC.
SECURITY 786449207 MEETING TYPE Annual
TICKER SYMBOL SFE MEETING DATE 13-May-2010
ISIN US7864492076 AGENDA 933229470 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PETER J. BONI For For
2 JULIE A. DOBSON For For
3 ANDREW E. LIETZ For For
4 GEORGE MACKENZIE For For
5 GEORGE D. MCCLELLAND For For
6 JACK L. MESSMAN For For
7 JOHN J. ROBERTS For For
8 ROBERT J. ROSENTHAL For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 45
- --------------------------------------------------------------------------------
WASHINGTON BANKING COMPANY
SECURITY 937303105 MEETING TYPE Annual
TICKER SYMBOL WBCO MEETING DATE 13-May-2010
ISIN US9373031056 AGENDA 933232958 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT T. SEVERNS For For
2 JOHN L. WAGNER For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION. A PROPOSAL TO CONSIDER AND
APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS
AS DESCRIBED IN THE COMPENSATION DISCUSSION &
ANALYSIS AND TABULAR DISCLOSURE REGARDING NAMED
EXECUTIVE OFFICER COMPENSATION IN THE PROXY
STATEMENT.
03 NON-BINDING RATIFICATION OF AUDITOR APPOINTMENT. A Management For For
PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S
APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
04 SHAREHOLDER PROPOSAL. A PROPOSAL TO REQUEST Shareholder Against For
THAT THE BOARD OF DIRECTORS TAKE THE NECESSARY
STEPS TO DECLASSIFY THE BOARD OF DIRECTORS AND
REQUIRE THE ANNUAL ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC.
SECURITY 311642102 MEETING TYPE Annual
TICKER SYMBOL FARO MEETING DATE 13-May-2010
ISIN US3116421021 AGENDA 933246870 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN CALDWELL For For
2 JOHN DONOFRIO For For
02 THE RATIFICATION OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010
- --------------------------------------------------------------------------------
PACTIV CORP.
SECURITY 695257105 MEETING TYPE Annual
TICKER SYMBOL PTV MEETING DATE 14-May-2010
ISIN US6952571056 AGENDA 933219328 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: LARRY D. BRADY Management For For
1B ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARNALL Management For For
1D ELECTION OF DIRECTOR: MARY R. HENDERSON Management For For
1E ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Management For For
1F ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1G ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Management For For
1H ELECTION OF DIRECTOR: NORMAN H. WESLEY Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS
- --------------------------------------------------------------------------------
CASCADE MICROTECH, INC.
SECURITY 147322101 MEETING TYPE Annual
TICKER SYMBOL CSCD MEETING DATE 14-May-2010
ISIN US1473221018 AGENDA 933233570 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GEORGE P. O'LEARY For For
2 ERIC W. STRID For For
02 TO APPROVE THE CASCADE MICROTECH, INC. 2010 STOCK Management Against Against
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
NEWPORT CORPORATION
SECURITY 651824104 MEETING TYPE Annual
TICKER SYMBOL NEWP MEETING DATE 18-May-2010
ISIN US6518241046 AGENDA 933228389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 C. KUMAR N. PATEL For For
2 KENNETH F. POTASHNER For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 1, 2011
03 CONSIDERATION OF AN AMENDMENT TO NEWPORT'S Shareholder Against For
RESTATED ARTICLES OF INCORPORATION, AS AMENDED,
TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 46
- --------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
SECURITY 494580103 MEETING TYPE Annual
TICKER SYMBOL KND MEETING DATE 18-May-2010
ISIN US4945801037 AGENDA 933230625 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: EDWARD L. KUNTZ Management For For
1B ELECTION OF DIRECTOR: JOEL ACKERMAN Management For For
1C ELECTION OF DIRECTOR: ANN C. BERZIN Management For For
1D ELECTION OF DIRECTOR: JONATHAN D. BLUM Management For For
1E ELECTION OF DIRECTOR: THOMAS P. COOPER, M.D. Management For For
1F ELECTION OF DIRECTOR: PAUL J. DIAZ Management For For
1G ELECTION OF DIRECTOR: ISAAC KAUFMAN Management For For
1H ELECTION OF DIRECTOR: FREDERICK J. KLEISNER Management For For
1I ELECTION OF DIRECTOR: EDDY J. ROGERS, JR. Management For For
1J ELECTION OF DIRECTOR: PHYLLIS R. YALE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010.
03 SHAREHOLDER PROPOSAL TO URGE THE COMPENSATION Shareholder Against For
COMMITTEE OF THE BOARD OF DIRECTORS TO TAKE
THOSE ACTIONS DESCRIBED IN "PROPOSAL 3.
SHAREHOLDER PROPOSAL" IN THE ACCOMPANYING
PROXY STATEMENT.
- --------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
SECURITY 131193104 MEETING TYPE Annual
TICKER SYMBOL ELY MEETING DATE 18-May-2010
ISIN US1311931042 AGENDA 933230891 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 GEORGE FELLOWS For For
2 SAMUEL H. ARMACOST For For
3 RONALD S. BEARD For For
4 JOHN C. CUSHMAN, III For For
5 YOTARO KOBAYASHI For For
6 JOHN F. LUNDGREN For For
7 ADEBAYO O. OGUNLESI For For
8 RICHARD L. ROSENFIELD For For
9 ANTHONY S. THORNLEY For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
- --------------------------------------------------------------------------------
TREDEGAR CORPORATION
SECURITY 894650100 MEETING TYPE Annual
TICKER SYMBOL TG MEETING DATE 18-May-2010
ISIN US8946501009 AGENDA 933233645 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DONALD T. COWLES For For
2 JOHN D. GOTTWALD For For
3 NANCY M. TAYLOR For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 18-May-2010
ISIN US3438731057 AGENDA 933240107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GERARD P. TULLY, SR. For For
2 JOHN R. BURAN For For
3 JAMES D. BENNETT For For
4 VINCENT F. NICOLOSI For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2010.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 40 MILLION TO 100 MILLION.
04 RE-APPROVAL OF THE PERFORMANCE CRITERIA OF THE Management For For
COMPANY'S AMENDED AND RESTATED 2005 OMNIBUS
INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 47
- --------------------------------------------------------------------------------
MEADOWBROOK INSURANCE GROUP, INC.
SECURITY 58319P108 MEETING TYPE Annual
TICKER SYMBOL MIG MEETING DATE 18-May-2010
ISIN US58319P1084 AGENDA 933242202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MERTON J. SEGAL For For
2 DAVID K. PAGE For For
3 HERBERT TYNER For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
SECURITY 682189105 MEETING TYPE Annual
TICKER SYMBOL ONNN MEETING DATE 18-May-2010
ISIN US6821891057 AGENDA 933244814 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 J. DANIEL MCCRANIE For For
2 EMMANUEL T. HERNANDEZ For For
02 TO APPROVE THE ON SEMICONDUCTOR CORPORATION Management For For
AMENDED AND RESTATED STOCK INCENTIVE PLAN (AS
DESCRIBED IN AND ATTACHED TO THE PROXY
STATEMENT)
03 TO RATIFY PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
- --------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
SECURITY 781846209 MEETING TYPE Annual
TICKER SYMBOL RUSHA MEETING DATE 18-May-2010
ISIN US7818462092 AGENDA 933248317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 RONALD J. KRAUSE For For
4 JAMES C. UNDERWOOD For For
5 HAROLD D. MARSHALL For For
6 THOMAS A. AKIN For For
7 GERALD R. SZCZEPANSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDMENT AND Management Against Against
RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2007
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
SEALED AIR CORPORATION
SECURITY 81211K100 MEETING TYPE Annual
TICKER SYMBOL SEE MEETING DATE 19-May-2010
ISIN US81211K1007 AGENDA 933225078 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 ELECTION OF DIRECTOR: HANK BROWN Management For For
02 ELECTION OF DIRECTOR: MICHAEL CHU Management For For
03 ELECTION OF DIRECTOR: LAWRENCE R. CODEY Management For For
04 ELECTION OF DIRECTOR: PATRICK DUFF Management For For
05 ELECTION OF DIRECTOR: T. J. DERMOT DUNPHY Management For For
06 ELECTION OF DIRECTOR: CHARLES F. FARRELL, JR. Management For For
07 ELECTION OF DIRECTOR: WILLIAM V. HICKEY Management For For
08 ELECTION OF DIRECTOR: JACQUELINE B. KOSECOFF Management For For
09 ELECTION OF DIRECTOR: KENNETH P. MANNING Management For For
10 ELECTION OF DIRECTOR: WILLIAM J. MARINO Management For For
11 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 48
- --------------------------------------------------------------------------------
HSN, INC
SECURITY 404303109 MEETING TYPE Annual
TICKER SYMBOL HSNI MEETING DATE 19-May-2010
ISIN US4043031099 AGENDA 933230815 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GREGORY R. BLATT For For
2 MICHAEL C. BOYD For For
3 P. BOUSQUET-CHAVANNE For For
4 WILLIAM COSTELLO For For
5 JAMES M. FOLLO For For
6 MINDY GROSSMAN For For
7 STEPHANIE KUGELMAN For For
8 ARTHUR C. MARTINEZ For For
9 THOMAS J. MCINERNEY For For
10 JOHN B. (JAY) MORSE For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
03 TO APPROVE THE HSN, INC. EMPLOYEE STOCK PURCHASE Management For For
PLAN.
- --------------------------------------------------------------------------------
ATMEL CORPORATION
SECURITY 049513104 MEETING TYPE Annual
TICKER SYMBOL ATML MEETING DATE 19-May-2010
ISIN US0495131049 AGENDA 933233467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: STEVEN LAUB Management For For
1B ELECTION OF DIRECTOR: TSUNG-CHING WU Management For For
1C ELECTION OF DIRECTOR: DAVID SUGISHITA Management For For
1D ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN Management For For
1E ELECTION OF DIRECTOR: JACK L. SALTICH Management For For
1F ELECTION OF DIRECTOR: CHARLES CARINALLI Management For For
1G ELECTION OF DIRECTOR: DR. EDWARD ROSS Management For For
02 TO APPROVE THE ATMEL CORPORATION 2010 EMPLOYEE Management For For
STOCK PURCHASE PLAN AND THE RESERVATION OF
25,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
KAYDON CORPORATION
SECURITY 486587108 MEETING TYPE Annual
TICKER SYMBOL KDN MEETING DATE 19-May-2010
ISIN US4865871085 AGENDA 933237085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MARK A. ALEXANDER For For
2 DAVID A. BRANDON For For
3 PATRICK P. COYNE For For
4 WILLIAM K. GERBER For For
5 TIMOTHY J. O'DONOVAN For For
6 JAMES O'LEARY For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, FOR THE YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
ANNTAYLOR STORES CORPORATION
SECURITY 036115103 MEETING TYPE Annual
TICKER SYMBOL ANN MEETING DATE 19-May-2010
ISIN US0361151030 AGENDA 933241680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: MICHELLE GASS Management For For
1B ELECTION OF DIRECTOR: MICHAEL W. TRAPP Management For For
1C ELECTION OF DIRECTOR: DANIEL W. YIH Management For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S 2003 Management Against Against
EQUITY INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
ASSOCIATE DISCOUNT STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 49
- --------------------------------------------------------------------------------
DENNY'S CORPORATION
SECURITY 24869P104 MEETING TYPE Contested-Annual
TICKER SYMBOL DENN MEETING DATE 19-May-2010
ISIN US24869P1049 AGENDA 933242466 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PATRICK H. ARBOR For *
2 JONATHAN DASH For *
3 DAVID MAKULA For *
4 MGT NOM B.J. LAUDERBACK For *
5 MGT NOM LOUIS P. NEEB For *
6 MGT NOM D.C. ROBINSON For *
7 MGT NOM D.R. SHEPHERD For *
8 MGT NOM LAYSHA WARD For *
02 APPROVAL OF THE COMPANY'S PROPOSAL TO RATIFY THE Management For *
SELECTION OF KPMG LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTING FIRM.
*MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
SECURITY 00971T101 MEETING TYPE Annual
TICKER SYMBOL AKAM MEETING DATE 19-May-2010
ISIN US00971T1016 AGENDA 933242529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: F. THOMSON LEIGHTON Management For For
1B ELECTION OF DIRECTOR: PAUL SAGAN Management For For
1C ELECTION OF DIRECTOR: NAOMI O. SELIGMAN Management For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TESCO CORPORATION
SECURITY 88157K101 MEETING TYPE Annual
TICKER SYMBOL TESO MEETING DATE 19-May-2010
ISIN CA88157K1012 AGENDA 933248280 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 FRED J. DYMENT For For
2 GARY L. KOTT For For
3 R. VANCE MILLIGAN, Q.C. For For
4 JULIO M. QUINTANA For For
5 JOHN T. REYNOLDS For For
6 NORMAN W. ROBERTSON For For
7 MICHAEL W. SUTHERLIN For For
8 CLIFTON T. WEATHERFORD For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP, A Management For For
NATIONAL PUBLIC ACCOUNTING FIRM, AS AUDITORS OF
THE CORPORATION AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------
TECHNITROL, INC.
SECURITY 878555101 MEETING TYPE Annual
TICKER SYMBOL TNL MEETING DATE 19-May-2010
ISIN US8785551016 AGENDA 933253495 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JOHN E. BURROWS, JR. For For
2 EDWARD M. MAZZE For For
02 APPROVAL OF AMENDED AND RESTATED ARTICLES OF Management For For
INCORPORATION.
03 APPROVAL OF AMENDED AND RESTATED BY-LAWS. Management For For
04 APPROVAL OF AMENDED AND RESTATED 2001 STOCK Management For For
OPTION PLAN.
05 APPROVAL OF AMENDED AND RESTATED RESTRICTED Management For For
STOCK PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 50
- --------------------------------------------------------------------------------
SILICON IMAGE, INC.
SECURITY 82705T102 MEETING TYPE Annual
TICKER SYMBOL SIMG MEETING DATE 19-May-2010
ISIN US82705T1025 AGENDA 933253750 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MASOOD JABBAR For For
2 JOHN HODGE For For
02 VOTE TO AMEND OUR 2008 EQUITY INCENTIVE PLAN TO Management Against Against
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER
03 VOTE TO APPROVE AN OFFER TO EXCHANGE STOCK Management Against Against
OPTIONS HELD BY CERTAIN OF OUR EMPLOYEES FOR A
LESSER NUMBER OF RESTRICTED STOCK UNITS AND TO
APPROVE AN ADDITIONAL AMENDMENT TO OUR 2008
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER
04 VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010
- --------------------------------------------------------------------------------
SCHAWK, INC.
SECURITY 806373106 MEETING TYPE Annual
TICKER SYMBOL SGK MEETING DATE 19-May-2010
ISIN US8063731066 AGENDA 933253914 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CLARENCE W. SCHAWK For For
2 DAVID A. SCHAWK For For
3 A. ALEX SARKISIAN, ESQ. For For
4 LEONARD S. CARONIA For For
5 JUDITH W. MCCUE, ESQ. For For
6 HOLLIS W. RADEMACHER For For
7 JOHN T. MCENROE, ESQ. For For
8 MICHAEL G. O'ROURKE For For
9 STANLEY N. LOGAN For For
02 THE AMENDMENT OF THE 1991 OUTSIDE DIRECTORS' Management For For
FORMULA STOCK OPTION PLAN AS DESCRIBED IN THE
PROXY STATEMENT.
- --------------------------------------------------------------------------------
BALLANTYNE STRONG, INC.
SECURITY 058516105 MEETING TYPE Annual
TICKER SYMBOL BTN MEETING DATE 19-May-2010
ISIN US0585161054 AGENDA 933253926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WILLIAM F. WELSH, II For For
2 ALVIN ABRAMSON For For
3 CHRISTOPHER E. BEACH For For
4 JOHN P. WILMERS For For
5 MARC E. LEBARON For For
6 MARK D. HASEBROOCK For For
7 STEVEN J. SCHUSTER For For
02 PROPOSAL TO ADOPT THE 2010 LONG-TERM INCENTIVE Management For For
PLAN.
03 PROPOSAL TO ADOPT AN AMENDMENT TO EXTEND THE Management For For
DURATION OF THE 2005 EMPLOYEE STOCK PURCHASE
PLAN TO OCTOBER 2013.
04 PROPOSAL TO ADOPT AN AMENDMENT TO EXTEND THE Management For For
DURATION OF THE 2005 RESTRICTED STOCK PLAN TO
SEPTEMBER 2013.
- --------------------------------------------------------------------------------
THE WET SEAL, INC.
SECURITY 961840105 MEETING TYPE Annual
TICKER SYMBOL WTSLA MEETING DATE 19-May-2010
ISIN US9618401056 AGENDA 933254889 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JONATHAN DUSKIN For For
2 SIDNEY M. HORN For For
3 HAROLD D. KAHN For For
4 KENNETH M. REISS For For
5 EDMOND S. THOMAS For For
6 HENRY D. WINTERSTERN For For
02 THE APPROVAL OF THE WET SEAL, INC. AMENDED AND Management Against Against
RESTATED 2005 STOCK INCENTIVE PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL
2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 51
- --------------------------------------------------------------------------------
JARDEN CORPORATION
SECURITY 471109108 MEETING TYPE Annual
TICKER SYMBOL JAH MEETING DATE 20-May-2010
ISIN US4711091086 AGENDA 933227262 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 IAN G.H ASHKEN For For
2 RICHARD L. MOLEN For For
3 ROBERT L. WOOD For For
2 PROPOSAL TO ADOPT AND APPROVE THE JARDEN Management For For
CORPORATION 2010 EMPLOYEE STOCK PURCHASE PLAN.
3 RATIFICATIION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
KBR, INC.
SECURITY 48242W106 MEETING TYPE Annual
TICKER SYMBOL KBR MEETING DATE 20-May-2010
ISIN US48242W1062 AGENDA 933228036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JEFFREY E. CURTISS For For
2 WILLIAM P. UTT For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF
KBR, INC. FOR THE YEAR ENDING DECEMBER 31, 2010.
03 TO ESTABLISH A COMMITTEE TO REVIEW POLICIES Shareholder Against For
RELATED TO HUMAN RIGHTS TO ASSESS WHERE THE
COMPANY NEEDS TO ADOPT AND IMPLEMENT ADDITIONAL
POLICIES.
04 TO AMEND THE COMPANY'S EQUAL EMPLOYMENT Shareholder Against For
OPPORTUNITY POLICY TO EXPLICITLY PROHIBIT
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND
GENDER IDENTIFICATION OR EXPRESSION AND TO
SUBSTANTIALLY IMPLEMENT THE POLICY.
- --------------------------------------------------------------------------------
HARMONIC INC.
SECURITY 413160102 MEETING TYPE Annual
TICKER SYMBOL HLIT MEETING DATE 20-May-2010
ISIN US4131601027 AGENDA 933228175 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 PATRICK J. HARSHMAN For For
2 LEWIS SOLOMON For For
3 HAROLD COVERT For For
4 PATRICK GALLAGHER For For
5 E. FLOYD KVAMME For For
6 ANTHONY J. LEY For For
7 WILLIAM F. REDDERSEN For For
8 DAVID R. VAN VALKENBURG For For
2 TO APPROVE AN AMENDMENT TO THE 1995 STOCK PLAN Management Against Against
TO I) INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER BY
10,600,000 SHARES; II) TO AMEND THE COUNTING
PROVISIONS FOR FULL VALUE EQUITY AWARDS; AND III) TO
DECREASE THE MAXIMUM TERM OF STOCK OPTIONS TO
SEVEN (7) YEARS.
3 TO APPROVE AN AMENDMENT TO THE 2002 DIRECTOR Management Against Against
STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER
BY 400,000 SHARES AND TO AMEND THE COUNTING
PROVISIONS FOR FULL VALUE EQUITY AWARDS.
4 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FORMFACTOR, INC.
SECURITY 346375108 MEETING TYPE Annual
TICKER SYMBOL FORM MEETING DATE 20-May-2010
ISIN US3463751087 AGENDA 933233594 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 CHENMING HU For For
2 LOTHAR MAIER For For
2 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS FORMFACTOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 52
- --------------------------------------------------------------------------------
TIFFANY & CO.
SECURITY 886547108 MEETING TYPE Annual
TICKER SYMBOL TIF MEETING DATE 20-May-2010
ISIN US8865471085 AGENDA 933235081 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Management For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Management For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Management For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Management For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Management For For
1G ELECTION OF DIRECTOR: PETER W. MAY Management For For
1H ELECTION OF DIRECTOR: J. THOMAS PRESBY Management For For
1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Management For For
2 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC.
SECURITY 74153Q102 MEETING TYPE Annual
TICKER SYMBOL PDE MEETING DATE 20-May-2010
ISIN US74153Q1022 AGENDA 933238087 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID A.B. BROWN For For
2 KENNETH M. BURKE For For
3 ARCHIE W. DUNHAM For For
4 DAVID A. HAGER For For
5 FRANCIS S. KALMAN For For
6 RALPH D. MCBRIDE For For
7 ROBERT G. PHILLIPS For For
8 LOUIS A. RASPINO For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY'S Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN BY 900,000 SHARES.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE COMPANY'S 2007 LONG-TERM INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
SECURITY 989207105 MEETING TYPE Annual
TICKER SYMBOL ZBRA MEETING DATE 20-May-2010
ISIN US9892071054 AGENDA 933244117 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GERHARD CLESS For For
2 MICHAEL A. SMITH For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 20-May-2010
ISIN US3843131026 AGENDA 933246503 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 MICHAEL C. NAHL For For
6 STEVEN R. SHAWLEY For For
7 CRAIG S. SHULAR For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO RE-APPROVE THE PERFORMANCE MEASURES UNDER Management For For
THE GRAFTECH INTERNATIONAL LTD. 2005 EQUITY
INCENTIVE PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 53
- --------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC.
SECURITY 29384R105 MEETING TYPE Annual
TICKER SYMBOL ENTR MEETING DATE 20-May-2010
ISIN US29384R1059 AGENDA 933246705 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 KEITH BECHARD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
PETROHAWK ENERGY CORPORATION
SECURITY 716495106 MEETING TYPE Annual
TICKER SYMBOL HK MEETING DATE 20-May-2010
ISIN US7164951060 AGENDA 933246969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 THOMAS R. FULLER For For
2 ROBERT G. RAYNOLDS For For
3 STEPHEN P. SMILEY For For
4 CHRISTOPHER A. VIGGIANO For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2010.
- --------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION
SECURITY 382410405 MEETING TYPE Annual
TICKER SYMBOL GDP MEETING DATE 20-May-2010
ISIN US3824104059 AGENDA 933249383 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 WALTER G. GOODRICH For For
2 ROBERT C. TURNHAM, JR For For
3 STEPHEN M. STRATY For For
4 ARTHUR A. SEELIGSON For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
SECURITY 868168105 MEETING TYPE Annual
TICKER SYMBOL SUP MEETING DATE 21-May-2010
ISIN US8681681057 AGENDA 933234926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SHELDON I. AUSMAN For For
2 V. BOND EVANS For For
3 MICHAEL J. JOYCE For For
02 APPROVAL OF BYLAW AMENDMENT TO REDUCE BOARD Management For For
SIZE.
03 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE Shareholder Against For
VOTING STANDARD FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------
BTU INTERNATIONAL, INC.
SECURITY 056032105 MEETING TYPE Annual
TICKER SYMBOL BTUI MEETING DATE 21-May-2010
ISIN US0560321053 AGENDA 933246680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PAUL J. VAN DER WANSEM For For
2 G. MEAD WYMAN For For
3 J. SAMUEL PARKHILL For For
4 JOHN E. BEARD For For
5 JOSEPH F. WRINN For For
02 TO ACT UPON THE PROPOSAL TO AMEND THE 1988 Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 54
- --------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
SECURITY 868157108 MEETING TYPE Annual
TICKER SYMBOL SPN MEETING DATE 21-May-2010
ISIN US8681571084 AGENDA 933250730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HAROLD J. BOUILLION For For
2 ENOCH L. DAWKINS For For
3 JAMES M. FUNK For For
4 TERENCE E. HALL For For
5 E.E. "WYN" HOWARD, III For For
6 JUSTIN L. SULLIVAN For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010
- --------------------------------------------------------------------------------
DANVERS BANCORP, INC.
SECURITY 236442109 MEETING TYPE Annual
TICKER SYMBOL DNBK MEETING DATE 21-May-2010
ISIN US2364421097 AGENDA 933251883 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BRIAN C. CRANNEY For For
2 JOHN P. DRISLANE For For
3 JOHN R. FERRIS For For
4 THOMAS FORD For For
5 JAMES J. MCCARTHY For For
02 TO RATIFY THE APPOINTMENT OF WOLF & COMPANY, P.C. Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ADVANCED ANALOGIC TECHNOLOGIES, INC.
SECURITY 00752J108 MEETING TYPE Annual
TICKER SYMBOL AATI MEETING DATE 24-May-2010
ISIN US00752J1088 AGENDA 933246921 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 THOMAS P. REDFERN For For
02 TO VOTE FOR AND RATIFY THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING ON DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR COMPANY
SECURITY 198516106 MEETING TYPE Annual
TICKER SYMBOL COLM MEETING DATE 25-May-2010
ISIN US1985161066 AGENDA 933234887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GERTRUDE BOYLE For For
2 TIMOTHY P. BOYLE For For
3 SARAH A. BANY For For
4 MURREY R. ALBERS For For
5 STEPHEN E. BABSON For For
6 ANDY D. BRYANT For For
7 EDWARD S. GEORGE For For
8 WALTER T. KLENZ For For
9 JOHN W. STANTON For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
- --------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC.
SECURITY 421906108 MEETING TYPE Annual
TICKER SYMBOL HCSG MEETING DATE 25-May-2010
ISIN US4219061086 AGENDA 933235865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 DANIEL P. MCCARTNEY For For
2 JOSEPH F. MCCARTNEY For For
3 ROBERT L. FROME For For
4 THOMAS A. COOK For For
5 ROBERT J. MOSS For For
6 JOHN M. BRIGGS For For
7 DINO D. OTTAVIANO For For
2 TO APPROVE AND RATIFY THE SELECTION OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2010
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 55
- --------------------------------------------------------------------------------
OMNICELL, INC.
SECURITY 68213N109 MEETING TYPE Annual
TICKER SYMBOL OMCL MEETING DATE 25-May-2010
ISIN US68213N1090 AGENDA 933248418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 JAMES T. JUDSON For For
2 GARY S. PETERSMEYER For For
3 DONALD C. WEGMILLER For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against
OMNICELL, INC. 2009 EQUITY INCENTIVE PLAN, AS
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management For For
OMNICELL, INC. AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM 50,000,000
TO 100,000,000, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
SECURITY 049164205 MEETING TYPE Annual
TICKER SYMBOL AAWW MEETING DATE 25-May-2010
ISIN US0491642056 AGENDA 933252049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT F. AGNEW For For
2 TIMOTHY J. BERNLOHR For For
3 EUGENE I. DAVIS For For
4 WILLIAM J. FLYNN For For
5 JAMES S. GILMORE III For For
6 CAROL B. HALLETT For For
7 FREDERICK MCCORKLE For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS.
03 APPROVAL OF THE AMENDMENT TO THE 2007 INCENTIVE Management Against Against
PLAN (AS AMENDED).
- --------------------------------------------------------------------------------
OMNICARE, INC.
SECURITY 681904108 MEETING TYPE Annual
TICKER SYMBOL OCR MEETING DATE 25-May-2010
ISIN US6819041087 AGENDA 933255641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: JOHN T. CROTTY Management For For
1B ELECTION OF DIRECTOR: JOEL F. GEMUNDER Management For For
1C ELECTION OF DIRECTOR: STEVEN J. HEYER Management For For
1D ELECTION OF DIRECTOR: ANDREA R. LINDELL Management For For
1E ELECTION OF DIRECTOR: JAMES D. SHELTON Management For For
1F ELECTION OF DIRECTOR: JOHN H. TIMONEY Management For For
1G ELECTION OF DIRECTOR: AMY WALLMAN Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
PLATO LEARNING, INC.
SECURITY 72764Y100 MEETING TYPE Special
TICKER SYMBOL TUTR MEETING DATE 25-May-2010
ISIN US72764Y1001 AGENDA 933257304 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF MARCH 25, 2010, AMONG PLATO
LEARNING, INC., PROJECT PORSCHE HOLDINGS
CORPORATION AND PROJECT PORSCHE MERGER CORP.
AND THE MERGER CONTEMPLATED THEREBY, AS IT MAY
BE AMENDED FROM TIME TO TIME.
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES PROPERLY CAST AT THE TIME OF
THE MEETING TO APPROVE AND ADOPT THE AGREEMENT
AND PLAN OF MERGER.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 56
- --------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
SECURITY 969904101 MEETING TYPE Annual
TICKER SYMBOL WSM MEETING DATE 26-May-2010
ISIN US9699041011 AGENDA 933239964 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 LAURA J. ALBER For For
2 ADRIAN D.P. BELLAMY For For
3 PATRICK J. CONNOLLY For For
4 ADRIAN T. DILLON For For
5 ANTHONY A. GREENER For For
6 TED W. HALL For For
7 MICHAEL R. LYNCH For For
8 SHARON L MCCOLLAM For For
9 RICHARD T. ROBERTSON For For
10 DAVID B. ZENOFF For For
2 THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS- Management Against Against
SONOMA, INC. 2001 LONG-TERM INCENTIVE PLAN
3 THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS- Management For For
SONOMA, INC. 2001 INCENTIVE BONUS PLAN
4 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 30, 2011
- --------------------------------------------------------------------------------
ATMI, INC.
SECURITY 00207R101 MEETING TYPE Annual
TICKER SYMBOL ATMI MEETING DATE 26-May-2010
ISIN US00207R1014 AGENDA 933241111 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ROBERT S. HILLAS For For
2 CHERYL L. SHAVERS For For
2 TO APPROVE THE COMPANY'S 2010 STOCK PLAN. Management Against Against
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 26-May-2010
ISIN US3135494041 AGENDA 933242606 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 GEORGE FELDENKREIS For For
4 VINCENT J. INTRIERI For For
5 J. MICHAEL LAISURE For For
6 KEITH A. MEISTER For For
7 DANIEL A. NINIVAGGI For For
8 DAVID S. SCHECHTER For For
9 NEIL S. SUBIN For For
10 JAMES H. VANDENBERGHE For For
02 APPROVAL OF THE FEDERAL-MOGUL CORPORATION 2010 Management For For
STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
SECURITY 87305R109 MEETING TYPE Annual
TICKER SYMBOL TTMI MEETING DATE 26-May-2010
ISIN US87305R1095 AGENDA 933242860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 JAMES K. BASS For For
2 THOMAS T. EDMAN For For
3 TANG CHUNG YEN, TOM For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 57
- --------------------------------------------------------------------------------
DYNAMIC MATERIALS CORPORATION
SECURITY 267888105 MEETING TYPE Annual
TICKER SYMBOL BOOM MEETING DATE 26-May-2010
ISIN US2678881051 AGENDA 933249042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DEAN K. ALLEN For For
2 YVON PIERRE CARIOU For For
3 BERNARD HUEBER For For
4 GERARD MUNERA For For
5 RICHARD P. GRAFF For For
6 ROLF ROSPEK For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PLX TECHNOLOGY, INC.
SECURITY 693417107 MEETING TYPE Annual
TICKER SYMBOL PLXT MEETING DATE 26-May-2010
ISIN US6934171074 AGENDA 933263117 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MICHAEL J. SALAMEH For For
2 D. JAMES GUZY For For
3 JOHN H. HART For For
4 ROBERT H. SMITH For For
5 THOMAS RIORDAN For For
6 PATRICK VERDERICO For For
7 RALPH H. SCHMITT For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2008 Management Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE THEREUNDER FROM
1,200,000 SHARES TO 2,700,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PHARMERICA CORPORATION
SECURITY 71714F104 MEETING TYPE Annual
TICKER SYMBOL PMC MEETING DATE 26-May-2010
ISIN US71714F1049 AGENDA 933264311 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 GREGORY S. WEISHAR For For
2 W. ROBERT DAHL, JR. For For
3 FRANK E. COLLINS, ESQ. For For
4 DANIEL N. MENDELSON For For
5 THOMAS P. MAC MAHON For For
6 MS. MARJORIE W. DORR For For
7 THOMAS P. GERRITY, PH.D For For
8 ROBERT A. OAKLEY, PH.D. For For
9 GEOFFREY G. MEYERS For For
02 PROPOSAL TO APPROVE THE AMENDMENT AND Management Against Against
RESTATEMENT OF THE COMPANY'S AMENDED AND
RESTATED 2007 OMNIBUS INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
BRIGHAM EXPLORATION COMPANY
SECURITY 109178103 MEETING TYPE Annual
TICKER SYMBOL BEXP MEETING DATE 26-May-2010
ISIN US1091781039 AGENDA 933267759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 BEN M. BRIGHAM For For
2 DAVID T. BRIGHAM For For
3 HAROLD D. CARTER For For
4 STEPHEN C. HURLEY For For
5 STEPHEN P. REYNOLDS For For
6 HOBART A. SMITH For For
7 DR. SCOTT W. TINKER For For
02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 58
- --------------------------------------------------------------------------------
WESTFIELD FINANCIAL, INC.
SECURITY 96008P104 MEETING TYPE Annual
TICKER SYMBOL WFD MEETING DATE 27-May-2010
ISIN US96008P1049 AGENDA 933239419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 VICTOR J. CARRA For For
2 RICHARD C. PLACEK For For
3 CHARLES E. SULLIVAN For For
02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS WESTFIELD FINANCIAL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
POLYCOM, INC.
SECURITY 73172K104 MEETING TYPE Annual
TICKER SYMBOL PLCM MEETING DATE 27-May-2010
ISIN US73172K1043 AGENDA 933240258 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 ROBERT C. HAGERTY For For
2 MICHAEL R. KOUREY For For
3 BETSY S. ATKINS For For
4 DAVID G. DEWALT For For
5 JOHN A. KELLEY, JR. For For
6 D. SCOTT MERCER For For
7 WILLIAM A. OWENS For For
8 KEVIN T. PARKER For For
2 TO APPROVE AMENDMENTS TO POLYCOM'S 2004 EQUITY Management For For
INCENTIVE PLAN TO (1) PROVIDE ADDITIONAL FLEXIBILITY
TO SET THE LENGTH OF PERFORMANCE PERIODS, (2)
PROVIDE ADDITIONAL FLEXIBILITY BY PROVIDING FOR
ADDITIONAL PERFORMANCE GOALS THAT MAY BE USED
TO SET PERFORMANCE CRITERIA FOR PERFORMANCE-
BASED EQUITY AWARDS AND (3) MAKE CERTAIN OTHER
CLARIFYING AMENDMENTS.
3 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS POLYCOM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
SECURITY 631103108 MEETING TYPE Annual
TICKER SYMBOL NDAQ MEETING DATE 27-May-2010
ISIN US6311031081 AGENDA 933246022 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: URBAN BACKSTROM Management For For
1B ELECTION OF DIRECTOR: H. FURLONG BALDWIN Management For For
1C ELECTION OF DIRECTOR: MICHAEL CASEY Management For For
1D ELECTION OF DIRECTOR: LON GORMAN Management For For
1E ELECTION OF DIRECTOR: ROBERT GREIFELD Management For For
1F ELECTION OF DIRECTOR: GLENN H. HUTCHINS Management For For
1G ELECTION OF DIRECTOR: BIRGITTA KANTOLA Management For For
1H ELECTION OF DIRECTOR: ESSA KAZIM Management For For
1I ELECTION OF DIRECTOR: JOHN D. MARKESE Management For For
1J ELECTION OF DIRECTOR: HANS MUNK NIELSEN Management For For
1K ELECTION OF DIRECTOR: THOMAS F. O'NEILL Management For For
1L ELECTION OF DIRECTOR: JAMES S. RIEPE Management For For
1M ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Management For For
1N ELECTION OF DIRECTOR: LARS WEDENBORN Management For For
1O ELECTION OF DIRECTOR: DEBORAH L. WINCE-SMITH Management For For
2 RATIFY APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
3 APPROVE AMENDED AND RESTATED NASDAQ OMX EQUITY Management Against Against
INCENTIVE PLAN
4 APPROVE AMENDMENT TO NASDAQ OMX EQUITY Management Against Against
INCENTIVE PLAN TO ALLOW ONE-TIME STOCK OPTION
EXCHANGE PROGRAM
5 APPROVE AMENDED AND RESTATED NASDAQ OMX Management For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVE NASDAQ OMX 2010 EXECUTIVE CORPORATE Management For For
INCENTIVE PLAN
7 APPROVE CONVERSION OF SERIES A PREFERRED STOCK Management For For
INTO COMMON STOCK
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 59
- --------------------------------------------------------------------------------
STEC, INC.
SECURITY 784774101 MEETING TYPE Annual
TICKER SYMBOL STEC MEETING DATE 27-May-2010
ISIN US7847741011 AGENDA 933246731 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MANOUCH MOSHAYEDI For For
2 MARK MOSHAYEDI For For
3 F. MICHAEL BALL For For
4 RAJAT BAHRI For For
5 CHRISTOPHER W. COLPITTS For For
6 KEVIN C. DALY, PH.D. For For
7 MATTHEW L. WITTE For For
02 TO APPROVE THE 2010 INCENTIVE AWARD PLAN. Management Against Against
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
HUDSON VALLEY HOLDING CORP.
SECURITY 444172100 MEETING TYPE Annual
TICKER SYMBOL HUVL MEETING DATE 27-May-2010
ISIN US4441721002 AGENDA 933258306 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 WILLIAM E. GRIFFIN For For
2 JAMES J. LANDY For For
3 STEPHEN R. BROWN For For
4 MARY-JANE FOSTER For For
5 GREGORY F. HOLCOMBE For For
6 ADAM W. IFSHIN For For
7 MICHAEL P. MALONEY For For
8 ANGELO R. MARTINELLI For For
9 WILLIAM J. MULROW For For
10 JOHN A. PRATT JR. For For
11 CECILE D. SINGER For For
12 CRAIG S. THOMPSON For For
2 TO APPROVE THE HUDSON VALLEY HOLDING CORP. 2010 Management Against Against
OMNIBUS INCENTIVE PLAN
3 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010
- --------------------------------------------------------------------------------
CDC SOFTWARE CORP
SECURITY 12507Y108 MEETING TYPE Special
TICKER SYMBOL CDCS MEETING DATE 28-May-2010
ISIN US12507Y1082 AGENDA 933282066 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 TO RATIFY THE ADOPTION OF THE COMPANY'S 2009 STOCK Management Against Against
INCENTIVE PLAN (THE "2009 PLAN").
02 TO APPROVE AN AMENDMENT TO THE 2009 PLAN TO Management Against Against
PERMIT THE COMPENSATION COMMITTEE OR THE BOARD
OF DIRECTORS OF THE COMPANY TO AMEND (INCLUDING
BUT NOT LIMITED TO THE EXERCISE PRICE OF ANY
AWARD), CANCEL, SUBSTITUTE, REPLACE, RE-GRANT
AND/OR RE-PRICE ANY AWARD GRANTED OR TO BE
GRANTED UNDER THE 2009 PLAN OR ANY OTHER
INCENTIVE PLAN, WITHOUT SHAREHOLDER APPROVAL.
03 TO APPROVE AN AMENDMENT TO THE 2009 PLAN TO Management For For
AMEND SECTION 5 OF THE 2009 PLAN TO INCREASE THE
MAXIMUM NUMBER OF OPTIONS OR SARS WHICH MAY BE
AWARDED TO ANY GRANTEE (EACH SUCH AS DEFINED IN
THE 2009 PLAN) DURING ANY ANNUAL PERIOD DURING THE
TERM OF THE 2009 PLAN FROM 1,000,000 TO 3,000,000.
04 TO RATIFY THE ADOPTION OF THE COMPANY'S 2009 Management For For
EMPLOYEE SHARE PURCHASE PLAN (THE "2009 ESPP").
- --------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
SECURITY 163072101 MEETING TYPE Annual
TICKER SYMBOL CAKE MEETING DATE 02-Jun-2010
ISIN US1630721017 AGENDA 933251845 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Management For For
1B ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For
02 APPROVAL OF THE 2010 STOCK INCENTIVE PLAN. Management Against Against
03 APPROVAL OF THE 2010 AMENDED AND RESTATED Management For For
ANNUAL PERFORMANCE INCENTIVE PLAN.
04 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 28, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 60
- --------------------------------------------------------------------------------
DYNAMICS RESEARCH CORPORATION
SECURITY 268057106 MEETING TYPE Annual
TICKER SYMBOL DRCO MEETING DATE 02-Jun-2010
ISIN US2680571062 AGENDA 933253306 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 FRANCIS J. AGUILAR For For
2 JOHN S. ANDEREGG For For
3 NICKOLAS STAVROPOULOS For For
2 TO APPROVE THE COMPANY'S EXECUTIVE LONG-TERM Management For For
INCENTIVE PLAN
- --------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
SECURITY 639050103 MEETING TYPE Annual
TICKER SYMBOL BABY MEETING DATE 03-Jun-2010
ISIN US6390501038 AGENDA 933247339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT A. GUNST For For
2 JAMES B. HAWKINS For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS OUR AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TITAN MACHINERY, INC.
SECURITY 88830R101 MEETING TYPE Annual
TICKER SYMBOL TITN MEETING DATE 03-Jun-2010
ISIN US88830R1014 AGENDA 933267278 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID MEYER For For
2 JOHN BODE For For
02 RATIFY APPOINTMENT OF EIDE BAILLY LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31, 2011.
- --------------------------------------------------------------------------------
FBR CAPITAL MARKETS CORPORATION
SECURITY 30247C301 MEETING TYPE Annual
TICKER SYMBOL FBCM MEETING DATE 03-Jun-2010
ISIN US30247C3016 AGENDA 933269006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ERIC F. BILLINGS For For
2 RICHARD J. HENDRIX For For
3 THOMAS J. HYNES, JR. For For
4 ADAM J. KLEIN For For
5 RICHARD A. KRAEMER For For
6 RALPH S. MICHAEL, III For For
7 THOMAS S. MURPHY, JR. For For
8 ARTHUR J. REIMERS For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2006 Management Against Against
LONG-TERM INCENTIVE PLAN TO INCREASE BY 9,000,000
SHARES THE MAXIMUM NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2006 Management Against Against
LONG-TERM INCENTIVE PLAN ALLOWING FOR A ONE-TIME
STOCK OPTION EXCHANGE PROGRAM.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
MDC PARTNERS INC.
SECURITY 552697104 MEETING TYPE Annual
TICKER SYMBOL MDCA MEETING DATE 03-Jun-2010
ISIN CA5526971042 AGENDA 933269145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MILES S. NADAL For For
2 ROBERT J. KAMERSCHEN For For
3 CLARE COPELAND For For
4 THOMAS N. DAVIDSON For For
5 SCOTT L. KAUFFMAN For For
6 MICHAEL J.L. KIRBY For For
7 STEPHEN M. PUSTIL For For
02 A RESOLUTION APPOINTING BDO SEIDMAN, LLP TO ACT AS Management For For
AUDITORS OF MDC PARTNERS AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 61
- --------------------------------------------------------------------------------
WATSCO, INC.
SECURITY 942622200 MEETING TYPE Annual
TICKER SYMBOL WSO MEETING DATE 04-Jun-2010
ISIN US9426222009 AGENDA 933262468 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT L. BERNER III For For
- --------------------------------------------------------------------------------
MATTSON TECHNOLOGY, INC.
SECURITY 577223100 MEETING TYPE Annual
TICKER SYMBOL MTSN MEETING DATE 07-Jun-2010
ISIN US5772231008 AGENDA 933258976 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 KENNETH KANNAPPAN For For
2 JOHN C. BOLGER For For
2 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
COWEN GROUP, INC.
SECURITY 223622101 MEETING TYPE Annual
TICKER SYMBOL COWN MEETING DATE 07-Jun-2010
ISIN US2236221014 AGENDA 933271164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 PETER A. COHEN For For
2 STEVEN KOTLER For For
3 JULES B. KROLL For For
4 DAVID M. MALCOLM For For
5 JEROME S. MARKOWITZ For For
6 JACK H. NUSBAUM For For
7 EDOARDO SPEZZOTTI For For
8 JOHN E. TOFFOLON, JR. For For
9 JOSEPH R. WRIGHT For For
02 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
03 APPROVE THE 2010 EQUITY AND INCENTIVE PLAN. Management Against Against
- --------------------------------------------------------------------------------
J.CREW GROUP, INC.
SECURITY 46612H402 MEETING TYPE Annual
TICKER SYMBOL JCG MEETING DATE 08-Jun-2010
ISIN US46612H4020 AGENDA 933255499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 HEATHER RESIMAN For For
2 DAVID HOUSE For For
3 STUART SLOAN For For
02 APPROVE AN AMENDMENT TO THE J.CREW GROUP, INC. Management Against Against
AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN
03 APPROVE THE J.CREW, INC. EXECUTIVE MANAGEMENT Management For For
BONUS PLAN
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2010
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 62
- --------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY 018581108 MEETING TYPE Annual
TICKER SYMBOL ADS MEETING DATE 08-Jun-2010
ISIN US0185811082 AGENDA 933255639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LAWRENCE M. BENVENISTE For For
2 D. KEITH COBB For For
3 KENNETH R. JENSEN For For
02 APPROVAL OF 2010 OMNIBUS INCENTIVE PLAN. Management Against Against
03 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR
2010.
- --------------------------------------------------------------------------------
ULTRALIFE CORPORATION
SECURITY 903899102 MEETING TYPE Annual
TICKER SYMBOL ULBI MEETING DATE 08-Jun-2010
ISIN US9038991025 AGENDA 933261202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 STEVEN M. ANDERSON For For
2 PATRICIA C. BARRON For For
3 JAMES A. CROCE For For
4 JOHN D. KAVAZANJIAN For For
5 THOMAS L. SAELI For For
6 ROBERT W. SHAW II For For
7 RANJIT C. SINGH For For
8 BRADFORD T. WHITMORE For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CLARIENT,INC.
SECURITY 180489106 MEETING TYPE Annual
TICKER SYMBOL CLRT MEETING DATE 08-Jun-2010
ISIN US1804891067 AGENDA 933269121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ANDREW ADAMS For For
2 RONALD A. ANDREWS For For
3 PETER J. BONI For For
4 JAMES A. DATIN For For
5 ANN H. LAMONT For For
6 FRANK P. SLATTERY, JR. For For
7 DENNIS M. SMITH, JR, MD For For
8 GREGORY D. WALLER For For
9 STEPHEN T. ZARRILLI For For
02 TO APPROVE AMENDMENTS TO CLARIENT'S 2007 Management Against Against
INCENTIVE AWARD PLAN TO (I) INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 7,000,000 SHARES, OR FROM 8,911,181
SHARES TO 15,911,181 SHARES, AND (II) INCREASE THE
MAXIMUM NUMBER OF SHARES WHICH MAY BE ISSUED AS
INCENTIVE STOCK OPTIONS FROM 5,000,000 TO 12,000,000.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
SAKS INCORPORATED
SECURITY 79377W108 MEETING TYPE Annual
TICKER SYMBOL SKS MEETING DATE 08-Jun-2010
ISIN US79377W1080 AGENDA 933273447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ROBERT B. CARTER For For
2 DONALD E. HESS For For
3 JERRY W. LEVIN For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR ENDING JANUARY 29,
2011.
03 TO AMEND THE SAKS INCORPORATED CHARTER TO Management For For
PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING FOR Shareholder Against For
THE ELECTION OF DIRECTORS.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 63
- --------------------------------------------------------------------------------
CRAY INC.
SECURITY 225223304 MEETING TYPE Annual
TICKER SYMBOL CRAY MEETING DATE 09-Jun-2010
ISIN US2252233042 AGENDA 933248444 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 WILLIAM C. BLAKE For For
2 JOHN B. JONES, JR. For For
3 STEPHEN C. KIELY For For
4 FRANK L. LEDERMAN For For
5 SALLY G. NARODICK For For
6 DANIEL C. REGIS For For
7 STEPHEN C. RICHARDS For For
8 PETER J. UNGARO For For
2 TO RATIFY THE APPOINTMENT OF PETERSON SULLIVAN Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
SECURITY 02553E106 MEETING TYPE Annual
TICKER SYMBOL AEO MEETING DATE 09-Jun-2010
ISIN US02553E1064 AGENDA 933257950 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: ALAN T. KANE Management For For
1B ELECTION OF DIRECTOR: CARY D. MCMILLAN Management For For
1C ELECTION OF DIRECTOR: JAMES V. O'DONNELL Management For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
- --------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
SECURITY 90385V107 MEETING TYPE Annual
TICKER SYMBOL UCTT MEETING DATE 10-Jun-2010
ISIN US90385V1070 AGENDA 933252669 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SUSAN H. BILLAT For For
2 JOHN CHENAULT For For
3 CLARENCE L. GRANGER For For
4 DAVID T. IBNALE For For
5 LEONID MEZHVINSKY For For
02 APPROVAL OF THE AMENDED AND RESTATED STOCK Management Against Against
INCENTIVE PLAN
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC. FOR
FISCAL 2010
- --------------------------------------------------------------------------------
STAGE STORES, INC.
SECURITY 85254C305 MEETING TYPE Annual
TICKER SYMBOL SSI MEETING DATE 10-Jun-2010
ISIN US85254C3051 AGENDA 933258091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: ALAN BAROCAS Management For For
1B ELECTION OF DIRECTOR: MICHAEL GLAZER Management For For
1C ELECTION OF DIRECTOR: ANDREW HALL Management For For
1D ELECTION OF DIRECTOR: WILLIAM MONTGORIS Management For For
1E ELECTION OF DIRECTOR: DAVID SCHWARTZ Management For For
1F ELECTION OF DIRECTOR: CHERYL TURPIN Management For For
2 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------
KBW, INC.
SECURITY 482423100 MEETING TYPE Annual
TICKER SYMBOL KBW MEETING DATE 14-Jun-2010
ISIN US4824231009 AGENDA 933266909 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 THOMAS B. MICHAUD For For
2 JAMES K. SCHMIDT For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 64
- --------------------------------------------------------------------------------
PCTEL, INC.
SECURITY 69325Q105 MEETING TYPE Annual
TICKER SYMBOL PCTI MEETING DATE 15-Jun-2010
ISIN US69325Q1058 AGENDA 933262139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 RICHARD C. ALBERDING For For
2 CARL A. THOMSEN For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE 1997 STOCK PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR GRANT PURSUANT TO AWARDS
UNDER THE PLAN AND TO MAKE CERTAIN OTHER
CHANGES
03 TO RATIFY OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PCTEL, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 16-Jun-2010
ISIN US2803581022 AGENDA 933262975 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY.
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
SECURITY 928298108 MEETING TYPE Annual
TICKER SYMBOL VSH MEETING DATE 16-Jun-2010
ISIN US9282981086 AGENDA 933264424 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DR. FELIX ZANDMAN For For
2 DR. GERALD PAUL For For
3 FRANK MAIER For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
VISHAY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2010. THE BOARD OF DIRECTORS RECOMMEND A
VOTE "AGAINST" PROPOSAL 3.
03 STOCKHOLDER PROPOSAL. Shareholder Against For
- --------------------------------------------------------------------------------
EVOLVING SYSTEMS, INC.
SECURITY 30049R209 MEETING TYPE Annual
TICKER SYMBOL EVOL MEETING DATE 16-Jun-2010
ISIN US30049R2094 AGENDA 933271431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 PHILIP M. NECHES For For
2 RICHARD R. RAMLALL For For
2 APPROVAL OF THE AMENDMENT OF OUR 2007 STOCK Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN BY 250,000 SHARES AND TO APPROVE CERTAIN
OTHER AMENDMENTS DESCRIBED IN THE PROXY
STATEMENT.
3 RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 16-Jun-2010
ISIN US0490792050 AGENDA 933278803 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 65
- --------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK
SECURITY 713278109 MEETING TYPE Annual
TICKER SYMBOL PBY MEETING DATE 17-Jun-2010
ISIN US7132781094 AGENDA 933270643 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1A ELECTION OF DIRECTOR: JANE SCACCETTI Management For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Management For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Management For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Management For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Management For For
1F ELECTION OF DIRECTOR: NICK WHITE Management For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Management For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Management For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Management For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 THE APPROVAL OF THE AMENDMENT AND RESTATEMENT Management For For
OF OUR 2009 STOCK INCENTIVE PLAN, AS MORE FULLY
DESCRIBED IN PROXY STATEMENT.
04 A SHAREHOLDER PROPOSAL REGARDING THE VOTE Shareholder Against For
REQUIRED TO AMEND OUR BYLAWS, IF PRESENTED BY ITS
PROPONENT.
- --------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS, INC.
SECURITY 895919108 MEETING TYPE Annual
TICKER SYMBOL TRID MEETING DATE 17-Jun-2010
ISIN US8959191086 AGENDA 933271316 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID H. COURTNEY For For
2 SYLVIA SUMMERS COUDER For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS TRIDENT'S
INDPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
DXP ENTERPRISES, INC.
SECURITY 233377407 MEETING TYPE Annual
TICKER SYMBOL DXPE MEETING DATE 18-Jun-2010
ISIN US2333774071 AGENDA 933267355 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 DAVID R. LITTLE For For
2 CLETUS DAVIS For For
3 KENNETH H. MILLER For For
4 TIMOTHY P. HALTER For For
02 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
THE PRINCETON REVIEW, INC.
SECURITY 742352107 MEETING TYPE Annual
TICKER SYMBOL REVU MEETING DATE 22-Jun-2010
ISIN US7423521076 AGENDA 933286242 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 LINDA WHITLOCK For For
2 JOHN S. SCHNABEL For For
02 TO APPROVE THE ISSUANCE OF SHARES OF COMMON Management Against Against
STOCK TO ALTA COLLEGES, INC.
03 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 66
- --------------------------------------------------------------------------------
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 24-Jun-2010
ISIN US9258151029 AGENDA 933282674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
9 LIAM K. GRIFFIN For For
- --------------------------------------------------------------------------------
KFORCE INC.
SECURITY 493732101 MEETING TYPE Annual
TICKER SYMBOL KFRC MEETING DATE 25-Jun-2010
ISIN US4937321010 AGENDA 933266101 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 ELAINE D. ROSEN For For
2 RALPH E. STRUZZIERO For For
3 HOWARD W. SUTTER For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
KFORCE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
03 APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF Management Against Against
SHARES AUTHORIZED TO BE ISSUED UNDER THE KFORCE
INC. 2006 STOCK INCENTIVE PLAN BY 2,750,000 SHARES.
04 APPROVE THE KFORCE INC. 2009 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
- --------------------------------------------------------------------------------
ZORAN CORPORATION
SECURITY 98975F101 MEETING TYPE Annual
TICKER SYMBOL ZRAN MEETING DATE 25-Jun-2010
ISIN US98975F1012 AGENDA 933270845 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
1 DIRECTOR Management
1 LEVY GERZBERG, PH.D. For For
2 UZIA GALIL For For
3 RAYMOND A. BURGESS For For
4 JAMES D. MEINDL, PH.D. For For
5 JAMES B. OWENS, JR. For For
6 ARTHUR B. STABENOW For For
7 PHILIP M. YOUNG For For
2 THE APPROVAL OF CERTAIN AMENDMENTS TO ZORAN Management Against Against
CORPORATION'S 2005 EQUITY INCENTIVE PLAN.
3 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS ZORAN CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
NARA BANCORP, INC.
SECURITY 63080P105 MEETING TYPE Annual
TICKER SYMBOL NARA MEETING DATE 29-Jun-2010
ISIN US63080P1057 AGENDA 933293108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ---------------------------------------------------------- ----------------- ------------------ ---------------
01 DIRECTOR Management
1 STEVEN D. BROIDY For For
2 LOUIS M. COSSO For For
3 ALVIN D. KANG For For
4 CHONG-MOON LEE For For
5 JESUN PAIK For For
6 HYON MAN PARK For For
7 KI SUH PARK For For
8 SCOTT YOON-SUK WHANG For For
02 THE RATIFICATION OF THE SELECTION OF CROWE Management For For
HORWATH LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2010.
03 A NON-BINDING RESOLUTION TO APPROVE THE Management For For
COMPENSATION OF THE COMPANY'S EXECUTIVES NAMED
IN THE SUMMARY COMPENSATION TABLE OF THE
COMPANY'S PROXY STATEMENT FOR THE 2010 ANNUAL
MEETING OF STOCKHOLDERS, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
EXECUTIVE COMPENSATION TABLES AND THE RELATED
DISCLOSURE CONTAINED IN THE PROXY STATEMENT.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood SmallCap Equity Fund 67
04 THE APPROVAL OF THE AMENDMENT AND RESTATEMENT Management For For
OF SECTION IV, OF THE COMPANY'S ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK, $0.001 PAR
VALUE PER SHARE, FROM FORTY MILLION (40,000,000)
SHARES OF COMMON STOCK TO ONE HUNDRED MILLION
(100,000,000) SHARES OF COMMON STOCK.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 1
Investment Company Report
- --------------------------------------------------------------------------------
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 20-Jul-2009
ISIN US9830241009 AGENDA 933114869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JANUARY 25, 2009, AMONG PFIZER INC.,
WAGNER ACQUISITION CORP. AND WYETH, AS IT MAY BE
AMENDED FROM TIME TO TIME
02 VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT
3A ELECTION OF DIRECTOR: ROBERT M. AMEN Management For For
3B ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Management For For
3C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
3D ELECTION OF DIRECTOR: VICTOR F. GANZI Management For For
3E ELECTION OF DIRECTOR: ROBERT LANGER Management For For
3F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
3G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Management For For
3H ELECTION OF DIRECTOR: MARY LAKE POLAN Management For For
3I ELECTION OF DIRECTOR: BERNARD POUSSOT Management For For
3J ELECTION OF DIRECTOR: GARY L. ROGERS Management For For
3K ELECTION OF DIRECTOR: JOHN R. TORELL III Management For For
04 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Management For For
WYETH'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009
05 STOCKHOLDER PROPOSAL REGARDING REPORTING ON Shareholder Against For
WYETH'S POLITICAL CONTRIBUTIONS AND TRADE
ASSOCIATION PAYMENTS
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
STOCKHOLDER MEETINGS
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 21-Sep-2009
ISIN US3703341046 AGENDA 933128616 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 ADOPT THE 2009 STOCK COMPENSATION PLAN. Management Against Against
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON Shareholder Against For
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
CONAGRA FOODS, INC.
SECURITY 205887102 MEETING TYPE Annual
TICKER SYMBOL CAG MEETING DATE 25-Sep-2009
ISIN US2058871029 AGENDA 933131132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 DIRECTOR Management
1 MOGENS C. BAY For For
2 STEPHEN G. BUTLER For For
3 STEVEN F. GOLDSTONE For For
4 JOIE A. GREGOR For For
5 RAJIVE JOHRI For For
6 W.G. JURGENSEN For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 2
7 RICHARD H. LENNY For For
8 RUTH ANN MARSHALL For For
9 GARY M. RODKIN For For
10 ANDREW J. SCHINDLER For For
11 KENNETH E. STINSON For For
02 APPROVE THE CONAGRA FOODS 2009 STOCK PLAN Management Against Against
03 APPROVE THE CONAGRA FOODS EXECUTIVE INCENTIVE Management For For
PLAN
04 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR Management For For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Special
TICKER SYMBOL NE MEETING DATE 29-Oct-2009
ISIN CH0033347318 AGENDA 933145600 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1 DIRECTOR Management
1 GORDON T. HALL For For
2 JON A. MARSHALL For For
2 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE NOBLE CORPORATION 1991 STOCK OPTION AND
RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29,
2009
- --------------------------------------------------------------------------------
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Special
TICKER SYMBOL NE MEETING DATE 29-Oct-2009
ISIN CH0033347318 AGENDA 933155714 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1 DIRECTOR Management
1 GORDON T. HALL For For
2 JON A. MARSHALL For For
2 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE NOBLE CORPORATION 1991 STOCK OPTION AND
RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29,
2009
- --------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY 039483102 MEETING TYPE Annual
TICKER SYMBOL ADM MEETING DATE 05-Nov-2009
ISIN US0394831020 AGENDA 933149797 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: G.W. BUCKLEY Management For For
1B ELECTION OF DIRECTOR: M.H. CARTER Management For For
1C ELECTION OF DIRECTOR: D.E. FELSINGER Management For For
1D ELECTION OF DIRECTOR: V.F. HAYNES Management For For
1E ELECTION OF DIRECTOR: A. MACIEL Management For For
1F ELECTION OF DIRECTOR: P.J. MOORE Management For For
1G ELECTION OF DIRECTOR: T.F. O'NEILL Management For For
1H ELECTION OF DIRECTOR: K.R. WESTBROOK Management For For
1I ELECTION OF DIRECTOR: P.A. WOERTZ Management For For
02 ADOPT THE ARCHER-DANIELS-MIDLAND COMPANY 2009 Management For For
INCENTIVE COMPENSATION PLAN.
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2010.
04 ADOPT STOCKHOLDER'S PROPOSAL REGARDING GLOBAL Shareholder Against For
HUMAN RIGHTS STANDARDS.
- --------------------------------------------------------------------------------
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 25-Feb-2010
ISIN US0378331005 AGENDA 933180680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 DIRECTOR Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ANDREA JUNG For For
6 A.D. LEVINSON, PH.D. For For
7 JEROME B. YORK For For
02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Management Against Against
EMPLOYEE STOCK PLAN.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 3
03 TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 Management For For
DIRECTOR STOCK OPTION PLAN.
04 TO HOLD AN ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010. THE
BOARD OF DIRECTORS RECOMMENDS A VOTE
"AGAINST" PROPOSALS 6 AND 7.
06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
"SUSTAINABILITY REPORT," IF PROPERLY PRESENTED AT
THE MEETING.
07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
"AMEND CORPORATE BYLAWS ESTABLISHING A BOARD
COMMITTEE ON SUSTAINABILITY," IF PROPERLY
PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
SECURITY 254709108 MEETING TYPE Annual
TICKER SYMBOL DFS MEETING DATE 08-Apr-2010
ISIN US2547091080 AGENDA 933193663 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Management For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Management For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Management For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Management For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Management For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Management For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Management For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Management For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Management For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Management For For
1K ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Management For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Management For For
OFFICER COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP.
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 13-Apr-2010
ISIN US0640581007 AGENDA 933207436 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 DIRECTOR Management
1 RUTH E. BRUCH For For
2 NICHOLAS M. DONOFRIO For For
3 GERALD L. HASSELL For For
4 EDMUND F. KELLY For For
5 ROBERT P. KELLY For For
6 RICHARD J. KOGAN For For
7 MICHAEL J. KOWALSKI For For
8 JOHN A. LUKE, JR. For For
9 ROBERT MEHRABIAN For For
10 MARK A. NORDENBERG For For
11 CATHERINE A. REIN For For
12 WILLIAM C. RICHARDSON For For
13 SAMUEL C. SCOTT III For For
14 JOHN P. SURMA For For
15 WESLEY W. VON SCHACK For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management For For
RESOLUTION RELATING TO 2009 EXECUTIVE
COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO Shareholder Against For
CUMULATIVE VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shareholder Against For
POLICY REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR
SENIOR EXECUTIVES' EQUITY INCENTIVE AWARDS.
06 STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER Shareholder Against For
APPROVAL OF CERTAIN FUTURE SEVERANCE
AGREEMENTS WITH SENIOR EXECUTIVES.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 4
- --------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
SECURITY 919794107 MEETING TYPE Annual
TICKER SYMBOL VLY MEETING DATE 14-Apr-2010
ISIN US9197941076 AGENDA 933204620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 DIRECTOR Management
1 ANDREW B. ABRAMSON For For
2 PAMELA R. BRONANDER For For
3 ERIC P. EDELSTEIN For For
4 M.J. STEELE GUILFOILE For For
5 GRAHAM O. JONES For For
6 WALTER H. JONES, III For For
7 GERALD KORDE For For
8 MICHAEL L. LARUSSO For For
9 MARC J. LENNER For For
10 GERALD H. LIPKIN For For
11 ROBINSON MARKEL For For
12 RICHARD S. MILLER For For
13 BARNETT RUKIN For For
14 SURESH L. SANI For For
15 ROBERT C. SOLDOVERI For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010
03 APPROVAL OF THE 2010 EXECUTIVE INCENTIVE PLAN Management For For
04 TO APPROVE ON A NON-BINDING BASIS, THE Management For For
COMPENSATION OF VALLEY'S NAMED EXECUTIVE
OFFICERS AS DETERMINED BY THE COMPENSATION AND
HUMAN RESOURCES COMMITTEE
- --------------------------------------------------------------------------------
BP P.L.C.
SECURITY 055622104 MEETING TYPE Annual
TICKER SYMBOL BP MEETING DATE 15-Apr-2010
ISIN US0556221044 AGENDA 933199716 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Management For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
03 TO ELECT MR P ANDERSON AS A DIRECTOR Management For For
04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR Management For For
05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR Management For For
06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR Management For For
07 TO RE-ELECT MR I C CONN AS A DIRECTOR Management For For
08 TO RE-ELECT MR G DAVID AS A DIRECTOR Management For For
09 TO ELECT MR I E L DAVIS AS A DIRECTOR Management For For
10 TO RE-ELECT MR R DUDLEY AS A DIRECTOR Management For For
11 TO RE-ELECT MR D J FLINT AS A DIRECTOR Management For For
12 TO RE-ELECT DR B E GROTE AS A DIRECTOR Management For For
13 TO RE-ELECT DR A B HAYWARD AS A DIRECTOR Management For For
14 TO RE-ELECT MR A G INGLIS AS A DIRECTOR Management For For
15 TO RE-ELECT DR D S JULIUS AS A DIRECTOR Management For For
16 TO ELECT MR C-H SVANBERG AS A DIRECTOR Management For For
17 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION
S18 SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF Management For For
ASSOCIATION
S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR Management For For
THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A Management For For
SPECIFIED AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A Management For For
LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-
EMPTION RIGHTS
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF Management For For
GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS
23 TO APPROVE THE RENEWAL OF THE EXECUTIVE Management For For
DIRECTORS INCENTIVE PLAN
24 TO APPROVE THE SCRIP DIVIDEND PROGRAMME Management For For
S25 SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF Shareholder Against For
THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE
SUNRISE SAGD PROJECT
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 5
- --------------------------------------------------------------------------------
U.S. BANCORP
SECURITY 902973304 MEETING TYPE Annual
TICKER SYMBOL USB MEETING DATE 20-Apr-2010
ISIN US9029733048 AGENDA 933203159 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Management For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Management For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Management For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Management For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Management For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Management For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Management For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Management For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. Management For For
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Management For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Management For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITOR FOR THE 2010 FISCAL YEAR.
03 APPROVAL OF THE U.S. BANCORP AMENDED AND Management For For
RESTATED 2007 STOCK INCENTIVE PLAN.
04 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For
PROGRAM.
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 22-Apr-2010
ISIN US4781601046 AGENDA 933205963 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1D ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1E ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1F ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1I ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
04 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
- --------------------------------------------------------------------------------
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 22-Apr-2010
ISIN US7170811035 AGENDA 933210243 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For
1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1F ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For
1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1I ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For
1K ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1L ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1N ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1O ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
04 APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE Management For For
PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL SPECIAL MEETINGS.
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 6
- --------------------------------------------------------------------------------
ALLEGHANY CORPORATION
SECURITY 017175100 MEETING TYPE Annual
TICKER SYMBOL Y MEETING DATE 23-Apr-2010
ISIN US0171751003 AGENDA 933204606 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: KAREN BRENNER Management For For
1B ELECTION OF DIRECTOR: THOMAS S. JOHNSON Management For For
1C ELECTION OF DIRECTOR: PHILLIP M. MARTINEAU Management For For
1D ELECTION OF DIRECTOR: JAMES F. WILL Management For For
02 PROPOSAL TO APPROVE THE 2010 DIRECTORS' STOCK Management For For
PLAN OF ALLEGHANY CORPORATION.
03 PROPOSAL TO APPROVE THE 2010 MANAGEMENT Management For For
INCENTIVE PLAN OF ALLEGHANY CORPORATION.
04 RATIFICATION OF KPMG LLP AS ALLEGHANY Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2010.
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 26-Apr-2010
ISIN US4385161066 AGENDA 933201371 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Management For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1G ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1H ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1I ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
1J ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Management For For
03 AMENDMENT TO THE AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION - RIGHT TO CALL A
SPECIAL MEETING OF SHAREOWNERS
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
05 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
06 INDEPENDENT CHAIRMAN Shareholder Against For
07 HUMAN RIGHTS -- DEVELOP AND ADOPT POLICIES Shareholder Against For
- --------------------------------------------------------------------------------
SPECTRA ENERGY CORP
SECURITY 847560109 MEETING TYPE Annual
TICKER SYMBOL SE MEETING DATE 27-Apr-2010
ISIN US8475601097 AGENDA 933202234 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 DIRECTOR Management
1 WILLIAM T. ESREY For For
2 GREGORY L. EBEL For For
3 PAMELA L. CARTER For For
4 PETER B. HAMILTON For For
5 DENNIS R. HENDRIX For For
6 MICHAEL E.J. PHELPS For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA Management For For
ENERGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2010. THE BOARD OF DIRECTORS
RECOMMENDS YOU VOTE "AGAINST" THE FOLLOWING
PROPOSAL 3.
03 SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD.
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 27-Apr-2010
ISIN US9497461015 AGENDA 933204593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For
1H ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1I ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1J ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1K ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 7
1N ELECTION OF DIRECTOR: ROBERT K. STEEL Management For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1P ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management For For
RESOLUTION REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
INCREASE THE COMPANY'S AUTHORIZED SHARES OF
COMMON STOCK FROM 6 BILLION TO 9 BILLION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2010.
05 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY Shareholder Against For
VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING A POLICY TO Shareholder Against For
REQUIRE AN INDEPENDENT CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shareholder Against For
CHARITABLE CONTRIBUTIONS.
08 STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shareholder Against For
POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 28-Apr-2010
ISIN US3696041033 AGENDA 933200090 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Management For For
A4 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A7 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A9 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A13 ELECTION OF DIRECTOR: SAM NUNN Management For For
A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF KPMG Management For For
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
C2 SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER Shareholder Against For
MEETINGS
C3 SHAREOWNER PROPOSAL: INDEPENDENT BOARD Shareholder Against For
CHAIRMAN
C4 SHAREOWNER PROPOSAL: PAY DISPARITY Shareholder Against For
C5 SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES Shareholder Against For
C6 SHAREOWNER PROPOSAL: ADVISORY VOTE ON Shareholder Against For
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 28-Apr-2010
ISIN US2635341090 AGENDA 933206535 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: SAMUEL W. BODMAN Management For For
1B ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1C ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1D ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1E ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1F ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1G ELECTION OF DIRECTOR: JOHN T. DILLON Management For For
1H ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1I ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1K ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1L ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON SHAREHOLDER SAY ON EXECUTIVE PAY Shareholder Against For
04 ON AMENDMENT TO HUMAN RIGHTS POLICY Shareholder Against For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 8
- --------------------------------------------------------------------------------
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 29-Apr-2010
ISIN US2686481027 AGENDA 933203200 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Management For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Management For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Management For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Management For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Management For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Management For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Management For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Management For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
PRICEWATERHOUSECOOPERS LLP AS EMC'S
INDEPENDENT AUDITORS.
03 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
SPECIAL SHAREHOLDER MEETINGS.
04 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 30-Apr-2010
ISIN US00206R1023 AGENDA 933200177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1K ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
1L ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
03 CUMULATIVE VOTING. Shareholder Against For
04 PENSION CREDIT POLICY. Shareholder Against For
05 ADVISORY VOTE ON COMPENSATION. Shareholder Against For
06 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 30-Apr-2010
ISIN CH0033347318 AGENDA 933205292 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1 DIRECTOR Management
1 MICHAEL A. CAWLEY For For
2 GORDON T. HALL For For
3 JACK E. LITTLE For For
2 APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO Management For For
ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012.
3 APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND Management For For
THROUGH A REDUCTION OF THE PAR VALUE OF THE
SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52
PER SHARE.
4 APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND Management For For
THROUGH A REDUCTION OF THE PAR VALUE OF THE
SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56
PER SHARE.
5 APPROVAL OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2010 AND THE ELECTION OF PRICEWATERHOUSECOOPERS
AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM.
6 APPROVAL OF THE 2009 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY FOR
EXTENDED FISCAL YEAR 2009.
7 APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF
THE COMPANY FOR EXTENDED FISCAL YEAR 2009.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 9
- --------------------------------------------------------------------------------
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 30-Apr-2010
ISIN CH0033347318 AGENDA 933250261 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1 DIRECTOR Management
1 MICHAEL A. CAWLEY For For
2 GORDON T. HALL For For
3 JACK E. LITTLE For For
2 APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO Management For For
ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012.
3 APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND Management For For
THROUGH A REDUCTION OF THE PAR VALUE OF THE
SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52
PER SHARE.
4 APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND Management For For
THROUGH A REDUCTION OF THE PAR VALUE OF THE
SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56
PER SHARE.
5 APPROVAL OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR.
6 APPROVAL OF THE 2009 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY FOR
EXTENDED FISCAL YEAR 2009.
7 APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF
THE COMPANY FOR EXTENDED FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 04-May-2010
ISIN US1101221083 AGENDA 933210609 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: L. ANDREOTTI Management For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1D ELECTION OF DIRECTOR: L.J. FREEH Management For For
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1F ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1H ELECTION OF DIRECTOR: A.J. LACY Management For For
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1J ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For
1K ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT TO CERTIFICATE OF Management For For
INCORPORATION - SPECIAL STOCKHOLDER MEETINGS.
04 APPROVAL OF AMENDMENT TO CERTIFICATE OF Management For For
INCORPORATION - SUPERMAJORITY VOTING PROVISION -
COMMON STOCK.
05 APPROVAL OF AMENDMENT TO CERTIFICATE OF Management For For
INCORPORATION - SUPERMAJORITY VOTING PROVISIONS -
PREFERRED STOCK.
06 EXECUTIVE COMPENSATION DISCLOSURE. Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
08 REPORT ON ANIMAL USE. Shareholder Against For
- --------------------------------------------------------------------------------
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 05-May-2010
ISIN US7134481081 AGENDA 933213388 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: S.L. BROWN Management For For
1B ELECTION OF DIRECTOR: I.M. COOK Management For For
1C ELECTION OF DIRECTOR: D. DUBLON Management For For
1D ELECTION OF DIRECTOR: V.J. DZAU Management For For
1E ELECTION OF DIRECTOR: R.L. HUNT Management For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 10
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1L ELECTION OF DIRECTOR: D. VASELLA Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS.
03 APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG- Management Against Against
TERM INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against For
REPORT (PROXY STATEMENT P. 67)
05 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shareholder Against For
SHAREHOLDERS MEETING (PROXY STATEMENT P. 68)
06 SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT Shareholder Against For
(PROXY STATEMENT P. 70)
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 06-May-2010
ISIN US92343V1044 AGENDA 933212451 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1M ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management For For
04 PROHIBIT GRANTING STOCK OPTIONS Shareholder Against For
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
08 ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY Shareholder Against For
09 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER Shareholder Against For
DEATH
10 EXECUTIVE STOCK RETENTION REQUIREMENTS Shareholder Against For
- --------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
SECURITY 030420103 MEETING TYPE Annual
TICKER SYMBOL AWK MEETING DATE 07-May-2010
ISIN US0304201033 AGENDA 933213299 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 DIRECTOR Management
1 STEPHEN P. ADIK For For
2 DONALD L. CORRELL For For
3 MARTHA CLARK GOSS For For
4 JULIE A. DOBSON For For
5 RICHARD R. GRIGG For For
6 JULIA L. JOHNSON For For
7 GEORGE MACKENZIE For For
8 WILLIAM J. MARRAZZO For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 11
- --------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
SECURITY 582839106 MEETING TYPE Annual
TICKER SYMBOL MJN MEETING DATE 11-May-2010
ISIN US5828391061 AGENDA 933237338 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 DIRECTOR Management
1 STEPHEN W. GOLSBY For For
2 DR.STEVEN M. ALTSCHULER For For
3 HOWARD B. BERNICK For For
4 JAMES M. CORNELIUS For For
5 PETER G. RATCLIFFE For For
6 DR. ELLIOTT SIGAL For For
7 ROBERT S. SINGER For For
8 KIMBERLY A. CASIANO For For
9 ANNA C. CATALANO For For
02 APPROVAL OF MEAD JOHNSON NUTRITION COMPANY 2009 Management For For
AMENDED AND RESTATED STOCK AWARD AND INCENTIVE
PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) IN 2010.
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 12-May-2010
ISIN US20825C1045 AGENDA 933218617 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1K ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For
1L ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1M ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1N ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
03 BOARD RISK MANAGEMENT OVERSIGHT Shareholder Against For
04 GREENHOUSE GAS REDUCTION Shareholder Against For
05 OIL SANDS DRILLING Shareholder Against For
06 LOUISIANA WETLANDS Shareholder Against For
07 FINANCIAL RISKS OF CLIMATE CHANGE Shareholder Against For
08 TOXIC POLLUTION REPORT Shareholder Against For
09 GENDER EXPRESSION NON-DISCRIMINATION Shareholder Against For
10 POLITICAL CONTRIBUTIONS Shareholder Against For
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
SECURITY 637071101 MEETING TYPE Annual
TICKER SYMBOL NOV MEETING DATE 12-May-2010
ISIN US6370711011 AGENDA 933226688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: BEN A. GUILL Management For For
1B ELECTION OF DIRECTOR: ROGER L. JARVIS Management For For
1C ELECTION OF DIRECTOR: ERIC L. MATTSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS Management For For
- --------------------------------------------------------------------------------
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 14-May-2010
ISIN CH0048265513 AGENDA 933218338 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 APPROVAL OF THE 2009 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2009.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2009.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For
YEAR 2009 TO BE CARRIED FORWARD.
04 CHANGE OF THE COMPANY'S PLACE OF INCORPORATION Management For For
IN SWITZERLAND.
05 RENEWAL OF THE COMPANY'S AUTHORIZED SHARE Management For For
CAPITAL.
06 DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR Management For For
VALUE REDUCTION.
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 12
07 AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO Management For For
REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED
SECURITIES.
8A ELECTION OF DIRECTOR: STEVEN L. NEWMAN. Management For For
8B REELECTION OF DIRECTOR: THOMAS W. CASON. Management For For
8C REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. Management For For
8D REELECTION OF DIRECTOR: J. MICHAEL TALBERT. Management For For
8E REELECTION OF DIRECTOR: JOHN L. WHITMIRE. Management For For
09 APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 14-May-2010
ISIN CH0048265513 AGENDA 933265868 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 APPROVAL OF THE 2009 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2009.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2009.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For
YEAR 2009 TO BE CARRIED FORWARD.
04 CHANGE OF THE COMPANY'S PLACE OF INCORPORATION Management For For
IN SWITZERLAND.
05 RENEWAL OF THE COMPANY'S AUTHORIZED SHARE Management For For
CAPITAL.
06 DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR Management For For
VALUE REDUCTION.
07 AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO Management For For
REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED
SECURITIES.
8A ELECTION OF DIRECTOR: STEVEN L. NEWMAN. Management For For
8B REELECTION OF DIRECTOR: THOMAS W. CASON. Management For For
8C REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. Management For For
8D REELECTION OF DIRECTOR: J. MICHAEL TALBERT. Management For For
8E REELECTION OF DIRECTOR: JOHN L. WHITMIRE. Management For For
09 APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 18-May-2010
ISIN US50075N1046 AGENDA 933205331 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For
1B ELECTION OF DIRECTOR: MYRA M. HART Management For For
1C ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1D ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For
1E ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For
1F ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1G ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1H ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For
1I ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For
1J ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For
1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For
1L ELECTION OF DIRECTOR: FRANK G. ZARB Management For For
2 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
3 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against For
ACTION BY WRITTEN CONSENT.
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 19-May-2010
ISIN US4062161017 AGENDA 933223668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 13
1F ELECTION OF DIRECTOR: J.T. HACKETT Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: R.A. MALONE Management For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. Shareholder Against For
06 PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
- --------------------------------------------------------------------------------
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2010
ISIN US4581401001 AGENDA 933224367 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
- --------------------------------------------------------------------------------
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 19-May-2010
ISIN US8574771031 AGENDA 933226234 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: K. BURNES Management For For
1B ELECTION OF DIRECTOR: P. COYM Management For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Management For For
1D ELECTION OF DIRECTOR: A. FAWCETT Management For For
1E ELECTION OF DIRECTOR: D. GRUBER Management For For
1F ELECTION OF DIRECTOR: L. HILL Management For For
1G ELECTION OF DIRECTOR: J. HOOLEY Management For For
1H ELECTION OF DIRECTOR: R. KAPLAN Management For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Management For For
1J ELECTION OF DIRECTOR: R. LOGUE Management For For
1K ELECTION OF DIRECTOR: R. SERGEL Management For For
1L ELECTION OF DIRECTOR: R. SKATES Management For For
1M ELECTION OF DIRECTOR: G. SUMME Management For For
1N ELECTION OF DIRECTOR: R. WEISSMAN Management For For
02 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Management For For
EXECUTIVE COMPENSATION.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2010.
04 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO.
05 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A Shareholder Against For
REVIEW OF PAY DISPARITY.
- --------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC.
SECURITY 017361106 MEETING TYPE Annual
TICKER SYMBOL AYE MEETING DATE 20-May-2010
ISIN US0173611064 AGENDA 933213972 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: H. FURLONG BALDWIN Management For For
1B ELECTION OF DIRECTOR: ELEANOR BAUM Management For For
1C ELECTION OF DIRECTOR: PAUL J. EVANSON Management For For
1D ELECTION OF DIRECTOR: CYRUS F. FREIDHEIM, JR. Management For For
1E ELECTION OF DIRECTOR: JULIA L. JOHNSON Management For For
1F ELECTION OF DIRECTOR: TED J. KLEISNER Management For For
1G ELECTION OF DIRECTOR: CHRISTOPHER D. PAPPAS Management For For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 14
1H ELECTION OF DIRECTOR: STEVEN H. RICE Management For For
1I ELECTION OF DIRECTOR: GUNNAR E. SARSTEN Management For For
1J ELECTION OF DIRECTOR: MICHAEL H. SUTTON Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2010.
03 STOCKHOLDER PROPOSAL RELATING TO AN Shareholder Against For
INDEPENDENT BOARD CHAIRMAN.
- --------------------------------------------------------------------------------
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 20-May-2010
ISIN US4370761029 AGENDA 933228226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For
1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1D ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1E ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1H ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF Management For For
PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-
BASED AWARDS UNDER THE HOME DEPOT, INC. 2005
OMNIBUS STOCK INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE Shareholder Against For
VOTING
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shareholder Against For
OFFICER COMPENSATION
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against For
ACTION BY WRITTEN CONSENT
08 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shareholder Against For
CHAIRMAN OF THE BOARD
09 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shareholder Against For
DIVERSITY REPORT
10 SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
REINCORPORATION IN NORTH DAKOTA
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 26-May-2010
ISIN US1667641005 AGENDA 933241743 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: C. HAGEL Management For For
1F ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1H ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1I ELECTION OF DIRECTOR: S. NUNN Management For For
1J ELECTION OF DIRECTOR: D.B. RICE Management For For
1K ELECTION OF DIRECTOR: K.W. SHARER Management For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1M ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1N ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1O ELECTION OF DIRECTOR: C. WARE Management For For
1P ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE Management For For
PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR
STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS
04 APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH Shareholder Against For
ENVIRONMENTAL EXPERTISE
05 HOLDING EQUITY-BASED COMPENSATION THROUGH Shareholder Against For
RETIREMENT
06 DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS Shareholder Against For
07 GUIDELINES FOR COUNTRY SELECTION Shareholder Against For
08 FINANCIAL RISKS FROM CLIMATE CHANGE Shareholder Against For
09 HUMAN RIGHTS COMMITTEE Shareholder Against For
ProxyEdge
Meeting Date Range: 07/01/2009 to 06/30/2010 Report Date: 07/06/2010
GAMCO Westwood Income Fund 15
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 09-Jun-2010
ISIN US25179M1036 AGENDA 933260185 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------------ ------------------------------------------------------------ ----------------- ----------------- ----------------
01 DIRECTOR Management
1 JOHN RICHELS For For
02 RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR 2010.
03 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For
Vote Summary
- --------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED
SECURITY 760975102 MEETING TYPE Annual
TICKER SYMBOL RIMM MEETING DATE 14-Jul-2009
ISIN CA7609751028 AGENDA 933112067 - Management
CITY HOLDING RECON DATE 26-May-2009
COUNTRY Canada VOTE DEADLINE DATE 09-Jul-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 MIKE LAZARIDIS Withheld Against
2 JAMES ESTILL Withheld Against
3 DAVID KERR For For
4 ROGER MARTIN For For
5 JOHN RICHARDSON Withheld Against
6 BARBARA STYMIEST For For
7 JOHN WETMORE For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 24600 0 27-Jun-2009 27-Jun-2009
- --------------------------------------------------------------------------------
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 20-Jul-2009
ISIN US9830241009 AGENDA 933114869 - Management
CITY HOLDING RECON DATE 05-Jun-2009
COUNTRY United States VOTE DEADLINE DATE 17-Jul-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Approve Merger Agreement Management For For
02 Approve Annual Meeting Date/Time Change Management For For
3A Election of Directors (Majority Voting) Management For For
3B Election of Directors (Majority Voting) Management For For
3C Election of Directors (Majority Voting) Management For For
3D Election of Directors (Majority Voting) Management For For
3E Election of Directors (Majority Voting) Management For For
3F Election of Directors (Majority Voting) Management For For
3G Election of Directors (Majority Voting) Management For For
3H Election of Directors (Majority Voting) Management For For
3I Election of Directors (Majority Voting) Management For For
3J Election of Directors (Majority Voting) Management For For
3K Election of Directors (Majority Voting) Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 S/H Proposal - Political/Government Shareholder For Against
06 S/H Proposal - Proxy Process/Statement Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 74100 0 03-Jul-2009 03-Jul-2009
- --------------------------------------------------------------------------------
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 21-Sep-2009
ISIN US6541061031 AGENDA 933126941 - Management
CITY HOLDING RECON DATE 24-Jul-2009
COUNTRY United States VOTE DEADLINE DATE 18-Sep-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JOHN C. LECHLEITER For For
02 Amend Employee Stock Purchase Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 64400 0 03-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 07-Oct-2009
ISIN US68389X1054 AGENDA 933133528 - Management
CITY HOLDING RECON DATE 10-Aug-2009
COUNTRY United States VOTE DEADLINE DATE 06-Oct-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 JEFFREY S. BERG Withheld Against
2 H. RAYMOND BINGHAM Withheld Against
3 MICHAEL J. BOSKIN For For
4 SAFRA A. CATZ For For
5 BRUCE R. CHIZEN For For
6 GEORGE H. CONRADES For For
7 LAWRENCE J. ELLISON For For
8 HECTOR GARCIA-MOLINA For For
9 JEFFREY O. HENLEY For For
10 DONALD L. LUCAS Withheld Against
11 CHARLES E. PHILLIPS, JR For For
12 NAOMI O. SELIGMAN For For
02 Miscellaneous Compensation Plans Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 79900 0 24-Sep-2009 24-Sep-2009
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 12-Nov-2009
ISIN US17275R1023 AGENDA 933147262 - Management
CITY HOLDING RECON DATE 14-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 11-Nov-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Employee Stock Purchase Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 S/H Proposal - Human Rights Related Shareholder Against For
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
07 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 157000 0 23-Oct-2009 24-Oct-2009
- --------------------------------------------------------------------------------
SYSCO CORPORATION
SECURITY 871829107 MEETING TYPE Annual
TICKER SYMBOL SYY MEETING DATE 18-Nov-2009
ISIN US8718291078 AGENDA 933149836 - Management
CITY HOLDING RECON DATE 21-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 17-Nov-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Adopt Stock Option Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Ratify Appointment of Independent Auditors Management For For
06 Miscellaneous Corporate Governance Management For For
07 S/H Proposal - Health Issues Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 69100 0 03-Nov-2009 04-Nov-2009
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 19-Nov-2009
ISIN US5949181045 AGENDA 933150310 - Management
CITY HOLDING RECON DATE 04-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 18-Nov-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Election of Directors (Majority Voting) Management For For
06 Election of Directors (Majority Voting) Management For For
07 Election of Directors (Majority Voting) Management For For
08 Election of Directors (Majority Voting) Management For For
09 Election of Directors (Majority Voting) Management For For
10 Ratify Appointment of Independent Auditors Management For For
11 Approve Charter Amendment Management For For
12 Miscellaneous Compensation Plans Management For For
13 S/H Proposal - Health Issues Shareholder Against For
14 S/H Proposal - Report on Charitable Contributions Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 74500 0 30-Oct-2009 31-Oct-2009
- --------------------------------------------------------------------------------
DIRECTV
SECURITY 25459L106 MEETING TYPE Special
TICKER SYMBOL DTV MEETING DATE 19-Nov-2009
ISIN US25459L1061 AGENDA 933157807 - Management
CITY HOLDING RECON DATE 09-Oct-2009
COUNTRY United States VOTE DEADLINE DATE 18-Nov-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Approve Merger Agreement Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 109600 0 05-Nov-2009 06-Nov-2009
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
SECURITY 075887109 MEETING TYPE Annual
TICKER SYMBOL BDX MEETING DATE 02-Feb-2010
ISIN US0758871091 AGENDA 933176807 - Management
CITY HOLDING RECON DATE 11-Dec-2009
COUNTRY United States VOTE DEADLINE DATE 01-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 HENRY P. BECTON, JR. For For
2 EDWARD F. DEGRAAN For For
3 CLAIRE M FRASER-LIGGETT For For
4 EDWARD J. LUDWIG For For
5 ADEL A.F. MAHMOUD For For
6 JAMES F. ORR For For
7 WILLARD J. OVERLOCK, JR For For
8 BERTRAM L. SCOTT For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Miscellaneous Compensation Plans Management For For
05 Miscellaneous Corporate Actions Management For For
06 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 23000 0 15-Jan-2010 16-Jan-2010
- --------------------------------------------------------------------------------
DREYFUS CASH MANAGEMENT
SECURITY 26188J206 MEETING TYPE Special
TICKER SYMBOL DICXX MEETING DATE 14-Feb-2010
ISIN US26188J2069 AGENDA 933149381 - Management
CITY HOLDING RECON DATE 04-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 12-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Amend Investment Policy Management For For
1B Amend Investment Policy Management For For
2A Amend Investment Policy Management For For
2B Amend Investment Policy Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 2457413 0 23-Oct-2009 24-Oct-2009
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Special
TICKER SYMBOL BAC MEETING DATE 23-Feb-2010
ISIN US0605051046 AGENDA 933183218 - Management
CITY HOLDING RECON DATE 07-Jan-2010
COUNTRY United States VOTE DEADLINE DATE 22-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Authorize Common Stock Increase Management For For
02 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 182400 0 01-Feb-2010 02-Feb-2010
- --------------------------------------------------------------------------------
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 24-Feb-2010
ISIN US2441991054 AGENDA 933182824 - Management
CITY HOLDING RECON DATE 31-Dec-2009
COUNTRY United States VOTE DEADLINE DATE 23-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Miscellaneous Corporate Governance Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
05 Ratify Appointment of Independent Auditors Management For For
06 S/H Proposal - Report on Pay Disparity Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Separate Chairman/Coe Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 63100 0 03-Feb-2010 04-Feb-2010
- --------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 10-Mar-2010
ISIN US2546871060 AGENDA 933183751 - Management
CITY HOLDING RECON DATE 11-Jan-2010
COUNTRY United States VOTE DEADLINE DATE 09-Mar-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
05 Approve Charter Amendment Management For For
06 Approve Charter Amendment Management For For
07 Classify/Stagger Board of Directors Management For For
08 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
09 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 54100 0 19-Feb-2010 20-Feb-2010
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
SECURITY 354613101 MEETING TYPE Annual
TICKER SYMBOL BEN MEETING DATE 16-Mar-2010
ISIN US3546131018 AGENDA 933184931 - Management
CITY HOLDING RECON DATE 19-Jan-2010
COUNTRY United States VOTE DEADLINE DATE 15-Mar-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 24800 0 19-Feb-2010 20-Feb-2010
- --------------------------------------------------------------------------------
COVIDIEN PLC
SECURITY G2554F105 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 16-Mar-2010
ISIN IE00B3QN1M21 AGENDA 933185337 - Management
CITY HOLDING RECON DATE 13-Jan-2010
COUNTRY Ireland VOTE DEADLINE DATE 15-Mar-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Receive Directors' Report Management For For
2A Election of Directors (Majority Voting) Management For For
2B Election of Directors (Majority Voting) Management For For
2C Election of Directors (Majority Voting) Management For For
2D Election of Directors (Majority Voting) Management For For
2E Election of Directors (Majority Voting) Management For For
2F Election of Directors (Majority Voting) Management For For
2G Election of Directors (Majority Voting) Management For For
2H Election of Directors (Majority Voting) Management For For
2I Election of Directors (Majority Voting) Management For For
2J Election of Directors (Majority Voting) Management For For
2K Election of Directors (Majority Voting) Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Authorize Directors to Repurchase Shares Management For For
S5 Miscellaneous Corporate Actions Management Against Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 35500 0 23-Feb-2010 23-Feb-2010
- --------------------------------------------------------------------------------
EQT CORPORATION
SECURITY 26884L109 MEETING TYPE Annual
TICKER SYMBOL EQT MEETING DATE 21-Apr-2010
ISIN US26884L1098 AGENDA 933198601 - Management
CITY HOLDING RECON DATE 10-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 20-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1 Election of Directors Management
1 VICKY A. BAILEY For For
2 MURRY S. GERBER For For
3 GEORGE L. MILES, JR. Withheld Against
4 JAMES W. WHALEN For For
2 Ratify Appointment of Independent Auditors Management For For
3 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
4 S/H Proposal - Environmental Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 35500 0 29-Mar-2010 30-Mar-2010
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 22-Apr-2010
ISIN US4781601046 AGENDA 933205963 - Management
CITY HOLDING RECON DATE 23-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 40800 0 30-Mar-2010 31-Mar-2010
- --------------------------------------------------------------------------------
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 22-Apr-2010
ISIN US7170811035 AGENDA 933210243 - Management
CITY HOLDING RECON DATE 23-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Compensation Discussion and Analysis Report Management For For
04 Approve Charter Amendment Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 187900 0 31-Mar-2010 31-Mar-2010
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 26-Apr-2010
ISIN US4385161066 AGENDA 933201371 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Approve Compensation Discussion and Analysis Report Management For For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Independent Chairman Shareholder For Against
07 S/H Proposal - Health Issues Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 81000 0 30-Mar-2010 30-Mar-2010
- --------------------------------------------------------------------------------
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 26-Apr-2010
ISIN US0970231058 AGENDA 933201561 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Military/Weapons Shareholder Against For
04 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Establish Independent Chairman Shareholder For Against
07 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 25900 0 27-Mar-2010 28-Mar-2010
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 27-Apr-2010
ISIN US4592001014 AGENDA 933199653 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder For Against
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 12800 0 01-Apr-2010 02-Apr-2010
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 27-Apr-2010
ISIN US9497461015 AGENDA 933204593 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management Against Against
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
02 Approve Compensation Discussion and Analysis Report Management Against Against
03 Authorize Common Stock Increase Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
06 S/H Proposal - Establish Independent Chairman Shareholder Against For
07 S/H Proposal - Report on Charitable Contributions Shareholder Against For
08 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 112300 0 03-Apr-2010 04-Apr-2010
- --------------------------------------------------------------------------------
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 27-Apr-2010
ISIN US59156R1086 AGENDA 933215433 - Management
CITY HOLDING RECON DATE 01-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 R. GLENN HUBBARD For For
2 ALFRED F. KELLY, JR. For For
3 JAMES M. KILTS For For
4 DAVID SATCHER For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 89400 0 01-Apr-2010 02-Apr-2010
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 28-Apr-2010
ISIN US3696041033 AGENDA 933200090 - Management
CITY HOLDING RECON DATE 01-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
A1 Election of Directors (Majority Voting) Management For For
A2 Election of Directors (Majority Voting) Management For For
A3 Election of Directors (Majority Voting) Management For For
A4 Election of Directors (Majority Voting) Management For For
A5 Election of Directors (Majority Voting) Management For For
A6 Election of Directors (Majority Voting) Management For For
A7 Election of Directors (Majority Voting) Management For For
A8 Election of Directors (Majority Voting) Management For For
A9 Election of Directors (Majority Voting) Management For For
A10 Election of Directors (Majority Voting) Management For For
A11 Election of Directors (Majority Voting) Management For For
A12 Election of Directors (Majority Voting) Management For For
A13 Election of Directors (Majority Voting) Management For For
A14 Election of Directors (Majority Voting) Management Against Against
A15 Election of Directors (Majority Voting) Management For For
A16 Election of Directors (Majority Voting) Management For For
B1 Ratify Appointment of Independent Auditors Management For For
C1 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
C2 S/H Proposal - Proxy Process/Statement Shareholder For Against
C3 S/H Proposal - Establish Independent Chairman Shareholder For Against
C4 Miscellaneous Shareholder Proposal Shareholder Against For
C5 S/H Proposal - Independence of Compensation Consultants Shareholder Against For
C6 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 197000 0 06-Apr-2010 07-Apr-2010
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 28-Apr-2010
ISIN US0605051046 AGENDA 933203111 - Management
CITY HOLDING RECON DATE 03-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management Against Against
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management For For
04 Approve Compensation Discussion and Analysis Report Management For For
05 Amend Stock Compensation Plan Management For For
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder For Against
09 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
10 S/H Proposal - Corporate Governance Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 205900 0 09-Apr-2010 10-Apr-2010
- --------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
SECURITY 03076C106 MEETING TYPE Annual
TICKER SYMBOL AMP MEETING DATE 28-Apr-2010
ISIN US03076C1062 AGENDA 933204529 - Management
CITY HOLDING RECON DATE 01-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
02 Declassify Board Management For For
03 Approve Compensation Discussion and Analysis Report Management Against Against
04 Amend Stock Compensation Plan Management Against Against
05 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 39900 0 08-Apr-2010 09-Apr-2010
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 28-Apr-2010
ISIN US2635341090 AGENDA 933206535 - Management
CITY HOLDING RECON DATE 03-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder For Against
04 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 78100 0 02-Apr-2010 03-Apr-2010
- --------------------------------------------------------------------------------
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 29-Apr-2010
ISIN US2686481027 AGENDA 933203200 - Management
CITY HOLDING RECON DATE 23-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
04 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 94400 0 07-Apr-2010 08-Apr-2010
- --------------------------------------------------------------------------------
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 29-Apr-2010
ISIN US2193501051 AGENDA 933203541 - Management
CITY HOLDING RECON DATE 25-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Adopt Non-Employee Director Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 178400 0 07-Apr-2010 08-Apr-2010
- --------------------------------------------------------------------------------
EBAY INC.
SECURITY 278642103 MEETING TYPE Annual
TICKER SYMBOL EBAY MEETING DATE 29-Apr-2010
ISIN US2786421030 AGENDA 933215180 - Management
CITY HOLDING RECON DATE 04-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 68900 0 07-Apr-2010 07-Apr-2010
- --------------------------------------------------------------------------------
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 30-Apr-2010
ISIN US00206R1023 AGENDA 933200177 - Management
CITY HOLDING RECON DATE 02-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 129700 0 07-Apr-2010 08-Apr-2010
- --------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 04-May-2010
ISIN US89417E1091 AGENDA 933205115 - Management
CITY HOLDING RECON DATE 05-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 03-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 62100 0 10-Apr-2010 11-Apr-2010
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 04-May-2010
ISIN US1101221083 AGENDA 933210609 - Management
CITY HOLDING RECON DATE 11-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 03-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Eliminate Supermajority Requirements Management For For
05 Eliminate Supermajority Requirements Management For For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Animal Rights Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 65500 0 09-Apr-2010 10-Apr-2010
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 04-May-2010
ISIN US0718131099 AGENDA 933211726 - Management
CITY HOLDING RECON DATE 08-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 03-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Simple Majority Voting Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 28400 0 09-Apr-2010 10-Apr-2010
- --------------------------------------------------------------------------------
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 06-May-2010
ISIN US0374111054 AGENDA 933215065 - Management
CITY HOLDING RECON DATE 08-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 05-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management Against Against
03 Election of Directors (Majority Voting) Management For For
04 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 31306 0 14-Apr-2010 15-Apr-2010
- --------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
SECURITY 907818108 MEETING TYPE Annual
TICKER SYMBOL UNP MEETING DATE 06-May-2010
ISIN US9078181081 AGENDA 933230411 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 05-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Establish Independent Chairman Shareholder For Against
04 S/H Proposal - Simple Majority Voting Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 24500 0 14-Apr-2010 14-Apr-2010
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 07-May-2010
ISIN US6745991058 AGENDA 933224761 - Management
CITY HOLDING RECON DATE 15-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 06-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Compensation Discussion and Analysis Report Management For For
04 Approve Compensation Discussion and Analysis Report Management Against Against
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Separate Chairman/Coe Shareholder For Against
07 S/H Proposal - Simple Majority Voting Shareholder For Against
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
10 S/H Proposal - Environmental Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 41010 0 19-Apr-2010 20-Apr-2010
- --------------------------------------------------------------------------------
CUMMINS INC.
SECURITY 231021106 MEETING TYPE Annual
TICKER SYMBOL CMI MEETING DATE 11-May-2010
ISIN US2310211063 AGENDA 933207804 - Management
CITY HOLDING RECON DATE 15-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 10-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
10 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 29600 0 19-Apr-2010 19-Apr-2010
- --------------------------------------------------------------------------------
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 11-May-2010
ISIN US4509111021 AGENDA 933215053 - Management
CITY HOLDING RECON DATE 17-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 10-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1 Election of Directors Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD Withheld Against
4 RALPH F. HAKE Withheld Against
5 JOHN J. HAMRE For For
6 PAUL J. KERN For For
7 FRANK T. MACINNIS Withheld Against
8 SURYA N. MOHAPATRA Withheld Against
9 LINDA S. SANFORD Withheld Against
10 MARKOS I. TAMBAKERAS For For
2 Ratify Appointment of Independent Auditors Management Against Against
3 S/H Proposal - Military/Weapons Shareholder Against For
4 S/H Proposal - Rights To Call Special Meeting Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 31800 0 16-Apr-2010 17-Apr-2010
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 12-May-2010
ISIN US1266501006 AGENDA 933219152 - Management
CITY HOLDING RECON DATE 15-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 11-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management Against Against
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
05 S/H Proposal - Political/Government Shareholder For Against
06 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 48600 0 22-Apr-2010 22-Apr-2010
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 12-May-2010
ISIN US7181721090 AGENDA 933223240 - Management
CITY HOLDING RECON DATE 16-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 11-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Tobacco Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 53880 0 20-Apr-2010 21-Apr-2010
- --------------------------------------------------------------------------------
NUCOR CORPORATION
SECURITY 670346105 MEETING TYPE Annual
TICKER SYMBOL NUE MEETING DATE 13-May-2010
ISIN US6703461052 AGENDA 933219772 - Management
CITY HOLDING RECON DATE 15-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 12-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 DANIEL R. DIMICCO For For
2 JAMES D. HLAVACEK For For
3 JOHN H. WALKER For For
02 Ratify Appointment of Independent Auditors Management For For
03 Declassify Board Management For For
04 Adopt Stock Option Plan Management For For
05 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
06 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 39200 0 22-Apr-2010 23-Apr-2010
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 18-May-2010
ISIN US46625H1005 AGENDA 933226501 - Management
CITY HOLDING RECON DATE 19-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management Against Against
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Compensation Discussion and Analysis Report Management For For
04 S/H Proposal - Political/Government Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Establish Independent Chairman Shareholder For Against
09 S/H Proposal - Report on Pay Disparity Shareholder Against For
10 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 92184 0 30-Apr-2010 30-Apr-2010
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 18-May-2010
ISIN US25746U1097 AGENDA 933226828 - Management
CITY HOLDING RECON DATE 12-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Approve Charter Amendment Management For For
05 Amend Articles-Board Related Management For For
06 Director Removal Without Cause Management For For
07 Approve Charter Amendment Management For For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 83900 0 27-Apr-2010 27-Apr-2010
- --------------------------------------------------------------------------------
GAP INC.
SECURITY 364760108 MEETING TYPE Annual
TICKER SYMBOL GPS MEETING DATE 18-May-2010
ISIN US3647601083 AGENDA 933228505 - Management
CITY HOLDING RECON DATE 22-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 ADRIAN D.P. BELLAMY For For
2 DOMENICO DE SOLE For For
3 ROBERT J. FISHER For For
4 WILLIAM S. FISHER For For
5 BOB L. MARTIN For For
6 JORGE P. MONTOYA For For
7 GLENN K. MURPHY For For
8 JAMES M. SCHNEIDER For For
9 MAYO A. SHATTUCK III For For
10 KNEELAND C. YOUNGBLOOD For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 117500 0 27-Apr-2010 27-Apr-2010
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 18-May-2010
ISIN US0325111070 AGENDA 933231160 - Management
CITY HOLDING RECON DATE 23-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Add Women & Minorities to Board Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 46000 0 26-Apr-2010 26-Apr-2010
- --------------------------------------------------------------------------------
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2010
ISIN US4581401001 AGENDA 933224367 - Management
CITY HOLDING RECON DATE 22-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 18-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Compensation Discussion and Analysis Report Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 78600 0 03-May-2010 03-May-2010
- --------------------------------------------------------------------------------
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 19-May-2010
ISIN CH0044328745 AGENDA 933240234 - Management
CITY HOLDING RECON DATE 31-Mar-2010
COUNTRY Bermuda VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Approve Charter Amendment Management For For
3A Receive Consolidated Financial Statements Management For For
3B Receive Consolidated Financial Statements Management For For
3C Receive Consolidated Financial Statements Management For For
04 Approve Allocation of Dividends on Shares Held By Company Management For For
05 Approve Discharge of Board and President Management For For
06 Approve Charter Amendment Management For For
7A Ratify Appointment of Independent Auditors Management For For
7B Ratify Appointment of Independent Auditors Management For For
7C Ratify Appointment of Independent Auditors Management For For
08 Amend Stock Compensation Plan Management For For
09 Dividends Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 51600 0 13-May-2010 13-May-2010
- --------------------------------------------------------------------------------
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 20-May-2010
ISIN US20030N1019 AGENDA 933230310 - Management
CITY HOLDING RECON DATE 11-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 19-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 S. DECKER ANSTROM Withheld Against
2 KENNETH J. BACON Withheld Against
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JULIAN A. BRODSKY For For
6 JOSEPH J. COLLINS Withheld Against
7 J. MICHAEL COOK For For
8 GERALD L. HASSELL For For
9 JEFFREY A. HONICKMAN For For
10 BRIAN L. ROBERTS For For
11 RALPH J. ROBERTS For For
12 DR. JUDITH RODIN Withheld Against
13 MICHAEL I. SOVERN Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Establish Independent Chairman Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 100800 0 05-May-2010 05-May-2010
- --------------------------------------------------------------------------------
BLACKROCK, INC.
SECURITY 09247X101 MEETING TYPE Annual
TICKER SYMBOL BLK MEETING DATE 24-May-2010
ISIN US09247X1019 AGENDA 933266430 - Management
CITY HOLDING RECON DATE 22-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 21-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 ABDLATIF Y. AL-HAMAD For For
2 MATHIS CABIALLAVETTA For For
3 DENNIS D. DAMMERMAN For For
4 ROBERT E. DIAMOND, JR. For For
5 DAVID H. KOMANSKY For For
6 JAMES E. ROHR Withheld Against
02 Amend Stock Compensation Plan Management Against Against
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 8000 0 04-May-2010 04-May-2010
- --------------------------------------------------------------------------------
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 25-May-2010
ISIN US58933Y1055 AGENDA 933236920 - Management
CITY HOLDING RECON DATE 26-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 24-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
1Q Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Adopt Non-Employee Director Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 42900 0 06-May-2010 07-May-2010
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 26-May-2010
ISIN US30231G1022 AGENDA 933239267 - Management
CITY HOLDING RECON DATE 06-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 25-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 K.C. FRAZIER For For
6 W.W. GEORGE Withheld Against
7 M.C. NELSON For For
8 S.J. PALMISANO Withheld Against
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 S/H Proposal - Report on EEO Shareholder For Against
07 S/H Proposal - Environmental Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 S/H Proposal - Environmental Shareholder Against For
12 S/H Proposal - Report/Reduce Greenhouse Gas Emissions Shareholder Against For
13 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 60000 0 10-May-2010 11-May-2010
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 26-May-2010
ISIN US1667641005 AGENDA 933241743 - Management
CITY HOLDING RECON DATE 01-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 25-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 53400 0 10-May-2010 10-May-2010
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 27-May-2010
ISIN US7551115071 AGENDA 933258952 - Management
CITY HOLDING RECON DATE 01-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 26-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 29300 0 06-May-2010 06-May-2010
- --------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
SECURITY 872540109 MEETING TYPE Annual
TICKER SYMBOL TJX MEETING DATE 02-Jun-2010
ISIN US8725401090 AGENDA 933267153 - Management
CITY HOLDING RECON DATE 12-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 01-Jun-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Report on Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 38400 0 13-May-2010 14-May-2010
- --------------------------------------------------------------------------------
DIRECTV
SECURITY 25490A101 MEETING TYPE Annual
TICKER SYMBOL DTV MEETING DATE 03-Jun-2010
ISIN US25490A1016 AGENDA 933253281 - Management
CITY HOLDING RECON DATE 05-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 02-Jun-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
1 Election of Directors Management
1 NEIL R. AUSTRIAN For For
2 RALPH F. BOYD, JR. For For
3 PAUL A. GOULD For For
4 CHARLES R. LEE For For
5 PETER A. LUND For For
6 GREGORY B. MAFFEI Withheld Against
7 JOHN C. MALONE Withheld Against
8 NANCY S. NEWCOMB For For
9 HAIM SABAN For For
10 MICHAEL D. WHITE For For
2 Ratify Appointment of Independent Auditors Management Against Against
3 Approve Cash/Stock Bonus Plan Management For For
4 Adopt Stock Option Plan Management For For
5 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 76900 0 14-May-2010 14-May-2010
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 09-Jun-2010
ISIN US25179M1036 AGENDA 933260185 - Management
CITY HOLDING RECON DATE 12-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 08-Jun-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Election of Directors Management
1 JOHN RICHELS For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Simple Majority Voting Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 10100 0 19-May-2010 20-May-2010
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
SECURITY 881624209 MEETING TYPE Annual
TICKER SYMBOL TEVA MEETING DATE 29-Jun-2010
ISIN US8816242098 AGENDA 933290532 - Management
CITY HOLDING RECON DATE 24-May-2010
COUNTRY United States VOTE DEADLINE DATE 18-Jun-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------------- ----------------- ---------------- ---------------
01 Approve Allocation of Dividends on Shares Held By Company Management For For
2A Election of Directors (Majority Voting) Management For For
2B Election of Directors (Majority Voting) Management For For
2C Election of Directors (Majority Voting) Management For For
2D Election of Directors (Majority Voting) Management For For
2E Election of Directors (Majority Voting) Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Approve Stock Compensation Plan Management For For
5A Approve Remuneration of Directors and Auditors Management For For
5B Approve Remuneration of Directors and Auditors Management For For
5C Approve Remuneration of Directors and Auditors Management For For
06 Approve Article Amendments Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- --------------------------- -------------------- --------------- --------------- -------------- --------------
000382688 93I 27800 0 02-Jun-2010 03-Jun-2010
Vote Summary
- --------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED
SECURITY 760975102 MEETING TYPE Annual
TICKER SYMBOL RIMM MEETING DATE 14-Jul-2009
ISIN CA7609751028 AGENDA 933112067 - Management
CITY HOLDING RECON DATE 26-May-2009
COUNTRY Canada VOTE DEADLINE DATE 09-Jul-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 MIKE LAZARIDIS Withheld Against
2 JAMES ESTILL Withheld Against
3 DAVID KERR For For
4 ROGER MARTIN For For
5 JOHN RICHARDSON Withheld Against
6 BARBARA STYMIEST For For
7 JOHN WETMORE For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 16500 0 27-Jun-2009 27-Jun-2009
- --------------------------------------------------------------------------------
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 20-Jul-2009
ISIN US9830241009 AGENDA 933114869 - Management
CITY HOLDING RECON DATE 05-Jun-2009
COUNTRY United States VOTE DEADLINE DATE 17-Jul-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Approve Merger Agreement Management For For
02 Approve Annual Meeting Date/Time Change Management For For
3A Election of Directors (Majority Voting) Management For For
3B Election of Directors (Majority Voting) Management For For
3C Election of Directors (Majority Voting) Management For For
3D Election of Directors (Majority Voting) Management For For
3E Election of Directors (Majority Voting) Management For For
3F Election of Directors (Majority Voting) Management For For
3G Election of Directors (Majority Voting) Management For For
3H Election of Directors (Majority Voting) Management For For
3I Election of Directors (Majority Voting) Management For For
3J Election of Directors (Majority Voting) Management For For
3K Election of Directors (Majority Voting) Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 S/H Proposal - Political/Government Shareholder For Against
06 S/H Proposal - Proxy Process/Statement Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 48500 0 03-Jul-2009 03-Jul-2009
- --------------------------------------------------------------------------------
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 21-Sep-2009
ISIN US6541061031 AGENDA 933126941 - Management
CITY HOLDING RECON DATE 24-Jul-2009
COUNTRY United States VOTE DEADLINE DATE 18-Sep-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JOHN C. LECHLEITER For For
02 Amend Employee Stock Purchase Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 37800 0 03-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 07-Oct-2009
ISIN US68389X1054 AGENDA 933133528 - Management
CITY HOLDING RECON DATE 10-Aug-2009
COUNTRY United States VOTE DEADLINE DATE 06-Oct-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 JEFFREY S. BERG Withheld Against
2 H. RAYMOND BINGHAM Withheld Against
3 MICHAEL J. BOSKIN For For
4 SAFRA A. CATZ For For
5 BRUCE R. CHIZEN For For
6 GEORGE H. CONRADES For For
7 LAWRENCE J. ELLISON For For
8 HECTOR GARCIA-MOLINA For For
9 JEFFREY O. HENLEY For For
10 DONALD L. LUCAS Withheld Against
11 CHARLES E. PHILLIPS, JR For For
12 NAOMI O. SELIGMAN For For
02 Miscellaneous Compensation Plans Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 52680 0 24-Sep-2009 24-Sep-2009
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 12-Nov-2009
ISIN US17275R1023 AGENDA 933147262 - Management
CITY HOLDING RECON DATE 14-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 11-Nov-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Employee Stock Purchase Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 S/H Proposal - Human Rights Related Shareholder Against For
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
07 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 91400 0 23-Oct-2009 24-Oct-2009
- --------------------------------------------------------------------------------
SYSCO CORPORATION
SECURITY 871829107 MEETING TYPE Annual
TICKER SYMBOL SYY MEETING DATE 18-Nov-2009
ISIN US8718291078 AGENDA 933149836 - Management
CITY HOLDING RECON DATE 21-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 17-Nov-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Adopt Stock Option Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Ratify Appointment of Independent Auditors Management For For
06 Miscellaneous Corporate Governance Management For For
07 S/H Proposal - Health Issues Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 39500 0 03-Nov-2009 04-Nov-2009
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 19-Nov-2009
ISIN US5949181045 AGENDA 933150310 - Management
CITY HOLDING RECON DATE 04-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 18-Nov-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Election of Directors (Majority Voting) Management For For
06 Election of Directors (Majority Voting) Management For For
07 Election of Directors (Majority Voting) Management For For
08 Election of Directors (Majority Voting) Management For For
09 Election of Directors (Majority Voting) Management For For
10 Ratify Appointment of Independent Auditors Management For For
11 Approve Charter Amendment Management For For
12 Miscellaneous Compensation Plans Management For For
13 S/H Proposal - Health Issues Shareholder Against For
14 S/H Proposal - Report on Charitable Contributions Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 41800 0 30-Oct-2009 31-Oct-2009
- --------------------------------------------------------------------------------
DIRECTV
SECURITY 25459L106 MEETING TYPE Special
TICKER SYMBOL DTV MEETING DATE 19-Nov-2009
ISIN US25459L1061 AGENDA 933157807 - Management
CITY HOLDING RECON DATE 09-Oct-2009
COUNTRY United States VOTE DEADLINE DATE 18-Nov-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Approve Merger Agreement Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 63100 0 05-Nov-2009 06-Nov-2009
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
SECURITY 075887109 MEETING TYPE Annual
TICKER SYMBOL BDX MEETING DATE 02-Feb-2010
ISIN US0758871091 AGENDA 933176807 - Management
CITY HOLDING RECON DATE 11-Dec-2009
COUNTRY United States VOTE DEADLINE DATE 01-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 HENRY P. BECTON, JR. For For
2 EDWARD F. DEGRAAN For For
3 CLAIRE M FRASER-LIGGETT For For
4 EDWARD J. LUDWIG For For
5 ADEL A.F. MAHMOUD For For
6 JAMES F. ORR For For
7 WILLARD J. OVERLOCK, JR For For
8 BERTRAM L. SCOTT For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Miscellaneous Compensation Plans Management For For
05 Miscellaneous Corporate Actions Management For For
06 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 13900 0 15-Jan-2010 16-Jan-2010
- --------------------------------------------------------------------------------
DREYFUS CASH MANAGEMENT
SECURITY 26188J206 MEETING TYPE Special
TICKER SYMBOL DICXX MEETING DATE 14-Feb-2010
ISIN US26188J2069 AGENDA 933149381 - Management
CITY HOLDING RECON DATE 04-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 12-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Amend Investment Policy Management For For
1B Amend Investment Policy Management For For
2A Amend Investment Policy Management For For
2B Amend Investment Policy Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 9014963 0 23-Oct-2009 24-Oct-2009
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Special
TICKER SYMBOL BAC MEETING DATE 23-Feb-2010
ISIN US0605051046 AGENDA 933183218 - Management
CITY HOLDING RECON DATE 07-Jan-2010
COUNTRY United States VOTE DEADLINE DATE 22-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Authorize Common Stock Increase Management For For
02 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 104200 0 01-Feb-2010 02-Feb-2010
- --------------------------------------------------------------------------------
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 24-Feb-2010
ISIN US2441991054 AGENDA 933182824 - Management
CITY HOLDING RECON DATE 31-Dec-2009
COUNTRY United States VOTE DEADLINE DATE 23-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Miscellaneous Corporate Governance Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
05 Ratify Appointment of Independent Auditors Management For For
06 S/H Proposal - Report on Pay Disparity Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Separate Chairman/Coe Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 37800 0 03-Feb-2010 04-Feb-2010
- --------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 10-Mar-2010
ISIN US2546871060 AGENDA 933183751 - Management
CITY HOLDING RECON DATE 11-Jan-2010
COUNTRY United States VOTE DEADLINE DATE 09-Mar-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
05 Approve Charter Amendment Management For For
06 Approve Charter Amendment Management For For
07 Classify/Stagger Board of Directors Management For For
08 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
09 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 34600 0 19-Feb-2010 20-Feb-2010
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
SECURITY 354613101 MEETING TYPE Annual
TICKER SYMBOL BEN MEETING DATE 16-Mar-2010
ISIN US3546131018 AGENDA 933184931 - Management
CITY HOLDING RECON DATE 19-Jan-2010
COUNTRY United States VOTE DEADLINE DATE 15-Mar-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 14000 0 19-Feb-2010 20-Feb-2010
- --------------------------------------------------------------------------------
COVIDIEN PLC
SECURITY G2554F105 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 16-Mar-2010
ISIN IE00B3QN1M21 AGENDA 933185337 - Management
CITY HOLDING RECON DATE 13-Jan-2010
COUNTRY Ireland VOTE DEADLINE DATE 15-Mar-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Receive Directors' Report Management For For
2A Election of Directors (Majority Voting) Management For For
2B Election of Directors (Majority Voting) Management For For
2C Election of Directors (Majority Voting) Management For For
2D Election of Directors (Majority Voting) Management For For
2E Election of Directors (Majority Voting) Management For For
2F Election of Directors (Majority Voting) Management For For
2G Election of Directors (Majority Voting) Management For For
2H Election of Directors (Majority Voting) Management For For
2I Election of Directors (Majority Voting) Management For For
2J Election of Directors (Majority Voting) Management For For
2K Election of Directors (Majority Voting) Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Authorize Directors to Repurchase Shares Management For For
S5 Miscellaneous Corporate Actions Management Against Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 23800 0 23-Feb-2010 23-Feb-2010
- --------------------------------------------------------------------------------
EQT CORPORATION
SECURITY 26884L109 MEETING TYPE Annual
TICKER SYMBOL EQT MEETING DATE 21-Apr-2010
ISIN US26884L1098 AGENDA 933198601 - Management
CITY HOLDING RECON DATE 10-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 20-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1 Election of Directors Management
1 VICKY A. BAILEY For For
2 MURRY S. GERBER For For
3 GEORGE L. MILES, JR. Withheld Against
4 JAMES W. WHALEN For For
2 Ratify Appointment of Independent Auditors Management For For
3 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
4 S/H Proposal - Environmental Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 21100 0 29-Mar-2010 30-Mar-2010
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 22-Apr-2010
ISIN US4781601046 AGENDA 933205963 - Management
CITY HOLDING RECON DATE 23-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 26300 0 30-Mar-2010 31-Mar-2010
- --------------------------------------------------------------------------------
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 22-Apr-2010
ISIN US7170811035 AGENDA 933210243 - Management
CITY HOLDING RECON DATE 23-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Compensation Discussion and Analysis Report Management For For
04 Approve Charter Amendment Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 118700 0 31-Mar-2010 31-Mar-2010
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 26-Apr-2010
ISIN US4385161066 AGENDA 933201371 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Approve Compensation Discussion and Analysis Report Management For For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Independent Chairman Shareholder For Against
07 S/H Proposal - Health Issues Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 50000 0 30-Mar-2010 30-Mar-2010
- --------------------------------------------------------------------------------
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 26-Apr-2010
ISIN US0970231058 AGENDA 933201561 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Military/Weapons Shareholder Against For
04 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Establish Independent Chairman Shareholder For Against
07 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 16100 0 27-Mar-2010 28-Mar-2010
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 27-Apr-2010
ISIN US4592001014 AGENDA 933199653 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder For Against
06 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 8300 0 01-Apr-2010 02-Apr-2010
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 27-Apr-2010
ISIN US9497461015 AGENDA 933204593 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management Against Against
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
02 Approve Compensation Discussion and Analysis Report Management Against Against
03 Authorize Common Stock Increase Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
06 S/H Proposal - Establish Independent Chairman Shareholder Against For
07 S/H Proposal - Report on Charitable Contributions Shareholder Against For
08 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 78100 0 03-Apr-2010 04-Apr-2010
- --------------------------------------------------------------------------------
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 27-Apr-2010
ISIN US59156R1086 AGENDA 933215433 - Management
CITY HOLDING RECON DATE 01-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 R. GLENN HUBBARD For For
2 ALFRED F. KELLY, JR. For For
3 JAMES M. KILTS For For
4 DAVID SATCHER For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 53600 0 01-Apr-2010 02-Apr-2010
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 28-Apr-2010
ISIN US3696041033 AGENDA 933200090 - Management
CITY HOLDING RECON DATE 01-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
A1 Election of Directors (Majority Voting) Management For For
A2 Election of Directors (Majority Voting) Management For For
A3 Election of Directors (Majority Voting) Management For For
A4 Election of Directors (Majority Voting) Management For For
A5 Election of Directors (Majority Voting) Management For For
A6 Election of Directors (Majority Voting) Management For For
A7 Election of Directors (Majority Voting) Management For For
A8 Election of Directors (Majority Voting) Management For For
A9 Election of Directors (Majority Voting) Management For For
A10 Election of Directors (Majority Voting) Management For For
A11 Election of Directors (Majority Voting) Management For For
A12 Election of Directors (Majority Voting) Management For For
A13 Election of Directors (Majority Voting) Management For For
A14 Election of Directors (Majority Voting) Management Against Against
A15 Election of Directors (Majority Voting) Management For For
A16 Election of Directors (Majority Voting) Management For For
B1 Ratify Appointment of Independent Auditors Management For For
C1 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
C2 S/H Proposal - Proxy Process/Statement Shareholder For Against
C3 S/H Proposal - Establish Independent Chairman Shareholder For Against
C4 Miscellaneous Shareholder Proposal Shareholder Against For
C5 S/H Proposal - Independence of Compensation Consultants Shareholder Against For
C6 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 115900 0 06-Apr-2010 07-Apr-2010
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 28-Apr-2010
ISIN US0605051046 AGENDA 933203111 - Management
CITY HOLDING RECON DATE 03-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management Against Against
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management For For
04 Approve Compensation Discussion and Analysis Report Management For For
05 Amend Stock Compensation Plan Management For For
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder For Against
09 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
10 S/H Proposal - Corporate Governance Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 119200 0 09-Apr-2010 10-Apr-2010
- --------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
SECURITY 03076C106 MEETING TYPE Annual
TICKER SYMBOL AMP MEETING DATE 28-Apr-2010
ISIN US03076C1062 AGENDA 933204529 - Management
CITY HOLDING RECON DATE 01-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
02 Declassify Board Management For For
03 Approve Compensation Discussion and Analysis Report Management Against Against
04 Amend Stock Compensation Plan Management Against Against
05 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 23500 0 08-Apr-2010 09-Apr-2010
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 28-Apr-2010
ISIN US2635341090 AGENDA 933206535 - Management
CITY HOLDING RECON DATE 03-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder For Against
04 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 49800 0 02-Apr-2010 03-Apr-2010
- --------------------------------------------------------------------------------
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 29-Apr-2010
ISIN US2686481027 AGENDA 933203200 - Management
CITY HOLDING RECON DATE 23-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
04 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 56100 0 07-Apr-2010 08-Apr-2010
- --------------------------------------------------------------------------------
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 29-Apr-2010
ISIN US2193501051 AGENDA 933203541 - Management
CITY HOLDING RECON DATE 25-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Adopt Non-Employee Director Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 105300 0 07-Apr-2010 08-Apr-2010
- --------------------------------------------------------------------------------
EBAY INC.
SECURITY 278642103 MEETING TYPE Annual
TICKER SYMBOL EBAY MEETING DATE 29-Apr-2010
ISIN US2786421030 AGENDA 933215180 - Management
CITY HOLDING RECON DATE 04-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 43500 0 07-Apr-2010 07-Apr-2010
- --------------------------------------------------------------------------------
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 30-Apr-2010
ISIN US00206R1023 AGENDA 933200177 - Management
CITY HOLDING RECON DATE 02-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 75600 0 07-Apr-2010 08-Apr-2010
- --------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 04-May-2010
ISIN US89417E1091 AGENDA 933205115 - Management
CITY HOLDING RECON DATE 05-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 03-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 42100 0 10-Apr-2010 11-Apr-2010
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 04-May-2010
ISIN US1101221083 AGENDA 933210609 - Management
CITY HOLDING RECON DATE 11-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 03-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Eliminate Supermajority Requirements Management For For
05 Eliminate Supermajority Requirements Management For For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Animal Rights Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 44300 0 09-Apr-2010 10-Apr-2010
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 04-May-2010
ISIN US0718131099 AGENDA 933211726 - Management
CITY HOLDING RECON DATE 08-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 03-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Simple Majority Voting Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 16600 0 09-Apr-2010 10-Apr-2010
- --------------------------------------------------------------------------------
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 06-May-2010
ISIN US0374111054 AGENDA 933215065 - Management
CITY HOLDING RECON DATE 08-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 05-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management Against Against
03 Election of Directors (Majority Voting) Management For For
04 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 18455 0 14-Apr-2010 15-Apr-2010
- --------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
SECURITY 907818108 MEETING TYPE Annual
TICKER SYMBOL UNP MEETING DATE 06-May-2010
ISIN US9078181081 AGENDA 933230411 - Management
CITY HOLDING RECON DATE 26-Feb-2010
COUNTRY United States VOTE DEADLINE DATE 05-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Establish Independent Chairman Shareholder For Against
04 S/H Proposal - Simple Majority Voting Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 16700 0 14-Apr-2010 14-Apr-2010
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 07-May-2010
ISIN US6745991058 AGENDA 933224761 - Management
CITY HOLDING RECON DATE 15-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 06-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Compensation Discussion and Analysis Report Management For For
04 Approve Compensation Discussion and Analysis Report Management Against Against
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Separate Chairman/Coe Shareholder For Against
07 S/H Proposal - Simple Majority Voting Shareholder For Against
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
10 S/H Proposal - Environmental Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 28200 0 19-Apr-2010 20-Apr-2010
- --------------------------------------------------------------------------------
CUMMINS INC.
SECURITY 231021106 MEETING TYPE Annual
TICKER SYMBOL CMI MEETING DATE 11-May-2010
ISIN US2310211063 AGENDA 933207804 - Management
CITY HOLDING RECON DATE 15-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 10-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
10 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 18600 0 19-Apr-2010 19-Apr-2010
- --------------------------------------------------------------------------------
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 11-May-2010
ISIN US4509111021 AGENDA 933215053 - Management
CITY HOLDING RECON DATE 17-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 10-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1 Election of Directors Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD Withheld Against
4 RALPH F. HAKE Withheld Against
5 JOHN J. HAMRE For For
6 PAUL J. KERN For For
7 FRANK T. MACINNIS Withheld Against
8 SURYA N. MOHAPATRA Withheld Against
9 LINDA S. SANFORD Withheld Against
10 MARKOS I. TAMBAKERAS For For
2 Ratify Appointment of Independent Auditors Management Against Against
3 S/H Proposal - Military/Weapons Shareholder Against For
4 S/H Proposal - Rights To Call Special Meeting Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 19290 0 16-Apr-2010 17-Apr-2010
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 12-May-2010
ISIN US1266501006 AGENDA 933219152 - Management
CITY HOLDING RECON DATE 15-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 11-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management Against Against
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
05 S/H Proposal - Political/Government Shareholder For Against
06 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 28600 0 22-Apr-2010 22-Apr-2010
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 12-May-2010
ISIN US7181721090 AGENDA 933223240 - Management
CITY HOLDING RECON DATE 16-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 11-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Tobacco Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 30920 0 20-Apr-2010 21-Apr-2010
- --------------------------------------------------------------------------------
NUCOR CORPORATION
SECURITY 670346105 MEETING TYPE Annual
TICKER SYMBOL NUE MEETING DATE 13-May-2010
ISIN US6703461052 AGENDA 933219772 - Management
CITY HOLDING RECON DATE 15-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 12-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 DANIEL R. DIMICCO For For
2 JAMES D. HLAVACEK For For
3 JOHN H. WALKER For For
02 Ratify Appointment of Independent Auditors Management For For
03 Declassify Board Management For For
04 Adopt Stock Option Plan Management For For
05 S/H Proposal - Election of Directors By Majority Vote Shareholder For Against
06 S/H Proposal - Political/Government Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 23100 0 22-Apr-2010 23-Apr-2010
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 18-May-2010
ISIN US46625H1005 AGENDA 933226501 - Management
CITY HOLDING RECON DATE 19-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management Against Against
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Compensation Discussion and Analysis Report Management For For
04 S/H Proposal - Political/Government Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Establish Independent Chairman Shareholder For Against
09 S/H Proposal - Report on Pay Disparity Shareholder Against For
10 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 56596 0 30-Apr-2010 30-Apr-2010
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 18-May-2010
ISIN US25746U1097 AGENDA 933226828 - Management
CITY HOLDING RECON DATE 12-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Approve Charter Amendment Management For For
05 Amend Articles-Board Related Management For For
06 Director Removal Without Cause Management For For
07 Approve Charter Amendment Management For For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 49000 0 27-Apr-2010 27-Apr-2010
- --------------------------------------------------------------------------------
GAP INC.
SECURITY 364760108 MEETING TYPE Annual
TICKER SYMBOL GPS MEETING DATE 18-May-2010
ISIN US3647601083 AGENDA 933228505 - Management
CITY HOLDING RECON DATE 22-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 ADRIAN D.P. BELLAMY For For
2 DOMENICO DE SOLE For For
3 ROBERT J. FISHER For For
4 WILLIAM S. FISHER For For
5 BOB L. MARTIN For For
6 JORGE P. MONTOYA For For
7 GLENN K. MURPHY For For
8 JAMES M. SCHNEIDER For For
9 MAYO A. SHATTUCK III For For
10 KNEELAND C. YOUNGBLOOD For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 77400 0 27-Apr-2010 27-Apr-2010
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 18-May-2010
ISIN US0325111070 AGENDA 933231160 - Management
CITY HOLDING RECON DATE 23-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Add Women & Minorities to Board Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 27200 0 26-Apr-2010 26-Apr-2010
- --------------------------------------------------------------------------------
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2010
ISIN US4581401001 AGENDA 933224367 - Management
CITY HOLDING RECON DATE 22-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 18-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Compensation Discussion and Analysis Report Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 51500 0 03-May-2010 03-May-2010
- --------------------------------------------------------------------------------
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 19-May-2010
ISIN CH0044328745 AGENDA 933240234 - Management
CITY HOLDING RECON DATE 31-Mar-2010
COUNTRY Bermuda VOTE DEADLINE DATE 17-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Approve Charter Amendment Management For For
3A Receive Consolidated Financial Statements Management For For
3B Receive Consolidated Financial Statements Management For For
3C Receive Consolidated Financial Statements Management For For
04 Approve Allocation of Dividends on Shares Held By Company Management For For
05 Approve Discharge of Board and President Management For For
06 Approve Charter Amendment Management For For
7A Ratify Appointment of Independent Auditors Management For For
7B Ratify Appointment of Independent Auditors Management For For
7C Ratify Appointment of Independent Auditors Management For For
08 Amend Stock Compensation Plan Management For For
09 Dividends Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 33000 0 13-May-2010 13-May-2010
- --------------------------------------------------------------------------------
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 20-May-2010
ISIN US20030N1019 AGENDA 933230310 - Management
CITY HOLDING RECON DATE 11-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 19-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 S. DECKER ANSTROM Withheld Against
2 KENNETH J. BACON Withheld Against
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JULIAN A. BRODSKY For For
6 JOSEPH J. COLLINS Withheld Against
7 J. MICHAEL COOK For For
8 GERALD L. HASSELL For For
9 JEFFREY A. HONICKMAN For For
10 BRIAN L. ROBERTS For For
11 RALPH J. ROBERTS For For
12 DR. JUDITH RODIN Withheld Against
13 MICHAEL I. SOVERN Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Establish Independent Chairman Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 58700 0 05-May-2010 05-May-2010
- --------------------------------------------------------------------------------
BLACKROCK, INC.
SECURITY 09247X101 MEETING TYPE Annual
TICKER SYMBOL BLK MEETING DATE 24-May-2010
ISIN US09247X1019 AGENDA 933266430 - Management
CITY HOLDING RECON DATE 22-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 21-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 ABDLATIF Y. AL-HAMAD For For
2 MATHIS CABIALLAVETTA For For
3 DENNIS D. DAMMERMAN For For
4 ROBERT E. DIAMOND, JR. For For
5 DAVID H. KOMANSKY For For
6 JAMES E. ROHR Withheld Against
02 Amend Stock Compensation Plan Management Against Against
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 4600 0 04-May-2010 04-May-2010
- --------------------------------------------------------------------------------
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 25-May-2010
ISIN US58933Y1055 AGENDA 933236920 - Management
CITY HOLDING RECON DATE 26-Mar-2010
COUNTRY United States VOTE DEADLINE DATE 24-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
1Q Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Adopt Non-Employee Director Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 26300 0 06-May-2010 07-May-2010
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 26-May-2010
ISIN US30231G1022 AGENDA 933239267 - Management
CITY HOLDING RECON DATE 06-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 25-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 K.C. FRAZIER For For
6 W.W. GEORGE Withheld Against
7 M.C. NELSON For For
8 S.J. PALMISANO Withheld Against
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 S/H Proposal - Report on EEO Shareholder For Against
07 S/H Proposal - Environmental Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 S/H Proposal - Environmental Shareholder Against For
12 S/H Proposal - Report/Reduce Greenhouse Gas Emissions Shareholder Against For
13 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 34700 0 10-May-2010 11-May-2010
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 26-May-2010
ISIN US1667641005 AGENDA 933241743 - Management
CITY HOLDING RECON DATE 01-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 25-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 34300 0 10-May-2010 10-May-2010
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 27-May-2010
ISIN US7551115071 AGENDA 933258952 - Management
CITY HOLDING RECON DATE 01-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 26-May-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 17100 0 06-May-2010 06-May-2010
- --------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
SECURITY 872540109 MEETING TYPE Annual
TICKER SYMBOL TJX MEETING DATE 02-Jun-2010
ISIN US8725401090 AGENDA 933267153 - Management
CITY HOLDING RECON DATE 12-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 01-Jun-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Report on Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 22500 0 13-May-2010 14-May-2010
- --------------------------------------------------------------------------------
DIRECTV
SECURITY 25490A101 MEETING TYPE Annual
TICKER SYMBOL DTV MEETING DATE 03-Jun-2010
ISIN US25490A1016 AGENDA 933253281 - Management
CITY HOLDING RECON DATE 05-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 02-Jun-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
1 Election of Directors Management
1 NEIL R. AUSTRIAN For For
2 RALPH F. BOYD, JR. For For
3 PAUL A. GOULD For For
4 CHARLES R. LEE For For
5 PETER A. LUND For For
6 GREGORY B. MAFFEI Withheld Against
7 JOHN C. MALONE Withheld Against
8 NANCY S. NEWCOMB For For
9 HAIM SABAN For For
10 MICHAEL D. WHITE For For
2 Ratify Appointment of Independent Auditors Management Against Against
3 Approve Cash/Stock Bonus Plan Management For For
4 Adopt Stock Option Plan Management For For
5 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 44800 0 14-May-2010 14-May-2010
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 09-Jun-2010
ISIN US25179M1036 AGENDA 933260185 - Management
CITY HOLDING RECON DATE 12-Apr-2010
COUNTRY United States VOTE DEADLINE DATE 08-Jun-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Election of Directors Management
1 JOHN RICHELS For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Simple Majority Voting Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 5900 0 19-May-2010 20-May-2010
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
SECURITY 881624209 MEETING TYPE Annual
TICKER SYMBOL TEVA MEETING DATE 29-Jun-2010
ISIN US8816242098 AGENDA 933290532 - Management
CITY HOLDING RECON DATE 24-May-2010
COUNTRY United States VOTE DEADLINE DATE 18-Jun-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------------------- ------------------ -------------- ------------
01 Approve Allocation of Dividends on Shares Held By Company Management For For
2A Election of Directors (Majority Voting) Management For For
2B Election of Directors (Majority Voting) Management For For
2C Election of Directors (Majority Voting) Management For For
2D Election of Directors (Majority Voting) Management For For
2E Election of Directors (Majority Voting) Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Approve Stock Compensation Plan Management For For
5A Approve Remuneration of Directors and Auditors Management For For
5B Approve Remuneration of Directors and Auditors Management For For
5C Approve Remuneration of Directors and Auditors Management For For
06 Approve Article Amendments Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------------ ------------------- ----------------- --------------- --------------- --------------
000382691 93I 16200 0 02-Jun-2010 03-Jun-2010
Vote Summary
- --------------------------------------------------------------------------------
DREYFUS CASH MANAGEMENT
SECURITY 26188J206 MEETING TYPE Special
TICKER SYMBOL DICXX MEETING DATE 14-Feb-2010
ISIN US26188J2069 AGENDA 933149381 - Management
CITY HOLDING RECON DATE 04-Sep-2009
COUNTRY United States VOTE DEADLINE DATE 12-Feb-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------ ----------------------------------------------------- --------------- ------------------ -------------
1A Amend Investment Policy Management For For
1B Amend Investment Policy Management For For
2A Amend Investment Policy Management For For
2B Amend Investment Policy Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------------- -------------------- ------------------ --------------- --------------- --------------
000382692 93I 523532 0 23-Oct-2009 24-Oct-2009
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The GAMCO Westwood Funds
By (Signature and Title)* /s/ Bruce N. Alpert
---------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 27, 2010
* Print the name and title of each signing officer under his or her
signature.