UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06367
Gabelli Equity Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2009 - June 30, 2010
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2009 TO JUNE 30, 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 1
The Gabelli Small Cap Growth Fund
Investment Company Report
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PIER 1 IMPORTS, INC.
SECURITY 720279108 MEETING TYPE Annual
TICKER SYMBOL PIR MEETING DATE 01-Jul-2009
ISIN US7202791080 AGENDA 933100478 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For
1B ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For
1C ELECTION OF DIRECTOR: ROBERT B. HOLLAND, III Management For For
1D ELECTION OF DIRECTOR: KAREN W. KATZ Management For For
1E ELECTION OF DIRECTOR: TERRY E. LONDON Management For For
1F ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For
1G ELECTION OF DIRECTOR: CECE SMITH Management For For
1H ELECTION OF DIRECTOR: TOM M. THOMAS Management For For
02 TO APPROVE AN AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Management For For
PIER 1 IMPORTS, INC.-REVERSE STOCK SPLIT OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Management For For
PIER 1 IMPORTS, INC.-REDUCE THE PAR VALUE OF COMMON STOCK.
04 TO APPROVE AN AMENDMENT OF CERT. OF INCORP.- INCREASE Management Against Against
AUTHORIZED NUMBER OF SHARES OF PREFERRED STOCK, SHORTEN BOARD
AUTHORITY DESCRIPTION & ELIMINATE FORMULA RATE PREFERRED STOCK
PROVISIONS.
05 RATIFY AUDIT COMMITTEE'S APPROVAL TO ENGAGE ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2010.
06 SHAREHOLDER PROPOSAL. Shareholder Against For
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MACROVISION SOLUTIONS CORPORATION
SECURITY 55611C108 MEETING TYPE Annual
TICKER SYMBOL MVSN MEETING DATE 15-Jul-2009
ISIN US55611C1080 AGENDA 933104010 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
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01 DIRECTOR Management
1 ALFRED J. AMOROSO For For
2 ANDREW K. LUDWICK For For
3 ALAN L. EARHART For For
4 ROBERT J. MAJTELES For For
5 JAMES E. MEYER For For
6 JAMES P. 0'SHAUGHNESSY For For
7 RUTHANN QUINDLEN For For
02 PROPOSAL TO AMEND MACROVISION SOLUTIONS CORPORATION'S Management For For
CERTIFICATE OF INCORPORATION TO CHANGE THE CORPORATE NAME OF
THE COMPANY.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
MACROVISION SOLUTIONS CORPORATION INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR.
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THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Annual
TICKER SYMBOL GAP MEETING DATE 16-Jul-2009
ISIN US3900641032 AGENDA 933108501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J.D. BARLINE For For
2 J.J. BOECKEL For For
3 B. GAUNT For For
4 A. GULDIN For For
5 C.W.E. HAUB For For
6 D. KOURKOUMELIS For For
7 E. LEWIS For For
8 G. MAYS For For
9 M.B. TART-BEZER For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 2
The Gabelli Small Cap Growth Fund
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SEACOAST BANKING CORPORATION OF FLORIDA
SECURITY 811707306 MEETING TYPE Annual
TICKER SYMBOL SBCF MEETING DATE 17-Jul-2009
ISIN US8117073069 AGENDA 933077427 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JEFFREY C. BRUNER For For
2 H. GILBERT CULBRETH, JR For For
3 CHRISTOPHER E. FOGAL For For
4 DALE M. HUDSON For For
02 INCREASE AUTHORIZED CAPITAL STOCK. Management For For
03 AMEND ARTICLE VII OF THE COMPANY'S ARTICLES OF Management For For
INCORPORATION-PROVISIONS RELATING TO BUSINESS COMBINATIONS.
04 AMEND ARTICLE X OF THE ARTICLES OF INCORPORATION- AMENDMENT OF Management For For
ARTICLES OF INCORPORATION.
05 AMEND EMPLOYEE STOCK PURCHASE PLAN. Management For For
06 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Management For For
07 ADJOURNMENT OF THE ANNUAL MEETING. Management For For
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WILLAMETTE VALLEY VINEYARDS, INC.
SECURITY 969136100 MEETING TYPE Annual
TICKER SYMBOL WVVI MEETING DATE 19-Jul-2009
ISIN US9691361003 AGENDA 933116368 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES W. BERNAU For For
2 JAMES L. ELLIS For For
3 THOMAS M. BRIAN For For
4 SEAN M. CARY For For
5 DELNA L. JONES For For
6 BETTY M. O'BRIEN For For
7 CRAIG SMITH For For
8 STAN G. TUREL For For
02 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP AS AUDITORS. Management For For
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PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 21-Jul-2009
ISIN US7004162092 AGENDA 933116647 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 BRIAN E. SHORE For For
4 STEVEN T. WARSHAW For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 28, 2010.
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BORLAND SOFTWARE CORPORATION
SECURITY 099849101 MEETING TYPE Special
TICKER SYMBOL BORL MEETING DATE 22-Jul-2009
ISIN US0998491015 AGENDA 933115708 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF MAY 5, 2009, AS AMENDED BY THE
AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED JUNE 17, 2009,
AND THE SECOND AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED
JUNE 30, 2009, AMONG BORLAND SOFTWARE CORPORATION, BENTLEY
MERGER SUB, INC., MICRO FOCUS INTERNATIONAL PLC, AND MICRO
FOCUS (US), INC. (THE "MERGER AGREEMENT") AND APPROVE THE
MERGER PROVIDED FOR IN THE MERGER AGREEMENT.
02 TO VOTE TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO Management For For
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT
AND APPROVE THE MERGER PROVIDED FOR IN THE MERGER AGREEMENT.
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SSL INTERNATIONAL PLC, LONDON
SECURITY G8401X108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Jul-2009
ISIN GB0007981128 AGENDA 702027067 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1. Receive the report and the accounts for 2009 and the auditable Management For For
part of the remuneration report
2. Approve the 2009 remuneration report Management For For
3. Declare a final dividend of 6.4 pence per ordinary share Management For For
4. Re-elect Ian Adamson as a Director, who retires by rotation Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 3
The Gabelli Small Cap Growth Fund
5. Re-elect Mr. Mark Moran as a Director, who retires by rotation Management For For
6. Re-elect Gerald Corbett as a Director, who retires by rotation Management For For
7. Re-elect Mr. Peter Johnson as a Director, who retires by Management For For
rotation
8. Re-appoint KPMG Audit Plc as the Auditors of the Company Management For For
9. Authorize the Directors to set the Auditors' remuneration Management For For
10. Approve the establishment of the SSL International Plc Share Management For For
Save Plan 2009
11. Approve to increase the authorized share capital of the Company Management For For
to GBP 40,000,000
12. Approve to renew the authority given to the Directors to allot Management For For
shares
S.13 Approve to renew the authority given to the Directors to allot Management For For
equity securities for cash including the authority to sell or
allot treasury shares
S.14 Authorize the Company to purchase the Company's shares Management For For
S.15 Grant authority to call the general meetings of the Company Management For For
[not being an AGM] by notice of at least 14 clear days
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MODINE MANUFACTURING COMPANY
SECURITY 607828100 MEETING TYPE Annual
TICKER SYMBOL MOD MEETING DATE 23-Jul-2009
ISIN US6078281002 AGENDA 933115342 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 FRANK W. JONES For For
2 DENNIS J. KUESTER For For
3 MICHAEL T. YONKER For For
02 APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF Management For For
INCORPORATION TO PROVIDE FOR A MAJORITY VOTING STANDARD FOR THE
ELECTION OF DIRECTORS.
03 APPROVE AN AMENDMENT TO THE BYLAWS TO PROVIDE FOR A MAJORITY Management For For
VOTING STANDARD FOR THE ELECTION OF DIRECTORS.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
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BROWN-FORMAN CORPORATION
SECURITY 115637100 MEETING TYPE Annual
TICKER SYMBOL BFA MEETING DATE 23-Jul-2009
ISIN US1156371007 AGENDA 933118778 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: PATRICK BOUSQUET-CHAVANNE Management For For
1B ELECTION OF DIRECTOR: GEO. GARVIN BROWN IV Management For For
1C ELECTION OF DIRECTOR: MARTIN S. BROWN, JR. Management For For
1D ELECTION OF DIRECTOR: JOHN D. COOK Management For For
1E ELECTION OF DIRECTOR: SANDRA A. FRAZIER Management For For
1F ELECTION OF DIRECTOR: RICHARD P. MAYER Management For For
1G ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Management For For
1H ELECTION OF DIRECTOR: WILLIAM M. STREET Management For For
1I ELECTION OF DIRECTOR: DACE BROWN STUBBS Management For For
1J ELECTION OF DIRECTOR: PAUL C. VARGA Management For For
1K ELECTION OF DIRECTOR: JAMES S. WELCH, JR. Management For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES SET FORTH IN THE 2004 Management For For
OMNIBUS COMPENSATION PLAN, AS DESCRIBED IN THE PROXY STATEMENT.
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ITO EN,LTD.
SECURITY J25027103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jul-2009
ISIN JP3143000002 AGENDA 702038298 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Approve Minor Revisions Related to Management For For
Dematerialization of Shares and the other Updated Laws and
Regulations, Allow Board to Make Rules Governing Exercise of
Shareholders' Rights
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 4
The Gabelli Small Cap Growth Fund
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LEGG MASON, INC.
SECURITY 524901105 MEETING TYPE Annual
TICKER SYMBOL LM MEETING DATE 28-Jul-2009
ISIN US5249011058 AGENDA 933116281 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT E. ANGELICA For For
2 BARRY W. HUFF For For
3 JOHN E. KOERNER III For For
4 CHERYL GORDON KRONGARD For For
5 SCOTT C. NUTTALL For For
02 AMENDMENT OF THE LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN Management For For
AND APPROVAL TO ISSUE ADDITIONAL 1,000,000 SHARES CURRENTLY
COVERED BY THE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE EXECUTIVE INCENTIVE Shareholder Against For
COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING. Shareholder Against For
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ROCK FIELD CO.,LTD.
SECURITY J65275109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jul-2009
ISIN JP3984200000 AGENDA 702042398 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Approve Minor Revisions Related to Management For For
Dematerialization of Shares and the other Updated Laws and
Regulations, Allow Board to Make Rules Governing Exercise of
Shareholders' Rights
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
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PLANTRONICS, INC.
SECURITY 727493108 MEETING TYPE Annual
TICKER SYMBOL PLT MEETING DATE 29-Jul-2009
ISIN US7274931085 AGENDA 933112649 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MARV TSEU For For
2 KEN KANNAPPAN For For
3 BRIAN DEXHEIMER For For
4 GREGG HAMMANN For For
5 JOHN HART For For
6 MARSHALL MOHR For For
7 ROGER WERY For For
02 RATIFY AND APPROVE AMENDMENTS TO THE 2003 STOCK PLAN. Management Against Against
03 RATIFY AND APPROVE AMENDMENTS TO THE 2002 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS
FOR FISCAL 2010.
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COMSCORE, INC.
SECURITY 20564W105 MEETING TYPE Annual
TICKER SYMBOL SCOR MEETING DATE 29-Jul-2009
ISIN US20564W1053 AGENDA 933114807 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM J. HENDERSON For For
2 RONALD J. KORN For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
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CROWN MEDIA HOLDINGS, INC.
SECURITY 228411104 MEETING TYPE Annual
TICKER SYMBOL CRWN MEETING DATE 30-Jul-2009
ISIN US2284111042 AGENDA 933111522 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM J. ABBOTT For For
2 DWIGHT C. ARN For For
3 ROBERT C. BLOSS For For
4 WILLIAM CELLA For For
5 GLENN CURTIS For For
6 STEVE DOYAL For For
7 BRIAN E. GARDNER For For
8 HERBERT A. GRANATH For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 5
The Gabelli Small Cap Growth Fund
9 DONALD J. HALL, JR. For For
10 IRVINE O. HOCKADAY, JR. For For
11 A. DRUE JENNINGS For For
12 PETER A. LUND For For
13 BRAD R. MOORE For For
14 DEANNE R. STEDEM For For
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KEMET CORPORATION
SECURITY 488360108 MEETING TYPE Annual
TICKER SYMBOL KEME MEETING DATE 30-Jul-2009
ISIN US4883601084 AGENDA 933121092 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: WILFRIED BACKES Management For For
1B ELECTION OF DIRECTOR: GURMINDER S. BEDI Management For For
1C ELECTION OF DIRECTOR: PER-OLOF LOOF Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2010.
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HAWKINS, INC.
SECURITY 420261109 MEETING TYPE Annual
TICKER SYMBOL HWKN MEETING DATE 05-Aug-2009
ISIN US4202611095 AGENDA 933122335 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN S. MCKEON For For
2 JOHN R. HAWKINS For For
3 JAMES A. FAULCONBRIDGE For For
4 DUANE M. JERGENSON For For
5 DARYL I. SKAAR For For
6 JAMES T. THOMPSON For For
7 JEFFREY L. WRIGHT For For
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LAKES ENTERTAINMENT, INC.
SECURITY 51206P109 MEETING TYPE Annual
TICKER SYMBOL LACO MEETING DATE 06-Aug-2009
ISIN US51206P1093 AGENDA 933120812 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 THE ADOPTION OF A RESOLUTION TO REDUCE THE NUMBER OF MEMBERS OF Management For For
THE BOARD OF DIRECTORS FROM EIGHT TO SEVEN
02 DIRECTOR Management
1 LYLE BERMAN For For
2 TIMOTHY J. COPE For For
3 MORRIS GOLDFARB For For
4 NEIL I. SELL For For
5 RAY MOBERG For For
6 LARRY C. BARENBAUM For For
7 RICHARD D. WHITE For For
03 THE APPROVAL OF AN AMENDMENT TO THE 2007 STOCK OPTION AND Management Against Against
COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF OUR
COMMON STOCK AUTHORIZED FOR AWARDS FROM 500,000 TO 2,500,000
04 THE APPROVAL OF AN AMENDMENT TO THE LAKES ENTERTAINMENT, INC. Management Against Against
2007 STOCK OPTION AND COMPENSATION PLAN TO PERMIT REPRICING,
ADJUSTMENT OR AMENDMENT TO THE EXERCISE PRICE OF OPTIONS OR THE
GRANT PRICE OF STOCK APPRECIATION RIGHTS PREVIOUSLY AWARDED,
WITH SHAREHOLDER APPROVAL
05 SUBJECT TO APPROVAL OF ITEMS 3 AND 4 ABOVE, THE APPROVAL OF A Management Against Against
VALUE-FOR-VALUE STOCK OPTION EXCHANGE PROGRAM
06 THE RATIFICATION OF THE APPOINTMENT OF PIERCY BOWLER TAYLOR & Management For For
KERN, CERTIFIED PUBLIC ACCOUNTANTS, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR
07 THE TRANSACTION OF ANY OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
OF THE ANNUAL MEETING
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 6
The Gabelli Small Cap Growth Fund
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BRANDPARTNERS GROUP, INC.
SECURITY 10531R107 MEETING TYPE Annual
TICKER SYMBOL BPTR MEETING DATE 07-Aug-2009
ISIN US10531R1077 AGENDA 933123856 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: J. WELDON CHITWOOD (CLASS I DIRECTOR) Management For For
1B ELECTION OF DIRECTOR: ANTHONY S. GRAHAM (CLASS I DIRECTOR) Management For For
1C ELECTION OF DIRECTOR: RICHARD LEVY (CLASS II DIRECTOR) Management For For
1D ELECTION OF DIRECTOR: JAMES F. BROOKS (CLASS III DIRECTOR) Management For For
02 RATIFICATION OF APPOINTMENT OF MSPC CERTIFIED PUBLIC Management For For
ACCOUNTANTS AND ADVISORS P.C.
03 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Management For For
AUTHORIZED COMMON STOCK TO 200,000,000 SHARES.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON Management For For
SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
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PRECISION CASTPARTS CORP.
SECURITY 740189105 MEETING TYPE Annual
TICKER SYMBOL PCP MEETING DATE 11-Aug-2009
ISIN US7401891053 AGENDA 933116659 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MARK DONEGAN For For
2 VERNON E. OECHSLE For For
3 RICK SCHMIDT For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
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MONRO MUFFLER BRAKE, INC.
SECURITY 610236101 MEETING TYPE Annual
TICKER SYMBOL MNRO MEETING DATE 11-Aug-2009
ISIN US6102361010 AGENDA 933122309 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 FREDERICK M. DANZINGER For For
2 ROBERT G. GROSS For For
3 PETER J. SOLOMON For For
4 FRANCIS R. STRAWBRIDGE For For
02 TO RATIFY THE PROPOSAL REGARDING REEVALUATING THE SELECTION OF Management For For
INDEPENDENT PUBLIC ACCOUNTANTS.
03 TO RE-APPROVE THE MONRO MUFFLER BRAKE, INC. MANAGEMENT Management For For
INCENTIVE COMPENSATION PLAN.
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CAVALIER HOMES, INC.
SECURITY 149507105 MEETING TYPE Special
TICKER SYMBOL CAV MEETING DATE 13-Aug-2009
ISIN US1495071052 AGENDA 933123654 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
JUNE 14, 2009, AS AMENDED FROM TIME TO TIME, BY AND AMONG
SOUTHERN ENERGY HOMES, INC., T MERGER SUB, INC. AND CAVALIER
HOMES, INC.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
03 TO CONSIDER AND ACT UPON SUCH OTHER MATTERS AS MAY PROPERLY Management For For
COME BEFORE THE SPECIAL MEETING.
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KKR & CO. (GUERNSEY) L.P.
SECURITY G52830109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Aug-2009
ISIN GB00B13BNQ35 AGENDA 702056537 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
Please note the meeting type is a written consent Non-Voting
Please note you must vote "FOR" to consent or "AGAINST" to not Non-Voting
consent on the-below resolution
1. To consummate the combination of the asset management business Management For For
of KKR & Co. L.P. ("KKR") and its affiliates with the assets
and liabilities of KKR Private Equity Investors, L.P. ("KPE")
pursuant to the Amended and Restated Purchase and Sale
Agreement, dated as of July 19, 2009, by and among KPE and KKR
and the other parties thereto, as it may be amended or modified
from time to time.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 7
The Gabelli Small Cap Growth Fund
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AIRGAS, INC.
SECURITY 009363102 MEETING TYPE Annual
TICKER SYMBOL ARG MEETING DATE 18-Aug-2009
ISIN US0093631028 AGENDA 933122676 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES W. HOVEY For For
2 PAULA A. SNEED For For
3 DAVID M. STOUT For For
4 ELLEN C. WOLF For For
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE THE AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN. Management Against Against
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LA-Z-BOY INCORPORATED
SECURITY 505336107 MEETING TYPE Annual
TICKER SYMBOL LZB MEETING DATE 19-Aug-2009
ISIN US5053361078 AGENDA 933118956 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN H. FOSS** For For
2 JANET E. KERR** For For
3 NIDO R. QUBEIN** For For
4 RICHARD M. GABRYS* For For
02 BOARD PROPOSAL TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
SECURITY 832696405 MEETING TYPE Annual
TICKER SYMBOL SJM MEETING DATE 19-Aug-2009
ISIN US8326964058 AGENDA 933120367 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: PAUL J. DOLAN Management For For
1B ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT Management For For
1C ELECTION OF DIRECTOR: GARY A. OATEY Management For For
1D ELECTION OF DIRECTOR: ALEX SHUMATE Management For For
1E ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED ARTICLES OF Management Against Against
INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN DIRECTOR
ELECTIONS
04 ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED ARTICLES OF Management Against Against
INCORPORATION TO REQUIRE MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS (IMPLEMENTATION OF THIS PROPOSAL 4 IS
CONDITIONED UPON APPROVAL OF PROPOSAL 3)
05 ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED REGULATIONS Management Against Against
TO ALLOW THE BOARD OF DIRECTORS TO AMEND THE AMENDED
REGULATIONS TO THE EXTENT PERMITTED BY LAW
- --------------------------------------------------------------------------------
PSS WORLD MEDICAL, INC.
SECURITY 69366A100 MEETING TYPE Annual
TICKER SYMBOL PSSI MEETING DATE 20-Aug-2009
ISIN US69366A1007 AGENDA 933120329 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JEFFREY C. CROWE For For
2 STEVEN T. HALVERSON For For
02 TO APPROVE THE AMENDED AND RESTATED 2006 INCENTIVE PLAN. Management For For
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR.
- --------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANT'ILARIO (RE)
SECURITY T5513W107 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 24-Aug-2009
ISIN IT0001078911 AGENDA 702052755 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A SE-COND CALL ON 25 AUG 2009 (AND A THIRD CALL
ON 26 AUG 2009). CONSEQUENTLY, YOUR-VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMEN-DED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM-IS MET OR THE MEETING IS CANCELLED. THANK YOU.
1. Authorize the Board of Directors council to increase the share Management No Action
capital any adjournment thereof and amend Article 5 of the
Company
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 8
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
WHX CORPORATION
SECURITY 929248607 MEETING TYPE Annual
TICKER SYMBOL WXCO MEETING DATE 25-Aug-2009
ISIN US9292486076 AGENDA 933126701 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 ROBERT FRANKFURT For For
3 JACK L. HOWARD For For
4 GLEN M. KASSAN For For
5 LOUIS KLEIN, JR. For For
6 JOHN H. MCNAMARA JR. For For
7 JOHN J. QUICKE For For
8 GAREN W. SMITH For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
MATRIXX INITIATIVES, INC.
SECURITY 57685L105 MEETING TYPE Annual
TICKER SYMBOL MTXX MEETING DATE 26-Aug-2009
ISIN US57685L1052 AGENDA 933125569 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SAMUEL C. COWLEY* For For
2 L. WHITE MATTHEWS, III* For For
3 WILLIAM C. EGAN** For For
02 APPROVE AN AMENDMENT TO MATRIXX INITIATIVES, INC. 2001 Management Against Against
LONG-TERM INCENTIVE PLAN (THE "2001 INCENTIVE PLAN") TO
INCREASE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER
FROM 1,500,000 TO 2,250,000, TO EXTEND THE TERM OF THE 2001
INCENTIVE PLAN FOR AN ADDITIONAL FIVE YEARS, AND TO MAKE OTHER
TECHNICAL CHANGES TO UPDATE AND CLARIFY CERTAIN ASPECTS OF THE
2001 INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2010.
- --------------------------------------------------------------------------------
CAPSTONE TURBINE CORPORATION
SECURITY 14067D102 MEETING TYPE Annual
TICKER SYMBOL CPST MEETING DATE 27-Aug-2009
ISIN US14067D1028 AGENDA 933122739 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ELIOT G. PROTSCH For For
2 RICHARD K. ATKINSON For For
3 JOHN V. JAGGERS For For
4 DARREN R. JAMISON For For
5 NOAM LOTAN For For
6 GARY J. MAYO For For
7 GARY D. SIMON For For
8 HOLLY A. VAN DEURSEN For For
9 DARRELL J. WILK For For
2 APPROVAL OF AN AMENDMENT TO THE CAPSTONE TURBINE CORPORATION Management For For
AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN, AS AMENDED;
3 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2010; AND
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 9
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
BANK OF FLORIDA CORPORATION
SECURITY 062128103 MEETING TYPE Special
TICKER SYMBOL BOFL MEETING DATE 27-Aug-2009
ISIN US0621281031 AGENDA 933131043 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 ADOPTION OF AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO Management Against Against
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
20,000,000 TO 100,000,000 AND THE NUMBER OF AUTHORIZED SHARES
OF PREFERRED STOCK FROM 1,000,000 TO 10,000,000.
02 AUTHORIZATION OF A PRIVATE PLACEMENT OF OUR SECURITIES TO Management Against Against
ACCREDITED INVESTORS, INCLUDING OUR INSIDERS.
03 THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management Against Against
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES TO APPROVE
EITHER OF THE FOREGOING PROPOSALS.
- --------------------------------------------------------------------------------
AXSYS TECHNOLOGIES, INC.
SECURITY 054615109 MEETING TYPE Special
TICKER SYMBOL AXYS MEETING DATE 01-Sep-2009
ISIN US0546151095 AGENDA 933129846 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE Management For For
4, 2009, AMONG AXSYS TECHNOLOGIES, INC., GENERAL DYNAMICS
ADVANCED INFORMATION SYSTEMS, INC. AND VISION MERGER SUB, INC.
02 APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, Management For For
TO PERMIT FURTHER SOLICITATION OF PROXIES.
- --------------------------------------------------------------------------------
TIVO INC.
SECURITY 888706108 MEETING TYPE Annual
TICKER SYMBOL TIVO MEETING DATE 02-Sep-2009
ISIN US8887061088 AGENDA 933125595 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RANDY KOMISAR For For
2 THOMAS WOLZIEN For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31,
2010.
03 TO APPROVE AN AMENDMENT TO THE 2008 EQUITY INCENTIVE AWARD PLAN Management Against Against
TO RESERVE AN ADDITIONAL 4,000,000 SHARES OF OUR COMMON STOCK
FOR ISSUANCE.
- --------------------------------------------------------------------------------
VITASOY INTERNATIONAL HOLDINGS LTD
SECURITY Y93794108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-Sep-2009
ISIN HK0345001611 AGENDA 702046637 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' Non-Voting
WILL BE TREATED T-HE SAME AS A 'TAKE NO ACTION' VOTE. THANK YOU.
1. Receive and adopt the audited financial statements and the Management For For
reports of the Directors and Auditors for the YE 31 MAR 2009
2. Approve the payment of a final dividend in respect of the YE 31 Management For For
MAR 2009
3. Approve the payment of a special dividend in respect of the YE Management For For
31 MAR 2009
4.A.1 Re-elect Dr. the Honorable. Sir David Kwok-po LI as a Director Management For For
4.A.2 Re-elect Mr. Jan P. S. ERLUND as a Director Management For For
4.A.3 Re-elect Mr. Eric Fat YU as a Director Management For For
4.B Approve to fix the remuneration of the Directors Management For For
5. Appoint the Auditors and authorize the Directors to fix their Management For For
remuneration
6.A Authorize the Directors of the Company to issue, allot and deal Management For For
with additional shares in the capital of the Company, and to
make or grant offers, agreements and options in respect
thereof, subject to the following conditions: [a] such mandate
shall not extend beyond the relevant period [as specified] save
that the Directors of the Company may during the relevant
period which might require the exercise of such powers after
the end of the relevant period; the aggregate nominal amount
shall not exceed the 20% of the share capital of the Company in
issue at the date of passing of this resolution plus [if the
Directors of the Company are so authorized by separate
resolution of shareholders of the Company] the nominal amount
of share capital of the Company repurchased by the Company
subsequent to the passing of this resolution [up to a maximum
equivalent to 10% of the aggregate nominal amount of share
capital in issue at date of passing this resolution] otherwise
than pursuant to [i] a rights issue [as specified]; [ii] any
scrip dividend scheme or similar arrangement for time being
adopted for the grant or issue to Officers and/or employees of
the Company and/or any of its subsidiaries of shares or rights
to acquire shares of the Company; [Authority expires whichever
is earlier at the conclusion of the next AGM of the Company or
the expiration of the period within which the next AGM of the
Company is required by the Articles of Association of the
Company or any applicable laws to be held]
6.B Authorize the Directors of the Company an unconditional general Management For For
mandate to repurchase shares of HKD 0.25 each in the capital of
the Company, and to purchase shares subject to and in
accordance with all applicable laws, rules and regulations
subject to the conditions: [a] such mandate shall not extend
beyond the relevant period [which shall have the same meaning
for the purpose of this resolution, mutatis mutandis, as
specified; [b] such mandate shall authorize the Directors of
the Company to procure the Company to repurchase shares at such
prices as the Directors
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 10
The Gabelli Small Cap Growth Fund
of the Company may at their discretion determine; [c] and the
aggregate nominal amount of shares repurchased or agreed to be
repurchased by the Company pursuant to paragraph of this
resolution during the relevant period shall not exceed 10% of
the aggregate nominal amount of the share capital of the
Company in issue at the date of passing of this resolution and
the said approval shall be limited accordingly
6.C Approve, conditional upon the passing of resolutions 6A and Management For For
6B,the aggregate nominal amount of the shares which are
repurchased by the Company pursuant to and in accordance with
resolution 6B specified in the notice of AGM shall be added to
the aggregate nominal amount of the shares which may be
allotted or agreed, conditionally or unconditionally, to be
allotted by the Directors of the Company pursuant to and in
accordance with resolution 6A
- --------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC.
SECURITY 632347100 MEETING TYPE Annual
TICKER SYMBOL NATH MEETING DATE 10-Sep-2009
ISIN US6323471002 AGENDA 933125949 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT J. EIDE For For
2 ERIC GATOFF For For
3 BRIAN S. GENSON For For
4 BARRY LEISTNER For For
5 HOWARD M. LORBER For For
6 WAYNE NORBITZ For For
7 DONALD L. PERLYN For For
8 A.F. PETROCELLI For For
9 CHARLES RAICH For For
- --------------------------------------------------------------------------------
VALUE LINE, INC.
SECURITY 920437100 MEETING TYPE Annual
TICKER SYMBOL VALU MEETING DATE 10-Sep-2009
ISIN US9204371002 AGENDA 933133922 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 H.A. BRECHER For For
2 E.A. BUTTNER For For
3 J.B. BUTTNER For For
4 D.T. HENIGSON For For
5 H. PARDES For For
6 M.N. RUTH For For
7 E. SHANAHAN For For
8 R. LEGON For For
9 R.M. PERKINS For For
- --------------------------------------------------------------------------------
MICRUS ENDOVASCULAR CORPORATION
SECURITY 59518V102 MEETING TYPE Annual
TICKER SYMBOL MEND MEETING DATE 15-Sep-2009
ISIN US59518V1026 AGENDA 933126953 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MICHAEL L. EAGLE For For
2 FRED HOLUBOW For For
3 GREGORY H. WOLF For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2010.
- --------------------------------------------------------------------------------
NASHUA CORPORATION
SECURITY 631226107 MEETING TYPE Special
TICKER SYMBOL NSHA MEETING DATE 15-Sep-2009
ISIN US6312261075 AGENDA 933132538 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
MAY 6, 2009, AMONG CENVEO, INC. ("CENVEO"), NM ACQUISITION
CORP., A WHOLLY-OWNED SUBSIDIARY OF CENVEO ("MERGER SUB"), AND
NASHUA CORPORATION PURSUANT TO WHICH NASHUA CORPORATION AND
MERGER SUB WILL MERGE, AND THE TRANSACTIONS CONTEMPLATED
THEREBY.
02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY, TO PERMIT NASHUA CORPORATION TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES TO CONSTITUTE A QUORUM
OR TO APPROVE THE AGREEMENT AND PLAN OF MERGER.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 11
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
SECURITY 591520200 MEETING TYPE Annual
TICKER SYMBOL MEI MEETING DATE 17-Sep-2009
ISIN US5915202007 AGENDA 933127981 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WALTER J. ASPATORE For For
2 WARREN L. BATTS For For
3 J. EDWARD COLGATE For For
4 DARREN M. DAWSON For For
5 DONALD W. DUDA For For
6 ISABELLE C. GOOSSEN For For
7 CHRISTOPHER J. HORNUNG For For
8 PAUL G. SHELTON For For
9 LAWRENCE B. SKATOFF For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & Management For For
YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 1, 2010.
- --------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
SECURITY 968223305 MEETING TYPE Annual
TICKER SYMBOL JWB MEETING DATE 17-Sep-2009
ISIN US9682233054 AGENDA 933128630 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WARREN J. BAKER For For
2 RICHARD M HOCHHAUSER For For
3 MATTHEW S. KISSNER For For
4 EDUARDO MENASCE For For
5 WILLIAM J. PESCE For For
6 BRADFORD WILEY II For For
7 PETER BOOTH WILEY For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
ACCOUNTANTS.
03 APPROVAL OF THE 2009 KEY EMPLOYEE STOCK PLAN. Management Against Against
04 APPROVAL OF THE 2009 EXECUTIVE ANNUAL INCENTIVE PLAN. Management For For
05 APPROVAL OF THE 2009 DIRECTOR STOCK PLAN. Management Against Against
- --------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES CORPORATION
SECURITY 130439102 MEETING TYPE Contested-Annual
TICKER SYMBOL CAMD MEETING DATE 17-Sep-2009
ISIN US1304391022 AGENDA 933128680 - Opposition
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN FICHTHORN Withheld *
2 J. MICHAEL GULLARD Withheld *
3 KENNETH POTASHNER Withheld *
4 MGT NOM JON S. CASTOR Withheld *
5 MGT NOM ROBERT DICKSON Withheld *
6 MGT NOM DR. EDWARD ROSS Withheld *
7 MGT NOM DAVID WITTROCK Withheld *
02 THE COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF GRANT Management For *
THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2010.
03 THE COMPANY'S PROPOSAL TO AMEND THE 1995 EMPLOYEE STOCK Management Abstain *
PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER BY 200,000 SHARES FROM 1,940,000 SHARES
TO 2,140,000 SHARES.
*MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Contested-Annual
TICKER SYMBOL GRB MEETING DATE 17-Sep-2009
ISIN US3737301008 AGENDA 933133504 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 12
The Gabelli Small Cap Growth Fund
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 JAVIER PEREZ For For
7 CAROLE F. ST. MARK For For
8 W. JERRY VEREEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2010 FISCAL YEAR.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE GERBER SCIENTIFIC, INC. Management Against Against
2006 OMNIBUS INCENTIVE PLAN TO INCREASE BY 1,250,000 SHARES THE
NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
- --------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC.
SECURITY 147528103 MEETING TYPE Annual
TICKER SYMBOL CASY MEETING DATE 18-Sep-2009
ISIN US1475281036 AGENDA 933130469 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RONALD M. LAMB For For
2 ROBERT J. MYERS For For
3 DIANE C. BRIDGEWATER For For
4 JOHNNY DANOS For For
5 H. LYNN HORAK For For
6 KENNETH H. HAYNIE For For
7 WILLIAM C. KIMBALL For For
8 JEFFREY M. LAMBERTI For For
9 RICHARD A. WILKEY For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR FISCAL YEAR 2010.
03 TO APPROVE THE CASEY'S GENERAL STORES, INC. 2009 STOCK Management Against Against
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
SKYLINE CORPORATION
SECURITY 830830105 MEETING TYPE Annual
TICKER SYMBOL SKY MEETING DATE 21-Sep-2009
ISIN US8308301055 AGENDA 933131144 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ARTHUR J. DECIO For For
2 THOMAS G. DERANEK For For
3 JOHN C. FIRTH For For
4 JERRY HAMMES For For
5 WILLIAM H. LAWSON For For
6 DAVID T. LINK For For
7 ANDREW J. MCKENNA For For
- --------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY
SECURITY 24522P103 MEETING TYPE Annual
TICKER SYMBOL DLM MEETING DATE 24-Sep-2009
ISIN US24522P1030 AGENDA 933133516 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: TERENCE D. MARTIN Management For For
1C ELECTION OF DIRECTOR: RICHARD G. WOLFORD Management For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE DEL MONTE FOODS Management For For
COMPANY CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS.
03 TO APPROVE THE DEL MONTE FOODS COMPANY 2002 STOCK INCENTIVE Management Against Against
PLAN, AS AMENDED AND RESTATED.
04 TO APPROVE THE DEL MONTE FOODS COMPANY ANNUAL INCENTIVE PLAN, Management For For
AS AMENDED AND RESTATED.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS DEL MONTE FOODS Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS
FISCAL YEAR ENDING MAY 2, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 13
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC.
SECURITY 232860106 MEETING TYPE Special
TICKER SYMBOL DECC MEETING DATE 24-Sep-2009
ISIN US2328601065 AGENDA 933133946 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MAY 10, 2009, BY AND AMONG WINDSTREAM CORPORATION,
DELTA MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF
WINDSTREAM, AND D&E COMMUNICATIONS, INC.
02 PROPOSAL TO GRANT DISCRETIONARY AUTHORITY TO ADJOURN THE Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTING THE AGREEMENT AND
PLAN OF MERGER.
- --------------------------------------------------------------------------------
SPSS INC.
SECURITY 78462K102 MEETING TYPE Special
TICKER SYMBOL SPSS MEETING DATE 02-Oct-2009
ISIN US78462K1025 AGENDA 933142616 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
JULY 27, 2009, BY AND AMONG SPSS INC., INTERNATIONAL BUSINESS
MACHINES CORPORATION AND PIPESTONE ACQUISITION CORP. (THE
"MERGER AGREEMENT").
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION
SECURITY 863111100 MEETING TYPE Annual
TICKER SYMBOL STRT MEETING DATE 06-Oct-2009
ISIN US8631111007 AGENDA 933136168 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HAROLD M. STRATTON II For For
2 ROBERT FEITLER For For
- --------------------------------------------------------------------------------
THE MOSAIC COMPANY
SECURITY 61945A107 MEETING TYPE Annual
TICKER SYMBOL MOS MEETING DATE 08-Oct-2009
ISIN US61945A1079 AGENDA 933133578 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PHYLLIS E. COCHRAN For For
2 ROBERT L. LUMPKINS For For
3 HAROLD H. MACKAY For For
4 WILLIAM T. MONAHAN For For
02 APPROVAL OF THE AMENDED PERFORMANCE GOALS UNDER THE MOSAIC Management For For
COMPANY 2004 OMNIBUS STOCK AND INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 31, 2010.
- --------------------------------------------------------------------------------
AAR CORP.
SECURITY 000361105 MEETING TYPE Annual
TICKER SYMBOL AIR MEETING DATE 14-Oct-2009
ISIN US0003611052 AGENDA 933134304 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MICHAEL R. BOYCE For For
2 JAMES G. BROCKSMITH, JR For For
3 DAVID P. STORCH For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MAY 31, 2010.
- --------------------------------------------------------------------------------
THE MARCUS CORPORATION
SECURITY 566330106 MEETING TYPE Annual
TICKER SYMBOL MCS MEETING DATE 14-Oct-2009
ISIN US5663301068 AGENDA 933137994 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN H. MARCUS For For
2 DIANE MARCUS GERSHOWITZ For For
3 DANIEL F. MCKEITHAN, JR For For
4 ALLAN H. SELIG For For
5 TIMOTHY E. HOEKSEMA For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 14
The Gabelli Small Cap Growth Fund
6 BRUCE J. OLSON For For
7 PHILIP L. MILSTEIN For For
8 BRONSON J. HAASE For For
9 JAMES D. ERICSON For For
10 GREGORY S. MARCUS For For
- --------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY
SECURITY 855668109 MEETING TYPE Annual
TICKER SYMBOL SCX MEETING DATE 14-Oct-2009
ISIN US8556681091 AGENDA 933145763 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 R.L. MONTGOMERY, JR. For For
2 DOUGLAS A. STARRETT For For
- --------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 19-Oct-2009
ISIN US03475V1017 AGENDA 933142870 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WESLEY E. JOHNSON, JR. For For
2 JAN KELTJENS For For
3 STEVEN R. LAPORTE For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
ANGIODYNAMICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2010.
03 TO AMEND ANGIODYNAMICS' 2004 STOCK AND INCENTIVE AWARD PLAN TO Management Against Against
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN FROM 3,000,000 TO 3,750,000.
- --------------------------------------------------------------------------------
MDS INC.
SECURITY 55269P302 MEETING TYPE Special
TICKER SYMBOL MDZ MEETING DATE 20-Oct-2009
ISIN CA55269P3025 AGENDA 933147577 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE SALE RESOLUTION, THE TEXT OF WHICH IS ATTACHED Management For For
AS APPENDIX B TO THE CIRCULAR.
- --------------------------------------------------------------------------------
IVANHOE MINES LTD.
SECURITY 46579N103 MEETING TYPE Special
TICKER SYMBOL IVN MEETING DATE 20-Oct-2009
ISIN CA46579N1033 AGENDA 933150106 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS AN ORDINARY Management For For
RESOLUTION AUTHORIZING AND APPROVING AN AGREEMENT DATED
SEPTEMBER 21, 2009 AMENDING THE PRIVATE PLACEMENT AGREEMENT
DATED OCTOBER 18, 2006 BETWEEN THE COMPANY AND RIO TINTO
INTERNATIONAL HOLDINGS LIMITED ("RIO TINTO"), AS PREVIOUSLY
AMENDED NOVEMBER 16, 2006 AND OCTOBER 24, 2007, (THE "PRIVATE
PLACEMENT AGREEMENT") EXTENDING THE EXPIRY DATE OF RIO TINTO'S
RIGHT AND OBLIGATION TO COMPLETE THE SECOND TRANCHE PRIVATE
PLACEMENT (AS DEFINED IN THE PRIVATE PLACEMENT AGREEMENT).
- --------------------------------------------------------------------------------
FLORIDA PUBLIC UTILITIES COMPANY
SECURITY 341135101 MEETING TYPE Special
TICKER SYMBOL FPU MEETING DATE 22-Oct-2009
ISIN US3411351014 AGENDA 933145092 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, BY AND AMONG FLORIDA Management Against Against
PUBLIC UTILITIES, CHESAPEAKE UTILITIES CORPORATION AND CPK
PELICAN, INC., AND THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
02 ADJOURN THE SPECIAL MEETING, AT THE DISCRETION OF THE PROXIES, Management Against Against
TO SOLICIT ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 15
The Gabelli Small Cap Growth Fund
MGP INGREDIENTS, INC.
SECURITY 55302G103 MEETING TYPE Annual
TICKER SYMBOL MGPI MEETING DATE 22-Oct-2009
ISIN US55302G1031 AGENDA 933148303 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LINDA E. MILLER For For
2 DARYL R. SCHALLER, PHD For For
02 PROPOSAL TO AMEND SECTION 4(A) OF THE STOCK INCENTIVE PLAN OF Management Against Against
2004 TO INCREASE THE NUMBER OF SHARES AUTHORIZED TO BE AWARDED
UNDER THE PLAN FROM 980,000 TO 2,680,000.
03 PROPOSAL TO AMEND SECTION 8(B)(II) OF THE STOCK INCENTIVE PLAN Management For For
OF 2004 TO ADD MODIFIED ECONOMIC PROFIT AS A BUSINESS CRITERIA
THAT MAY BE USED IN AWARDS INTENDED TO QUALIFY AS
PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE
INTERNAL REVENUE.
04 PROPOSAL TO AMEND SECTION 1.3(A) OF THE NON- EMPLOYEE Management Against Against
DIRECTORS' RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED TO BE AWARDED UNDER SUCH PLAN FROM 75,000 TO
175,000.
- --------------------------------------------------------------------------------
IDEATION ACQUISITION CORP.
SECURITY 451665202 MEETING TYPE Special
TICKER SYMBOL IDIU MEETING DATE 27-Oct-2009
ISIN US4516652025 AGENDA 933153049 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE AN AMENDMENT TO SECTION D OF ARTICLE SIXTH OF Management For For
IDEATION'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
02 APPROVE THE CORPORATE REDOMESTICATION OF IDEATION AS A CAYMAN Management For For
ISLANDS EXEMPTED COMPANY.
03 APPROVE THE BUSINESS COMBINATION BETWEEN ID CAYMAN AND SM Management For For
CAYMAN.
3A IF YOU HAVE VOTED "FOR" OR "AGAINST" PROPOSAL 3 AND ARE Management Abstain
EXERCISING YOUR CONVERSION RIGHTS, YOU MUST CHECK THE "FOR"
BOX. CONVERSION RIGHTS WILL BE EXCERCISABLE AT THIS TIME ONLY
IF THE BUSINESS COMBINATION IS APPROVED.
04 AUTHORIZATION IN ID CAYMAN'S MEMORANDUM OF ASSOCIATION OF Management For For
1,000,000,000 ORDINARY SHARES AND 10,000,000 PREFERRED SHARES.
05 APPROVE IN ID CAYMAN'S ARTICLES OF ASSOCIATION THE ELIMINATION Management For For
OF THE CLASSIFIED BOARD CURRENTLY AUTHORIZED IN IDEATION'S
CERTIFICATE OF INCORPORATION.
06 APPROVE IN ID CAYMAN'S ARTICLES A PROVISION THAT THE AMENDMENT Management For For
OF MEMORANDUM REQUIRE A VOTE OF TWO-THIRDS OF SHARES VOTING.
07 APPROVE IN ID CAYMAN'S ARTICLES A PROVISION THAT THE ID CAYMAN Management For For
SHAREHOLDERS MAY NOT PASS RESOLUTIONS WITHOUT HOLDING A MEETING.
08 APPROVE IN ID CAYMAN'S MEMORANDUM OF ASSOCIATION A PROVISION Management For For
PROVIDING FOR THE PERPETUAL EXISTENCE OF THE COMPANY.
09 APPROVE THE ASSUMPTION OF THE SEARCHMEDIA INTERNATIONAL LIMITED Management For For
2008 SHARE INCENTIVE PLAN AND ITS AMENDMENT AND RESTATEMENT.
10 APPROVE AN ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING Management For For
FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION
SECURITY 854231107 MEETING TYPE Annual
TICKER SYMBOL SXI MEETING DATE 28-Oct-2009
ISIN US8542311076 AGENDA 933146551 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CHARLES H. CANNON, JR. For For
2 GERALD H. FICKENSCHER For For
3 EDWARD J. TRAINOR For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
ARUZE CORP.
SECURITY J0204H106 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 30-Oct-2009
ISIN JP3126130008 AGENDA 702121865 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Amend Articles to: Change Official Company Name to Universal Management For For
Entertainment Corporation
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 16
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
WPT ENTERPRISES, INC.
SECURITY 98211W108 MEETING TYPE Special
TICKER SYMBOL WPTE MEETING DATE 30-Oct-2009
ISIN US98211W1080 AGENDA 933152225 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE THE SALE OF SUBSTANTIALLY ALL OF THE COMPANY'S Management For For
ASSETS OTHER THAN CASH, INVESTMENTS AND CERTAIN OTHER ASSETS,
PURSUANT TO THE ASSET PURCHASE AGREEMENT, DATED AS OF AUGUST
24, 2009, BY AND BETWEEN PEERLESS MEDIA LTD. AND THE COMPANY.
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO CHANGE THE COMPANY'S NAME TO ANTE4, INC. UPON
THE CLOSE OF THE ASSET SALE.
03 TO CONSIDER AND VOTE UPON AN ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY FOR A PERIOD OF NOT MORE THAN 30 DAYS, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE THE ASSET SALE.
- --------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC
SECURITY G4755S126 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 03-Nov-2009
ISIN IE0004614818 AGENDA 702101495 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1. PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: approve to Shareholder Against For
remove Dr. Brian J. Hillery from his office as the Chairman of
the Company in accordance with Section 182 of the Companies Act
1963 with immediate effect
2. PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: appoint a Shareholder Against For
new Senior Independent Director with immediate effect
- --------------------------------------------------------------------------------
HOME INNS & HOTELS MANAGEMENT INC.
SECURITY 43713W107 MEETING TYPE Annual
TICKER SYMBOL HMIN MEETING DATE 03-Nov-2009
ISIN US43713W1071 AGENDA 933150447 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 THE RESOLUTION AS SET OUT IN ITEM 1 OF THE NOTICE OF ANNUAL Management For For
GENERAL MEETING REGARDING THE AMENDMENT OF THE COMPANY'S 2006
SHARE INCENTIVE PLAN.
02 THE RESOLUTION AS SET OUT IN ITEM 2 OF THE NOTICE OF ANNUAL Management For For
GENERAL MEETING REGARDING THE AMENDMENT OF THE COMPANY'S
MEMORANDUM AND ARTICLES OF ASSOCIATION.
03 THE RESOLUTION AS SET OUT IN ITEM 3 OF THE NOTICE OF ANNUAL Management For For
GENERAL MEETING REGARDING THE ADOPTION OF AN AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION.
- --------------------------------------------------------------------------------
OPENTV CORP.
SECURITY G67543101 MEETING TYPE Annual
TICKER SYMBOL OPTV MEETING DATE 04-Nov-2009
ISIN VGG675431016 AGENDA 933145890 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 NIGEL W. BENNETT For For
2 JOSEPH DEISS For For
3 LUCIEN GANI For For
4 ANDRE KUDELSKI For For
5 JERRY MACHOVINA For For
6 ALEX OSADZINSKI For For
7 PIERRE ROY For For
8 MAURO SALADINI For For
9 CLAUDE SMADJA For For
02 RATIFY OUR BOARD OF DIRECTORS' SELECTION OF GRANT THORNTON LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR OUR 2009
FISCAL YEAR. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE
"AGAINST" THE FOLLOWING PROPOSAL
03 A SHAREHOLDER PROPOSAL CONCERNING A DUTCH AUCTION TENDER OFFER Shareholder Against For
TO REPURCHASE AT LEAST $30 MILLION OF OUR CLASS A ORDINARY
SHARES FROM OUR SHAREHOLDERS.
- --------------------------------------------------------------------------------
MEREDITH CORPORATION
SECURITY 589433101 MEETING TYPE Annual
TICKER SYMBOL MDP MEETING DATE 04-Nov-2009
ISIN US5894331017 AGENDA 933146145 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JAMES R. CRAIGIE For For
2 WILLIAM T. KERR For For
3 FREDERICK B. HENRY For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING JUNE 30, 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 17
The Gabelli Small Cap Growth Fund
3 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD OF DIRECTORS Management For For
TO REAFFIRM THE PREVIOUSLY APPROVED BUSINESS CRITERIA, CLASSES
OF ELIGIBLE PARTICIPANTS, AND MAXIMUM ANNUAL INCENTIVES AWARDED
UNDER THE AMENDED AND RESTATED MEREDITH CORPORATION 2004 STOCK
INCENTIVE PLAN
4 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD OF DIRECTORS Management Against Against
TO AUTHORIZE AN ADDITIONAL RESERVE OF 3,500,000 SHARES THAT MAY
BE GRANTED UNDER THE AMENDED AND RESTATED MEREDITH CORPORATION
2004 STOCK INCENTIVE PLAN
- --------------------------------------------------------------------------------
HUNTSMAN CORPORATION
SECURITY 447011107 MEETING TYPE Annual
TICKER SYMBOL HUN MEETING DATE 04-Nov-2009
ISIN US4470111075 AGENDA 933146943 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 PETER R. HUNTSMAN For For
2 WAYNE A. REAUD For For
3 ALVIN V. SHOEMAKER For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HUNTSMAN Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2009.
3 APPROVE THE AMENDMENT AND RESTATEMENT OF THE HUNTSMAN STOCK Management Against Against
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
WINN-DIXIE STORES, INC.
SECURITY 974280307 MEETING TYPE Annual
TICKER SYMBOL WINN MEETING DATE 04-Nov-2009
ISIN US9742803078 AGENDA 933147298 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EVELYN V. FOLLIT For For
2 CHARLES P. GARCIA For For
3 JEFFREY C. GIRARD For For
4 YVONNE R. JACKSON For For
5 GREGORY P. JOSEFOWICZ For For
6 PETER L. LYNCH For For
7 JAMES P. OLSON For For
8 TERRY PEETS For For
9 RICHARD E. RIVERA For For
02 APPROVAL OF THE WINN-DIXIE STORES, INC. FISCAL 2010 EQUITY Management Against Against
INCENTIVE PLAN.
03 APPROVAL OF A ONE-TIME STOCK OPTION EXCHANGE PROGRAM FOR Management Against Against
ASSOCIATES OTHER THAN DIRECTORS AND NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
SECURITY H27178104 MEETING TYPE Special
TICKER SYMBOL FWLT MEETING DATE 04-Nov-2009
ISIN CH0018666781 AGENDA 933150055 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 ELECTION OF DIRECTOR: CLAYTON C. DALEY, JR. Management For For
02 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE Management For For
AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY
GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS
FOLLOWS.
- --------------------------------------------------------------------------------
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Annual
TICKER SYMBOL MAG MEETING DATE 05-Nov-2009
ISIN US5594241060 AGENDA 933146121 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID A. BLOSS, SR. For For
2 YON Y. JORDEN For For
3 MITCHELL I. QUAIN For For
4 DAVID P. REILAND For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2010.
03 APPROVAL OF ADOPTION OF THE SECOND AMENDED AND RESTATED 2004 Management For For
STOCK INCENTIVE PLAN OF MAGNETEK, INC.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 18
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
SCHIFF NUTRITION INTERNATIONAL, INC.
SECURITY 806693107 MEETING TYPE Annual
TICKER SYMBOL WNI MEETING DATE 09-Nov-2009
ISIN US8066931077 AGENDA 933149951 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ERIC WEIDER For For
2 GEORGE F. LENGVARI For For
3 BRUCE J. WOOD For For
4 RONALD L. COREY For For
5 MICHAEL HYATT For For
6 EUGENE B. JONES For For
7 ROGER H. KIMMEL For For
8 BRIAN P. MCDERMOTT For For
- --------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC
SECURITY G4755S126 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 10-Nov-2009
ISIN IE0004614818 AGENDA 702147972 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
E.1 Approve that, subject to the satisfaction of the following Management For For
conditions [the defined terms listed below shall bear the same
meanings as ascribed to them in the Memorandum] [and subject to
the provisions as to the waiver of such conditions set out in
paragraph 10 below] on or before the First Equity Issue Date,
the New Bank Facilities having been executed and being
conditional only on the implementation of the Restructuring and
the Principal Restructuring Documents having been executed;
various consents, regulatory approvals and confirmations having
been obtained; the continuation of the Standstill Period; the
Company having convened the Share Capital EGM to consider the
Share Capital Resolutions and the Rights Issue Resolution; the
agreement of the Irish Takeover Panel being obtained that all
or any of the Bondholders would not be obliged under Rule 9 of
the Irish Takeover Rules to make a mandatory offer, or if they
were so obliged, the Irish Takeover Panel having granted an
unconditional waiver of any such obligation; no regulatory
impediments to the implementation of the Restructuring having
arisen and not having been addressed; and no legal proceedings
having been issued which materially restrict the rights
attached to, or require any disposal of, the First Company
Shares [as defined in this resolution below] or which delay, or
would be likely to delay, completion of the Restructuring
beyond 30 DEC 2009; such entity as may be nominated to holders
of the Bonds by the Ad Hoc Committee [as defined below] on or
before the date of this Meeting is with immediate effect
appointed as the agent and nominee of the Bondholders [the
Nominee] for the purposes set out in the remainder of this
Extraordinary Resolution and on the basis that: all the acts
and omissions of the Nominee shall be deemed to have the
benefit of protective provisions equivalent to those contained
in the Trust Deed and afforded to the Trustee [including,
without limitation, the provisions regulating the duties of,
and providing for the remuneration, indemnification and
exculpation of the Trustee], as if references in those
provisions to "Trustee" were to "Nominee"; authorize and direct
the Nominee to concur in, and execute and do, in addition to
those specifically referred to in this Extraordinary
Resolution, all other deeds, instruments, acts and things which
may be necessary or appropriate or which the Nominee is
instructed by the Ad Hoc Committee to carry out and give effect
to this Extraordinary Resolution and implement the Proposal [as
the same may be varied or amended in accordance with this
resolution below] and to concur with the Ad Hoc Committee and
the Company, and thereby authorize on behalf of the
Bondholders, any such amendments and variations to the
implementation of the Proposal as are authorized by the Ad Hoc
Committee pursuant to this resolution; to delegate the
performance of any of its actions or authorities pursuant to
this Extraordinary Resolution to one or more other persons, or
procure that one or more other persons hold some or all of the
cash and securities to be held by it pursuant to implementation
of the Proposal; and any modification
of the provisions of the Trust Deed required in order to give
full legal effect to the nomination and appointment referred to
in this Clause 1 and to the implementation of the Proposal
shall be proposed by the Ad Hoc Committee and shall be assented
to, in each case in accordance with Clause 18 [C] of the Fifth
Schedule to the Trust Deed; and the transfer of all of the
Bonds to an account or custodian within the relevant clearing
systems established by the Nominee [or on its behalf] pending
the transfer of Bonds pursuant to this resolution below or, as
applicable, this resolution below; the transfer and sale of
Bonds [the First Bonds] having a principal amount outstanding
which, when aggregated with all accrued but unpaid interest in
respect of the First Bonds as at the date on which the First
Share Sale and Purchase Agreement [as defined] below is to be
completed [the First Equity Issue Date] equals EUR 122.9
million to a company to be established on terms approved by the
Nominee for the purpose of purchasing those First Bonds [the
First Bond Purchaser] the ordinary shares of which are and will
be held by or on behalf of the Nominee as nominee for those
persons who [as evidenced by the accounts of the relevant
clearing systems and/or custodians holding through those
clearing systems] are Bondholders at the close of this meeting
[the Relevant Bondholders] for the purposes described in this
Extraordinary Resolution and on the terms described in this
resolution below in consideration for an amount equal to the
lower of - EUR 122.9 million; and the market value of the
principal amount of the First Bonds transferred and sold
[including accrued but unpaid interest thereon as at the First
Equity Issue Date], to be satisfied in full by the issue to the
Nominee [or on its behalf] of 723,199,998 shares in the capital
of the First Bond Purchaser credited as fully paid [together
with the two ordinary shares of the First Bond Purchaser then
in issue, the First Bond Purchaser Shares] [such First Bond
Purchaser Shares to be held by the Nominee [or on its behalf]
for the Relevant Bondholders on the terms described in this
resolution below] pursuant to a First Bond Sale and Purchase
Agreement as specified, is, subject to this resolution
below..CONTD
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 19
The Gabelli Small Cap Growth Fund
CONTD...the transfer and sale of the remaining outstanding Non-Voting
principal amount of-the Bonds [the Second Bonds] [together with
all accrued but unpaid interest t-hereon] to a company to be
established on terms approved by the Nominee for th-e purpose
of purchasing those Bonds [the Second Bond Purchaser], the
ordinary-shares of which are and will be held by or on behalf
of the Nominee as nominee-for the Bondholders for the purposes
described in this Extraordinary Resoluti-on and on the terms
described in this resolution below, in consideration for t-he
issue to the Nominee [or on its behalf] of such number of
further shares in-the capital of the Second Bond Purchaser
credited as fully paid [together wit-h the two ordinary shares
of the Second Bond Purchaser then in issue, the Seco-nd Bond
Purchaser Shares] as have a value at EUR 0.05 per Second Bond
Purchase-r Share equal to the aggregate value [the Second Bond
Amount] of principal amo-unt of Bonds held by the Second Bond
Purchaser and accrued but unpaid interest-thereon, such Second
Bond Purchaser Shares to be held by or on behalf of the-Nominee
for the Relevant Bondholders in the terms described in this
resolution-below, pursuant to a Second Bond Sale and Purchase
Agreement [subject to the-right and power of the Nominee, if it
deems it necessary or desirable, itself-to hold the Second
Bonds in its own name [or through a nominee] and/or itself-or
through a nominee [and in substitution for the Second Bond
Purchaser] enter-into the Underwriting Agreement referred to in
this resolution below and carr-y out the Second Bond
Purchaser's obligation
pursuant thereto [and subject to-this resolution below]; and
the sale by the Nominee [or on its behalf] of the-First Bond
Purchaser Shares to the Company in consideration for the issue
by t-he Company to the Nominee [or on its behalf] [for the
account of the Relevant-Bondholders on the terms as set out in
this resolution below] of such number o-f new ordinary shares
in the capital of the Company, credited as fully paid, [-the
First Company Shares] as is equal to the number of First Bond
Purchaser Sh-ares pursuant to a First Share Sale and Purchase
Agreement; the irrevocable in-struction to the Nominee to vote
the First Company Shares then held by the Nom-inee [or on its
behalf] in favor of the Share Capital Resolutions and the
Righ-ts Issue Resolution [in each case as defined in this
resolution below] togethe-r with such other resolutions as the
Nominee acting on the instructions of the- Ad Hoc Committee [or
its appointee] considers necessary or desirable to ensur-e the
passing of the Share Capital Resolutions and the Rights Issue
Resolution-and to vote the First Company Shares then held by
the Nominee [or on its beha-lf] against any resolutions
proposed at the Shareholder Meeting [as defined in- this
resolution below] which the Nominee acting on the instructions
of the Ad-Hoc Committee [or its appointee] considers may
prevent or hinder the passing-of the Share Capital Resolutions
or the Rights Issue Resolution; and at all ti-mes whilst the
Nominee [or some other person on its behalf] remains the
regist-ered holder of the relevant First Company Shares, the
instruction and authorit-y to the Nominee to vote those First
Company Shares in respect of which a vali-d voting instruction
form [as described in the Memorandum] has been received b-y the
Nominee [or on its behalf] by not later than 3 Business Days
before the-date of the relevant meeting of shareholders of the
Company, at such meetings-of the Company and on such
resolutions to be proposed at such meeting[s] [but-not the
resolutions referred to this resolution above] as directed by
such vot-ing instruction forms, is, subject to this resolution
below; and if the Compan-y's shareholders pass the ordinary
resolutions to increase the Company's autho-rized share capital
by at l
CONTD.. if the Company's shareholders pass the Share Capital Non-Voting
Resolutions but n-ot the Rights Issue Resolution the sale by
the Nominee of the Second Bond Purc-haser Shares to the Company
in consideration for the issue by the Company to t-he Nominee
[or on its behalf] for the account of the Relevant Bondholders
on t-he terms described in paragraph 8 and subject to this
resolution below and in-accordance with this resolution below,
of a number of new ordinary shares in t-he capital of the
Company credited as fully paid [the Second Company Shares]
e-qual to the number of Second Bond Purchaser Shares, credited
as fully paid, pu-rsuant to a Second Share Sale and Purchase
Agreement, is, subject to this reso-lution; and authorize and
direct the Nominee [and the Trustee, to the extent i-t is party
to any of the following agreements and any nominee or delegate
of t-he Nominee to the extent appropriate] is, subject to this
resolution below, to-execute as nominee on behalf of the
Bondholders the First Bond Sale and Purch-ase Agreement, the
Second Bond Sale and Purchase Agreement, the First Share Sa-le
and Purchase Agreement, the Second Share Sale and Purchase
Agreement, the U-nderwriting Agreement, [and/or any documents
or agreements which may be substi-tuted for them as a result of
the operation of the authorities contained in th-is resolution
below], and all associated transfer forms or instructions, and
a-ny other deeds, agreements, instruments, instructions, things
or acts necessar-y or desirable in order to consummate and give
effect to the transactions cont- emplated in any of these
agreements; and authorize and direct the
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 20
The Gabelli Small Cap Growth Fund
Nominee, sub-ject to this resolution, to give on behalf of each
Bondholder any instructions-to or via Euroclear or Clearstream,
Luxembourg [the Clearing Systems] which a-re necessary to
effect a transfer of its Bonds to the Nominee [or on its
behal-f] and/or to the First Bond Purchaser and/or to the
Second Bond Purchaser; and-authorize, direct and instruct the
Nominee, subject to this resolution, to tr-ansfer the First
Company Shares and the Second Company Shares to the
Eligible-Bondholders [as defined below] and to transfer or
procure that the Second Bond-Purchaser transfers] the Rights
Proceeds to the Relevant Bondholders in accor-dance with their
pro rata entitlements as referred to in this resolution below-:
as soon as practicable after the conclusion of the Shareholder
Meeting in th-e case of the First Company Shares; as soon as
practicable after the conclusio-n of the Rights Issue in
respect of the Rights Proceeds and; in circumstances- where the
Rights Resolution has not been passed as soon as practicable
after t-he completion of the Second Share Sale and Purchase
Agreement [or any agreemen-t substituted thereof] in respect of
the Second Company Shares: in the case of-those Relevant
Bondholders who have notified the Nominee [or some other
perso-n on its behalf] of a CREST Stock account for such
purposes before 5.00 p.m. o-n the Business Day prior to the
date of transfer, in uncertificated form [in t-he case of
shares] to such CREST Stock accounts; and in all other cases,
in ce-rtificated form [in the case of shares] or by cheque [in
the case of cash] by- post to the registered address of such
Relevant Bondholder as notified by the-Relevant Bondholder to
the Nominee [or on its behalf] [or, in the case of join-t
Relevant Bondholders, the first named] [and at the sole risk of
the relevant-Bondholder]; and authorize the Nominee in
distributing any Shares or cash to-make or procure the making
of such provision to deal with fractional entitleme-nts and
cash amounts as it sees fit; and authorize, direct and instruct
the No-minee, subject to this resolution below, to hold and to
procure that any nomin-ee or delegate of it holds: the First
Bond Purchaser Shares pending completion-of the First Bond
CONTD..and each element of the Proposal described in this Non-Voting
Extraordinary Resolu-tion applies only to Eligible Bondholders
[as defined below] and accordingly:-excluded Bondholders [as
defined below] have no right to receive or beneficial-ly be
entitled to any shares in the capital of the First Bond
Purchaser, the S-econd Bond Purchaser or the Company or any
other consideration for their Bonds-other than cash [whether
directly or by way of sale of securities]; instead,-authorize
and direct the Nominee to retain otherwise than for the account
of E-xcluded Bondholders any securities which would otherwise
be held by it for the-account of the Excluded Bondholders on a
pro rata basis and to procure the sa-le of such securities in
the market at the best price reasonably obtainable an-d to
remit the proceeds of such sale to Excluded Bondholders, net of
the expen-ses of such sale, on the basis that neither the
Company nor the Nominee will h-ave any responsibility for the
timing of the sale or the price obtainable; and-authorize the
Ad Hoc Committee of Bondholders [as defined and described in
th-e Memorandum], acting through the holders of a majority in
principal amount of-Bonds held by the members of the Ad Hoc
Committee from time to time, on behal-f of all Bondholders [and
without liability to Bondholders for their actions a-nd
determinations taken in good faith] to: represent the interests
of all Bond-holders and may exercise all and any powers or
discretions which the Bondholde-rs could themselves exercise by
Extraordinary Resolution; agree with the Compa-ny such
variations or amendments to the mechanics and process for the
implemen-tation of the Proposal as such Ad Hoc Committee [in its
absolute discretion] c-onsiders necessary or desirable and for
the benefit of Bondholders generally i-ncluding, without
limitation, variations to those documents and agreements
ref-erred to in this resolution above and the arrangements
authorized by this reso- lution above and agreeing, where
relevant substitutes therefore, and subject t-o the concurrence
of the Nominee acting on the instructions of the Ad Hoc
Comm-ittee and such variations, amendments, actions, documents,
agreements or other-wise shall be binding on all Bondholders
and authorize the Nominee to execute-all such agreements and
documents and take all actions as may be necessary to-effect
such variations or amendments; and consent to the waiver [on
such terms-, if any, as the Ad Hoc Committee deems fit] of any
or all of the Conditions a-t the commencement of this
resolution other than that as specified in this res-olution;
and the Ad Hoc Committee members will have absolute and
uncontrolled-discretion as to the exercise of the Ad Hoc
Committee's powers, discretions an-d functions and will not be
responsible or liable to any person for any loss,-liability,
cost, claim, action, demand, expense or inconvenience which may
res- ult from their exercise or non-exercise of any power or
discretion and: no Ad-Hoc Committee member shall assume any
responsibility towards or have any liabi-lity to the
Bondholders, the Trustee, the Nominee, the Issuer or the
Company o-r any other party, save in respect of liability
arising from an Ad Hoc Committ- ee member's own fraud or
willful misconducts, and no Ad Hoc Committee member s-hall be
liable for anything done or not done by it or any of them under
or in-connection with the Bonds save in the case of their own
fraud or willful misco-nduct; and this Meeting approves,
sanctions and ratifies all exercises of the-powers, discretions
and authorities hereby conferred on the Ad Hoc Committee a-nd
made or exercised prior to this Meeting and approve sanctions
every abrogat-ion, modification, compromise or arrangement in
respect of the rights of the B-ondholders appertaining to the
Bonds against the Issuer and the Guarantor, whe-ther or not
such r
- --------------------------------------------------------------------------------
BALDWIN TECHNOLOGY COMPANY, INC.
SECURITY 058264102 MEETING TYPE Annual
TICKER SYMBOL BLD MEETING DATE 10-Nov-2009
ISIN US0582641025 AGENDA 933155170 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 S.B. FORTENBAUGH III For For
2 ROLF BERGSTROM For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 21
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ZYMOGENETICS, INC.
SECURITY 98985T109 MEETING TYPE Annual
TICKER SYMBOL ZGEN MEETING DATE 10-Nov-2009
ISIN US98985T1097 AGENDA 933157124 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 VOTE TO APPROVE THE PROPOSED STOCK OPTION EXCHANGE PROGRAM. Management Against Against
- --------------------------------------------------------------------------------
GP STRATEGIES CORPORATION
SECURITY 36225V104 MEETING TYPE Annual
TICKER SYMBOL GPX MEETING DATE 12-Nov-2009
ISIN US36225V1044 AGENDA 933146929 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HARVEY P. EISEN For For
2 MARSHALL S. GELLER For For
3 SCOTT N. GREENBERG For For
4 SUE W. KELLY For For
5 RICHARD C. PFENNIGER For For
6 A. MARVIN STRAIT For For
7 GENE A. WASHINGTON For For
02 TO RATIFY THE BOARD OF DIRECTORS' APPOINTMENT OF KPMG LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC
SECURITY G4755S126 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 13-Nov-2009
ISIN IE0004614818 AGENDA 702111408 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1. PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: approve to Shareholder Against For
revoke the ordinary resolution adopted by the members on 12 JUN
2009 empowering the Directors to allot and issue relevant
securities for the purposes of Section 20 of the Companies
[Amendment] Act 1983
- --------------------------------------------------------------------------------
SWS GROUP INC.
SECURITY 78503N107 MEETING TYPE Annual
TICKER SYMBOL SWS MEETING DATE 17-Nov-2009
ISIN US78503N1072 AGENDA 933151576 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DON A. BUCHHOLZ For For
2 DONALD W. HULTGREN For For
3 ROBERT A. BUCHHOLZ For For
4 BRODIE L. COBB For For
5 I.D. FLORES III For For
6 LARRY A. JOBE For For
7 FREDERICK R. MEYER For For
8 DR. MIKE MOSES For For
9 JOEL T. WILLIAMS III For For
02 AN AMENDMENT TO THE SWS GROUP, INC. 2005 DEFERRED COMPENSATION Management For For
PLAN TO INCREASE THE AUTHORIZED SHARES FROM 375,000 TO 675,000
SHARES.
03 THE RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE
25, 2010.
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
SECURITY 218868107 MEETING TYPE Annual
TICKER SYMBOL COCO MEETING DATE 17-Nov-2009
ISIN US2188681074 AGENDA 933154457 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PAUL R. ST. PIERRE For For
2 LINDA AREY SKLADANY For For
3 ROBERT LEE For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 22
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ANIMAL HEALTH INTERNATIONAL, INC.
SECURITY 03525N109 MEETING TYPE Annual
TICKER SYMBOL AHII MEETING DATE 17-Nov-2009
ISIN US03525N1090 AGENDA 933157213 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID W. BIEGLER For For
2 JERRY W. PINKERTON For For
3 BRANDON WHITE For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2007 STOCK Management Against Against
OPTION AND INCENTIVE PLAN.
- --------------------------------------------------------------------------------
EMULEX CORPORATION
SECURITY 292475209 MEETING TYPE Annual
TICKER SYMBOL ELX MEETING DATE 19-Nov-2009
ISIN US2924752098 AGENDA 933152554 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 FRED B. COX For For
2 MICHAEL P. DOWNEY For For
3 BRUCE C. EDWARDS For For
4 PAUL F. FOLINO For For
5 ROBERT H. GOON For For
6 DON M. LYLE For For
7 JAMES M. MCCLUNEY For For
8 DEAN A. YOOST For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
DIRECTV
SECURITY 25459L106 MEETING TYPE Special
TICKER SYMBOL DTV MEETING DATE 19-Nov-2009
ISIN US25459L1061 AGENDA 933157807 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 3, Management Against Against
2009, AS AMENDED, BY AND AMONG LIBERTY MEDIA CORPORATION,
LIBERTY ENTERTAINMENT, INC., THE DIRECTV GROUP, INC., DIRECTV,
DTVG ONE, INC., AND DTVG TWO, INC.
02 TO APPROVE THE VOTING AND RIGHT OF FIRST REFUSAL AGREEMENT, Management Against Against
DATED AS OF MAY 3, 2009, AS AMENDED, BY AND AMONG THE DIRECTV
GROUP, INC., LIBERTY ENTERTAINMENT, INC., DIRECTV, JOHN C.
MALONE, LESLIE MALONE, THE TRACY L. NEAL TRUST A AND THE EVAN
D. MALONE TRUST A.
03 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management Against Against
OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO
APPROVE THE PROPOSALS DESCRIBED ABOVE IN ACCORDANCE WITH THE
MERGER AGREEMENT.
- --------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
SECURITY 405217100 MEETING TYPE Annual
TICKER SYMBOL HAIN MEETING DATE 19-Nov-2009
ISIN US4052171000 AGENDA 933160690 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 IRWIN D. SIMON For For
2 BARRY J. ALPERIN For For
3 RICHARD C. BERKE For For
4 BETH L. BRONNER For For
5 JACK FUTTERMAN For For
6 DANIEL R. GLICKMAN For For
7 MARINA HAHN For For
8 ROGER MELTZER For For
9 LEWIS D. SCHILIRO For For
10 LAWRENCE S. ZILAVY For For
02 TO APPROVE AN EXECUTIVE INCENTIVE PLAN INTENDED TO COMPLY WITH Management For For
SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 TO VOTE, ON AN ADVISORY BASIS, FOR THE COMPENSATION AWARDED TO Management For For
THE NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30,
2009, AS SET FORTH IN THE SUMMARY COMPENSATION TABLE.
04 TO APPROVE THE AMENDEMENT OF THE AMENDED AND RESTATED 2002 LONG Management Against Against
TERM INCENTIVE AND STOCK AWARD PLAN.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, TO ACT AS Management For For
REGISTERED INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 23
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
DONALDSON COMPANY, INC.
SECURITY 257651109 MEETING TYPE Annual
TICKER SYMBOL DCI MEETING DATE 20-Nov-2009
ISIN US2576511099 AGENDA 933152530 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JACK W. EUGSTER For For
2 JOHN F. GRUNDHOFER For For
3 PAUL DAVID MILLER For For
2 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
DONALDSON COMPANY, INC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR
THE FISCAL YEAR ENDING JULY 31, 2010.
- --------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC
SECURITY G4755S126 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 26-Nov-2009
ISIN IE0004614818 AGENDA 702144433 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1. Approve to dispose the Group's entire shareholding in INM Management For For
Outdoor [the "Disposal"] for gross sale proceeds of ZAR 1,100
million [approximately EUR 98 million]
- --------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC
SECURITY G4755S126 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 26-Nov-2009
ISIN IE0004614818 AGENDA 702150018 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1. Approve to increase the authorized share capital of the Company Management For For
2. Authorize the Directors to allot relevant securities up to the Management For For
amount equal to the authorized but unissued share capital of
the Company
S.3 Grant authority to dis-apply pre-emption rights Management For For
- --------------------------------------------------------------------------------
COPART, INC.
SECURITY 217204106 MEETING TYPE Annual
TICKER SYMBOL CPRT MEETING DATE 03-Dec-2009
ISIN US2172041061 AGENDA 933156374 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIS J. JOHNSON For For
2 A. JAYSON ADAIR For For
3 JAMES E. MEEKS For For
4 STEVEN D. COHAN For For
5 DANIEL J. ENGLANDER For For
6 MATT BLUNT For For
7 THOMAS W. SMITH For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY
31, 2010.
- --------------------------------------------------------------------------------
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 03-Dec-2009
ISIN US29428R1032 AGENDA 933156615 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 JOHN L. CECIL For For
6 PETER A. FLAHERTY For For
7 TIMOTHY T. TAUSSIG For For
02 RATIFICATION OF THE APPOINTMENT OF CF & CO., L.L.P. AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 24
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC.
SECURITY 68243Q106 MEETING TYPE Annual
TICKER SYMBOL FLWS MEETING DATE 03-Dec-2009
ISIN US68243Q1067 AGENDA 933156653 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LAWRENCE CALCANO For For
2 JAMES CANNAVINO For For
3 JEFFREY C. WALKER For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 27, 2010 AS DESCRIBED IN THE PROXY
STATEMENT.
03 TO APPROVE THE 2003 LONG TERM INCENTICE AND SHARE PLAN AS Management For For
AMENDED AND RESTATED AS OF OCTOBER 22, 2009.
04 TO APPROVE THE SECTION 16 EXECUTIVE OFFICER BONUS PLAN, AS Management For For
AMENDED AND RESTATED AS OF OCTOBER 22, 2009.
- --------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLORIDA
SECURITY 811707306 MEETING TYPE Special
TICKER SYMBOL SBCF MEETING DATE 03-Dec-2009
ISIN US8117073069 AGENDA 933157720 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 INCREASE AUTHORIZED CAPITAL STOCK Management For For
02 ADJOURNMENT OF THE MEETING Management For For
- --------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC.
SECURITY 19421R200 MEETING TYPE Annual
TICKER SYMBOL CLCT MEETING DATE 08-Dec-2009
ISIN US19421R2004 AGENDA 933157631 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 DEBORAH A. FARRINGTON For For
3 DAVID G. HALL For For
4 MICHAEL J. MCCONNELL For For
5 A.J. 'BERT' MOYER For For
6 VAN D. SIMMONS For For
7 BRUCE A. STEVENS For For
2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2010.
- --------------------------------------------------------------------------------
WD-40 COMPANY
SECURITY 929236107 MEETING TYPE Annual
TICKER SYMBOL WDFC MEETING DATE 08-Dec-2009
ISIN US9292361071 AGENDA 933158506 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 J.C. ADAMS JR. For For
2 G.H.BATEMAN For For
3 P.D.BEWLEY For For
4 R.A.COLLATO For For
5 M.L.CRIVELLO For For
6 L.A.LANG For For
7 G.O.RIDGE For For
8 N.E.SCHMALE For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA
SECURITY 677864100 MEETING TYPE Annual
TICKER SYMBOL ODC MEETING DATE 08-Dec-2009
ISIN US6778641000 AGENDA 933159522 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J. STEVEN COLE For For
2 ARNOLD W. DONALD For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 25
The Gabelli Small Cap Growth Fund
3 DANIEL S. JAFFEE For For
4 RICHARD M. JAFFEE For For
5 JOSEPH C. MILLER For For
6 MICHAEL A. NEMEROFF For For
7 ALLAN H. SELIG For For
8 PAUL E. SUCKOW For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
JULY 31, 2010.
- --------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
SECURITY 885160101 MEETING TYPE Annual
TICKER SYMBOL THO MEETING DATE 08-Dec-2009
ISIN US8851601018 AGENDA 933162151 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 NEIL D. CHRISMAN For For
2 ALAN SIEGEL For For
3 GEOFFREY A. THOMPSON For For
- --------------------------------------------------------------------------------
FARMER BROS. CO.
SECURITY 307675108 MEETING TYPE Annual
TICKER SYMBOL FARM MEETING DATE 10-Dec-2009
ISIN US3076751086 AGENDA 933159813 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN H. MERRELL For For
2 JEANNE FARMER GROSSMAN For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2010.
- --------------------------------------------------------------------------------
A. SCHULMAN, INC.
SECURITY 808194104 MEETING TYPE Annual
TICKER SYMBOL SHLM MEETING DATE 10-Dec-2009
ISIN US8081941044 AGENDA 933163278 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID G. BIRNEY For For
2 HOWARD R. CURD For For
3 MICHAEL A. MCMANUS For For
4 ERNEST J. NOVAK For For
5 IRVIN D. REID For For
6 JOHN B. YASINSKY For For
02 THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS A. SCHULMAN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING AUGUST 31, 2010.
03 THE ADOPTION AND APPROVAL OF THE A. SCHULMAN'S 2009 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------
TRANS-LUX CORPORATION
SECURITY 893247106 MEETING TYPE Annual
TICKER SYMBOL TLX MEETING DATE 11-Dec-2009
ISIN US8932471068 AGENDA 933165335 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 AMEND THE CORPORATION'S CERTIFICATE OF INCORPORATION TO PROVIDE Management For For
FOR THE AUTOMATIC CONVERSION OF EACH SHARE OF CLASS B STOCK
INTO 1.3 SHARES OF COMMON STOCK AS PROVIDED IN A SETTLEMENT
AGREEMENT.
02 DIRECTOR Management
1 ANGELA D. TOPPI** For For
2 GEORGE W. SCHIELE* For For
3 GLENN J. ANGIOLILLO** For For
4 SALVATORE J. ZIZZA** For For
03 AMEND THE 1989 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN TO Management For For
EXTEND THE PLAN TO 2019.
04 RATIFY THE RETENTION OF UHY LLP AS THE INDEPENDENT REGISTERED Management For For
ACCOUNTING FIRM FOR THE CORPORATION FOR THE ENSUING YEAR.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 26
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
GYRODYNE COMPANY OF AMERICA, INC.
SECURITY 403820103 MEETING TYPE Annual
TICKER SYMBOL GYRO MEETING DATE 11-Dec-2009
ISIN US4038201038 AGENDA 933165640 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PAUL L. LAMB For For
2 RICHARD B. SMITH For For
3 NADER G.M. SALOUR For For
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN REMINICK LLP AS Management For For
INDEPENDENT ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
CADIZ INC.
SECURITY 127537207 MEETING TYPE Annual
TICKER SYMBOL CDZI MEETING DATE 14-Dec-2009
ISIN US1275372076 AGENDA 933164838 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 KEITH BRACKPOOL For For
2 MURRAY H. HUTCHISON For For
3 TIMOTHY J. SHAHEEN For For
4 STEPHEN J. DUFFY For For
5 WINSTON HICKOX For For
6 GEOFFREY GRANT For For
7 RAYMOND J. PACINI For For
8 STEPHEN E. COURTER For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
AUDITOR.
03 APPROVAL OF CADIZ INC. 2009 EQUITY INCENTIVE PLAN. Management For For
- --------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION
SECURITY 587200106 MEETING TYPE Special
TICKER SYMBOL MENT MEETING DATE 14-Dec-2009
ISIN US5872001061 AGENDA 933165979 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE MENTOR GRAPHICS Management Against Against
CORPORATION 1982 STOCK OPTION PLAN TO PERMIT A ONE-TIME STOCK
OPTION EXCHANGE PROGRAM AS DESCRIBED IN MENTOR GRAPHICS
CORPORATION'S PROXY STATEMENT.
- --------------------------------------------------------------------------------
THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Special
TICKER SYMBOL GAP MEETING DATE 15-Dec-2009
ISIN US3900641032 AGENDA 933165614 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL AS REQUIRED PURSUANT TO NEW YORK STOCK EXCHANGE RULE Management Against Against
312, OF (X) THE SHARES OF OUR CONVERTIBLE PREFERRED STOCK WHEN
VOTING TOGETHER WITH THE COMMON STOCK BECOMING ENTITLED TO CAST
THE FULL NUMBER OF VOTES ON AN AS-CONVERTED BASIS AND (Y) THE
ISSUANCE OF THE FULL AMOUNT OF COMMON STOCK UPON THE EXERCISE
OF CONVERSION RIGHTS OF THE CONVERTIBLE PREFERRED STOCK
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management Against Against
MEETING
- --------------------------------------------------------------------------------
VIMPEL-COMMUNICATIONS
SECURITY 68370R109 MEETING TYPE Special
TICKER SYMBOL VIP MEETING DATE 17-Dec-2009
ISIN US68370R1095 AGENDA 933166680 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 ALLOCATION OF PROFITS AND LOSSES RESULTING FROM OPERATIONS Management For For
DURING THE NINE MONTHS ENDING ON SEPTEMBER 30, 2009, INCLUDING
ADOPTION OF THE DECISION ON PAYMENT OF DIVIDENDS TO HOLDERS OF
COMMON REGISTERED SHARES, AND PAYMENT OF DIVIDENDS TO HOLDERS
OF PREFERRED REGISTERED SHARES OF TYPE "A" BASED ON THE RESULTS
OF THE NINE MONTHS ENDING ON SEPTEMBER 30, 2009.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 27
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
CHINA AUTOMOTIVE SYSTEMS, INC.
SECURITY 16936R105 MEETING TYPE Annual
TICKER SYMBOL CAAS MEETING DATE 17-Dec-2009
ISIN US16936R1059 AGENDA 933168735 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HANLIN CHEN For For
2 QIZHOU WU For For
3 GUANGXUN XU For For
4 B. CARLTON RICHARDSON For For
5 ROBERT TUNG For For
6 WILLIAM E. THOMSON For For
02 TO RATIFY THE APPOINTMENT OF SCHWARTZ LEVITSKY FELDMAN LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
SECURITY 927107409 MEETING TYPE Annual
TICKER SYMBOL VLGEA MEETING DATE 18-Dec-2009
ISIN US9271074091 AGENDA 933158657 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES SUMAS For For
2 ROBERT SUMAS For For
3 WILLIAM SUMAS For For
4 JOHN P. SUMAS For For
5 KEVIN BEGLEY For For
6 NICHOLAS SUMAS For For
7 JOHN J. SUMAS For For
8 STEVEN CRYSTAL For For
9 DAVID C. JUDGE For For
10 PETER R. LAVOY For For
11 STEPHEN F. ROONEY For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
2010.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE THE Management For For
NUMBER OF AUTHORIZED SHARES OF BOTH CLASS A COMMON STOCK AND
CLASS B COMMON STOCK FROM 10,000,000 TO 20,000,000.
- --------------------------------------------------------------------------------
NATIONAL PATENT DEV CORP
SECURITY 637132101 MEETING TYPE Annual
TICKER SYMBOL NPDV MEETING DATE 28-Dec-2009
ISIN US6371321018 AGENDA 933166197 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 HARVEY P. EISEN For For
2 JOHN C. BELKNAP For For
3 TALTON R. EMBRY For For
4 SCOTT N. GREENBERG For For
5 LAWRENCE G. SCHAFRAN For For
6 JAMES SCHREIBER For For
2 TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009
FISCAL YEAR.
- --------------------------------------------------------------------------------
ENVIRONMENTAL POWER CORPORATION
SECURITY 29406L201 MEETING TYPE Annual
TICKER SYMBOL EPG MEETING DATE 29-Dec-2009
ISIN US29406L2016 AGENDA 933171287 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN R. COOPER For For
2 JOSEPH E. CRESCI For For
3 LON HATAMIYA For For
4 STEVEN KESSNER For For
5 AUGUST SCHUMACHER, JR. For For
6 KAMLESH R. TEJWANI For For
7 ROBERT I. WEISBERG For For
8 RICHARD E. KESSEL For For
9 ROGER S. BALLENTINE For For
02 TO RATIFY THE REELECTION BY THE AUDIT COMMITTEE OF CATURANO AND Management For For
COMPANY, P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 28
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
SECURITY 13123X102 MEETING TYPE Special
TICKER SYMBOL CPE MEETING DATE 31-Dec-2009
ISIN US13123X1028 AGENDA 933173243 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 AN AMENDMENT TO ARTICLE FOUR OF THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK OF THE COMPANY FROM 30 MILLION SHARES TO 60
MILLION SHARES.
02 TO APPROVE OF THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON Management For For
STOCK, ISSUABLE UPON CONVERSION OF THE COMPANY'S CONVERTIBLE
PREFERRED STOCK, THAT EQUALS OR EXCEEDS 20% OF THE VOTING POWER
OR THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
OUTSTANDING IMMEDIATELY PRIOR TO THE ORIGINAL ISSUANCE OF THE
CONVERTIBLE PREFERRED STOCK.
- --------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC.
SECURITY 871206108 MEETING TYPE Annual
TICKER SYMBOL SCMR MEETING DATE 05-Jan-2010
ISIN US8712061089 AGENDA 933164600 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ROBERT E. DONAHUE For For
2 JOHN W. GERDELMAN For For
2 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For For
LLP AS SYCAMORE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2010.
- --------------------------------------------------------------------------------
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Annual
TICKER SYMBOL RBN MEETING DATE 06-Jan-2010
ISIN US7701961036 AGENDA 933172861 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD J. GIROMINI For For
2 STEPHEN F. KIRK For For
3 PETER C. WALLACE For For
02 RE-APPROVE PERFORMANCE GOALS FOR THE ROBBINS & MYERS, INC. 2004 Management For For
STOCK INCENTIVE PLAN AS AMENDED.
03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR FISCAL YEAR ENDING AUGUST 31, 2010.
- --------------------------------------------------------------------------------
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 07-Jan-2010
ISIN US98944B1089 AGENDA 933168191 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RONALD D. BROWN For For
2 E.W. DEAVENPORT JR For For
3 SIDNEY J. NURKIN For For
02 VOTE TO APPROVE THE ZEP INC. OMNIBUS INCENTIVE PLAN Management For For
03 VOTE TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES CORP.
SECURITY 245073101 MEETING TYPE Annual
TICKER SYMBOL DGTC MEETING DATE 08-Jan-2010
ISIN US2450731011 AGENDA 933167442 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GERALD M. CZARNECKI For For
2 JAMES R. HENDERSON For For
3 G. MERRILL A. MCPEAK For For
4 JAMES A. RISHER For For
5 JOHN J. QUICKE For For
6 T. SCOTT AVILA For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING JULY 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 29
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ACUITY BRANDS, INC.
SECURITY 00508Y102 MEETING TYPE Annual
TICKER SYMBOL AYI MEETING DATE 08-Jan-2010
ISIN US00508Y1029 AGENDA 933168824 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GEORGE C. GUYNN For For
2 VERNON J. NAGEL For For
3 JULIA B. NORTH For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC.
SECURITY 393657101 MEETING TYPE Annual
TICKER SYMBOL GBX MEETING DATE 08-Jan-2010
ISIN US3936571013 AGENDA 933169662 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DUANE C. MCDOUGALL For For
2 A. DANIEL O'NEAL, JR. For For
3 DONALD A. WASHBURN For For
4 WILBUR L. ROSS, JR. For For
5 VICTORIA MCMANUS For For
6 WENDY L. TERAMOTO For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
MOOG INC.
SECURITY 615394202 MEETING TYPE Annual
TICKER SYMBOL MOGA MEETING DATE 13-Jan-2010
ISIN US6153942023 AGENDA 933176073 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT R. BANTA For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR THE 2010 Management For For
FISCAL YEAR
- --------------------------------------------------------------------------------
MOOG INC.
SECURITY 615394301 MEETING TYPE Annual
TICKER SYMBOL MOGB MEETING DATE 13-Jan-2010
ISIN US6153943013 AGENDA 933176085 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 KRAIG H. KAYSER For For
2 ROBERT H. MASKREY For For
3 ALBERT F. MYERS For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR THE 2010 Management For For
FISCAL YEAR
- --------------------------------------------------------------------------------
VESTAS WIND SYS A/S UTD KINGDOM
SECURITY K9773J128 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 14-Jan-2010
ISIN DK0010268606 AGENDA 702188738 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
- - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF
A POA MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
1 Amend Article 4.6 of the Articles of Associations for the Management For For
proposed changed to the specified wordings
2 Authorize the Chairman of the general meeting to notify the Management For For
notifiable decisions made by the general meeting to the Danish
Commerce and Companies Agency and make the corrections in the
documents which have been prepared in connection with these
decisions to the extent that the Danish Commerce and Companies
Agency requires so in order to register the decisions
- --------------------------------------------------------------------------------
NATIONAL PATENT DEV CORP
SECURITY 637132101 MEETING TYPE Special
TICKER SYMBOL NPDV MEETING DATE 14-Jan-2010
ISIN US6371321018 AGENDA 933175502 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE SALE OF ALL OF THE ISSUED AND OUTSTANDING STOCK Management For For
OF NATIONAL PATENT DEVELOPMENT CORPORATION'S WHOLLY-OWNED
SUBSIDIARY, FIVE STAR PRODUCTS, INC., TO THE MERIT GROUP, INC.
PURSUANT TO THE TERMS OF THE STOCK PURCHASE AGREEMENT, DATED AS
OF NOVEMBER 24, 2009 BY AND BETWEEN NATIONAL PATENT DEVELOPMENT
CORPORATION AND THE MERIT GROUP, INC.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 30
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
DIAMOND FOODS, INC.
SECURITY 252603105 MEETING TYPE Annual
TICKER SYMBOL DMND MEETING DATE 15-Jan-2010
ISIN US2526031057 AGENDA 933169509 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT M. LEA For For
2 DENNIS MUSSELL For For
3 GLEN C. WARREN, JR. For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
THE SPAIN FUND, INC.
SECURITY 846330108 MEETING TYPE Annual
TICKER SYMBOL SNF MEETING DATE 19-Jan-2010
ISIN US8463301080 AGENDA 933148745 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT M. KEITH For For
2 WILLIAM H. FOULK, JR. For For
3 ANTONIO ERASO For For
02 MODIFICATION AND RECLASSIFICATION OF INVESTMENT OBJECTIVE Management For For
3A AMENDMENT OR ELIMINATION OF CERTAIN FUNDAMENTAL INVESTMENT Management For For
POLICIES: SENIOR SECURITIES AND BORROWING
3B AMENDMENT OR ELIMINATION OF CERTAIN FUNDAMENTAL INVESTMENT Management For For
POLICIES: CONCENTRATING INVESTMENTS IN A PARTICULAR INDUSTRY OR
GROUP OF INDUSTRIES
3C AMENDMENT OR ELIMINATION OF CERTAIN FUNDAMENTAL INVESTMENT Management Against Against
POLICIES: INVESTMENTS IN REAL ESTATE
3D AMENDMENT OR ELIMINATION OF CERTAIN FUNDAMENTAL INVESTMENT Management For For
POLICIES: INVESTMENTS IN COMMODITIES
3E AMENDMENT OR ELIMINATION OF CERTAIN FUNDAMENTAL INVESTMENT Management For For
POLICIES: MAKING LOANS
3F AMENDMENT OR ELIMINATION OF CERTAIN FUNDAMENTAL INVESTMENT Management For For
POLICIES: ELIMINATION OF NON-REQUIRED FUNDAMENTAL POLICIES
- --------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO CO.
SECURITY 810186106 MEETING TYPE Annual
TICKER SYMBOL SMG MEETING DATE 21-Jan-2010
ISIN US8101861065 AGENDA 933173990 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MARK R. BAKER For For
2 JOSEPH P. FLANNERY For For
3 K. HAGEDORN LITTLEFIELD For For
4 ADAM HANFT For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Special
TICKER SYMBOL SMBL MEETING DATE 21-Jan-2010
ISIN US83169Y1082 AGENDA 933176580 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF OUR PROPOSED SECOND AMENDED AND RESTATED COMPANY Management For For
STOCK AND AWARDS PLAN.
02 APPROVAL OF STOCK OPTION AWARDS PREVIOUSLY GRANTED TO CERTAIN Management For For
EXECUTIVES.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 31
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
WOODWARD GOVERNOR COMPANY
SECURITY 980745103 MEETING TYPE Annual
TICKER SYMBOL WGOV MEETING DATE 22-Jan-2010
ISIN US9807451037 AGENDA 933175348 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN D. COHN For For
2 MICHAEL H. JOYCE For For
3 JAMES R. RULSEH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2010.
03 SHAREHOLDER PROPOSAL TO ELIMINATE THE CLASSIFICATION OF THE Shareholder Against For
TERMS OF THE DIRECTORS.
- --------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS, INC.
SECURITY 895919108 MEETING TYPE Annual
TICKER SYMBOL TRID MEETING DATE 25-Jan-2010
ISIN US8959191086 AGENDA 933175742 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE THE ISSUANCE OF TRIDENT COMMON STOCK TO NXP B.V. Management For For
PURSUANT TO THE SHARE EXCHANGE AGREEMENT, DATED OCTOBER 4, 2009
(AS IT MAY BE AMENDED FROM TIME TO TIME), A COPY OF WHICH IS
ATTACHED AS ANNEX A TO THE PROXY STATEMENT.
02 TO APPROVE THE AMENDMENT TO THE TRIDENT CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK (THE "CHARTER AMENDMENT"), A COPY OF WHICH IS
ATTACHED AS ANNEX B TO THE PROXY STATEMENT.
03 TO APPROVE THE TRIDENT MICROSYSTEMS, INC. 2010 EQUITY INCENTIVE Management Against Against
PLAN, A COPY OF WHICH IS ATTACHED AS ANNEX F TO THE PROXY
STATEMENT.
04 TO APPROVE THE EMPLOYEE STOCK OPTION EXCHANGE PROGRAM (THE Management Against Against
"EXCHANGE PROGRAM").
05 DIRECTOR Management
1 BRIAN R. BACHMAN For For
2 J. CARL HSU For For
06 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
TRIDENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
07 TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO, AT THE TIME OF THE ANNUAL MEETING.
- --------------------------------------------------------------------------------
LINDSAY CORPORATION
SECURITY 535555106 MEETING TYPE Annual
TICKER SYMBOL LNN MEETING DATE 25-Jan-2010
ISIN US5355551061 AGENDA 933179372 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HOWARD G. BUFFETT For For
2 WILLIAM F. WELSH II For For
3 MICHAEL C. NAHL For For
02 APPROVAL OF 2010 LONG-TERM INCENTIVE PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
AUDITOR FOR THE FISCAL YEAR ENDING AUGUST 31, 2010.
- --------------------------------------------------------------------------------
RALCORP HOLDINGS, INC.
SECURITY 751028101 MEETING TYPE Annual
TICKER SYMBOL RAH MEETING DATE 26-Jan-2010
ISIN US7510281014 AGENDA 933174889 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BILL G. ARMSTRONG For For
2 J. PATRICK MULCAHY For For
3 WILLIAM P. STIRITZ For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS RALCORP HOLDINGS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
TECH/OPS SEVCON, INC.
SECURITY 878293109 MEETING TYPE Annual
TICKER SYMBOL TO MEETING DATE 26-Jan-2010
ISIN US8782931096 AGENDA 933174966 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HEMSLEY For For
2 SCHORR For For
3 STEADMAN For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY'S 1996 EQUITY INCENTIVE Management For For
PLAN.
03 TO RATIFY THE SELECTION OF THE INDEPENDENT AUDITORS. Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 32
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
PENFORD CORPORATION
SECURITY 707051108 MEETING TYPE Annual
TICKER SYMBOL PENX MEETING DATE 26-Jan-2010
ISIN US7070511081 AGENDA 933177253 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JEFFREY T. COOK For For
2 THOMAS D. MALKOSKI For For
3 SALLY G. NARODICK For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC.
SECURITY 79546E104 MEETING TYPE Annual
TICKER SYMBOL SBH MEETING DATE 27-Jan-2010
ISIN US79546E1047 AGENDA 933173762 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES G. BERGES For For
2 MARSHALL E. EISENBERG For For
3 JOHN A. MILLER For For
4 RICHARD J. SCHNALL For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE CORPORATION'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2010.
03 APPROVAL OF THE SALLY BEAUTY HOLDINGS, INC. 2010 OMNIBUS Management Against Against
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
ASHLAND INC.
SECURITY 044209104 MEETING TYPE Annual
TICKER SYMBOL ASH MEETING DATE 28-Jan-2010
ISIN US0442091049 AGENDA 933173724 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF CLASS III DIRECTOR: MARK C. ROHR Management For For
1B ELECTION OF CLASS III DIRECTOR: THEODORE M. SOLSO Management For For
1C ELECTION OF CLASS III DIRECTOR: MICHAEL J. WARD Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2010.
- --------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY
SECURITY 013078100 MEETING TYPE Annual
TICKER SYMBOL ACV MEETING DATE 28-Jan-2010
ISIN US0130781000 AGENDA 933176364 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES G. BROCKSMITH, JR For For
2 LEONARD H. LAVIN For For
3 ROBERT H. ROCK, D.B.A. For For
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
SECURITY 773903109 MEETING TYPE Annual
TICKER SYMBOL ROK MEETING DATE 02-Feb-2010
ISIN US7739031091 AGENDA 933175653 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
A DIRECTOR Management
1 BARRY C. JOHNSON For For
2 W.T. MCCORMICK, JR. For For
3 KEITH D. NOSBUSCH For For
B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
C TO APPROVE AMENDMENTS TO THE CORPORATION'S 2008 LONG-TERM Management Against Against
INCENTIVES PLAN DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 33
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 04-Feb-2010
ISIN US3984331021 AGENDA 933176491 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 HENRY A. ALPERT For For
2 BLAINE V. FOGG For For
3 WILLIAM H. WALDORF For For
4 JOSEPH J. WHALEN For For
2 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE OF GRANT Management For For
THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
SECURITY 296315104 MEETING TYPE Annual
TICKER SYMBOL ESE MEETING DATE 04-Feb-2010
ISIN US2963151046 AGENDA 933176756 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 V. L. RICHEY, JR. For For
2 J. M. STOLZE For For
2 RATIFICATION OF COMPANY'S APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
J & J SNACK FOODS CORP.
SECURITY 466032109 MEETING TYPE Annual
TICKER SYMBOL JJSF MEETING DATE 08-Feb-2010
ISIN US4660321096 AGENDA 933177289 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GERALD B. SHREIBER For For
- --------------------------------------------------------------------------------
IMS HEALTH INCORPORATED
SECURITY 449934108 MEETING TYPE Special
TICKER SYMBOL RX MEETING DATE 08-Feb-2010
ISIN US4499341083 AGENDA 933180820 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER Management For For
5, 2009, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG
IMS HEALTH INCORPORATED, HEALTHCARE TECHNOLOGY HOLDINGS, INC.
AND HEALTHCARE TECHNOLOGY ACQUISITION, INC.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------
MWI VETERINARY SUPPLY, INC.
SECURITY 55402X105 MEETING TYPE Annual
TICKER SYMBOL MWIV MEETING DATE 09-Feb-2010
ISIN US55402X1054 AGENDA 933176794 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 KEITH E. ALESSI For For
2 BRUCE C. BRUCKMANN For For
3 JAMES F. CLEARY, JR. For For
4 JOHN F. MCNAMARA For For
5 A. CRAIG OLSON For For
6 ROBERT N. REBHOLTZ, JR. For For
7 WILLIAM J. ROBISON For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
SECURITY 457030104 MEETING TYPE Annual
TICKER SYMBOL IMKTA MEETING DATE 09-Feb-2010
ISIN US4570301048 AGENDA 933178584 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 FRED D. AYERS For For
2 JOHN O. POLLARD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 25, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 34
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
CONTINUCARE CORPORATION
SECURITY 212172100 MEETING TYPE Annual
TICKER SYMBOL CNU MEETING DATE 09-Feb-2010
ISIN US2121721003 AGENDA 933181048 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 R.C. PFENNIGER, JR. For For
2 ROBERT J. CRESCI For For
3 NEIL FLANZRAICH For For
4 PHILLIP FROST, M.D. For For
5 JACOB NUDEL, M.D. For For
6 MARVIN A. SACKNER, M.D. For For
7 JACQUELINE M. SIMKIN For For
8 A. MARVIN STRAIT For For
02 APPROVAL OF AN AMENDMENT AND EXTENSION OF CONTINUCARE'S AMENDED Management Against Against
AND RESTATED 2000 STOCK OPTION PLAN (THE "PLAN") TO INCREASE
THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE PURSUANT TO THE PLAN FROM 9,000,000 TO 13,000,000 AND
TO EXTEND THE EXPIRATION DATE OF THE PLAN FROM 2010 TO 2020.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
ZYGO CORPORATION
SECURITY 989855101 MEETING TYPE Annual
TICKER SYMBOL ZIGO MEETING DATE 10-Feb-2010
ISIN US9898551018 AGENDA 933176946 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 EUGENE G. BANUCCI For For
2 STEPHEN D. FANTONE For For
3 SAMUEL H. FULLER For For
4 SEYMOUR E. LIEBMAN For For
5 ROBERT B. TAYLOR For For
6 CAROL P. WALLACE For For
7 GARY K. WILLIS For For
8 BRUCE W. WORSTER For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL
2010.
3 ELECTION OF ADDITIONAL DIRECTOR: DR. CHRIS KOLIOPOULOS Management For For
- --------------------------------------------------------------------------------
LANDAUER, INC.
SECURITY 51476K103 MEETING TYPE Annual
TICKER SYMBOL LDR MEETING DATE 11-Feb-2010
ISIN US51476K1034 AGENDA 933176732 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MICHAEL T. LEATHERMAN For For
2 DAVID E. MEADOR For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION
SECURITY 63934E108 MEETING TYPE Annual
TICKER SYMBOL NAV MEETING DATE 16-Feb-2010
ISIN US63934E1082 AGENDA 933182569 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EUGENIO CLARIOND For For
2 DIANE H. GULYAS For For
3 WILLIAM H. OSBORNE For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 VOTE TO APPROVE AN AMENDMENT TO OUR 2004 PERFORMANCE INCENTIVE Management Abstain Against
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER FROM 3,250,000 TO 5,750,000.
04 VOTE TO APPROVE AN AMENDMENT TO OUR 2004 PERFORMANCE INCENTIVE Management For For
PLAN TO MODIFY THE PERFORMANCE MEASURES.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 35
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
NORDSON CORPORATION
SECURITY 655663102 MEETING TYPE Annual
TICKER SYMBOL NDSN MEETING DATE 16-Feb-2010
ISIN US6556631025 AGENDA 933183028 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LEE C. BANKS For For
2 RANDOLPH W. CARSON For For
3 MICHAEL F. HILTON For For
4 VICTOR L. RICHEY, JR. For For
5 BENEDICT P. ROSEN For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS NORDSON'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
SECURITY 71343P200 MEETING TYPE Special
TICKER SYMBOL PAS MEETING DATE 17-Feb-2010
ISIN US71343P2002 AGENDA 933182951 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AUGUST 3, Management For For
2009, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG
PEPSIAMERICAS, INC., A DELAWARE CORPORATION, PEPSICO, INC., A
NORTH CAROLINA CORPORATION, AND PEPSI-COLA METROPOLITAN
BOTTLING COMPANY, INC., A NEW JERSEY CORPORATION AND A WHOLLY
OWNED SUBSIDIARY OF PEPSICO, INC.
- --------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
SECURITY 577128101 MEETING TYPE Annual
TICKER SYMBOL MATW MEETING DATE 18-Feb-2010
ISIN US5771281012 AGENDA 933183307 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ALVARO GARCIA-TUNON For For
2 JOHN P. O'LEARY, JR. For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2010.
- --------------------------------------------------------------------------------
GREIF INC.
SECURITY 397624206 MEETING TYPE Annual
TICKER SYMBOL GEFB MEETING DATE 22-Feb-2010
ISIN US3976242061 AGENDA 933180111 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 VICKI L. AVRIL For For
2 BRUCE A. EDWARDS For For
3 MARK A. EMKES For For
4 JOHN F. FINN For For
5 MICHAEL J. GASSER For For
6 DANIEL J. GUNSETT For For
7 JUDITH D. HOOK For For
8 JOHN W. MCNAMARA For For
9 PATRICK J. NORTON For For
- --------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC.
SECURITY 913915104 MEETING TYPE Annual
TICKER SYMBOL UTI MEETING DATE 24-Feb-2010
ISIN US9139151040 AGENDA 933183345 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: A. RICHARD CAPUTO, JR. Management For For
1B ELECTION OF DIRECTOR: ALLAN D. GILMOUR Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 36
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
BPW ACQUISITION CORP
SECURITY 055637102 MEETING TYPE Special
TICKER SYMBOL BPW MEETING DATE 24-Feb-2010
ISIN US0556371021 AGENDA 933186098 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, Management For For
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
1A IF YOU HAVE VOTED "AGAINST" PROPOSAL 1 AND ARE EXERCISING YOUR Management Abstain
CONVERSION RIGHTS, YOU MUST CHECK THE "AGAINST" BOX AND FOLLOW
THE INSTRUCTIONS DESCRIBED IN THE MATERIALS.
02 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF DECEMBER 8, 2009, BY AND AMONG THE TALBOTS, INC., TAILOR
ACQUISITION, INC. AND BPW ACQUISITION CORP., AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME, AND THE TRANSACTIONS THAT IT
CONTEMPLATES.
2A IF YOU HAVE VOTED "AGAINST" PROPOSAL 2 AND ARE EXERCISING YOUR Management Abstain
CONVERSION RIGHTS, YOU MUST CHECK THE "AGAINST" BOX AND FOLLOW
THE INSTRUCTIONS DESCRIBED IN THE MATERIALS.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT, EFFECTIVE UPON THE Management For For
COMPLETION OF THE MERGER, OF BPW'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE PERPETUAL
EXISTENCE OF BPW AND TO ELIMINATE PROVISIONS RELATED TO BPW'S
OPERATION AS A BLANK CHECK COMPANY, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 TO PERMIT BPW'S BOARD OF DIRECTORS, IN ITS DISCRETION, TO Management For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES INCLUDING,
IF NECESSARY OR APPROPRIATE.
- --------------------------------------------------------------------------------
COOLBRANDS INTERNATIONAL INC.
SECURITY 21639P307 MEETING TYPE Annual
TICKER SYMBOL CULBF MEETING DATE 24-Feb-2010
ISIN CA21639P3079 AGENDA 933186745 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
A IN RESPECT OF THE ELECTION OF DIRECTORS OF THOSE PERSONS NAMED Management For For
IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED
JANUARY 20, 2010 (THE "CIRCULAR").
B IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
AUDITOR FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO
FIX THE AUDITOR'S REMUNERATION.
- --------------------------------------------------------------------------------
NOBILITY HOMES, INC.
SECURITY 654892108 MEETING TYPE Annual
TICKER SYMBOL NOBH MEETING DATE 26-Feb-2010
ISIN US6548921088 AGENDA 933190807 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 TERRY E. TREXLER For For
2 RICHARD C. BARBERIE For For
3 ROBERT P. HOLLIDAY For For
4 ROBERT P. SALTSMAN For For
5 THOMAS W. TREXLER For For
- --------------------------------------------------------------------------------
SYNERON MEDICAL LTD.
SECURITY M87245102 MEETING TYPE Annual
TICKER SYMBOL ELOS MEETING DATE 02-Mar-2010
ISIN IL0010909351 AGENDA 933187090 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL AND RATIFICATION OF THE RE-APPOINTMENT OF KOST FORER Management For For
GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S 2009 FISCAL
YEAR ENDING DECEMBER 31, 2009 AND FOR AN ADDITIONAL PERIOD
UNTIL THE NEXT ANNUAL GENERAL MEETING.
02 RE-ELECTION OF MARSHALL BUTLER AND YAFFA KRINDEL WHOSE CURRENT Management For For
TERMS EXPIRE AT THE MEETING, AS CLASS II DIRECTORS TO HOLD
OFFICE UNTIL THE END OF THE THIRD ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF THE COMPANY TO BE HELD AFTER THE MEETING OR
UNTIL A SUCCESSOR HAS BEEN DULY ELECTED.
03 APPROVAL OF AN INCREASE IN THE COMPANY'S AUTHORIZED SHARE Management For For
CAPITAL FROM NIS 1,000,000 TO NIS 2,000,000 AND OF AN AMENDMENT
TO THE COMPANY'S ARTICLES OF ASSOCIATION TO REFLECT SUCH
INCREASE.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 37
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
AMICAS, INC.
SECURITY 001712108 MEETING TYPE Special
TICKER SYMBOL AMCS MEETING DATE 09-Mar-2010
ISIN US0017121080 AGENDA 933184260 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 24, 2009, BY
AND AMONG PROJECT ALTA HOLDINGS CORP., PROJECT ALTA MERGER
CORP. AND THE COMPANY, AS IT MAY BE AMENDED FROM TIME TO TIME.
02 PROPOSAL TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE PROPOSAL NUMBER 1.
- --------------------------------------------------------------------------------
MDS INC.
SECURITY 55269P302 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL MDZ MEETING DATE 11-Mar-2010
ISIN CA55269P3025 AGENDA 933189335 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 W. D. ANDERSON For For
2 W. G. DEMPSEY For For
3 W. A. ETHERINGTON For For
4 R. W. LUBA For For
5 J. S. A. MACDONALD For For
6 M. A. MOGFORD For For
7 G. P. SPIVY For For
8 S. M. WEST For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS, AND AUTHORIZING Management For For
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION APPROVING THE CHANGE OF NAME OF THE COMPANY Management For For
TO NORDION INC.
- --------------------------------------------------------------------------------
VESTAS WIND SYS A/S UTD KINGDOM
SECURITY K9773J128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Mar-2010
ISIN DK0010268606 AGENDA 702264829 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
- - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
- - PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER Non-Voting
IS APPOINTED-AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT-PRO-MANAGEMENT VOTES. THE ONLY WAY
TO GUARANTEE THAT ABSTAIN AND/OR AGAINST-VOTES ARE REPRESENTED
AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE-SUB
CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE
IF- REQUESTED. THANK YOU
1 Receive the report from the Board of Directors on the Company's Management For For
activities during the past year
2 Adopt the annual report Management For For
3 Approve to apply the profit for the year of EUR 564m as Management For For
follows: transfer to reserve for net revaluation according to
the equity method: EUR 66m; dividend: EUR 0m and retained
earnings: EUR 498m
4 Re-elect Bent Erik Carlsen, Torsten Erik Rasmussen, Freddy Management For For
Frandsen, Hakan Eriksson, Jorgen Huno Rasmussen, Jorn Anaer
Thomsen, Kurt Anker Nielsen and Ola Rollen as Board Members
5 Appointment of PricewaterhouseCoopers, Statsautoriseret Management For For
6.1 Amend Articles 2(4), 2(8) and 3(4) which is numbered Article Management For For
3(5) in the new draft Articles Articles 3(1) - 3(4), Article
7(2), 8(1) and 13(1), Article 4(3), 4(4), 5(1), 6(2), 6(3) of
the Articles of Association
6.2 Amend Articles 2, 3, 4, 5, 4(5), 6(5), 6(4), 7(2) and 7(3) of Management For For
the Articles of Association
6.3 Amend Article 1(1) to effect that the secondary name Cotas Management For For
Computer Technology A/s is deleted
6.4 Amend Article 1(2) of the Articles of Association in accordance Management For For
with Section 28 of the Danish Companies Act, and as a
consequence, Article 1(3) shall be re-numbered as Article 1 (2)
6.5 Approve to rephrase Article 2(3) to the effect that it Management For For
specifies that the Company's shares are registered with a
central securities depository and that any dividends will be
disbursed through such central securities depository
6.6 Approve that Article 2(9) concerning cancellation is deleted, Management For For
as the provisions are no longer relevant to the Company
6.7 Approve that previous authorization to the Board of Directors Management For For
in Article 3(1) to increase the Company's share capital is
renewed to apply until 01 MAY 2011, allowing an increase of the
share capital by a total nominal amount of DKK 20,370,410
20,370,410 shares
6.8 Approve that the previous authorization to the Board of Management For For
Directors in Article 3(2) to increase the Company's share
capital in connection with the issuance of employee shares is
extended to expire on 01 MAY 2011
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 38
The Gabelli Small Cap Growth Fund
6.9 Approve that the previous authorization to the Board of Management For For
Directors in Article 3(3) to issue warrants and to carry out
the relevant increase of the Company's share capital is
extended to expire on 01 MAY 2011
6.10 Approve to insert an authorization to the Board of Directors, Management For For
in the Company's Articles of Association, for the Board of
Directors to raise loans against the issuance of convertible
debt instruments, the new provision will be inserted as Article
3(4) and the existing Article 3(4) will be renumbered to
Article 3(5) and amended so that a conversion combined with an
issuance of shares, pursuant to the authorization in Article
3(1), may only result in a capital increase of 10%
6.11 Amend Article 4(2) to the effect that the Company's general Management For For
meetings are held in Central Denmark Region or in the Capital
Region of Denmark, as directed by the Board of Directors
6.12 Amend Article 5(2) to the effect that it clearly states that Management For For
the general meeting can decide whether the Company shall have
one or two Auditors
6.13 Approve to insert a new provision, stipulating that the Management For For
Company's general meetings may be held in English, provided
that a simultaneous interpretation service into Danish is
given, and that all documents pertaining to general meetings
are available both in Danish and in English
6.14 Approve to insert a new provision Article 8(8) to the effect Management For For
that the corporate language is English
6.15 Authorize the Company to purchase treasury shares, in the Management For For
period until the next AGM, within a total nominal value of 10%
of the Company's share capital from time to time, in accordance
with the relevant statutory provisions, the consideration for
such shares may not deviate by more than 10% from the closing
price quoted by NASDAQ OMX Copenhagen at the time of purchase
6.16 Approve a rider to the overall guidelines for incentive pay Management For For
which were adopted at the AGM in 2009 to the effect that
warrants, and not only options, can be issued under the
existing authorization
6.17 Authorize the Chairman of the meeting to file the registrable Management For For
resolutions adopted by the general meeting with the Danish
Commerce and Companies Agency and to make such amendments to
the documents prepared in connection with these resolutions as
may be required by the Danish Commerce and Companies Agency in
connection with registration of the adopted resolutions
7 Any other business Non-Voting
- --------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC.
SECURITY 682129101 MEETING TYPE Annual
TICKER SYMBOL OMN MEETING DATE 17-Mar-2010
ISIN US6821291019 AGENDA 933187305 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 DAVID J. D'ANTONI For For
2 STEVEN W. PERCY For For
3 ALLAN R. ROTHWELL For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2010.
- --------------------------------------------------------------------------------
CHOFU SEISAKUSHO CO.,LTD.
SECURITY J06384101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Mar-2010
ISIN JP3527800001 AGENDA 702274173 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
- --------------------------------------------------------------------------------
CLARCOR INC.
SECURITY 179895107 MEETING TYPE Annual
TICKER SYMBOL CLC MEETING DATE 23-Mar-2010
ISIN US1798951075 AGENDA 933190871 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT BURGSTAHLER For For
2 PAUL DONOVAN For For
3 NORMAN JOHNSON For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 39
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 23-Mar-2010
ISIN US4273981021 AGENDA 933194362 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GERALD A. GAGLIARDI Withheld Against
2 E.K. WALKER, JR. (RET.) Withheld Against
02 PROPOSAL TO AMEND OUR CERTIFICATE OF INCORPORATION TO ELIMINATE Management For For
THE CLASSIFIED BOARD STRUCTURE, AS SET FORTH IN THE PROXY
STATEMENT.
03 PROPOSAL TO RATIFY AND APPROVE OUR 2010 STOCK PLAN, AS SET Management Against Against
FORTH IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
GENCORP INC.
SECURITY 368682100 MEETING TYPE Annual
TICKER SYMBOL GY MEETING DATE 24-Mar-2010
ISIN US3686821006 AGENDA 933195415 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 THOMAS A. CORCORAN For For
2 JAMES R. HENDERSON For For
3 WARREN G. LICHTENSTEIN For For
4 DAVID A. LORBER For For
5 JAMES H. PERRY For For
6 SCOTT J. SEYMOUR For For
7 MARTIN TURCHIN For For
8 ROBERT C. WOODS For For
02 TO AMEND THE COMPANY'S AMENDED ARTICLES OF INCORPORATION TO Management Against Against
RESTRICT TRANSFERS OF THE COMPANY'S COMMON STOCK TO PRESERVE
THE VALUE OF CERTAIN TAX ASSETS ASSOCIATED WITH NET OPERATING
LOSS CARRYFORWARDS UNDER SECTION 382 OF THE INTERNAL REVENUE
CODE.
03 TO APPROVE CERTAIN AMENDMENTS TO THE GENCORP 2009 EQUITY AND Management For For
PERFORMANCE INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED AND RESERVED FOR ISSUANCE THEREUNDER BY 1,500,000
SHARES AND INCREASE THE MAXIMUM INDIVIDUAL AWARD LIMITS SET
FORTH THEREIN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2010.
05 TO CONSIDER AND ACT ON SUCH OTHER BUSINESS AS MAY PROPERLY BE Management For For
BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
- --------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, KLOTEN
SECURITY H5783Q130 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Mar-2010
ISIN CH0037851646 AGENDA 702288829 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE Non-Voting
SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR
SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT Non-Voting
UNDER MEETING-667787, INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE
SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1. Approve the annual report and the consolidated financial Management No Action
statements for 2009
2. Approve the statutory financial statements of Nobel Biocare Management No Action
Holding Ltd for 2009
3. Ratify the remuneration report for 2009 in a nonbinding Management No Action
consultative vote
4. Approve the appropriation of available earnings/Dividend for Management No Action
2009 as specified
5. Grant discharge to the Members of the Board of Directors for Management No Action
their services in the business year 2009
6.1 Re-election of Stig Eriksson as a Director for a one-year term Management No Action
of office until the next AGM
6.2 Re-election of Antoine Firmenich as a Director for a one-year Management No Action
term of office until the next AGM
6.3 Re-election of Edgar Fluri as a Director for a one-year term of Management No Action
office until the next AGM
6.4 Re-election of Robert Lilja as a Director for a one-year term Management No Action
of office until the next AGM
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 40
The Gabelli Small Cap Growth Fund
6.5 Re-election of Rolf Watter as a Director for a one-year term of Management No Action
office until the next AGM
7.1 Election of Mrs. Daniela Bosshardt-Hengartner as a Member of Management No Action
the Board of Directors for a one-year term of office until the
next AGM
7.2 Election of Raymund Breu as a Member of the Board of Directors Management No Action
for a one-year term of office until the next AGM
7.3 Election of Heino von Prondzynski as a Member of the Board of Management No Action
Directors for a one-year term of office until the next AGM
7.4 Election of Oern Stuge as a Member of the Board of Directors Management No Action
for a one-year term of office until the next AGM
8. Re-elect KPMG AG, Zurich, as the Auditor for the business year Management No Action
2010
- --------------------------------------------------------------------------------
STRAUMANN HLDG AG
SECURITY H8300N119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Mar-2010
ISIN CH0012280076 AGENDA 702269413 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. Non-Voting
PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
BLOCKING INFORMATION FOR YOUR ACCOU-NTS.
PLEASE NOTE THAT THE NOTICE FOR THIS MEETING WAS RECEIVED AFTER Non-Voting
THE REGISTRATI-ON DEADLINE. IF YOUR SHARES WERE REGISTERED
PRIOR TO THE DEADLINE OF 26 FEB 20-10 [BOOK
CLOSING/REGISTRATION DEADLINE DATE], YOUR VOTING INSTRUCTIONS
WILL BE-ACCEPTED FOR THIS MEETING. HOWEVER, VOTING INSTRUCTIONS
FOR SHARES THAT WERE-NOT REGISTERED PRIOR TO THE REGISTRATION
DEADLINE WILL NOT BE ACCEPTED.
1. Approve the presentation of the 2009 business report and the Management No Action
reports of the Auditors
2. Approve the 2009 annual report (including the compensation Management No Action
report), the 2009 annual financial statements and the 2009
consolidated financial statements
3. Approve to vote on the appropriation of available earnings Management No Action
4. Grant discharge to the Board of Directors Management No Action
5.1 Re-election of Dr. Sebastian Burckhardt as a Director Management No Action
5.2 Re-election of Dominik Ellenrieder as a Director Management No Action
5.3 Re-election of Dr. H. C. Thomas Straumann as a Director Management No Action
5.4 Re-election of Gilbert Achermann as a Director Management No Action
5.5 Election of Roland Hess as a Director Management No Action
5.6 Election of Ulrich Looser as a Director Management No Action
5.7 Election of Dr. Beat Luethi as a Director Management No Action
5.8 Election of Stefan Meister as a Director Management No Action
6. Appointment of the Auditors Management No Action
- --------------------------------------------------------------------------------
PARMALAT SPA, COLLECCHIO
SECURITY T7S73M107 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 31-Mar-2010
ISIN IT0003826473 AGENDA 702270199 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 01 APR 2010. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO-ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE-MEETING IS CANCELLED.
THANK YOU.
1 Approve the financial statement at 31 DEC 2009, the report of Management No Action
the Board of Directors and the Auditors and destination of
profits; any adjournment thereof
2 Appointment of the Auditor and Independent Auditor and any Management No Action
adjournment
- --------------------------------------------------------------------------------
K-TRON INTERNATIONAL, INC.
SECURITY 482730108 MEETING TYPE Special
TICKER SYMBOL KTII MEETING DATE 01-Apr-2010
ISIN US4827301080 AGENDA 933196304 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF JANUARY 8, 2010, BY AND AMONG HILLENBRAND, INC., KRUSHER
ACQUISITION CORP. AND K- TRON INTERNATIONAL, INC.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE AGREEMENT AND PLAN OF MERGER.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 41
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
YOUBET.COM, INC.
SECURITY 987413101 MEETING TYPE Special
TICKER SYMBOL UBET MEETING DATE 06-Apr-2010
ISIN US9874131017 AGENDA 933198334 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER Management For For
11, 2009, AMONG THE COMPANY, CHURCHILL DOWNS INCORPORATED
("CDI"), TOMAHAWK MERGER CORP. ("MERGER SUB"), A WHOLLY OWNED
SUBSIDIARY OF CDI, AND TOMAHAWK MERGER LLC ("MERGER LLC"), ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, IF A Management For For
QUORUM IS PRESENT, TO SOLICLT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES IN FAVOR OF THE MERGER PROPOSAL (THE
"ADJOURNMENT PROPOSAL").
- --------------------------------------------------------------------------------
IDEX CORPORATION
SECURITY 45167R104 MEETING TYPE Annual
TICKER SYMBOL IEX MEETING DATE 06-Apr-2010
ISIN US45167R1041 AGENDA 933199386 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 NEIL A. SPRINGER For For
2 RUBY R. CHANDY For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE IDEX CORPORATION Management Against Against
INCENTIVE AWARD PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2010.
- --------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
SECURITY 930059100 MEETING TYPE Annual
TICKER SYMBOL WDR MEETING DATE 07-Apr-2010
ISIN US9300591008 AGENDA 933198562 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HENRY J. HERRMANN For For
2 JAMES M. RAINES For For
3 WILLIAM L. ROGERS For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2010.
03 STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE BOARD OF DIRECTORS Shareholder Against For
ADOPT A POLICY REQUIRING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
- --------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
SECURITY 254709108 MEETING TYPE Annual
TICKER SYMBOL DFS MEETING DATE 08-Apr-2010
ISIN US2547091080 AGENDA 933193663 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Management For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Management For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Management For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Management For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Management For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Management For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Management For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Management For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Management For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Management For For
1K ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Management For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Management For For
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
STEWART ENTERPRISES, INC.
SECURITY 860370105 MEETING TYPE Annual
TICKER SYMBOL STEI MEETING DATE 08-Apr-2010
ISIN US8603701058 AGENDA 933196619 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 THOMAS J. CRAWFORD For For
2 THOMAS M. KITCHEN For For
3 ALDEN J. MCDONALD, JR. For For
4 JAMES W. MCFARLAND For For
5 RONALD H. PATRON For For
6 MICHAEL O. READ For For
7 ASHTON J. RYAN, JR. For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 42
The Gabelli Small Cap Growth Fund
8 FRANK B. STEWART, JR. For For
02 TO APPROVE THE STEWART ENTERPRISES, INC. 2010 STOCK INCENTIVE Management For For
PLAN.
03 TO RATIFY THE RETENTION OF THE COMPANY'S INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2010.
- --------------------------------------------------------------------------------
THE STEAK N SHAKE COMPANY
SECURITY 857873202 MEETING TYPE Annual
TICKER SYMBOL SNS MEETING DATE 08-Apr-2010
ISIN US8578732021 AGENDA 933198966 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SARDAR BIGLARI For For
2 PHILIP L. COOLEY For For
3 RUTH J. PERSON For For
4 WILLIAM J. REGAN, JR. For For
5 JOHN W. RYAN For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR.
03 TO AMEND THE RESTATED ARTICLES OF INCORPORATION TO DELETE AN Management For For
UNNECESSARY POST OFFICE ADDRESS, REMOVE NONESSENTIAL DETAILED
LANGUAGE ABOUT THE BUSINESS'S PURPOSE, AND TO CHANGE THE NAME
OF THE HOLDING COMPANY.
- --------------------------------------------------------------------------------
OTTER TAIL CORPORATION
SECURITY 689648103 MEETING TYPE Annual
TICKER SYMBOL OTTR MEETING DATE 12-Apr-2010
ISIN US6896481032 AGENDA 933194982 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ARVID R. LIEBE For For
2 JOHN C. MACFARLANE For For
3 GARY J. SPIES For For
2 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
GAM HOLDING AG, ZUERICH
SECURITY H2878E106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2010
ISIN CH0102659627 AGENDA 702303594 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE Non-Voting
SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR
SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT Non-Voting
UNDER MEETING-645123, INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE
SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1. Approve the appropriation of annual report, financial Management No Action
statements and group accounts for the year 2009, notice of
report of the statutory Auditors
2. Approve the appropriation of retained earnings 2009 Management No Action
3. Grant discharge to the Board of Directors and Executive Board Management No Action
Members
4. Amend the Articles of incorporation concerning the Management No Action
implementation of the swiss intermediated securities act
5.1 Election of Mr. Diego Du Monceau to the Board of Directors Management No Action
5.2 Election of Dr. Daniel Daeniker to the Board of Directors Management No Action
6. Appointment of KPMG AG, Zurich as the Auditors Management No Action
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 43
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
IL SOLE 24 ORE SPA, MILANO
SECURITY T52689105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2010
ISIN IT0004269723 AGENDA 702333395 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 670294 DUE Non-Voting
TO RECEIPT OF D-IRECTORS NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
IN COMPLIANCE WITH ART.126 BIS OF THE LAW DECREE 58 98, Non-Voting
SHAREHOLDERS WHO ALONE-OR TOGETHER WITH OTHER SHAREHOLDERS,
HOLD AT LEAST ONE FOURTIETH OF CORPORATE-CAPITAL REPRESENTED BY
IL SOLE 24 ORE SHARES (IT0004269723) CAN REQUEST, WITH-IN 5
DAYS FROM THE ISSUER S NOTIFICATION OF THIS MEETING DATED 12
MARCH 2010,-AN INTEGRATION TO THE ITEMS OF THIS AGENDA, QUOTING
IN THEIR REQUEST THE ADDIT-IONAL SUBJECTS PROPOSED. THE
INTEGRATION IS NOT ALLOWED FOR SUBJECTS ON WHICH-THE MEETING
DELIBERATES, ACCORDING TO THE LAW, ON PROPOSAL OF DIRECTORS OR
ON-THE BASIS OF A PROJECT OR A REPORT DRAWN UP BY THE
DIRECTORS. AS PER ART 22 AN-D 34 OF THE CORPORATE BYLAWS BOARD
OF DIRECTORS AND BOARD OF AUDITORS ARE APPO-INTED ON THE BASIS
OF SLATES, PRESENTED BY SHAREHOLDERS WHO, ALONE OR
JOINTLY,-HOLD AT LEAST ONE FIFTIETH OF THE CORPORATE CAPITAL
WITH VOTING RIGHT AT THE-AGM
1. Approve the balance sheet as of 31 DEC 2009, Board of Management For For
Directors, Board of Auditors and Auditing Company's reportings,
related and consequential resolutions
PLEASE NOTE THAT RESOLUTION 2.1 IS PRESENTED BY CONFINDUSTRIA. Non-Voting
THANK YOU.
2.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Against For
appointment of Messrs. Cerutti Giancarlo, Caio Francesco, Tani
Marco, Treu Donatella, Abete Luigi, Favrin Antonio, Vago
Marino, Bracco Diana, Galli Gianpaolo, Ceccardi Pierluigi,
Meomartini Alberto, Montante Antonello, Gnudi Piero, Regina
Aurelio, Miroglio Nicoletta as the Chairman and of the Board of
Directors for the Triennium 2010, 2011, 2012 and approve to
determine the related emoluments, related and consequential
resolutions
PLEASE NOTE THAT RESOLUTION 2.2 IS PRESENTED BY MINORITY Non-Voting
SHAREHOLDERS. THANK Y-OU.
2.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder For Against
appointment of Messrs. D'Urso Mario, Dubini Nicolo' as the
Chairman and of the Board of Directors for the Triennium 2010,
2011, 2012 and approve to determine the related emoluments,
related and consequential resolutions
PLEASE NOTE THAT RESOLUTION 2.3 IS PRESENTED BY EDIZIONE S.R.L. Non-Voting
THANK YOU.
2.3 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Against For
appointment Messrs. Stefano Orlando, Mauro Ercolani as the
Chairman and of the Board of Directors for the Triennium 2010,
2011, 2012 and approve to determine the related emoluments,
related and consequential resolutions
3. Appointment of the members and the Chairman of the Board of Management For For
Auditors and approve to determine the emoluments for the
statutory members of Board of Auditors, related and
consequential resolutions
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
SECURITY 74144T108 MEETING TYPE Annual
TICKER SYMBOL TROW MEETING DATE 14-Apr-2010
ISIN US74144T1088 AGENDA 933196481 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Management For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Management For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Management For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Management For For
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Management For For
1F ELECTION OF DIRECTOR: BRIAN C. ROGERS Management For For
1G ELECTION OF DIRECTOR: DR. ALFRED SOMMER Management For For
1H ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Management For For
1I ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INC.
SECURITY 070203104 MEETING TYPE Annual
TICKER SYMBOL BSET MEETING DATE 14-Apr-2010
ISIN US0702031040 AGENDA 933197382 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PETER W. BROWN, M.D. For For
2 PAUL FULTON For For
3 HOWARD H. HAWORTH For For
4 GEORGE W. HENDERSON III For For
5 KRISTINA HERBIG For For
6 DALE C. POND For For
7 ROBERT H. SPILMAN, JR. For For
8 WILLIAM C. WAMPLER, JR. For For
9 WILLIAM C. WARDEN, JR. For For
02 PROPOSAL TO APPROVE THE COMPANY'S 2010 STOCK INCENTIVE PLAN. Management Against Against
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 27, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 44
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 15-Apr-2010
ISIN US3596941068 AGENDA 933194893 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN C. VAN RODEN, JR. For For
2 MICHELE VOLPI For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING NOVEMBER 27, 2010.
- --------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
SECURITY 874054109 MEETING TYPE Annual
TICKER SYMBOL TTWO MEETING DATE 15-Apr-2010
ISIN US8740541094 AGENDA 933195960 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 STRAUSS ZELNICK For For
2 ROBERT A. BOWMAN For For
3 SUNG HWAN CHO For For
4 MICHAEL DORNEMANN For For
5 BRETT ICAHN For For
6 J. MOSES For For
7 JAMES L. NELSON For For
8 MICHAEL SHERESKY For For
2 APPROVAL OF THE AMENDMENT TO THE TAKE-TWO INTERACTIVE SOFTWARE, Management Against Against
INC. 2009 STOCK INCENTIVE PLAN.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 19-Apr-2010
ISIN US2243991054 AGENDA 933198699 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: KAREN E. DYKSTRA Management For For
1B ELECTION OF DIRECTOR: RICHARD S. FORTE Management For For
1C ELECTION OF DIRECTOR: JAMES L.L. TULLIS Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR 2010.
- --------------------------------------------------------------------------------
EMBRAER-EMPRESA BRASILEIRA
SECURITY 29081M102 MEETING TYPE Annual
TICKER SYMBOL ERJ MEETING DATE 19-Apr-2010
ISIN US29081M1027 AGENDA 933236754 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
O1 RECEIVE THE ACCOUNTS SUBMITTED BY COMPANY MANAGEMENT, EXAMINE, Management For For
DISCUSS AND VOTE THE FINANCIAL STATEMENTS.
O2 DESTINATION OF THE NET PROFIT ACHIEVED IN THE FISCAL YEAR Management For For
CLOSED ON DECEMBER 31, 2009 AND DISTRIBUTION OF DIVIDENDS
O3 RATIFY THE APPOINTMENT OF FEDERAL ADMINISTRATION REPRESENTATIVE Management For For
IN COMPANY BOARD OF DIRECTORS.
O4 ELECTION OF THE MEMBERS OF THE AUDIT COMMITTEE FOR THE Management For For
2010/2011 PERIOD AND APPOINTMENT OF BOARD CHAIRMAN,
VICE-CHAIRMAN AND EXPERT BOARD MEMBER
O5 SETTING THE GLOBAL ANNUAL AMOUNT OF THE COMPENSATION TO BE Management For For
DISTRIBUTED TO COMPANY MANAGERS AND MEMBERS OF BOARD OF
DIRECTORS COMMITTEES
O6 SETTING THE COMPENSATION TO BE DISTRIBUTED TO THE MEMBERS OF Management For For
THE AUDIT COMMITTEE
E1 APPROVAL OF A COMPANY STOCK PURCHASE OPTION GRANTING PROGRAM Management For For
E2 AMENDMENT OF THE FOLLOWING PROVISIONS OF COMPANY BY-LAWS: Management For For
ARTICLE 7, 18, 33, 34 40, 41, 63, 64 AND 65.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 45
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANT'ILARIO (RE)
SECURITY T5513W107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Apr-2010
ISIN IT0001078911 AGENDA 702303885 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 21 APR 2010. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO-ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE-MEETING IS CANCELLED.
THANK YOU.
1 Approve the balance sheet as of 31 DEC 2009 along with the Management No Action
Directors report on management, the report of the Board of
Auditors and further related documentation required by current
regulations; the groups consolidated balance sheet as of 31 DEC
2009 along with the Directors report and the related
documentation required by the regulations in force; related and
consequential resolutions
2 Approve to determine the emoluments reserved to the Directors Management No Action
office related to FY 2010 and of the total remuneration
reserved to Directors holding particular offices for FY 2010
3 Grant authority as per Articles 2357 and 2357 Ter of the Management No Action
Italian Civil Code, to purchase and dispose of own shares in
portfolio or purchased
4 Approve the incentive plan entitled inter pump incentive plan Management No Action
2010, 2012 in favour of employees, partners and groups
Directors and granting of the related powers to the Company's
Board of Directors
- --------------------------------------------------------------------------------
PACCAR INC
SECURITY 693718108 MEETING TYPE Annual
TICKER SYMBOL PCAR MEETING DATE 20-Apr-2010
ISIN US6937181088 AGENDA 933194970 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ALISON J. CARNWATH For For
2 ROBERT T. PARRY For For
3 JOHN M. PIGOTT For For
4 GREGORY M.E. SPIERKEL For For
02 STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS Shareholder Against For
03 STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE THRESHOLD Shareholder Against For
04 STOCKHOLDER PROPOSAL REGARDING COMPOSITION OF THE COMPENSATION Shareholder Against For
COMMITTEE
- --------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC.
SECURITY 650203102 MEETING TYPE Annual
TICKER SYMBOL NAL MEETING DATE 20-Apr-2010
ISIN US6502031023 AGENDA 933202474 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CARLTON L. HIGHSMITH For For
2 JOSEPH H. ROSSI For For
3 NATHANIEL D. WOODSON For For
4 JOSEPH A. ZACCAGNINO For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPANY
SECURITY 82312B106 MEETING TYPE Annual
TICKER SYMBOL SHEN MEETING DATE 20-Apr-2010
ISIN US82312B1061 AGENDA 933206573 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CHRISTOPHER E. FRENCH For For
2 DALE S. LAM For For
3 JAMES E. ZERKEL II For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 46
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ALBEMARLE CORPORATION
SECURITY 012653101 MEETING TYPE Annual
TICKER SYMBOL ALB MEETING DATE 20-Apr-2010
ISIN US0126531013 AGENDA 933211853 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J. ALFRED BROADDUS, JR. For For
2 R. WILLIAM IDE III For For
3 RICHARD L. MORRILL For For
4 JIM W. NOKES For For
5 BARRY W. PERRY For For
6 MARK C. ROHR For For
7 JOHN SHERMAN, JR. For For
8 CHARLES E. STEWART For For
9 HARRIETT TEE TAGGART For For
10 ANNE MARIE WHITTEMORE For For
02 THE PROPOSAL TO APPROVE THE AMENDMENT TO THE ALBEMARLE Management For For
CORPORATION 2008 INCENTIVE PLAN.
03 THE PROPOSAL TO APPROVE THE AMENDMENT TO THE ALBEMARLE Management For For
CORPORATION 2008 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
RTI BIOLOGICS, INC.
SECURITY 74975N105 MEETING TYPE Annual
TICKER SYMBOL RTIX MEETING DATE 20-Apr-2010
ISIN US74975N1054 AGENDA 933214241 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRIAN K. HUTCHISON For For
2 JULIANNE M. BOWLER For For
3 ROY D. CROWNINSHIELD For For
02 PROPOSAL TO APPROVE THE RTI BIOLOGICS, INC. 2010 EQUITY Management Against Against
INCENTIVE PLAN
- --------------------------------------------------------------------------------
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 21-Apr-2010
ISIN US4835481031 AGENDA 933195059 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 EILEEN S. KRAUS For For
2 RICHARD J. SWIFT For For
3 NEAL J. KEATING For For
4 GEORGE E. MINNICH For For
2 TO APPROVE THE COMPANY'S 2003 STOCK INCENTIVE PLAN (AS AMENDED Management For For
THROUGH FEBRUARY 23, 2010)
3 TO APPROVE THE COMPANY'S EMPLOYEES STOCK PURCHASE PLAN (AS Management For For
AMENDED THROUGH OCTOBER 13, 2009)
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE ENSUING
YEAR.
- --------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
SECURITY 835495102 MEETING TYPE Annual
TICKER SYMBOL SON MEETING DATE 21-Apr-2010
ISIN US8354951027 AGENDA 933202450 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 C.C. FORT For For
2 J.H. MULLIN For For
3 P.R. ROLLIER For For
4 T.E. WHIDDON For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
- --------------------------------------------------------------------------------
INSITUFORM TECHNOLOGIES, INC.
SECURITY 457667103 MEETING TYPE Annual
TICKER SYMBOL INSU MEETING DATE 21-Apr-2010
ISIN US4576671030 AGENDA 933206369 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J. JOSEPH BURGESS For For
2 STEPHEN P. CORTINOVIS For For
3 STEPHANIE A. CUSKLEY For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 47
The Gabelli Small Cap Growth Fund
4 JOHN P. DUBINSKY For For
5 CHARLES R. GORDON For For
6 JUANITA H. HINSHAW For For
7 M. RICHARD SMITH For For
8 ALFRED L. WOODS For For
02 TO APPROVE THE AMENDMENT TO THE INSITUFORM TECHNOLOGIES, INC. Management For For
RESTATED CERTIFICATE OF INCORPORATION
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION
SECURITY 971807102 MEETING TYPE Annual
TICKER SYMBOL WL MEETING DATE 21-Apr-2010
ISIN US9718071023 AGENDA 933213934 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 R. KEITH ELLIOTT For For
2 GAILEN KRUG For For
3 MICHELE M. ROLLINS For For
02 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION Management For For
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
- --------------------------------------------------------------------------------
FASTWEB, MILANO
SECURITY T39805105 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 22-Apr-2010
ISIN IT0001423562 AGENDA 702247986 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A SE-COND CALL ON 23 APR 2010. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN V-ALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT Y-OUR SHARES
WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS
CANCELLED-. THANK YOU.
1 Approve the financial statements at 31 DEC 2009 pursuant to Management No Action
Article 2364, Paragraph 1 and first point of the Italian Civil
Code
2 List presented by Swisscom Italia S.r.l.; with it's registered Management No Action
office in Milan, Via Caracciolo Francesco 51, tax code and
registration number at Milan Chamber of Commerce - Register of
Companies no. 09412871007, holder of no. 65,261,941 shares,
representing 82.082 percent of the FASTWEB S.p.A. share capital
proposes to set the number of Board of Directors at 11 and
which term of office expired upon approval of Financial
statements as at 31 Dec 2012 or, in the event no minority list
is presented, to set the number of memebers of FASTWEB S.p.A.
Board of Directors at 9. The list of candidates are as follows:
1. Carsten Schloter 2. Ulrich Dietiker 3. Daniel Ritz 4. Urs
Schappi 5. Eros Fregonas 6. Stefano Parisi 7. Andrea Broggini
8. Alberto Giussani 9. Manilo Marocco 10. Peter Staub 11. Lisa
Lamanna Merkt.
3 Amend the compensation of the Auditing Company Management No Action
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING Non-Voting
DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------
GRUPO CONTINENTAL SA CONTAL
SECURITY P3091R172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Apr-2010
ISIN MXP3091R1239 AGENDA 702306336 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
I Appointment of returning officers, fulfillment of their duties Management For For
and
II Approve the annual report from the Chairperson of the Board, Management For For
report from the general Director that includes the individual
and consolidated financial statements of Grupo Continental,
S.A.B. and subsidiary Companies, to 31 DEC 2009, report from
the Board of Directors; and the opinion of the Board of
Directors regarding the contents of the report from the general
Director
III Receive the report from the audit and corporate practices Management For For
Committee
IV Ratify of the resolutions and acts of the Board of Directors Management For For
executed during the 2009 FY
V Approve the resolutions regarding the allocation of results and Management For For
proposal for the payment of a cash dividend
VI Approve the report regarding the purchase of the Company's own Management For For
shares
VII Approve to establish the maximum amount allocated for the Management For For
purchase of the Company's own shares
VIII Approve the report regarding the fulfillment of tax obligations Management For For
IX Election of the Board of Directors Management For For
X Election of the Chairperson of the audit and corporate Management For For
practices Committee
XI Approve the allocation of compensation to the members of the Management For For
Board of Directors
XII Approve the meeting minutes Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 48
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
NEWMARKET CORPORATION
SECURITY 651587107 MEETING TYPE Annual
TICKER SYMBOL NEU MEETING DATE 22-Apr-2010
ISIN US6515871076 AGENDA 933196746 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PHYLLIS L. COTHRAN For For
2 MARK M. GAMBILL For For
3 BRUCE C. GOTTWALD For For
4 THOMAS E. GOTTWALD For For
5 PATRICK D. HANLEY For For
6 JAMES E. ROGERS For For
7 CHARLES B. WALKER For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR Management For For
ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
SECURITY 668074305 MEETING TYPE Annual
TICKER SYMBOL NWE MEETING DATE 22-Apr-2010
ISIN US6680743050 AGENDA 933197902 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN P. ADIK For For
2 DOROTHY M. BRADLEY For For
3 E. LINN DRAPER, JR. For For
4 DANA J. DYKHOUSE For For
5 JULIA L. JOHNSON For For
6 PHILIP L. MASLOWE For For
7 DENTON LOUIS PEOPLES For For
8 ROBERT C. ROWE For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CYTEC INDUSTRIES INC.
SECURITY 232820100 MEETING TYPE Annual
TICKER SYMBOL CYT MEETING DATE 22-Apr-2010
ISIN US2328201007 AGENDA 933198461 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CHRIS A. DAVIS Management For For
1B ELECTION OF DIRECTOR: SHANE D. FLEMING Management For For
1C ELECTION OF DIRECTOR: WILLIAM P. POWELL Management For For
1D ELECTION OF DIRECTOR: LOUIS L. HOYNES, JR. Management For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY'S AUDITORS FOR 2010. Management For For
- --------------------------------------------------------------------------------
MEDIA GENERAL, INC.
SECURITY 584404107 MEETING TYPE Annual
TICKER SYMBOL MEG MEETING DATE 22-Apr-2010
ISIN US5844041070 AGENDA 933198815 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SCOTT D. ANTHONY For For
2 DENNIS J. FITZSIMONS For For
3 CARL S. THIGPEN For For
- --------------------------------------------------------------------------------
OLIN CORPORATION
SECURITY 680665205 MEETING TYPE Annual
TICKER SYMBOL OLN MEETING DATE 22-Apr-2010
ISIN US6806652052 AGENDA 933201509 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 C. ROBERT BUNCH For For
2 RANDALL W. LARRIMORE For For
3 JOHN M.B. O'CONNOR For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 49
The Gabelli Small Cap Growth Fund
02 APPROVAL OF THE AMENDED AND RESTATED 1997 STOCK PLAN FOR Management Against Against
NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF THE AMENDED AND RESTATED OLIN SENIOR MANAGEMENT Management For For
INCENTIVE COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
SECURITY 978097103 MEETING TYPE Annual
TICKER SYMBOL WWW MEETING DATE 22-Apr-2010
ISIN US9780971035 AGENDA 933203161 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JEFFREY M. BOROMISA For For
2 DAVID T. KOLLAT For For
3 DAVID P. MEHNEY For For
4 TIMOTHY J. O'DONOVAN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
03 PROPOSAL TO APPROVE THE STOCK INCENTIVE PLAN OF 2010. Management Against Against
- --------------------------------------------------------------------------------
WAUSAU PAPER CORP.
SECURITY 943315101 MEETING TYPE Annual
TICKER SYMBOL WPP MEETING DATE 22-Apr-2010
ISIN US9433151019 AGENDA 933203313 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ANDREW N. BAUR For For
2 DENNIS J. KUESTER For For
02 APPROVE THE 2010 STOCK INCENTIVE PLAN. Management For For
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITOR FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
SECURITY 81725T100 MEETING TYPE Annual
TICKER SYMBOL SXT MEETING DATE 22-Apr-2010
ISIN US81725T1007 AGENDA 933204668 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HANK BROWN For For
2 FERGUS M. CLYDESDALE For For
3 JAMES A.D. CROFT For For
4 WILLIAM V. HICKEY For For
5 KENNETH P. MANNING For For
6 PETER M. SALMON For For
7 ELAINE R. WEDRAL For For
8 ESSIE WHITELAW For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR 2010.
- --------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Annual
TICKER SYMBOL LION MEETING DATE 22-Apr-2010
ISIN US3163941053 AGENDA 933207828 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES B. MILLER, JR. For For
2 DAVID R. BOCKEL For For
3 EDWARD G. BOWEN, M.D. For For
4 DONALD A. HARP, JR. For For
5 KEVIN S. KING For For
6 WILLIAM C. LANKFORD, JR For For
7 H. PALMER PROCTOR, JR. For For
8 W. CLYDE SHEPHERD III For For
9 RANKIN M. SMITH, JR. For For
02 THE RATIFICATION OF THE APPOINTMENT OF THE ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 50
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC.
SECURITY 92231M109 MEETING TYPE Annual
TICKER SYMBOL VASC MEETING DATE 22-Apr-2010
ISIN US92231M1099 AGENDA 933214013 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN ERB For For
2 MICHAEL KOPP For For
3 RICHARD NIGON For For
4 PAUL O'CONNELL For For
5 HOWARD ROOT For For
6 JORGE SAUCEDO For For
7 CHARMAINE SUTTON For For
02 TO AMEND AND RESTATE THE VASCULAR SOLUTIONS, INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN TO EXTEND ITS TERM FOR TEN YEARS AND MAKE
ANY OTHER CLARIFYING AMENDMENTS.
03 PROPOSAL TO RATIFY THE SELECTION OF BAKER TILLY VIRCHOW KRAUSE, Management For For
LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY
SECURITY 383082104 MEETING TYPE Annual
TICKER SYMBOL GRC MEETING DATE 22-Apr-2010
ISIN US3830821043 AGENDA 933216942 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES C. GORMAN For For
2 JEFFREY S. GORMAN For For
3 M. ANN HARLAN For For
4 THOMAS E. HOAGLIN For For
5 CHRISTOPHER H. LAKE For For
6 DR. PETER B. LAKE For For
7 RICK R. TAYLOR For For
8 W. WAYNE WALSTON For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------
GRACO INC.
SECURITY 384109104 MEETING TYPE Annual
TICKER SYMBOL GGG MEETING DATE 23-Apr-2010
ISIN US3841091040 AGENDA 933197205 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J. KEVIN GILLIGAN For For
2 WILLIAM G. VAN DYKE For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE GRACO INC. 2010 STOCK INCENTIVE PLAN. Management Against Against
04 SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING FOR THE ELECTION Shareholder Against For
OF DIRECTORS.
- --------------------------------------------------------------------------------
GATX CORPORATION
SECURITY 361448103 MEETING TYPE Annual
TICKER SYMBOL GMT MEETING DATE 23-Apr-2010
ISIN US3614481030 AGENDA 933202296 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ANNE L. ARVIA For For
2 RICHARD FAIRBANKS For For
3 DEBORAH M. FRETZ For For
4 ERNST A. HABERLI For For
5 BRIAN A. KENNEY For For
6 MARK G. MCGRATH For For
7 JAMES B. REAM For For
8 DAVID S. SUTHERLAND For For
9 CASEY J. SYLLA For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GATX
CORPORATION FOR 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 51
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ALLEGHANY CORPORATION
SECURITY 017175100 MEETING TYPE Annual
TICKER SYMBOL Y MEETING DATE 23-Apr-2010
ISIN US0171751003 AGENDA 933204606 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: KAREN BRENNER Management For For
1B ELECTION OF DIRECTOR: THOMAS S. JOHNSON Management For For
1C ELECTION OF DIRECTOR: PHILLIP M. MARTINEAU Management For For
1D ELECTION OF DIRECTOR: JAMES F. WILL Management For For
02 PROPOSAL TO APPROVE THE 2010 DIRECTORS' STOCK PLAN OF ALLEGHANY Management For For
CORPORATION.
03 PROPOSAL TO APPROVE THE 2010 MANAGEMENT INCENTIVE PLAN OF Management For For
ALLEGHANY CORPORATION.
04 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010.
- --------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
SECURITY 412822108 MEETING TYPE Annual
TICKER SYMBOL HOG MEETING DATE 24-Apr-2010
ISIN US4128221086 AGENDA 933209125 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
A DIRECTOR Management
1 BARRY K. ALLEN For For
2 RICHARD I. BEATTIE For For
3 JUDSON C. GREEN For For
4 N. THOMAS LINEBARGER For For
1 APPROVAL OF AMENDMENTS TO THE HARLEY-DAVIDSON, INC. RESTATED Management For For
ARTICLES OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD
STRUCTURE AND APPROVAL OF AN ADJOURNMENT OF THE ANNUAL MEETING
TO IMPLEMENT THE AMENDMENTS.
2 APPROVAL OF THE HARLEY-DAVIDSON, INC. EMPLOYEE INCENTIVE PLAN. Management For For
3 APPROVAL OF THE AMENDED AND RESTATED HARLEY- DAVIDSON, INC. Management Against Against
DIRECTOR STOCK PLAN.
4 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS.
5 SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE Shareholder Against For
- --------------------------------------------------------------------------------
SSL INTERNATIONAL PLC, LONDON
SECURITY G8401X108 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2010
ISIN GB0007981128 AGENDA 702346316 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1. Approve the completion of the exercise of Option A under the Management For For
Amendment Agreement [as defined in the circular from the
Company to its shareholders dated 08 APR 2010 [the Circular];
and authorize the Board of Directors of the Company [the Board]
[or any duly constituted Committee of the Board] to take all
such steps as it considers necessary, expedient or desirable to
implement and effect the transaction described in this
resolution and any matter incidental to such transaction and to
waive, amend, vary, revise or extend any of the terms and
conditions of such transaction as it may consider to be
appropriate, provided always that the authority of the Board
[or any duly constituted committee of the Board] to implement
and effect such transactions and any matter incidental to such
transactions or to waive amend, vary, revise or extend any of
such terms and conditions, in each case other than in
accordance with the amendment agreement, shall be limited to
waivers, amendments, variations, revisions or extensions that
are not material in the context of the amendment agreement and
the exercise or completion of the exercise of Option A as a
whole
- --------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
SECURITY 758750103 MEETING TYPE Annual
TICKER SYMBOL RBC MEETING DATE 26-Apr-2010
ISIN US7587501039 AGENDA 933213744 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CHRISTOPHER L. DOERR Management For For
1B ELECTION OF DIRECTOR: MARK J. GLIEBE Management For For
1C ELECTION OF DIRECTOR: CURTIS W. STOELTING Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 52
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
VINA CONCHA Y TORO S.A.
SECURITY 927191106 MEETING TYPE Annual
TICKER SYMBOL VCO MEETING DATE 26-Apr-2010
ISIN US9271911060 AGENDA 933245311 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET FINANCIAL Management For
STATEMENTS AND REPORTS OF THE EXTERNAL AUDITORS, FOR YEAR ENDED
DECEMBER 31, 2009.
02 DISTRIBUTION OF EARNINGS AND DIVIDEND POLICY. Management For
03 APPOINTMENT OF EXTERNAL AUDITORS FOR THE YEAR 2010. Management For
04 SET THE DIRECTORS' REMUNERATION. Management For
05 SET THE REMUNERATION OF THE DIRECTOR MEMBERS OF THE COMMITTEE Management For
REFERRED TO IN ARTICLE 50 BIS OF LAW 18,046. AND SET ITS
WROLKING EXPENSE BUDGET FOR THE YEAR 2010.
06 DETERMINE THE NEWSPAPER FOR THE PUBLICATION OF THE CALLING OF Management For
THE NEXT ORDINARY SHAREHOLDERS MEETINGS.
07 REPORT ON TRANSACTIONS CARRIED OUT BY THE COMPANY AS REFERRED Management For
TO IN ARTICLE 44 OF LAW 18,046.
08 OTHER MATTERS OF THE COMPETENCE OF THE ORDINARY SHAREHOLDERS Management For
MEETING.
- --------------------------------------------------------------------------------
SORIN SPA, MILANO
SECURITY T8782F102 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2010
ISIN IT0003544431 AGENDA 702306540 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 28 APR 2010. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO-ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE-MEETING IS CANCELLED.
THANK YOU.
1 Approve the balance sheet as of 31 DEC 2009 and reporting on Management No Action
the Management, related and consequential resolutions
2 Appointment of the Board of Auditors and of its Chairman, Management No Action
determine the
3 Approve the termination of Directors office appointed in Management No Action
compliance with Article 2386 of the Civil Code, related and
consequential resolutions
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING Non-Voting
TYPE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------
SWEDISH MATCH AB, STOCKHOLM
SECURITY W92277115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2010
ISIN SE0000310336 AGENDA 702336074 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN
ORDER FOR-YOUR VOTE TO BE LODGED
PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT Non-Voting
ABSTAIN AS A VALID VO-TE OPTION. THANK YOU.
1 Opening of the meeting and election of Sven Unger, Attorney at Non-Voting
Law as the Chai-rman of the meeting
2 Preparation and approve the voting list Non-Voting
3 Election of one or two persons, to verify the minutes Non-Voting
4 Determination of whether the meeting has been duly convened Non-Voting
5 Approve the agenda Non-Voting
6 Presentation of the annual report and the Auditors report, the Non-Voting
consolidated fi-nancial statements and the Auditors report on
the consolidated financial state-ments for 2009, the Auditors
statement regarding compliance with the principle-s for
determination of remuneration to senior executives as well as
the Board-of Directors motion regarding the allocation of
profit and explanatory stateme-nts; in connection therewith,
the President's address and the report regarding-the work of
the Board of Directors and the work and function of the Audit
Com-mittee
7 Adoption of the income statement and balance sheet and of the Management For For
consolidated income statement, consolidated balance sheet
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 53
The Gabelli Small Cap Growth Fund
8 Approve, that a dividend be paid to the Shareholders in the Management For For
amount of SEK 4.75 per share; that the remaining profits be
carried forward, minus the funds that may be utilized for a
bonus issue, provided that the 2010 AGM passes a resolution in
accordance with the Board of Directors motion concerning a
reduction of the share capital pursuant to Item 10 (a), as well
as a resolution concerning a bonus issue in accordance with the
Board of Directors motion pursuant to Item 10 (b); the proposed
record date for entitlement to receive a cash dividend is 30
APR 2010, the dividend is expected to be paid through Euro
clear Sweden AB, on 05 MAY 2010
9 Grant discharge from liability for the Board Members and the Management For For
President
10.a Approve, a reduction in the Company's share capital of SEK Management For For
31,037,085.04 by means of the withdrawal of 20,000,000 shares
in the Company; the shares in the Company proposed for
withdrawal have been repurchased by the Company in accordance
with the authorization granted by the General Meeting of the
Company; that the reduced amount be allocated to a fund for use
in repurchasing the Company's own shares
10.b Approve, provided that the Meeting passes a resolution in Management For For
accordance with the Board s motion under item 10 a) above, an
increase in the Company's share capital of SEK 31,037,085.04
through a transfer from non-restricted shareholders equity to
the share capital [bonus issue], the share capital shall be
increased without issuing new shares
11 Authorize the Board of Directors to decide on the acquisition, Management For For
on one or more occasions prior to the next AGM, of a maximum of
as many shares as may be acquired without the Company's holding
at any time exceeding 10% of all shares in the Company, the
shares shall be acquired on NASDA OMX Stockholm at a price
within the price interval registered at any given time, i.e.
the interval between the highest bid price and the lowest
selling price, the purpose of the repurchase is primarily to
enable the Company's capital structure to be adjusted and to
cover the allocation of options as part of the Company's option
program
12 Approve the proposes principles for remuneration and other Management For For
terms of employment for the President and other members of the
Group Management whereby remuneration and other items of
employment for the Group management shall correspond to market
practice, in addition to the fixed salary, the members of the
Group management may be entitled to variable salary, the
variable salary may include both an annual short term program
to be paid out in the beginning of the subsequent year
depending on the outcome of the program, and a long term
program with a performance period which shall not be shorter
than three years, the variable, salary, shall primarily be
based on specific, clear, predetermined and measurable
financial or operational criteria and may include an obligation
to purchase and hold shares in the Company
13 Approve, that the Meeting resolve that the Company issue Management For For
713,670 call options to execute the option program for 2009;
that the Company, in a deviation from the preferential rights
of shareholders, be permitted to transfer of 713,670 shares in
the Company at a selling price of SEK 197.45 per share in
conjunction with a potential exercise of the call options; the
number of shares and the selling price of the shares covered by
the transfer resolution in accordance with this item may be
recalculated as a consequence of a bonus issue of shares, a
consolidation or split of shares, a new share issue, a
reduction in the share capital, or another similar measure
14 Approve that the Board of Directors shall comprise 7 Members Management For For
elected by the AGM and no Deputies
15 Approve that the fees to the Board of Directors be paid for the Management For For
period until the close of the next AGM: the Chairman shall
receive SEK 1,575,000, the Deputy Chairman shall receive SEK
745,000 and the other Board members elected by the meeting
shall each receive SEK 630,000; it is furthermore proposed that
the Board, as remuneration for committee work carried out, be
allotted SEK 230,000 to the Chairman of the Compensation
Committee and the Audit Committee respectively and SEK 115,000
respectively to the other members of these committees, although
totaling no more than SEK 920,000; it is proposed that members
of the Board employed by the Swedish Match Group not receive
any remuneration
16 Re-election of Charles A. Blixt, Andrew Cripps, Karen Guerra, Management For For
Ame Jurbrant, Conny Karlsson, Kersti Strandqvist and Meg Tiveus
as the Members of the Board of Directors and Conny Karlsson as
the Chairman of the Board and Andrew Cripps as the Deputy
Chairman of the Board
17 Approve that the Chairman of the Board shall be given a mandate Management For For
to contact the Company's four largest shareholders and ask them
each to appoint one representative to form the Nominating
Committee, together with the Chairman of the Board, for the
period until a new Nominating Committee has been appointed in
accordance with a mandate from the next AGM; if any of these
shareholders waives its right to appoint a representative, the
next largest shareholder in terms of the number of votes shall
be asked to appoint a representative; the names of the members
of the Nominating Committee shall be published no later than
six months prior to the 2011 AGM; the four largest shareholders
are identified on the basis of the known numbers of votes in
due time before the date falling six month before the AGM; no
remuneration shall be payable to the members of the Nominating
Committee; any expenses incurred in the course of the
Nominating Committee's work shall be borne by the Company
18 Approve that the meeting should adopt the Instructions for Management For For
Swedish Match AB's Nominating Committee, which are identical to
those adopted by the 2009 AGM
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 54
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
MVC CAPITAL, INC.
SECURITY 553829102 MEETING TYPE Annual
TICKER SYMBOL MVC MEETING DATE 27-Apr-2010
ISIN US5538291023 AGENDA 933197560 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EMILIO DOMINIANNI For For
2 GERALD HELLERMAN For For
3 WARREN HOLTSBERG For For
4 ROBERT KNAPP For For
5 WILLIAM TAYLOR For For
6 MICHAEL TOKARZ For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE FUND'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
ROLLINS, INC.
SECURITY 775711104 MEETING TYPE Annual
TICKER SYMBOL ROL MEETING DATE 27-Apr-2010
ISIN US7757111049 AGENDA 933198726 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 BILL J. DISMUKE For For
2 THOMAS J. LAWLEY, M.D. For For
3 WILTON LOONEY For For
2 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
STRYKER CORPORATION
SECURITY 863667101 MEETING TYPE Annual
TICKER SYMBOL SYK MEETING DATE 27-Apr-2010
ISIN US8636671013 AGENDA 933206131 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HOWARD E. COX, JR. For For
2 SRIKANT M. DATAR For For
3 DONALD M. ENGELMAN For For
4 LOUISE L. FRANCESCONI For For
5 HOWARD L. LANCE For For
6 STEPHEN P. MACMILLAN For For
7 WILLIAM U. PARFET For For
8 RONDA E. STRYKER For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
CAPITAL PROPERTIES, INC.
SECURITY 140430109 MEETING TYPE Annual
TICKER SYMBOL CPTP MEETING DATE 27-Apr-2010
ISIN US1404301095 AGENDA 933209454 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT H. EDER For For
2 TODD D. TURCOTTE For For
- --------------------------------------------------------------------------------
CH ENERGY GROUP, INC.
SECURITY 12541M102 MEETING TYPE Annual
TICKER SYMBOL CHG MEETING DATE 27-Apr-2010
ISIN US12541M1027 AGENDA 933211548 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEVEN V. LANT For For
2 EDWARD T. TOKAR For For
3 JEFFREY D. TRANEN For For
02 RATIFICATION OF APPOINTMENT OF THE CORPORATION'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
SECURITY 920253101 MEETING TYPE Annual
TICKER SYMBOL VMI MEETING DATE 27-Apr-2010
ISIN US9202531011 AGENDA 933211764 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN R. LEWIS, JR. For For
2 KAJ DEN DAAS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 55
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION
SECURITY 568427108 MEETING TYPE Annual
TICKER SYMBOL MPX MEETING DATE 27-Apr-2010
ISIN US5684271084 AGENDA 933215320 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILTON LOONEY For For
2 GARY W. ROLLINS For For
3 JAMES A. LANE, JR. For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
RPC, INC.
SECURITY 749660106 MEETING TYPE Annual
TICKER SYMBOL RES MEETING DATE 27-Apr-2010
ISIN US7496601060 AGENDA 933216714 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILTON LOONEY For For
2 GARY W. ROLLINS For For
3 JAMES A. LANE, JR. For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
SECURITY 313855108 MEETING TYPE Annual
TICKER SYMBOL FSS MEETING DATE 27-Apr-2010
ISIN US3138551086 AGENDA 933219936 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD R. MUDGE For For
2 DOMINIC A. ROMEO For For
02 PROPOSAL TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION TO Management For For
(I) DECLASSIFY OUR BOARD OF DIRECTORS AND (II) FIX THE NUMBER
OF DIRECTORS AT NO LESS THAN SIX NOR MORE THAN TWELVE, AS
DETERMINED SOLEY BY THE BOARD OF DIRECTORS FROM TIME TO TIME.
03 APPROVE THE 2005 EXECUTIVE INCENTIVE COMPENSATION PLAN (2010 Management Against Against
RESTATEMENT).
04 RE-APPROVE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE Management For For
PERFORMANCE PLAN, AS AMENDED AND RESTATED.
05 RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
SECURITY 090572207 MEETING TYPE Annual
TICKER SYMBOL BIO MEETING DATE 27-Apr-2010
ISIN US0905722072 AGENDA 933232643 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LOUIS DRAPEAU For For
2 ALBERT J. HILLMAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
NCR CORPORATION
SECURITY 62886E108 MEETING TYPE Annual
TICKER SYMBOL NCR MEETING DATE 28-Apr-2010
ISIN US62886E1082 AGENDA 933195605 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 QUINCY ALLEN For For
2 EDWARD BOYKIN For For
3 LINDA FAYNE LEVINSON For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 56
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
BORGWARNER INC.
SECURITY 099724106 MEETING TYPE Annual
TICKER SYMBOL BWA MEETING DATE 28-Apr-2010
ISIN US0997241064 AGENDA 933199677 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JERE A. DRUMMOND For For
2 TIMOTHY M. MANGANELLO For For
3 JOHN R. MCKERNAN, JR. For For
4 ERNEST J. NOVAK, JR. For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2010.
- --------------------------------------------------------------------------------
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 28-Apr-2010
ISIN US8803451033 AGENDA 933200088 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM F. AUSTEN For For
2 JAMES T. HALE For For
3 H. CHRIS KILLINGSTAD For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
03 TO APPROVE THE 2010 STOCK INCENTIVE PLAN. Management Against Against
- --------------------------------------------------------------------------------
TREE COM INC
SECURITY 894675107 MEETING TYPE Annual
TICKER SYMBOL TREE MEETING DATE 28-Apr-2010
ISIN US8946751075 AGENDA 933205242 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PETER HORAN For For
2 W. MAC LACKEY For For
3 DOUGLAS LEBDA For For
4 JOSEPH LEVIN For For
5 PATRICK MCCRORY For For
6 LANCE MELBER For For
7 STEVEN OZONIAN For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 28-Apr-2010
ISIN US4811301021 AGENDA 933208604 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID G. MEISSNER For For
2 ELLEN F. SIMINOFF For For
3 JEANETTE TULLY For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSE COOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 26, 2010.
- --------------------------------------------------------------------------------
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 28-Apr-2010
ISIN US8832031012 AGENDA 933208921 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 ELECTION OF DIRECTOR: KATHLEEN M. BADER Management For For
02 ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
03 ELECTION OF DIRECTOR: IVOR J. EVANS Management For For
04 ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG Management For For
05 ELECTION OF DIRECTOR: JAMES L. ZIEMER Management For For
06 APPROVAL OF AMENDMENTS TO EQUITY INCENTIVE PLANS TO ALLOW FOR A Management Against Against
ONE-TIME STOCK OPTION EXCHANGE PROGRAM.
07 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Management For For
TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
08 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 57
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
AMETEK INC NEW
SECURITY 031100100 MEETING TYPE Annual
TICKER SYMBOL AME MEETING DATE 28-Apr-2010
ISIN US0311001004 AGENDA 933209911 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CHARLES D. KLEIN For For
2 STEVEN W. KOHLHAGEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010.
- --------------------------------------------------------------------------------
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 28-Apr-2010
ISIN US7843051043 AGENDA 933213883 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 K. ARMSTRONG For For
2 M.L. CALI For For
3 J.P. DINAPOLI For For
4 D.R. KING For For
5 N.Y. MINETA For For
6 G.E. MOSS For For
7 W.R. ROTH For For
8 C.J. TOENISKOETTER For For
9 R.A. VAN VALER For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
YEAR 2010.
- --------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
SECURITY 067901108 MEETING TYPE Annual
TICKER SYMBOL ABX MEETING DATE 28-Apr-2010
ISIN CA0679011084 AGENDA 933213908 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 H.L. BECK For For
2 C.W.D. BIRCHALL For For
3 D.J. CARTY For For
4 G. CISNEROS For For
5 M.A. COHEN For For
6 P.A. CROSSGROVE For For
7 R.M. FRANKLIN For For
8 J.B. HARVEY For For
9 B. MULRONEY For For
10 A. MUNK For For
11 P. MUNK For For
12 A.W. REGENT For For
13 N.P. ROTHSCHILD For For
14 S.J. SHAPIRO For For
02 RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. Management For For
- --------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
SECURITY 228368106 MEETING TYPE Annual
TICKER SYMBOL CCK MEETING DATE 28-Apr-2010
ISIN US2283681060 AGENDA 933215192 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JENNE K. BRITELL For For
2 JOHN W. CONWAY For For
3 ARNOLD W. DONALD For For
4 WILLIAM G. LITTLE For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 58
The Gabelli Small Cap Growth Fund
5 HANS J. LOLIGER For For
6 THOMAS A. RALPH For For
7 HUGUES DU ROURET For For
8 ALAN W. RUTHERFORD For For
9 JIM L. TURNER For For
10 WILLIAM S. URKIEL For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE Management For For
FISCAL YEAR ENDING DECEMBER 31, 2010, WHICH THE BOARD OF
DIRECTORS UNANIMOUSLY RECOMMENDS.
- --------------------------------------------------------------------------------
DANA HOLDING CORP
SECURITY 235825205 MEETING TYPE Annual
TICKER SYMBOL DAN MEETING DATE 28-Apr-2010
ISIN US2358252052 AGENDA 933218441 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN M. DEVINE For For
2 TERRENCE J. KEATING For For
3 JAMES E. SWEETNAM For For
4 KEITH E. WANDELL For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO.
SECURITY 743737108 MEETING TYPE Annual
TICKER SYMBOL PWX MEETING DATE 28-Apr-2010
ISIN US7437371088 AGENDA 933221171 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD ANDERSON For For
2 ROBERT EDER For For
3 JOHN HEALY For For
4 PAUL TITTERTON For For
02 SHAREHOLDER PROPOSAL RELATING TO ESTABLISHING AGE 75 AS A Shareholder Against For
MANDATORY RETIREMENT AGE FOR MEMBERS OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC.
SECURITY 260174107 MEETING TYPE Annual
TICKER SYMBOL DVD MEETING DATE 28-Apr-2010
ISIN US2601741075 AGENDA 933223682 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN W. ROLLINS, JR. For For
2 EUGENE W. WEAVER For For
02 STOCKHOLDER PROPOSAL TO ELIMINATE THE RESTRICTIONS ON THE Shareholder Against For
TRANSFERABILITY OF CLASS A COMMON STOCK.
- --------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, INC.
SECURITY 260095104 MEETING TYPE Annual
TICKER SYMBOL DDE MEETING DATE 28-Apr-2010
ISIN US2600951048 AGENDA 933229088 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN W. ROLLINS, JR. For For
2 PATRICK J. BAGLEY For For
- --------------------------------------------------------------------------------
BBA AVIATION PLC
SECURITY G08932165 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Apr-2010
ISIN GB00B1FP8915 AGENDA 702301312 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Receive and adopt the 2009 report and accounts Management For For
2 Re-elect Mark Harper as a Director Management For For
3 Re-elect Michael Harper as a Director Management For For
4 Re-elect Nick Land as a Director Management For For
5 Re-elect Simon Pryce as a Director Management For For
6 Re-elect Peter Ratcliffe as a Director Management For For
7 Re-elect Hansel Tookes as a Director Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 59
The Gabelli Small Cap Growth Fund
8 Re-appoint Deloitte LLP as the Auditors Management For For
9 Authorize the Directors to fix the Auditors' remuneration Management For For
10 Declare a final dividend Management For For
11 Authorize the Directors to allot relevant securities Management For For
S.12 Approve the disapplication of pre-emption rights Management For For
S.13 Authorize the Company to make market purchases of ordinary Management For For
shares
14 Approve the Directors' remuneration report Management For For
S.15 Approve notice period for certain general meetings Management For For
S.16 Approve the new Articles of Association Management For For
- --------------------------------------------------------------------------------
WEIS MARKETS, INC.
SECURITY 948849104 MEETING TYPE Annual
TICKER SYMBOL WMK MEETING DATE 29-Apr-2010
ISIN US9488491047 AGENDA 933199007 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT F. WEIS For For
2 JONATHAN H. WEIS For For
3 DAVID J. HEPFINGER For For
4 RICHARD E. SHULMAN For For
5 STEVEN C. SMITH For For
6 GLENN D. STEELE, JR. For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
03 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY OF Shareholder Against For
NOMINATING DIRECTORS WHO WOULD CONSTITUTE TWO-THIRDS MAJORITY
OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
ALLERGAN, INC.
SECURITY 018490102 MEETING TYPE Annual
TICKER SYMBOL AGN MEETING DATE 29-Apr-2010
ISIN US0184901025 AGENDA 933203363 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Management For For
1B ELECTION OF DIRECTOR: GAVIN S. HERBERT Management For For
1C ELECTION OF DIRECTOR: DAWN HUDSON Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. RYAN, M.D. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2010.
03 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT
TO REMOVE DIRECTORS FOR CAUSE.
04 APPROVE AN AMENDMENT TO OUR RESTATED TO ELIMINATE SUPERMAJORITY Management For For
VOTE REQUIREMENT TO APPROVE CERTAIN BUSINESS COMBINATIONS.
05 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO IMPLEMENT A MAJORITY VOTE REQUIREMENTTO AMEND
OUR RESTATED CERTIFICATE OF INCORPORATION.
06 TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR RESTATED Management For For
CERTIFICATE OF INCORPORATION.
- --------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
SECURITY 892356106 MEETING TYPE Annual
TICKER SYMBOL TSCO MEETING DATE 29-Apr-2010
ISIN US8923561067 AGENDA 933203577 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JAMES F. WRIGHT For For
2 JOHNSTON C. ADAMS For For
3 WILLIAM BASS For For
4 JACK C. BINGLEMAN For For
5 RICHARD W. FROST For For
6 CYNTHIA T. JAMISON For For
7 GERARD E. JONES For For
8 GEORGE MACKENZIE For For
9 EDNA K. MORRIS For For
2 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 25, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 60
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
CEPHEID
SECURITY 15670R107 MEETING TYPE Annual
TICKER SYMBOL CPHD MEETING DATE 29-Apr-2010
ISIN US15670R1077 AGENDA 933203983 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 THOMAS L. GUTSHALL For For
2 CRISTINA H. KEPNER For For
3 DAVID H. PERSING For For
2 TO AMEND AND RESTATE CEPHEID'S 2006 EQUITY INCENTIVE PLAN. Management Against Against
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF CEPHEID FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
DIEBOLD, INCORPORATED
SECURITY 253651103 MEETING TYPE Annual
TICKER SYMBOL DBD MEETING DATE 29-Apr-2010
ISIN US2536511031 AGENDA 933204012 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRUCE L. BYRNES For For
2 MEI-WEI CHENG For For
3 PHILLIP R. COX For For
4 RICHARD L. CRANDALL For For
5 GALE S. FITZGERALD For For
6 PHILLIP B. LASSITER For For
7 JOHN N. LAUER For For
8 THOMAS W. SWIDARSKI For For
9 HENRY D.G. WALLACE For For
10 ALAN J. WEBER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE YEAR 2010.
03 TO RE-APPROVE THE COMPANY'S ANNUAL CASH BONUS PLAN. Management For For
- --------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
SECURITY 53217V109 MEETING TYPE Annual
TICKER SYMBOL LIFE MEETING DATE 29-Apr-2010
ISIN US53217V1098 AGENDA 933204783 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 GEORGE F. ADAM, JR. For For
2 RAYMOND V. DITTAMORE For For
3 ARNOLD J. LEVINE PHD For For
4 BRADLEY G. LORIMIER For For
5 DAVID C. U'PRICHARD PHD For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2010
3 ADOPTION OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF Management For For
INCORPORATION OF THE COMPANY (ADOPT MAJORITY VOTING FOR
UNCONTESTED ELECTIONS OF DIRECTORS)
4 ADOPTION OF AMENDMENTS TO THE RESTATED CERTIFICATE OF Management For For
INCORPORATION OF THE COMPANY (ELIMINATE SUPERMAJORITY
PROVISIONS)
5 ADOPTION OF AMENDMENTS TO THE BYLAWS OF THE COMPANY (ADOPT Management For For
MAJORITY VOTING FOR UNCONTESTED ELECTIONS OF DIRECTORS)
6 ADOPTION OF AN AMENDMENT TO THE BYLAWS OF THE COMPANY Management For For
(ELIMINATE SUPERMAJORITY PROVISIONS)
7 ADOPTION OF THE COMPANY'S 2010 INCENTIVE COMPENSATION PLAN Management For For
- --------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
SECURITY 47102X105 MEETING TYPE Annual
TICKER SYMBOL JNS MEETING DATE 29-Apr-2010
ISIN US47102X1054 AGENDA 933205444 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD M. WEIL Management For For
1B ELECTION OF DIRECTOR: G. ANDREW COX Management For For
1C ELECTION OF DIRECTOR: DEBORAH R. GATZEK Management For For
1D ELECTION OF DIRECTOR: ROBERT T. PARRY Management For For
1E ELECTION OF DIRECTOR: JOCK PATTON Management For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE JANUS Management For For
CAPITAL GROUP INC. INDEPENDENT AUDITOR
3 APPROVE THE JANUS CAPITAL GROUP 2010 LONG TERM INCENTIVE STOCK Management Against Against
PLAN
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 61
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
SECURITY 032037103 MEETING TYPE Annual
TICKER SYMBOL AP MEETING DATE 29-Apr-2010
ISIN US0320371034 AGENDA 933205937 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LEONARD M. CARROLL For For
2 LAURENCE E. PAUL For For
3 ERNEST G. SIDDONS For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
ROWAN COMPANIES, INC.
SECURITY 779382100 MEETING TYPE Annual
TICKER SYMBOL RDC MEETING DATE 29-Apr-2010
ISIN US7793821007 AGENDA 933205949 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: WILLIAM T. FOX III Management For For
1B ELECTION OF DIRECTOR: SIR GRAHAM HEARNE Management For For
1C ELECTION OF DIRECTOR: H.E. LENTZ Management For For
1D ELECTION OF DIRECTOR: P. DEXTER PEACOCK Management For For
02 APPROVE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING
REQUIREMENTS.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS.
- --------------------------------------------------------------------------------
CNA SURETY CORPORATION
SECURITY 12612L108 MEETING TYPE Annual
TICKER SYMBOL SUR MEETING DATE 29-Apr-2010
ISIN US12612L1089 AGENDA 933207246 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PHILIP H. BRITT For For
2 ANTHONY S. CLEBERG For For
3 DAVID B. EDELSON For For
4 D. CRAIG MENSE For For
5 ROBERT A. TINSTMAN For For
6 JOHN F. WELCH For For
7 PETER W. WILSON For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, DELOITTE &
TOUCHE LLP, FOR THE FISCAL YEAR 2010
- --------------------------------------------------------------------------------
ZENITH NATIONAL INSURANCE CORP.
SECURITY 989390109 MEETING TYPE Special
TICKER SYMBOL ZNT MEETING DATE 29-Apr-2010
ISIN US9893901093 AGENDA 933227628 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY Management For For
17, 2010, AMONG FAIRFAX FINANCIAL HOLDINGS LIMITED, FAIRFAX
INVESTMENTS II USA CORP. AND ZENITH NATIONAL INSURANCE CORP.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC.
SECURITY 189873102 MEETING TYPE Contested-Annual
TICKER SYMBOL COHM MEETING DATE 29-Apr-2010
ISIN US1898731021 AGENDA 933250235 - Opposition
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECCTOR Management
1 GLENN ANGIOLILLO For *
2 AVRUM GRAY For *
3 ROBERT S. PRATHER, JR. For *
02 TO AMEND THE ARTICLES OF INCORPORATION OF THE COMPANY TO CHANGE Management Abstain *
THE NAME OF THE COMPANY TO ALL AMERICAN GROUP, INC.
* MANAGEMENT POSITION UNKNOWN
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 62
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
DAVIDE CAMPARI - MILANO SPA, MILANO
SECURITY T24091117 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 30-Apr-2010
ISIN IT0003849244 AGENDA 702324043 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 03 MAY 2010 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT-YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS-CANCELLED.
THANK YOU.
E.1 Approve the free capital increase from EUR 29,040,000 to EUR Management No Action
58,080,000 and the relevant amendments to Company By-laws
E.2 Approve the proposal to grant a further five-year period of Management No Action
powers to the Board of Directors in order to execute a paid-in
capital increase/free capital increase and to issue convertible
bonds, inherent and consequent resolutions
E.3 Amend the Articles 11, 15 and 27 of the By-laws in compliance Management No Action
with Law Decree N. 27 Dtd 27 JAN 2010 with integration of
relative regulations on appointment of Board of Auditors
O.1 Approve the financial statements as at 31 DEC 2009 and Management No Action
consequent resolutions
O.2 Appointment of the Board of Directors Management No Action
O.3 Appointment of the Board of Statutory Auditors Management No Action
O.4 Appointment of the Auditing firm Management No Action
O.5 Approve the stock option plan ex Article 114-BIS TUF Management No Action
O.6 Grant authority to purchase and dispose of Company's own shares Management No Action
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ARTICLE Non-Voting
NUMBERS IN RESOL-UTION E.3. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------
LITTELFUSE, INC.
SECURITY 537008104 MEETING TYPE Annual
TICKER SYMBOL LFUS MEETING DATE 30-Apr-2010
ISIN US5370081045 AGENDA 933202513 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 T.J. CHUNG For For
2 JOHN P. DRISCOLL For For
3 ANTHONY GRILLO For For
4 GORDON HUNTER For For
5 JOHN E. MAJOR For For
6 WILLIAM P. NOGLOWS For For
7 RONALD L. SCHUBEL For For
2 APPROVE AND RATIFY THE APPOINTMENT OF ERNST AND YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2010 FISCAL YEAR.
3 APPROVE THE ADOPTION OF THE LITTELFUSE, INC. LONG- TERM Management Against
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
SECURITY 98156Q108 MEETING TYPE Annual
TICKER SYMBOL WWE MEETING DATE 30-Apr-2010
ISIN US98156Q1085 AGENDA 933203236 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 VINCENT K. MCMAHON For For
2 DAVID KENIN For For
3 JOSEPH H. PERKINS For For
4 FRANK A. RIDDICK, III For For
5 MICHAEL B. SOLOMON For For
6 JEFFREY R. SPEED For For
7 LOWELL P. WEICKER, JR. For For
8 DONNA N. GOLDSMITH For For
9 KEVIN DUNN For For
10 BASIL V. DEVITO, JR. For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 63
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
OWENS & MINOR, INC.
SECURITY 690732102 MEETING TYPE Annual
TICKER SYMBOL OMI MEETING DATE 30-Apr-2010
ISIN US6907321029 AGENDA 933203818 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 A. MARSHALL ACUFF, JR. For For
2 J. ALFRED BROADDUS, JR. For For
3 JOHN T. CROTTY For For
4 RICHARD E. FOGG For For
5 G. GILMER MINOR, III For For
6 EDDIE N. MOORE, JR. For For
7 PETER S. REDDING For For
8 JAMES E. ROGERS For For
9 ROBERT C. SLEDD For For
10 CRAIG R. SMITH For For
11 JAMES E. UKROP For For
12 ANNE MARIE WHITTEMORE For For
2 VOTE TO RE-APPROVE PERFORMANCE GOALS IN THE OWENS & MINOR, INC. Management For For
2005 STOCK INCENTIVE PLAN
3 VOTE TO APPROVE AN AMENDMENT TO INCREASE THE INDIVIDUAL Management For For
INCENTIVE AWARD LIMIT IN THE OWENS & MINOR, INC. 2005 STOCK
INCENTIVE PLAN
4 VOTE TO RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2010
- --------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC.
SECURITY 353514102 MEETING TYPE Annual
TICKER SYMBOL FELE MEETING DATE 30-Apr-2010
ISIN US3535141028 AGENDA 933204567 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 R. SCOTT TRUMBULL For For
2 THOMAS L. YOUNG For For
2 TO APPROVE FRANKLIN ELECTRIC CO., INC. MANAGEMENT INCENTIVE Management For For
PLAN.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR.
4 TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
- --------------------------------------------------------------------------------
BADGER METER, INC.
SECURITY 056525108 MEETING TYPE Annual
TICKER SYMBOL BMI MEETING DATE 30-Apr-2010
ISIN US0565251081 AGENDA 933209430 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RONALD H. DIX For For
2 THOMAS J. FISCHER For For
3 GALE E. KLAPPA For For
4 RICHARD A. MEEUSEN For For
5 ANDREW J. POLICANO For For
6 STEVEN J. SMITH For For
7 JOHN J. STOLLENWERK For For
8 TODD J. TESKE For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------
TELEFLEX INCORPORATED
SECURITY 879369106 MEETING TYPE Annual
TICKER SYMBOL TFX MEETING DATE 30-Apr-2010
ISIN US8793691069 AGENDA 933220206 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PATRICIA C. BARRON For For
2 JEFFREY A. GRAVES For For
3 JAMES W. ZUG For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2010 FISCAL YEAR.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 64
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 30-Apr-2010
ISIN US3154051003 AGENDA 933223098 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD C. BROWN For For
2 GREGORY E. HYLAND For For
3 RONALD P. VARGO For For
02 APPROVAL OF THE 2010 LONG-TERM INCENTIVE PLAN Management For For
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
04 APPROVAL OF AN AMENDMENT TO THE FERRO CORPORATION CODE OF Management For For
REGULATIONS
05 IF PROPERLY PRESENTED, A SHAREHOLDER PROPOSAL Shareholder For Against
- --------------------------------------------------------------------------------
MYERS INDUSTRIES, INC.
SECURITY 628464109 MEETING TYPE Contested-Annual
TICKER SYMBOL MYE MEETING DATE 30-Apr-2010
ISIN US6284641098 AGENDA 933250146 - Opposition
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT S. PRATHER, JR. For *
2 EDWARD F. CRAWFORD For *
3 AVRUM GRAY For *
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For *
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
* MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY
SECURITY 057741100 MEETING TYPE Annual
TICKER SYMBOL BEZ MEETING DATE 01-May-2010
ISIN US0577411004 AGENDA 933223163 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JEAN A. MAULDIN For For
2 R.L. QUALLS For For
3 BARRY K. ROGSTAD For For
4 RONALD E. TUCKER For For
02 RATIFY APPOINTMENT OF AUDITORS Management For For
- --------------------------------------------------------------------------------
THE YORK WATER COMPANY
SECURITY 987184108 MEETING TYPE Annual
TICKER SYMBOL YORW MEETING DATE 03-May-2010
ISIN US9871841089 AGENDA 933207486 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM T. MORRIS For For
2 JEFFREY S. OSMAN For For
3 CYNTHIA A. DOTZEL, CPA For For
02 ELIMINATE CUMULATIVE VOTING TO APPROVE AN AMENDMENT OF OUR Management Against Against
AMENDED AND RESTATED ARTICLES OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING.
03 APPOINT PARENTEBEARD LLC AS AUDITORS TO RATIFY THE APPOINTMENT Management For For
OF PARENTEBEARD LLC AS AUDITORS.
- --------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
SECURITY 55306N104 MEETING TYPE Annual
TICKER SYMBOL MKSI MEETING DATE 03-May-2010
ISIN US55306N1046 AGENDA 933209531 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CRISTINA H. AMON For For
2 RICHARD S. CHUTE For For
3 PETER R. HANLEY For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 65
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC.
SECURITY 890516107 MEETING TYPE Annual
TICKER SYMBOL TR MEETING DATE 03-May-2010
ISIN US8905161076 AGENDA 933214380 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MELVIN J. GORDON For For
2 ELLEN R. GORDON For For
3 LANE JANE LEWIS-BRENT For For
4 BARRE A. SEIBERT For For
5 RICHARD P. BERGEMAN For For
02 RATIFY THE APPOINTMENT OF PRICEWATERCOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2010.
- --------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
SECURITY 391164100 MEETING TYPE Annual
TICKER SYMBOL GXP MEETING DATE 04-May-2010
ISIN US3911641005 AGENDA 933200076 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 D.L. BODDE For For
2 M.J. CHESSER For For
3 W.H. DOWNEY For For
4 R.C. FERGUSON, JR. For For
5 G.D. FORSEE For For
6 J.A. MITCHELL For For
7 W.C. NELSON For For
8 J.J. SHERMAN For For
9 L.H. TALBOTT For For
10 R.H. WEST For For
2 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
ROVI CORPORATION
SECURITY 779376102 MEETING TYPE Annual
TICKER SYMBOL ROVI MEETING DATE 04-May-2010
ISIN US7793761021 AGENDA 933203907 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ALFRED J. AMOROSO For For
2 ANDREW K. LUDWICK For For
3 ALAN L. EARHART For For
4 JAMES E. MEYER For For
5 JAMES P. O'SHAUGHNESSY For For
6 RUTHANN QUINDLEN For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS ROVI Management For For
CORPORATION INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT YEAR.
- --------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
SECURITY 686091109 MEETING TYPE Annual
TICKER SYMBOL ORLY MEETING DATE 04-May-2010
ISIN US6860911097 AGENDA 933204543 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LAWRENCE P. O'REILLY Management For For
1B ELECTION OF DIRECTOR: ROSALIE O'REILLY-WOOTEN Management For For
1C ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP, AS INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
SECURITY G0464B107 MEETING TYPE Annual
TICKER SYMBOL AGII MEETING DATE 04-May-2010
ISIN BMG0464B1072 AGENDA 933206345 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 F. SEDGWICK BROWNE For For
2 HECTOR DE LEON For For
3 JOHN H. TONELLI For For
02 TO CONSIDER AND APPROVE AN AMENDMENT AND RESTATEMENT OF ARGO Management For For
GROUP'S BYE-LAWS.
03 TO CONSIDER AND APPROVE THE RECOMMENDATION OF OUR BOARD OF Management For For
DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010 AND TO REFER THE DETERMINATION OF THE INDEPENDENT
AUDITORS' REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF
DIRECTORS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 66
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ITRON, INC.
SECURITY 465741106 MEETING TYPE Annual
TICKER SYMBOL ITRI MEETING DATE 04-May-2010
ISIN US4657411066 AGENDA 933206371 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: THOMAS S. GLANVILLE Management For For
1B ELECTION OF DIRECTOR: SHARON L. NELSON Management For For
1C ELECTION OF DIRECTOR: MALCOLM UNSWORTH Management For For
2 APPROVAL OF THE ITRON, INC. 2010 STOCK INCENTIVE PLAN Management Against Against
3 APPROVAL OF THE ITRON, INC. EXECUTIVE MANAGEMENT INCENTIVE PLAN Management For For
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010
- --------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
SECURITY 13123X102 MEETING TYPE Annual
TICKER SYMBOL CPE MEETING DATE 04-May-2010
ISIN US13123X1028 AGENDA 933206559 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN C. WALLACE For For
2 LARRY D. MCVAY For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
GARDNER DENVER, INC.
SECURITY 365558105 MEETING TYPE Annual
TICKER SYMBOL GDI MEETING DATE 04-May-2010
ISIN US3655581052 AGENDA 933207258 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 FRANK J. HANSEN For For
2 DIANE K. SCHUMACHER For For
3 CHARLES L. SZEWS For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 TO CONSIDER AND VOTE UPON THE APPROVAL OF THE COMPANY'S Management For For
EXECUTIVE ANNUAL BONUS PLAN.
04 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL REQUESTING Shareholder Against For
THAT THE COMPANY AMEND ITS WRITTEN EQUAL EMPLOYMENT OPPORTUNITY
POLICY TO EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL
ORIENTATION AND GENDER IDENTITY AND SUBSTANTIALLY IMPLEMENT THE
POLICY, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
- --------------------------------------------------------------------------------
CENTRAL VERMONT PUBLIC SERVICE CORP.
SECURITY 155771108 MEETING TYPE Annual
TICKER SYMBOL CV MEETING DATE 04-May-2010
ISIN US1557711082 AGENDA 933209947 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN M. GOODRICH For For
2 ELISABETH B. ROBERT For For
3 JANICE L. SCITES For For
4 WILLIAM J. STENGER For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR
ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 67
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ECHOSTAR CORPORATION
SECURITY 278768106 MEETING TYPE Annual
TICKER SYMBOL SATS MEETING DATE 04-May-2010
ISIN US2787681061 AGENDA 933210748 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JOSEPH P. CLAYTON For For
2 R. STANTON DODGE For For
3 MICHAEL T. DUGAN For For
4 CHARLES W. ERGEN For For
5 DAVID K. MOSKOWITZ For For
6 TOM A. ORTOLF For For
7 C. MICHAEL SCHROEDER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC.
SECURITY 563571108 MEETING TYPE Annual
TICKER SYMBOL MTW MEETING DATE 04-May-2010
ISIN US5635711089 AGENDA 933211865 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 VIRGIS W. COLBERT For For
2 KENNETH W. KRUEGER For For
3 ROBERT C. STIFT For For
02 THE APPROVAL OF THE 2003 INCENTIVE STOCK AND AWARDS PLAN. Management For For
03 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, Management For For
LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CINCINNATI BELL INC.
SECURITY 171871106 MEETING TYPE Annual
TICKER SYMBOL CBB MEETING DATE 04-May-2010
ISIN US1718711062 AGENDA 933211928 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRUCE L. BYRNES For For
2 PHILLIP R. COX For For
3 JAKKI L. HAUSSLER For For
4 MARK LAZARUS For For
5 CRAIG F. MAIER For For
6 ALEX SHUMATE For For
7 LYNN A. WENTWORTH For For
8 JOHN M. ZRNO For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2010.
- --------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
SECURITY 596278101 MEETING TYPE Annual
TICKER SYMBOL MIDD MEETING DATE 04-May-2010
ISIN US5962781010 AGENDA 933213946 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SELIM A. BASSOUL Management For For
1B ELECTION OF DIRECTOR: ROBERT B. LAMB Management For For
1C ELECTION OF DIRECTOR: RYAN LEVENSON Management For For
1D ELECTION OF DIRECTOR: JOHN R. MILLER III Management For For
1E ELECTION OF DIRECTOR: GORDON O'BRIEN Management For For
1F ELECTION OF DIRECTOR: PHILIP G. PUTNAM Management For For
1G ELECTION OF DIRECTOR: SABIN C. STREETER Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDED JANUARY 1, 2011.
- --------------------------------------------------------------------------------
ARCH CHEMICALS, INC.
SECURITY 03937R102 MEETING TYPE Annual
TICKER SYMBOL ARJ MEETING DATE 04-May-2010
ISIN US03937R1023 AGENDA 933218453 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD E. CAVANAGH For For
2 DOUGLAS J. WETMORE For For
02 APPROVAL OF THE SENIOR MANAGEMENT INCENTIVE COMPENSATION PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 68
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
HESKA CORPORATION
SECURITY 42805E108 MEETING TYPE Annual
TICKER SYMBOL HSKA MEETING DATE 04-May-2010
ISIN US42805E1082 AGENDA 933233164 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PETER EIO For For
2 G. IRWIN GORDON For For
02 TO ADOPT A CERTIFICATE OF AMENDMENT TO OUR RESTATED CERTIFICATE Management Against Against
OF INCORPORATION TO RECLASSIFY OUR COMMON STOCK AND ADD STOCK
TRANSFER RESTRICTIONS TO PRESERVE VALUE OF OUR TAX NET
OPERATING LOSSES.
03 TO AMEND AND RESTATE THE 1997 EMPLOYEE STOCK PURCHASE PLAN, Management For For
INCLUDING AN INCREASE IN THE NUMBER OF SHARES AVAILABLE UNDER
THE PLAN BY 500,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE STEINER & HOTTMAN Management For For
PC AS HESKA CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT.
05 TO CONSIDER SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
2010 ANNUAL MEETING.
- --------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC.
SECURITY 987520103 MEETING TYPE Annual
TICKER SYMBOL YDNT MEETING DATE 04-May-2010
ISIN US9875201033 AGENDA 933236184 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GEORGE E. RICHMOND For For
2 ALFRED E. BRENNAN For For
3 BRIAN F. BREMER For For
4 P.J. FERRILLO, JR. For For
5 RICHARD J. BLISS For For
02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
AARON'S INC.
SECURITY 002535300 MEETING TYPE Annual
TICKER SYMBOL AANA MEETING DATE 04-May-2010
ISIN US0025353006 AGENDA 933237136 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 R.C. LOUDERMILK, SR. For For
2 R.C. LOUDERMILK, JR. For For
3 GILBERT L. DANIELSON For For
4 WILLIAM K. BUTLER, JR. For For
5 RONALD W. ALLEN For For
6 LEO BENATAR For For
7 EARL DOLIVE For For
8 DAVID L. KOLB For For
9 RAY M. ROBINSON For For
10 JOHN B. SCHUERHOLZ For For
11 JOHN C. PORTMAN, JR. For For
02 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK OF THE COMPANY FROM 100,000,000 TO 200,000,000.
03 FOR APPROVAL OF THE AARON'S, INC. EXECUTIVE BONUS PLAN. Management For For
- --------------------------------------------------------------------------------
STILLWATER MINING COMPANY
SECURITY 86074Q102 MEETING TYPE Annual
TICKER SYMBOL SWC MEETING DATE 04-May-2010
ISIN US86074Q1022 AGENDA 933240145 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CRAIG L. FULLER For For
2 PATRICK M. JAMES For For
3 STEVEN S. LUCAS For For
4 SHERYL K. PRESSLER For For
5 FRANCIS R. MCALLISTER For For
6 MICHAEL SCHIAVONE For For
7 MICHAEL S. PARRETT For For
8 MARK V. SANDER For For
9 AJAY PALIWAL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 69
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
MANDARIN ORIENTAL INTERNATIONAL LTD
SECURITY G57848106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-May-2010
ISIN BMG578481068 AGENDA 702325944 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Receive the financial statements and the independent Auditor's Management For For
report for the YE 31 DEC 09 and to declare a final dividend
2 Re-election of Stuart Dickie as a Director Management For For
3 Re-election of Mark Greenberg as a Director Management For For
4 Re-election of Lord Leach Of Fairford as a Director Management For For
5 Re-election of Lord Powell Of Bayswater as a Director Management For For
6 Re-election of Percy Weatherrall as a Director Management For For
7 Re-election of Giles White as a Director Management For For
8 Re-appointment of the Auditors and to authorize the Directors Management For For
to fix their remuneration
9 Authorize the Directors of the Company to allot or issue share Management For For
and to make and grant offers, agreements and options which
would or might require shares to be allotted, issued or
disposed of during or after the end of the relevant period up
to an aggregate nominal amount of USD 16.5 million, be and is
hereby generally and unconditionally approved; the aggregate
nominal amount of share capital allotted or agreed
conditionally or unconditionally to be allotted wholly for cash
by the Directors pursuant to the approval in the resolution
'A'., otherwise pursuant to a rights issue, or the issue of
shares pursuant to the Company's employee share purchase trust
shall not exceed USD 2.5 Million and the said approval shall be
limited accordingly
10 Authorize the Directors of the Company to purchase its own Management For For
shares, subject to and in accordance with the applicable laws
and regulations during the relevant period be and is hereby
generally and unconditionally approved; the aggregate nominal
amount of shares of the Company which the Company may purchase
pursuant to the approval in resolution 'A'., shall be less than
15% of the aggregate nominal amount of the existing issued
share capital of the Company at the date of this meeting, and
such approval shall be limited accordingly; the approval in
resolution 'A '., where permitted by applicable laws and
regulations and subject to the limitation in resolution 'B'.,
extend to permit the purchase of shares of the Company, CONTD.
- - CONTD. i) by subsidiaries of the Company ii) pursuant to the Non-Voting
terms of put-warrants or financial instruments having similar
effect whereby the Company-can be required to purchase its own
shares, provided that where put warrants-are issued or offered,
pursuant to a rights issue the price which the Company-may pay
for shares purchased on exercise of put warrants shall not
exceed 15%-more than the average of the market quotations for
the shares for a period of-not more than 30 nor less than the
five dealing days falling one day prior to-the date of any
public announcement by the Company proposed issue of
put-warrants
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION
SECURITY 884315102 MEETING TYPE Annual
TICKER SYMBOL TNB MEETING DATE 05-May-2010
ISIN US8843151023 AGENDA 933200165 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J.K. HAUSWALD For For
2 D. JERNIGAN For For
3 R.B. KALICH SR. For For
4 K.R. MASTERSON For For
5 D.J. PILEGGI For For
6 J.P. RICHARD For For
7 R.H. RIVERS For For
8 K.L. ROBERG For For
9 D.D. STEVENS For For
10 W.H. WALTRIP For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 70
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
BRUSH ENGINEERED MATERIALS INC.
SECURITY 117421107 MEETING TYPE Annual
TICKER SYMBOL BW MEETING DATE 05-May-2010
ISIN US1174211078 AGENDA 933210813 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 VINOD M. KHILNANI For For
3 WILLIAM R. ROBERTSON For For
4 JOHN SHERWIN, JR. For For
02 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
- --------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
SECURITY 25470F104 MEETING TYPE Annual
TICKER SYMBOL DISCA MEETING DATE 05-May-2010
ISIN US25470F1049 AGENDA 933211790 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PAUL A. GOULD For For
2 JOHN S. HENDRICKS For For
3 M. LAVOY ROBISON For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 05-May-2010
ISIN US7134481081 AGENDA 933213388 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: S.L. BROWN Management For For
1B ELECTION OF DIRECTOR: I.M. COOK Management For For
1C ELECTION OF DIRECTOR: D. DUBLON Management For For
1D ELECTION OF DIRECTOR: V.J. DZAU Management For For
1E ELECTION OF DIRECTOR: R.L. HUNT Management For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1L ELECTION OF DIRECTOR: D. VASELLA Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. Management For For
03 APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG- TERM Management Against Against
INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY Shareholder Against For
STATEMENT P. 67)
05 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS Shareholder Against For
MEETING (PROXY STATEMENT P. 68)
06 SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. Shareholder Against For
70)
- --------------------------------------------------------------------------------
AUTONATION, INC.
SECURITY 05329W102 MEETING TYPE Annual
TICKER SYMBOL AN MEETING DATE 05-May-2010
ISIN US05329W1027 AGENDA 933214291 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MIKE JACKSON For For
2 ROBERT J. BROWN For For
3 RICK L. BURDICK For For
4 WILLIAM C. CROWLEY For For
5 DAVID B. EDELSON For For
6 ROBERT R. GRUSKY For For
7 MICHAEL LARSON For For
8 MICHAEL E. MAROONE For For
9 CARLOS A. MIGOYA For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING SPECIAL MEETINGS. Shareholder Against For
04 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD Shareholder Against For
CHAIRMAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 71
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
PENNICHUCK CORPORATION
SECURITY 708254206 MEETING TYPE Annual
TICKER SYMBOL PNNW MEETING DATE 05-May-2010
ISIN US7082542066 AGENDA 933218996 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN R. KREICK For For
2 DUANE C. MONTOPOLI For For
3 MARTHA E. O'NEILL For For
02 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
SECURITY H27178104 MEETING TYPE Annual
TICKER SYMBOL FWLT MEETING DATE 05-May-2010
ISIN CH0018666781 AGENDA 933223252 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2013: EUGENE D. Management For For
ATKINSON
1B RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2013: STEVEN J. Management For For
DEMETRIOU
1C RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2013: STEPHANIE Management For For
HANBURY-BROWN
1D ELECTION OF DIRECTOR FOR A TERM BEGINNING ON JUNE 1, 2010, AND Management For For
EXPIRING IN 2012: ROBERT C. FLEXON
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND, AS OUR Management For For
INDEPENDENT AUDITOR ("REVISIONSSTELLE") FOR 2010.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
04 APPROVAL OF OUR 2009 SWISS ANNUAL REPORT AND OUR STATUTORY Management For For
FINANCIAL STATEMENTS FOR FISCAL YEAR 2009.
05 DISCHARGE FROM LIABILITY OF OUR DIRECTORS AND OUR EXECUTIVE Management For For
OFFICERS FOR FISCAL YEAR 2009.
06 ALLOCATION AND RELEASE OF ADDITIONAL PAID-IN CAPITAL TO Management For For
RESERVES.
07 AMENDMENT OF OUR ARTICLES OF ASSOCIATION TO CHANGE THE SEAT OF Management For For
FOSTER WHEELER AG.
08 AMENDMENT OF ARTICLES OF ASSOCIATION TO ELIMINATE REQUIREMENT Management For For
TO LIST CITIZENSHIP OF SHAREHOLDERS IN SHARE REGISTER.
09 AMENDMENT OF OUR ARTICLES OF ASSOCIATION TO COMPLY WITH THE Management For For
NEWLY ENACTED SWISS INTERMEDIARY-HELD SECURITIES ACT.
10 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE Management For For
AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL
MEETING I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS.
- --------------------------------------------------------------------------------
SOUTHERN UNION COMPANY
SECURITY 844030106 MEETING TYPE Annual
TICKER SYMBOL SUG MEETING DATE 05-May-2010
ISIN US8440301062 AGENDA 933223276 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GEORGE L. LINDEMANN For For
2 ERIC D. HERSCHMANN For For
3 MICHAL BARZUZA For For
4 DAVID BRODSKY For For
5 FRANK W. DENIUS For For
6 KURT A. GITTER, M.D. For For
7 HERBERT H. JACOBI For For
8 THOMAS N. MCCARTER, III For For
9 GEORGE ROUNTREE, III For For
10 ALLAN D. SCHERER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
SOUTHERN UNION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE THE ADOPTION OF SOUTHERN UNION'S SECOND AMENDED AND Management For For
RESTATED EXECUTIVE INCENTIVE BONUS PLAN.
- --------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
SECURITY 165303108 MEETING TYPE Annual
TICKER SYMBOL CPK MEETING DATE 05-May-2010
ISIN US1653031088 AGENDA 933224824 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DENNIS S. HUDSON, III For For
2 RALPH J. ADKINS For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 72
The Gabelli Small Cap Growth Fund
3 RICHARD BERNSTEIN For For
4 PAUL L. MADDOCK, JR. For For
5 J. PETER MARTIN For For
6 MICHAEL P. MCMASTERS For For
02 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND THE COMPANY'S Management For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 12,000,000 TO 25,000,000.
03 RATIFICATION OF THE SELECTION OF PARENTEBEARD LLC AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
ENTEGRIS, INC.
SECURITY 29362U104 MEETING TYPE Annual
TICKER SYMBOL ENTG MEETING DATE 05-May-2010
ISIN US29362U1043 AGENDA 933226208 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GIDEON ARGOV For For
2 MICHAEL A. BRADLEY For For
3 MARVIN D. BURKETT For For
4 MICHAEL P.C. CARNS For For
5 DANIEL W. CHRISTMAN For For
6 GARY F. KLINGL For For
7 ROGER D. MCDANIEL For For
8 PAUL L.H. OLSON For For
9 BRIAN F. SULLIVAN For For
02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS' INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 APPROVE ENTEGRIS 2010 STOCK PLAN. Management Against Against
- --------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
SECURITY 496902404 MEETING TYPE Annual
TICKER SYMBOL KGC MEETING DATE 05-May-2010
ISIN CA4969024047 AGENDA 933228579 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN A. BROUGH For For
2 TYE W. BURT For For
3 JOHN K. CARRINGTON For For
4 JOHN M.H. HUXLEY For For
5 JOHN A. KEYES For For
6 C. MCLEOD-SELTZER For For
7 GEORGE F. MICHALS For For
8 JOHN E. OLIVER For For
9 TERENCE C.W. REID For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Management For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC.
SECURITY 549764108 MEETING TYPE Annual
TICKER SYMBOL LUFK MEETING DATE 05-May-2010
ISIN US5497641085 AGENDA 933228822 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 R.R. STEWART* For For
2 J.F. GLICK** For For
3 J.D. HOFMEISTER** For For
4 J.H. LOLLAR** For For
5 T.E. WIENER** For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 73
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 05-May-2010
ISIN US2641471097 AGENDA 933230194 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 H. FREDERICK CHRISTIE For For
2 ROBERT C. DUCOMMUN For For
3 DEAN M. FLATT For For
4 JAY L. HABERLAND For For
5 ANTHONY J. REARDON For For
02 AMENDMENT OF 2007 STOCK INCENTIVE PLAN TO INCREASE BY 600,000 Management Against Against
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE THEREUNDER.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE CORPORATION'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
BIOLASE TECHNOLOGY, INC.
SECURITY 090911108 MEETING TYPE Annual
TICKER SYMBOL BLTI MEETING DATE 05-May-2010
ISIN US0909111082 AGENDA 933231401 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ROBERT M. ANDERTON, DDS Management For For
1B ELECTION OF DIRECTOR: GEORGE V. D'ARBELOFF Management For For
1C ELECTION OF DIRECTOR: JAMES R. LARGENT Management For For
1D ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For
1E ELECTION OF DIRECTOR: DAVID M. MULDER Management For For
1F ELECTION OF DIRECTOR: GREGORY D. WALLER Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
YAMANA GOLD INC.
SECURITY 98462Y100 MEETING TYPE Annual
TICKER SYMBOL AUY MEETING DATE 05-May-2010
ISIN CA98462Y1007 AGENDA 933242062 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
A DIRECTOR Management
1 PETER MARRONE For For
2 PATRICK J. MARS For For
3 JUVENAL MESQUITA FILHO For For
4 ANTENOR F. SILVA, JR. For For
5 NIGEL LEES For For
6 DINO TITARO For For
7 JOHN BEGEMAN For For
8 ROBERT HORN For For
9 RICHARD GRAFF For For
10 CARL RENZONI For For
11 ALEXANDER DAVIDSON For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS.
- --------------------------------------------------------------------------------
JARDINE STRATEGIC HLDGS LTD BERMUDA
SECURITY G50764102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-May-2010
ISIN BMG507641022 AGENDA 702334880 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Receive and approve the Financial Statements and the Management For For
Independent Auditor's Report for the YE 31 DEC 2009 and to
declare a final dividend
2 Re-elect Simon Keswick as a Director Management For For
3 Re-elect Percy Weatherall as a Director Management For For
4 Re-appoint the Auditors and authorize the Directors to fix Management For For
their remuneration
5 Authorize the Directors to allot or issue shares and to make Management For For
and grant offers, agreements and options which would or might
require shares to be allotted, issued or disposed of during or
after the end of the Relevant Period up to an aggregate nominal
amount of USD 18.5 million and the aggregate nominal amount of
share capital allotted or agreed conditionally or
unconditionally to be allotted wholly for cash (whether
pursuant to an option or otherwise) by the Directors pursuant
to the approval in this resolution, otherwise than pursuant to
a Rights Issue (for the purposes of this Resolution, Rights
Issue being an offer of shares or other securities to holders
of shares or other securities CONTD..
- - ..CONTD on the Register on a fixed record date in proportion to Non-Voting
their then-holdings of such shares or other securities or
otherwise in accordance with-the rights attaching thereto
(subject to such exclusions or other-arrangements as the
Directors may deem necessary or expedient in relation
to-fractional entitlements or legal or practical problems under
the laws of, or-the requirements of any recognized regulatory
body or any stock exchange in,-any territory)), shall not
exceed USD 2.7 million, and the said approval-shall be limited
accordingly; Authority expires earlier of the conclusion of-the
next AGM, or the expiration of the period within which such
meeting is-required by law to be held
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 74
The Gabelli Small Cap Growth Fund
6 Authorize the Directors to purchase its own shares, subject to Management For For
and in accordance with all applicable laws and regulations, the
aggregate nominal amount of shares of the Company which the
Company may purchase pursuant to the approval in this
resolution shall be less than 15% of the aggregate nominal
amount of the existing issued share capital of the Company at
the date of this meeting, and such approval shall be limited
accordingly; and the approval in this Resolution shall, where
permitted by applicable laws and regulations and subject to the
limitation in paragraph this Resolution, extend to permit the
purchase of shares of the Company (i) by subsidiaries of the
Company and (ii) pursuant to the terms of put warrants or
financial instruments having similar effect (Put Warrants)
whereby the Company CONTD..
- - ..CONTD can be required to purchase its own shares, provided Non-Voting
that where Put-Warrants are issued or offered pursuant to a
Rights Issue (as defined in-Resolution 5 above) the price which
the Company may pay for shares purchased-on exercise of Put
Warrants shall not exceed 15% more than the average of the-
market quotations for the shares for a period of not more than
30 nor less-than the five dealing days falling one day prior to
the date of any public-announcement by the Company of the
proposed issue of Put Warrants; Authority-expires earlier of
the conclusion of the next AGM, or the expiration of the-period
within which such meeting is required by law to be held
7 Approve the purchase by the Company of shares of US(cent) 25 Management For For
each in Jardine Matheson Holdings Limited (Jardine Matheson)
during the Relevant Period (for the purposes of this
Resolution, Relevant Period being the period from the passing
of this Resolution until the earlier of the conclusion of the
next AGM, or the expiration of the period within which such
meeting is required by law to be held, or the revocation or
variation of this Resolution by an ordinary resolution of the
shareholders of the Company in general meeting or the cessation
of the Company's status CONTD..
- - ..CONTD as a subsidiary of Jardine Matheson) be and is hereby Non-Voting
generally and-unconditionally approved, provided that any
purchases of Jardine Matheson-shares by the Company pursuant to
this authority shall be in accordance with-and limited by the
terms of the authority granted to the directors of
Jardine-Matheson by its shareholders from time to time and that
the authority granted-by this Resolution shall be limited
accordingly
- --------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
SECURITY 808541106 MEETING TYPE Annual
TICKER SYMBOL SWM MEETING DATE 06-May-2010
ISIN US8085411069 AGENDA 933201511 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 FREDERIC P. VILLOUTREIX For For
2 ANDERSON D. WARLICK For For
02 APPROVAL OF THE SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Management For For
RESTRICTED STOCK PLAN.
- --------------------------------------------------------------------------------
VALUECLICK, INC.
SECURITY 92046N102 MEETING TYPE Annual
TICKER SYMBOL VCLK MEETING DATE 06-May-2010
ISIN US92046N1028 AGENDA 933203476 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES R. ZARLEY For For
2 DAVID S. BUZBY For For
3 MARTIN T. HART For For
4 MR. VADNAIS HAS RETIRED For For
5 JEFFREY F. RAYPORT For For
6 JAMES R. PETERS For For
7 JAMES A. CROUTHAMEL For For
- --------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION
SECURITY 844895102 MEETING TYPE Annual
TICKER SYMBOL SWX MEETING DATE 06-May-2010
ISIN US8448951025 AGENDA 933203820 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ROBERT L. BOUGHNER For For
2 THOMAS E. CHESTNUT For For
3 STEPHEN C. COMER For For
4 RICHARD M. GARDNER For For
5 LEROY C. HANNEMAN, JR. For For
6 JAMES J. KROPID For For
7 MICHAEL O. MAFFIE For For
8 ANNE L. MARIUCCI For For
9 MICHAEL J. MELARKEY For For
10 JEFFREY W. SHAW For For
11 THOMAS A. THOMAS For For
12 TERRENCE L. WRIGHT For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR FISCAL YEAR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 75
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
DUFF & PHELPS CORPORATION
SECURITY 26433B107 MEETING TYPE Annual
TICKER SYMBOL DUF MEETING DATE 06-May-2010
ISIN US26433B1070 AGENDA 933208589 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 NOAH GOTTDIENER For For
2 WITHDRAWN For For
3 ROBERT M. BELKE For For
4 PETER W. CALAMARI For For
5 WILLIAM R. CARAPEZZI For For
6 WILLIAM J. HANNIGAN For For
7 HARVEY M. KRUEGER For For
8 SANDER M. LEVY For For
9 JEFFREY D. LOVELL For For
02 APPROVAL OF AMENDMENTS TO THE COMPANY'S 2007 OMNIBUS STOCK Management Against Against
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 06-May-2010
ISIN US92343V1044 AGENDA 933212451 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1M ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management For For
04 PROHIBIT GRANTING STOCK OPTIONS Shareholder Against For
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
08 ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY Shareholder Against For
09 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH Shareholder Against For
10 EXECUTIVE STOCK RETENTION REQUIREMENTS Shareholder Against For
- --------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
SECURITY 624756102 MEETING TYPE Annual
TICKER SYMBOL MLI MEETING DATE 06-May-2010
ISIN US6247561029 AGENDA 933212487 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ALEXANDER P. FEDERBUSH For For
2 PAUL J. FLAHERTY For For
3 GENNARO J. FULVIO For For
4 GARY S. GLADSTEIN For For
5 SCOTT J. GOLDMAN For For
6 TERRY HERMANSON For For
7 HARVEY L. KARP For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 76
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
SECURITY 171340102 MEETING TYPE Annual
TICKER SYMBOL CHD MEETING DATE 06-May-2010
ISIN US1713401024 AGENDA 933213542 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRADLEY C. IRWIN For For
2 JEFFREY A. LEVICK For For
3 ARTHUR B. WINKLEBLACK For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
CHURCH & DWIGHT CO., INC. 2010 CONSOLIDATED FINANCIAL
STATEMENTS.
- --------------------------------------------------------------------------------
HUNTSMAN CORPORATION
SECURITY 447011107 MEETING TYPE Annual
TICKER SYMBOL HUN MEETING DATE 06-May-2010
ISIN US4470111075 AGENDA 933216031 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 NOLAN D ARCHIBALD For For
2 H WILLIAM LICHTENBERGER For For
3 M ANTHONY BURNS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
HUNTSMAN CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
EXACTECH, INC.
SECURITY 30064E109 MEETING TYPE Annual
TICKER SYMBOL EXAC MEETING DATE 06-May-2010
ISIN US30064E1091 AGENDA 933216055 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM B. LOCANDER * For For
2 JAMES G BINCH * For For
3 DAVID PETTY * For For
4 R. WYNN KEARNEY, JR. ** For For
5 PAUL METTS ** For For
6 RICHARD C. SMITH ** For For
02 RATIFICATION TO SELECT MCGLADREY & PULLEN, LLP AS THE COMPANY'S Management For For
PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ASTRONICS CORPORATION
SECURITY 046433108 MEETING TYPE Annual
TICKER SYMBOL ATRO MEETING DATE 06-May-2010
ISIN US0464331083 AGENDA 933219075 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR FISCAL YEAR 2010.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL RECOMMENDING Shareholder Against For
THE BOARD OF DIRECTORS TAKE ACTION TO CONVERT ALL CLASS B
SHARES (CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES
(CURRENTLY ONE VOTE PER SHARE).
- --------------------------------------------------------------------------------
ASTRONICS CORPORATION
SECURITY 046433207 MEETING TYPE Annual
TICKER SYMBOL ATROB MEETING DATE 06-May-2010
ISIN US0464332073 AGENDA 933219075 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 77
The Gabelli Small Cap Growth Fund
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR FISCAL YEAR 2010.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL RECOMMENDING Shareholder Against For
THE BOARD OF DIRECTORS TAKE ACTION TO CONVERT ALL CLASS B
SHARES (CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES
(CURRENTLY ONE VOTE PER SHARE).
- --------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC.
SECURITY 774415103 MEETING TYPE Annual
TICKER SYMBOL ROC MEETING DATE 06-May-2010
ISIN US7744151033 AGENDA 933219809 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SEIFI GHASEMI For For
2 SHELDON R. ERIKSON For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
SECURITY 22282E102 MEETING TYPE Annual
TICKER SYMBOL CVA MEETING DATE 06-May-2010
ISIN US22282E1029 AGENDA 933223264 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID M. BARSE For For
2 RONALD J. BROGLIO For For
3 PETER C.B. BYNOE For For
4 LINDA J. FISHER For For
5 JOSEPH M. HOLSTEN For For
6 ANTHONY J. ORLANDO For For
7 WILLIAM C. PATE For For
8 ROBERT S. SILBERMAN For For
9 JEAN SMITH For For
10 SAMUEL ZELL For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA Management For For
HOLDING CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE 2010 FISCAL YEAR. THE BOARD OF DIRECTORS RECOMMENDED A
VOTE "AGAINST" PROPOSAL 3.
03 STOCKHOLDER PROPOSAL TO AMEND THE EQUITY AWARD PLAN FOR Shareholder Against For
EMPLOYEES AND OFFICERS.
- --------------------------------------------------------------------------------
OTIX GLOBAL, INC
SECURITY 68906N101 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 06-May-2010
ISIN AGENDA 933225535 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT W. MILLER For For
2 SAMUEL L. WESTOVER For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY
SECURITY 367905106 MEETING TYPE Annual
TICKER SYMBOL GET MEETING DATE 06-May-2010
ISIN US3679051066 AGENDA 933226727 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GLENN J. ANGIOLILLO For For
2 MICHAEL J. BENDER For For
3 E.K. GAYLORD II For For
4 RALPH HORN For For
5 DAVID W. JOHNSON For For
6 ELLEN LEVINE For For
7 ROBERT S. PRATHER, JR. For For
8 COLIN V. REED For For
9 MICHAEL D. ROSE For For
10 MICHAEL I. ROTH For For
11 ROBERT B. ROWLING For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 78
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ODYSSEY HEALTHCARE, INC.
SECURITY 67611V101 MEETING TYPE Annual
TICKER SYMBOL ODSY MEETING DATE 06-May-2010
ISIN US67611V1017 AGENDA 933229331 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD R. BURNHAM Management For For
1B ELECTION OF DIRECTOR: JAMES E. BUNCHER Management For For
1C ELECTION OF DIRECTOR: ROBERT A. ORTENZIO Management For For
02 TO APPROVE THE THIRD AMENDMENT TO THE ODYSSEY HEALTHCARE, INC. Management For For
2001 EQUITY-BASED COMPENSATION PLAN (THE "EQUITY-BASED
COMPENSATION PLAN") THAT SUBMITS FOR STOCKHOLDER APPROVAL THE
PROVISIONS OF THE EQUITY-BASED COMPENSATION PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FALCONSTOR SOFTWARE, INC.
SECURITY 306137100 MEETING TYPE Annual
TICKER SYMBOL FALC MEETING DATE 06-May-2010
ISIN US3061371007 AGENDA 933230853 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 REIJANE HUAI For For
2 BARRY RUBENSTEIN For For
02 TO APPROVE THE FALCONSTOR SOFTWARE, INC. 2010 OUTSIDE DIRECTORS Management Against Against
EQUITY COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
STERLING BANCORP
SECURITY 859158107 MEETING TYPE Annual
TICKER SYMBOL STL MEETING DATE 06-May-2010
ISIN US8591581074 AGENDA 933235699 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT ABRAMS For For
2 JOSEPH M. ADAMKO For For
3 LOUIS J. CAPPELLI For For
4 FERNANDO FERRER For For
5 ALLAN F. HERSHFIELD For For
6 HENRY J. HUMPHREYS For For
7 ROBERT W. LAZAR For For
8 CAROLYN JOY LEE For For
9 JOHN C. MILLMAN For For
10 EUGENE ROSSIDES For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2010.
03 ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED Management For For
EXECUTIVE OFFICERS.
- --------------------------------------------------------------------------------
THE BRINK'S COMPANY
SECURITY 109696104 MEETING TYPE Annual
TICKER SYMBOL BCO MEETING DATE 07-May-2010
ISIN US1096961040 AGENDA 933210421 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PAUL G. BOYNTON For For
2 MURRAY D. MARTIN For For
3 RONALD L. TURNER For For
02 APPROVE THE AMENDMENT AND RESTATEMENT OF THE KEY EMPLOYEES' Management For For
DEFERRED COMPENSATION PROGRAM.
03 APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE Management For For
MANAGEMENT PERFORMANCE IMPROVEMENT PLAN.
04 APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE Management For For
2005 EQUITY INCENTIVE PLAN.
05 APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION OF KPMG LLP Management For For
AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT
THE ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR
2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 79
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
COHEN & STEERS, INC.
SECURITY 19247A100 MEETING TYPE Annual
TICKER SYMBOL CNS MEETING DATE 07-May-2010
ISIN US19247A1007 AGENDA 933213376 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: MARTIN COHEN Management For For
1B ELECTION OF DIRECTOR: ROBERT H. STEERS Management For For
1C ELECTION OF DIRECTOR: RICHARD E. BRUCE Management For For
1D ELECTION OF DIRECTOR: PETER L. RHEIN Management For For
1E ELECTION OF DIRECTOR: RICHARD P. SIMON Management For For
1F ELECTION OF DIRECTOR: EDMOND D. VILLANI Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 07-May-2010
ISIN US17273K1097 AGENDA 933216081 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JEROME D. BRADY For For
2 PETER M. WILVER For For
2 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER Management For For
THE COMPANY'S AMENDED AND RESTATED 1999 STOCK OPTION AND
INCENTIVE PLAN FOR THE PURPOSES OF COMPENSATION DEDUCTIBILITY
UNDER INTERNAL REVENUE CODE SECTION 162 (M).
3 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTOR'S Management For For
SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
SECURITY 231561101 MEETING TYPE Annual
TICKER SYMBOL CW MEETING DATE 07-May-2010
ISIN US2315611010 AGENDA 933216865 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MARTIN R. BENANTE For For
2 S. MARCE FULLER For For
3 ALLEN A. KOZINSKI For For
4 CARL G. MILLER For For
5 WILLIAM B. MITCHELL For For
6 JOHN R. MYERS For For
7 JOHN B. NATHMAN For For
8 WILLIAM W. SIHLER For For
9 ALBERT E. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2010.
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY'S 2005 OMNIBUS Management For For
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
SECURITY 675232102 MEETING TYPE Annual
TICKER SYMBOL OII MEETING DATE 07-May-2010
ISIN US6752321025 AGENDA 933226967 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID S. HOOKER For For
2 HARRIS J. PAPPAS For For
02 PROPOSAL TO APPROVE THE 2010 INCENTIVE PLAN OF OCEANEERING Management For For
INTERNATIONAL, INC.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 80
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
BARNES GROUP INC.
SECURITY 067806109 MEETING TYPE Annual
TICKER SYMBOL B MEETING DATE 07-May-2010
ISIN US0678061096 AGENDA 933237097 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN W. ALDEN* For For
2 GEORGE T. CARPENTER* For For
3 WILLIAM J. MORGAN* For For
4 HASSELL H. MCCLELLAN** For For
02 APPROVE THE BARNES GROUP INC. STOCK AND INCENTIVE AWARD PLAN, Management Against Against
AS AMENDED
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
04 CONSIDERATION OF STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
DECLASSIFICATION OF THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
IVANHOE MINES LTD.
SECURITY 46579N103 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL IVN MEETING DATE 07-May-2010
ISIN CA46579N1033 AGENDA 933244840 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT M. FRIEDLAND For For
2 PETER MEREDITH For For
3 JOHN MACKEN For For
4 DAVID HUBERMAN For For
5 HOWARD BALLOCH For For
6 MARKUS FABER For For
7 R. EDWARD FLOOD For For
8 ROBERT HANSON For For
9 ANDREW HARDING For For
10 DAVID KORBIN For For
11 LIVIA MAHLER For For
12 KJELD THYGESEN For For
02 TO APPOINT DELOITTE & TOUCHE, LLP, CHARTERED ACCOUNTANTS, AS Management For For
AUDITORS OF THE CORPORATION AT A REMUNERATION TO BE FIXED BY
THE BOARD OF DIRECTORS.
03 TO APPROVE, BY SPECIAL RESOLUTION, THE AMENDMENT OF THE Management For For
CORPORATION'S ARTICLES TO SET THE NUMBER OF DIRECTORS OF THE
CORPORATION AS NOT LESS THAN THREE (3), NOR MORE THAN FOURTEEN
(14).
04 CONTINGENT UPON THE APPROVAL OF THE SPECIAL RESOLUTION TO AMEND Management For For
THE ARTICLES OF THE CORPORATION, TO ELECT THE FOLLOWING
ADDITIONAL DIRECTOR: TRACY STEVENSON
05 CONTINGENT UPON THE APPROVAL OF THE SPECIAL RESOLUTION TO AMEND Management For For
THE ARTICLES OF THE CORPORATION, TO APPROVE, BY ORDINARY
RESOLUTION, THE FIXING OF THE NUMBER OF DIRECTORS AT FOURTEEN
(14).
06 TO APPROVE, BY ORDINARY RESOLUTION, AMENDING AND RESTATING THE Management For For
EMPLOYEES' AND DIRECTORS' EQUITY INCENTIVE PLAN TO MAKE CERTAIN
AMENDMENTS THERETO, AS MORE PARTICULARLY DESCRIBED IN THE
MANAGEMENT PROXY CIRCULAR.
07 TO APPROVE AND RATIFY, BY ORDINARY RESOLUTION, THE ADOPTION OF Management Against Against
A SHAREHOLDER RIGHTS PLAN, ALL AS MORE PARTICULARLY DESCRIBED
IN THE MANAGEMENT PROXY CIRCULAR.
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
SECURITY 806407102 MEETING TYPE Annual
TICKER SYMBOL HSIC MEETING DATE 10-May-2010
ISIN US8064071025 AGENDA 933219304 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 STANLEY M BERGMAN For For
2 GERALD A BENJAMIN For For
3 JAMES P BRESLAWSKI For For
4 MARK E MLOTEK For For
5 STEVEN PALADINO For For
6 BARRY J ALPERIN For For
7 PAUL BRONS For For
8 DONALD J KABAT For For
9 PHILIP A LASKAWY For For
10 KARYN MASHIMA For For
11 NORMAN S MATTHEWS For For
12 BRADLEY T SHEARES, PHD For For
13 LOUIS W SULLIVAN, MD For For
2 PROPOSAL TO AMEND THE COMPANY'S 1996 NON- EMPLOYEE DIRECTOR Management For For
STOCK INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 25, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 81
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
SECURITY 527288104 MEETING TYPE Annual
TICKER SYMBOL LUK MEETING DATE 10-May-2010
ISIN US5272881047 AGENDA 933239091 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 IAN M. CUMMING For For
2 PAUL M. DOUGAN For For
3 ALAN J. HIRSCHFIELD For For
4 JAMES E. JORDAN For For
5 JEFFREY C. KEIL For For
6 J. CLYDE NICHOLS III For For
7 MICHAEL SORKIN For For
8 JOSEPH S. STEINBERG For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2010.
- --------------------------------------------------------------------------------
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 11-May-2010
ISIN US4290601065 AGENDA 933216512 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DIANE L. DEWBREY For For
2 LYLE G. JACOBSON For For
02 RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT AUDITOR. Management For For
- --------------------------------------------------------------------------------
ARTIO GLOBAL INVESTORS
SECURITY 04315B107 MEETING TYPE Annual
TICKER SYMBOL ART MEETING DATE 11-May-2010
ISIN US04315B1070 AGENDA 933216651 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: DUANE R. KULLBERG Management For For
02 THE RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 11-May-2010
ISIN US8520611000 AGENDA 933216764 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1E ELECTION OF DIRECTOR: DANIEL R. HESSE Management For For
1F ELECTION OF DIRECTOR: V. JANET HILL Management For For
1G ELECTION OF DIRECTOR: FRANK IANNA Management For For
1H ELECTION OF DIRECTOR: SVEN-CHRISTER NILSSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM R. NUTI Management For For
1J ELECTION OF DIRECTOR: RODNEY O'NEAL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2010.
03 TO APPROVE AN AMENDMENT TO THE 2007 OMNIBUS INCENTIVE PLAN, ALL Management Against Against
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION.
06 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' Shareholder Against For
ABILITY TO ACT BY WRITTEN CONSENT.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 82
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
THE ST. JOE COMPANY
SECURITY 790148100 MEETING TYPE Annual
TICKER SYMBOL JOE MEETING DATE 11-May-2010
ISIN US7901481009 AGENDA 933217413 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 MICHAEL L. AINSLIE For For
2 HUGH M. DURDEN For For
3 THOMAS A. FANNING For For
4 WM. BRITTON GREENE For For
5 DELORES M. KESLER For For
6 JOHN S. LORD For For
7 WALTER L. REVELL For For
2 AMENDMENT OF OUR ARTICLES OF INCORPORATION TO DELETE THE Management For For
PROVISIONS REGARDING THE NUMBER OF OUR DIRECTORS.
3 APPROVAL OF THE ST. JOE COMPANY 2009 EMPLOYEE STOCK PURCHASE Management For For
PLAN.
4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
UNITED RENTALS, INC.
SECURITY 911363109 MEETING TYPE Annual
TICKER SYMBOL URI MEETING DATE 11-May-2010
ISIN US9113631090 AGENDA 933222743 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JENNE K. BRITELL Management For For
1B ELECTION OF DIRECTOR: JOSE B. ALVAREZ Management For For
1C ELECTION OF DIRECTOR: HOWARD L. CLARK, JR. Management For For
1D ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Management For For
1E ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Management For For
1F ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER Management For For
1G ELECTION OF DIRECTOR: BRIAN D. MCAULEY Management For For
1H ELECTION OF DIRECTOR: JOHN S. MCKINNEY Management For For
1I ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Management For For
1J ELECTION OF DIRECTOR: FILIPPO PASSERINI Management For For
1K ELECTION OF DIRECTOR: KEITH WIMBUSH Management For For
02 APPROVAL OF 2010 LONG TERM INCENTIVE PLAN Management Against Against
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
- --------------------------------------------------------------------------------
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 11-May-2010
ISIN US0805551050 AGENDA 933227034 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JUDITH L. CRAVEN,MD MPH For For
2 DEALEY D. HERNDON For For
3 WAYNE R. SANDERS For For
4 MCHENRY T. TICHENOR JR. For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL RELATING TO REPEAL OF THE CLASSIFIED BOARD Shareholder Against For
OF DIRECTORS.
- --------------------------------------------------------------------------------
DANAHER CORPORATION
SECURITY 235851102 MEETING TYPE Annual
TICKER SYMBOL DHR MEETING DATE 11-May-2010
ISIN US2358511028 AGENDA 933230536 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: STEVEN M. RALES Management For For
1B ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Management For For
1C ELECTION OF DIRECTOR: ALAN G. SPOON Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
03 TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER'S Shareholder Against For
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO DECLASSIFY THE
BOARD OF DIRECTORS WITHIN ONE YEAR, IF PROPERLY PRESENTED AT
THE MEETING.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 83
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 11-May-2010
ISIN US5956261029 AGENDA 933232857 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ARCHIE R. DYKES For For
2 ALAN D. FELDMAN For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT OF MIDAS' EXISTING EQUITY Management For For
INCENTIVE PLANS TO PERMIT A ONE- TIME STOCK OPTION EXCHANGE
OFFER.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR ENDING JANUARY 1,
2011.
- --------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
SECURITY 035290105 MEETING TYPE Annual
TICKER SYMBOL AXE MEETING DATE 11-May-2010
ISIN US0352901054 AGENDA 933242276 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LORD JAMES BLYTH For For
2 FREDERIC F. BRACE For For
3 LINDA WALKER BYNOE For For
4 ROBERT J. ECK For For
5 ROBERT W. GRUBBS JR. For For
6 F. PHILIP HANDY For For
7 MELVYN N. KLEIN For For
8 GEORGE MUNOZ For For
9 STUART M. SLOAN For For
10 MATTHEW ZELL For For
11 SAMUEL ZELL For For
02 APPROVAL OF THE COMPANY'S 2010 STOCK INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR Management For For
FISCAL 2010.
- --------------------------------------------------------------------------------
LIN TV CORP.
SECURITY 532774106 MEETING TYPE Annual
TICKER SYMBOL TVL MEETING DATE 11-May-2010
ISIN US5327741063 AGENDA 933242959 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM S. BANOWSKY Withheld Against
2 DR. W.H. CUNNINGHAM Withheld Against
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV CORP.
FOR THE YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE THE AMENDED AND RESTATED 2002 NON- EMPLOYEE DIRECTOR Management Against Against
STOCK PLAN.
04 TO APPROVE THE AMENDED AND RESTATED 2002 STOCK PLAN. Management Against Against
05 TO APPROVE THE 2010 EMPLOYEE STOCK PURCHASE PLAN. Management For For
- --------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC.
SECURITY 398231100 MEETING TYPE Annual
TICKER SYMBOL GRIF MEETING DATE 11-May-2010
ISIN US3982311009 AGENDA 933243355 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WINSTON J. CHURCHILL JR For For
2 EDGAR M. CULLMAN For For
3 DAVID M. DANZIGER For For
4 FREDERICK M. DANZIGER For For
5 THOMAS C. ISRAEL For For
6 ALBERT H. SMALL, JR. For For
7 DAVID F. STEIN For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 84
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Contested-Annual
TICKER SYMBOL PNK MEETING DATE 11-May-2010
ISIN US7234561097 AGENDA 933248696 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For
1B ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For
1C ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For
1D ELECTION OF DIRECTOR: ELLIS LANDAU Management For For
1E ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For
1F ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For
1G ELECTION OF DIRECTOR: MICHAEL ORNEST Management For For
1H ELECTION OF DIRECTOR: LYNN P. REITNOUER Management For For
1I ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
02 PROPOSAL TO AMEND THE COMPANY'S 2005 EQUITY AND PERFORMANCE Management Against Against
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Management For For
AUDITORS FOR THE 2010 FISCAL YEAR. THE BOARD OF DIRECTORS
RECOMMENDS TO VOTE "AGAINST" PROPOSAL 4.
04 STOCKHOLDER PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
- --------------------------------------------------------------------------------
HONGKONG & SHANGHAI HOTELS LTD
SECURITY Y35518110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-May-2010
ISIN HK0045000319 AGENDA 702355909 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" Non-Voting
WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.
1 Approve the financial statements and the reports of the Management For For
Directors and Independent Auditor for the YE 31 DEC 2009
2 Approve to declare a final dividend Management For For
3.a Re-election of The Hon. Sir Michael Kadoorie as a Director Management For For
3.b Re-election of Mr. Ian Duncan Boyce as a Director Management For For
3.c Re-election of Mr. Robert Chee Siong Ng as a Director Management For For
3.d Re-election of Mr. Patrick Blackwell Paul as a Director Management For For
3.e Re-election of Mr. Peter Camille Borer as a Director Management For For
4 Re-appointment of KPMG as a Auditor of the Company and to Management For For
authorize the Directors to fix their remuneration
5 Authorize the Directors of the Company, subject to Paragraph of Management For For
this resolution ate be unconditionally granted to the Directors
of the Company to exercise during the Relevant Period to allot,
issue and deal with additional shares in the capital of the
Company and to make or grant offers, agreements, options or
warrants which would or might require to make or grant offers,
agreements and options which would or might require the
exercise of such powers after the end of the Relevant Period;
the aggregate number of shares in the capital of the Company
allotted or agreed conditionally or CONTD.
- - CONTD. unconditionally to be allotted whether pursuant to an Non-Voting
option or-otherwise by the Directors of the Company pursuant to
the mandate in this-paragraph, otherwise than pursuant to a
Rights Issue, or any option scheme or-similar arrangement for
the time being adopted for the grant or issue to-officers
and/or employees of the Company and/or any of its subsidiaries
of- shares or rights to acquire shares of the Company, or any
scrip dividend or-similar arrangement pursuant to the Articles
of Association of the Company-from time to time, CONTD.
- - CONTD. shall not exceed 20% of the aggregate number of shares Non-Voting
in the capital-of the Company in issue at the date of passing
this Resolution and the said-mandate shall be limited
accordingly; and for the purpose of this Resolution:-Authority
expires the earlier of the conclusion of the next AGM of
the-Company or the expiration of the period within which the
next AGM is to be-held by law
6 Authorize the Directors of the Company to repurchase shares or Management For For
otherwise acquire shares of HKD 0.50 each in the capital of the
Company in accordance with all applicable laws and the
requirements of the Rules Governing the Listing of Securities
on The Stock Exchange of Hong Kong Limited, during the relevant
period, provided that the aggregate number of shares in the
capital of the Company so repurchased or otherwise acquired
shall not exceeding 10% of the aggregate nominal amount of the
issued share capital of the Company; and Authority expires the
earlier of the conclusion of the AGM of the Company or the
expiration of the period within which the next AGM of the
Company is to be held by law
7 Approve the aggregate number of the shares in the capital of Management For For
the Company which are repurchased or otherwise acquired by the
Company pursuant to Resolution 6 shall be added to the
aggregate number of the shares in the capital of the Company
which may be issued pursuant to Resolution 5
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 85
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC.
SECURITY 942749102 MEETING TYPE Annual
TICKER SYMBOL WTS MEETING DATE 12-May-2010
ISIN US9427491025 AGENDA 933209353 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ROBERT L. AYERS For For
2 KENNETT F. BURNES For For
3 RICHARD J. CATHCART For For
4 RALPH E. JACKSON, JR. For For
5 KENNETH J. MCAVOY For For
6 JOHN K. MCGILLICUDDY For For
7 GORDON W. MORAN For For
8 PATRICK S. O'KEEFE For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
ARTHROCARE CORPORATION
SECURITY 043136100 MEETING TYPE Annual
TICKER SYMBOL ARTC MEETING DATE 12-May-2010
ISIN US0431361007 AGENDA 933216930 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CHRISTIAN P. AHRENS For For
2 GREGORY A. BELINFANTI For For
3 BARBARA D. BOYAN, PH.D. For For
4 DAVID FITZGERALD For For
5 JAMES G. FOSTER For For
6 TERRENCE E. GEREMSKI For For
7 TORD B. LENDAU For For
8 PETER L. WILSON For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY'S AMENDED AND RESTATED Management Against Against
2003 INCENTIVE STOCK PLAN TO, AMONG OTHER MODIFICATIONS,
INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 2,200,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
CYNOSURE INC.
SECURITY 232577205 MEETING TYPE Annual
TICKER SYMBOL CYNO MEETING DATE 12-May-2010
ISIN US2325772059 AGENDA 933217374 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 MARINA HATSOPOULOS For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS CYNOSURE'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDED DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TENNECO INC.
SECURITY 880349105 MEETING TYPE Annual
TICKER SYMBOL TEN MEETING DATE 12-May-2010
ISIN US8803491054 AGENDA 933220915 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1C ELECTION OF DIRECTOR: FRANK E. MACHER Management For For
1D ELECTION OF DIRECTOR: HARI N. NAIR Management For For
1E ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1F ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1G ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1H ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1I ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1J ELECTION OF DIRECTOR: JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR 2010.
- --------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
SECURITY 983134107 MEETING TYPE Annual
TICKER SYMBOL WYNN MEETING DATE 12-May-2010
ISIN US9831341071 AGENDA 933222072 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN A. WYNN For For
2 RAY R. IRANI For For
3 ALVIN V. SHOEMAKER For For
4 D. BOONE WAYSON For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S 2002 STOCK INCENTIVE Management For For
PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON
STOCK SUBJECT TO THE 2002 STOCK INCENTIVE PLAN FROM 9,750,000
SHARES TO 12,750,000 SHARES, TO EXTEND THE TERM OF THE PLAN TO
2022, AND TO REMOVE THE ABILITY OF THE ADMINISTRATOR TO REPRICE
STOCK OPTIONS.
03 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF ITS
SUBSIDIARIES FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 86
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
SECURITY 277461109 MEETING TYPE Annual
TICKER SYMBOL EK MEETING DATE 12-May-2010
ISIN US2774611097 AGENDA 933223327 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD S. BRADDOCK Management For For
1B ELECTION OF DIRECTOR: HERALD Y. CHEN Management For For
1C ELECTION OF DIRECTOR: ADAM H. CLAMMER Management For For
1D ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1E ELECTION OF DIRECTOR: MICHAEL J. HAWLEY Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: DOUGLAS R. LEBDA Management For For
1H ELECTION OF DIRECTOR: DEBRA L. LEE Management For For
1I ELECTION OF DIRECTOR: DELANO E. LEWIS Management For For
1J ELECTION OF DIRECTOR: WILLIAM G. PARRETT Management For For
1K ELECTION OF DIRECTOR: ANTONIO M. PEREZ Management For For
1L ELECTION OF DIRECTOR: JOEL SELIGMAN Management For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1N ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3 APPROVAL OF AMENDMENTS TO, AND RE-APPROVAL OF THE MATERIALS Management For For
TERMS OF, THE 2005 OMNIBUS LONG- TERM COMPENSATION PLAN.
4 APPROVAL OF AMENDMENT TO, AND RE-APPROVAL OF THE MATERIAL TERMS Management For For
OF, THE EXECUTIVE COMPENSATION FOR EXCELLENCE AND LEADERSHIP
(EXCEL) PLAN
- --------------------------------------------------------------------------------
QUIDEL CORPORATION
SECURITY 74838J101 MEETING TYPE Annual
TICKER SYMBOL QDEL MEETING DATE 12-May-2010
ISIN US74838J1016 AGENDA 933234990 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 THOMAS D. BROWN For For
2 DOUGLAS C. BRYANT For For
3 KENNETH F. BUECHLER For For
4 ROD F. DAMMEYER For For
5 MARY LAKE POLAN For For
6 MARK A. PULIDO For For
7 JACK W. SCHULER For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
03 TO APPROVE THE ADOPTION OF THE QUIDEL CORPORATION 2010 EQUITY Management Against Against
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Annual
TICKER SYMBOL SMBL MEETING DATE 12-May-2010
ISIN US83169Y1082 AGENDA 933236259 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT S. GLUCK For For
2 STEPHEN B. HUGHES For For
3 JAMES E. LEWIS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE STEINER & Management For For
HOTTMAN PC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED SMART BALANCE, Management For For
INC. FINANCIAL PERFORMANCE INCENTIVE PROGRAM
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 87
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC.
SECURITY 337756209 MEETING TYPE Annual
TICKER SYMBOL FSCI MEETING DATE 12-May-2010
ISIN US3377562091 AGENDA 933236716 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 COLLEEN B. BROWN For For
2 DONALD G. GRAHAM, III For For
3 BRIAN P. MCANDREWS For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF OUR AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN. Management For For
04 SHAREHOLDER PROPOSAL REQUESTING THAT OUR BOARD TAKE THE Shareholder Against For
NECESSARY STEPS TO INCREASE THE SIZE OF OUR BOARD OF DIRECTORS
TO TWELVE (12) DIRECTORS.
05 SHAREHOLDER PROPOSAL AMENDING OUR BYLAWS TO REQUIRE SHAREHOLDER Shareholder Against For
APPROVAL OF CERTAIN COMPANY ACQUISITIONS.
- --------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION
SECURITY 747316107 MEETING TYPE Annual
TICKER SYMBOL KWR MEETING DATE 12-May-2010
ISIN US7473161070 AGENDA 933237186 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOSEPH B. ANDERSON, JR. For For
2 PATRICIA C. BARRON For For
3 EDWIN J. DELATTRE For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
- --------------------------------------------------------------------------------
BRINK'S HOME SECURITY HOLDINGS, INC.
SECURITY 109699108 MEETING TYPE Special
TICKER SYMBOL CFL MEETING DATE 12-May-2010
ISIN US1096991088 AGENDA 933240450 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE (A) THE AGREEMENT AND PLAN OF MERGER, BY AND AMONG Management For For
BRINK'S HOME SECURITY HOLDINGS, INC., TYCO INTERNATIONAL LTD.,
BARRICADE MERGER SUB, INC., ADT SECURITY SERVICES, INC., (B)
THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT (THE "MERGER");
AND (C) THE PLAN OF MERGER THAT MEETS THE REQUIREMENTS OF
SECTION 13.1-716 OF THE VIRGINIA STOCK CORPORATION ACT.
02 CONSIDER AND VOTE UPON ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE IS AN INSUFFICIENT
NUMBER OF VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE THE
MERGER AGREEMENT, THE MERGER AND THE PLAN.
- --------------------------------------------------------------------------------
UNITED-GUARDIAN, INC.
SECURITY 910571108 MEETING TYPE Annual
TICKER SYMBOL UG MEETING DATE 12-May-2010
ISIN US9105711082 AGENDA 933242327 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HENRY P. GLOBUS For For
2 ROBERT S. RUBINGER For For
3 KENNETH H. GLOBUS For For
4 LAWRENCE F. MAIETTA For For
5 ARTHUR M. DRESNER For For
6 ANDREW A. BOCCONE For For
7 CHRISTOPHER W. NOLAN SR For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF HOLTZ RUBENSTEIN REMINICK Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 88
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY
SECURITY 811054402 MEETING TYPE Annual
TICKER SYMBOL SSP MEETING DATE 13-May-2010
ISIN US8110544025 AGENDA 933221006 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROGER L OGDEN For For
2 J. MARVIN QUIN For For
3 KIM WILLIAMS For For
- --------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
SECURITY 760759100 MEETING TYPE Annual
TICKER SYMBOL RSG MEETING DATE 13-May-2010
ISIN US7607591002 AGENDA 933221450 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JAMES E. O'CONNOR Management For For
1B ELECTION OF DIRECTOR: JOHN W. CROGHAN Management For For
1C ELECTION OF DIRECTOR: JAMES W. CROWNOVER Management For For
1D ELECTION OF DIRECTOR: WILLIAM J. FLYNN Management For For
1E ELECTION OF DIRECTOR: DAVID I. FOLEY Management For For
1F ELECTION OF DIRECTOR: MICHAEL LARSON Management For For
1G ELECTION OF DIRECTOR: NOLAN LEHMANN Management For For
1H ELECTION OF DIRECTOR: W. LEE NUTTER Management For For
1I ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Management For For
1J ELECTION OF DIRECTOR: ALLAN C. SORENSEN Management For For
1K ELECTION OF DIRECTOR: JOHN M. TRANI Management For For
1L ELECTION OF DIRECTOR: MICHAEL W. WICKHAM Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2010.
03 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND Shareholder Against For
EXPENDITURES.
- --------------------------------------------------------------------------------
TEREX CORPORATION
SECURITY 880779103 MEETING TYPE Annual
TICKER SYMBOL TEX MEETING DATE 13-May-2010
ISIN US8807791038 AGENDA 933222755 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RONALD M. DEFEO For For
2 G. CHRIS ANDERSEN For For
3 PAULA H.J. CHOLMONDELEY For For
4 DON DEFOSSET For For
5 WILLIAM H. FIKE For For
6 THOMAS J. HANSEN For For
7 DAVID A. SACHS For For
8 OREN G. SHAFFER For For
9 DAVID C. WANG For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2010.
- --------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC.
SECURITY 98235T107 MEETING TYPE Annual
TICKER SYMBOL WMGI MEETING DATE 13-May-2010
ISIN US98235T1079 AGENDA 933244624 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GARY D. BLACKFORD For For
2 CARMEN L. DIERSON For For
3 MARTIN J. EMERSON For For
4 LAWRENCE W. HAMILTON For For
5 GARY D. HENLEY For For
6 JOHN L. MICLOT For For
7 AMY S. PAUL For For
8 ROBERT J. QUILLINAN For For
9 DAVID D. STEVENS For For
02 TO APPROVE AN AMENDMENT TO OUR 2009 EQUITY INCENTIVE PLAN TO Management Against Against
INCREASE BY 700,000 THE NUMBER OF SHARES OF OUR COMMON STOCK
AVAILABLE FOR AWARDS THEREUNDER.
03 TO APPROVE THE MATERIAL TERMS OF OUR 2010 EXECUTIVE PERFORMANCE Management For For
INCENTIVE PLAN FOR THE PURPOSE OF ENABLING US TO FULLY DEDUCT
FOR TAX PURPOSES COMPENSATION PAID THEREUNDER.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITOR Management For For
FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 89
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC.
SECURITY 902252105 MEETING TYPE Annual
TICKER SYMBOL TYL MEETING DATE 13-May-2010
ISIN US9022521051 AGENDA 933248812 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DONALD R. BRATTAIN For For
2 J. LUTHER KING, JR. For For
3 JOHN S. MARR, JR. For For
4 G. STUART REEVES For For
5 MICHAEL D. RICHARDS For For
6 DUSTIN R. WOMBLE For For
7 JOHN M. YEAMAN For For
02 ADOPTION OF THE TYLER TECHNOLOGIES, INC. 2010 STOCK OPTION PLAN. Management Against Against
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Management For For
- --------------------------------------------------------------------------------
CONNECTICUT WATER SERVICE, INC.
SECURITY 207797101 MEETING TYPE Annual
TICKER SYMBOL CTWS MEETING DATE 14-May-2010
ISIN US2077971016 AGENDA 933218415 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HEATHER HUNT For For
2 ARTHUR C. REEDS For For
3 ERIC W. THORNBURG For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FLOWSERVE CORPORATION
SECURITY 34354P105 MEETING TYPE Annual
TICKER SYMBOL FLS MEETING DATE 14-May-2010
ISIN US34354P1057 AGENDA 933219619 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GAYLA DELLY For For
2 RICK MILLS For For
3 CHARLES RAMPACEK For For
4 WILLIAM RUSNACK For For
5 MARK BLINN For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
- --------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION
SECURITY 232806109 MEETING TYPE Annual
TICKER SYMBOL CY MEETING DATE 14-May-2010
ISIN US2328061096 AGENDA 933222008 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 T.J. RODGERS For For
2 W. STEVE ALBRECHT For For
3 ERIC A. BENHAMOU For For
4 LLOYD CARNEY For For
5 JAMES R. LONG For For
6 J. DANIEL MCCRANIE For For
7 EVERT VAN DE VEN For For
2 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 90
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
MACY'S INC.
SECURITY 55616P104 MEETING TYPE Annual
TICKER SYMBOL M MEETING DATE 14-May-2010
ISIN US55616P1049 AGENDA 933235221 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN F. BOLLENBACH For For
2 DEIRDRE P. CONNELLY For For
3 MEYER FELDBERG For For
4 SARA LEVINSON For For
5 TERRY J. LUNDGREN For For
6 JOSEPH NEUBAUER For For
7 JOSEPH A. PICHLER For For
8 JOYCE M. ROCHE For For
9 CRAIG E. WEATHERUP For For
10 MARNA C. WHITTINGTON For For
02 THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 29, 2011.
03 THE PROPOSED APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY'S CERTIFICATE OF INCORPORATION.
04 A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR Shareholder Against For
ELECTIONS.
- --------------------------------------------------------------------------------
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 14-May-2010
ISIN US44930G1076 AGENDA 933239065 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 GEORGE A. LOPEZ, M.D. For For
2 ROBERT S. SWINNEY, M.D For For
2 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS FOR THE COMPANY
3 PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT OF 2003 STOCK Management Against Against
OPTION PLAN
- --------------------------------------------------------------------------------
BRUKER CORPORATION
SECURITY 116794108 MEETING TYPE Annual
TICKER SYMBOL BRKR MEETING DATE 14-May-2010
ISIN US1167941087 AGENDA 933241983 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 WOLF-DIETER EMMERICH For For
2 BRENDA J. FURLONG For For
3 FRANK H. LAUKIEN For For
4 RICHARD A. PACKER For For
2 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE THE 2010 Management For For
INCENTIVE COMPENSATION PLAN.
3 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND Management For For
APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER CORPORATION FOR
FISCAL 2010.
- --------------------------------------------------------------------------------
IRIS INTERNATIONAL, INC.
SECURITY 46270W105 MEETING TYPE Annual
TICKER SYMBOL IRIS MEETING DATE 14-May-2010
ISIN US46270W1053 AGENDA 933250449 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 THOMAS H. ADAMS, PH.D For For
2 STEVEN M. BESBECK For For
3 CESAR M. GARCIA For For
4 BETH Y. KARLAN, M.D. For For
5 MICHAEL D. MATTE For For
6 RICHARD G. NADEAU, PH.D For For
7 RICK TIMMINS For For
8 EDWARD F. VOBORIL For For
9 STEPHEN E. WASSERMAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 91
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
CHEMED CORPORATION
SECURITY 16359R103 MEETING TYPE Annual
TICKER SYMBOL CHE MEETING DATE 17-May-2010
ISIN US16359R1032 AGENDA 933231463 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 KEVIN J. MCNAMARA For For
2 JOEL F. GEMUNDER For For
3 PATRICK P. GRACE For For
4 THOMAS C. HUTTON For For
5 WALTER L. KREBS For For
6 ANDREA R. LINDELL For For
7 THOMAS P. RICE For For
8 DONALD E. SAUNDERS For For
9 GEORGE J. WALSH III For For
10 FRANK E. WOOD For For
02 APPROVAL AND ADOPTION OF THE 2010 STOCK INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR 2010.
- --------------------------------------------------------------------------------
STONERIDGE, INC.
SECURITY 86183P102 MEETING TYPE Annual
TICKER SYMBOL SRI MEETING DATE 17-May-2010
ISIN US86183P1021 AGENDA 933255778 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN C. COREY For For
2 JEFFREY P. DRAIME For For
3 DOUGLAS C. JACOBS For For
4 IRA C. KAPLAN For For
5 KIM KORTH For For
6 WILLIAM M. LASKY For For
7 PAUL J. SCHLATHER For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2010.
03 APPROVAL OF THE AMENDMENT TO THE AMENDED AND RESTATED LONG-TERM Management Against Against
INCENTIVE PLAN.
04 APPROVAL OF THE AMENDMENT TO THE DIRECTORS' RESTRICTED SHARES Management Against Against
PLAN.
- --------------------------------------------------------------------------------
CARMIKE CINEMAS, INC.
SECURITY 143436400 MEETING TYPE Annual
TICKER SYMBOL CKEC MEETING DATE 17-May-2010
ISIN US1434364006 AGENDA 933258724 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JEFFREY W. BERKMAN For For
2 JAMES A. FLEMING For For
3 ALAN J. HIRSCHFIELD For For
4 S. DAVID PASSMAN III For For
5 ROLAND C. SMITH For For
6 FRED W. VAN NOY For For
7 PATRICIA A. WILSON For For
02 APPROVE THE AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE FROM 20 MILLION TO 35 MILLION
SHARES.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM: DELOITTE & TOUCHE LLP.
- --------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
SECURITY 00081T108 MEETING TYPE Annual
TICKER SYMBOL ABD MEETING DATE 18-May-2010
ISIN US00081T1088 AGENDA 933222921 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GEORGE V. BAYLY For For
2 KATHLEEN S. DVORAK For For
3 G. THOMAS HARGROVE For For
4 ROBERT H. JENKINS For For
5 ROBERT J. KELLER For For
6 THOMAS KROEGER For For
7 MICHAEL NORKUS For For
8 SHEILA TALTON For For
9 NORMAN H. WESLEY For For
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR 2010.
03 THE AMENDMENT AND REAPPROVAL OF THE PERFORMANCE MEASURES UNDER Management For For
THE AMENDED AND RESTATED 2005 INCENTIVE PLAN.
04 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR Management For For
ANY ADJOURNMENT THEREOF.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 92
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
MORNINGSTAR, INC.
SECURITY 617700109 MEETING TYPE Annual
TICKER SYMBOL MORN MEETING DATE 18-May-2010
ISIN US6177001095 AGENDA 933222933 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOE MANSUETO Management For For
1B ELECTION OF DIRECTOR: DON PHILLIPS Management For For
1C ELECTION OF DIRECTOR: CHERYL FRANCIS Management For For
1D ELECTION OF DIRECTOR: STEVE KAPLAN Management For For
1E ELECTION OF DIRECTOR: BILL LYONS Management For For
1F ELECTION OF DIRECTOR: JACK NOONAN Management For For
1G ELECTION OF DIRECTOR: PAUL STURM Management For For
1H ELECTION OF DIRECTOR: HUGH ZENTMYER Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
MORNINGSTAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2010.
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 18-May-2010
ISIN US46625H1005 AGENDA 933226501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
04 POLITICAL NON-PARTISANSHIP Shareholder Against For
05 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
08 INDEPENDENT CHAIRMAN Shareholder Against For
09 PAY DISPARITY Shareholder Against For
10 SHARE RETENTION Shareholder Against For
- --------------------------------------------------------------------------------
PNM RESOURCES, INC.
SECURITY 69349H107 MEETING TYPE Annual
TICKER SYMBOL PNM MEETING DATE 18-May-2010
ISIN US69349H1077 AGENDA 933229418 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ADELMO E. ARCHULETA For For
2 PATRICIA K. COLLAWN For For
3 JULIE A. DOBSON For For
4 ROBERT R. NORDHAUS For For
5 MANUEL T. PACHECO For For
6 BONNIE S. REITZ For For
7 DONALD K. SCHWANZ For For
8 JEFFRY E. STERBA For For
9 BRUCE W. WILKINSON For For
10 JOAN B. WOODARD For For
2 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 93
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC.
SECURITY 203900105 MEETING TYPE Annual
TICKER SYMBOL JCS MEETING DATE 18-May-2010
ISIN US2039001050 AGENDA 933231487 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 CURTIS A. SAMPSON For For
2 GERALD D. PINT For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDED DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC.
SECURITY 637215104 MEETING TYPE Annual
TICKER SYMBOL NPK MEETING DATE 18-May-2010
ISIN US6372151042 AGENDA 933232910 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD N. CARDOZO For For
2 PATRICK J. QUINN For For
02 APPROVAL OF THE NATIONAL PRESTO INDUSTRIES, INC. INCENTIVE Management For For
COMPENSATION PLAN.
03 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS NATIONAL PRESTO'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TREDEGAR CORPORATION
SECURITY 894650100 MEETING TYPE Annual
TICKER SYMBOL TG MEETING DATE 18-May-2010
ISIN US8946501009 AGENDA 933233645 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DONALD T. COWLES For For
2 JOHN D. GOTTWALD For For
3 NANCY M. TAYLOR For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 18-May-2010
ISIN US3438731057 AGENDA 933240107 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GERARD P. TULLY, SR. For For
2 JOHN R. BURAN For For
3 JAMES D. BENNETT For For
4 VINCENT F. NICOLOSI For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING
DECEMBER 31, 2010.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 40 MILLION TO 100 MILLION.
04 RE-APPROVAL OF THE PERFORMANCE CRITERIA OF THE COMPANY'S Management For For
AMENDED AND RESTATED 2005 OMNIBUS INCENTIVE PLAN.
- --------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
SECURITY 781846308 MEETING TYPE Annual
TICKER SYMBOL RUSHB MEETING DATE 18-May-2010
ISIN US7818463082 AGENDA 933248317 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 RONALD J. KRAUSE For For
4 JAMES C. UNDERWOOD For For
5 HAROLD D. MARSHALL For For
6 THOMAS A. AKIN For For
7 GERALD R. SZCZEPANSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE RUSH Management Against Against
ENTERPRISES, INC. 2007 LONG-TERM INCENTIVE PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 94
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
GREATBATCH INC.
SECURITY 39153L106 MEETING TYPE Annual
TICKER SYMBOL GB MEETING DATE 18-May-2010
ISIN US39153L1061 AGENDA 933250677 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PAMELA G. BAILEY For For
2 MICHAEL DINKINS For For
3 THOMAS J. HOOK For For
4 KEVIN C. MELIA For For
5 DR. J.A. MILLER, JR. For For
6 BILL R. SANFORD For For
7 PETER H. SODERBERG For For
8 WILLIAM B. SUMMERS, JR. For For
9 DR. HELENA S WISNIEWSKI For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GREATBATCH,
INC. FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
BEL FUSE INC.
SECURITY 077347201 MEETING TYPE Annual
TICKER SYMBOL BELFA MEETING DATE 18-May-2010
ISIN US0773472016 AGENDA 933250843 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DANIEL BERNSTEIN For For
2 PETER GILBERT For For
3 JOHN S. JOHNSON For For
02 WITH RESPECT TO THE RATIFICATION OF THE DESIGNATION OF DELOITTE Management For For
& TOUCHE LLP TO AUDIT BEL'S BOOKS AND ACCOUNTS FOR 2010.
- --------------------------------------------------------------------------------
MORGUARD CORPORATION
SECURITY 617577101 MEETING TYPE Annual
TICKER SYMBOL MRCBF MEETING DATE 18-May-2010
ISIN CA6175771014 AGENDA 933260806 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 ELECTION OF DIRECTORS FOR ALL OF THE NOMINEES NAMED IN THE Management For For
MANAGEMENT INFORMATION CIRCULAR.
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR OF THE CORPORATION Management For For
FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
- --------------------------------------------------------------------------------
BELDEN INC.
SECURITY 077454106 MEETING TYPE Annual
TICKER SYMBOL BDC MEETING DATE 19-May-2010
ISIN US0774541066 AGENDA 933222793 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID ALDRICH For For
2 LORNE D. BAIN For For
3 LANCE C. BALK For For
4 JUDY L. BROWN For For
5 BRYAN C. CRESSEY For For
6 GLENN KALNASY For For
7 MARY S. MCLEOD For For
8 JOHN M. MONTER For For
9 BERNARD G. RETHORE For For
10 JOHN S. STROUP For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 95
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED
SECURITY 26168L205 MEETING TYPE Annual
TICKER SYMBOL DW MEETING DATE 19-May-2010
ISIN US26168L2051 AGENDA 933227995 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EDWARD W. ROSE, III For For
2 LEIGH J. ABRAMS For For
3 FREDRIC M. ZINN For For
4 JAMES F. GERO For For
5 FREDERICK B. HEGI, JR. For For
6 DAVID A. REED For For
7 JOHN B. LOWE, JR. For For
8 JASON D. LIPPERT For For
02 TO REAPPROVE PERFORMANCE CRITERIA UNDER THE 2002 EQUITY AWARD Management For For
AND INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS FOR Management For For
THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010.
04 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS THAT MAY PROPERLY Management For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT OR ADJOURNMENTS
THEREOF.
- --------------------------------------------------------------------------------
CAREER EDUCATION CORPORATION
SECURITY 141665109 MEETING TYPE Annual
TICKER SYMBOL CECO MEETING DATE 19-May-2010
ISIN US1416651099 AGENDA 933229153 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Management For For
1B ELECTION OF DIRECTOR: DAVID W. DEVONSHIRE Management For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Management For For
1D ELECTION OF DIRECTOR: GREG L. JACKSON Management For For
1E ELECTION OF DIRECTOR: THOMAS B. LALLY Management For For
1F ELECTION OF DIRECTOR: STEVEN H. LESNIK Management For For
1G ELECTION OF DIRECTOR: GARY E. MCCULLOUGH Management For For
1H ELECTION OF DIRECTOR: EDWARD A. SNYDER Management For For
1I ELECTION OF DIRECTOR: LESLIE T. THORNTON Management For For
02 APPROVE THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN AMENDMENT Management For For
AND RESTATEMENT EFFECTIVE JANUARY 1, 2010.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC.
SECURITY 219023108 MEETING TYPE Annual
TICKER SYMBOL CPO MEETING DATE 19-May-2010
ISIN US2190231082 AGENDA 933235194 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ILENE S. GORDON For For
2 KAREN L. HENDRICKS For For
3 BARBARA A. KLEIN For For
4 DWAYNE A. WILSON For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD STRUCTURE.
03 TO AMEND AND REAPPROVE THE CORN PRODUCTS INTERNATIONAL, INC. Management Against Against
STOCK INCENTIVE PLAN.
04 TO AMEND AND REAPPROVE THE CORN PRODUCTS INTERNATIONAL, INC. Management For For
ANNUAL INCENTIVE PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS
SUBSIDIARIES, IN RESPECT OF THE COMPANY'S OPERATIONS IN 2010.
- --------------------------------------------------------------------------------
CUTERA, INC.
SECURITY 232109108 MEETING TYPE Annual
TICKER SYMBOL CUTR MEETING DATE 19-May-2010
ISIN US2321091082 AGENDA 933236300 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 W. MARK LORTZ For For
2 JERRY P. WIDMAN For For
3 ANNETTE CAMPBELL-WHITE For For
2 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 96
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
PALOMAR MEDICAL TECHNOLOGIES, INC.
SECURITY 697529303 MEETING TYPE Annual
TICKER SYMBOL PMTI MEETING DATE 19-May-2010
ISIN US6975293035 AGENDA 933239596 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOSEPH P. CARUSO For For
2 JEANNE COHANE For For
3 NICHOLAS P. ECONOMOU For For
4 JAMES G. MARTIN For For
5 A. NEIL PAPPALARDO For For
6 LOUIS P. VALENTE For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
DENNY'S CORPORATION
SECURITY 24869P104 MEETING TYPE Contested-Annual
TICKER SYMBOL DENN MEETING DATE 19-May-2010
ISIN US24869P1049 AGENDA 933242466 - Opposition
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PATRICK H. ARBOR For *
2 JONATHAN DASH For *
3 DAVID MAKULA For *
4 MGT NOM B.J. LAUDERBACK For *
5 MGT NOM LOUIS P. NEEB For *
6 MGT NOM D.C. ROBINSON For *
7 MGT NOM D.R. SHEPHERD For *
8 MGT NOM LAYSHA WARD For *
02 APPROVAL OF THE COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF Management For *
KPMG LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM.
* MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
DEXCOM, INC.
SECURITY 252131107 MEETING TYPE Annual
TICKER SYMBOL DXCM MEETING DATE 19-May-2010
ISIN US2521311074 AGENDA 933244597 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAY S. SKYLER, M.D. For For
2 DONALD A. LUCAS For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF OUR BOARD OF Management For For
DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
SPARTAN MOTORS, INC.
SECURITY 846819100 MEETING TYPE Annual
TICKER SYMBOL SPAR MEETING DATE 19-May-2010
ISIN US8468191007 AGENDA 933249941 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD F. DAUCH For For
2 RONALD E. HARBOUR For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF BDO Management For For
SEIDMAN, LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL
YEAR.
- --------------------------------------------------------------------------------
DEAN FOODS COMPANY
SECURITY 242370104 MEETING TYPE Annual
TICKER SYMBOL DF MEETING DATE 19-May-2010
ISIN US2423701042 AGENDA 933250401 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: TOM C. DAVIS Management For For
1B ELECTION OF DIRECTOR: GREGG L. ENGLES Management For For
1C ELECTION OF DIRECTOR: JIM L. TURNER Management For For
02 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. Management For For
03 STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UPS. Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 97
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
PRIMEDIA INC.
SECURITY 74157K846 MEETING TYPE Annual
TICKER SYMBOL PRM MEETING DATE 19-May-2010
ISIN US74157K8466 AGENDA 933250780 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID A. BELL For For
2 BEVERLY C. CHELL For For
3 DANIEL T. CIPORIN For For
4 MEYER FELDBERG For For
5 PERRY GOLKIN For For
6 H. JOHN GREENIAUS For For
7 DEAN B. NELSON For For
8 KEVIN J. SMITH For For
9 CHARLES J. STUBBS For For
10 THOMAS C. UGER For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC.
SECURITY 218683100 MEETING TYPE Annual
TICKER SYMBOL CMT MEETING DATE 19-May-2010
ISIN US2186831002 AGENDA 933262812 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 KEVIN L. BARNETT For For
2 THOMAS R. CELLITTI For For
3 JAMES F. CROWLEY For For
4 RALPH O. HELLMOLD For For
5 MALCOLM M. PRINE For For
6 JAMES L. SIMONTON For For
02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC.
SECURITY 26138E109 MEETING TYPE Annual
TICKER SYMBOL DPS MEETING DATE 20-May-2010
ISIN US26138E1091 AGENDA 933222818 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN L. ADAMS Management For For
1B ELECTION OF DIRECTOR: TERENCE D. MARTIN Management For For
1C ELECTION OF DIRECTOR: RONALD G. ROGERS Management For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC.
SECURITY 492914106 MEETING TYPE Annual
TICKER SYMBOL KEG MEETING DATE 20-May-2010
ISIN US4929141061 AGENDA 933224583 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LYNN R. COLEMAN For For
2 KEVIN P. COLLINS For For
3 W. PHILLIP MARCUM For For
4 WILLIAM F. OWENS For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF GRANT Management For For
THORNTON LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
JARDEN CORPORATION
SECURITY 471109108 MEETING TYPE Annual
TICKER SYMBOL JAH MEETING DATE 20-May-2010
ISIN US4711091086 AGENDA 933227262 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 IAN G.H ASHKEN For For
2 RICHARD L. MOLEN For For
3 ROBERT L. WOOD For For
2 PROPOSAL TO ADOPT AND APPROVE THE JARDEN CORPORATION 2010 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
3 RATIFICATIION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 98
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
WESTAR ENERGY, INC.
SECURITY 95709T100 MEETING TYPE Annual
TICKER SYMBOL WR MEETING DATE 20-May-2010
ISIN US95709T1007 AGENDA 933228923 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 B. ANTHONY ISAAC For For
2 MICHAEL F. MORRISSEY For For
2 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2010.
- --------------------------------------------------------------------------------
BOYD GAMING CORPORATION
SECURITY 103304101 MEETING TYPE Annual
TICKER SYMBOL BYD MEETING DATE 20-May-2010
ISIN US1033041013 AGENDA 933229622 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ROBERT L. BOUGHNER For For
2 WILLIAM R. BOYD For For
3 WILLIAM S. BOYD For For
4 THOMAS V. GIRARDI For For
5 MARIANNE BOYD JOHNSON For For
6 BILLY G. MCCOY For For
7 FREDERICK J. SCHWAB For For
8 KEITH E. SMITH For For
9 CHRISTINE J. SPADAFOR For For
10 PETER M. THOMAS For For
11 VERONICA J. WILSON For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PAIN THERAPEUTICS, INC.
SECURITY 69562K100 MEETING TYPE Annual
TICKER SYMBOL PTIE MEETING DATE 20-May-2010
ISIN US69562K1007 AGENDA 933240501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 N. FRIEDMANN, PH.D. M.D For For
2 MICHAEL J. O'DONNELL For For
02 TO APPROVE THE AMENDED AND RESTATED 2000 EMPLOYEE STOCK Management For For
PURCHASE PLAN AND THE NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER (PROPOSAL TWO).
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010 (PROPOSAL THREE).
- --------------------------------------------------------------------------------
CONMED CORPORATION
SECURITY 207410101 MEETING TYPE Annual
TICKER SYMBOL CNMD MEETING DATE 20-May-2010
ISIN US2074101013 AGENDA 933242644 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EUGENE R. CORASANTI For For
2 JOSEPH J. CORASANTI For For
3 BRUCE F. DANIELS For For
4 JO ANN GOLDEN For For
5 STEPHEN M. MANDIA For For
6 STUART J. SCHWARTZ For For
7 MARK E. TRYNISKI For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR 2010.
03 APPROVAL OF THE AMENDED AND RESTATED 2007 NON- EMPLOYEE Management For For
DIRECTOR EQUITY COMPENSATION PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 99
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
SECURITY 989207105 MEETING TYPE Annual
TICKER SYMBOL ZBRA MEETING DATE 20-May-2010
ISIN US9892071054 AGENDA 933244117 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GERHARD CLESS For For
2 MICHAEL A. SMITH For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Management For For
- --------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 20-May-2010
ISIN US3843131026 AGENDA 933246503 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 MICHAEL C. NAHL For For
6 STEVEN R. SHAWLEY For For
7 CRAIG S. SHULAR For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO RE-APPROVE THE PERFORMANCE MEASURES UNDER THE GRAFTECH Management For For
INTERNATIONAL LTD. 2005 EQUITY INCENTIVE PLAN.
- --------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
SECURITY 016255101 MEETING TYPE Annual
TICKER SYMBOL ALGN MEETING DATE 20-May-2010
ISIN US0162551016 AGENDA 933250211 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: DAVID E. COLLINS Management For For
1B ELECTION OF DIRECTOR: JOSEPH LACOB Management For For
1C ELECTION OF DIRECTOR: C. RAYMOND LARKIN, JR. Management For For
1D ELECTION OF DIRECTOR: GEORGE J. MORROW Management For For
1E ELECTION OF DIRECTOR: DR. DAVID C. NAGEL Management For For
1F ELECTION OF DIRECTOR: THOMAS M. PRESCOTT Management For For
1G ELECTION OF DIRECTOR: GREG J. SANTORA Management For For
1H ELECTION OF DIRECTOR: WARREN S. THALER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS ALIGN TECHNOLOGY, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 PROPOSAL TO APPROVE AMENDED AND RESTATED 2005 EQUITY INCENTIVE Management Against Against
PLAN.
04 PROPOSAL TO APPROVE 2010 EMPLOYEE STOCK PURCHASE PLAN. Management For For
- --------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
SECURITY 853666105 MEETING TYPE Annual
TICKER SYMBOL SMP MEETING DATE 20-May-2010
ISIN US8536661056 AGENDA 933255665 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT M. GERRITY For For
2 PAMELA FORBES LIEBERMAN For For
3 ARTHUR S. SILLS For For
4 LAWRENCE I. SILLS For For
5 PETER J. SILLS For For
6 FREDERICK D. STURDIVANT For For
7 WILLIAM H. TURNER For For
8 RICHARD S. WARD For For
9 ROGER M. WIDMANN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 100
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
SECURITY 512815101 MEETING TYPE Annual
TICKER SYMBOL LAMR MEETING DATE 20-May-2010
ISIN US5128151017 AGENDA 933260591 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN MAXWELL HAMILTON For For
2 JOHN E. KOERNER, III For For
3 EDWARD H. MCDERMOTT For For
4 STEPHEN P. MUMBLOW For For
5 THOMAS V. REIFENHEISER For For
6 ANNA REILLY For For
7 KEVIN P. REILLY, JR. For For
8 WENDELL REILLY For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR.
- --------------------------------------------------------------------------------
THE TALBOTS, INC.
SECURITY 874161102 MEETING TYPE Annual
TICKER SYMBOL TLB MEETING DATE 20-May-2010
ISIN US8741611029 AGENDA 933269967 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MARJORIE L. BOWEN For For
2 JOHN W. GLEESON For For
3 ANDREW H. MADSEN For For
4 GARY M. PFEIFFER For For
5 TRUDY F. SULLIVAN For For
6 SUSAN M. SWAIN For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR.
- --------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 21-May-2010
ISIN US12686C1099 AGENDA 933233772 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ZACHARY W. CARTER For For
2 THOMAS V. REIFENHEISER For For
3 JOHN R. RYAN For For
4 VINCENT TESE For For
5 LEONARD TOW For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
YEAR 2010.
- --------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
SECURITY 868168105 MEETING TYPE Annual
TICKER SYMBOL SUP MEETING DATE 21-May-2010
ISIN US8681681057 AGENDA 933234926 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SHELDON I. AUSMAN For For
2 V. BOND EVANS For For
3 MICHAEL J. JOYCE For For
02 APPROVAL OF BYLAW AMENDMENT TO REDUCE BOARD SIZE. Management For For
03 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE VOTING STANDARD FOR Shareholder Against For
DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------
CMS ENERGY CORPORATION
SECURITY 125896100 MEETING TYPE Annual
TICKER SYMBOL CMS MEETING DATE 21-May-2010
ISIN US1258961002 AGENDA 933241868 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
A DIRECTOR Management
1 MERRIBEL S. AYRES For For
2 JON E. BARFIELD For For
3 STEPHEN E. EWING For For
4 RICHARD M. GABRYS For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 101
The Gabelli Small Cap Growth Fund
5 DAVID W. JOOS For For
6 PHILIP R. LOCHNER, JR. For For
7 MICHAEL T. MONAHAN For For
8 JOHN G. RUSSELL For For
9 KENNETH L. WAY For For
10 JOHN B. YASINSKY For For
B RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
(PRICEWATERHOUSECOOPERS LLP)
C1 SHAREHOLDER PROPOSAL: GREENHOUSE GAS EMISSION GOALS AND REPORT Shareholder Against For
C2 SHAREHOLDER PROPOSAL: COAL COMBUSTION WASTE REPORT Shareholder Against For
- --------------------------------------------------------------------------------
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Special
TICKER SYMBOL MAG MEETING DATE 24-May-2010
ISIN US5594241060 AGENDA 933271722 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 AMEND MAGNETEK'S CERTIFICATE OF INCORPORATION TO EFFECT A Management For For
REVERSE STOCK SPLIT OF MAGNETEK'S COMMON STOCK AT ANY WHOLE
NUMBER RATIO BETWEEN 1-FOR-2 AND 1-FOR-10, WITH THE FINAL
DECISION ON THE EXACT RATIO AND TIMING OF THE REVERSE STOCK
SPLIT TO BE DETERMINED BY THE BOARD OF DIRECTORS, BUT NOT LATER
THAN DEC. 31, 2010.
- --------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY
SECURITY 596680108 MEETING TYPE Annual
TICKER SYMBOL MSEX MEETING DATE 25-May-2010
ISIN US5966801087 AGENDA 933234988 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ANNETTE CATINO For For
2 STEVEN M. KLEIN For For
3 WALTER G. REINHARD, ESQ For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
PARENTEBEARD LLC AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ADAMS GOLF, INC.
SECURITY 006228209 MEETING TYPE Annual
TICKER SYMBOL ADGF MEETING DATE 25-May-2010
ISIN US0062282092 AGENDA 933242896 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 B.H. (BARNEY) ADAMS For For
2 JOSEPH R. GREGORY For For
3 MARK R. MULVOY For For
02 DIRECTORS' PROPOSAL - RATIFY THE APPOINTMENT OF BKD. LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2010
- --------------------------------------------------------------------------------
OUTDOOR CHANNEL HOLDINGS, INC.
SECURITY 690027206 MEETING TYPE Annual
TICKER SYMBOL OUTD MEETING DATE 25-May-2010
ISIN US6900272062 AGENDA 933244674 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PERRY T. MASSIE For For
2 T. BAHNSON STANLEY For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CAMBIUM LEARNING GROUP, INC
SECURITY 13201A107 MEETING TYPE Annual
TICKER SYMBOL ABCD MEETING DATE 25-May-2010
ISIN US13201A1079 AGENDA 933244915 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 DAVID F. CAPPELLUCCI For For
2 HAROLD O. LEVY For For
3 THOMAS KALINSKE For For
2 APPROVAL OF THE CAMBIUM LEARNING GROUP, INC. 2009 EQUITY Management Against Against
INCENTIVE PLAN.
3 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 102
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
BLACK HILLS CORPORATION
SECURITY 092113109 MEETING TYPE Annual
TICKER SYMBOL BKH MEETING DATE 25-May-2010
ISIN US0921131092 AGENDA 933245006 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JACK W. EUGSTER For For
2 GARY L. PECHOTA For For
3 THOMAS J. ZELLER For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS Management For For
BLACK HILLS CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
03 APPROVE AMENDMENT NO. 2 TO THE 2005 OMNIBUS INCENTIVE PLAN AND Management For For
CODE SECTION 162(M) RENEWAL.
- --------------------------------------------------------------------------------
INTERACTIVE DATA CORPORATION
SECURITY 45840J107 MEETING TYPE Annual
TICKER SYMBOL IDC MEETING DATE 25-May-2010
ISIN US45840J1079 AGENDA 933245157 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RAYMOND L. D'ARCY For For
2 MYRA R. DRUCKER For For
3 RONA A. FAIRHEAD For For
4 DONALD P. GREENBERG For For
5 CASPAR J.A. HOBBS For For
6 PHILIP J. HOFFMAN For For
7 DONALD C. KILBURN For For
8 ROBERT C. LAMB JR. For For
9 VICTOR R. SIMONE, JR. For For
10 LUKE SWANSON For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CONSOLIDATED WATER COMPANY LIMITED
SECURITY G23773107 MEETING TYPE Annual
TICKER SYMBOL CWCO MEETING DATE 25-May-2010
ISIN KYG237731073 AGENDA 933247377 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: BRIAN E. BUTLER Management For For
02 TO RATIFY THE SELECTION OF MARCUMRACHLIN, A DIVISION OF MARCUM Management For For
LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010, AT THE
REMUNERATION TO BE DETERMINED BY THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
OCH-ZIFF CAP MGMT GROUP LLC
SECURITY 67551U105 MEETING TYPE Annual
TICKER SYMBOL OZM MEETING DATE 25-May-2010
ISIN US67551U1051 AGENDA 933255437 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DANIEL S. OCH For For
2 JEROME P. KENNEY For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OCH-ZIFF'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
SONESTA INTERNATIONAL HOTELS CORPORATION
SECURITY 835438409 MEETING TYPE Annual
TICKER SYMBOL SNSTA MEETING DATE 25-May-2010
ISIN US8354384096 AGENDA 933259651 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: G. ABRAMS Management For For
1B ELECTION OF DIRECTOR: J. BOWER Management For For
1C ELECTION OF DIRECTOR: C. CLARK Management For For
1D ELECTION OF DIRECTOR: C. DAVIS Management For For
1E ELECTION OF DIRECTOR: I. MANN Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 103
The Gabelli Small Cap Growth Fund
1F ELECTION OF DIRECTOR: J. SONNABEND Management For For
1G ELECTION OF DIRECTOR: P. SONNABEND Management For For
1H ELECTION OF DIRECTOR: STEPHANIE SONNABEND Management For For
1I ELECTION OF DIRECTOR: STEPHEN SONNABEND Management For For
1J ELECTION OF DIRECTOR: J. TEMPEL Management For For
- --------------------------------------------------------------------------------
HAWK CORPORATION
SECURITY 420089104 MEETING TYPE Annual
TICKER SYMBOL HWK MEETING DATE 25-May-2010
ISIN US4200891046 AGENDA 933264450 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ANDREW T. BERLIN Withheld Against
2 PAUL R. BISHOP Withheld Against
3 RICHARD T. MARABITO For For
4 DAN T. MOORE, III For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 A STOCKHOLDER PROPOSAL TO REQUEST THAT OUR BOARD REDEEM THE Shareholder For Against
RIGHTS ISSUED PURSUANT TO HAWK'S RIGHTS PLAN.
- --------------------------------------------------------------------------------
CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
SECURITY 18451C109 MEETING TYPE Annual
TICKER SYMBOL CCO MEETING DATE 25-May-2010
ISIN US18451C1099 AGENDA 933267280 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: BLAIR E. HENDRIX Management For For
1B ELECTION OF DIRECTOR: DANIEL G. JONES Management For For
1C ELECTION OF DIRECTOR: SCOTT R. WELLS Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
DYNASTY FINE WINES GROUP LTD
SECURITY G2950W108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-May-2010
ISIN KYG2950W1087 AGENDA 702392868 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR Non-Voting
'AGAINST' FOR-ALL RESOLUTIONS. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN2
0100423659.pdf
1 Receive and consider the Audited Consolidated Financial Management For For
Statements of the Company and its subsidiaries and the Reports
of the Directors and Auditors for the YE 31 DEC 2009
2 Declare dividends Management For For
3.1 Re-election of Mr. Huang Yaqiang as a Director Management For For
3.2 Re-election of Mr. Heriard-Dubreuil Francois as a Director Management For For
3.3 Re-election of Mr. Zhang Wenlin as a Director Management For For
3.4 Re-election of Mr. Wong Ching Chung as a Director Management For For
3.5 Re-election of Mr. Lai Ming, Joseph as a Director Management For For
4 Authorize the Board of Directors to fix the remuneration of the Management For For
Directors
5 Re-appoint the Company's Auditors and authorize the Board of Management For For
Directors to fix their remuneration
6 Approve to grant an unconditional mandate to the Directors to Management For For
issue and allot shares
7 Approve to grant an unconditional mandate to the Directors to Management For For
repurchase the Company s own shares
8 Approve to extend the mandate granted under Resolution No. 6 by Management For For
adding the aggregate nominal amount of the shares repurchased
by the Company pursuant to Resolution No. 7
- --------------------------------------------------------------------------------
INTERMEC, INC.
SECURITY 458786100 MEETING TYPE Annual
TICKER SYMBOL IN MEETING DATE 26-May-2010
ISIN US4587861000 AGENDA 933241870 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: PATRICK J. BYRNE Management Abstain Against
1B ELECTION OF DIRECTOR: ERIC J. DRAUT Management Abstain Against
1C ELECTION OF DIRECTOR: GREGORY K. HINCKLEY Management Abstain Against
1D ELECTION OF DIRECTOR: LYDIA H. KENNARD Management Abstain Against
1E ELECTION OF DIRECTOR: ALLEN J. LAUER Management Abstain Against
1F ELECTION OF DIRECTOR: STEPHEN P. REYNOLDS Management Abstain Against
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 104
The Gabelli Small Cap Growth Fund
1G ELECTION OF DIRECTOR: STEVEN B. SAMPLE Management Abstain Against
1H ELECTION OF DIRECTOR: OREN G. SHAFFER Management Abstain Against
1I ELECTION OF DIRECTOR: LARRY D. YOST Management Abstain Against
02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS INTERMEC, INC.'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 26-May-2010
ISIN US3135494041 AGENDA 933242606 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 GEORGE FELDENKREIS For For
4 VINCENT J. INTRIERI For For
5 J. MICHAEL LAISURE For For
6 KEITH A. MEISTER For For
7 DANIEL A. NINIVAGGI For For
8 DAVID S. SCHECHTER For For
9 NEIL S. SUBIN For For
10 JAMES H. VANDENBERGHE For For
02 APPROVAL OF THE FEDERAL-MOGUL CORPORATION 2010 STOCK INCENTIVE Management For For
PLAN.
- --------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY
SECURITY 283677854 MEETING TYPE Annual
TICKER SYMBOL EE MEETING DATE 26-May-2010
ISIN US2836778546 AGENDA 933244042 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN ROBERT BROWN For For
2 JAMES W. CICCONI For For
3 P.Z. HOLLAND-BRANCH For For
4 THOMAS K. SHOCKLEY For For
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
SECURITY 100557107 MEETING TYPE Annual
TICKER SYMBOL SAM MEETING DATE 26-May-2010
ISIN US1005571070 AGENDA 933244701 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 DAVID A. BURWICK For For
2 PEARSON C. CUMMIN, III For For
3 JEAN-MICHEL VALETTE For For
- --------------------------------------------------------------------------------
CTS CORPORATION
SECURITY 126501105 MEETING TYPE Annual
TICKER SYMBOL CTS MEETING DATE 26-May-2010
ISIN US1265011056 AGENDA 933251655 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 W.S. CATLOW For For
2 L.J. CIANCIA For For
3 T.G. CODY For For
4 P.K. COLLAWN For For
5 R.R. HEMMINGHAUS For For
6 M.A. HENNING For For
7 V.M. KHILNANI For For
8 R.A. PROFUSEK For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS CTS' Management For For
INDEPENDENT AUDITOR.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 105
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
BOWNE & CO., INC.
SECURITY 103043105 MEETING TYPE Special
TICKER SYMBOL BNE MEETING DATE 26-May-2010
ISIN US1030431050 AGENDA 933263751 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS OF FEBRUARY Management For For
23, 2010, AMONG BOWNE & CO., INC., R. R. DONNELLEY & SONS
COMPANY, AND SNOOPY ACQUISITION, INC., AS IT MAY BE AMENDED
FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO Management For For
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------
A123 SYSTEMS INC
SECURITY 03739T108 MEETING TYPE Annual
TICKER SYMBOL AONE MEETING DATE 26-May-2010
ISIN US03739T1088 AGENDA 933264664 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 GILBERT N. RILEY, JR. For For
2 JEFFREY P. MCCARTHY For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
GAMESA CORPORACION TECNOLOGICA SA
SECURITY E54667113 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-May-2010
ISIN ES0143416115 AGENDA 702402239 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Approve, if any, of the individual financial statements Management For For
(balance sheet, profit and loss account, statement of changes
in equity, cash flow statement and notes) of Gamesa Corporacion
Tecnologica, SA, as well as consolidated annual accounts with
its subsidiaries (balance sheet, profit and loss account,
statement of changes in equity, cash flow statement and notes)
for the YE 31 DEC 2009
2 Approve, where appropriate, the individual management report of Management For For
Gamesa Corporacion Tecnologica, SA, and the consolidated annual
report with its subsidiaries, for the FYE 31 DEC 2009
3 Approve the management and actions of the Board of Directors Management For For
during the YE 31 DEC 2009
4 Re-elect the Auditor of the Company and its Consolidated Group Management For For
for the year 2010
5 Approve the proposed application of the result for the YE 31 Management For For
DEC 2009
6 Approve the free allocation of shares issued to shareholders of Management For For
the Company, increased social capital released by a relevant
market value maximum of EUR 29 million; it will offer
shareholders the acquisition of their rights of free allocation
at a guaranteed price; expressed intentions incomplete
assignment; application for admission to trading of the shares
resulting in the Stock Exchange of Bilbao, Madrid, Barcelona
and Valencia, through the Automated Quotation System; and
authorize the Board of Directors, including giving new wording
to Article 4 of the Bylaws
7 Ratify the appointment of Mr. Luis Lada Diaz as Director, Management For For
appointed by cooptation after the conclusion of the last AGM,
with the qualification of Independent Outside Directors
8 Ratify the appointment of Ms. Forero-Waldner Benita, to fill a Management For For
vacancy after the conclusion of the last AGM, with the
qualification of other External Directors
9 Authorize the Board of Directors, as provided in Article 153.1 Management For For
b) of the Corporations Act so that, within the maximum period
of 5 years, and if they see fit, may increase the capital up
half of the current social capital in one or several times, and
at the time and amount they deem appropriate, with attribution
of the power to exclude the preferential subscription right;
and amend Article 4DE of the Bylaws
10 Authorize the Board of Directors, with express powers of Management For For
substitution, for the acquisition of own shares directly or
through subsidiaries, under the terms stipulated in current
legislation, for which purpose, the amount unused, the
authority granted to this end, by the General Meeting of
Shareholders of 29 MAY 2009
11 Authorize the Board of Directors, for a period of 5 years, to Management For For
issue: a) bonds or debentures and other debt securities of a
similar nature (other than promissory notes), so as preference
shares, with the maximum limit of 700 million, and b) pay, with
the upper limit at any time, regardless of the previous 300
million, and authorize the Company to ensure, within the limits
described above, new issuances of securities which carry the
subsidiaries
12 Authorize the Board of Directors, for a period of 5 years, to Management For For
issue exchangeable bonds or debentures and/or convertible
securities of the Company, and warrants for newly issued shares
or shares in circulation of the Company, with the maximum limit
of EUR 700 million; the fixation of the criteria for the
determination of the bases and conditions for the conversion,
exchange or exercise; authorize the Board of Directors the
necessary powers to establish the basis and conditions for the
conversion, exchange or exercise, as well as in the case of
debt and convertible bonds and warrants for newly issued shares
to raise capital in the amount necessary to meet the requests
for conversion of debentures or exercise of warrants, with
attribution of the power to exclude the preferential
subscription right of shareholders of the Company
13 Approve the transfer of registered office of the Company and Management For For
amend Article 1 of the Bylaws
14 Amend Articles 12.2 and 17 of the Laws Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 106
The Gabelli Small Cap Growth Fund
15 Approve the delegation of powers to formalize and execute all Management For For
resolutions adopted by the general meeting for a public
instrument and interpretation, correction, supplementing or
development to achieve the registrations are made
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 28 MAY 2010. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
- --------------------------------------------------------------------------------
WENDY'S/ARBY'S GROUP, INC.
SECURITY 950587105 MEETING TYPE Annual
TICKER SYMBOL WEN MEETING DATE 27-May-2010
ISIN US9505871056 AGENDA 933240309 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 NELSON PELTZ For For
2 PETER W. MAY For For
3 CLIVE CHAJET For For
4 EDWARD P. GARDEN For For
5 JANET HILL For For
6 JOSEPH A. LEVATO For For
7 J. RANDOLPH LEWIS For For
8 PETER H. ROTHSCHILD For For
9 DAVID E. SCHWAB II For For
10 ROLAND C. SMITH For For
11 RAYMOND S. TROUBH For For
12 JACK G. WASSERMAN For For
02 TO APPROVE THE COMPANY'S 2010 OMNIBUS AWARD PLAN. Management Against Against
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010.
04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING POULTRY SLAUGHTER. Shareholder Against For
- --------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC.
SECURITY 074014101 MEETING TYPE Annual
TICKER SYMBOL BBGI MEETING DATE 27-May-2010
ISIN US0740141017 AGENDA 933240359 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 GEORGE G. BEASLEY For For
2 BRUCE G. BEASLEY For For
3 CAROLINE BEASLEY For For
4 BRIAN E. BEASLEY For For
5 JOE B. COX For For
6 ALLEN B. SHAW For For
7 MARK S. FOWLER For For
8 HERBERT W. MCCORD For For
- --------------------------------------------------------------------------------
SORL AUTO PARTS, INC.
SECURITY 78461U101 MEETING TYPE Annual
TICKER SYMBOL SORL MEETING DATE 27-May-2010
ISIN US78461U1016 AGENDA 933244636 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 XIAO PING ZHANG For For
2 XIAO FENG ZHANG For For
3 JUNG KANG CHANG For For
4 LI MIN ZHANG For For
5 ZHI ZHONG WANG For For
6 YI GUANG HUO For For
7 JIANG HUA FENG For For
2 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO Management For For
DELETE AN ANTI-TAKEOVER PROVISION.
3 TO RATIFY THE APPOINTMENT OF EFP ROTENBERG, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 107
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
SECURITY 012348108 MEETING TYPE Annual
TICKER SYMBOL AIN MEETING DATE 27-May-2010
ISIN US0123481089 AGENDA 933246591 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN F. CASSIDY, JR. Management For For
1B ELECTION OF DIRECTOR: PAULA H.J. CHOLMONDELEY Management For For
1C ELECTION OF DIRECTOR: EDGAR G. HOTARD Management For For
1D ELECTION OF DIRECTOR: ERLAND E. KAILBOURNE Management For For
1E ELECTION OF DIRECTOR: JOSEPH G. MORONE Management For For
1F ELECTION OF DIRECTOR: JUHANI PAKKALA Management For For
1G ELECTION OF DIRECTOR: CHRISTINE L. STANDISH Management For For
1H ELECTION OF DIRECTOR: JOHN C. STANDISH Management For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
- --------------------------------------------------------------------------------
NEW ULM TELECOM, INC.
SECURITY 649060100 MEETING TYPE Annual
TICKER SYMBOL NULM MEETING DATE 27-May-2010
ISIN US6490601001 AGENDA 933247911 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES JENSEN For For
2 PERRY MEYER For For
02 TO RATIFY THE SELECTION OF OLSEN THIELEN & CO., LTD. AS THE Management For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
PRIVATEBANCORP, INC.
SECURITY 742962103 MEETING TYPE Annual
TICKER SYMBOL PVTB MEETING DATE 27-May-2010
ISIN US7429621037 AGENDA 933251009 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT F. COLEMAN For For
2 JAMES M. GUYETTE For For
3 COLLIN E. ROCHE For For
4 WILLIAM R. RYBAK For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
03 PROPOSAL FOR AN ADVISORY (NON-BINDING) VOTE TO APPROVE 2009 Management For For
EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF VOTING COMMON STOCK.
- --------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC.
SECURITY 460690100 MEETING TYPE Annual
TICKER SYMBOL IPG MEETING DATE 27-May-2010
ISIN US4606901001 AGENDA 933253609 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: REGINALD K. BRACK Management For For
1B ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Management For For
1C ELECTION OF DIRECTOR: JILL M. CONSIDINE Management For For
1D ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Management For For
1E ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE Management For For
1F ELECTION OF DIRECTOR: H. JOHN GREENIAUS Management For For
1G ELECTION OF DIRECTOR: WILLIAM T. KERR Management For For
1H ELECTION OF DIRECTOR: MICHAEL I. ROTH Management For For
1I ELECTION OF DIRECTOR: DAVID M. THOMAS Management For For
02 CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010
03 SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
- --------------------------------------------------------------------------------
SIRIUS XM RADIO INC.
SECURITY 82967N108 MEETING TYPE Annual
TICKER SYMBOL SIRI MEETING DATE 27-May-2010
ISIN US82967N1081 AGENDA 933253887 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOAN L. AMBLE Management For For
1B ELECTION OF DIRECTOR: LEON D. BLACK Management For For
1C ELECTION OF DIRECTOR: LAWRENCE F. GILBERTI Management For For
1D ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 108
The Gabelli Small Cap Growth Fund
1E ELECTION OF DIRECTOR: JAMES P. HOLDEN Management For For
1F ELECTION OF DIRECTOR: MEL KARMAZIN Management For For
1G ELECTION OF DIRECTOR: JAMES F. MOONEY Management For For
1H ELECTION OF DIRECTOR: JACK SHAW Management For For
02 TO APPROVE OUR BOARD OF DIRECTORS' DECISION TO ADOPT AND Management Against Against
IMPLEMENT A SHORT-TERM STOCKHOLDER RIGHTS PLAN DESIGNED TO
PRESERVE CERTAIN POTENTIAL TAX BENEFITS.
03 APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO (I) Management For For
EFFECT A REVERSE STOCK SPLIT OF OUR COMMON STOCK BY A RATIO
DESCRIBED IN THE PROXY STATEMENT AT ANY TIME PRIOR TO JUNE 30,
2011, WITH THE EXACT RATIO TO BE SET BY OUR BOARD OF DIRECTORS,
AND (II) REDUCE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AS DESCRIBED IN THE PROXY STATEMENT.
04 APPROVE THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2010.
- --------------------------------------------------------------------------------
KINETIC CONCEPTS, INC.
SECURITY 49460W208 MEETING TYPE Annual
TICKER SYMBOL KCI MEETING DATE 27-May-2010
ISIN US49460W2089 AGENDA 933254156 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RONALD W. DOLLENS For For
2 CATHERINE M. BURZIK For For
3 JOHN P. BYRNES For For
4 HARRY R. JACOBSON, M.D. For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP.
SECURITY 700666100 MEETING TYPE Annual
TICKER SYMBOL PKOH MEETING DATE 27-May-2010
ISIN US7006661000 AGENDA 933255944 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PATRICK V. AULETTA For For
2 EDWARD F. CRAWFORD For For
3 JAMES W. WERT For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
HUDSON VALLEY HOLDING CORP.
SECURITY 444172100 MEETING TYPE Annual
TICKER SYMBOL HUVL MEETING DATE 27-May-2010
ISIN US4441721002 AGENDA 933258306 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 WILLIAM E. GRIFFIN For For
2 JAMES J. LANDY For For
3 STEPHEN R. BROWN For For
4 MARY-JANE FOSTER For For
5 GREGORY F. HOLCOMBE For For
6 ADAM W. IFSHIN For For
7 MICHAEL P. MALONEY For For
8 ANGELO R. MARTINELLI For For
9 WILLIAM J. MULROW For For
10 JOHN A. PRATT JR. For For
11 CECILE D. SINGER For For
12 CRAIG S. THOMPSON For For
2 TO APPROVE THE HUDSON VALLEY HOLDING CORP. 2010 OMNIBUS Management Against Against
INCENTIVE PLAN
3 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 109
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
OPKO HEALTH, INC.
SECURITY 68375N103 MEETING TYPE Annual
TICKER SYMBOL OPK MEETING DATE 27-May-2010
ISIN US68375N1037 AGENDA 933262569 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PHILLIP FROST, M.D. For For
2 JANE H. HSIAO, PH.D. For For
3 STEVEN D. RUBIN For For
4 ROBERT A. BARON For For
5 THOMAS E. BEIER For For
6 P.J. GOLDSCHMIDT, M.D. For For
7 RICHARD A. LERNER, M.D. For For
8 JOHN A. PAGANELLI For For
9 R.C. PFENNIGER, JR. For For
10 A. LIN-TSING YU, MD PHD For For
- --------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED
SECURITY 892918103 MEETING TYPE Annual
TICKER SYMBOL TACT MEETING DATE 27-May-2010
ISIN US8929181035 AGENDA 933263181 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GRAHAM Y. TANAKA For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 APPROVAL OF AMENDMENT TO 2005 EQUITY INCENTIVE PLAN Management Against Against
- --------------------------------------------------------------------------------
RISKMETRICS GROUP, INC.
SECURITY 767735103 MEETING TYPE Special
TICKER SYMBOL RISK MEETING DATE 27-May-2010
ISIN US7677351030 AGENDA 933268282 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY Management For For
28, 2010, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG MSCI
INC., CROSSWAY INC. AND RISKMETRICS GROUP, INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE MERGER AGREEMENT AT THE SPECIAL MEETING.
- --------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
SECURITY N6748L102 MEETING TYPE Annual
TICKER SYMBOL OFIX MEETING DATE 27-May-2010
ISIN ANN6748L1027 AGENDA 933271049 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES F. GERO For For
2 JERRY C. BENJAMIN For For
3 GUY J. JORDAN For For
4 THOMAS J. KESTER For For
5 MICHAEL R. MAINELLI For For
6 ALAN W. MILINAZZO For For
7 MARIA SAINZ For For
8 WALTER P. VON WARTBURG For For
9 KENNETH R. WEISSHAAR For For
02 PROPOSAL TO APPROVE AMENDMENT NO. 3 TO THE AMENDED AND RESTATED Management For For
STOCK PURCHASE PLAN.
03 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME STATEMENT AT Management For For
AND FOR THE YEAR ENDED DECEMBER 31, 2009.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ORTHOFIX AND
ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
SECURITY 556269108 MEETING TYPE Annual
TICKER SYMBOL SHOO MEETING DATE 28-May-2010
ISIN US5562691080 AGENDA 933239798 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EDWARD R. ROSENFELD For For
2 JOHN L. MADDEN For For
3 PETER MIGLIORINI For For
4 RICHARD P. RANDALL For For
5 RAVI SACHDEV For For
6 THOMAS H. SCHWARTZ For For
02 RATIFICATION OF THE APPOINTMENT OF EISNER LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 110
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 28-May-2010
ISIN US3610861011 AGENDA 933247000 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CHARLES R. COX For For
2 SANGWOO AHN For For
3 HANS KESSLER For For
4 KEVIN R. JOST For For
02 THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP, AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
LAKES ENTERTAINMENT, INC.
SECURITY 51206P109 MEETING TYPE Annual
TICKER SYMBOL LACO MEETING DATE 02-Jun-2010
ISIN US51206P1093 AGENDA 933247048 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 LYLE BERMAN For For
2 TIMOTHY J. COPE For For
3 NEIL I. SELL For For
4 RAY MOBERG For For
5 LARRY C. BARENBAUM For For
6 RICHARD D. WHITE For For
2 THE RATIFICATION OF THE APPOINTMENT OF PIERCY BOWLER TAYLOR & Management For For
KERN, CERTIFIED PUBLIC ACCOUNTANTS, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR
3 THE TRANSACTION OF ANY OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
OF THE ANNUAL MEETING
- --------------------------------------------------------------------------------
MET-PRO CORPORATION
SECURITY 590876306 MEETING TYPE Annual
TICKER SYMBOL MPR MEETING DATE 02-Jun-2010
ISIN US5908763064 AGENDA 933247315 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RAYMOND J. DE HONT For For
2 MICHAEL J. MORRIS For For
3 ROBIN L. WIESSMANN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MARCUM LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS
- --------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
SECURITY 163072101 MEETING TYPE Annual
TICKER SYMBOL CAKE MEETING DATE 02-Jun-2010
ISIN US1630721017 AGENDA 933251845 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Management For For
1B ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For
02 APPROVAL OF THE 2010 STOCK INCENTIVE PLAN. Management Against Against
03 APPROVAL OF THE 2010 AMENDED AND RESTATED ANNUAL PERFORMANCE Management For For
INCENTIVE PLAN.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 28, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 111
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION
SECURITY 794093104 MEETING TYPE Annual
TICKER SYMBOL SALM MEETING DATE 02-Jun-2010
ISIN US7940931048 AGENDA 933254245 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For
1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For
1C ELECTION OF DIRECTOR: DAVID DAVENPORT Management For For
1D ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For
1E ELECTION OF DIRECTOR: PAUL PRESSLER Management For For
1F ELECTION OF DIRECTOR: RICHARD A. RIDDLE Management For For
1G ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
- --------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
SECURITY 776696106 MEETING TYPE Annual
TICKER SYMBOL ROP MEETING DATE 02-Jun-2010
ISIN US7766961061 AGENDA 933267103 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID W. DEVONSHIRE For For
2 JOHN F. FORT, III For For
3 BRIAN D. JELLISON For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY.
- --------------------------------------------------------------------------------
CHINA TONTINE WINES GROUP LTD
SECURITY G215A4107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-Jun-2010
ISIN BMG215A41075 AGENDA 702390232 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR Non-Voting
'AGAINST' FOR-ALL RESOLUTIONS NUMBERS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20100422/LTN2
0100422793.pdf
1 Receive and approve the audited consolidated financial Management For For
statements of the Company and its subsidiaries and the reports
of the Directors (the "Directors") and the Auditors of the
Company for the YE 31 DEC 2009
2 Declare a final dividend for the YE 31 DEC 2009 Management For For
3.a Re-elect Mr. Wang Guangyuan as an Executive Director Management For For
3.b Re-elect Mr. Zhang Hebin as an Executive Director Management For For
3.c Re-elect Ms. Wang Lijuan as an Executive Director Management For For
3.d Re-elect Mr. Sih Wai Kin, Daniel as an Independent Non- Management For For
Executive Director
3.e Re-elect Mr. Lai Chi Keung, Albert as an Independent Non- Management For For
Executive Director
3.f Re-elect Mr. Li Changgao as an Independent Non-Executive Management For For
Director
3.g Authorize the Board of Directors to fix the remuneration of the Management For For
Directors
4 Re-appoint Deloitte Touche Tohmatsu as the Auditor of the Management For For
Company and authorize the Board of Directors to fix their
remuneration
5 Authorize the Directors to allot, issue and deal with the Management For For
unissued shares of HKD 0.01 each in the share capital of the
Company, the aggregate nominal amount of which shall not exceed
20% of the aggregate nominal amount of issued share capital of
the Company as at the date of passing of this resolution
6 Authorize the Directors to repurchase the Company's shares up Management For For
to 10% of the issued share capital of the Company as at the
date of passing of this resolution
7 Approve to add the nominal amount of the shares in the Company Management For For
purchased by the Company to the general mandate granted to the
Directors under resolution no. 5 above
- --------------------------------------------------------------------------------
MARTHA STEWART LIVING OMNIMEDIA, INC.
SECURITY 573083102 MEETING TYPE Annual
TICKER SYMBOL MSO MEETING DATE 03-Jun-2010
ISIN US5730831022 AGENDA 933245943 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CHARLOTTE BEERS For For
2 FREDERIC FEKKAI For For
3 MICHAEL GOLDSTEIN For For
4 ARLEN KANTARIAN For For
5 CHARLES A. KOPPELMAN For For
6 WILLIAM A. ROSKIN For For
7 TODD SLOTKIN For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 112
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
SECURITY 829226109 MEETING TYPE Annual
TICKER SYMBOL SBGI MEETING DATE 03-Jun-2010
ISIN US8292261091 AGENDA 933248002 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 DAVID D. SMITH For For
2 FREDERICK G. SMITH For For
3 J. DUNCAN SMITH For For
4 ROBERT E. SMITH For For
5 BASIL A. THOMAS For For
6 LAWRENCE E. MCCANNA For For
7 DANIEL C. KEITH For For
8 MARTIN R. LEADER For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2010.
3 APPROVAL OF MATERIAL TERMS OF THE EXECUTIVE OFFICER Management For For
PERFORMANCE-BASED BONUS PROGRAM.
- --------------------------------------------------------------------------------
ORIENT-EXPRESS HOTELS LTD.
SECURITY G67743107 MEETING TYPE Annual
TICKER SYMBOL OEH MEETING DATE 03-Jun-2010
ISIN BMG677431071 AGENDA 933251807 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JOHN D. CAMPBELL For For
2 MITCHELL C. HOCHBERG For For
3 JAMES B. HURLOCK For For
4 PRUDENCE M. LEITH For For
5 J. ROBERT LOVEJOY For For
6 GEORG R. RAFAEL For For
7 JAMES B. SHERWOOD For For
8 PAUL M. WHITE For For
2 AMENDMENT OF THE COMPANY'S 2009 SHARE AWARD AND INCENTIVE PLAN Management For For
TO INCREASE THE NUMBER OF CLASS A COMMON SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN.
3 APPOINTMENT OF DELOITTE LLP AS THE COMPANY'S INDEPENDENT Management For For
AUDITOR UNTIL THE CLOSE OF THE 2011 ANNUAL GENERAL MEETING, AND
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION.
- --------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
SECURITY 035255108 MEETING TYPE Annual
TICKER SYMBOL ANIK MEETING DATE 03-Jun-2010
ISIN US0352551081 AGENDA 933252619 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RAYMOND J. LAND For For
2 JOHN C. MORAN For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
- --------------------------------------------------------------------------------
DIRECTV
SECURITY 25490A101 MEETING TYPE Annual
TICKER SYMBOL DTV MEETING DATE 03-Jun-2010
ISIN US25490A1016 AGENDA 933253281 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 NEIL R. AUSTRIAN For For
2 RALPH F. BOYD, JR. For For
3 PAUL A. GOULD For For
4 CHARLES R. LEE For For
5 PETER A. LUND For For
6 GREGORY B. MAFFEI For For
7 JOHN C. MALONE For For
8 NANCY S. NEWCOMB For For
9 HAIM SABAN For For
10 MICHAEL D. WHITE For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For
3 APPROVAL OF THE DIRECTV 2010 STOCK PLAN. Management Against Against
4 APPROVAL OF THE DIRECTV EXECUTIVE OFFICER CASH BONUS PLAN. Management For For
5 ADOPTION OF POLICY REQUIRING EXECUTIVES TO RETAIN 75% OF ALL Shareholder Against For
EQUITY-BASED COMPENSATION FOR 2 YEARS FOLLOWING SEPARATION FROM
DIRECTV.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 113
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CO. LLC
SECURITY 55608B105 MEETING TYPE Annual
TICKER SYMBOL MIC MEETING DATE 03-Jun-2010
ISIN US55608B1052 AGENDA 933253407 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 NORMAN H. BROWN, JR. For For
2 GEORGE W. CARMANY, III For For
3 WILLIAM H. WEBB For For
2 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
SECURITY 517834107 MEETING TYPE Annual
TICKER SYMBOL LVS MEETING DATE 03-Jun-2010
ISIN US5178341070 AGENDA 933254079 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 SHELDON G. ADELSON For For
2 IRWIN CHAFETZ For For
2 TO CONSIDER AND ACT UPON THE RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
SUSTAINABILITY REPORT.
4 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------
URANIUM RESOURCES, INC.
SECURITY 916901507 MEETING TYPE Annual
TICKER SYMBOL URRE MEETING DATE 03-Jun-2010
ISIN US9169015073 AGENDA 933264816 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PAUL K. WILLMOTT For For
2 DONALD C. EWIGLEBEN For For
3 LELAND O. ERDAHL For For
4 TERENCE J. CRYAN For For
5 MARVIN K. KAISER For For
6 ROBERT M. GALLAGHER For For
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED 2004 DIRECTORS Management For For
STOCK OPTION AND RESTRICTED STOCK PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF HEIN & ASSOCIATES, LLP, Management For For
INDEPENDENT ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION
SECURITY 13811E101 MEETING TYPE Annual
TICKER SYMBOL CPHC MEETING DATE 03-Jun-2010
ISIN US13811E1010 AGENDA 933265541 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PATRICK R. CRUZEN For For
2 BURTON F. DAHLBERG For For
3 CARIN J. OFFERMAN For For
4 CURTIS A. SAMPSON For For
5 RANDALL D. SAMPSON For For
6 DALE H. SCHENIAN For For
- --------------------------------------------------------------------------------
MDC PARTNERS INC.
SECURITY 552697104 MEETING TYPE Annual
TICKER SYMBOL MDCA MEETING DATE 03-Jun-2010
ISIN CA5526971042 AGENDA 933269145 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MILES S. NADAL For For
2 ROBERT J. KAMERSCHEN For For
3 CLARE COPELAND For For
4 THOMAS N. DAVIDSON For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 114
The Gabelli Small Cap Growth Fund
5 SCOTT L. KAUFFMAN For For
6 MICHAEL J.L. KIRBY For For
7 STEPHEN M. PUSTIL For For
02 A RESOLUTION APPOINTING BDO SEIDMAN, LLP TO ACT AS AUDITORS OF Management For For
MDC PARTNERS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
- --------------------------------------------------------------------------------
MILLIPORE CORPORATION
SECURITY 601073109 MEETING TYPE Special
TICKER SYMBOL MIL MEETING DATE 03-Jun-2010
ISIN US6010731098 AGENDA 933270249 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE THE AGREEMENT AND PLAN OF SHARE EXCHANGE, (THE Management For For
"EXCHANGE AGREEMENT"), BY AND AMONG MILLIPORE CORPORATION,
MERCK KGAA AND CONCORD INVESTMENTS CORP., PURSUANT TO WHICH
EACH OUTSTANDING SHARE OF COMMON STOCK WILL BE TRANSFERRED BY
OPERATION OF LAW TO CONCORD INVESTMENTS CORP. IN EXCHANGE FOR
THE RIGHT TO RECEIVE $107.00 PER SHARE IN CASH, WITHOUT
INTEREST.
02 APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING Management For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF THE
EXCHANGE AGREEMENT.
- --------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY
SECURITY 521050104 MEETING TYPE Annual
TICKER SYMBOL LAYN MEETING DATE 03-Jun-2010
ISIN US5210501046 AGENDA 933273726 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID A.B. BROWN For For
2 J. SAMUEL BUTLER For For
3 ROBERT R. GILMORE For For
4 ANTHONY B. HELFET For For
5 NELSON OBUS For For
6 JEFFREY J. REYNOLDS For For
7 RENE J. ROBICHAUD For For
8 ANDREW B. SCHMITT For For
02 PROPOSAL TO RATIFY THE SELECTION OF THE ACCOUNTING FIRM OF Management For For
DELOITTE & TOUCHE LLP AS LAYNE CHRISTENSEN'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31, 2011.
03 STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A Shareholder Against For
SUSTAINABILITY REPORT.
- --------------------------------------------------------------------------------
FLOWERS FOODS, INC.
SECURITY 343498101 MEETING TYPE Annual
TICKER SYMBOL FLO MEETING DATE 04-Jun-2010
ISIN US3434981011 AGENDA 933248747 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID V. SINGER* For For
2 FRANKLIN L. BURKE** For For
3 GEORGE E. DEESE** For For
4 MANUEL A. FERNANDEZ** For For
5 MELVIN T. STITH** For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWER FOODS,
INC. FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
TESORO CORPORATION
SECURITY 881609101 MEETING TYPE Annual
TICKER SYMBOL TSO MEETING DATE 04-Jun-2010
ISIN US8816091016 AGENDA 933250184 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 RODNEY F. CHASE For For
2 GREGORY J. GOFF For For
3 ROBERT W. GOLDMAN For For
4 STEVEN H. GRAPSTEIN For For
5 WILLIAM J. JOHNSON For For
6 J.W. NOKES For For
7 DONALD H. SCHMUDE For For
8 MICHAEL E. WILEY For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 115
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
WATSCO, INC.
SECURITY 942622101 MEETING TYPE Annual
TICKER SYMBOL WSOB MEETING DATE 04-Jun-2010
ISIN US9426221019 AGENDA 933262470 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BOB L. MOSS For For
2 GEORGE P. SAPE For For
- --------------------------------------------------------------------------------
ENERGY RECOVERY INC
SECURITY 29270J100 MEETING TYPE Annual
TICKER SYMBOL ERII MEETING DATE 04-Jun-2010
ISIN US29270J1007 AGENDA 933264688 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ARVE HANSTVEIT For For
2 HANS PETER MICHELET For For
02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CRUCELL N.V.
SECURITY 228769105 MEETING TYPE Annual
TICKER SYMBOL CRXL MEETING DATE 04-Jun-2010
ISIN US2287691057 AGENDA 933273930 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
3A PROPOSAL TO MAINTAIN THE USE OF THE ENGLISH LANGUAGE FOR THE Management For For
ANNUAL ACCOUNTS OF THE COMPANY. (RESOLUTION)
3B PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR Management For For
2009 THAT ENDED 31 DECEMBER 2009. (RESOLUTION)
5A PROPOSAL TO GRANT RELEASE FROM LIABILITY TO THE MEMBERS OF THE Management For For
BOARD OF MANAGEMENT FOR THEIR MANAGEMENT, INSOFAR AS THE
EXERCISE OF THEIR DUTIES IS REFLECTED IN THE FINANCIAL
REPORTING. (RESOLUTION)
5B PROPOSAL TO GRANT RELEASE FROM LIABILITY TO THE MEMBERS OF THE Management For For
SUPERVISORY BOARD FOR THEIR SUPERVISION, INSOFAR AS THE
EXERCISE OF SUCH DUTIES IS REFLECTED IN THE FINANCIAL
REPORTING. (RESOLUTION)
06 PROPOSAL TO REAPPOINT DELOITTE ACCOUNTS B.V. AS THE EXTERNAL Management For For
AUDITOR OF THE COMPANY. (RESOLUTION)
07 RESIGNATION OF MR. SEAN LANCE AS MEMBER OF THE SUPERVISORY Management For For
BOARD IN ACCORDANCE WITH THE ROTATION SCHEDULE AND ARTICLE 24
PARAGRAPH 3 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY AND
PROPOSAL TO GRANT DISCHARGE TO HIM. (RESOLUTION)
8A IN CONNECTION WITH THE RESIGNATION OF MR. JAN PIETER OOSTERVELD Management For For
AS MEMBER OF THE SUPERVISORY BOARD IN ACCORDANCE WITH THE
ROTATION SCHEDULE AND ARTICLE 24 PARAGRAPH 3 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY: THE PROPOSAL TO REAPPOINT MR.
OOSTERVELD AS MEMBER OF THE SUPERVISORY BOARD AS OF TODAY, SUCH
IN ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE SUPERVISORY
BOARD. (RESOLUTION)
8B PROPOSAL TO APPOINT MR. WILLIAM BURNS AS MEMBER OF THE Management For For
SUPERVISORY BOARD AS OF TODAY, SUCH IN ACCORDANCE WITH THE
NOMINATION DRAWN UP BY THE SUPERVISORY BOARD. (RESOLUTION)
8C PROPOSAL TO APPOINT MR. JAMES SHANNON AS MEMBER OF THE Management For For
SUPERVISORY BOARD AS OF TODAY, SUCH IN ACCORDANCE WITH THE
NOMINATION DRAWN UP BY THE SUPERVISORY BOARD. (RESOLUTION)
8D PROPOSAL TO APPOINT MR. GEORGE SIBER AS MEMBER OF THE Management For For
SUPERVISORY BOARD AS OF TODAY, SUCH IN ACCORDANCE WITH THE
NOMINATION DRAWN UP BY THE SUPERVISORY BOARD. (RESOLUTION)
09 PROPOSAL TO EXTEND THE AUTHORITY OF THE BOARD OF MANAGEMENT TO Management For For
REPURCHASE SHARES IN THE COMPANY'S SHARE CAPITAL FOR A PERIOD
OF 18 MONTHS (UNTIL 30 NOVEMBER 2011). (RESOLUTION)
10A PROPOSAL TO EXTEND THE PERIOD IN WHICH THE BOARD OF MANAGEMENT Management For For
IS AUTHORIZED TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE
FOR SHARES (UNTIL 30 NOVEMBER 2011). (RESOLUTION)
10B PROPOSAL TO EXTEND THE PERIOD IN WHICH THE BOARD OF MANAGEMENT Management For For
IS AUTHORIZED TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS WHEN
SHARES ARE ISSUED (UNTIL 30 NOVEMBER 2011). (RESOLUTION)
11A PROPOSAL TO AMEND THE REMUNERATION POLICY FOR THE BOARD OF Management For For
MANAGEMENT BY INCREASING THE LONG TERM INCENTIVE LEVELS.
(RESOLUTION)
11B PROPOSAL TO APPROVE THE GRANT OF ADDITIONAL OPTIONS TO THE Management For For
COMPANY'S CHIEF OPERATING OFFICER AND MEMBER OF THE BOARD OF
MANAGEMENT MR. CORNELIS DE JONG. (RESOLUTION)
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 116
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
CADIZ INC.
SECURITY 127537207 MEETING TYPE Annual
TICKER SYMBOL CDZI MEETING DATE 08-Jun-2010
ISIN US1275372076 AGENDA 933270869 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 KEITH BRACKPOOL For For
2 MURRAY H. HUTCHISON For For
3 TIMOTHY J. SHAHEEN For For
4 STEPHEN J. DUFFY For For
5 WINSTON HICKOX For For
6 GEOFFREY GRANT For For
7 RAYMOND J. PACINI For For
8 STEPHEN E. COURTER For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
AUDITOR.
- --------------------------------------------------------------------------------
IRISH CONTINENTAL GROUP PLC
SECURITY G49406146 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Jun-2010
ISIN IE0033336516 AGENDA 702420427 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Receive the 2009 financial statements and the reports of the Management For For
Directors and Auditor thereon
2 Declare a final dividend Management For For
3.a Re-elect P. Crowley as a Director Management For For
3.b Re-elect B. Somers as a Director Management For For
4 Re-elect J. B. McGuckian as a Director Management For For
5 Authorize the Directors to fix the Auditors remuneration Management For For
6 Approve the general authority to allot relevant securities Management For For
7 Approve to disapply the statutory preemption rights in certain Management For For
circumstances
8 Authorize the Company to make market purchases of its own shares Management For For
9 Amend the Articles of Association Management For For
10 Approve to convene certain general meetings on 14 days notice Management For For
- --------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP
SECURITY G8878S103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Jun-2010
ISIN KYG8878S1030 AGENDA 702430769 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR Non-Voting
'AGAINST'-ONLY FOR ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20100504/LTN2
0100504252.pdf
1 Receive the audited accounts and the reports of the Directors Management For For
and Auditors for the YE 31 DEC 2009
2 Declare the payment of a final dividend for the YE 31 DEC 2009 Management For For
3.1.a Re-election of Mr. Takeshi Ida as a Director, who retires and Management For For
authorize the Directors to fix their remuneration
3.1.b Re-election of Mr. Wei Ying-Chiao as a Director, who retires Management For For
and authorize the Directors to fix their remuneration
3.1.c Re-election of Mr. Lee Tiong-Hock as a Director, who retires Management For For
and authorize the Directors to fix their remuneration
3.2 Appointment of Mr. Michihiko Ota as Director and authorize the Management For For
Directors to fix his remuneration
4 Re-appointment of Auditors of the Company and authorize the Management For For
Directors to fix their remuneration
5 Approve the general mandate for issue of shares Management For For
6 Approve the general mandate to repurchase shares in the capital Management For For
of the Company
7 Approve that the aggregate nominal amount of shares which are Management For For
repurchased by the Company shall be added to the aggregate
nominal amount of the shares which may be allotted pursuant to
the general mandate for issue of shares
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 117
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
GSE SYSTEMS, INC.
SECURITY 36227K106 MEETING TYPE Annual
TICKER SYMBOL GVP MEETING DATE 09-Jun-2010
ISIN US36227K1060 AGENDA 933259649 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JEROME I. FELDMAN For For
2 JOHN V. MORAN For For
3 GEORGE J. PEDERSEN For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
SECURITY 707569109 MEETING TYPE Annual
TICKER SYMBOL PENN MEETING DATE 09-Jun-2010
ISIN US7075691094 AGENDA 933270530 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WESLEY R. EDENS For For
2 ROBERT P. LEVY For For
3 BARBARA Z. SHATTUCK For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 TO CONSIDER A SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For
REORGANIZE THE BOARD OF DIRECTORS INTO ONE CLASS ELECTED
ANNUALLY.
- --------------------------------------------------------------------------------
IMAX CORPORATION
SECURITY 45245E109 MEETING TYPE Annual
TICKER SYMBOL IMAX MEETING DATE 09-Jun-2010
ISIN CA45245E1097 AGENDA 933271013 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD L. GELFOND For For
2 BRADLEY J. WECHSLER For For
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
- --------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION
SECURITY 08915P101 MEETING TYPE Annual
TICKER SYMBOL BGFV MEETING DATE 09-Jun-2010
ISIN US08915P1012 AGENDA 933271366 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SANDRA N. BANE For For
2 MICHAEL D. MILLER For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
KATY INDUSTRIES, INC.
SECURITY 486026107 MEETING TYPE Annual
TICKER SYMBOL KATY MEETING DATE 09-Jun-2010
ISIN US4860261076 AGENDA 933272267 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT M. BARATTA For For
2 DANIEL B. CARROLL For For
3 WALLACE E. CARROLL, JR. For For
4 DAVID J. FELDMAN For For
02 TO RATIFY THE SELECTION OF UHY LLP AS THE INDEPENDENT PUBLIC Management For For
ACCOUNTANTS OF KATY.
- --------------------------------------------------------------------------------
UNION DRILLING INC.
SECURITY 90653P105 MEETING TYPE Annual
TICKER SYMBOL UDRL MEETING DATE 10-Jun-2010
ISIN US90653P1057 AGENDA 933264602 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HOWARD I. HOFFEN For For
2 T.J. GLAUTHIER For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 118
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
WONDER AUTO TECHNOLOGY INC.
SECURITY 978166106 MEETING TYPE Annual
TICKER SYMBOL WATG MEETING DATE 10-Jun-2010
ISIN US9781661064 AGENDA 933285074 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 QINGJIE ZHAO For For
2 QINDONG ZENG For For
3 LARRY GOLDMAN For For
4 XIAOYU ZHANG For For
5 XIANZHANG WANG For For
02 APPROVE THE RATIFICATION OF PKF AS THE COMPANY'S ACCOUNTANT FOR Management For For
FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
COLDWATER CREEK INC.
SECURITY 193068103 MEETING TYPE Annual
TICKER SYMBOL CWTR MEETING DATE 14-Jun-2010
ISIN US1930681036 AGENDA 933262711 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JAMES R. ALEXANDER For For
2 JERRY GRAMAGLIA For For
3 KAY ISAACSON-LEIBOWITZ For For
2 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA FOR Management For For
EXECUTIVE INCENTIVE COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 29, 2011.
- --------------------------------------------------------------------------------
KBW, INC.
SECURITY 482423100 MEETING TYPE Annual
TICKER SYMBOL KBW MEETING DATE 14-Jun-2010
ISIN US4824231009 AGENDA 933266909 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 THOMAS B. MICHAUD For For
2 JAMES K. SCHMIDT For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------
JUNGHEINRICH AG, HAMBURG
SECURITY D37552102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2010
ISIN DE0006219934 AGENDA 702419436 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU Non-Voting
WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 25 Non-Voting
MAY 2010, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL
POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW.
THANK YOU
1. Presentation of the financial statements and annual report for Non-Voting
the 2009 FY wit-h the report of the Supervisory Board and the
group financial statements and a-nnual report
2. Resolution on the appropriation of the distributable profit of Non-Voting
EUR 1,920,000 a-s follows: payment of a dividend of EUR 0.12
per preference share ex-dividend-and payable date: 16 JUN 2010
3. Ratification of the acts of the Board of Managing Directors Non-Voting
4. Ratification of the acts of the Supervisory Board Non-Voting
5. Appointment of Auditors for the 2010 FY: Deloitte + Touche Non-Voting
GmbH, Hamburg
6. Amendments to the Articles of Association in connection with Non-Voting
the Shareholder R-ights Directive Implementation Law [ARUG] a)
Section 19(5) shall be amended in-respect of the Board of
Managing Directors being authorized to transmit Compa-ny
announcements by electronic means, b) Section 20(1) shall be
amended in res-pect of shareholders being entitled to
participate and vote at the shareholder-s' meeting if they
register with the Company by the statutory deadline. Sectio-n
20(5) shall be amended in respect of shareholders being
entitled to particip-ate and vote at the shareholders' meeting
if they provide evidence of their sh-areholding as stipulated
by law, Section 20(6) shall be amended in respect of-Section
121(7) of the German Stock Corporation Act applying to the
calculation-of deadlines within the Articles of Association, c)
Section 22(3) shall be am-ended in respect of proxy voting
instructions being issued in text form
7. Resolution on further amendments to the Articles of Association Non-Voting
a) Section 4(1-) shall be amended in respect of Company
announcements being published in the-electronic Federal
Gazette, b) Section 7(1) shall be amended in respect of the-
registered shareholders and shareholders with ordinary shares
with the Number-s 1 and 2, being obliged to give their full
name, address, birth date or Compa-ny address as well as the
number of shares they hold for registration in the s-hare
register, c) Section 16(7) shall be amended in respect of the
Supervisory-Board Chairman being authorized to allow voting in
written, telephonic or ano-ther comparable form
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 119
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
IAC/INTERACTIVECORP
SECURITY 44919P508 MEETING TYPE Annual
TICKER SYMBOL IACI MEETING DATE 15-Jun-2010
ISIN US44919P5089 AGENDA 933268105 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EDGAR BRONFMAN, JR. For For
2 BARRY DILLER For For
3 VICTOR A. KAUFMAN For For
4 DONALD R. KEOUGH* For For
5 BRYAN LOURD* For For
6 ARTHUR C. MARTINEZ For For
7 DAVID ROSENBLATT For For
8 ALAN G. SPOON* For For
9 A. VON FURSTENBERG For For
10 RICHARD F. ZANNINO For For
11 MICHAEL P. ZEISSER For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
THE BON-TON STORES, INC.
SECURITY 09776J101 MEETING TYPE Annual
TICKER SYMBOL BONT MEETING DATE 15-Jun-2010
ISIN US09776J1016 AGENDA 933268802 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 LUCINDA M. BAIER For For
2 BYRON L. BERGREN For For
3 PHILIP M. BROWNE For For
4 SHIRLEY A. DAWE For For
5 MARSHA M. EVERTON For For
6 MICHAEL L. GLEIM For For
7 TIM GRUMBACHER For For
8 TODD C. MCCARTY For For
2 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 16-Jun-2010
ISIN US2803581022 AGENDA 933262975 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS FOR THE COMPANY.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 120
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
STAMPS.COM INC.
SECURITY 852857200 MEETING TYPE Annual
TICKER SYMBOL STMP MEETING DATE 16-Jun-2010
ISIN US8528572006 AGENDA 933274932 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MOHAN P. ANANDA For For
02 TO APPROVE THE STAMPS.COM INC. 2010 EQUITY INCENTIVE PLAN. Management Against Against
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR 2010.
- --------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 16-Jun-2010
ISIN US0490792050 AGENDA 933278803 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
ZYMOGENETICS, INC.
SECURITY 98985T109 MEETING TYPE Annual
TICKER SYMBOL ZGEN MEETING DATE 17-Jun-2010
ISIN US98985T1097 AGENDA 933258572 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRUCE L.A. CARTER, PH.D For For
2 JAMES A. HARPER For For
3 EDWARD E. PENHOET, PH.D For For
4 A. BRUCE MONTGOMERY, MD For For
5 LARS F. JORGENSEN For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM FOR 2010
- --------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED
SECURITY 171484108 MEETING TYPE Annual
TICKER SYMBOL CHDN MEETING DATE 17-Jun-2010
ISIN US1714841087 AGENDA 933258926 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD L. DUCHOSSOIS For For
2 JAMES F. MCDONALD For For
3 SUSAN E. PACKARD For For
4 R. ALEX RANKIN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR ENDING
DECEMBER 31, 2010
03 TO APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS AND MAXIMUM Management For For
AWARDS PAYABLE AS ESTABLISHED BY THE SPECIAL SUBCOMMITTEE OF
THE COMPENSATION COMMITTEE OF BOARD FOR THE PAYMENT OF
COMPENSATION TO ROBERT L. EVANS, WILLIAM C. CARSTANJEN, WILLIAM
E. MUDD, ROHIT THUKRAL & STEVEN P. SEXTON UNDER CHURCHILL DOWNS
INCORPORATED AMENDED & RESTATED INCENTIVE COMPENSATION PLAN 1997
- --------------------------------------------------------------------------------
MOVADO GROUP, INC.
SECURITY 624580106 MEETING TYPE Annual
TICKER SYMBOL MOV MEETING DATE 17-Jun-2010
ISIN US6245801062 AGENDA 933265894 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 MARGARET HAYES ADAME For For
2 RICHARD COTE For For
3 EFRAIM GRINBERG For For
4 ALAN H. HOWARD For For
5 RICHARD ISSERMAN For For
6 NATHAN LEVENTHAL For For
7 DONALD ORESMAN For For
8 LEONARD L. SILVERSTEIN For For
2 PROPOSAL TO RATIFY AND APPROVE THE SELECTION BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JANUARY 31, 2011
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 121
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
LIBERTY GLOBAL, INC.
SECURITY 530555101 MEETING TYPE Annual
TICKER SYMBOL LBTYA MEETING DATE 17-Jun-2010
ISIN US5305551013 AGENDA 933266226 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MIRANDA CURTIS For For
2 JOHN W. DICK For For
3 J.C. SPARKMAN For For
4 J. DAVID WARGO For For
02 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER Management For For
THE LIBERTY GLOBAL, INC. 2005 INCENTIVE PLAN
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK
SECURITY 713278109 MEETING TYPE Annual
TICKER SYMBOL PBY MEETING DATE 17-Jun-2010
ISIN US7132781094 AGENDA 933270643 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JANE SCACCETTI Management For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Management For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Management For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Management For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Management For For
1F ELECTION OF DIRECTOR: NICK WHITE Management For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Management For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Management For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Management For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 THE APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2009 STOCK Management For For
INCENTIVE PLAN, AS MORE FULLY DESCRIBED IN PROXY STATEMENT.
04 A SHAREHOLDER PROPOSAL REGARDING THE VOTE REQUIRED TO AMEND OUR Shareholder Against For
BYLAWS, IF PRESENTED BY ITS PROPONENT.
- --------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS, INC.
SECURITY 895919108 MEETING TYPE Annual
TICKER SYMBOL TRID MEETING DATE 17-Jun-2010
ISIN US8959191086 AGENDA 933271316 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID H. COURTNEY For For
2 SYLVIA SUMMERS COUDER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
TRIDENT'S INDPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
LIFEWAY FOODS, INC.
SECURITY 531914109 MEETING TYPE Annual
TICKER SYMBOL LWAY MEETING DATE 17-Jun-2010
ISIN US5319141090 AGENDA 933271998 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LUDMILA SMOLYANSKY For For
2 JULIE SMOLYANSKY For For
3 POL SIKAR For For
4 RENZO BERNARDI For For
5 GUSTAVO CARLOS VALLE For For
6 JULIE OBERWEIS For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS INDEPENDENT AUDITORS Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 122
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
PENWEST PHARMACEUTICALS CO.
SECURITY 709754105 MEETING TYPE Contested-Annual
TICKER SYMBOL PPCO MEETING DATE 22-Jun-2010
ISIN US7097541053 AGENDA 933291217 - Opposition
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RODERICK WONG. M.D. For *
2 SAIID ZARRABIAN For *
3 JOHN G. LEMKEY For *
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For *
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
* MANAGEMENT POSITION UNKNOWN
- --------------------------------------------------------------------------------
YAKULT HONSHA CO.,LTD.
SECURITY J95468120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Jun-2010
ISIN JP3931600005 AGENDA 702486398 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
1.13 Appoint a Director Management For For
1.14 Appoint a Director Management For For
1.15 Appoint a Director Management For For
1.16 Appoint a Director Management For For
1.17 Appoint a Director Management For For
1.18 Appoint a Director Management For For
1.19 Appoint a Director Management For For
1.20 Appoint a Director Management For For
1.21 Appoint a Director Management For For
1.22 Appoint a Director Management For For
1.23 Appoint a Director Management For For
1.24 Appoint a Director Management For For
1.25 Appoint a Director Management For For
1.26 Appoint a Director Management For For
2 Approve Abolition of Performance-based Compensations to Management For For
Operating Executive Officers
- --------------------------------------------------------------------------------
GRAY TELEVISION INC
SECURITY 389375106 MEETING TYPE Annual
TICKER SYMBOL GTN MEETING DATE 23-Jun-2010
ISIN US3893751061 AGENDA 933267533 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD L. BOGER For For
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 WILLIAM E. MAYHER, III For For
6 ZELL B. MILLER For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
11 J. MACK ROBINSON For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 123
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
GRAY TELEVISION INC
SECURITY 389375205 MEETING TYPE Annual
TICKER SYMBOL GTNA MEETING DATE 23-Jun-2010
ISIN US3893752051 AGENDA 933267533 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD L. BOGER For For
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 WILLIAM E. MAYHER, III For For
6 ZELL B. MILLER For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
11 J. MACK ROBINSON For For
- --------------------------------------------------------------------------------
GLOBAL SOURCES LTD.
SECURITY G39300101 MEETING TYPE Annual
TICKER SYMBOL GSOL MEETING DATE 23-Jun-2010
ISIN BMG393001018 AGENDA 933281761 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EDDIE HENG TENG HUA For For
2 SARAH BENECKE For For
02 TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT COMPRISE THE WHOLE Management For For
BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE BOARD
TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE
VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT.
03 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY.
- --------------------------------------------------------------------------------
KIKKOMAN CORPORATION
SECURITY J32620106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Jun-2010
ISIN JP3240400006 AGENDA 702461106 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3. Appoint a Substitute Corporate Auditor Management For For
4. Decide the Gratis Allotment of New Share Subscription Rights Management Against Against
for the Takeover Defense Measure
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
SECURITY 53071M302 MEETING TYPE Annual
TICKER SYMBOL LCAPA MEETING DATE 24-Jun-2010
ISIN US53071M3025 AGENDA 933272964 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 MR. JOHN C. MALONE For For
2 MR. ROBERT R. BENNETT For For
3 MR. M. IAN G. GILCHRIST For For
4 MS. ANDREA L. WONG For For
2 PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2010 INCENTIVE Management Against Against
PLAN.
3 PROPOSAL TO RATIFY KPMG LLP AS LIBERTY MEDIA CORPORATION'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31,2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 124
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
SECURITY 086516101 MEETING TYPE Annual
TICKER SYMBOL BBY MEETING DATE 24-Jun-2010
ISIN US0865161014 AGENDA 933274792 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LISA M. CAPUTO For For
2 BRIAN J. DUNN For For
3 KATHY J. HIGGINS VICTOR For For
4 ROGELIO M. REBOLLEDO For For
5 GERARD R. VITTECOQ For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 26, 2011.
- --------------------------------------------------------------------------------
ABOVENET, INC.
SECURITY 00374N107 MEETING TYPE Annual
TICKER SYMBOL ABVT MEETING DATE 24-Jun-2010
ISIN US00374N1072 AGENDA 933282585 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JEFFREY A. BRODSKY For For
2 MICHAEL J. EMBLER For For
3 WILLIAM G. LAPERCH For For
4 RICHARD POSTMA For For
5 RICHARD SHORTEN, JR. For For
6 STUART SUBOTNICK For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTORS OF BDO SEIDMAN, LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2010.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 30,000,000 TO 200,000,000.
04 TO APPROVE THE 2010 EMPLOYEE STOCK PURCHASE PLAN. Management For For
05 TO RATIFY THE ADOPTION OF THE AMENDED AND RESTATED RIGHTS Management Against Against
AGREEMENT.
- --------------------------------------------------------------------------------
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 24-Jun-2010
ISIN US9258151029 AGENDA 933282674 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
9 LIAM K. GRIFFIN For For
- --------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION
SECURITY 576674105 MEETING TYPE Annual
TICKER SYMBOL MASC MEETING DATE 24-Jun-2010
ISIN US5766741053 AGENDA 933288006 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 TERRY L. BERNANDER For For
2 FRANK L. HOHMANN III For For
3 SAMUEL LICAVOLI For For
4 PATRICK J. MCDONNELL For For
5 CLIFFORD D. NASTAS For For
6 JOHN P. REILLY For For
7 DOMINICK J. SCHIANO For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2011.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 125
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
SECURITY 149568107 MEETING TYPE Annual
TICKER SYMBOL CVCO MEETING DATE 24-Jun-2010
ISIN AGENDA 933292891 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID A. GREENBLATT For For
02 THE RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS Management For For
FOR SECTION 162(M) AWARDS UNDER THE CAVCO INDUSTRIES, INC. 2005
STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR Management For For
FISCAL 2011.
- --------------------------------------------------------------------------------
BULL-DOG SAUCE CO.,LTD.
SECURITY J04746103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2010
ISIN JP3831200005 AGENDA 702490032 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
3 Approve Extension of Anti-Takeover Defense Measures Management Against Against
- --------------------------------------------------------------------------------
SOHGO SECURITY SERVICES CO.,LTD.
SECURITY J7607Z104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2010
ISIN JP3431900004 AGENDA 702496197 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Expand Business Lines Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
- --------------------------------------------------------------------------------
UNIVERSAL ENTERTAINMENT CORPORATION
SECURITY J94303104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2010
ISIN JP3126130008 AGENDA 702521748 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Amend Articles to: Make Resolutions to Approve Compensations to Management For For
Directors, Corporate Auditors, and Independent Auditors,
Stipulate Auditors' Committee
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
4 Approve Provision of Retirement Allowance for Retired Directors Management For For
- --------------------------------------------------------------------------------
ZORAN CORPORATION
SECURITY 98975F101 MEETING TYPE Annual
TICKER SYMBOL ZRAN MEETING DATE 25-Jun-2010
ISIN US98975F1012 AGENDA 933270845 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 LEVY GERZBERG, PH.D. For For
2 UZIA GALIL For For
3 RAYMOND A. BURGESS For For
4 JAMES D. MEINDL, PH.D. For For
5 JAMES B. OWENS, JR. For For
6 ARTHUR B. STABENOW For For
7 PHILIP M. YOUNG For For
2 THE APPROVAL OF CERTAIN AMENDMENTS TO ZORAN CORPORATION'S 2005 Management Against Against
EQUITY INCENTIVE PLAN.
3 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
ZORAN CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 126
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
MAEZAWA KYUSO INDUSTRIES CO.,LTD.
SECURITY J39466107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2010
ISIN JP3860300007 AGENDA 702499725 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
3 Approve Extension of Anti-Takeover Defense Measures Management Against Against
- --------------------------------------------------------------------------------
THE NEW GERMANY FUND
SECURITY 644465106 MEETING TYPE Annual
TICKER SYMBOL GF MEETING DATE 28-Jun-2010
ISIN US6444651060 AGENDA 933286507 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MR. DETLEF BIERBAUM* For For
2 MR. R. KARL GOELTZ* For For
3 MR. C.H. STRENGER* For For
4 MR. R.H. WADSWORTH* For For
5 MR. JOACHIM WAGNER** For For
6 MR. RICHARD R. BURT*** For For
4A TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE BOARD Management For For
OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT
PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
5A TO CHANGE THE FUND'S INVESTMENT OBJECTIVE TO BROADEN THE Management For For
DEFINITION OF "GERMAN COMPANY".
6A IF PROPERLY PRESENTED AT THE MEETING, TO CONSIDER AND VOTE ON A Shareholder Against For
STOCKHOLDER PROPOSAL TO ASK THE BOARD OF DIRECTORS TO TAKE THE
STEPS NECESSARY TO ADOPT AN INTERVAL FUND STRUCTURE, WHEREBY
THE FUND WOULD CONDUCT PERIODIC TENDER OFFERS AT LEAST
SEMIANNUALLY FOR AT LEAST 10% OF CURRENTLY OUTSTANDING COMMON
SHARES AT A PRICE OF AT LEAST 98% OF NET ASSET VALUE.
- --------------------------------------------------------------------------------
THE EUROPEAN EQUITY FUND
SECURITY 298768102 MEETING TYPE Annual
TICKER SYMBOL EEA MEETING DATE 28-Jun-2010
ISIN US2987681028 AGENDA 933286519 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MR. JOHN A. BULT For For
2 MR. RICHARD R. BURT For For
3 DR. FRIEDBERT MALT For For
4 MR. JOACHIM WAGNER For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE BOARD Management For For
OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT
PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010. THE BOARD OF DIRECTORS
UNANIMOUSLY RECOMMENDS A VOTE "AGAINST" PROPOSAL 3.
03 IF PROPERLY PRESENTED AT THE MEETING, TO CONSIDER AND VOTE ON A Shareholder Against For
STOCKHOLDER PROPOSAL TO ASK THE BOARD OF DIRECTORS TO TAKE THE
STEPS NECESSARY TO ADOPT AN INTERVAL FUND STRUCTURE, WHEREBY
THE FUND WOULD CONDUCT PERIODIC TENDER OFFERS AT LEAST
SEMIANNUALLY FOR AT LEAST 10% OF CURRENTLY OUTSTANDING COMMON
SHARES AT A PRICE OF AT LEAST 98% OF NET ASSET VALUE.
- --------------------------------------------------------------------------------
THE CENTRAL EUROPE AND RUSSIA FUND
SECURITY 153436100 MEETING TYPE Annual
TICKER SYMBOL CEE MEETING DATE 28-Jun-2010
ISIN US1534361001 AGENDA 933287143 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MR. DETLEF BIERBAUM* For For
2 MR. JOHN H. CANNON* For For
3 MR. R. KARL GOELTZ* For For
4 MR. RICHARD R. BURT** For For
03 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE BOARD Management For For
OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT
PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 127
The Gabelli Small Cap Growth Fund
- --------------------------------------------------------------------------------
NISSIN FOODS HOLDINGS CO.,LTD.
SECURITY J58063124 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2010
ISIN JP3675600005 AGENDA 702489306 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3. Appoint a Substitute Corporate Auditor Management For For
4. Approve Renewal of Countermeasures to Large-Scale Acquisitions Management Against Against
of the Company's Shares
- --------------------------------------------------------------------------------
MORINAGA MILK INDUSTRY CO.,LTD.
SECURITY J46410114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2010
ISIN JP3926800008 AGENDA 702495765 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1 Approve Appropriation of Profits Management For For
2 Allow Board to Authorize Use of Free Share Purchase Warrants as Management Against Against
Anti-Takeover Defense Measure
3 Appoint a Supplementary Auditor Management For For
- --------------------------------------------------------------------------------
MEIJI HOLDINGS CO.,LTD.
SECURITY J41729104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2010
ISIN JP3918000005 AGENDA 702499775 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
2 Appoint Accounting Auditors Management For For
3 Appoint a Supplementary Auditor Management For For
4 Determine the Compensation to be received by Directors and Management For For
Corporate Auditors
- --------------------------------------------------------------------------------
PIER 1 IMPORTS, INC.
SECURITY 720279108 MEETING TYPE Annual
TICKER SYMBOL PIR MEETING DATE 29-Jun-2010
ISIN US7202791080 AGENDA 933278776 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For
1B ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For
1C ELECTION OF DIRECTOR: TERRY E. LONDON Management For For
1D ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For
1E ELECTION OF DIRECTOR: CECE SMITH Management For For
02 THE APPROVAL OF AN AMENDMENT OF THE PIER 1 IMPORTS, INC. STOCK Management For For
PURCHASE PLAN TO AUTHORIZE AN ADDITIONAL 3,500,000 SHARES OF
PIER 1 IMPORTS' COMMON STOCK TO THE PLAN AND TO EXTEND THE TERM
OF THE PLAN FOR FIVE YEARS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 128
The Gabelli Small Cap Growth Fund
03 THE RATIFICATION OF THE AUDIT COMMITTEE'S APPROVAL TO ENGAGE Management For For
ERNST & YOUNG LLP AS PIER 1 IMPORTS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
04 A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, Shareholder Against For
REGARDING LINKING INCENTIVE PAYMENTS TO THE PERFORMANCE OF
OTHER COMPANIES.
- --------------------------------------------------------------------------------
NARA BANCORP, INC.
SECURITY 63080P105 MEETING TYPE Annual
TICKER SYMBOL NARA MEETING DATE 29-Jun-2010
ISIN US63080P1057 AGENDA 933293108 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEVEN D. BROIDY For For
2 LOUIS M. COSSO For For
3 ALVIN D. KANG For For
4 CHONG-MOON LEE For For
5 JESUN PAIK For For
6 HYON MAN PARK For For
7 KI SUH PARK For For
8 SCOTT YOON-SUK WHANG For For
02 THE RATIFICATION OF THE SELECTION OF CROWE HORWATH LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
03 A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE Management For For
COMPANY'S EXECUTIVES NAMED IN THE SUMMARY COMPENSATION TABLE OF
THE COMPANY'S PROXY STATEMENT FOR THE 2010 ANNUAL MEETING OF
STOCKHOLDERS, INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE EXECUTIVE COMPENSATION TABLES AND THE RELATED
DISCLOSURE CONTAINED IN THE PROXY STATEMENT.
04 THE APPROVAL OF THE AMENDMENT AND RESTATEMENT OF SECTION IV, OF Management For For
THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK, $0.001 PAR VALUE PER
SHARE, FROM FORTY MILLION (40,000,000) SHARES OF COMMON STOCK
TO ONE HUNDRED MILLION (100,000,000) SHARES OF COMMON STOCK.
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
SECURITY 075896100 MEETING TYPE Annual
TICKER SYMBOL BBBY MEETING DATE 29-Jun-2010
ISIN US0758961009 AGENDA 933293134 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- --------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: WARREN EISENBERG Management For For
1B ELECTION OF DIRECTOR: LEONARD FEINSTEIN Management For For
1C ELECTION OF DIRECTOR: STEVEN H. TEMARES Management For For
1D ELECTION OF DIRECTOR: DEAN S. ADLER Management For For
1E ELECTION OF DIRECTOR: STANLEY F. BARSHAY Management For For
1F ELECTION OF DIRECTOR: KLAUS EPPLER Management For For
1G ELECTION OF DIRECTOR: PATRICK R. GASTON Management For For
1H ELECTION OF DIRECTOR: JORDAN HELLER Management For For
1I ELECTION OF DIRECTOR: VICTORIA A. MORRISON Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 1
The Gabelli Equity Income Fund
Investment Company Report
- --------------------------------------------------------------------------------
BT GROUP PLC
SECURITY G16612106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jul-2009
ISIN GB0030913577 AGENDA 701978681 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1. Receive the report and accounts Management For For
2. Approve the remuneration report Management For For
3. Declare the final dividend Management For For
4. Re-elect Mr. Clayton Brendish Management For For
5. Re-elect Mr. Phil Hodkinson Management For For
6. Elect Mr.Tony Chanmugam Management For For
7. Re-appoint the Auditors Management For For
8. Approve the remuneration of the Auditors Management For For
9. Grant authority to allot shares Management For For
S.10 Grant authority to allot shares for cash Management For For
S.11 Grant authority to purchase own shares Management For For
S.12 Amend and adopt new Articles Management For For
S.13 Approve the 14 days notice of meetings Management For For
14. Grant authority for the political donations Management For For
- --------------------------------------------------------------------------------
BT GROUP PLC
SECURITY 05577E101 MEETING TYPE Annual
TICKER SYMBOL BT MEETING DATE 15-Jul-2009
ISIN US05577E1010 AGENDA 933104224 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 REPORT AND ACCOUNTS Management For For
02 REMUNERATION REPORT Management For For
03 FINAL DIVIDEND Management For For
04 RE-ELECT CLAYTON BRENDISH Management For For
05 RE-ELECT PHIL HODKINSON Management For For
06 ELECT TONY CHANMUGAM Management For For
07 REAPPOINTMENT OF AUDITORS Management For For
08 REMUNERATION OF AUDITORS Management For For
09 AUTHORITY TO ALLOT SHARES Management For For
S10 AUTHORITY TO ALLOT SHARES FOR CASH Management For For
S11 AUTHORITY TO PURCHASE OWN SHARES Management For For
S12 AMEND AND ADOPT NEW ARTICLES Management For For
S13 14 DAYS' NOTICE OF MEETINGS Management For For
14 AUTHORITY FOR POLITICAL DONATIONS Management For For
- --------------------------------------------------------------------------------
THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Annual
TICKER SYMBOL GAP MEETING DATE 16-Jul-2009
ISIN US3900641032 AGENDA 933108501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J.D. BARLINE For For
2 J.J. BOECKEL For For
3 B. GAUNT For For
4 A. GULDIN For For
5 C.W.E. HAUB For For
6 D. KOURKOUMELIS For For
7 E. LEWIS For For
8 G. MAYS For For
9 M.B. TART-BEZER For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 2
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
CABLE & WIRELESS PLC
SECURITY G17416127 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Jul-2009
ISIN GB0001625572 AGENDA 702024201 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1. Receive the group accounts for the FYE 31 MAR 2009 and the Management For For
reports of the Directors and the Auditor thereon
2. Approve the Director's remuneration report for the YE 31 MAR Management For For
2009 as contained within the annual report and accounts
3. Declare a final dividend for the YE 31 MAR 2009 Management For For
4. Re-elect Richard Lapthorne as a Director Management For For
5. Elect John Barton as a Director Management For For
6. Elect Mary Francis as a Director Management For For
7. Elect Penny Hughes as a Director Management For For
8. Elect Tim Pennington as a Director Management For For
9. Re-elect Simon Ball as a Director Management For For
10. Re-elect John Pluthero as a Director Management For For
11. Re-elect Kasper Rorsted as a Director Management For For
12. Re-appoint KPMG Audit Plc as the Auditor of the Company Management For For
13. Authorize the Directors to set the Auditor's remuneration Management For For
14. Authorize the Directors, to allot relevant securities in Management For For
accordance with the Article 10 of the Company's Articles of
Association and for that period the Section 80 amount shall be
GBP 211 million; all previous authorities under Article 10(B)
are revoked, subject to the Article 10(D); [Authority expires
the earlier of the conclusion of the next AGM of the Company in
2010 or 16 OCT 2010]
S.15 Authorize the Directors to allot equity securities for cash in Management For For
accordance with the Article 10 of the Company's Articles of
Association and for that period the Section 89 amount shall be
GBP 32 million; all previous authorities under the Article 10(C)
are revoked, subject to the Article 10(D); [Authority expires
the earlier of the conclusion of the next AGM of the Company in
2010 or 16 OCT 2010]
S.16 Amend, the Articles of Association of the Company by deleting Management For For
all the provisions of the Company's Memorandum of Association
which, by virtue of Section 28 of the Companies Act 2006, are to
be treated as provisions of the Company's Articles of
Association; and the Articles of Association produced to the
meeting as specified be adopted as the Articles of Association
of the Company in substitution for and to the exclusion of the
current Articles of Association
S.17 Authorize the Company, to make market purchases [Section 163(3) Management For For
of the Companies Act 1985] of ordinary shares with nominal value
of 25 pence each in the Company, provided that: the Company does
not purchase under this authority more than 253 million ordinary
shares; the Company does not pay less than 25 pence for each
ordinary share; the Company does not pay more for each share
than the higher of 5% over the average of the middle market
price of the ordinary shares for the 5 business days immediately
preceding the day on which the Company agrees to
buy the shares concerned, based on share prices published in the
Daily Official List of the London Stock Exchange; and the price
stipulated by the Article 5(1) of the buy-back and stabilization
regulation [EC No. 2273/2003]; [Authority expires the earlier of
the conclusion of the AGM of the Company in 2010 or 16 OCT
2010]; the Company, before the expiry, may make a contract to
purchase ordinary shares which will or may be executed wholly or
partly after such expiry
18. Amend the Rules of the Cable & Wireless Long Term Incentive Plan Management For For
as specified
19. Amend the award to Richard Lapthorne as specified Management For For
S.20 Authorize the Company to call a general meeting of the Management For For
shareholders, other than an AGM, on not less than 14 clear days'
notice
- --------------------------------------------------------------------------------
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 20-Jul-2009
ISIN US9830241009 AGENDA 933114869 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
JANUARY 25, 2009, AMONG PFIZER INC., WAGNER ACQUISITION CORP.
AND WYETH, AS IT MAY BE AMENDED FROM TIME TO TIME
02 VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
ADOPT THE MERGER AGREEMENT
3A ELECTION OF DIRECTOR: ROBERT M. AMEN Management For For
3B ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Management For For
3C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
3D ELECTION OF DIRECTOR: VICTOR F. GANZI Management For For
3E ELECTION OF DIRECTOR: ROBERT LANGER Management For For
3F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
3G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Management For For
3H ELECTION OF DIRECTOR: MARY LAKE POLAN Management For For
3I ELECTION OF DIRECTOR: BERNARD POUSSOT Management For For
3J ELECTION OF DIRECTOR: GARY L. ROGERS Management For For
3K ELECTION OF DIRECTOR: JOHN R. TORELL III Management For For
04 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS WYETH'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
05 STOCKHOLDER PROPOSAL REGARDING REPORTING ON WYETH'S POLITICAL Shareholder Against For
CONTRIBUTIONS AND TRADE ASSOCIATION PAYMENTS
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 3
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
SECURITY 21036P108 MEETING TYPE Annual
TICKER SYMBOL STZ MEETING DATE 23-Jul-2009
ISIN US21036P1084 AGENDA 933112625 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BARRY A. FROMBERG For For
2 JEANANNE K. HAUSWALD For For
3 JAMES A. LOCKE III For For
4 PETER M. PEREZ For For
5 RICHARD SANDS For For
6 ROBERT SANDS For For
7 PAUL L. SMITH For For
8 PETER H. SODERBERG For For
9 MARK ZUPAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 28, 2010.
03 PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S CLASS
A COMMON STOCK FROM 315,000,000 SHARES TO 322,000,000 SHARES AND
THE COMPANY'S CLASS 1 COMMON STOCK FROM 15,000,000 SHARES TO
25,000,000 SHARES.
04 PROPOSAL TO APPROVE THE FIRST AMENDMENT TO THE COMPANY'S Management Against Against
LONG-TERM STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY
SECURITY 607828100 MEETING TYPE Annual
TICKER SYMBOL MOD MEETING DATE 23-Jul-2009
ISIN US6078281002 AGENDA 933115342 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 FRANK W. JONES For For
2 DENNIS J. KUESTER For For
3 MICHAEL T. YONKER For For
02 APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF Management For For
INCORPORATION TO PROVIDE FOR A MAJORITY VOTING STANDARD FOR THE
ELECTION OF DIRECTORS.
03 APPROVE AN AMENDMENT TO THE BYLAWS TO PROVIDE FOR A MAJORITY Management For For
VOTING STANDARD FOR THE ELECTION OF DIRECTORS.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION
SECURITY 115637100 MEETING TYPE Annual
TICKER SYMBOL BFA MEETING DATE 23-Jul-2009
ISIN US1156371007 AGENDA 933118778 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: PATRICK BOUSQUET-CHAVANNE Management For For
1B ELECTION OF DIRECTOR: GEO. GARVIN BROWN IV Management For For
1C ELECTION OF DIRECTOR: MARTIN S. BROWN, JR. Management For For
1D ELECTION OF DIRECTOR: JOHN D. COOK Management For For
1E ELECTION OF DIRECTOR: SANDRA A. FRAZIER Management For For
1F ELECTION OF DIRECTOR: RICHARD P. MAYER Management For For
1G ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Management For For
1H ELECTION OF DIRECTOR: WILLIAM M. STREET Management For For
1I ELECTION OF DIRECTOR: DACE BROWN STUBBS Management For For
1J ELECTION OF DIRECTOR: PAUL C. VARGA Management For For
1K ELECTION OF DIRECTOR: JAMES S. WELCH, JR. Management For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES SET FORTH IN THE 2004 Management For For
OMNIBUS COMPENSATION PLAN, AS DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Consent
TICKER SYMBOL C MEETING DATE 24-Jul-2009
ISIN US1729671016 AGENDA 933114693 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH IN ANNEX A TO Management For For
THE PROXY STATEMENT.
02 APPROVE THE DIRECTOR AMENDMENT SET FORTH IN ANNEX B TO THE PROXY Management For For
STATEMENT.
03 APPROVE THE RETIREMENT AMENDMENT SET FORTH IN ANNEX C TO THE Management Against Against
PROXY STATEMENT.
04 APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE SET FORTH IN Management Against Against
ANNEX D TO THE PROXY STATEMENT.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 4
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
REMY COINTREAU SA, COGNAC
SECURITY F7725A100 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Jul-2009
ISIN FR0000130395 AGENDA 702026320 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
"French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card directly to the sub custodian. Please contact your
Client Service Representative to obtain the necessary card,
account details and directions. The following applies to Non-
Resident Shareowners: Proxy Cards: Voting instructions will be f
orwarded to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian will sign the
Proxy Card and forward to the local custodian. If you are unsure
whether your Global Custodian acts as Registered Intermediary,
please contact your representative."
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
O.1 Approve the unconsolidated accounts for the 2008/2009 FY Management For For
O.2 Approve the consolidated accounts for the 2008/2009 FY Management For For
O.3 Approve the distribution of profits and distribution of dividends Management For For
O.4 Approve the agreements referred to in Articles L.225-38 of the Management For For
Commercial Code
O.5 Grant discharge to the Board of Directors Management For For
O.6 Approve the renewal of Mr. Francois Heriard Dubreuil's mandate Management For For
as a Board Member
O.7 Approve the renewal of Mr. Jacques-Etienne de T'Serclaes' Management For For
mandate as a Board Member
O.8 Approve the renewal of Mr. Gabriel Hawawini's mandate as a Board Management For For
Member
O.9 Approve the renewal of the Orpar Company's mandate as a Board Management For For
Member
O.10 Approve the attendance allowances Management For For
O.11 Approve an amendment to a commitment referred to in Article Management For For
L.225-42-1 of the Commercial Code to amend the conditions of
demand for the deferred compensation by Mr. Jean-Marie Laborde
O.12 Ratify the continuation of the retirement liabilities in the Management For For
benefit defined referred to in the last paragraph of Article
L.225-42-1 of the Commercial Code which benefits Ms. Dominique
Dubreuil Heriard, Messrs. Francois and Marc Heriard Dubreuil and
Mr. Jean-Marie Laborde, as a regulated agreement and pursuant to
Articles L.225-38 and L.225-42 of the Commercial Code
O.13 Authorize the Board of Directors to acquire and sell Company's Management For For
shares under Articles L.225-209 and sequence of the Commercial
Code
O.14 Grant powers for formalities Management For For
E.15 Authorize the Board of Directors to reduce the share capital by Management For For
cancellation of treasury shares held by the Company
E.16 Authorize the Board of Directors to increase the share capital Management For For
by issue, with maintenance of preferential subscription rights
of the shareholders, of the Company' shares and/or warrants
giving access to the Company's capital and/or issue of warrants
giving right to the allocation of debt securities
E.17 Authorize the Board of Directors to increase the share capital Management For For
by issue, with cancellation of preferential subscription rights
of the shareholders, of Company's shares and/or warrants giving
access to the Company's capital and/or issue of warrants giving
right to the allocation of debt securities
E.18 Authorize the Board of Directors to fix the issue price of the Management For For
securities to be issued under the 17th resolution, with
cancellation of preferential subscription rights of the
shareholders, within the limit of 10% of the capital per year
E.19 Authorize the Board of Directors to increase the number of Management For For
securities to be issued in case of an issue with or without
preferential subscription rights of the shareholders
E.20 Authorize the Board of Directors to increase the Company's Management For For
capital by incorporation of reserves, profits or premiums
E.21 Authorize the Board of Directors to proceed with the issue of Management For For
shares or warrants giving access to capital within the limit of
10% of the capital to pay contributions in kind
E.22 Authorize the Board of Directors to increase the share capital Management For For
by issuing shares reserved for Members of a Company Savings Plan
E.23 Authorize the Board of Directors in case of a takeover bid for Management For For
the Company's securities
E.24 Authorize the Board of Directors to charge the cost of capital Management For For
increases carried out on the premiums relating to those
transactions
E.25 Approve the modification, as a result of a legislative change, Management For For
of Article 12 of the Company' Statutes relating to the treasury
shares held by the Board Members
E.26 Approve the modification, as a result of a legislative change, Management For For
of Article 23.2, 3rd Paragraph, of the Company's Statutes
relative to the double voting right in general assembly
E.27 Grant powers for formalities Management For For
- --------------------------------------------------------------------------------
ITO EN,LTD.
SECURITY J25027103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jul-2009
ISIN JP3143000002 AGENDA 702038298 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Approve Minor Revisions Related to Management For For
Dematerialization of Shares and the other Updated Laws and
Regulations, Allow Board to Make Rules Governing Exercise of
Shareholders' Rights
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 5
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
LEGG MASON, INC.
SECURITY 524901105 MEETING TYPE Annual
TICKER SYMBOL LM MEETING DATE 28-Jul-2009
ISIN US5249011058 AGENDA 933116281 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT E. ANGELICA For For
2 BARRY W. HUFF For For
3 JOHN E. KOERNER III For For
4 CHERYL GORDON KRONGARD For For
5 SCOTT C. NUTTALL For For
02 AMENDMENT OF THE LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN AND Management For For
APPROVAL TO ISSUE ADDITIONAL 1,000,000 SHARES CURRENTLY COVERED
BY THE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE EXECUTIVE INCENTIVE Shareholder Against For
COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING. Shareholder Against For
- --------------------------------------------------------------------------------
MGM MIRAGE
SECURITY 552953101 MEETING TYPE Annual
TICKER SYMBOL MGM MEETING DATE 04-Aug-2009
ISIN US5529531015 AGENDA 933116015 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT H. BALDWIN For For
2 WILLIE D. DAVIS For For
3 KENNY C. GUINN For For
4 ALEXANDER M. HAIG, JR For For
5 ALEXIS M. HERMAN For For
6 ROLAND HERNANDEZ For For
7 GARY N. JACOBS For For
8 KIRK KERKORIAN For For
9 ANTHONY MANDEKIC For For
10 ROSE MCKINNEY-JAMES For For
11 JAMES J. MURREN For For
12 DANIEL J. TAYLOR For For
13 MELVIN B. WOLZINGER For For
02 TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
03 TO CONSIDER A STOCKHOLDER PROPOSAL IF PRESENTED AT THE ANNUAL Shareholder For
MEETING.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For
MEETING OR ANY ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------
MERCK & CO., INC.
SECURITY 589331107 MEETING TYPE Special
TICKER SYMBOL MRK MEETING DATE 07-Aug-2009
ISIN US5893311077 AGENDA 933117980 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF MARCH 8, 2009, BY AND AMONG MERCK & CO., INC.,
SCHERING-PLOUGH CORPORATION, SP MERGER SUBSIDIARY ONE, INC.
(FORMERLY BLUE, INC.) AND SP MERGER SUBSIDIARY TWO, INC.
(FORMERLY PURPLE, INC.), AS IT MAY BE AMENDED.
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Special
TICKER SYMBOL SGP MEETING DATE 07-Aug-2009
ISIN US8066051017 AGENDA 933118540 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 8, Management For For
2009, BY AND AMONG MERCK & CO., INC., SCHERING-PLOUGH
CORPORATION, SP MERGER SUBSIDIARY ONE, INC., AND SP MERGER
SUBSIDIARY TWO, INC., AS IT MAY BE AMENDED (THE "MERGER
AGREEMENT") AND THE ISSUANCE OF SHARES OF COMMON STOCK IN THE
MERGER CONTEMPLATED BY THE MERGER AGREEMENT.
02 APPROVE ANY ADJOURNMENT OF THE SCHERING-PLOUGH SPECIAL MEETING Management For For
(INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT AND THE
ISSUANCE OF SHARES OF COMMON STOCK IN THE MERGER).
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 6
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
H.J. HEINZ COMPANY
SECURITY 423074103 MEETING TYPE Annual
TICKER SYMBOL HNZ MEETING DATE 12-Aug-2009
ISIN US4230741039 AGENDA 933118730 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: W.R. JOHNSON Management For For
1B ELECTION OF DIRECTOR: C.E. BUNCH Management For For
1C ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Management For For
1D ELECTION OF DIRECTOR: J.G. DROSDICK Management For For
1E ELECTION OF DIRECTOR: E.E. HOLIDAY Management For For
1F ELECTION OF DIRECTOR: C. KENDLE Management For For
1G ELECTION OF DIRECTOR: D.R. O'HARE Management For For
1H ELECTION OF DIRECTOR: N. PELTZ Management For For
1I ELECTION OF DIRECTOR: D.H. REILLEY Management For For
1J ELECTION OF DIRECTOR: L.C. SWANN Management For For
1K ELECTION OF DIRECTOR: T.J. USHER Management For For
1L ELECTION OF DIRECTOR: M.F. WEINSTEIN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
03 AMENDMENT OF BY-LAWS TO ADD RIGHT OF HOLDERS OF 25% OF VOTING Management For For
POWER TO CALL SPECIAL MEETING OF SHAREHOLDERS.
- --------------------------------------------------------------------------------
WHX CORPORATION
SECURITY 929248607 MEETING TYPE Annual
TICKER SYMBOL WXCO MEETING DATE 25-Aug-2009
ISIN US9292486076 AGENDA 933126701 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 ROBERT FRANKFURT For For
3 JACK L. HOWARD For For
4 GLEN M. KASSAN For For
5 LOUIS KLEIN, JR. For For
6 JOHN H. MCNAMARA JR. For For
7 JOHN J. QUICKE For For
8 GAREN W. SMITH For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD.
SECURITY G24182100 MEETING TYPE Special
TICKER SYMBOL CBE MEETING DATE 31-Aug-2009
ISIN BMG241821005 AGENDA 933124327 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE Management For For
ACCOMPANYING PROXY STATEMENT AS ANNEX A.
02 IF THE SCHEME OF ARRANGEMENT IS APPROVED, AND IN CONNECTION WITH Management For For
THE SCHEME OF ARRANGEMENT AND THE REORGANIZATION, APPROVAL OF
THE REDUCTION OF THE SHARE PREMIUM OF COOPER INDUSTRIES PLC TO
ALLOW THE CREATION OF DISTRIBUTABLE RESERVES THAT WAS PREVIOUSLY
UNANIMOUSLY APPROVED BY COOPER INDUSTRIES, LTD. AND THE OTHER
CURRENT SHAREHOLDERS OF COOPER INDUSTRIES PLC.
- --------------------------------------------------------------------------------
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Consent
TICKER SYMBOL C MEETING DATE 02-Sep-2009
ISIN US1729671016 AGENDA 933128135 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO APPROVE THE AUTHORIZED SHARE INCREASE AMENDMENT SET Management For For
FORTH IN ANNEX A TO THE PROXY STATEMENT.
02 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT AMENDMENT SET FORTH Management For For
IN ANNEX B TO THE PROXY STATEMENT.
03 PROPOSAL TO APPROVE THE PREFERRED STOCK CHANGE AMENDMENT SET Management Against Against
FORTH IN ANNEX C TO THE PROXY STATEMENT.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 7
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
METAVANTE TECHNOLOGIES, INC.
SECURITY 591407101 MEETING TYPE Special
TICKER SYMBOL MV MEETING DATE 04-Sep-2009
ISIN US5914071015 AGENDA 933125785 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF MARCH 31, 2009, BY AND AMONG FIDELITY NATIONAL INFORMATION
SERVICES, INC., CARS HOLDINGS, LLC, AND METAVANTE TECHNOLOGIES,
INC., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, AND
THE TRANSACTIONS IT CONTEMPLATES.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE FOREGOING PROPOSAL.
- --------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, GENEVE
SECURITY H25662158 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Sep-2009
ISIN CH0045039655 AGENDA 702053492 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. Non-Voting
PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
BLOCKING INFORMATION FOR YOUR ACCOU-NTS.
1. Approve the financial statements and statutory reports Management No Action
2. Approve the allocation of income and dividends of EUR 0.30 per A Management No Action
Bearer Share and EUR 0.03 per B Registered Share
3. Grant discharge to the Board and the Senior Management Management No Action
4.1 Re-elect Johann Rupert as a Director Management No Action
4.2 Re-elect Jean-Paul Aeschimann as a Director Management No Action
4.3 Re-elect Franco Cologni as a Director Management No Action
4.4 Re-elect Lord Douro as a Director Management No Action
4.5 Re-elect Yves-Andre Istel as a Director Management No Action
4.6 Re-elect Richard Lepeu as a Director Management No Action
4.7 Re-elect Ruggero Magnoni as a Director Management No Action
4.8 Re-elect Simon Murray as a Director Management No Action
4.9 Re-elect Alain Perrin as a Director Management No Action
4.10 Re-elect Norbert Platt as a Director Management No Action
4.11 Re-elect Alan Quasha as a Director Management No Action
4.12 Re-elect Lord Renwick of Clifton as a Director Management No Action
4.13 Re-elect Jan Rupert as a Director Management No Action
4.14 Re-elect Juergen Schrempp as a Director Management No Action
4.15 Re-elect Martha Wikstrom as a Director Management No Action
5. Ratify PricewaterhouseCoopers as the Auditors Management No Action
- --------------------------------------------------------------------------------
VALUE LINE, INC.
SECURITY 920437100 MEETING TYPE Annual
TICKER SYMBOL VALU MEETING DATE 10-Sep-2009
ISIN US9204371002 AGENDA 933133922 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 H.A. BRECHER For For
2 E.A. BUTTNER For For
3 J.B. BUTTNER For For
4 D.T. HENIGSON For For
5 H. PARDES For For
6 M.N. RUTH For For
7 E. SHANAHAN For For
8 R. LEGON For For
9 R.M. PERKINS For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 8
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
SECURITY 703395103 MEETING TYPE Annual
TICKER SYMBOL PDCO MEETING DATE 14-Sep-2009
ISIN US7033951036 AGENDA 933126751 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ELLEN A. RUDNICK* For For
2 HAROLD C. SLAVKIN* For For
3 JAMES W. WILTZ* For For
4 LES C. VINNEY** For For
02 TO APPROVE THE AMENDMENT TO THE EQUITY INCENTIVE PLAN TO REMOVE Management For For
THE 2,000,000 SHARE LIMIT ON THE NUMBER OF SHARES THAT MAY BE
ISSUED THEREUNDER PURSUANT TO AWARDS OF RESTRICTED STOCK,
RESTRICTED STOCK UNIT AWARDS AND STOCK BONUSES. THE AMENDMENT TO
OUR EQUITY INCENTIVE PLAN DOES NOT REPRESENT AN INCREASE IN THE
NUMBER OF SHARES RESERVED FOR AWARDS THEREUNDER.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 24, 2010.
- --------------------------------------------------------------------------------
REINET INVESTMENTS SCA, LUXEMBOURG
SECURITY L7925N152 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Sep-2009
ISIN LU0383812293 AGENDA 702082380 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1. Receive the report of the General Partner to the shareholders; Management No Action
the report of the Board of Overseers; and the reports by the
Independent Auditors of the Company in respect of the statutory
financial statements of the Company and in respect of the
consolidated financial statements for the accounting period
ended 31 MAR 2009
2. Approve the statutory financial statements of the Company for Management No Action
the accounting period ended 31 MAR 2009
3. Approve the consolidated financial statements of the Company for Management No Action
the accounting period ended 31 MAR 2009
4. Approve the release of the non-distributable reserve of EUR Management No Action
771707000 created in connection with the reductions of capital
on 20 OCT 2008 and 03 NOV 2008 to retained earnings
5. Approve the proposed appropriation of the retained earnings of Management No Action
the Company at 31 MAR 2009, including the amounts transferred
from the non-distributable reserve, as specified
6. Grant discharge to the general partner from its obligations in Management No Action
respect of the accounting period ended 31 MAR 2009 and to
discharge the members of the Board of Overseers who held office
in respect of the accounting period ended 31 MAR 2009 from their
obligations
7. Elect Messrs. Johann P. Rupert,Alan Grieve, Eloy Michotte, Management No Action
Joachim SchwenkeBoard as the Board of Overseers for the
financial year ending 31 MAR 2010
8. Approve to fix the remuneration of the Board of Overseers in Management No Action
respect of the financial year ending 31 MAR 2010
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 21-Sep-2009
ISIN US3703341046 AGENDA 933128616 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 ADOPT THE 2009 STOCK COMPENSATION PLAN. Management Against Against
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. Shareholder Against For
- --------------------------------------------------------------------------------
H&R BLOCK, INC.
SECURITY 093671105 MEETING TYPE Annual
TICKER SYMBOL HRB MEETING DATE 24-Sep-2009
ISIN US0936711052 AGENDA 933130875 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ALAN M. BENNETT Management For For
1B ELECTION OF DIRECTOR: THOMAS M. BLOCH Management For For
1C ELECTION OF DIRECTOR: RICHARD C. BREEDEN Management For For
1D ELECTION OF DIRECTOR: ROBERT A. GERARD Management For For
1E ELECTION OF DIRECTOR: LEN J. LAUER Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 9
The Gabelli Equity Income Fund
1F ELECTION OF DIRECTOR: DAVID B. LEWIS Management For For
1G ELECTION OF DIRECTOR: TOM D. SEIP Management For For
1H ELECTION OF DIRECTOR: L. EDWARD SHAW, JR. Management For For
1I ELECTION OF DIRECTOR: RUSSELL P. SMYTH Management For For
1J ELECTION OF DIRECTOR: CHRISTIANNA WOOD Management For For
02 APPROVAL OF AN ADVISORY PROPOSAL ON THE COMPANY'S EXECUTIVE Management For For
PAY-FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES.
03 AMENDMENT TO THE 2003 LONG-TERM EXECUTIVE COMPENSATION PLAN TO Management For For
INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING
APRIL 30, 2010.
- --------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY
SECURITY 24522P103 MEETING TYPE Annual
TICKER SYMBOL DLM MEETING DATE 24-Sep-2009
ISIN US24522P1030 AGENDA 933133516 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: TERENCE D. MARTIN Management For For
1C ELECTION OF DIRECTOR: RICHARD G. WOLFORD Management For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE DEL MONTE FOODS Management For For
COMPANY CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS.
03 TO APPROVE THE DEL MONTE FOODS COMPANY 2002 STOCK INCENTIVE Management Against Against
PLAN, AS AMENDED AND RESTATED.
04 TO APPROVE THE DEL MONTE FOODS COMPANY ANNUAL INCENTIVE PLAN, AS Management For For
AMENDED AND RESTATED.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS DEL MONTE FOODS Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS
FISCAL YEAR ENDING MAY 2, 2010.
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
SECURITY 459902102 MEETING TYPE Special
TICKER SYMBOL IGT MEETING DATE 30-Sep-2009
ISIN US4599021023 AGENDA 933132879 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR ELIGIBLE Management Against Against
EMPLOYEES AS DESCRIBED IN IGT'S PROXY STATEMENT.
- --------------------------------------------------------------------------------
THE MOSAIC COMPANY
SECURITY 61945A107 MEETING TYPE Annual
TICKER SYMBOL MOS MEETING DATE 08-Oct-2009
ISIN US61945A1079 AGENDA 933133578 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PHYLLIS E. COCHRAN For For
2 ROBERT L. LUMPKINS For For
3 HAROLD H. MACKAY For For
4 WILLIAM T. MONAHAN For For
02 APPROVAL OF THE AMENDED PERFORMANCE GOALS UNDER THE MOSAIC Management For For
COMPANY 2004 OMNIBUS STOCK AND INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY
31, 2010.
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD
SECURITY H8912P106 MEETING TYPE Special
TICKER SYMBOL TEL MEETING DATE 08-Oct-2009
ISIN CH0102993182 AGENDA 933138504 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A Management For For
REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN TWO INSTALLMENTS ON OR BEFORE MARCH 26, 2010 (THE END OF
THE SECOND FISCAL QUARTER OF 2010).
02 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE Management For For
EXTRAORDINARY GENERAL MEETING.
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD
SECURITY H8912P106 MEETING TYPE Special
TICKER SYMBOL TEL MEETING DATE 08-Oct-2009
ISIN CH0102993182 AGENDA 933148391 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A Management For For
REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN TWO INSTALLMENTS ON OR BEFORE MARCH 26, 2010 (THE END OF
THE SECOND FISCAL QUARTER OF 2010).
02 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE Management For For
EXTRAORDINARY GENERAL MEETING.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 10
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION
SECURITY 144285103 MEETING TYPE Annual
TICKER SYMBOL CRS MEETING DATE 12-Oct-2009
ISIN US1442851036 AGENDA 933144519 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 CARL G. ANDERSON, JR. For For
2 PHILIP M. ANDERSON For For
3 JEFFREY WADSWORTH For For
4 WILLIAM A. WULFSOHN For For
02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
SECURITY 742718109 MEETING TYPE Annual
TICKER SYMBOL PG MEETING DATE 13-Oct-2009
ISIN US7427181091 AGENDA 933134241 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: KENNETH I. CHENAULT Management For For
1B ELECTION OF DIRECTOR: SCOTT D. COOK Management For For
1C ELECTION OF DIRECTOR: RAJAT K. GUPTA Management For For
1D ELECTION OF DIRECTOR: A.G. LAFLEY Management For For
1E ELECTION OF DIRECTOR: CHARLES R. LEE Management For For
1F ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1G ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1I ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Management For For
1J ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. Management For For
1K ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Management For For
1L ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Management For For
1M ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 AMEND THE COMPANY'S CODE OF REGULATIONS Management Against Against
04 APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE Management Against Against
COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING Shareholder Against For
06 SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
- --------------------------------------------------------------------------------
DIAGEO PLC
SECURITY 25243Q205 MEETING TYPE Annual
TICKER SYMBOL DEO MEETING DATE 14-Oct-2009
ISIN US25243Q2057 AGENDA 933147313 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 REPORT AND ACCOUNTS 2009. Management For For
02 DIRECTORS' REMUNERATION REPORT 2009. Management For For
03 DECLARATION OF FINAL DIVIDEND. Management For For
04 RE-ELECTION OF LM DANON (1,3,4) AS A DIRECTOR. Management For For
05 RE-ELECTION OF LORD HOLLICK (1,3,4*) AS A DIRECTOR. Management For For
06 RE-ELECTION OF PS WALSH (2*) AS A DIRECTOR. Management For For
07 ELECTION OF PB BRUZELIUS (1,3,4) AS A DIRECTOR. Management For For
08 ELECTION OF BD HOLDEN (1,3,4) AS A DIRECTOR. Management For For
09 RE-APPOINTMENT OF AUDITOR. Management For For
10 REMUNERATION OF AUDITOR. Management For For
11 AUTHORITY TO ALLOT SHARES. Management For For
12 DISAPPLICATION OF PRE-EMPTION RIGHTS. Management For For
13 AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Management For For
14 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL Management For For
EXPENDITURE IN THE EU.
15 ADOPTION OF THE DIAGEO PLC 2009 DISCRETIONARY INCENTIVE PLAN. Management For For
16 ADOPTION OF THE DIAGEO PLC 2009 EXECUTIVE LONG TERM INCENTIVE Management For For
PLAN.
17 ADOPTION OF THE DIAGEO PLC INTERNATIONAL SHAREMATCH PLAN 2009. Management For For
18 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. Management For For
19 ADOPTION OF THE DIAGEO PLC 2009 IRISH SHARESAVE PLAN. Management For For
20 AMENDMENTS TO THE RULES OF DIAGEO PLC EXECUTIVE SHARE OPTION Management For For
PLAN.
21 AMENDMENTS TO THE RULES OF DIAGEO PLC 2008 SENIOR EXECUTIVE Management For For
SHARE OPTION PLAN.
22 AMENDMENTS TO THE RULES OF DIAGEO PLC SENIOR EXECUTIVE SHARE Management For For
OPTION PLAN.
23 REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL Management For For
MEETING.
24 ADOPTION OF ARTICLES OF ASSOCIATION. Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 11
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
NEWS CORPORATION
SECURITY 65248E203 MEETING TYPE Annual
TICKER SYMBOL NWS MEETING DATE 16-Oct-2009
ISIN US65248E2037 AGENDA 933133009 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOSE MARIA AZNAR Management For For
1B ELECTION OF DIRECTOR: NATALIE BANCROFT Management For For
1C ELECTION OF DIRECTOR: PETER L. BARNES Management For For
1D ELECTION OF DIRECTOR: CHASE CAREY Management For For
1E ELECTION OF DIRECTOR: KENNETH E. COWLEY Management For For
1F ELECTION OF DIRECTOR: DAVID F. DEVOE Management For For
1G ELECTION OF DIRECTOR: VIET DINH Management For For
1H ELECTION OF DIRECTOR: SIR RODERICK I. EDDINGTON Management For For
1I ELECTION OF DIRECTOR: MARK HURD Management For For
1J ELECTION OF DIRECTOR: ANDREW S.B. KNIGHT Management For For
1K ELECTION OF DIRECTOR: JAMES R. MURDOCH Management For For
1L ELECTION OF DIRECTOR: K. RUPERT MURDOCH Management For For
1M ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Management For For
1N ELECTION OF DIRECTOR: THOMAS J. PERKINS Management For For
1O ELECTION OF DIRECTOR: ARTHUR M. SISKIND Management For For
1P ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2010.
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
SECURITY 701094104 MEETING TYPE Annual
TICKER SYMBOL PH MEETING DATE 28-Oct-2009
ISIN US7010941042 AGENDA 933149254 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM E. KASSLING For For
2 ROBERT J. KOHLHEPP For For
3 GIULIO MAZZALUPI For For
4 KLAUS-PETER MUELLER For For
5 JOSEPH M. SCAMINACE For For
6 WOLFGANG R. SCHMITT For For
7 MARKOS I. TAMBAKERAS For For
8 JAMES L. WAINSCOTT For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY10.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2009 OMNIBUS STOCK Management Against Against
INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS TO Shareholder Against For
SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE
OFFICER.
- --------------------------------------------------------------------------------
PERNOD-RICARD, PARIS
SECURITY F72027109 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 02-Nov-2009
ISIN FR0000120693 AGENDA 702105986 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card directly to the sub custodian. Please contact your
Client Service Representative-to obtain the necessary card,
account details and directions. The following applies to Non-
Resident Shareowners: Proxy Cards: Voting instructions will-be
forwarded to the Global Custodians that have become Registered
Intermediar-ies, on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian will sign the
Proxy Card and forward to the local custodian. If-you are unsure
whether your Global Custodian acts as Registered
Intermediary,-please contact your representative
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
O.1 Approve the unconsolidated accounts for the FYE on 30 JUN 2009 Management For For
O.2 Approve the consolidated accounts for the FYE on 30 JUN 2009 Management For For
O.3 Approve the distribution of profits for the FYE on 30 JUN 2009 Management For For
and distribution of dividends
O.4 Approve the regulated agreements referred to in Articles Management For For
L.225-38 and sequence of the Commercial Code
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 12
The Gabelli Equity Income Fund
O.5 Approve the agreements referred to in Articles L.255-38 and Management For For
L.225-42-1 of the Commercial Code and the special report of the
Statutory Auditors in relation to Mr. Pierre Pringuet
O.6 Approve to renew Mme. Daniele Ricard's as Board Member Management For For
O.7 Approve to renew Paul Ricard Company's mandate as Board Member Management For For
O.8 Approve to renew Mr. Jean-Dominique Comolli's mandate as Board Management For For
Member
O.9 Approve to renew Lord Douro's mandate as Board Member Management For For
O.10 Appoint Mr. Gerald Frere as a Board Member Management For For
O.11 Appoint Mr. Michel Chambaud as a Board Member Management For For
O.12 Appoint Mr. Anders Narvinger as a Board Member Management For For
O.13 Approve the attendance allowances read aloud to the Board Members Management For For
O.14 Authorize the Board of Directors to operate on the Company's Management For For
shares
E.15 Authorize the Board of Directors to reduce the share capital by Management For For
cancelation of treasury shares
E.16 Authorize the Board of Directors to increase the share capital, Management For For
by issuing common shares and/or warrants giving access to the
Company's capital, with maintenance of preferential subscription
rights
E.17 Authorize the Board of Directors to increase the share capital, Management For For
by issuing common shares and/or warrants giving access to the
Company's capital, with cancelation of preferential subscription
rights, through a public offer
E.18 Authorize the Board of Directors to increase the number of Management For For
securities to be issued in case of capital increase with or
without cancelation of preferential subscription rights under
the Resolutions 16 and 17
E.19 Authorize the Board of Directors to proceed with the issue of Management For For
common shares and/or warrants providing access to the Company's
capital in order to remunerate contributions in kind to the
Company within the limit of 10% of the share capital
E.20 Authorize the Board of Directors to proceed with the issue of Management For For
common shares and/or warrants giving access to the Company's
capital in the event of a public offer initiated by the Company
E.21 Authorize the Board of Directors to issue warrants representing Management For For
debts giving right to the allocation of debt securities
E.22 Authorize the Board of Directors to increase the share capital Management For For
increase by incorporation of premiums, reserves, profits or
others
E.23 Authorize the Board of Directors to consent options to Employees Management For For
and Managers of the Company giving right to the subscription of
Company shares to issue or purchase existing Company's shares
E.24 Authorize the Board of Directors to issue shares subscription Management For For
warrants in case of public offer bearing on the Company
securities
E.25 Authorize the Board of Directors to increase the capital by Management For For
issuing shares or warrants giving access to capital, reserved
for Members of a Company Savings Plan with cancellation of
preferential subscription rights for the benefit of the latter
E.26 Amend the Articles 20 and 24 of Bylaws regarding Age limit for Management For For
Chairman of the Board and for Chief Executive Officer
E.27 Grant powers for the accomplishment of legal formalities Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ARTICLE Non-Voting
NUMBERS IN RESOL-UTION 26. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PR-OXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY 039483102 MEETING TYPE Annual
TICKER SYMBOL ADM MEETING DATE 05-Nov-2009
ISIN US0394831020 AGENDA 933149797 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: G.W. BUCKLEY Management For For
1B ELECTION OF DIRECTOR: M.H. CARTER Management For For
1C ELECTION OF DIRECTOR: D.E. FELSINGER Management For For
1D ELECTION OF DIRECTOR: V.F. HAYNES Management For For
1E ELECTION OF DIRECTOR: A. MACIEL Management For For
1F ELECTION OF DIRECTOR: P.J. MOORE Management For For
1G ELECTION OF DIRECTOR: T.F. O'NEILL Management For For
1H ELECTION OF DIRECTOR: K.R. WESTBROOK Management For For
1I ELECTION OF DIRECTOR: P.A. WOERTZ Management For For
02 ADOPT THE ARCHER-DANIELS-MIDLAND COMPANY 2009 INCENTIVE Management For For
COMPENSATION PLAN.
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2010.
04 ADOPT STOCKHOLDER'S PROPOSAL REGARDING GLOBAL HUMAN RIGHTS Shareholder Against For
STANDARDS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 13
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
SECURITY 053015103 MEETING TYPE Annual
TICKER SYMBOL ADP MEETING DATE 10-Nov-2009
ISIN US0530151036 AGENDA 933148288 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GREGORY D. BRENNEMAN For For
2 LESLIE A. BRUN For For
3 GARY C. BUTLER For For
4 LEON G. COOPERMAN For For
5 ERIC C. FAST For For
6 LINDA R. GOODEN For For
7 R. GLENN HUBBARD For For
8 JOHN P. JONES For For
9 CHARLES H. NOSKI For For
10 SHARON T. ROWLANDS For For
11 GREGORY L. SUMME For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
- --------------------------------------------------------------------------------
THE CLOROX COMPANY
SECURITY 189054109 MEETING TYPE Annual
TICKER SYMBOL CLX MEETING DATE 18-Nov-2009
ISIN US1890541097 AGENDA 933151627 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR Management For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Management For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Management For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Management For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Management For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Management For For
1G ELECTION OF DIRECTOR: GARY G. MICHAEL Management For For
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Management For For
1I ELECTION OF DIRECTOR: JAN L. MURLEY Management For For
1J ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Management For For
1K ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Management For For
2 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
3 STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shareholder Against For
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 19-Nov-2009
ISIN US5949181045 AGENDA 933150310 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
02 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
03 ELECTION OF DIRECTOR: DINA DUBLON Management For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
05 ELECTION OF DIRECTOR: REED HASTINGS Management For For
06 ELECTION OF DIRECTOR: MARIA KLAWE Management For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITOR
11 TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF Management For For
INCORPORATION
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES Shareholder Against For
14 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS Shareholder Against For
- --------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
SECURITY 251566105 MEETING TYPE Special
TICKER SYMBOL DT MEETING DATE 19-Nov-2009
ISIN US2515661054 AGENDA 933152338 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 RESOLUTION ON THE APPROVAL OF THE SPINOFF AND TAKEOVER AGREEMENT Management For
CONCLUDED ON SEPTEMBER 3, 2009 WITH T-MOBILE DEUTSCHLAND GMBH
WITH ITS REGISTERED OFFICES IN BONN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 14
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
SECURITY 134429109 MEETING TYPE Annual
TICKER SYMBOL CPB MEETING DATE 19-Nov-2009
ISIN US1344291091 AGENDA 933153152 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 EDMUND M. CARPENTER For For
2 PAUL R. CHARRON For For
3 DOUGLAS R. CONANT For For
4 BENNETT DORRANCE For For
5 HARVEY GOLUB For For
6 LAWRENCE C. KARLSON For For
7 RANDALL W. LARRIMORE For For
8 MARY ALICE D. MALONE For For
9 SARA MATHEW For For
10 WILLIAM D. PEREZ For For
11 CHARLES R. PERRIN For For
12 A. BARRY RAND For For
13 NICK SHREIBER For For
14 ARCHBOLD D. VAN BEUREN For For
15 LES C. VINNEY For For
16 CHARLOTTE C. WEBER For For
2 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
3 RE-APPROVE CAMPBELL SOUP COMPANY ANNUAL INCENTIVE PLAN. Management For For
- --------------------------------------------------------------------------------
DIRECTV
SECURITY 25459L106 MEETING TYPE Special
TICKER SYMBOL DTV MEETING DATE 19-Nov-2009
ISIN US25459L1061 AGENDA 933157807 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 3, Management Against Against
2009, AS AMENDED, BY AND AMONG LIBERTY MEDIA CORPORATION,
LIBERTY ENTERTAINMENT, INC., THE DIRECTV GROUP, INC., DIRECTV,
DTVG ONE, INC., AND DTVG TWO, INC.
02 TO APPROVE THE VOTING AND RIGHT OF FIRST REFUSAL AGREEMENT, Management Against Against
DATED AS OF MAY 3, 2009, AS AMENDED, BY AND AMONG THE DIRECTV
GROUP, INC., LIBERTY ENTERTAINMENT, INC., DIRECTV, JOHN C.
MALONE, LESLIE MALONE, THE TRACY L. NEAL TRUST A AND THE EVAN D.
MALONE TRUST A.
03 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management Against Against
OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE
THE PROPOSALS DESCRIBED ABOVE IN ACCORDANCE WITH THE MERGER
AGREEMENT.
- --------------------------------------------------------------------------------
COPART, INC.
SECURITY 217204106 MEETING TYPE Annual
TICKER SYMBOL CPRT MEETING DATE 03-Dec-2009
ISIN US2172041061 AGENDA 933156374 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIS J. JOHNSON For For
2 A. JAYSON ADAIR For For
3 JAMES E. MEEKS For For
4 STEVEN D. COHAN For For
5 DANIEL J. ENGLANDER For For
6 MATT BLUNT For For
7 THOMAS W. SMITH For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY
31, 2010.
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
SECURITY 413086109 MEETING TYPE Annual
TICKER SYMBOL HAR MEETING DATE 08-Dec-2009
ISIN US4130861093 AGENDA 933160222 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DINESH C. PALIWAL For For
2 EDWARD H. MEYER For For
3 GARY G. STEEL For For
- --------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B.
SECURITY 40049J206 MEETING TYPE Special
TICKER SYMBOL TV MEETING DATE 10-Dec-2009
ISIN US40049J2069 AGENDA 933171679 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
I PROPOSAL IN CONNECTION WITH A DIVIDEND PAYMENT TO THE Management For For
SHAREHOLDERS; RESOLUTIONS IN THIS REGARD.
II APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE Management For For
RESOLUTIONS ADOPTED AT THIS MEETING.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 15
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Special
TICKER SYMBOL GAP MEETING DATE 15-Dec-2009
ISIN US3900641032 AGENDA 933165614 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL AS REQUIRED PURSUANT TO NEW YORK STOCK EXCHANGE RULE Management Against Against
312, OF (X) THE SHARES OF OUR CONVERTIBLE PREFERRED STOCK WHEN
VOTING TOGETHER WITH THE COMMON STOCK BECOMING ENTITLED TO CAST
THE FULL NUMBER OF VOTES ON AN AS-CONVERTED BASIS AND (Y) THE
ISSUANCE OF THE FULL AMOUNT OF COMMON STOCK UPON THE EXERCISE OF
CONVERSION RIGHTS OF THE CONVERTIBLE PREFERRED STOCK
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management Against Against
MEETING
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
SECURITY 866810203 MEETING TYPE Annual
TICKER SYMBOL JAVA MEETING DATE 17-Dec-2009
ISIN US8668102036 AGENDA 933158138 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SCOTT G. MCNEALY Management For For
1B ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1C ELECTION OF DIRECTOR: STEPHEN M. BENNETT Management For For
1D ELECTION OF DIRECTOR: PETER L.S. CURRIE Management For For
1E ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. Management For For
1F ELECTION OF DIRECTOR: JAMES H. GREENE, JR. Management For For
1G ELECTION OF DIRECTOR: MICHAEL E. MARKS Management For For
1H ELECTION OF DIRECTOR: RAHUL N. MERCHANT Management For For
1I ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For
1J ELECTION OF DIRECTOR: M. KENNETH OSHMAN Management For For
1K ELECTION OF DIRECTOR: P. ANTHONY RIDDER Management For For
1L ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS SUN'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2010.
- --------------------------------------------------------------------------------
NATIONAL PATENT DEV CORP
SECURITY 637132101 MEETING TYPE Annual
TICKER SYMBOL NPDV MEETING DATE 28-Dec-2009
ISIN US6371321018 AGENDA 933166197 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 HARVEY P. EISEN For For
2 JOHN C. BELKNAP For For
3 TALTON R. EMBRY For For
4 SCOTT N. GREENBERG For For
5 LAWRENCE G. SCHAFRAN For For
6 JAMES SCHREIBER For For
2 TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009
FISCAL YEAR.
- --------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 04-Jan-2010
ISIN BE0003810273 AGENDA 702183827 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 640428 DUE Non-Voting
TO CHANGE IN VO-TING STATUS ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 16
The Gabelli Equity Income Fund
A.1.1 Acknowledgement and discussion of the following documents: the Non-Voting
proposal for a-partial demerger by acquisition approved in
accordance with Article 677 in con-junction with 728 of the
Belgian Companies Code, by the Boards of Directors of-Belgacom
SA under Public Law [hereinafter Belgacom SA] and Telindus Group
NV,-with its registered office at 3001 Heverlee,
Geldenaaksebaan, 355 and with Co-mpany number 0422 674 035 on 22
and 26 OCT 2009, and filled with the Clerk of-the Commercial
Courts of Brussels and Leuven on 19 NOV 2009, the report of
the-Board of Directors of 30 NOV 2009 in accordance with [i]
Article 677 in conju-nction with Article 730 and (ii) 602 of the
Belgian Companies Code, the Audito-r's report of 30 NOV 2009 on
partial demerger in accordance with Article 602,-Paragraph 3 in
conjunction with Article 731 of the Belgian Companies Code
A.1.2 Pursuant to Article 677 in conjunction with 732 of the Belgian Non-Voting
Companies Code,-notification by the Board of Directors of any
important change in the assets-or liabilities of the Companies
involved that has occurred since the date of t-he proposal for a
partial demerger
A.2.1 Approve the partial demerger of Telilndus with the transfer of Management No Action
part of its corporate assets to Belgacom SA, without dissolution
and without ceasing to exist; the transfer of the demerged
corporate assets will take place in accordance with Article 740,
Section 2 of the Belgian Companies Code, i.e., without the issue
of shares by Belgacom SA and without the exchange of Belgacom SA
shares for shares of the Telindus Group NV, as from 01 JAN 2010,
from the point of view of direct taxes and accounting, all
operations made by the Telindus Group will be carried out for
the account of
Belgacom; as detailed in the proposal for a partial demerger, as
a consequence of the proposed partial demerger, Telindus Group
shall transfer to Belgacom the Belgian participations of
Telindus Group as well as any supporting activities that are
exclusively or mainly at the service of these Belgian companies,
the international participations and the activities specifically
aimed at supporting these international companies shall remain
with Telindus Group
A.2.2 Approve, in application of Article 740, Section 2 of the Belgian Management No Action
Companies Code, that Belgacom shall not issue any new shares
and/or acquire its own shares in exchange for the shares which
it holds in Telindus Group, at the level of Belgacom, the book
value of the participation in the Telindus Group [which is part
of the financial fixed assets] as a result of this partial
demerger will be partially replaced by (i) the property
components transferred by Telindus Group and (ii) goodwill
B.1.1 Acknowledgment and discussion of the following documents the Non-Voting
proposal for a pa-rtial demerger by acquisition approved, in
accordance with Article 677 in conj-unction with Article 728 of
the Belgian Companies Code, by the Boards of Direc-tors of
Belgacom SA and of Belgacom Skynet SA, with its registered
office at 1-030 Brussels, Boulevard du Roi Albert II, 27, and
with Company number 0460.102-.672 on 22 and 23 OCT 2009 and
filed with the Clerk of the Brussels Commercial-Court on 19 NOV
2009; the report of the Board of Directors of 30 NOV 2009 in-
accordance with (i) Article 677 in conjunction with Article 730
and (ii) Artic-le 602 of the Belgian Companies Code; the
Auditor's report of 30 NOV 2009 on t-he partial demerger in
accordance with Article 602, Paragraph 3 in conjunction-with
Article 731 of the Belgian Companies Code
B.1.2 Pursuant to Article 677 in conjunction with Article 732 of the Non-Voting
Belgian Compani-es Code, notification by the Board of Directors
of any important change in the-assets or liabilities of the
companies involved that has occurred since the d-ate of the
proposal for a partial demerger
B.2.1 Approve the partial demerger of Belgacom Skynet, which involves Management No Action
the transfer of part of its corporate assets to Belgacom SA,
without dissolution and without ceasing to exist; the transfer
of the demerged corporate assets shall take place in accordance
with Article 740, Section 2 of the Belgian Companies Code, i.e.,
without the issue of shares by Belgacom SA and without the
exchange of Belgacom SA shares for shares of Belgacom Skynet; as
from 01 JAN 2010, from the point of view of direct taxes and
accounting, all operations made by Belgacom Skynet will be
carried out for the account of Belgacom; as detailed in the
proposal for a partial demerger, as a result of the partial
demerger, Belgacom Skynet shall transfer all its operational
activities and related assets and liabilities to Belgacom SA
with the exception of (i) the financial participation in Skynet
iMotion Activities SA, with its registered office at rue Carli
2, 1140 Evere and with company number 0875.092.626 and (ii) the
investments placed with Belgacom Group International Services
NV, with its registered office at Geldenaaksebaan 335, 3001
Hevertee and with company number 0466.917.220
B.2.2 Approve, in application of Article 740, Section 2 of the Belgian Management No Action
Companies Code, that Belgacom shall not issue any new shares
and/or acquire shares in itself in exchange for the shares which
it holds in Belgacom Skynet, at the level of Belgacom, the book
value of the participation in Belgacom Skynet [which is part of
the financial fixed assets] as a result of this partial demerger
will be partially replaced by (i) the property components
transferred by Belgacom Skynet and (ii) goodwill
C.1 Acknowledgment, discussion and approval of the joint merger Non-Voting
proposal equivalen-t to a merger by acquisition, by the Board of
Directors of Belgacom SA on the-one hand and by the Boards of
Directors of the following companies on the othe-r hand, drawn
up in accordance with Article 719 of the Belgian Companies Code-
[the "Merger proposal"]: Belgacom Mobile SA, with its registered
office at 103-0 Brussels, Boulevard du Roi Albert II, 27, and
with company number 0453.918.4-28; Telindus NV, with its
registered office at 3001 Heverlee, Geldenaaksebaan,-355, and
company number 0442.257.642; Telindus Sourcing SA, with its
register-ed office at 7000 Mons, Avenue Thomas Edison,1, and
company number 0457.839.80-2; this merger proposal was drawn up
on 22, 23 and 28 OCT 2009 and was filed o-n behalf of Belgacom
SA and Belgacom Mobile SA with the Clerk of the Brussels-
Commercial Court on 19 NOV 2009; it was filed on behalf of
Telindus SA with th-e Clerk of the Leuven Commercial Court on 19
November 2009, and filed on behal-f of Telindus Sourcing SA with
the Clerk of the Mons Commercial Court on 20 NO-V 2009
C.2 Approve the acquisition by the company Belgacom SA of the Management No Action
Companies Belgacom Mobile SA, Telindus NV and Telindus Sourcing
SA, in the form of a transaction equivalent to a merger in the
sense of Article 676, section 1of the Belgian Companies Code; as
from 01 JAN 2010, from the point of view of direct taxes and
accounting, all the operations performed by each of the 3 afore-
mentioned Companies will be deemed to have been carried out for
the account of Belgacom SA
D.1 Authorize the Board of Directors, with power of substitution, Management No Action
for the implementation of the decisions taken
D.2 Approve to grant special authority for the procedures or the VAT Management No Action
authorities and the Crossroads Bank for Enterprises and
publication in the appendixes of the Belgian Official Gazette
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 17
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 07-Jan-2010
ISIN US98944B1089 AGENDA 933168191 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RONALD D. BROWN For For
2 E.W. DEAVENPORT JR For For
3 SIDNEY J. NURKIN For For
02 VOTE TO APPROVE THE ZEP INC. OMNIBUS INCENTIVE PLAN Management For For
03 VOTE TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
ACUITY BRANDS, INC.
SECURITY 00508Y102 MEETING TYPE Annual
TICKER SYMBOL AYI MEETING DATE 08-Jan-2010
ISIN US00508Y1029 AGENDA 933168824 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GEORGE C. GUYNN For For
2 VERNON J. NAGEL For For
3 JULIA B. NORTH For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
WALGREEN CO.
SECURITY 931422109 MEETING TYPE Annual
TICKER SYMBOL WAG MEETING DATE 13-Jan-2010
ISIN US9314221097 AGENDA 933170045 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEVEN A. DAVIS For For
2 WILLIAM C. FOOTE For For
3 MARK P. FRISSORA For For
4 ALAN G. MCNALLY For For
5 NANCY M. SCHLICHTING For For
6 DAVID Y. SCHWARTZ For For
7 ALEJANDRO SILVA For For
8 JAMES A. SKINNER For For
9 GREGORY D. WASSON For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN Management For For
CO.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 AMEND AND RESTATE THE WALGREEN CO. EXECUTIVE STOCK OPTION PLAN. Management Against Against
04 SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE EACH VOTING Shareholder Against For
REQUIREMENT IN WALGREEN CO.'S CHARTER AND BY-LAWS TO SIMPLE
MAJORITY VOTE.
05 SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT PORTION OF Shareholder Against For
FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES SHOULD BE
PERFORMANCE-BASED.
06 SHAREHOLDER PROPOSAL ON A WRITTEN REPORT ON CHARITABLE DONATIONS. Shareholder Against For
- --------------------------------------------------------------------------------
NATIONAL PATENT DEV CORP
SECURITY 637132101 MEETING TYPE Special
TICKER SYMBOL NPDV MEETING DATE 14-Jan-2010
ISIN US6371321018 AGENDA 933175502 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE SALE OF ALL OF THE ISSUED AND OUTSTANDING STOCK Management For For
OF NATIONAL PATENT DEVELOPMENT CORPORATION'S WHOLLY-OWNED
SUBSIDIARY, FIVE STAR PRODUCTS, INC., TO THE MERIT GROUP, INC.
PURSUANT TO THE TERMS OF THE STOCK PURCHASE AGREEMENT, DATED AS
OF NOVEMBER 24, 2009 BY AND BETWEEN NATIONAL PATENT DEVELOPMENT
CORPORATION AND THE MERIT GROUP, INC.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 18
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
SECURITY 29266R108 MEETING TYPE Annual
TICKER SYMBOL ENR MEETING DATE 25-Jan-2010
ISIN US29266R1086 AGENDA 933174598 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 R. DAVID HOOVER For For
2 JOHN C. HUNTER For For
3 JOHN E. KLEIN For For
4 JOHN R. ROBERTS For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
- --------------------------------------------------------------------------------
MONSANTO COMPANY
SECURITY 61166W101 MEETING TYPE Annual
TICKER SYMBOL MON MEETING DATE 26-Jan-2010
ISIN US61166W1018 AGENDA 933172900 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: FRANK V. ATLEE III Management For For
1B ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D Management For For
1C ELECTION OF DIRECTOR: ARTHUR H. HARPER Management For For
1D ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO COMPANY 2005 Management For For
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
3COM CORPORATION
SECURITY 885535104 MEETING TYPE Special
TICKER SYMBOL COMS MEETING DATE 26-Jan-2010
ISIN US8855351040 AGENDA 933176554 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 ADOPTION OF MERGER AGREEMENT. TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF NOVEMBER 11, 2009, BY AND AMONG
HEWLETT-PACKARD COMPANY, COLORADO ACQUISITION CORPORATION, A
WHOLLY-OWNED SUBSIDIARY OF HEWLETT-PACKARD COMPANY, AND 3COM
CORPORATION.
02 ADJOURNMENT OF THE SPECIAL MEETING. TO APPROVE THE ADJOURNMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
SECURITY 478366107 MEETING TYPE Annual
TICKER SYMBOL JCI MEETING DATE 27-Jan-2010
ISIN US4783661071 AGENDA 933174322 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID P. ABNEY For For
2 ROBERT L. BARNETT For For
3 E.C. REYES-RETANA For For
4 JEFFREY A. JOERRES For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS Management For For
FOR 2010.
03 CONSIDERATION OF A SHAREHOLDER PROPOSAL TO ADOPT A MAJORITY VOTE Shareholder Against For
STANDARD.
- --------------------------------------------------------------------------------
ASHLAND INC.
SECURITY 044209104 MEETING TYPE Annual
TICKER SYMBOL ASH MEETING DATE 28-Jan-2010
ISIN US0442091049 AGENDA 933173724 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF CLASS III DIRECTOR: MARK C. ROHR Management For For
1B ELECTION OF CLASS III DIRECTOR: THEODORE M. SOLSO Management For For
1C ELECTION OF CLASS III DIRECTOR: MICHAEL J. WARD Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 19
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
SECURITY 22160K105 MEETING TYPE Annual
TICKER SYMBOL COST MEETING DATE 28-Jan-2010
ISIN US22160K1051 AGENDA 933175300 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 B.S. CARSON, SR., M.D. For For
2 WILLIAM H. GATES For For
3 HAMILTON E. JAMES For For
4 JILL S. RUCKELSHAUS For For
02 AMENDMENT OF COMPANY'S FOURTH RESTATED STOCK INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For
- --------------------------------------------------------------------------------
MUELLER WATER PRODUCTS INC.
SECURITY 624758108 MEETING TYPE Annual
TICKER SYMBOL MWA MEETING DATE 28-Jan-2010
ISIN AGENDA 933177164 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DONALD N. BOYCE For For
2 HOWARD L. CLARK, JR. For For
3 GREGORY E. HYLAND For For
4 JERRY W. KOLB For For
5 JOSEPH B. LEONARD For For
6 MARK J. O'BRIEN For For
7 BERNARD G. RETHORE For For
8 NEIL A. SPRINGER For For
9 LYDIA W. THOMAS For For
10 MICHAEL T. TOKARZ For For
02 TO APPROVE THE 2010 MANAGEMENT INCENTIVE PLAN. Management For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
SECURITY 773903109 MEETING TYPE Annual
TICKER SYMBOL ROK MEETING DATE 02-Feb-2010
ISIN US7739031091 AGENDA 933175653 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
A DIRECTOR Management
1 BARRY C. JOHNSON For For
2 W.T. MCCORMICK, JR. For For
3 KEITH D. NOSBUSCH For For
B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
C TO APPROVE AMENDMENTS TO THE CORPORATION'S 2008 LONG-TERM Management Against Against
INCENTIVES PLAN DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
SECURITY 075887109 MEETING TYPE Annual
TICKER SYMBOL BDX MEETING DATE 02-Feb-2010
ISIN US0758871091 AGENDA 933176807 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HENRY P. BECTON, JR. For For
2 EDWARD F. DEGRAAN For For
3 CLAIRE M FRASER-LIGGETT For For
4 EDWARD J. LUDWIG For For
5 ADEL A.F. MAHMOUD For For
6 JAMES F. ORR For For
7 WILLARD J. OVERLOCK, JR For For
8 BERTRAM L. SCOTT For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL SHAREHOLDER Management For For
MEETINGS.
04 APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR Management Against Against
EQUITY-BASED COMPENSATION PLAN.
05 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS. Management For For
06 MAJORITY VOTING. Shareholder Against For
07 CUMULATIVE VOTING. Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 20
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
SECURITY 049560105 MEETING TYPE Annual
TICKER SYMBOL ATO MEETING DATE 03-Feb-2010
ISIN US0495601058 AGENDA 933169496 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 KIM R. COCKLIN* For For
2 ROBERT W. BEST** For For
3 ROBERT C. GRABLE** For For
4 PHILLIP E. NICHOL** For For
5 CHARLES K. VAUGHAN** For For
02 PROPOSAL TO AMEND ARTICLES OF INCORPORATION TO ELIMINATE THE Management For For
CLASSIFICATION OF THE BOARD OF DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 05-Feb-2010
ISIN US9024941034 AGENDA 933176857 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DON TYSON For For
2 JOHN TYSON For For
3 LLOYD V. HACKLEY For For
4 JIM KEVER For For
5 KEVIN M. MCNAMARA For For
6 BRAD T. SAUER For For
7 ROBERT THURBER For For
8 BARBARA A. TYSON For For
9 ALBERT C. ZAPANTA For For
02 TO REAPPROVE THE ANNUAL INCENTIVE COMPENSATION PLAN FOR SENIOR Management For For
EXECUTIVE OFFICERS.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE
FISCAL YEAR ENDING OCTOBER 2, 2010.
04 TO CONSIDER AND ACT UPON SHAREHOLDER PROPOSAL 1 REGARDING A Shareholder Against For
REPORT ON THE PREVENTION OF RUNOFF AND OTHER FORMS OF WATER
POLLUTION.
05 TO CONSIDER AND ACT UPON SHAREHOLDER PROPOSAL 2 REGARDING Shareholder Against For
EXPANSION OF THE TYSON FOODS, INC. SUSTAINABILITY REPORT.
06 TO CONSIDER AND ACT UPON SHAREHOLDER PROPOSAL 3 REGARDING USE OF Shareholder Against For
ANTIBIOTICS IN ANIMAL FEED.
- --------------------------------------------------------------------------------
XEROX CORPORATION
SECURITY 984121103 MEETING TYPE Special
TICKER SYMBOL XRX MEETING DATE 05-Feb-2010
ISIN US9841211033 AGENDA 933178433 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK REQUIRED TO BE Management For For
ISSUED TO AFFILIATED COMPUTER SERVICES, INC.("ACS") STOCKHOLDERS
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
SEPTEMBER 27, 2009, AS AMENDED BY AMENDMENT NO. 1 TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 13, 2009,
AMONG XEROX CORPORATION, BOULDER ACQUISITION CORP. AND ACS.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management For For
OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------
IMS HEALTH INCORPORATED
SECURITY 449934108 MEETING TYPE Special
TICKER SYMBOL RX MEETING DATE 08-Feb-2010
ISIN US4499341083 AGENDA 933180820 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER Management For For
5, 2009, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG
IMS HEALTH INCORPORATED, HEALTHCARE TECHNOLOGY HOLDINGS, INC.
AND HEALTHCARE TECHNOLOGY ACQUISITION, INC.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE AGREEMENT AND PLAN OF MERGER.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 21
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
SECURITY 774341101 MEETING TYPE Annual
TICKER SYMBOL COL MEETING DATE 09-Feb-2010
ISIN US7743411016 AGENDA 933176910 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 D.R. BEALL For For
2 M. DONEGAN For For
3 A.J. POLICANO For For
02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR AUDITORS FOR Management For For
FISCAL YEAR 2010.
03 THE APPROVAL OF AMENDMENTS TO THE CORPORATION'S 2006 LONG-TERM Management Against Against
INCENTIVES PLAN.
04 REGARDING THE SHAREOWNER PROPOSAL. Shareholder Against For
- --------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
SECURITY 457030104 MEETING TYPE Annual
TICKER SYMBOL IMKTA MEETING DATE 09-Feb-2010
ISIN US4570301048 AGENDA 933178584 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 FRED D. AYERS For For
2 JOHN O. POLLARD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 25, 2010.
- --------------------------------------------------------------------------------
LANDAUER, INC.
SECURITY 51476K103 MEETING TYPE Annual
TICKER SYMBOL LDR MEETING DATE 11-Feb-2010
ISIN US51476K1034 AGENDA 933176732 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MICHAEL T. LEATHERMAN For For
2 DAVID E. MEADOR For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORATION
SECURITY 12189T104 MEETING TYPE Special
TICKER SYMBOL BNI MEETING DATE 11-Feb-2010
ISIN US12189T1043 AGENDA 933179106 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, Management For For
2009, BY AND AMONG BERKSHIRE HATHWAY INC., R ACQUISITION
COMPANY, LLC AND BURLINGTON NORTHERN SANTA FE CORPORATION, AS IT
MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT").
02 ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO Management For For
ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT, IF NECESSARY.
- --------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION
SECURITY 63934E108 MEETING TYPE Annual
TICKER SYMBOL NAV MEETING DATE 16-Feb-2010
ISIN US63934E1082 AGENDA 933182569 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 EUGENIO CLARIOND For For
2 DIANE H. GULYAS For For
3 WILLIAM H. OSBORNE For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 VOTE TO APPROVE AN AMENDMENT TO OUR 2004 PERFORMANCE INCENTIVE Management Abstain Against
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER FROM 3,250,000 TO 5,750,000.
04 VOTE TO APPROVE AN AMENDMENT TO OUR 2004 PERFORMANCE INCENTIVE Management For For
PLAN TO MODIFY THE PERFORMANCE MEASURES.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 22
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
SECURITY 71343P200 MEETING TYPE Special
TICKER SYMBOL PAS MEETING DATE 17-Feb-2010
ISIN US71343P2002 AGENDA 933182951 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AUGUST 3, 2009, Management For For
AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG PEPSIAMERICAS,
INC., A DELAWARE CORPORATION, PEPSICO, INC., A NORTH CAROLINA
CORPORATION, AND PEPSI-COLA METROPOLITAN BOTTLING COMPANY, INC.,
A NEW JERSEY CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF
PEPSICO, INC.
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Special
TICKER SYMBOL BAC MEETING DATE 23-Feb-2010
ISIN US0605051046 AGENDA 933183218 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA Management For For
CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10
BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE
EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1.
- --------------------------------------------------------------------------------
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 24-Feb-2010
ISIN US2441991054 AGENDA 933182824 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SAMUEL R. ALLEN Management For For
1B ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1C ELECTION OF DIRECTOR: DAVID B. SPEER Management For For
02 COMPANY PROPOSAL #1 - AMEND RESTATED CERTIFICATE OF Management For For
INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS
03 COMPANY PROPOSAL #2 - AMEND THE JOHN DEERE OMNIBUS EQUITY AND Management Against Against
INCENTIVE PLAN
04 COMPANY PROPOSAL #3 - RE-APPROVE THE JOHN DEERE SHORT-TERM Management For For
INCENTIVE BONUS PLAN
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010
06 STOCKHOLDER PROPOSAL #1 - CEO PAY DISPARITY Shareholder Against For
07 STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
08 STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO AND CHAIRMAN Shareholder Against For
RESPONSIBILITIES
- --------------------------------------------------------------------------------
CABLE & WIRELESS PLC
SECURITY G17416127 MEETING TYPE Court Meeting
TICKER SYMBOL MEETING DATE 25-Feb-2010
ISIN GB0001625572 AGENDA 702239915 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS Non-Voting
MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR
VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT
1 Approve the Scheme of Arrangement as specified Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 23
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
CABLE & WIRELESS PLC
SECURITY G17416127 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 25-Feb-2010
ISIN GB0001625572 AGENDA 702239927 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
IF THE SPECIAL RESOLUTION IS NOT PASSED, THEN NEITHER THE SCHEME Non-Voting
NOR THE DEMER-GER WILL BECOME EFFECTIVE
S.1 Approve the separation of Cable and Wireless Plc into two listed Management For For
Companies: Cable & Wireless Communications Plc and Cable &
Wireless Worldwide Plc, through the execution of four enabling
steps:- approve the Scheme of Arrangement; the reduction and
subsequent increase of the issued share capital of the Company;
authorize the Directors to pay up the new ordinary shares and
the allotment and issue of them to Cable & Wireless
Communications Plc; amend the Articles of Association of the
Company and the allotment and issue of one Deferred share;
approve the reduction of capital of Cable & Wireless
Communications Plc; the demerger; and the reduction of capital
of Cable & Wireless worldwide Plc; the delisting of the Cable &
Wireless Plc ordinary shares from the official list and approve
the arrangements for the continuation of Share Plans and other
Incentive Plans
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
SECURITY 87236Y108 MEETING TYPE Annual
TICKER SYMBOL AMTD MEETING DATE 25-Feb-2010
ISIN US87236Y1082 AGENDA 933181579 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MARSHALL A. COHEN For For
2 WILLIAM H. HATANAKA For For
3 J. PETER RICKETTS For For
4 ALLAN R. TESSLER For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2010.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management For For
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC.
SECURITY 720186105 MEETING TYPE Annual
TICKER SYMBOL PNY MEETING DATE 26-Feb-2010
ISIN US7201861058 AGENDA 933181644 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JERRY W. AMOS For For
2 FRANKIE T. JONES, SR. For For
3 VICKI MCELREATH For For
4 THOMAS E. SKAINS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2010 FISCAL YEAR
03 APPROVAL OF AN AMENDMENT TO THE PIEDMONT NATURAL GAS COMPANY Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN
- --------------------------------------------------------------------------------
NOVARTIS AG
SECURITY 66987V109 MEETING TYPE Annual
TICKER SYMBOL NVS MEETING DATE 26-Feb-2010
ISIN US66987V1098 AGENDA 933188256 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF Management For For
NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE BUSINESS YEAR 2009
02 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER Management For For
BALANCE SHEET AND DECLARATION OF DIVIDEND
4A AMENDMENTS TO THE ARTICLES OF INCORPORATION: IMPLEMENTATION OF Management For For
THE BOOK ENTRY SECURITIES ACT
4B AMENDMENTS TO THE ARTICLES OF INCORPORATION: INTRODUCTION OF A Management For For
CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM
5A RE-ELECTION OF MARJORIE M.T. YANG AS A DIRECTOR FOR A THREE-YEAR Management For For
TERM
5B RE-ELECTION OF DANIEL VASELLA, M.D., AS A DIRECTOR FOR A Management For For
THREE-YEAR TERM
5C RE-ELECTION OF HANS-JOERG RUDLOFF AS A DIRECTOR FOR A ONE-YEAR Management For For
TERM (AS HE WILL REACH THE AGE LIMIT)
06 APPOINTMENT OF THE AUDITOR Management For For
07 ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 24
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
SECURITY 459902102 MEETING TYPE Annual
TICKER SYMBOL IGT MEETING DATE 02-Mar-2010
ISIN US4599021023 AGENDA 933182812 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PAGET L. ALVES For For
2 PATTI S. HART For For
3 ROBERT A. MATHEWSON For For
4 THOMAS J. MATTHEWS For For
5 ROBERT J. MILLER For For
6 FREDERICK B. RENTSCHLER For For
7 DAVID E. ROBERSON For For
8 PHILIP G. SATRE For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
IGT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------
ROYAL BANK OF CANADA
SECURITY 780087102 MEETING TYPE Annual
TICKER SYMBOL RY MEETING DATE 03-Mar-2010
ISIN CA7800871021 AGENDA 933187711 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 W.G. BEATTIE For For
2 D.T. ELIX For For
3 J.T. FERGUSON For For
4 P. GAUTHIER For For
5 T.J. HEARN For For
6 A.D. LABERGE For For
7 J. LAMARRE For For
8 B.C. LOUIE For For
9 M.H. MCCAIN For For
10 G.M. NIXON For For
11 D.P. O'BRIEN For For
12 J.P. REINHARD For For
13 E. SONSHINE For For
14 K.P. TAYLOR For For
15 V.L. YOUNG For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR Management For For
03 ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE Management For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For
- --------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
SECURITY 966837106 MEETING TYPE Annual
TICKER SYMBOL WFMI MEETING DATE 08-Mar-2010
ISIN US9668371068 AGENDA 933184501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DR. JOHN B. ELSTROTT For For
2 GABRIELLE E. GREENE For For
3 HASS HASSAN For For
4 STEPHANIE KUGELMAN For For
5 JOHN P. MACKEY For For
6 JONATHAN A. SEIFFER For For
7 MORRIS J. SIEGEL For For
8 JONATHAN D. SOKOLOFF For For
9 DR. RALPH Z. SORENSON For For
10 W.A. (KIP) TINDELL, III For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS Management For For
INDEPENDENT AUDITOR FOR THE COMPANY FOR FISCAL YEAR 2010.
03 SHAREHOLDER PROPOSAL REGARDING EXPANDING THE REQUIREMENT FOR Shareholder Against For
MAJORITY VOTING STANDARDS FOR ALL MATTERS REQUIRING A VOTE OF
SHAREHOLDERS IN COMPANY'S ARTICLES OF INCORPORATION & BYLAWS.
04 SHAREHOLDER PROPOSAL REGARDING AMENDMENT OF THE COMPANY'S BYLAWS Shareholder Against For
TO PERMIT REMOVAL OF A DIRECTOR WITH OR WITHOUT CAUSE.
05 SHAREHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD OF DIRECTORS Shareholder Against For
POLICY CONCERNING AN ENGAGEMENT PROCESS WITH PROPONENTS OF
SHAREHOLDER PROPOSALS THAT ARE SUPPORTED BY A MAJORITY OF THE
VOTES CAST.
06 SHAREHOLDER PROPOSAL REGARDING REQUESTING THAT THE BOARD OF Shareholder Against For
DIRECTORS AMEND THE COMPANY'S CORPORATE GOVERNANCE PRINCIPLES TO
ADOPT AND DISCLOSE A WRITTEN AND DETAILED CEO SUCCESSION
PLANNING POLICY.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 25
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
DENBURY RESOURCES INC.
SECURITY 247916208 MEETING TYPE Special
TICKER SYMBOL DNR MEETING DATE 09-Mar-2010
ISIN US2479162081 AGENDA 933189789 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED Management For For
OCTOBER 31, 2009, BY AND BETWEEN DENBURY RESOURCES INC.
("DENBURY") AND ENCORE ACQUISTION COMPANY ("ENCORE"), WHICH
PROVIDES FOR, AMONG OTHER THINGS, THE MERGER OF ENCORE WITH AND
INTO DENBURY AND THE ISSUANCE OF DENBURY COMMON STOCK TO ENCORE
STOCKHOLDERS AS PART OF THE MERGER CONSIDERATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE TO PERMIT THE SOLICITATION OF ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT PROPOSAL 1.
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
SECURITY H89128104 MEETING TYPE Annual
TICKER SYMBOL TYC MEETING DATE 10-Mar-2010
ISIN CH0100383485 AGENDA 933185298 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL Management For For
STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 25, 2009.
02 TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE Management For For
FINANCIAL YEAR ENDED SEPTEMBER 25, 2009.
03 DIRECTOR Management
1 EDWARD D. BREEN For For
2 MICHAEL E. DANIELS For For
3 TIMOTHY M. DONAHUE For For
4 BRIAN DUPERREAULT For For
5 BRUCE S. GORDON For For
6 RAJIV L. GUPTA For For
7 JOHN A. KROL For For
8 BRENDAN R. O'NEILL For For
9 WILLIAM S. STAVROPOULOS For For
10 SANDRA S. WIJNBERG For For
11 R. DAVID YOST For For
4A TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL OUR Management For For
NEXT ANNUAL GENERAL MEETING.
4B TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES
SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 24, 2010.
4C TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS Management For For
UNTIL OUR NEXT ANNUAL GENERAL MEETING.
5A TO APPROVE THE ALLOCATION OF FISCAL YEAR 2009 RESULTS. Management For For
5B TO APPROVE THE PAYMENT OF A DIVIDEND IN THE FORM OF A CAPITAL Management For For
REDUCTION, SUCH PAYMENT TO BE MADE IN FOUR QUARTERLY
INSTALLMENTS AT SUCH TIMES DURING THE PERIOD THROUGH THE NEXT
ANNUAL GENERAL MEETING AS SHALL BE DETERMINED BY THE BOARD.
06 AMENDMENT TO OUR ARTICLES OF ASSOCIATION TO PROVIDE FOR Management Against Against
PLURALITY VOTING IN THE EVENT THAT NUMBER OF CANDIDATES THAT ARE
NOMINATED FOR ELECTION EXCEEDS NUMBER OF POSITIONS AVAILABLE.
07 TO CONSIDER AND ACT ON SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD
SECURITY H8912P106 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 10-Mar-2010
ISIN CH0102993182 AGENDA 933187672 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF PIERRE R. BRONDEAU Management For For
1B ELECTION OF RAM CHARAN Management For For
1C ELECTION OF JUERGEN W. GROMER Management For For
1D ELECTION OF ROBERT M. HERNANDEZ Management For For
1E ELECTION OF THOMAS J. LYNCH Management For For
1F ELECTION OF DANIEL J. PHELAN Management For For
1G ELECTION OF FREDERIC M. POSES Management For For
1H ELECTION OF LAWRENCE S. SMITH Management For For
1I ELECTION OF PAULA A. SNEED Management For For
1J ELECTION OF DAVID P. STEINER Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 26
The Gabelli Equity Income Fund
1K ELECTION OF JOHN C. VAN SCOTER Management For For
2A TO APPROVE THE 2009 ANNUAL REPORT OF TYCO ELECTRONICS LTD. Management For For
(EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE PERIOD
ENDED SEPTEMBER 25, 2009 AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 25, 2009)
2B TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TYCO Management For For
ELECTRONICS LTD. FOR THE PERIOD ENDED SEPTEMBER 25, 2009
2C TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TYCO Management For For
ELECTRONICS LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 25, 2009
03 TO APPROVE THE EQUIVALENT OF A DIVIDEND PAYMENT IN THE FORM OF A Management For For
DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR
VALUE OF TYCO ELECTRONICS SHARES, SUCH PAYMENT TO BE MADE IN
FOUR EQUAL QUARTERLY INSTALLMENTS ON OR BEFORE MARCH 25, 2011
(THE END OF THE SECOND FISCAL QUARTER OF 2011)
04 TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE Management For For
OFFICERS OF TYCO ELECTRONICS FOR ACTIVITIES DURING FISCAL YEAR
2009
05 TO APPROVE AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR Management Against Against
AWARDS UNDER THE TYCO ELECTRONICS LTD. 2007 STOCK AND INCENTIVE
PLAN
6A TO ELECT DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010
6B TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' Management For For
SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING
OF TYCO ELECTRONICS
6C TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TYCO Management For For
ELECTRONICS' SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TYCO ELECTRONICS
07 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL Management For For
GENERAL MEETING
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD
SECURITY H8912P106 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 10-Mar-2010
ISIN CH0102993182 AGENDA 933194932 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF PIERRE R. BRONDEAU Management For For
1B ELECTION OF RAM CHARAN Management For For
1C ELECTION OF JUERGEN W. GROMER Management For For
1D ELECTION OF ROBERT M. HERNANDEZ Management For For
1E ELECTION OF THOMAS J. LYNCH Management For For
1F ELECTION OF DANIEL J. PHELAN Management For For
1G ELECTION OF FREDERIC M. POSES Management For For
1H ELECTION OF LAWRENCE S. SMITH Management For For
1I ELECTION OF PAULA A. SNEED Management For For
1J ELECTION OF DAVID P. STEINER Management For For
1K ELECTION OF JOHN C. VAN SCOTER Management For For
2A TO APPROVE THE 2009 ANNUAL REPORT OF TYCO ELECTRONICS LTD. Management For For
(EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE PERIOD
ENDED SEPTEMBER 25, 2009 AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 25, 2009)
2B TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TYCO Management For For
ELECTRONICS LTD. FOR THE PERIOD ENDED SEPTEMBER 25, 2009
2C TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TYCO Management For For
ELECTRONICS LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 25, 2009
03 TO APPROVE THE EQUIVALENT OF A DIVIDEND PAYMENT IN THE FORM OF A Management For For
DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR
VALUE OF TYCO ELECTRONICS SHARES, SUCH PAYMENT TO BE MADE IN
FOUR EQUAL QUARTERLY INSTALLMENTS ON OR BEFORE MARCH 25, 2011
(THE END OF THE SECOND FISCAL QUARTER OF 2011)
04 TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE Management For For
OFFICERS OF TYCO ELECTRONICS FOR ACTIVITIES DURING FISCAL YEAR
2009
05 TO APPROVE AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR Management Against Against
AWARDS UNDER THE TYCO ELECTRONICS LTD. 2007 STOCK AND INCENTIVE
PLAN
6A TO ELECT DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010
6B TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' Management For For
SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING
OF TYCO ELECTRONICS
6C TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TYCO Management For For
ELECTRONICS' SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TYCO ELECTRONICS
07 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL Management For For
GENERAL MEETING
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 27
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY
SECURITY 636180101 MEETING TYPE Annual
TICKER SYMBOL NFG MEETING DATE 11-Mar-2010
ISIN US6361801011 AGENDA 933188434 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PHILIP C. ACKERMAN For For
2 CRAIG G. MATTHEWS For For
3 RICHARD G. REITEN For For
4 DAVID F. SMITH For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 VOTE TO APPROVE THE 2010 EQUITY COMPENSATION PLAN Management For For
- --------------------------------------------------------------------------------
COVIDIEN PLC
SECURITY G2554F105 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 16-Mar-2010
ISIN IE00B3QN1M21 AGENDA 933185337 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO RECEIVE AND CONSIDER THE COMPANY'S IRISH STATUTORY ACCOUNTS Management For For
AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON.
2A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
2B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For
2C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For
2D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For
2E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
2F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For
2G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For
2H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For
2I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
2J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For
2K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
03 TO APPOINT INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT Management For For
COMMITTEE TO SET THE AUDITORS' REMUNERATION.
04 TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO Management For For
MAKE MARKET PURCHASES OF COMPANY SHARES.
S5 TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES. Management For For
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC.
SECURITY 682129101 MEETING TYPE Annual
TICKER SYMBOL OMN MEETING DATE 17-Mar-2010
ISIN US6821291019 AGENDA 933187305 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 DAVID J. D'ANTONI For For
2 STEVEN W. PERCY For For
3 ALLAN R. ROTHWELL For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2010.
- --------------------------------------------------------------------------------
GENCORP INC.
SECURITY 368682100 MEETING TYPE Annual
TICKER SYMBOL GY MEETING DATE 24-Mar-2010
ISIN US3686821006 AGENDA 933195415 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 THOMAS A. CORCORAN For For
2 JAMES R. HENDERSON For For
3 WARREN G. LICHTENSTEIN For For
4 DAVID A. LORBER For For
5 JAMES H. PERRY For For
6 SCOTT J. SEYMOUR For For
7 MARTIN TURCHIN For For
8 ROBERT C. WOODS For For
02 TO AMEND THE COMPANY'S AMENDED ARTICLES OF INCORPORATION TO Management Against Against
RESTRICT TRANSFERS OF THE COMPANY'S COMMON STOCK TO PRESERVE THE
VALUE OF CERTAIN TAX ASSETS ASSOCIATED WITH NET OPERATING LOSS
CARRYFORWARDS UNDER SECTION 382 OF THE INTERNAL REVENUE CODE.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 28
The Gabelli Equity Income Fund
03 TO APPROVE CERTAIN AMENDMENTS TO THE GENCORP 2009 EQUITY AND Management For For
PERFORMANCE INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED AND RESERVED FOR ISSUANCE THEREUNDER BY 1,500,000
SHARES AND INCREASE THE MAXIMUM INDIVIDUAL AWARD LIMITS SET
FORTH THEREIN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING NOVEMBER 30, 2010.
05 TO CONSIDER AND ACT ON SUCH OTHER BUSINESS AS MAY PROPERLY BE Management For For
BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
- --------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, KLOTEN
SECURITY H5783Q130 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Mar-2010
ISIN CH0037851646 AGENDA 702288829 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE Non-Voting
SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS
MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS
POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW
FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU
H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT Non-Voting
UNDER MEETING-667787, INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS.
THANK YOU.
1. Approve the annual report and the consolidated financial Management No Action
statements for 2009
2. Approve the statutory financial statements of Nobel Biocare Management No Action
Holding Ltd for 2009
3. Ratify the remuneration report for 2009 in a nonbinding Management No Action
consultative vote
4. Approve the appropriation of available earnings/Dividend for Management No Action
2009 as specified
5. Grant discharge to the Members of the Board of Directors for Management No Action
their services in the business year 2009
6.1 Re-election of Stig Eriksson as a Director for a one-year term Management No Action
of office until the next AGM
6.2 Re-election of Antoine Firmenich as a Director for a one-year Management No Action
term of office until the next AGM
6.3 Re-election of Edgar Fluri as a Director for a one-year term of Management No Action
office until the next AGM
6.4 Re-election of Robert Lilja as a Director for a one-year term of Management No Action
office until the next AGM
6.5 Re-election of Rolf Watter as a Director for a one-year term of Management No Action
office until the next AGM
7.1 Election of Mrs. Daniela Bosshardt-Hengartner as a Member of the Management No Action
Board of Directors for a one-year term of office until the next
AGM
7.2 Election of Raymund Breu as a Member of the Board of Directors Management No Action
for a one-year term of office until the next AGM
7.3 Election of Heino von Prondzynski as a Member of the Board of Management No Action
Directors for a one-year term of office until the next AGM
7.4 Election of Oern Stuge as a Member of the Board of Directors for Management No Action
a one-year term of office until the next AGM
8. Re-elect KPMG AG, Zurich, as the Auditor for the business year Management No Action
2010
- --------------------------------------------------------------------------------
IBERDROLA SA
SECURITY 450737101 MEETING TYPE Annual
TICKER SYMBOL IBDRY MEETING DATE 26-Mar-2010
ISIN US4507371015 AGENDA 933199968 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF Management For For
IBERDROLA, S.A. (BALANCE SHEET, PROFIT AND LOSS STATEMENT,
STATEMENT OF CHANGES IN SHAREHOLDERS' EQUITY, STATEMENT OF CASH
FLOWS, AND NOTES) AND OF THE CONSOLIDATED FINANCIAL STATEMENTS
OF IBERDROLA, S.A. AND ITS SUBSIDIARIES (BALANCE SHEET, PROFIT
AND LOSS STATEMENT, STATEMENT OF CHANGES IN SHAREHOLDERS'
EQUITY, STATEMENT OF CASH FLOWS, AND NOTES) FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2009.
02 APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORT OF IBERDROLA, S.A. Management For For
AND OF THE CONSOLIDATED MANAGEMENT REPORT OF IBERDROLA, S.A. AND
ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2009.
03 APPROVAL OF THE MANAGEMENT AND ACTIONS OF THE BOARD OF DIRECTORS Management For For
DURING THE FISCAL YEAR ENDED ON DECEMBER 31, 2009.
04 RE-ELECTION OF THE AUDITOR OF THE COMPANY AND OF ITS Management For For
CONSOLIDATED GROUP FOR FISCAL YEAR 2010.
05 APPROVAL OF THE PROPOSAL FOR THE ALLOCATION OF PROFITS/LOSSES Management For For
AND THE DISTRIBUTION OF DIVIDENDS FOR THE FISCAL YEAR ENDED ON
DECEMBER 31, 2009.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 29
The Gabelli Equity Income Fund
06 APPROVAL, FOR THE FREE-OF-CHARGE ALLOCATION OF THE ORDINARY Management For For
SHARES ISSUED TO THE SHAREHOLDERS OF THE COMPANY, OF AN INCREASE
IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM
REFERENCE MARKET VALUE OF ONE THOUSAND EIGHT HUNDRED SIXTY-SIX
(1,866) MILLION EUROS. THE SHAREHOLDERS WILL BE OFFERED THE
ACQUISITION OF THEIR FREE-OF- CHARGE ALLOCATION RIGHTS AT A
GUARANTEED PRICE. EXPRESS PROVISION FOR THE POSSIBILITY OF AN
INCOMPLETE ALLOCATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
7AA APPOINTMENT OF MS. MARIA HELENA ANTOLIN RAYBAUD AS DIRECTOR, Management For For
WITH THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR.
7AB APPOINTMENT OF MR. SANTIAGO MARTINEZ LAGE AS DIRECTOR, WITH THE Management For For
STATUS OF EXTERNAL INDEPENDENT DIRECTOR.
7BA RE-ELECTION OF MR. VICTOR DE URRUTIA VALLEJO AS DIRECTOR, WITH Management For For
THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR.
7BB RE-ELECTION OF MR. RICARDO ALVAREZ ISASI AS DIRECTOR, WITH THE Management For For
STATUS OF EXTERNAL INDEPENDENT DIRECTOR.
7BC RE-ELECTION OF MR. JOSE IGNACIO BERROETA ECHEVARRIA AS DIRECTOR, Management For For
WITH THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR.
7BD RE-ELECTION OF MR. JUAN LUIS ARREGUI CIARSOLO AS DIRECTOR, WITH Management For For
THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR.
7BE RE-ELECTION OF MR. JOSE IGNACIO SANCHEZ GALAN AS DIRECTOR, WITH Management For For
THE STATUS OF EXECUTIVE DIRECTOR.
7BF RE-ELECTION OF MR. JULIO DE MIGUEL AYNAT AS DIRECTOR, WITH THE Management For For
STATUS OF EXTERNAL INDEPENDENT DIRECTOR.
7BG RE-ELECTION OF MR. SEBASTIAN BATTANER ARIAS AS DIRECTOR, WITH Management For For
THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR.
7C ESTABLISHMENT OF THE NUMBER OF DIRECTORS. Management For For
08 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH THE EXPRESS POWER Management For For
OF DELEGATION, FOR THE DERIVATIVE ACQUISITION OF THE COMPANY'S
OWN SHARES BY THE COMPANY ITSELF AND/OR BY ITS SUBSIDIARIES,
UPON THE TERMS PROVIDED BY APPLICABLE LAW, FOR WHICH PURPOSE THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL
SHAREHOLDERS' MEETING OF MARCH 20, 2009 IS HEREBY DEPRIVED OF
EFFECT TO THE EXTENT OF THE UNUSED AMOUNT.
09 DELEGATION TO THE BOARD OF DIRECTORS, WITH THE EXPRESS POWER OF Management Against Against
SUBSTITUTION, FOR A TERM OF FIVE (5) YEARS, OF THE POWER TO
ISSUE: A) BONDS OR SIMPLE DEBENTURES AND OTHER FIXED-INCOME
SECURITIES OF A LIKE NATURE (OTHER THAN NOTES), AS WELL AS
PREFERRED STOCK, UP TO A MAXIMUM AMOUNT OF TWENTY (20) BILLION
EUROS, AND B) NOTES UP TO A MAXIMUM AMOUNT AT ANY GIVEN TIME,
INDEPENDENTLY OF THE FOREGOING, OF SIX (6) BILLION EUROS; AND
AUTHORIZATION FOR THE COMPANY TO GUARANTEE, WITHIN THE LIMITS
SET FORTH ABOVE, NEW ISSUANCES OF SECURITIES BY SUBSIDIARIES.
10 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH THE EXPRESS POWER Management For For
OF DELEGATION, TO APPLY FOR THE LISTING ON AND DELISTING FROM
SPANISH OR FOREIGN, OFFICIAL OR UNOFFICIAL, ORGANIZED OR OTHER
SECONDARY MARKETS OF THE SHARES, DEBENTURES, BONDS, NOTES,
PREFERRED STOCK OR ANY OTHER SECURITIES ISSUED OR TO BE ISSUED,
AND TO ADOPT SUCH RESOLUTIONS AS MAY BE NECESSARY TO ENSURE THE
CONTINUED LISTING OF THE SHARES, DEBENTURES OR OTHER SECURITIES
OF THE COMPANY THAT MAY THEN BE OUTSTANDING, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
11 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH THE EXPRESS POWER Management For For
OF DELEGATION, TO CREATE AND FUND ASSOCIATIONS AND FOUNDATIONS,
PURSUANT TO APPLICABLE LEGAL PROVISIONS, FOR WHICH PURPOSE THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL
SHAREHOLDERS' MEETING OF MARCH 20, 2009 IS HEREBY DEPRIVED OF
EFFECT TO THE EXTENT OF THE UNUSED AMOUNT.
12 AMENDMENT OF ARTICLES 11 AND 62 OF THE BY-LAWS. Management For For
13 DELEGATION OF POWERS TO FORMALIZE AND EXECUTE ALL RESOLUTIONS Management For For
ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS'
MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT, AND
FOR THE INTERPRETATION, CORRECTION AND SUPPLEMENTATION THEREOF
OR FURTHER ELABORATION THEREON UNTIL THE REQUIRED REGISTRATIONS
ARE MADE.
- --------------------------------------------------------------------------------
SAPPORO HOLDINGS LIMITED
SECURITY J69413128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Mar-2010
ISIN JP3320800000 AGENDA 702271216 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management Abstain Against
2.2 Appoint a Director Management Abstain Against
2.3 Appoint a Director Management Abstain Against
2.4 Appoint a Director Management Abstain Against
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 30
The Gabelli Equity Income Fund
2.5 Appoint a Director Management Abstain Against
2.6 Appoint a Director Management Abstain Against
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
3. Appoint a Substitute Corporate Auditor Management For For
4. Approve Policy regarding Large-scale Purchases of Company Shares Management For For
5.1 Shareholders' Proposals : Appoint a Director Shareholder For Against
5.2 Shareholders' Proposals : Appoint a Director Shareholder For Against
5.3 Shareholders' Proposals : Appoint a Director Shareholder For Against
5.4 Shareholders' Proposals : Appoint a Director Shareholder For Against
5.5 Shareholders' Proposals : Appoint a Director Shareholder For Against
5.6 Shareholders' Proposals : Appoint a Director Shareholder For Against
- --------------------------------------------------------------------------------
PARMALAT SPA, COLLECCHIO
SECURITY T7S73M107 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 31-Mar-2010
ISIN IT0003826473 AGENDA 702270199 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A SECOND CALL ON 01 APR 2010. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
1 Approve the financial statement at 31 DEC 2009, the report of Management No Action
the Board of Directors and the Auditors and destination of
profits; any adjournment thereof
2 Appointment of the Auditor and Independent Auditor and any Management No Action
adjournment
- --------------------------------------------------------------------------------
WILLIAM DEMANT HOLDING
SECURITY K9898W129 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 07-Apr-2010
ISIN DK0010268440 AGENDA 702296054 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
- - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
- - PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER Non-Voting
IS APPOINTED-AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY
EXPECT THEM TO ACCEPT-PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST-VOTES ARE REPRESENTED AT
THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE-SUB
CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE
IF- REQUESTED. THANK YOU.
1 The Directors' report on the Company's activities during the Non-Voting
past FY
2 Adopt the audited annual report, including the consolidated Management For For
financial statements
3 Approve that the profit of DKK 756 million be transferred to the Management For For
Company's reserves to the effect that no dividend will be paid
4.1 Re-elect Lars Norby Johansen as a Director, under Article 11.2 Management For For
of the Articles of Association
4.2 Re-elect Peter Foss as a Director, under Article 11.2 of the Management For For
Articles of Association
4.3 Re-elect Niels B. Christiansen as a Director, under Article 11.2 Management For For
of the Articles of Association
4.4 Re-elect Thomas Hofman-Bang as a Director, under Article 11.2 of Management For For
the Articles of Association
5 Re-elect Deloitte Statsautoriseret Revisionsaktieselskab as the Management For For
Auditor
6.A Amend the Articles 1.2, 4.3, 5.1, 5.3, 5.4, 7.3, 7.4, 7.5, 8.1, Management For For
9.2, 9.3, 9.4, 9.5, 10.3, 10.6, 11.1 and 15.1 of the Articles of
Association as specified
6.B Authorize the Board of Directors until the next AGM to allow the Management For For
Company to acquire own shares of a nominal value of up to 10% of
the share capital; the bid price of the shares may not differ by
more than 10% from the price quoted on Nasdaq OMX Copenhagen A/S
at the time of the acquisition; the price quoted on Nasdaq OMX
Copenhagen A/S at the time of the acquisition means the closing
price, all transactions at 5 P.M
6.C Approve to reduce the Company's share capital by nominally DKK Management For For
606,382 corresponding to the Company's holding of own shares;
the Company's own shares were acquired as part of the Company's
share buy-back programme in 2008; the amount of the reduction
was paid out to the shareholders in accordance with Section 188
of the Danish Companies Act; the shares were acquired for DKK
170,110,124 in total, meaning that DKK
169,503,742 has been paid out in addition to the nominal value
of the reduction amount; as a result of the capital reduction,
it is proposed that Article 4.1 of the Articles of Association
be amended as follows after expiry of the deadline stipulated in
Section 192 of the Danish Companies Act: "The Company's share
capital is DKK 58,349,875, divided into shares of DKK 1 or any
multiple thereof"
6.D Authorize the Chairman of the general meeting to make such Management For For
additions, alterations or amendments to or in the resolutions
passed by the general meeting and the application for
registration of the resolutions to the Danish Commerce and
Companies Agency Erhvervs-og Selskabsstyrelsen as the Agency may
require for registration
7 Any other business Non-Voting
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 31
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
SECURITY 930059100 MEETING TYPE Annual
TICKER SYMBOL WDR MEETING DATE 07-Apr-2010
ISIN US9300591008 AGENDA 933198562 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HENRY J. HERRMANN For For
2 JAMES M. RAINES For For
3 WILLIAM L. ROGERS For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2010.
03 STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE BOARD OF DIRECTORS Shareholder Against For
ADOPT A POLICY REQUIRING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
- --------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY 806857108 MEETING TYPE Annual
TICKER SYMBOL SLB MEETING DATE 07-Apr-2010
ISIN AN8068571086 AGENDA 933201395 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 P. CAMUS For For
2 J.S. GORELICK For For
3 A. GOULD For For
4 T. ISAAC For For
5 N. KUDRYAVTSEV For For
6 A. LAJOUS For For
7 M.E. MARKS For For
8 L.R. REIF For For
9 T.I. SANDVOLD For For
10 H. SEYDOUX For For
11 P. CURRIE For For
12 K.V. KAMATH For For
02 PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. Management For For
03 PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK Management For For
INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE Management For For
SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN.
05 PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM.
- --------------------------------------------------------------------------------
JULIUS BAER GROUP LTD
SECURITY H4414N103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Apr-2010
ISIN CH0102484968 AGENDA 702294769 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE Non-Voting
SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS
MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS
POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW
FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU
H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT Non-Voting
UNDER MEETING-669029, INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS.
THANK YOU.
1 Approve the annual report, the annual accounts and the accounts Management No Action
of the group 2009 and the report of the Auditors
2 Approve the appropriation of the disposable profit Management No Action
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 32
The Gabelli Equity Income Fund
3 Grant discharge to the Members of the Board of Directors and the Management No Action
Executive Board for the 2009 FY
4.1.1 Re-elect Mr. Dr. Rolf. P. Jetzer as a Member of the Board of Management No Action
Directors' for a 3 year team
4.1.2 Re-elect Mr. Gareth Penny as a Member of the Board of Directors' Management No Action
for a 3 year team
4.1.3 Re-elect Mr. Daniel J. Sauter as a Member of the Board of Management No Action
Directors' for a 3 year team
4.2 Election of Mrs Claire Giraut as a Member of the Board of Management No Action
Directors for a 2 year term
5. Election of KPMG AG, Zurich as the Statutory Auditors for Management No Action
another 1 year period
6. Amend Articles 4.3 and 4.5 of the Articles of Incorporation of Management No Action
the Company as specified
- --------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
SECURITY 254709108 MEETING TYPE Annual
TICKER SYMBOL DFS MEETING DATE 08-Apr-2010
ISIN US2547091080 AGENDA 933193663 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Management For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Management For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Management For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Management For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Management For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Management For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Management For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Management For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Management For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Management For For
1K ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Management For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Management For For
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
A.O. SMITH CORPORATION
SECURITY 831865209 MEETING TYPE Annual
TICKER SYMBOL AOS MEETING DATE 12-Apr-2010
ISIN US8318652091 AGENDA 933194603 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RONALD D. BROWN For For
2 WILLIAM P. GREUBEL For For
3 ROBERT J. O'TOOLE For For
4 IDELLE K. WOLF For For
02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP.
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 13-Apr-2010
ISIN US0640581007 AGENDA 933207436 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RUTH E. BRUCH For For
2 NICHOLAS M. DONOFRIO For For
3 GERALD L. HASSELL For For
4 EDMUND F. KELLY For For
5 ROBERT P. KELLY For For
6 RICHARD J. KOGAN For For
7 MICHAEL J. KOWALSKI For For
8 JOHN A. LUKE, JR. For For
9 ROBERT MEHRABIAN For For
10 MARK A. NORDENBERG For For
11 CATHERINE A. REIN For For
12 WILLIAM C. RICHARDSON For For
13 SAMUEL C. SCOTT III For For
14 JOHN P. SURMA For For
15 WESLEY W. VON SCHACK For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management For For
RELATING TO 2009 EXECUTIVE COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. Shareholder Against For
05 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF POLICY REQUIRING Shareholder Against For
FIVE-YEAR LOCK-UP PERIOD FOR SENIOR EXECUTIVES' EQUITY INCENTIVE
AWARDS.
06 STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER APPROVAL OF CERTAIN Shareholder Against For
FUTURE SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 33
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV, MEXICO
SECURITY P4949B104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2010
ISIN MXP495211262 AGENDA 702291131 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 Approve or modify the report from the Board of Directors that is Management For For
referred to in the main part of Article 172 of the General
Mercantile Companies Law, including the Company's audited
financial statements, consolidated with those of its subsidiary
Companies, for the FYE on 31 DEC 2009, after a reading of the
following reports from the Chairperson of the Board of
Directors, from the General Director, from the outside Auditor
and from the Chairpersons of the Audit and Corporate Practices
Committees of the Company
2 Approve the report that is referred to in Article 86, part XX, Management For For
of the Income Tax Law, regarding compliance with the Company's
tax obligations
3 Approve the allocation of results for the FYE on 31 DEC 2009 Management For For
4 Approve the payment of a cash dividend in the amount of MXN Management For For
0.50, for each one of the shares that represent the share
capital of the Company that are in circulation
5 Ratify the appointment of the Members of the Board of Directors Management For For
and the determination of their compensation
6 Ratify the appointment of the Chairpersons and members of the Management For For
Audit and corporate practices Committees of the Company, as well
as the determination of their compensation
7 Receive the report regarding the purchase of the Company's own Management For For
shares, as well as the determination of the maximum amount of
funds that the Company can allocate to the purchase of its own
shares, in accordance with the terms of Article 56, Part IV, of
the securities Market Law
8 Approve the designation of special delegates Management For For
- --------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2010
ISIN BE0003810273 AGENDA 702303215 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Examination of the annual reports of the Board of Directors of Non-Voting
Belgacom SA of-Public Law with regard to the annual accounts and
consolidated annual accounts-at 31 DEC 2009
2 Examination of the reports of the Board of Auditors of Belgacom Non-Voting
SA of Public L-aw with regard to the annual accounts and of the
Auditor with regard to the co-nsolidated annual accounts at 31
DEC 2009
3 Examination of the information provided by the Joint Committee Non-Voting
4 Examination of the consolidated annual accounts at 31 DEC 2009 Non-Voting
5 Examination of the annual reports of the Board of Directors of Non-Voting
Belgacom Mobile-SA, Telindus NV and Telindus Sorucing SA with
regard to the annual accounts a-t 31 DEC 2009
6 Examination of the reports of the Auditors of Belgacom Mobile Non-Voting
SA, Telindus NV-and Telindus Sourcing SA with regard to the
annual accounts at 31 DEC 2009
7 Approve the annual accounts of Belgacom SA of Public Law at 31 Management No Action
DEC 2009 and the annual accounts with regard to the FY closed on
31 DEC 2009, as specified
8 Grant discharge to the Members of the Board of Directors to the Management No Action
Members of the Board of Directors for the exercise of their
mandate during the FY closed on 31 DEC 2009
9 Grant a special discharge to Mr. Robert Tollet for the exercise Management No Action
of his mandate until 30 SEP 2009
10 Grant discharge to the Members of the Board of Auditors to the Management No Action
Auditors for the exercise of their mandate during the FY closed
on 31 DEC 2009
11 Grant discharge to the Ernst & Young Bedrijfsrevisoren/Reviseurs Management No Action
D'Enterprises BCV/SCC, represented by Mr. Marnix Van Dooren, for
the exercise of his mandate during the FYE on 31 DEC 2009
12 Appointment of Mrs. Lutgart Van Den Berghe as the Board Member, Management No Action
in accordance with the recommendation of the Nomination an
Remuneration Committee, for a period which will expire at the
AGM of 2016
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 34
The Gabelli Equity Income Fund
13 Appointment of Mr. Pierre-Alain De Smedt as the Board Member, in Management No Action
accordance with the recommendation of the Nomination and
Remuneration Committee, for a period which expire at the AGM of
2016
14 Approve the remuneration of Mrs. L. Van Den Berghe and Mr. P- A. Management No Action
De Smedt as follows: fixed annual remuneration of EUR 25,000,
attendance fee of EUR 5000 per Board meeting attended,
attendance fee of EUR 2,500 per Board advisory Committee meeting
attended, EUR 2,000 per year to cover communication costs
15 Appointment of Deloitte Bedrijfsrevisoren/Reviseurs Management No Action
D'Enterprises SC Sfd Scrl, represented by Mr. Geert Verstraeten
and Luc Callaert Sc Sfd Sprlu, represented by Luc Callaert for
the statutory audit of Belgacom SA of Public Law for a period of
6 years for an annual audit fee of EUR 240,000 [to be indexed
annually]
16 Approve the Auditor in charge of certifying the consolidated Management No Action
accounts for the Belgacom Group, granted to Ernst & Young
Bedrijfsrevisoren/Reviseurs D'Enterprises BCV/SCC, represented
by Mr. Marnix Van Dooren
17 Appointment of Deloitte Bedrijfsrevisoren/Reviseurs Management No Action
D'Enterprises SC Sfd Scrl, represented by Mr. Geert Verstraeten
and Mr. Luc Van Coppenolle, for a period of 3 years for an
annual audit fee of EUR 280,000 [ to be indexed annually]
18 Acknowledgement appointment of a Member of the Board of Auditors Management No Action
of Belgacom SA Public Law, the AGM takes note of the decision of
the Cour des comptes taken as 10 FEB 2010, regarding the
nomination of Mr. Pierre Rion for a new term of 6 years
19 Approve the annual accounts at 31 DEC 2009 of Belgacom Mobile SA Management No Action
with regard to the FY closed on 31 DEC 2009
20 Grant discharge to the Members of the Board of Directors of Management No Action
Belgacom Mobile SA for the exercise of their mandate during the
FY closed on 31 DEC 2009
21 Grant discharge to the Auditor of Belgacom Mobile SA for the Management No Action
exercise of his mandate during the FY closed on 31 DEC 2009
22 Approve the annual accounts of Telindus NV with regard to the FY Management No Action
closed on 31 DEC 2009
23 Grant discharge of the Members of the Board of Directors of Management No Action
Telindus NV for the exercise of their mandate during the FY
closed on 31 DEC 2009
24 Grant discharge to the Auditor of Telindus NV for the exercise Management No Action
of his mandate during the FY closed on 31 DEC 2009
25 Approve the annual accounts of Telindus Sourcing SA with regard Management No Action
to the FY closed on 31 DEC 2009
26 Grant discharge to the Members of the Board of Directors of Management No Action
Telindus Sourcing SA for the exercise of their mandate during
the FY closed on 31 DEC 2009
27 Grant discharge to the Auditor of Telindus Sourcing SA for the Management No Action
exercise of his mandate during the FY closed on 31 DEC 2009
28 Miscellaneous Non-Voting
- --------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2010
ISIN BE0003810273 AGENDA 702305586 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
- - MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER
FOR YOUR VOTE TO BE LODGED
- - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
1 Authorize the Board of Directors to acquire the maximum number Management No Action
of shares permitted by law in case this acquisition is necessary
for preventing any imminent and serious prejudice to the
Company, this mandate is granted for a new period of 3 years
starting on the day of disclosure of this amendment to the
Articles of Association by the General Meeting of 14 APR 2010,
the price paid for such shares may not be more than 5% above the
highest closing price in the 30 day trading period preceding the
transaction, and no.CONTD
- - CONTD.more than 10% below the lowest closing price in that same Non-Voting
30 day-trading period; pursuant to this decision, approve to
modify Article 13,-Section 4 of the Articles of Association as:
replace 11 APR 2007 by 14 APR-2010 in Article 13, Section 4 of
the Articles of Association
2 Authorize the Board of Directors, for a new period of 3 years Management No Action
starting from the day of this amendment to the Articles of
Association by the general meeting of 14 APR 2010, to increase
capital, in any and all forms, including a capital increase
where the pre-emptive rights of shareholders are restricted or
withdrawn, even after receipt by the Company of a notification
from the Belgian Banking, Finance and Insurance Commission of a
takeover bid for the Company's shares, where this is the case,
however, the.CONTD
- - CONTD.capital increase must comply with the additional terms and Non-Voting
conditions-laid down in Article 607 of the Commercial Companies
Code, pursuant to this-decision, approve to modify Article 5,
Section 3, Sub-section 2 of the-Articles of Association as:
replace 11 APR 2007 by 14 APR 2010 in Article 5,-Section 3,
Sub-section 2 of the Articles of Association
3 Authorize the Secretary General, including that of replacement, Management No Action
for the purpose of coordinating the Articles of Association to
reflect the resolutions
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 35
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
SECURITY 913017109 MEETING TYPE Annual
TICKER SYMBOL UTX MEETING DATE 14-Apr-2010
ISIN US9130171096 AGENDA 933195530 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LOUIS R. CHENEVERT For For
2 JOHN V. FARACI For For
3 JEAN-PIERRE GARNIER For For
4 JAMIE S. GORELICK For For
5 CARLOS M. GUTIERREZ For For
6 EDWARD A. KANGAS For For
7 CHARLES R. LEE For For
8 RICHARD D. MCCORMICK For For
9 HAROLD MCGRAW III For For
10 RICHARD B. MYERS For For
11 H. PATRICK SWYGERT For For
12 ANDRE VILLENEUVE For For
13 CHRISTINE TODD WHITMAN For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
03 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
SECURITY 74144T108 MEETING TYPE Annual
TICKER SYMBOL TROW MEETING DATE 14-Apr-2010
ISIN US74144T1088 AGENDA 933196481 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Management For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Management For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Management For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Management For For
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Management For For
1F ELECTION OF DIRECTOR: BRIAN C. ROGERS Management For For
1G ELECTION OF DIRECTOR: DR. ALFRED SOMMER Management For For
1H ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Management For For
1I ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
COCA-COLA FEMSA, S.A.B DE C.V.
SECURITY 191241108 MEETING TYPE Annual
TICKER SYMBOL KOF MEETING DATE 14-Apr-2010
ISIN US1912411089 AGENDA 933217728 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
O1 REPORT OF THE CHIEF EXECUTIVE OFFICER OF COCA- COLA FEMSA, Management For
S.A.B. DE C.V., OPINION OF THE BOARD OF DIRECTORS REGARDING THE
CONTENT OF THE REPORT OF CHIEF EXECUTIVE OFFICER AND REPORTS OF
BOARD.
O2 REPORT WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS. Management For
O3 APPLICATION OF THE RESULTS FOR THE 2009 FISCAL YEAR, INCLUDING Management For
THE PAYMENT OF A CASH DIVIDEND.
O4 PROPOSAL TO DETERMINE AS THE MAXIMUM AMOUNT OF RESOURCES TO BE Management For
USED FOR THE SHARE REPURCHASE PROGRAM.
O5 ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD QUALIFICATION Management For
OF THEIR INDEPENDENCE, IN ACCORDANCE WITH SECURITIES MARKET LAW.
O6 ELECTION OF MEMBERS OF THE FOLLOWING COMMITTEES: (I) FINANCE AND Management For
PLANNING, (II) AUDIT, AND (III) CORPORATE PRACTICES.
O7 APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING'S Management For
RESOLUTION.
O8 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTE. Management For
E1 PROPOSAL TO AMEND ARTICLES 23 AND 29 OF THE BYLAWS OF THE Management For
COMPANY.
E2 APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING'S Management For
RESOLUTION.
E3 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTE. Management For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 36
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
NESTLE S A
SECURITY H57312649 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Apr-2010
ISIN CH0038863350 AGENDA 702312567 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE Non-Voting
SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS
MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT Non-Voting
UNDER MEETING-603908 INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRA-TION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS.
THANK YOU.
1.1 Approve the Annual Report, the financial statements of Nestle Management No Action
S.A. and the consolidated financial statements of the Nestle
Group for 2009
1.2 Approve the acceptance of the compensation report 2009 Management No Action
2. Approve to release the Members of the Board of Directors and of Management No Action
the Management
3. Approve the appropriation of profits resulting from the balance Management No Action
sheet of Nestle S.A Retained earnings as specified provided that
the proposal of the Board of Directors is approved, the gross
dividend will amount to CHF 1.60 per share, representing a net
amount of CHF 1.04 per share after payment of the Swiss
withholding tax of 35% the last trading day with entitlement to
receive the dividend is 16 APR 2010, the shares will be traded
ex dividend as of 19 APR 2010, the net dividend will be payable
as from 22 APR 2010
4.1.1 Re-elections of Mr. Peter Brabeck-Letmathe to the Board of Management No Action
Directors for a term of 3 years
4.1.2 Re-elections of Mr. Steven G. Hoch, to the Board of Directors Management No Action
for a term of 3 years
4.1.3 Re-elections of Mr.Andre Kudelski to the Board of Directors for Management No Action
a term of 3 years
4.1.4 Re-elections of Mr.Jean-Rene Fourtou to the Board of Directors Management No Action
for a term of 2 years
4.2.1 Elections of Mrs. Titia de Lange to the Board of Directors for a Management No Action
term of 3 years
4.2.2 Elections of Mr. Jean-Pierre Roth to the Board of Directors for Management No Action
a term of 3 years
4.3 Re-election of KPMG S.A., Geneva branch for a term of 1year Management No Action
5. Approve the cancellation of 185,000.000 shares repurchased under Management No Action
the share buy-back programme, and reduction of share capital by
CHF 18,500.000, and amend the Article 3 of the Articles of
Association as specified
6. Amend the New Article 4 of the Articles of Association as Management No Action
specified
- --------------------------------------------------------------------------------
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 15-Apr-2010
ISIN US3596941068 AGENDA 933194893 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN C. VAN RODEN, JR. For For
2 MICHELE VOLPI For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING NOVEMBER 27, 2010.
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 15-Apr-2010
ISIN US8825081040 AGENDA 933195465 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: R.W. BABB, JR. Management For For
1B ELECTION OF DIRECTOR: D.L. BOREN Management For For
1C ELECTION OF DIRECTOR: D.A. CARP Management For For
1D ELECTION OF DIRECTOR: C.S. COX Management For For
1E ELECTION OF DIRECTOR: D.R. GOODE Management For For
1F ELECTION OF DIRECTOR: S.P. MACMILLAN Management For For
1G ELECTION OF DIRECTOR: P.H. PATSLEY Management For For
1H ELECTION OF DIRECTOR: W.R. SANDERS Management For For
1I ELECTION OF DIRECTOR: R.J. SIMMONS Management For For
1J ELECTION OF DIRECTOR: R.K. TEMPLETON Management For For
1K ELECTION OF DIRECTOR: C.T. WHITMAN Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 37
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
BP P.L.C.
SECURITY 055622104 MEETING TYPE Annual
TICKER SYMBOL BP MEETING DATE 15-Apr-2010
ISIN US0556221044 AGENDA 933199716 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS Management For For
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
03 TO ELECT MR P ANDERSON AS A DIRECTOR Management For For
04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR Management For For
05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR Management For For
06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR Management For For
07 TO RE-ELECT MR I C CONN AS A DIRECTOR Management For For
08 TO RE-ELECT MR G DAVID AS A DIRECTOR Management For For
09 TO ELECT MR I E L DAVIS AS A DIRECTOR Management For For
10 TO RE-ELECT MR R DUDLEY AS A DIRECTOR Management For For
11 TO RE-ELECT MR D J FLINT AS A DIRECTOR Management For For
12 TO RE-ELECT DR B E GROTE AS A DIRECTOR Management For For
13 TO RE-ELECT DR A B HAYWARD AS A DIRECTOR Management For For
14 TO RE-ELECT MR A G INGLIS AS A DIRECTOR Management For For
15 TO RE-ELECT DR D S JULIUS AS A DIRECTOR Management For For
16 TO ELECT MR C-H SVANBERG AS A DIRECTOR Management For For
17 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE Management For For
BOARD TO FIX THEIR REMUNERATION
S18 SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION Management For For
S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE Management For For
OF ITS OWN SHARES BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER Management For For
OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS Management For For
(EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14
CLEAR DAYS
23 TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN Management For For
24 TO APPROVE THE SCRIP DIVIDEND PROGRAMME Management For For
S25 SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO Shareholder Against For
REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT
- --------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID
SECURITY E19550206 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2010
ISIN ES0113790531 AGENDA 702305257 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A SECOND CALL ON 19 APR 2010. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU
1. Approve the annual accounts [balance sheet, profit and loss Management For For
account, statement of changes in equity, cash flow statement and
notes] and management report of Spanish Banco popular SA and its
consolidate group as well as the proposed appropriation of
earnings and social management, all for the FY 2009
2. Approve the supplementary payments paid dividend for the FY 2009 Management For For
through the partial distribution of the share premium reserve of
shares through the delivery of shares of the bank from treasury
3. Re-election of Auditors for review and legal audit of the Management For For
financial statements of the bank and consolidated
4. Authorize the bank and its subsidiaries may acquire its own Management For For
shares, with in the conditions and maximum extent permitted by
law, and to carry out its depreciation from own resources and
consequent reduction of share capital
5. Receive the report on the policy of remuneration of members of Management For For
the Board of Directors and senior management, for an advisory
rating
6. Approve the delegation of powers to the Board of Directors, with Management For For
the power of substitution, to the formulation, interpretation,
correction and more full execution of the agreements adopted by
the general meeting
- --------------------------------------------------------------------------------
GENUINE PARTS COMPANY
SECURITY 372460105 MEETING TYPE Annual
TICKER SYMBOL GPC MEETING DATE 19-Apr-2010
ISIN US3724601055 AGENDA 933196506 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DR. MARY B. BULLOCK For For
2 JEAN DOUVILLE For For
3 THOMAS C. GALLAGHER For For
4 GEORGE C. "JACK" GUYNN For For
5 JOHN D. JOHNS For For
6 MICHAEL M.E. JOHNS, MD For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 38
The Gabelli Equity Income Fund
7 J. HICKS LANIER For For
8 WENDY B. NEEDHAM For For
9 JERRY W. NIX For For
10 LARRY L. PRINCE For For
11 GARY W. ROLLINS For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 19-Apr-2010
ISIN US5324571083 AGENDA 933197128 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR : R. ALVAREZ Management For For
1B ELECTION OF DIRECTOR : W. BISCHOFF Management For For
1C ELECTION OF DIRECTOR : R.D. HOOVER Management For For
1D ELECTION OF DIRECTOR : F.G. PRENDERGAST Management For For
1E ELECTION OF DIRECTOR : K.P. SEIFERT Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF BOARD Management For For
OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2010.
03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE Management For For
FOR ANNUAL ELECTION OF ALL DIRECTORS.
04 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO ELIMINATE Management For For
ALL SUPERMAJORITY VOTING PROVISIONS.
05 SHAREHOLDER PROPOSAL ON ALLOWING SHAREHOLDERS TO CALL SPECIAL Shareholder Against For
SHAREHOLDERS' MEETINGS.
06 SHAREHOLDER PROPOSAL ON PROHIBITING CEO'S FROM SERVING ON THE Shareholder Against For
COMPENSATION COMMITTEE.
07 SHAREHOLDER PROPOSAL ON RATIFICATION OF EXECUTIVE COMPENSATION. Shareholder Against For
08 SHAREHOLDER PROPOSAL REQUIRING EXECUTIVES TO HOLD EQUITY AWARDS Shareholder Against For
INTO RETIREMENT.
- --------------------------------------------------------------------------------
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 19-Apr-2010
ISIN US2243991054 AGENDA 933198699 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: KAREN E. DYKSTRA Management For For
1B ELECTION OF DIRECTOR: RICHARD S. FORTE Management For For
1C ELECTION OF DIRECTOR: JAMES L.L. TULLIS Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR 2010.
- --------------------------------------------------------------------------------
M&T BANK CORPORATION
SECURITY 55261F104 MEETING TYPE Annual
TICKER SYMBOL MTB MEETING DATE 20-Apr-2010
ISIN US55261F1049 AGENDA 933198839 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRENT D. BAIRD For For
2 ROBERT J. BENNETT For For
3 C. ANGELA BONTEMPO For For
4 ROBERT T. BRADY For For
5 MICHAEL D. BUCKLEY For For
6 T.J. CUNNINGHAM III For For
7 MARK J. CZARNECKI For For
8 COLM E. DOHERTY For For
9 GARY N. GEISEL For For
10 PATRICK W.E. HODGSON For For
11 RICHARD G. KING For For
12 JORGE G. PEREIRA For For
13 MICHAEL P. PINTO For For
14 MELINDA R. RICH For For
15 ROBERT E. SADLER, JR. For For
16 HERBERT L. WASHINGTON For For
17 ROBERT G. WILMERS For For
02 TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED Management For For
EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK
CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 39
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
SECURITY 744573106 MEETING TYPE Annual
TICKER SYMBOL PEG MEETING DATE 20-Apr-2010
ISIN US7445731067 AGENDA 933199398 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Management For For
1B ELECTION OF DIRECTOR: CONRAD K.HARPER Management For For
1C ELECTION OF DIRECTOR: WILLIAM V. HICKEY Management For For
1D ELECTION OF DIRECTOR: RALPH IZZO Management For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Management For For
1F ELECTION OF DIRECTOR: DAVID LILLEY Management For For
1G ELECTION OF DIRECTOR: THOMAS A. RENYI Management For For
1H ELECTION OF DIRECTOR: HAK CHEOL SHIN Management For For
1I ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR FOR THE YEAR 2010.
- --------------------------------------------------------------------------------
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 20-Apr-2010
ISIN US1729671016 AGENDA 933203503 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Management For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Management For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For
1E ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1F ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management For For
1G ELECTION OF DIRECTOR: VIKRAM S. PANDIT Management For For
1H ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For
1I ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Management For For
1J ELECTION OF DIRECTOR: JUDITH RODIN Management For For
1K ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1L ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Management For For
1M ELECTION OF DIRECTOR: DIANA L. TAYLOR Management For For
1N ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Management For For
1O ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 PROPOSAL TO APPROVE AMENDMENTS TO THE CITIGROUP 2009 STOCK Management For For
INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE TARP REPAYMENT SHARES. Management For For
05 PROPOSAL TO APPROVE CITI'S 2009 EXECUTIVE COMPENSATION. Management For For
06 PROPOSAL TO RATIFY THE TAX BENEFITS PRESERVATION PLAN. Management Against Against
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. Management For For
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON- PARTISANSHIP. Shareholder Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON COLLATERAL FOR Shareholder Against For
OVER-THE-COUNTER DERIVATIVES TRADES.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 10% OR Shareholder Against For
ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE OFFICERS RETAIN Shareholder Against For
75% OF THE SHARES ACQUIRED THROUGH COMPENSATION PLANS FOR TWO
YEARS FOLLOWING TERMINATION OF EMPLOYMENT.
13 STOCKHOLDER PROPOSAL REQUESTING REIMBURSEMENT OF EXPENSES Shareholder Against For
INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
SECURITY 665859104 MEETING TYPE Annual
TICKER SYMBOL NTRS MEETING DATE 20-Apr-2010
ISIN US6658591044 AGENDA 933205076 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LINDA WALKER BYNOE For For
2 NICHOLAS D. CHABRAJA For For
3 SUSAN CROWN For For
4 DIPAK C. JAIN For For
5 ROBERT W. LANE For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 40
The Gabelli Equity Income Fund
6 ROBERT C. MCCORMACK For For
7 EDWARD J. MOONEY For For
8 JOHN W. ROWE For For
9 DAVID H.B. SMITH, JR. For For
10 WILLIAM D. SMITHBURG For For
11 ENRIQUE J. SOSA For For
12 CHARLES A. TRIBBETT III For For
13 FREDERICK H. WADDELL For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE CORPORATION'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
ALBEMARLE CORPORATION
SECURITY 012653101 MEETING TYPE Annual
TICKER SYMBOL ALB MEETING DATE 20-Apr-2010
ISIN US0126531013 AGENDA 933211853 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J. ALFRED BROADDUS, JR. For For
2 R. WILLIAM IDE III For For
3 RICHARD L. MORRILL For For
4 JIM W. NOKES For For
5 BARRY W. PERRY For For
6 MARK C. ROHR For For
7 JOHN SHERMAN, JR. For For
8 CHARLES E. STEWART For For
9 HARRIETT TEE TAGGART For For
10 ANNE MARIE WHITTEMORE For For
02 THE PROPOSAL TO APPROVE THE AMENDMENT TO THE ALBEMARLE Management For For
CORPORATION 2008 INCENTIVE PLAN.
03 THE PROPOSAL TO APPROVE THE AMENDMENT TO THE ALBEMARLE Management For For
CORPORATION 2008 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THE COCA-COLA COMPANY
SECURITY 191216100 MEETING TYPE Annual
TICKER SYMBOL KO MEETING DATE 21-Apr-2010
ISIN US1912161007 AGENDA 933196758 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
02 ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
03 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For
04 ELECTION OF DIRECTOR: BARRY DILLER Management For For
05 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For
06 ELECTION OF DIRECTOR: MUHTAR KENT Management For For
07 ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
08 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Management For For
09 ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
10 ELECTION OF DIRECTOR: SAM NUNN Management For For
11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
13 ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For
14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
15 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS
16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR Shareholder Against For
18 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
19 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 41
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION
SECURITY 971807102 MEETING TYPE Annual
TICKER SYMBOL WL MEETING DATE 21-Apr-2010
ISIN US9718071023 AGENDA 933213934 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 R. KEITH ELLIOTT For For
2 GAILEN KRUG For For
3 MICHELE M. ROLLINS For For
02 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION Management For For
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
- --------------------------------------------------------------------------------
DANONE, PARIS
SECURITY F12033134 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 22-Apr-2010
ISIN FR0000120644 AGENDA 702273145 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
- - French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the
Proxy Card and-forward to the local custodian. If you are unsure
whether your Global-Custodian acts as Registered Intermediary,
please contact your representative
- - PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
- - PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL
URL-LINK-https://balo.journal-
officiel.gouv.fr/pdf/2010/0301/201003011000503.pdf
O.1 Approve the Company's financial statements for the FYE on 31 DEC Management No Action
2009
O.2 Approve the consolidated financial statements for the FYE on 31 Management No Action
DEC 2009
O.3 Approve the allocation of income for the FYE on 31 DEC 2009 and Management No Action
setting of the dividend at EUR 1.20 per share
O.4 Approve the renewal of Mr. Franck RIBOUD's term as a Board member Management No Action
O.5 Approve the renewal of Mr. Emmanuel FABER's term as a Board Management No Action
member
O.6 Approve the renewal of the Company PricewaterhouseCoopers Audit Management No Action
as a permanent Statutory Auditor
O.7 Appointment of the Cabinet Ernst & Young et Autres as a Management No Action
permanent Statutory
O.8 Appointment of Mr. Yves NICOLAS as a substitute Statutory Auditor Management No Action
O.9 Appointment of the Company Auditex as a substitute Statutory Management No Action
Auditor
O.10 Approve the agreements under the Statutory Auditors' special Management No Action
report
O.11 Approve the agreements and Undertakings pursuant to Articles L. Management No Action
225-38 and L. 225-42-1 of the Commercial Code relating to Mr.
Franck RIBOUD
O.12 Approve the agreements and Undertakings pursuant to Articles L. Management No Action
225-38 and L. 225-42-1 of the Commercial Code relating to Mr.
Emmanuel FABER
O.13 Approve the agreements and Undertakings pursuant to Articles L. Management No Action
225-38 and L. 225-42-1 of the Commercial Code relating to Mr.
Bernard HOURS
O.14 Authorize the Board of Directors to purchase, hold or transfer Management No Action
Company's shares
E.15 Authorize the Board of Directors to carry out allocations of Management No Action
Company's existing shares or to be issued
E.16 Amend Article 26 II of the Statutes relating to the limitation Management No Action
of the voting rights
E.17 Grant powers for the formalities Management No Action
- --------------------------------------------------------------------------------
HEINEKEN NV
SECURITY N39427211 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Apr-2010
ISIN NL0000009165 AGENDA 702317341 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL Non-Voting
MEETING ARE-RELAXED AS THERE IS A REGISTRATION DEADLINE / RECORD
DATE ASSOCIATED WITH-THIS MEETING. THANK YOU.
- - Opening Non-Voting
1.a Receive the report for the FY 2009 Non-Voting
1.b Adopt the financial statements for the FY 2009 Management For For
1.c Approve the appropriation of the balance of the income statement Management For For
in accordance with Article 12 paragraph 7 of the Company's
Articles of Association
1.d Grand discharge to the Members of the Executive Board Management For For
1.e Grand discharge to the Members of the Supervisory Board Management For For
2 Approve the acquisition of 100% of the beer operations of Management For For
Fomento Economico Mexicano, S.A.B. de C.V (FEMSA) via an all
share transaction
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 42
The Gabelli Equity Income Fund
3.a Authorize the Managing Board, subject to the approval of the Management For For
Supervisory Board, to cause the Company to acquire its own
shares for valuable consideration, up to a maximum number which,
at the time of acquisition, the Company is permitted to acquire
pursuant to the provisions of Section 98, Subsection 2, of Book
2 of the Netherlands Civil Code; such acquisition may be
effected by means of any type of contract, including stock
exchange transactions and private transactions; the price must
lie between the nominal value of the shares and an amount equal
to 110% of the market price; by 'market price ' is understood
the opening price reached by the shares on the date of
acquisition, as evidenced by the official price list of Euronext
Amsterdam NV; [Authority expires after 18 months commencing on
22 APR 2010]
3.b Approve to designate the Managing Board, subject to the approval Management For For
of the Supervisory Board, for a period of 18 months as the body
which is authorised, to resolve to issue shares to FEMSA [and
its affiliates] up to a number of shares not exceeding
86,029,019 shares in exchange for the transfer by FEMSA of its
beer operations [consisting of all shares of common stock in
FEMSA Cerveza held by FEMSA and its affiliates'] to the Company
and subject to FEMSA [and its affiliates] transferring
43,018,320 of these new shares to Heineken Holding N.V. in
exchange for 43,018,320 new Heineken Holding N.V. shares to be
issued to FEMSA [and its affiliates]
3.c Approve to designate the Managing Board, subject to the approval Management For For
of the Supervisory Board, for a period of 18 months as the body
which is authorised to resolve to issue shares up to a number of
shares not exceeding 10% of the number of issued shares in the
capital of the Company; the authorisation may be used in
connection with the Long-Term Incentive Plan for the Members of
the Executive Board and the Long-Term Incentive Plan for the
Senior Management, but may also serve other purposes,such as the
issue of those of the allotted shares that will not be
repurchased under Resolution 3.a and other acquisitions
3.d Authorize the Executive Board to restrict or exclude Management For For
shareholders pre-emptive rights
4 Corporate governance, comply or explain report Non-Voting
5.a Approve the adjustments to the Remuneration Policy for the Management For For
Executive Board
5.b Approve the related amendment to the Long Term Incentive Plan Management For For
for the Executive Board
6.a Appointment of Mr. J.A. Fernandez Carbajal as a Member of the Management For For
Supervisory
6.b Appointment of Mr. J.G. Astaburuaga Sanjines as a Member of the Management For For
Supervisory
6.c Re-appoint Mr. C.J.A. van Lede as a Member of the Supervisory Management For For
Board
6.d Re-appoint Mr. J.M. de Jong as a Member of the Supervisory Board Management For For
6.e Re-appoint Mrs. A.M. Fentener van Vlissingen as a Member of the Management For For
Supervisory Board
- - Closing Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF Non-Voting
RESOLUTIONS 3.A,-3.B AND 3.C. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------
NEWMARKET CORPORATION
SECURITY 651587107 MEETING TYPE Annual
TICKER SYMBOL NEU MEETING DATE 22-Apr-2010
ISIN US6515871076 AGENDA 933196746 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 PHYLLIS L. COTHRAN For For
2 MARK M. GAMBILL For For
3 BRUCE C. GOTTWALD For For
4 THOMAS E. GOTTWALD For For
5 PATRICK D. HANLEY For For
6 JAMES E. ROGERS For For
7 CHARLES B. WALKER For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR Management For For
ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
SECURITY 81725T100 MEETING TYPE Annual
TICKER SYMBOL SXT MEETING DATE 22-Apr-2010
ISIN US81725T1007 AGENDA 933204668 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 HANK BROWN For For
2 FERGUS M. CLYDESDALE For For
3 JAMES A.D. CROFT For For
4 WILLIAM V. HICKEY For For
5 KENNETH P. MANNING For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 43
The Gabelli Equity Income Fund
6 PETER M. SALMON For For
7 ELAINE R. WEDRAL For For
8 ESSIE WHITELAW For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR 2010.
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 22-Apr-2010
ISIN US4781601046 AGENDA 933205963 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1D ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1E ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1F ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1I ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
04 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 22-Apr-2010
ISIN US5398301094 AGENDA 933206333 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: E.C. "PETE" ALDRIDGE JR. Management For For
1B ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Management For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Management For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS JR. Management For For
1E ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For
1F ELECTION OF DIRECTOR: JAMES M. LOY Management For For
1G ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Management For For
1H ELECTION OF DIRECTOR: JOSEPH W. RALSTON Management For For
1I ELECTION OF DIRECTOR: JAMES M. SCHNEIDER Management For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Management For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS
03 STOCKHOLDER PROPOSAL: REPORT ON SPACE-BASED WEAPONS PROGRAM Shareholder Against For
- --------------------------------------------------------------------------------
THE AES CORPORATION
SECURITY 00130H105 MEETING TYPE Annual
TICKER SYMBOL AES MEETING DATE 22-Apr-2010
ISIN US00130H1059 AGENDA 933207638 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SAMUEL W. BODMAN, III For For
2 PAUL HANRAHAN For For
3 TARUN KHANNA For For
4 JOHN A. KOSKINEN For For
5 PHILIP LADER For For
6 SANDRA O. MOOSE For For
7 JOHN B. MORSE, JR. For For
8 PHILIP A. ODEEN For For
9 CHARLES O. ROSSOTTI For For
10 SVEN SANDSTROM For For
02 THE REAPPROVAL OF THE AES CORPORATION 2003 LTC PLAN Management For For
03 THE REAPPROVAL OF THE AES CORPORATION PERFORMANCE INCENTIVE PLAN Management For For
04 THE RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 44
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Annual
TICKER SYMBOL LION MEETING DATE 22-Apr-2010
ISIN US3163941053 AGENDA 933207828 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES B. MILLER, JR. For For
2 DAVID R. BOCKEL For For
3 EDWARD G. BOWEN, M.D. For For
4 DONALD A. HARP, JR. For For
5 KEVIN S. KING For For
6 WILLIAM C. LANKFORD, JR For For
7 H. PALMER PROCTOR, JR. For For
8 W. CLYDE SHEPHERD III For For
9 RANKIN M. SMITH, JR. For For
02 THE RATIFICATION OF THE APPOINTMENT OF THE ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Management For For
- --------------------------------------------------------------------------------
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 22-Apr-2010
ISIN US7170811035 AGENDA 933210243 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For
1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1F ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For
1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1I ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For
1K ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1L ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1N ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1O ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
04 APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES Management For For
REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS.
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Annual
TICKER SYMBOL PBR MEETING DATE 22-Apr-2010
ISIN US71654V4086 AGENDA 933245284 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
O1 MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE'S Management For For
OPINION FOR THE FISCAL YEAR 2009
O2 CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2010 Management For For
O3 DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2009 Management For For
O4 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For
O5 ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS Management For For
O6 ELECTION OF MEMBERS OF THE AUDIT BOARD AND THEIR RESPECTIVE Management For For
SUBSTITUTES
O7 ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE Management For For
MEMBERS OF THE AUDIT COMMITTEE, AS WELL AS THEIR PARTICIPATION
IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE BYLAWS.
E1 INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART Management For For
OF THE REVENUE RESERVES AND PROFIT RESERVES.
E2 THE WAIVER OF THE PREFERENCE RIGHT AT THE QUATTOR PARTICIPACOES Management For For
S.A. EQUITY ISSUANCE, AS A RESULT OF THE ACQUISITION OF THE
STAKES HELD BY UNIAO DE INDUSTRIAS PETROQUIMICAS S.A.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 45
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 23-Apr-2010
ISIN US0138171014 AGENDA 933197875 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ARTHUR D. COLLINS, JR. For For
2 CARLOS GHOSN For For
3 MICHAEL G. MORRIS For For
4 E. STANLEY O'NEAL For For
02 PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR Management For For
03 APPROVE A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR Management For For
ELECTIONS
04 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF Management For For
INCORPORATION REGARDING AMENDING ARTICLE SEVENTH (FAIR PRICE
PROTECTION)
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF Management For For
INCORPORATION REGARDING AMENDING ARTICLE EIGHTH (DIRECTOR
ELECTIONS)
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE EIGHTH OF Management For For
THE ARTICLES OF INCORPORATION RELATING TO THE REMOVAL OF
DIRECTORS
07 SHAREHOLDER PROPOSAL TO ADOPT SIMPLE-MAJORITY VOTE Shareholder Against For
- --------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
SECURITY 651639106 MEETING TYPE Annual
TICKER SYMBOL NEM MEETING DATE 23-Apr-2010
ISIN US6516391066 AGENDA 933199297 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 G.A. BARTON For For
2 V.A. CALARCO For For
3 J.A. CARRABBA For For
4 N. DOYLE For For
5 V.M. HAGEN For For
6 M.S. HAMSON For For
7 R.T. O'BRIEN For For
8 J.B. PRESCOTT For For
9 D.C. ROTH For For
10 J.V. TARANIK For For
11 S.R. THOMPSON For For
02 RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS NEWMONT'S INDEPENDENT AUDITORS FOR
2010.
03 CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
MEETINGS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF
PROPERLY INTRODUCED AT THE MEETING.
04 CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL TO APPROVE MAJORITY Shareholder Against For
VOTING FOR THE ELECTION OF DIRECTORS IN A NON-CONTESTED
ELECTION, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF
PROPERLY INTRODUCED AT THE MEETING.
- --------------------------------------------------------------------------------
KELLOGG COMPANY
SECURITY 487836108 MEETING TYPE Annual
TICKER SYMBOL K MEETING DATE 23-Apr-2010
ISIN US4878361082 AGENDA 933199588 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BENJAMIN CARSON For For
2 GORDON GUND For For
3 DOROTHY JOHNSON For For
4 A. MCLAUGHLIN KOROLOGOS For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2010.
03 SHAREOWNER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For
- --------------------------------------------------------------------------------
GATX CORPORATION
SECURITY 361448103 MEETING TYPE Annual
TICKER SYMBOL GMT MEETING DATE 23-Apr-2010
ISIN US3614481030 AGENDA 933202296 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ANNE L. ARVIA For For
2 RICHARD FAIRBANKS For For
3 DEBORAH M. FRETZ For For
4 ERNST A. HABERLI For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 46
The Gabelli Equity Income Fund
5 BRIAN A. KENNEY For For
6 MARK G. MCGRATH For For
7 JAMES B. REAM For For
8 DAVID S. SUTHERLAND For For
9 CASEY J. SYLLA For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GATX
CORPORATION FOR 2010
- --------------------------------------------------------------------------------
ALLEGHANY CORPORATION
SECURITY 017175100 MEETING TYPE Annual
TICKER SYMBOL Y MEETING DATE 23-Apr-2010
ISIN US0171751003 AGENDA 933204606 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: KAREN BRENNER Management For For
1B ELECTION OF DIRECTOR: THOMAS S. JOHNSON Management For For
1C ELECTION OF DIRECTOR: PHILLIP M. MARTINEAU Management For For
1D ELECTION OF DIRECTOR: JAMES F. WILL Management For For
02 PROPOSAL TO APPROVE THE 2010 DIRECTORS' STOCK PLAN OF ALLEGHANY Management For For
CORPORATION.
03 PROPOSAL TO APPROVE THE 2010 MANAGEMENT INCENTIVE PLAN OF Management For For
ALLEGHANY CORPORATION.
04 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010.
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 23-Apr-2010
ISIN US0028241000 AGENDA 933205898 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 W.M. DALEY For For
4 W.J. FARRELL For For
5 H.L. FULLER For For
6 W.A. OSBORN For For
7 D.A.L. OWEN For For
8 R.S. ROBERTS For For
9 S.C. SCOTT III For For
10 W.D. SMITHBURG For For
11 G.F. TILTON For For
12 M.D. WHITE For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For
03 SHAREHOLDER PROPOSAL-ADVISORY VOTE Shareholder Against For
04 SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 26-Apr-2010
ISIN US4385161066 AGENDA 933201371 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Management For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1G ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1H ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1I ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
1J ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Management For For
03 AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF Management For For
INCORPORATION - RIGHT TO CALL A SPECIAL MEETING OF SHAREOWNERS
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
05 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
06 INDEPENDENT CHAIRMAN Shareholder Against For
07 HUMAN RIGHTS -- DEVELOP AND ADOPT POLICIES Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 47
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 26-Apr-2010
ISIN US0970231058 AGENDA 933201561 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN H. BIGGS Management For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For
1C ELECTION OF DIRECTOR: DAVID L. CALHOUN Management For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1E ELECTION OF DIRECTOR: LINDA Z. COOK Management For For
1F ELECTION OF DIRECTOR: WILLIAM M. DALEY Management For For
1G ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1H ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. Management For For
1I ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For
1J ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1K ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For
1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR.
03 ETHICAL CRITERIA FOR MILITARY CONTRACTS. Shareholder Against For
04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Shareholder Against For
05 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. Shareholder Against For
06 INDEPENDENT CHAIRMAN. Shareholder Against For
07 REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For
- --------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
SECURITY 025816109 MEETING TYPE Annual
TICKER SYMBOL AXP MEETING DATE 26-Apr-2010
ISIN US0258161092 AGENDA 933202436 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 D.F. AKERSON For For
2 C. BARSHEFSKY For For
3 U.M. BURNS For For
4 K.I. CHENAULT For For
5 P. CHERNIN For For
6 J. LESCHLY For For
7 R.C. LEVIN For For
8 R.A. MCGINN For For
9 E.D. MILLER For For
10 S.S REINEMUND For For
11 R.D. WALTER For For
12 R.A. WILLIAMS For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. Management For For
04 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. Shareholder Against For
05 SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
06 SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION REQUIREMENTS Shareholder Against For
FOR EXECUTIVES.
- --------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV
SECURITY 344419106 MEETING TYPE Annual
TICKER SYMBOL FMX MEETING DATE 26-Apr-2010
ISIN US3444191064 AGENDA 933229658 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 PRESENTATION, DISCUSSION AND AS APPLICABLE APPROVAL OF A Management For
PROPOSAL TO EXCHANGE 100% OF THE SHARES OF THE BEER OPERATIONS
OWNED BY FOMENTO ECONOMICO MEXICANO, S.A.B DE C.V. AND/OR ITS
SUBSIDIARIES IN EXCHANGE FOR AN INTEREST IN HEINEKEN HOLDING
N.V. AND HEINEKEN N.V.
02 REPORT OF THE CHIEF EXECUTIVE OFFICER OF FOMENTO ECONOMICO Management For
MEXICANO, S.A.B. DE C.V.
03 REPORT WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS. Management For
04 APPLICATION OF THE RESULTS FOR THE 2009 FISCAL YEAR, INCLUDING Management For
THE PAYMENT OF A CASH DIVIDEND.
05 PROPOSAL TO DETERMINE AS THE MAXIMUM AMOUNT OF RESOURCES TO BE Management For
USED FOR THE SHARE REPURCHASE PROGRAM, THE AMOUNT OF
$3,000,000,000.00 MEXICAN PESOS.
06 ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, Management For
QUALIFICATION OF THEIR INDEPENDENCE.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 48
The Gabelli Equity Income Fund
07 ELECTION OF THE MEMBERS OF THE FOLLOWING COMMITTEES: (I) FINANCE Management For
AND PLANNING, (II) AUDIT, AND (III) CORPORATE PRACTICES;
APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN, AND RESOLUTION WITH
RESPECT TO THEIR REMUNERATION
08 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND FORMALIZATION OF Management For
THE MEETING'S RESOLUTION.
09 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For
- --------------------------------------------------------------------------------
ABB LTD
SECURITY 000375204 MEETING TYPE Annual
TICKER SYMBOL ABB MEETING DATE 26-Apr-2010
ISIN US0003752047 AGENDA 933233796 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
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2A APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2009.
2B CONSULTATIVE APPROVAL ON THE 2009 REMUNERATION REPORT. Management For For
03 DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED Management For For
WITH MANAGEMENT.
04 APPROPRIATION OF AVAILABLE EARNINGS AND RELEASE OF LEGAL Management For For
RESERVES.
05 CAPITAL REDUCTION THROUGH CANCELLATION OF SHARES. Management For For
06 CAPITAL REDUCTION THROUGH NOMINAL VALUE REPAYMENT. Management For For
07 AMENDMENT TO THE ARTICLES OF INCORPORATION RELATED TO THE Management For For
CAPITAL REDUCTION.
8A AMENDMENT TO ARTICLE 6 OF THE ARTICLES OF INCORPORATION. Management For For
8B DELETION OF ARTICLES 32 AND 33 OF THE ARTICLES OF INCORPORATION. Management For For
9A RE-ELECTION OF DIRECTOR: ROGER AGNELLI Management For For
9B RE-ELECTION OF DIRECTOR: LOUIS R. HUGHES Management For For
9C RE-ELECTION OF DIRECTOR: HANS ULRICH MARKI Management For For
9D RE-ELECTION OF DIRECTOR: MICHEL DE ROSEN Management For For
9E RE-ELECTION OF DIRECTOR: MICHAEL TRESCHOW Management For For
9F RE-ELECTION OF DIRECTOR: BERND W. VOSS Management For For
9G RE-ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For
9H RE-ELECTION OF DIRECTOR: HUBERTUS VON GRUNBERG Management For For
10 ELECTION OF THE AUDITORS. Management For For
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SWEDISH MATCH AB, STOCKHOLM
SECURITY W92277115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2010
ISIN SE0000310336 AGENDA 702336074 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
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IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR YOUR VOTE TO BE LODGED
PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN Non-Voting
AS A VALID VO-TE OPTION. THANK YOU.
1 Opening of the meeting and election of Sven Unger, Attorney at Non-Voting
Law as the Chai-rman of the meeting
2 Preparation and approve the voting list Non-Voting
3 Election of one or two persons, to verify the minutes Non-Voting
4 Determination of whether the meeting has been duly convened Non-Voting
5 Approve the agenda Non-Voting
6 Presentation of the annual report and the Auditors report, the Non-Voting
consolidated financial statements and the Auditors report on the
consolidated financial statements for 2009, the Auditors
statement regarding compliance with the principles for
determination of remuneration to senior executives as well as
the Board-of Directors motion regarding the allocation of profit
and explanatory statements; in connection therewith, the
President's address and the report regarding the work of the
Board of Directors and the work and function of the Audit
Com-mittee
7 Adoption of the income statement and balance sheet and of the Management For For
consolidated income statement, consolidated balance sheet
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 49
The Gabelli Equity Income Fund
8 Approve, that a dividend be paid to the Shareholders in the Management For For
amount of SEK 4.75 per share; that the remaining profits be
carried forward, minus the funds that may be utilized for a
bonus issue, provided that the 2010 AGM passes a resolution in
accordance with the Board of Directors motion concerning a
reduction of the share capital pursuant to Item 10 (a), as well
as a resolution concerning a bonus issue in accordance with the
Board of Directors motion pursuant to Item 10 (b); the proposed
record date for entitlement to receive a cash dividend is 30 APR
2010, the dividend is expected to be paid through Euro clear
Sweden AB, on 05 MAY 2010
9 Grant discharge from liability for the Board Members and the Management For For
President
10.a Approve, a reduction in the Company's share capital of SEK Management For For
31,037,085.04 by means of the withdrawal of 20,000,000 shares in
the Company; the shares in the Company proposed for withdrawal
have been repurchased by the Company in accordance with the
authorization granted by the General Meeting of the Company;
that the reduced amount be allocated to a fund for use in
repurchasing the Company's own shares
10.b Approve, provided that the Meeting passes a resolution in Management For For
accordance with the Board s motion under item 10 a) above, an
increase in the Company's share capital of SEK 31,037,085.04
through a transfer from non-restricted shareholders equity to
the share capital [bonus issue], the share capital shall be
increased without issuing new shares
11 Authorize the Board of Directors to decide on the acquisition, Management For For
on one or more occasions prior to the next AGM, of a maximum of
as many shares as may be acquired without the Company's holding
at any time exceeding 10% of all shares in the Company, the
shares shall be acquired on NASDA OMX Stockholm at a price
within the price interval registered at any given time, i.e. the
interval between the highest bid price and the lowest selling
price, the purpose of the repurchase is primarily to enable the
Company's capital structure to be adjusted and to cover the
allocation of options as part of the Company's option program
12 Approve the proposes principles for remuneration and other terms Management For For
of employment for the President and other members of the Group
Management whereby remuneration and other items of employment
for the Group management shall correspond to market practice, in
addition to the fixed salary, the members of the Group
management may be entitled to variable salary, the variable
salary may include both an annual short term program to be paid
out in the beginning of the subsequent year depending on the
outcome of the program, and a long term program with a
performance period which shall not be shorter than three years,
the variable, salary, shall primarily be based on specific,
clear, predetermined and measurable financial or operational
criteria and may include an obligation to purchase and hold
shares in the Company
13 Approve, that the Meeting resolve that the Company issue 713,670 Management For For
call options to execute the option program for 2009; that the
Company, in a deviation from the preferential rights of
shareholders, be permitted to transfer of 713,670 shares in the
Company at a selling price of SEK 197.45 per share in
conjunction with a potential exercise of the call options; the
number of shares and the selling price of the shares covered by
the transfer resolution in accordance with this item may be
recalculated as a consequence of a bonus issue of shares, a
consolidation or split of shares, a new share issue, a reduction
in the share capital, or another similar measure
14 Approve that the Board of Directors shall comprise 7 Members Management For For
elected by the AGM and no Deputies
15 Approve that the fees to the Board of Directors be paid for the Management For For
period until the close of the next AGM: the Chairman shall
receive SEK 1,575,000, the Deputy Chairman shall receive SEK
745,000 and the other Board members elected by the meeting shall
each receive SEK 630,000; it is furthermore proposed that the
Board, as remuneration for committee work carried out, be
allotted SEK 230,000 to the Chairman of the Compensation
Committee and the Audit Committee respectively and SEK 115,000
respectively to the other members of these committees, although
totaling no more than SEK 920,000; it is proposed that members
of the Board employed by the Swedish Match Group not receive any
remuneration
16 Re-election of Charles A. Blixt, Andrew Cripps, Karen Guerra, Management For For
Ame Jurbrant, Conny Karlsson, Kersti Strandqvist and Meg Tiveus
as the Members of the Board of Directors and Conny Karlsson as
the Chairman of the Board and Andrew Cripps as the Deputy
Chairman of the Board
17 Approve that the Chairman of the Board shall be given a mandate Management For For
to contact the Company's four largest shareholders and ask them
each to appoint one representative to form the Nominating
Committee, together with the Chairman of the Board, for the
period until a new Nominating Committee has been appointed in
accordance with a mandate from the next AGM; if any of these
shareholders waives its right to appoint a representative, the
next largest shareholder in terms of the number of votes shall
be asked to appoint a representative; the names of the members
of the Nominating Committee shall be published no later than six
months prior to the 2011 AGM; the four largest shareholders are
identified on the basis of the known numbers of votes in due
time before the date falling six month before the AGM; no
remuneration shall be payable to the members of the Nominating
Committee; any expenses incurred in the course of the Nominating
Committee's work shall be borne by the Company
18 Approve that the meeting should adopt the Instructions for Management For For
Swedish Match AB's Nominating Committee, which are identical to
those adopted by the 2009 AGM
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 50
The Gabelli Equity Income Fund
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ANHEUSER-BUSCH INBEV SA, BRUXELLES
SECURITY B6399C107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 27-Apr-2010
ISIN BE0003793107 AGENDA 702358753 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
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IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
A.1 Amend the Article 13, 3 of the Articles of Association in order Management No Action
to set the term of the mandate of the Directors at 4 years,
unless the shareholders' meeting fixes a shorter term
A.2 Approve the insertion of a new Article 36bis in the Articles of Management No Action
Association, as specified
A3.A Special report by the Board of Directors on the issuance of Non-Voting
subscription right-s and the exclusion of the preference right
of the existing shareholders in fa-vor of specific persons,
drawn up in accordance with Articles 583, 596 and 598-of the
Companies Code
A.3.B Special report by the statutory Auditor on the exclusion of the Non-Voting
preference rig-ht of the existing shareholders in favor of
specific persons, drawn up in acco-rdance with Articles 596 and
598 of the Companies Code
A.3.C Approve to exclude the preference right of the existing Management No Action
shareholders in relation to the issuance of subscription rights
in favor of all current Directors of the Company, as identified
in the report referred under resolution A.3.A
A.3.D Approve the issuance of 215,000 subscription rights and Management No Action
determining their terms and conditions (as such terms and
conditions are appended to report referred under Resolution
A.3.A ); the main provisions of these terms and conditions can
be summarized as specified
A.3.E Approve to increase the capital of the Company, under the Management No Action
condition precedent and to the extent of the exercise of the
subscription rights, for a maximum amount equal to the number of
subscription rights multiplied by their exercise price and
allocation of the issuance premium to an account not available
for distribution
A.3.F Grant powers to 2 Directors acting jointly to have recorded by Management No Action
notarial deed the exercise of the subscription rights, the
corresponding increase of the capital, the number of new shares
issued, the resulting modification to the Articles of
Association and the allocation of the issuance premium to an
account not available for distribution
B.1 Management report by the Board of Directors on the accounting YE Non-Voting
on 31 DEC 200-9
B.2 Report by the statutory Auditor on the accounting YE on 31 DEC Non-Voting
2009
B.3 Communication of the consolidated annual accounts relating to Non-Voting
the accounting Y-E on 31 DEC 2009, as well as the management
report by the Board of Directors a-nd the report by the
statutory Auditor on the consolidated annual accounts
B.4 Approve the statutory annual accounts relating to the accounting Management No Action
YE on 31 DEC 2009, including the specified allocation of the
result: EUR profit of the accounting year: EUR 6,378,211; profit
carried forward from the preceding accounting year: EUR
1,282,104; result to be allocated: 7,660,315; deduction for the
unavailable reserve: 37,085 gross dividend for the shares: EUR
605,033; balance of carried forward profit: 7,018,197
B.5 Grant discharge to the Directors for the performance of their Management No Action
duties during the accounting YE on 31 DEC 2009
B.6 Grant discharge to the statutory Auditor for the performance of Management No Action
his duties during the accounting YE on 31 DEC 2009
B.7.A Approve to renew the appointment as Director of Mr. Alexandre Management No Action
Van Damme, for a period of 4 years ending after the
shareholders' meeting which will be asked to approve the
accounts for the year 2013
B.7.B Approve to renew the appointment as a Director of Mr. Gregoire Management No Action
de Spoelberch, for a period of 4 years ending after the
shareholders' meeting which will be asked to approve the
accounts for the year 2013
B.7.C Approve to renew the appointment as a Director of Mr. Carlos Management No Action
Alberto da Veiga Sicupira, for a period of 4 years ending after
the shareholders meeting which will be asked to approve the
accounts for the year 2013
B.7.D Approve to renew the appointment as a Director of Mr. Jorge Management No Action
Paulo Lemann, for a period of 4 years ending after the
shareholders' meeting which will be asked to approve the
accounts for the year 2013; the Company's Corporate Governance
Charter provides that the term of office of the Directors shall
end immediately after the annual shareholders' meeting following
their 70th birthday, except as approved by the Board of
Directors in special cases; the Board considers that an
exception to such age limit is justified for Mr. Lemann
considering the key strategic role that he has played and
continues to play as one of the controlling shareholders of the
Company since its combination with AmBev Companhia de Bebidas
das Americas
B.7.E Approve to renew the appointment as a Director of Mr. Roberto Management No Action
Moses Thompson Motta, for a period of 4 years ending after the
shareholders' meeting which will be asked to approve the
accounts for the year 2013
B.7.F Approve to renew the appointment as a Director of Mr. Marcel Management No Action
Herrmann Telles, for a period of 4 years ending after the
shareholders meeting which will be asked to approve the accounts
for the year 2013
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 51
The Gabelli Equity Income Fund
B.7.G Approve to renew the appointment as a Independent Director of Management No Action
Mr. Jean-Luc Dehaene, for a period of 1 year ending after the
shareholders meeting which will be asked to approve the accounts
for the year 2010; the renewal of the mandate for only 1 year is
in line with the Company's Corporate Governance Charter which
provides that the term of office of the Directors shall end
immediately after the shareholders' meeting following their 70th
birthday; Mr. Dehaene complies with the functional, family and
financial criteria of independence as provided for in Article
526ter
of the Companies Code and in the Company's Corporate Governance
Charter, except for the requirement not to have been a
Non-Executive Director of the Company for more than 3 successive
terms (Article 526ter, paragraph 1, 2); except when legally
required to apply the definition of Article 526ter, paragraph 1,
2, the Board proposes to consider that Mr. Dehaene continues to
qualify as Independent Director; the Board is of the opinion
that the quality and independence of the contribution of Mr.
Dehaene to the functioning of the Board has not been influenced
by the length of his tenure; Mr. Dehaene has acquired a superior
understanding of the Company's business, its underlying strategy
and specific culture and in light of his particular experience,
reputation and background it is in the Company's best interests
to renew him as an Independent Director for an additional term
of 1 year; moreover, Mr. Dehaene expressly stated and the Board
is of the opinion that he does not have any relationship with
any company which could compromise his independence
B.7.H Approve to renew the appointment as an Independent Director of Management No Action
Mr. Mark Winkelman, for a period of 4 years ending after the
shareholders meeting which will be asked to approve the accounts
for the year 2013; Mr. Winkelman complies with the functional,
family and financial criteria of independence as provided for in
Article 526ter of the Companies Code and in the Company's
Corporate Governance Charter; moreover, Mr. Winkelman expressly
stated and the Board is of the opinion that he does not have any
relationship with any company which could compromise his
independence
B.8 Approve the recommendation of the Audit Committee, for a period Management No Action
of 3 years ending after the shareholders' meeting which will be
asked to approve the accounts for the year 2012, as statutory
auditor of Pricewaterhouse Coopers, PWC, Woluwe Garden,
Woluwedal 18, B-1932 Sint-Stevens-Woluwe, represented by Mr.
Yves Vandenplas, reviseur d'entreprises, and setting, in
agreement with this Company, its yearly remuneration to 52,000
Euro
B.9.A Approve the remuneration report for the FY 2009 (as specified in Management No Action
the 2009 annual report) including the amended executive
remuneration policy, applicable as from 2010; such policy
provides for the possibility of granting the annual incentive in
the form of shares that are immediately vested, subject to a
5-year lock-up period; in addition, the executive remuneration
policy provides that the company may also grant matching shares
(in the form of restricted stock units) and stock options, the
value of which can exceed 25% of the annual remuneration and
which vest after a period of five years but without being
subject to a specific performance test. Special forfeiture rules
apply to matching shares and stock options in case of
termination of service before the end of the five-year vesting
period; the 2009 annual report and remuneration report
containing the executive remuneration policy, can be reviewed as
indicated at the end of this notice
B.9BA Grant approximately 35 Executives of the Company and/or its Management No Action
majority-owned subsidiaries of 5,732,542 options in DEC 2009
under the Dividend Waiver Program as specified in the
remuneration report; each option gives the grantee the right to
purchase one existing share in the Company; the exercise price
of each option is EUR 33.24, which corresponds to the fair value
of the Company share at the time of granting of the options; the
grant was meant to allow for global mobility of Executives who
were relocated to the US while complying with all legal and tax
obligations with respect to outstanding options before 01 JAN
2010
B.9BB Approve the exchange with approximately 15 Executives of the Management No Action
Company and/or its majority-owned subsidiaries of 4,084,770
options of the NOV 2008 Exceptional Grant and 360,000 options of
the APR 2009 Exceptional Grant against 2,764,302 million
Anheuser-Busch InBev shares under the Exchange Program as
specified in the remuneration report; the exchange was meant to
allow for global mobility of Executives who were relocated to
the US while complying with all legal and tax obligations with
respect to outstanding options before 01 JAN 2010
B.9BC Approve to confirm the grant in DEC 2009 of 2,994,615 options to Management No Action
employees of Anheuser-Busch Companies Inc. and/or its majority-
owned subsidiaries; each option will give the grantee the right
to purchase one existing share in the Company; the exercise
price of each option is EUR 35.705 which corresponds to the fair
value of the Company share at the time of granting of the
options; the options will become exercisable after 5 years and
have a lifetime of 10 years; this grant was made according to a
pre-merger obligation
B.9BD Approve to confirm the grant in DEC 2009 of 1,626,069 Long Term Management No Action
Incentive Stock Options to employees of the Company and/or its
majority owned subsidiaries; each option gives the grantee the
right to purchase 1 existing share in the Company; the exercise
price of each option is EUR 35.90 which corresponds to the fair
value of the Company share at the time of granting of the
options; the options will become exercisable after 5 years and
have a lifetime of 10 years
B.9BE Approve to confirm the grant in MAR 2010 of approximately Management No Action
350,000 existing shares of the Company and 1,200,000 matching
restricted stock units to employees of the Company and/or its
majority owned subsidiaries; each share is subject to a 5-year
lock-up period; each matching restricted stock unit will vest
only after a 5-year vesting period; this grant was done in the
framework of the new Share-Based Compensation Plan of the
Company as specified in the Executive remuneration policy
referred to in resolution 9.A
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 52
The Gabelli Equity Income Fund
B.10A Approve, in accordance with Article 556 of the Companies Code, Management No Action
condition 7.5 of the terms & conditions (Change of Control Put)
of the EUR 15,000,000,000 updated Euro Medium Term Note
Programme dated 24 FEB 2010 of the Company and Brandbrew SA (the
Issuers) and Deutsche Bank AG., London Branch, acting as
Arranger (the Updated EMTN Programme), which may be applicable
in the case of Notes issued under the Updated EMTN Programme and
any other provision in the Updated EMTN Programme granting
rights to third parties which could affect the Company's assets
or could impose an obligation on the Company where in each case
the exercise of those rights is dependent on the launch of a
public take-over bid over the shares of the Company or on a
Change of Control (as specified in the terms & conditions of the
updated EMTN Programme), as specified; a change of control put
is specified in the applicable Final Terms of the Notes,
condition 7.5 of the terms & conditions of the updated EMTN
Programme grants, to any noteholder, in essence, the right to
request the redemption of his Notes at the redemption amount
specified in the final terms of the notes, together, if
appropriate, with interest accrued upon the occurrence of a
Change of Control and a related downgrade in the notes to
sub-investment grade
B.10B Approve, in accordance with Article 556 of the Companies Code, Management No Action
the Change of Control clause of the USD 3,000,000,000 notes
issued in MAY 2009, consisting of USD 1,550,000,000 5.375 %
notes due 2014, USD 1,000,000,000 6.875 % notes due 2019 and USD
450,000,000 8.00 % Notes due 2039 (the Notes), and the Change of
Control clause of the USD 5,500,000,000 Notes issued in OCT
2009, consisting of USD 1,500,000,000 3 % Notes due 2012, USD
1,250,000,000 4.125 % Notes due 2015, USD 2,250,000,000 5.375 %
Notes due 2020 and USD 500,000,000 6.375 % Notes due 2040 (the
Unregistered Notes), the Change of Control clause of the USD
5,500,000,000 Registered Notes issued in FEB 2010, consisting of
USD 1,500,000,000 3% Notes due 2012, USD 1,250,000,000 4.125%
Notes due 2015, USD 2,250,000,000 5.375% Notes due 2020 and USD
500,000,000 6.375% Notes due 2040 and offered in exchange for
corresponding amounts of the corresponding Unregistered Notes in
accordance with a US Form F-4 Registration Statement (the
Registration Statement), pursuant to an exchange offer launched
by Anheuser-Busch InBev Worldwide Inc. in the US on 08 JAN 2010
and closed on 08 FEB 2010 (the Registered Notes), whereby each
of the Notes, unregistered Notes and Registered Notes are issued
by Anheuser-Busch InBev Worldwide Inc. (with an unconditional
and irrevocable guarantee as to payment of principal and
interest from the Company) and (iv) any other provision
applicable to the Notes, Unregistered Notes or Registered Notes
granting rights to third parties which could affect the
Company's assets or could impose an obligation on the Company
where in each case the exercise of those rights is dependent on
the launch of a public take-over bid over the shares of the
Company or on a Change of Control (as specified in the Offering
Memorandum with respect to the Notes or the Unregistered Notes,
as the case may be, and in the Registration Statement with
respect to the Registered Notes); the Change of Control clause
grants to any Noteholder, in essence, the right to request the
redemption of his Notes at a repurchase price in cash of 101% of
their principal amount (plus interest accrued) upon the
occurrence of a Change of Control and a related downgrade in the
Notes to sub-investment grade
B.10C Approve, in accordance with Article 556 of the Companies Code, Management No Action
Clause 17 (Mandatory Prepayment) of the USD 13,000,000,000
senior facilities agreement dated 26 FEB 2010 entered into by
the Company and Anheuser-Busch InBev Worldwide Inc. as original
borrowers, the original guarantors and original lenders listed
therein, Banc of America Securities Limited, Banco Santander,
S.A., Barclays Capital, Deutsche Bank AG, London Branch, Fortis
Bank SA/NV, ING Bank NV, Intesa Sanpaolo S.P.A., J.P. Morgan
PLC, Mizuho Corporate Bank, Ltd, The Royal Bank of Scotland PLC,
Societe Generale Corporate and Investment Banking, the Corporate
and Investment Banking division of Societe Generale and the Bank
of Tokyo-Mitsubishi UFJ, LTD. as mandated lead arrangers and
bookrunners and Fortis Bank SA/NV as agent and issuing bank (as
amended and/or amended and restated from time to time) (the
Senior Facilities Agreement) and any other provision of the
Senior Facilities Agreement granting rights to 3rd parties which
could affect the Company's assets or could impose an obligation
on the Company where in each case the exercise of those rights
is dependent on the launch of a public take-over bid over the
shares of the Company or on a Change of Control (as specified in
the Senior Facilities Agreement); Clause 17 of the Senior
Facilities Agreement grants, in essence, to any lender under the
Senior Facilities Agreement, upon a Change of Control
over the Company, the right (i) not to fund any loan or letter
of credit (other than a rollover loan meeting certain
conditions) and (ii) (by not less than 30 days written notice)
to cancel its undrawn commitments and require repayment of its
participations in the loans or letters of credit, together with
accrued interest thereon, and all other amounts owed to such
lender under the Senior Facilities Agreement (and certain
related documents)
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 53
The Gabelli Equity Income Fund
B.10D Approve, in accordance with Article 556 of the Companies Code, Management No Action
Clause 8.1 (Change of Control or Sale) of the USD 4,200,000,000
term facilities agreement dated 26 FEB 2010 entered into by the
Company and Anheuser-Busch InBev Worldwide Inc. as original
borrowers, the original guarantors and original lenders listed
therein, Banco Santander S.A., London Branch and Fortis Bank
SA/NV as mandated lead arrangers and bookrunners and Fortis Bank
SA/NV as agent (as amended and/or amended and restated from time
to time) (the Term Facilities Agreement) and (ii) any other
provision of the Term Facilities Agreement granting rights to
3rd parties which could affect the Company's assets or could
impose an obligation on the Company where in each case the
exercise of those rights is dependent on the launch of a public
take-over bid over the shares of the Company or on a Change of
Control (as specified in the Term Facilities Agreement); Clause
8.1 of the Term Facilities Agreement grants, in essence, to any
lender under the Term Facilities Agreement, upon a Change of
Control over the Company, the right (i) not to fund any loan and
(ii) (by not less than 30 days written notice) to cancel its
undrawn commitments and require repayment of its participations
in the loans, together with accrued interest thereon, and all
other amounts owed to such lender under the Term Facilities
Agreement (and certain related documents)
C. Grant powers to Mr. Benoit Loore, VP Legal Corporate, with power Management No Action
to substitute and without prejudice to other delegations of
powers to the extent applicable, for (i) the restatements of the
Articles of Association as a result of all changes referred to
above, the signing of the restated articles of association and
their filings with the clerk's office of the Commercial Court of
Brussels, (ii) the filing with the same clerk's office of the
resolutions referred under Resolution B.10 and (iii) any other
filings and publication formalities in relation to the above
resolutions
- --------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
SECURITY 349631101 MEETING TYPE Annual
TICKER SYMBOL FO MEETING DATE 27-Apr-2010
ISIN US3496311016 AGENDA 933196405 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1B ELECTION OF DIRECTOR: NORMAN H. WESLEY Management For For
1C ELECTION OF DIRECTOR: PETER M. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS.
04 APPROVAL OF THE FORTUNE BRANDS, INC. 2010 NON- EMPLOYEE DIRECTOR Management Against Against
STOCK PLAN.
05 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED "SPECIAL Shareholder Against For
SHAREOWNER MEETINGS."
- --------------------------------------------------------------------------------
AGL RESOURCES INC.
SECURITY 001204106 MEETING TYPE Annual
TICKER SYMBOL AGL MEETING DATE 27-Apr-2010
ISIN US0012041069 AGENDA 933197952 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SANDRA N. BANE For For
2 THOMAS D. BELL, JR. For For
3 DEAN R. O'HARE For For
02 TO AMEND OUR BYLAWS TO ELIMINATE CLASSIFICATION OF THE BOARD OF Management For For
DIRECTORS, WHICH CONFORMS TO THE AMENDMENT TO OUR ARTICLES OF
INCORPORATION APPROVED BY THE SHAREHOLDERS AT THE 2009 ANNUAL
MEETING.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
SECURITY 459506101 MEETING TYPE Annual
TICKER SYMBOL IFF MEETING DATE 27-Apr-2010
ISIN US4595061015 AGENDA 933198081 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: MARGARET HAYES ADAME Management For For
1B ELECTION OF DIRECTOR: MARCELLO BOTTOLI Management For For
1C ELECTION OF DIRECTOR: LINDA B. BUCK Management For For
1D ELECTION OF DIRECTOR: J. MICHAEL COOK Management For For
1E ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. Management For For
1F ELECTION OF DIRECTOR: PETER A. GEORGESCU Management For For
1G ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN Management For For
1H ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. Management For For
1I ELECTION OF DIRECTOR: KATHERINE M. HUDSON Management For For
1J ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Management For For
1K ELECTION OF DIRECTOR: DOUGLAS D. TOUGH Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 TO APPROVE THE 2010 STOCK AWARD AND INCENTIVE PLAN. Management Against Against
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 54
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
HANESBRANDS INC.
SECURITY 410345102 MEETING TYPE Annual
TICKER SYMBOL HBI MEETING DATE 27-Apr-2010
ISIN US4103451021 AGENDA 933198625 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LEE A. CHADEN For For
2 BOBBY J. GRIFFIN For For
3 JAMES C. JOHNSON For For
4 JESSICA T. MATHEWS For For
5 J. PATRICK MULCAHY For For
6 RONALD L. NELSON For For
7 RICHARD A. NOLL For For
8 ANDREW J. SCHINDLER For For
9 ANN E. ZIEGLER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
HANESBRANDS' 2010 FISCAL YEAR
- --------------------------------------------------------------------------------
ROLLINS, INC.
SECURITY 775711104 MEETING TYPE Annual
TICKER SYMBOL ROL MEETING DATE 27-Apr-2010
ISIN US7757111049 AGENDA 933198726 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 BILL J. DISMUKE For For
2 THOMAS J. LAWLEY, M.D. For For
3 WILTON LOONEY For For
2 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 27-Apr-2010
ISIN US4592001014 AGENDA 933199653 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: C. BLACK Management For For
1C ELECTION OF DIRECTOR: W.R. BRODY Management For For
1D ELECTION OF DIRECTOR: K.I. CHENAULT Management For For
1E ELECTION OF DIRECTOR: M.L. ESKEW Management For For
1F ELECTION OF DIRECTOR: S.A. JACKSON Management For For
1G ELECTION OF DIRECTOR: A.N. LIVERIS Management For For
1H ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For
1I ELECTION OF DIRECTOR: T. NISHIMURO Management For For
1J ELECTION OF DIRECTOR: J.W. OWENS Management For For
1K ELECTION OF DIRECTOR: S.J. PALMISANO Management For For
1L ELECTION OF DIRECTOR: J.E. SPERO Management For For
1M ELECTION OF DIRECTOR: S. TAUREL Management For For
1N ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE Shareholder Against For
PAYOUT
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For
05 STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL Shareholder Against For
MEETINGS
06 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 55
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
SECURITY 867914103 MEETING TYPE Annual
TICKER SYMBOL STI MEETING DATE 27-Apr-2010
ISIN US8679141031 AGENDA 933200064 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: ROBERT M. BEALL, II
1B ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: ALSTON D. CORRELL
1C ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: JEFFREY C. CROWE
1D ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: PATRICIA C. FRIST
1E ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: BLAKE P. GARRETT, JR.
1F ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: DAVID H. HUGHES
1G ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: M. DOUGLAS IVESTER
1H ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: J. HICKS LANIER
1I ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: WILLIAM A. LINNENBRINGER
1J ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: G. GILMER MINOR, III
1K ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: LARRY L. PRINCE
1L ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: FRANK S. ROYAL, M.D.
1M ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: THOMAS R. WATJEN
1N ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: JAMES M. WELLS III
1O ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: KAREN HASTIE WILLIAMS
1P ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF Management For For
SHAREHOLDERS IN 2011: DR. PHAIL WYNN, JR.
02 PROPOSAL TO APPROVE THE PERFORMANCE GOALS UNDER THE SUNTRUST Management For For
BANKS, INC. MANAGEMENT INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2010.
04 TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: Management For For
"RESOLVED, THAT THE HOLDERS OF COMMON STOCK OF SUNTRUST BANKS,
INC. APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVES AS
DESCRIBED IN THE SUMMARY COMPENSATION TABLE AS WELL AS IN THE
COMPENSATION DISCUSSION AND ANALYSIS AND THE OTHER EXECUTIVE
COMPENSATION TABLES AND RELATED DISCUSSION"
05 SHAREHOLDER PROPOSAL REGARDING PREPARATION AND DISCLOSURE OF Shareholder Against For
SUSTAINABILITY REPORT.
- --------------------------------------------------------------------------------
COOPER INDUSTRIES PLC.
SECURITY G24140108 MEETING TYPE Annual
TICKER SYMBOL CBE MEETING DATE 27-Apr-2010
ISIN IE00B40K9117 AGENDA 933200494 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Management For For
1B ELECTION OF DIRECTOR: DAN F. SMITH Management For For
1C ELECTION OF DIRECTOR: GERALD B. SMITH Management For For
1D ELECTION OF DIRECTOR: MARK S. THOMPSON Management For For
02 TO CONSIDER THE COMPANY'S IRISH STATUTORY ACCOUNTS AND THE Management For For
RELATED REPORTS OF THE DIRECTORS AND AUDITORS.
03 APPOINT ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR THE YEAR Management For For
ENDING 12/31/2010 AND AUTHORIZE THE AUDIT COMMITTEE TO SET THEIR
REMUNERATION.
04 AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES Management For For
OF COMPANY SHARES.
05 AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES. Management For For
- --------------------------------------------------------------------------------
SPECTRA ENERGY CORP
SECURITY 847560109 MEETING TYPE Annual
TICKER SYMBOL SE MEETING DATE 27-Apr-2010
ISIN US8475601097 AGENDA 933202234 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM T. ESREY For For
2 GREGORY L. EBEL For For
3 PAMELA L. CARTER For For
4 PETER B. HAMILTON For For
5 DENNIS R. HENDRIX For For
6 MICHAEL E.J. PHELPS For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA ENERGY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2010. THE BOARD OF DIRECTORS RECOMMENDS
YOU VOTE "AGAINST" THE FOLLOWING PROPOSAL 3.
03 SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION MAJORITY VOTE Shareholder Against For
STANDARD.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 56
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 27-Apr-2010
ISIN US9497461015 AGENDA 933204593 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For
1H ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1I ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1J ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1K ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1N ELECTION OF DIRECTOR: ROBERT K. STEEL Management For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1P ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING Management For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF
COMMON STOCK FROM 6 BILLION TO 9 BILLION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2010.
05 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND Shareholder Against For
DIRECTOR COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN Shareholder Against For
INDEPENDENT CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS.
08 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
- --------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 27-Apr-2010
ISIN US6934751057 AGENDA 933204884 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Management For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Management For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Management For For
1D ELECTION OF DIRECTOR: ROBERT N. CLAY Management For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Management For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Management For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Management For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Management For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Management For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Management For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Management For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1N ELECTION OF DIRECTOR: STEPHEN G. THIEKE Management For For
1O ELECTION OF DIRECTOR: THOMAS J. USHER Management For For
1P ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Management For For
1Q ELECTION OF DIRECTOR: HELGE H. WEHMEIER Management For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
3 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
4 A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF SEVERANCE Shareholder Against For
AGREEMENTS, IF PROPERLY PRESENTED BEFORE THE MEETING.
5 A SHAREHOLDER PROPOSAL REGARDING A REPORT OF EXECUTIVE Shareholder Against For
COMPENSATION THAT IS NOT TAX DEDUCTIBLE, IF PROPERLY PRESENTED
BEFORE THE MEETING.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 57
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 27-Apr-2010
ISIN US0255371017 AGENDA 933205165 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: E.R. BROOKS Management For For
1B ELECTION OF DIRECTOR: DONALD M. CARLTON Management For For
1C ELECTION OF DIRECTOR: JAMES F. CORDES Management For For
1D ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Management For For
1E ELECTION OF DIRECTOR: LINDA A. GOODSPEED Management For For
1F ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Management For For
1G ELECTION OF DIRECTOR: LESTER A. HUDSON, JR Management For For
1H ELECTION OF DIRECTOR: MICHAEL G. MORRIS Management For For
1I ELECTION OF DIRECTOR: LIONEL L. NOWELL III Management For For
1J ELECTION OF DIRECTOR: RICHARD L. SANDOR Management For For
1K ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN Management For For
1L ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Management For For
1M ELECTION OF DIRECTOR: JOHN F. TURNER Management For For
02 APPROVE AMENDMENTS TO THE AMERICAN ELECTRIC POWER SYSTEM Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
FMC CORPORATION
SECURITY 302491303 MEETING TYPE Annual
TICKER SYMBOL FMC MEETING DATE 27-Apr-2010
ISIN US3024913036 AGENDA 933209973 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: PIERRE Management For For
BRONDEAU
1B ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: DIRK A. Management For For
KEMPTHORNE
1C ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: ROBERT C. Management For For
PALLASH
1D ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: WILLIAM G. Management For For
WALTER
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
CH ENERGY GROUP, INC.
SECURITY 12541M102 MEETING TYPE Annual
TICKER SYMBOL CHG MEETING DATE 27-Apr-2010
ISIN US12541M1027 AGENDA 933211548 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEVEN V. LANT For For
2 EDWARD T. TOKAR For For
3 JEFFREY D. TRANEN For For
02 RATIFICATION OF APPOINTMENT OF THE CORPORATION'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
BANCO SANTANDER CHILE
SECURITY 05965X109 MEETING TYPE Annual
TICKER SYMBOL SAN MEETING DATE 27-Apr-2010
ISIN US05965X1090 AGENDA 933243886 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET AND CONSOLIDATED Management For For
FINANCIAL STATEMENTS OF THE BANK AND ITS SUBSIDIARIES, THE
INDEPENDENT REPORT OF THE EXTERNAL AUDITORS FOR THE YEAR 2009.
02 APPROVE PAYMENT OF A DIVIDEND OF CH$1.37308147 PER SHARE OR 60% Management For For
OF 2009 NET INCOME ATTRIBUTABLE TO SHAREHOLDERS AS A DIVIDEND.
03 APPROVAL OF EXTERNAL AUDITORS (DELOITTE). Management For For
04 APPROVAL OF RATING AGENCIES. Management For For
05 APPROVAL OF ONE BOARD OF DIRECTOR AND ONE ALTERNATE DIRECTOR. IN Management For For
2009, MR. JUAN MANUEL HOYOS RESIGNED HIS POSITION AS MEMBER OF
THE BOARD AND WAS APPOINTED ALTERNATE DIRECTOR. SIMULTANEOUSLY,
THE BOARD DESIGNATED MR. OSCAR VON CHRISMAR AS HIS REPLACEMENT
TO THE BOARD.
06 APPROVE THE BOARD OF DIRECTORS' 2010 REMUNERATION. Management For For
07 APPROVAL OF AUDIT COMMITTEE'S 2010 BUDGET AND REMUNERATION FOR Management For For
ITS MEMBERS
08 ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES AS DEFINED BY Management For For
ARTICLE 89 AND TITLE XVI OF LAW 18,046.
09 DISCUSS ANY MATTER OF INTEREST THAT SHOULD BE DISCUSSED IN AN Management For For
ORDINARY SHAREHOLDERS' MEETING AS DEFINED BY LAW AND BY THE
BANK'S BYLAWS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 58
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON
SECURITY G7630U109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2010
ISIN GB0032836487 AGENDA 702315525 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 Approve the Directors's report and financial statements for the Management For For
YE 31 DEC 2009
2 Approve the Director's remuneration report for the YE DEC 31 2009 Management For For
3 Re-elect Peter Byrom as a Director of the Company Management For For
4 Re-elect Professor Peter Gregson as a Director of the Company Management For For
5 Re-elect Helen Alexander as a Director of the Company Management For For
6 Re-elect Dr. John McAdam as a Director of the Company Management For For
7 Re-elect Andrew Shilston as a Director of the Company Management For For
8 Re-appoint the Auditors and to authorize the Directors to agree Management For For
their remuneration
9 Authorize the allotment and issue of Company Shares Management For For
10 Authorize political donations and political expenditure Management For For
S.11 Approve to accept new Articles of Association Management For For
S.12 Authorize the Directors to call general meetings on not less Management For For
than 14 clear day's notice
S.13 Authorize the Directors to allot shares Management For For
S.14 Approve to display pre-emption rights Management For For
S.15 Authorize the Company to purchase its own Ordinary Shares Management For For
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 28-Apr-2010
ISIN US3696041033 AGENDA 933200090 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Management For For
A4 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A7 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A9 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A13 ELECTION OF DIRECTOR: SAM NUNN Management For For
A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF KPMG Management For For
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
C2 SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS Shareholder Against For
C3 SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN Shareholder Against For
C4 SHAREOWNER PROPOSAL: PAY DISPARITY Shareholder Against For
C5 SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES Shareholder Against For
C6 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
- --------------------------------------------------------------------------------
MARATHON OIL CORPORATION
SECURITY 565849106 MEETING TYPE Annual
TICKER SYMBOL MRO MEETING DATE 28-Apr-2010
ISIN US5658491064 AGENDA 933201838 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: GREGORY H. BOYCE Management For For
1B ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Management For For
1C ELECTION OF DIRECTOR: DAVID A. DABERKO Management For For
1D ELECTION OF DIRECTOR: WILLIAM L. DAVIS Management For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Management For For
1F ELECTION OF DIRECTOR: PHILIP LADER Management For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Management For For
1H ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Management For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1J ELECTION OF DIRECTOR: SETH E. SCHOFIELD Management For For
1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1L ELECTION OF DIRECTOR: THOMAS J. USHER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR 2010
03 STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO LOWER THE THRESHOLD Shareholder Against For
FOR STOCKHOLDERS TO CALL SPECIAL MEETINGS
04 STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR RATIFICATION AND Shareholder Against For
APPROVAL OF EXECUTIVE COMPENSATION POLICIES AND PRACTICES
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 59
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 28-Apr-2010
ISIN US0605051046 AGENDA 933203111 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SUSAN S. BIES Management For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Management For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Management For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Management For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Management For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Management For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Management For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT PUBLIC Management For For
ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8
BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION Management For For
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE Management Against Against
STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT Shareholder Against For
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shareholder Against For
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shareholder Against For
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shareholder Against For
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shareholder Against For
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shareholder Against For
- --------------------------------------------------------------------------------
DPL INC.
SECURITY 233293109 MEETING TYPE Annual
TICKER SYMBOL DPL MEETING DATE 28-Apr-2010
ISIN US2332931094 AGENDA 933203197 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ROBERT D. BIGGS For For
2 PAMELA B. MORRIS For For
3 NED J. SIFFERLEN, PHD. For For
2 RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANT. Management For For
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 28-Apr-2010
ISIN US2635341090 AGENDA 933206535 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SAMUEL W. BODMAN Management For For
1B ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1C ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1D ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1E ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1F ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1G ELECTION OF DIRECTOR: JOHN T. DILLON Management For For
1H ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1I ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1K ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1L ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 ON SHAREHOLDER SAY ON EXECUTIVE PAY Shareholder Against For
04 ON AMENDMENT TO HUMAN RIGHTS POLICY Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 60
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
SECURITY 811065101 MEETING TYPE Annual
TICKER SYMBOL SNI MEETING DATE 28-Apr-2010
ISIN US8110651010 AGENDA 933207450 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID A. GALLOWAY For For
2 DALE POND For For
3 RONALD W. TYSOE For For
- --------------------------------------------------------------------------------
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 28-Apr-2010
ISIN US8832031012 AGENDA 933208921 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 ELECTION OF DIRECTOR: KATHLEEN M. BADER Management For For
02 ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
03 ELECTION OF DIRECTOR: IVOR J. EVANS Management For For
04 ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG Management For For
05 ELECTION OF DIRECTOR: JAMES L. ZIEMER Management For For
06 APPROVAL OF AMENDMENTS TO EQUITY INCENTIVE PLANS TO ALLOW FOR A Management Against Against
ONE-TIME STOCK OPTION EXCHANGE PROGRAM.
07 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Management For For
TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
08 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC.
SECURITY 580645109 MEETING TYPE Annual
TICKER SYMBOL MHP MEETING DATE 28-Apr-2010
ISIN US5806451093 AGENDA 933218895 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: PEDRO ASPE Management For For
1B ELECTION OF DIRECTOR: ROBERT P. MCGRAW Management For For
1C ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1D ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Management For For
2A VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
DECLASSIFY THE BOARD OF DIRECTORS
2B VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE RELATED SUPERMAJORITY VOTING PROVISIONS
3A VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE SUPERMAJORITY VOTING FOR MERGER OR CONSOLIDATION
3B VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE SUPERMAJORITY VOTING FOR SALE, LEASE, EXCHANGE OR
OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE COMPANY'S
ASSETS OUTSIDE THE ORDINARY COURSE OF BUSINESS
3C VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE SUPERMAJORITY VOTING FOR PLAN FOR THE EXCHANGE OF
SHARES
3D VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE SUPERMAJORITY VOTING FOR AUTHORIZATION OF DISSOLUTION
04 VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE THE "FAIR PRICE" PROVISION
05 VOTE TO APPROVE THE AMENDED AND RESTATED 2002 STOCK INCENTIVE Management Against Against
PLAN
06 VOTE TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR 2010
07 SHAREHOLDER PROPOSAL REQUESTING SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
08 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 61
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
VIVENDI, PARIS
SECURITY F97982106 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 29-Apr-2010
ISIN FR0000127771 AGENDA 702283350 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
- - "French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card directly to the sub custodian. Please contact your
Client Service Representative to obtain the necessary card,
account details and directions. The following applies to Non-
Resident Shareowners: Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian will sign the
Proxy Card and forward to the local custodian. If you are unsure
whether your Global Custodian acts as Registered Intermediary,
please contact your-representative"
- - PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE
- - PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2010/0305/201003051000547.pdf
1 Approve the annual reports and accounts for FY 2009 Management For For
2 Approve the consolidated reports and accounts for FY 2009 Management For For
3 Approve the allocation of the result for FY 2009, setting of the Management For For
dividend and its date for payment
4 Approve the special report by the Statutory Auditors concerning Management For For
regulated agreements and commitments
5 Appointment of Mme Dominique Heriard Dubreuil as a Member of the Management For For
Supervisory
6 Appointment of Mme Aliza Jabes as a Member of the Supervisory Management For For
Board
7 Appointment of Mme Jacqueline Tammenoms Baker as a Member of the Management For For
Supervisory
8 Appointment of M. Daniel Camus as a Member of the Supervisory Management For For
Board
9 Authorize the Board of Directors in order that the Company might Management For For
buy its own shares
10 Grant the powers for accomplishment of the formalities Management For For
- --------------------------------------------------------------------------------
ENI SPA, ROMA
SECURITY T3643A145 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 29-Apr-2010
ISIN IT0003132476 AGENDA 702366875 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING Non-Voting
DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID'S 686251 AND Non-Voting
684082 DUE TO-2 MEETINGS BEING MERGED INTO 1 MIX MEETING. ALL
VOTES RECEIVED ON THE PREVIOU-S MEETINGS WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING- NOTICE. THANK YOU.
O.1 Approve the balance sheet as of 31 DEC 2009 of Eni Spa, Management No Action
consolidated balance sheet as of 31 DEC 2009; Directors, Board
of Auditors and External Auditing Company's reporting
O.2 Approve the profits allocation Management No Action
O.3 Appoint the Independent Auditors for the period 2010-2018 Management No Action
E.1 Amend the Articles 1, 4, 12, 15 and 16 of the Corporate Bylaws; Management No Action
related resolutions
CMMT PLEASE NOTE THAT IN COMPLIANCE WITH ARTICLE 13, PARAGRAPH 1, OF Non-Voting
THE CORPORATE-BYLAWS SHAREHOLDERS WHO ALONE OR TOGETHER WITH
OTHER SHAREHOLDERS, HOLD AT LEA-ST ONE FORTIETH OF CORPORATE
CAPITAL CAN REQUEST, WITHIN 5 DAYS FROM THE ISSUE-RS
NOTIFICATION OF THIS MEETING, AN INTEGRATION TO THE ITEMS OF
THIS AGENDA, Q-UOTING IN THEIR REQUEST THE ADDITIONAL SUBJECTS
PROPOSED; THE INTEGRATION IS N-OT ALLOWED FOR SUBJECTS ON WHICH
THE MEETING DELIBERATES, ACCORDING TO THE LAW-, ON PROPOSAL OF
DIRECTORS OR ON THE BASIS OF A PROJECT OR A REPORT DRAWN UP B-Y
THE DIRECTORS. THANK YOU.
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 29-Apr-2010
ISIN US4943681035 AGENDA 933197255 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN R. ALM Management For For
1B ELECTION OF DIRECTOR: DENNIS R. BERESFORD Management For For
1C ELECTION OF DIRECTOR: JOHN F. BERGSTROM Management For For
1D ELECTION OF DIRECTOR: ABELARDO E. BRU Management For For
1E ELECTION OF DIRECTOR: ROBERT W. DECHERD Management For For
1F ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1G ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Management For For
1H ELECTION OF DIRECTOR: JAMES M. JENNESS Management For For
1I ELECTION OF DIRECTOR: IAN C. READ Management For For
1J ELECTION OF DIRECTOR: LINDA JOHNSON RICE Management For For
1K ELECTION OF DIRECTOR: MARC J. SHAPIRO Management For For
1L ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For
02 RATIFICATION OF AUDITORS Management For For
03 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 62
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
WEIS MARKETS, INC.
SECURITY 948849104 MEETING TYPE Annual
TICKER SYMBOL WMK MEETING DATE 29-Apr-2010
ISIN US9488491047 AGENDA 933199007 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT F. WEIS For For
2 JONATHAN H. WEIS For For
3 DAVID J. HEPFINGER For For
4 RICHARD E. SHULMAN For For
5 STEVEN C. SMITH For For
6 GLENN D. STEELE, JR. For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
03 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY OF Shareholder Against For
NOMINATING DIRECTORS WHO WOULD CONSTITUTE TWO-THIRDS MAJORITY OF
THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 29-Apr-2010
ISIN US2193501051 AGENDA 933203541 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. Management For For
1B ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Management For For
1C ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG Management For For
1D ELECTION OF DIRECTOR: HANSEL E. TOOKES II Management For For
1E ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 APPROVAL OF THE 2010 VARIABLE COMPENSATION PLAN. Management For For
04 APPROVAL OF THE 2010 EQUITY PLAN FOR NON- EMPLOYEE DIRECTORS. Management For For
05 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
06 SHAREHOLDER PROPOSAL CONCERNING VOTING. Shareholder Against For
- --------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
SECURITY 892356106 MEETING TYPE Annual
TICKER SYMBOL TSCO MEETING DATE 29-Apr-2010
ISIN US8923561067 AGENDA 933203577 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JAMES F. WRIGHT For For
2 JOHNSTON C. ADAMS For For
3 WILLIAM BASS For For
4 JACK C. BINGLEMAN For For
5 RICHARD W. FROST For For
6 CYNTHIA T. JAMISON For For
7 GERARD E. JONES For For
8 GEORGE MACKENZIE For For
9 EDNA K. MORRIS For For
2 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 25, 2010.
- --------------------------------------------------------------------------------
DIEBOLD, INCORPORATED
SECURITY 253651103 MEETING TYPE Annual
TICKER SYMBOL DBD MEETING DATE 29-Apr-2010
ISIN US2536511031 AGENDA 933204012 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRUCE L. BYRNES For For
2 MEI-WEI CHENG For For
3 PHILLIP R. COX For For
4 RICHARD L. CRANDALL For For
5 GALE S. FITZGERALD For For
6 PHILLIP B. LASSITER For For
7 JOHN N. LAUER For For
8 THOMAS W. SWIDARSKI For For
9 HENRY D.G. WALLACE For For
10 ALAN J. WEBER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE YEAR 2010.
03 TO RE-APPROVE THE COMPANY'S ANNUAL CASH BONUS PLAN. Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 63
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
SECURITY 47102X105 MEETING TYPE Annual
TICKER SYMBOL JNS MEETING DATE 29-Apr-2010
ISIN US47102X1054 AGENDA 933205444 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD M. WEIL Management For For
1B ELECTION OF DIRECTOR: G. ANDREW COX Management For For
1C ELECTION OF DIRECTOR: DEBORAH R. GATZEK Management For For
1D ELECTION OF DIRECTOR: ROBERT T. PARRY Management For For
1E ELECTION OF DIRECTOR: JOCK PATTON Management For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE JANUS Management For For
CAPITAL GROUP INC. INDEPENDENT AUDITOR
3 APPROVE THE JANUS CAPITAL GROUP 2010 LONG TERM INCENTIVE STOCK Management Against Against
PLAN
- --------------------------------------------------------------------------------
CANADIAN OIL SANDS TRUST
SECURITY 13642L100 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL COSWF MEETING DATE 29-Apr-2010
ISIN CA13642L1004 AGENDA 933214695 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE A PLAN OF ARRANGEMENT UNDER SECTION 193 OF THE Management For For
BUSINESS CORPORATIONS ACT (ALBERTA) AND ALL TRANSACTIONS
CONTEMPLATED THEREBY (THE "ARRANGEMENT"), ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR;
2A TO APPROVE THE ADOPTION OF THE FOLLOWING INCENTIVE PLANS OF THE Management For For
ENTITY RESULTING FROM THE AMALGAMATION OF 1506633 ALBERTA LTD.
AND COSL AS PART OF THE ARRANGEMENT ("NEW COSL"), ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR: THE TRANSITION OPTION
PLAN, INCLUDING THE APPROVAL OF A MAXIMUM NUMBER OF COMMON
SHARES EQUAL TO THE NUMBER OF OPTIONS OUTSTANDING UNDER THE 2005
OPTION PLAN OF THE TRUST AS OF THE DATE IMMEDIATELY PRIOR TO THE
EFFECTIVE DATE TO BE ISSUED THEREUNDER;
2B THE EQUITY INCENTIVE PLAN, INCLUDING THE APPROVAL OF A MAXIMUM Management For For
OF SIX MILLION COMMON SHARES TO BE ISSUED THEREUNDER;
2C THE NEW INCENTIVE OPTION PLAN, INCLUDING THE APPROVAL OF UP TO A Management For For
MAXIMUM OF 2% OF THE ISSUED AND OUTSTANDING COMMON SHARES TO BE
ISSUED THEREUNDER;
2D THE DEFERRED SHARE UNIT PLAN, INCLUDING THE APPROVAL OF A Management For For
MAXIMUM OF ONE MILLION COMMON SHARES TO BE ISSUED THEREUNDER;
03 TO APPROVE THE ADOPTION OF THE NEW SHAREHOLDER RIGHTS PLAN OF Management For For
1506633 ALBERTA LTD., WHICH WILL BECOME NEW COSL, ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR;
04 DIRECTING THE TRUSTEE TO VOTE THE COMMON SHARES OF COSL SO AS TO Management For For
APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF COSL FOR
THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY COSL AND
APPROVED BY THE DIRECTORS THEREOF;
05 APPOINTING PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE Management For For
TRUST FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY COSL
AND APPROVED BY THE DIRECTORS THEREOF;
06 DIRECTOR Management
1 C.E. (CHUCK) SHULTZ For For
2 IAN A. BOURNE For For
3 MARCEL R. COUTU For For
4 DONALD J. LOWRY For For
5 JOHN K. READ For For
6 WAYNE M. NEWHOUSE For For
7 BRANT G. SANGSTER For For
8 WESLEY R. TWISS For For
9 JOHN B. ZAOZIRNY For For
07 APPROVING AND CONFIRMING THE UNITHOLDER RIGHTS PLAN OF THE Management For For
TRUST, AS MORE FULLY DESCRIBED AND SET FORTH IN THE ACCOMPANYING
CIRCULAR.
08 APPROVING AND AUTHORIZING CERTAIN AMENDMENTS TO SECTION 5.1 OF Management For For
THE TRUST INDENTURE TO ASSIST WITH THE INTERPRETATION OF CERTAIN
ACCOUTING RULES UNDER IFRS, AS MORE FULLY DESCRIBED AND SET
FORTH IN THE ACCOMPANYING CIRCULAR.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 64
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
NYSE EURONEXT
SECURITY 629491101 MEETING TYPE Annual
TICKER SYMBOL NYX MEETING DATE 29-Apr-2010
ISIN US6294911010 AGENDA 933215255 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ANDRE BERGEN For For
2 ELLYN L. BROWN For For
3 MARSHALL N. CARTER For For
4 PATRICIA M. CLOHERTY For For
5 SIR GEORGE COX For For
6 SYLVAIN HEFES For For
7 JAN-MICHIEL HESSELS For For
8 DUNCAN M. MCFARLAND For For
9 JAMES J. MCNULTY For For
10 DUNCAN L. NIEDERAUER For For
11 RICARDO SALGADO For For
12 ROBERT G. SCOTT For For
13 JACKSON P. TAI For For
14 JEAN-FRANCOIS THEODORE For For
15 RIJNHARD VAN TETS For For
16 SIR BRIAN WILLIAMSON For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE Management For For
EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE THE STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder For
VOTING IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS.
04 TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING CERTIFICATED Shareholder Against For
SHARES.
- --------------------------------------------------------------------------------
ZENITH NATIONAL INSURANCE CORP.
SECURITY 989390109 MEETING TYPE Special
TICKER SYMBOL ZNT MEETING DATE 29-Apr-2010
ISIN US9893901093 AGENDA 933227628 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY Management For For
17, 2010, AMONG FAIRFAX FINANCIAL HOLDINGS LIMITED, FAIRFAX
INVESTMENTS II USA CORP. AND ZENITH NATIONAL INSURANCE CORP.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 30-Apr-2010
ISIN US00206R1023 AGENDA 933200177 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1K ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
1L ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 CUMULATIVE VOTING. Shareholder Against For
04 PENSION CREDIT POLICY. Shareholder Against For
05 ADVISORY VOTE ON COMPENSATION. Shareholder Against For
06 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 65
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 30-Apr-2010
ISIN US3154051003 AGENDA 933223098 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD C. BROWN For For
2 GREGORY E. HYLAND For For
3 RONALD P. VARGO For For
02 APPROVAL OF THE 2010 LONG-TERM INCENTIVE PLAN Management Against Against
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
04 APPROVAL OF AN AMENDMENT TO THE FERRO CORPORATION CODE OF Management Against Against
REGULATIONS
05 IF PROPERLY PRESENTED, A SHAREHOLDER PROPOSAL Shareholder For Against
- --------------------------------------------------------------------------------
REPSOL YPF, S.A.
SECURITY 76026T205 MEETING TYPE Annual
TICKER SYMBOL REP MEETING DATE 30-Apr-2010
ISIN US76026T2050 AGENDA 933245258 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT Management For For
REPORT OF REPSOL YPF, S.A., OF THE CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS AND THE CONSOLIDATED MANAGEMENT REPORT, FOR THE
FISCAL YEAR ENDED 31ST DECEMBER 2009, AND OF THE PROPOSAL OF
APPLICATION OF ITS EARNINGS.
1B APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF REPSOL Management For For
YPF, S.A. FOR THE FISCAL YEAR ENDED 31ST DECEMBER 2009.
2A AMENDMENT OF THE FIRST PARAGRAPH OF ARTICLE 9 ("CAPITAL CALLS Management For For
AND DEFAULT BY THE SHAREHOLDERS").
2B AMENDMENT OF ARTICLE 12.BIS ("PREFERENTIAL SUBSCRIPTION RIGHTS"). Management For For
2C AMENDMENT OF THE FIRST PARAGRAPH OF ARTICLE 22 ("SPECIAL Management For For
RESOLUTIONS, CONSTITUTION AND MAJORITIES").
3A AMENDMENT OF PARAGRAPH 3.5 OF ARTICLE 3 ("POWERS OF THE Management For For
SHAREHOLDERS' MEETING").
3B AMENDMENT OF PARAGRAPH 9.2 OF ARTICLE 9 ("SHAREHOLDERS' MEETING Management For For
QUORUM").
4A RE-ELECTION OF MRS. PAULINA BEATO BLANCO AS DIRECTOR. Management For For
4B RE-ELECTION OF MR. ARTUR CARULLA FONT AS DIRECTOR. Management For For
4C RE-ELECTION OF MR. JAVIER ECHENIQUE LANDIRIBAR AS DIRECTOR. Management For For
4D RE-ELECTION OF PEMEX INTERNACIONAL ESPANA, S.A. AS DIRECTOR. Management For For
4E RE-ELECTION OF MR. HENRI PHILIPPE REICHSTUL AS DIRECTOR. Management For For
05 APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL YPF, S.A. AND OF Management For For
ITS CONSOLIDATED GROUP.
06 AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE Management For For
ACQUISITION OF SHARES OF REPSOL YPF, S.A., DIRECTLY OR THROUGH
CONTROLLED COMPANIES, WITHIN A PERIOD OF 5 YEARS FROM THE THE
RESOLUTION OF THE SHAREHOLDERS MEETING, LEAVING WITHOUT EFFECT
THE AUTHORIZATION GRANTED BY THE ORDINARY GENERAL SHAREHOLDERS
MEETING HELD ON MAY 14, 2009.
07 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO RESOLVE THE Management For For
INCREASE OF THE CAPITAL STOCK, UP TO THE MAXIMUM AMOUNT LEGALLY
PRESCRIBED, WITH THE POSSIBILITY OF EXCLUDING THE PREEMPTIVE
RIGHTS, LEAVING WITHOUT EFFECT THE SIXTH RESOLUTION OF THE
GENERAL SHAREHOLDERS' MEETING HELD ON MAY 31ST, 2005.
08 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY Management For For
AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL
SHAREHOLDERS' MEETING.
- --------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B.
SECURITY 40049J206 MEETING TYPE Annual
TICKER SYMBOL TV MEETING DATE 30-Apr-2010
ISIN US40049J2069 AGENDA 933256910 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
I APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS Management For
OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER
APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS.
II APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE Management For
RESOLUTIONS ADOPTED AT THIS MEETING.
- --------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY
SECURITY 057741100 MEETING TYPE Annual
TICKER SYMBOL BEZ MEETING DATE 01-May-2010
ISIN US0577411004 AGENDA 933223163 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JEAN A. MAULDIN For For
2 R.L. QUALLS For For
3 BARRY K. ROGSTAD For For
4 RONALD E. TUCKER For For
02 RATIFY APPOINTMENT OF AUDITORS Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 66
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
SECURITY 98956P102 MEETING TYPE Annual
TICKER SYMBOL ZMH MEETING DATE 03-May-2010
ISIN US98956P1021 AGENDA 933201410 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: BETSY J. BERNARD Management For For
1B ELECTION OF DIRECTOR: MARC N. CASPER Management For For
1C ELECTION OF DIRECTOR: DAVID C. DVORAK Management For For
1D ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1E ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Management For For
1F ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Management For For
1G ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Management For For
1H ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
- --------------------------------------------------------------------------------
MOTOROLA, INC.
SECURITY 620076109 MEETING TYPE Annual
TICKER SYMBOL MOT MEETING DATE 03-May-2010
ISIN US6200761095 AGENDA 933203717 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: GREGORY Q. BROWN Management For For
1B ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1C ELECTION OF DIRECTOR: WILLIAM R. HAMBRECHT Management For For
1D ELECTION OF DIRECTOR: SANJAY K. JHA Management For For
1E ELECTION OF DIRECTOR: KEITH A. MEISTER Management For For
1F ELECTION OF DIRECTOR: THOMAS J. MEREDITH Management For For
1G ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Management For For
1H ELECTION OF DIRECTOR: JAMES R. STENGEL Management For For
1I ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA Management For For
1J ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
1K ELECTION OF DIRECTOR: JOHN A. WHITE Management For For
02 APPROVAL OF THE COMPANY'S OVERALL EXECUTIVE COMPENSATION Management For For
POLICIES AND PROCEDURES.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
04 SHAREHOLDER PROPOSAL RE: HUMAN RIGHTS POLICY. Shareholder Against For
05 SHAREHOLDER PROPOSAL RE: REINCORPORATE IN A SHAREOWNER-FRIENDLY Shareholder Against For
STATE.
- --------------------------------------------------------------------------------
DISH NETWORK CORPORATION
SECURITY 25470M109 MEETING TYPE Annual
TICKER SYMBOL DISH MEETING DATE 03-May-2010
ISIN US25470M1099 AGENDA 933209276 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES DEFRANCO For For
2 CANTEY ERGEN For For
3 CHARLES W. ERGEN For For
4 STEVEN R. GOODBARN For For
5 GARY S. HOWARD For For
6 DAVID K. MOSKOWITZ For For
7 TOM A. ORTOLF For For
8 CARL E. VOGEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC.
SECURITY 890516107 MEETING TYPE Annual
TICKER SYMBOL TR MEETING DATE 03-May-2010
ISIN US8905161076 AGENDA 933214380 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MELVIN J. GORDON For For
2 ELLEN R. GORDON For For
3 LANE JANE LEWIS-BRENT For For
4 BARRE A. SEIBERT For For
5 RICHARD P. BERGEMAN For For
02 RATIFY THE APPOINTMENT OF PRICEWATERCOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 67
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
SECURITY 896522109 MEETING TYPE Annual
TICKER SYMBOL TRN MEETING DATE 03-May-2010
ISIN US8965221091 AGENDA 933226070 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 LELDON E. ECHOLS For For
5 RONALD J. GAFFORD For For
6 RONALD W. HADDOCK For For
7 JESS T. HAY For For
8 ADRIAN LAJOUS For For
9 CHARLES W. MATTHEWS For For
10 DIANA S. NATALICIO For For
11 TIMOTHY R. WALLACE For For
02 TO APPROVE THE AMENDED AND RESTATED TRINITY INDUSTRIES, INC. Management For For
2004 STOCK OPTION AND INCENTIVE PLAN.
03 TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
SECURITY 251566105 MEETING TYPE Annual
TICKER SYMBOL DT MEETING DATE 03-May-2010
ISIN US2515661054 AGENDA 933233861 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For For
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE Management For For
BOARD OF MANAGEMENT FOR THE 2009 FINANCIAL YEAR.
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF DR. KLAUS Management For For
ZUMWINKEL, WHO RESIGNED FROM THE SUPERVISORY BOARD, FOR THE 2008
FINANCIAL YEAR.
05 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE Management For For
SUPERVISORY BOARD FOR THE 2009 FINANCIAL YEAR.
06 RESOLUTION ON THE APPROVAL OF THE NEW REMUNERATION SYSTEM FOR Management For For
BOARD OF MANAGEMENT MEMBERS.
07 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE Management For For
GROUP AUDITOR FOR THE 2010 FINANCIAL YEAR AS WELL AS THE
INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS
AND THE INTERIM MANAGEMENT REPORT PURSUANT TO SECTION 37W (5),
SECTION 37Y NO.2 OF THE WPHG (WERTPAPIERHANDELSGESETZ-GERMAN
SECURITIES TRADING ACT) IN THE 2010 FINANCIAL YEAR.
08 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE TREASURY SHARES AND Management For For
USE THEM WITH POSSIBLE EXCLUSION OF SUBSCRIPTION RIGHTS AND ANY
RIGHT TO OFFER SHARES AS WELL AS OF THE OPTION TO REDEEM
TREASURY SHARES, REDUCING THE CAPITAL STOCK.
09 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For For
10 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For For
11 RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSS Management For For
TRANSFER AGREEMENT WITH ERSTE DFMG DEUTSCHE FUNKTURM
VERMOGENS-GMBH.
12 RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSS Management For For
TRANSFER AGREEMENT WITH T-MOBILE GLOBAL HOLDING NR. 2 GMBH.
13 AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, CONVERTIBLE BONDS, Management For For
PROFIT PARTICIPATION RIGHTS AND/OR PARTICIPATING BONDS (OR
COMBINATIONS OF THESE INSTRUMENTS) WITH THE OPTION OF EXCLUDING
SUBSCRIPTION RIGHTS, CREATION OF NEW CONTINGENT CAPITAL WITH THE
CANCELLATION OF THE CONTINGENT CAPITAL PURSUANT TO SECTION 5 (5)
OF THE ARTICLES OF INCORPORATION AND CORRESPONDING AMENDMENT TO
SECTION 5 OF THE ARTICLES OF INCORPORATION (CONTINGENT CAPITAL
2010).
14 RESOLUTION ON THE CHANGE TO SUPERVISORY BOARD REMUNERATION AND Management For For
RELATED AMENDMENT OF SECTION 13 OF THE ARTICLES OF INCORPORATION.
15 RESOLUTION ON THE AMENDMENT TO SECTION 2 OF THE ARTICLES OF Management For For
INCORPORATION.
16 RESOLUTION ON THE AMENDMENT TO SECTION 14 OF THE ARTICLES OF Management For For
INCORPORATION.
17 RESOLUTION ON THE AMENDMENT TO SECTION 15 OF THE ARTICLES OF Management For For
INCORPORATION.
18 RESOLUTION ON THE AMENDMENT TO SECTION 16 OF THE ARTICLES OF Management For For
INCORPORATION TO ENABLE ONLINE PARTICIPATION IN THE
SHAREHOLDERS' MEETING.
19 RESOLUTION ON THE AMENDMENT TO SECTION 16 OF THE ARTICLES OF Management For For
INCORPORATION TO ENABLE A POSTAL VOTE.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 68
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
SECURITY 391164100 MEETING TYPE Annual
TICKER SYMBOL GXP MEETING DATE 04-May-2010
ISIN US3911641005 AGENDA 933200076 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 D.L. BODDE For For
2 M.J. CHESSER For For
3 W.H. DOWNEY For For
4 R.C. FERGUSON, JR. For For
5 G.D. FORSEE For For
6 J.A. MITCHELL For For
7 W.C. NELSON For For
8 J.J. SHERMAN For For
9 L.H. TALBOTT For For
10 R.H. WEST For For
2 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION
SECURITY 26483E100 MEETING TYPE Annual
TICKER SYMBOL DNB MEETING DATE 04-May-2010
ISIN US26483E1001 AGENDA 933201749 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN W. ALDEN Management For For
1B ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For
1C ELECTION OF DIRECTOR: SARA MATHEW Management For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REQUESTING THAT OUR BOARD TAKE THE STEPS Shareholder For For
NECESSARY TO CHANGE EACH SHAREHOLDER VOTING REQUIREMENT IN OUR
CHARTER AND BYLAWS THAT CALLS FOR GREATER THAN SIMPLE MAJORITY
VOTE TO SIMPLE MAJORITY VOTE.
- --------------------------------------------------------------------------------
THE HERSHEY COMPANY
SECURITY 427866108 MEETING TYPE Annual
TICKER SYMBOL HSY MEETING DATE 04-May-2010
ISIN US4278661081 AGENDA 933203337 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 P.M. ARWAY For For
2 R.F. CAVANAUGH For For
3 C.A. DAVIS For For
4 J.E. NEVELS For For
5 T.J. RIDGE For For
6 D.L. SHEDLARZ For For
7 D.J. WEST For For
8 L.S. ZIMMERMAN For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. Management For For
- --------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
SECURITY 686091109 MEETING TYPE Annual
TICKER SYMBOL ORLY MEETING DATE 04-May-2010
ISIN US6860911097 AGENDA 933204543 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LAWRENCE P. O'REILLY Management For For
1B ELECTION OF DIRECTOR: ROSALIE O'REILLY-WOOTEN Management For For
1C ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP, AS INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENTS THEREOF.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 69
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 04-May-2010
ISIN US89417E1091 AGENDA 933205115 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ALAN L. BELLER Management For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Management For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Management For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Management For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Management For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Management For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. Management For For
1J ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Management For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For
1L ELECTION OF DIRECTOR: LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRAVELERS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
SECURITY G0464B107 MEETING TYPE Annual
TICKER SYMBOL AGII MEETING DATE 04-May-2010
ISIN BMG0464B1072 AGENDA 933206345 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 F. SEDGWICK BROWNE For For
2 HECTOR DE LEON For For
3 JOHN H. TONELLI For For
02 TO CONSIDER AND APPROVE AN AMENDMENT AND RESTATEMENT OF ARGO Management For For
GROUP'S BYE-LAWS.
03 TO CONSIDER AND APPROVE THE RECOMMENDATION OF OUR BOARD OF Management For For
DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND TO
REFER THE DETERMINATION OF THE INDEPENDENT AUDITORS'
REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 04-May-2010
ISIN US1101221083 AGENDA 933210609 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: L. ANDREOTTI Management For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1D ELECTION OF DIRECTOR: L.J. FREEH Management For For
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1F ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1H ELECTION OF DIRECTOR: A.J. LACY Management For For
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1J ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For
1K ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - SPECIAL Management For For
STOCKHOLDER MEETINGS.
04 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - Management For For
SUPERMAJORITY VOTING PROVISION - COMMON STOCK.
05 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - Management For For
SUPERMAJORITY VOTING PROVISIONS - PREFERRED STOCK.
06 EXECUTIVE COMPENSATION DISCLOSURE. Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
08 REPORT ON ANIMAL USE. Shareholder Against For
- --------------------------------------------------------------------------------
ECHOSTAR CORPORATION
SECURITY 278768106 MEETING TYPE Annual
TICKER SYMBOL SATS MEETING DATE 04-May-2010
ISIN US2787681061 AGENDA 933210748 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JOSEPH P. CLAYTON For For
2 R. STANTON DODGE For For
3 MICHAEL T. DUGAN For For
4 CHARLES W. ERGEN For For
5 DAVID K. MOSKOWITZ For For
6 TOM A. ORTOLF For For
7 C. MICHAEL SCHROEDER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 70
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 04-May-2010
ISIN US0718131099 AGENDA 933211726 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: BLAKE E. DEVITT Management For For
1B ELECTION OF DIRECTOR: JOHN D. FORSYTH Management For For
1C ELECTION OF DIRECTOR: GAIL D. FOSLER Management For For
1D ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
03 SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTING. Shareholder Against For
- --------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
SECURITY 704549104 MEETING TYPE Annual
TICKER SYMBOL BTU MEETING DATE 04-May-2010
ISIN US7045491047 AGENDA 933211904 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 GREGORY H. BOYCE For For
2 WILLIAM A. COLEY For For
3 WILLIAM E. JAMES For For
4 ROBERT B. KARN III For For
5 M. FRANCES KEETH For For
6 HENRY E. LENTZ For For
7 ROBERT A. MALONE For For
8 WILLIAM C. RUSNACK For For
9 JOHN F. TURNER For For
10 ALAN H. WASHKOWITZ For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
CINCINNATI BELL INC.
SECURITY 171871403 MEETING TYPE Annual
TICKER SYMBOL CBBPRB MEETING DATE 04-May-2010
ISIN US1718714033 AGENDA 933211928 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRUCE L. BYRNES For For
2 PHILLIP R. COX For For
3 JAKKI L. HAUSSLER For For
4 MARK LAZARUS For For
5 CRAIG F. MAIER For For
6 ALEX SHUMATE For For
7 LYNN A. WENTWORTH For For
8 JOHN M. ZRNO For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2010.
- --------------------------------------------------------------------------------
CINCINNATI BELL INC.
SECURITY 171871106 MEETING TYPE Annual
TICKER SYMBOL CBB MEETING DATE 04-May-2010
ISIN US1718711062 AGENDA 933211928 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 BRUCE L. BYRNES For For
2 PHILLIP R. COX For For
3 JAKKI L. HAUSSLER For For
4 MARK LAZARUS For For
5 CRAIG F. MAIER For For
6 ALEX SHUMATE For For
7 LYNN A. WENTWORTH For For
8 JOHN M. ZRNO For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 71
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC.
SECURITY 867224107 MEETING TYPE Annual
TICKER SYMBOL SU MEETING DATE 04-May-2010
ISIN CA8672241079 AGENDA 933215611 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MEL E. BENSON For For
2 BRIAN A. CANFIELD For For
3 DOMINIC D'ALESSANDRO For For
4 JOHN T. FERGUSON For For
5 W. DOUGLAS FORD For For
6 RICHARD L. GEORGE For For
7 PAUL HASELDONCKX For For
8 JOHN R. HUFF For For
9 JACQUES LAMARRE For For
10 BRIAN F. MACNEILL For For
11 MAUREEN MCCAW For For
12 MICHAEL W. O'BRIEN For For
13 JAMES W. SIMPSON For For
14 EIRA THOMAS For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF Management For For
SUNCOR ENERGY INC. FOR THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS SUCH.
- --------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
SECURITY 812350106 MEETING TYPE Annual
TICKER SYMBOL SHLD MEETING DATE 04-May-2010
ISIN US8123501061 AGENDA 933239508 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 W. BRUCE JOHNSON For For
2 WILLIAM C. KUNKLER, III For For
3 EDWARD S. LAMPERT For For
4 STEVEN T. MNUCHIN For For
5 ANN N. REESE For For
6 EMILY SCOTT For For
7 THOMAS J. TISCH For For
02 RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION
SECURITY 884315102 MEETING TYPE Annual
TICKER SYMBOL TNB MEETING DATE 05-May-2010
ISIN US8843151023 AGENDA 933200165 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 J.K. HAUSWALD For For
2 D. JERNIGAN For For
3 R.B. KALICH SR. For For
4 K.R. MASTERSON For For
5 D.J. PILEGGI For For
6 J.P. RICHARD For For
7 R.H. RIVERS For For
8 K.L. ROBERG For For
9 D.D. STEVENS For For
10 W.H. WALTRIP For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 72
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
TECO ENERGY, INC.
SECURITY 872375100 MEETING TYPE Annual
TICKER SYMBOL TE MEETING DATE 05-May-2010
ISIN US8723751009 AGENDA 933201686 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN B. RAMIL Management For For
1B ELECTION OF DIRECTOR: TOM L. RANKIN Management For For
1C ELECTION OF DIRECTOR: WILLIAM D. ROCKFORD Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT Management For For
AUDITOR FOR 2010.
03 APPROVAL OF THE COMPANY'S 2010 EQUITY INCENTIVE PLAN. Management For For
04 AMENDMENT OF THE COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY. Shareholder Against For
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
SECURITY 88033G100 MEETING TYPE Annual
TICKER SYMBOL THC MEETING DATE 05-May-2010
ISIN US88033G1004 AGENDA 933209288 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN ELLIS "JEB" BUSH Management For For
1B ELECTION OF DIRECTOR: TREVOR FETTER Management For For
1C ELECTION OF DIRECTOR: BRENDA J. GAINES Management For For
1D ELECTION OF DIRECTOR: KAREN M. GARRISON Management For For
1E ELECTION OF DIRECTOR: EDWARD A. KANGAS Management For For
1F ELECTION OF DIRECTOR: J. ROBERT KERREY Management For For
1G ELECTION OF DIRECTOR: FLOYD D. LOOP, M.D. Management For For
1H ELECTION OF DIRECTOR: RICHARD R. PETTINGILL Management For For
1I ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For
02 PROPOSAL TO APPROVE THE SECOND AMENDED AND RESTATED TENET Management Against Against
HEALTHCARE 2008 STOCK INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE TENET HEALTHCARE CORPORATION NINTH Management For For
AMENDED AND RESTATED 1995 EMPLOYEE STOCK PURCHASE PLAN.
04 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 05-May-2010
ISIN US7134481081 AGENDA 933213388 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: S.L. BROWN Management For For
1B ELECTION OF DIRECTOR: I.M. COOK Management For For
1C ELECTION OF DIRECTOR: D. DUBLON Management For For
1D ELECTION OF DIRECTOR: V.J. DZAU Management For For
1E ELECTION OF DIRECTOR: R.L. HUNT Management For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1L ELECTION OF DIRECTOR: D. VASELLA Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. Management For For
03 APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG- TERM INCENTIVE Management Against Against
PLAN.
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY Shareholder Against For
STATEMENT P. 67)
05 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS Shareholder Against For
MEETING (PROXY STATEMENT P. 68)
06 SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. Shareholder Against For
70)
- --------------------------------------------------------------------------------
UNITRIN, INC.
SECURITY 913275103 MEETING TYPE Annual
TICKER SYMBOL UTR MEETING DATE 05-May-2010
ISIN US9132751036 AGENDA 933221234 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JAMES E. ANNABLE For For
2 ERIC J. DRAUT For For
3 DOUGLAS G. GEOGA For For
4 REUBEN L. HEDLUND For For
5 JULIE M. HOWARD For For
6 WAYNE KAUTH For For
7 FAYEZ S. SAROFIM For For
8 DONALD G. SOUTHWELL For For
9 DAVID P. STORCH For For
10 RICHARD C. VIE For For
11 ANN E. ZIEGLER For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 73
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
SOUTHERN UNION COMPANY
SECURITY 844030106 MEETING TYPE Annual
TICKER SYMBOL SUG MEETING DATE 05-May-2010
ISIN US8440301062 AGENDA 933223276 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GEORGE L. LINDEMANN For For
2 ERIC D. HERSCHMANN For For
3 MICHAL BARZUZA For For
4 DAVID BRODSKY For For
5 FRANK W. DENIUS For For
6 KURT A. GITTER, M.D. For For
7 HERBERT H. JACOBI For For
8 THOMAS N. MCCARTER, III For For
9 GEORGE ROUNTREE, III For For
10 ALLAN D. SCHERER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
SOUTHERN UNION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE THE ADOPTION OF SOUTHERN UNION'S SECOND AMENDED AND Management For For
RESTATED EXECUTIVE INCENTIVE BONUS PLAN.
- --------------------------------------------------------------------------------
TELUS CORPORATION
SECURITY 87971M202 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL TU MEETING DATE 05-May-2010
ISIN CA87971M2022 AGENDA 933236350 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE THE RATIFICATION AND CONFIRMATION OF THE SHAREHOLDER Management Against Against
RIGHTS PLAN.
- --------------------------------------------------------------------------------
JARDINE MATHESON HLDGS LTD
SECURITY G50736100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-May-2010
ISIN BMG507361001 AGENDA 702325932 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 Receive the financial statements and the Independent Auditors Management For For
report for the YE 31 DEC 2009, and to declare a final dividend
2 Re-election of Adam Keswick as a Director Management For For
3 Re-election of Ben Keswick as a Director Management For For
4 Re-election of Lord Leach of Fairford as a Director Management For For
5 Re-election of Giles White as a Director Management For For
6 Re-appointment of Auditors; authorize the Directors to fix their Management For For
remuneration
7 Authorize the Directors of the Company to exercise during the Management For For
relevant period of all powers of the Company to allot or issue
shares and to make and grant offers, agreements and options
which would or might require shares to be allotted, issued or
disposed of during or after the end of the relevant period up to
an aggregate nominal amount of USD 53.2 million, be and is
hereby generally and unconditionally approved, and; the
aggregate nominal amount of share capital allotted or agreed
conditionally or unconditionally to be allotted wholly for cash
by the Directors pursuant to the approval in paragraph a
otherwise than pursuant to a rights issue, or the issue of
shares pursuant to the Company's employee share purchase trust,
shall not exceed USD 7.9 million, and the said approval shall be
limited accordingly
8 Authorize the Directors of the Company to exercise all powers of Management For For
the Company to purchase its own shares, subject to and in
accordance with all applicable laws and regulations, during the
relevant period be and is hereby generally and unconditionally
approved; the aggregate nominal amount of shares of the Company
which the Company may purchase pursuant to the approval in
paragraph a of this resolution shall be less than 15 percent of
the aggregate nominal amount of the existing issued share
capital of the Company at the date of this meeting, and such
approval shall be limited accordingly; the approval in paragraph
a of this resolution shall, where permitted by applicable laws
and regulations and subject to the limitation in paragraph b of
this resolution, extend to permit the purchase of shares of
the... CONTD
- - ... CONTD company i) by subsidiaries of the company and ii) Non-Voting
pursuant to the-terms of put warrants or financial instruments
having similar effect whereby-the Company can be required to
purchase its own shares, provided that where-put warrants are
issued or offered pursuant to a rights issue the price which-the
company may pay for shares purchased on exercise of put warrants
shall-not exceed 15 percent more than the average of the market
quotations for the-shares for a period of not more than 30 nor
less than the five dealing days-falling one day prior to the
date of any public announcement by the Company-of the proposed
issue of put warrants
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 74
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
JARDINE STRATEGIC HLDGS LTD BERMUDA
SECURITY G50764102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-May-2010
ISIN BMG507641022 AGENDA 702334880 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 Receive and approve the Financial Statements and the Independent Management For For
Auditor's Report for the YE 31 DEC 2009 and to declare a final
dividend
2 Re-elect Simon Keswick as a Director Management For For
3 Re-elect Percy Weatherall as a Director Management For For
4 Re-appoint the Auditors and authorize the Directors to fix their Management For For
remuneration
5 Authorize the Directors to allot or issue shares and to make and Management For For
grant offers, agreements and options which would or might
require shares to be allotted, issued or disposed of during or
after the end of the Relevant Period up to an aggregate nominal
amount of USD 18.5 million and the aggregate nominal amount of
share capital allotted or agreed conditionally or
unconditionally to be allotted wholly for cash (whether pursuant
to an option or otherwise) by the Directors pursuant to the
approval in this resolution, otherwise than pursuant to a Rights
Issue (for the purposes of this Resolution, Rights Issue being
an offer of shares or other securities to holders of shares or
other securities CONTD..
- - ..CONTD on the Register on a fixed record date in proportion to Non-Voting
their then-holdings of such shares or other securities or
otherwise in accordance with-the rights attaching thereto
(subject to such exclusions or other-arrangements as the
Directors may deem necessary or expedient in relation
to-fractional entitlements or legal or practical problems under
the laws of, or-the requirements of any recognized regulatory
body or any stock exchange in,-any territory)), shall not exceed
USD 2.7 million, and the said approval-shall be limited
accordingly; Authority expires earlier of the conclusion of-the
next AGM, or the expiration of the period within which such
meeting is-required by law to be held
6 Authorize the Directors to purchase its own shares, subject to Management For For
and in accordance with all applicable laws and regulations, the
aggregate nominal amount of shares of the Company which the
Company may purchase pursuant to the approval in this resolution
shall be less than 15% of the aggregate nominal amount of the
existing issued share capital of the Company at the date of this
meeting, and such approval shall be limited accordingly; and the
approval in this Resolution shall, where permitted by applicable
laws and regulations and subject to the limitation in paragraph
this Resolution, extend to permit the purchase of shares of the
Company (i) by subsidiaries of the Company and (ii) pursuant to
the terms of put warrants or financial instruments having
similar effect (Put Warrants) whereby the Company CONTD..
- - ..CONTD can be required to purchase its own shares, provided Non-Voting
that where Put-Warrants are issued or offered pursuant to a
Rights Issue (as defined in-Resolution 5 above) the price which
the Company may pay for shares purchased-on exercise of Put
Warrants shall not exceed 15% more than the average of the-
market quotations for the shares for a period of not more than
30 nor less-than the five dealing days falling one day prior to
the date of any public-announcement by the Company of the
proposed issue of Put Warrants; Authority-expires earlier of the
conclusion of the next AGM, or the expiration of the-period
within which such meeting is required by law to be held
7 Approve the purchase by the Company of shares of US(cent) 25 Management For For
each in Jardine Matheson Holdings Limited (Jardine Matheson)
during the Relevant Period (for the purposes of this Resolution,
Relevant Period being the period from the passing of this
Resolution until the earlier of the conclusion of the next AGM,
or the expiration of the period within which such meeting is
required by law to be held, or the revocation or variation of
this Resolution by an ordinary resolution of the shareholders of
the Company in general meeting or the cessation of the Company's
status CONTD..
- - ..CONTD as a subsidiary of Jardine Matheson) be and is hereby Non-Voting
generally and-unconditionally approved, provided that any
purchases of Jardine Matheson-shares by the Company pursuant to
this authority shall be in accordance with-and limited by the
terms of the authority granted to the directors of
Jardine-Matheson by its shareholders from time to time and that
the authority granted-by this Resolution shall be limited
accordingly
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 75
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH
SECURITY G74079107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-May-2010
ISIN GB00B24CGK77 AGENDA 702345984 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 Adopt the 2009 report and financial statements Management For For
2 Approve the Director's remuneration report Management For For
3 Declare the final dividend Management For For
4 Re-elect Adrian Bellamy as a Member of the Remuneration Committee Management For For
5 Re-elect Peter Harf Management For For
6 Re-elect Colin Day Management For For
7 Re-elect Kenneth Hydon as a Member of the Audit Committee Management For For
8 Re-elect Judith Sprieser as a Member of the Remuneration Management For For
Committee
9 Re-elect Richard Cousins as a Member of the Remuneration Management For For
Committee
10 Elect Warren Tucker as a Member of the Audit Committee Management For For
11 Re-appoint PricewaterhouseCoopers LLP as the Auditors Management For For
12 Authorize the Directors to determine the Auditor's remuneration Management For For
13 Approve to renew authority to allot shares Management For For
S.14 Approve to renew power to disapply pre-emption rights Management For For
S.15 Approve to renew authority to purchase own shares Management For For
S.16 Approve the calling of general meetings on 14 day's clear notice Management For For
S.17 Amend the Company's Articles of Association Management For For
- --------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION
SECURITY 844895102 MEETING TYPE Annual
TICKER SYMBOL SWX MEETING DATE 06-May-2010
ISIN US8448951025 AGENDA 933203820 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ROBERT L. BOUGHNER For For
2 THOMAS E. CHESTNUT For For
3 STEPHEN C. COMER For For
4 RICHARD M. GARDNER For For
5 LEROY C. HANNEMAN, JR. For For
6 JAMES J. KROPID For For
7 MICHAEL O. MAFFIE For For
8 ANNE L. MARIUCCI For For
9 MICHAEL J. MELARKEY For For
10 JEFFREY W. SHAW For For
11 THOMAS A. THOMAS For For
12 TERRENCE L. WRIGHT For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
SECURITY 26441C105 MEETING TYPE Annual
TICKER SYMBOL DUK MEETING DATE 06-May-2010
ISIN US26441C1053 AGENDA 933207347 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WILLIAM BARNET, III For For
2 G. ALEX BERNHARDT, SR. For For
3 MICHAEL G. BROWNING For For
4 DANIEL R. DIMICCO For For
5 JOHN H. FORSGREN For For
6 ANN MAYNARD GRAY For For
7 JAMES H. HANCE, JR. For For
8 E. JAMES REINSCH For For
9 JAMES T. RHODES For For
10 JAMES E. ROGERS For For
11 PHILIP R. SHARP For For
02 APPROVAL OF THE DUKE ENERGY CORPORATION 2010 LONG-TERM INCENTIVE Management Against Against
PLAN
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY Management For For
CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2010
04 SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE Shareholder Against For
ENERGY GLOBAL WARMING- RELATED LOBBYING ACTIVITIES
05 SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR THE Shareholder Against For
ELECTION OF DIRECTORS
06 SHAREHOLDER PROPOSAL REGARDING THE RETENTION OF EQUITY Shareholder Against For
COMPENSATION BY SENIOR EXECUTIVES
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 76
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
NSTAR
SECURITY 67019E107 MEETING TYPE Annual
TICKER SYMBOL NST MEETING DATE 06-May-2010
ISIN US67019E1073 AGENDA 933207880 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Management For For
1B ELECTION OF DIRECTOR: JAMES S. DISTASIO Management For For
1C ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010.
- --------------------------------------------------------------------------------
MIRANT CORPORATION
SECURITY 60467R100 MEETING TYPE Annual
TICKER SYMBOL MIR MEETING DATE 06-May-2010
ISIN US60467R1005 AGENDA 933208767 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 THOMAS W. CASON For For
2 A.D. (PETE) CORRELL For For
3 TERRY G. DALLAS For For
4 THOMAS H. JOHNSON For For
5 JOHN T. MILLER For For
6 EDWARD R. MULLER For For
7 ROBERT C. MURRAY For For
8 WILLIAM L. THACKER For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010
03 STOCKHOLDER RIGHTS PLAN Management Against Against
04 MATERIAL TERMS OF THE PERFORMANCE GOALS INCLUDED IN THE MIRANT Management For For
CORPORATION 2005 OMNIBUS INCENTIVE COMPENSATION PLAN
05 STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE GOALS FOR REDUCING Shareholder Against For
TOTAL GREENHOUSE GAS EMISSIONS
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
SECURITY 37733W105 MEETING TYPE Annual
TICKER SYMBOL GSK MEETING DATE 06-May-2010
ISIN US37733W1053 AGENDA 933209428 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL Management For For
STATEMENTS
02 TO APPROVE THE REMUNERATION REPORT Management For For
03 TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR Management For For
04 TO RE-ELECT MR JULIAN HESLOP AS A DIRECTOR Management For For
05 TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Management For For
06 TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR Management For For
07 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Management For For
08 RE-APPOINTMENT OF AUDITORS Management For For
09 REMUNERATION OF AUDITORS Management For For
10 TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS Management For For
TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE
11 AUTHORITY TO ALLOT SHARES Management For For
S12 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
S13 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES Management For For
14 EXEMPTION FROM STATEMENT OF SENIOR STATUTORY AUDITOR'S NAME Management For For
S15 REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM Management For For
S16 ADOPT NEW ARTICLES OF ASSOCIATION Management For For
- --------------------------------------------------------------------------------
AVON PRODUCTS, INC.
SECURITY 054303102 MEETING TYPE Annual
TICKER SYMBOL AVP MEETING DATE 06-May-2010
ISIN US0543031027 AGENDA 933212083 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 W. DON CORNWELL For For
2 V. ANN HAILEY For For
3 FRED HASSAN For For
4 ANDREA JUNG For For
5 MARIA ELENA LAGOMASINO For For
6 ANN S. MOORE For For
7 PAUL S. PRESSLER For For
8 GARY M. RODKIN For For
9 PAULA STERN For For
10 LAWRENCE A. WEINBACH For For
2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
3 APPROVAL OF 2010 STOCK INCENTIVE PLAN. Management Against Against
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 77
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 06-May-2010
ISIN US92343V1044 AGENDA 933212451 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1M ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management For For
04 PROHIBIT GRANTING STOCK OPTIONS Shareholder Against For
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
08 ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY Shareholder Against For
09 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH Shareholder Against For
10 EXECUTIVE STOCK RETENTION REQUIREMENTS Shareholder Against For
- --------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
SECURITY 624756102 MEETING TYPE Annual
TICKER SYMBOL MLI MEETING DATE 06-May-2010
ISIN US6247561029 AGENDA 933212487 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ALEXANDER P. FEDERBUSH For For
2 PAUL J. FLAHERTY For For
3 GENNARO J. FULVIO For For
4 GARY S. GLADSTEIN For For
5 SCOTT J. GOLDMAN For For
6 TERRY HERMANSON For For
7 HARVEY L. KARP For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------
BCE INC.
SECURITY 05534B760 MEETING TYPE Annual
TICKER SYMBOL BCE MEETING DATE 06-May-2010
ISIN CA05534B7604 AGENDA 933223505 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 B.K. ALLEN For For
2 A. BERARD For For
3 R.A. BRENNEMAN For For
4 S. BROCHU For For
5 R.E. BROWN For For
6 G.A. COPE For For
7 A.S. FELL For For
8 D. SOBLE KAUFMAN For For
9 B.M. LEVITT For For
10 E.C. LUMLEY For For
11 T.C. O'NEILL For For
12 P.R. WEISS For For
02 DELOITTE & TOUCHE LLP AS AUDITORS Management For For
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND Management For For
RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE 2010 MANAGEMENT PROXY CIRCULAR DATED MARCH 11,
2010 DELIVERED IN ADVANCE OF THE 2010 ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF BCE.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 78
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
DTE ENERGY COMPANY
SECURITY 233331107 MEETING TYPE Annual
TICKER SYMBOL DTE MEETING DATE 06-May-2010
ISIN US2333311072 AGENDA 933232352 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ANTHONY F. EARLEY, JR. For For
2 ALLAN D. GILMOUR For For
3 FRANK M. HENNESSEY For For
4 GAIL J. MCGOVERN For For
2 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
PRICEWATERHOUSECOOPERS LLP
3 MANAGEMENT PROPOSAL REGARDING CUMULATIVE VOTING Management Against Against
04 MANAGEMENT PROPOSAL REGARDING 2006 LONG-TERM INCENTIVE PLAN Management For For
05 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
06 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
- --------------------------------------------------------------------------------
STERLING BANCORP
SECURITY 859158107 MEETING TYPE Annual
TICKER SYMBOL STL MEETING DATE 06-May-2010
ISIN US8591581074 AGENDA 933235699 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ROBERT ABRAMS For For
2 JOSEPH M. ADAMKO For For
3 LOUIS J. CAPPELLI For For
4 FERNANDO FERRER For For
5 ALLAN F. HERSHFIELD For For
6 HENRY J. HUMPHREYS For For
7 ROBERT W. LAZAR For For
8 CAROLYN JOY LEE For For
9 JOHN C. MILLMAN For For
10 EUGENE ROSSIDES For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE Management For For
BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2010.
03 ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED Management For For
EXECUTIVE OFFICERS.
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 07-May-2010
ISIN US7908491035 AGENDA 933208541 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: STUART M. ESSIG Management For For
1B ELECTION OF DIRECTOR: BARBARA B. HILL Management For For
1C ELECTION OF DIRECTOR: MICHAEL A. ROCCA Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
SUSTAINABILITY REPORTING.
- --------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
SECURITY 231561101 MEETING TYPE Annual
TICKER SYMBOL CW MEETING DATE 07-May-2010
ISIN US2315611010 AGENDA 933216865 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 MARTIN R. BENANTE For For
2 S. MARCE FULLER For For
3 ALLEN A. KOZINSKI For For
4 CARL G. MILLER For For
5 WILLIAM B. MITCHELL For For
6 JOHN R. MYERS For For
7 JOHN B. NATHMAN For For
8 WILLIAM W. SIHLER For For
9 ALBERT E. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2010.
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY'S 2005 OMNIBUS Management For For
LONG-TERM INCENTIVE PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 79
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 07-May-2010
ISIN US6745991058 AGENDA 933224761 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHALSTY Management For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Management For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Management For For
1F ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Management For For
1G ELECTION OF DIRECTOR: RAY R. IRANI Management For For
1H ELECTION OF DIRECTOR: IRVIN W. MALONEY Management For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Management For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. Management For For
03 RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT Management For For
TO TAX DEDUCTION RULES.
04 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND Management For For
PRACTICE.
05 ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. Shareholder Against For
06 POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. Shareholder Against For
07 PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL Shareholder Against For
MEETING OF STOCKHOLDERS.
08 REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. Shareholder Against For
09 DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. Shareholder Against For
10 REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. Shareholder Against For
11 POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. Shareholder Against For
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
SECURITY 675232102 MEETING TYPE Annual
TICKER SYMBOL OII MEETING DATE 07-May-2010
ISIN US6752321025 AGENDA 933226967 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID S. HOOKER For For
2 HARRIS J. PAPPAS For For
02 PROPOSAL TO APPROVE THE 2010 INCENTIVE PLAN OF OCEANEERING Management For For
INTERNATIONAL, INC.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
SECURITY 38141G104 MEETING TYPE Annual
TICKER SYMBOL GS MEETING DATE 07-May-2010
ISIN US38141G1040 AGENDA 933232338 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Management For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Management For For
1C ELECTION OF DIRECTOR: GARY D. COHN Management For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Management For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Management For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Management For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Management For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Management For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Management For For
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 80
The Gabelli Equity Income Fund
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010
FISCAL YEAR
03 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS Management For For
04 APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
05 APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES
OF COMMON STOCK TO CALL SPECIAL MEETINGS
06 SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER Shareholder Against For
DERIVATIVES TRADING
08 SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE Shareholder Against For
11 SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY Shareholder Against For
12 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND Shareholder Against For
LONG-TERM PERFORMANCE
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
SECURITY 806407102 MEETING TYPE Annual
TICKER SYMBOL HSIC MEETING DATE 10-May-2010
ISIN US8064071025 AGENDA 933219304 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 STANLEY M BERGMAN For For
2 GERALD A BENJAMIN For For
3 JAMES P BRESLAWSKI For For
4 MARK E MLOTEK For For
5 STEVEN PALADINO For For
6 BARRY J ALPERIN For For
7 PAUL BRONS For For
8 DONALD J KABAT For For
9 PHILIP A LASKAWY For For
10 KARYN MASHIMA For For
11 NORMAN S MATTHEWS For For
12 BRADLEY T SHEARES, PHD For For
13 LOUIS W SULLIVAN, MD For For
2 PROPOSAL TO AMEND THE COMPANY'S 1996 NON- EMPLOYEE DIRECTOR Management For For
STOCK INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 25, 2010.
- --------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
SECURITY 527288104 MEETING TYPE Annual
TICKER SYMBOL LUK MEETING DATE 10-May-2010
ISIN US5272881047 AGENDA 933239091 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 IAN M. CUMMING For For
2 PAUL M. DOUGAN For For
3 ALAN J. HIRSCHFIELD For For
4 JAMES E. JORDAN For For
5 JEFFREY C. KEIL For For
6 J. CLYDE NICHOLS III For For
7 MICHAEL SORKIN For For
8 JOSEPH S. STEINBERG For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2010.
- --------------------------------------------------------------------------------
3M COMPANY
SECURITY 88579Y101 MEETING TYPE Annual
TICKER SYMBOL MMM MEETING DATE 11-May-2010
ISIN US88579Y1010 AGENDA 933208565 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Management For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 81
The Gabelli Equity Income Fund
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Management For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Management For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Management For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO Management Against Against
APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE
2008 LONG-TERM INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. Shareholder Against For
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
SECURITY 94106L109 MEETING TYPE Annual
TICKER SYMBOL WM MEETING DATE 11-May-2010
ISIN US94106L1098 AGENDA 933208705 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Management For For
1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Management For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Management For For
1D ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1E ELECTION OF DIRECTOR: W. ROBERT REUM Management For For
1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Management For For
1G ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 PROPOSAL TO AMEND THE COMPANY'S SECOND RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE SUPERMAJORITY STOCKHOLDER VOTING
PROVISIONS.
04 PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF Shareholder Against For
PROPERLY PRESENTED AT THE MEETING.
05 PROPOSAL RELATING TO THE RIGHT OF STOCKHOLDERS TO CALL SPECIAL Shareholder Against For
STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------
LOEWS CORPORATION
SECURITY 540424108 MEETING TYPE Annual
TICKER SYMBOL L MEETING DATE 11-May-2010
ISIN US5404241086 AGENDA 933213681 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ANN E. BERMAN Management For For
1B ELECTION OF DIRECTOR: JOSEPH L. BOWER Management For For
1C ELECTION OF DIRECTOR: CHARLES M. DIKER Management For For
1D ELECTION OF DIRECTOR: JACOB A. FRENKEL Management For For
1E ELECTION OF DIRECTOR: PAUL J. FRIBOURG Management For For
1F ELECTION OF DIRECTOR: WALTER L. HARRIS Management For For
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management For For
1H ELECTION OF DIRECTOR: KEN MILLER Management For For
1I ELECTION OF DIRECTOR: GLORIA R. SCOTT Management For For
1J ELECTION OF DIRECTOR: ANDREW H. TISCH Management For For
1K ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
1L ELECTION OF DIRECTOR: JONATHAN M. TISCH Management For For
2 RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS Management For For
3 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
- --------------------------------------------------------------------------------
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 11-May-2010
ISIN US4509111021 AGENDA 933215053 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD For For
4 RALPH F. HAKE For For
5 JOHN J. HAMRE For For
6 PAUL J. KERN For For
7 FRANK T. MACINNIS For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 82
The Gabelli Equity Income Fund
8 SURYA N. MOHAPATRA For For
9 LINDA S. SANFORD For For
10 MARKOS I. TAMBAKERAS For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
ITT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
3 TO VOTE ON A SHAREHOLDER PROPOSAL, REQUESTING THE COMPANY Shareholder Against For
PROVIDE A COMPREHENSIVE REPORT OF THE COMPANY'S MILITARY SALES
TO FOREIGN GOVERNMENTS, IF PROPERLY PRESENTED AT THE MEETING.
4 TO VOTE ON A SHAREHOLDER PROPOSAL, AMENDING THE COMPANY'S Shareholder Against For
BY-LAWS TO ALLOW SHAREOWNERS TO CALL SPECIAL SHAREOWNER
MEETINGS, IF PROPERLY PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------
HOSPIRA, INC.
SECURITY 441060100 MEETING TYPE Annual
TICKER SYMBOL HSP MEETING DATE 11-May-2010
ISIN US4410601003 AGENDA 933216485 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CONNIE R. CURRAN Management For For
1B ELECTION OF DIRECTOR: HEINO VON PRONDZYNSKI Management For For
1C ELECTION OF DIRECTOR: MARK F. WHEELER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS FOR HOSPIRA FOR 2010.
- --------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 11-May-2010
ISIN US8520611000 AGENDA 933216764 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1E ELECTION OF DIRECTOR: DANIEL R. HESSE Management For For
1F ELECTION OF DIRECTOR: V. JANET HILL Management For For
1G ELECTION OF DIRECTOR: FRANK IANNA Management For For
1H ELECTION OF DIRECTOR: SVEN-CHRISTER NILSSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM R. NUTI Management For For
1J ELECTION OF DIRECTOR: RODNEY O'NEAL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2010.
03 TO APPROVE AN AMENDMENT TO THE 2007 OMNIBUS INCENTIVE PLAN, ALL Management Against Against
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE ON Shareholder Against For
EXECUTIVE COMPENSATION.
06 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' Shareholder Against For
ABILITY TO ACT BY WRITTEN CONSENT.
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
SECURITY 101137107 MEETING TYPE Annual
TICKER SYMBOL BSX MEETING DATE 11-May-2010
ISIN US1011371077 AGENDA 933218302 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN E. ABELE Management For For
1B ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Management For For
1C ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1D ELECTION OF DIRECTOR: NELDA J. CONNORS Management For For
1E ELECTION OF DIRECTOR: J. RAYMOND ELLIOTT Management For For
1F ELECTION OF DIRECTOR: MARYE ANNE FOX Management For For
1G ELECTION OF DIRECTOR: RAY J. GROVES Management For For
1H ELECTION OF DIRECTOR: ERNEST MARIO Management For For
1I ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For For
1J ELECTION OF DIRECTOR: PETE M. NICHOLAS Management For For
1K ELECTION OF DIRECTOR: UWE E. REINHARDT Management For For
1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Management For For
02 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS BOSTON SCIENTIFIC Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 83
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION
SECURITY 902748102 MEETING TYPE Annual
TICKER SYMBOL UIL MEETING DATE 11-May-2010
ISIN US9027481020 AGENDA 933220799 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 THELMA R. ALBRIGHT For For
2 MARC C. BRESLAWSKY For For
3 ARNOLD L. CHASE For For
4 BETSY HENLEY-COHN For For
5 JOHN L. LAHEY For For
6 DANIEL J. MIGLIO For For
7 WILLIAM F. MURDY For For
8 DONALD R. SHASSIAN For For
9 JAMES A. THOMAS For For
10 JAMES P. TORGERSON For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
UIL HOLDINGS CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
NORTHEAST UTILITIES
SECURITY 664397106 MEETING TYPE Annual
TICKER SYMBOL NU MEETING DATE 11-May-2010
ISIN US6643971061 AGENDA 933220838 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD H. BOOTH For For
2 JOHN S. CLARKESON For For
3 COTTON M. CLEVELAND For For
4 SANFORD CLOUD, JR. For For
5 E. GAIL DE PLANQUE For For
6 JOHN G. GRAHAM For For
7 ELIZABETH T. KENNAN For For
8 KENNETH R. LEIBLER For For
9 ROBERT E. PATRICELLI For For
10 CHARLES W. SHIVERY For For
11 JOHN F. SWOPE For For
12 DENNIS R. WRAASE For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2010
- --------------------------------------------------------------------------------
UNILEVER N.V.
SECURITY 904784709 MEETING TYPE Annual
TICKER SYMBOL UN MEETING DATE 11-May-2010
ISIN US9047847093 AGENDA 933229090 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
02 TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR Management For For
THE 2009 FINANCIAL YEAR.
03 TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2009 Management For For
FINANCIAL YEAR FOR THE FULFILLMENT OF THEIR TASK.
04 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2009 Management For For
FINANCIAL YEAR FOR THE FULFILLMENT OF THEIR TASK.
05 TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. Management For For
06 TO APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. Management For For
07 TO RE-APPOINT PROFESSOR L O FRESCO AS A NON- EXECUTIVE DIRECTOR. Management For For
08 TO RE-APPOINT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR. Management For For
09 TO RE-APPOINT MR C E GOLDEN AS A NON-EXECUTIVE DIRECTOR. Management For For
10 TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE DIRECTOR. Management For For
11 TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE DIRECTOR. Management For For
12 TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE DIRECTOR. Management For For
13 TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. Management For For
14 TO RE-APPOINT MR J VAN DER VEER AS A NON-EXECUTIVE DIRECTOR. Management For For
15 TO RE-APPOINT MR P WALSH AS A NON-EXECUTIVE DIRECTOR. Management For For
16 TO APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE Management For For
DIRECTOR.
17 TO APPROVE THE MANAGEMENT CO-INVESTMENT PLAN. Management For For
18 TO APPROVE AMENDMENTS TO THE PERFORMANCE CONDITIONS OF THE Management For For
ANNUAL BONUS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 84
The Gabelli Equity Income Fund
19 TO APPROVE AMENDMENTS TO THE PERFORMANCE CONDITIONS OF THE Management For For
LONG-TERM INCENTIVE ARRANGEMENTS.
20 TO REDUCE CAPITAL WITH RESPECT TO 4% CUMULATIVE PREFERENCE Management For For
SHARES AGAINST REPAYMENT AND AMENDMENT OF THE COMPANY'S ARTICLES
OF ASSOCIATION.
21 TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE 6% CUMULATIVE Management For For
PREFERENCE SHARES AND 7% CUMULATIVE PREFERENCE SHARES (AND
DEPOSITARY RECEIPTS THEREOF) IN THE SHARE CAPITAL OF THE COMPANY.
22 TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE ORDINARY SHARES Management For For
AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE
COMPANY.
23 TO REDUCE THE CAPITAL WITH RESPECT TO ORDINARY SHARES AND Management For For
DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE
CAPITAL.
24 TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY Management For For
AUTHORISED TO ISSUE ORDINARY SHARES IN THE COMPANY.
25 TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS AUDITORS Management For For
FOR THE 2010 FINANCIAL YEAR.
- --------------------------------------------------------------------------------
DANAHER CORPORATION
SECURITY 235851102 MEETING TYPE Annual
TICKER SYMBOL DHR MEETING DATE 11-May-2010
ISIN US2358511028 AGENDA 933230536 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: STEVEN M. RALES Management For For
1B ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Management For For
1C ELECTION OF DIRECTOR: ALAN G. SPOON Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
03 TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER'S Shareholder Against For
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO DECLASSIFY THE
BOARD OF DIRECTORS WITHIN ONE YEAR, IF PROPERLY PRESENTED AT THE
MEETING.
- --------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
SECURITY 582839106 MEETING TYPE Annual
TICKER SYMBOL MJN MEETING DATE 11-May-2010
ISIN US5828391061 AGENDA 933237338 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN W. GOLSBY For For
2 DR.STEVEN M. ALTSCHULER For For
3 HOWARD B. BERNICK For For
4 JAMES M. CORNELIUS For For
5 PETER G. RATCLIFFE For For
6 DR. ELLIOTT SIGAL For For
7 ROBERT S. SINGER For For
8 KIMBERLY A. CASIANO For For
9 ANNA C. CATALANO For For
02 APPROVAL OF MEAD JOHNSON NUTRITION COMPANY 2009 AMENDED AND Management For For
RESTATED STOCK AWARD AND INCENTIVE PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
(INDEPENDENT AUDITORS) IN 2010.
- --------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC.
SECURITY 398231100 MEETING TYPE Annual
TICKER SYMBOL GRIF MEETING DATE 11-May-2010
ISIN US3982311009 AGENDA 933243355 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 WINSTON J. CHURCHILL JR For For
2 EDGAR M. CULLMAN For For
3 DAVID M. DANZIGER For For
4 FREDERICK M. DANZIGER For For
5 THOMAS C. ISRAEL For For
6 ALBERT H. SMALL, JR. For For
7 DAVID F. STEIN For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 85
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
BNP PARIBAS
SECURITY F1058Q238 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 12-May-2010
ISIN FR0000131104 AGENDA 702345770 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
- - PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
- - French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the
Proxy Card and-forward to the local custodian. If you are unsure
whether your Global-Custodian acts as Registered Intermediary,
please contact your representative
- - PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2010/0310/201003101000643.pdf:-
https://balo.journal-
officiel.gouv.fr/pdf/2010/0407/201004071001050.pdf:
O.1 Approve the balance sheet and the consolidated financial Management For For
statements for the FYE on 31 DEC 2009
O.2 Approve the balance sheet and the financial statements for the Management For For
FYE on 31 DEC 2009
O.3 Approve the allocation of income for the FYE on 31 DEC 2009 and Management For For
distribution of the dividend
O.4 Approve the Statutory Auditors' special report on the Agreements Management For For
and Undertakings pursuant to Articles L.225-38 et seq. of the
Commercial Code, including those concluded between a Company and
its corporate officers, but also between companies of a group
and mutual leaders of the Company
O.5 Authorize the BNP Paribas to repurchase its own shares Management For For
O.6 Approve the renewal of Mr. Louis Schweitzer's term as Board Management For For
member
O.7 Appointment of Mr. Michel Tilmant as Board member Management For For
O.8 Appointment of Mr. Emiel Van Broekhoven as Board member Management For For
O.9 Appointment of Mrs. Meglena Kuneva as Board member Management For For
O.10 Appointment of Mr. Jean-Laurent Bonnafe as Board Member Management For For
O.11 Approve the setting the amount of attendances allowances Management For For
E.12 Approve the issuance, with preferential subscription rights, of Management For For
common shares and securities giving access to the capital or
entitling to allocation of debt securities
E.13 Approve the issuance, with cancellation of preferential Management For For
subscription rights, of common shares and securities giving
access to the capital or entitling to allocation of debt
securities
E.14 Approve the issuance, with cancellation of preferential Management For For
subscription rights, of common shares and securities giving
access to the capital in order to remunerate for securities
provided under public exchange offers
E.15 Approve the issuance, with cancellation of preferential Management For For
subscription rights, of common shares in order to remunerate for
contributions of unlisted securities within the limit of 10% of
the capital
E.16 Authorize the overall limitation for issuance with cancellation Management For For
of preferential subscription rights
E.17 Grant authority for the capital increase by incorporation of Management For For
reserves or profits, issuance premiums or contribution
E.18 Approve the overall limitation for issuance with or without Management For For
preferential subscription rights
E.19 Authorize the Board of Directors to carry out transactions Management For For
reserved for Members of the Company Saving Plan of BNP Paribas
Group, which may take the form of capital increases and/or sales
or transfers of reserved securities
E.20 Authorize the Board of Directors to reduce the capital by Management For For
cancellation of shares
E.21 Approve the merger absorption of Fortis Banque France by BNP Management For For
Paribas; consequential increase of the share capital
E.22 Amend the Statutes consequential to the repurchase of preferred Management For For
shares
E.23 Authorize the powers for the formalities Management For For
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC.
SECURITY 58405U102 MEETING TYPE Annual
TICKER SYMBOL MHS MEETING DATE 12-May-2010
ISIN US58405U1025 AGENDA 933210178 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. Management For For
1B ELECTION OF DIRECTOR: JOHN L. CASSIS Management For For
1C ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN Management For For
1D ELECTION OF DIRECTOR: CHARLES M. LILLIS Management For For
1E ELECTION OF DIRECTOR: MYRTLE S. POTTER Management For For
1F ELECTION OF DIRECTOR: WILLIAM L. ROPER Management For For
1G ELECTION OF DIRECTOR: DAVID B. SNOW, JR. Management For For
1H ELECTION OF DIRECTOR: DAVID D. STEVENS Management For For
1I ELECTION OF DIRECTOR: BLENDA J. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE 2010 FISCAL YEAR
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO Management For For
PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 86
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
SECURITY 749121109 MEETING TYPE Annual
TICKER SYMBOL Q MEETING DATE 12-May-2010
ISIN US7491211097 AGENDA 933215457 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: EDWARD A. MUELLER Management For For
1B ELECTION OF DIRECTOR: CHARLES L. BIGGS Management For For
1C ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1D ELECTION OF DIRECTOR: PETER S. HELLMAN Management For For
1E ELECTION OF DIRECTOR: R. DAVID HOOVER Management For For
1F ELECTION OF DIRECTOR: PATRICK J. MARTIN Management For For
1G ELECTION OF DIRECTOR: CAROLINE MATTHEWS Management For For
1H ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For
1I ELECTION OF DIRECTOR: JAN L. MURLEY Management For For
1J ELECTION OF DIRECTOR: MICHAEL J. ROBERTS Management For For
1K ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For
1L ELECTION OF DIRECTOR: ANTHONY WELTERS Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 THE APPROVAL OF AN AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE Management For For
PLAN, OR ESPP.
04 A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD ADOPT A POLICY Shareholder Against For
LIMITING THE CIRCUMSTANCES UNDER WHICH PERFORMANCE SHARES
GRANTED TO EXECUTIVES WILL VEST AND BECOME PAYABLE.
05 A STOCKHOLDER PROPOSAL URGING OUR BOARD TO ADOPT A POLICY THAT Shareholder Against For
STOCKHOLDERS HAVE THE OPPORTUNITY AT EACH ANNUAL MEETING TO VOTE
ON AN ADVISORY RESOLUTION PROPOSED BY MANAGEMENT TO APPROVE
CERTAIN COMPENSATION OF OUR EXECUTIVES.
06 A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD ESTABLISH A Shareholder Against For
POLICY OF SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE
OFFICER WHENEVER POSSIBLE.
07 A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD AMEND OUR Shareholder Against For
BYLAWS TO ALLOW 10% OR GREATER STOCKHOLDERS TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
- --------------------------------------------------------------------------------
LSI CORPORATION
SECURITY 502161102 MEETING TYPE Annual
TICKER SYMBOL LSI MEETING DATE 12-May-2010
ISIN US5021611026 AGENDA 933217108 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CHARLES A. HAGGERTY Management For For
1B ELECTION OF DIRECTOR: RICHARD S. HILL Management For For
1C ELECTION OF DIRECTOR: JOHN H.F. MINER Management For For
1D ELECTION OF DIRECTOR: ARUN NETRAVALI Management For For
1E ELECTION OF DIRECTOR: MATTHEW J. O'ROURKE Management For For
1F ELECTION OF DIRECTOR: GREGORIO REYES Management For For
1G ELECTION OF DIRECTOR: MICHAEL G. STRACHAN Management For For
1H ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR Management For For
1I ELECTION OF DIRECTOR: SUSAN M. WHITNEY Management For For
02 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF OUR INDEPENDENT Management For For
AUDITORS FOR 2010.
03 TO APPROVE OUR AMENDED 2003 EQUITY INCENTIVE PLAN. Management Against Against
04 TO APPROVE OUR AMENDED EMPLOYEE STOCK PURCHASE PLAN. Management For For
- --------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
SECURITY 13342B105 MEETING TYPE Annual
TICKER SYMBOL CAM MEETING DATE 12-May-2010
ISIN US13342B1052 AGENDA 933217401 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: MICHAEL E. PATRICK Management For For
1B ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Management For For
1C ELECTION OF DIRECTOR: BRUCE W. WILKINSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 87
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 12-May-2010
ISIN US20825C1045 AGENDA 933218617 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1K ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For
1L ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1M ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1N ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 BOARD RISK MANAGEMENT OVERSIGHT Shareholder Against For
04 GREENHOUSE GAS REDUCTION Shareholder Against For
05 OIL SANDS DRILLING Shareholder Against For
06 LOUISIANA WETLANDS Shareholder Against For
07 FINANCIAL RISKS OF CLIMATE CHANGE Shareholder Against For
08 TOXIC POLLUTION REPORT Shareholder Against For
09 GENDER EXPRESSION NON-DISCRIMINATION Shareholder Against For
10 POLITICAL CONTRIBUTIONS Shareholder Against For
- --------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
SECURITY 743263105 MEETING TYPE Annual
TICKER SYMBOL PGN MEETING DATE 12-May-2010
ISIN US7432631056 AGENDA 933218631 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: J. BAKER Management For For
1B ELECTION OF DIRECTOR: J. BOSTIC Management For For
1C ELECTION OF DIRECTOR: H. DELOACH Management For For
1D ELECTION OF DIRECTOR: J. HYLER Management For For
1E ELECTION OF DIRECTOR: W. JOHNSON Management For For
1F ELECTION OF DIRECTOR: R. JONES Management For For
1G ELECTION OF DIRECTOR: W. JONES Management For For
1H ELECTION OF DIRECTOR: M. MARTINEZ Management For For
1I ELECTION OF DIRECTOR: E. MCKEE Management For For
1J ELECTION OF DIRECTOR: J. MULLIN Management For For
1K ELECTION OF DIRECTOR: C. PRYOR Management For For
1L ELECTION OF DIRECTOR: C. SALADRIGAS Management For For
1M ELECTION OF DIRECTOR: T. STONE Management For For
1N ELECTION OF DIRECTOR: A. TOLLISON Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
PROGRESS ENERGY, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 ADOPTION OF A "HOLD-INTO-RETIREMENT" POLICY FOR EQUITY AWARDS. Shareholder Against For
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 12-May-2010
ISIN US1266501006 AGENDA 933219152 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1D ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For
1E ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For
1G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1H ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1I ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1J ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Management For For
1K ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1L ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2010 FISCAL YEAR.
03 PROPOSAL TO ADOPT THE COMPANY'S 2010 INCENTIVE COMPENSATION PLAN. Management Against Against
04 PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY'S CHARTER TO ALLOW Management For For
STOCKHOLDERS TO CALL SPECIAL MEETINGS.
05 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING PRINCIPLES TO STOP GLOBAL WARMING. Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 88
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
TENNECO INC.
SECURITY 880349105 MEETING TYPE Annual
TICKER SYMBOL TEN MEETING DATE 12-May-2010
ISIN US8803491054 AGENDA 933220915 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1C ELECTION OF DIRECTOR: FRANK E. MACHER Management For For
1D ELECTION OF DIRECTOR: HARI N. NAIR Management For For
1E ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1F ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1G ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1H ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1I ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1J ELECTION OF DIRECTOR: JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS FOR 2010.
- --------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
SECURITY 983134107 MEETING TYPE Annual
TICKER SYMBOL WYNN MEETING DATE 12-May-2010
ISIN US9831341071 AGENDA 933222072 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN A. WYNN For For
2 RAY R. IRANI For For
3 ALVIN V. SHOEMAKER For For
4 D. BOONE WAYSON For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S 2002 STOCK INCENTIVE PLAN Management For For
TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
SUBJECT TO THE 2002 STOCK INCENTIVE PLAN FROM 9,750,000 SHARES
TO 12,750,000 SHARES, TO EXTEND THE TERM OF THE PLAN TO 2022,
AND TO REMOVE THE ABILITY OF THE ADMINISTRATOR TO REPRICE STOCK
OPTIONS.
03 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF ITS
SUBSIDIARIES FOR 2010.
- --------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS
SECURITY 50540R409 MEETING TYPE Annual
TICKER SYMBOL LH MEETING DATE 12-May-2010
ISIN US50540R4092 AGENDA 933223062 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: DAVID P. KING Management For For
1B ELECTION OF DIRECTOR:KERRII B. ANDERSON Management For For
1C ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Management For For
1D ELECTION OF DIRECTOR:WENDY E. LANE Management For For
1E ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Management For For
1F ELECTION OF DIRECTOR:ROBERT E. MITTELSTAEDT, JR. Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH Management For For
1H ELECTION OF DIRECTOR:M. KEITH WEIKEL, PH.D. Management For For
1I ELECTION OF DIRECTOR:R. SANDERS WILLIAMS, M.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 12-May-2010
ISIN US7181721090 AGENDA 933223240 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: HAROLD BROWN Management For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Management For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Management For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Management For For
1E ELECTION OF DIRECTOR: JENNIFER LI Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 89
The Gabelli Equity Income Fund
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Management For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Management For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Management For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Management For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For For
03 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE Shareholder Against For
04 STOCKHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE Shareholder Against For
COMPANY AND ITS SUPPLIERS
- --------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
SECURITY 277461109 MEETING TYPE Annual
TICKER SYMBOL EK MEETING DATE 12-May-2010
ISIN US2774611097 AGENDA 933223327 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD S. BRADDOCK Management For For
1B ELECTION OF DIRECTOR: HERALD Y. CHEN Management For For
1C ELECTION OF DIRECTOR: ADAM H. CLAMMER Management For For
1D ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1E ELECTION OF DIRECTOR: MICHAEL J. HAWLEY Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: DOUGLAS R. LEBDA Management For For
1H ELECTION OF DIRECTOR: DEBRA L. LEE Management For For
1I ELECTION OF DIRECTOR: DELANO E. LEWIS Management For For
1J ELECTION OF DIRECTOR: WILLIAM G. PARRETT Management For For
1K ELECTION OF DIRECTOR: ANTONIO M. PEREZ Management For For
1L ELECTION OF DIRECTOR: JOEL SELIGMAN Management For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1N ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3 APPROVAL OF AMENDMENTS TO, AND RE-APPROVAL OF THE MATERIALS Management For For
TERMS OF, THE 2005 OMNIBUS LONG- TERM COMPENSATION PLAN.
4 APPROVAL OF AMENDMENT TO, AND RE-APPROVAL OF THE MATERIAL TERMS Management For For
OF, THE EXECUTIVE COMPENSATION FOR EXCELLENCE AND LEADERSHIP
(EXCEL) PLAN
- --------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION
SECURITY 747316107 MEETING TYPE Annual
TICKER SYMBOL KWR MEETING DATE 12-May-2010
ISIN US7473161070 AGENDA 933237186 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOSEPH B. ANDERSON, JR. For For
2 PATRICIA C. BARRON For For
3 EDWIN J. DELATTRE For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
- --------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY
SECURITY 939640108 MEETING TYPE Annual
TICKER SYMBOL WPO MEETING DATE 13-May-2010
ISIN US9396401088 AGENDA 933216726 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 LEE C. BOLLINGER For For
2 CHRISTOPHER C. DAVIS For For
3 JOHN L. DOTSON JR. For For
02 TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY'S INCENTIVE Management For For
COMPENSATION PLAN.
- --------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 13-May-2010
ISIN US2605431038 AGENDA 933218706 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Management For For
1B ELECTION OF DIRECTOR: JACQUELINE K. BARTON Management For For
1C ELECTION OF DIRECTOR: JAMES A. BELL Management For For
1D ELECTION OF DIRECTOR: JEFF M. FETTIG Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 90
The Gabelli Equity Income Fund
1E ELECTION OF DIRECTOR: BARBARA H. FRANKLIN Management For For
1F ELECTION OF DIRECTOR: JOHN B. HESS Management For For
1G ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1H ELECTION OF DIRECTOR: PAUL POLMAN Management For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1J ELECTION OF DIRECTOR: JAMES M. RINGLER Management For For
1K ELECTION OF DIRECTOR: RUTH G. SHAW Management For For
1L ELECTION OF DIRECTOR: PAUL G. STERN Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION REGARDING Management For For
SPECIAL STOCKHOLDER MEETINGS.
04 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REMEDIATION IN THE MIDLAND Shareholder Against For
AREA.
05 STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION. Shareholder Against For
06 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION. Shareholder Against For
- --------------------------------------------------------------------------------
FORD MOTOR COMPANY
SECURITY 345370860 MEETING TYPE Annual
TICKER SYMBOL F MEETING DATE 13-May-2010
ISIN US3453708600 AGENDA 933220167 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN G. BUTLER For For
2 KIMBERLY A. CASIANO For For
3 ANTHONY F. EARLEY, JR. For For
4 EDSEL B. FORD II For For
5 WILLIAM CLAY FORD, JR. For For
6 RICHARD A. GEPHARDT For For
7 IRVINE O. HOCKADAY, JR. For For
8 RICHARD A. MANOOGIAN For For
9 ELLEN R. MARRAM For For
10 ALAN MULALLY For For
11 HOMER A. NEAL For For
12 GERALD L. SHAHEEN For For
13 JOHN L. THORNTON For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 APPROVAL OF TAX BENEFIT PRESERVATION PLAN. Management Against Against
04 RELATING TO DISCLOSING ANY PRIOR GOVERNMENT AFFILIATION OF Shareholder Against For
DIRECTORS, OFFICERS, AND CONSULTANTS.
05 RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN TO PROVIDE Shareholder Against For
THAT ALL OF COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE.
06 RELATING TO THE COMPANY ISSUING A REPORT DISCLOSING POLICIES AND Shareholder Against For
PROCEDURES RELATED TO POLITICAL CONTRIBUTIONS.
07 RELATING TO PROVIDING SHAREHOLDERS THE OPPORTUNITY TO CAST AN Shareholder Against For
ADVISORY VOTE TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVES.
08 RELATING TO THE COMPANY NOT FUNDING ANY ENERGY SAVINGS PROJECTS Shareholder Against For
THAT ARE SOLELY CONCERNED WITH CO2 REDUCTION.
- --------------------------------------------------------------------------------
SLM CORPORATION
SECURITY 78442P106 MEETING TYPE Annual
TICKER SYMBOL SLM MEETING DATE 13-May-2010
ISIN US78442P1066 AGENDA 933221133 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ANN TORRE BATES Management For For
1B ELECTION OF DIRECTOR: WILLIAM M. DIEFENDERFER, III Management For For
1C ELECTION OF DIRECTOR: DIANE SUITT GILLELAND Management For For
1D ELECTION OF DIRECTOR: EARL A. GOODE Management For For
1E ELECTION OF DIRECTOR: RONALD F. HUNT Management For For
1F ELECTION OF DIRECTOR: ALBERT L. LORD Management For For
1G ELECTION OF DIRECTOR: MICHAEL E. MARTIN Management For For
1H ELECTION OF DIRECTOR: BARRY A. MUNITZ Management For For
1I ELECTION OF DIRECTOR: HOWARD H. NEWMAN Management For For
1J ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR. Management For For
1K ELECTION OF DIRECTOR: FRANK C. PULEO Management For For
1L ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF Management For For
1M ELECTION OF DIRECTOR: STEVEN L. SHAPIRO Management For For
1N ELECTION OF DIRECTOR: J. TERRY STRANGE Management For For
1O ELECTION OF DIRECTOR: ANTHONY P. TERRACCIANO Management For For
1P ELECTION OF DIRECTOR: BARRY L. WILLIAMS Management For For
02 APPROVAL OF AN AMENDMENT TO EQUITY PLANS FOR AN OPTION EXCHANGE Management Against Against
PROGRAM.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 91
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
SECURITY 808513105 MEETING TYPE Annual
TICKER SYMBOL SCHW MEETING DATE 13-May-2010
ISIN US8085131055 AGENDA 933221335 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ARUN SARIN Management For For
1B ELECTION OF DIRECTOR: PAULA A. SNEED Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS Management For For
03 APPROVAL OF AMENDED CORPORATE EXECUTIVE BONUS PLAN Management For For
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
05 STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS Shareholder Against For
- --------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE
SECURITY 85590A401 MEETING TYPE Annual
TICKER SYMBOL HOT MEETING DATE 13-May-2010
ISIN US85590A4013 AGENDA 933222717 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ADAM ARON For For
2 CHARLENE BARSHEFSKY For For
3 THOMAS CLARKE For For
4 CLAYTON DALEY, JR. For For
5 BRUCE DUNCAN For For
6 LIZANNE GALBREATH For For
7 ERIC HIPPEAU For For
8 STEPHEN QUAZZO For For
9 THOMAS RYDER For For
10 FRITS VAN PAASSCHEN For For
11 KNEELAND YOUNGBLOOD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
03 TO REAPPROVE THE COMPANY'S ANNUAL INCENTIVE PLAN FOR CERTAIN Management For For
EXECUTIVES.
- --------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC
SECURITY 45822P105 MEETING TYPE Annual
TICKER SYMBOL TEG MEETING DATE 13-May-2010
ISIN US45822P1057 AGENDA 933223389 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 KEITH E. BAILEY For For
2 P. SAN JUAN CAFFERTY For For
3 ELLEN CARNAHAN For For
4 K.M. HASSELBLAD-PASCALE For For
5 JOHN W. HIGGINS For For
6 JAMES L. KEMERLING For For
7 MICHAEL E. LAVIN For For
8 WILLIAM F. PROTZ, JR. For For
9 CHARLES A. SCHROCK For For
02 APPROVE THE INTEGRYS ENERGY GROUP 2010 OMNIBUS INCENTIVE Management Against Against
COMPENSATION PLAN.
03 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGRYS ENERGY GROUP AND
ITS SUBSIDIARIES FOR 2010.
- --------------------------------------------------------------------------------
AQUA AMERICA, INC.
SECURITY 03836W103 MEETING TYPE Annual
TICKER SYMBOL WTR MEETING DATE 13-May-2010
ISIN US03836W1036 AGENDA 933228098 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD L. SMOOT For For
2 WILLIAM P. HANKOWSKY For For
3 ANDREW J. SORDONI, III For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE 2010 FISCAL YEAR. THE BOARD OF DIRECTORS RECOMMENDS YOU
VOTE "AGAINST" THE FOLLOWING PROPOSAL
03 SHAREHOLDER PROPOSAL REGARDING THE PREPARATION AND PUBLICATION Shareholder Against For
OF A SUSTAINABILITY REPORT.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 92
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
THE STUDENT LOAN CORPORATION
SECURITY 863902102 MEETING TYPE Annual
TICKER SYMBOL STU MEETING DATE 13-May-2010
ISIN US8639021026 AGENDA 933235360 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: GLENDA B. GLOVER Management For For
1B ELECTION OF DIRECTOR: LAURIE A. HESSLEIN Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. REARDON Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
UTS ENERGY CORPORATION
SECURITY 903396109 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL UEYCF MEETING DATE 13-May-2010
ISIN CA9033961090 AGENDA 933243519 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 ON THE ORDINARY RESOLUTION ELECTING THE DIRECTORS AS SET FORTH Management For For
IN THE MANAGEMENT PROXY CIRCULAR OF THE COMPANY DATED APRIL 6,
2010 (THE "MANAGEMENT PROXY CIRCULAR"):
02 ON THE ORDINARY RESOLUTION APPOINTING KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AT SUCH REMUNERATION AS
MAY BE APPROVED BY THE DIRECTORS OF THE COMPANY:
03 ON THE ORDINARY RESOLUTION RATIFYING AND APPROVING CERTAIN Management For For
AMENDMENTS TO THE OPTION SURRENDER PLAN OF THE COMPANY AS
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR:
04 ON THE ORDINARY RESOLUTION RATIFYING AND APPROVING CERTAIN Management For For
AMENDMENTS TO THE SHARE APPRECIATION RIGHTS PLAN OF THE COMPANY
AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.
- --------------------------------------------------------------------------------
LADBROKES PLC
SECURITY G5337D107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-May-2010
ISIN GB00B0ZSH635 AGENDA 702296016 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 Receive and adopt the reports and accounts for 2009 Management For For
2 Appointment of S. Bailey as a Director Management For For
3 Appointment of D.M. Shapland as a Director Management For For
4 Re-appointment of P. Erskine as a Director Management For For
5 Re-appointment of R.J. Ames as a Director Management For For
6 Re-appointment of J.P. O'Reilly as a Director Management For For
7 Re-appointment of B.G. Wallace as a Director Management For For
8 Re-appointment of J.F. Jarvis as a Director Management For For
9 Re-appointment of C.J. Rodrigues as a Director Management For For
10 Re-appointment of C.P. Wicks as a Director Management For For
11 Re-appoint Ernst & Young LLP as the Auditor and authorize the Management For For
Directors to agree the Auditor's remuneration
12 Approve the remuneration report Management For For
13 Grant authority for political donations and expenditure Management For For
S.14 Authorize the Company to purchase its own shares Management For For
15 Authorize the Directors to allot shares Management For For
S.16 Approve to disapply Section 561 1 of the Companies Act 2006 Management For For
S.17 Grant authority for the calling of general meetings excluding Management For For
AGM's by notice of at least 14 clear days
S.18 Adopt new Articles of Association Management For For
- --------------------------------------------------------------------------------
LADBROKES PLC
SECURITY G5337D107 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 14-May-2010
ISIN GB00B0ZSH635 AGENDA 702375797 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1. Adopt the Ladbrokes plc Growth Plan (the "Plan"), the main Management For For
features of which are summarized in the Appendix of the Circular
to shareholders dated 20 APR 2010 and the draft rules of which
have been produced to the meeting and signed by the Chairman of
the meeting for the purposes of identification; and authorize
each of the Directors of the Company to do all such acts and
things as he/she may consider necessary or expedient to carry
into effect the Plan
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 93
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 14-May-2010
ISIN CH0048265513 AGENDA 933218338 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE Management For For
OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE Management For For
CARRIED FORWARD.
04 CHANGE OF THE COMPANY'S PLACE OF INCORPORATION IN SWITZERLAND. Management For For
05 RENEWAL OF THE COMPANY'S AUTHORIZED SHARE CAPITAL. Management For For
06 DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE Management For For
REDUCTION.
07 AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS Management For For
FEDERAL ACT ON INTERMEDIATED SECURITIES.
8A ELECTION OF DIRECTOR: STEVEN L. NEWMAN. Management For For
8B REELECTION OF DIRECTOR: THOMAS W. CASON. Management For For
8C REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. Management For For
8D REELECTION OF DIRECTOR: J. MICHAEL TALBERT. Management For For
8E REELECTION OF DIRECTOR: JOHN L. WHITMIRE. Management For For
09 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
PACTIV CORP.
SECURITY 695257105 MEETING TYPE Annual
TICKER SYMBOL PTV MEETING DATE 14-May-2010
ISIN US6952571056 AGENDA 933219328 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LARRY D. BRADY Management For For
1B ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARNALL Management For For
1D ELECTION OF DIRECTOR: MARY R. HENDERSON Management For For
1E ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Management For For
1F ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1G ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Management For For
1H ELECTION OF DIRECTOR: NORMAN H. WESLEY Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC Management For For
ACCOUNTANTS
- --------------------------------------------------------------------------------
FLOWSERVE CORPORATION
SECURITY 34354P105 MEETING TYPE Annual
TICKER SYMBOL FLS MEETING DATE 14-May-2010
ISIN US34354P1057 AGENDA 933219619 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GAYLA DELLY For For
2 RICK MILLS For For
3 CHARLES RAMPACEK For For
4 WILLIAM RUSNACK For For
5 MARK BLINN For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2010.
- --------------------------------------------------------------------------------
MACY'S INC.
SECURITY 55616P104 MEETING TYPE Annual
TICKER SYMBOL M MEETING DATE 14-May-2010
ISIN US55616P1049 AGENDA 933235221 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHEN F. BOLLENBACH For For
2 DEIRDRE P. CONNELLY For For
3 MEYER FELDBERG For For
4 SARA LEVINSON For For
5 TERRY J. LUNDGREN For For
6 JOSEPH NEUBAUER For For
7 JOSEPH A. PICHLER For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 94
The Gabelli Equity Income Fund
8 JOYCE M. ROCHE For For
9 CRAIG E. WEATHERUP For For
10 MARNA C. WHITTINGTON For For
02 THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 29, 2011.
03 THE PROPOSED APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY'S CERTIFICATE OF INCORPORATION.
04 A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR Shareholder Against For
ELECTIONS.
- --------------------------------------------------------------------------------
WIMM BILL DANN FOODS
SECURITY 97263M109 MEETING TYPE Annual
TICKER SYMBOL WBD MEETING DATE 14-May-2010
ISIN US97263M1099 AGENDA 933264753 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE THE WBD FOODS OJSC ANNUAL REPORT FOR 2009 BASED ON Management For
RUSSIAN STATUTORY REPORTING STANDARDS.
02 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS, INCLUDING PROFIT Management For
AND LOSS STATEMENTS FOR 2009.
03 WBD FOODS OJSC PROFIT AND LOSS ALLOCATION (INCLUDING PAYOUT Management For
(ANNOUNCEMENT) OF DIVIDENDS): A) BASED ON 2009 FINANCIAL RESULTS
PAYMENT OF DIVIDENDS ON WBD FOODS OJSC OUTSTANDING ORDINARY
REGISTERED SHARES, HAVING DETERMINED THE SIZE OF DIVIDENDS PER
ONE ORDINARY REGISTERED SHARE OF RUR 30 (THIRTY) 00 KOPECKS, BE
ANNOUNCED; B) DIVIDEND PAYMENT/ANNOUNCEMENT TERMS BE DEFINED; C)
THE AMOUNT OF NET PROFIT OF WBD FOODS OJSC AS REFLECTED IN 2009
STATUTORY FINANCIAL STATEMENTS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
04 FOR THE PURPOSE OF AUDIT OF WBD FOODS OJSC'S FINANCIAL AND Management For
BUSINESS ACTIVITY, AND IN COMPLIANCE WITH LEGAL ACTS OF THE
RUSSIAN FEDERATION, TO ASSIGN AS THE AUDITOR OF THE COMPANY IN
2010. 4A) TO VOTE IN FAVOR OF 4A VOTE "FOR" SV - AUDIT CJSC 4B)
TO VOTE IN FAVOR OF 4B VOTE "AGAINST" ERNST AND YOUNG LLC
05 DIRECTOR Management
1 GUY DE SELLIERS For For
2 M.V. DUBININ For For
3 I.V. KOSTIKOV For For
4 MICHAEL A. O'NEILL For For
5 A. SERGEEVICH ORLOV For For
6 S.A. PLASTININ For For
7 G. ABRAMOVICH YUSHVAEV For For
8 DAVID IAKOBACHVILI For For
9 E. GRIGORIEVICH YASIN For For
10 MARCUS RHODES For For
11 JACQUES VINCENT For For
6A ELECTION OF THE MEMBERS OF WBD FOODS OJSC AUDITING COMMITTEE Management For
MEMBER: VOLKOVA NATALIA BORISOVNA.
6B ELECTION OF THE MEMBERS OF WBD FOODS OJSC AUDITING COMMITTEE Management For
MEMBER: VERSHININA IRINA ALEXANDROVNA.
6C ELECTION OF THE MEMBERS OF WBD FOODS OJSC AUDITING COMMITTEE Management For
MEMBER: POLIKARPOVA NATALIA LEONIDOVNA.
6D ELECTION OF THE MEMBERS OF WBD FOODS OJSC AUDITING COMMITTEE Management For
MEMBER: PEREGUDOVA EKATERINA ALEXANDROVNA.
6E ELECTION OF THE MEMBERS OF WBD FOODS OJSC AUDITING COMMITTEE Management For
MEMBER: SOLNTSEVA EVGENIA SOLOMONOVNA.
6F ELECTION OF THE MEMBERS OF WBD FOODS OJSC AUDITING COMMITTEE Management For
MEMBER: KOLESNIKOVA NATALYA NIKOLAEVNA.
6G ELECTION OF THE MEMBERS OF WBD FOODS OJSC AUDITING COMMITTEE Management For
MEMBER: SHAVERO TATIANA VIKTOROVNA.
- --------------------------------------------------------------------------------
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 14-May-2010
ISIN CH0048265513 AGENDA 933265868 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE Management For For
OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE Management For For
CARRIED FORWARD.
04 CHANGE OF THE COMPANY'S PLACE OF INCORPORATION IN SWITZERLAND. Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 95
The Gabelli Equity Income Fund
05 RENEWAL OF THE COMPANY'S AUTHORIZED SHARE CAPITAL. Management For For
06 DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE Management For For
REDUCTION.
07 AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS Management For For
FEDERAL ACT ON INTERMEDIATED SECURITIES.
8A ELECTION OF DIRECTOR: STEVEN L. NEWMAN. Management For For
8B REELECTION OF DIRECTOR: THOMAS W. CASON. Management For For
8C REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. Management For For
8D REELECTION OF DIRECTOR: J. MICHAEL TALBERT. Management For For
8E REELECTION OF DIRECTOR: JOHN L. WHITMIRE. Management For For
09 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
INVESTMENTS AB KINNEVIK, STOCKHOLM
SECURITY W4832D128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-May-2010
ISIN SE0000164600 AGENDA 702402760 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN Non-Voting
AS A VALID VO-TE OPTION. THANK YOU
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 646723 DUE Non-Voting
TO DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1 Election of Lawyer Wilhelm Luning as Chairman of the AGM Non-Voting
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of 1 or 2 persons to check and verify the minutes Non-Voting
5 Determination of whether the AGM has been duly convened Non-Voting
6 Presentation of the annual report and Auditor's report and of Non-Voting
the Group annual-report and the Group Auditor's report
7 Adopt the profit and loss statement and the balance sheet and of Management For For
the Group profit and loss statement and the Group balance sheet
8 Approve the proposed treatment of the Company's unappropriated Management For For
earnings or accumulated loss at stated in the adopted balance
sheet; the Board of Directors proposes a dividend of SEK 3.00
per share; the record date is proposed to be Thursday 20 MAY
2010; the dividend is estimated to be paid out by Euroclear
Swedan on 25 MAY 2010
9 Grant discharge of liability of the Directors of the Board and Management For For
the Managing Director
10 Approve to determine the number of Directors of the Board be set Management For For
at seven without Deputy Directors
11 Approve the fixed remuneration for each Director of the Board Management For For
for the period until the close of the next AGM be unchanged; due
to the proposed establishment of a new committee, however, the
total Board remuneration shall be increased from SEK 3,800,000
to SEK 3,875,000, for the period until the close of the next AGM
of which SEK 900,000 shall be allocated to the Chairman of the
Board, SEK 400,000 to each of the directors of the Board and
total SEK 575,000 for the work in the committees of the Board of
Directors; the Nomination Committee proposes that for work
within the Audit Committee SEK 150,000 shall be allocated to the
Chairman and SEK 75,000 to each of the other three members; for
work within the Remuneration Committee SEK 50,000 shall be
allocated to the Chairman and SEK 25,000 to each of the other
two members; finally, the Nomination Committee proposes that for
work within the New Ventures Committee SEK 25,000 shall be
allocated to each of the four members; furthermore, remuneration
to the Auditor shall be paid in accordance with approved invoices
12 Re-elect Vigo Carlund, John Hewko,Wilhelm Klingspor, Erik Management For For
Mitteregger, Stig Nordin, Allen Sangines-Krause and Cristina
Stenbeck as Directors of the Board; re-elect Cristina Stenbeck
as Chairman of the Board of Directors; appointment of an Audit
Committee, a Remuneration Committee and a newly formed New
Ventures Committee within the Board of Directors
13 Approve the specified procedure of the Nomination Committee Management For For
14 Approve the specified guidelines for remuneration to the Senior Management For For
Executives
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 96
The Gabelli Equity Income Fund
15 Approve the Incentive Programme comprising of the following: a) Management For For
adoption of an incentive programme; b) authorize the Board,
during the period until the next AGM, to increase the Company's
share capital by not more than SEK 13,500 by the issue of not
more than 135,000 Class C shares, each with a ratio value of SEK
0.10; with disapplication of the shareholders' preferential
rights, Nordea Bank AB [publ] shall be entitled to subscribe for
the new Class C shares at a subscription price corresponding to
the ratio value of the shares; c) authorize the Board, during
the period until the next AGM, to repurchase its own Class C
shares; the repurchase may only be effected through a public
offer directed to all holders of Class C shares and shall
comprise all outstanding Class C shares; the purchase may be
effected at a purchase price corresponding to not less than SEK
0.10 and not more than SEK 0.11; payment for the Class C shares
shall be made in cash; the purpose of the repurchase is to
ensure the delivery of Class B shares under the Plan; d) approve
to resolve that Class C shares that the Company purchases by
virtue of the authorization to repurchase its own shares in
accordance with Resolution 15.c above may, following
reclassification into Class B shares, be transferred to
participants in accordance with the terms of the Plan
16 Authorize the Board of Directors to pass a resolution on one or Management For For
more occasions for the period up until the next AGM on
repurchasing so many Class A and/or Class B shares that the
Company's holding does not at any time exceed 10% of the total
number of shares in the Company; the repurchase of shares shall
take place on the NASDAQ OMX Stockholm and may only occur at a
price within the share price interval registered at that time,
where share price interval means the difference between the
highest buying price and lowest selling price
17 Closing of the Meeting Non-Voting
- --------------------------------------------------------------------------------
INVESTMENTS AB KINNEVIK, STOCKHOLM
SECURITY W4832D110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-May-2010
ISIN SE0000164626 AGENDA 702402772 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN Non-Voting
AS A VALID VOTE OPTION. THANK YOU
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 646721 DUE Non-Voting
TO DELETION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1 Election of Lawyer Wilhelm Luning as Chairman of the AGM Non-Voting
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of 1 or 2 persons to check and verify the minutes Non-Voting
5 Determination of whether the AGM has been duly convened Non-Voting
6 Presentation of the annual report and Auditor's report and of Non-Voting
the Group annual-report and the Group Auditor's report
7 Adopt the profit and loss statement and the balance sheet and of Management For For
the Group profit and loss statement and the Group balance sheet
8 Approve the proposed treatment of the Company's unappropriated Management For For
earnings or accumulated loss at stated in the adopted balance
sheet; the Board of Directors proposes a dividend of SEK 3.00
per share; the record date is proposed to be Thursday 20 MAY
2010; the dividend is estimated to be paid out by Euroclear
Swedan on 25 MAY 2010
9 Grant discharge of liability of the Directors of the Board and Management For For
the Managing Director
10 Approve to determine the number of Directors of the Board be set Management For For
at seven without Deputy Directors
11 Approve the fixed remuneration for each Director of the Board Management For For
for the period until the close of the next AGM be unchanged; due
to the proposed establishment of a new committee, however, the
total Board remuneration shall be increased from SEK 3,800,000
to SEK 3,875,000, for the period until the close of the next AGM
of which SEK 900,000 shall be allocated to the Chairman of the
Board, SEK 400,000 to each of the directors of the Board and
total SEK 575,000 for the work in the committees of the Board of
Directors; the Nomination Committee proposes that for work
within the Audit Committee SEK 150,000 shall be allocated to the
Chairman and SEK 75,000 to each of the other three members; for
work within the Remuneration Committee SEK 50,000 shall be
allocated to the Chairman and SEK 25,000 to each of the other
two members; finally, the Nomination Committee proposes that for
work within the New Ventures Committee SEK 25,000 shall be
allocated to each of the four members; furthermore, remuneration
to the Auditor shall be paid in accordance with approved invoices
12 Re-elect Vigo Carlund, John Hewko,Wilhelm Klingspor, Erik Management For For
Mitteregger, Stig Nordin, Allen Sangines-Krause and Cristina
Stenbeck as Directors of the Board; re-elect Cristina Stenbeck
as Chairman of the Board of Directors; appointment of an Audit
Committee, a Remuneration Committee and a newly formed New
Ventures Committee within the Board of Directors
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 97
The Gabelli Equity Income Fund
13 Approve the specified procedure of the Nomination Committee Management For For
14 Approve the specified guidelines for remuneration to the Senior Management For For
Executives
15 Approve the Incentive Programme comprising of the following: a) Management For For
adoption of an incentive programme; b) authorize the Board,
during the period until the next AGM, to increase the Company's
share capital by not more than SEK 13,500 by the issue of not
more than 135,000 Class C shares, each with a ratio value of SEK
0.10; with disapplication of the shareholders' preferential
rights, Nordea Bank AB [publ] shall be entitled to subscribe for
the new Class C shares at a subscription price corresponding to
the ratio value of the shares; c) authorize the Board, during
the period until the next AGM, to repurchase its own Class C
shares; the repurchase may only be effected through a public
offer directed to all holders of Class C shares and shall
comprise all outstanding Class C shares; the purchase may be
effected at a purchase price corresponding to not less than SEK
0.10 and not more than SEK 0.11; payment for the Class C shares
shall be made in cash; the purpose of the repurchase is to
ensure the delivery of Class B shares under the Plan; d) approve
to resolve that Class C shares that the Company purchases by
virtue of the authorization to repurchase its own shares in
accordance with Resolution 15.c above may, following
reclassification into Class B shares, be transferred to
participants in accordance with the terms of the Plan
16 Authorize the Board of Directors to pass a resolution on one or Management For For
more occasions for the period up until the next AGM on
repurchasing so many Class A and/or Class B shares that the
Company's holding does not at any time exceed 10% of the total
number of shares in the Company; the repurchase of shares shall
take place on the NASDAQ OMX Stockholm and may only occur at a
price within the share price interval registered at that time,
where share price interval means the difference between the
highest buying price and lowest selling price
17 Closing of the Meeting Non-Voting
- --------------------------------------------------------------------------------
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 18-May-2010
ISIN US50075N1046 AGENDA 933205331 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For
1B ELECTION OF DIRECTOR: MYRA M. HART Management For For
1C ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1D ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For
1E ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For
1F ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1G ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1H ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For
1I ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For
1J ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For
1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For
1L ELECTION OF DIRECTOR: FRANK G. ZARB Management For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
3 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT.
- --------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
SECURITY 020002101 MEETING TYPE Annual
TICKER SYMBOL ALL MEETING DATE 18-May-2010
ISIN US0200021014 AGENDA 933226119 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1F ELECTION OF DIRECTOR: ANDREA REDMOND Management For For
1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management For For
1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management For For
1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management For For
1K ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2010.
03 STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL SPECIAL Shareholder Against For
SHAREOWNER MEETINGS.
04 STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT Shareholder Against For
BY WRITTEN CONSENT.
05 STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION TO RATIFY Shareholder Against For
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
06 STOCKHOLDER PROPOSAL SEEKING A REVIEW AND REPORT ON EXECUTIVE Shareholder Against For
COMPENSATION.
07 STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For
AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT
ORGANIZATIONS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 98
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 18-May-2010
ISIN US46625H1005 AGENDA 933226501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
04 POLITICAL NON-PARTISANSHIP Shareholder Against For
05 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
08 INDEPENDENT CHAIRMAN Shareholder Against For
09 PAY DISPARITY Shareholder Against For
10 SHARE RETENTION Shareholder Against For
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 18-May-2010
ISIN US25746U1097 AGENDA 933226828 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For
1B ELECTION OF DIRECTOR: PETER W. BROWN Management For For
1C ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. Management For For
1D ELECTION OF DIRECTOR: THOMAS F. FARRELL II Management For For
1E ELECTION OF DIRECTOR: JOHN W. HARRIS Management For For
1F ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Management For For
1G ELECTION OF DIRECTOR: MARK J. KINGTON Management For For
1H ELECTION OF DIRECTOR: MARGARET A. MCKENNA Management For For
1I ELECTION OF DIRECTOR: FRANK S. ROYAL Management For For
1J ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. Management For For
1K ELECTION OF DIRECTOR: DAVID A. WOLLARD Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2010 Management For For
03 AMENDMENT TO ARTICLES OF INCORPORATION RELATED TO VOTING Management For For
PROVISIONS
04 AMENDMENTS TO BYLAWS RELATED TO VOTING PROVISIONS Management For For
05 AMENDMENTS TO ARTICLES RELATED TO SETTING THE SIZE OF THE BOARD Management For For
06 AMENDMENT TO ARTICLES RELATED TO REMOVAL OF A DIRECTOR FOR CAUSE Management For For
07 AMENDMENT TO ARTICLES CLARIFYING CERTAIN SHAREHOLDER MEETING Management For For
PROVISIONS
08 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2022 Shareholder Against For
09 REJECT PLANS TO CONSTRUCT NORTH ANNA 3 Shareholder Against For
10 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
- --------------------------------------------------------------------------------
PNM RESOURCES, INC.
SECURITY 69349H107 MEETING TYPE Annual
TICKER SYMBOL PNM MEETING DATE 18-May-2010
ISIN US69349H1077 AGENDA 933229418 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ADELMO E. ARCHULETA For For
2 PATRICIA K. COLLAWN For For
3 JULIE A. DOBSON For For
4 ROBERT R. NORDHAUS For For
5 MANUEL T. PACHECO For For
6 BONNIE S. REITZ For For
7 DONALD K. SCHWANZ For For
8 JEFFRY E. STERBA For For
9 BRUCE W. WILKINSON For For
10 JOAN B. WOODARD For For
2 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 99
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 18-May-2010
ISIN US0325111070 AGENDA 933231160 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For
1B ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For
1C ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
03 STOCKHOLDER PROPOSAL - AMENDMENT TO NON- DISCRIMINATION POLICY. Shareholder Against For
04 STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: REIMBURSEMENT OF Shareholder Against For
PROXY EXPENSES.
- --------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC.
SECURITY 637215104 MEETING TYPE Annual
TICKER SYMBOL NPK MEETING DATE 18-May-2010
ISIN US6372151042 AGENDA 933232910 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD N. CARDOZO For For
2 PATRICK J. QUINN For For
02 APPROVAL OF THE NATIONAL PRESTO INDUSTRIES, INC. INCENTIVE Management For For
COMPENSATION PLAN.
03 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS NATIONAL PRESTO'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
MORGAN STANLEY
SECURITY 617446448 MEETING TYPE Annual
TICKER SYMBOL MS MEETING DATE 18-May-2010
ISIN US6174464486 AGENDA 933246375 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Management For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1F ELECTION OF DIRECTOR: NOBUYUKI HIRANO Management For For
1G ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1H ELECTION OF DIRECTOR: JOHN J. MACK Management For For
1I ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1J ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
1K ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For
1L ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR
03 TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY Management For For
STATEMENT (NON-BINDING ADVISORY RESOLUTION)
04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN Management Against Against
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS Shareholder Against For
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY HOLDINGS Shareholder Against For
REQUIREMENT
07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF MANAGEMENT BONUSES Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 100
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
SECURITY 780259206 MEETING TYPE Annual
TICKER SYMBOL RDSA MEETING DATE 18-May-2010
ISIN US7802592060 AGENDA 933254346 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 APPOINTMENT OF CHARLES O. HOLLIDAY AS A DIRECTOR Management For For
04 RE-APPOINTMENT OF JOSEF ACKERMANN AS A DIRECTOR Management For For
05 RE-APPOINTMENT OF MALCOLM BRINDED AS A DIRECTOR Management For For
06 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Management For For
07 RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR Management For For
08 RE-APPOINTMENT OF WIM KOK AS A DIRECTOR Management For For
09 RE-APPOINTMENT OF NICK LAND AS A DIRECTOR Management For For
10 RE-APPOINTMENT OF CHRISTINE MORIN-POSTEL AS A DIRECTOR Management For For
11 RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR Management For For
12 RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR Management For For
13 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Management For For
14 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Management For For
15 RE-APPOINTMENT OF AUDITORS Management For For
16 REMUNERATION OF AUDITORS Management For For
17 AUTHORITY TO ALLOT SHARES Management For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
19 AUTHORITY TO PURCHASE OWN SHARES Management For For
20 AUTHORITY FOR SCRIP DIVIDEND SCHEME Management For For
21 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
22 ADOPTION OF NEW ARTICLES OF ASSOCIATION Management For For
23 SHAREHOLDER RESOLUTION Shareholder Against For
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 19-May-2010
ISIN US4062161017 AGENDA 933223668 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1F ELECTION OF DIRECTOR: J.T. HACKETT Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: R.A. MALONE Management For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. Management For For
03 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. Shareholder Against For
06 PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
- --------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
SECURITY 603158106 MEETING TYPE Annual
TICKER SYMBOL MTX MEETING DATE 19-May-2010
ISIN US6031581068 AGENDA 933223795 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JOSEPH C. MUSCARI For For
2 WILLIAM C. STIVERS For For
2 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2010
ISIN US4581401001 AGENDA 933224367 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
YEAR
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 101
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
SAFEWAY INC.
SECURITY 786514208 MEETING TYPE Annual
TICKER SYMBOL SWY MEETING DATE 19-May-2010
ISIN US7865142084 AGENDA 933226739 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: STEVEN A. BURD Management For For
1B ELECTION OF DIRECTOR: JANET E. GROVE Management For For
1C ELECTION OF DIRECTOR: MOHAN GYANI Management For For
1D ELECTION OF DIRECTOR: PAUL HAZEN Management For For
1E ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For
1F ELECTION OF DIRECTOR: KENNETH W. ODER Management For For
1G ELECTION OF DIRECTOR: ARUN SARIN Management For For
1H ELECTION OF DIRECTOR: MICHAEL S. SHANNON Management For For
1I ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Management For For
2 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Management For For
REGARDING SPECIAL STOCKHOLDER MEETINGS.
3 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010
04 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
05 STOCKHOLDER PROPOSAL REGARDING PRINCIPLES TO STOP GLOBAL WARMING. Shareholder Against For
06 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON FUTURE DEATH Shareholder Against For
BENEFITS.
07 STOCKHOLDER PROPOSAL REGARDING POULTRY SLAUGHTER. Shareholder Against For
- --------------------------------------------------------------------------------
EL PASO CORPORATION
SECURITY 28336L109 MEETING TYPE Annual
TICKER SYMBOL EP MEETING DATE 19-May-2010
ISIN US28336L1098 AGENDA 933228303 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Management For For
1B ELECTION OF DIRECTOR: DAVID W. CRANE Management For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Management For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Management For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Management For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Management For For
1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Management For For
1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Management For For
1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Management For For
1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
1K ELECTION OF DIRECTOR: ROBERT F. VAGT Management For For
1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Management For For
02 APPROVAL OF THE EL PASO CORPORATION 2005 OMNIBUS INCENTIVE Management For For
COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR.
- --------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC.
SECURITY 219023108 MEETING TYPE Annual
TICKER SYMBOL CPO MEETING DATE 19-May-2010
ISIN US2190231082 AGENDA 933235194 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ILENE S. GORDON For For
2 KAREN L. HENDRICKS For For
3 BARBARA A. KLEIN For For
4 DWAYNE A. WILSON For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD STRUCTURE.
03 TO AMEND AND REAPPROVE THE CORN PRODUCTS INTERNATIONAL, INC. Management Against Against
STOCK INCENTIVE PLAN.
04 TO AMEND AND REAPPROVE THE CORN PRODUCTS INTERNATIONAL, INC. Management For For
ANNUAL INCENTIVE PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS
SUBSIDIARIES, IN RESPECT OF THE COMPANY'S OPERATIONS IN 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 102
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
DEAN FOODS COMPANY
SECURITY 242370104 MEETING TYPE Annual
TICKER SYMBOL DF MEETING DATE 19-May-2010
ISIN US2423701042 AGENDA 933250401 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: TOM C. DAVIS Management For For
1B ELECTION OF DIRECTOR: GREGG L. ENGLES Management For For
1C ELECTION OF DIRECTOR: JIM L. TURNER Management For For
02 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. Management For For
03 STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UPS. Shareholder Against For
- --------------------------------------------------------------------------------
DENBURY RESOURCES INC.
SECURITY 247916208 MEETING TYPE Annual
TICKER SYMBOL DNR MEETING DATE 19-May-2010
ISIN US2479162081 AGENDA 933265945 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GARETH ROBERTS For For
2 WIELAND F. WETTSTEIN For For
3 MICHAEL L. BEATTY For For
4 MICHAEL B. DECKER For For
5 RONALD G. GREENE For For
6 DAVID I. HEATHER For For
7 GREGORY L. MCMICHAEL For For
8 RANDY STEIN For For
02 PROPOSAL TO INCREASE THE NUMBER OF SHARES THAT MAY BE USED UNDER Management For For
THE 2004 OMNIBUS STOCK AND INCENTIVE PLAN.
03 PROPOSAL TO REAPPROVE THE PERFORMANCE MEASURES UNDER OUR 2004 Management For For
OMNIBUS STOCK AND INCENTIVE PLAN.
04 PROPOSAL TO INCREASE THE SECTION 162(M) BASED CAP ON THE CASH Management For For
PORTION OF PERFORMANCE AWARDS GRANTED UNDER OUR 2004 OMNIBUS
STOCK AND INCENTIVE PLAN.
05 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
PRICEWATERHOUSECOOPERS LLP AS DENBURY'S INDEPENDENT AUDITOR FOR
2010.
- --------------------------------------------------------------------------------
STATOIL ASA
SECURITY 85771P102 MEETING TYPE Annual
TICKER SYMBOL STO MEETING DATE 19-May-2010
ISIN US85771P1021 AGENDA 933269195 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
02 ELECTION OF OLAUG SVARVA AS CHAIR Management For For
03 APPROVAL OF THE NOTICE AND THE AGENDA Management For For
05 ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE Management For For
CHAIR OF THE MEETING
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS INCLUDING Management For For
DISTRIBUTION OF THE DIVIDEND
07 DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR Management For For
EXECUTIVE MANAGEMENT
08 DETERMINATION OF REMUNERATION FOR THE COMPANY'S AUDITOR Management For For
09 ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY Management For For
9A RE-ELECTION OF OLAUG SVARVA AS A MEMBER Management For For
9B RE-ELECTION OF IDAR KREUTZER AS A MEMBER Management For For
9C RE-ELECTION OF KARIN ASLAKSEN AS A MEMBER Management For For
9D RE-ELECTION OF GREGER MANNSVERK AS A MEMBER Management For For
9E RE-ELECTION OF STEINAR OLSEN AS A MEMBER Management For For
9F RE-ELECTION OF INGVALD STROMMEN AS A MEMBER Management For For
9G RE-ELECTION OF RUNE BJERKE AS A MEMBER Management For For
9H RE-ELECTION OF TORE ULSTEIN AS A MEMBER Management For For
9I NEW ELECTION OF LIVE HAUKVIK AKER AS A MEMBER Management For For
9J NEW ELECTION OF SIRI KALVIG AS A MEMBER Management For For
9K NEW ELECTION OF THOR OSCAR BOLSTAD AS A MEMBER Management For For
9L NEW ELECTION OF BARBRO LILL HAETTA-JACOBSEN AS A MEMBER Management For For
9M RE-ELECTION OF ARTHUR SLETTEBERG AS A DEPUTY MEMBER Management For For
9N RE-ELECTION OF ANNE-MARGRETHE FIRING AS A DEPUTY MEMBER Management For For
9O NEW ELECTION OF LINDA LITLEKALSOY AASE AS A DEPUTY MEMBER Management For For
9P RE-ELECTION OF SHAHZAD RANA AS A DEPUTY MEMBER Management For For
10 DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY Management For For
11 ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE Management For For
11A RE-ELECTION OF OLAUG SVARVA AS A CHAIR Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 103
The Gabelli Equity Income Fund
11B RE-ELECTION OF BJORN STALE HAAVIK AS A MEMBER Management For For
11C RE-ELECTION OF TOM RATHKE AS A MEMBER Management For For
11D NEW ELECTION OF LIVE HAUKVIK AKER AS A MEMBER Management For For
12 DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE Management For For
13 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE MARKET TO Management For For
CONTINUE IMPLEMENTATION OF THE SHARE SAVING SCHEME FOR EMPLOYEES
14 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE MARKET FOR Management For For
SUBSEQUENT ANNULMENT
15 CHANGES TO ARTICLES OF ASSOCIATION Management For For
16 PROPOSAL FROM SHAREHOLDER Shareholder Against For
- --------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC.
SECURITY 017361106 MEETING TYPE Annual
TICKER SYMBOL AYE MEETING DATE 20-May-2010
ISIN US0173611064 AGENDA 933213972 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: H. FURLONG BALDWIN Management For For
1B ELECTION OF DIRECTOR: ELEANOR BAUM Management For For
1C ELECTION OF DIRECTOR: PAUL J. EVANSON Management For For
1D ELECTION OF DIRECTOR: CYRUS F. FREIDHEIM, JR. Management For For
1E ELECTION OF DIRECTOR: JULIA L. JOHNSON Management For For
1F ELECTION OF DIRECTOR: TED J. KLEISNER Management For For
1G ELECTION OF DIRECTOR: CHRISTOPHER D. PAPPAS Management For For
1H ELECTION OF DIRECTOR: STEVEN H. RICE Management For For
1I ELECTION OF DIRECTOR: GUNNAR E. SARSTEN Management For For
1J ELECTION OF DIRECTOR: MICHAEL H. SUTTON Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITOR FOR 2010.
03 STOCKHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN. Shareholder Against For
- --------------------------------------------------------------------------------
ONEOK, INC.
SECURITY 682680103 MEETING TYPE Annual
TICKER SYMBOL OKE MEETING DATE 20-May-2010
ISIN US6826801036 AGENDA 933219506 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JAMES C. DAY Management For For
1B ELECTION OF DIRECTOR: JULIE H. EDWARDS Management For For
1C ELECTION OF DIRECTOR: WILLIAM L. FORD Management For For
1D ELECTION OF DIRECTOR: JOHN W. GIBSON Management For For
1E ELECTION OF DIRECTOR: DAVID L. KYLE Management For For
1F ELECTION OF DIRECTOR: BERT H. MACKIE Management For For
1G ELECTION OF DIRECTOR: JIM W. MOGG Management For For
1H ELECTION OF DIRECTOR: PATTYE L. MOORE Management For For
1I ELECTION OF DIRECTOR: GARY D. PARKER Management For For
1J ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ Management For For
1K ELECTION OF DIRECTOR: GERALD B. SMITH Management For For
1L ELECTION OF DIRECTOR: DAVID J. TIPPECONNIC Management For For
02 A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK,
INC. FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC.
SECURITY 26138E109 MEETING TYPE Annual
TICKER SYMBOL DPS MEETING DATE 20-May-2010
ISIN US26138E1091 AGENDA 933222818 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN L. ADAMS Management For For
1B ELECTION OF DIRECTOR: TERENCE D. MARTIN Management For For
1C ELECTION OF DIRECTOR: RONALD G. ROGERS Management For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2010.
- --------------------------------------------------------------------------------
OGE ENERGY CORP.
SECURITY 670837103 MEETING TYPE Annual
TICKER SYMBOL OGE MEETING DATE 20-May-2010
ISIN US6708371033 AGENDA 933222995 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 JAMES H. BRANDI For For
2 LUKE R. CORBETT For For
3 PETER B. DELANEY For For
2 AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND Management For For
BY-LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S PRINCIPAL INDEPENDENT ACCOUNTANTS FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 104
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
SECURITY 571748102 MEETING TYPE Annual
TICKER SYMBOL MMC MEETING DATE 20-May-2010
ISIN US5717481023 AGENDA 933225472 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LESLIE M. BAKER Management For For
1B ELECTION OF DIRECTOR: ZACHARY W. CARTER Management For For
1C ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management For For
1D ELECTION OF DIRECTOR: OSCAR FANJUL Management For For
1E ELECTION OF DIRECTOR: H. EDWARD HANWAY Management For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For
1G ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For
1H ELECTION OF DIRECTOR: MARC D. OKEN Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL: SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
- --------------------------------------------------------------------------------
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 20-May-2010
ISIN US4370761029 AGENDA 933228226 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For
1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1D ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1E ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1H ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR Management For For
QUALIFIED PERFORMANCE- BASED AWARDS UNDER THE HOME DEPOT, INC.
2005 OMNIBUS STOCK INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shareholder Against For
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION Shareholder Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT
08 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT Shareholder Against For
10 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA Shareholder Against For
- --------------------------------------------------------------------------------
WESTAR ENERGY, INC.
SECURITY 95709T100 MEETING TYPE Annual
TICKER SYMBOL WR MEETING DATE 20-May-2010
ISIN US95709T1007 AGENDA 933228923 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 B. ANTHONY ISAAC For For
2 MICHAEL F. MORRISSEY For For
2 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 105
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ALCON, INC.
SECURITY H01301102 MEETING TYPE Annual
TICKER SYMBOL ACL MEETING DATE 20-May-2010
ISIN CH0013826497 AGENDA 933230497 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. Management For For
AND THE 2009 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC.
AND SUBSIDIARIES
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO Management For For
SHAREHOLDERS FOR THE FINANCIAL YEAR 2009
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE Management For For
FINANCIAL YEAR 2009
04 ELECTION OF KPMG AG, ZUG, AUDITORS Management For For
05 ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS Management For For
06 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management For For
7A ELECTION OF DIRECTOR: WERNER BAUER Management For For
7B ELECTION OF DIRECTOR: FRANCISCO CASTANER Management For For
7C ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK Management For For
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 20-May-2010
ISIN US02209S1033 AGENDA 933232465 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ELIZABETH E. BAILEY Management For For
1B ELECTION OF DIRECTOR: GERALD L. BALILES Management For For
1C ELECTION OF DIRECTOR: JOHN T. CASTEEN III Management For For
1D ELECTION OF DIRECTOR: DINYAR S. DEVITRE Management For For
1E ELECTION OF DIRECTOR: THOMAS F. FARRELL II Management For For
1F ELECTION OF DIRECTOR: ROBERT E. R. HUNTLEY Management For For
1G ELECTION OF DIRECTOR: THOMAS W. JONES Management For For
1H ELECTION OF DIRECTOR: GEORGE MUNOZ Management For For
1I ELECTION OF DIRECTOR: NABIL Y. SAKKAB Management For For
1J ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Management For For
02 2010 PERFORMANCE INCENTIVE PLAN Management For For
03 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For For
04 SHAREHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE Shareholder Against For
05 SHAREHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE Shareholder Against For
COMPANY AND ITS SUPPLIERS
- --------------------------------------------------------------------------------
XEROX CORPORATION
SECURITY 984121103 MEETING TYPE Annual
TICKER SYMBOL XRX MEETING DATE 20-May-2010
ISIN US9841211033 AGENDA 933233075 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: GLENN A. BRITT Management For For
1B ELECTION OF DIRECTOR: URSULA M. BURNS Management For For
1C ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Management For For
1D ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Management For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For
1F ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For For
1G ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1H ELECTION OF DIRECTOR: ANN N. REESE Management For For
1I ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Management For For
2 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
3 APPROVAL OF THE MAY 2010 AMENDMENT AND RESTATEMENT OF THE Management Against Against
COMPANY'S 2004 PERFORMANCE INCENTIVE PLAN.
- --------------------------------------------------------------------------------
CENTURYTEL, INC.
SECURITY 156700106 MEETING TYPE Annual
TICKER SYMBOL CTL MEETING DATE 20-May-2010
ISIN US1567001060 AGENDA 933235156 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 W. BRUCE HANKS For For
2 C.G. MELVILLE, JR. For For
3 WILLIAM A. OWENS For For
4 GLEN F. POST, III For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR Management For For
FOR 2010.
03 TO AMEND OUR ARTICLES OF INCORPORATION TO CHANGE OUR NAME TO Management For For
CENTURYLINK, INC.
04 TO APPROVE OUR 2010 EXECUTIVE OFFICER SHORT-TERM INCENTIVE PLAN. Management For For
05 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING NETWORK MANAGEMENT Shareholder Against For
PRACTICES.
06 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING LIMITATION OF Shareholder Against For
EXECUTIVE COMPENSATION.
07 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK Shareholder Against For
RETENTION.
08 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shareholder Against For
COMPENSATION ADVISORY VOTES.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 106
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
SECURITY 71646E100 MEETING TYPE Annual
TICKER SYMBOL PTR MEETING DATE 20-May-2010
ISIN US71646E1001 AGENDA 933256821 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF Management For For
THE COMPANY FOR THE YEAR 2009.
02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE Management For For
OF THE COMPANY FOR THE YEAR 2009.
03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE Management For For
COMPANY FOR THE YEAR 2009.
04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL Management For For
DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2009 IN THE AMOUNT AND
IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS.
05 TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF Management For For
DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS.
06 APPROVE THE CONTINUATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITORS AND
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED,
CERTIFIED PUBLIC ACCOUNTANTS, AS THE DOMESTIC AUDITORS FOR THE
YEAR 2010 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION.
07 TO CONSIDER AND APPROVE THE TRANSACTION AS CONTEMPLATED IN THE Management For For
SUBSCRIPTION AGREEMENT ENTERED INTO BETWEEN THE COMPANY, CHINA
PETROLEUM FINANCE CO., LTD AND CHINA NATIONAL PETROLEUM
CORPORATION DATED 25 MARCH 2010.
S8 GRANT A GENERAL MANDATE TO THE BOARD TO SEPARATELY OR Management For For
CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC
SHARES AND OVERSEAS LISTED FOREIGN SHARES.
- --------------------------------------------------------------------------------
ALCON, INC.
SECURITY H01301102 MEETING TYPE Annual
TICKER SYMBOL ACL MEETING DATE 20-May-2010
ISIN CH0013826497 AGENDA 933270441 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. Management For For
AND THE 2009 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC.
AND SUBSIDIARIES
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO Management For For
SHAREHOLDERS FOR THE FINANCIAL YEAR 2009
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE Management For For
FINANCIAL YEAR 2009
04 ELECTION OF KPMG AG, ZUG, AUDITORS Management For For
05 ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS Management For For
06 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management For For
7A ELECTION OF DIRECTOR: WERNER BAUER Management For For
7B ELECTION OF DIRECTOR: FRANCISCO CASTANER Management For For
7C ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK Management For For
- --------------------------------------------------------------------------------
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 21-May-2010
ISIN US3025711041 AGENDA 933228062 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 WILLIAM H. SWANSON For For
11 MICHAEL H. THAMAN For For
12 HANSEL E. TOOKES, II For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED ARTICLES Management For For
OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANY'S NAME
TO NEXTERA ENERGY, INC.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 107
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
TIME WARNER INC.
SECURITY 887317303 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 21-May-2010
ISIN US8873173038 AGENDA 933230233 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1B ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For
1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Management For For
1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For
1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Management For For
1F ELECTION OF DIRECTOR: ROBERT C. CLARK Management For For
1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Management For For
1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Management For For
1I ELECTION OF DIRECTOR: FRED HASSAN Management For For
1J ELECTION OF DIRECTOR: MICHAEL A. MILES Management For For
1K ELECTION OF DIRECTOR: KENNETH J. NOVACK Management For For
1L ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 COMPANY PROPOSAL TO APPROVE THE TIME WARNER INC. 2010 STOCK Management Against Against
INCENTIVE PLAN.
04 COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
BY-LAWS TO PROVIDE THAT HOLDERS OF AT LEAST 15% OF THE COMBINED
VOTING POWER OF THE COMPANY'S OUTSTANDING CAPITAL STOCK MAY
REQUEST A SPECIAL MEETING OF STOCKHOLDERS.
05 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE. Shareholder Against For
06 STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. Shareholder Against For
07 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION TO RATIFY Shareholder Against For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- --------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 21-May-2010
ISIN US12686C1099 AGENDA 933233772 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 ZACHARY W. CARTER For For
2 THOMAS V. REIFENHEISER For For
3 JOHN R. RYAN For For
4 VINCENT TESE For For
5 LEONARD TOW For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR
2010.
- --------------------------------------------------------------------------------
AETNA INC.
SECURITY 00817Y108 MEETING TYPE Annual
TICKER SYMBOL AET MEETING DATE 21-May-2010
ISIN US00817Y1082 AGENDA 933241767 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: FRANK M. CLARK Management For For
1B ELECTION OF DIRECTOR: BETSY Z. COHEN Management For For
1C ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Management For For
1D ELECTION OF DIRECTOR: ROGER N. FARAH Management For For
1E ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN Management For For
1F ELECTION OF DIRECTOR: JEFFREY E. GARTEN Management For For
1G ELECTION OF DIRECTOR: EARL G. GRAVES Management For For
1H ELECTION OF DIRECTOR: GERALD GREENWALD Management For For
1I ELECTION OF DIRECTOR: ELLEN M. HANCOCK Management For For
1J ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Management For For
1K ELECTION OF DIRECTOR: EDWARD J. LUDWIG Management For For
1L ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Management For For
1M ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 APPROVAL OF AETNA INC. 2010 STOCK INCENTIVE PLAN Management Against Against
04 APPROVAL OF AETNA INC. 2010 NON-EMPLOYEE DIRECTOR COMPENSATION Management Against Against
PLAN
05 APPROVAL OF AETNA INC. 2001 ANNUAL INCENTIVE PLAN PERFORMANCE Management For For
CRITERIA
06 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For
07 SHAREHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 108
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
TOTAL S.A.
SECURITY 89151E109 MEETING TYPE Annual
TICKER SYMBOL TOT MEETING DATE 21-May-2010
ISIN US89151E1091 AGENDA 933256489 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS DATED DECEMBER Management For For
31, 2009.
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS DATED DECEMBER 31, Management For For
2009.
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND. Management For For
O4 AGREEMENTS COVERED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL Management For For
CODE.
O5 COMMITMENTS UNDER ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL Management For For
CODE, CONCERNING MR. CHRISTOPHE DE MARGERIE.
O6 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF Management For For
THE COMPANY.
O7 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A Management For For
DIRECTOR.
O8 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE RUDDER AS A Management For For
DIRECTOR.
O9 APPOINTMENT OF MR. GUNNAR BROCK AS A DIRECTOR. Management For For
O13 RENEWAL OF THE APPOINTMENT OF ERNST AND YOUNG AUDIT AS STATUTORY Management For For
AUDITORS.
O14 RENEWAL OF THE APPOINTMENT OF KPMG AUDIT (A DIVISION OF KPMG Management For For
S.A.) AS STATUTORY AUDITORS.
O15 APPOINTMENT OF AUDITEX AS ALTERNATE AUDITORS. Management For For
O16 APPOINTMENT OF KPMG AUDIT IS AS ALTERNATE AUDITOR. Management For For
E17 SHARE CAPITAL INCREASES WITH PREFERENTIAL SUBSCRIPTION RIGHTS. Management For For
E18 SHARE CAPITAL INCREASES BY PUBLIC OFFERING WITHOUT PREFERENTIAL Management For For
SUBSCRIPTION RIGHTS.
E19 SHARE CAPITAL INCREASES IN EXCHANGE FOR EQUITY SECURITIES Management For For
CONTRIBUTED TO THE COMPANY.
E20 SHARE CAPITAL INCREASES BY THE ISSUANCE OF COMMON SHARES Management For For
RESERVED TO EMPLOYEES.
E21 ALLOCATION OF STOCK OPTIONS. Management For For
A AMENDMENT OF THE ARTICLES OF ASSOCIATION CONCERNING THE Shareholder Against For
PUBLICATION OF THE INTERNAL CHARTERS FOR COLLECTIVE INVESTMENT
FUNDS WHOSE ASSETS ARE MORE THAN 0.5% OF THE CAPITAL OF THE
COMPANY.
Z PLEASE BE ADVISED YOU MAY VOTE ONLY ON ONE OF THE FOLLOWING: FOR Management Abstain
PROPOSAL 10 VOTE "FOR" APPOINTMENT OF A DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS MR: CLAUDE CLEMENTE FOR PROPOSAL 11 VOTE
"AGAINST" APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS MR: PHILIPPE MARCHANDISE FOR PROPOSAL 12 VOTE
"ABSTAIN" APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS MR. MOHAMMED ZAKI
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 24-May-2010
ISIN US91324P1021 AGENDA 933235031 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For
1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For
1F ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For
1G ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For
1H ELECTION OF DIRECTOR: KENNETH I. SHINE M.D. Management For For
1I ELECTION OF DIRECTOR: GAIL R. WILENSKY PH.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF LOBBYING EXPENSES. Shareholder Against For
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
- --------------------------------------------------------------------------------
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 25-May-2010
ISIN US58933Y1055 AGENDA 933236920 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 109
The Gabelli Equity Income Fund
1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Management For For
1G ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For
1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For
1I ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1J ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1K ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1L ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1M ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For
1N ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1O ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1P ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1Q ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. Management For For
04 PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION Management For For
PLAN.
- --------------------------------------------------------------------------------
OCH-ZIFF CAP MGMT GROUP LLC
SECURITY 67551U105 MEETING TYPE Annual
TICKER SYMBOL OZM MEETING DATE 25-May-2010
ISIN US67551U1051 AGENDA 933255437 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DANIEL S. OCH For For
2 JEROME P. KENNEY For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OCH-ZIFF'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
SECURITY 883556102 MEETING TYPE Annual
TICKER SYMBOL TMO MEETING DATE 26-May-2010
ISIN US8835561023 AGENDA 933237960 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: MARC N. CASPER Management For For
1B ELECTION OF DIRECTOR: TYLER JACKS Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR 2010.
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 26-May-2010
ISIN US30231G1022 AGENDA 933239267 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 K.C. FRAZIER For For
6 W.W. GEORGE For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) Management For For
03 SPECIAL SHAREHOLDER MEETINGS (PAGE 54) Shareholder Against For
04 INCORPORATE IN NORTH DAKOTA (PAGE 55) Shareholder Against For
05 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) Shareholder Against For
06 AMENDMENT OF EEO POLICY (PAGE 57) Shareholder Against For
07 POLICY ON WATER (PAGE 59) Shareholder Against For
08 WETLANDS RESTORATION POLICY (PAGE 60) Shareholder Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 62) Shareholder Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 64) Shareholder Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 65) Shareholder Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) Shareholder Against For
13 PLANNING ASSUMPTIONS (PAGE 69) Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 110
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 26-May-2010
ISIN US1667641005 AGENDA 933241743 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: C. HAGEL Management For For
1F ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1H ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1I ELECTION OF DIRECTOR: S. NUNN Management For For
1J ELECTION OF DIRECTOR: D.B. RICE Management For For
1K ELECTION OF DIRECTOR: K.W. SHARER Management For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1M ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1N ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1O ELECTION OF DIRECTOR: C. WARE Management For For
1P ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE PERCENTAGE OF Management For For
STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL
MEETINGS
04 APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shareholder Against For
EXPERTISE
05 HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT Shareholder Against For
06 DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS Shareholder Against For
07 GUIDELINES FOR COUNTRY SELECTION Shareholder Against For
08 FINANCIAL RISKS FROM CLIMATE CHANGE Shareholder Against For
09 HUMAN RIGHTS COMMITTEE Shareholder Against For
- --------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY
SECURITY 283677854 MEETING TYPE Annual
TICKER SYMBOL EE MEETING DATE 26-May-2010
ISIN US2836778546 AGENDA 933244042 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN ROBERT BROWN For For
2 JAMES W. CICCONI For For
3 P.Z. HOLLAND-BRANCH For For
4 THOMAS K. SHOCKLEY For For
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
CBS CORPORATION
SECURITY 124857103 MEETING TYPE Annual
TICKER SYMBOL CBSA MEETING DATE 26-May-2010
ISIN US1248571036 AGENDA 933244206 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 DAVID R. ANDELMAN For For
2 JOSEPH A. CALIFANO, JR. For For
3 WILLIAM S. COHEN For For
4 GARY L. COUNTRYMAN For For
5 CHARLES K. GIFFORD For For
6 LEONARD GOLDBERG For For
7 BRUCE S. GORDON For For
8 LINDA M. GRIEGO For For
9 ARNOLD KOPELSON For For
10 LESLIE MOONVES For For
11 DOUG MORRIS For For
12 SHARI REDSTONE For For
13 SUMNER M. REDSTONE For For
14 FREDERIC V. SALERNO For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO Management For For
SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
03 A PROPOSAL TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For
GOALS IN THE COMPANY'S SENIOR EXECUTIVE SHORT-TERM INCENTIVE
PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 111
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
SECURITY 879433100 MEETING TYPE Annual
TICKER SYMBOL TDS MEETING DATE 26-May-2010
ISIN US8794331004 AGENDA 933260313 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 C.A. DAVIS For For
2 C.D. O'LEARY For For
3 G.L. SUGARMAN For For
4 H.S. WANDER For For
02 RATIFY ACCOUNTANTS FOR 2010. Management For For
03 SHAREHOLDER PROPOSAL RELATED TO CALLING OF MEETINGS BY Shareholder Against For
SHAREHOLDERS.
- --------------------------------------------------------------------------------
TELEKOM AUSTRIA AG
SECURITY A8502A102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-May-2010
ISIN AT0000720008 AGENDA 702404827 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT. Non-Voting
IF YOU HAVE AL-READY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1. Approve the presentation of the adopted financial statements and Management For For
the Management report as well as the consolidated financial
statements including the consolidated Management report and the
corporate governance report, the proposal for utilization of the
net profit and the Supervisory Board report on the FY 2009
2. Approve the allocation of the net income for the FY 2009 Management For For
3. Grant discharge to the Members of the Management Board for the Management For For
FY 2009
4. Grant discharge to the Members of the Supervisory Board the FY Management For For
2009
5. Approve the remuneration to the members of the supervisory Board Management For For
for the FY 2009
6. Election of the Auditors for the FY 2010 Management For For
7. Election of the member to the supervisory Board Management For For
8. Receive the Management report on share buy-back effected, number Management For For
of treasury shares held and use of treasury shares
9. Amend the Articles of Association in particular for adaptation Management For For
according to the Stock Corporation Amendment Act 2009
[AktienrechtsAnderungsgesetz 2009]
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF Non-Voting
RESOLUTIONS. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES INC
SECURITY 31620M106 MEETING TYPE Annual
TICKER SYMBOL FIS MEETING DATE 27-May-2010
ISIN US31620M1062 AGENDA 933244509 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 STEPHAN A. JAMES For For
2 JAMES NEARY For For
3 FRANK R. MARTIRE For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 27-May-2010
ISIN US7551115071 AGENDA 933258952 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: VERNON E. CLARK Management For For
1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For
1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Management For For
1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For
1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For
1F ELECTION OF DIRECTOR: RONALD L. SKATES Management For For
1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For
1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management For For
1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 112
The Gabelli Equity Income Fund
03 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION, AS MORE Management For For
FULLY DESCRIBED IN THE PROXY STATEMENT.
04 APPROVAL OF THE RAYTHEON COMPANY 2010 STOCK PLAN. Management For For
05 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT Shareholder Against For
PLANS.
07 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT.
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
SECURITY D18190898 MEETING TYPE Annual
TICKER SYMBOL DB MEETING DATE 27-May-2010
ISIN DE0005140008 AGENDA 933274172 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MANAGEMENT BOARD Management For For
FOR THE 2009 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE SUPERVISORY BOARD Management For For
FOR THE 2009 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2010 FINANCIAL YEAR, INTERIM Management For For
ACCOUNTS
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING PURPOSES Management For For
(SECTION 71 (1) NO. 7 STOCK CORPORATION ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE WITH THE Management For For
POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS
08 AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF PURCHASE OF Management For For
OWN SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
09 APPROVAL OF THE COMPENSATION SYSTEM FOR THE MANAGEMENT BOARD Management For For
MEMBERS
10 AMENDMENT TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE Management For For
ACT IMPLEMENTING THE SHAREHOLDER'S RIGHTS DIRECTIVE
11 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH WARRANTS AND/OR Management For For
CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS AND
CONVERTIBLE BONDS, CREATION OF CONDITIONAL CAPITAL AND AMENDMENT
TO THE ARTICLES OF ASSOCIATION
12 APPROVAL OF THE CHANGE OF CONTROL AND PROFIT AND LOSS TRANSFER Management For For
AGREEMENTS AS WELL AS OF PROFIT AND LOSS TRANSFER AGREEMENTS
13 APPROVAL OF THE NEW CONCLUSION OF CONTROL AND PROFIT AND LOSS Management For For
TRANSFER AGREEMENTS WITH DEUTSCHE BANK AKTIENGESELLSCHAFT
CM1 COUNTER MOTION 1 Management
CM2 COUNTER MOTION 2 Management
CM3 COUNTER MOTION 3 Management
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
SECURITY D18190898 MEETING TYPE Annual
TICKER SYMBOL DB MEETING DATE 27-May-2010
ISIN DE0005140008 AGENDA 933285529 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MANAGEMENT BOARD Management For For
FOR THE 2009 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE SUPERVISORY BOARD Management For For
FOR THE 2009 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2010 FINANCIAL YEAR, INTERIM Management For For
ACCOUNTS
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING PURPOSES Management For For
(SECTION 71 (1) NO. 7 STOCK CORPORATION ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE WITH THE Management For For
POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS
08 AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF PURCHASE OF Management For For
OWN SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
09 APPROVAL OF THE COMPENSATION SYSTEM FOR THE MANAGEMENT BOARD Management For For
MEMBERS
10 AMENDMENT TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE Management For For
ACT IMPLEMENTING THE SHAREHOLDER'S RIGHTS DIRECTIVE
11 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH WARRANTS AND/OR Management For For
CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS AND
CONVERTIBLE BONDS, CREATION OF CONDITIONAL CAPITAL AND AMENDMENT
TO THE ARTICLES OF ASSOCIATION
12 APPROVAL OF THE CHANGE OF CONTROL AND PROFIT AND LOSS TRANSFER Management For For
AGREEMENTS AS WELL AS OF PROFIT AND LOSS TRANSFER AGREEMENTS
13 APPROVAL OF THE NEW CONCLUSION OF CONTROL AND PROFIT AND LOSS Management For For
TRANSFER AGREEMENTS WITH DEUTSCHE BANK AKTIENGESELLSCHAFT
CM1 COUNTER MOTION 1 Management
CM2 COUNTER MOTION 2 Management
CM3 COUNTER MOTION 3 Management
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 113
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
SECURITY 210371100 MEETING TYPE Annual
TICKER SYMBOL CEG MEETING DATE 28-May-2010
ISIN US2103711006 AGENDA 933241957 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: YVES C. DE BALMANN Management For For
1B ELECTION OF DIRECTOR: ANN C. BERZIN Management For For
1C ELECTION OF DIRECTOR: JAMES T. BRADY Management For For
1D ELECTION OF DIRECTOR: DANIEL CAMUS Management For For
1E ELECTION OF DIRECTOR: JAMES R. CURTISS Management For For
1F ELECTION OF DIRECTOR: FREEMAN A. HRABOWSKI, III Management For For
1G ELECTION OF DIRECTOR: NANCY LAMPTON Management For For
1H ELECTION OF DIRECTOR: ROBERT J. LAWLESS Management For For
1I ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Management For For
1J ELECTION OF DIRECTOR: JOHN L. SKOLDS Management For For
1K ELECTION OF DIRECTOR: MICHAEL D. SULLIVAN Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF AMENDMENT & RESTATEMENT OF 2007 LONG-TERM INCENTIVE Management Against Against
PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 SHAREHOLDER PROPOSAL. Shareholder Against For
- --------------------------------------------------------------------------------
TOMKINS PLC
SECURITY G89158136 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Jun-2010
ISIN GB0008962655 AGENDA 702368754 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 Receive the Directors' report and financial statements Management For For
2 Approve the Remuneration Committee report Management For For
3 Declare a dividend Management For For
4 Re-appoint Mr. D.B. Newlands Management For For
5 Re-appoint the Independent Auditors Management For For
6 Authorize the Directors to determine the Independent Auditors Management For For
remuneration
7 Authorize the allotment of relevant securities Management For For
S.8 Authorize the disapplication of pre emption rights Management For For
9 Authorize the purchases of own shares Management For For
S.10 Adopt new Articles of association Management For For
S.11 Authorize the disapplication of shareholder rights directive Management For For
provisions relating to notice of general meetings
- --------------------------------------------------------------------------------
TENARIS, S.A.
SECURITY 88031M109 MEETING TYPE Annual
TICKER SYMBOL TS MEETING DATE 02-Jun-2010
ISIN US88031M1099 AGENDA 933268662 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 CONSIDERATION OF BOARD'S MANAGEMENT REPORT AND CERTIFICATIONS Management For
AND THE INDEPENDENT AUDITORS' REPORTS FOR YEARS ENDED DECEMBER
31, 2009, 2008 AND 2007, AND THE ANNUAL ACCOUNTS.
02 APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS FOR Management For
THE YEARS ENDED DECEMBER 31, 2009, 2008 AND 2007.
03 APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, Management For
2009.
04 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE Management For
YEAR ENDED DECEMBER 31, 2009.
05 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE Management For
EXERCISE OF THEIR MANDATE DURING YEAR ENDED DECEMBER 31, 2009.
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. Management For
07 COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. Management For
08 APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR Management For
ENDING DECEMBER 31, 2010 AND APPROVAL OF THEIR FEES.
09 AUTHORISATION TO THE COMPANY, OR ANY SUBSIDIARY, TO FROM TIME TO Management For
TIME PURCHASE, ACQUIRE OR RECEIVE SHARES OF THE COMPANY.
10 AUTHORISATION TO BOARD TO CAUSE DISTRIBUTION OF ALL SHAREHOLDER Management For
COMMUNICATIONS, INCLUDING SHAREHOLDER MEETING & PROXY MATERIALS
AND ANNUAL REPORTS TO SHAREHOLDERS, BY ELECTRONIC MEANS.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 114
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
TELEFONICA, S.A.
SECURITY 879382208 MEETING TYPE Annual
TICKER SYMBOL TEF MEETING DATE 02-Jun-2010
ISIN US8793822086 AGENDA 933281191 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL Management For For
ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE
MANAGEMENT REPORT OF TELEFONICA, S.A AND OF ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS OF THE PROPOSED ALLOCATION OF THE
PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS
BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2009.
02 COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF A DIVIDEND TO BE Management For For
CHARGED TO UNRESTRICTED RESERVES.
03 AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES, Management For For
DIRECTLY OR THROUGH COMPANIES OF THE GROUP.
04 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO ISSUE Management For For
DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME SECURITIES, BE
THEY SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE, GRANTING THE
BOARD, IN THE LAST CASE, THE POWER TO EXCLUDE PRE- EMPTIVE
RIGHTS OF SHAREHOLDERS, AS WELL AS POWER TO ISSUE PREFERRED
SHARES AND THE POWER TO GUARANTEE ISSUANCES BY THE COMPANIES OF
THE GROUP.
05 RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2010. Management For For
06 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND Management For For
IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS'
MEETING.
- --------------------------------------------------------------------------------
TENARIS, S.A.
SECURITY 88031M109 MEETING TYPE Annual
TICKER SYMBOL TS MEETING DATE 02-Jun-2010
ISIN US88031M1099 AGENDA 933284351 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 CONSIDERATION OF BOARD'S MANAGEMENT REPORT AND CERTIFICATIONS Management For
AND THE INDEPENDENT AUDITORS' REPORTS FOR YEARS ENDED DECEMBER
31, 2009, 2008 AND 2007, AND THE ANNUAL ACCOUNTS.
02 APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS FOR Management For
THE YEARS ENDED DECEMBER 31, 2009, 2008 AND 2007.
03 APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, Management For
2009.
04 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE Management For
YEAR ENDED DECEMBER 31, 2009.
05 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE Management For
EXERCISE OF THEIR MANDATE DURING YEAR ENDED DECEMBER 31, 2009.
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. Management For
07 COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. Management For
08 APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR Management For
ENDING DECEMBER 31, 2010 AND APPROVAL OF THEIR FEES.
09 AUTHORISATION TO THE COMPANY, OR ANY SUBSIDIARY, TO FROM TIME TO Management For
TIME PURCHASE, ACQUIRE OR RECEIVE SHARES OF THE COMPANY.
10 AUTHORISATION TO BOARD TO CAUSE DISTRIBUTION OF ALL SHAREHOLDER Management For
COMMUNICATIONS, INCLUDING SHAREHOLDER MEETING & PROXY MATERIALS
AND ANNUAL REPORTS TO SHAREHOLDERS, BY ELECTRONIC MEANS.
- --------------------------------------------------------------------------------
DIRECTV
SECURITY 25490A101 MEETING TYPE Annual
TICKER SYMBOL DTV MEETING DATE 03-Jun-2010
ISIN US25490A1016 AGENDA 933253281 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 NEIL R. AUSTRIAN For For
2 RALPH F. BOYD, JR. For For
3 PAUL A. GOULD For For
4 CHARLES R. LEE For For
5 PETER A. LUND For For
6 GREGORY B. MAFFEI For For
7 JOHN C. MALONE For For
8 NANCY S. NEWCOMB For For
9 HAIM SABAN For For
10 MICHAEL D. WHITE For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For
3 APPROVAL OF THE DIRECTV 2010 STOCK PLAN. Management Against Against
4 APPROVAL OF THE DIRECTV EXECUTIVE OFFICER CASH BONUS PLAN. Management For For
5 ADOPTION OF POLICY REQUIRING EXECUTIVES TO RETAIN 75% OF ALL Shareholder Against For
EQUITY-BASED COMPENSATION FOR 2 YEARS FOLLOWING SEPARATION FROM
DIRECTV.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 115
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
INGERSOLL-RAND PLC
SECURITY G47791101 MEETING TYPE Annual
TICKER SYMBOL IR MEETING DATE 03-Jun-2010
ISIN IE00B6330302 AGENDA 933253647 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: A.C. BERZIN Management For For
1B ELECTION OF DIRECTOR: J. BRUTON Management For For
1C ELECTION OF DIRECTOR: J.L. COHON Management For For
1D ELECTION OF DIRECTOR: G.D. FORSEE Management For For
1E ELECTION OF DIRECTOR: P.C. GODSOE Management For For
1F ELECTION OF DIRECTOR: E.E. HAGENLOCKER Management For For
1G ELECTION OF DIRECTOR: C.J. HORNER Management For For
1H ELECTION OF DIRECTOR: M.W. LAMACH Management For For
1I ELECTION OF DIRECTOR: T.E. MARTIN Management For For
1J ELECTION OF DIRECTOR: O.R. SMITH Management For For
1K ELECTION OF DIRECTOR: R.J. SWIFT Management For For
1L ELECTION OF DIRECTOR: T.L. WHITE Management For For
02 APPROVAL OF AN ADVISORY PROPOSAL RELATING TO THE COMPANY'S Management For For
EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES.
03 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION OF AUDIT Management For For
COMMITTEE OF THE BOARD TO FIX THE AUDITORS' REMUNERATION.
- --------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
SECURITY 517834107 MEETING TYPE Annual
TICKER SYMBOL LVS MEETING DATE 03-Jun-2010
ISIN US5178341070 AGENDA 933254079 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 SHELDON G. ADELSON For For
2 IRWIN CHAFETZ For For
2 TO CONSIDER AND ACT UPON THE RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
SUSTAINABILITY REPORT.
4 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------
MILLIPORE CORPORATION
SECURITY 601073109 MEETING TYPE Special
TICKER SYMBOL MIL MEETING DATE 03-Jun-2010
ISIN US6010731098 AGENDA 933270249 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVE THE AGREEMENT AND PLAN OF SHARE EXCHANGE, (THE "EXCHANGE Management For For
AGREEMENT"), BY AND AMONG MILLIPORE CORPORATION, MERCK KGAA AND
CONCORD INVESTMENTS CORP., PURSUANT TO WHICH EACH OUTSTANDING
SHARE OF COMMON STOCK WILL BE TRANSFERRED BY OPERATION OF LAW TO
CONCORD INVESTMENTS CORP. IN EXCHANGE FOR THE RIGHT TO RECEIVE
$107.00 PER SHARE IN CASH, WITHOUT INTEREST.
02 APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING Management For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF THE EXCHANGE
AGREEMENT.
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 04-Jun-2010
ISIN US9311421039 AGENDA 933249939 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 116
The Gabelli Equity Income Fund
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS Management For For
03 APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF Management For For
2010
04 APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED Management For For
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
08 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
09 POULTRY SLAUGHTER Shareholder Against For
10 LOBBYING PRIORITIES REPORT Shareholder Against For
- --------------------------------------------------------------------------------
VIACOM INC.
SECURITY 92553P102 MEETING TYPE Annual
TICKER SYMBOL VIA MEETING DATE 09-Jun-2010
ISIN US92553P1021 AGENDA 933257746 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 GEORGE S. ABRAMS For For
2 PHILIPPE P. DAUMAN For For
3 THOMAS E. DOOLEY For For
4 ALAN C. GREENBERG For For
5 ROBERT K. KRAFT For For
6 BLYTHE J. MCGARVIE For For
7 CHARLES E. PHILLIPS, JR For For
8 SHARI REDSTONE For For
9 SUMNER M. REDSTONE For For
10 FREDERIC V. SALERNO For For
11 WILLIAM SCHWARTZ For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO Management For For
SERVE AS INDEPENDENT AUDITOR FOR VIACOM INC. FOR FISCAL YEAR
2010.
03 THE APPROVAL OF THE VIACOM INC. 2006 LONG-TERM MANAGEMENT Management For For
INCENTIVE PLAN, AS AMENDED AND RESTATED EFFECTIVE JANUARY 1,
2011.
04 THE APPROVAL OF THE VIACOM INC. 2011 STOCK OPTION PLAN FOR Management For For
OUTSIDE DIRECTORS.
05 THE APPROVAL OF THE VIACOM INC. 2011 RSU PLAN FOR OUTSIDE Management For For
DIRECTORS.
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 09-Jun-2010
ISIN US25179M1036 AGENDA 933260185 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN RICHELS For For
02 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR Management For For
2010.
03 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Annual
TICKER SYMBOL FCX MEETING DATE 09-Jun-2010
ISIN US35671D8570 AGENDA 933262064 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 RICHARD C. ADKERSON For For
2 ROBERT J. ALLISON, JR. For For
3 ROBERT A. DAY For For
4 GERALD J. FORD For For
5 H. DEVON GRAHAM, JR. For For
6 CHARLES C. KRULAK For For
7 BOBBY LEE LACKEY For For
8 JON C. MADONNA For For
9 DUSTAN E. MCCOY For For
10 JAMES R. MOFFETT For For
11 B. M. RANKIN, JR. For For
12 STEPHEN H. SIEGELE For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 117
The Gabelli Equity Income Fund
3 ADOPTION OF THE AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. Management For For
4 STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH Shareholder Against For
ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE
COMPANY'S BOARD OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY Shareholder Against For
REQUIRING SENIOR EXECUTIVES TO RETAIN SHARES ACQUIRED THROUGH
EQUITY COMPENSATION PROGRAMS UNTIL TWO YEARS FOLLOWING
TERMINATION OF THEIR EMPLOYMENT.
- --------------------------------------------------------------------------------
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 09-Jun-2010
ISIN US1491231015 AGENDA 933262709 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN T. DILLON For For
2 JUAN GALLARDO For For
3 WILLIAM A. OSBORN For For
4 EDWARD B. RUST, JR. For For
5 SUSAN C. SCHWAB For For
02 RATIFY AUDITORS Management For For
03 AMEND 2006 LONG-TERM INCENTIVE PLAN Management Against Against
04 AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD Management For For
05 AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE Management For For
REQUIREMENTS
06 STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD Shareholder Against For
07 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS Shareholder Against For
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shareholder Against For
- --------------------------------------------------------------------------------
FRANCE TELECOM
SECURITY 35177Q105 MEETING TYPE Annual
TICKER SYMBOL FTE MEETING DATE 09-Jun-2010
ISIN US35177Q1058 AGENDA 933279209 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL Management For For
YEAR ENDED DECEMBER 31, 2009
02 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE Management For For
FINANCIAL YEAR ENDED DECEMBER 31, 2009
03 ALLOCATION OF THE RESULT FOR THE FINANCIAL YEAR ENDED DECEMBER Management For For
31, 2009, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS
04 APPROVAL OF THE AGREEMENT REFERRED TO IN ARTICLE L 225-38 OF THE Management For For
FRENCH COMMERCIAL CODE
05 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L 225-38 OF Management For For
THE FRENCH COMMERCIAL CODE
06 APPROVAL OF SUPPLEMENTAL AGREEMENT TO AGREEMENTS ENTERED INTO Management For For
WITH NOVALIS, PURSUANT TO THE LAST PARAGRAPH OF ARTICLE L
225-42-1 OF THE FRENCH COMMERCIAL CODE
07 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO Management For For
PURCHASE OR TRANSFER FRANCE TELECOM SHARES
08 APPOINTMENT OF MR. STEPHANE RICHARD AS DIRECTOR Management For For
09 ELECTION OF MR. MARC MAOUCHE AS DIRECTOR REPRESENTING THE Management For For
EMPLOYEE SHAREHOLDERS
10 ELECTION OF MR. JEAN-PIERRE BORDERIEUX AS DIRECTOR REPRESENTING Management For For
THE EMPLOYEE SHAREHOLDERS
11 DELEGATION OF POWERS OF ATTORNEY TO THE BOARD OF DIRECTORS TO Management For For
ISSUE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY CONTRACT
WITH THE COMPANY IN THEIR CAPACITY AS HOLDER OF SHARES OR STOCK
OPTIONS OF ORANGE S.A.
12 DELEGATION OF POWERS OF ATTORNEY TO THE BOARD OF DIRECTORS TO Management For For
PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED LIQUIDITY
INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK
13 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO GRANT Management For For
SUBSCRIPTION AND/OR PURCHASE OPTIONS TO THE COMPANY'S SHARE
14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED Management For For
WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF SAVINGS PLANS
15 AUTHORIZED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL Management For For
THROUGH THE CANCELLATION OF SHARES
16 POWERS FOR FORMALITIES Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 118
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
BANCO SANTANDER, S.A.
SECURITY 05964H105 MEETING TYPE Annual
TICKER SYMBOL STD MEETING DATE 11-Jun-2010
ISIN US05964H1059 AGENDA 933281153 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 EXAMINATION AND APPROVAL, IF DEEMED APPROPRIATE, OF THE ANNUAL Management For For
ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS STATEMENT, STATEMENT OF
RECOGNIZED INCOME AND EXPENSE, STATEMENT OF CHANGES IN TOTAL
EQUITY, CASH FLOW STATEMENT, AND NOTES) AND OF THE CORPORATE
MANAGEMENT OF BANCO SANTANDER, S.A. AND ITS CONSOLIDATED GROUP,
ALL WITH RESPECT TO THE FISCAL YEAR ENDED DECEMBER 31, 2009.
02 APPLICATION OF RESULTS FROM FISCAL YEAR 2009. Management For For
3A APPOINTMENT OF MR. ANGEL JADO BECERRO DE BENGOA Management For For
3B RE-ELECTION OF MR. FRANCISCO JAVIER BOTIN-SANZ DE SAUTUOLA Y Management For For
O'SHEA
3C RE-ELECTION OF MS. ISABEL TOCINO BISCAROLASAGA Management For For
3D RE-ELECTION OF MR. FERNANDO DE ASUA ALVAREZ Management For For
3E RE-ELECTION OF MR. ALFREDO SAENZ ABAD Management For For
04 RE-ELECTION OF THE AUDITOR OF ACCOUNTS FOR FISCAL YEAR 2010. Management For For
05 AUTHORIZATION FOR THE BANK AND ITS SUBSIDIARIES TO ACQUIRE THEIR Management For For
OWN STOCK PURSUANT TO THE PROVISIONS OF SECTION 75 OF THE
BUSINESS CORPORATIONS LAW (LEY DE SOCIEDADES ANONIMAS),
DEPRIVING OF EFFECT TO THE EXTENT OF THE UNUSED AMOUNT THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE ORDINARY
GENERAL SHAREHOLDERS' MEETING HELD ON JUNE 19, 2009.
06 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO CARRY OUT Management For For
THE RESOLUTION TO BE ADOPTED BY THE SHAREHOLDERS AT THE MEETING
TO INCREASE THE SHARE CAPITAL PURSUANT TO THE PROVISIONS OF
SECTION 153.1.A) OF THE BUSINESS CORPORATIONS LAW, DEPRIVING OF
EFFECT THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT SUCH
GENERAL MEETING ON JUNE 19, 2009.
7A INCREASE OF THE SHARE CAPITAL IN SUCH AMOUNT AS MAY BE Management For For
DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION BY MEANS OF
THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF
ONE-HALF (0.5) EURO EACH, WITH NO SHARE PREMIUM, OF THE SAME
CLASS AND SERIES AS THOSE THAT ARE CURRENTLY OUTSTANDING, WITH A
CHARGE TO VOLUNTARY RESERVES ORIGINATING FROM RETAINED EARNINGS.
EXPRESS PROVISION FOR THE POSSIBILITY OF LESS THAN FULL
ALLOTMENT. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH
MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE.
7B INCREASE OF THE SHARE CAPITAL IN SUCH AMOUNT AS MAY BE Management For For
DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION BY MEANS OF
THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF
ONE-HALF (0.5) EURO EACH, WITH NO SHARE PREMIUM, OF THE SAME
CLASS AND SERIES AS THOSE THAT ARE CURRENTLY OUTSTANDING, WITH A
CHARGE TO VOLUNTARY RESERVES ORIGINATING FROM RETAINED EARNINGS.
EXPRESS PROVISION FOR THE POSSIBILITY OF LESS THAN FULL
ALLOTMENT. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH
MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE.
08 DELEGATION TO THE BOARD OF POWER TO ISSUE SIMPLE FIXED INCOME Management For For
SECURITIES OR DEBT INSTRUMENTS OF A SIMILAR NATURE (INCLUDING
BONDS, PROMISSORY NOTES OR WARRANTS), AS WELL AS FIXED INCOME
SECURITIES CONVERTIBLE INTO AND/OR EXCHANGEABLE FOR SHARES OF
COMPANY. IN CONNECTION WITH FIXED-INCOME SECURITIES CONVERTIBLE
INTO AND/OR EXCHANGEABLE FOR SHARES OF COMPANY, ESTABLISHMENT OF
THE CRITERIA FOR DETERMINING THE TERMS AND CONDITIONS APPLICABLE
TO CONVERSION AND/OR EXCHANGE & GRANT TO THE BOARD OF DIRECTORS
OF THE POWER TO INCRESE SHARE CAPITAL BY THE REQUIRED AMOUNT.
9A IN CONNECTION WITH THE LONG-TERM INCENTIVE POLICY APPROVED BY Management For For
THE BOARD OF DIRECTORS, APPROVAL OF NEW CYCLES RELATED TO
CERTAIN PLANS FOR THE DELIVERY OF SANTANDER SHARES FOR
IMPLEMENTATION BY THE BANK AND BY COMPANIES OF THE SANTANDER
GROUP AND LINKED TO CHANGES IN TOTAL SHAREHOLDER RETURN OR TO
CERTAIN CONTINUITY REQUIREMENTS AND THE PROGRESS OF THE GROUP.
9B APPROVAL OF AN INCENTIVE PLAN FOR EMPLOYEES OF SANTANDER UK PLC. Management For For
AND OTHER COMPANIES OF THE GROUP IN THE UNITED KINGDOM BY MEANS
OF OPTIONS TO SHARES OF THE BANK LINKED TO THE CONTRIBUTION OF
PERIODIC MONETARY AMOUNTS AND TO CERTAIN CONTINUITY REQUIREMENTS.
10 AUTHORIZATION TO THE BOARD OF DIRECTORS TO INTERPRET, REMEDY, Management For For
SUPPLEMENT, CARRY OUT AND FURTHER DEVELOP THE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS AT THE MEETING, AS WELL AS TO
DELEGATE THE POWERS RECEIVED FROM THE SHAREHOLDERS AT THE
MEETING, AND GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS INTO
NOTARIAL INSTRUMENTS.
11 REPORT ON THE DIRECTORS REMUNERATION POLICY. DURING THE MEETING, Management For For
THE BOARD OF DIRECTORS WILL REPORT TO THE SHAREHOLDERS ON THE
AMENDMENT OF THE REGULATIONS THEREOF APPROVED SINCE THE LAST
GENERAL SHAREHOLDERS' MEETING. IN ADDITION, THERE WILL BE A
PRESENTATION OF THE EXPLANATORY REPORT PROVIDED FOR IN SECTION
116.BIS OF THE SECURITIES MARKET LAW (LEY DEL MERCADO DE
VALORES).
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 119
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
MGM MIRAGE
SECURITY 552953101 MEETING TYPE Annual
TICKER SYMBOL MGM MEETING DATE 15-Jun-2010
ISIN US5529531015 AGENDA 933259067 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1 DIRECTOR Management
1 ROBERT H. BALDWIN For For
2 WILLIAM A. BIBLE For For
3 BURTON M. COHEN For For
4 WILLIE D. DAVIS For For
5 KENNY C. GUINN For For
6 ALEXIS M. HERMAN For For
7 ROLAND HERNANDEZ For For
8 KIRK KERKORIAN For For
9 ANTHONY MANDEKIC For For
10 ROSE MCKINNEY-JAMES For For
11 JAMES J. MURREN For For
12 DANIEL J. TAYLOR For For
13 MELVIN B. WOLZINGER For For
2 TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
3 TO AMEND AND RESTATE THE CERTIFICATE OF INCORPORATION OF THE Management For For
COMPANY TO CHANGE THE NAME OF THE COMPANY FROM "MGM MIRAGE" TO
"MGM RESORTS INTERNATIONAL".
4 TO CONSIDER A STOCKHOLDER PROPOSAL IF PRESENTED AT THE ANNUAL Shareholder Against For
MEETING.
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management Abstain
MEETING OR ANY ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK
SECURITY 713278109 MEETING TYPE Annual
TICKER SYMBOL PBY MEETING DATE 17-Jun-2010
ISIN US7132781094 AGENDA 933270643 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JANE SCACCETTI Management For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Management For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Management For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Management For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Management For For
1F ELECTION OF DIRECTOR: NICK WHITE Management For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Management For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Management For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Management For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 THE APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2009 STOCK Management For For
INCENTIVE PLAN, AS MORE FULLY DESCRIBED IN PROXY STATEMENT.
04 A SHAREHOLDER PROPOSAL REGARDING THE VOTE REQUIRED TO AMEND OUR Shareholder Against For
BYLAWS, IF PRESENTED BY ITS PROPONENT.
- --------------------------------------------------------------------------------
NTT DOCOMO,INC.
SECURITY J59399105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Jun-2010
ISIN JP3165650007 AGENDA 702452133 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2. Amend Articles to: Change Official Company Name to NTT DOCOMO, Management For For
INC., Change Business Lines
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 120
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
ALSTOM
SECURITY F0259M475 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 22-Jun-2010
ISIN FR0010220475 AGENDA 702424881 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card directly to the sub custodian. Please contact your
Client Service Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the
Proxy Card and-forward to the local custodian. If you are unsure
whether your Global-Custodian acts as Registered Intermediary,
please contact your representative
CMMT Please note that important additional meeting information is Non-Voting
available by-clicking on the material URL link
--https://balo.journal-
officiel.gouv.fr/pdf/2010/0507/201005071001964.pdf
O.1 Approve the financial statements and transactions for the FYE on Management For For
31 MAR 2010
O.2 Approve the consolidated financial statements for the FYE on 31 Management For For
MAR 2009
O.3 Approve the allocation of income Management For For
O.4 Approve the special report of the Statutory Auditors on the Management For For
regulated Agreements and undertakings
O.5 Approve the renewal of Mr. Olivier Bouygues' term as Board Member Management For For
O.6 Approve the renewal of term of the Company Bouygues as Board Management For For
Member
O.7 Approve the renewal of Mr. Georges Chodron de Courcel as term as Management For For
Board Member
O.8 Appointment of Mrs. Lalita D. Gupte as a Board Member Management For For
O.9 Appointment of Mrs. Katrina Landis as a Board Member Management For For
O.10 Approve to determine the amount for the attendance allowances Management For For
O.11 Authorize the Board of Directors to proceed with transactions on Management For For
the Company's own shares
E.12 Authorize the Board of Directors to increase the share capital Management For For
by issuing shares and any securities giving access to shares of
the Company or of one of its subsidiaries with preferential
subscription rights and/or by incorporation of premiums,
reserves, profits or other funding for a maximum nominal amount
of capital increase of EUR 600 million, that is about 29.2% of
the capital, with allocation on this amount of those set under
the 13th and 16th Resolutions
E.13 Authorize the Board of Directors to increase the share capital Management For For
by issuing shares and any securities giving access to shares of
the Company or of one of its subsidiaries with cancellation of
preferential subscription rights for a maximum nominal amount of
capital of EUR 300 million, that is about 14.6% of the capital,
with allocation of this amount on the one set under the 12th
Resolution and allocation on this amount of the one set under
the 14th Resolution
E.14 Authorize the Board of Directors to increase the capital within Management For For
the limit of 10% in consideration for the contributions in kind
as equity securities or securities giving access to the capital
with allocation of this amount on those set under the 12th and
13th Resolutions
E.15 Authorize the Board of Directors to increase the share capital Management For For
by issuing shares or securities giving access to shares of the
Company reserved for Members of a Company savings plan within
the limit of 2% of the capital with allocation of this amount on
the one set under the 12th Resolution
E.16 Authorize the Board of Directors to increase the share capital Management For For
with cancellation of preferential subscription rights of the
shareholders in favor of a given category of beneficiaries
allowing the employees of foreign subsidiaries of the Group to
benefit from an employee savings plan similar to the one offered
under the previous resolution within the limit of 0.5% of the
capital with allocation of this amount on those set in the 15th
and 16th Resolutions
E.17 Authorize the Board of Directors to carry out free allocations Management For For
of shares existing or to be issued within the limit of 1% of the
capital with allocation of this amount on the one set under the
18th Resolution, of which a maximum of 0.02% may be allocated to
the corporate officers of the Company
E.18 Authorize the Board of Directors to grant options to subscribe Management For For
for or purchase shares of the Company within the limit of 2.5%
of the capital minus any amounts allocated under the 17th
resolution of which a maximum of 0.10 % may be allocated to
corporate officers
E.19 Amend the Article 7 of the Statutes Management For For
E.20 Powers to carry through the decisions of the General Meeting and Management For For
accomplish the formalities
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 22-Jun-2010
ISIN US71654V4086 AGENDA 933296635 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 TO APPROVE THE MODIFICATION OF THE BYLAWS OF THE COMPANY, ALL AS Management Against Against
MORE FULLY DESCRIBED IN THE COMPANY'S WEBSITE.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 121
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
YAKULT HONSHA CO.,LTD.
SECURITY J95468120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Jun-2010
ISIN JP3931600005 AGENDA 702486398 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
1.13 Appoint a Director Management For For
1.14 Appoint a Director Management For For
1.15 Appoint a Director Management For For
1.16 Appoint a Director Management For For
1.17 Appoint a Director Management For For
1.18 Appoint a Director Management For For
1.19 Appoint a Director Management For For
1.20 Appoint a Director Management For For
1.21 Appoint a Director Management For For
1.22 Appoint a Director Management For For
1.23 Appoint a Director Management For For
1.24 Appoint a Director Management For For
1.25 Appoint a Director Management For For
1.26 Appoint a Director Management For For
2 Approve Abolition of Performance-based Compensations to Management For For
Operating Executive Officers
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD
SECURITY H27013103 MEETING TYPE Annual
TICKER SYMBOL WFT MEETING DATE 23-Jun-2010
ISIN CH0038838394 AGENDA 933282612 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED
DECEMBER 31, 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF
WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31,
2009.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM Management For For
LIABILITY FOR ACTIONS DURING THE YEAR ENDED DECEMBER 31, 2009.
3A ELECTION OF THE DIRECTOR: BERNARD J. DUROC- DANNER Management For For
3B ELECTION OF THE DIRECTOR: SAMUEL W. BODMAN, III Management For For
3C ELECTION OF THE DIRECTOR: DAVID J. BUTTERS Management For For
3D ELECTION OF THE DIRECTOR: NICHOLAS F. BRADY Management For For
3E ELECTION OF THE DIRECTOR: WILLIAM E. MACAULAY Management For For
3F ELECTION OF THE DIRECTOR: ROBERT B. MILLARD Management For For
3G ELECTION OF THE DIRECTOR: ROBERT K. MOSES, JR. Management For For
3H ELECTION OF THE DIRECTOR: GUILLERMO ORTIZ Management For For
3I ELECTION OF THE DIRECTOR: EMYR JONES PARRY Management For For
3J ELECTION OF THE DIRECTOR: ROBERT A. RAYNE Management For For
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2010 AND THE
RE-ELECTION OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2010.
05 APPROVAL OF THE RECLASSIFICATION OF CHF 475 MILLION OF LEGAL Management For For
RESERVES (ADDITIONAL PAID-IN CAPITAL) TO OTHER RESERVES.
06 APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Management For For
EXTEND THE COMPANY'S AUTHORIZED SHARE CAPITAL TO JUNE 23, 2012
AND TO INCREASE ISSUABLE AUTHORIZED CAPITAL TO AN AMOUNT EQUAL
TO 50% OF STATED CAPITAL AS OF MAY 5, 2010.
07 APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Management For For
INCREASE THE AMOUNT OF CONDITIONAL CAPITAL TO 50% OF STATED
CAPITAL AS OF MAY 5, 2010 AND TO SPECIFY IN THE ARTICLES OF
ASSOCIATION THE AMOUNT OF CONDITIONAL SHARE CAPITAL THAT MAY BE
ALLOCATED TO EACH CATEGORY OF BENEFICIARY PROVIDED FOR IN THE
ARTICLES.
08 APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. 2010 OMNIBUS Management For For
INCENTIVE PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 122
The Gabelli Equity Income Fund
- --------------------------------------------------------------------------------
SUPERVALU INC.
SECURITY 868536103 MEETING TYPE Annual
TICKER SYMBOL SVU MEETING DATE 24-Jun-2010
ISIN US8685361037 AGENDA 933274766 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: DONALD R. CHAPPEL Management For For
1B ELECTION OF DIRECTOR: IRWIN S. COHEN Management For For
1C ELECTION OF DIRECTOR: RONALD E. DALY Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: CRAIG R. HERKERT Management For For
1F ELECTION OF DIRECTOR: CHARLES M. LILLIS Management For For
1G ELECTION OF DIRECTOR: STEVEN S. ROGERS Management For For
1H ELECTION OF DIRECTOR: MATTHEW E. RUBEL Management For For
1I ELECTION OF DIRECTOR: WAYNE C. SALES Management For For
1J ELECTION OF DIRECTOR: KATHI P. SEIFERT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
03 TO CONSIDER AND VOTE ON A MANAGEMENT PROPOSAL TO CONDUCT A Management For For
TRIENNIAL ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DESCRIBED
IN THE ATTACHED PROXY STATEMENT.
- --------------------------------------------------------------------------------
YAHOO! INC.
SECURITY 984332106 MEETING TYPE Annual
TICKER SYMBOL YHOO MEETING DATE 24-Jun-2010
ISIN US9843321061 AGENDA 933275073 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CAROL BARTZ Management For For
1B ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1C ELECTION OF DIRECTOR: PATTI S. HART Management For For
1D ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For
1E ELECTION OF DIRECTOR: SUSAN M. JAMES Management For For
1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For
1H ELECTION OF DIRECTOR: BRAD D. SMITH Management For For
1I ELECTION OF DIRECTOR: GARY L. WILSON Management For For
1J ELECTION OF DIRECTOR: JERRY YANG Management For For
02 APPROVAL OF AMENDMENTS TO THE COMPANY'S 1996 DIRECTORS' STOCK Management For For
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
04 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION ADVISORY Shareholder Against For
VOTE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
- --------------------------------------------------------------------------------
NISSIN FOODS HOLDINGS CO.,LTD.
SECURITY J58063124 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2010
ISIN JP3675600005 AGENDA 702489306 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3. Appoint a Substitute Corporate Auditor Management For For
4. Approve Renewal of Countermeasures to Large-Scale Acquisitions Management Against Against
of the Company's Shares
- --------------------------------------------------------------------------------
ALLIANCEBERNSTEIN HLDG, L.P.
SECURITY 01881G106 MEETING TYPE Special
TICKER SYMBOL AB MEETING DATE 30-Jun-2010
ISIN US01881G1067 AGENDA 933289832 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ------- ---------------------------------------------------------------- ----------- --------- ----------------------
01 LONG TERM INCENTIVE PLAN Management Against Against
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 1
The Gabelli Woodland Small Cap Value Fund
Investment Company Report
- --------------------------------------------------------------------------------
THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Annual
TICKER SYMBOL GAP MEETING DATE 16-Jul-2009
ISIN US3900641032 AGENDA 933108501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 J.D. BARLINE For For
2 J.J. BOECKEL For For
3 B. GAUNT For For
4 A. GULDIN For For
5 C.W.E. HAUB For For
6 D. KOURKOUMELIS For For
7 E. LEWIS For For
8 G. MAYS For For
9 M.B. TART-BEZER For For
- --------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
SECURITY 199333105 MEETING TYPE Annual
TICKER SYMBOL CMCO MEETING DATE 27-Jul-2009
ISIN US1993331057 AGENDA 933116382 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 TIMOTHY T. TEVENS For For
2 RICHARD H. FLEMING For For
3 ERNEST R. VEREBELYI For For
4 WALLACE W. CREEK For For
5 STEPHEN RABINOWITZ For For
6 LINDA A. GOODSPEED For For
7 NICHOLAS T. PINCHUK For For
8 LIAM G. MCCARTHY For For
9 CHRISTIAN B. RAGOT For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2010
- --------------------------------------------------------------------------------
GRAHAM CORPORATION
SECURITY 384556106 MEETING TYPE Annual
TICKER SYMBOL GHM MEETING DATE 30-Jul-2009
ISIN US3845561063 AGENDA 933114011 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 HELEN H. BERKELEY For For
2 ALAN FORTIER For For
3 JAMES R. LINES For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2010.
- --------------------------------------------------------------------------------
BRISTOW GROUP INC.
SECURITY 110394103 MEETING TYPE Annual
TICKER SYMBOL BRS MEETING DATE 05-Aug-2009
ISIN US1103941035 AGENDA 933115455 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 THOMAS N. AMONETT For For
2 CHARLES F. BOLDEN, JR. For For
3 STEPHEN J. CANNON For For
4 JONATHAN H. CARTWRIGHT For For
5 WILLIAM E. CHILES For For
6 MICHAEL A. FLICK For For
7 THOMAS C. KNUDSON For For
8 KEN C. TAMBLYN For For
9 WILLIAM P. WYATT For For
02 APPROVAL AND RATIFICATION OF THE SELECTION OF KPMG LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 2
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
SAFEGUARD SCIENTIFICS, INC.
SECURITY 786449108 MEETING TYPE Annual
TICKER SYMBOL SFE MEETING DATE 28-Aug-2009
ISIN US7864491086 AGENDA 933125242 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 PETER J. BONI For For
2 MICHAEL J. CODY For For
3 JULIE A. DOBSON For For
4 ANDREW E. LIETZ For For
5 GEORGE MACKENZIE For For
6 GEORGE D. MCCLELLAND For For
7 JACK L. MESSMAN For For
8 JOHN J. ROBERTS For For
9 ROBERT J. ROSENTHAL For For
02 PROPOSAL TO AMEND AND RESTATE THE COMPANY'S 2004 EQUITY Management Against Against
COMPENSATION PLAN AS DESCRIBED IN THE PROXY STATEMENT.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Contested-Annual
TICKER SYMBOL GRB MEETING DATE 17-Sep-2009
ISIN US3737301008 AGENDA 933133504 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 JAVIER PEREZ For For
7 CAROLE F. ST. MARK For For
8 W. JERRY VEREEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL
YEAR.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE GERBER Management Against Against
SCIENTIFIC, INC. 2006 OMNIBUS INCENTIVE PLAN TO
INCREASE BY 1,250,000 SHARES THE NUMBER OF SHARES OF
THE COMPANY'S COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE PLAN.
- --------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
SECURITY 807066105 MEETING TYPE Annual
TICKER SYMBOL SCHL MEETING DATE 23-Sep-2009
ISIN US8070661058 AGENDA 933130457 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 JAMES W. BARGE For For
2 JOHN G. MCDONALD For For
- --------------------------------------------------------------------------------
LAWSON SOFTWARE, INC.
SECURITY 52078P102 MEETING TYPE Annual
TICKER SYMBOL LWSN MEETING DATE 15-Oct-2009
ISIN US52078P1021 AGENDA 933138112 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 STEVEN C. CHANG For For
2 HARRY DEBES For For
3 PETER GYENES For For
4 DAVID R. HUBERS For For
5 H. RICHARD LAWSON For For
6 MICHAEL A. ROCCA For For
7 ROBERT A. SCHRIESHEIM For For
8 ROMESH WADHWANI For For
9 PAUL WAHL For For
2 PROPOSAL TO RATIY AND APPROVE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY
31, 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 3
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC.
SECURITY 882491103 MEETING TYPE Contested-Annual
TICKER SYMBOL TXI MEETING DATE 22-Oct-2009
ISIN US8824911031 AGENDA 933135798 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 GORDON E. FORWARD For For
2 KEITH W. HUGHES For For
3 HENRY H. MAUZ, JR. For For
02 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT AUDITORS.
03 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
DECLASSIFYING THE BOARD OF DIRECTORS.
04 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING MAJORITY Shareholder Against For
VOTE FOR DIRECTORS.
05 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING SUBMITTING Shareholder For Against
THE SHAREHOLDER RIGHTS AGREEMENT TO A VOTE OF THE
SHAREHOLDERS.
- --------------------------------------------------------------------------------
IMMUCOR, INC.
SECURITY 452526106 MEETING TYPE Annual
TICKER SYMBOL BLUD MEETING DATE 12-Nov-2009
ISIN US4525261065 AGENDA 933146955 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JAMES F. CLOUSER For For
2 DR. G. DE CHIRICO For For
3 RALPH A. EATZ For For
4 DR. PAUL V. HOLLAND For For
5 RONNY B. LANCASTER For For
6 CHRIS E. PERKINS For For
7 JOSEPH E. ROSEN For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2010.
03 TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED Management Against Against
RIGHTS AGREEMENT BETWEEN THE COMPANY AND COMPUTERSHARE
TRUST COMPANY N.A. (FORMERLY KNOWN AS EQUISERVE TRUST
COMPANY, N.A.), AS RIGHTS AGENT.
- --------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
SECURITY 594901100 MEETING TYPE Annual
TICKER SYMBOL MCRS MEETING DATE 20-Nov-2009
ISIN US5949011002 AGENDA 933154394 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 LOUIS M. BROWN, JR. For For
2 B. GARY DANDO For For
3 A.L. GIANNOPOULOS For For
4 F. SUZANNE JENNICHES For For
5 JOHN G. PUENTE For For
6 DWIGHT S. TAYLOR For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE 2010 FISCAL YEAR.
03 PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK OPTION PLAN Management For For
TO CHANGE THE TERMINATION DATE OF THE PLAN TO DECEMBER
31, 2014.
04 PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK OPTION PLAN Management Against Against
TO AUTHORIZE THE ISSUANCE OF AN ADDITIONAL 1,200,000
SHARES OF COMMON STOCK.
- --------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LIMITED
SECURITY G96655108 MEETING TYPE Special
TICKER SYMBOL WSH MEETING DATE 11-Dec-2009
ISIN BMG966551084 AGENDA 933165311 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 SCHEME OF ARRANGEMENT Management For For
02 DISTRIBUTABLE RESERVES Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 4
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Annual
TICKER SYMBOL RBN MEETING DATE 06-Jan-2010
ISIN US7701961036 AGENDA 933172861 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 RICHARD J. GIROMINI For For
2 STEPHEN F. KIRK For For
3 PETER C. WALLACE For For
02 RE-APPROVE PERFORMANCE GOALS FOR THE ROBBINS & MYERS, Management For For
INC. 2004 STOCK INCENTIVE PLAN AS AMENDED.
03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING AUGUST 31,
2010.
- --------------------------------------------------------------------------------
ACTUANT CORPORATION
SECURITY 00508X203 MEETING TYPE Annual
TICKER SYMBOL ATU MEETING DATE 12-Jan-2010
ISIN US00508X2036 AGENDA 933173368 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 ROBERT C. ARZBAECHER For For
2 GURMINDER S. BEDI For For
3 GUSTAV H.P. BOEL For For
4 THOMAS J. FISCHER For For
5 WILLIAM K. HALL For For
6 R. ALAN HUNTER For For
7 ROBERT A. PETERSON For For
8 HOLLY A. VAN DEURSEN For For
9 DENNIS K. WILLIAMS For For
02 TO APPROVE AMENDMENT TO THE ACTUANT CORPORATION 2009 Management Against Against
OMNIBUS INCENTIVE PLAN.
03 TO APPROVE THE ADOPTION OF THE ACTUANT CORPORATION 2010 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE THE AMENDMENT OF THE COMPANY'S RESTATED Management For For
ARTICLES OF INCORPORATION.
- --------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY
SECURITY 013078100 MEETING TYPE Annual
TICKER SYMBOL ACV MEETING DATE 28-Jan-2010
ISIN US0130781000 AGENDA 933176364 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JAMES G. BROCKSMITH, JR For For
2 LEONARD H. LAVIN For For
3 ROBERT H. ROCK, D.B.A. For For
- --------------------------------------------------------------------------------
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 28-Jan-2010
ISIN US7714971048 AGENDA 933178382 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 ROGER W. SCHNOBRICH For For
5 BENSON SMITH For For
02 APPROVAL OF THE ROCHESTER MEDICAL CORPORATION 2010 Management Against Against
STOCK INCENTIVE PLAN
03 RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 5
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
SECURITY 303250104 MEETING TYPE Annual
TICKER SYMBOL FICO MEETING DATE 02-Feb-2010
ISIN US3032501047 AGENDA 933178546 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 A. GEORGE BATTLE For For
2 NICHOLAS F. GRAZIANO For For
3 MARK N. GREENE For For
4 ALEX W. HART For For
5 JAMES D. KIRSNER For For
6 WILLIAM J. LANSING For For
7 RAHUL N. MERCHANT For For
8 MARGARET L. TAYLOR For For
9 DUANE E. WHITE For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED Management Against Against
CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE
VOTING IN THE ELECTION OF DIRECTORS.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO Management For For
CHANGE THE STANDARD FOR THE ELECTION OF DIRECTORS IN
UNCONTESTED ELECTIONS FROM A PLURALITY VOTING STANDARD
TO A MAJORITY VOTING STANDARD.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS OF THE CURRENT
FISCAL YEAR.
- --------------------------------------------------------------------------------
KEY TECHNOLOGY, INC.
SECURITY 493143101 MEETING TYPE Annual
TICKER SYMBOL KTEC MEETING DATE 03-Feb-2010
ISIN US4931431013 AGENDA 933177809 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JOHN E. PELO For For
2 CHARLES H. STONECIPHER For For
02 PROPOSAL TO RATIFY SELECTION OF GRANT THORNTON LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 04-Feb-2010
ISIN US3984331021 AGENDA 933176491 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 HENRY A. ALPERT For For
2 BLAINE V. FOGG For For
3 WILLIAM H. WALDORF For For
4 JOSEPH J. WHALEN For For
2 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE OF Management For For
GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------
SURMODICS, INC.
SECURITY 868873100 MEETING TYPE Annual
TICKER SYMBOL SRDX MEETING DATE 08-Feb-2010
ISIN US8688731004 AGENDA 933178293 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JOHN W. BENSON For For
2 MARY K. BRAINERD For For
3 GERALD B. FISCHER For For
02 TO SET THE NUMBER OF DIRECTORS AT NINE (9). Management For For
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
SURMODICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
04 TO APPROVE THE SURMODICS, INC. 2009 EQUITY INCENTIVE Management Against Against
PLAN.
05 TO APPROVE CERTAIN AMENDMENTS TO THE SURMODICS, INC. Management For For
1999 EMPLOYEE STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------
MTS SYSTEMS CORPORATION
SECURITY 553777103 MEETING TYPE Annual
TICKER SYMBOL MTSC MEETING DATE 10-Feb-2010
ISIN US5537771033 AGENDA 933176706 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 DAVID J. ANDERSON For For
2 JEAN-LOU CHAMEAU For For
3 LAURA B. HAMILTON For For
4 BRENDAN C. HEGARTY For For
5 BARB J. SAMARDZICH For For
6 GAIL P. STEINEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2010.
03 TO RESTATE AND APPROVE THE MTS SYSTEMS CORPORATION Management For For
EXECUTIVE VARIABLE COMPENSATION PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 6
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
BWAY HOLDING COMPANY
SECURITY 12429T104 MEETING TYPE Annual
TICKER SYMBOL BWY MEETING DATE 22-Feb-2010
ISIN US12429T1043 AGENDA 933186389 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JEAN-PIERRE M. ERGAS For For
2 WARREN J. HAYFORD For For
3 EARL L. MASON For For
4 LAWRENCE A. MCVICKER For For
5 DAVID M. RODERICK For For
6 KENNETH M. ROESSLER For For
7 WELLFORD L. SANDERS, JR For For
8 DAVID I. WAHRHAFTIG For For
9 THOMAS R. WALL IV For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
POWELL INDUSTRIES, INC.
SECURITY 739128106 MEETING TYPE Annual
TICKER SYMBOL POWL MEETING DATE 26-Feb-2010
ISIN US7391281067 AGENDA 933182608 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JOSEPH L. BECHERER For For
2 PATRICK L. MCDONALD For For
3 THOMAS W. POWELL For For
- --------------------------------------------------------------------------------
OSI SYSTEMS, INC.
SECURITY 671044105 MEETING TYPE Annual
TICKER SYMBOL OSIS MEETING DATE 05-Mar-2010
ISIN US6710441055 AGENDA 933189842 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 DEEPAK CHOPRA For For
2 AJAY MEHRA For For
3 STEVEN C. GOOD For For
4 MEYER LUSKIN For For
5 LESLIE E. BIDER For For
6 DAVID T. FEINBERG For For
02 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30,2010.
03 TO APPROVE THE REINCORPORATION OF THE COMPANY FROM Management For For
CALIFORNIA TO DELAWARE.
- --------------------------------------------------------------------------------
THE TORO COMPANY
SECURITY 891092108 MEETING TYPE Annual
TICKER SYMBOL TTC MEETING DATE 16-Mar-2010
ISIN US8910921084 AGENDA 933186264 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 ROBERT C. BUHRMASTER For For
2 ROBERT H. NASSAU For For
3 CHRISTOPHER A. TWOMEY For For
02 APPROVAL OF THE TORO COMPANY 2010 EQUITY AND INCENTIVE Management Against Against
PLAN.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR
FISCAL YEAR ENDING OCTOBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 7
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC.
SECURITY 53635B107 MEETING TYPE Annual
TICKER SYMBOL LQDT MEETING DATE 17-Mar-2010
ISIN US53635B1070 AGENDA 933190794 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 WILLIAM P. ANGRICK, III For For
2 F. DAVID FOWLER For For
3 DAVID A. PERDUE, JR. For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2010.
- --------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 23-Mar-2010
ISIN US4273981021 AGENDA 933194362 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 GERALD A. GAGLIARDI Withheld Against
2 E.K. WALKER, JR. (RET.) Withheld Against
02 PROPOSAL TO AMEND OUR CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE THE CLASSIFIED BOARD STRUCTURE, AS SET FORTH
IN THE PROXY STATEMENT.
03 PROPOSAL TO RATIFY AND APPROVE OUR 2010 STOCK PLAN, AS Management Against Against
SET FORTH IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Annual
TICKER SYMBOL TIER MEETING DATE 08-Apr-2010
ISIN US88650Q1004 AGENDA 933208553 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 JOHN J. DELUCCA For For
3 MORGAN P. GUENTHER For For
4 PHILIP G. HEASLEY For For
5 DAVID A. POE For For
6 RONALD L. ROSSETTI For For
7 ZACHARY F. SADEK For For
02 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
03 TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO CHANGE THE COMPANY'S NAME TO OFFICIAL
PAYMENTS HOLDINGS, INC.
- --------------------------------------------------------------------------------
AEP INDUSTRIES INC.
SECURITY 001031103 MEETING TYPE Annual
TICKER SYMBOL AEPI MEETING DATE 13-Apr-2010
ISIN US0010311035 AGENDA 933194463 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 J. BRENDAN BARBA For For
2 RICHARD E. DAVIS For For
3 LEE C. STEWART For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING OCTOBER 31, 2010
- --------------------------------------------------------------------------------
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 15-Apr-2010
ISIN US3596941068 AGENDA 933194893 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JOHN C. VAN RODEN, JR. For For
2 MICHELE VOLPI For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 27, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 8
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
SECURITY 874054109 MEETING TYPE Annual
TICKER SYMBOL TTWO MEETING DATE 15-Apr-2010
ISIN US8740541094 AGENDA 933195960 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 STRAUSS ZELNICK For For
2 ROBERT A. BOWMAN For For
3 SUNG HWAN CHO For For
4 MICHAEL DORNEMANN For For
5 BRETT ICAHN For For
6 J. MOSES For For
7 JAMES L. NELSON For For
8 MICHAEL SHERESKY For For
2 APPROVAL OF THE AMENDMENT TO THE TAKE-TWO INTERACTIVE Management Against Against
SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING OCTOBER 31, 2010.
- --------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC.
SECURITY 650203102 MEETING TYPE Annual
TICKER SYMBOL NAL MEETING DATE 20-Apr-2010
ISIN US6502031023 AGENDA 933202474 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 CARLTON L. HIGHSMITH For For
2 JOSEPH H. ROSSI For For
3 NATHANIEL D. WOODSON For For
4 JOSEPH A. ZACCAGNINO For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 21-Apr-2010
ISIN US4835481031 AGENDA 933195059 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 EILEEN S. KRAUS For For
2 RICHARD J. SWIFT For For
3 NEAL J. KEATING For For
4 GEORGE E. MINNICH For For
2 TO APPROVE THE COMPANY'S 2003 STOCK INCENTIVE PLAN (AS Management For For
AMENDED THROUGH FEBRUARY 23, 2010)
3 TO APPROVE THE COMPANY'S EMPLOYEES STOCK PURCHASE PLAN Management For For
(AS AMENDED THROUGH OCTOBER 13, 2009)
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
ENSUING YEAR.
- --------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS PLC
SECURITY G96666105 MEETING TYPE Annual
TICKER SYMBOL WSH MEETING DATE 21-Apr-2010
ISIN IE00B4XGY116 AGENDA 933199665 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1A ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Management For For
1B ELECTION OF DIRECTOR: JOSEPH A. CALIFANO Management For For
1C ELECTION OF DIRECTOR: ANNA C. CATALANO Management For For
1D ELECTION OF DIRECTOR: SIR ROY GARDNER Management For For
1E ELECTION OF DIRECTOR: SIR JEREMY HANLEY Management For For
1F ELECTION OF DIRECTOR: ROBYN S. KRAVIT Management For For
1G ELECTION OF DIRECTOR: JEFFREY B. LANE Management For For
1H ELECTION OF DIRECTOR: WENDY E. LANE Management For For
1I ELECTION OF DIRECTOR: JAMES F. MCCANN Management For For
1J ELECTION OF DIRECTOR: JOSEPH J. PLUMERI Management For For
1K ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS Management For For
02 RATIFY REAPPOINTMENT OF DELOITTE LLP AS AUDITORS UNTIL Management For For
THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
03 APPROVE OF THE WILLIS GROUP HOLDINGS PUBLIC LIMITED Management For For
COMPANY 2010 NORTH AMERICAN EMPLOYEE STOCK PURCHASE
PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 9
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
PLATO LEARNING, INC.
SECURITY 72764Y100 MEETING TYPE Annual
TICKER SYMBOL TUTR MEETING DATE 23-Apr-2010
ISIN US72764Y1001 AGENDA 933198106 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 MATTHEW A. DRAPKIN For For
2 SUSAN E. KNIGHT For For
3 DAVID W. SMITH For For
02 APPROVAL OF THE PLATO LEARNING, INC. EMPLOYEE STOCK Management For For
PURCHASE PLAN AS AMENDED AND RESTATED.
03 APPROVAL OF THE PLATO LEARNING, INC. 2006 STOCK Management Against Against
INCENTIVE PLAN AS AMENDED AND RESTATED.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2010.
- --------------------------------------------------------------------------------
FMC CORPORATION
SECURITY 302491303 MEETING TYPE Annual
TICKER SYMBOL FMC MEETING DATE 27-Apr-2010
ISIN US3024913036 AGENDA 933209973 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1A ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: Management For For
PIERRE BRONDEAU
1B ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: DIRK Management For For
A. KEMPTHORNE
1C ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: Management For For
ROBERT C. PALLASH
1D ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: Management For For
WILLIAM G. WALTER
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
HMN FINANCIAL, INC.
SECURITY 40424G108 MEETING TYPE Annual
TICKER SYMBOL HMNF MEETING DATE 27-Apr-2010
ISIN US40424G1085 AGENDA 933210546 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 MICHAEL J. FOGARTY For For
2 SUSAN K. KOLLING For For
3 MALCOLM W. MCDONALD For For
02 THE APPROVAL, IN AN ADVISORY (NON-BINDING) VOTE, OF THE Management For For
COMPENSATION OF EXECUTIVES, AS DISCLOSED IN THE PROXY
STATEMENT
03 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
SECURITY 920253101 MEETING TYPE Annual
TICKER SYMBOL VMI MEETING DATE 27-Apr-2010
ISIN US9202531011 AGENDA 933211764 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 STEPHEN R. LEWIS, JR. For For
2 KAJ DEN DAAS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL 2010.
- --------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC
SECURITY 848574109 MEETING TYPE Annual
TICKER SYMBOL SPR MEETING DATE 27-Apr-2010
ISIN US8485741099 AGENDA 933219342 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 CHARLES L. CHADWELL For For
2 IVOR EVANS For For
3 PAUL FULCHINO For For
4 RICHARD GEPHARDT For For
5 ROBERT JOHNSON For For
6 RONALD KADISH For For
7 FRANCIS RABORN For For
8 JEFFREY L. TURNER For For
9 JAMES L. WELCH For For
10 NIGEL WRIGHT For For
02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 10
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION
SECURITY 872275102 MEETING TYPE Annual
TICKER SYMBOL TCB MEETING DATE 28-Apr-2010
ISIN US8722751026 AGENDA 933197849 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 PETER BELL For For
2 WILLIAM F. BIEBER For For
3 THEODORE J. BIGOS For For
4 WILLIAM A. COOPER For For
5 THOMAS A. CUSICK For For
6 LUELLA G. GOLDBERG For For
7 GEORGE G. JOHNSON For For
8 VANCE K. OPPERMAN For For
9 GREGORY J. PULLES For For
10 GERALD A. SCHWALBACH For For
11 DOUGLAS A. SCOVANNER For For
12 RALPH STRANGIS For For
13 BARRY N. WINSLOW For For
02 VOTE ON A STOCKHOLDER PROPOSAL TO REQUIRE SIMPLE Shareholder Against For
MAJORITY VOTING
03 ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010
- --------------------------------------------------------------------------------
DELUXE CORPORATION
SECURITY 248019101 MEETING TYPE Annual
TICKER SYMBOL DLX MEETING DATE 28-Apr-2010
ISIN US2480191012 AGENDA 933203426 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 RONALD C BALDWIN For For
2 CHARLES A HAGGERTY For For
3 ISAIAH HARRIS, JR. For For
4 DON J. MCGRATH For For
5 C.E. MAYBERRY MCKISSACK For For
6 NEIL J. METVINER For For
7 STEPHEN P. NACHTSHEIM For For
8 MARY ANN O'DWYER For For
9 MARTYN R. REDGRAVE For For
10 LEE J. SCHRAM For For
2 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS DELUXE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------
FAMOUS DAVE'S OF AMERICA, INC.
SECURITY 307068106 MEETING TYPE Annual
TICKER SYMBOL DAVE MEETING DATE 04-May-2010
ISIN US3070681065 AGENDA 933208616 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 CHRISTOPHER O'DONNELL For For
2 K. JEFFREY DAHLBERG For For
3 WALLACE B. DOOLIN For For
4 LISA A. KRO For For
5 RICHARD L. MONFORT For For
6 DEAN A. RIESEN For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 11
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC.
SECURITY 955306105 MEETING TYPE Annual
TICKER SYMBOL WST MEETING DATE 04-May-2010
ISIN US9553061055 AGENDA 933220042 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 THOMAS W. HOFMANN For For
2 L. ROBERT JOHNSON For For
3 JOHN P. NEAFSEY For For
4 GEOFFREY F. WORDEN For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
SECURITY 25470F104 MEETING TYPE Annual
TICKER SYMBOL DISCA MEETING DATE 05-May-2010
ISIN US25470F1049 AGENDA 933211790 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 PAUL A. GOULD For For
2 JOHN S. HENDRICKS For For
3 M. LAVOY ROBISON For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS,
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
SECURITY 70959W103 MEETING TYPE Annual
TICKER SYMBOL PAG MEETING DATE 05-May-2010
ISIN US70959W1036 AGENDA 933219392 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JOHN D. BARR For For
2 MICHAEL R. EISENSON For For
3 HIROSHI ISHIKAWA For For
4 ROBERT H. KURNICK, JR. For For
5 WILLIAM J. LOVEJOY For For
6 KIMBERLY J. MCWATERS For For
7 LUCIO A. NOTO For For
8 ROGER S. PENSKE For For
9 RICHARD J. PETERS For For
10 RONALD G. STEINHART For For
11 H. BRIAN THOMPSON For For
02 FOR APPROVAL OF OUR EXISTING MANAGEMENT INCENTIVE PLAN. Management For For
03 FOR RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT AUDITING FIRM FOR 2010.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING.
- --------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
SECURITY 171340102 MEETING TYPE Annual
TICKER SYMBOL CHD MEETING DATE 06-May-2010
ISIN US1713401024 AGENDA 933213542 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 BRADLEY C. IRWIN For For
2 JEFFREY A. LEVICK For For
3 ARTHUR B. WINKLEBLACK For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2010
CONSOLIDATED FINANCIAL STATEMENTS.
- --------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY
SECURITY 367905106 MEETING TYPE Annual
TICKER SYMBOL GET MEETING DATE 06-May-2010
ISIN US3679051066 AGENDA 933226727 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 GLENN J. ANGIOLILLO For For
2 MICHAEL J. BENDER For For
3 E.K. GAYLORD II For For
4 RALPH HORN For For
5 DAVID W. JOHNSON For For
6 ELLEN LEVINE For For
7 ROBERT S. PRATHER, JR. For For
8 COLIN V. REED For For
9 MICHAEL D. ROSE For For
10 MICHAEL I. ROTH For For
11 ROBERT B. ROWLING For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 12
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
J2 GLOBAL COMMUNICATIONS, INC.
SECURITY 46626E205 MEETING TYPE Annual
TICKER SYMBOL JCOM MEETING DATE 06-May-2010
ISIN US46626E2054 AGENDA 933227161 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 DOUGLAS Y. BECH For For
2 ROBERT J. CRESCI For For
3 W. BRIAN KRETZMER For For
4 RICHARD S. RESSLER For For
5 JOHN F. RIELEY For For
6 STEPHEN ROSS For For
7 MICHAEL P. SCHULHOF For For
02 TO RATIFY THE APPOINTMENT OF SINGERLEWAK LLP TO SERVE Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL 2010.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING OR ANY POSTPONEMENTS OR ADJOURNMENTS
THEREOF.
- --------------------------------------------------------------------------------
THE BRINK'S COMPANY
SECURITY 109696104 MEETING TYPE Annual
TICKER SYMBOL BCO MEETING DATE 07-May-2010
ISIN US1096961040 AGENDA 933210421 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 PAUL G. BOYNTON For For
2 MURRAY D. MARTIN For For
3 RONALD L. TURNER For For
02 APPROVE THE AMENDMENT AND RESTATEMENT OF THE KEY Management For For
EMPLOYEES' DEFERRED COMPENSATION PROGRAM.
03 APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS Management For For
UNDER THE MANAGEMENT PERFORMANCE IMPROVEMENT PLAN.
04 APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS Management For For
UNDER THE 2005 EQUITY INCENTIVE PLAN.
05 APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION OF Management For For
KPMG LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE ACCOUNTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR 2010.
- --------------------------------------------------------------------------------
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 11-May-2010
ISIN US4290601065 AGENDA 933216512 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 DIANE L. DEWBREY For For
2 LYLE G. JACOBSON For For
02 RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT Management For For
AUDITOR.
- --------------------------------------------------------------------------------
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 11-May-2010
ISIN US5956261029 AGENDA 933232857 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 ARCHIE R. DYKES For For
2 ALAN D. FELDMAN For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT OF MIDAS' Management For For
EXISTING EQUITY INCENTIVE PLANS TO PERMIT A ONE- TIME
STOCK OPTION EXCHANGE OFFER.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR
ENDING JANUARY 1, 2011.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 13
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Contested-Annual
TICKER SYMBOL PNK MEETING DATE 11-May-2010
ISIN US7234561097 AGENDA 933248696 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1A ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For
1B ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For
1C ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For
1D ELECTION OF DIRECTOR: ELLIS LANDAU Management For For
1E ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For
1F ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For
1G ELECTION OF DIRECTOR: MICHAEL ORNEST Management For For
1H ELECTION OF DIRECTOR: LYNN P. REITNOUER Management For For
1I ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
02 PROPOSAL TO AMEND THE COMPANY'S 2005 EQUITY AND Management Against Against
PERFORMANCE INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR. THE
BOARD OF DIRECTORS RECOMMENDS TO VOTE "AGAINST"
PROPOSAL 4.
04 STOCKHOLDER PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
- --------------------------------------------------------------------------------
POLYONE CORPORATION
SECURITY 73179P106 MEETING TYPE Annual
TICKER SYMBOL POL MEETING DATE 12-May-2010
ISIN US73179P1066 AGENDA 933228048 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 J. DOUGLAS CAMPBELL For For
2 DR. CAROL A. CARTWRIGHT For For
3 RICHARD H. FEARON For For
4 GORDON D. HARNETT For For
5 RICHARD A. LORRAINE For For
6 EDWARD J. MOONEY For For
7 STEPHEN D. NEWLIN For For
8 WILLIAM H. POWELL For For
9 FARAH M. WALTERS For For
02 PROPOSAL TO APPROVE THE POLYONE CORPORATION 2010 EQUITY Management Against Against
AND PERFORMANCE INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE POLYONE CORPORATION SENIOR Management For For
EXECUTIVE ANNUAL INCENTIVE PLAN (EFFECTIVE JANUARY 1,
2011).
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS POLYONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
BRINK'S HOME SECURITY HOLDINGS, INC.
SECURITY 109699108 MEETING TYPE Special
TICKER SYMBOL CFL MEETING DATE 12-May-2010
ISIN US1096991088 AGENDA 933240450 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 APPROVE (A) THE AGREEMENT AND PLAN OF MERGER, BY AND Management For For
AMONG BRINK'S HOME SECURITY HOLDINGS, INC., TYCO
INTERNATIONAL LTD., BARRICADE MERGER SUB, INC., ADT
SECURITY SERVICES, INC., (B) THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT (THE "MERGER"); AND (C) THE PLAN
OF MERGER THAT MEETS THE REQUIREMENTS OF SECTION
13.1-716 OF THE VIRGINIA STOCK CORPORATION ACT.
02 CONSIDER AND VOTE UPON ANY PROPOSAL TO ADJOURN THE Management For For
SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
IS AN INSUFFICIENT NUMBER OF VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE THE MERGER AGREEMENT, THE MERGER
AND THE PLAN.
- --------------------------------------------------------------------------------
SAFEGUARD SCIENTIFICS, INC.
SECURITY 786449207 MEETING TYPE Annual
TICKER SYMBOL SFE MEETING DATE 13-May-2010
ISIN US7864492076 AGENDA 933229470 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 PETER J. BONI For For
2 JULIE A. DOBSON For For
3 ANDREW E. LIETZ For For
4 GEORGE MACKENZIE For For
5 GEORGE D. MCCLELLAND For For
6 JACK L. MESSMAN For For
7 JOHN J. ROBERTS For For
8 ROBERT J. ROSENTHAL For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 14
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
EXPRESSJET HOLDINGS, INC.
SECURITY 30218U306 MEETING TYPE Annual
TICKER SYMBOL XJT MEETING DATE 13-May-2010
ISIN US30218U3068 AGENDA 933231209 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 KIM A. FADEL For For
2 JUDITH R. HABERKORN For For
3 S.J. BADALAMENTI For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY THE Management For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY AND ITS SUBSIDIARIES FOR 2010.
- --------------------------------------------------------------------------------
PICO HOLDINGS, INC.
SECURITY 693366205 MEETING TYPE Annual
TICKER SYMBOL PICO MEETING DATE 14-May-2010
ISIN US6933662057 AGENDA 933221640 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1A ELECTION OF DIRECTOR: CARLOS C. CAMPBELL Management For For
1B ELECTION OF DIRECTOR: KRISTINA M. LESLIE Management For For
1C ELECTION OF DIRECTOR: KENNETH J. SLEPICKA Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
ANNUAL AUDIT OF OUR 2010 FINANCIAL STATEMENTS.
- --------------------------------------------------------------------------------
CHEMED CORPORATION
SECURITY 16359R103 MEETING TYPE Annual
TICKER SYMBOL CHE MEETING DATE 17-May-2010
ISIN US16359R1032 AGENDA 933231463 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 KEVIN J. MCNAMARA For For
2 JOEL F. GEMUNDER For For
3 PATRICK P. GRACE For For
4 THOMAS C. HUTTON For For
5 WALTER L. KREBS For For
6 ANDREA R. LINDELL For For
7 THOMAS P. RICE For For
8 DONALD E. SAUNDERS For For
9 GEORGE J. WALSH III For For
10 FRANK E. WOOD For For
02 APPROVAL AND ADOPTION OF THE 2010 STOCK INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS
FOR 2010.
- --------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
SECURITY 00081T108 MEETING TYPE Annual
TICKER SYMBOL ABD MEETING DATE 18-May-2010
ISIN US00081T1088 AGENDA 933222921 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 GEORGE V. BAYLY For For
2 KATHLEEN S. DVORAK For For
3 G. THOMAS HARGROVE For For
4 ROBERT H. JENKINS For For
5 ROBERT J. KELLER For For
6 THOMAS KROEGER For For
7 MICHAEL NORKUS For For
8 SHEILA TALTON For For
9 NORMAN H. WESLEY For For
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR 2010.
03 THE AMENDMENT AND REAPPROVAL OF THE PERFORMANCE Management For For
MEASURES UNDER THE AMENDED AND RESTATED 2005 INCENTIVE
PLAN.
04 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENT THEREOF.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 15
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
ATRICURE INC.
SECURITY 04963C209 MEETING TYPE Annual
TICKER SYMBOL ATRC MEETING DATE 19-May-2010
ISIN US04963C2098 AGENDA 933251174 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 MARK A. COLLAR For For
2 DAVID J. DRACHMAN For For
3 DONALD C. HARRISON, M.D For For
4 MICHAEL D. HOOVEN For For
5 RICHARD M. JOHNSTON For For
6 ELIZABETH D. KRELL, PHD For For
7 MARK R. LANNING For For
8 KAREN P. ROBARDS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
SCHAWK, INC.
SECURITY 806373106 MEETING TYPE Annual
TICKER SYMBOL SGK MEETING DATE 19-May-2010
ISIN US8063731066 AGENDA 933253914 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 CLARENCE W. SCHAWK For For
2 DAVID A. SCHAWK For For
3 A. ALEX SARKISIAN, ESQ. For For
4 LEONARD S. CARONIA For For
5 JUDITH W. MCCUE, ESQ. For For
6 HOLLIS W. RADEMACHER For For
7 JOHN T. MCENROE, ESQ. For For
8 MICHAEL G. O'ROURKE For For
9 STANLEY N. LOGAN For For
02 THE AMENDMENT OF THE 1991 OUTSIDE DIRECTORS' FORMULA Management For For
STOCK OPTION PLAN AS DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
SECURITY 388689101 MEETING TYPE Annual
TICKER SYMBOL GPK MEETING DATE 20-May-2010
ISIN AGENDA 933226082 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 GEORGE V. BAYLY For For
2 MATTHEW J. ESPE For For
3 HAROLD R. LOGAN, JR. For For
4 ROBERT W. TIEKEN For For
02 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS THAT MAY Management For For
PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR
ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------
FORMFACTOR, INC.
SECURITY 346375108 MEETING TYPE Annual
TICKER SYMBOL FORM MEETING DATE 20-May-2010
ISIN US3463751087 AGENDA 933233594 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 CHENMING HU For For
2 LOTHAR MAIER For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS FORMFACTOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 16
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
L.B. FOSTER COMPANY
SECURITY 350060109 MEETING TYPE Annual
TICKER SYMBOL FSTR MEETING DATE 21-May-2010
ISIN US3500601097 AGENDA 933235132 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 LEE B. FOSTER II For For
2 STAN L. HASSELBUSCH For For
3 PETER MCILROY II For For
4 G. THOMAS MCKANE For For
5 DIANE B. OWEN For For
6 WILLIAM H. RACKOFF For For
7 SUZANNE B. ROWLAND For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2010.
- --------------------------------------------------------------------------------
S1 CORPORATION
SECURITY 78463B101 MEETING TYPE Annual
TICKER SYMBOL SONE MEETING DATE 24-May-2010
ISIN US78463B1017 AGENDA 933236019 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JOHANN DREYER For For
2 M. DOUGLAS IVESTER For For
3 EDWARD TERINO For For
02 TO RATIFY OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM (PRICEWATERHOUSECOOPERS LLP) FOR 2010.
- --------------------------------------------------------------------------------
HOOPER HOLMES, INC.
SECURITY 439104100 MEETING TYPE Annual
TICKER SYMBOL HH MEETING DATE 24-May-2010
ISIN US4391041005 AGENDA 933239762 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 ROY H. BUBBS For For
2 KENNETH R. ROSSANO For For
02 APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION IN ITS ENTIRETY.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------
DIGITAL ALLY, INC.
SECURITY 25382P109 MEETING TYPE Annual
TICKER SYMBOL DGLY MEETING DATE 24-May-2010
ISIN US25382P1093 AGENDA 933243420 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 STANTON E. ROSS For For
2 LEROY C. RICHIE For For
3 ELLIOT M. KAPLAN For For
4 DANIEL F. HUTCHINS For For
5 BERNARD A. BIANCHINO For For
02 RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC.
SECURITY 754212108 MEETING TYPE Annual
TICKER SYMBOL RAVN MEETING DATE 25-May-2010
ISIN US7542121089 AGENDA 933246844 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 ANTHONY W. BOUR For For
2 DAVID A. CHRISTENSEN For For
3 THOMAS S. EVERIST For For
4 MARK E. GRIFFIN For For
5 CONRAD J. HOIGAARD For For
6 KEVIN T. KIRBY For For
7 CYNTHIA H. MILLIGAN For For
8 RONALD M. MOQUIST For For
9 DANIEL A. RYKHUS For For
02 APPROVAL OF THE RAVEN INDUSTRIES, INC. 2010 STOCK Management For For
INCENTIVE PLAN.
03 PROPOSAL TO RATIFIY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S
CURRENT FISCAL YEAR.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 17
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
PLATO LEARNING, INC.
SECURITY 72764Y100 MEETING TYPE Special
TICKER SYMBOL TUTR MEETING DATE 25-May-2010
ISIN US72764Y1001 AGENDA 933257304 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 25, 2010, AMONG PLATO
LEARNING, INC., PROJECT PORSCHE HOLDINGS CORPORATION
AND PROJECT PORSCHE MERGER CORP. AND THE MERGER
CONTEMPLATED THEREBY, AS IT MAY BE AMENDED FROM TIME TO
TIME.
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES PROPERLY CAST AT THE TIME OF THE MEETING TO
APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------
DOLAN MEDIA COMPANY
SECURITY 25659P402 MEETING TYPE Annual
TICKER SYMBOL DM MEETING DATE 26-May-2010
ISIN US25659P4028 AGENDA 933237237 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 JOHN C. BERGSTROM For For
2 JAMES P. DOLAN For For
3 GEORGE ROSSI For For
02 TO APPROVE THE DOLAN MEDIA COMPANY 2007 INCENTIVE Management Against Against
COMPENSATION PLAN, AS AMENDED AND RESTATED, WHICH
INCLUDES AUTHORIZING AN ADDITIONAL 2,100,000 SHARES OF
OUR COMMON STOCK FOR POTENTIAL FUTURE ISSUANCE UNDER
THE PLAN, AND REAPPROVING THE PERFORMANCE GOALS UNDER
WHICH COMPENSATION MAY BE PAID UNDER THE PLAN FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 TO RATIFY THE DOLAN MEDIA COMPANY RIGHTS AGREEMENT, AS Management Against Against
AMENDED, WHICH IS OUR STOCKHOLDERS RIGHTS PLAN.
04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO CHANGE OUR NAME FROM
DOLAN MEDIA COMPANY TO THE DOLAN COMPANY.
05 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
MCGLADREY & PULLEN, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------
INTERMEC, INC.
SECURITY 458786100 MEETING TYPE Annual
TICKER SYMBOL IN MEETING DATE 26-May-2010
ISIN US4587861000 AGENDA 933241870 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1A ELECTION OF DIRECTOR: PATRICK J. BYRNE Management Abstain Against
1B ELECTION OF DIRECTOR: ERIC J. DRAUT Management Abstain Against
1C ELECTION OF DIRECTOR: GREGORY K. HINCKLEY Management Abstain Against
1D ELECTION OF DIRECTOR: LYDIA H. KENNARD Management Abstain Against
1E ELECTION OF DIRECTOR: ALLEN J. LAUER Management Abstain Against
1F ELECTION OF DIRECTOR: STEPHEN P. REYNOLDS Management Abstain Against
1G ELECTION OF DIRECTOR: STEVEN B. SAMPLE Management Abstain Against
1H ELECTION OF DIRECTOR: OREN G. SHAFFER Management Abstain Against
1I ELECTION OF DIRECTOR: LARRY D. YOST Management Abstain Against
02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS INTERMEC, Management For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
- --------------------------------------------------------------------------------
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 26-May-2010
ISIN US3135494041 AGENDA 933242606 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 GEORGE FELDENKREIS For For
4 VINCENT J. INTRIERI For For
5 J. MICHAEL LAISURE For For
6 KEITH A. MEISTER For For
7 DANIEL A. NINIVAGGI For For
8 DAVID S. SCHECHTER For For
9 NEIL S. SUBIN For For
10 JAMES H. VANDENBERGHE For For
02 APPROVAL OF THE FEDERAL-MOGUL CORPORATION 2010 STOCK Management For For
INCENTIVE PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 18
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC.
SECURITY 60935Y109 MEETING TYPE Annual
TICKER SYMBOL MGI MEETING DATE 26-May-2010
ISIN US60935Y1091 AGENDA 933261327 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1A ELECTION OF DIRECTOR: J. COLEY CLARK Management For For
1B ELECTION OF DIRECTOR: VICTOR W. DAHIR Management For For
1C ELECTION OF DIRECTOR: THOMAS M. HAGERTY Management For For
1D ELECTION OF DIRECTOR: SCOTT L. JAECKEL Management For For
1E ELECTION OF DIRECTOR: SETH W. LAWRY Management For For
1F ELECTION OF DIRECTOR: ANN MATHER Management For For
1G ELECTION OF DIRECTOR: PAMELA H. PATSLEY Management For For
1H ELECTION OF DIRECTOR: GANESH B. RAO Management For For
1I ELECTION OF DIRECTOR: W. BRUCE TURNER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010
03 APPROVAL OF AMENDMENTS TO THE MONEYGRAM INTERNATIONAL, Management Against Against
INC. 2005 OMNIBUS INCENTIVE PLAN
- --------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
SECURITY 012348108 MEETING TYPE Annual
TICKER SYMBOL AIN MEETING DATE 27-May-2010
ISIN US0123481089 AGENDA 933246591 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1A ELECTION OF DIRECTOR: JOHN F. CASSIDY, JR. Management For For
1B ELECTION OF DIRECTOR: PAULA H.J. CHOLMONDELEY Management For For
1C ELECTION OF DIRECTOR: EDGAR G. HOTARD Management For For
1D ELECTION OF DIRECTOR: ERLAND E. KAILBOURNE Management For For
1E ELECTION OF DIRECTOR: JOSEPH G. MORONE Management For For
1F ELECTION OF DIRECTOR: JUHANI PAKKALA Management For For
1G ELECTION OF DIRECTOR: CHRISTINE L. STANDISH Management For For
1H ELECTION OF DIRECTOR: JOHN C. STANDISH Management For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITOR.
- --------------------------------------------------------------------------------
MASTEC, INC.
SECURITY 576323109 MEETING TYPE Annual
TICKER SYMBOL MTZ MEETING DATE 27-May-2010
ISIN US5763231090 AGENDA 933247012 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 ROBERT J. DWYER For For
2 FRANK E. JAUMOT For For
3 JOSE S. SORZANO For For
2 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN LLP AS Management For For
MASTEC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------
SANDERS MORRIS HARRIS GROUP INC.
SECURITY 80000Q104 MEETING TYPE Annual
TICKER SYMBOL SMHG MEETING DATE 27-May-2010
ISIN US80000Q1040 AGENDA 933262608 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1A ELECTION OF DIRECTOR: GEORGE L. BALL Management For For
1B ELECTION OF DIRECTOR: RICHARD E. BEAN Management For For
1C ELECTION OF DIRECTOR: CHARLES W. DUNCAN Management For For
1D ELECTION OF DIRECTOR: RIC EDELMAN Management For For
1E ELECTION OF DIRECTOR: SCOTT B. MCCLELLAND Management For For
1F ELECTION OF DIRECTOR: BEN T. MORRIS Management For For
1G ELECTION OF DIRECTOR: ALBERT W. NIEMI, JR. Management For For
1H ELECTION OF DIRECTOR: DON A. SANDERS Management For For
1I ELECTION OF DIRECTOR: W. BLAIR WALTRIP Management For For
02 APPROVE THE AMENDMENT AND RESTATEMENT OF THE LONG-TERM Management Against Against
INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 19
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED
SECURITY 892918103 MEETING TYPE Annual
TICKER SYMBOL TACT MEETING DATE 27-May-2010
ISIN US8929181035 AGENDA 933263181 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 GRAHAM Y. TANAKA For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVAL OF AMENDMENT TO 2005 EQUITY INCENTIVE PLAN Management Against Against
- --------------------------------------------------------------------------------
DYNAMICS RESEARCH CORPORATION
SECURITY 268057106 MEETING TYPE Annual
TICKER SYMBOL DRCO MEETING DATE 02-Jun-2010
ISIN US2680571062 AGENDA 933253306 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 FRANCIS J. AGUILAR For For
2 JOHN S. ANDEREGG For For
3 NICKOLAS STAVROPOULOS For For
2 TO APPROVE THE COMPANY'S EXECUTIVE LONG-TERM INCENTIVE Management For For
PLAN
- --------------------------------------------------------------------------------
J.CREW GROUP, INC.
SECURITY 46612H402 MEETING TYPE Annual
TICKER SYMBOL JCG MEETING DATE 08-Jun-2010
ISIN US46612H4020 AGENDA 933255499 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 HEATHER RESIMAN For For
2 DAVID HOUSE For For
3 STUART SLOAN For For
02 APPROVE AN AMENDMENT TO THE J.CREW GROUP, INC. AMENDED Management Against Against
AND RESTATED 2008 EQUITY INCENTIVE PLAN
03 APPROVE THE J.CREW, INC. EXECUTIVE MANAGEMENT BONUS PLAN Management For For
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2010
- --------------------------------------------------------------------------------
ATC TECHNOLOGY CORPORATION
SECURITY 00211W104 MEETING TYPE Annual
TICKER SYMBOL ATAC MEETING DATE 10-Jun-2010
ISIN US00211W1045 AGENDA 933247997 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 ROBERT L. EVANS For For
2 CURTLAND E. FIELDS For For
3 DR. MICHAEL J. HARTNETT For For
4 MICHAEL D. JORDAN For For
5 TODD R. PETERS For For
6 S. LAWRENCE PRENDERGAST For For
7 EDWARD STEWART For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
ATC TECHNOLOGY CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------
PRGX GLOBAL, INC.
SECURITY 69357C503 MEETING TYPE Annual
TICKER SYMBOL PRGX MEETING DATE 15-Jun-2010
ISIN US69357C5031 AGENDA 933268953 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 PATRICK G. DILLS For For
2 N. COLIN LIND For For
02 RATIFICATION OF APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010.
03 AMENDMENT OF THE 2008 EQUITY INCENTIVE PLAN TO, AMONG Management Against Against
OTHER THINGS, INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE UNDER THE PLAN.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 20
The Gabelli Woodland Small Cap Value Fund
- --------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 16-Jun-2010
ISIN US2803581022 AGENDA 933262975 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
SECURITY 928298108 MEETING TYPE Annual
TICKER SYMBOL VSH MEETING DATE 16-Jun-2010
ISIN US9282981086 AGENDA 933264424 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 DR. FELIX ZANDMAN For For
2 DR. GERALD PAUL For For
3 FRANK MAIER For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
VISHAY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010. THE BOARD OF
DIRECTORS RECOMMEND A VOTE "AGAINST" PROPOSAL 3.
03 STOCKHOLDER PROPOSAL. Shareholder Against For
- --------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 16-Jun-2010
ISIN US0490792050 AGENDA 933278803 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
01 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR 2010.
- --------------------------------------------------------------------------------
NORTHERN OIL AND GAS INC.
SECURITY 665531109 MEETING TYPE Annual
TICKER SYMBOL NOG MEETING DATE 30-Jun-2010
ISIN US6655311099 AGENDA 933300511 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- -------- ------------------------------------------------------- ----------- -------- ----------------------
1 DIRECTOR Management
1 MICHAEL L. REGER For For
2 ROBERT GRABB For For
3 RYAN R. GILBERTSON For For
4 LOREN J. O'TOOLE For For
5 JACK KING For For
6 LISA BROMILEY MEIER For For
7 CARTER STEWART For For
2 TO RATIFY THE APPOINTMENT OF MANTYLA MCREYNOLDS LLC AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010
3 TO APPROVE A CHANGE OF THE COMPANY'S STATE OF Management Against Against
INCORPORATION FROM NEVADA TO MINNESOTA
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli Equity Series Funds, Inc.
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 27, 2010
* Print the name and title of each signing officer under his or her
signature.