UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07883
ICON Funds
(Name of Registrant)
5299 DTC Blvd. Suite 1200 Greenwood Village, CO 80111
(Address of Principal Executive Offices)
Erik L Jonson 5299 DTC Blvd. Suite 1200 Greenwood Village, CO 80111
(Name and address of agent of service)
Registrant's telephone number including area code: 303-790-1600
Date of fiscal year end: 09/30
Date of reporting period: July 1, 2009 - June 30, 2010
Item 1: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Asia-Pacific Region Fund
Reporting Period: 7/1/2009 - 6/30/2010
Asics Corporation
Ticker Security ID: Meeting Date Meeting Status
7936 CINS J03234150 06/18/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Kiyomi Wada Mgmt For Against Against
3 Elect Motoi Oyama Mgmt For For For
4 Elect Yuhichiroh Shimizu Mgmt For For For
5 Elect Toshiroh Ikezaki Mgmt For For For
6 Elect Nobuo Oda Mgmt For For For
7 Elect Yoshio Chihara Mgmt For For For
8 Elect Kazuto Matsuo Mgmt For For For
9 Elect Toshiyuki Sano Mgmt For For For
Australia And
New Zealand
Banking
Group
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/18/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratify Placement of Securities Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Re-elect John Morschel Mgmt For For For
8 Elect Robert Reeves Mgmt Against Against For
9 Elect LEE Hsien Yang Mgmt For For For
Axiata Group
Ticker Security ID: Meeting Date Meeting Status
AXIATA CINS Y0488A101 06/22/2010 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jamaludin bin Ibrahim Mgmt For For For
3 Elect Ghazzali Sheikh Abdul Khalid Mgmt For For For
4 Elect Farid Mohamed Sani Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Related Party Transactions Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
Bangkok
Expressway
Ticker Security ID: Meeting Date Meeting Status
BECL CINS Y0607D119 04/22/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Report on Results of Operation Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors (Slate) Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Other Business Mgmt For Against Against
Bank of Ayudhya
Public Company
Limited
Ticker Security ID: Meeting Date Meeting Status
BAY CINS Y0644Q115 04/08/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Minutes Mgmt For For For
3 Approve Annual Report Mgmt For For For
4 Acknowledge Interim Dividend Mgmt For For For
5 Acknowledge Property Sale and Mgmt For For For
Purchase
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Virojn Srethapramotaya Mgmt For For For
9 Elect Pongpinit Tejagupta Mgmt For For For
10 Elect Des O'shea Mgmt For For For
11 Elect Potjanee Thanavaranit Mgmt For For For
12 Change in Board Size and Election of Mgmt For For For
Additional
Director
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
15 Amendments to Articles Mgmt For For For
16 Other Business Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
Bank Of Baroda
Ticker Security ID: Meeting Date Meeting Status
532134 ISIN INE028A01013 07/02/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 03/19/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Type of Securities to be Issued Mgmt For For For
6 Issue Size Mgmt For For For
7 Par Value and Issue Price Mgmt For For For
8 Term Mgmt For For For
9 Interest Rate Mgmt For For For
10 Method and Timing of Interest Payment Mgmt For For For
11 Conversion Period Mgmt For For For
12 Conversion Price and Adjustment Mgmt For For For
13 Downward Adjustment to Conversion Mgmt For For For
Price
14 Conversion Method of Fractional Share Mgmt For For For
15 Terms of Redemption Mgmt For For For
16 Redemption at the Option of the Bond Mgmt For For For
Holders
17 Dividend Rights of the Rear of Mgmt For For For
Conversion
18 Method of Issuance and Target Mgmt For For For
Subscribers
19 Subscription Arrangement for the Mgmt For For For
Existing A
Shareholders
20 Bond Holders and Meetings Mgmt For For For
21 Use of Proceeds from the Issuance of Mgmt For For For
the Convertible
Bonds
22 Special Provisions in Relation to Mgmt For For For
Supplementary
Capital
23 Guarantee and Security Mgmt For For For
24 Validity Period Mgmt For For For
25 Matters Relating to authorization of Mgmt For For For
Board of
Directors
26 Capital Management Plan Mgmt For For For
27 Feasibility Report on Use of Mgmt For For For
Proceeds from Issuance of
Convertible
Bonds
28 Utilization Report on Use of Mgmt For For For
Proceeds from Previous Issuance of
Securities
29 Elect LI Jun as Supervisor Mgmt For Against Against
30 Non-Voting Meeting Note N/A N/A N/A N/A
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 05/27/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Financial Statement Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Financial Budget Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Elect XIAO Gang Mgmt For For For
11 Elect LI Lihui Mgmt For For For
12 Elect LI Zaohang Mgmt For Against Against
13 Elect ZHOU Zaiqun Mgmt For For For
14 Elect Anthony Neoh Mgmt For For For
15 Elect HUANG Shizhong Mgmt For For For
16 Elect HUANG Danhan Mgmt For For For
17 Elect QIN Rongsheng Mgmt For For For
18 Elect BAI Jingming Mgmt For For For
19 External Supervisors' Fees Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Elect WANG Xueqiang Mgmt For For For
23 Elect LIU Wanming Mgmt For For For
24 Amendments to Administrative Measures Mgmt For For For
Bank Of India
Ticker Security ID: Meeting Date Meeting Status
BOI CINS Y06949112 07/11/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
Banpu Public plc
Ticker Security ID: Meeting Date Meeting Status
BANPU CINS Y0697Z111 04/02/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Report on Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors (Slate) Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Other Business Mgmt For Against Against
BHP Billiton
Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/26/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
3 Re-elect Carlos Cordeiro (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
4 Re-elect David Crawford (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
5 Re-elect Gail de Planque (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
6 Re-elect Marius Kloppers (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
7 Re-elect Don Argus (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
8 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton
plc)
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
12 Authority to Repurchase Shares (BHP Mgmt For For For
Billiton
plc)
13 Reduction of Issued Share Capital Mgmt For For For
(April 30,
2010)
14 Reduction of Issued Share Capital Mgmt For For For
(June 17,
2010)
15 Reduction of Issued Share Capital Mgmt For For For
(September 15,
2010)
16 Reduction of Issued Share Capital Mgmt For For For
(November 11,
2010)
17 Remuneration Report Mgmt For For For
18 Equity Grant (CEO Marius Kloppers) Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
Cafe De Coral
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0341 CINS G1744V103 09/15/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Michael CHAN Yue Kwong Mgmt For Against Against
5 Elect Anita LO Pik Ling Mgmt For For For
6 Elect Peter LO Tak Shing Mgmt For For For
7 Elect Larry KWOK Lam Kwong Mgmt For For For
8 Elect LOOK Guy Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
Cheil Industries
Inc
Ticker Security ID: Meeting Date Meeting Status
001300 CINS Y1296J102 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
China
BlueChemical
Ltd.
Ticker Security ID: Meeting Date Meeting Status
3983 CINS Y14251105 02/07/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Corporate Communication Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Assessment Results under the H-Share Mgmt For For For
Appreciation Rights
Scheme
China
BlueChemical
Ltd.
Ticker Security ID: Meeting Date Meeting Status
3983 CINS Y14251105 06/04/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Financial Budget Mgmt For For For
7 Elect GU Zongqin; Director's Fees Mgmt For For For
8 Elect QIU Kewen as Supervisor; Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Domestic and H Mgmt For For For
Shares w/o Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
China
Communications
Construction
Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y14369105 12/29/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect ZHOU Jichang Mgmt For For For
2 Elect MENG Fengchao Mgmt For Against Against
3 Elect FU Junyuan Mgmt For Against Against
4 Elect ZHANG Changfu Mgmt For For For
5 Elect LU Hongjun Mgmt For For For
6 Elect YUAN Yaohui Mgmt For For For
7 Elect ZOU Qiao Mgmt For For For
8 Elect LIU Zhangmin Mgmt For For For
9 Elect Daniel R. FUNG Mgmt For For For
China
Construction
Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/24/2010 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Nominal Value Mgmt For For For
3 Proportion and Number of Shares Mgmt For For For
4 Subscription Price Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Arrangement for Accumulated Mgmt For For For
Undistributed
Profits
8 Effective Period of Resolution Mgmt For For For
China
Construction
Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/24/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Final Financial Accounts Mgmt For For For
4 Fixed Assets Investment Budget Mgmt For For For
5 Profit Distribution Plan Mgmt For For For
6 Fees of Directors and Supervisors Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Type and Nominal Value Mgmt For For For
9 Proportion and Number of Shares Mgmt For For For
10 Subscription Price Mgmt For For For
11 Target Subscribers Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Arrangement for Accumulated Mgmt For For For
Undistributed
Profits
14 Effective Period of Resolution Mgmt For For For
15 Authorizations for Rights Issue Mgmt For For For
16 Feasibility Report on Use of Proceeds Mgmt For For For
17 Report on Use of Proceeds from Mgmt For For For
Previous A Share
Issue
18 Mid-term Plan of Capital Management Mgmt For For For
19 Elect GUO Shuqing Mgmt For For For
20 Elect ZHANG Jianguo Mgmt For For For
21 Elect Peter Levene Mgmt For For For
22 Elect Jenny Shipley Mgmt For For For
23 Elect Elaine La Roche Mgmt For For For
24 Elect WONG Kai-Man Mgmt For For For
25 Elect Sue YANG Mgmt For For For
26 Elect Joseph YAM Chi Kwong Mgmt For For For
27 Elect ZHAO Xijun Mgmt For For For
28 Elect XIE Duyang Mgmt For For For
29 Elect LIU Jin Mgmt For For For
30 Elect GUO Feng Mgmt For For For
31 Elect DAI Deming Mgmt For For For
32 Elect SONG Fengming Mgmt For For For
33 Elect ZHU Xiaohuang Mgmt For For For
34 Elect WANG Shumin Mgmt For For For
35 Elect WANG Yong Mgmt For For For
36 Elect LI Xiaoling Mgmt For For For
37 Elect ZHU Zhenmin Mgmt For For For
38 Elect LU Xiaoma Mgmt For For For
39 Elect CHEN Yuanling Mgmt For For For
40 Other Business Mgmt For Against Against
41 Non-Voting Meeting Note N/A N/A N/A N/A
China Dongxiang
(Group) Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
3818 CINS G2112Y109 05/12/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Final Dividends Mgmt For For For
4 Allocation of Special Dividends Mgmt For For For
5 Elect QIN Dazhong Mgmt For For For
6 Elect GAO Yu Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Allocation of Interim Dividends Mgmt For For For
China Dongxiang
(Group) Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
3818 CINS G2112Y109 09/25/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Joint Venture Agreement Mgmt For For For
3 New Framework Agreement Mgmt For For For
4 Annual Caps Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
China Oilfield
Services
Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/28/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisory Committee's Report Mgmt For For For
6 Performance Evaluation of 2008 and Mgmt For For For
2009 of Stock Appreciation Rights
Scheme
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Elect WU Mengfei Mgmt For For For
9 Elect Felix FONG Wo Mgmt For For For
10 Elect CHEN Quansheng Mgmt For For For
11 Election of Supervisory Board; AN Mgmt For For For
Xuefen
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
China Oilfield
Services
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y15002101 06/28/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue A Shares Mgmt For For For
3 Feasibility Report on Use of Proceeds Mgmt For For For
4 Report on Use of Proceeds from the Mgmt For For For
Previous Fund Raising
Activities
5 Share type Mgmt For For For
6 Nominal Value Mgmt For For For
7 Offering size Mgmt For For For
8 Target Subscribers Mgmt For For For
9 Pre-emptive rights of existing A Mgmt For For For
share
Shareholders
10 Basis for determining the Issue Price Mgmt For For For
11 Method of Issue Mgmt For For For
12 Accumulated Profit Arrangement Mgmt For For For
13 Place of Listing Mgmt For For For
14 Effectiveness of the Resolution Mgmt For For For
Approving the A Share
Issue
15 Use of Proceeds Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Ratification of Board Acts Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
China Oilfield
Services
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y15002101 06/28/2010 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share type Mgmt For For For
3 Nominal Value Mgmt For For For
4 Offering size Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Pre-emptive rights of existing A Mgmt For For For
share
Shareholders
7 Basis for determining the Issue Price Mgmt For For For
8 Method of Issue Mgmt For For For
9 Accumulated Profit Arrangement Mgmt For For For
10 Place of Listing Mgmt For For For
11 Effectiveness of the Resolution Mgmt For For For
Approving the A Share
Issue
12 Use of Proceeds Mgmt For For For
13 Ratification of Board Acts Mgmt For For For
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/23/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Authority to Increase Paid-in Capital Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Elect CHANG Chia Juch Mgmt For For For
8 Elect CHEN Chao Yih Mgmt For For For
9 Elect FANG Liang Tung Mgmt For For For
10 Elect TSOU Jo Chi Mgmt For For For
11 Elect CHUNG Lo Min Mgmt For For For
12 Elect WENG Cheng I Mgmt For For For
13 Elect WU Shun Tsai Mgmt For For For
14 Elect OU Chao Hua Mgmt For For For
15 Elect LI Shen Yi Mgmt For For For
16 Elect CHANG Tsu En Mgmt For For For
17 Elect LIANG Ting Peng Mgmt For For For
18 Elect TENG Ssu Tang Mgmt For For For
19 Elect CHENG I Lin Mgmt For For For
20 Elect WANG Ju Hsuan Mgmt For Against Against
21 Non-Compete Restrictions for Mgmt For Against Against
Directors
22 Extraordinary motions Mgmt For Against Against
23 Non-Voting Meeting Note N/A N/A N/A N/A
CJ CheilJedang
Corp.
Ticker Security ID: Meeting Date Meeting Status
097950 CINS Y1661W134 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles [Bundled] Mgmt For For For
4 Share Options Previously Granted by Mgmt For For For
Board
Resolution
5 Election of Directors (Slate) Mgmt For For For
6 Election of Audit Committee Members Mgmt For For For
(Slate)
7 Directors' Fees Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
Daelim
Industrial Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
000210 CINS Y1860N109 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Elect KIM Jong In Mgmt For For For
4 Elect HAN Joo Hee Mgmt For For For
5 Elect KIM Yoon Mgmt For For For
6 Elect SHIN Jeung Sik Mgmt For For For
7 Elect OH Soo Keun Mgmt For For For
8 Elect CHO Jin Hyung Mgmt For For For
9 Elect SHIN Young Joon Mgmt For For For
10 Elect YOON Byung Gak Mgmt For For For
11 Elect JUNG Dong Woo Mgmt For For For
12 Elect SHIN Jeung Sik Mgmt For For For
13 Elect OH Soo Keun Mgmt For For For
14 Elect CHO Jin Hyung Mgmt For For For
15 Directors' Fees Mgmt For For For
Dah Sing
Financial
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0440 CINS Y19182107 05/28/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Kunio Suzuki Mgmt For Against Against
5 Elect Tatsuo Tanaka Mgmt For Against Against
6 Elect Eiichi Yoshikawa Mgmt For Against Against
7 Elect David WONG Shou-Yeh Mgmt For Against Against
8 Elect Robert SZE Tsai-To Mgmt For Against Against
9 Elect Peter Birch Mgmt For For For
10 Elect Robert SZE Tsai-To Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
DBS Group
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/30/2010 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
DBS Group
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/30/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Special Remuneration for KOH Boon Mgmt For For For
Hwee
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Elect ANG Kong Hua Mgmt For For For
7 Elect John Ross Mgmt For For For
8 Elect KWA Chong Seng Mgmt For Against Against
9 Elect Ambat Ravi Shankar Menon Mgmt For For For
10 Elect Piyush Gupta Mgmt For For For
11 Elect Peter SEAH Lim Huat Mgmt For Against Against
12 Elect Andrew Buxton Mgmt For For For
13 Authority to Grant Awards and Issue Mgmt For For For
Shares under Employee Incentive
Plans
14 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
15 Authority to Issue Shares under the Mgmt For For For
DBSH Scrip Dividend
Scheme
Denway Motors
Limited
Ticker Security ID: Meeting Date Meeting Status
203 CINS Y2032Y106 05/11/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect ZHANG Fangyou Mgmt For Against Against
6 Elect LI Tun Mgmt For Against Against
7 Elect FU Shoujie Mgmt For Against Against
8 Elect LEE Ka Lun Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Issue Repurchased Shares Mgmt For For For
Educomp
Solutions
Limited
Ticker Security ID: Meeting Date Meeting Status
EDUCOMP CINS Y22514106 09/26/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Re-elect Sankalp Srivastava Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Reappointment of Shantanu Prakash as Mgmt For For For
Chairman and Managing Director;
Approval of
Compensation
6 Elect Chayama Chona Mgmt For For For
7 Elect Rajiv Luthra Mgmt For For For
8 Stock Split Mgmt For For For
9 Directors' Commission Mgmt For For For
Esprit Holdings
Ltd.
Ticker Security ID: Meeting Date Meeting Status
0330 CINS G3122U145 12/10/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Final Dividends Mgmt For For For
4 Allocation of Special Dividends Mgmt For For For
5 Elect Heinz Jurgen Krogner-Kornalik Mgmt For Against Against
6 Elect Jurgen Alfred Rudolf Friedrich Mgmt For For For
7 Elect Ronald van der Vis Mgmt For For For
8 Elect CHEW Fook Aun Mgmt For For For
9 Elect Francesco Trapani Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Adoption of New Share Option Scheme Mgmt For Against Against
and Termination of 2001 Share
Option
Scheme
Familymart Co Ltd
Ticker Security ID: Meeting Date Meeting Status
8028 CINS J13398102 05/27/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Junji Ueda Mgmt For Against Against
4 Elect Takayuki Yokota Mgmt For For For
5 Elect Yoshiki Miyamoto Mgmt For For For
6 Elect Shiroh Inoue Mgmt For For For
7 Elect Masatsuna Seki Mgmt For For For
8 Elect Yasuhiro Kobe Mgmt For For For
9 Elect Toshio Katoh Mgmt For For For
10 Elect Motoh Takada Mgmt For For For
11 Elect Masaaki Kosaka Mgmt For For For
12 Elect Akinori Wada Mgmt For For For
13 Elect Masahiro Ishikuro Mgmt For Against Against
14 Elect Norio Tanabe Mgmt For Against Against
15 Retirement Allowances for Directors Mgmt For Against Against
and Statutory
Auditors
Fujitsu Limited
Ticker Security ID: Meeting Date Meeting Status
6702 CINS J15708159 06/21/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michiyoshi Mazuka Mgmt For Against Against
3 Elect Hiroshi Ohura Mgmt For Against Against
4 Elect Haruo Itoh Mgmt For For For
5 Elect Masami Yamamoto Mgmt For For For
6 Elect Kazuo Ishida Mgmt For For For
7 Elect Masami Fujita Mgmt For For For
8 Elect Kazuhiko Katoh Mgmt For For For
9 Elect Masahiro Koezuka Mgmt For For For
10 Elect Yohko Ishikura Mgmt For For For
11 Elect Ryohsei Kokubun Mgmt For For For
12 Bonus Mgmt For For For
Golden Agri
Resources
Limited
Ticker Security ID: Meeting Date Meeting Status
G17 CINS ADPV11073 04/27/2010 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Directors' Fees Mgmt For For For
4 Elect Frankle Widjaja Mgmt For For For
5 Elect Simon Lim Mgmt For For For
6 Elect HONG Pian Tee Mgmt For Against Against
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
11 Authority to Issue Shares at Discount Mgmt For Against Against
12 Authority to Repurchase Shares Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Related Party Transactions Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
Guangdong
Investment
Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 06/02/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect XU Wenfang Mgmt For Against Against
4 Elect LI Wai Keung Mgmt For Against Against
5 Elect John CHAN Cho Chak Mgmt For For For
6 Elect David Li Kwok Po Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Guangdong
Investment
Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 12/10/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Acquisition Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
Hana Financial
Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
086790 CINS Y29975102 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles [Bundled] Mgmt For For For
5 Election of Directors (Slate) Mgmt For For For
6 Election of Audit Committee Members Mgmt For For For
(Slate)
7 Directors' Fees Mgmt For For For
Hanwha Corp.
Ticker Security ID: Meeting Date Meeting Status
000880 CINS Y3065M100 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect CHO Sung Wook Mgmt For For For
5 Election of Audit Committee Member: Mgmt For For For
CHO Sung
Wook
6 Directors' Fees Mgmt For For For
HCL Technologies
Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 12/08/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Re-elect Shiv Nadar Mgmt For For For
3 Re-elect Robin Abrams Mgmt For For For
4 Re-elect P.C. Sen Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Re-appointment of Shiv Nadar as Mgmt For For For
Managing Director; Approval of
Compensation
Hengan
International
Group Company
Limited
Ticker Security ID: Meeting Date Meeting Status
1044 CINS G4402L151 05/24/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect SZE Man Bok Mgmt For For For
6 Elect HUNG Ching Shan Mgmt For For For
7 Elect Vincent LOO Hong Shing Mgmt For For For
8 Elect WANG Ming Fu Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
Hitachi Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J20454112 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tadamichi Sakiyama Mgmt For Against Against
3 Elect Yoshie Ohta Mgmt For For For
4 Elect Mitsuo Ohashi Mgmt For For For
5 Elect Akihiko Nomiyama Mgmt For For For
6 Elect Kenji Miyahara Mgmt For For For
7 Elect Tohru Motobayashi Mgmt For For For
8 Elect Isao Ono Mgmt For For For
9 Elect Takashi Kawamura Mgmt For For For
10 Elect Masaharu Sumikawa Mgmt For For For
11 Elect Hiroaki Nakanishi Mgmt For Against Against
12 Elect Michiharu Nakamura Mgmt For For For
13 Elect Takashi Miyoshi Mgmt For For For
Hon Hai
Precision
Industry
Co.
Ticker Security ID: Meeting Date Meeting Status
2317 CINS Y36861105 06/08/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Authority to Increase Paid-in Capital Mgmt For For For
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
11 Amendments to Procedural Rules of Mgmt For For For
Capital
Loans
12 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
13 Amendments to Articles Mgmt For For For
14 Election of Directors and Mgmt For Abstain Against
Supervisors
(Slate)
15 Non-Compete Restrictions for Mgmt For Against Against
Directors
16 Extraordinary Motions Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
Honda Motor Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Takanobu Itoh Mgmt For Against Against
4 Elect Koichi Kondoh Mgmt For For For
5 Elect Shigeru Takagi Mgmt For For For
6 Elect Akio Hamada Mgmt For For For
7 Elect Tetsuo Iwamura Mgmt For For For
8 Elect Tatsuhiro Ohyama Mgmt For For For
9 Elect Fumihiko Ike Mgmt For For For
10 Elect Masaya Yamashita Mgmt For For For
11 Elect Kensaku Hohgen Mgmt For For For
12 Elect Nobuo Kuroyanagi Mgmt For For For
13 Elect Takeo Fukui Mgmt For For For
14 Elect Hiroshi Kobayashi Mgmt For For For
15 Elect Shoh Minekawa Mgmt For For For
16 Elect Takuji Yamada Mgmt For For For
17 Elect Yoichi Hohjoh Mgmt For For For
18 Elect Tsuneo Tanai Mgmt For For For
19 Elect Hiroyuki Yamada Mgmt For For For
20 Elect Tomohiko Kawanabe Mgmt For For For
21 Elect Masahiro Yoshida Mgmt For For For
22 Elect Seiji Kuraishi Mgmt For For For
23 Bonus Mgmt For Against Against
Hong Leong
Financial Group
Berhad
Ticker Security ID: Meeting Date Meeting Status
HLFG CINS Y36592106 08/17/2009 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Acquisition Mgmt For For For
Hong Leong
Financial Group
Berhad
Ticker Security ID: Meeting Date Meeting Status
HLFG CINS Y36592106 10/28/2009 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Related Party Transactions with Mgmt For For For
Tower Real Estate Investment
Trust
3 Elect QUEK Leng Chan Mgmt For Against Against
4 Elect POH Soon Sim Mgmt For For For
5 Elect Haji Kamarulzaman bin Mohammed Mgmt For For For
6 Elect Hashim bin Mohd Ali Mgmt For For For
7 Elect Khalid Ahmad bin Sulaiman Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Related Party Transactions with Hong Mgmt For For For
Leong Company (Malaysia)
Berhad
11 Related Party Transactions with Mgmt For For For
Tower Real Estate Investment
Trust
12 Related Party Transactions with Hong Mgmt For For For
Leong Investment Holdings Pte.
Ltd.
13 Non-Voting Agenda Item N/A N/A N/A N/A
Hopson
Development
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
754 CINS G4600H101 12/09/2009 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Property Transfer Agreements Mgmt For For For
Hoya Corporation
Ticker Security ID: Meeting Date Meeting Status
7741 CINS J22848105 06/18/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Takeo Shiina Mgmt For For For
2 Elect Yuzaburoh Mogi Mgmt For For For
3 Elect Eiko Kohno Mgmt For For For
4 Elect Yukiharu Kodama Mgmt For For For
5 Elect Itaru Koeda Mgmt For For For
6 Elect Hiroshi Suzuki Mgmt For For For
7 Elect Hiroshi Hamada Mgmt For For For
8 Elect Kenji Ema Mgmt For For For
9 Stock Option Plan Mgmt For For For
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Dr.
Balamurali K.
Ambati
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Dr. Paul
Ashton
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Dr. Cardinal
Warde
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Akira
Mizobuchi
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Motoko
Hirotsu
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Yohei
Suda
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Hiroshi
Hamada
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Eiko
Kohno
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Itaru
Koeda
19 Shareholder Proposal Regarding Text ShrHoldr Against For Against
of Shareholder
Proposals
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Confidential
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Insiders on the Board of
Directors
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
23 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Interlocks
24 Shareholder Proposal Regarding Limit ShrHoldr Against Against For
on Board
Memberships
25 Shareholder Proposal Regarding Limit ShrHoldr Against Against For
on Board
Term
26 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Former Director
Compensation
27 Shareholder Proposal Regarding ShrHoldr Against For Against
Outside Director
Sessions
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Guidelines for
Independence
29 Shareholder Proposal Regarding ShrHoldr Against For Against
Individual Disclosure of
Compensation
30 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of
Interests
31 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Sales of Shares by
Directors and
Families
32 Shareholder Proposal Regarding ShrHoldr Against For Against
Prohibiting Hedging by Option
Holders
Hutchison
Whampoa
Limited
Ticker Security ID: Meeting Date Meeting Status
00013 CINS Y38024108 05/27/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Victor LI Tzar Kuoi Mgmt For Against Against
6 Elect Frank J. Sixt Mgmt For Against Against
7 Elect Michael D. Kadoorie Mgmt For For For
8 Elect George C. Magnus Mgmt For Against Against
9 Elect Margaret LEUNG KO May Yee Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
14 CKH Master Agreement Mgmt For For For
15 HSE Master Agreement Mgmt For For For
Itochu
Corporation
Ticker Security ID: Meeting Date Meeting Status
8001 CINS J2501P104 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Eizoh Kobayashi Mgmt For Against Against
5 Elect Kohei Watanabe Mgmt For For For
6 Elect Masahiro Okafuji Mgmt For For For
7 Elect Toshihito Tanba Mgmt For For For
8 Elect Yohichi Kobayashi Mgmt For For For
9 Elect Yoshio Akamatsu Mgmt For For For
10 Elect Yoshihisa Aoki Mgmt For For For
11 Elect Tadayuki Seki Mgmt For For For
12 Elect Hiroo Inoue Mgmt For For For
13 Elect Kenji Okada Mgmt For For For
14 Elect Kohji Takayanagi Mgmt For For For
15 Elect Satoshi Kikuchi Mgmt For For For
16 Elect Tohru Matsushima Mgmt For For For
17 Elect Hitoshi Okamoto Mgmt For For For
Jiangxi Copper
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/17/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Final Dividend Mgmt For For For
6 Appointment of Auditors and Mgmt For Abstain Against
Authority to Set
Fees
7 Authority to H Issue Shares w/o Mgmt For For For
Preemptive
Rights
8 Non-Voting Meeting Note N/A N/A N/A N/A
Jupiter
Telecommunicatio
ns
Co.
Ticker Security ID: Meeting Date Meeting Status
4817 CINS J28710101 03/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Tomoyuki Moriizumi Mgmt For Against Against
4 Elect Tomoya Aoki Mgmt For For For
5 Elect Shunzo Yamaguchi Mgmt For For For
6 Elect Tohru Katoh Mgmt For For For
7 Elect Masayuki Matsumoto Mgmt For For For
8 Elect Yoshio Ohsawa Mgmt For For For
9 Elect Masatoshi Hayashi Mgmt For For For
10 Elect Daisuke Mikogami Mgmt For For For
11 Elect Hirofumi Morozumi Mgmt For For For
12 Elect Makoto Takahashi Mgmt For For For
13 Elect Shunsuke Ohyama Mgmt For For For
14 Elect Akira Itoh Mgmt For For For
15 Elect Toshifumi Shibuya Mgmt For Against Against
16 Elect Kenichiroh Takagi Mgmt For Against Against
Kia Motors
Corporation
Ticker Security ID: Meeting Date Meeting Status
000270 CINS Y47601102 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For Against Against
5 Election of Aduit Committee Member: Mgmt For Against Against
CHO Dong
Sung
6 Directors' Fees Mgmt For For For
Kingboard
Chemical
Holdings,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
148 CINS G52562140 04/26/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect CHEUNG Kwong Kwan Mgmt For For For
5 Elect CHANG Wing Yiu Mgmt For For For
6 Elect HO Yin Sang Mgmt For For For
7 Elect Chadwick MOK Cham Hung Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Repurchase Shares Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Issue Repurchased Shares Mgmt For For For
Kingboard
Chemical
Holdings,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
148 CINS G52562140 06/21/2010 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Drill Bits Agreement Mgmt For For For
Kingboard
Chemical
Holdings,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
148 CINS G52562140 07/13/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Acquisition Mgmt For For For
Kintetsu World
Express
Ticker Security ID: Meeting Date Meeting Status
9375 CINS J33384108 06/22/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Akio Tsujii Mgmt For Against Against
3 Elect Tetsu Ishizaki Mgmt For For For
4 Elect Masakazu Hattori Mgmt For For For
5 Elect Hirohiko Ueno Mgmt For For For
6 Elect Kenji Ueda Mgmt For For For
7 Elect Johji Toyama Mgmt For For For
8 Elect Haruto Nakata Mgmt For For For
9 Elect Hiroyuki Hoshiai Mgmt For For For
10 Elect Yoshiki Watarai Mgmt For For For
11 Elect Shinya Aikawa Mgmt For For For
12 Elect Kazuya Mori Mgmt For For For
13 Elect Toshimichi Inamura Mgmt For For For
14 Elect Takashi Banba Mgmt For For For
15 Elect Masanori Yamaguchi Mgmt For Against Against
16 Elect Hideyuki Sohda Mgmt For Against Against
17 Election of Alternate Statutory Mgmt For Against Against
Auditors
Komatsu Limited
Ticker Security ID: Meeting Date Meeting Status
6301 CINS J35759125 06/23/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Masahiro Sakane Mgmt For For For
4 Elect Kunio Noji Mgmt For For For
5 Elect Yoshinori Komamura Mgmt For For For
6 Elect Yasuo Suzuki Mgmt For For For
7 Elect Kenji Kinoshita Mgmt For For For
8 Elect Masao Fuchigami Mgmt For For For
9 Elect Tetsuji Ohashi Mgmt For For For
10 Elect Kensuke Hotta Mgmt For For For
11 Elect Noriaki Kanoh Mgmt For For For
12 Elect Kohichi Ikeda Mgmt For For For
13 Elect Makoto Okitsu Mgmt For For For
14 Bonus Mgmt For Against Against
15 Directors' Stock Option Plan Mgmt For For For
16 Employees' Stock Option Plan Mgmt For For For
Korea Gas
Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 03/29/2010 Unvoted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Allocation of Mgmt For N/A N/A
Profits/Dividends
4 Amendments to Articles Mgmt For N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Elect YANG Sun Jang Mgmt For N/A N/A
7 Elect OH Sang Kyung Mgmt For N/A N/A
8 Elect PARK Young Sung Mgmt For N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Elect AHN Sae Young Mgmt For N/A N/A
11 Elect KIM Jung Hwan Mgmt For N/A N/A
12 Elect KIM Jong Kab Mgmt For N/A N/A
13 Elect MIN Byung Moo Mgmt For N/A N/A
14 Elect SUNG Won Mo Mgmt For N/A N/A
15 Elect YOON Young Hak Mgmt For N/A N/A
16 Elect LEE Soo Kyung Mgmt For N/A N/A
17 Elect CHANG Ji Sang Mgmt For N/A N/A
18 Elect CHUN Je Won Mgmt For N/A N/A
19 Elect CHOI Kee Ryun Mgmt For N/A N/A
20 Election of Audit Committee Member: Mgmt For N/A N/A
SUH Young
Gil
21 Directors' Fees Mgmt For N/A N/A
Largan Precision
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
3008 CINS Y52144105 06/14/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Election of Directors and Mgmt For Abstain Against
Supervisors(Slate)
7 Non-Compete Restrictions for Mgmt For Against Against
Directors
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
Lee & Man Paper
Manufacturing
Ltd
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W122 12/18/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Subdivision of Shares and Change in Mgmt For For For
Board Lot
Size
LG Fashion Corp.
Ticker Security ID: Meeting Date Meeting Status
093050 CINS Y5275J108 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
Li Ning Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
2331 CINS G5496K124 05/14/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LI Ning Mgmt For Against Against
5 Elect Louis KOO Fook Sun Mgmt For For For
6 Elect Bunny CHAN Chung Bun Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
Meritz Fire &
Marine
Insurance CO.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y5945N109 06/11/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Directors (Slate) Mgmt For For For
6 Elect ROH Seung Bang Mgmt For For For
7 Elect CHEE Beom Ha Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
Metropolitan
Bank & Trust
Company
Ticker Security ID: Meeting Date Meeting Status
MBT CINS Y6028G136 04/28/2010 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Call to order Mgmt For For For
2 Approve Notice and Quorum Mgmt For For For
3 Approve Minutes Mgmt For For For
4 Present's Report Mgmt For For For
5 Ratification of Board Acts Mgmt For For For
6 Elect George Ty Mgmt For For For
7 Elect Antonio Abacan, Jr. Mgmt For For For
8 Elect Francisco Sebastian Mgmt For For For
9 Elect Arthur Ty Mgmt For For For
10 Elect Fabian Dee Mgmt For For For
11 Elect Amelia Cabal Mgmt For For For
12 Elect Edmund Go Mgmt For For For
13 Elect Vy Tonne So Mgmt For For For
14 Elect David Go Mgmt For For For
15 Elect Renato Valencia Mgmt For For For
16 Elect Valentin Araneta Mgmt For For For
17 Elect Remedios Macalincag Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Adjournment Mgmt For For For
Minebea Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J42884130 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Hirotaka Fujiwara Mgmt For For For
Mitsui & Co
Limited
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/23/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shouei Utsuda Mgmt For For For
4 Elect Masami Iijima Mgmt For For For
5 Elect Ken Abe Mgmt For For For
6 Elect Junichi Matsumoto Mgmt For For For
7 Elect Seiichi Tanaka Mgmt For For For
8 Elect Norinao Iio Mgmt For For For
9 Elect Takao Ohmae Mgmt For For For
10 Elect Masayoshi Komai Mgmt For For For
11 Elect Daisuke Saiga Mgmt For For For
12 Elect Nobuko Matsubara Mgmt For For For
13 Elect Ikujiroh Nonaka Mgmt For For For
14 Elect Hiroshi Hirabayashi Mgmt For For For
15 Elect Toshirho Mutoh Mgmt For For For
16 Elect Naoto Nakamura Mgmt For Against Against
Mitsui
Engineering &
Shipbuilding
Company
Ticker Security ID: Meeting Date Meeting Status
7003 CINS J44776128 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Takao Motoyama Mgmt For Against Against
4 Elect Yasuhiko Katoh Mgmt For For For
5 Elect Makoto Sakurai Mgmt For For For
6 Elect Yutaka Raijoh Mgmt For For For
7 Elect Norio Nagata Mgmt For For For
8 Elect Kazuo Masuyama Mgmt For For For
9 Elect Ryohichi Jinkawa Mgmt For For For
10 Elect Takao Tanaka Mgmt For For For
11 Elect Kazuki Yashiki Mgmt For For For
12 Elect Shunichi Yamashita Mgmt For For For
13 Elect Toshiroh Miyazaki Mgmt For For For
14 Elect Masafumi Okada Mgmt For For For
15 Elect Yasuo Irie Mgmt For For For
16 Elect Akinori Matsuda Mgmt For For For
17 Elect Yoshihisa Kitajima Mgmt For For For
18 Elect Takaki Yamamoto Mgmt For For For
19 Election of Alternate Statutory Mgmt For For For
Auditor
20 Directors' Fees and Statutory Mgmt For For For
Auditors'
Fees
MobileOne Ltd.
Ticker Security ID: Meeting Date Meeting Status
M31 CINS Y8838Q148 04/08/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Patrick YEOH Kwai Hoh Mgmt For For For
4 Elect THIO Su Mien Mgmt For For For
5 Elect LOW Huan Ping Mgmt For For For
6 Elect Reggie Thein Mgmt For Against Against
7 Elect TEO Soon Hoe Mgmt For Against Against
8 Elect Karen KOOI Lee Wah Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
11 Change in Company Name Mgmt For For For
12 Authority to Grant Awards and Issue Mgmt For For For
Shares under the MobileOne Share
Option
Scheme
13 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Repurchase Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Related Party Transactions Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
National
Australia Bank
Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/17/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Selective Buy-Back 2008 Stapled Mgmt For For For
Securities
5 Selective Capital Reduction 2008 Mgmt For For For
Stapled
Securities
6 Selective Buy-Back 2009 Stapled Mgmt For For For
Securities
7 Selective Capital Reduction 2009 Mgmt For For For
Stapled
Securities
8 Remuneration Report Mgmt For For For
9 Equity Grant (Group CEO Cameron Mgmt For For For
Clyne)
10 Equity Grant (Mark Joiner) Mgmt For For For
11 Equity Grant (Michael Ullmer) Mgmt For For For
12 Re-elect Michael Chaney Mgmt For For For
13 Re-elect Paul Rizzo Mgmt For For For
14 Re-elect Michael Ullmer Mgmt For For For
15 Elect Mark Joiner Mgmt For For For
16 Elect John Waller Mgmt For For For
17 Elect Stephen Mayne Mgmt Against Against For
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
NHK Spring
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J49162126 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Shohichi Hara Mgmt For Against Against
3 Elect Takao Itoi Mgmt For Against Against
4 Elect Hitoshi Horie Mgmt For Against Against
5 Election of Alternate Statutory Mgmt For For For
Auditors
6 Directors' Fees Mgmt For For For
7 Statutory Auditors' Fees Mgmt For For For
Nippon Express
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J53376117 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Masahiko Okabe Mgmt For Against Against
4 Elect Masanori Kawai Mgmt For For For
5 Elect Kenji Watanabe Mgmt For For For
6 Elect Yasuo Itoh Mgmt For For For
7 Elect Jiroh Nakamura Mgmt For For For
8 Elect Keiji Hagio Mgmt For For For
9 Elect Masao Hosokoshi Mgmt For For For
10 Elect Keiichiroh Yokoyama Mgmt For For For
11 Elect Yohichiroh Tsuri Mgmt For For For
12 Elect Minoru Miida Mgmt For For For
13 Elect Sakae Uematsu Mgmt For For For
14 Elect Shohtaroh Moriya Mgmt For For For
15 Elect Akira Ohinata Mgmt For For For
16 Elect Takahiro Ideno Mgmt For For For
17 Elect Shinichi Miyazaki Mgmt For Against Against
18 Bonus Mgmt For For For
Nitori Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
9843 CINS J58214107 05/07/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Akio Nitori Mgmt For Against Against
3 Elect Kiyoshi Sugiyama Mgmt For For For
4 Elect Toshiyuki Shirai Mgmt For For For
5 Elect Miki Sakamoto Mgmt For For For
6 Elect Masatoshi Kiriyama Mgmt For For For
7 Directors and Statutory Auditors Mgmt For For For
Participation in Stock Option
Plan
8 Stock Option Plan Mgmt For For For
9 Renewal of Takeover Defense Plan Mgmt For Against Against
Nitto Denko
Corporation
Ticker Security ID: Meeting Date Meeting Status
6988 CINS J58472119 06/18/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Bonus Mgmt For For For
4 Elect Yukio Nagira Mgmt For For For
5 Elect Tatsunosuke Fujiwara Mgmt For For For
6 Elect Kaoru Aizawa Mgmt For For For
7 Elect Yasuo Ninomiya Mgmt For For For
8 Elect Kenji Matsumoto Mgmt For For For
9 Elect Hideo Takasaki Mgmt For For For
10 Elect Yohichiroh Sakuma Mgmt For For For
11 Elect Yohichiroh Furuse Mgmt For For For
12 Elect Kunio Itoh Mgmt For For For
13 Stock option Plan Mgmt For For For
Noble Group
Limited
Ticker Security ID: Meeting Date Meeting Status
N21 CINS G6542T119 10/12/2009 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allotment of Shares to Ricardo Leiman Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
Oversea-Chinese
Banking
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/16/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect LEE Seng Wee Mgmt For Against Against
3 Elect Patrick YEOH Khwai Hoh Mgmt For For For
4 Elect David Conner Mgmt For For For
5 Elect NEO Boon Siong Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Grant Awards and Issue Mgmt For For For
Shares under Employee Incentive
Plans
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Shares under Mgmt For For For
Scrip Dividend
Plan
18 Authority to Issue Preferred Shares Mgmt For Abstain Against
19 Non-Voting Agenda Item N/A N/A N/A N/A
Oversea-Chinese
Banking
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/16/2010 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
Petrochina
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
857 CINS Y6883Q104 05/20/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Authority to Declare Interim Mgmt For For For
Dividends
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Subscription Agreement Mgmt For For For
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
Ports Design
Limited
Ticker Security ID: Meeting Date Meeting Status
00589 CINS G71848124 06/01/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
3 Elect Edward TAN Han Kiat Mgmt For For For
4 Elect Alfred CHAN Kai Tai Mgmt For Against Against
5 Elect Pierre Bourque Mgmt For For For
6 Elect Julie Enfield Mgmt For For For
7 Elect Rodney Cone Mgmt For For For
8 Elect Valarie FONG Wei Lynn Mgmt For For For
9 Elect Peter Bromberger Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
14 Amendments to Bye-laws Mgmt For For For
15 Amendments to Share Option Scheme Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
Primary Health
Care
Limited
Ticker Security ID: Meeting Date Meeting Status
PRY CINS Q77519108 07/15/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Issue of Securities Mgmt For For For
3 Ratify Placement of Securities Mgmt For For For
Primary Health
Care
Limited
Ticker Security ID: Meeting Date Meeting Status
PRY CINS Q77519108 11/27/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For Against Against
4 Elect Robert Ferguson Mgmt For For For
5 Re-Elect John Crawford Mgmt For For For
6 Ratify Placement of Securities Mgmt For Against Against
PT Bank Negara
Indonesia
(Persero)
Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 05/12/2010 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Directors' and Commissioners' Fees Mgmt For For For
5 Election of Directors and Mgmt For Abstain Against
Commissioners
6 Amendments to Articles Mgmt For Abstain Against
Rio Tinto Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS Q81437107 05/26/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
3 Elect Robert Brown Mgmt For For For
4 Elect Ann Godbehere Mgmt For For For
5 Elect Samuel Walsh Mgmt For For For
6 Re-elect Guy Elliott Mgmt For For For
7 Re-elect Michael Fitzpatrick Mgmt For For For
8 Re-elect Lord Kerr of Kinlochard Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Repurchase Rio Tinto Mgmt For For For
Limited
Shares
11 Authority to Repurchase Shares held Mgmt For For For
by Rio Tinto
plc
Samsung
Electronics
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Election of Director: LEE In Ho Mgmt For For For
4 Election of Audit Committee Member: Mgmt For For For
LEE In
Ho
5 Directors' Fees Mgmt For Against Against
Samsung
Electronics
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y74718100 07/24/2009 Unvoted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
Secom Co Ltd
Ticker Security ID: Meeting Date Meeting Status
9735 CINS J69972107 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Makoto Iida Mgmt For For For
4 Elect Juichi Toda Mgmt For For For
5 Elect Shohei Kimura Mgmt For Against Against
6 Elect Kanemasa Haraguchi Mgmt For For For
7 Elect Shuhji Maeda Mgmt For For For
8 Elect Kohichi Satoh Mgmt For For For
9 Elect Fumio Obata Mgmt For For For
10 Elect Katsuhisa Kuwahara Mgmt For For For
11 Elect Yasuo Nakayama Mgmt For For For
12 Elect Hiroshi Itoh Mgmt For For For
13 Elect Takayuki Itoh Mgmt For For For
Shenzhen
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
600548 CINS Y7741B107 01/08/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect HE Sen as Supervisor Mgmt For For For
Shenzhen
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
600548 CINS Y7741B107 03/15/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Counter-guarantee Mgmt For For For
Agreement
2 Adoption of Procedural Rules for Mgmt For For For
Appointment of Independent
Auditor
Shenzhen
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
600548 CINS Y7741B107 05/14/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Report on Financial Budget Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority to Provide Mgmt For For For
Counter-guarantees
8 Authority to Issue Debentures Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
Shenzhen
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
600548 CINS Y7741B107 08/10/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Supervisors Mgmt For Against Against
Shin-Etsu
Chemical
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J72810120 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Chihiro Kanagawa Mgmt For Against Against
3 Elect Shunzoh Mori Mgmt For For For
4 Elect Fumio Akiya Mgmt For For For
5 Elect Kiichi Habata Mgmt For For For
6 Elect Masashi Kaneko Mgmt For Against Against
7 Elect Fumio Arai Mgmt For For For
8 Elect Masahiko Todoroki Mgmt For For For
9 Elect Toshiya Akimoto Mgmt For For For
10 Elect Hiroshi Komiyama Mgmt For For For
11 Elect Yoshihito Kosaka Mgmt For For For
12 Stock Option Plan Mgmt For For For
13 Renewal of Takeover Defense Plan Mgmt For Against Against
Shinhan
Financial Group
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
055550 CINS Y7749X101 03/24/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Elect RA Eung Chan Mgmt For For For
6 Elect RYOO Shee Yul Mgmt For Against Against
7 Elect KIM Byung Il Mgmt For For For
8 Elect KIM Yo Gu Mgmt For For For
9 Elect KIM Hwee Mook Mgmt For For For
10 Elect YOON Gye Sub Mgmt For For For
11 Elect CHUN Sung Bin Mgmt For For For
12 Elect CHUNG Haeng Nam Mgmt For For For
13 Elect HIRAKAWA Youji Mgmt For For For
14 Elect Philippe Aguignier Mgmt For For For
15 Elect KIM Yo Gu Mgmt For For For
16 Elect YOON Gye Sub Mgmt For For For
17 Elect CHUN Sung Bin Mgmt For For For
Shiseido Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4911 CINS J74358144 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shinzoh Maeda Mgmt For For For
4 Elect Shohichiroh Iwata Mgmt For For For
5 Elect Carsten Fischer Mgmt For For For
6 Elect Yasuhiko Harada Mgmt For For For
7 Elect Hisayuki Suekawa Mgmt For For For
8 Elect Tatsuomi Takamori Mgmt For For For
9 Elect Shohichiroh Iwata Mgmt For For For
10 Elect Tatsuo Uemura Mgmt For For For
11 Elect Toshio Yoneyama Mgmt For For For
12 Bonus Mgmt For For For
13 Stock Option Plan Mgmt For For For
Shree Renuka
Sugars
Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 04/19/2010 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger by Absorption Mgmt For For For
Siam Cement
Ticker Security ID: Meeting Date Meeting Status
CINS Y7866P139 03/31/2010 Unvoted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
Sichuan
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
0107 CINS Y79325109 07/15/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Investment Project Mgmt For For For
2 Loan Application Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Establishment of Entities for Mgmt For For For
Investment
Project
5 Authorization of Directors Mgmt For For For
Sichuan
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
0107 CINS Y79325109 10/13/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
2 Resignation of LIU Xianfu as Director Mgmt For For For
3 Elect HU Yu as Director Mgmt For For For
4 Resignation of LUO Yi as Supervisor Mgmt For For For
5 Elect DONG Zhi as Supervisor Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
Simplo
Technology Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
6121 CINS Y7987E104 06/18/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Increase Paid in Capital Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Procedural Rules of Mgmt For For For
Acquisition/Disposal of
Assets
10 Amendments to Procedural Rules of Mgmt For For For
Capital
Loans
11 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
12 Extraordinary Motions Mgmt For Against Against
SINA Corporation
Ticker Security ID: Meeting Date Meeting Status
SINA CUSIP G81477104 12/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Yan Wang Mgmt For Withhold Against
1.2 Elect Song-Yi Zhang Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendments to Articles Regarding Mgmt For For For
Electronic Transmission of Director
and Shareholder
Communications
4 Bundled Amendments to the Articles Mgmt For For For
5 Bundled Amendments to the Articles Mgmt For For For
6 Amendments to Articles Regarding the Mgmt For For For
Right to Call a Special
Meeting
7 Restatement of the Articles to Mgmt For For For
Reflect the
Amendments
Singapore Post
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y8120Z103 06/30/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect LIM Eng Mgmt For Against Against
4 Elect LIM Ho Kee Mgmt For For For
5 Elect Kenneth Michael TAN Wee Kheng Mgmt For For For
6 Elect Michael J. Murphy Mgmt For For For
7 Elect Zulkifli BIN Baharudin Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Grant Awards and Issue Mgmt For For For
Shares under the Singapore Post
Share Option
Scheme
Singapore Post
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y8120Z103 06/30/2010 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Related Party Transactions Mgmt For For For
2 Authority to Repurchase Shares Mgmt For For For
Singapore
Technologies
Engineering
Ticker Security ID: Meeting Date Meeting Status
S63 CINS Y7996W103 04/21/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect TAN Pheng Hock Mgmt For For For
4 Elect TAN Kim Siew Mgmt For For For
5 Elect Venkatachalam Krishnakumar Mgmt For For For
6 Elect Stanley LAI Tze Chang Mgmt For For For
7 Elect NEO Kian Hong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
Singapore
Technologies
Engineering
Ticker Security ID: Meeting Date Meeting Status
S63 CINS Y7996W103 04/21/2010 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Related Party Transactions Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Authority to Repurchase Shares Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Adoption of the ST Engineering PSP Mgmt For Against Against
2010
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Adoption of the ST Engineering RSP Mgmt For Against Against
2010
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
Singapore
Telecommunicatio
ns
Limited
Ticker Security ID: Meeting Date Meeting Status
Z74 CINS Y79985209 07/24/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect CHUA Sock Koong Mgmt For For For
4 Elect Kaikhushru Nargolwala Mgmt For For For
5 Elect FANG Ai Lian Mgmt For For For
6 Elect ONG Peng Tsin Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
11 Authority to Issue Shares under Mgmt For For For
Singapore Telecom Share Option
Scheme
1999
12 Authority to Grant Awards and Issue Mgmt For For For
Shares under Performance Share
Plan
Singapore
Telecommunicatio
ns
Limited
Ticker Security ID: Meeting Date Meeting Status
Z74 CINS Y79985209 07/24/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
2 Equity Grants to Chua Sock Koong Mgmt For For For
Sinopec
Corporation
(China
Petroleum &
Chemical
Corporation)
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/18/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Surplus Common Reserve Mgmt For For For
Funds
6 Allocation of Final Dividends Mgmt For For For
7 Authority to Declare Interim Mgmt For For For
Dividends
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Approval of the Acquisition and Mgmt For For For
Connected
Transactions
10 Authority to Issue Debt Instruments Mgmt For For For
11 Type of Securities to be Issued Mgmt For For For
12 Issuance Size Mgmt For For For
13 Nominal Value and Issue Price Mgmt For For For
14 Term Mgmt For For For
15 Interest Rate Mgmt For For For
16 Method and Timing of Interest Payment Mgmt For For For
17 Conversion Period Mgmt For For For
18 Determination and Adjustment of Mgmt For For For
Conversion
Price
19 Downward Adjustment to Conversion Mgmt For For For
Price
20 Conversion Method of Fractional Share Mgmt For For For
21 Terms of Redemption Mgmt For For For
22 Terms of Sale Back Mgmt For For For
23 Dividend Rights of the Year of Mgmt For For For
Conversion
24 Method of Issuance and Target Mgmt For For For
Subscribers
25 Subscription Arrangement for Mgmt For For For
Existing
Shareholders
26 CB Holders and Bondholder Meetings Mgmt For For For
27 Use of Proceeds from the Issuance of Mgmt For For For
the Convertible
Bonds
28 Guarantee Mgmt For For For
29 Validity Period Mgmt For For For
30 Authorization Mgmt For For For
31 Feasibility Analysis Report Mgmt For For For
32 Report on the Use of Proceeds from Mgmt For For For
Last Issuance of
Securities
33 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
34 Elect MA Weihua Mgmt For For For
35 Elect WU Xiaogen Mgmt For For For
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/15/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuing Connected Transactions Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
SK Energy Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 09/11/2009 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
Sumitomo Trust &
Banking Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS J77970101 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Atsushi Takahashi Mgmt For Against Against
4 Elect Hitoshi Tsunekage Mgmt For For For
5 Elect Akio Ohtsuka Mgmt For For For
6 Elect Kiyoshi Mukohhara Mgmt For For For
7 Elect Teruhiko Sugita Mgmt For For For
8 Elect Shuhichi Kusakawa Mgmt For For For
9 Elect Rikiya Hattori Mgmt For For For
10 Elect Sumikazu Tsutsui Mgmt For For For
11 Elect Tetsuo Ohkubo Mgmt For For For
12 Elect Fuminari Suzuki Mgmt For For For
13 Elect Kohichi Hosumi Mgmt For For For
14 Elect Junichi Sayato Mgmt For For For
15 Bonus Mgmt For For For
Taiwan Mobile
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
3045 CINS Y84153215 06/18/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Non-Compete Restrictions for Mgmt For Against Against
Directors
8 Amendments to Procedural Rules of Mgmt For For For
Capital Loans and
Endorsements/Guarantees
9 Amendments to Procedural Rules of Mgmt For For For
Acquisition/Disposal of
Assets
10 Non-Voting Agenda Item N/A N/A N/A N/A
Taiwan
Semiconductor
Manufacturing
Ticker Security ID: Meeting Date Meeting Status
2330 CINS Y84629107 06/15/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Amendments to Procedural Rules for Mgmt For For For
Trade of
Derivatives
7 Extraordinary Motions Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
Tanjong PLC
Ticker Security ID: Meeting Date Meeting Status
TANJONG CINS G8668W116 07/24/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Re-elect KHOO Teik Chooi Mgmt For Against Against
5 Re-elect Augustus Marshall Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
8 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
9 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Tata Chemicals
Limited
Ticker Security ID: Meeting Date Meeting Status
TATACHEM CINS Y85478116 07/30/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Ramabadran Gopalakrishnan Mgmt For Against Against
4 Re-elect Nasser Munjee Mgmt For For For
5 Re-elect Yoginder Alagh Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Elect Arun Maira Mgmt For For For
8 Elect Eknath Kshirsagar Mgmt For For For
9 Elect R. Mukundan Mgmt For For For
10 Appointment of R. Mukundan as Mgmt For For For
Executive/Managing Director;
Approval of
Compensation
11 Elect Kapil Mehan Mgmt For For For
12 Appointment of Kapil Mehan as an Mgmt For For For
Executive Director; Approval of
Compensation
13 Elect P.K. Ghose Mgmt For For For
14 Appointment of P.K. Ghose as an Mgmt For For For
Exeutive Director; Approval of
Compensation
15 Amendments to Articles Mgmt For Abstain Against
Techtronic
Industries Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
669 CINS Y8563B159 05/28/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Roy CHUNG Chi Ping Mgmt For For For
6 Elect Patrick CHAN Kin Wah Mgmt For For For
7 Elect Vincent CHEUNG Ting Kau Mgmt For Against Against
8 Elect Joel Schleicher Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
Terumo
Corporation
Ticker Security ID: Meeting Date Meeting Status
CINS J83173104 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Takashi Wachi Mgmt For For For
3 Elect Yuhtaroh Shintaku Mgmt For For For
4 Elect Kohji Nakao Mgmt For For For
5 Elect Hiroshi Matsumura Mgmt For For For
6 Elect Takayoshi Mimura Mgmt For For For
7 Elect Akira Oguma Mgmt For For For
8 Elect Shohgo Ninomiya Mgmt For For For
9 Elect Kenji Sekine Mgmt For For For
10 Elect HIdeo Arase Mgmt For For For
11 Elect Kuniko Shohji Mgmt For For For
12 Elect Toshiaki Takagi Mgmt For For For
13 Elect Akira Takahashi Mgmt For For For
14 Elect Takeshi Isayama Mgmt For For For
15 Elect Masaharu Ikuta Mgmt For For For
16 Elect Tadao Kakizoe Mgmt For For For
17 Elect Nobuyuki Takai Mgmt For For For
18 Election of Alternate Statutory Mgmt For For For
Auditor
19 Bonus Mgmt For For For
Thai Tap Water
Supply Public
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
TTW CINS Y8689C115 04/02/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Report on Results of Operation Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Allocation of Profits/Dividends Mgmt For For For
6 Elect Prasert Marittanaporn Mgmt For For For
7 Elect Sombat Kitjalaksana Mgmt For For For
8 Elect Sompodh Sripoom Mgmt For For For
9 Elect Techapit Sangsingkeo Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Amendment to Terms of Debt Mgmt For Abstain Against
Instruments
12 Other Business Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
Thai Union
Frozen
Products
Ticker Security ID: Meeting Date Meeting Status
TUF CINS Y8729T169 03/22/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Approve Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Other Business Mgmt For Against Against
Thanachart
Capital Public
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
TCAP CINS Y8738D155 04/07/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Minutes Mgmt For For For
3 Report on Results of Operations Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Elect Banterng Tantivit Mgmt For For For
8 Elect Phimol Rattapat Mgmt For For For
9 Elect Somkiat Sukdheva Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Conduct Share Mgmt For For For
Acquisition and Tender
Offers
12 Other Business Mgmt For Against Against
Thanachart
Capital Public
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
TCAP CINS Y8738D155 11/05/2009 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Merger/Acquisition Mgmt For For For
3 Other Business Mgmt For Against Against
Toho Gas Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J84850106 06/28/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Kohtaroh Mizuno Mgmt For Against Against
3 Elect Takashi Saeki Mgmt For For For
4 Elect Yukio Ohari Mgmt For For For
5 Elect Masami Yamazaki Mgmt For For For
6 Elect Masaaki Motokawa Mgmt For For For
7 Elect Kohichi Yasui Mgmt For For For
8 Elect Yasushi Kanda Mgmt For For For
9 Elect Nobuaki Matsushima Mgmt For For For
10 Elect Yoshiharu Sago Mgmt For For For
11 Bonus Mgmt For For For
Toyota Motor
Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Fujio Choh Mgmt For Against Against
4 Elect Katsuaki Watanabe Mgmt For For For
5 Elect Kazuo Okamoto Mgmt For For For
6 Elect Akio Toyoda Mgmt For For For
7 Elect Takeshi Uchiyamada Mgmt For For For
8 Elect Yukitoshi Funo Mgmt For For For
9 Elect Atsushi Niimi Mgmt For For For
10 Elect Shinichi Sasaki Mgmt For For For
11 Elect Yoichiroh Ichimaru Mgmt For For For
12 Elect Satoshi Ozawa Mgmt For For For
13 Elect Akira Okabe Mgmt For For For
14 Elect Shinzoh Kobuki Mgmt For For For
15 Elect Akira Sasaki Mgmt For For For
16 Elect Mamoru Furuhashi Mgmt For For For
17 Elect Iwao Nihashi Mgmt For For For
18 Elect Tadashi Yamashina Mgmt For For For
19 Elect Takahiko Ijichi Mgmt For For For
20 Elect Tetsuo Agata Mgmt For For For
21 Elect Masamoto Maekawa Mgmt For For For
22 Elect Yasumori Ihara Mgmt For For For
23 Elect Takahiro Iwase Mgmt For For For
24 Elect Yoshimasa Ishii Mgmt For For For
25 Elect Takeshi Shirane Mgmt For For For
26 Elect Yoshimi Inaba Mgmt For For For
27 Elect Nanpachi Hayashi Mgmt For For For
28 Elect Nobuyori Kodaira Mgmt For For For
29 Elect Mitsuhisa Katoh Mgmt For For For
30 Elect Masaki Nakatsugawa Mgmt For For For
31 Elect Yohichi Morishita Mgmt For For For
32 Elect Akishige Okada Mgmt For For For
33 Stock Option Plan Mgmt For For For
United
Phosphorus
Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 09/18/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Chirayu Ramanbhai Amin Mgmt For For For
4 Re-elect Vikram Rajnikant Shroff Mgmt For For For
5 Re-elect Vinod Sethi Mgmt For For For
6 Re-elect Arun Chandrasen Ashar Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Employee Stock Option Plan 2009 Mgmt For Against Against
9 Employee Stock Option Plan 2009 for Mgmt For Against Against
Subsidiaries
10 Amendment to Compensation of R.D. Mgmt For For For
Shroff
11 Amendment to Compensation of V.R. Mgmt For For For
Shroff
USS Company
Ticker Security ID: Meeting Date Meeting Status
CINS J9446Z105 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Futoshi Hattori Mgmt For For For
4 Elect Yukihiro Andoh Mgmt For For For
5 Elect Fumihiko Tamura Mgmt For For For
6 Elect Shigeo Hara Mgmt For For For
7 Elect Dai Seta Mgmt For For For
8 Elect Motohiro Masuda Mgmt For For For
9 Elect Eiji Gohno Mgmt For For For
10 Elect Toshio Mishima Mgmt For For For
11 Elect Masafumi Yamanaka Mgmt For For For
12 Elect Hiromitsu Ikeda Mgmt For For For
13 Elect Masayuki Akase Mgmt For For For
14 Elect Hiroaki Inoue Mgmt For For For
15 Elect Yasuhisa Koga Mgmt For For For
16 Elect Hiroshi Kojima Mgmt For For For
17 Elect Hideo Okada Mgmt For For For
18 Elect Isamu Hayashi Mgmt For For For
19 Elect Satoru Madono Mgmt For For For
20 Elect Kohji Satoh Mgmt For For For
Venture
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
V03 CINS Y9361F111 04/23/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect GOON Kok Loon Mgmt For For For
4 Elect WONG Yew Meng Mgmt For For For
5 Elect Cecil Vivian Richard WONG Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Grant Awards and Issue Mgmt For For For
Shares under the Venture
Corporation Executives' Share
Option
Scheme
14 Non-Voting Agenda Item N/A N/A N/A N/A
Venture
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
V03 CINS Y9361F111 04/23/2010 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
Weichai Power
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A109 06/15/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Final Financial Report Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Appointment of PRC Auditor and Mgmt For Abstain Against
Authority to Set
Fees
9 Appointment of non-PRC Auditor and Mgmt For Abstain Against
Authority to Set
Fees
10 Authority to Declare Interim Mgmt For For For
Dividends
11 Connected Transactions with Beiqi Mgmt For For For
Futian Motor Company
Lmited
12 Connected Transactions with Shantui Mgmt For For For
Engineering Machinery Co.
Ltd.
13 Share Award Restriction Rules Mgmt For Abstain Against
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
Weichai Power
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A109 12/29/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Fast Transmission Sale Agreement Mgmt For For For
2 Fast Transmission Purchase Agreement Mgmt For For For
3 2009 Annual Cap for PRC Continuing Mgmt For For For
Connected
Transaction
Wing Hang Bank
Ticker Security ID: Meeting Date Meeting Status
302 CINS Y9588K109 05/27/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Patrick FUNG Yuk Bun Mgmt For For For
6 Elect Frank WANG Mgmt For For For
7 Elect TUNG Chee Chen Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For Against Against
14 Adoption of Amended Articles Mgmt For Against Against
Wistron
Ticker Security ID: Meeting Date Meeting Status
3231 CINS Y96738102 06/18/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Increase Paid-in Capital Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
9 Amendments to Procedural Rules of Mgmt For For For
Capital
Loans
10 Amendments to Procedural Rules for Mgmt For For For
Acquisition/Disposal of
Assets
11 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
12 Tax Exemption Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Extraordinary Motions Mgmt For Against Against
Woongjin Coway
Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y9694W104 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Stock Option Grants Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Corporate Auditor's Fees Mgmt For For For
Woori Finance
Holdings Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
053000 CINS Y9695X119 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
Yamato Kogyo
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J96524111 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Kazumi Kajihara Mgmt For For For
3 Elect Takafumi Yoshida Mgmt For For For
4 Elect Shigeo Kawata Mgmt For Against Against
5 Elect LEE Chun Ho Mgmt For Against Against
Yantai Changyu
Pioneer Wine
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
000869 CINS Y9739T108 04/30/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Authorization of Legal Formalities Mgmt For For For
Pursuant to
Merger
Yantai Changyu
Pioneer Wine
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
000869 CINS Y9739T108 05/12/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Election of Directors (Slate) Mgmt For For For
8 Election of Supervisors (Slate) Mgmt For Against Against
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Yue Yuen
Industrial
(Holdings)
Ltd.
Ticker Security ID: Meeting Date Meeting Status
0551 CINS G98803144 03/03/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect KUO Tai Yu Mgmt For Against Against
5 Elect CHAN Lu Min Mgmt For For For
6 Elect Patty TSAI Pei Chun Mgmt For Against Against
7 Elect KUO Li Lien Mgmt For Against Against
8 Elect LIU Len Yu Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Issue Repurchased Shares Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
Item 2: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Bond Fund
Reporting Period: 7/1/2009 - 6/30/2010
BlackRock Income
Trust
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 08/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Davis Mgmt For For For
1.2 Elect Frank Fabozzi Mgmt For For For
1.3 Elect James Flynn Mgmt For For For
1.4 Elect Karen Robards Mgmt For For For
Item 3: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Consumer Discretionary Fund
Reporting Period: 7/1/2009 - 6/30/2010
America's
Car-Mart,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRMT CUSIP 03062T105 10/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tilman Falgout, III Mgmt For For For
1.2 Elect John David Simmons Mgmt For Withhold Against
1.3 Elect William Sams Mgmt For For For
1.4 Elect William Henderson Mgmt For For For
1.5 Elect Daniel Englander Mgmt For For For
1.6 Elect William Swanston Mgmt For Withhold Against
2 Amendment to the Stock Incentive Plan Mgmt For For For
Bed Bath &
Beyond
Inc
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Warren Eisenberg Mgmt For For For
3 Elect Steven Temares Mgmt For For For
4 Elect Dean Adler Mgmt For For For
5 Elect Stanley Barshay Mgmt For For For
6 Elect Klaus Eppler Mgmt For Against Against
7 Elect Patrick Gaston Mgmt For For For
8 Elect Jordan Heller Mgmt For For For
9 Elect Victoria Morrison Mgmt For For For
10 Ratification of Auditor Mgmt For For For
Buffalo Wild
Wings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BWLD CUSIP 119848109 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sally Smith Mgmt For For For
1.2 Elect Dale Applequist Mgmt For For For
1.3 Elect Robert MacDonald Mgmt For For For
1.4 Elect Warren Mack Mgmt For For For
1.5 Elect J. Oliver Maggard Mgmt For For For
1.6 Elect Michael Johnson Mgmt For For For
1.7 Elect James Damian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
CKE Restaurants
Inc
Ticker Security ID: Meeting Date Meeting Status
CKR CUSIP 12561E105 06/30/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Take Private Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 11/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For For For
1.3 Elect Gary Loveman Mgmt For For For
1.4 Elect Ivan Menezes Mgmt For For For
1.5 Elect Irene Miller Mgmt For Withhold Against
1.6 Elect Michael Murphy Mgmt For Withhold Against
1.7 Elect Jide Zeitlin Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Award
Plan
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Cessation of Fur Use in
Products
Desarrolladora
Homex, S.A.B.
De
C.V.
Ticker Security ID: Meeting Date Meeting Status
HOMEX CUSIP 25030W100 11/19/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase in Share Capital Mgmt For Abstain Against
2 Amendments to Articles Mgmt For Abstain Against
3 Issuance of Shares w/o Preemptive Mgmt For Abstain Against
Rights
4 Election of Meeting Delegates Mgmt For For For
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect H. Ray Compton Mgmt For For For
1.2 Elect Conrad Hall Mgmt For For For
1.3 Elect Lemuel Lewis Mgmt For For For
1.4 Elect Bob Sasser Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect R. Richard Fontaine Mgmt For For For
1.2 Elect Jerome Davis Mgmt For For For
1.3 Elect Steven Koonin Mgmt For For For
1.4 Elect Stephanie Shern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Genuine Parts
Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Johns Mgmt For For For
1.6 Elect Michael Johns Mgmt For For For
1.7 Elect J. Hicks Lanier Mgmt For For For
1.8 Elect Wendy Needham Mgmt For For For
1.9 Elect Jerry Nix Mgmt For Withhold Against
1.10 Elect Larry Prince Mgmt For For For
1.11 Elect Gary Rollins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Gildan
Activewear
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIL CUSIP 375916103 02/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect Robert Baylis Mgmt For For For
1.3 Elect Glenn Chamandy Mgmt For For For
1.4 Elect Sheila O'Brien Mgmt For For For
1.5 Elect Pierre Robitaille Mgmt For For For
1.6 Elect Richard Strubel Mgmt For For For
1.7 Elect Gonzalo Valdes-Fauli Mgmt For For For
1.8 Elect George Heller Mgmt For For For
1.9 Elect James Scarborough Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Helen Of Troy
Limited
Ticker Security ID: Meeting Date Meeting Status
HELE CUSIP G4388N106 08/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gary Abromovitz Mgmt For For For
1.2 Elect John Butterworth Mgmt For For For
1.3 Elect Timothy Meeker Mgmt For For For
1.4 Elect Byron Rubin Mgmt For For For
1.5 Elect Gerald Rubin Mgmt For For For
1.6 Elect Stanlee Rubin Mgmt For Withhold Against
1.7 Elect William Susetka Mgmt For For For
1.8 Elect Adolpho Telles Mgmt For For For
1.9 Elect Darren Woody Mgmt For For For
2 Amendment to the 2008 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
ITT Educational
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESI CUSIP 45068B109 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cozzi Mgmt For For For
2 Elect Kevin Modany Mgmt For For For
3 Elect Lloyd Waterhouse Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Leggett & Platt,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
LEG CUSIP 524660107 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Brunner Mgmt For For For
2 Elect Ralph Clark Mgmt For For For
3 Elect Robert Enloe, III Mgmt For For For
4 Elect Richard Fisher Mgmt For For For
5 Elect Matthew Flanigan Mgmt For Against Against
6 Elect Karl Glassman Mgmt For For For
7 Elect Ray Griffith Mgmt For For For
8 Elect David Haffner Mgmt For For For
9 Elect Joseph McClanathan Mgmt For For For
10 Elect Judy Odom Mgmt For For For
11 Elect Maurice Purnell, Jr. Mgmt For For For
12 Elect Phoebe Wood Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the Flexible Stock Plan Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Bernauer Mgmt For For For
1.2 Elect Leonard Berry Mgmt For For For
1.3 Elect Dawn Hudson Mgmt For For For
1.4 Elect Robert Niblock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Right to Call a Special Meeting Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Walter Massey Mgmt For For For
2 Elect John Rogers, Jr. Mgmt For For For
3 Elect Roger Stone Mgmt For For For
4 Elect Miles White Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-Free
Eggs
Newell
Rubbermaid
Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Scott Cowen Mgmt For For For
2 Elect Cynthia Montgomery Mgmt For For For
3 Elect Michael B. Polk Mgmt For For For
4 Elect Michael Todman Mgmt For For For
5 2010 Stock Plan Mgmt For For For
6 Ratification of Auditor Mgmt For For For
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Nu Skin
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NUS CUSIP 67018T105 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nevin Andersen Mgmt For For For
1.2 Elect Daniel Campbell Mgmt For For For
1.3 Elect E.J. Garn Mgmt For For For
1.4 Elect M. Truman Hunt Mgmt For For For
1.5 Elect Andrew Lipman Mgmt For For For
1.6 Elect Steven Lund Mgmt For Withhold Against
1.7 Elect Patricia Negron Mgmt For For For
1.8 Elect Thomas Pisano Mgmt For For For
1.9 Elect Blake Roney Mgmt For For For
1.10 Elect Sandra Tillotson Mgmt For For For
1.11 Elect David Ussery Mgmt For For For
2 2010 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Omnicom Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Wren Mgmt For For For
1.2 Elect Bruce Crawford Mgmt For For For
1.3 Elect Alan Batkin Mgmt For For For
1.4 Elect Robert Clark Mgmt For For For
1.5 Elect Leonard Coleman, Jr. Mgmt For For For
1.6 Elect Errol Cook Mgmt For For For
1.7 Elect Susan Denison Mgmt For For For
1.8 Elect Michael Henning Mgmt For For For
1.9 Elect John Murphy Mgmt For For For
1.10 Elect John Purcell Mgmt For For For
1.11 Elect Linda Rice Mgmt For For For
1.12 Elect Gary Roubos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Incentive Mgmt For Against Against
Award
Plan
4 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
5 Shareholder Proposal Reimbursement ShrHoldr Against For Against
of Solicitation
Expenses
6 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Bush Mgmt For For For
1.2 Elect Norman Ferber Mgmt For Withhold Against
1.3 Elect Gregory Quesnel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Snap-on
Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Fiedler Mgmt For For For
2 Elect James Holden Mgmt For For For
3 Elect W. Dudley Lehman Mgmt For For For
4 Elect Edward Rensi Mgmt For For For
5 Ratification of Auditor Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Calvin Darden Mgmt For For For
2 Elect Anne Mulcahy Mgmt For Against Against
3 Elect Stephen Sanger Mgmt For For For
4 Elect Gregg Steinhafel Mgmt For For For
5 Ratification of Auditor Mgmt For Against Against
6 Repeal of Classified Board Mgmt For For For
7 Elimination of Supermajority Mgmt For For For
Requirement
8 Amendment and Restatement of the Mgmt For For For
Articles of
Incorporation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Dress Barn,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DBRN CUSIP 261570105 12/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Usdan Mgmt For For For
1.2 Elect Randy Pearce Mgmt For For For
2 Amendment to the Executive 162(m) Mgmt For For For
Bonus
Plan
3 Ratification of Auditor Mgmt For For For
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of Mgmt For For For
Performance Goals Under the 2005
Omnibus Stock Incentive
Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
14 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
The Stanley Works
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854616109 03/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issuance of Shares Pursuant to Mgmt For For For
Merger/Acquisition
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2009 Long-Term Mgmt For For For
Incentive
Plan
4 Right to Adjourn Meeting Mgmt For For For
The TJX
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For For For
2 Elect Alan Bennett Mgmt For For For
3 Elect David Brandon Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David Ching Mgmt For For For
6 Elect Michael Hines Mgmt For For For
7 Elect Amy Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John O'Brien Mgmt For For For
10 Elect Willow Shire Mgmt For For For
11 Elect Fletcher Wiley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Walt Disney
Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For For For
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For For For
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For For For
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For For For
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For For For
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
16 Amendment to Supermajority Mgmt For For For
Requirement Regarding Interested
Person
Transactions
17 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw
Amendments
18 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding Tracking
Stock
Provisions
19 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding Classified
Board Transition
Provisions
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Ex-Gay Non-Discrimination
Policy
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Deborah Wright Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2010 Stock Incentive Plan Mgmt For For For
15 Amendment to the Bylaws Regarding Mgmt For For For
the Right to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Tractor Supply
Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Wright Mgmt For For For
1.2 Elect Johnston Adams Mgmt For For For
1.3 Elect William Bass Mgmt For For For
1.4 Elect Jack Bingleman Mgmt For For For
1.5 Elect Richard Frost Mgmt For For For
1.6 Elect Cynthia Jamison Mgmt For For For
1.7 Elect Gerard Jones Mgmt For For For
1.8 Elect George MacKenzie Mgmt For For For
1.9 Elect Edna Morris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Carucci Mgmt For For For
1.2 Elect Juliana Chugg Mgmt For For For
1.3 Elect George Fellows Mgmt For For For
1.4 Elect Clarence Otis Jr. Mgmt For For For
2 Amendment to the 1996 Stock Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422109 01/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Davis Mgmt For For For
1.2 Elect William Foote Mgmt For Withhold Against
1.3 Elect Mark Frissora Mgmt For For For
1.4 Elect Alan McNally Mgmt For For For
1.5 Elect Nancy Schlichting Mgmt For For For
1.6 Elect David Schwartz Mgmt For For For
1.7 Elect Alejandro Silva Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Gregory Wasson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Stock Mgmt For For For
Option
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
Wolverine World
Wide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Boromisa Mgmt For For For
1.2 Elect David Kollat Mgmt For For For
1.3 Elect David Mehney Mgmt For For For
1.4 Elect Timothy O'Donovan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Stock Incentive Plan of 2010 Mgmt For For For
Item 4: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Core Equity Fund
Reporting Period: 7/1/2009 - 6/30/2010
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect Roy Roberts Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect William Smithburg Mgmt For For For
1.11 Elect Glenn Tilton Mgmt For For For
1.12 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Accenture Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 08/05/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Ireland
2 Right to Adjourn Meeting Mgmt For For For
3 Creation of Distributable Reserves Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
ACCENTURE PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Kimsey Mgmt For For For
2 Elect Robert Lipp Mgmt For For For
3 Elect Wulf von Schimmelmann Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 2010 Share Incentive Plan Mgmt For For For
6 2010 Employee Share Purchase Plan Mgmt For Against Against
7 Authorization to Hold the 2011 Mgmt For For For
Annual Meeting Outside of
Ireland
8 Authority to Repurchase Shares Mgmt For Against Against
9 Issuance of Treasury Shares Mgmt For Against Against
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Clark, Jr. Mgmt For Against Against
2 Elect Betsy Cohen Mgmt For Against Against
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For Against Against
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect Jeffrey Garten Mgmt For Against Against
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2010 Stock Incentive Plan Mgmt For For For
16 2010 Non-Employee Director Mgmt For For For
Compensation
Plan
17 2001 Annual Incentive Plan Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger, III Mgmt For Against Against
6 Elect Joe Harris Mgmt For For For
7 Elect Elizabeth Hudson Mgmt For For For
8 Elect Douglas Johnson Mgmt For For For
9 Elect Robert Johnson Mgmt For For For
10 Elect Charles Knapp Mgmt For For For
11 Elect E. Stephen Purdom Mgmt For For For
12 Elect Barbara Rimer Mgmt For For For
13 Elect Marvin Schuster Mgmt For For For
14 Elect David Thompson Mgmt For For For
15 Elect Robert Wright Mgmt For For For
16 Elect Takuro Yoshida Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Ratification of Auditor Mgmt For For For
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Davis, III Mgmt For For For
1.2 Elect W. Douglas Ford Mgmt For For For
1.3 Elect Evert Henkes Mgmt For For For
1.4 Elect Margaret McGlynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long-Term Incentive Mgmt For For For
Plan
Albemarle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect R. William Ide III Mgmt For For For
1.3 Elect Richard Morrill Mgmt For For For
1.4 Elect Jim Nokes Mgmt For For For
1.5 Elect Barry Perry Mgmt For For For
1.6 Elect Mark Rohr Mgmt For For For
1.7 Elect John Sherman, Jr. Mgmt For For For
1.8 Elect Charles Stewart Mgmt For For For
1.9 Elect Harriett Taggart Mgmt For For For
1.10 Elect Anne Whittemore Mgmt For For For
2 Amendment to the 2008 Incentive Plan Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
Alliant Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
LNT CUSIP 018802108 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Bennett Mgmt For For For
1.2 Elect Darryl Hazel Mgmt For For For
1.3 Elect David Perdue Mgmt For For For
1.4 Elect Judith Pyle Mgmt For For For
2 2010 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Altria Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For Against Against
2 Elect Gerald Baliles Mgmt For For For
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Robert Huntley Mgmt For For For
7 Elect Thomas Jones Mgmt For For For
8 Elect George Munoz Mgmt For For For
9 Elect Nabil Sakkab Mgmt For For For
10 Elect Michael Szymanczyk Mgmt For For For
11 2010 Performance Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco
Use
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Jerome York Mgmt For For For
2 Amendment to the 2003 Employee Stock Mgmt For For For
Plan
3 Amendment to the 1997 Director Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Sustainability
Committee
Arbitron Inc.
Ticker Security ID: Meeting Date Meeting Status
ARB CUSIP 03875Q108 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Shellye Archambeau Mgmt For For For
1.2 Elect David Devonshire Mgmt For For For
1.3 Elect John Dimling Mgmt For For For
1.4 Elect Philip Guarascio Mgmt For For For
1.5 Elect William Kerr Mgmt For For For
1.6 Elect Larry Kittelberger Mgmt For For For
1.7 Elect Luis Nogales Mgmt For For For
1.8 Elect Richard Post Mgmt For For For
2 Amendment to the 2008 Equity Mgmt For Against Against
Compensation
Plan
3 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
Avnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVT CUSIP 053807103 11/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eleanor Baum Mgmt For For For
1.2 Elect J. Veronica Biggins Mgmt For For For
1.3 Elect Lawrence Clarkson Mgmt For For For
1.4 Elect Ehud Houminer Mgmt For For For
1.5 Elect Frank Noonan Mgmt For For For
1.6 Elect Ray Robinson Mgmt For For For
1.7 Elect William Sullivan Mgmt For For For
1.8 Elect Gary Tooker Mgmt For For For
1.9 Elect Roy Vallee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Barrick Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Beck Mgmt For For For
1.2 Elect Charles Birchall Mgmt For For For
1.3 Elect Donald Carty Mgmt For For For
1.4 Elect Gustavo Cisneros Mgmt For For For
1.5 Elect Marshall Cohen Mgmt For For For
1.6 Elect Peter Crossgrove Mgmt For Withhold Against
1.7 Elect Robert Franklin Mgmt For Withhold Against
1.8 Elect J. Brett Harvey Mgmt For Withhold Against
1.9 Elect Brian Mulroney Mgmt For Withhold Against
1.10 Elect Anthony Munk Mgmt For For For
1.11 Elect Peter Munk Mgmt For For For
1.12 Elect Aaron Regent Mgmt For For For
1.13 Elect Nathaniel Rothschild Mgmt For For For
1.14 Elect Steven Shapiro Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
BE Aerospace,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Chadwell Mgmt For For For
1.2 Elect Richard Hamermesh Mgmt For Withhold Against
1.3 Elect Amin Khoury Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive
Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
MacBride
Principles
5 Transaction of Other Business Mgmt For Against Against
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Becton, Jr. Mgmt For For For
1.2 Elect Edward DeGraan Mgmt For For For
1.3 Elect Claire Fraser-Liggett Mgmt For For For
1.4 Elect Edward Ludwig Mgmt For For For
1.5 Elect Adel Mahmoud Mgmt For For For
1.6 Elect James Orr Mgmt For For For
1.7 Elect Willard Overlock, Jr. Mgmt For For For
1.8 Elect Bertram Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Bylaws Regarding Mgmt For For For
the Right to Call a Special
Meeting
4 Amendment to the 2004 Employee and Mgmt For For For
Director Equity-Based Compensation
Plan
5 Approval of Material Terms of Mgmt For For For
Performance Goals under the
Performance Incentive
Plan
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 04/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For For For
5 Elect Cynthia Carroll Mgmt For For For
6 Elect Sir William Castell Mgmt For For For
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Douglas Flint Mgmt For For For
12 Elect Byron Grote Mgmt For For For
13 Elect Anthony Hayward Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Elect DeAnne Julius Mgmt For Against Against
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Adoption of New Articles Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Renewal of Executive Directors' Mgmt For Against Against
Incentive
Plan
24 Scrip Dividend Mgmt For For For
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Sunrise SAGD
Project
Cash America
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP 14754D100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Anti-Predatory Lending
Policies
Celgene
Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Carrie Cox Mgmt For For For
1.5 Elect Rodman Drake Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Chevron
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Chuck Hagel Mgmt For For For
6 Elect Enrique Hernandez, Jr. Mgmt For For For
7 Elect Franklyn Jenifer Mgmt For For For
8 Elect George Kirkland Mgmt For For For
9 Elect Sam Nunn Mgmt For For For
10 Elect Donald Rice Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Charles Shoemate Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Ronald Sugar Mgmt For For For
15 Elect Carl Ware Mgmt For For For
16 Elect John Watson Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Amendment to the By-Laws Regarding Mgmt For For For
the Right to Call Special
Meetings
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Payments to
Governments
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For For For
9 Elect Roderick McGeary Mgmt For For For
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
15 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of a Board Committee on
Human
Rights
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Internet
Fragmentation
Computer
Sciences
Corporation
Ticker Security ID: Meeting Date Meeting Status
CSC CUSIP 205363104 08/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Irving Bailey, II Mgmt For For For
1.2 Elect David Barram Mgmt For For For
1.3 Elect Stephen Baum Mgmt For For For
1.4 Elect Rodney Chase Mgmt For Withhold Against
1.5 Elect Judith Haberkorn Mgmt For For For
1.6 Elect Michael Laphen Mgmt For For For
1.7 Elect F. Warren McFarlan Mgmt For For For
1.8 Elect Chong Sup Park Mgmt For For For
1.9 Elect Thomas Patrick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Bobby Shackouls Mgmt For For For
12 Elect Victoria Tschinkel Mgmt For For For
13 Elect Kathryn Turner Mgmt For For For
14 Elect William Wade, Jr. Mgmt For For For
15 Ratification of Auditor Mgmt For Against Against
16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For
Management
Report
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Financial Risks of Climate
Change
21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For
Chemicals
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
Covance Inc.
Ticker Security ID: Meeting Date Meeting Status
CVD CUSIP 222816100 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph L. Herring Mgmt For For For
1.2 Elect John McCartney Mgmt For For For
1.3 Elect Bradley T. Shears Mgmt For For For
2 2010 Employee Equity Participation Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
Credicorp Limited
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 03/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect Alexandre Behring Mgmt For For For
3 Elect John Breaux Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2010 Stock and Incentive Award Plan Mgmt For For For
Diamond Offshore
Drilling,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Tisch Mgmt For For For
1.2 Elect Lawrence Dickerson Mgmt For For For
1.3 Elect John Bolton Mgmt For For For
1.4 Elect Charles Fabrikant Mgmt For For For
1.5 Elect Paul Gaffney II Mgmt For For For
1.6 Elect Edward Grebow Mgmt For For For
1.7 Elect Herbert Hofmann Mgmt For For For
1.8 Elect Arthur Rebell Mgmt For For For
1.9 Elect Raymond Troubh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Dollar Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP 256664103 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jessick Mgmt For For For
1.2 Elect Kenneth Schwenke Mgmt For For For
1.3 Elect Michael Kooper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Dominion
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Barr Mgmt For For For
2 Elect Peter Brown Mgmt For For For
3 Elect George Davidson, Jr. Mgmt For For For
4 Elect Thomas Farrell, II Mgmt For For For
5 Elect John Harris Mgmt For For For
6 Elect Robert Jepson, Jr. Mgmt For For For
7 Elect Mark Kington Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect Robert Spilman, Jr. Mgmt For For For
11 Elect David Wollard Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Elimination of Supermajority Mgmt For For For
Requirement to Amend Articles of
Incorporation
14 Elimination of Supermajority Mgmt For For For
Requirement to Amend the
Bylaws
15 Elimination of Supermajority Mgmt For For For
Requirement Regarding Setting the
Exact Number of
Directors
16 Elimination of Supermajority Mgmt For For For
Requirement Regarding Removal of a
Director for
Cause
17 Clarifying Amendments to Articles of Mgmt For For For
Incorporation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of 20% Renewable
Energy
Goal
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Nuclear Power Plant
Construction
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Edison
International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jagjeet Bindra Mgmt For For For
1.2 Elect Vanessa Chang Mgmt For For For
1.3 Elect France Cordova Mgmt For For For
1.4 Elect Theodore Craver, Jr. Mgmt For For For
1.5 Elect Charles Curtis Mgmt For For For
1.6 Elect Bradford Freeman Mgmt For For For
1.7 Elect Luis Nogales Mgmt For For For
1.8 Elect Ronald Olson Mgmt For Withhold Against
1.9 Elect James Rosser Mgmt For For For
1.10 Elect Richard Schlosberg, III Mgmt For For For
1.11 Elect Thomas Sutton Mgmt For For For
1.12 Elect Brett White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on
Pay)
Eli Lilly and
Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect Winfried Bischoff Mgmt For Against Against
3 Elect R. David Hoover Mgmt For Against Against
4 Elect Franklyn Prendergast Mgmt For For For
5 Elect Kathi Seifert Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Repeal of Classified Board Mgmt For For For
8 Elimination of Supermajority Mgmt For For For
Requirement
9 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Exclusion of CEOs from Compensation
Committee
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Express Scripts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Frank Borelli Mgmt For For For
3 Elect Maura Breen Mgmt For For For
4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect Samuel Skinner Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Elect Barrett Toan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures
Report
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For Withhold Against
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For Withhold Against
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
7 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding an ShrHoldr Against Against For
Energy Technology
Report
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions
Goals
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Future Energy
Trends
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pierre Brondeau Mgmt For For For
2 Elect Dirk Kempthorne Mgmt For For For
3 Elect Robert Pallash Mgmt For For For
4 Elect William Walter Mgmt For For For
5 Ratification of Auditor Mgmt For For For
General Dynamics
Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For Against Against
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Lester Lyles Mgmt For For For
9 Elect William Osborn Mgmt For For For
10 Elect Robert Walmsley Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Space ShrHoldr Against Against For
Weapons
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Sir William Castell Mgmt For For For
4 Elect Ann Fudge Mgmt For For For
5 Elect Susan Hockfield Mgmt For For For
6 Elect Jeffrey Immelt Mgmt For For For
7 Elect Andrea Jung Mgmt For For For
8 Elect Alan Lafley Mgmt For For For
9 Elect Robert Lane Mgmt For For For
10 Elect Ralph Larsen Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For For For
12 Elect James Mulva Mgmt For For For
13 Elect Sam Nunn Mgmt For For For
14 Elect Roger Penske Mgmt For Against Against
15 Elect Robert Swieringa Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Regarding Report on Ratio Between
Executive and Employee
Pay
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Requiring Key Committee Directors
To Receive Less Than 20% Against
Votes
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Genzyme
Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 06/16/2010 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Comment Mgmt N/A N/A N/A
1.2 Comment Mgmt N/A N/A N/A
1.3 Comment Mgmt N/A N/A N/A
1.4 Comment Mgmt N/A N/A N/A
1.5 Comment Mgmt N/A N/A N/A
1.6 Comment Mgmt N/A N/A N/A
1.7 Comment Mgmt N/A N/A N/A
1.8 Comment Mgmt N/A N/A N/A
1.9 Comment Mgmt N/A N/A N/A
1.10 Comment Mgmt N/A N/A N/A
2 Comment Mgmt N/A N/A N/A
3 Comment Mgmt N/A N/A N/A
4 Comment Mgmt N/A N/A N/A
5 Comment Mgmt N/A N/A N/A
6 Comment Mgmt N/A N/A N/A
Genzyme
Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Berthiaume Mgmt For For For
1.2 Elect Robert Bertolini Mgmt For For For
1.3 Elect Gail Boudreaux Mgmt For For For
1.4 Elect Robert Carpenter Mgmt For For For
1.5 Elect Charles Cooney Mgmt For For For
1.6 Elect Victor Dzau Mgmt For For For
1.7 Elect Connie Mack III Mgmt For For For
1.8 Elect Richard Syron Mgmt For Withhold Against
1.9 Elect Henri Termeer Mgmt For For For
1.10 Elect Ralph Whitworth Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive
Plan
3 Amendment to the 2009 Employee Stock Mgmt For For For
Purchase
Plan
4 Amendment to the 2007 Director Mgmt For For For
Equity
Plan
5 Amendment to Articles of Mgmt For For For
Organization Regarding the Right to
Call a Special
Meeting
6 Ratification of Auditor Mgmt For For For
GLAXOSMITHKLINE
PLC
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Stephanie Burns Mgmt For For For
4 Elect Julian Heslop Mgmt For For For
5 Elect Sir Deryck Maughan Mgmt For For For
6 Elect Daniel Podolsky Mgmt For For For
7 Elect Sir Robert Wilson Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Authorisation of Political Donations Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Exemption from Statement of Senior Mgmt For For For
Auditor's
Name
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
16 Adoption of New Articles Mgmt For For For
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Behavorial
Advertising
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights in
China
Harsco
Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect G. D. H. Butler Mgmt For For For
1.2 Elect K. Eddy Mgmt For For For
1.3 Elect S. Fazzolari Mgmt For For For
1.4 Elect Stuart Graham Mgmt For For For
1.5 Elect Terry Growcock Mgmt For For For
1.6 Elect Henry Knueppel Mgmt For For For
1.7 Elect D. Howard Pierce Mgmt For For For
1.8 Elect J. Scheiner Mgmt For For For
1.9 Elect A. Sordoni, III Mgmt For For For
1.10 Elect Robert Wilburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Lawrence Babbio Jr. Mgmt For For For
3 Elect Sari Baldauf Mgmt For For For
4 Elect Rajiv Gupta Mgmt For For For
5 Elect John Hammergren Mgmt For For For
6 Elect Mark Hurd Mgmt For For For
7 Elect Joel Hyatt Mgmt For For For
8 Elect John Joyce Mgmt For For For
9 Elect Robert Ryan Mgmt For For For
10 Elect Lucille Salhany Mgmt For Against Against
11 Elect G. Kennedy Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
14 Adopt Advisory Vote on Executive Mgmt For For For
Compensation
Honeywell
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gordon Bethune Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet Deily Mgmt For For For
7 Elect Lord Clive Hollick Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Bradley Sheares Mgmt For For For
10 Elect Michael Wright Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call a Special
Meeting
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
16 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Cathleen Black Mgmt For Against Against
3 Elect William Brody Mgmt For For For
4 Elect Kenneth Chenault Mgmt For For For
5 Elect Michael Eskew Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect Taizo Nishimuro Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect Samuel Palmisano Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Zambrano Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Ishares Trust
Msci Acwi Ex US
Ind
Ticker Security ID: Meeting Date Meeting Status
JKF CUSIP 464288P55 11/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 GEORGE G.C. PARKER Mgmt For For For
1.2 J. DARRELL DUFFIE Mgmt For Withhold Against
1.3 CECILIA H. HERBERT Mgmt For For For
1.4 CHARLES A. HURTY Mgmt For For For
1.5 JOHN E. KERRIGAN Mgmt For For For
1.6 ROBERT H. SILVER Mgmt For For For
1.7 LEE T. KRANEFUSS Mgmt For Withhold Against
1.8 JOHN E. MARTINEZ Mgmt For For For
1.9 ROBERT S. KAPITO Mgmt For For For
Ishares Trust
Msci Acwi Ex US
Ind
Ticker Security ID: Meeting Date Meeting Status
JKF CUSIP 464288646 11/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve a new investment advisory Mgmt For For For
agreement between each Company, on
behalf of each of its funds and
Barclays Global Fund Advisors [the
adviser]
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Carson, Sr. Mgmt For For For
1.2 Elect Gordon Gund Mgmt For For For
1.3 Elect Dorothy Johnson Mgmt For For For
1.4 Elect Ann Korologos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Bernauer Mgmt For For For
1.2 Elect Leonard Berry Mgmt For For For
1.3 Elect Dawn Hudson Mgmt For For For
1.4 Elect Robert Niblock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Right to Call a Special Meeting Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Massey Energy
Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP 576206106 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Gabrys Mgmt For Withhold Against
1.2 Elect Dan Moore Mgmt For Withhold Against
1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Progress
Report
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Walter Massey Mgmt For For For
2 Elect John Rogers, Jr. Mgmt For For For
3 Elect Roger Stone Mgmt For For For
4 Elect Miles White Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-Free
Eggs
Mednax, Inc.
Ticker Security ID: Meeting Date Meeting Status
MD CUSIP 58502B106 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Cesar Alvarez Mgmt For Withhold Against
1.2 Elect Waldemar Carlo Mgmt For For For
1.3 Elect Michael Fernandez Mgmt For For For
1.4 Elect Roger Freeman Mgmt For Withhold Against
1.5 Elect Paul Gabos Mgmt For For For
1.6 Elect Dany Garcia Mgmt For For For
1.7 Elect Pascal Goldschmidt Mgmt For For For
1.8 Elect Manuel Kadre Mgmt For For For
1.9 Elect Roger Medel Mgmt For For For
1.10 Elect Donna Shalala Mgmt For For For
1.11 Elect Enrique Sosa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Thomas Glocer Mgmt For For For
5 Elect Steven Goldstone Mgmt For For For
6 Elect William Harrison, Jr. Mgmt For For For
7 Elect Harry Jacobson Mgmt For For For
8 Elect William Kelley Mgmt For For For
9 Elect C. Robert Kidder Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect Carlos Represas Mgmt For For For
12 Elect Patricia Russo Mgmt For For For
13 Elect Thomas Shenk Mgmt For For For
14 Elect Anne Tatlock Mgmt For For For
15 Elect Craig Thompson Mgmt For For For
16 Elect Wendell Weeks Mgmt For For For
17 Elect Peter Wendell Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 2010 Incentive Stock Plan Mgmt For For For
20 2010 Non-Employee Directors Stock Mgmt For For For
Option
Plan
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Gates, III Mgmt For For For
2 Elect Steven Ballmer Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Restoration of Right to Call a Mgmt For For For
Special
Meeting
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Charitable
Contributions
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP Y62196103 12/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rex Harrington Mgmt For Withhold Against
1.2 Elect Allan Shaw Mgmt For For For
1.3 Elect John Stratakis Mgmt For For For
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Newmont Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Richard O'Brien Mgmt For For For
1.8 Elect John Prescott Mgmt For For For
1.9 Elect Donald Roth Mgmt For For For
1.10 Elect James Taranik Mgmt For Withhold Against
1.11 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Gordon Hall Mgmt For For For
1.3 Elect Jack Little Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Amendment to Par Value; Capital Mgmt For For For
Distribution
4 Amendment to Par Value; Capital Mgmt For For For
Distribution
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Gordon Hall Mgmt For For For
1.3 Elect Jack Little Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Amendment to Par Value; Capital Mgmt For For For
Distribution
4 Amendment to Par Value; Capital Mgmt For For For
Distribution
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gordon Hall Mgmt For For For
1.2 Elect Jon Marshall Mgmt For For For
2 Amendment to the 1991 Stock Option Mgmt For For For
and Restricted Stock
Plan
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gordon Hall Mgmt For For For
1.2 Elect Jon Marshall Mgmt For For For
2 Amendment to the 1991 Stock Option Mgmt For For For
and Restricted Stock
Plan
Oracle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Berg Mgmt For Withhold Against
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Donald Lucas Mgmt For Withhold Against
1.11 Elect Charles Phillips, Jr. Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 2010 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
PAREXEL
International
Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eduard Holdener Mgmt For For For
1.2 Elect Richard Love Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Parker-Hannifin
Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Kassling Mgmt For For For
1.2 Elect Robert Kohlhepp Mgmt For For For
1.3 Elect Giulio Mazzalupi Mgmt For For For
1.4 Elect Klaus-Peter Muller Mgmt For For For
1.5 Elect Joseph Scaminace Mgmt For Withhold Against
1.6 Elect Wolfgang Schmitt Mgmt For Withhold Against
1.7 Elect Markos Tambakeras Mgmt For Withhold Against
1.8 Elect James Wainscott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Stock Incentive Plan Mgmt For For For
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board
Chairman
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect Robert Burt Mgmt For For For
5 Elect W. Don Cornwell Mgmt For For For
6 Elect Frances Fergusson Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect James Kilts Mgmt For For For
10 Elect Jeffrey Kindler Mgmt For For For
11 Elect George Lorch Mgmt For For For
12 Elect John Mascotte Mgmt For For For
13 Elect Suzanne Nora Johnson Mgmt For For For
14 Elect Stephen Sanger Mgmt For For For
15 Elect William Steere, Jr. Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Amendment to Bylaws Regarding the Mgmt For For For
Right to Call a Special
Meeting
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option
Policy
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect Lewis Chew Mgmt For For For
3 Elect C. Lee Cox Mgmt For For For
4 Elect Peter Darbee Mgmt For For For
5 Elect Maryellen Herringer Mgmt For Against Against
6 Elect Roger Kimmel Mgmt For For For
7 Elect Richard Meserve Mgmt For For For
8 Elect Forrest Miller Mgmt For For For
9 Elect Rosendo Parra Mgmt For For For
10 Elect Barbara Rambo Mgmt For For For
11 Elect Barry Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
16 Shareholder Proposal Regarding Key ShrHoldr Against Against For
Committee
Membership
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Philip Morris
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Jennifer Li Mgmt For For For
6 Elect Graham Mackay Mgmt For For For
7 Elect Sergio Marchionne Mgmt For Against Against
8 Elect Lucio Noto Mgmt For For For
9 Elect Carlos Slim Helu Mgmt For For For
10 Elect Stephen Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco
Use
13 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Kirby Dyess Mgmt For For For
1.5 Elect Peggy Fowler Mgmt For For For
1.6 Elect Mark Ganz Mgmt For For For
1.7 Elect Corbin McNeill, Jr. Mgmt For For For
1.8 Elect Neil Nelson Mgmt For For For
1.9 Elect M. Lee Pelton Mgmt For For For
1.10 Elect James Piro Mgmt For For For
1.11 Elect Robert Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Potash Corp. of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2010 Performance Option Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
Prudential
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For For For
6 Elect William Gray III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Jon Hanson Mgmt For For For
9 Elect Constance Horner Mgmt For For For
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
Research In
Motion
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mike Lazaridis Mgmt For Withhold Against
1.2 Elect James Estill Mgmt For Withhold Against
1.3 Elect David Kerr Mgmt For For For
1.4 Elect Roger Martin Mgmt For For For
1.5 Elect John Richardson Mgmt For Withhold Against
1.6 Elect Barbara Stymiest Mgmt For For For
1.7 Elect John Wetmore Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Reynolds
American
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martin Feinstein Mgmt For For For
1.2 Elect Susan Ivey Mgmt For For For
1.3 Elect Lionel Nowell, III Mgmt For For For
1.4 Elect Neil Withington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Health Risks of
Tobacco
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP 826197501 01/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratify Peter Loscher Mgmt For For For
3 Ratify Wolfgang Dehen Mgmt For For For
4 Ratify Heinrich Hiesinger Mgmt For Against Against
5 Ratify Joe Kaeser Mgmt For Against Against
6 Ratify Barbara Kux Mgmt For For For
7 Ratify Jim Reid-Anderson Mgmt For For For
8 Ratify Hermann Requardt Mgmt For Against Against
9 Ratify Siegfried Russwurm Mgmt For For For
10 Ratify Peter Solmssen Mgmt For For For
11 Ratify Gerhard Cromme Mgmt For Against Against
12 Ratify Berthold Huber Mgmt For Against Against
13 Ratify Heinrich Hiesinger Mgmt For Against Against
14 Ratify Josef Ackermann Mgmt For Against Against
15 Ratify Lothar Adler Mgmt For Against Against
16 Ratify Jean-Louis Beffa Mgmt For For For
17 Ratify Gerd von Brandenstein Mgmt For For For
18 Ratify Michael Diekmann Mgmt For For For
19 Ratify Hans Michael Gaul Mgmt For For For
20 Ratify Peter Gruss Mgmt For For For
21 Ratify Bettina Haller Mgmt For For For
22 Ratify Hans-Jurgen Hartung Mgmt For For For
23 Ratify Heinz Hawreliuk Mgmt For Against Against
24 Ratify Harald Kern Mgmt For For For
25 Ratify Nicola Leibinger-Kammuller Mgmt For For For
26 Ratify Werner Monius Mgmt For For For
27 Ratify Hakan Samuelsson Mgmt For For For
28 Ratify Dieter Scheitor Mgmt For For For
29 Ratify Rainer Sieg Mgmt For For For
30 Ratify Birgit Steinborn Mgmt For Against Against
31 Ratify Iain Vallance of Tummel Mgmt For Against Against
32 Ratify Sibylle Wankel Mgmt For For For
33 Approval of Compensation Policy Mgmt For Against Against
34 Appointment of Auditor Mgmt For For For
35 Authority to Repurchase Shares Mgmt For For For
36 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
37 Authority to Issue Convertible Bonds Mgmt For For For
38 Amendments to Articles Mgmt For For For
39 Agreement with Karl-Hermann Baumann Mgmt For For For
40 Agreement with Johannes Feldmayer Mgmt For For For
41 Agreement with Klaus Kleinfeld Mgmt For For For
42 Agreement with Edward Krubasik Mgmt For For For
43 Agreement with Rudi Lamprecht Mgmt For For For
44 Agreement with Heinrich von Pierer Mgmt For For For
45 Agreement with Jurgen Radomski Mgmt For For For
46 Agreement with Uriel Sharef Mgmt For For For
47 Agreement with Klaus Wucherer Mgmt For For For
48 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
49 Shareholder Proposal Regarding Mgmt Against Against For
Supervisory Board
Compensation
50 Shareholder Proposal Regarding Mgmt Against Against For
Amending the Corporate
Purpose
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
0386 CUSIP 16941R108 10/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Continuing Connected Transactions Mgmt For For For
Stryker
Corporation
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Cox, Jr. Mgmt For For For
1.2 Elect Srikant Datar Mgmt For For For
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Howard Lance Mgmt For For For
1.6 Elect Stephen MacMillan Mgmt For For For
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Calvin Darden Mgmt For For For
2 Elect Anne Mulcahy Mgmt For Against Against
3 Elect Stephen Sanger Mgmt For For For
4 Elect Gregg Steinhafel Mgmt For For For
5 Ratification of Auditor Mgmt For Against Against
6 Repeal of Classified Board Mgmt For For For
7 Elimination of Supermajority Mgmt For For For
Requirement
8 Amendment and Restatement of the Mgmt For For For
Articles of
Incorporation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Allstate
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For Against Against
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect Andrea Redmond Mgmt For For For
7 Elect H. John Riley, Jr. Mgmt For Against Against
8 Elect Joshua Smith Mgmt For Against Against
9 Elect Judith Sprieser Mgmt For Against Against
10 Elect Mary Taylor Mgmt For For For
11 Elect Thomas Wilson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Ratio Between Executive
and Employee
Pay
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Dow Chemical
Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For Against Against
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect John Hess Mgmt For Against Against
7 Elect Andrew Liveris Mgmt For For For
8 Elect Paul Polman Mgmt For For For
9 Elect Dennis Reilley Mgmt For Against Against
10 Elect James Ringler Mgmt For Against Against
11 Elect Ruth Shaw Mgmt For Against Against
12 Elect Paul Stern Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call Special
Meetings
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Remediation in the
Midland
Area
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Hartford
Financial
Services Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Trevor Fetter Mgmt For For For
3 Elect Paul Kirk, Jr. Mgmt For For For
4 Elect Liam McGee Mgmt For For For
5 Elect Gail McGovern Mgmt For For For
6 Elect Michael Morris Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2010 Incentive Stock Plan Mgmt For For For
12 Approve Material Terms of the Mgmt For For For
Executive Bonus
Program
13 Shareholder Proposal Reimbursement ShrHoldr Against For Against
of Solicitation
Expenses
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of Mgmt For For For
Performance Goals Under the 2005
Omnibus Stock Incentive
Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
14 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Casper Mgmt For For For
2 Elect Tyler Jacks Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Deborah Wright Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2010 Stock Incentive Plan Mgmt For For For
15 Amendment to the Bylaws Regarding Mgmt For For For
the Right to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUSIP 891777104 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Bryan Mgmt For For For
1.2 Elect Robert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles to Change Mgmt For For For
Place of
Incorportation
5 Renewal of Share Capital Mgmt For For For
6 Amendment to Par Value Mgmt For For For
7 Amendments to Articles to Comply Mgmt For For For
with The Swiss Federal Act on
Intermediated Securities
("FISA")
8 Elect Steven Newman Mgmt For For For
9 Elect Thomas Cason Mgmt For For For
10 Elect Robert Sprague Mgmt For For For
11 Elect J. Michael Talbert Mgmt For For For
12 Elect John Whitmire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
Tyco
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP H89128104 03/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3.1 Elect Edward Breen Mgmt For For For
3.2 Elect Michael Daniels Mgmt For For For
3.3 Elect Timothy Donahue Mgmt For For For
3.4 Elect Brian Duperreault Mgmt For For For
3.5 Elect Bruce Gordon Mgmt For For For
3.6 Elect Rajiv Gupta Mgmt For For For
3.7 Elect John Krol Mgmt For For For
3.8 Elect Brendan O'Neill Mgmt For For For
3.9 Elect William Stavropoulos Mgmt For For For
3.10 Elect Sandra Wijnberg Mgmt For For For
3.11 Elect R. David Yost Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Special Auditor Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Special Dividend/Reduction in Par Mgmt For For For
Value
9 Adoption of Plurality Vote in Mgmt For For For
Contested
Elections
10 Transaction of Other Business Mgmt For Against Against
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
UnitedHealth
Group
Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For Against Against
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Contributions and
Expenditure
Report
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Carucci Mgmt For For For
1.2 Elect Juliana Chugg Mgmt For For For
1.3 Elect George Fellows Mgmt For For For
1.4 Elect Clarence Otis Jr. Mgmt For For For
2 Amendment to the 1996 Stock Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan, Renamed the 2010
Stock Incentive
Plan
18 ASDA Limited Sharesave Plan 2000 Mgmt For For For
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
22 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Priorities
Report
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422109 01/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Davis Mgmt For For For
1.2 Elect William Foote Mgmt For Withhold Against
1.3 Elect Mark Frissora Mgmt For For For
1.4 Elect Alan McNally Mgmt For For For
1.5 Elect Nancy Schlichting Mgmt For For For
1.6 Elect David Schwartz Mgmt For For For
1.7 Elect Alejandro Silva Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Gregory Wasson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Stock Mgmt For For For
Option
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Sheila Burke Mgmt For For For
2 Elect George Schaefer, Jr. Mgmt For For For
3 Elect Jackie Ward Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Conversion to Nonprofit
Status
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Richard McCormick Mgmt For For For
8 Elect Mackey McDonald Mgmt For Against Against
9 Elect Cynthia Milligan Mgmt For Against Against
10 Elect Nicholas Moore Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect Robert Steel Mgmt For For For
15 Elect John Stumpf Mgmt For For For
16 Elect Susan Swenson Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
18 Increase of Authorized Common Stock Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Wolverine World
Wide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Boromisa Mgmt For For For
1.2 Elect David Kollat Mgmt For For For
1.3 Elect David Mehney Mgmt For For For
1.4 Elect Timothy O'Donovan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Stock Incentive Plan of 2010 Mgmt For For For
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Fredric Corrigan Mgmt For For For
2 Elect Richard Davis Mgmt For For For
3 Elect Benjamin Fowke III Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Christopher Policinski Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect David Westerlund Mgmt For For For
9 Elect Kim Williams Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Amendment to the Executive Annual Mgmt For For For
Incentive
Plan
12 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Item 5: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Energy Fund
Reporting Period: 7/1/2009 - 6/30/2010
Alliance
Resource
Partners,
L.P.
Ticker Security ID: Meeting Date Meeting Status
ARLP CUSIP 01877R108 10/23/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to the 2000 Long-Term Mgmt For For For
Incentive
Plan
Alpha Natural
Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ANR CUSIP 02076X102 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Quillen Mgmt For For For
1.2 Elect William Crowley Jr. Mgmt For For For
1.3 Elect Kevin Crutchfield Mgmt For For For
1.4 Elect E. Linn Draper, Jr. Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect John Fox, Jr. Mgmt For For For
1.7 Elect P. Michael Giftos Mgmt For For For
1.8 Elect Joel Richards III Mgmt For Withhold Against
1.9 Elect James Roberts Mgmt For For For
1.10 Elect Ted Wood Mgmt For For For
2 2010 Long-Term Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Eugene Fiedorek Mgmt For For For
2 Elect Patricia Graham Mgmt For Against Against
3 Elect F. H. Merelli Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Atwood Oceanics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect Robert Burgess Mgmt For For For
1.3 Elect George Dotson Mgmt For For For
1.4 Elect Jack Golden Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
1.7 Elect Robert Saltiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 04/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For For For
5 Elect Cynthia Carroll Mgmt For For For
6 Elect Sir William Castell Mgmt For For For
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Douglas Flint Mgmt For For For
12 Elect Byron Grote Mgmt For For For
13 Elect Anthony Hayward Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Elect DeAnne Julius Mgmt For Against Against
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Adoption of New Articles Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Renewal of Executive Directors' Mgmt For Against Against
Incentive
Plan
24 Scrip Dividend Mgmt For For For
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Sunrise SAGD
Project
Cameron
International
Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Patrick Mgmt For For For
2 Elect Jon Erik Reinhardsen Mgmt For For For
3 Elect Bruce Wilkinson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Canadian Natural
Resources
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Catherine Best Mgmt For For For
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Gary Filmon Mgmt For For For
1.4 Elect Gordon Giffin Mgmt For Withhold Against
1.5 Elect Steve Laut Mgmt For For For
1.6 Elect Keith MacPhail Mgmt For For For
1.7 Elect Allan Markin Mgmt For For For
1.8 Elect Frank McKenna Mgmt For For For
1.9 Elect James Palmer Mgmt For Withhold Against
1.10 Elect Eldon Smith Mgmt For For For
1.11 Elect David Tuer Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Stock Split Mgmt For For For
4 Amendment to the Employee Stock Mgmt For For For
Option
Plan
Chevron
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Chuck Hagel Mgmt For For For
6 Elect Enrique Hernandez, Jr. Mgmt For For For
7 Elect Franklyn Jenifer Mgmt For For For
8 Elect George Kirkland Mgmt For For For
9 Elect Sam Nunn Mgmt For For For
10 Elect Donald Rice Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Charles Shoemate Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Ronald Sugar Mgmt For For For
15 Elect Carl Ware Mgmt For For For
16 Elect John Watson Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Amendment to the By-Laws Regarding Mgmt For For For
the Right to Call Special
Meetings
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Payments to
Governments
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
CNOOC Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CUSIP 126132109 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Aloysius TSE Hau Yin Mgmt For Against Against
4 Elect ZHOU Shouwei Mgmt For Against Against
5 Elect YANG Hua Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Elect CHIU Sung Hong; Director's Fee Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Issue Repurchased Shares Mgmt For For For
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Bobby Shackouls Mgmt For For For
12 Elect Victoria Tschinkel Mgmt For For For
13 Elect Kathryn Turner Mgmt For For For
14 Elect William Wade, Jr. Mgmt For For For
15 Ratification of Auditor Mgmt For Against Against
16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For
Management
Report
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Financial Risks of Climate
Change
21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For
Chemicals
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
CONSOL Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For Withhold Against
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For For For
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ENSCO
International
Incorporated
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP 26874Q100 12/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reorganization from Delaware to the Mgmt For For For
United
Kingdom
2 Right to Adjourn Meeting Mgmt For For For
EOG Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Alcorn Mgmt For For For
2 Elect Charles Crisp Mgmt For For For
3 Elect James Day Mgmt For For For
4 Elect Mark Papa Mgmt For For For
5 Elect H. Leighton Steward Mgmt For For For
6 Elect Donald Textor Mgmt For For For
7 Elect Frank Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2008 Omnibus Equity Mgmt For For For
Compensation
Plan
10 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
11 Amendment to the Executive Officer Mgmt For For For
Annual Bonus
Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation in the Event of a
Triggering
Event
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For Withhold Against
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For Withhold Against
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
7 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding an ShrHoldr Against Against For
Energy Technology
Report
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions
Goals
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Future Energy
Trends
Frontier Oil
Corporation
Ticker Security ID: Meeting Date Meeting Status
FTO CUSIP 35914P105 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Bech Mgmt For Withhold Against
1.2 Elect Michael Jennings Mgmt For For For
1.3 Elect James Lee Mgmt For For For
1.4 Elect Paul Loyd, Jr. Mgmt For Withhold Against
1.5 Elect Franklin Myers Mgmt For For For
1.6 Elect Michael Rose Mgmt For Withhold Against
2 Amendment to the Omnibus Incentive Mgmt For Against Against
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
Golar LNG Limited
Ticker Security ID: Meeting Date Meeting Status
GOL CUSIP G9456A100 09/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Tor Olav Troim Mgmt For Against Against
3 Elect Tor Olav Troim Mgmt For Against Against
4 Elect Frixos Savvides Mgmt For For For
5 Elect Hans Petter Aas Mgmt For For For
6 Elect Kathrine Fredriksen Mgmt For For For
7 Board Size Mgmt For For For
8 Authority to Fill Board Vacancies Mgmt For Against Against
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Directors' Fees Mgmt For For For
11 Transfer of Reserves Mgmt For For For
Halliburton
Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For Against Against
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect S. Malcolm Gillis Mgmt For For For
6 Elect James Hackett Mgmt For Against Against
7 Elect David Lesar Mgmt For For For
8 Elect Robert Malone Mgmt For For For
9 Elect J. Landis Martin Mgmt For Against Against
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
15 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nicholas Brady Mgmt For For For
1.2 Elect Gregory Hill Mgmt For For For
1.3 Elect Thomas Kean Mgmt For For For
1.4 Elect Frank Olson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Long-Term Mgmt For For For
Incentive
Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
Holly Corporation
Ticker Security ID: Meeting Date Meeting Status
HOC CUSIP 435758305 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Buford Berry Mgmt For For For
1.2 Elect Matthew Clifton Mgmt For For For
1.3 Elect Leldon Echols Mgmt For For For
1.4 Elect Robert McKenzie Mgmt For For For
1.5 Elect Jack Reid Mgmt For For For
1.6 Elect Paul Stoffel Mgmt For For For
1.7 Elect Tommy Valenta Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Massey Energy
Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP 576206106 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Gabrys Mgmt For Withhold Against
1.2 Elect Dan Moore Mgmt For Withhold Against
1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Progress
Report
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
Matrix Service
Company
Ticker Security ID: Meeting Date Meeting Status
MTRX CUSIP 576853105 10/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Bradley Mgmt For For For
1.2 Elect Michael Hall Mgmt For For For
1.3 Elect I. Edgar Hendrix Mgmt For For For
1.4 Elect Paul Lackey Mgmt For For For
1.5 Elect Tom Maxwell Mgmt For Withhold Against
1.6 Elect David Tippeconnic Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
National Oilwell
Varco,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ben Guill Mgmt For For For
2 Elect Roger Jarvis Mgmt For For For
3 Elect Eric Mattson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Newfield
Exploration
Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lee Boothby Mgmt For For For
2 Elect Philip Burguieres Mgmt For For For
3 Elect Pamela Gardner Mgmt For For For
4 Elect John Kemp III Mgmt For For For
5 Elect J. Michael Lacey Mgmt For For For
6 Elect Joseph Netherland Mgmt For For For
7 Elect Howard Newman Mgmt For For For
8 Elect Thomas Ricks Mgmt For For For
9 Elect Juanita Romans Mgmt For For For
10 Elect Charles Shultz Mgmt For For For
11 Elect J. Terry Strange Mgmt For For For
12 2010 Employee Stock Purchase Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Nicor Inc.
Ticker Security ID: Meeting Date Meeting Status
GAS CUSIP 654086107 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Beavers, Jr. Mgmt For For For
1.2 Elect Bruce Bickner Mgmt For For For
1.3 Elect John Birdsall, lll Mgmt For For For
1.4 Elect Norman Bobins Mgmt For For For
1.5 Elect Brenda Gaines Mgmt For For For
1.6 Elect Raymond Jean Mgmt For For For
1.7 Elect Dennis Keller Mgmt For For For
1.8 Elect R. Eden Martin Mgmt For Withhold Against
1.9 Elect Georgia Nelson Mgmt For For For
1.10 Elect Armando Olivera Mgmt For For For
1.11 Elect John Rau Mgmt For For For
1.12 Elect John Staley Mgmt For For For
1.13 Elect Russ Strobel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Gordon Hall Mgmt For For For
1.3 Elect Jack Little Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Amendment to Par Value; Capital Mgmt For For For
Distribution
4 Amendment to Par Value; Capital Mgmt For For For
Distribution
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Gordon Hall Mgmt For For For
1.3 Elect Jack Little Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Amendment to Par Value; Capital Mgmt For For For
Distribution
4 Amendment to Par Value; Capital Mgmt For For For
Distribution
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gordon Hall Mgmt For For For
1.2 Elect Jon Marshall Mgmt For For For
2 Amendment to the 1991 Stock Option Mgmt For For For
and Restricted Stock
Plan
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gordon Hall Mgmt For For For
1.2 Elect Jon Marshall Mgmt For For For
2 Amendment to the 1991 Stock Option Mgmt For For For
and Restricted Stock
Plan
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For For For
2 Elect Michael Cawley Mgmt For For For
3 Elect Edward Cox Mgmt For For For
4 Elect Charles Davidson Mgmt For For For
5 Elect Thomas Edelman Mgmt For Against Against
6 Elect Eric Grubman Mgmt For For For
7 Elect Kirby Hedrick Mgmt For For For
8 Elect Scott Urban Mgmt For For For
9 Elect William Van Kleef Mgmt For For For
10 Ratification of Auditor Mgmt For For For
Occidental
Petroleum
Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect John Chalsty Mgmt For For For
3 Elect Stephen Chazen Mgmt For Against Against
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Carlos Gutierrez Mgmt For For For
7 Elect Ray Irani Mgmt For For For
8 Elect Irvin Maloney Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Rodolfo Segovia Mgmt For For For
11 Elect Aziz Syriani Mgmt For For For
12 Elect Rosemary Tomich Mgmt For For For
13 Elect Walter Weisman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Re-approval of Performance Goals Mgmt For For For
under the 2005 Long-Term Incentive
Plan
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country
Regulations
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Security of Chemical
Facilities
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation in the Event of a
Change of
Control
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For For For
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For For For
5 Elect David Kyle Mgmt For For For
6 Elect Bert Mackie Mgmt For For For
7 Elect Jim Mogg Mgmt For For For
8 Elect Jim Mogg Mgmt For For For
9 Elect Gary Parker Mgmt For For For
10 Elect Eduardo Rodriguez Mgmt For For For
11 Elect Gerald Smith Mgmt For For For
12 Elect David Tippeconnic Mgmt For For For
13 Ratification of Auditor Mgmt For For For
PetroChina
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
857 CUSIP 71646E100 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Authority to Declare Interim Mgmt For For For
Dividends
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Subscription Agreement Mgmt For For For
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
Pride
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PDE CUSIP 74153Q102 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Brown Mgmt For For For
1.2 Elect Kenneth Burke Mgmt For For For
1.3 Elect Archie Dunham Mgmt For For For
1.4 Elect David Hager Mgmt For For For
1.5 Elect Francis Kalman Mgmt For For For
1.6 Elect Ralph McBride Mgmt For For For
1.7 Elect Robert Phillips Mgmt For For For
1.8 Elect Louis Raspino Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Brian Connellan Mgmt For For For
3 Elect Henk Dijkgraaf Mgmt For For For
4 Elect Nolitha Fakude Mgmt For For For
5 Elect Imogen Mkhize Mgmt For For For
6 Elect Tom Wixley Mgmt For For For
7 Elect Colin Beggs Mgmt For For For
8 Elect JJ Njeke Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Directors' Fees Mgmt For For For
Schlumberger
N.V.
(Schlumberger
Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Leo Reif Mgmt For For For
1.9 Elect Tore Sandvold Mgmt For For For
1.10 Elect Henri Seydoux Mgmt For For For
1.11 Elect Peter Currie Mgmt For For For
1.12 Elect K.V. Kamath Mgmt For For For
2 Approval of Financial Statements and Mgmt For For For
Dividends
3 2010 Stock Incentive Plan Mgmt For For For
4 Amendment to the Discounted Stock Mgmt For For For
Purchase
Plan
5 Appointment of Auditor Mgmt For For For
Ship Finance
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
SFL CUSIP G81075106 09/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Leand Mgmt For For For
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Craig Stevenson, Jr. Mgmt For For For
4 Elect Hans Petter Aas Mgmt For For For
5 Elect Cecilie Fredriksen Mgmt For For For
6 Board Size Mgmt For For For
7 Board Vacancies Mgmt For Against Against
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Directors' Fees Mgmt For For For
10 Reduction in Share Premium Account Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP 826197501 01/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratify Peter Loscher Mgmt For For For
3 Ratify Wolfgang Dehen Mgmt For For For
4 Ratify Heinrich Hiesinger Mgmt For Against Against
5 Ratify Joe Kaeser Mgmt For Against Against
6 Ratify Barbara Kux Mgmt For For For
7 Ratify Jim Reid-Anderson Mgmt For For For
8 Ratify Hermann Requardt Mgmt For Against Against
9 Ratify Siegfried Russwurm Mgmt For For For
10 Ratify Peter Solmssen Mgmt For For For
11 Ratify Gerhard Cromme Mgmt For Against Against
12 Ratify Berthold Huber Mgmt For Against Against
13 Ratify Heinrich Hiesinger Mgmt For Against Against
14 Ratify Josef Ackermann Mgmt For Against Against
15 Ratify Lothar Adler Mgmt For Against Against
16 Ratify Jean-Louis Beffa Mgmt For For For
17 Ratify Gerd von Brandenstein Mgmt For For For
18 Ratify Michael Diekmann Mgmt For For For
19 Ratify Hans Michael Gaul Mgmt For For For
20 Ratify Peter Gruss Mgmt For For For
21 Ratify Bettina Haller Mgmt For For For
22 Ratify Hans-Jurgen Hartung Mgmt For For For
23 Ratify Heinz Hawreliuk Mgmt For Against Against
24 Ratify Harald Kern Mgmt For For For
25 Ratify Nicola Leibinger-Kammuller Mgmt For For For
26 Ratify Werner Monius Mgmt For For For
27 Ratify Hakan Samuelsson Mgmt For For For
28 Ratify Dieter Scheitor Mgmt For For For
29 Ratify Rainer Sieg Mgmt For For For
30 Ratify Birgit Steinborn Mgmt For Against Against
31 Ratify Iain Vallance of Tummel Mgmt For Against Against
32 Ratify Sibylle Wankel Mgmt For For For
33 Approval of Compensation Policy Mgmt For Against Against
34 Appointment of Auditor Mgmt For For For
35 Authority to Repurchase Shares Mgmt For For For
36 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
37 Authority to Issue Convertible Bonds Mgmt For For For
38 Amendments to Articles Mgmt For For For
39 Agreement with Karl-Hermann Baumann Mgmt For For For
40 Agreement with Johannes Feldmayer Mgmt For For For
41 Agreement with Klaus Kleinfeld Mgmt For For For
42 Agreement with Edward Krubasik Mgmt For For For
43 Agreement with Rudi Lamprecht Mgmt For For For
44 Agreement with Heinrich von Pierer Mgmt For For For
45 Agreement with Jurgen Radomski Mgmt For For For
46 Agreement with Uriel Sharef Mgmt For For For
47 Agreement with Klaus Wucherer Mgmt For For For
48 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
49 Shareholder Proposal Regarding Mgmt Against Against For
Supervisory Board
Compensation
50 Shareholder Proposal Regarding Mgmt Against Against For
Amending the Corporate
Purpose
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
0386 CUSIP 16941R108 10/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Continuing Connected Transactions Mgmt For For For
Southern Union
Company
Ticker Security ID: Meeting Date Meeting Status
SUG CUSIP 844030106 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Lindemann Mgmt For For For
1.2 Elect Eric Herschmann Mgmt For For For
1.3 Elect Michal Barzuza Mgmt For For For
1.4 Elect David Brodsky Mgmt For For For
1.5 Elect Frank Denius Mgmt For For For
1.6 Elect Kurt Gitter Mgmt For For For
1.7 Elect Herbert Jacobi Mgmt For For For
1.8 Elect Thomas McCarter, III Mgmt For For For
1.9 Elect George Rountree, III Mgmt For Withhold Against
1.10 Elect Alan Scherer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Executive Incentive Mgmt For For For
Bonus
Plan
Southwest Gas
Corporation
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Boughner Mgmt For For For
1.2 Elect Thomas Chestnut Mgmt For For For
1.3 Elect Stephen Comer Mgmt For For For
1.4 Elect Richard Gardner Mgmt For For For
1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For
1.6 Elect James Kropid Mgmt For For For
1.7 Elect Michael Maffie Mgmt For For For
1.8 Elect Anne Mariucci Mgmt For For For
1.9 Elect Michael Melarkey Mgmt For For For
1.10 Elect Jeffrey Shaw Mgmt For For For
1.11 Elect Thomas Thomas Mgmt For For For
1.12 Elect Terrence Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Esrey Mgmt For For For
1.2 Elect Gregory Ebel Mgmt For For For
1.3 Elect Pamela Carter Mgmt For For For
1.4 Elect Peter Hamilton Mgmt For For For
1.5 Elect Dennis Hendrix Mgmt For For For
1.6 Elect Michael Phelps Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Tesoro
Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 06/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Chase Mgmt For Withhold Against
1.2 Elect Gregory Goff Mgmt For For For
1.3 Elect Robert Goldman Mgmt For For For
1.4 Elect Steven Grapstein Mgmt For For For
1.5 Elect William Johnson Mgmt For Withhold Against
1.6 Elect Jim Nokes Mgmt For Withhold Against
1.7 Elect Donald Schmude Mgmt For For For
1.8 Elect Michael Wiley Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423102 07/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect J. Wayne Leonard Mgmt For For For
1.5 Elect Jon Madonna Mgmt For For For
1.6 Elect Joseph Netherland Mgmt For For For
1.7 Elect Richard Pattarozzi Mgmt For For For
1.8 Elect Nicholas Sutton Mgmt For For For
1.9 Elect Cindy Taylor Mgmt For For For
1.10 Elect Dean Taylor Mgmt For For For
1.11 Elect Jack Thompson Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles to Change Mgmt For For For
Place of
Incorportation
5 Renewal of Share Capital Mgmt For For For
6 Amendment to Par Value Mgmt For For For
7 Amendments to Articles to Comply Mgmt For For For
with The Swiss Federal Act on
Intermediated Securities
("FISA")
8 Elect Steven Newman Mgmt For For For
9 Elect Thomas Cason Mgmt For For For
10 Elect Robert Sprague Mgmt For For For
11 Elect J. Michael Talbert Mgmt For For For
12 Elect John Whitmire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
Valero Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruben Escobedo Mgmt For Against Against
2 Elect Bob Marbut Mgmt For Against Against
3 Elect Robert Profusek Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Re-approval of the 2005 Omnibus Mgmt For For For
Stock Incentive
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Rainforest
Impact
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
World Fuel
Services
Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Stebbins Mgmt For For For
1.2 Elect Michael Kasbar Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Joachim Heel Mgmt For For For
1.5 Elect Richard Kassar Mgmt For Withhold Against
1.6 Elect Myles Klein Mgmt For For For
1.7 Elect J. Thomas Presby Mgmt For For For
1.8 Elect Stephen Roddenberry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Item 6: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Equity Income Fund
Reporting Period: 7/1/2009 - 6/30/2010
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect Roy Roberts Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect William Smithburg Mgmt For For For
1.11 Elect Glenn Tilton Mgmt For For For
1.12 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger, III Mgmt For Against Against
6 Elect Joe Harris Mgmt For For For
7 Elect Elizabeth Hudson Mgmt For For For
8 Elect Douglas Johnson Mgmt For For For
9 Elect Robert Johnson Mgmt For For For
10 Elect Charles Knapp Mgmt For For For
11 Elect E. Stephen Purdom Mgmt For For For
12 Elect Barbara Rimer Mgmt For For For
13 Elect Marvin Schuster Mgmt For For For
14 Elect David Thompson Mgmt For For For
15 Elect Robert Wright Mgmt For For For
16 Elect Takuro Yoshida Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Ratification of Auditor Mgmt For For For
Alliant Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
LNT CUSIP 018802108 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Bennett Mgmt For For For
1.2 Elect Darryl Hazel Mgmt For For For
1.3 Elect David Perdue Mgmt For For For
1.4 Elect Judith Pyle Mgmt For For For
2 2010 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Analog Devices,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 07/20/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Option Exchange Program Mgmt For For For
Annaly Capital
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kevin Brady Mgmt For For For
1.2 Elect E. Wayne Nordberg Mgmt For For For
2 2010 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Anworth Mortgage
Asset
Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd McAdams Mgmt For For For
2 Elect Lee Ault, III Mgmt For Against Against
3 Elect Charles Black Mgmt For Against Against
4 Elect Joe Davis Mgmt For For For
5 Elect Robert Davis Mgmt For For For
6 Elect Joseph McAdams Mgmt For For For
7 Ratification of Auditor Mgmt For For For
Apollo
Investment
Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ashok Bakhru Mgmt For For For
1.2 Elect John Hannan Mgmt For For For
1.3 Elect James Zelter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval to Sell Shares of Common Mgmt For For For
Stock Below Net Asset
Value
4 Issuance of Warrants Mgmt For For For
Arthur J.
Gallagher &
Co.
Ticker Security ID: Meeting Date Meeting Status
AJG CUSIP 363576109 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Bax Mgmt For For For
2 Elect Frank English Jr. Mgmt For For For
3 Elect J. Patrick Gallagher, Jr. Mgmt For For For
4 Elect Ilene Gordon Mgmt For Against Against
5 Elect David Johnson Mgmt For For For
6 Elect James Wimmer Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Senior Management Incentive Plan Mgmt For For For
Bemis Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Curler Mgmt For For For
1.2 Elect Roger O'Shaughnessy Mgmt For For For
1.3 Elect David Haffner Mgmt For For For
1.4 Elect Holly Van Deursen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Ratio Between CEO and
Employee
Pay
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 04/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For For For
5 Elect Cynthia Carroll Mgmt For For For
6 Elect Sir William Castell Mgmt For For For
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Douglas Flint Mgmt For For For
12 Elect Byron Grote Mgmt For For For
13 Elect Anthony Hayward Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Elect DeAnne Julius Mgmt For Against Against
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Adoption of New Articles Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Renewal of Executive Directors' Mgmt For Against Against
Incentive
Plan
24 Scrip Dividend Mgmt For For For
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Sunrise SAGD
Project
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Dillon Mgmt For For For
1.2 Elect Juan Gallardo Mgmt For For For
1.3 Elect William Osborn Mgmt For For For
1.4 Elect Edward Rust, Jr. Mgmt For For For
1.5 Elect Susan Schwab Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
4 Repeal of Classified Board Mgmt For For For
5 Elimination of Supermajority Mgmt For For For
Requirement
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
8 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Chevron
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Chuck Hagel Mgmt For For For
6 Elect Enrique Hernandez, Jr. Mgmt For For For
7 Elect Franklyn Jenifer Mgmt For For For
8 Elect George Kirkland Mgmt For For For
9 Elect Sam Nunn Mgmt For For For
10 Elect Donald Rice Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Charles Shoemate Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Ronald Sugar Mgmt For For For
15 Elect Carl Ware Mgmt For For For
16 Elect John Watson Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Amendment to the By-Laws Regarding Mgmt For For For
the Right to Call Special
Meetings
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Payments to
Governments
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Bobby Shackouls Mgmt For For For
12 Elect Victoria Tschinkel Mgmt For For For
13 Elect Kathryn Turner Mgmt For For For
14 Elect William Wade, Jr. Mgmt For For For
15 Ratification of Auditor Mgmt For Against Against
16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For
Management
Report
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Financial Risks of Climate
Change
21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For
Chemicals
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
Consolidated
Edison,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kevin Burke Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For For For
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For For For
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For For For
10 Elect Eugene McGrath Mgmt For For For
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
Cooper
Industries
plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Butler Mgmt For Against Against
2 Elect Dan Smith Mgmt For For For
3 Elect Gerald Smith Mgmt For For For
4 Elect Mark Thompson Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority of Subsidiaries to Mgmt For For For
Repurchase
Shares
8 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Cooper
Industries,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24182100 08/31/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Ireland
2 Creation of Distributable Reserves Mgmt For For For
Deluxe, Corp.
Ticker Security ID: Meeting Date Meeting Status
DLX CUSIP 248019101 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Baldwin Mgmt For For For
1.2 Elect Charles Haggerty Mgmt For For For
1.3 Elect Isaiah Harris, Jr. Mgmt For For For
1.4 Elect Don McGrath Mgmt For For For
1.5 Elect Cheryl Mayberry McKissack Mgmt For For For
1.6 Elect Neil Metviner Mgmt For For For
1.7 Elect Stephen Nachtsheim Mgmt For For For
1.8 Elect Mary O'Dwyer Mgmt For For For
1.9 Elect Martyn Redgrave Mgmt For For For
1.10 Elect Lee Schram Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Dime Community
Bancshares,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DCOM CUSIP 253922108 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Vincent Palagiano Mgmt For For For
1.2 Elect Patrick Curtin Mgmt For Withhold Against
1.3 Elect Omer Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Dominion
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Barr Mgmt For For For
2 Elect Peter Brown Mgmt For For For
3 Elect George Davidson, Jr. Mgmt For For For
4 Elect Thomas Farrell, II Mgmt For For For
5 Elect John Harris Mgmt For For For
6 Elect Robert Jepson, Jr. Mgmt For For For
7 Elect Mark Kington Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect Robert Spilman, Jr. Mgmt For For For
11 Elect David Wollard Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Elimination of Supermajority Mgmt For For For
Requirement to Amend Articles of
Incorporation
14 Elimination of Supermajority Mgmt For For For
Requirement to Amend the
Bylaws
15 Elimination of Supermajority Mgmt For For For
Requirement Regarding Setting the
Exact Number of
Directors
16 Elimination of Supermajority Mgmt For For For
Requirement Regarding Removal of a
Director for
Cause
17 Clarifying Amendments to Articles of Mgmt For For For
Incorporation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of 20% Renewable
Energy
Goal
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Nuclear Power Plant
Construction
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
DPL Inc.
Ticker Security ID: Meeting Date Meeting Status
DPL CUSIP 233293109 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Biggs Mgmt For For For
1.2 Elect Pamela Morris Mgmt For For For
1.3 Elect Ned Sifferlen Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
E. I. du Pont de
Nemours and
Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Bodman Mgmt For For For
2 Elect Richard Brown Mgmt For For For
3 Elect Robert Brown Mgmt For For For
4 Elect Bertrand Collomb Mgmt For For For
5 Elect Curtis Crawford Mgmt For For For
6 Elect Alexander Cutler Mgmt For For For
7 Elect John Dillon Mgmt For For For
8 Elect Eleuthere Du Pont Mgmt For For For
9 Elect Marillyn Hewson Mgmt For For For
10 Elect Lois Juliber Mgmt For For For
11 Elect Ellen Kullman Mgmt For For For
12 Elect William Reilly Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendment to Human Rights Policy
Regarding Seed Saving
Rights
Eastman Chemical
Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Anderson Mgmt For For For
2 Elect Renee Hornbaker Mgmt For For For
3 Elect Thomas McLain Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Todd Bluedorn Mgmt For For For
2 Elect Christopher Connor Mgmt For Against Against
3 Elect Michael Critelli Mgmt For For For
4 Elect Charles Golden Mgmt For For For
5 Elect Ernie Green Mgmt For For For
6 Ratification of Auditor Mgmt For For For
Eli Lilly and
Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect Winfried Bischoff Mgmt For Against Against
3 Elect R. David Hoover Mgmt For Against Against
4 Elect Franklyn Prendergast Mgmt For For For
5 Elect Kathi Seifert Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Repeal of Classified Board Mgmt For For For
8 Elimination of Supermajority Mgmt For For For
Requirement
9 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Exclusion of CEOs from Compensation
Committee
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
First Niagara
Financial
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FNFG CUSIP 33582V108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Jeremiah Mgmt For For For
1.2 Elect John Koelmel Mgmt For For For
1.3 Elect George Philip Mgmt For For For
1.4 Elect Louise Woerner Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
Genuine Parts
Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Johns Mgmt For For For
1.6 Elect Michael Johns Mgmt For For For
1.7 Elect J. Hicks Lanier Mgmt For For For
1.8 Elect Wendy Needham Mgmt For For For
1.9 Elect Jerry Nix Mgmt For Withhold Against
1.10 Elect Larry Prince Mgmt For For For
1.11 Elect Gary Rollins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Hawaiian
Electric
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HE CUSIP 419870100 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Fargo Mgmt For For For
1.2 Elect Kelvin Taketa Mgmt For For For
1.3 Elect Jeffrey Watanabe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Equity and Incentive Plan Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Cathleen Black Mgmt For Against Against
3 Elect William Brody Mgmt For For For
4 Elect Kenneth Chenault Mgmt For For For
5 Elect Michael Eskew Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect Taizo Nishimuro Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect Samuel Palmisano Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Zambrano Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Ishares Trust
Msci Acwi Ex US
Ind
Ticker Security ID: Meeting Date Meeting Status
JKF CUSIP 464288N22 11/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 GEORGE G.C. PARKER Mgmt For For For
1.2 J. DARRELL DUFFIE Mgmt For Withhold Against
1.3 CECILIA H. HERBERT Mgmt For For For
1.4 CHARLES A. HURTY Mgmt For For For
1.5 JOHN E. KERRIGAN Mgmt For For For
1.6 ROBERT H. SILVER Mgmt For For For
1.7 LEE T. KRANEFUSS Mgmt For Withhold Against
1.8 JOHN E. MARTINEZ Mgmt For For For
1.9 ROBERT S. KAPITO Mgmt For For For
Ishares Trust
Msci Acwi Ex US
Ind
Ticker Security ID: Meeting Date Meeting Status
JKF CUSIP 464288513 11/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve a new investment advisory Mgmt For For For
agreement between each Company, on
behalf of each of its funds and
Barclays Global Fund Advisors [the
adviser]
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect Dennis Beresford Mgmt For Against Against
3 Elect John Bergstrom Mgmt For For For
4 Elect Abelardo Bru Mgmt For For For
5 Elect Robert Decherd Mgmt For For For
6 Elect Thomas Falk Mgmt For For For
7 Elect Mae Jemison Mgmt For For For
8 Elect James Jenness Mgmt For For For
9 Elect Ian Read Mgmt For For For
10 Elect Linda Rice Mgmt For For For
11 Elect Marc Shapiro Mgmt For For For
12 Elect G. Craig Sullivan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajaypal Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect Mackey McDonald Mgmt For Against Against
7 Elect John Pope Mgmt For For For
8 Elect Fedric Reynolds Mgmt For For For
9 Elect Irene Rosenfeld Mgmt For For For
10 Elect Jean-Francois van Boxmeer Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Elect Frank Zarb Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virgis Colbert Mgmt For Withhold Against
1.2 Elect Richard Roedel Mgmt For Withhold Against
1.3 Elect David Taylor Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
M&T Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect Robert Bennett Mgmt For For For
1.3 Elect C. Angela Bontempo Mgmt For For For
1.4 Elect Robert Brady Mgmt For Withhold Against
1.5 Elect Michael Buckley Mgmt For For For
1.6 Elect T. Jefferson Cunningham, III Mgmt For For For
1.7 Elect Mark Czarnecki Mgmt For For For
1.8 Elect Colm Doherty Mgmt For For For
1.9 Elect Gary Geisel Mgmt For For For
1.10 Elect Patrick Hodgson Mgmt For For For
1.11 Elect Richard King Mgmt For Withhold Against
1.12 Elect Jorge Pereira Mgmt For For For
1.13 Elect Michael Pinto Mgmt For For For
1.14 Elect Melinda Rich Mgmt For For For
1.15 Elect Robert Sadler, Jr. Mgmt For For For
1.16 Elect Herbert Washington Mgmt For For For
1.17 Elect Robert Wilmers Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
Maxim Integrated
Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 12/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tunc Doluca Mgmt For For For
1.2 Elect B. Kipling Hagopian Mgmt For For For
1.3 Elect James Bergman Mgmt For Withhold Against
1.4 Elect Joseph Bronson Mgmt For For For
1.5 Elect Robert Grady Mgmt For Withhold Against
1.6 Elect William Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Employee Stock Mgmt For For For
Purchase
Plan
4 Amendment to the 1996 Stock Mgmt For Against Against
Incentive
Plan
5 Executive Bonus Plan Mgmt For For For
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Walter Massey Mgmt For For For
2 Elect John Rogers, Jr. Mgmt For For For
3 Elect Roger Stone Mgmt For For For
4 Elect Miles White Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-Free
Eggs
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Thomas Glocer Mgmt For For For
5 Elect Steven Goldstone Mgmt For For For
6 Elect William Harrison, Jr. Mgmt For For For
7 Elect Harry Jacobson Mgmt For For For
8 Elect William Kelley Mgmt For For For
9 Elect C. Robert Kidder Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect Carlos Represas Mgmt For For For
12 Elect Patricia Russo Mgmt For For For
13 Elect Thomas Shenk Mgmt For For For
14 Elect Anne Tatlock Mgmt For For For
15 Elect Craig Thompson Mgmt For For For
16 Elect Wendell Weeks Mgmt For For For
17 Elect Peter Wendell Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 2010 Incentive Stock Plan Mgmt For For For
20 2010 Non-Employee Directors Stock Mgmt For For For
Option
Plan
Meredith
Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Craigie Mgmt For For For
1.2 Elect William Kerr Mgmt For For For
1.3 Elect Frederick Henry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reaffirm Material Terms of 2004 Mgmt For For For
Stock Incentive
Plan
4 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
Methanex
Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Aitken Mgmt For For For
1.2 Elect Howard Balloch Mgmt For For For
1.3 Elect Pierre Choquette Mgmt For For For
1.4 Elect Phillip Cook Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Robert Kostelnik Mgmt For For For
1.7 Elect Douglas Mahaffy Mgmt For For For
1.8 Elect A. Terence Poole Mgmt For For For
1.9 Elect John Reid Mgmt For For For
1.10 Elect Janice Rennie Mgmt For Withhold Against
1.11 Elect Monica Sloan Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to the Stock Option Plan Mgmt For For For
4 SHP Advisory Vote on Compensation Mgmt Against For Against
Report (Say on
Pay)
MFA Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stewart Zimmerman Mgmt For For For
1.2 Elect James Brodsky Mgmt For For For
1.3 Elect Alan Gosule Mgmt For Withhold Against
2 Amendment to the 2004 Equity Mgmt For Against Against
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Gates, III Mgmt For For For
2 Elect Steven Ballmer Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Restoration of Right to Call a Mgmt For For For
Special
Meeting
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Charitable
Contributions
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP Y62196103 12/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rex Harrington Mgmt For Withhold Against
1.2 Elect Allan Shaw Mgmt For For For
1.3 Elect John Stratakis Mgmt For For For
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gordon Hall Mgmt For For For
1.2 Elect Jon Marshall Mgmt For For For
2 Amendment to the 1991 Stock Option Mgmt For For For
and Restricted Stock
Plan
Northrop Grumman
Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For For For
3 Elect Thomas Fargo Mgmt For For For
4 Elect Victor Fazio Mgmt For For For
5 Elect Donald Felsinger Mgmt For For For
6 Elect Stephen Frank Mgmt For Against Against
7 Elect Bruce Gordon Mgmt For For For
8 Elect Madeleine Kleiner Mgmt For For For
9 Elect Karl Krapek Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect Aulana Peters Mgmt For Against Against
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Certificate Regarding Mgmt For For For
to the Right to Call a Special
Meeting
15 Amendment Certificate of Northrop Mgmt For For For
Grumman Systems Corporation
Regarding the Deletion of Company
Shareholder Approvals for Certain
Transactions
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendment Regarding Advisory Vote on Mgmt For For For
Compensation
Policy
6 Elect Marjorie Yang Mgmt For For For
7 Elect Daniel Vasella Mgmt For For For
8 Elect Hans-Jorg Rudloff Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Business Mgmt For Against Against
NSTAR
Ticker Security ID: Meeting Date Meeting Status
NST CUSIP 67019E107 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Countryman Mgmt For For For
2 Elect James DiStasio Mgmt For For For
3 Elect Thomas May Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Nu Skin
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NUS CUSIP 67018T105 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nevin Andersen Mgmt For For For
1.2 Elect Daniel Campbell Mgmt For For For
1.3 Elect E.J. Garn Mgmt For For For
1.4 Elect M. Truman Hunt Mgmt For For For
1.5 Elect Andrew Lipman Mgmt For For For
1.6 Elect Steven Lund Mgmt For Withhold Against
1.7 Elect Patricia Negron Mgmt For For For
1.8 Elect Thomas Pisano Mgmt For For For
1.9 Elect Blake Roney Mgmt For For For
1.10 Elect Sandra Tillotson Mgmt For For For
1.11 Elect David Ussery Mgmt For For For
2 2010 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For For For
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For For For
5 Elect David Kyle Mgmt For For For
6 Elect Bert Mackie Mgmt For For For
7 Elect Jim Mogg Mgmt For For For
8 Elect Jim Mogg Mgmt For For For
9 Elect Gary Parker Mgmt For For For
10 Elect Eduardo Rodriguez Mgmt For For For
11 Elect Gerald Smith Mgmt For For For
12 Elect David Tippeconnic Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Partner
Communications
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CUSIP 70211M109 04/28/2010 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Set Auditor's Fees Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Election of Directors (Slate); Fees Mgmt For For For
5 Indemnification of Directors/Officers Mgmt For For For
6 Declaration of Material Interest Mgmt N/A Against N/A
7 Related Party Transactions Mgmt For For For
8 Declaration of Material Interest Mgmt N/A Against N/A
9 Declaration of Material Interest Mgmt N/A Against N/A
Partner
Communications
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CUSIP 70211M109 10/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Mr. Ben-Zeev as an Mgmt For For For
External
Director
2 Controlling interest? Mgmt N/A Against N/A
3 Approval of an Run-Off Insurance Mgmt For For For
Policy
4 Controlling interest? Mgmt N/A Against N/A
5 Approval of a Registration Rights Mgmt For For For
Agreement
6 Controlling interest? Mgmt N/A Against N/A
7 Indemnification of Directors and Mgmt For For For
Office
Holders
8 Controlling interest? Mgmt N/A Against N/A
9 Approval of the Company's Director Mgmt For For For
and Office Holder Insurance
Policy
10 Bundled Amendments to Articles Mgmt For Against Against
11 Controlling interest? Mgmt N/A Against N/A
12 Controlling interest? Mgmt N/A Against N/A
Pepco Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
POM CUSIP 713291102 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jack Dunn IV Mgmt For For For
1.2 Elect Terence Golden Mgmt For For For
1.3 Elect Patrick Harker Mgmt For For For
1.4 Elect Frank Heintz Mgmt For For For
1.5 Elect Barbara Krumsiek Mgmt For For For
1.6 Elect George MacCormack Mgmt For For For
1.7 Elect Lawrence Nussdorf Mgmt For For For
1.8 Elect Patricia Oelrich Mgmt For For For
1.9 Elect Joseph Rigby Mgmt For For For
1.10 Elect Frank Ross Mgmt For For For
1.11 Elect Pauline Schneider Mgmt For Withhold Against
1.12 Elect Lester Silverman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect Robert Burt Mgmt For For For
5 Elect W. Don Cornwell Mgmt For For For
6 Elect Frances Fergusson Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect James Kilts Mgmt For For For
10 Elect Jeffrey Kindler Mgmt For For For
11 Elect George Lorch Mgmt For For For
12 Elect John Mascotte Mgmt For For For
13 Elect Suzanne Nora Johnson Mgmt For For For
14 Elect Stephen Sanger Mgmt For For For
15 Elect William Steere, Jr. Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Amendment to Bylaws Regarding the Mgmt For For For
Right to Call a Special
Meeting
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option
Policy
Polaris
Industries
Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Caulk Mgmt For For For
1.2 Elect Bernd Kessler Mgmt For For For
1.3 Elect Scott Wine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PowerShares
WilderHill
Clean Energy
Portfolio
Ticker Security ID: Meeting Date Meeting Status
PXJ CUSIP 73935X229 03/22/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronn Bagge Mgmt For For For
1.2 Elect Todd Barre Mgmt For For For
1.3 Elect H. Bruce Bond Mgmt For For For
1.4 Elect Kevin Carome Mgmt For Withhold Against
1.5 Elect Marc Kole Mgmt For For For
1.6 Elect Philip Nussbaum Mgmt For For For
1.7 Elect Donald Wilson Mgmt For For For
Reynolds
American
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martin Feinstein Mgmt For For For
1.2 Elect Susan Ivey Mgmt For For For
1.3 Elect Lionel Nowell, III Mgmt For For For
1.4 Elect Neil Withington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Health Risks of
Tobacco
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joshua Martin, III Mgmt For For For
1.2 Elect James Micali Mgmt For For For
1.3 Elect Harold Stowe Mgmt For For For
2 Amendment to the Long-Term Equity Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
Ship Finance
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
SFL CUSIP G81075106 09/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Leand Mgmt For For For
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Craig Stevenson, Jr. Mgmt For For For
4 Elect Hans Petter Aas Mgmt For For For
5 Elect Cecilie Fredriksen Mgmt For For For
6 Board Size Mgmt For For For
7 Board Vacancies Mgmt For Against Against
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Directors' Fees Mgmt For For For
10 Reduction in Share Premium Account Mgmt For For For
Snap-on
Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Fiedler Mgmt For For For
2 Elect James Holden Mgmt For For For
3 Elect W. Dudley Lehman Mgmt For For For
4 Elect Edward Rensi Mgmt For For For
5 Ratification of Auditor Mgmt For For For
Sun Life
Financial
Inc.
Ticker Security ID: Meeting Date Meeting Status
SLF CUSIP 866796105 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect John Clappison Mgmt For Withhold Against
1.3 Elect David Ganong Mgmt For For For
1.4 Elect Germaine Gibara Mgmt For For For
1.5 Elect Krystyna Hoeg Mgmt For For For
1.6 Elect David Kerr Mgmt For For For
1.7 Elect Idalene Kesner Mgmt For For For
1.8 Elect Mitchell Merin Mgmt For For For
1.9 Elect Bertin Nadeau Mgmt For For For
1.10 Elect Ronald Osborne Mgmt For For For
1.11 Elect Hugh Segal Mgmt For For For
1.12 Elect Donald Stewart Mgmt For For For
1.13 Elect James Sutcliffe Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
The Dow Chemical
Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For Against Against
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect John Hess Mgmt For Against Against
7 Elect Andrew Liveris Mgmt For For For
8 Elect Paul Polman Mgmt For For For
9 Elect Dennis Reilley Mgmt For Against Against
10 Elect James Ringler Mgmt For Against Against
11 Elect Ruth Shaw Mgmt For Against Against
12 Elect Paul Stern Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call Special
Meetings
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Remediation in the
Midland
Area
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Empire
District
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
EDE CUSIP 291641108 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ross Hartley Mgmt For For For
1.2 Elect Herbert Schmidt Mgmt For For For
1.3 Elect C. James Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of Mgmt For For For
Performance Goals Under the 2005
Omnibus Stock Incentive
Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
14 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
The Lubrizol
Corporation
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Campbell Mgmt For For For
1.2 Elect James Hambrick Mgmt For For For
1.3 Elect Gordon Harnett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For For For
The Stanley Works
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854616109 03/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issuance of Shares Pursuant to Mgmt For For For
Merger/Acquisition
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2009 Long-Term Mgmt For For For
Incentive
Plan
4 Right to Adjourn Meeting Mgmt For For For
Thomson Reuters
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRI CUSIP 884903105 08/07/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Unification of Dual Listed Structure Mgmt For Against Against
TransAlta
Corporation
Ticker Security ID: Meeting Date Meeting Status
TA CUSIP 89346D107 04/29/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect Stephen Baum Mgmt For For For
1.3 Elect Timothy Faithfull Mgmt For For For
1.4 Elect Gordon Giffin Mgmt For For For
1.5 Elect Kent Jespersen Mgmt For For For
1.6 Elect Michael Kanovsky Mgmt For Withhold Against
1.7 Elect Donna Kaufman Mgmt For For For
1.8 Elect Gordon Lackenbauer Mgmt For For For
1.9 Elect Karen Maidment Mgmt For For For
1.10 Elect Martha Piper Mgmt For For For
1.11 Elect Stephen Snyder Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to the Share Option Plan Mgmt For For For
4 Amendment to the Performance Share Mgmt For For For
Ownership
Plan
5 Shareholder Rights Plan Mgmt For For For
TransCanada
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 04/30/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kevin Benson Mgmt For For For
1.2 Elect Derek Burney Mgmt For For For
1.3 Elect Wendy Dobson Mgmt For For For
1.4 Elect E. Linn Draper, Jr. Mgmt For For For
1.5 Elect Paule Gauthier Mgmt For For For
1.6 Elect Kerry Hawkins Mgmt For For For
1.7 Elect S. Barry Jackson Mgmt For For For
1.8 Elect Paul Joskow Mgmt For For For
1.9 Elect Harold Kvisle Mgmt For For For
1.10 Elect John MacNaughton Mgmt For For For
1.11 Elect David O'Brien Mgmt For For For
1.12 Elect W. Thomas Stephens Mgmt For For For
1.13 Elect D. Michael Stewart Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Stock Option Plan Renewal Mgmt For For For
4 Continuation of Shareholder Rights Mgmt For For For
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Carucci Mgmt For For For
1.2 Elect Juliana Chugg Mgmt For For For
1.3 Elect George Fellows Mgmt For For For
1.4 Elect Clarence Otis Jr. Mgmt For For For
2 Amendment to the 1996 Stock Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
XL Capital Ltd
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98255105 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Joseph Mauriello Mgmt For Against Against
2 Elect Eugene McQuade Mgmt For Against Against
3 Elect Clayton Rose Mgmt For For For
4 Ratification of Auditor Mgmt For For For
XL Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98255105 04/30/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from Cayman Islands Mgmt For For For
to
Ireland
2 Right to Adjourn Meeting Mgmt For For For
3 Creation of Distributable Reserves Mgmt For For For
4 Amendments to Articles - Director Mgmt For Against Against
Nomination
Procedures
5 Amendments to Articles - Change in Mgmt For For For
Company
Name
6 Right to Adjourn Meeting Mgmt For For For
Item 7: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Europe Fund
Reporting Period: 7/1/2009 - 6/30/2010
Adidas AG
Ticker Security ID: Meeting Date Meeting Status
ADS CINS D0066B102 05/06/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Compensation Policy Mgmt For Against Against
8 Amendments to Articles Mgmt For For For
9 Increase in Authorized Capital Mgmt For For For
10 Cancellation of Contingent Capital Mgmt For For For
1991/I
11 Cancellation of Contingent Capital Mgmt For For For
2003/II
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
15 Dematerialization of Bearer Shares Mgmt For For For
16 Appointment of Auditor Mgmt For For For
Allianz SE
Ticker Security ID: Meeting Date Meeting Status
ALV CINS D03080112 05/05/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Elect Peter Sutherland Mgmt For For For
8 Compensation Policy Mgmt For For For
9 Increase in Authorized Capital I Mgmt For For For
10 Increase in Authorized Capital II Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For For For
Instruments: Increase in
Conditional
Capital
12 Authority to Trade in Company Stock Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
15 Intra-company Control Agreements Mgmt For For For
16 Intra-company Control Agreements Mgmt For For For
ArcelorMittal
S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D129 05/11/2010 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Consolidated Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Results/Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Ratification of Board Acts Mgmt For For For
8 Acknowledgment of Board Resignation Mgmt For For For
and
Cooptation
9 Elect Vanisha Mittal Bahtia Mgmt For For For
10 Elect Jeannot Krecke Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Stock Option Plan Mgmt For For For
14 Employee Share Purchase Plan Mgmt For For For
15 Waiver of Public Offer Requirement Mgmt For For For
Asya Katilim
Bankasi
Ticker Security ID: Meeting Date Meeting Status
ASYAB CINS M15323104 03/20/2010 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Board Mgmt For For For
3 Minutes Mgmt For For For
4 Reports Mgmt For For For
5 Accounts Mgmt For For For
6 Ratification of Co-option of Board Mgmt For For For
Members
7 Ratification of Board and Statutory Mgmt For For For
Auditors'
Acts
8 Directors and Statutory Auditors' Mgmt For Abstain Against
Fees
9 Election of High Advisory Board and Mgmt For Abstain Against
Authority to Set
Fees
10 Appointment of Auditor Mgmt For Abstain Against
11 Charitable Donations Mgmt For For For
12 Disclosure Policy Mgmt For For For
13 Related Party Transactions Mgmt For For For
14 Closing Mgmt For For For
Banco Santander
S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CINS E19790109 06/11/2010 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Ratification Mgmt For For For
of Board
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect angel Jado Becerro de Bengoa Mgmt For For For
5 Elect Francisco Javier Botin-Sanz de Mgmt For For For
Sautuola y
O'Shea
6 Elect Isabel Tocino Biscarolasaga Mgmt For For For
7 Elect Fernando de Asua alvarez Mgmt For For For
8 Elect Alfredo Saenz Abad Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Script Dividend Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Issue Script Dividend Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Convertible and Mgmt For For For
Non-Convertible Debt
Instruments
17 Long-Term Incentive Plan Mgmt For For For
18 UK Employee Stock Purchase Plan Mgmt For For For
19 Authority to Carry Out Formalities Mgmt For For For
20 Remuneration Report Mgmt For For For
Bim Birlesik
Magazalar
As
Ticker Security ID: Meeting Date Meeting Status
BIMAS CINS M2014F102 11/10/2009 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Mgmt For For For
Chairman
3 Interim Dividend Mgmt For Abstain Against
4 wishes Mgmt For For For
Carlsberg A/S
Ticker Security ID: Meeting Date Meeting Status
CARL-B CINS K36628137 03/25/2010 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports; Ratification Mgmt For For For
of Board and Management
Acts
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendment Regarding Company's Address Mgmt For For For
8 Amendment Regarding Official Language Mgmt For For For
9 Amendment Regarding Electronic Mgmt For For For
Communication
10 Amendment Regarding Meeting Notice Mgmt For For For
and Meeting
Location
11 Amendment Regarding Extraordinary Mgmt For For For
General
Meetings
12 Amendment Regarding General Meeting Mgmt For For For
13 Amendments Regarding Meeting Mgmt For For For
Documents
14 Amendment Regarding Voting Rights Mgmt For For For
and
Admission
15 Amendment Regarding Shareholder Mgmt For For For
Proposals
16 Amendment Regarding Proxies Mgmt For For For
17 Amendment Regarding Meeting Agenda Mgmt For For For
18 Amendment Regarding Meeting Minutes Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Elect Jess Soderberg Mgmt For For For
21 Elect Flemming Besenbacher Mgmt For For For
22 Elect Per ohrgaard Mgmt For Against Against
23 Elect Lars Stemmerik Mgmt For For For
24 Appointment of Auditor Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
CNP Assurances
Ticker Security ID: Meeting Date Meeting Status
CNP CINS F1876N318 05/25/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Severance Package (Gilles Benoist) Mgmt For For For
9 Ratification of the Co-option of Mgmt For For For
Tommaso
Padoa-Schioppa
10 Authority to Repurchase Shares Mgmt For Against Against
11 Replacement of Auditor and Alternate Mgmt For For For
Auditor
12 Appointment of Auditor and Mgmt For For For
Replacement of Alternate
Auditor
13 Stock Split Mgmt For For For
14 Amendment to Articles Regarding Mgmt For For For
Stock
Split
15 Authority to Carry Out Formalities Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
Compagnie de
Saint-Gobain
Ticker Security ID: Meeting Date Meeting Status
SGO CINS F80343100 06/03/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Form of Dividend Payment Mgmt For For For
7 Elect Pierre-Andre de Chalendar Mgmt For For For
8 Severance Package (Pierre Andre de Mgmt For Against Against
Chalendar)
9 Supplementary Retirement Plan Mgmt For For For
(Pierre-Andre de
Chalendar)
10 Life Insurance (Pierre-Andre de Mgmt For For For
Chalendar)
11 Related Party Transaction Mgmt For Against Against
(Jean-Louis Beffa and Societe
Civile
Immobiliere)
12 Authority to Repurchase Shares Mgmt For For For
13 Appointment of Auditor Mgmt For For For
(PricewaterhouseCoopers
Audit)
14 Appointment of Alternate Auditor Mgmt For For For
(Yves
Nicolas)
15 Authority to Issue Warrants as a Mgmt For Against Against
Takeover
Defense
16 Amendments to Articles Regarding Mgmt For For For
Electronic
Voting
17 Authority to Carry Out Formalities Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
Compagnie
Financiere
Richemont
S.A.
Ticker Security ID: Meeting Date Meeting Status
CFR CINS H25662158 09/09/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Elect Johann Rupert Mgmt For For For
6 Elect Jean-Paul Aeschimann Mgmt For Against Against
7 Elect Dr. Franco Cologni Mgmt For For For
8 Elect Lord Douro Mgmt For Against Against
9 Elect Yves-Andre Istel Mgmt For For For
10 Elect Richard Lepeu Mgmt For For For
11 Elect Ruggero Magnoni Mgmt For Against Against
12 Elect Simon Murray Mgmt For For For
13 Elect Alain Dominique Perrin Mgmt For For For
14 Elect Norbert Platt Mgmt For For For
15 Elect Alan Quasha Mgmt For For For
16 Elect Lord Renwick of Clifton Mgmt For For For
17 Elect Jan Rupert Mgmt For For For
18 Elect Jurgen Schrempp Mgmt For For For
19 Elect Martha Wikstrom Mgmt For Against Against
20 Appointment of Auditor Mgmt For For For
Danske Bank A/S
Ticker Security ID: Meeting Date Meeting Status
DDB CINS K22272114 03/23/2010 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Elect Alf Duch-Pedersen Mgmt For Against Against
5 Elect Eivind Kolding Mgmt For For For
6 Elect Peter Hojland Mgmt For For For
7 Elect Mats Jansson Mgmt For For For
8 Elect Majken Schultz Mgmt For For For
9 Elect Sten Scheibye Mgmt For For For
10 Elect Claus Vastrup Mgmt For For For
11 Elect Birgit Aagaard-Svendsen Mgmt For For For
12 Elect Ole Gjesso Andersen Mgmt For For For
13 Elect Michael Fairey Mgmt For For For
14 Resignation of Director Henning Mgmt For For For
Christophersen
15 Resignation of Director Niels Chr. Mgmt For For For
Nielsen
16 Appointment of Auditor Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendment Regarding Official Mgmt For For For
Languages
20 Authority to Issue Shares and Mgmt For Against Against
Convertible Bonds w/ or w/o
Preemptive
Rights
21 Amendments to Articles Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Amendment Regarding Share Register Mgmt For For For
24 Amendment Regarding Electronic Mgmt For For For
Communication
25 Amendment Regarding Extraordinary Mgmt For For For
General
Meeting
26 Amendments Regarding Meeting Notice Mgmt For For For
27 Amendment Regarding General Meetings Mgmt For For For
28 Amendment Regarding Voting Rights Mgmt For For For
and
Admission
29 Amendments Regarding Proxies Mgmt For For For
30 Amendment Regarding the Board of Mgmt For For For
Directors
31 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendment to
Articles
32 Shareholder Proposal Regarding ShrHoldr Against Against For
Winding-Up of Certain
Businesses
33 Shareholder Proposal Regarding Share ShrHoldr Against Against For
Registration
34 Shareholder Proposal Regarding ShrHoldr Against Against For
Preemptive
Rights
35 Shareholder Proposal Regarding ShrHoldr Against For Against
Increase in Authorized
Capital
36 Shareholder Proposal Regarding ShrHoldr Against For Against
Deletion of
Articles
37 Shareholder Proposal Regarding ShrHoldr Against For Against
Convertible
Loans
38 Shareholder Proposal Regarding ShrHoldr Against For Against
Deletion of
Articles
39 Shareholder Proposal Regarding Share ShrHoldr Against Against For
Registration by
Name
40 Shareholder Proposal Regarding ShrHoldr Against Against For
Acknowledgment of
Communication
41 Shareholder Proposal Regarding ShrHoldr Against Against For
Appointment of the Chairman of the
General
Meeting
42 Shareholder Proposal Regarding ShrHoldr Against Against For
Recording of
Minutes
43 Shareholder Proposal Regarding a ShrHoldr Against Against For
Fund to Compensate
Customers
44 Shareholder Proposal Regarding ShrHoldr Against Against For
Treatment of Board
Members
45 Shareholder Proposal Regarding ShrHoldr Against Against For
Director
Tenure
46 Shareholder Proposal Regarding Board ShrHoldr Against Against For
and Employee
Compensation
47 Shareholder Proposal Regarding ShrHoldr Against Against For
Secondary
Names
48 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Members Response to Shareholder
Questions
49 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Incentive Pay to Share
Price Before
Acquisitions
50 Shareholder Proposal Regarding ShrHoldr Against Against For
Equity
Compensation
51 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Member Reporting on Trades of
Company
Shares
52 Shareholder Proposal Regarding ShrHoldr Against Against For
Voting
Procedures
53 Shareholder Proposal Regarding ShrHoldr Against Against For
Allowing the Press to Attend,
Photograph and Film the General
Meeting
54 Shareholder Proposal Regarding ShrHoldr Against Against For
Recording of the General
Meeting
55 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Votes For or Against
for Holders of Over 5% of
Outstanding
Shares
56 Shareholder Proposal Regarding ShrHoldr Against Against For
Director Shareholding
Requirements
57 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Members Sitting in View of
Shareholders
58 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval by the General Meeting of
Acquisitions and Major
Investments
59 Shareholder Proposal Regarding ShrHoldr Against Against For
Mandatory Board Resignation if the
Company Loses 50% of its Share
Capital
60 Shareholder Proposal Regarding ShrHoldr Against Against For
Moving IT Development from India to
Denmark
61 Authority to Repurchase Shares Mgmt For For For
62 Shareholder Proposal Regarding ShrHoldr Against Against For
Appointment of New
CEO
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CINS D18190898 05/27/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For Against Against
8 Authority to Trade in Company Stock Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
11 Compensation Policy Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
14 Intra-company Control Agreement Mgmt For For For
15 Intra-company Control Agreement Mgmt For For For
Diageo PLC
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 10/14/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Laurence Danon Mgmt For For For
5 Elect Clive Hollick Mgmt For For For
6 Elect Paul Walsh Mgmt For For For
7 Elect Peggy Bruzelius Mgmt For Against Against
8 Elect Betsey Holden Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 EU Political Donations Mgmt For For For
15 2009 Discretionary Incentive Plan Mgmt For For For
16 2009 Executive Long-Term Incentive Mgmt For For For
Plan
17 2009 International Sharematch Plan Mgmt For For For
18 Authority to Establish International Mgmt For For For
Share
Plans
19 2009 Irish Sharesave Plan Mgmt For For For
20 Amendment to 2008 Executive Share Mgmt For For For
Option
Plan
21 Amendment to 2008 Senior Executive Mgmt For For For
Share Option
Plan
22 Amendment to 1999 Senior Executive Mgmt For For For
Share Option
Plan
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Adoption of New Articles Mgmt For For For
DNB Nor ASA
Ticker Security ID: Meeting Date Meeting Status
DNBNOR CINS R1812S105 11/19/2009 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Meeting Notice and Agenda Mgmt For For For
5 Election of an Individual to Check Mgmt For For For
Minutes
6 Issuance of Shares w/ Preemptive Mgmt For For For
Rights
7 Amendments to Articles Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
Erste Group Bank
AG
Ticker Security ID: Meeting Date Meeting Status
EBS CINS A19494102 05/12/2010 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Mgmt For For For
Acts
6 Supervisory Board Fees Mgmt For For For
7 Election of Supervisory Board Members Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Increase in Authorized Capital Mgmt For Against Against
10 Authority to Redeem Participation Mgmt For For For
Certificates
11 Amendments to Articles Mgmt For For For
12 Internal Spin-off of Erste Bank der Mgmt For For For
oesterreichischen Sparkassen
AG
13 Non-Voting Meeting Note N/A N/A N/A N/A
Eurasian Natural
Resources
Corporation
plc
Ticker Security ID: Meeting Date Meeting Status
ENRC CINS G3215M109 06/09/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Felix Vulis Mgmt For For For
5 Elect Zaure Zaurbekova Mgmt For For For
6 Elect Dieter Ameling Mgmt For For For
7 Elect Johannes Sittard Mgmt For For For
8 Elect Roderick Thomson Mgmt For For For
9 Elect Abdraman Yedilbayev Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Adoption of New Articles Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Experian Group
Limited
Ticker Security ID: Meeting Date Meeting Status
EXPN CINS G32655105 07/15/2009 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Chris Callero Mgmt For For For
4 Elect John Peace Mgmt For For For
5 Elect Laurence Danon Mgmt For For For
6 Elect Alan Rudge Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
Gerry Weber
International
AG
Ticker Security ID: Meeting Date Meeting Status
GWI CINS D95473225 06/01/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Ernst Schroder Mgmt For For For
9 Elect Udo Hardieck Mgmt For Against Against
10 Elect Charlotte Weber-Dresselhaus Mgmt For For For
11 Elect Wolf-Albrecht Prautzsch Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Appointment of Auditor Mgmt For For For
HSBC Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/28/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Rona Fairhead Mgmt For Against Against
4 Elect Michael Geoghegan Mgmt For For For
5 Elect Stephen Green Mgmt For For For
6 Elect Gwyn Morgan Mgmt For For For
7 Elect Narayana Murthy Mgmt For For For
8 Elect Simon Robertson Mgmt For For For
9 Elect John Thornton Mgmt For Against Against
10 Elect Sir Brian Williamson Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Amendments to New Articles Mgmt For For For
15 UK Share Incentive Plan Extension Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CINS N4578E413 11/25/2009 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Strategy Plan Mgmt For For For
5 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
Jumbo SA
Ticker Security ID: Meeting Date Meeting Status
BELA CINS X4114P111 12/09/2009 Voted
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Board and Auditors' Mgmt For For For
Acts
5 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
6 Directors' Fees Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Appointment of Audit Committee Mgmt For For For
9 Directors' Fees Mgmt For For For
Kerry Group PLC
Ticker Security ID: Meeting Date Meeting Status
KRZ CINS G52416107 05/05/2010 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Denis Buckley Mgmt For For For
4 Elect Michael Dowling Mgmt For For For
5 Elect Michael Fleming Mgmt For For For
6 Elect John Twomey Mgmt For For For
7 Elect Denis Carroll Mgmt For For For
8 Elect Stan McCarthy Mgmt For For For
9 Elect Donal O'Donoghue Mgmt For For For
10 Elect Gerard O'Hanlon Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
Kingfisher PLC
Ticker Security ID: Meeting Date Meeting Status
KGF CINS G5256E441 06/17/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Anders Dahlvig Mgmt For For For
5 Elect Andrew Bonfield Mgmt For For For
6 Elect Daniel Bernard Mgmt For For For
7 Elect Janis Kong Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
11 Authorisation of Political Donations Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
15 Adoption of New Articles Mgmt For For For
16 Share Incentive Plan Mgmt For For For
KONINKLIJKE
AHOLD
NV
Ticker Security ID: Meeting Date Meeting Status
AH CINS N0139V142 04/13/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Executive Board Acts Mgmt For For For
9 Ratification of Supervisory Board Mgmt For For For
Acts
10 Elect John Rishton Mgmt For For For
11 Elect Lodewijk van den Bergh Mgmt For For For
12 Elect Judith Sprieser Mgmt For For For
13 Amendment to the Supervisory Board Mgmt For For For
Fees
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Reduce Share Capital Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
Kuehne & Nagel
International
AG
Ticker Security ID: Meeting Date Meeting Status
KNIN CINS H4673L145 05/18/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Elect Jurgen Fitschen Mgmt For For For
7 Elect Karl Gernandt Mgmt For For For
8 Elect Hans-Jorg Hager Mgmt For For For
9 Elect Joachim Hausser Mgmt For For For
10 Elect Klaus-Michael Kuehne Mgmt For For For
11 Elect Hans Lerch Mgmt For For For
12 Elect Georg Obermeier Mgmt For Against Against
13 Elect Wolfgang Peiner Mgmt For For For
14 Elect Thomas Staehelin Mgmt For Against Against
15 Elect Bernd Wrede Mgmt For Against Against
16 Elect Joerg Wolle Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Increase in Authorized Capital Mgmt For For For
Legal & General
Group
PLC
Ticker Security ID: Meeting Date Meeting Status
LGEN CINS G54404127 05/26/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Rudy Markham Mgmt For Against Against
4 Elect John Pollock Mgmt For For For
5 Elect Henry Staunton Mgmt For For For
6 Elect James Strachan Mgmt For For For
7 Elect Clara Furse Mgmt For For For
8 Elect John Stewart Mgmt For For For
9 Elect Nigel Wilson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Directors' Remuneration Report Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authorisation of Political Donations Mgmt For For For
16 Adoption of New Articles Mgmt For For For
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Repurchase Shares Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Logica plc
Ticker Security ID: Meeting Date Meeting Status
LOG CINS G55552106 05/05/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Elect Jan Babiak Mgmt For For For
6 Elect David Tyler Mgmt For For For
7 Elect Andy Green Mgmt For For For
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Repurchase Shares Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Adoption of New Articles Mgmt For For For
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CUSIP 677862104 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Elect Lyubov Ivanova Mgmt For For For
3 Elect Pavel Kondratiev Mgmt For For For
4 Elect Vladimir Nikitenko Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Members' Fees Mgmt For For For
8 Audit Commission Members' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Amendments to Regulations Regarding Mgmt For For For
the General Meeting of
Shareholders
11 Related Party Transactions Mgmt For For For
12 Related Party Transactions Mgmt For For For
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CUSIP 677862104 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Vagit Alekperov Mgmt For Abstain Against
2 Elect Igor Belikov Mgmt For For For
3 Elect Victor Blazheev Mgmt For For For
4 Elect Donald Wallette, Jr. Mgmt For Abstain Against
5 Elect Valery Grayfer Mgmt For Abstain Against
6 Elect Herman Gref Mgmt For Against Against
7 Elect Tatiana Esaulkova Mgmt For For For
8 Elect Igor Ivanov Mgmt For Abstain Against
9 Elect Ravil Maganov Mgmt For Abstain Against
10 Elect Sergei Mikhailov Mgmt For For For
11 Elect Mark Mobius Mgmt For For For
12 Elect Aleksander Shokhin Mgmt For For For
Lundin Petroleum
AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 03/22/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Demerger Mgmt For Abstain Against
11 Spin-off Mgmt For Abstain Against
12 Bonus Mgmt For Against Against
13 Non-Voting Agenda Item N/A N/A N/A N/A
Lundin Petroleum
AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 05/06/2010 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For For For
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Election of Directors Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Compensation Guidelines Mgmt For For For
22 2010 Long-Term Incentive Plan Mgmt For Against Against
23 Shareholder Proposal Regarding Mgmt For Against Against
Supplementary Directors'
Fees
24 Authority to Issue Shares and Mgmt For For For
Convertible Bonds w/o Preemptive
Rights
25 Authority to Repurchase and Issue Mgmt For For For
Treasury
Shares
26 Nominating Committee Mgmt For For For
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
Man Group PLC
Ticker Security ID: Meeting Date Meeting Status
EMG CINS G5790V156 07/09/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Jon Aisbitt Mgmt For For For
5 Elect Peter Clarke Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Increase in Authorised Share Capital Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
13 Authority to Repurchase Deferred Mgmt For For For
Dollar
Shares
Man SE
Ticker Security ID: Meeting Date Meeting Status
MAN CINS D51716104 04/01/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For Against Against
6 Ratification of Supervisory Board Mgmt For Against Against
Acts
7 Elect Ulf Berkenhagen Mgmt For Against Against
8 Elect Thomas Kremer Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Increase in Authorized Capital Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For For For
Instruments
12 Amendments to Articles Mgmt For Against Against
13 Amendment to Supervisory Board Mgmt For For For
Members'
Fees
14 Amendments to Articles Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
Metro AG
Ticker Security ID: Meeting Date Meeting Status
MEO CINS D53968125 05/05/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Presentation of Accounts and Mgmt For For For
Reports; Allocation of
Profits/Dividends
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Mgmt For For For
Acts
6 Remuneration Policy Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Jurgen Kluge Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Convertible Mgmt For For For
Bonds; Increase in Conditional
Capital
11 Amendment Regarding Committee Fees Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/26/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board and Management Mgmt For For For
Acts
5 Allocation of Profits/Dividends Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendment Regarding Advisory Vote on Mgmt For For For
Compensation
Policy
8 Elect Marjorie Yang Mgmt For For For
9 Elect Daniel Vasella Mgmt For For For
10 Elect Hans-Jorg Rudloff Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Nutreco Holding
NV
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6508Y120 04/01/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Supervisory Board Committee Fees Mgmt For For For
9 Ratification of Executive Board Acts Mgmt For For For
10 Ratification of Supervisory Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Cancel Cumulative Mgmt For For For
Preference A
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect H. Verhagen Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendments to Articles Mgmt For Against Against
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
Old Mutual PLC
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395106 05/13/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Mike Arnold Mgmt For For For
4 Elect Patrick O'Sullivan Mgmt For For For
5 Elect Nigel Andrews Mgmt For For For
6 Elect Bongani Nqwababa Mgmt For For For
7 Elect Lars Otterbeck Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Directors' Remuneration Report Mgmt For For For
11 Amendments to the Performance Share Mgmt For For For
Plan
12 Scrip Dividend Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Contingent Purchase Contracts Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Adoption of New Articles Mgmt For For For
Omega Pharma
Ticker Security ID: Meeting Date Meeting Status
OME cins B6385E125 05/03/2010 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Ratification of Board and Auditor Mgmt For For For
Acts
8 Non-Executive Directors' Fees Mgmt For For For
9 Elect Lucas Laureys Mgmt For For For
10 Elect Jan Boone Mgmt For For For
11 Elect Benoit Graulich Mgmt For For For
12 Elect Karel Van Eetvelt Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
Orion Oyj
Ticker Security ID: Meeting Date Meeting Status
ORNBV CINS X6002Y112 03/24/2010 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Board and Management Mgmt For For For
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Auditor's Fees Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Special Dividend Mgmt For For For
17 Amendments to Articles Regarding Mgmt For For For
Meeting
Notice
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Treasury Shares Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
Parmalat S.p.A.
Ticker Security ID: Meeting Date Meeting Status
PLT CINS T7S73M107 03/31/2010 Voted
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Election of Statutory Auditors Mgmt For Abstain Against
Praktiker
Bau-und
Heimwerkermarkte
Holding
AG
Ticker Security ID: Meeting Date Meeting Status
PRA CINS D6174B108 05/21/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Remuneration Policy Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
11 Increase in Authorized Capital Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Amendments to Articles Mgmt For For For
14 Intra-company Contracts/Control Mgmt For For For
Agreements
PRUDENTIAL PLC
Ticker Security ID: Meeting Date Meeting Status
PRU CINS G72899100 06/07/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Michael Garrett Mgmt For For For
4 Elect Bridget Macaskill Mgmt For For For
5 Elect Clark Manning Mgmt For For For
6 Elect Barry Stowe Mgmt For For For
7 Elect Nic Nicandrou Mgmt For For For
8 Elect Rob Devey Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Allocation of Profits/Dividends Mgmt For For For
12 Authorisation of Political Donations Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Additional Authority to Issue Shares Mgmt For Against Against
w/ Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC
Ticker Security ID: Meeting Date Meeting Status
PRU CINS G72899100 06/07/2010 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
PRUDENTIAL PLC
Ticker Security ID: Meeting Date Meeting Status
PRU CINS G72899100 06/07/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Approval of Matters Giving Effect to Mgmt For For For
the Scheme of
Arrangement
3 Authority to Allot Shares According Mgmt For For For
to the Rights
Issue
4 Approval of Executive Share Plans Mgmt For For For
5 Approval of Employee Share Plans Mgmt For For For
Randgold
Resources
Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CINS G73740113 05/04/2010 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Kadri Dagdelen Mgmt For For For
3 Elect Philippe Lietard Mgmt For For For
4 Elect Robert Israel Mgmt For For For
5 Elect Norborne Cole Mgmt For Against Against
6 Elect Karl Voltaire Mgmt For Against Against
7 Directors' Remuneration Report Mgmt For Against Against
8 Directors' Fees Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Increase in Authorised Capital Mgmt For For For
11 Amendments to Memorandum Regarding Mgmt For For For
Authorised
Capital
12 Amendments to Articles Regarding Mgmt For For For
Authorised
Capital
RENTOKIL INITIAL
PLC
Ticker Security ID: Meeting Date Meeting Status
RTO CINS G7494G105 05/14/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Richard Burrows Mgmt For For For
4 Elect Duncan Tatton-Brown Mgmt For For For
5 Elect William Rucker Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authorisation of Political Donations Mgmt For For For
Roche Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS H69293217 03/02/2010 Unvoted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
Royal Dutch
Shell
plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/18/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Charles Holliday, Jr. Mgmt For For For
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Malcolm Brinded Mgmt For For For
6 Elect Simon Henry Mgmt For For For
7 Elect Lord Kerr of Kinlochard Mgmt For For For
8 Elect Wim Kok Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Christine Morin-Postel Mgmt For For For
11 Elect Jorma Ollila Mgmt For For For
12 Elect Jeroen van der Veer Mgmt For For For
13 Elect Peter Voser Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Set Auditor's Fees Mgmt For Against Against
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Scrip Dividend Mgmt For For For
21 Authorisation of Political Donations Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Projects
Safran SA
Ticker Security ID: Meeting Date Meeting Status
SAF CINS F4035A557 05/27/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Ratification Mgmt For For For
of Management and Supervisory Board
Acts; Approval of
Non-Tax-Deductible
Expenses
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Appointment of Auditor (Mazars) Mgmt For For For
8 Appointment of Auditor (Ernst & Mgmt For For For
Young et
Autres)
9 Appointment of Alternate Auditor Mgmt For For For
(Gilles
Rainaut)
10 Appointment of Alternate Auditor Mgmt For For For
(Auditex)
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
13 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
14 Authority to Carry Out Formalities Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CINS G7945E105 09/25/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Board Size Mgmt For For For
4 Authority to Fill Board Vacancies Mgmt For Against Against
5 Elect John Fredriksen Mgmt For Against Against
6 Elect Tor Olav Troim Mgmt For Against Against
7 Elect Kate Blankenship Mgmt For For For
8 Elect Kjell Jacobsen Mgmt For For For
9 Elect Kathrine Fredriksen Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Directors' Fees Mgmt For Against Against
12 Transaction of Other Business Mgmt For Against Against
Serco Group PLC
Ticker Security ID: Meeting Date Meeting Status
SRP CINS G80400107 05/11/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Alastair Lyons Mgmt For For For
5 Elect Christopher Hyman Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Adoption of New Articles Mgmt For Against Against
12 EU Political Donations Mgmt For For For
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/26/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratify Peter Loscher Mgmt For For For
7 Ratify Wolfgang Dehen Mgmt For For For
8 Ratify Heinrich Hiesinger Mgmt For Against Against
9 Ratify Joe Kaeser Mgmt For Against Against
10 Ratify Barbara Kux Mgmt For For For
11 Ratify Jim Reid-Anderson Mgmt For For For
12 Ratify Hermann Requardt Mgmt For Against Against
13 Ratify Siegfried Russwurm Mgmt For For For
14 Ratify Peter Solmssen Mgmt For For For
15 Ratify Gerhard Cromme Mgmt For Against Against
16 Ratify Berthold Huber Mgmt For Against Against
17 Ratify Ralf Heckmann Mgmt For Against Against
18 Ratify Josef Ackermann Mgmt For Against Against
19 Ratify Lothar Adler Mgmt For Against Against
20 Ratify Jean-Louis Beffa Mgmt For For For
21 Ratify Gerd von Brandenstein Mgmt For For For
22 Ratify Michael Diekmann Mgmt For For For
23 Ratify Hans Michael Gaul Mgmt For For For
24 Ratify Peter Gruss Mgmt For For For
25 Ratify Bettina Haller Mgmt For For For
26 Ratify Hans-Jurgen Hartung Mgmt For For For
27 Ratify Heinz Hawreliuk Mgmt For Against Against
28 Ratify Harald Kern Mgmt For For For
29 Ratify Nicola Leibinger-Kammuller Mgmt For For For
30 Ratify Werner Monius Mgmt For For For
31 Ratify Hakan Samuelsson Mgmt For For For
32 Ratify Dieter Scheitor Mgmt For For For
33 Ratify Rainer Sieg Mgmt For For For
34 Ratify Birgit Steinborn Mgmt For Against Against
35 Ratify Iain Vallance of Tummel Mgmt For Against Against
36 Ratify Sibylle Wankel Mgmt For For For
37 Approval of Compensation Policy Mgmt For Against Against
38 Appointment of Auditor Mgmt For For For
39 Authority to Repurchase Shares Mgmt For For For
40 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
41 Authority to Issue Convertible Bonds Mgmt For For For
42 Amendments to Articles Mgmt For For For
43 Agreement with Karl-Hermann Baumann Mgmt For For For
44 Agreement with Johannes Feldmayer Mgmt For For For
45 Agreement with Klaus Kleinfeld Mgmt For For For
46 Agreement with Edward Krubasik Mgmt For For For
47 Agreement with Rudi Lamprecht Mgmt For For For
48 Agreement with Heinrich von Pierer Mgmt For For For
49 Agreement with Jurgen Radomski Mgmt For For For
50 Agreement with Uriel Sharef Mgmt For For For
51 Agreement with Klaus Wucherer Mgmt For For For
52 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
53 Shareholder Proposal Regarding ShrHoldr Against Against For
Supervisory Board
Compensation
54 Shareholder Proposal Regarding ShrHoldr Against Against For
Amending the Corporate
Purpose
Societe Generale
Ticker Security ID: Meeting Date Meeting Status
GLE CINS F43638141 05/25/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Form of Dividend Payment Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Supplementary Retirement Benefits Mgmt For For For
(Daniel Bouton, Philippe Citerne,
Didier Alix and Severin
Cabannes)
10 Supplementary Retirement Benefits Mgmt For For For
(Jean-Francois
Sammarcelli)
11 Supplementary Retirement Benefits Mgmt For For For
(Bernardo Sanchez
Incera)
12 Non-Compete Clause (Philippe Citerne) Mgmt For For For
13 Severance Package (Frederic Oudea) Mgmt For For For
14 Non-Compete Clause (Frederic Oudea) Mgmt For For For
15 Elect Robert Castaigne Mgmt For For For
16 Elect Gianemilio Osculati Mgmt For For For
17 Item Removed From Agenda Mgmt Abstain Abstain For
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Increase Capital Through
Capitalizations; Authority to Issue
Debt
Instruments
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
21 Authority to Increase Shares Mgmt For For For
Issuance
Limit
22 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
23 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
24 Authority to Grant Stock Options to Mgmt For Against Against
Employees and
Executives
25 Authority to Restricted Stock to Mgmt For Against Against
Employees and
Executives
26 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
27 Amendments to Articles Regarding Mgmt For For For
Repurchase and Cancellation of
Preferred
Shares
28 Authority to Carry Out Formalities Mgmt For For For
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
Societe Generale
Ticker Security ID: Meeting Date Meeting Status
GLE CINS F43638141 07/06/2009 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of the Co-option of Mgmt For For For
Frederic
Oudea
4 Directors' Fees Mgmt For For For
5 Amendment to Rate of Mgmt For For For
Super-Subordinated
Notes
6 Authority to Carry Out Formalities Mgmt For For For
Sonae Sgps SA
Ticker Security ID: Meeting Date Meeting Status
SON.AE CINS X8252W176 11/09/2009 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2 Elect Christine Cross Mgmt For For For
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R4446E112 05/19/2010 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Chairman Mgmt For For For
5 Agenda Mgmt For For For
6 Voting List Mgmt For For For
7 Election of Individuals to Check Mgmt For For For
Minutes
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Compensation Guidelines Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Elect Olaug Svarva Mgmt For For For
12 Elect Idar Kreutzer Mgmt For For For
13 Elect Karin Aslaksen Mgmt For For For
14 Elect Greger Mannsverk Mgmt For For For
15 Elect Steinar Olsen Mgmt For For For
16 Elect Ingvald Strommen Mgmt For For For
17 Elect Rune Bjerke Mgmt For For For
18 Elect Tore Ulstein Mgmt For For For
19 Elect Live Haukvik Mgmt For For For
20 Elect Siri Kalvig Mgmt For For For
21 Elect Thor Oscar Bolstad Mgmt For For For
22 Elect Barbro Hetta-Jacobsen Mgmt For For For
23 Directors' Fees Mgmt For For For
24 Elect Olaug Svarva Mgmt For For For
25 Elect Bjorn Stale Haavik Mgmt For For For
26 Elect Tom Rathke Mgmt For For For
27 Elect Live Haukvik Aker Mgmt For For For
28 Nomination Committee's Fees Mgmt For For For
29 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
30 Authority to Repurchase Shares for Mgmt For For For
Cancellation
31 Amendments to Articles Mgmt For For For
32 Shareholder Proposal Regarding ShrHoldr Against Against For
Withdrawal from Canadian Oil
Sands
Swatch Group
Ltd.
(The)
Ticker Security ID: Meeting Date Meeting Status
UHR CINS H83949141 05/12/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
Tekfen Holding
A.S.
Ticker Security ID: Meeting Date Meeting Status
TKFEN CINS M8788F103 04/30/2010 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Elect Presiding Board Mgmt For For For
3 Minutes Mgmt For For For
4 Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board and Statutory Mgmt For For For
Auditors'
Acts
7 Election of Directors and Statutory Mgmt For For For
Auditors
8 Directors and Auditors' Fees Mgmt For For For
9 Report on Guarantees Mgmt For For For
10 Charitable Donations Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 wishes Mgmt For For For
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/19/2010 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Meeting Notice and Agenda Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Set Auditor's Fees Mgmt For For For
8 Compensation Policy Mgmt For For For
9 Authority to Repurchase Shares For Mgmt For For For
Cancellation or
Acquisitions
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share
Plans
11 Fees to Members of the Corporate Mgmt For Abstain Against
Assembly and Nomination
Committee
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 11/30/2009 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Meeting Notice and Agenda Mgmt For For For
4 Election of an Individual to Check Mgmt For For For
Minutes
5 Amendments to Articles Regarding Mgmt For For For
General
Meetings
Temenos Group
Ticker Security ID: Meeting Date Meeting Status
TEMN CINS H8547Q107 06/04/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Increase in Authorized Capital Mgmt For Against Against
7 Amendment to Existing Conditional Mgmt For For For
Capital
8 Elect Andreas Andreades Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
TESCO PLC
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 07/03/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Richard Brasher Mgmt For For For
6 Elect Philip Clarke Mgmt For For For
7 Elect Andrew Higginson Mgmt For For For
8 Elect Charles Allen Mgmt For For For
9 Elect Harald Einsmann Mgmt For For For
10 Elect Jacqueline Tammenoms Bakker Mgmt For For For
11 Elect Patrick Cescau Mgmt For For For
12 Elect Ken Hanna Mgmt For For For
13 Elect Laurie McIlwee Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Increase in Authorised Capital Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authorisation of Political Donations Mgmt For For For
21 Group Bonus Plan 2009 Mgmt For For For
22 Amendment to Discretionary Share Mgmt For For For
Option
Plan
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Labour
Relations
The Carphone
Warehouse Group
plc
Ticker Security ID: Meeting Date Meeting Status
CPW CINS G5344S105 07/23/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect David Mansfield Mgmt For Against Against
5 Elect Baroness Morgan of Huyton Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
7 The Carphone Warehouse Group Value Mgmt For Against Against
Enhancement Scheme ("CPWG
VES")
8 Authority to Issue Loans to CPWG VED Mgmt For Against Against
Participants
9 Authority to Establish the CPWG VES Mgmt For Against Against
10 The TalkTalk Group Value Enhancement Mgmt For Against Against
Scheme ("TTG
VES")
11 Authority to Issue Loans to TTG VED Mgmt For Against Against
Participants
12 Authority to Establish the TTG VES Mgmt For Against Against
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
14 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
TOTAL SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/21/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A For N/A N/A
2 Non-Voting Meeting Note N/A For N/A N/A
3 Non-Voting Meeting Note N/A For N/A N/A
4 Non-Voting Meeting Note N/A For N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Retirement Indemnity, Supplementary Mgmt For Against Against
Pension Plan and Severance Package
for Christophe de
Margerie
10 Authority to Repurchase Shares Mgmt For For For
11 Elect Thierry Desmarest Mgmt For Against Against
12 Elect Thierry de Rudder Mgmt For For For
13 Elect Gunnar Brock Mgmt For For For
14 Elect Claude Clement Mgmt For For For
15 Elect Philippe Marchandise Mgmt For Against Against
16 Elect Mohammed Zaki Mgmt For Against Against
17 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
18 Appointment of Auditor (KPMG Audit) Mgmt For For For
19 Replacement of Alternate Auditor Mgmt For For For
20 Replacement of Alternate Auditor Mgmt For For For
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Increase Capital Through
Capitalizations; Authority to Issue
Debt
Instruments
22 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Increase Capital in Case of
Exchange Offer; Authority to Issue
Debt
Instruments
23 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
24 Authority to Issue Shares Mgmt For For For
and/Convertible Securities Under
Employee Savings
Plan
25 Authority to Grant Stock Options Mgmt For For For
26 Shareholder Proposal Regarding ShrHoldr For Against Against
Collective Investment
Funds
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles to Change Mgmt For For For
Place of
Incorportation
5 Renewal of Share Capital Mgmt For For For
6 Amendment to Par Value Mgmt For For For
7 Amendments to Articles to Comply Mgmt For For For
with The Swiss Federal Act on
Intermediated Securities
("FISA")
8 Elect Steven Newman Mgmt For For For
9 Elect Thomas Cason Mgmt For For For
10 Elect Robert Sprague Mgmt For For For
11 Elect J. Michael Talbert Mgmt For For For
12 Elect John Whitmire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CINS N8981F271 05/11/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Executive Directors' Mgmt For For For
Acts
4 Ratification of Non-Executive Mgmt For For For
Directors'
Acts
5 Elect Paul Polman Mgmt For For For
6 Elect Jean-Marc Huet Mgmt For For For
7 Elect Louise Fresco Mgmt For For For
8 Elect Ann Fudge Mgmt For For For
9 Elect Charles Golden Mgmt For For For
10 Elect Byron Grote Mgmt For For For
11 Elect Hixonia Nyasulu Mgmt For For For
12 Elect Kees Storm Mgmt For Against Against
13 Elect Michael Treschow Mgmt For For For
14 Elect Jeroen van der Veer Mgmt For For For
15 Elect Paul Walsh Mgmt For For For
16 Elect Sir Malcolm Rifkind Mgmt For For For
17 Management Co-Investment Plan Mgmt For For For
18 Amendment to the Compensation Policy Mgmt For For For
Regarding the Annual
Bonus
19 Amendment to the Compensation Policy Mgmt For For For
Regarding the Long-Term Incentive
Arrangements
20 Authority to Cancel Shares; Mgmt For For For
Amendment to
Articles
21 Authority to Repurchase Cumulative Mgmt For For For
Preference
Shares
22 Authority to Repurchase Shares Mgmt For For For
23 Authority to Cancel Shares Mgmt For For For
24 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
25 Appointment of Auditor Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
Vallourec
Ticker Security ID: Meeting Date Meeting Status
VK CINS F95922104 05/31/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Form of Dividend Payment Mgmt For For For
8 Elect Michel de Fabiani Mgmt For For For
9 Elect Thierry Marraud Mgmt For For For
10 Elect Jean-Claude Verdiere Mgmt For For For
11 Elect Vivienne Cox Mgmt For For For
12 Elect Alexandra Schaapveld Mgmt For For For
13 Supervisory Board Members' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Stock Split Mgmt For For For
16 Amendments Regarding Electronic Mgmt For For For
Voting
17 Authority to Issue Warrants as a Mgmt For Against Against
Takeover
Device
Vodafone Group
PLC
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882135 07/28/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R.H. Bond Mgmt For For For
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Anne Lauvergeon Mgmt For Against Against
11 Elect Simon Murray Mgmt For For For
12 Elect Steve Pusey Mgmt For For For
13 Elect Luc Vandevelde Mgmt For For For
14 Elect Anthony Watson Mgmt For For For
15 Elect Philip Yea Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Directors' Remuneration Report Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Amendment to Articles Regarding Mgmt For For For
Dividend
Payments
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
Item 8: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Financial Fund
Reporting Period: 7/1/2009 - 6/30/2010
Advance America,
Cash Advance
Centers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEA CUSIP 00739W107 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Webster IV Mgmt For For For
1.2 Elect Robert Chapman III Mgmt For For For
1.3 Elect Tony Colletti Mgmt For Withhold Against
1.4 Elect Kenneth Compton Mgmt For For For
1.5 Elect Gardner Courson Mgmt For For For
1.6 Elect Anthony Grant Mgmt For For For
1.7 Elect Thomas Hannah Mgmt For For For
1.8 Elect Donovan Langford III Mgmt For For For
1.9 Elect J. Patrick O'Shaughnessy Mgmt For Withhold Against
1.10 Elect W. Olin Nisbet Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger, III Mgmt For Against Against
6 Elect Joe Harris Mgmt For For For
7 Elect Elizabeth Hudson Mgmt For For For
8 Elect Douglas Johnson Mgmt For For For
9 Elect Robert Johnson Mgmt For For For
10 Elect Charles Knapp Mgmt For For For
11 Elect E. Stephen Purdom Mgmt For For For
12 Elect Barbara Rimer Mgmt For For For
13 Elect Marvin Schuster Mgmt For For For
14 Elect David Thompson Mgmt For For For
15 Elect Robert Wright Mgmt For For For
16 Elect Takuro Yoshida Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Ratification of Auditor Mgmt For For For
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 04/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For For For
1.5 Elect Peter Chernin Mgmt For Withhold Against
1.6 Elect Jan Leschly Mgmt For Withhold Against
1.7 Elect Richard Levin Mgmt For For For
1.8 Elect Richard McGinn Mgmt For Withhold Against
1.9 Elect Edward Miller Mgmt For Withhold Against
1.10 Elect Steven Reinemund Mgmt For For For
1.11 Elect Robert Walter Mgmt For Withhold Against
1.12 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Ameriprise
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Cracchiolo Mgmt For For For
2 Elect H. Jay Sarles Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Amendment to the 2005 Incentive Mgmt For Against Against
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
Annaly Capital
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kevin Brady Mgmt For For For
1.2 Elect E. Wayne Nordberg Mgmt For For For
2 2010 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Apollo
Investment
Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ashok Bakhru Mgmt For For For
1.2 Elect John Hannan Mgmt For For For
1.3 Elect James Zelter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval to Sell Shares of Common Mgmt For For For
Stock Below Net Asset
Value
4 Issuance of Warrants Mgmt For For For
Assured Guaranty
Ltd.
Ticker Security ID: Meeting Date Meeting Status
AGO CUSIP G0585R106 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Neil Baron Mgmt For For For
1.2 Elect G. Lawrence Buhl Mgmt For For For
1.3 Elect Dominic Frederico Mgmt For For For
1.4 Elect Howard Albert Mgmt For For For
1.5 Elect Robert A. Bailenson Mgmt For For For
1.6 Elect Russell B. Brewer Mgmt For For For
1.7 Elect Gary Burnet Mgmt For For For
1.8 Elect Dominic J. Frederico Mgmt For For For
1.9 Elect Sean McCarthy Mgmt For For For
1.10 Elect James M. Michener Mgmt For For For
1.11 Elect Robert B. Mills Mgmt For For For
1.12 Elect Kevin Pearson Mgmt For For For
1.13 Elect Andrew Pickering Mgmt For For For
2 Bermuda Law Change Amendments Mgmt For For For
3 Corporate Governance Amendments Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Appointment of Auditor (Assured Mgmt For For For
Guaranty Re
Ltd.)
6 Appointment of Auditor (Assured Mgmt For For For
Guaranty Ireland Holdings
Ltd.)
Banco De Chile
Ticker Security ID: Meeting Date Meeting Status
CHILE CUSIP 059520106 03/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Related Party Transactions Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Directors' Fees Mgmt For Abstain Against
5 Directors' and Audit Committee's Mgmt For Abstain Against
Fees and
Budget
6 Appointment of Auditor Mgmt For Abstain Against
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 02/23/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Bies Mgmt For For For
2 Elect William Boardman Mgmt For For For
3 Elect Frank Bramble, Sr. Mgmt For For For
4 Elect Virgis Colbert Mgmt For Against Against
5 Elect Charles Gifford Mgmt For For For
6 Elect Charles Holliday, Jr. Mgmt For For For
7 Elect D. Paul Jones, Jr. Mgmt For For For
8 Elect Monica Lozano Mgmt For For For
9 Elect Thomas May Mgmt For For For
10 Elect Brian Moynihan Mgmt For For For
11 Elect Donald Powell Mgmt For For For
12 Elect Charles Rossotti Mgmt For Against Against
13 Elect Robert Scully Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Increase of Authorized Common Stock Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Amendment to the 2003 Key Associate Mgmt For For For
Stock
Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Non-Deductible
Compensation
20 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on
Pay)
22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For
Succession
Planning
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report OTC Derivative
Trading
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Bonuses
(Clawback)
Bank of New York
Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ruth Bruch Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Edmund Kelly Mgmt For For For
1.5 Elect Robert Kelly Mgmt For For For
1.6 Elect Richard Kogan Mgmt For For For
1.7 Elect Michael Kowalski Mgmt For For For
1.8 Elect John Luke, Jr. Mgmt For Withhold Against
1.9 Elect Robert Mehrabian Mgmt For For For
1.10 Elect Mark Nordenberg Mgmt For For For
1.11 Elect Catherine Rein Mgmt For For For
1.12 Elect William Richardson Mgmt For For For
1.13 Elect Samuel Scott III Mgmt For For For
1.14 Elect John Surma Mgmt For For For
1.15 Elect Wesley von Schack Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Golden
Parachutes
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Allison, IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect K. David Boyer, Jr. Mgmt For For For
1.4 Elect Anna Cablik Mgmt For Withhold Against
1.5 Elect Ronald Deal Mgmt For Withhold Against
1.6 Elect Barry Fitzpatrick Mgmt For For For
1.7 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against
1.8 Elect L. Vincent Hackley Mgmt For For For
1.9 Elect Jane Helm Mgmt For For For
1.10 Elect John Howe, III Mgmt For For For
1.11 Elect Kelly King Mgmt For For For
1.12 Elect James Maynard Mgmt For For For
1.13 Elect Albert McCauley Mgmt For For For
1.14 Elect J. Holmes Morrison Mgmt For For For
1.15 Elect Nido Qubein Mgmt For Withhold Against
1.16 Elect Thomas Skains Mgmt For For For
1.17 Elect Thomas Thompson Mgmt For For For
1.18 Elect Stephen Williams Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Overdraft
Policies
Cash America
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP 14754D100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Anti-Predatory Lending
Policies
Credicorp Limited
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 03/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP D18190898 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
8 Compensation Policy Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
11 Intra-company Control Agreement Mgmt For For For
12 Intra-company Control Agreement Mgmt For For For
13 Countermotion A (Allocation of Mgmt N/A Against N/A
Profits/Dividends)
14 Countermotion B (Ratification of Mgmt N/A Against N/A
Management Board
Acts)
15 Countermotion C (Intra-company Mgmt N/A Against N/A
Contract)
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP D18190898 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
8 Compensation Policy Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
11 Intra-company Control Agreement Mgmt For For For
12 Intra-company Control Agreement Mgmt For For For
13 Countermotion A (Allocation of Mgmt N/A Against N/A
Profits/Dividends)
14 Countermotion B (Ratification of Mgmt N/A Against N/A
Management Board
Acts)
15 Countermotion C (Intra-company Mgmt N/A Against N/A
Contract)
Dime Community
Bancshares,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DCOM CUSIP 253922108 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Vincent Palagiano Mgmt For For For
1.2 Elect Patrick Curtin Mgmt For Withhold Against
1.3 Elect Omer Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Dollar Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP 256664103 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jessick Mgmt For For For
1.2 Elect Kenneth Schwenke Mgmt For For For
1.3 Elect Michael Kooper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
First Cash
Financial
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCFS CUSIP 31942D107 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jorge Montano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Mgmt For For For
Performance Incentive
Plan
First Niagara
Financial
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FNFG CUSIP 33582V108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Jeremiah Mgmt For For For
1.2 Elect John Koelmel Mgmt For For For
1.3 Elect George Philip Mgmt For For For
1.4 Elect Louise Woerner Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
Genworth
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GNW CUSIP 37247D106 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Alesio Mgmt For For For
2 Elect Michael Fraizer Mgmt For For For
3 Elect Nancy Karch Mgmt For Against Against
4 Elect J. Robert Kerrey Mgmt For For For
5 Elect Risa Lavizzo-Mourey Mgmt For For For
6 Elect Christine Mead Mgmt For For For
7 Elect Thomas Moloney Mgmt For For For
8 Elect James Parke Mgmt For For For
9 Elect James Riepe Mgmt For Against Against
10 Re-approval of the 2004 Omnibus Mgmt For For For
Incentive
Plan
11 Ratification of Auditor Mgmt For For For
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CUSIP 456837103 11/25/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Strategy Plan Mgmt For For For
2 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Affirmation of Political
Nonpartisanship
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report OTC Derivative
Trading
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Report of Ratio Between CEO and
Employee
Pay
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Lincoln National
Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Avery Mgmt For For For
1.2 Elect William Cunningham Mgmt For Withhold Against
1.3 Elect William Payne Mgmt For For For
1.4 Elect Patrick Pittard Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For Against Against
3 Elect Charles Diker Mgmt For For For
4 Elect Jacob Frenkel Mgmt For For For
5 Elect Paul Fribourg Mgmt For For For
6 Elect Walter Harris Mgmt For For For
7 Elect Philip Laskawy Mgmt For Against Against
8 Elect Ken Miller Mgmt For For For
9 Elect Gloria Scott Mgmt For For For
10 Elect Andrew Tisch Mgmt For For For
11 Elect James Tisch Mgmt For For For
12 Elect Jonathan Tisch Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
M&T Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect Robert Bennett Mgmt For For For
1.3 Elect C. Angela Bontempo Mgmt For For For
1.4 Elect Robert Brady Mgmt For Withhold Against
1.5 Elect Michael Buckley Mgmt For For For
1.6 Elect T. Jefferson Cunningham, III Mgmt For For For
1.7 Elect Mark Czarnecki Mgmt For For For
1.8 Elect Colm Doherty Mgmt For For For
1.9 Elect Gary Geisel Mgmt For For For
1.10 Elect Patrick Hodgson Mgmt For For For
1.11 Elect Richard King Mgmt For Withhold Against
1.12 Elect Jorge Pereira Mgmt For For For
1.13 Elect Michael Pinto Mgmt For For For
1.14 Elect Melinda Rich Mgmt For For For
1.15 Elect Robert Sadler, Jr. Mgmt For For For
1.16 Elect Herbert Washington Mgmt For For For
1.17 Elect Robert Wilmers Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
New York
Community
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NYB CUSIP 649445103 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Blake Mgmt For For For
1.2 Elect Michael Levine Mgmt For For For
1.3 Elect Guy Molinari Mgmt For For For
1.4 Elect John Tsimbinos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Portfolio
Recovery
Associates
Ticker Security ID: Meeting Date Meeting Status
PRAA CUSIP 73640Q105 06/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Roberts Mgmt For For For
1.2 Elect John Fuller Mgmt For For For
1.3 Elect John Fain Mgmt For For For
2 2010 Stock Plan Mgmt For For For
3 Annual Bonus Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Protective Life
Corp.
Ticker Security ID: Meeting Date Meeting Status
PL CUSIP 743674103 05/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James French Mgmt For For For
1.2 Elect Thomas Hamby Mgmt For For For
1.3 Elect John Johns Mgmt For For For
1.4 Elect Vanessa Leonard Mgmt For For For
1.5 Elect Charles McCrary Mgmt For Withhold Against
1.6 Elect John McMahon, Jr. Mgmt For For For
1.7 Elect Hans Miller Mgmt For For For
1.8 Elect Malcolm Portera Mgmt For For For
1.9 Elect C. Dowd Ritter Mgmt For For For
1.10 Elect William Terry Mgmt For For For
1.11 Elect W. Michael Warren, Jr. Mgmt For For For
1.12 Elect Vanessa Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Prudential
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For For For
6 Elect William Gray III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Jon Hanson Mgmt For For For
9 Elect Constance Horner Mgmt For For For
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
Reinsurance
Group of
America,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William J. Bartlett Mgmt For For For
1.2 Elect Alan C. Henderson Mgmt For For For
1.3 Elect J. Rachel Lomax Mgmt For For For
1.4 Elect Fred J. Sievert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
StanCorp
Financial
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SFG CUSIP 852891100 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Duane McDougall Mgmt For For For
1.2 Elect George Puentes Mgmt For For For
1.3 Elect E. Kay Stepp Mgmt For For For
1.4 Elect Michael Thorne Mgmt For For For
1.5 Elect J. Greg Ness Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Ronald Logue Mgmt For For For
11 Elect Richard Sergel Mgmt For Against Against
12 Elect Ronald Skates Mgmt For For For
13 Elect Gregory Summe Mgmt For For For
14 Elect Robert Weissman Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report of Ratio Between Executive
and Employee
Pay
Sun Life
Financial
Inc.
Ticker Security ID: Meeting Date Meeting Status
SLF CUSIP 866796105 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect John Clappison Mgmt For Withhold Against
1.3 Elect David Ganong Mgmt For For For
1.4 Elect Germaine Gibara Mgmt For For For
1.5 Elect Krystyna Hoeg Mgmt For For For
1.6 Elect David Kerr Mgmt For For For
1.7 Elect Idalene Kesner Mgmt For For For
1.8 Elect Mitchell Merin Mgmt For For For
1.9 Elect Bertin Nadeau Mgmt For For For
1.10 Elect Ronald Osborne Mgmt For For For
1.11 Elect Hugh Segal Mgmt For For For
1.12 Elect Donald Stewart Mgmt For For For
1.13 Elect James Sutcliffe Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
The Allstate
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For Against Against
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect Andrea Redmond Mgmt For For For
7 Elect H. John Riley, Jr. Mgmt For Against Against
8 Elect Joshua Smith Mgmt For Against Against
9 Elect Judith Sprieser Mgmt For Against Against
10 Elect Mary Taylor Mgmt For For For
11 Elect Thomas Wilson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Ratio Between Executive
and Employee
Pay
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Hartford
Financial
Services Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Trevor Fetter Mgmt For For For
3 Elect Paul Kirk, Jr. Mgmt For For For
4 Elect Liam McGee Mgmt For For For
5 Elect Gail McGovern Mgmt For For For
6 Elect Michael Morris Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2010 Incentive Stock Plan Mgmt For For For
12 Approve Material Terms of the Mgmt For For For
Executive Bonus
Program
13 Shareholder Proposal Reimbursement ShrHoldr Against For Against
of Solicitation
Expenses
The PNC
Financial
Services Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect Robert Clay Mgmt For For For
5 Elect Kay James Mgmt For For For
6 Elect Richard Kelson Mgmt For For For
7 Elect Bruce Lindsay Mgmt For For For
8 Elect Anthony Massaro Mgmt For For For
9 Elect Jane Pepper Mgmt For For For
10 Elect James Rohr Mgmt For Against Against
11 Elect Donald Shepard Mgmt For For For
12 Elect Lorene Steffes Mgmt For For For
13 Elect Dennis Strigl Mgmt For For For
14 Elect Stephen Thieke Mgmt For For For
15 Elect Thomas Usher Mgmt For For For
16 Elect George Walls, Jr. Mgmt For For For
17 Elect Helge Wehmeier Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Executive Mgmt For For For
Compensation
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Golden
Parachutes
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Non-Deductible
Compensation
The Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For Against Against
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Blythe McGarvie Mgmt For For For
11 Elect Donald Shepard Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Transatlantic
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRH CUSIP 893521104 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Bradley Mgmt For For For
2 Elect Ian Chippendale Mgmt For Against Against
3 Elect John Foos Mgmt For For For
4 Elect Reuben Jeffery III Mgmt For For For
5 Elect John McCarthy Mgmt For For For
6 Elect Robert Orlich Mgmt For For For
7 Elect Richard Press Mgmt For For For
8 Elect Thomas Tizzio Mgmt For For For
9 2010 U.K. Sharesave Plan Mgmt For For For
10 Amendment to the 2007 Executive Mgmt For For For
Bonus
Plan
11 Ratification of Auditor Mgmt For For For
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
VISA INC.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Matschullat Mgmt For For For
1.2 Elect Cathy Minehan Mgmt For For For
1.3 Elect David Pang Mgmt For For For
1.4 Elect William Shanahan Mgmt For For For
1.5 Elect John Swainson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Richard McCormick Mgmt For For For
8 Elect Mackey McDonald Mgmt For Against Against
9 Elect Cynthia Milligan Mgmt For Against Against
10 Elect Nicholas Moore Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect Robert Steel Mgmt For For For
15 Elect John Stumpf Mgmt For For For
16 Elect Susan Swenson Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
18 Increase of Authorized Common Stock Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Willis Group
Holdings Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
WSH CUSIP G96666105 04/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Bradley Mgmt For For For
2 Elect Joseph Califano, Jr. Mgmt For For For
3 Elect Anna Catalano Mgmt For For For
4 Elect Sir Roy Gardner Mgmt For For For
5 Elect Sir Jeremy Hanley Mgmt For For For
6 Elect Robyn Kravit Mgmt For For For
7 Elect Jeffrey Lane Mgmt For For For
8 Elect Wendy Lane Mgmt For For For
9 Elect James McCann Mgmt For For For
10 Elect Joseph Plumeri Mgmt For For For
11 Elect Douglas Roberts Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 2010 North American Employee Stock Mgmt For For For
Purchase
Plan
Wilmington Trust
Corporation
Ticker Security ID: Meeting Date Meeting Status
WL CUSIP 971807102 04/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect R. Keith Elliott Mgmt For For For
1.2 Elect Gailen Krug Mgmt For For For
1.3 Elect Michele Rollins Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
World Acceptance
Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James Gilreath Mgmt For For For
1.3 Elect William Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken Bramlett, Jr. Mgmt For For For
1.6 Elect Mark Roland Mgmt For For For
1.7 Elect Darrell Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
XL Capital Ltd
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98255105 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Joseph Mauriello Mgmt For Against Against
2 Elect Eugene McQuade Mgmt For Against Against
3 Elect Clayton Rose Mgmt For For For
4 Ratification of Auditor Mgmt For For For
XL Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98255105 04/30/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from Cayman Islands Mgmt For For For
to
Ireland
2 Right to Adjourn Meeting Mgmt For For For
3 Creation of Distributable Reserves Mgmt For For For
4 Amendments to Articles - Director Mgmt For Against Against
Nomination
Procedures
5 Amendments to Articles - Change in Mgmt For For For
Company
Name
6 Right to Adjourn Meeting Mgmt For For For
Item 9: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Healthcare Fund
Reporting Period: 7/1/2009 - 6/30/2010
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect Roy Roberts Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect William Smithburg Mgmt For For For
1.11 Elect Glenn Tilton Mgmt For For For
1.12 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Clark, Jr. Mgmt For Against Against
2 Elect Betsy Cohen Mgmt For Against Against
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For Against Against
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect Jeffrey Garten Mgmt For Against Against
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2010 Stock Incentive Plan Mgmt For For For
16 2010 Non-Employee Director Mgmt For For For
Compensation
Plan
17 2001 Annual Incentive Plan Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Davis, III Mgmt For For For
1.2 Elect W. Douglas Ford Mgmt For For For
1.3 Elect Evert Henkes Mgmt For For For
1.4 Elect Margaret McGlynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long-Term Incentive Mgmt For For For
Plan
AmerisourceBergen
Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Gochnauer Mgmt For For For
2 Elect Edward Hagenlocker Mgmt For For For
3 Elect Henry McGee Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Ratification of Auditor Mgmt For For For
Amgen Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Rebecca Henderson Mgmt For For For
8 Elect Frank Herringer Mgmt For For For
9 Elect Gilbert Omenn Mgmt For For For
10 Elect Judith Pelham Mgmt For For For
11 Elect J. Paul Reason Mgmt For For For
12 Elect Leonard Schaeffer Mgmt For For For
13 Elect Kevin Sharer Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
BAYER AG
Ticker Security ID: Meeting Date Meeting Status
BAY CUSIP 072730302 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Mgmt For For For
Reports; Allocation of
Profits/Dividends
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Compensation Policy Mgmt For For For
5 Increase in Authorized Capital I Mgmt For For For
6 Increase in Authorized Capital II Mgmt For For For
7 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
8 Authority to Repurchase Shares Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Appointment of Auditor Mgmt For For For
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West, Jr. Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call a Special
Meeting
14 Elimination of Supermajority Mgmt For For For
Requirement Applicable to Common
Shareholders
15 Elimination of Supermajority Mgmt For For For
Requirement Applicable to Preferred
Shareholders
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Animal
Welfare
Catalyst Health
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CHSI CUSIP 14888B103 06/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Brock Mgmt For For For
1.2 Elect Edward Civera Mgmt For For For
2 Amendment to the 2006 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Celgene
Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Carrie Cox Mgmt For For For
1.5 Elect Rodman Drake Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Cephalon, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEPH CUSIP 156708109 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Baldino, Jr. Mgmt For Against Against
2 Elect William Egan Mgmt For For For
3 Elect Martyn Greenacre Mgmt For For For
4 Elect Vaughn Kailian Mgmt For For For
5 Elect Kevin Moley Mgmt For For For
6 Elect Charles Sanders Mgmt For For For
7 Elect Gail Wilensky Mgmt For For For
8 Elect Dennis Winger Mgmt For For For
9 Amendment to the 2004 Equity Mgmt For Against Against
Compensation
Plan
10 Employee Stock Purchase Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Cordani Mgmt For For For
2 Elect Isaiah Harris, Jr. Mgmt For For For
3 Elect Jane Henney Mgmt For For For
4 Elect Donna Zarcone Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Long-Term Incentive Mgmt For For For
Plan
7 Directors Equity Plan Mgmt For Against Against
Eli Lilly and
Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect Winfried Bischoff Mgmt For Against Against
3 Elect R. David Hoover Mgmt For Against Against
4 Elect Franklyn Prendergast Mgmt For For For
5 Elect Kathi Seifert Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Repeal of Classified Board Mgmt For For For
8 Elimination of Supermajority Mgmt For For For
Requirement
9 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Exclusion of CEOs from Compensation
Committee
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Express Scripts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Frank Borelli Mgmt For For For
3 Elect Maura Breen Mgmt For For For
4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect Samuel Skinner Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Elect Barrett Toan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures
Report
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Genzyme
Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 06/16/2010 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Comment Mgmt N/A N/A N/A
1.2 Comment Mgmt N/A N/A N/A
1.3 Comment Mgmt N/A N/A N/A
1.4 Comment Mgmt N/A N/A N/A
1.5 Comment Mgmt N/A N/A N/A
1.6 Comment Mgmt N/A N/A N/A
1.7 Comment Mgmt N/A N/A N/A
1.8 Comment Mgmt N/A N/A N/A
1.9 Comment Mgmt N/A N/A N/A
1.10 Comment Mgmt N/A N/A N/A
2 Comment Mgmt N/A N/A N/A
3 Comment Mgmt N/A N/A N/A
4 Comment Mgmt N/A N/A N/A
5 Comment Mgmt N/A N/A N/A
6 Comment Mgmt N/A N/A N/A
Genzyme
Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Berthiaume Mgmt For For For
1.2 Elect Robert Bertolini Mgmt For For For
1.3 Elect Gail Boudreaux Mgmt For For For
1.4 Elect Robert Carpenter Mgmt For For For
1.5 Elect Charles Cooney Mgmt For For For
1.6 Elect Victor Dzau Mgmt For For For
1.7 Elect Connie Mack III Mgmt For For For
1.8 Elect Richard Syron Mgmt For Withhold Against
1.9 Elect Henri Termeer Mgmt For For For
1.10 Elect Ralph Whitworth Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive
Plan
3 Amendment to the 2009 Employee Stock Mgmt For For For
Purchase
Plan
4 Amendment to the 2007 Director Mgmt For For For
Equity
Plan
5 Amendment to Articles of Mgmt For For For
Organization Regarding the Right to
Call a Special
Meeting
6 Ratification of Auditor Mgmt For For For
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For For For
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect Kevin Lofton Mgmt For For For
1.7 Elect John Madigan Mgmt For For For
1.8 Elect John Martin Mgmt For For For
1.9 Elect Gordon Moore Mgmt For For For
1.10 Elect Nicholas Moore Mgmt For For For
1.11 Elect Richard Whitley Mgmt For For For
1.12 Elect Gayle Wilson Mgmt For For For
1.13 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Jones Jr. Mgmt For For For
2 Elect Frank D'Amelio Mgmt For For For
3 Elect W. Roy Dunbar Mgmt For For For
4 Elect Kurt Hilzinger Mgmt For For For
5 Elect Michael McCallister Mgmt For For For
6 Elect William McDonald Mgmt For For For
7 Elect William Mitchell Mgmt For For For
8 Elect David Nash Mgmt For For For
9 Elect James O'Brien Mgmt For For For
10 Elect Marissa Peterson Mgmt For For For
11 Elect W. Ann Reynolds Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Coleman Mgmt For Against Against
2 Elect James Cullen Mgmt For For For
3 Elect Michael Johns Mgmt For Against Against
4 Elect Susan Lindquist Mgmt For For For
5 Elect Anne Mulcahy Mgmt For Against Against
6 Elect Leo Mullin Mgmt For For For
7 Elect William Perez Mgmt For Against Against
8 Elect Charles Prince Mgmt For Against Against
9 Elect David Satcher Mgmt For For For
10 Elect William Weldon Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
13 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Kendle
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
KNDL CUSIP 48880L107 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Candace Kendle Mgmt For Withhold Against
1.2 Elect Christopher Bergen Mgmt For Withhold Against
1.3 Elect Robert Buck Mgmt For Withhold Against
1.4 Elect G. Steven Geis Mgmt For Withhold Against
1.5 Elect Donald Harrison Mgmt For Withhold Against
1.6 Elect Timothy Johnson Mgmt For Withhold Against
1.7 Elect Timothy Mooney Mgmt For Withhold Against
1.8 Elect Frederick Russ Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Laboratory
Corporation of
America
Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David King Mgmt For For For
2 Elect Kerrii Anderson Mgmt For For For
3 Elect Jean-Luc Belingard Mgmt For Against Against
4 Elect Wendy Lane Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For
6 Elect Robert Mittelstaedt, Jr. Mgmt For For For
7 Elect Arthur Rubenstein Mgmt For For For
8 Elect M. Keith Weikel Mgmt For For For
9 Elect R. Sanders Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUSIP 50187A107 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Indest Mgmt For For For
1.2 Elect Ronald Nixon Mgmt For For For
1.3 Elect W.J. Tauzin Mgmt For For For
1.4 Elect Kenneth Thorpe Mgmt For For For
2 2010 Long Term Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Lincare Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCR CUSIP 532791100 05/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Byrnes Mgmt For For For
1.2 Elect Stuart Altman Mgmt For For For
1.3 Elect Chester Black Mgmt For Withhold Against
1.4 Elect Frank Byrne Mgmt For For For
1.5 Elect William Miller III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
McKesson
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby, III Mgmt For Against Against
5 Elect M. Christine Jacobs Mgmt For Against Against
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For Against Against
8 Elect Edward Mueller Mgmt For For For
9 Elect Jane Shaw Mgmt For For For
10 Amendment to the 2005 Stock Plan Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Survivor Benefits (Golden
Coffins)
Medco Health
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP 58405U102 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Barker, Jr. Mgmt For For For
2 Elect John Cassis Mgmt For For For
3 Elect Michael Goldstein Mgmt For Against Against
4 Elect Charles Lillis Mgmt For Against Against
5 Elect Myrtle Potter Mgmt For For For
6 Elect William Roper Mgmt For For For
7 Elect David Snow, Jr. Mgmt For For For
8 Elect David Stevens Mgmt For Against Against
9 Elect Blenda Wilson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call Special
Meetings
Medicis
Pharmaceutical
Corporation
Ticker Security ID: Meeting Date Meeting Status
MRX CUSIP 584690309 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Pietrangelo Mgmt For For For
2 Elect Lottie Shackelford Mgmt For For For
3 Elect Jonah Shacknai Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Mednax, Inc.
Ticker Security ID: Meeting Date Meeting Status
MD CUSIP 58502B106 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Cesar Alvarez Mgmt For Withhold Against
1.2 Elect Waldemar Carlo Mgmt For For For
1.3 Elect Michael Fernandez Mgmt For For For
1.4 Elect Roger Freeman Mgmt For Withhold Against
1.5 Elect Paul Gabos Mgmt For For For
1.6 Elect Dany Garcia Mgmt For For For
1.7 Elect Pascal Goldschmidt Mgmt For For For
1.8 Elect Manuel Kadre Mgmt For For For
1.9 Elect Roger Medel Mgmt For For For
1.10 Elect Donna Shalala Mgmt For For For
1.11 Elect Enrique Sosa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Anderson Mgmt For For For
1.2 Elect Victor Dzau Mgmt For For For
1.3 Elect William Hawkins Mgmt For For For
1.4 Elect Shirley Jackson Mgmt For For For
1.5 Elect Denise O'Leary Mgmt For For For
1.6 Elect Robert Pozen Mgmt For For For
1.7 Elect Jean-Pierre Rosso Mgmt For For For
1.8 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Employees Mgmt For For For
Stock Purchase
Plan
4 Amendment to the 2008 Stock Award Mgmt For Against Against
and Incentive
Plan
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Thomas Glocer Mgmt For For For
5 Elect Steven Goldstone Mgmt For For For
6 Elect William Harrison, Jr. Mgmt For For For
7 Elect Harry Jacobson Mgmt For For For
8 Elect William Kelley Mgmt For For For
9 Elect C. Robert Kidder Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect Carlos Represas Mgmt For For For
12 Elect Patricia Russo Mgmt For For For
13 Elect Thomas Shenk Mgmt For For For
14 Elect Anne Tatlock Mgmt For For For
15 Elect Craig Thompson Mgmt For For For
16 Elect Wendell Weeks Mgmt For For For
17 Elect Peter Wendell Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 2010 Incentive Stock Plan Mgmt For For For
20 2010 Non-Employee Directors Stock Mgmt For For For
Option
Plan
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 589331107 08/07/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Agreement Mgmt For For For
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP 628530107 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Coury Mgmt For For For
1.2 Elect Rodney Piatt Mgmt For For For
1.3 Elect Wendy Cameron Mgmt For For For
1.4 Elect Neil Dimick Mgmt For Withhold Against
1.5 Elect Douglas Leech Mgmt For Withhold Against
1.6 Elect Joseph Maroon Mgmt For For For
1.7 Elect Mark Parrish Mgmt For For For
1.8 Elect C. B. Todd Mgmt For For For
1.9 Elect Randall Vanderveen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendment Regarding Advisory Vote on Mgmt For For For
Compensation
Policy
6 Elect Marjorie Yang Mgmt For For For
7 Elect Daniel Vasella Mgmt For For For
8 Elect Hans-Jorg Rudloff Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Business Mgmt For Against Against
Omnicare, Inc.
Ticker Security ID: Meeting Date Meeting Status
OCR CUSIP 681904108 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Crotty Mgmt For For For
2 Elect Joel Gemunder Mgmt For Against Against
3 Elect Steven Heyer Mgmt For For For
4 Elect Andrea Lindell Mgmt For Against Against
5 Elect James Shelton Mgmt For For For
6 Elect John Timoney Mgmt For For For
7 Elect Amy Wallman Mgmt For For For
8 Ratification of Auditor Mgmt For For For
Par
Pharmaceutical
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRX CUSIP 69888P106 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Melvin Sharoky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
PAREXEL
International
Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eduard Holdener Mgmt For For For
1.2 Elect Richard Love Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect Robert Burt Mgmt For For For
5 Elect W. Don Cornwell Mgmt For For For
6 Elect Frances Fergusson Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect James Kilts Mgmt For For For
10 Elect Jeffrey Kindler Mgmt For For For
11 Elect George Lorch Mgmt For For For
12 Elect John Mascotte Mgmt For For For
13 Elect Suzanne Nora Johnson Mgmt For For For
14 Elect Stephen Sanger Mgmt For For For
15 Elect William Steere, Jr. Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Amendment to Bylaws Regarding the Mgmt For For For
Right to Call a Special
Meeting
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option
Policy
PSS World
Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PSSI CUSIP 69366A100 08/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Crowe Mgmt For For For
1.2 Elect Steven Halverson Mgmt For For For
2 Amendment to the 2006 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Quest
Diagnostics
Incorporated
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baldwin Mgmt For For For
2 Elect Surya Mohapatra Mgmt For For For
3 Elect Gary Pfeiffer Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Stryker
Corporation
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Cox, Jr. Mgmt For For For
1.2 Elect Srikant Datar Mgmt For For For
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Howard Lance Mgmt For For For
1.6 Elect Stephen MacMillan Mgmt For For For
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Casper Mgmt For For For
2 Elect Tyler Jacks Mgmt For For For
3 Ratification of Auditor Mgmt For For For
UnitedHealth
Group
Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For Against Against
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Contributions and
Expenditure
Report
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Watson
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WPI CUSIP 942683103 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Bisaro Mgmt For For For
2 Elect Christopher Bodine Mgmt For For For
3 Elect Michel Feldman Mgmt For For For
4 Elect Fred Weiss Mgmt For For For
5 Ratification of Auditor Mgmt For For For
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Sheila Burke Mgmt For For For
2 Elect George Schaefer, Jr. Mgmt For For For
3 Elect Jackie Ward Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Conversion to Nonprofit
Status
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
Item 10: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Industrials Fund
Reporting Period: 7/1/2009 - 6/30/2010
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2008 Long-Term Mgmt For For For
Incentive
Plan
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Alaska Air
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ayer Mgmt For For For
2 Elect Patricia Bedient Mgmt For For For
3 Elect Phyllis Campbell Mgmt For For For
4 Elect Mark Hamilton Mgmt For For For
5 Elect Jessie Knight, Jr. Mgmt For For For
6 Elect R. Marc Langland Mgmt For For For
7 Elect Dennis Madsen Mgmt For For For
8 Elect Byron Mallott Mgmt For For For
9 Elect J. Kenneth Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 2010 Employee Stock Purchase Plan Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles D. Klein Mgmt For For For
1.2 Elect Steven W. Kohlhagen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ATC Technology
Corporation
Ticker Security ID: Meeting Date Meeting Status
ATAC CUSIP 00211W104 06/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Evans Mgmt For For For
1.2 Elect Curtland Fields Mgmt For For For
1.3 Elect Michael Hartnett Mgmt For For For
1.4 Elect Michael Jordan Mgmt For For For
1.5 Elect Todd Peters Mgmt For For For
1.6 Elect S. Lawrence Prendergast Mgmt For For For
1.7 Elect Edward Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BE Aerospace,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Chadwell Mgmt For For For
1.2 Elect Richard Hamermesh Mgmt For Withhold Against
1.3 Elect Amin Khoury Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive
Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
MacBride
Principles
5 Transaction of Other Business Mgmt For Against Against
Canadian
National
Railway
Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 136375102 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh Bolton Mgmt For For For
1.4 Elect Gordon Giffin Mgmt For For For
1.5 Elect Edith Holiday Mgmt For For For
1.6 Elect V. Maureen Kempston Darkes Mgmt For For For
1.7 Elect Denis Losier Mgmt For For For
1.8 Elect Edward Lumley Mgmt For For For
1.9 Elect David McLean Mgmt For For For
1.10 Elect Claude Mongeau Mgmt For For For
1.11 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Cooper
Industries
plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Butler Mgmt For Against Against
2 Elect Dan Smith Mgmt For For For
3 Elect Gerald Smith Mgmt For For For
4 Elect Mark Thompson Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority of Subsidiaries to Mgmt For For For
Repurchase
Shares
8 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Copart, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPRT CUSIP 217204106 12/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Willis Johnson Mgmt For For For
1.2 Elect A. Jayson Adair Mgmt For For For
1.3 Elect James Meeks Mgmt For Withhold Against
1.4 Elect Steven Cohan Mgmt For For For
1.5 Elect Daniel Englander Mgmt For Withhold Against
1.6 Elect Matt Blunt Mgmt For For For
1.7 Elect Thomas Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect Alexandre Behring Mgmt For For For
3 Elect John Breaux Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2010 Stock and Incentive Award Plan Mgmt For For For
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Rales Mgmt For For For
2 Elect John Schwieters Mgmt For For For
3 Elect Alan Spoon Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Allen Mgmt For For For
2 Elect Aulana Peters Mgmt For For For
3 Elect David Speer Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 Amendment to the Omnibus Equity and Mgmt For For For
Incentive
Plan
6 Short-Term Incentive Bonus Plan Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Internal Executive Compensation
Equity
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
10 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent
Chairman
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect James Koley Mgmt For For For
7 Elect Robert Livingston Mgmt For For For
8 Elect Richard Lochridge Mgmt For For For
9 Elect Bernard Rethore Mgmt For For For
10 Elect Michael Stubbs Mgmt For For For
11 Elect Mary Winston Mgmt For For For
12 Ratification of Auditor Mgmt For For For
Equifax Inc.
Ticker Security ID: Meeting Date Meeting Status
EFX CUSIP 294429105 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Daleo Mgmt For For For
2 Elect Walter Driver Mgmt For For For
3 Elect L. Phillip Humann Mgmt For Against Against
4 Elect Mark Templeton Mgmt For For For
5 Ratification of Auditor Mgmt For For For
FOSTER WHEELER AG
Ticker Security ID: Meeting Date Meeting Status
FWLT CUSIP H27178104 11/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Clayton Daley Mgmt For For For
2 Transaction of Other Business Mgmt For Abstain Against
GATX Corporation
Ticker Security ID: Meeting Date Meeting Status
GMT CUSIP 361448103 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Anne Ariva Mgmt For For For
1.2 Elect Richard Fairbanks Mgmt For For For
1.3 Elect Deborah Fretz Mgmt For For For
1.4 Elect Ernst Haberli Mgmt For For For
1.5 Elect Brian Kenney Mgmt For For For
1.6 Elect Mark McGrath Mgmt For For For
1.7 Elect James Ream Mgmt For For For
1.8 Elect David Sutherland Mgmt For For For
1.9 Elect Casey Sylla Mgmt For For For
2 Ratification of Auditor Mgmt For For For
General Dynamics
Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For Against Against
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Lester Lyles Mgmt For For For
9 Elect William Osborn Mgmt For For For
10 Elect Robert Walmsley Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Space ShrHoldr Against Against For
Weapons
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Sir William Castell Mgmt For For For
4 Elect Ann Fudge Mgmt For For For
5 Elect Susan Hockfield Mgmt For For For
6 Elect Jeffrey Immelt Mgmt For For For
7 Elect Andrea Jung Mgmt For For For
8 Elect Alan Lafley Mgmt For For For
9 Elect Robert Lane Mgmt For For For
10 Elect Ralph Larsen Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For For For
12 Elect James Mulva Mgmt For For For
13 Elect Sam Nunn Mgmt For For For
14 Elect Roger Penske Mgmt For Against Against
15 Elect Robert Swieringa Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Regarding Report on Ratio Between
Executive and Employee
Pay
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Requiring Key Committee Directors
To Receive Less Than 20% Against
Votes
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Harsco
Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect G. D. H. Butler Mgmt For For For
1.2 Elect K. Eddy Mgmt For For For
1.3 Elect S. Fazzolari Mgmt For For For
1.4 Elect Stuart Graham Mgmt For For For
1.5 Elect Terry Growcock Mgmt For For For
1.6 Elect Henry Knueppel Mgmt For For For
1.7 Elect D. Howard Pierce Mgmt For For For
1.8 Elect J. Scheiner Mgmt For For For
1.9 Elect A. Sordoni, III Mgmt For For For
1.10 Elect Robert Wilburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Honeywell
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gordon Bethune Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet Deily Mgmt For For For
7 Elect Lord Clive Hollick Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Bradley Sheares Mgmt For For For
10 Elect Michael Wright Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call a Special
Meeting
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
16 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Hubbell
Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUB.B CUSIP 443510201 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Edwards, Jr. Mgmt For For For
1.2 Elect Lynn Good Mgmt For For For
1.3 Elect Anthony Guzzi Mgmt For For For
1.4 Elect Joel Hoffman Mgmt For For For
1.5 Elect Andrew McNally, IV Mgmt For For For
1.6 Elect Timothy Powers Mgmt For For For
1.7 Elect G. Jackson Ratcliffe Mgmt For For For
1.8 Elect Carlos Rodriguez Mgmt For For For
1.9 Elect Richard Swift Mgmt For For For
1.10 Elect Daniel Van Riper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Incentive Mgmt For For For
Award
Plan
JetBlue Airways
Corporation
Ticker Security ID: Meeting Date Meeting Status
JBLU CUSIP 477143101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Barger Mgmt For For For
1.2 Elect Peter Boneparth Mgmt For For For
1.3 Elect David Checketts Mgmt For For For
1.4 Elect Virginia Gambale Mgmt For For For
1.5 Elect Stephan Gemkow Mgmt For For For
1.6 Elect Joel Peterson Mgmt For Withhold Against
1.7 Elect M. Ann Rhoades Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
Kirby Corporation
Ticker Security ID: Meeting Date Meeting Status
KEX CUSIP 497266106 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect C. Sean Day Mgmt For For For
2 Elect William Lamont, Jr. Mgmt For For For
3 Elect C. Berdon Lawrence Mgmt For For For
4 Reapproval of the Material Terms of Mgmt For For For
the Performance Objectives Under
the 2005 Stock and Incentive
Plan
5 Ratification of Auditor Mgmt For For For
L-3
Communications
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LLL CUSIP 502424104 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Claude Canizares Mgmt For For For
1.2 Elect Thomas Corcoran Mgmt For For For
1.3 Elect Lewis Kramer Mgmt For For For
1.4 Elect Alan Washkowitz Mgmt For For For
2 Amendment to the 2008 Long Term Mgmt For For For
Performance
Plan
3 Ratification of Auditor Mgmt For For For
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP Y62196103 12/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rex Harrington Mgmt For Withhold Against
1.2 Elect Allan Shaw Mgmt For For For
1.3 Elect John Stratakis Mgmt For For For
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Norfolk Southern
Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Bell, Jr. Mgmt For For For
2 Elect Alston Correll Mgmt For For For
3 Elect Landon Hilliard Mgmt For Against Against
4 Elect Burton Joyce Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to Articles of Mgmt For For For
Incorporation to Declassify the
Board
7 Amendment to the Long-Term Incentive Mgmt For For For
Plan
8 Amendment to the Executive Mgmt For For For
Management Incentive Plan
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Northrop Grumman
Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For For For
3 Elect Thomas Fargo Mgmt For For For
4 Elect Victor Fazio Mgmt For For For
5 Elect Donald Felsinger Mgmt For For For
6 Elect Stephen Frank Mgmt For Against Against
7 Elect Bruce Gordon Mgmt For For For
8 Elect Madeleine Kleiner Mgmt For For For
9 Elect Karl Krapek Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect Aulana Peters Mgmt For Against Against
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Certificate Regarding Mgmt For For For
to the Right to Call a Special
Meeting
15 Amendment Certificate of Northrop Mgmt For For For
Grumman Systems Corporation
Regarding the Deletion of Company
Shareholder Approvals for Certain
Transactions
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
Parker-Hannifin
Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Kassling Mgmt For For For
1.2 Elect Robert Kohlhepp Mgmt For For For
1.3 Elect Giulio Mazzalupi Mgmt For For For
1.4 Elect Klaus-Peter Muller Mgmt For For For
1.5 Elect Joseph Scaminace Mgmt For Withhold Against
1.6 Elect Wolfgang Schmitt Mgmt For Withhold Against
1.7 Elect Markos Tambakeras Mgmt For Withhold Against
1.8 Elect James Wainscott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Stock Incentive Plan Mgmt For For For
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board
Chairman
Precision
Castparts
Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Donegan Mgmt For Withhold Against
1.2 Elect Vernon Oechsle Mgmt For Withhold Against
1.3 Elect Rick Schmidt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For Against Against
3 Elect Stephen Hadley Mgmt For For For
4 Elect Frederic Poses Mgmt For For For
5 Elect Michael Ruettgers Mgmt For For For
6 Elect Ronald Skates Mgmt For For For
7 Elect William Spivey Mgmt For For For
8 Elect Linda Stuntz Mgmt For For For
9 Elect William Swanson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 2010 Stock Plan Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Plans
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Republic Airways
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
RJET CUSIP 760276105 06/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bryan Bedford Mgmt For For For
1.2 Elect Lawrence Cohen Mgmt For For For
1.3 Elect Douglas Lambert Mgmt For Withhold Against
1.4 Elect Neal Cohen Mgmt For For For
1.5 Elect Mark Plaumann Mgmt For For For
1.6 Elect Richard P. Schifter Mgmt For For For
1.7 Elect David Siegel Mgmt For For For
2 Amendment to the 2007 Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Republic
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James O'Connor Mgmt For For For
2 Elect John Croghan Mgmt For For For
3 Elect James Crownover Mgmt For For For
4 Elect William Flynn Mgmt For For For
5 Elect David Foley Mgmt For For For
6 Elect Michael Larson Mgmt For For For
7 Elect Nolan Lehmann Mgmt For For For
8 Elect W. Lee Nutter Mgmt For For For
9 Elect Ramon Rodriguez Mgmt For For For
10 Elect Allan Sorensen Mgmt For For For
11 Elect John Trani Mgmt For For For
12 Elect Michael Wickham Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and Expenditure
Report
Rockwell
Collins,
Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341101 02/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Beall Mgmt For For For
1.2 Elect Mark Donegan Mgmt For For For
1.3 Elect Andrew Policano Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For For For
Incentives
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP 826197501 01/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratify Peter Loscher Mgmt For For For
3 Ratify Wolfgang Dehen Mgmt For For For
4 Ratify Heinrich Hiesinger Mgmt For Against Against
5 Ratify Joe Kaeser Mgmt For Against Against
6 Ratify Barbara Kux Mgmt For For For
7 Ratify Jim Reid-Anderson Mgmt For For For
8 Ratify Hermann Requardt Mgmt For Against Against
9 Ratify Siegfried Russwurm Mgmt For For For
10 Ratify Peter Solmssen Mgmt For For For
11 Ratify Gerhard Cromme Mgmt For Against Against
12 Ratify Berthold Huber Mgmt For Against Against
13 Ratify Heinrich Hiesinger Mgmt For Against Against
14 Ratify Josef Ackermann Mgmt For Against Against
15 Ratify Lothar Adler Mgmt For Against Against
16 Ratify Jean-Louis Beffa Mgmt For For For
17 Ratify Gerd von Brandenstein Mgmt For For For
18 Ratify Michael Diekmann Mgmt For For For
19 Ratify Hans Michael Gaul Mgmt For For For
20 Ratify Peter Gruss Mgmt For For For
21 Ratify Bettina Haller Mgmt For For For
22 Ratify Hans-Jurgen Hartung Mgmt For For For
23 Ratify Heinz Hawreliuk Mgmt For Against Against
24 Ratify Harald Kern Mgmt For For For
25 Ratify Nicola Leibinger-Kammuller Mgmt For For For
26 Ratify Werner Monius Mgmt For For For
27 Ratify Hakan Samuelsson Mgmt For For For
28 Ratify Dieter Scheitor Mgmt For For For
29 Ratify Rainer Sieg Mgmt For For For
30 Ratify Birgit Steinborn Mgmt For Against Against
31 Ratify Iain Vallance of Tummel Mgmt For Against Against
32 Ratify Sibylle Wankel Mgmt For For For
33 Approval of Compensation Policy Mgmt For Against Against
34 Appointment of Auditor Mgmt For For For
35 Authority to Repurchase Shares Mgmt For For For
36 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
37 Authority to Issue Convertible Bonds Mgmt For For For
38 Amendments to Articles Mgmt For For For
39 Agreement with Karl-Hermann Baumann Mgmt For For For
40 Agreement with Johannes Feldmayer Mgmt For For For
41 Agreement with Klaus Kleinfeld Mgmt For For For
42 Agreement with Edward Krubasik Mgmt For For For
43 Agreement with Rudi Lamprecht Mgmt For For For
44 Agreement with Heinrich von Pierer Mgmt For For For
45 Agreement with Jurgen Radomski Mgmt For For For
46 Agreement with Uriel Sharef Mgmt For For For
47 Agreement with Klaus Wucherer Mgmt For For For
48 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
49 Shareholder Proposal Regarding Mgmt Against Against For
Supervisory Board
Compensation
50 Shareholder Proposal Regarding Mgmt Against Against For
Amending the Corporate
Purpose
SkyWest, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKYW CUSIP 830879102 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jerry Atkin Mgmt For For For
2 Elect J. Ralph Atkin Mgmt For Against Against
3 Elect Margaret Billson Mgmt For For For
4 Elect Ian Cumming Mgmt For Against Against
5 Elect Henry Eyring Mgmt For For For
6 Elect Robert Sarver Mgmt For For For
7 Elect Steven Udvar-Hazy Mgmt For Against Against
8 Elect James Welch Mgmt For For For
9 Elect Michael Young Mgmt For For For
10 2010 Long-Term Incentive Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
Snap-on
Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Fiedler Mgmt For For For
2 Elect James Holden Mgmt For For For
3 Elect W. Dudley Lehman Mgmt For For For
4 Elect Edward Rensi Mgmt For For For
5 Ratification of Auditor Mgmt For For For
Sykes
Enterprises,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
SYKE CUSIP 871237103 05/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Whiting Mgmt For For For
1.2 Elect Mark Bozek Mgmt For For For
1.3 Elect Iain Macdonald Mgmt For For For
1.4 Elect Michael DeLong Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Triumph Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TGI CUSIP 896818101 07/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Bourgon Mgmt For For For
1.2 Elect Richard Gozon Mgmt For For For
1.3 Elect Richard Ill Mgmt For For For
1.4 Elect Claude Kronk Mgmt For For For
1.5 Elect Joseph Silvestri Mgmt For For For
1.6 Elect George Simpson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Tyco
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP H89128104 03/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3.1 Elect Edward Breen Mgmt For For For
3.2 Elect Michael Daniels Mgmt For For For
3.3 Elect Timothy Donahue Mgmt For For For
3.4 Elect Brian Duperreault Mgmt For For For
3.5 Elect Bruce Gordon Mgmt For For For
3.6 Elect Rajiv Gupta Mgmt For For For
3.7 Elect John Krol Mgmt For For For
3.8 Elect Brendan O'Neill Mgmt For For For
3.9 Elect William Stavropoulos Mgmt For For For
3.10 Elect Sandra Wijnberg Mgmt For For For
3.11 Elect R. David Yost Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Special Auditor Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Special Dividend/Reduction in Par Mgmt For For For
Value
9 Adoption of Plurality Vote in Mgmt For For For
Contested
Elections
10 Transaction of Other Business Mgmt For Against Against
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
United
Technologies
Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect John Faraci Mgmt For For For
1.3 Elect Jean-Pierre Garnier Mgmt For For For
1.4 Elect Jamie Gorelick Mgmt For For For
1.5 Elect Carlos Gutierrez Mgmt For For For
1.6 Elect Edward Kangas Mgmt For For For
1.7 Elect Charles Lee Mgmt For For For
1.8 Elect Richard McCormick Mgmt For For For
1.9 Elect Harold McGraw III Mgmt For For For
1.10 Elect Richard Myers Mgmt For For For
1.11 Elect H. Patrick Swygert Mgmt For For For
1.12 Elect Andre Villeneuve Mgmt For For For
1.13 Elect Christine Whitman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
W.W. Grainger,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Stuart Levenick Mgmt For For For
1.6 Elect John McCarter, Jr. Mgmt For For For
1.7 Elect Neil Novich Mgmt For For For
1.8 Elect Michael Roberts Mgmt For For For
1.9 Elect Gary Rogers Mgmt For For For
1.10 Elect James Ryan Mgmt For For For
1.11 Elect E. Scott Santi Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Incentive Plan Mgmt For For For
Waste
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pastora Cafferty Mgmt For For For
2 Elect Frank Clark, Jr. Mgmt For For For
3 Elect Patrick Gross Mgmt For Against Against
4 Elect John Pope Mgmt For For For
5 Elect W. Robert Reum Mgmt For For For
6 Elect Steven Rothmeier Mgmt For For For
7 Elect David Steiner Mgmt For For For
8 Elect Thomas Weidemeyer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Elimination of the Supermajority Mgmt For For For
Requirement
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
12 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Woodward
Governor
Company
Ticker Security ID: Meeting Date Meeting Status
WGOV CUSIP 980745103 01/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cohn Mgmt For For For
1.2 Elect Michael Joyce Mgmt For For For
1.3 Elect James Rulseh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Item 11: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Information Technology Fund
Reporting Period: 7/1/2009 - 6/30/2010
ACCENTURE PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Kimsey Mgmt For For For
2 Elect Robert Lipp Mgmt For For For
3 Elect Wulf von Schimmelmann Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 2010 Share Incentive Plan Mgmt For For For
6 2010 Employee Share Purchase Plan Mgmt For Against Against
7 Authorization to Hold the 2011 Mgmt For For For
Annual Meeting Outside of
Ireland
8 Authority to Repurchase Shares Mgmt For Against Against
9 Issuance of Treasury Shares Mgmt For Against Against
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Anderson Mgmt For For For
1.2 Elect Adrian Gardner Mgmt For For For
1.3 Elect Charles Foster Mgmt For For For
1.4 Elect James Kahan Mgmt For For For
1.5 Elect Zohar Zisapel Mgmt For For For
1.6 Elect Dov Baharav Mgmt For For For
1.7 Elect Julian Brodsky Mgmt For For For
1.8 Elect Eli Gelman Mgmt For For For
1.9 Elect Nehemia Lemelbaum Mgmt For For For
1.10 Elect John McLennan Mgmt For For For
1.11 Elect Robert Minicucci Mgmt For For For
1.12 Elect Simon Olswang Mgmt For For For
1.13 Elect Giora Yaron Mgmt For For For
2 Approve Consolidated Financial Mgmt For For For
Statements
3 Appointment of Auditor Mgmt For For For
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Jerome York Mgmt For For For
2 Amendment to the 2003 Employee Stock Mgmt For For For
Plan
3 Amendment to the 1997 Director Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Sustainability
Committee
Avnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVT CUSIP 053807103 11/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eleanor Baum Mgmt For For For
1.2 Elect J. Veronica Biggins Mgmt For For For
1.3 Elect Lawrence Clarkson Mgmt For For For
1.4 Elect Ehud Houminer Mgmt For For For
1.5 Elect Frank Noonan Mgmt For For For
1.6 Elect Ray Robinson Mgmt For For For
1.7 Elect William Sullivan Mgmt For For For
1.8 Elect Gary Tooker Mgmt For For For
1.9 Elect Roy Vallee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Check Point
Software Tech
LT
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 06/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gil Shwed Mgmt For For For
1.2 Elect Marius Nacht Mgmt For For For
1.3 Elect Jerry Ungerman Mgmt For For For
1.4 Elect Dan Propper Mgmt For For For
1.5 Elect David Rubner Mgmt For For For
1.6 Elect Tal Shavit Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Approval of Compensation for the Mgmt For For For
Company's Chairman and CEO, Gil
Shwed
4 Declaration of Material Interest Mgmt N/A Abstain N/A
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For For For
9 Elect Roderick McGeary Mgmt For For For
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
15 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of a Board Committee on
Human
Rights
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Internet
Fragmentation
Cognizant
Technology
Solutions
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Klein Mgmt For For For
2 Elect Lakshmi Narayanan Mgmt For For For
3 Elect Maureen Breakiron-Evans Mgmt For For For
4 Amendment to the 2004 Employee Stock Mgmt For For For
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
Computer
Sciences
Corporation
Ticker Security ID: Meeting Date Meeting Status
CSC CUSIP 205363104 08/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Irving Bailey, II Mgmt For For For
1.2 Elect David Barram Mgmt For For For
1.3 Elect Stephen Baum Mgmt For For For
1.4 Elect Rodney Chase Mgmt For Withhold Against
1.5 Elect Judith Haberkorn Mgmt For For For
1.6 Elect Michael Laphen Mgmt For For For
1.7 Elect F. Warren McFarlan Mgmt For For For
1.8 Elect Chong Sup Park Mgmt For For For
1.9 Elect Thomas Patrick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Convergys
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVG CUSIP 212485106 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Zoe Baird Mgmt For For For
1.2 Elect Richard Devenuti Mgmt For For For
1.3 Elect Thomas Monahan III Mgmt For For For
1.4 Elect Philip Odeen Mgmt For For For
1.5 Elect Richard Wallman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
CSG Systems
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGS CUSIP 126349109 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Nafus Mgmt For Withhold Against
1.2 Elect Janice Obuchowski Mgmt For For For
1.3 Elect Donald Reed Mgmt For For For
2 Issuance of Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Breyer Mgmt For For For
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect Michael Dell Mgmt For For For
1.4 Elect William Gray, III Mgmt For For For
1.5 Elect Sallie Krawcheck Mgmt For For For
1.6 Elect Judy Lewent Mgmt For For For
1.7 Elect Thomas Luce, III Mgmt For Withhold Against
1.8 Elect Klaus Luft Mgmt For For For
1.9 Elect Alex Mandl Mgmt For For For
1.10 Elect Sam Nunn, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Reimbursement of Solicitation
Expenses
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
eBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Moffett Mgmt For For For
2 Elect Richard Schlosberg, III Mgmt For For For
3 Elect Thomas Tierney Mgmt For For For
4 Amendment to the Incentive Plan Mgmt For For For
5 Amendment to the 2008 Equity Mgmt For For For
Incentive Award
Plan
6 Ratification of Auditor Mgmt For For For
Fidelity
National
Information
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 09/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Agreement Mgmt For For For
2 Issuance of Common Stock Mgmt For For For
3 Issuance of Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
Flextronics
International
Ltd
Ticker Security ID: Meeting Date Meeting Status
FLEX CUSIP Y2573F102 07/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 One-Time Option Exchange Mgmt For For For
Flextronics
International
Ltd
Ticker Security ID: Meeting Date Meeting Status
FLEX CUSIP Y2573F102 09/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Davidson Mgmt For Against Against
2 Elect Lip-Bu Tan Mgmt For For For
3 Elect Robert Edwards Mgmt For For For
4 Elect Daniel Schulman Mgmt For For For
5 Elect William Watkins Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Renew Share Purchase Mandate Mgmt For For For
8 Renew Share Purchase Mandate Mgmt For For For
9 Director Compensation Mgmt For For For
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Behavorial
Advertising
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights in
China
Hewitt
Associates,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HEW CUSIP 42822Q100 01/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judson Green Mgmt For For For
1.2 Elect Michael Greenlees Mgmt For For For
1.3 Elect Steven Stanbrook Mgmt For For For
1.4 Elect Stacey Mobley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Lawrence Babbio Jr. Mgmt For For For
3 Elect Sari Baldauf Mgmt For For For
4 Elect Rajiv Gupta Mgmt For For For
5 Elect John Hammergren Mgmt For For For
6 Elect Mark Hurd Mgmt For For For
7 Elect Joel Hyatt Mgmt For For For
8 Elect John Joyce Mgmt For For For
9 Elect Robert Ryan Mgmt For For For
10 Elect Lucille Salhany Mgmt For Against Against
11 Elect G. Kennedy Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
14 Adopt Advisory Vote on Executive Mgmt For For For
Compensation
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Cathleen Black Mgmt For Against Against
3 Elect William Brody Mgmt For For For
4 Elect Kenneth Chenault Mgmt For For For
5 Elect Michael Eskew Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect Taizo Nishimuro Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect Samuel Palmisano Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Zambrano Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Lender
Processing
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LPS CUSIP 52602E102 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Carbiener Mgmt For For For
1.2 Elect Alvin Carpenter Mgmt For For For
1.3 Elect John Farrell, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LOGITECH
INTERNATIONAL
SA
Ticker Security ID: Meeting Date Meeting Status
LOGN CUSIP H50430232 09/01/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendment to 2006 Stock Incentive Mgmt For Against Against
Plan
5 Ratification of Board and Management Mgmt For For For
Acts
6 Elect Erh-Hsun Chang Mgmt For For For
7 Elect Kee-Lock Chua Mgmt For For For
8 Appointment of Auditor Mgmt For For For
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP 577933104 03/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Lederer Mgmt For For For
1.2 Elect Peter Pond Mgmt For For For
1.3 Elect James Thompson, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Gates, III Mgmt For For For
2 Elect Steven Ballmer Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Restoration of Right to Call a Mgmt For For For
Special
Meeting
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Charitable
Contributions
Oracle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Berg Mgmt For Withhold Against
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Donald Lucas Mgmt For Withhold Against
1.11 Elect Charles Phillips, Jr. Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 2010 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Research In
Motion
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mike Lazaridis Mgmt For Withhold Against
1.2 Elect James Estill Mgmt For Withhold Against
1.3 Elect David Kerr Mgmt For For For
1.4 Elect Roger Martin Mgmt For For For
1.5 Elect John Richardson Mgmt For Withhold Against
1.6 Elect Barbara Stymiest Mgmt For For For
1.7 Elect John Wetmore Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Sybase Inc
Ticker Security ID: Meeting Date Meeting Status
SY CUSIP 871130100 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chen Mgmt For For For
1.2 Elect Richard Alberding Mgmt For For For
1.3 Elect Cecilia Claudio Mgmt For For For
1.4 Elect Michael Daniels Mgmt For For For
1.5 Elect L. William Krause Mgmt For For For
1.6 Elect Alan Salisbury Mgmt For For For
1.7 Elect Jack Sum Mgmt For For For
1.8 Elect Robert Wayman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Mgmt For For For
Leadership Team Incentive
Plan
Teletech
Holdings
Inc
Ticker Security ID: Meeting Date Meeting Status
TTEC CUSIP 879939106 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Tuchman Mgmt For For For
1.2 Elect James Barlett Mgmt For For For
1.3 Elect William Linnenbringer Mgmt For For For
1.4 Elect Ruth Lipper Mgmt For Withhold Against
1.5 Elect Shrikant Mehta Mgmt For For For
1.6 Elect Anjan Mukherjee Mgmt For For For
1.7 Elect Robert Tarola Mgmt For For For
1.8 Elect Shirley Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Equity Incentive Plan Mgmt For For For
VISA INC.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Matschullat Mgmt For For For
1.2 Elect Cathy Minehan Mgmt For For For
1.3 Elect David Pang Mgmt For For For
1.4 Elect William Shanahan Mgmt For For For
1.5 Elect John Swainson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Western Digital
Corporation
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Behrendt Mgmt For For For
2 Elect Kathleen Cote Mgmt For For For
3 Elect John Coyne Mgmt For For For
4 Elect Henry DeNero Mgmt For For For
5 Elect William Kimsey Mgmt For For For
6 Elect Michael Lambert Mgmt For For For
7 Elect Matthew Massengill Mgmt For For For
8 Elect Roger Moore Mgmt For For For
9 Elect Thomas Pardun Mgmt For For For
10 Elect Arif Shakeel Mgmt For For For
11 Amendment to the 2004 Performance Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
Item 12: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON International Equity Fund
Reporting Period: 7/1/2009 - 6/30/2010
Allianz SE
Ticker Security ID: Meeting Date Meeting Status
ALV CINS D03080112 05/05/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Elect Peter Sutherland Mgmt For For For
8 Compensation Policy Mgmt For For For
9 Increase in Authorized Capital I Mgmt For For For
10 Increase in Authorized Capital II Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For For For
Instruments: Increase in
Conditional
Capital
12 Authority to Trade in Company Stock Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
15 Intra-company Control Agreements Mgmt For For For
16 Intra-company Control Agreements Mgmt For For For
Anheuser-Busch
Inbev
SA
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/27/2010 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment Regarding Director Term Mgmt For Against Against
Lengths
4 Amendment Regarding Implementation Mgmt For For For
of EU
Directive
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Authority to Exclude Preference Mgmt For For For
Right of Existing
Shareholders
8 Authority to Issue Subscription Mgmt For For For
Rights
9 Authority to Increase Capital with Mgmt For For For
Regards to
Issuance
10 Authority to Exercise Power Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports; Allocation of Mgmt For For For
Profits and
Dividends
15 Ratification of Board Acts Mgmt For For For
16 Ratification of Auditor's Acts Mgmt For For For
17 Elect Alexandre van Damme Mgmt For For For
18 Elect Gregoire de Spoelberch Mgmt For For For
19 Elect Carlos de Veiga Sicupira Mgmt For For For
20 Elect Jorge Paulo Lemann Mgmt For For For
21 Elect Roberto Moses Thompson Motta Mgmt For For For
22 Elect Marcel Telles Mgmt For Against Against
23 Elect Jean-Luc Dehaene Mgmt For For For
24 Elect Mark Winkelman Mgmt For For For
25 Replacement of Auditor Mgmt For For For
26 Remuneration Report Mgmt For For For
27 Approval of Equity Grants Mgmt For For For
28 Approval of Equity Grants Mgmt For For For
29 Approval of Equity Grants Mgmt For For For
30 Approval of Equity Grants Mgmt For For For
31 Approval of Equity Grants Mgmt For For For
32 Approval of Change in Control Mgmt For Against Against
Provision Relating to EMTN
Program
33 Change of Control Provision Relating Mgmt For Against Against
to the US Dollar
Notes
34 Change of Control Provisions Mgmt For Against Against
Relating to Senior Facilities
Agreement
35 Change of Control Provision Relating Mgmt For Against Against
to Term Facilities
Agreement
36 Authority to Carry Out Formalities Mgmt For For For
Asya Katilim
Bankasi
Ticker Security ID: Meeting Date Meeting Status
ASYAB CINS M15323104 03/20/2010 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Board Mgmt For For For
3 Minutes Mgmt For For For
4 Reports Mgmt For For For
5 Accounts Mgmt For For For
6 Ratification of Co-option of Board Mgmt For For For
Members
7 Ratification of Board and Statutory Mgmt For For For
Auditors'
Acts
8 Directors and Statutory Auditors' Mgmt For Abstain Against
Fees
9 Election of High Advisory Board and Mgmt For Abstain Against
Authority to Set
Fees
10 Appointment of Auditor Mgmt For Abstain Against
11 Charitable Donations Mgmt For For For
12 Disclosure Policy Mgmt For For For
13 Related Party Transactions Mgmt For For For
14 Closing Mgmt For For For
AXA
Ticker Security ID: Meeting Date Meeting Status
AXA CINS F06106102 04/29/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Supplementary Retirement Benefits Mgmt For For For
(Henri de Castries, Denis Duverne
and Francois
Pierson)
9 Severance Package and Retirement Mgmt For For For
Benefits (Henri de
Castries)
10 Severance Package and Retirement Mgmt For For For
Benefits (Denis
Duverne)
11 Elect Norbert Dentressangle Mgmt For For For
12 Appointment of Auditor (Mazars) Mgmt For For For
13 Appointment of Alternate Auditor Mgmt For For For
(Jean-Brice de
Turkheim)
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Under
Employee Savings
Plan
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights for the Benefit
of Overseas
Employees
17 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
18 Amendment to Governing Structure; Mgmt For Against Against
Correlative Amendment of
Articles
19 Amendments to Articles 7, 8 and 10 Mgmt For For For
20 Elect Henri de Castries Mgmt For For For
21 Elect Denis Duverne Mgmt For For For
22 Elect Jacques d'Armand de Mgmt For For For
Chateauvieux
23 Elect Norbert Dentressangle Mgmt For For For
24 Elect Jean-Martin Folz Mgmt For For For
25 Elect Anthony Hamilton Mgmt For For For
26 Elect Francois Martineau Mgmt For For For
27 Elect Giuseppe Mussari Mgmt For For For
28 Elect Ramon de Oliveira Mgmt For For For
29 Elect Michel Pebereau Mgmt For Against Against
30 Elect Dominique Reiniche Mgmt For For For
31 Elect Ezra Suleiman Mgmt For For For
32 Elect Isabelle Kocher Mgmt For For For
33 Elect Lee Suet Fern Mgmt For For For
34 Elect Wendy Cooper ShrHoldr For For For
35 Elect John Coultrap ShrHoldr Against Against For
36 Elect Paul Geiersbach ShrHoldr Against Against For
37 Elect Sebastien Herzog ShrHoldr Against Against For
38 Elect Rodney Koch ShrHoldr Against Against For
39 Elect Jason Steinberg ShrHoldr Against Against For
40 Directors' Fees Mgmt For For For
41 Authority to Carry Out Formalities Mgmt For For For
42 Non-Voting Meeting Note N/A N/A N/A N/A
Banco Bradesco SA
Ticker Security ID: Meeting Date Meeting Status
CINS P1808G117 06/10/2010 Unvoted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
Banco Santander
S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CINS E19790109 06/11/2010 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Ratification Mgmt For For For
of Board
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect angel Jado Becerro de Bengoa Mgmt For For For
5 Elect Francisco Javier Botin-Sanz de Mgmt For For For
Sautuola y
O'Shea
6 Elect Isabel Tocino Biscarolasaga Mgmt For For For
7 Elect Fernando de Asua alvarez Mgmt For For For
8 Elect Alfredo Saenz Abad Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Script Dividend Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Issue Script Dividend Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Convertible and Mgmt For For For
Non-Convertible Debt
Instruments
17 Long-Term Incentive Plan Mgmt For For For
18 UK Employee Stock Purchase Plan Mgmt For For For
19 Authority to Carry Out Formalities Mgmt For For For
20 Remuneration Report Mgmt For For For
Bangkok
Expressway
Ticker Security ID: Meeting Date Meeting Status
BECL CINS Y0607D119 04/22/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Report on Results of Operation Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors (Slate) Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Other Business Mgmt For Against Against
Bank Of Baroda
Ticker Security ID: Meeting Date Meeting Status
532134 ISIN INE028A01013 07/02/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 03/19/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Type of Securities to be Issued Mgmt For For For
6 Issue Size Mgmt For For For
7 Par Value and Issue Price Mgmt For For For
8 Term Mgmt For For For
9 Interest Rate Mgmt For For For
10 Method and Timing of Interest Payment Mgmt For For For
11 Conversion Period Mgmt For For For
12 Conversion Price and Adjustment Mgmt For For For
13 Downward Adjustment to Conversion Mgmt For For For
Price
14 Conversion Method of Fractional Share Mgmt For For For
15 Terms of Redemption Mgmt For For For
16 Redemption at the Option of the Bond Mgmt For For For
Holders
17 Dividend Rights of the Rear of Mgmt For For For
Conversion
18 Method of Issuance and Target Mgmt For For For
Subscribers
19 Subscription Arrangement for the Mgmt For For For
Existing A
Shareholders
20 Bond Holders and Meetings Mgmt For For For
21 Use of Proceeds from the Issuance of Mgmt For For For
the Convertible
Bonds
22 Special Provisions in Relation to Mgmt For For For
Supplementary
Capital
23 Guarantee and Security Mgmt For For For
24 Validity Period Mgmt For For For
25 Matters Relating to authorization of Mgmt For For For
Board of
Directors
26 Capital Management Plan Mgmt For For For
27 Feasibility Report on Use of Mgmt For For For
Proceeds from Issuance of
Convertible
Bonds
28 Utilization Report on Use of Mgmt For For For
Proceeds from Previous Issuance of
Securities
29 Elect LI Jun as Supervisor Mgmt For Against Against
30 Non-Voting Meeting Note N/A N/A N/A N/A
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 05/27/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Financial Statement Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Financial Budget Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Elect XIAO Gang Mgmt For For For
11 Elect LI Lihui Mgmt For For For
12 Elect LI Zaohang Mgmt For Against Against
13 Elect ZHOU Zaiqun Mgmt For For For
14 Elect Anthony Neoh Mgmt For For For
15 Elect HUANG Shizhong Mgmt For For For
16 Elect HUANG Danhan Mgmt For For For
17 Elect QIN Rongsheng Mgmt For For For
18 Elect BAI Jingming Mgmt For For For
19 External Supervisors' Fees Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Elect WANG Xueqiang Mgmt For For For
23 Elect LIU Wanming Mgmt For For For
24 Amendments to Administrative Measures Mgmt For For For
Bank Of India
Ticker Security ID: Meeting Date Meeting Status
BOI CINS Y06949112 07/11/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
Barrick Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
ABX CINS 067901108 04/28/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Anthony Munk Mgmt For For For
4 Elect Charles Birchall Mgmt For For For
5 Elect Donald Carty Mgmt For For For
6 Elect Gustavo Cisneros Mgmt For For For
7 Elect Marshall Cohen Mgmt For For For
8 Elect Peter Crossgrove Mgmt For Against Against
9 Elect Robert Franklin Mgmt For Against Against
10 Elect J. Brett Harvey Mgmt For Against Against
11 Elect Brian Mulroney Mgmt For Against Against
12 Elect Anthony Munk Mgmt For For For
13 Elect Peter Munk Mgmt For For For
14 Elect Aaron Regent Mgmt For For For
15 Elect Nathaniel Rothschild Mgmt For For For
16 Elect Steven Shapiro Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Non-Voting Agenda Item N/A N/A N/A N/A
BASF SE
Ticker Security ID: Meeting Date Meeting Status
BAS CINS D06216101 04/29/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Supervisory Board Mgmt For For For
Acts
6 Ratification of Management Board Acts Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Dematerialization of Bearer Shares Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Approval of Remuneration Policy Mgmt For For For
11 Amend Article 17(2) Mgmt For For For
12 Amend Article 17(3) Mgmt For For For
13 Amend Article 18(2) Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
BHP Billiton
Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/26/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
3 Re-elect Carlos Cordeiro (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
4 Re-elect David Crawford (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
5 Re-elect Gail de Planque (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
6 Re-elect Marius Kloppers (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
7 Re-elect Don Argus (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
8 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton
plc)
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
12 Authority to Repurchase Shares (BHP Mgmt For For For
Billiton
plc)
13 Reduction of Issued Share Capital Mgmt For For For
(April 30,
2010)
14 Reduction of Issued Share Capital Mgmt For For For
(June 17,
2010)
15 Reduction of Issued Share Capital Mgmt For For For
(September 15,
2010)
16 Reduction of Issued Share Capital Mgmt For For For
(November 11,
2010)
17 Remuneration Report Mgmt For For For
18 Equity Grant (CEO Marius Kloppers) Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
Bidvest Group
Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/17/2009 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Increase Non-Executive Directors' Mgmt For For For
Fees
3 Appointment of Auditor Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 General Authority to Issue Shares Mgmt For For For
6 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
7 Authority to Distribute Share Mgmt For For For
Capital or
Premium
8 Authority to Create and Issue Mgmt For For For
Convertible
Debentures
9 Elect Doug Band Mgmt For Against Against
10 Elect Lionel Jacobs Mgmt For Against Against
11 Elect Rachel Kunene Mgmt For For For
12 Elect Donald Masson Mgmt For For For
13 Elect Joseph Pamensky Mgmt For Against Against
14 Elect Sybrand Pretorius Mgmt For Against Against
15 Elect Alan Salomon Mgmt For For For
16 Elect Tania Slabbert Mgmt For Against Against
17 Elect N. Peter Mageza Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
BNP Paribas
Ticker Security ID: Meeting Date Meeting Status
BNP CINS F1058Q238 05/12/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Consolidated Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends; Mgmt For For For
Form of Dividend
Payment
7 Related Party Transactions Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Louis Schweitzer Mgmt For For For
10 Elect Michel Tilmant Mgmt For For For
11 Elect Emiel Van Broekhoven Mgmt For For For
12 Elect Meglena Kuneva Mgmt For For For
13 Elect Jean-Laurent Bonnafe Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Increase Capital in Mgmt For For For
Case of Exchange
Offer
18 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
19 Global Dilution Ceiling on Increases Mgmt For For For
in Capital w/o Preemptive
Rights
20 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
21 Global Dilution Ceiling on Increases Mgmt For For For
in Capital w/ or w/out Preemptive
Rights
22 Authority to Issue Shares Under Mgmt For For For
Employee Savings
Plan
23 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
24 Merger by Absorption of Fortis Mgmt For For For
Banque
France
25 Amendments to Articles Related to Mgmt For For For
the Repurchase of Preferred
Shares
26 Authority to Carry Out Formalities Mgmt For For For
BP PLC
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/15/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For For For
5 Elect Cynthia Carroll Mgmt For For For
6 Elect Sir William Castell Mgmt For For For
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Douglas Flint Mgmt For For For
12 Elect Byron Grote Mgmt For For For
13 Elect Anthony Hayward Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Elect DeAnne Julius Mgmt For Against Against
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Adoption of New Articles Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Renewal of Executive Directors' Mgmt For Against Against
Incentive
Plan
24 Scrip Dividend Mgmt For For For
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Sunrise SAGD
Project
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
Cafe De Coral
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0341 CINS G1744V103 09/15/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Michael CHAN Yue Kwong Mgmt For Against Against
5 Elect Anita LO Pik Ling Mgmt For For For
6 Elect Peter LO Tak Shing Mgmt For For For
7 Elect Larry KWOK Lam Kwong Mgmt For For For
8 Elect LOOK Guy Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
Carlsberg A/S
Ticker Security ID: Meeting Date Meeting Status
CARL-B CINS K36628137 03/25/2010 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports; Ratification Mgmt For For For
of Board and Management
Acts
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendment Regarding Company's Address Mgmt For For For
8 Amendment Regarding Official Language Mgmt For For For
9 Amendment Regarding Electronic Mgmt For For For
Communication
10 Amendment Regarding Meeting Notice Mgmt For For For
and Meeting
Location
11 Amendment Regarding Extraordinary Mgmt For For For
General
Meetings
12 Amendment Regarding General Meeting Mgmt For For For
13 Amendments Regarding Meeting Mgmt For For For
Documents
14 Amendment Regarding Voting Rights Mgmt For For For
and
Admission
15 Amendment Regarding Shareholder Mgmt For For For
Proposals
16 Amendment Regarding Proxies Mgmt For For For
17 Amendment Regarding Meeting Agenda Mgmt For For For
18 Amendment Regarding Meeting Minutes Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Elect Jess Soderberg Mgmt For For For
21 Elect Flemming Besenbacher Mgmt For For For
22 Elect Per ohrgaard Mgmt For Against Against
23 Elect Lars Stemmerik Mgmt For For For
24 Appointment of Auditor Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
China Citic Bank
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M116 02/05/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect angel Cano Fernandez Mgmt For Against Against
3 Issuance of Subordinated Bonds and Mgmt For For For
Hybrid Capital
Bonds
China Citic Bank
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M116 04/23/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Director: ZHAO Xiaofan Mgmt For For For
2 Election of Supervisor: WU Beiying Mgmt For Against Against
China Citic Bank
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M116 06/23/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Report Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Financial Budget Plan Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
China
Construction
Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/24/2010 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Nominal Value Mgmt For For For
3 Proportion and Number of Shares Mgmt For For For
4 Subscription Price Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Arrangement for Accumulated Mgmt For For For
Undistributed
Profits
8 Effective Period of Resolution Mgmt For For For
China
Construction
Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/24/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Final Financial Accounts Mgmt For For For
4 Fixed Assets Investment Budget Mgmt For For For
5 Profit Distribution Plan Mgmt For For For
6 Fees of Directors and Supervisors Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Type and Nominal Value Mgmt For For For
9 Proportion and Number of Shares Mgmt For For For
10 Subscription Price Mgmt For For For
11 Target Subscribers Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Arrangement for Accumulated Mgmt For For For
Undistributed
Profits
14 Effective Period of Resolution Mgmt For For For
15 Authorizations for Rights Issue Mgmt For For For
16 Feasibility Report on Use of Proceeds Mgmt For For For
17 Report on Use of Proceeds from Mgmt For For For
Previous A Share
Issue
18 Mid-term Plan of Capital Management Mgmt For For For
19 Elect GUO Shuqing Mgmt For For For
20 Elect ZHANG Jianguo Mgmt For For For
21 Elect Peter Levene Mgmt For For For
22 Elect Jenny Shipley Mgmt For For For
23 Elect Elaine La Roche Mgmt For For For
24 Elect WONG Kai-Man Mgmt For For For
25 Elect Sue YANG Mgmt For For For
26 Elect Joseph YAM Chi Kwong Mgmt For For For
27 Elect ZHAO Xijun Mgmt For For For
28 Elect XIE Duyang Mgmt For For For
29 Elect LIU Jin Mgmt For For For
30 Elect GUO Feng Mgmt For For For
31 Elect DAI Deming Mgmt For For For
32 Elect SONG Fengming Mgmt For For For
33 Elect ZHU Xiaohuang Mgmt For For For
34 Elect WANG Shumin Mgmt For For For
35 Elect WANG Yong Mgmt For For For
36 Elect LI Xiaoling Mgmt For For For
37 Elect ZHU Zhenmin Mgmt For For For
38 Elect LU Xiaoma Mgmt For For For
39 Elect CHEN Yuanling Mgmt For For For
40 Other Business Mgmt For Against Against
41 Non-Voting Meeting Note N/A N/A N/A N/A
China Dongxiang
(Group) Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
3818 CINS G2112Y109 09/25/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Joint Venture Agreement Mgmt For For For
3 New Framework Agreement Mgmt For For For
4 Annual Caps Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
China South
Locomotive &
Rolling Stock
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1516V109 06/17/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisory Committee's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Final Dividend Mgmt For For For
7 Continuing Connected Transactions Mgmt For For For
8 Authority to Give Guarantees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Directors' and Supervisors' Fees Mgmt For For For
11 Independent Directors' Fees Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Change of Company Name Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
China Travel
International
Investment Hong
Kong
Ticker Security ID: Meeting Date Meeting Status
0308 CINS Y1507D100 07/20/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture/Spin-off Mgmt For For For
3 Tour Group Services Supplemental Mgmt For For For
Agreement
4 Ratification of Board Acts Mgmt For For For
CNP Assurances
Ticker Security ID: Meeting Date Meeting Status
CNP CINS F1876N318 05/25/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Severance Package (Gilles Benoist) Mgmt For For For
9 Ratification of the Co-option of Mgmt For For For
Tommaso
Padoa-Schioppa
10 Authority to Repurchase Shares Mgmt For Against Against
11 Replacement of Auditor and Alternate Mgmt For For For
Auditor
12 Appointment of Auditor and Mgmt For For For
Replacement of Alternate
Auditor
13 Stock Split Mgmt For For For
14 Amendment to Articles Regarding Mgmt For For For
Stock
Split
15 Authority to Carry Out Formalities Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia
Brasileira de
Distribuicao
S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS P30558111 07/06/2009 Unvoted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
Companhia de
Saneamento
Basico do
Estado de Sao
Paulo
SA
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CINS P8228H104 03/04/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Restated Accounts Mgmt For For For
4 Ratification of Allocation of Mgmt For For For
Profits/Dividends
Companhia de
Saneamento
Basico do
Estado de Sao
Paulo
SA
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CINS P8228H104 04/29/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors; Election of Mgmt For Abstain Against
Supervisory
Council
Corporacion Geo
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
GEOB CINS P3142C117 04/14/2010 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the CEO Mgmt For Abstain Against
3 Report of Audit and Corporate Mgmt For Abstain Against
Governance
Committees
4 Allocation of Profits/Dividends Mgmt For Abstain Against
5 Authority to Repurchase Shares Mgmt For Abstain Against
6 Election of Directors Mgmt For Abstain Against
7 Election of Board Committee Members Mgmt For Abstain Against
8 Directors' Fees Mgmt For Abstain Against
9 Election of Meeting Delegates Mgmt For For For
Credicorp Limited
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 03/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
CREDIT SUISSE
GROUP
Ticker Security ID: Meeting Date Meeting Status
CSGN CINS H3698D419 04/30/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For Against Against
5 Accounts and Reports Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Allocation of Profits/Dividends Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect Noreen Doyle Mgmt For For For
10 Elect Aziz Syriani Mgmt For Against Against
11 Elect David Syz Mgmt For For For
12 Elect Peter Weibel Mgmt For For For
13 Elect Jassim bin Hamad J.J. Al Thani Mgmt For For For
14 Elect Robert Benmosche Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Appointment of Special Auditor Mgmt For For For
17 Transaction of Other Business Mgmt For Against Against
Dah Sing
Financial
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0440 CINS Y19182107 05/28/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Kunio Suzuki Mgmt For Against Against
5 Elect Tatsuo Tanaka Mgmt For Against Against
6 Elect Eiichi Yoshikawa Mgmt For Against Against
7 Elect David WONG Shou-Yeh Mgmt For Against Against
8 Elect Robert SZE Tsai-To Mgmt For Against Against
9 Elect Peter Birch Mgmt For For For
10 Elect Robert SZE Tsai-To Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
Danske Bank A/S
Ticker Security ID: Meeting Date Meeting Status
DDB CINS K22272114 03/23/2010 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Elect Alf Duch-Pedersen Mgmt For Against Against
5 Elect Eivind Kolding Mgmt For For For
6 Elect Peter Hojland Mgmt For For For
7 Elect Mats Jansson Mgmt For For For
8 Elect Majken Schultz Mgmt For For For
9 Elect Sten Scheibye Mgmt For For For
10 Elect Claus Vastrup Mgmt For For For
11 Elect Birgit Aagaard-Svendsen Mgmt For For For
12 Elect Ole Gjesso Andersen Mgmt For For For
13 Elect Michael Fairey Mgmt For For For
14 Resignation of Director Henning Mgmt For For For
Christophersen
15 Resignation of Director Niels Chr. Mgmt For For For
Nielsen
16 Appointment of Auditor Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendment Regarding Official Mgmt For For For
Languages
20 Authority to Issue Shares and Mgmt For Against Against
Convertible Bonds w/ or w/o
Preemptive
Rights
21 Amendments to Articles Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Amendment Regarding Share Register Mgmt For For For
24 Amendment Regarding Electronic Mgmt For For For
Communication
25 Amendment Regarding Extraordinary Mgmt For For For
General
Meeting
26 Amendments Regarding Meeting Notice Mgmt For For For
27 Amendment Regarding General Meetings Mgmt For For For
28 Amendment Regarding Voting Rights Mgmt For For For
and
Admission
29 Amendments Regarding Proxies Mgmt For For For
30 Amendment Regarding the Board of Mgmt For For For
Directors
31 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendment to
Articles
32 Shareholder Proposal Regarding ShrHoldr Against Against For
Winding-Up of Certain
Businesses
33 Shareholder Proposal Regarding Share ShrHoldr Against Against For
Registration
34 Shareholder Proposal Regarding ShrHoldr Against Against For
Preemptive
Rights
35 Shareholder Proposal Regarding ShrHoldr Against For Against
Increase in Authorized
Capital
36 Shareholder Proposal Regarding ShrHoldr Against For Against
Deletion of
Articles
37 Shareholder Proposal Regarding ShrHoldr Against For Against
Convertible
Loans
38 Shareholder Proposal Regarding ShrHoldr Against For Against
Deletion of
Articles
39 Shareholder Proposal Regarding Share ShrHoldr Against Against For
Registration by
Name
40 Shareholder Proposal Regarding ShrHoldr Against Against For
Acknowledgment of
Communication
41 Shareholder Proposal Regarding ShrHoldr Against Against For
Appointment of the Chairman of the
General
Meeting
42 Shareholder Proposal Regarding ShrHoldr Against Against For
Recording of
Minutes
43 Shareholder Proposal Regarding a ShrHoldr Against Against For
Fund to Compensate
Customers
44 Shareholder Proposal Regarding ShrHoldr Against Against For
Treatment of Board
Members
45 Shareholder Proposal Regarding ShrHoldr Against Against For
Director
Tenure
46 Shareholder Proposal Regarding Board ShrHoldr Against Against For
and Employee
Compensation
47 Shareholder Proposal Regarding ShrHoldr Against Against For
Secondary
Names
48 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Members Response to Shareholder
Questions
49 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Incentive Pay to Share
Price Before
Acquisitions
50 Shareholder Proposal Regarding ShrHoldr Against Against For
Equity
Compensation
51 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Member Reporting on Trades of
Company
Shares
52 Shareholder Proposal Regarding ShrHoldr Against Against For
Voting
Procedures
53 Shareholder Proposal Regarding ShrHoldr Against Against For
Allowing the Press to Attend,
Photograph and Film the General
Meeting
54 Shareholder Proposal Regarding ShrHoldr Against Against For
Recording of the General
Meeting
55 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Votes For or Against
for Holders of Over 5% of
Outstanding
Shares
56 Shareholder Proposal Regarding ShrHoldr Against Against For
Director Shareholding
Requirements
57 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Members Sitting in View of
Shareholders
58 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval by the General Meeting of
Acquisitions and Major
Investments
59 Shareholder Proposal Regarding ShrHoldr Against Against For
Mandatory Board Resignation if the
Company Loses 50% of its Share
Capital
60 Shareholder Proposal Regarding ShrHoldr Against Against For
Moving IT Development from India to
Denmark
61 Authority to Repurchase Shares Mgmt For For For
62 Shareholder Proposal Regarding ShrHoldr Against Against For
Appointment of New
CEO
Diageo PLC
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 10/14/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Laurence Danon Mgmt For For For
5 Elect Clive Hollick Mgmt For For For
6 Elect Paul Walsh Mgmt For For For
7 Elect Peggy Bruzelius Mgmt For Against Against
8 Elect Betsey Holden Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 EU Political Donations Mgmt For For For
15 2009 Discretionary Incentive Plan Mgmt For For For
16 2009 Executive Long-Term Incentive Mgmt For For For
Plan
17 2009 International Sharematch Plan Mgmt For For For
18 Authority to Establish International Mgmt For For For
Share
Plans
19 2009 Irish Sharesave Plan Mgmt For For For
20 Amendment to 2008 Executive Share Mgmt For For For
Option
Plan
21 Amendment to 2008 Senior Executive Mgmt For For For
Share Option
Plan
22 Amendment to 1999 Senior Executive Mgmt For For For
Share Option
Plan
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Adoption of New Articles Mgmt For For For
DNB Nor ASA
Ticker Security ID: Meeting Date Meeting Status
DNBNOR CINS R1812S105 04/27/2010 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Meeting Notice and Agenda Mgmt For For For
5 Election of Individuals to Check Mgmt For For For
Minutes
6 Fees for Governing Bodies Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Election of Corporate Assembly Mgmt For For For
10 Election of Nominating Committee Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Compensation Guidelines Mgmt For For For
13 Shareholder Proposal Regarding Board ShrHoldr N/A Against N/A
Issue
14 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Improving Independence of Governing
Bodies
15 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
General
Meeting
16 Shareholder Proposal Regarding Risk ShrHoldr N/A Against N/A
Management
17 Non-Voting Meeting Note N/A N/A N/A N/A
DNB Nor ASA
Ticker Security ID: Meeting Date Meeting Status
DNBNOR CINS R1812S105 11/19/2009 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Meeting Notice and Agenda Mgmt For For For
5 Election of an Individual to Check Mgmt For For For
Minutes
6 Issuance of Shares w/ Preemptive Mgmt For For For
Rights
7 Amendments to Articles Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
Erste Group Bank
AG
Ticker Security ID: Meeting Date Meeting Status
EBS CINS A19494102 05/12/2010 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Mgmt For For For
Acts
6 Supervisory Board Fees Mgmt For For For
7 Election of Supervisory Board Members Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Increase in Authorized Capital Mgmt For Against Against
10 Authority to Redeem Participation Mgmt For For For
Certificates
11 Amendments to Articles Mgmt For For For
12 Internal Spin-off of Erste Bank der Mgmt For For For
oesterreichischen Sparkassen
AG
13 Non-Voting Meeting Note N/A N/A N/A N/A
Esprit Holdings
Ltd.
Ticker Security ID: Meeting Date Meeting Status
0330 CINS G3122U145 12/10/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Final Dividends Mgmt For For For
4 Allocation of Special Dividends Mgmt For For For
5 Elect Heinz Jurgen Krogner-Kornalik Mgmt For Against Against
6 Elect Jurgen Alfred Rudolf Friedrich Mgmt For For For
7 Elect Ronald van der Vis Mgmt For For For
8 Elect CHEW Fook Aun Mgmt For For For
9 Elect Francesco Trapani Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Adoption of New Share Option Scheme Mgmt For Against Against
and Termination of 2001 Share
Option
Scheme
First Quantum
Minerals
Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CUSIP 335934105 05/20/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Philip Pascall Mgmt For For For
1.2 Elect G. Clive Newall Mgmt For For For
1.3 Elect Martin Rowley Mgmt For For For
1.4 Elect Rupert Pennant-Rea Mgmt For For For
1.5 Elect Andrew Adams Mgmt For For For
1.6 Elect Michael Martineau Mgmt For For For
1.7 Elect Peter St George Mgmt For For For
1.8 Elect Paul Brunner Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
FUJIFILM HLDGS
CORP
Ticker Security ID: Meeting Date Meeting Status
CINS J14208102 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shigetaka Komori Mgmt For Against Against
4 Elect Toshio Takahashi Mgmt For For For
5 Elect Tadashi Sasaki Mgmt For For For
6 Elect Yuzoh Toda Mgmt For For For
7 Elect Nobuaki Inoue Mgmt For For For
8 Elect Tadahito Yamamoto Mgmt For For For
9 Elect Teisuke Kitayama Mgmt For For For
10 Elect Takeshi Higuchi Mgmt For For For
11 Elect Hisamasa Abe Mgmt For For For
12 Elect Shigehiro Nakajima Mgmt For For For
13 Elect Tohru Takahashi Mgmt For For For
14 Elect Kohichi Tamai Mgmt For For For
15 Elect Daisuke Ogawa Mgmt For Against Against
16 Elect Takeo Kosugi Mgmt For For For
17 Renewal of Takeover Defense Plan Mgmt For Against Against
Gafisa Sa
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CINS P4408T158 02/10/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Capital Mgmt For For For
4 Stock Split Mgmt For For For
5 Amendments to Articles Mgmt For For For
Gafisa Sa
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CINS P4408T158 04/27/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors Mgmt For For For
6 Remuneration Policy Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
Gafisa Sa
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CINS P4408T158 04/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Reconciliation of Share Capital Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Consolidated Articles of Association Mgmt For For For
9 Authority to Give Guarantees Mgmt For For For
Gafisa Sa
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CINS P4408T158 05/18/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Appointment of Appraiser Mgmt For For For
4 Valuation Report Mgmt For For For
5 Merger with Shertis Mgmt For For For
6 Reconciliation of Share Capital Mgmt For For For
7 Consolidated Version of Articles of Mgmt For For For
Association
8 Authority to Carry Out Formalities Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
Gafisa Sa
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CINS P4408T158 11/16/2009 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Debentures Mgmt For For For
4 Authority to Set Terms of Issuance Mgmt For For For
5 Authority to Carry Out Formalities Mgmt For For For
6 Ratification of Board Acts Mgmt For For For
Gafisa Sa
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CINS P4408T158 12/14/2009 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Protocol and Justification of the Mgmt For For For
Merger
4 Appointment of Appraiser Pursuant to Mgmt For For For
the
Merger
5 Approval of Appraisal Report Mgmt For For For
Pursuant to the
Merger
6 Approval of the Merger Mgmt For For For
7 Assumption of Stock Options Pursuant Mgmt For For For
to the
Merger
Gerry Weber
International
AG
Ticker Security ID: Meeting Date Meeting Status
GWI CINS D95473225 06/01/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Ernst Schroder Mgmt For For For
9 Elect Udo Hardieck Mgmt For Against Against
10 Elect Charlotte Weber-Dresselhaus Mgmt For For For
11 Elect Wolf-Albrecht Prautzsch Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Appointment of Auditor Mgmt For For For
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CINS 380956409 05/19/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Ian Telfer Mgmt For For For
4 Elect Douglas Holtby Mgmt For For For
5 Elect Charles Jeannes Mgmt For For For
6 Elect John Bell Mgmt For For For
7 Elect Lawrence Bell Mgmt For Against Against
8 Elect Beverley Briscoe Mgmt For For For
9 Elect Peter Dey Mgmt For For For
10 Elect P. Randy Reifel Mgmt For For For
11 Elect A. Dan Rovig Mgmt For For For
12 Elect Kenneth Williamson Mgmt For For For
13 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Policy on Indigenous
Communities
15 Non-Voting Agenda Item N/A N/A N/A N/A
Grupo Mexico SAB
de
CV
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/29/2010 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Profits/Dividends Mgmt For Abstain Against
4 Report on the Company's Share Mgmt For Abstain Against
Repurchase Program; Authority to
Repurchase
Shares
5 Election of Directors and Board Mgmt For Against Against
Committee Members; Ratification of
Board and CEO
Acts
6 Directors' Fees Mgmt For Abstain Against
7 Election of Meeting Delegates Mgmt For For For
Guangdong
Investment
Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 06/02/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect XU Wenfang Mgmt For Against Against
4 Elect LI Wai Keung Mgmt For Against Against
5 Elect John CHAN Cho Chak Mgmt For For For
6 Elect David Li Kwok Po Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Guangdong
Investment
Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 12/10/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Acquisition Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
Hankook Tire
Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
000240 CINS Y30587102 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
Hon Hai
Precision
Industry
Co.
Ticker Security ID: Meeting Date Meeting Status
2317 CINS Y36861105 06/08/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Authority to Increase Paid-in Capital Mgmt For For For
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
11 Amendments to Procedural Rules of Mgmt For For For
Capital
Loans
12 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
13 Amendments to Articles Mgmt For For For
14 Election of Directors and Mgmt For Abstain Against
Supervisors
(Slate)
15 Non-Compete Restrictions for Mgmt For Against Against
Directors
16 Extraordinary Motions Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
Hoya Corporation
Ticker Security ID: Meeting Date Meeting Status
7741 CINS J22848105 06/18/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Takeo Shiina Mgmt For For For
2 Elect Yuzaburoh Mogi Mgmt For For For
3 Elect Eiko Kohno Mgmt For For For
4 Elect Yukiharu Kodama Mgmt For For For
5 Elect Itaru Koeda Mgmt For For For
6 Elect Hiroshi Suzuki Mgmt For For For
7 Elect Hiroshi Hamada Mgmt For For For
8 Elect Kenji Ema Mgmt For For For
9 Stock Option Plan Mgmt For For For
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Dr.
Balamurali K.
Ambati
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Dr. Paul
Ashton
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Dr. Cardinal
Warde
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Akira
Mizobuchi
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Motoko
Hirotsu
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Yohei
Suda
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Hiroshi
Hamada
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Eiko
Kohno
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Itaru
Koeda
19 Shareholder Proposal Regarding Text ShrHoldr Against For Against
of Shareholder
Proposals
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Confidential
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Insiders on the Board of
Directors
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
23 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Interlocks
24 Shareholder Proposal Regarding Limit ShrHoldr Against Against For
on Board
Memberships
25 Shareholder Proposal Regarding Limit ShrHoldr Against Against For
on Board
Term
26 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Former Director
Compensation
27 Shareholder Proposal Regarding ShrHoldr Against For Against
Outside Director
Sessions
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Guidelines for
Independence
29 Shareholder Proposal Regarding ShrHoldr Against For Against
Individual Disclosure of
Compensation
30 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of
Interests
31 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Sales of Shares by
Directors and
Families
32 Shareholder Proposal Regarding ShrHoldr Against For Against
Prohibiting Hedging by Option
Holders
HSBC Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/28/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Rona Fairhead Mgmt For Against Against
4 Elect Michael Geoghegan Mgmt For For For
5 Elect Stephen Green Mgmt For For For
6 Elect Gwyn Morgan Mgmt For For For
7 Elect Narayana Murthy Mgmt For For For
8 Elect Simon Robertson Mgmt For For For
9 Elect John Thornton Mgmt For Against Against
10 Elect Sir Brian Williamson Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Amendments to New Articles Mgmt For For For
15 UK Share Incentive Plan Extension Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
IAMGOLD
Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/19/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Derek Bullock Mgmt For For For
1.2 Elect John Caldwell Mgmt For Withhold Against
1.3 Elect Donald Charter Mgmt For Withhold Against
1.4 Elect W. Robert Dengler Mgmt For For For
1.5 Elect Guy Dufresne Mgmt For For For
1.6 Elect Peter Jones Mgmt For For For
1.7 Elect Mahendra Naik Mgmt For For For
1.8 Elect William Pugliese Mgmt For For For
1.9 Elect John Shaw Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Industrial Bank
Of
Korea
Ticker Security ID: Meeting Date Meeting Status
024110 CINS Y3994L108 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Corporate Auditor's Fees Mgmt For For For
Itausa -
Investimentos
Itau
S.A.
Ticker Security ID: Meeting Date Meeting Status
ITSA3 CINS P58711105 04/30/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors; Election of Mgmt For Against Against
Supervisory
Council
8 Non-Voting Agenda Item N/A N/A N/A N/A
JD Group Limited
Ticker Security ID: Meeting Date Meeting Status
JDG CINS S40920118 08/12/2009 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Share Appreciation Rights Scheme Mgmt For For For
2 Authority to Issue Shares Pursuant Mgmt For For For
to Share Appreciation Rights
Scheme
3 Authority to Issue Shares Pursuant Mgmt For For For
to Employee Share Incentive
Scheme
4 Non-Voting Meeting Note N/A N/A N/A N/A
Jupiter
Telecommunicatio
ns
Co.
Ticker Security ID: Meeting Date Meeting Status
4817 CINS J28710101 03/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Tomoyuki Moriizumi Mgmt For Against Against
4 Elect Tomoya Aoki Mgmt For For For
5 Elect Shunzo Yamaguchi Mgmt For For For
6 Elect Tohru Katoh Mgmt For For For
7 Elect Masayuki Matsumoto Mgmt For For For
8 Elect Yoshio Ohsawa Mgmt For For For
9 Elect Masatoshi Hayashi Mgmt For For For
10 Elect Daisuke Mikogami Mgmt For For For
11 Elect Hirofumi Morozumi Mgmt For For For
12 Elect Makoto Takahashi Mgmt For For For
13 Elect Shunsuke Ohyama Mgmt For For For
14 Elect Akira Itoh Mgmt For For For
15 Elect Toshifumi Shibuya Mgmt For Against Against
16 Elect Kenichiroh Takagi Mgmt For Against Against
Kerry Group PLC
Ticker Security ID: Meeting Date Meeting Status
KRZ CINS G52416107 05/05/2010 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Denis Buckley Mgmt For For For
4 Elect Michael Dowling Mgmt For For For
5 Elect Michael Fleming Mgmt For For For
6 Elect John Twomey Mgmt For For For
7 Elect Denis Carroll Mgmt For For For
8 Elect Stan McCarthy Mgmt For For For
9 Elect Donal O'Donoghue Mgmt For For For
10 Elect Gerard O'Hanlon Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
Kimberly Clark
De Mexico
SA
Ticker Security ID: Meeting Date Meeting Status
CINS P60694117 02/25/2010 Unvoted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
Koc Holdings AS
Ticker Security ID: Meeting Date Meeting Status
KCHOL CINS M63751107 04/21/2010 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of the Presiding Mgmt For For For
Chairman
3 Accounts and Reports Mgmt For For For
4 Ratification of Co-Option of Board Mgmt For For For
Members
5 Ratification of Board and Statutory Mgmt For For For
Auditors'
Acts
6 Amendments to Articles Mgmt For For For
7 Dividend Policy Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Disclosure Policy Mgmt For For For
10 Report on Guarantees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Election of Directors Mgmt For For For
13 Election of Statutory Auditors Mgmt For For For
14 Directors and Auditors' Fees Mgmt For Abstain Against
15 Charitable Donations Mgmt For For For
16 Related Party Transactions Mgmt For For For
17 Minutes Mgmt For For For
18 Wishes Mgmt For For For
KONINKLIJKE
AHOLD
NV
Ticker Security ID: Meeting Date Meeting Status
AH CINS N0139V142 04/13/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Executive Board Acts Mgmt For For For
9 Ratification of Supervisory Board Mgmt For For For
Acts
10 Elect John Rishton Mgmt For For For
11 Elect Lodewijk van den Bergh Mgmt For For For
12 Elect Judith Sprieser Mgmt For For For
13 Amendment to the Supervisory Board Mgmt For For For
Fees
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Reduce Share Capital Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
LG Fashion Corp.
Ticker Security ID: Meeting Date Meeting Status
093050 CINS Y5275J108 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
Loblaw Companies
Limited
Ticker Security ID: Meeting Date Meeting Status
L CINS 539481101 05/05/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Stephen Bachand Mgmt For For For
4 Elect Paul Beeston Mgmt For For For
5 Elect Gordon Currie Mgmt For For For
6 Elect Anthony Fell Mgmt For For For
7 Elect Anthony Graham Mgmt For For For
8 Elect John Lacey Mgmt For For For
9 Elect Allan Leighton Mgmt For For For
10 Elect Nancy Lockhart Mgmt For For For
11 Elect Pierre Michaud Mgmt For For For
12 Elect Thomas O'Neill Mgmt For Against Against
13 Elect Karen Radford Mgmt For For For
14 Elect Galen Weston Mgmt For For For
15 Elect John Wetmore Mgmt For For For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Non-Voting Agenda Item N/A N/A N/A N/A
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CUSIP 677862104 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Elect Lyubov Ivanova Mgmt For For For
3 Elect Pavel Kondratiev Mgmt For For For
4 Elect Vladimir Nikitenko Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Members' Fees Mgmt For For For
8 Audit Commission Members' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Amendments to Regulations Regarding Mgmt For For For
the General Meeting of
Shareholders
11 Related Party Transactions Mgmt For For For
12 Related Party Transactions Mgmt For For For
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CUSIP 677862104 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Vagit Alekperov Mgmt For Abstain Against
2 Elect Igor Belikov Mgmt For For For
3 Elect Victor Blazheev Mgmt For For For
4 Elect Donald Wallette, Jr. Mgmt For Abstain Against
5 Elect Valery Grayfer Mgmt For Abstain Against
6 Elect Herman Gref Mgmt For Against Against
7 Elect Tatiana Esaulkova Mgmt For For For
8 Elect Igor Ivanov Mgmt For Abstain Against
9 Elect Ravil Maganov Mgmt For Abstain Against
10 Elect Sergei Mikhailov Mgmt For For For
11 Elect Mark Mobius Mgmt For For For
12 Elect Aleksander Shokhin Mgmt For For For
Marfrig
Frigorificos e
Comercio de
Alimentos
S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64389102 04/30/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Management Discussion and Analysis Mgmt For For For
7 Remuneration Policy Mgmt For Against Against
MARFRIG
FRIGORIFICOS E
COMERCIO DE
ALIMENTOS
SA
Ticker Security ID: Meeting Date Meeting Status
CINS P64389102 06/30/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Convertible Mgmt For For For
Debentures
3 Authority to Set Terms of Debentures Mgmt For For For
Issuance
4 Authority to Carry Out Formalities Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
Mitsui & Co
Limited
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/23/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shouei Utsuda Mgmt For For For
4 Elect Masami Iijima Mgmt For For For
5 Elect Ken Abe Mgmt For For For
6 Elect Junichi Matsumoto Mgmt For For For
7 Elect Seiichi Tanaka Mgmt For For For
8 Elect Norinao Iio Mgmt For For For
9 Elect Takao Ohmae Mgmt For For For
10 Elect Masayoshi Komai Mgmt For For For
11 Elect Daisuke Saiga Mgmt For For For
12 Elect Nobuko Matsubara Mgmt For For For
13 Elect Ikujiroh Nonaka Mgmt For For For
14 Elect Hiroshi Hirabayashi Mgmt For For For
15 Elect Toshirho Mutoh Mgmt For For For
16 Elect Naoto Nakamura Mgmt For Against Against
MRV Engenharia e
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 03/08/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Eduardo Luiz Mascarenhas Mgmt For For For
Picchioni
4 Amendments to Articles Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Consolidated Version of Articles of Mgmt For For For
Association
MRV Engenharia e
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/30/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Establishment of Management Board Mgmt For For For
Positions
4 Amend Article 24 Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
MRV Engenharia e
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/30/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
MRV Engenharia e
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 09/30/2009 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
MRV Engenharia e
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 12/17/2009 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Amendment to Articles Mgmt For For For
4 Amendment to Stock Option Plan Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/15/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Peter Brabeck-Letmathe Mgmt For Against Against
8 Elect Steven Hoch Mgmt For For For
9 Elect Andre Kudelski Mgmt For Against Against
10 Elect Jean-Rene Fourtou Mgmt For Against Against
11 Elect Titia de Lange Mgmt For For For
12 Elect Jean-Pierre Roth Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Reduction in Share Capital Mgmt For For For
15 Amendments to Article 4 Mgmt For For For
Net Servicos
Comunicacao
SA
Ticker Security ID: Meeting Date Meeting Status
NETC4 CINS P7161A100 04/30/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors; Remuneration Mgmt For For For
Policy
8 Election of Supervisory Council; Fees Mgmt For For For
Nippon Electric
Glass Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J53247110 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yuzoh Izutsu Mgmt For Against Against
5 Elect Masayuki Arioka Mgmt For For For
6 Elect Katsumi Inada Mgmt For For For
7 Elect Masami Atsuji Mgmt For For For
8 Elect Shuji Itoh Mgmt For For For
9 Elect Shiegru Yamamoto Mgmt For For For
10 Elect Kohichi Inamasu Mgmt For For For
11 Elect Masanori Yokota Mgmt For For For
12 Elect Itoh Kazuhiro Mgmt For For For
13 Election of Alternate Statutory Mgmt For For For
Auditor
14 Bonus Mgmt For For For
15 Statutory Auditors' Fees Mgmt For For For
Noble Group
Limited
Ticker Security ID: Meeting Date Meeting Status
N21 CINS G6542T119 04/30/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Richard Elman Mgmt For Against Against
4 Elect Harindarpal Banga Mgmt For For For
5 Elect Alan H. Smith Mgmt For Against Against
6 Elect David Eldon Mgmt For For For
7 Elect Tobias Josef Brown Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Grant Awards and Issue Mgmt For For For
Shares under the Noble Group Share
Option Scheme
2004
14 Authority to Issue Shares under the Mgmt For For For
Noble Group Limited Scrip Dividend
Scheme
15 Authority to Grant Awards and Issue Mgmt For Against Against
Shares under the Noble Group
Performance Share
Plan
16 Bonus Shares Issuance Mgmt For For For
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/26/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board and Management Mgmt For For For
Acts
5 Allocation of Profits/Dividends Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendment Regarding Advisory Vote on Mgmt For For For
Compensation
Policy
8 Elect Marjorie Yang Mgmt For For For
9 Elect Daniel Vasella Mgmt For For For
10 Elect Hans-Jorg Rudloff Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Nutreco Holding
NV
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6508Y120 04/01/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Supervisory Board Committee Fees Mgmt For For For
9 Ratification of Executive Board Acts Mgmt For For For
10 Ratification of Supervisory Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Cancel Cumulative Mgmt For For For
Preference A
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect H. Verhagen Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendments to Articles Mgmt For Against Against
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
Old Mutual PLC
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395106 05/13/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Mike Arnold Mgmt For For For
4 Elect Patrick O'Sullivan Mgmt For For For
5 Elect Nigel Andrews Mgmt For For For
6 Elect Bongani Nqwababa Mgmt For For For
7 Elect Lars Otterbeck Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Directors' Remuneration Report Mgmt For For For
11 Amendments to the Performance Share Mgmt For For For
Plan
12 Scrip Dividend Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Contingent Purchase Contracts Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Adoption of New Articles Mgmt For For For
Omega Pharma
Ticker Security ID: Meeting Date Meeting Status
OME cins B6385E125 05/03/2010 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Ratification of Board and Auditor Mgmt For For For
Acts
8 Non-Executive Directors' Fees Mgmt For For For
9 Elect Lucas Laureys Mgmt For For For
10 Elect Jan Boone Mgmt For For For
11 Elect Benoit Graulich Mgmt For For For
12 Elect Karel Van Eetvelt Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CINS P78331140 04/22/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For Abstain Against
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Supervisory Council Mgmt For Abstain Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
Petroleo
Brasileiro
SA
Ticker Security ID: Meeting Date Meeting Status
CINS P78331140 06/22/2010 Unvoted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
Research In
Motion
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIM CINS 760975102 07/14/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mike Lazaridis Mgmt For Against Against
3 Elect James Estill Mgmt For Against Against
4 Elect David Kerr Mgmt For For For
5 Elect Roger Martin Mgmt For For For
6 Elect John Richardson Mgmt For Against Against
7 Elect Barbara Stymiest Mgmt For For For
8 Elect John Wetmore Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
Roche Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS H69293217 03/02/2010 Unvoted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
Royal Dutch
Shell
plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/18/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Charles Holliday, Jr. Mgmt For For For
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Malcolm Brinded Mgmt For For For
6 Elect Simon Henry Mgmt For For For
7 Elect Lord Kerr of Kinlochard Mgmt For For For
8 Elect Wim Kok Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Christine Morin-Postel Mgmt For For For
11 Elect Jorma Ollila Mgmt For For For
12 Elect Jeroen van der Veer Mgmt For For For
13 Elect Peter Voser Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Set Auditor's Fees Mgmt For Against Against
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Scrip Dividend Mgmt For For For
21 Authorisation of Political Donations Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Projects
Sa Sa
International
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
178 CINS G7814S102 08/27/2009 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Christina LEE LOOK Ngan Kwan Mgmt For For For
5 Elect Maria TAM Wai Chu Mgmt For For For
6 Elect Leonie KI Man Fung Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Adoption of Amended and Restated Mgmt For For For
Memorandum and
Articles
Samsung
Electronics
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Election of Director: LEE In Ho Mgmt For For For
4 Election of Audit Committee Member: Mgmt For For For
LEE In
Ho
5 Directors' Fees Mgmt For Against Against
Samsung
Electronics
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y74718100 07/24/2009 Unvoted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
Sare Holding
S.A.B. de
C.V.
Ticker Security ID: Meeting Date Meeting Status
SARE.B cins P85184102 04/28/2010 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Reports of the CEO and Independent Mgmt For Abstain Against
Auditor
3 Report of the Audit and Corporate Mgmt For Abstain Against
Governance
Committee
4 Allocation of Profits/Dividends Mgmt For Abstain Against
5 Authority to Repurchase Shares Mgmt For Abstain Against
6 Report on the Company's Repurchase Mgmt For Abstain Against
Program
7 Election of Directors Mgmt For Abstain Against
8 Election of Board Committee Members Mgmt For Abstain Against
9 Directors' Fees Mgmt For Abstain Against
10 Election of Meeting Delegates Mgmt For For For
Shanghai
Industrial
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
0363 CINS Y7683K107 05/18/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect QIAN Shi Zheng Mgmt For Against Against
5 Elect LO Ka Shui Mgmt For For For
6 Elect WOO Chia Wei Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Issue Repurchased Shares Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
Shree Renuka
Sugars
Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 04/19/2010 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger by Absorption Mgmt For For For
Siam Cement
Ticker Security ID: Meeting Date Meeting Status
CINS Y7866P139 03/31/2010 Unvoted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
Sichuan
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
0107 CINS Y79325109 07/15/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Investment Project Mgmt For For For
2 Loan Application Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Establishment of Entities for Mgmt For For For
Investment
Project
5 Authorization of Directors Mgmt For For For
Sichuan
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
0107 CINS Y79325109 10/13/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
2 Resignation of LIU Xianfu as Director Mgmt For For For
3 Elect HU Yu as Director Mgmt For For For
4 Resignation of LUO Yi as Supervisor Mgmt For For For
5 Elect DONG Zhi as Supervisor Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/26/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratify Peter Loscher Mgmt For For For
7 Ratify Wolfgang Dehen Mgmt For For For
8 Ratify Heinrich Hiesinger Mgmt For Against Against
9 Ratify Joe Kaeser Mgmt For Against Against
10 Ratify Barbara Kux Mgmt For For For
11 Ratify Jim Reid-Anderson Mgmt For For For
12 Ratify Hermann Requardt Mgmt For Against Against
13 Ratify Siegfried Russwurm Mgmt For For For
14 Ratify Peter Solmssen Mgmt For For For
15 Ratify Gerhard Cromme Mgmt For Against Against
16 Ratify Berthold Huber Mgmt For Against Against
17 Ratify Ralf Heckmann Mgmt For Against Against
18 Ratify Josef Ackermann Mgmt For Against Against
19 Ratify Lothar Adler Mgmt For Against Against
20 Ratify Jean-Louis Beffa Mgmt For For For
21 Ratify Gerd von Brandenstein Mgmt For For For
22 Ratify Michael Diekmann Mgmt For For For
23 Ratify Hans Michael Gaul Mgmt For For For
24 Ratify Peter Gruss Mgmt For For For
25 Ratify Bettina Haller Mgmt For For For
26 Ratify Hans-Jurgen Hartung Mgmt For For For
27 Ratify Heinz Hawreliuk Mgmt For Against Against
28 Ratify Harald Kern Mgmt For For For
29 Ratify Nicola Leibinger-Kammuller Mgmt For For For
30 Ratify Werner Monius Mgmt For For For
31 Ratify Hakan Samuelsson Mgmt For For For
32 Ratify Dieter Scheitor Mgmt For For For
33 Ratify Rainer Sieg Mgmt For For For
34 Ratify Birgit Steinborn Mgmt For Against Against
35 Ratify Iain Vallance of Tummel Mgmt For Against Against
36 Ratify Sibylle Wankel Mgmt For For For
37 Approval of Compensation Policy Mgmt For Against Against
38 Appointment of Auditor Mgmt For For For
39 Authority to Repurchase Shares Mgmt For For For
40 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
41 Authority to Issue Convertible Bonds Mgmt For For For
42 Amendments to Articles Mgmt For For For
43 Agreement with Karl-Hermann Baumann Mgmt For For For
44 Agreement with Johannes Feldmayer Mgmt For For For
45 Agreement with Klaus Kleinfeld Mgmt For For For
46 Agreement with Edward Krubasik Mgmt For For For
47 Agreement with Rudi Lamprecht Mgmt For For For
48 Agreement with Heinrich von Pierer Mgmt For For For
49 Agreement with Jurgen Radomski Mgmt For For For
50 Agreement with Uriel Sharef Mgmt For For For
51 Agreement with Klaus Wucherer Mgmt For For For
52 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
53 Shareholder Proposal Regarding ShrHoldr Against Against For
Supervisory Board
Compensation
54 Shareholder Proposal Regarding ShrHoldr Against Against For
Amending the Corporate
Purpose
Sika AG
Ticker Security ID: Meeting Date Meeting Status
SIK CINS H7631K158 04/20/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Board and Management Mgmt For For For
Acts
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Elect Thomas Bechtler Mgmt For For For
8 Elect Walter Gruebler Mgmt For For For
9 Elect Christoph Tobler Mgmt For For For
10 Elect Willi Leimer Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
Sinopec
Corporation
(China
Petroleum &
Chemical
Corporation)
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/18/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Surplus Common Reserve Mgmt For For For
Funds
6 Allocation of Final Dividends Mgmt For For For
7 Authority to Declare Interim Mgmt For For For
Dividends
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Approval of the Acquisition and Mgmt For For For
Connected
Transactions
10 Authority to Issue Debt Instruments Mgmt For For For
11 Type of Securities to be Issued Mgmt For For For
12 Issuance Size Mgmt For For For
13 Nominal Value and Issue Price Mgmt For For For
14 Term Mgmt For For For
15 Interest Rate Mgmt For For For
16 Method and Timing of Interest Payment Mgmt For For For
17 Conversion Period Mgmt For For For
18 Determination and Adjustment of Mgmt For For For
Conversion
Price
19 Downward Adjustment to Conversion Mgmt For For For
Price
20 Conversion Method of Fractional Share Mgmt For For For
21 Terms of Redemption Mgmt For For For
22 Terms of Sale Back Mgmt For For For
23 Dividend Rights of the Year of Mgmt For For For
Conversion
24 Method of Issuance and Target Mgmt For For For
Subscribers
25 Subscription Arrangement for Mgmt For For For
Existing
Shareholders
26 CB Holders and Bondholder Meetings Mgmt For For For
27 Use of Proceeds from the Issuance of Mgmt For For For
the Convertible
Bonds
28 Guarantee Mgmt For For For
29 Validity Period Mgmt For For For
30 Authorization Mgmt For For For
31 Feasibility Analysis Report Mgmt For For For
32 Report on the Use of Proceeds from Mgmt For For For
Last Issuance of
Securities
33 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
34 Elect MA Weihua Mgmt For For For
35 Elect WU Xiaogen Mgmt For For For
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/15/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuing Connected Transactions Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
Societe Generale
Ticker Security ID: Meeting Date Meeting Status
GLE CINS F43638141 05/25/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Form of Dividend Payment Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Supplementary Retirement Benefits Mgmt For For For
(Daniel Bouton, Philippe Citerne,
Didier Alix and Severin
Cabannes)
10 Supplementary Retirement Benefits Mgmt For For For
(Jean-Francois
Sammarcelli)
11 Supplementary Retirement Benefits Mgmt For For For
(Bernardo Sanchez
Incera)
12 Non-Compete Clause (Philippe Citerne) Mgmt For For For
13 Severance Package (Frederic Oudea) Mgmt For For For
14 Non-Compete Clause (Frederic Oudea) Mgmt For For For
15 Elect Robert Castaigne Mgmt For For For
16 Elect Gianemilio Osculati Mgmt For For For
17 Item Removed From Agenda Mgmt Abstain Abstain For
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Increase Capital Through
Capitalizations; Authority to Issue
Debt
Instruments
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
21 Authority to Increase Shares Mgmt For For For
Issuance
Limit
22 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
23 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
24 Authority to Grant Stock Options to Mgmt For Against Against
Employees and
Executives
25 Authority to Restricted Stock to Mgmt For Against Against
Employees and
Executives
26 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
27 Amendments to Articles Regarding Mgmt For For For
Repurchase and Cancellation of
Preferred
Shares
28 Authority to Carry Out Formalities Mgmt For For For
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
Societe Generale
Ticker Security ID: Meeting Date Meeting Status
GLE CINS F43638141 07/06/2009 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of the Co-option of Mgmt For For For
Frederic
Oudea
4 Directors' Fees Mgmt For For For
5 Amendment to Rate of Mgmt For For For
Super-Subordinated
Notes
6 Authority to Carry Out Formalities Mgmt For For For
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R4446E112 05/19/2010 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Chairman Mgmt For For For
5 Agenda Mgmt For For For
6 Voting List Mgmt For For For
7 Election of Individuals to Check Mgmt For For For
Minutes
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Compensation Guidelines Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Elect Olaug Svarva Mgmt For For For
12 Elect Idar Kreutzer Mgmt For For For
13 Elect Karin Aslaksen Mgmt For For For
14 Elect Greger Mannsverk Mgmt For For For
15 Elect Steinar Olsen Mgmt For For For
16 Elect Ingvald Strommen Mgmt For For For
17 Elect Rune Bjerke Mgmt For For For
18 Elect Tore Ulstein Mgmt For For For
19 Elect Live Haukvik Mgmt For For For
20 Elect Siri Kalvig Mgmt For For For
21 Elect Thor Oscar Bolstad Mgmt For For For
22 Elect Barbro Hetta-Jacobsen Mgmt For For For
23 Directors' Fees Mgmt For For For
24 Elect Olaug Svarva Mgmt For For For
25 Elect Bjorn Stale Haavik Mgmt For For For
26 Elect Tom Rathke Mgmt For For For
27 Elect Live Haukvik Aker Mgmt For For For
28 Nomination Committee's Fees Mgmt For For For
29 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
30 Authority to Repurchase Shares for Mgmt For For For
Cancellation
31 Amendments to Articles Mgmt For For For
32 Shareholder Proposal Regarding ShrHoldr Against Against For
Withdrawal from Canadian Oil
Sands
Swatch Group
Ltd.
(The)
Ticker Security ID: Meeting Date Meeting Status
UHR CINS H83949141 05/12/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
Tata Steel
Ticker Security ID: Meeting Date Meeting Status
TATASTL ISIN INE081A01012 08/27/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend on Cumulative Convertibe Mgmt For For For
Preference
Shares
3 Dividend on Ordinary Shares Mgmt For For For
4 Re-elect Ratan Tata Mgmt For For For
5 Re-elect Nusli Wadia Mgmt For For For
6 Re-elect Subodh Bhargava Mgmt For For For
7 Re-elect Jacobus Schraven Mgmt For Against Against
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Elect Kirby Adams Mgmt For For For
10 Elect H.M. Nerurkar Mgmt For For For
11 Appointment of H. M. Nerurkar as Mgmt For For For
Executive Director; Approval of
Compensation
12 Authority to Issue Shares and Mgmt For For For
Convertible Debt
Instruments
13 Appointment of Branch Auditor and Mgmt For For For
Authority to Set
Fees
Techtronic
Industries Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
669 CINS Y8563B159 05/28/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Roy CHUNG Chi Ping Mgmt For For For
6 Elect Patrick CHAN Kin Wah Mgmt For For For
7 Elect Vincent CHEUNG Ting Kau Mgmt For Against Against
8 Elect Joel Schleicher Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
Tekfen Holding
A.S.
Ticker Security ID: Meeting Date Meeting Status
TKFEN CINS M8788F103 04/30/2010 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Elect Presiding Board Mgmt For For For
3 Minutes Mgmt For For For
4 Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board and Statutory Mgmt For For For
Auditors'
Acts
7 Election of Directors and Statutory Mgmt For For For
Auditors
8 Directors and Auditors' Fees Mgmt For For For
9 Report on Guarantees Mgmt For For For
10 Charitable Donations Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 wishes Mgmt For For For
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/19/2010 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Meeting Notice and Agenda Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Set Auditor's Fees Mgmt For For For
8 Compensation Policy Mgmt For For For
9 Authority to Repurchase Shares For Mgmt For For For
Cancellation or
Acquisitions
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share
Plans
11 Fees to Members of the Corporate Mgmt For Abstain Against
Assembly and Nomination
Committee
Telesp Celular
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
CINS P9810G116 04/16/2010 Unvoted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
Temenos Group
Ticker Security ID: Meeting Date Meeting Status
TEMN CINS H8547Q107 06/04/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Increase in Authorized Capital Mgmt For Against Against
7 Amendment to Existing Conditional Mgmt For For For
Capital
8 Elect Andreas Andreades Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
Teva
Pharmaceutical
Industries Ltd
(ADR)
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Abraham Cohen Mgmt For For For
3 Elect Amir Elstein Mgmt For For For
4 Elect Roger Kornberg Mgmt For For For
5 Elect Moshe Many Mgmt For For For
6 Elect Dan Propper Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 2010 Long-Term Equity-Based Mgmt For For For
Incentive
Plan
9 Remuneration of Phillip Frost Mgmt For For For
10 Remuneration of Moshe Many Mgmt For For For
11 Remuneration of Roger Kornberg Mgmt For For For
12 Increase in Authorized Capital Mgmt For For For
Thai Tap Water
Supply Public
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
TTW CINS Y8689C115 04/02/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Report on Results of Operation Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Allocation of Profits/Dividends Mgmt For For For
6 Elect Prasert Marittanaporn Mgmt For For For
7 Elect Sombat Kitjalaksana Mgmt For For For
8 Elect Sompodh Sripoom Mgmt For For For
9 Elect Techapit Sangsingkeo Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Amendment to Terms of Debt Mgmt For Abstain Against
Instruments
12 Other Business Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
Thai Union
Frozen
Products
Ticker Security ID: Meeting Date Meeting Status
TUF CINS Y8729T169 03/22/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Approve Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Other Business Mgmt For Against Against
The Bank of Nova
Scotia
Ticker Security ID: Meeting Date Meeting Status
BNS CINS 064149107 04/08/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Ronald Brenneman Mgmt For For For
4 Elect C. Chen Mgmt For For For
5 Elect David Dodge Mgmt For For For
6 Elect N. Ashleigh Everett Mgmt For For For
7 Elect John Kerr Mgmt For For For
8 Elect Michael Kirby Mgmt For Against Against
9 Elect John Mayberry Mgmt For For For
10 Elect Thomas O'Neill Mgmt For Against Against
11 Elect Alexis Rovzar de la Torre Mgmt For Against Against
12 Elect Indira Samarasekera Mgmt For For For
13 Elect Allan Shaw Mgmt For For For
14 Elect Paul Sobey Mgmt For For For
15 Elect Barbara Thomas Mgmt For For For
16 Elect Richard Waugh Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Shareholder Proposal Regarding a ShrHoldr Against Against For
Greater Number of Nominees than
Open Board
Seats
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Comparing Executive Pay to Average
Employee
Wage
21 Non-Voting Agenda Item N/A N/A N/A N/A
TIM
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
TCSL4 CINS P91536204 04/27/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Co-option of Board Mgmt For For For
Member
8 Remuneration Policy Mgmt For Against Against
9 Election of Supervisory Council; Fees Mgmt For For For
TIM
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
TCSL4 CINS P91536204 04/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cooperation and Support Agreement Mgmt For For For
4 Amendments to Articles Mgmt For For For
Tomra Systems ASA
Ticker Security ID: Meeting Date Meeting Status
TOM CINS R91733114 04/21/2010 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting; Voting List Mgmt For For For
4 Election of Presiding Chairman Mgmt For For For
5 Election of an Individual to Check Mgmt For For For
Minutes
6 Meeting Notice and Agenda Mgmt For For For
7 Presentation of Management Report Mgmt For For For
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Compensation Policy Mgmt For For For
10 Directors' and Auditor's Fees Mgmt For For For
11 Election of Directors Mgmt For For For
12 Cancellation of Shares Mgmt For For For
13 Authority to Repurchase and Issue Mgmt For For For
Treasury
Shares
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Amendment Regarding Meeting Mgmt For For For
Documents, Meeting Notice and
Voting
16 Amendment Regarding Record Date Mgmt For For For
17 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Toronto-Dominion
Bank
Ticker Security ID: Meeting Date Meeting Status
TD CINS 891160509 03/25/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect William Bennett Mgmt For For For
4 Elect Hugh Bolton Mgmt For For For
5 Elect John Bragg Mgmt For For For
6 Elect W. Edmund Clark Mgmt For For For
7 Elect Wendy Dobson Mgmt For For For
8 Elect Henry Ketcham Mgmt For For For
9 Elect Pierre Lessard Mgmt For For For
10 Elect Brian Levitt Mgmt For For For
11 Elect Harold MacKay Mgmt For For For
12 Elect Irene Miller Mgmt For For For
13 Elect Nadir Mohamed Mgmt For For For
14 Elect Wilbur Prezzano Mgmt For For For
15 Elect Helen Sinclair Mgmt For For For
16 Elect Carole Taylor Mgmt For For For
17 Elect John Thompson Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Advisory Vote on Executive Mgmt For For For
Compensation
20 Shareholder Proposal Regarding a ShrHoldr Against Against For
Greater Number of Nominees than
Open Board
Seats
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Comparing Executive Pay to Average
Employee
Wage
22 Non-Voting Agenda Item N/A N/A N/A N/A
TOTAL SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/21/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A For N/A N/A
2 Non-Voting Meeting Note N/A For N/A N/A
3 Non-Voting Meeting Note N/A For N/A N/A
4 Non-Voting Meeting Note N/A For N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Retirement Indemnity, Supplementary Mgmt For Against Against
Pension Plan and Severance Package
for Christophe de
Margerie
10 Authority to Repurchase Shares Mgmt For For For
11 Elect Thierry Desmarest Mgmt For Against Against
12 Elect Thierry de Rudder Mgmt For For For
13 Elect Gunnar Brock Mgmt For For For
14 Elect Claude Clement Mgmt For For For
15 Elect Philippe Marchandise Mgmt For Against Against
16 Elect Mohammed Zaki Mgmt For Against Against
17 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
18 Appointment of Auditor (KPMG Audit) Mgmt For For For
19 Replacement of Alternate Auditor Mgmt For For For
20 Replacement of Alternate Auditor Mgmt For For For
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Increase Capital Through
Capitalizations; Authority to Issue
Debt
Instruments
22 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Increase Capital in Case of
Exchange Offer; Authority to Issue
Debt
Instruments
23 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
24 Authority to Issue Shares Mgmt For For For
and/Convertible Securities Under
Employee Savings
Plan
25 Authority to Grant Stock Options Mgmt For For For
26 Shareholder Proposal Regarding ShrHoldr For Against Against
Collective Investment
Funds
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles to Change Mgmt For For For
Place of
Incorportation
5 Renewal of Share Capital Mgmt For For For
6 Amendment to Par Value Mgmt For For For
7 Amendments to Articles to Comply Mgmt For For For
with The Swiss Federal Act on
Intermediated Securities
("FISA")
8 Elect Steven Newman Mgmt For For For
9 Elect Thomas Cason Mgmt For For For
10 Elect Robert Sprague Mgmt For For For
11 Elect J. Michael Talbert Mgmt For For For
12 Elect John Whitmire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
UBS AG
Ticker Security ID: Meeting Date Meeting Status
UBSN CINS H89231338 04/14/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Compensation Report Mgmt For Against Against
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Board and Management Mgmt For Against Against
Acts
(2009)
8 Ratification of Board and Management Mgmt For Against Against
Acts
(2008)
9 Ratification of Board and Management Mgmt For Against Against
Acts
(2007)
10 Amendments to Articles Mgmt For For For
11 Elect Kaspar Villiger Mgmt For Against Against
12 Elect Sally Bott Mgmt For Against Against
13 Elect Michel Demare Mgmt For For For
14 Elect Rainer-Marc Frey Mgmt For For For
15 Elect Bruno Gehrig Mgmt For Against Against
16 Elect Ann Godbehere Mgmt For For For
17 Elect Axel Lehmann Mgmt For For For
18 Elect Helmut Panke Mgmt For Against Against
19 Elect William Parrett Mgmt For For For
20 Elect David Sidwell Mgmt For For For
21 Elect Wolfgang Mayrhuber Mgmt For Against Against
22 Appointment of Auditor Mgmt For For For
23 Increase in Conditional Capital Mgmt For For For
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CINS P2605D109 01/22/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Merger Agreement Mgmt For For For
6 Ratification of Appointment of Mgmt For For For
Appraiser
7 Valuation Report Mgmt For For For
8 Merger by Absorption Mgmt For For For
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CINS P2605D109 04/27/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Supervisory Council Mgmt For For For
8 Remuneration Report Mgmt For For For
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CINS P2605D109 04/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Capitalization of Reserves Mgmt For For For
6 Election of Director Mgmt For Abstain Against
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CINS P2605D109 06/22/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Elect Jose Mauro Mettrau Carneiro da Mgmt For Against Against
Cunha
Vivo
Participacoes
SA
Ticker Security ID: Meeting Date Meeting Status
VIVO4 CINS P9810G116 04/16/2010 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Supervisory Council Mgmt For For For
Vodafone Group
PLC
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882135 07/28/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R.H. Bond Mgmt For For For
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Anne Lauvergeon Mgmt For Against Against
11 Elect Simon Murray Mgmt For For For
12 Elect Steve Pusey Mgmt For For For
13 Elect Luc Vandevelde Mgmt For For For
14 Elect Anthony Watson Mgmt For For For
15 Elect Philip Yea Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Directors' Remuneration Report Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Amendment to Articles Regarding Mgmt For For For
Dividend
Payments
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
Woori Finance
Holdings Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
053000 CINS Y9695X119 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
Yantai Changyu
Pioneer Wine
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
000869 CINS Y9739T108 04/30/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Authorization of Legal Formalities Mgmt For For For
Pursuant to
Merger
Yantai Changyu
Pioneer Wine
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
000869 CINS Y9739T108 05/12/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Election of Directors (Slate) Mgmt For For For
8 Election of Supervisors (Slate) Mgmt For Against Against
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Yue Yuen
Industrial
(Holdings)
Ltd.
Ticker Security ID: Meeting Date Meeting Status
0551 CINS G98803144 03/03/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect KUO Tai Yu Mgmt For Against Against
5 Elect CHAN Lu Min Mgmt For For For
6 Elect Patty TSAI Pei Chun Mgmt For Against Against
7 Elect KUO Li Lien Mgmt For Against Against
8 Elect LIU Len Yu Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Issue Repurchased Shares Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
Zijin Mining
Group Company
Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/25/2010 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Independent Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Financial Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Shareholder Proposal Regarding ShrHoldr For Against Against
Charitable
Donations
Item 13: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Leisure and Consumer Staples Fund
Reporting Period: 7/1/2009 - 6/30/2010
Altria Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For Against Against
2 Elect Gerald Baliles Mgmt For For For
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Robert Huntley Mgmt For For For
7 Elect Thomas Jones Mgmt For For For
8 Elect George Munoz Mgmt For For For
9 Elect Nabil Sakkab Mgmt For For For
10 Elect Michael Szymanczyk Mgmt For For For
11 2010 Performance Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco
Use
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
Avon Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 054303102 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Don Cornwell Mgmt For For For
1.2 Elect V. Ann Hailey Mgmt For For For
1.3 Elect Fred Hassan Mgmt For For For
1.4 Elect Andrea Jung Mgmt For For For
1.5 Elect Maria Lagomasino Mgmt For For For
1.6 Elect Ann Moore Mgmt For For For
1.7 Elect Paul Pressler Mgmt For For For
1.8 Elect Gary Rodkin Mgmt For For For
1.9 Elect Paula Stern Mgmt For For For
1.10 Elect Lawrence Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For For For
Campbell Soup
Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edmund Carpenter Mgmt For For For
1.2 Elect Paul Charron Mgmt For For For
1.3 Elect Douglas Conant Mgmt For For For
1.4 Elect Bennett Dorrance Mgmt For For For
1.5 Elect Harvey Golub Mgmt For For For
1.6 Elect Lawrence Karlson Mgmt For For For
1.7 Elect Randall Larrimore Mgmt For Withhold Against
1.8 Elect Mary Malone Mgmt For For For
1.9 Elect Sara Mathew Mgmt For For For
1.10 Elect William Perez Mgmt For For For
1.11 Elect Charles Perrin Mgmt For For For
1.12 Elect A. Barry Rand Mgmt For For For
1.13 Elect Nick Shreiber Mgmt For For For
1.14 Elect Archbold van Beuren Mgmt For For For
1.15 Elect Les Vinney Mgmt For For For
1.16 Elect Charlotte Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Annual Incentive Mgmt For For For
Plan
Colgate-Palmolive
Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Helene Gayle Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect Joseph Jimenez Mgmt For For For
6 Elect David Johnson Mgmt For For For
7 Elect Richard Kogan Mgmt For For For
8 Elect Delano Lewis Mgmt For For For
9 Elect J. Pedro Reinhard Mgmt For For For
10 Elect Stephen Sadove Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Shareholder Proposal Regarding ShrHoldr For Against Against
Reviewing Charitable
Spending
14 Shareholder Proposal Regarding Right ShrHoldr For Against Against
to Call a Special
Meeting
Corn Products
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUSIP 219023108 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ilene Gordon Mgmt For For For
1.2 Elect Karen Hendricks Mgmt For For For
1.3 Elect Barbara Klein Mgmt For For For
1.4 Elect Dwayne Wilson Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Amendment to the Stock Incentive Plan Mgmt For For For
4 Amendment to Annual Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
CVS Caremark
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For Against Against
3 Elect David Dorman Mgmt For Against Against
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For Against Against
8 Elect Terrence Murray Mgmt For Against Against
9 Elect C.A. Lance Piccolo Mgmt For Against Against
10 Elect Sheli Rosenberg Mgmt For Against Against
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2010 Incentive Compensation Plan Mgmt For For For
15 Amendment to the Charter to Allow Mgmt For For For
Shareholders to Call Special
Meetings
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Climate Change
Principles
DIRECTV
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25490A101 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Neil Austrian Mgmt For For For
1.2 Elect Ralph Boyd, Jr. Mgmt For For For
1.3 Elect Paul Gould Mgmt For For For
1.4 Elect Charles Lee Mgmt For For For
1.5 Elect Peter Lund Mgmt For For For
1.6 Elect Gregory Maffei Mgmt For Withhold Against
1.7 Elect John Malone Mgmt For Withhold Against
1.8 Elect Nancy Newcomb Mgmt For For For
1.9 Elect Haim Saban Mgmt For For For
1.10 Elect Michael White Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 2010 Stock Plan Mgmt For For For
4 Executive Officer Cash Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
DIRECTV Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25459L106 11/19/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Agreement and Plan of Merger Mgmt For For For
2 Voting and Right of First Refusal Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
Discovery
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Gould Mgmt For For For
1.2 Elect John Hendricks Mgmt For For For
1.3 Elect M. LaVoy Robison Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Herbalife Ltd.
Ticker Security ID: Meeting Date Meeting Status
HLF CUSIP G4412G101 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leroy Barnes, Jr. Mgmt For For For
1.2 Elect Richard Bermingham Mgmt For For For
1.3 Elect Jeffrey Dunn Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Carson, Sr. Mgmt For For For
1.2 Elect Gordon Gund Mgmt For For For
1.3 Elect Dorothy Johnson Mgmt For For For
1.4 Elect Ann Korologos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect Dennis Beresford Mgmt For Against Against
3 Elect John Bergstrom Mgmt For For For
4 Elect Abelardo Bru Mgmt For For For
5 Elect Robert Decherd Mgmt For For For
6 Elect Thomas Falk Mgmt For For For
7 Elect Mae Jemison Mgmt For For For
8 Elect James Jenness Mgmt For For For
9 Elect Ian Read Mgmt For For For
10 Elect Linda Rice Mgmt For For For
11 Elect Marc Shapiro Mgmt For For For
12 Elect G. Craig Sullivan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajaypal Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect Mackey McDonald Mgmt For Against Against
7 Elect John Pope Mgmt For For For
8 Elect Fedric Reynolds Mgmt For For For
9 Elect Irene Rosenfeld Mgmt For For For
10 Elect Jean-Francois van Boxmeer Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Elect Frank Zarb Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virgis Colbert Mgmt For Withhold Against
1.2 Elect Richard Roedel Mgmt For Withhold Against
1.3 Elect David Taylor Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Meredith
Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Craigie Mgmt For For For
1.2 Elect William Kerr Mgmt For For For
1.3 Elect Frederick Henry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reaffirm Material Terms of 2004 Mgmt For For For
Stock Incentive
Plan
4 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
Nu Skin
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NUS CUSIP 67018T105 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nevin Andersen Mgmt For For For
1.2 Elect Daniel Campbell Mgmt For For For
1.3 Elect E.J. Garn Mgmt For For For
1.4 Elect M. Truman Hunt Mgmt For For For
1.5 Elect Andrew Lipman Mgmt For For For
1.6 Elect Steven Lund Mgmt For Withhold Against
1.7 Elect Patricia Negron Mgmt For For For
1.8 Elect Thomas Pisano Mgmt For For For
1.9 Elect Blake Roney Mgmt For For For
1.10 Elect Sandra Tillotson Mgmt For For For
1.11 Elect David Ussery Mgmt For For For
2 2010 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2007 Long-Term Mgmt For For For
Incentive
Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Public Policy
Issues
Philip Morris
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Jennifer Li Mgmt For For For
6 Elect Graham Mackay Mgmt For For For
7 Elect Sergio Marchionne Mgmt For Against Against
8 Elect Lucio Noto Mgmt For For For
9 Elect Carlos Slim Helu Mgmt For For For
10 Elect Stephen Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco
Use
13 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
Rentrak
Corporation
Ticker Security ID: Meeting Date Meeting Status
RENT CUSIP 760174102 08/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Allen Mgmt For For For
1.2 Elect Richard Hochhauser Mgmt For For For
1.3 Elect George Kuper Mgmt For Withhold Against
1.4 Elect William Livek Mgmt For For For
1.5 Elect Anne MacDonald Mgmt For For For
1.6 Elect Paul Rosenbaum Mgmt For For For
1.7 Elect Brent Rosenthal Mgmt For For For
1.8 Elect Ralph Shaw Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For Against Against
Incentive
Plan
Reynolds
American
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martin Feinstein Mgmt For For For
1.2 Elect Susan Ivey Mgmt For For For
1.3 Elect Lionel Nowell, III Mgmt For For For
1.4 Elect Neil Withington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Health Risks of
Tobacco
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
Ruddick
Corporation
Ticker Security ID: Meeting Date Meeting Status
RDK CUSIP 781258108 02/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Belk Mgmt For For For
1.2 Elect John Derham Cato Mgmt For For For
1.3 Elect Thomas Dickson Mgmt For For For
1.4 Elect James Hynes Mgmt For For For
1.5 Elect Anna Nelson Mgmt For For For
1.6 Elect Bailey Patrick Mgmt For For For
1.7 Elect Robert Spilman, Jr. Mgmt For For For
1.8 Elect Harold Stowe Mgmt For For For
1.9 Elect Isaiah Tidwell Mgmt For For For
1.10 Elect William Warden, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Safeway Inc.
Ticker Security ID: Meeting Date Meeting Status
SWY CUSIP 786514208 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Burd Mgmt For For For
2 Elect Janet Grove Mgmt For For For
3 Elect Mohan Gyani Mgmt For For For
4 Elect Paul Hazen Mgmt For For For
5 Elect Frank Herringer Mgmt For For For
6 Elect Kenneth Oder Mgmt For For For
7 Elect Arun Sarin Mgmt For For For
8 Elect Michael Shannon Mgmt For For For
9 Elect William Tauscher Mgmt For For For
10 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding Special
Shareholder
Meetings
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Climate Change
Principles
14 Shareholder Proposal Regarding Death ShrHoldr Against For Against
Benefits (Golden
Coffins)
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
Sara Lee
Corporation
Ticker Security ID: Meeting Date Meeting Status
SLE CUSIP 803111103 10/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Brenda Barnes Mgmt For For For
2 Elect Christopher Begley Mgmt For For For
3 Elect Crandall Bowles Mgmt For For For
4 Elect Virgis Colbert Mgmt For Against Against
5 Elect James Crown Mgmt For For For
6 Elect Laurette Koellner Mgmt For For For
7 Elect Cornelis van Lede Mgmt For For For
8 Elect John McAdam Mgmt For For For
9 Elect Sir Ian Prosser Mgmt For For For
10 Elect Norman Sorensen Mgmt For For For
11 Elect Jeffrey Ubben Mgmt For For For
12 Elect Jonathan Ward Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
Smithfield
Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SFD CUSIP 832248108 08/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Luter, III Mgmt For For For
1.2 Elect Wendell Murphy Mgmt For Withhold Against
1.3 Elect Charles Pope Mgmt For For For
1.4 Elect Paul Trible, Jr. Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2008 Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Timeline for Elimination of
Gestation
Crates
The Estee Lauder
Companies
Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rose Marie Bravo Mgmt For For For
1.2 Elect Paul Fribourg Mgmt For For For
1.3 Elect Mellody Hobson Mgmt For For For
1.4 Elect Irvine Hockaday, Jr. Mgmt For For For
1.5 Elect Barry Sternlicht Mgmt For For For
2 Ratification of Auditor Mgmt For For For
The Hain
Celestial
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HAIN CUSIP 405217100 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Irwin Simon Mgmt For For For
1.2 Elect Barry Alperin Mgmt For For For
1.3 Elect Richard Berke Mgmt For Withhold Against
1.4 Elect Beth Bronner Mgmt For For For
1.5 Elect Jack Futterman Mgmt For For For
1.6 Elect Daniel Glickman Mgmt For For For
1.7 Elect Marina Hahn Mgmt For For For
1.8 Elect Roger Meltzer Mgmt For Withhold Against
1.9 Elect Lewis Schiliro Mgmt For For For
1.10 Elect Lawrence Zilavy Mgmt For For For
2 2010-2014 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Amendment to the 2002 Long Term Mgmt For For For
Incentive and Stock Award
Plan
5 Ratification of Auditor Mgmt For For For
The Walt Disney
Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For For For
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For For For
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For For For
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For For For
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For For For
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
16 Amendment to Supermajority Mgmt For For For
Requirement Regarding Interested
Person
Transactions
17 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw
Amendments
18 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding Tracking
Stock
Provisions
19 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding Classified
Board Transition
Provisions
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Ex-Gay Non-Discrimination
Policy
Thomson Reuters
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRI CUSIP 884903105 08/07/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Unification of Dual Listed Structure Mgmt For Against Against
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For Against Against
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Deborah Wright Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2010 Stock Incentive Plan Mgmt For For For
15 Amendment to the Bylaws Regarding Mgmt For For For
the Right to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
UNILEVER N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CUSIP 904784709 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Executive Directors' Mgmt For For For
Acts
3 Ratification of Non-Executive Mgmt For For For
Directors'
Acts
4 Elect Paul Polman Mgmt For For For
5 Elect Jean-Marc Huet Mgmt For For For
6 Elect Louise Fresco Mgmt For For For
7 Elect Ann Fudge Mgmt For For For
8 Elect Charles Golden Mgmt For For For
9 Elect Byron Grote Mgmt For For For
10 Elect Hixonia Nyasulu Mgmt For For For
11 Elect Kees Storm Mgmt For Against Against
12 Elect Michael Treschow Mgmt For For For
13 Elect Jeroen van der Veer Mgmt For For For
14 Elect Paul Walsh Mgmt For For For
15 Elect Sir Malcolm Rifkind Mgmt For For For
16 Management Co-Investment Plan Mgmt For For For
17 Amendment to the Compensation Policy Mgmt For For For
Regarding the Annual
Bonus
18 Amendment to the Compensation Policy Mgmt For For For
Regarding the Long-Term Incentive
Arrangements
19 Authority to Cancel Shares; Mgmt For For For
Amendment to
Articles
20 Authority to Repurchase Cumulative Mgmt For For For
Preference
Shares
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Cancel Shares Mgmt For For For
23 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
24 Appointment of Auditor Mgmt For For For
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan, Renamed the 2010
Stock Incentive
Plan
18 ASDA Limited Sharesave Plan 2000 Mgmt For For For
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
22 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Priorities
Report
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422109 01/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Davis Mgmt For For For
1.2 Elect William Foote Mgmt For Withhold Against
1.3 Elect Mark Frissora Mgmt For For For
1.4 Elect Alan McNally Mgmt For For For
1.5 Elect Nancy Schlichting Mgmt For For For
1.6 Elect David Schwartz Mgmt For For For
1.7 Elect Alejandro Silva Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Gregory Wasson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Stock Mgmt For For For
Option
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
Item 14: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Long/Short Fund
Reporting Period: 7/1/2009 - 6/30/2010
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect Roy Roberts Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect William Smithburg Mgmt For For For
1.11 Elect Glenn Tilton Mgmt For For For
1.12 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
ACCENTURE PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Kimsey Mgmt For For For
2 Elect Robert Lipp Mgmt For For For
3 Elect Wulf von Schimmelmann Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 2010 Share Incentive Plan Mgmt For For For
6 2010 Employee Share Purchase Plan Mgmt For Against Against
7 Authorization to Hold the 2011 Mgmt For For For
Annual Meeting Outside of
Ireland
8 Authority to Repurchase Shares Mgmt For Against Against
9 Issuance of Treasury Shares Mgmt For Against Against
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Clark, Jr. Mgmt For Against Against
2 Elect Betsy Cohen Mgmt For Against Against
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For Against Against
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect Jeffrey Garten Mgmt For Against Against
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2010 Stock Incentive Plan Mgmt For For For
16 2010 Non-Employee Director Mgmt For For For
Compensation
Plan
17 2001 Annual Incentive Plan Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger, III Mgmt For Against Against
6 Elect Joe Harris Mgmt For For For
7 Elect Elizabeth Hudson Mgmt For For For
8 Elect Douglas Johnson Mgmt For For For
9 Elect Robert Johnson Mgmt For For For
10 Elect Charles Knapp Mgmt For For For
11 Elect E. Stephen Purdom Mgmt For For For
12 Elect Barbara Rimer Mgmt For For For
13 Elect Marvin Schuster Mgmt For For For
14 Elect David Thompson Mgmt For For For
15 Elect Robert Wright Mgmt For For For
16 Elect Takuro Yoshida Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Ratification of Auditor Mgmt For For For
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Davis, III Mgmt For For For
1.2 Elect W. Douglas Ford Mgmt For For For
1.3 Elect Evert Henkes Mgmt For For For
1.4 Elect Margaret McGlynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long-Term Incentive Mgmt For For For
Plan
Altria Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For Against Against
2 Elect Gerald Baliles Mgmt For For For
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Robert Huntley Mgmt For For For
7 Elect Thomas Jones Mgmt For For For
8 Elect George Munoz Mgmt For For For
9 Elect Nabil Sakkab Mgmt For For For
10 Elect Michael Szymanczyk Mgmt For For For
11 2010 Performance Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco
Use
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMXL CUSIP 02364W105 04/07/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt N/A Abstain N/A
2 Election of Meeting Delegates Mgmt N/A For N/A
AmerisourceBergen
Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Gochnauer Mgmt For For For
2 Elect Edward Hagenlocker Mgmt For For For
3 Elect Henry McGee Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Ratification of Auditor Mgmt For For For
Apollo
Investment
Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ashok Bakhru Mgmt For For For
1.2 Elect John Hannan Mgmt For For For
1.3 Elect James Zelter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval to Sell Shares of Common Mgmt For For For
Stock Below Net Asset
Value
4 Issuance of Warrants Mgmt For For For
Archer-Daniels-Mi
dland
Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Buckley Mgmt For For For
2 Elect Mollie Carter Mgmt For Against Against
3 Elect Donald Felsinger Mgmt For For For
4 Elect Victoria Haynes Mgmt For For For
5 Elect Antonio Maciel Neto Mgmt For For For
6 Elect Patrick Moore Mgmt For For For
7 Elect Thomas O'Neill Mgmt For For For
8 Elect Kelvin Westbrook Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 2009 Incentive Compensation Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Global Human Rights
Standards
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Carver Mgmt For For For
1.2 Elect Juan Cento Mgmt For For For
1.3 Elect Allen Freedman Mgmt For For For
1.4 Elect Elaine Rosen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Repeal of Classified Board Mgmt For For For
5 Amendment to the Long Term Equity Mgmt For Against Against
Incentive
Plan
AT&T INC.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Randall Stephenson Mgmt For For For
2 Elect Gilbert Amelio Mgmt For For For
3 Elect Reuben Anderson Mgmt For For For
4 Elect James Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect James Kelly Mgmt For For For
7 Elect Jon Madonna Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect John McCoy Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect Laura Tyson Mgmt For For For
12 Elect Patricia Upton Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Pension Credit
Policy
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
17 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Baxter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Blake Devitt Mgmt For For For
2 Elect John Forsyth Mgmt For For For
3 Elect Gail Fosler Mgmt For For For
4 Elect Carole Shapazian Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Allison, IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect K. David Boyer, Jr. Mgmt For For For
1.4 Elect Anna Cablik Mgmt For Withhold Against
1.5 Elect Ronald Deal Mgmt For Withhold Against
1.6 Elect Barry Fitzpatrick Mgmt For For For
1.7 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against
1.8 Elect L. Vincent Hackley Mgmt For For For
1.9 Elect Jane Helm Mgmt For For For
1.10 Elect John Howe, III Mgmt For For For
1.11 Elect Kelly King Mgmt For For For
1.12 Elect James Maynard Mgmt For For For
1.13 Elect Albert McCauley Mgmt For For For
1.14 Elect J. Holmes Morrison Mgmt For For For
1.15 Elect Nido Qubein Mgmt For Withhold Against
1.16 Elect Thomas Skains Mgmt For For For
1.17 Elect Thomas Thompson Mgmt For For For
1.18 Elect Stephen Williams Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Overdraft
Policies
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Becton, Jr. Mgmt For For For
1.2 Elect Edward DeGraan Mgmt For For For
1.3 Elect Claire Fraser-Liggett Mgmt For For For
1.4 Elect Edward Ludwig Mgmt For For For
1.5 Elect Adel Mahmoud Mgmt For For For
1.6 Elect James Orr Mgmt For For For
1.7 Elect Willard Overlock, Jr. Mgmt For For For
1.8 Elect Bertram Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Bylaws Regarding Mgmt For For For
the Right to Call a Special
Meeting
4 Amendment to the 2004 Employee and Mgmt For For For
Director Equity-Based Compensation
Plan
5 Approval of Material Terms of Mgmt For For For
Performance Goals under the
Performance Incentive
Plan
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
Bed Bath &
Beyond
Inc
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Warren Eisenberg Mgmt For For For
3 Elect Steven Temares Mgmt For For For
4 Elect Dean Adler Mgmt For For For
5 Elect Stanley Barshay Mgmt For For For
6 Elect Klaus Eppler Mgmt For Against Against
7 Elect Patrick Gaston Mgmt For For For
8 Elect Jordan Heller Mgmt For For For
9 Elect Victoria Morrison Mgmt For For For
10 Ratification of Auditor Mgmt For For For
Bemis Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Curler Mgmt For For For
1.2 Elect Roger O'Shaughnessy Mgmt For For For
1.3 Elect David Haffner Mgmt For For For
1.4 Elect Holly Van Deursen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Ratio Between CEO and
Employee
Pay
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 04/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For For For
5 Elect Cynthia Carroll Mgmt For For For
6 Elect Sir William Castell Mgmt For For For
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Douglas Flint Mgmt For For For
12 Elect Byron Grote Mgmt For For For
13 Elect Anthony Hayward Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Elect DeAnne Julius Mgmt For Against Against
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Adoption of New Articles Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Renewal of Executive Directors' Mgmt For Against Against
Incentive
Plan
24 Scrip Dividend Mgmt For For For
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Sunrise SAGD
Project
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West, Jr. Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call a Special
Meeting
14 Elimination of Supermajority Mgmt For For For
Requirement Applicable to Common
Shareholders
15 Elimination of Supermajority Mgmt For For For
Requirement Applicable to Preferred
Shareholders
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Animal
Welfare
Cardinal Health,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Bruce Downey Mgmt For For For
6 Elect John Finn Mgmt For For For
7 Elect Gregory Kenny Mgmt For For For
8 Elect Richard Notebaert Mgmt For For For
9 Elect David Raisbeck Mgmt For For For
10 Elect Jean Spaulding Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Management Mgmt For For For
Incentive
Plan
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Cash America
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP 14754D100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Anti-Predatory Lending
Policies
Chevron
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Chuck Hagel Mgmt For For For
6 Elect Enrique Hernandez, Jr. Mgmt For For For
7 Elect Franklyn Jenifer Mgmt For For For
8 Elect George Kirkland Mgmt For For For
9 Elect Sam Nunn Mgmt For For For
10 Elect Donald Rice Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Charles Shoemate Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Ronald Sugar Mgmt For For For
15 Elect Carl Ware Mgmt For For For
16 Elect John Watson Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Amendment to the By-Laws Regarding Mgmt For For For
the Right to Call Special
Meetings
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Payments to
Governments
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
Cintas
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTAS CUSIP 172908105 10/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gerald Adolph Mgmt For For For
2 Elect Paul Carter Mgmt For For For
3 Elect Gerald Dirvin Mgmt For For For
4 Elect Richard Farmer Mgmt For For For
5 Elect Scott Farmer Mgmt For For For
6 Elect Joyce Hergenhan Mgmt For For For
7 Elect James Johnson Mgmt For For For
8 Elect Robert Kohlhepp Mgmt For For For
9 Elect David Phillips Mgmt For Against Against
10 Elect Ronald Tysoe Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For Withhold Against
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For Withhold Against
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
1.13 Elect Michael Sovern Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2006 Cash Bonus Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For
Succession
Planning
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Computer
Sciences
Corporation
Ticker Security ID: Meeting Date Meeting Status
CSC CUSIP 205363104 08/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Irving Bailey, II Mgmt For For For
1.2 Elect David Barram Mgmt For For For
1.3 Elect Stephen Baum Mgmt For For For
1.4 Elect Rodney Chase Mgmt For Withhold Against
1.5 Elect Judith Haberkorn Mgmt For For For
1.6 Elect Michael Laphen Mgmt For For For
1.7 Elect F. Warren McFarlan Mgmt For For For
1.8 Elect Chong Sup Park Mgmt For For For
1.9 Elect Thomas Patrick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Consolidated
Edison,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kevin Burke Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For For For
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For For For
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For For For
10 Elect Eugene McGrath Mgmt For For For
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
Covidien Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2554F105 03/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Craig Arnold Mgmt For For For
3 Elect Robert Brust Mgmt For For For
4 Elect John Connors, Jr. Mgmt For For For
5 Elect Christopher Coughlin Mgmt For For For
6 Elect Timothy Donahue Mgmt For For For
7 Elect Kathy Herbert Mgmt For For For
8 Elect Randall Hogan, III Mgmt For For For
9 Elect Richard Meelia Mgmt For For For
10 Elect Dennis Reilley Mgmt For For For
11 Elect Tadataka Yamada Mgmt For For For
12 Elect Joseph Zaccagnino Mgmt For For For
13 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Reissue Treasury Shares Mgmt For Against Against
CVS Caremark
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For Against Against
3 Elect David Dorman Mgmt For Against Against
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For Against Against
8 Elect Terrence Murray Mgmt For Against Against
9 Elect C.A. Lance Piccolo Mgmt For Against Against
10 Elect Sheli Rosenberg Mgmt For Against Against
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2010 Incentive Compensation Plan Mgmt For For For
15 Amendment to the Charter to Allow Mgmt For For For
Shareholders to Call Special
Meetings
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Climate Change
Principles
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Breyer Mgmt For For For
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect Michael Dell Mgmt For For For
1.4 Elect William Gray, III Mgmt For For For
1.5 Elect Sallie Krawcheck Mgmt For For For
1.6 Elect Judy Lewent Mgmt For For For
1.7 Elect Thomas Luce, III Mgmt For Withhold Against
1.8 Elect Klaus Luft Mgmt For For For
1.9 Elect Alex Mandl Mgmt For For For
1.10 Elect Sam Nunn, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Reimbursement of Solicitation
Expenses
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Delphi Financial
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DFG CUSIP 247131105 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Philip O'Connor Mgmt For Withhold Against
1.2 Elect Robert Rosenkranz Mgmt For For For
1.3 Elect Donald Sherman Mgmt For For For
1.4 Elect Kevin Brine Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For For For
1.10 Elect Robert Wright Mgmt For Withhold Against
2 2010 Outside Directors Stock Plan Mgmt For For For
3 2010 Employee Stock Purchase Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Diamond Offshore
Drilling,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Tisch Mgmt For For For
1.2 Elect Lawrence Dickerson Mgmt For For For
1.3 Elect John Bolton Mgmt For For For
1.4 Elect Charles Fabrikant Mgmt For For For
1.5 Elect Paul Gaffney II Mgmt For For For
1.6 Elect Edward Grebow Mgmt For For For
1.7 Elect Herbert Hofmann Mgmt For For For
1.8 Elect Arthur Rebell Mgmt For For For
1.9 Elect Raymond Troubh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Eli Lilly and
Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect Winfried Bischoff Mgmt For Against Against
3 Elect R. David Hoover Mgmt For Against Against
4 Elect Franklyn Prendergast Mgmt For For For
5 Elect Kathi Seifert Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Repeal of Classified Board Mgmt For For For
8 Elimination of Supermajority Mgmt For For For
Requirement
9 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Exclusion of CEOs from Compensation
Committee
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Exelon
Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Canning Jr. Mgmt For For For
2 Elect M. Walter D'Alessio Mgmt For For For
3 Elect Nicholas DeBenedictis Mgmt For For For
4 Elect Bruce DeMars Mgmt For For For
5 Elect Nelson Diaz Mgmt For Against Against
6 Elect Sue Ling Gin Mgmt For For For
7 Elect Rosemarie Greco Mgmt For For For
8 Elect Paul Joskow Mgmt For For For
9 Elect Richard Mies Mgmt For For For
10 Elect John Palms Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Thomas Ridge Mgmt For For For
13 Elect John Rogers, Jr. Mgmt For For For
14 Elect John Rowe Mgmt For For For
15 Elect Stephen Steinour Mgmt For For For
16 Elect Donald Thompson Mgmt For For For
17 2011 Long-Term Incentive Plan Mgmt For Against Against
18 Ratification of Auditor Mgmt For For For
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For Withhold Against
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For Withhold Against
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
7 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding an ShrHoldr Against Against For
Energy Technology
Report
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions
Goals
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Future Energy
Trends
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kim Robak Mgmt For For For
1.2 Elect Thomas Wertheimer Mgmt For For For
1.3 Elect Doyle Simons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pierre Brondeau Mgmt For For For
2 Elect Dirk Kempthorne Mgmt For For For
3 Elect Robert Pallash Mgmt For For For
4 Elect William Walter Mgmt For For For
5 Ratification of Auditor Mgmt For For For
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect R. Richard Fontaine Mgmt For For For
1.2 Elect Jerome Davis Mgmt For For For
1.3 Elect Steven Koonin Mgmt For For For
1.4 Elect Stephanie Shern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
General Dynamics
Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For Against Against
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Lester Lyles Mgmt For For For
9 Elect William Osborn Mgmt For For For
10 Elect Robert Walmsley Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Space ShrHoldr Against Against For
Weapons
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Sir William Castell Mgmt For For For
4 Elect Ann Fudge Mgmt For For For
5 Elect Susan Hockfield Mgmt For For For
6 Elect Jeffrey Immelt Mgmt For For For
7 Elect Andrea Jung Mgmt For For For
8 Elect Alan Lafley Mgmt For For For
9 Elect Robert Lane Mgmt For For For
10 Elect Ralph Larsen Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For For For
12 Elect James Mulva Mgmt For For For
13 Elect Sam Nunn Mgmt For For For
14 Elect Roger Penske Mgmt For Against Against
15 Elect Robert Swieringa Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Regarding Report on Ratio Between
Executive and Employee
Pay
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Requiring Key Committee Directors
To Receive Less Than 20% Against
Votes
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Genzyme
Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 06/16/2010 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Comment Mgmt N/A N/A N/A
1.2 Comment Mgmt N/A N/A N/A
1.3 Comment Mgmt N/A N/A N/A
1.4 Comment Mgmt N/A N/A N/A
1.5 Comment Mgmt N/A N/A N/A
1.6 Comment Mgmt N/A N/A N/A
1.7 Comment Mgmt N/A N/A N/A
1.8 Comment Mgmt N/A N/A N/A
1.9 Comment Mgmt N/A N/A N/A
1.10 Comment Mgmt N/A N/A N/A
2 Comment Mgmt N/A N/A N/A
3 Comment Mgmt N/A N/A N/A
4 Comment Mgmt N/A N/A N/A
5 Comment Mgmt N/A N/A N/A
6 Comment Mgmt N/A N/A N/A
Genzyme
Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Berthiaume Mgmt For For For
1.2 Elect Robert Bertolini Mgmt For For For
1.3 Elect Gail Boudreaux Mgmt For For For
1.4 Elect Robert Carpenter Mgmt For For For
1.5 Elect Charles Cooney Mgmt For For For
1.6 Elect Victor Dzau Mgmt For For For
1.7 Elect Connie Mack III Mgmt For For For
1.8 Elect Richard Syron Mgmt For Withhold Against
1.9 Elect Henri Termeer Mgmt For For For
1.10 Elect Ralph Whitworth Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive
Plan
3 Amendment to the 2009 Employee Stock Mgmt For For For
Purchase
Plan
4 Amendment to the 2007 Director Mgmt For For For
Equity
Plan
5 Amendment to Articles of Mgmt For For For
Organization Regarding the Right to
Call a Special
Meeting
6 Ratification of Auditor Mgmt For For For
GLAXOSMITHKLINE
PLC
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Stephanie Burns Mgmt For For For
4 Elect Julian Heslop Mgmt For For For
5 Elect Sir Deryck Maughan Mgmt For For For
6 Elect Daniel Podolsky Mgmt For For For
7 Elect Sir Robert Wilson Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Authorisation of Political Donations Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Exemption from Statement of Senior Mgmt For For For
Auditor's
Name
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
16 Adoption of New Articles Mgmt For For For
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judith Blumenthal Mgmt For For For
1.2 Elect Anthony Chidoni Mgmt For For For
1.3 Elect Maurice Marciano Mgmt For For For
2 Amendment to the Annual Incentive Mgmt For For For
Bonus
Plan
3 Ratification of Auditor Mgmt For For For
Harris
Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Terry Growcock Mgmt For For For
2 Elect Leslie Kenne Mgmt For For For
3 Elect David Rickard Mgmt For For For
4 Elect Gregory Swienton Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
HCC Insurance
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judy Bozeman Mgmt For For For
1.2 Elect Frank Bramanti Mgmt For For For
1.3 Elect Walter Duer Mgmt For For For
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect John Molbeck, Jr. Mgmt For For For
1.7 Elect James Oesterreicher Mgmt For For For
1.8 Elect Robert Rosholt Mgmt For For For
1.9 Elect Christopher Williams Mgmt For For For
1.10 Elect Scott Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Lawrence Babbio Jr. Mgmt For For For
3 Elect Sari Baldauf Mgmt For For For
4 Elect Rajiv Gupta Mgmt For For For
5 Elect John Hammergren Mgmt For For For
6 Elect Mark Hurd Mgmt For For For
7 Elect Joel Hyatt Mgmt For For For
8 Elect John Joyce Mgmt For For For
9 Elect Robert Ryan Mgmt For For For
10 Elect Lucille Salhany Mgmt For Against Against
11 Elect G. Kennedy Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
14 Adopt Advisory Vote on Executive Mgmt For For For
Compensation
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Cathleen Black Mgmt For Against Against
3 Elect William Brody Mgmt For For For
4 Elect Kenneth Chenault Mgmt For For For
5 Elect Michael Eskew Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect Taizo Nishimuro Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect Samuel Palmisano Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Zambrano Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Coleman Mgmt For Against Against
2 Elect James Cullen Mgmt For For For
3 Elect Michael Johns Mgmt For Against Against
4 Elect Susan Lindquist Mgmt For For For
5 Elect Anne Mulcahy Mgmt For Against Against
6 Elect Leo Mullin Mgmt For For For
7 Elect William Perez Mgmt For Against Against
8 Elect Charles Prince Mgmt For Against Against
9 Elect David Satcher Mgmt For For For
10 Elect William Weldon Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
13 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect Dennis Beresford Mgmt For Against Against
3 Elect John Bergstrom Mgmt For For For
4 Elect Abelardo Bru Mgmt For For For
5 Elect Robert Decherd Mgmt For For For
6 Elect Thomas Falk Mgmt For For For
7 Elect Mae Jemison Mgmt For For For
8 Elect James Jenness Mgmt For For For
9 Elect Ian Read Mgmt For For For
10 Elect Linda Rice Mgmt For For For
11 Elect Marc Shapiro Mgmt For For For
12 Elect G. Craig Sullivan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Reuben Anderson Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect David Dillon Mgmt For For For
4 Elect Susan Kropf Mgmt For For For
5 Elect John LaMacchia Mgmt For For For
6 Elect David Lewis Mgmt For For For
7 Elect W. Rodney McMullen Mgmt For For For
8 Elect Jorge Montoya Mgmt For For For
9 Elect Clyde Moore Mgmt For For For
10 Elect Susan Phillips Mgmt For For For
11 Elect Steven Rogel Mgmt For For For
12 Elect James Runde Mgmt For For For
13 Elect Ronald Sargent Mgmt For For For
14 Elect Bobby Shackouls Mgmt For For For
15 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
L-3
Communications
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LLL CUSIP 502424104 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Claude Canizares Mgmt For For For
1.2 Elect Thomas Corcoran Mgmt For For For
1.3 Elect Lewis Kramer Mgmt For For For
1.4 Elect Alan Washkowitz Mgmt For For For
2 Amendment to the 2008 Long Term Mgmt For For For
Performance
Plan
3 Ratification of Auditor Mgmt For For For
Laboratory
Corporation of
America
Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David King Mgmt For For For
2 Elect Kerrii Anderson Mgmt For For For
3 Elect Jean-Luc Belingard Mgmt For Against Against
4 Elect Wendy Lane Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For
6 Elect Robert Mittelstaedt, Jr. Mgmt For For For
7 Elect Arthur Rubenstein Mgmt For For For
8 Elect M. Keith Weikel Mgmt For For For
9 Elect R. Sanders Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For Against Against
3 Elect Charles Diker Mgmt For For For
4 Elect Jacob Frenkel Mgmt For For For
5 Elect Paul Fribourg Mgmt For For For
6 Elect Walter Harris Mgmt For For For
7 Elect Philip Laskawy Mgmt For Against Against
8 Elect Ken Miller Mgmt For For For
9 Elect Gloria Scott Mgmt For For For
10 Elect Andrew Tisch Mgmt For For For
11 Elect James Tisch Mgmt For For For
12 Elect Jonathan Tisch Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Bernauer Mgmt For For For
1.2 Elect Leonard Berry Mgmt For For For
1.3 Elect Dawn Hudson Mgmt For For For
1.4 Elect Robert Niblock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Right to Call a Special Meeting Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Marathon Oil
Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gregory Boyce Mgmt For Against Against
2 Elect Clarence Cazalot, Jr. Mgmt For For For
3 Elect David Daberko Mgmt For Against Against
4 Elect William Davis, III Mgmt For Against Against
5 Elect Shirley Jackson Mgmt For Against Against
6 Elect Philip Lader Mgmt For Against Against
7 Elect Charles Lee Mgmt For Against Against
8 Elect Michael Phelps Mgmt For Against Against
9 Elect Dennis Reilley Mgmt For Against Against
10 Elect Seth Schofield Mgmt For Against Against
11 Elect John Snow Mgmt For Against Against
12 Elect Thomas Usher Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
McKesson
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby, III Mgmt For Against Against
5 Elect M. Christine Jacobs Mgmt For Against Against
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For Against Against
8 Elect Edward Mueller Mgmt For For For
9 Elect Jane Shaw Mgmt For For For
10 Amendment to the 2005 Stock Plan Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Survivor Benefits (Golden
Coffins)
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Thomas Glocer Mgmt For For For
5 Elect Steven Goldstone Mgmt For For For
6 Elect William Harrison, Jr. Mgmt For For For
7 Elect Harry Jacobson Mgmt For For For
8 Elect William Kelley Mgmt For For For
9 Elect C. Robert Kidder Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect Carlos Represas Mgmt For For For
12 Elect Patricia Russo Mgmt For For For
13 Elect Thomas Shenk Mgmt For For For
14 Elect Anne Tatlock Mgmt For For For
15 Elect Craig Thompson Mgmt For For For
16 Elect Wendell Weeks Mgmt For For For
17 Elect Peter Wendell Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 2010 Incentive Stock Plan Mgmt For For For
20 2010 Non-Employee Directors Stock Mgmt For For For
Option
Plan
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Gates, III Mgmt For For For
2 Elect Steven Ballmer Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Restoration of Right to Call a Mgmt For For For
Special
Meeting
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Charitable
Contributions
Newmont Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Richard O'Brien Mgmt For For For
1.8 Elect John Prescott Mgmt For For For
1.9 Elect Donald Roth Mgmt For For For
1.10 Elect James Taranik Mgmt For Withhold Against
1.11 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Gordon Hall Mgmt For For For
1.3 Elect Jack Little Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Amendment to Par Value; Capital Mgmt For For For
Distribution
4 Amendment to Par Value; Capital Mgmt For For For
Distribution
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gordon Hall Mgmt For For For
1.2 Elect Jon Marshall Mgmt For For For
2 Amendment to the 1991 Stock Option Mgmt For For For
and Restricted Stock
Plan
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gordon Hall Mgmt For For For
1.2 Elect Jon Marshall Mgmt For For For
2 Amendment to the 1991 Stock Option Mgmt For For For
and Restricted Stock
Plan
Norfolk Southern
Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Bell, Jr. Mgmt For For For
2 Elect Alston Correll Mgmt For For For
3 Elect Landon Hilliard Mgmt For Against Against
4 Elect Burton Joyce Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to Articles of Mgmt For For For
Incorporation to Declassify the
Board
7 Amendment to the Long-Term Incentive Mgmt For For For
Plan
8 Amendment to the Executive Mgmt For For For
Management Incentive Plan
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Northrop Grumman
Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For For For
3 Elect Thomas Fargo Mgmt For For For
4 Elect Victor Fazio Mgmt For For For
5 Elect Donald Felsinger Mgmt For For For
6 Elect Stephen Frank Mgmt For Against Against
7 Elect Bruce Gordon Mgmt For For For
8 Elect Madeleine Kleiner Mgmt For For For
9 Elect Karl Krapek Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect Aulana Peters Mgmt For Against Against
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Certificate Regarding Mgmt For For For
to the Right to Call a Special
Meeting
15 Amendment Certificate of Northrop Mgmt For For For
Grumman Systems Corporation
Regarding the Deletion of Company
Shareholder Approvals for Certain
Transactions
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendment Regarding Advisory Vote on Mgmt For For For
Compensation
Policy
6 Elect Marjorie Yang Mgmt For For For
7 Elect Daniel Vasella Mgmt For For For
8 Elect Hans-Jorg Rudloff Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Business Mgmt For Against Against
Oracle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Berg Mgmt For Withhold Against
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Donald Lucas Mgmt For Withhold Against
1.11 Elect Charles Phillips, Jr. Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 2010 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Parker-Hannifin
Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Kassling Mgmt For For For
1.2 Elect Robert Kohlhepp Mgmt For For For
1.3 Elect Giulio Mazzalupi Mgmt For For For
1.4 Elect Klaus-Peter Muller Mgmt For For For
1.5 Elect Joseph Scaminace Mgmt For Withhold Against
1.6 Elect Wolfgang Schmitt Mgmt For Withhold Against
1.7 Elect Markos Tambakeras Mgmt For Withhold Against
1.8 Elect James Wainscott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Stock Incentive Plan Mgmt For For For
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board
Chairman
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2007 Long-Term Mgmt For For For
Incentive
Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Public Policy
Issues
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect Robert Burt Mgmt For For For
5 Elect W. Don Cornwell Mgmt For For For
6 Elect Frances Fergusson Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect James Kilts Mgmt For For For
10 Elect Jeffrey Kindler Mgmt For For For
11 Elect George Lorch Mgmt For For For
12 Elect John Mascotte Mgmt For For For
13 Elect Suzanne Nora Johnson Mgmt For For For
14 Elect Stephen Sanger Mgmt For For For
15 Elect William Steere, Jr. Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Amendment to Bylaws Regarding the Mgmt For For For
Right to Call a Special
Meeting
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option
Policy
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Kirby Dyess Mgmt For For For
1.5 Elect Peggy Fowler Mgmt For For For
1.6 Elect Mark Ganz Mgmt For For For
1.7 Elect Corbin McNeill, Jr. Mgmt For For For
1.8 Elect Neil Nelson Mgmt For For For
1.9 Elect M. Lee Pelton Mgmt For For For
1.10 Elect James Piro Mgmt For For For
1.11 Elect Robert Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Public Service
Enterprise
Group
Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Albert Gamper, Jr. Mgmt For For For
2 Elect Conrad Harper Mgmt For For For
3 Elect William Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect David Lilley Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard Swift Mgmt For For For
10 Ratification of Auditor Mgmt For For For
Reinsurance
Group of
America,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William J. Bartlett Mgmt For For For
1.2 Elect Alan C. Henderson Mgmt For For For
1.3 Elect J. Rachel Lomax Mgmt For For For
1.4 Elect Fred J. Sievert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Republic Airways
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
RJET CUSIP 760276105 06/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bryan Bedford Mgmt For For For
1.2 Elect Lawrence Cohen Mgmt For For For
1.3 Elect Douglas Lambert Mgmt For Withhold Against
1.4 Elect Neal Cohen Mgmt For For For
1.5 Elect Mark Plaumann Mgmt For For For
1.6 Elect Richard P. Schifter Mgmt For For For
1.7 Elect David Siegel Mgmt For For For
2 Amendment to the 2007 Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Reynolds
American
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martin Feinstein Mgmt For For For
1.2 Elect Susan Ivey Mgmt For For For
1.3 Elect Lionel Nowell, III Mgmt For For For
1.4 Elect Neil Withington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Health Risks of
Tobacco
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
RWE AG
Ticker Security ID: Meeting Date Meeting Status
RWE CUSIP 74975E303 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Compensation Policy Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Auditor for Interim Mgmt For For For
Statements
7 Elect Dieter Zetsche Mgmt For For For
8 Elect Frithjof Kuhn Mgmt For Against Against
9 Elect Wolfgang Schussel Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
12 Amendment Regarding Corporate Purpose Mgmt For For For
13 Amend Article 10 Mgmt For For For
14 Amend Article 14 Mgmt For For For
15 Amend Article 15 Mgmt For For For
16 Amend Article 16 Mgmt For For For
17 Intra-company Contracts/Control Mgmt For For For
Agreements
Sealed Air
Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence Codey Mgmt For Against Against
4 Elect Patrick Duff Mgmt For For For
5 Elect T. J. Dermot Dunphy Mgmt For For For
6 Elect Charles Farrell, Jr. Mgmt For Against Against
7 Elect William Hickey Mgmt For For For
8 Elect Jacqueline Kosecoff Mgmt For For For
9 Elect Kenneth Manning Mgmt For Against Against
10 Elect William Marino Mgmt For For For
11 Ratification of Auditor Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP 826197501 01/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratify Peter Loscher Mgmt For For For
3 Ratify Wolfgang Dehen Mgmt For For For
4 Ratify Heinrich Hiesinger Mgmt For Against Against
5 Ratify Joe Kaeser Mgmt For Against Against
6 Ratify Barbara Kux Mgmt For For For
7 Ratify Jim Reid-Anderson Mgmt For For For
8 Ratify Hermann Requardt Mgmt For Against Against
9 Ratify Siegfried Russwurm Mgmt For For For
10 Ratify Peter Solmssen Mgmt For For For
11 Ratify Gerhard Cromme Mgmt For Against Against
12 Ratify Berthold Huber Mgmt For Against Against
13 Ratify Heinrich Hiesinger Mgmt For Against Against
14 Ratify Josef Ackermann Mgmt For Against Against
15 Ratify Lothar Adler Mgmt For Against Against
16 Ratify Jean-Louis Beffa Mgmt For For For
17 Ratify Gerd von Brandenstein Mgmt For For For
18 Ratify Michael Diekmann Mgmt For For For
19 Ratify Hans Michael Gaul Mgmt For For For
20 Ratify Peter Gruss Mgmt For For For
21 Ratify Bettina Haller Mgmt For For For
22 Ratify Hans-Jurgen Hartung Mgmt For For For
23 Ratify Heinz Hawreliuk Mgmt For Against Against
24 Ratify Harald Kern Mgmt For For For
25 Ratify Nicola Leibinger-Kammuller Mgmt For For For
26 Ratify Werner Monius Mgmt For For For
27 Ratify Hakan Samuelsson Mgmt For For For
28 Ratify Dieter Scheitor Mgmt For For For
29 Ratify Rainer Sieg Mgmt For For For
30 Ratify Birgit Steinborn Mgmt For Against Against
31 Ratify Iain Vallance of Tummel Mgmt For Against Against
32 Ratify Sibylle Wankel Mgmt For For For
33 Approval of Compensation Policy Mgmt For Against Against
34 Appointment of Auditor Mgmt For For For
35 Authority to Repurchase Shares Mgmt For For For
36 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
37 Authority to Issue Convertible Bonds Mgmt For For For
38 Amendments to Articles Mgmt For For For
39 Agreement with Karl-Hermann Baumann Mgmt For For For
40 Agreement with Johannes Feldmayer Mgmt For For For
41 Agreement with Klaus Kleinfeld Mgmt For For For
42 Agreement with Edward Krubasik Mgmt For For For
43 Agreement with Rudi Lamprecht Mgmt For For For
44 Agreement with Heinrich von Pierer Mgmt For For For
45 Agreement with Jurgen Radomski Mgmt For For For
46 Agreement with Uriel Sharef Mgmt For For For
47 Agreement with Klaus Wucherer Mgmt For For For
48 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
49 Shareholder Proposal Regarding Mgmt Against Against For
Supervisory Board
Compensation
50 Shareholder Proposal Regarding Mgmt Against Against For
Amending the Corporate
Purpose
Stryker
Corporation
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Cox, Jr. Mgmt For For For
1.2 Elect Srikant Datar Mgmt For For For
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Howard Lance Mgmt For For For
1.6 Elect Stephen MacMillan Mgmt For For For
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jonathan Golden Mgmt For Against Against
2 Elect Joseph Hafner, Jr. Mgmt For For For
3 Elect Nancy Newcomb Mgmt For For For
4 Elect Kenneth Spitler Mgmt For For For
5 2009 Non-Employee Directors Stock Mgmt For For For
Plan
6 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
7 2009 Management Incentive Plan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Mgmt For For For
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
The Allstate
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For Against Against
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect Andrea Redmond Mgmt For For For
7 Elect H. John Riley, Jr. Mgmt For Against Against
8 Elect Joshua Smith Mgmt For Against Against
9 Elect Judith Sprieser Mgmt For Against Against
10 Elect Mary Taylor Mgmt For For For
11 Elect Thomas Wilson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Ratio Between Executive
and Employee
Pay
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Chubb
Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Zoe Baird Mgmt For For For
2 Elect Sheila Burke Mgmt For For For
3 Elect James Cash, Jr. Mgmt For For For
4 Elect John Finnegan Mgmt For For For
5 Elect Martin McGuinn Mgmt For For For
6 Elect Lawrence Small Mgmt For For For
7 Elect Jess Soderberg Mgmt For For For
8 Elect Daniel Somers Mgmt For For For
9 Elect Karen Williams Mgmt For For For
10 Elect James Zimmerman Mgmt For For For
11 Elect Alfred Zollar Mgmt For For For
12 Ratification of Auditor Mgmt For For For
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of Mgmt For For For
Performance Goals Under the 2005
Omnibus Stock Incentive
Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
14 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
The Lubrizol
Corporation
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Campbell Mgmt For For For
1.2 Elect James Hambrick Mgmt For For For
1.3 Elect Gordon Harnett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For For For
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kenneth Chenault Mgmt For For For
2 Elect Scott Cook Mgmt For Against Against
3 Elect Rajat Gupta Mgmt For For For
4 Elect Alan Lafley Mgmt For For For
5 Elect Charles Lee Mgmt For For For
6 Elect Lynn Martin Mgmt For For For
7 Elect Robert McDonald Mgmt For For For
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect Johnathan Rodgers Mgmt For For For
10 Elect Ralph Snyderman Mgmt For For For
11 Elect Mary Agnes Wilderotter Mgmt For For For
12 Elect Patricia Woertz Mgmt For For For
13 Elect Ernesto Zedillo Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendments to Code of Regulations Mgmt For For For
16 2009 Stock and Incentive Mgmt For For For
Compensation
Plan
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For Against Against
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Blythe McGarvie Mgmt For For For
11 Elect Donald Shepard Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Casper Mgmt For For For
2 Elect Tyler Jacks Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423102 07/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect J. Wayne Leonard Mgmt For For For
1.5 Elect Jon Madonna Mgmt For For For
1.6 Elect Joseph Netherland Mgmt For For For
1.7 Elect Richard Pattarozzi Mgmt For For For
1.8 Elect Nicholas Sutton Mgmt For For For
1.9 Elect Cindy Taylor Mgmt For For For
1.10 Elect Dean Taylor Mgmt For For For
1.11 Elect Jack Thompson Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For Against Against
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles to Change Mgmt For For For
Place of
Incorportation
5 Renewal of Share Capital Mgmt For For For
6 Amendment to Par Value Mgmt For For For
7 Amendments to Articles to Comply Mgmt For For For
with The Swiss Federal Act on
Intermediated Securities
("FISA")
8 Elect Steven Newman Mgmt For For For
9 Elect Thomas Cason Mgmt For For For
10 Elect Robert Sprague Mgmt For For For
11 Elect J. Michael Talbert Mgmt For For For
12 Elect John Whitmire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles to Change Mgmt For For For
Place of
Incorportation
5 Renewal of Share Capital Mgmt For For For
6 Amendment to Par Value Mgmt For For For
7 Amendments to Articles to Comply Mgmt For For For
with The Swiss Federal Act on
Intermediated Securities
("FISA")
8 Elect Steven Newman Mgmt For For For
9 Elect Thomas Cason Mgmt For For For
10 Elect Robert Sprague Mgmt For For For
11 Elect J. Michael Talbert Mgmt For For For
12 Elect John Whitmire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
UnitedHealth
Group
Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For Against Against
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Contributions and
Expenditure
Report
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Valero Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruben Escobedo Mgmt For Against Against
2 Elect Bob Marbut Mgmt For Against Against
3 Elect Robert Profusek Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Re-approval of the 2005 Omnibus Mgmt For For For
Stock Incentive
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Rainforest
Impact
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan, Renamed the 2010
Stock Incentive
Plan
18 ASDA Limited Sharesave Plan 2000 Mgmt For For For
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
22 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Priorities
Report
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422109 01/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Davis Mgmt For For For
1.2 Elect William Foote Mgmt For Withhold Against
1.3 Elect Mark Frissora Mgmt For For For
1.4 Elect Alan McNally Mgmt For For For
1.5 Elect Nancy Schlichting Mgmt For For For
1.6 Elect David Schwartz Mgmt For For For
1.7 Elect Alejandro Silva Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Gregory Wasson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Stock Mgmt For For For
Option
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Sheila Burke Mgmt For For For
2 Elect George Schaefer, Jr. Mgmt For For For
3 Elect Jackie Ward Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Conversion to Nonprofit
Status
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Richard McCormick Mgmt For For For
8 Elect Mackey McDonald Mgmt For Against Against
9 Elect Cynthia Milligan Mgmt For Against Against
10 Elect Nicholas Moore Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect Robert Steel Mgmt For For For
15 Elect John Stumpf Mgmt For For For
16 Elect Susan Swenson Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
18 Increase of Authorized Common Stock Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
World Acceptance
Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James Gilreath Mgmt For For For
1.3 Elect William Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken Bramlett, Jr. Mgmt For For For
1.6 Elect Mark Roland Mgmt For For For
1.7 Elect Darrell Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Item 15: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Materials Fund
Reporting Period: 7/1/2009 - 6/30/2010
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Davis, III Mgmt For For For
1.2 Elect W. Douglas Ford Mgmt For For For
1.3 Elect Evert Henkes Mgmt For For For
1.4 Elect Margaret McGlynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long-Term Incentive Mgmt For For For
Plan
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 08/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Hovey Mgmt For For For
1.2 Elect Paula Sneed Mgmt For For For
1.3 Elect David Stout Mgmt For For For
1.4 Elect Ellen Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
Albemarle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect R. William Ide III Mgmt For For For
1.3 Elect Richard Morrill Mgmt For For For
1.4 Elect Jim Nokes Mgmt For For For
1.5 Elect Barry Perry Mgmt For For For
1.6 Elect Mark Rohr Mgmt For For For
1.7 Elect John Sherman, Jr. Mgmt For For For
1.8 Elect Charles Stewart Mgmt For For For
1.9 Elect Harriett Taggart Mgmt For For For
1.10 Elect Anne Whittemore Mgmt For For For
2 Amendment to the 2008 Incentive Plan Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
Anglogold
Ashanti
Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Frank Arisman Mgmt For For For
4 Elect L. Nkuhlu Mgmt For For For
5 Elect Audit Committee Member Mgmt For For For
6 Elect Audit Committee Member Mgmt For For For
7 General Authority to Issue Shares Mgmt For For For
8 Authority to Issue Shares for Cash Mgmt For For For
9 Authority to Issue Convertible Bonds Mgmt For For For
10 Approve Increase NEDs' Fees Mgmt For For For
11 Approve Increase NEDs' Fees Mgmt For For For
(Committee
Meetings)
12 Amendment to the Share Incentive Mgmt For For For
Scheme
13 Amendment to the Long Term Incentive Mgmt For For For
Scheme
2005
14 Amendment to the Bonus Share Plan Mgmt For For For
2005
15 Authority to Issue Shares for Mgmt For For For
Incentive
Schemes
16 Approve Remuneration Policy Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
Atwood Oceanics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect Robert Burgess Mgmt For For For
1.3 Elect George Dotson Mgmt For For For
1.4 Elect Jack Golden Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
1.7 Elect Robert Saltiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Hayes Mgmt For For For
1.2 Elect Hanno Fiedler Mgmt For For For
1.3 Elect John Lehman Mgmt For Withhold Against
1.4 Elect Georgia Nelson Mgmt For Withhold Against
1.5 Elect Erik van der Kaay Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock and Cash Incentive Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Redemption of Poison
Pill
Barrick Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Beck Mgmt For For For
1.2 Elect Charles Birchall Mgmt For For For
1.3 Elect Donald Carty Mgmt For For For
1.4 Elect Gustavo Cisneros Mgmt For For For
1.5 Elect Marshall Cohen Mgmt For For For
1.6 Elect Peter Crossgrove Mgmt For Withhold Against
1.7 Elect Robert Franklin Mgmt For Withhold Against
1.8 Elect J. Brett Harvey Mgmt For Withhold Against
1.9 Elect Brian Mulroney Mgmt For Withhold Against
1.10 Elect Anthony Munk Mgmt For For For
1.11 Elect Peter Munk Mgmt For For For
1.12 Elect Aaron Regent Mgmt For For For
1.13 Elect Nathaniel Rothschild Mgmt For For For
1.14 Elect Steven Shapiro Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Bemis Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Curler Mgmt For For For
1.2 Elect Roger O'Shaughnessy Mgmt For For For
1.3 Elect David Haffner Mgmt For For For
1.4 Elect Holly Van Deursen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Ratio Between CEO and
Employee
Pay
Carpenter
Technology
Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carl Anderson, Jr. Mgmt For For For
1.2 Elect Philip Anderson Mgmt For For For
1.3 Elect Jeffrey Wadsworth Mgmt For For For
1.4 Elect William Wulfsohn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CF Industries
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Arzbaecher Mgmt For For For
1.2 Elect Edward Schmitt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect Alexandre Behring Mgmt For For For
3 Elect John Breaux Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2010 Stock and Incentive Award Plan Mgmt For For For
E. I. du Pont de
Nemours and
Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Bodman Mgmt For For For
2 Elect Richard Brown Mgmt For For For
3 Elect Robert Brown Mgmt For For For
4 Elect Bertrand Collomb Mgmt For For For
5 Elect Curtis Crawford Mgmt For For For
6 Elect Alexander Cutler Mgmt For For For
7 Elect John Dillon Mgmt For For For
8 Elect Eleuthere Du Pont Mgmt For For For
9 Elect Marillyn Hewson Mgmt For For For
10 Elect Lois Juliber Mgmt For For For
11 Elect Ellen Kullman Mgmt For For For
12 Elect William Reilly Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendment to Human Rights Policy
Regarding Seed Saving
Rights
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arthur Higgins Mgmt For For For
2 Elect Joel Johnson Mgmt For For For
3 Elect C. Scott O'Hara Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2010 Stock Incentive Mgmt For For For
Plan
6 Repeal of Classified Board Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pierre Brondeau Mgmt For For For
2 Elect Dirk Kempthorne Mgmt For For For
3 Elect Robert Pallash Mgmt For For For
4 Elect William Walter Mgmt For For For
5 Ratification of Auditor Mgmt For For For
Freeport-McMoRan
Copper & Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Stock Mgmt For Against Against
Incentive
Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Gerdau
Ameristeel
Corp.
Ticker Security ID: Meeting Date Meeting Status
GNA CUSIP 37373P105 05/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Casey Mgmt For For For
1.2 Elect Joe Heffernan Mgmt For For For
1.3 Elect Jorge Gerdau Johannpeter Mgmt For For For
1.4 Elect Frederico Johannpeter Mgmt For For For
1.5 Elect Andre Johannpeter Mgmt For For For
1.6 Elect Claudio Gerdau Johannpeter Mgmt For For For
1.7 Elect J. Spencer Lanthier Mgmt For Withhold Against
1.8 Elect Mario Longhi Mgmt For For For
1.9 Elect Richard McCoy Mgmt For For For
1.10 Elect Rick Mills Mgmt For For For
1.11 Elect Arthur Scace Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Equity Incentive Plan Mgmt For For For
International
Flavors &
Fragrances
Inc.
Ticker Security ID: Meeting Date Meeting Status
IFF CUSIP 459506101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Margaret Adame Mgmt For For For
2 Elect Marcello Bottoli Mgmt For Against Against
3 Elect Linda Buck Mgmt For For For
4 Elect J. Michael Cook Mgmt For Against Against
5 Elect Roger Ferguson, Jr. Mgmt For For For
6 Elect Peter Georgescu Mgmt For For For
7 Elect Alexandra Herzan Mgmt For Against Against
8 Elect Henry Howell, Jr. Mgmt For For For
9 Elect Katherine Hudson Mgmt For For For
10 Elect Arthur Martinez Mgmt For For For
11 Elect Douglas Tough Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2010 Stock Award and Incentive Plan Mgmt For Against Against
Lihir Gold
Limited
Ticker Security ID: Meeting Date Meeting Status
LGL CUSIP 532349107 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Peter Cassidy Mgmt For For For
3 Re-elect Michael Etheridge Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Approve Termination Benefits for Mgmt For For For
MD/CEO
6 Equity Grant (MD/CEO) Mgmt For For For
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank AtLee, III Mgmt For For For
2 Elect David Chicoine Mgmt For For For
3 Elect Arthur Harper Mgmt For For For
4 Elect Gwendolyn King Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP Y62196103 12/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rex Harrington Mgmt For Withhold Against
1.2 Elect Allan Shaw Mgmt For For For
1.3 Elect John Stratakis Mgmt For For For
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Newmont Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Richard O'Brien Mgmt For For For
1.8 Elect John Prescott Mgmt For For For
1.9 Elect Donald Roth Mgmt For For For
1.10 Elect James Taranik Mgmt For Withhold Against
1.11 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Norfolk Southern
Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Bell, Jr. Mgmt For For For
2 Elect Alston Correll Mgmt For For For
3 Elect Landon Hilliard Mgmt For Against Against
4 Elect Burton Joyce Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to Articles of Mgmt For For For
Incorporation to Declassify the
Board
7 Amendment to the Long-Term Incentive Mgmt For For For
Plan
8 Amendment to the Executive Mgmt For For For
Management Incentive Plan
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel DiMicco Mgmt For For For
1.2 Elect James Hlavacek Mgmt For For For
1.3 Elect John Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 2010 Stock Option and Award Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Pactiv
Corporation
Ticker Security ID: Meeting Date Meeting Status
PTV CUSIP 695257105 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Larry Brady Mgmt For For For
2 Elect K. Dane Brooksher Mgmt For For For
3 Elect Robert Darnall Mgmt For Against Against
4 Elect Mary Henderson Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect Roger Porter Mgmt For For For
7 Elect Richard Wambold Mgmt For For For
8 Elect Norman Wesley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
Potash Corp. of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2010 Performance Option Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect Robert Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Reliance Steel &
Aluminum
Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Hannah Mgmt For For For
1.2 Elect Mark Kaminski Mgmt For For For
1.3 Elect Gregg Mollins Mgmt For For For
1.4 Elect Andrew Sharkey, III Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Robert Brown Mgmt For For For
4 Elect Ann Godbehere Mgmt For For For
5 Elect Samuel Walsh Mgmt For For For
6 Re-elect Guy Elliott Mgmt For For For
7 Re-elect Michael Fitzpatrick Mgmt For For For
8 Re-elect Lord Kerr of Kinlochard Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Anderson Mgmt For For For
1.2 Elect Robert Currey Mgmt For Withhold Against
1.3 Elect Lawrence Gellerstedt, III Mgmt For For For
1.4 Elect John Spiegel Mgmt For For For
1.5 Elect J. Powell Brown Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RPM
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP 749685103 10/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Abizaid Mgmt For Withhold Against
1.2 Elect Bruce Carbonari Mgmt For Withhold Against
1.3 Elect James Karman Mgmt For Withhold Against
1.4 Elect Donald Miller Mgmt For Withhold Against
1.5 Elect Jospeh Viviano Mgmt For Withhold Against
2 Amendment to the 2004 Omnibus Equity Mgmt For For For
and Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Sigma-Aldrich
Corporation
Ticker Security ID: Meeting Date Meeting Status
SIAL CUSIP 826552101 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rebecca Bergman Mgmt For Against Against
2 Elect George Church Mgmt For For For
3 Elect David Harvey Mgmt For For For
4 Elect W. Lee McCollum Mgmt For Against Against
5 Elect Jai Nagarkatti Mgmt For For For
6 Elect Avi Nash Mgmt For Against Against
7 Elect Steven Paul Mgmt For Against Against
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect D. Dean Spatz Mgmt For For For
10 Elect Barrett Toan Mgmt For Against Against
11 Amendment to the Cash Bonus Plan Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Steel Dynamics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
1.11 Elect Gabriel Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
The Dow Chemical
Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For Against Against
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect John Hess Mgmt For Against Against
7 Elect Andrew Liveris Mgmt For For For
8 Elect Paul Polman Mgmt For For For
9 Elect Dennis Reilley Mgmt For Against Against
10 Elect James Ringler Mgmt For Against Against
11 Elect Ruth Shaw Mgmt For Against Against
12 Elect Paul Stern Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call Special
Meetings
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Remediation in the
Midland
Area
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Lubrizol
Corporation
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Campbell Mgmt For For For
1.2 Elect James Hambrick Mgmt For For For
1.3 Elect Gordon Harnett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For For For
The Valspar
Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Gaillard Mgmt For For For
1.2 Elect Gary Hendrickson Mgmt For For For
1.3 Elect Mae Jemison Mgmt For For For
1.4 Elect Gregory Palen Mgmt For Withhold Against
2 Amendment to the 2009 Omnibus Equity Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 01/22/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Co-Option of Mgmt For For For
Alternate Board
Member
2 Merger Agreement Mgmt For For For
3 Ratification of Appointment of Mgmt For For For
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Supervisory Council Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Capitalization of Reserves Mgmt For For For
6 Election of Director Mgmt For Abstain Against
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 06/22/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Mauro Mettrau Carneiro da Mgmt For Against Against
Cunha
Item 16: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Risk-Managed Equity Fund
Date of fiscal year end: 07/31/2007
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2008 Long-Term Mgmt For For For
Incentive
Plan
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect Roy Roberts Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect William Smithburg Mgmt For For For
1.11 Elect Glenn Tilton Mgmt For For For
1.12 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
ACCENTURE PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Kimsey Mgmt For For For
2 Elect Robert Lipp Mgmt For For For
3 Elect Wulf von Schimmelmann Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 2010 Share Incentive Plan Mgmt For For For
6 2010 Employee Share Purchase Plan Mgmt For Against Against
7 Authorization to Hold the 2011 Mgmt For For For
Annual Meeting Outside of
Ireland
8 Authority to Repurchase Shares Mgmt For Against Against
9 Issuance of Treasury Shares Mgmt For Against Against
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP 001204106 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For Withhold Against
1.3 Elect Dean O'Hare Mgmt For For For
2 Amendment to Bylaws to Repeal Mgmt For For For
Classified
Board
3 Ratification of Auditor Mgmt For For For
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Davis, III Mgmt For For For
1.2 Elect W. Douglas Ford Mgmt For For For
1.3 Elect Evert Henkes Mgmt For For For
1.4 Elect Margaret McGlynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long-Term Incentive Mgmt For For For
Plan
Altria Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For Against Against
2 Elect Gerald Baliles Mgmt For For For
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Robert Huntley Mgmt For For For
7 Elect Thomas Jones Mgmt For For For
8 Elect George Munoz Mgmt For For For
9 Elect Nabil Sakkab Mgmt For For For
10 Elect Michael Szymanczyk Mgmt For For For
11 2010 Performance Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco
Use
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMXL CUSIP 02364W105 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Tender Offers to Acquire Carso Mgmt N/A For N/A
Global Telecom and Telmex
International
2 Election of Meeting Delegates Mgmt N/A For N/A
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMXL CUSIP 02364W105 04/07/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt N/A Abstain N/A
2 Election of Meeting Delegates Mgmt N/A For N/A
American
Electric Power
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect E. R. Brooks Mgmt For For For
2 Elect Donald Carlton Mgmt For For For
3 Elect James Cordes Mgmt For For For
4 Elect Ralph Crosby, Jr. Mgmt For For For
5 Elect Linda Goodspeed Mgmt For For For
6 Elect Thomas Hoaglin Mgmt For For For
7 Elect Lester Hudson, Jr. Mgmt For For For
8 Elect Michael Morris Mgmt For For For
9 Elect Lionel Nowell III Mgmt For For For
10 Elect Richard Sandor Mgmt For For For
11 Elect Kathryn Sullivan Mgmt For For For
12 Elect Sara Tucker Mgmt For For For
13 Elect John Turner Mgmt For For For
14 Amendment to the Long-Term Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
Ameriprise
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Cracchiolo Mgmt For For For
2 Elect H. Jay Sarles Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Amendment to the 2005 Incentive Mgmt For Against Against
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
AmerisourceBergen
Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Gochnauer Mgmt For For For
2 Elect Edward Hagenlocker Mgmt For For For
3 Elect Henry McGee Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Ratification of Auditor Mgmt For For For
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Jerome York Mgmt For For For
2 Amendment to the 2003 Employee Stock Mgmt For For For
Plan
3 Amendment to the 1997 Director Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Sustainability
Committee
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Carver Mgmt For For For
1.2 Elect Juan Cento Mgmt For For For
1.3 Elect Allen Freedman Mgmt For For For
1.4 Elect Elaine Rosen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Repeal of Classified Board Mgmt For For For
5 Amendment to the Long Term Equity Mgmt For Against Against
Incentive
Plan
Atwood Oceanics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect Robert Burgess Mgmt For For For
1.3 Elect George Dotson Mgmt For For For
1.4 Elect Jack Golden Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
1.7 Elect Robert Saltiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Barrick Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Beck Mgmt For For For
1.2 Elect Charles Birchall Mgmt For For For
1.3 Elect Donald Carty Mgmt For For For
1.4 Elect Gustavo Cisneros Mgmt For For For
1.5 Elect Marshall Cohen Mgmt For For For
1.6 Elect Peter Crossgrove Mgmt For Withhold Against
1.7 Elect Robert Franklin Mgmt For Withhold Against
1.8 Elect J. Brett Harvey Mgmt For Withhold Against
1.9 Elect Brian Mulroney Mgmt For Withhold Against
1.10 Elect Anthony Munk Mgmt For For For
1.11 Elect Peter Munk Mgmt For For For
1.12 Elect Aaron Regent Mgmt For For For
1.13 Elect Nathaniel Rothschild Mgmt For For For
1.14 Elect Steven Shapiro Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
BE Aerospace,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Chadwell Mgmt For For For
1.2 Elect Richard Hamermesh Mgmt For Withhold Against
1.3 Elect Amin Khoury Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive
Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
MacBride
Principles
5 Transaction of Other Business Mgmt For Against Against
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 04/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For For For
5 Elect Cynthia Carroll Mgmt For For For
6 Elect Sir William Castell Mgmt For For For
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Douglas Flint Mgmt For For For
12 Elect Byron Grote Mgmt For For For
13 Elect Anthony Hayward Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Elect DeAnne Julius Mgmt For Against Against
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Adoption of New Articles Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Renewal of Executive Directors' Mgmt For Against Against
Incentive
Plan
24 Scrip Dividend Mgmt For For For
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Sunrise SAGD
Project
Cash America
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP 14754D100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Anti-Predatory Lending
Policies
Celgene
Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Carrie Cox Mgmt For For For
1.5 Elect Rodman Drake Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Cephalon, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEPH CUSIP 156708109 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Baldino, Jr. Mgmt For Against Against
2 Elect William Egan Mgmt For For For
3 Elect Martyn Greenacre Mgmt For For For
4 Elect Vaughn Kailian Mgmt For For For
5 Elect Kevin Moley Mgmt For For For
6 Elect Charles Sanders Mgmt For For For
7 Elect Gail Wilensky Mgmt For For For
8 Elect Dennis Winger Mgmt For For For
9 Amendment to the 2004 Equity Mgmt For Against Against
Compensation
Plan
10 Employee Stock Purchase Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
Chevron
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Chuck Hagel Mgmt For For For
6 Elect Enrique Hernandez, Jr. Mgmt For For For
7 Elect Franklyn Jenifer Mgmt For For For
8 Elect George Kirkland Mgmt For For For
9 Elect Sam Nunn Mgmt For For For
10 Elect Donald Rice Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Charles Shoemate Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Ronald Sugar Mgmt For For For
15 Elect Carl Ware Mgmt For For For
16 Elect John Watson Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Amendment to the By-Laws Regarding Mgmt For For For
the Right to Call Special
Meetings
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Payments to
Governments
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Klein Mgmt For For For
2 Elect Lakshmi Narayanan Mgmt For For For
3 Elect Maureen Breakiron-Evans Mgmt For For For
4 Amendment to the 2004 Employee Stock Mgmt For For For
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
Computer
Sciences
Corporation
Ticker Security ID: Meeting Date Meeting Status
CSC CUSIP 205363104 08/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Irving Bailey, II Mgmt For For For
1.2 Elect David Barram Mgmt For For For
1.3 Elect Stephen Baum Mgmt For For For
1.4 Elect Rodney Chase Mgmt For Withhold Against
1.5 Elect Judith Haberkorn Mgmt For For For
1.6 Elect Michael Laphen Mgmt For For For
1.7 Elect F. Warren McFarlan Mgmt For For For
1.8 Elect Chong Sup Park Mgmt For For For
1.9 Elect Thomas Patrick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Bobby Shackouls Mgmt For For For
12 Elect Victoria Tschinkel Mgmt For For For
13 Elect Kathryn Turner Mgmt For For For
14 Elect William Wade, Jr. Mgmt For For For
15 Ratification of Auditor Mgmt For Against Against
16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For
Management
Report
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Financial Risks of Climate
Change
21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For
Chemicals
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
Consolidated
Edison,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kevin Burke Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For For For
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For For For
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For For For
10 Elect Eugene McGrath Mgmt For For For
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
Consolidated
Graphics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CGX CUSIP 209341106 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Alexander Mgmt For Withhold Against
1.2 Elect Brady Carruth Mgmt For For For
2 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
Cooper
Industries
plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Butler Mgmt For Against Against
2 Elect Dan Smith Mgmt For For For
3 Elect Gerald Smith Mgmt For For For
4 Elect Mark Thompson Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority of Subsidiaries to Mgmt For For For
Repurchase
Shares
8 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Cooper
Industries,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24182100 08/31/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Ireland
2 Creation of Distributable Reserves Mgmt For For For
Covance Inc.
Ticker Security ID: Meeting Date Meeting Status
CVD CUSIP 222816100 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph L. Herring Mgmt For For For
1.2 Elect John McCartney Mgmt For For For
1.3 Elect Bradley T. Shears Mgmt For For For
2 2010 Employee Equity Participation Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
Credicorp Limited
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 03/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect Alexandre Behring Mgmt For For For
3 Elect John Breaux Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2010 Stock and Incentive Award Plan Mgmt For For For
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP D18190898 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
8 Compensation Policy Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
11 Intra-company Control Agreement Mgmt For For For
12 Intra-company Control Agreement Mgmt For For For
13 Countermotion A (Allocation of Mgmt N/A Against N/A
Profits/Dividends)
14 Countermotion B (Ratification of Mgmt N/A Against N/A
Management Board
Acts)
15 Countermotion C (Intra-company Mgmt N/A Against N/A
Contract)
Diamond Offshore
Drilling,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Tisch Mgmt For For For
1.2 Elect Lawrence Dickerson Mgmt For For For
1.3 Elect John Bolton Mgmt For For For
1.4 Elect Charles Fabrikant Mgmt For For For
1.5 Elect Paul Gaffney II Mgmt For For For
1.6 Elect Edward Grebow Mgmt For For For
1.7 Elect Herbert Hofmann Mgmt For For For
1.8 Elect Arthur Rebell Mgmt For For For
1.9 Elect Raymond Troubh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Dollar Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP 256664103 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jessick Mgmt For For For
1.2 Elect Kenneth Schwenke Mgmt For For For
1.3 Elect Michael Kooper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect H. Ray Compton Mgmt For For For
1.2 Elect Conrad Hall Mgmt For For For
1.3 Elect Lemuel Lewis Mgmt For For For
1.4 Elect Bob Sasser Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Todd Bluedorn Mgmt For For For
2 Elect Christopher Connor Mgmt For Against Against
3 Elect Michael Critelli Mgmt For For For
4 Elect Charles Golden Mgmt For For For
5 Elect Ernie Green Mgmt For For For
6 Ratification of Auditor Mgmt For For For
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arthur Higgins Mgmt For For For
2 Elect Joel Johnson Mgmt For For For
3 Elect C. Scott O'Hara Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2010 Stock Incentive Mgmt For For For
Plan
6 Repeal of Classified Board Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Express Scripts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Frank Borelli Mgmt For For For
3 Elect Maura Breen Mgmt For For For
4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect Samuel Skinner Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Elect Barrett Toan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures
Report
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Freeport-McMoRan
Copper & Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Stock Mgmt For Against Against
Incentive
Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
General Dynamics
Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For Against Against
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Lester Lyles Mgmt For For For
9 Elect William Osborn Mgmt For For For
10 Elect Robert Walmsley Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Space ShrHoldr Against Against For
Weapons
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Sir William Castell Mgmt For For For
4 Elect Ann Fudge Mgmt For For For
5 Elect Susan Hockfield Mgmt For For For
6 Elect Jeffrey Immelt Mgmt For For For
7 Elect Andrea Jung Mgmt For For For
8 Elect Alan Lafley Mgmt For For For
9 Elect Robert Lane Mgmt For For For
10 Elect Ralph Larsen Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For For For
12 Elect James Mulva Mgmt For For For
13 Elect Sam Nunn Mgmt For For For
14 Elect Roger Penske Mgmt For Against Against
15 Elect Robert Swieringa Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Regarding Report on Ratio Between
Executive and Employee
Pay
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Requiring Key Committee Directors
To Receive Less Than 20% Against
Votes
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Genzyme
Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 06/16/2010 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Comment Mgmt N/A N/A N/A
1.2 Comment Mgmt N/A N/A N/A
1.3 Comment Mgmt N/A N/A N/A
1.4 Comment Mgmt N/A N/A N/A
1.5 Comment Mgmt N/A N/A N/A
1.6 Comment Mgmt N/A N/A N/A
1.7 Comment Mgmt N/A N/A N/A
1.8 Comment Mgmt N/A N/A N/A
1.9 Comment Mgmt N/A N/A N/A
1.10 Comment Mgmt N/A N/A N/A
2 Comment Mgmt N/A N/A N/A
3 Comment Mgmt N/A N/A N/A
4 Comment Mgmt N/A N/A N/A
5 Comment Mgmt N/A N/A N/A
6 Comment Mgmt N/A N/A N/A
Genzyme
Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Berthiaume Mgmt For For For
1.2 Elect Robert Bertolini Mgmt For For For
1.3 Elect Gail Boudreaux Mgmt For For For
1.4 Elect Robert Carpenter Mgmt For For For
1.5 Elect Charles Cooney Mgmt For For For
1.6 Elect Victor Dzau Mgmt For For For
1.7 Elect Connie Mack III Mgmt For For For
1.8 Elect Richard Syron Mgmt For Withhold Against
1.9 Elect Henri Termeer Mgmt For For For
1.10 Elect Ralph Whitworth Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive
Plan
3 Amendment to the 2009 Employee Stock Mgmt For For For
Purchase
Plan
4 Amendment to the 2007 Director Mgmt For For For
Equity
Plan
5 Amendment to Articles of Mgmt For For For
Organization Regarding the Right to
Call a Special
Meeting
6 Ratification of Auditor Mgmt For For For
GLAXOSMITHKLINE
PLC
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Stephanie Burns Mgmt For For For
4 Elect Julian Heslop Mgmt For For For
5 Elect Sir Deryck Maughan Mgmt For For For
6 Elect Daniel Podolsky Mgmt For For For
7 Elect Sir Robert Wilson Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Authorisation of Political Donations Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Exemption from Statement of Senior Mgmt For For For
Auditor's
Name
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
16 Adoption of New Articles Mgmt For For For
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Behavorial
Advertising
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights in
China
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Lawrence Babbio Jr. Mgmt For For For
3 Elect Sari Baldauf Mgmt For For For
4 Elect Rajiv Gupta Mgmt For For For
5 Elect John Hammergren Mgmt For For For
6 Elect Mark Hurd Mgmt For For For
7 Elect Joel Hyatt Mgmt For For For
8 Elect John Joyce Mgmt For For For
9 Elect Robert Ryan Mgmt For For For
10 Elect Lucille Salhany Mgmt For Against Against
11 Elect G. Kennedy Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
14 Adopt Advisory Vote on Executive Mgmt For For For
Compensation
Honeywell
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gordon Bethune Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet Deily Mgmt For For For
7 Elect Lord Clive Hollick Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Bradley Sheares Mgmt For For For
10 Elect Michael Wright Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call a Special
Meeting
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
16 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Hubbell
Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUB.B CUSIP 443510201 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Edwards, Jr. Mgmt For For For
1.2 Elect Lynn Good Mgmt For For For
1.3 Elect Anthony Guzzi Mgmt For For For
1.4 Elect Joel Hoffman Mgmt For For For
1.5 Elect Andrew McNally, IV Mgmt For For For
1.6 Elect Timothy Powers Mgmt For For For
1.7 Elect G. Jackson Ratcliffe Mgmt For For For
1.8 Elect Carlos Rodriguez Mgmt For For For
1.9 Elect Richard Swift Mgmt For For For
1.10 Elect Daniel Van Riper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Incentive Mgmt For For For
Award
Plan
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Jones Jr. Mgmt For For For
2 Elect Frank D'Amelio Mgmt For For For
3 Elect W. Roy Dunbar Mgmt For For For
4 Elect Kurt Hilzinger Mgmt For For For
5 Elect Michael McCallister Mgmt For For For
6 Elect William McDonald Mgmt For For For
7 Elect William Mitchell Mgmt For For For
8 Elect David Nash Mgmt For For For
9 Elect James O'Brien Mgmt For For For
10 Elect Marissa Peterson Mgmt For For For
11 Elect W. Ann Reynolds Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Cathleen Black Mgmt For Against Against
3 Elect William Brody Mgmt For For For
4 Elect Kenneth Chenault Mgmt For For For
5 Elect Michael Eskew Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect Taizo Nishimuro Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect Samuel Palmisano Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Zambrano Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
ITT Educational
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESI CUSIP 45068B109 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cozzi Mgmt For For For
2 Elect Kevin Modany Mgmt For For For
3 Elect Lloyd Waterhouse Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Carson, Sr. Mgmt For For For
1.2 Elect Gordon Gund Mgmt For For For
1.3 Elect Dorothy Johnson Mgmt For For For
1.4 Elect Ann Korologos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect Dennis Beresford Mgmt For Against Against
3 Elect John Bergstrom Mgmt For For For
4 Elect Abelardo Bru Mgmt For For For
5 Elect Robert Decherd Mgmt For For For
6 Elect Thomas Falk Mgmt For For For
7 Elect Mae Jemison Mgmt For For For
8 Elect James Jenness Mgmt For For For
9 Elect Ian Read Mgmt For For For
10 Elect Linda Rice Mgmt For For For
11 Elect Marc Shapiro Mgmt For For For
12 Elect G. Craig Sullivan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For Against Against
3 Elect Charles Diker Mgmt For For For
4 Elect Jacob Frenkel Mgmt For For For
5 Elect Paul Fribourg Mgmt For For For
6 Elect Walter Harris Mgmt For For For
7 Elect Philip Laskawy Mgmt For Against Against
8 Elect Ken Miller Mgmt For For For
9 Elect Gloria Scott Mgmt For For For
10 Elect Andrew Tisch Mgmt For For For
11 Elect James Tisch Mgmt For For For
12 Elect Jonathan Tisch Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virgis Colbert Mgmt For Withhold Against
1.2 Elect Richard Roedel Mgmt For Withhold Against
1.3 Elect David Taylor Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Massey Energy
Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP 576206106 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Gabrys Mgmt For Withhold Against
1.2 Elect Dan Moore Mgmt For Withhold Against
1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Progress
Report
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Walter Massey Mgmt For For For
2 Elect John Rogers, Jr. Mgmt For For For
3 Elect Roger Stone Mgmt For For For
4 Elect Miles White Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-Free
Eggs
Medco Health
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP 58405U102 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Barker, Jr. Mgmt For For For
2 Elect John Cassis Mgmt For For For
3 Elect Michael Goldstein Mgmt For Against Against
4 Elect Charles Lillis Mgmt For Against Against
5 Elect Myrtle Potter Mgmt For For For
6 Elect William Roper Mgmt For For For
7 Elect David Snow, Jr. Mgmt For For For
8 Elect David Stevens Mgmt For Against Against
9 Elect Blenda Wilson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call Special
Meetings
Medicis
Pharmaceutical
Corporation
Ticker Security ID: Meeting Date Meeting Status
MRX CUSIP 584690309 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Pietrangelo Mgmt For For For
2 Elect Lottie Shackelford Mgmt For For For
3 Elect Jonah Shacknai Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Thomas Glocer Mgmt For For For
5 Elect Steven Goldstone Mgmt For For For
6 Elect William Harrison, Jr. Mgmt For For For
7 Elect Harry Jacobson Mgmt For For For
8 Elect William Kelley Mgmt For For For
9 Elect C. Robert Kidder Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect Carlos Represas Mgmt For For For
12 Elect Patricia Russo Mgmt For For For
13 Elect Thomas Shenk Mgmt For For For
14 Elect Anne Tatlock Mgmt For For For
15 Elect Craig Thompson Mgmt For For For
16 Elect Wendell Weeks Mgmt For For For
17 Elect Peter Wendell Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 2010 Incentive Stock Plan Mgmt For For For
20 2010 Non-Employee Directors Stock Mgmt For For For
Option
Plan
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Gates, III Mgmt For For For
2 Elect Steven Ballmer Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Restoration of Right to Call a Mgmt For For For
Special
Meeting
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Charitable
Contributions
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP 628530107 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Coury Mgmt For For For
1.2 Elect Rodney Piatt Mgmt For For For
1.3 Elect Wendy Cameron Mgmt For For For
1.4 Elect Neil Dimick Mgmt For Withhold Against
1.5 Elect Douglas Leech Mgmt For Withhold Against
1.6 Elect Joseph Maroon Mgmt For For For
1.7 Elect Mark Parrish Mgmt For For For
1.8 Elect C. B. Todd Mgmt For For For
1.9 Elect Randall Vanderveen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Newmont Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Richard O'Brien Mgmt For For For
1.8 Elect John Prescott Mgmt For For For
1.9 Elect Donald Roth Mgmt For For For
1.10 Elect James Taranik Mgmt For Withhold Against
1.11 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Gordon Hall Mgmt For For For
1.3 Elect Jack Little Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Amendment to Par Value; Capital Mgmt For For For
Distribution
4 Amendment to Par Value; Capital Mgmt For For For
Distribution
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Gordon Hall Mgmt For For For
1.3 Elect Jack Little Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Amendment to Par Value; Capital Mgmt For For For
Distribution
4 Amendment to Par Value; Capital Mgmt For For For
Distribution
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
Northrop Grumman
Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For For For
3 Elect Thomas Fargo Mgmt For For For
4 Elect Victor Fazio Mgmt For For For
5 Elect Donald Felsinger Mgmt For For For
6 Elect Stephen Frank Mgmt For Against Against
7 Elect Bruce Gordon Mgmt For For For
8 Elect Madeleine Kleiner Mgmt For For For
9 Elect Karl Krapek Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect Aulana Peters Mgmt For Against Against
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Certificate Regarding Mgmt For For For
to the Right to Call a Special
Meeting
15 Amendment Certificate of Northrop Mgmt For For For
Grumman Systems Corporation
Regarding the Deletion of Company
Shareholder Approvals for Certain
Transactions
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendment Regarding Advisory Vote on Mgmt For For For
Compensation
Policy
6 Elect Marjorie Yang Mgmt For For For
7 Elect Daniel Vasella Mgmt For For For
8 Elect Hans-Jorg Rudloff Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Business Mgmt For Against Against
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel DiMicco Mgmt For For For
1.2 Elect James Hlavacek Mgmt For For For
1.3 Elect John Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 2010 Stock Option and Award Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Occidental
Petroleum
Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect John Chalsty Mgmt For For For
3 Elect Stephen Chazen Mgmt For Against Against
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Carlos Gutierrez Mgmt For For For
7 Elect Ray Irani Mgmt For For For
8 Elect Irvin Maloney Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Rodolfo Segovia Mgmt For For For
11 Elect Aziz Syriani Mgmt For For For
12 Elect Rosemary Tomich Mgmt For For For
13 Elect Walter Weisman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Re-approval of Performance Goals Mgmt For For For
under the 2005 Long-Term Incentive
Plan
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country
Regulations
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Security of Chemical
Facilities
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation in the Event of a
Change of
Control
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For For For
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For For For
5 Elect David Kyle Mgmt For For For
6 Elect Bert Mackie Mgmt For For For
7 Elect Jim Mogg Mgmt For For For
8 Elect Jim Mogg Mgmt For For For
9 Elect Gary Parker Mgmt For For For
10 Elect Eduardo Rodriguez Mgmt For For For
11 Elect Gerald Smith Mgmt For For For
12 Elect David Tippeconnic Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Oracle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Berg Mgmt For Withhold Against
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Donald Lucas Mgmt For Withhold Against
1.11 Elect Charles Phillips, Jr. Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 2010 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
PAREXEL
International
Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eduard Holdener Mgmt For For For
1.2 Elect Richard Love Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2007 Long-Term Mgmt For For For
Incentive
Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Public Policy
Issues
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect Robert Burt Mgmt For For For
5 Elect W. Don Cornwell Mgmt For For For
6 Elect Frances Fergusson Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect James Kilts Mgmt For For For
10 Elect Jeffrey Kindler Mgmt For For For
11 Elect George Lorch Mgmt For For For
12 Elect John Mascotte Mgmt For For For
13 Elect Suzanne Nora Johnson Mgmt For For For
14 Elect Stephen Sanger Mgmt For For For
15 Elect William Steere, Jr. Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Amendment to Bylaws Regarding the Mgmt For For For
Right to Call a Special
Meeting
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option
Policy
Potash Corp. of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2010 Performance Option Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
Prudential
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For For For
6 Elect William Gray III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Jon Hanson Mgmt For For For
9 Elect Constance Horner Mgmt For For For
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
Quest
Diagnostics
Incorporated
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baldwin Mgmt For For For
2 Elect Surya Mohapatra Mgmt For For For
3 Elect Gary Pfeiffer Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Reliance Steel &
Aluminum
Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Hannah Mgmt For For For
1.2 Elect Mark Kaminski Mgmt For For For
1.3 Elect Gregg Mollins Mgmt For For For
1.4 Elect Andrew Sharkey, III Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
Research In
Motion
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mike Lazaridis Mgmt For Withhold Against
1.2 Elect James Estill Mgmt For Withhold Against
1.3 Elect David Kerr Mgmt For For For
1.4 Elect Roger Martin Mgmt For For For
1.5 Elect John Richardson Mgmt For Withhold Against
1.6 Elect Barbara Stymiest Mgmt For For For
1.7 Elect John Wetmore Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Reynolds
American
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martin Feinstein Mgmt For For For
1.2 Elect Susan Ivey Mgmt For For For
1.3 Elect Lionel Nowell, III Mgmt For For For
1.4 Elect Neil Withington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Health Risks of
Tobacco
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
Protocols
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Brocksmith, Jr. Mgmt For For For
2 Elect Donald Felsinger Mgmt For For For
3 Elect Wilford Godbold, Jr. Mgmt For For For
4 Elect William Jones Mgmt For For For
5 Elect William Ouchi Mgmt For For For
6 Elect Carlos Ruiz Mgmt For For For
7 Elect William Rusnack Mgmt For For For
8 Elect William Rutledge Mgmt For For For
9 Elect Lynn Schenk Mgmt For For For
10 Elect Neal Schmale Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP 826197501 01/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratify Peter Loscher Mgmt For For For
3 Ratify Wolfgang Dehen Mgmt For For For
4 Ratify Heinrich Hiesinger Mgmt For Against Against
5 Ratify Joe Kaeser Mgmt For Against Against
6 Ratify Barbara Kux Mgmt For For For
7 Ratify Jim Reid-Anderson Mgmt For For For
8 Ratify Hermann Requardt Mgmt For Against Against
9 Ratify Siegfried Russwurm Mgmt For For For
10 Ratify Peter Solmssen Mgmt For For For
11 Ratify Gerhard Cromme Mgmt For Against Against
12 Ratify Berthold Huber Mgmt For Against Against
13 Ratify Heinrich Hiesinger Mgmt For Against Against
14 Ratify Josef Ackermann Mgmt For Against Against
15 Ratify Lothar Adler Mgmt For Against Against
16 Ratify Jean-Louis Beffa Mgmt For For For
17 Ratify Gerd von Brandenstein Mgmt For For For
18 Ratify Michael Diekmann Mgmt For For For
19 Ratify Hans Michael Gaul Mgmt For For For
20 Ratify Peter Gruss Mgmt For For For
21 Ratify Bettina Haller Mgmt For For For
22 Ratify Hans-Jurgen Hartung Mgmt For For For
23 Ratify Heinz Hawreliuk Mgmt For Against Against
24 Ratify Harald Kern Mgmt For For For
25 Ratify Nicola Leibinger-Kammuller Mgmt For For For
26 Ratify Werner Monius Mgmt For For For
27 Ratify Hakan Samuelsson Mgmt For For For
28 Ratify Dieter Scheitor Mgmt For For For
29 Ratify Rainer Sieg Mgmt For For For
30 Ratify Birgit Steinborn Mgmt For Against Against
31 Ratify Iain Vallance of Tummel Mgmt For Against Against
32 Ratify Sibylle Wankel Mgmt For For For
33 Approval of Compensation Policy Mgmt For Against Against
34 Appointment of Auditor Mgmt For For For
35 Authority to Repurchase Shares Mgmt For For For
36 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
37 Authority to Issue Convertible Bonds Mgmt For For For
38 Amendments to Articles Mgmt For For For
39 Agreement with Karl-Hermann Baumann Mgmt For For For
40 Agreement with Johannes Feldmayer Mgmt For For For
41 Agreement with Klaus Kleinfeld Mgmt For For For
42 Agreement with Edward Krubasik Mgmt For For For
43 Agreement with Rudi Lamprecht Mgmt For For For
44 Agreement with Heinrich von Pierer Mgmt For For For
45 Agreement with Jurgen Radomski Mgmt For For For
46 Agreement with Uriel Sharef Mgmt For For For
47 Agreement with Klaus Wucherer Mgmt For For For
48 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
49 Shareholder Proposal Regarding Mgmt Against Against For
Supervisory Board
Compensation
50 Shareholder Proposal Regarding Mgmt Against Against For
Amending the Corporate
Purpose
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
0386 CUSIP 16941R108 10/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Continuing Connected Transactions Mgmt For For For
Snap-on
Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Fiedler Mgmt For For For
2 Elect James Holden Mgmt For For For
3 Elect W. Dudley Lehman Mgmt For For For
4 Elect Edward Rensi Mgmt For For For
5 Ratification of Auditor Mgmt For For For
Steel Dynamics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
1.11 Elect Gabriel Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Stryker
Corporation
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Cox, Jr. Mgmt For For For
1.2 Elect Srikant Datar Mgmt For For For
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Howard Lance Mgmt For For For
1.6 Elect Stephen MacMillan Mgmt For For For
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Sun Life
Financial
Inc.
Ticker Security ID: Meeting Date Meeting Status
SLF CUSIP 866796105 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect John Clappison Mgmt For Withhold Against
1.3 Elect David Ganong Mgmt For For For
1.4 Elect Germaine Gibara Mgmt For For For
1.5 Elect Krystyna Hoeg Mgmt For For For
1.6 Elect David Kerr Mgmt For For For
1.7 Elect Idalene Kesner Mgmt For For For
1.8 Elect Mitchell Merin Mgmt For For For
1.9 Elect Bertin Nadeau Mgmt For For For
1.10 Elect Ronald Osborne Mgmt For For For
1.11 Elect Hugh Segal Mgmt For For For
1.12 Elect Donald Stewart Mgmt For For For
1.13 Elect James Sutcliffe Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jonathan Golden Mgmt For Against Against
2 Elect Joseph Hafner, Jr. Mgmt For For For
3 Elect Nancy Newcomb Mgmt For For For
4 Elect Kenneth Spitler Mgmt For For For
5 2009 Non-Employee Directors Stock Mgmt For For For
Plan
6 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
7 2009 Management Incentive Plan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Mgmt For For For
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Calvin Darden Mgmt For For For
2 Elect Anne Mulcahy Mgmt For Against Against
3 Elect Stephen Sanger Mgmt For For For
4 Elect Gregg Steinhafel Mgmt For For For
5 Ratification of Auditor Mgmt For Against Against
6 Repeal of Classified Board Mgmt For For For
7 Elimination of Supermajority Mgmt For For For
Requirement
8 Amendment and Restatement of the Mgmt For For For
Articles of
Incorporation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Allstate
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For Against Against
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect Andrea Redmond Mgmt For For For
7 Elect H. John Riley, Jr. Mgmt For Against Against
8 Elect Joshua Smith Mgmt For Against Against
9 Elect Judith Sprieser Mgmt For Against Against
10 Elect Mary Taylor Mgmt For For For
11 Elect Thomas Wilson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Ratio Between Executive
and Employee
Pay
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Lubrizol
Corporation
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Campbell Mgmt For For For
1.2 Elect James Hambrick Mgmt For For For
1.3 Elect Gordon Harnett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For For For
The PNC
Financial
Services Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect Robert Clay Mgmt For For For
5 Elect Kay James Mgmt For For For
6 Elect Richard Kelson Mgmt For For For
7 Elect Bruce Lindsay Mgmt For For For
8 Elect Anthony Massaro Mgmt For For For
9 Elect Jane Pepper Mgmt For For For
10 Elect James Rohr Mgmt For Against Against
11 Elect Donald Shepard Mgmt For For For
12 Elect Lorene Steffes Mgmt For For For
13 Elect Dennis Strigl Mgmt For For For
14 Elect Stephen Thieke Mgmt For For For
15 Elect Thomas Usher Mgmt For For For
16 Elect George Walls, Jr. Mgmt For For For
17 Elect Helge Wehmeier Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Executive Mgmt For For For
Compensation
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Golden
Parachutes
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Non-Deductible
Compensation
The Southern
Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Jon Boscia Mgmt For For For
1.3 Elect Henry Clark III Mgmt For For For
1.4 Elect H. William Habermeyer, Jr. Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Warren Hood, Jr. Mgmt For For For
1.7 Elect Donald James Mgmt For Withhold Against
1.8 Elect J. Neal Purcell Mgmt For For For
1.9 Elect David Ratcliffe Mgmt For For For
1.10 Elect William Smith, Jr. Mgmt For For For
1.11 Elect Larry Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Elimination of Cumulative Voting Mgmt For For For
5 Increase of Authorized Common Stock Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions
Goals
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Coal Combustion
Waste
The TJX
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For For For
2 Elect Alan Bennett Mgmt For For For
3 Elect David Brandon Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David Ching Mgmt For For For
6 Elect Michael Hines Mgmt For For For
7 Elect Amy Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John O'Brien Mgmt For For For
10 Elect Willow Shire Mgmt For For For
11 Elect Fletcher Wiley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
The Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For Against Against
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Blythe McGarvie Mgmt For For For
11 Elect Donald Shepard Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
The Walt Disney
Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For For For
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For For For
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For For For
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For For For
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For For For
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
16 Amendment to Supermajority Mgmt For For For
Requirement Regarding Interested
Person
Transactions
17 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw
Amendments
18 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding Tracking
Stock
Provisions
19 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding Classified
Board Transition
Provisions
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Ex-Gay Non-Discrimination
Policy
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For Against Against
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Deborah Wright Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2010 Stock Incentive Plan Mgmt For For For
15 Amendment to the Bylaws Regarding Mgmt For For For
the Right to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
United
Technologies
Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect John Faraci Mgmt For For For
1.3 Elect Jean-Pierre Garnier Mgmt For For For
1.4 Elect Jamie Gorelick Mgmt For For For
1.5 Elect Carlos Gutierrez Mgmt For For For
1.6 Elect Edward Kangas Mgmt For For For
1.7 Elect Charles Lee Mgmt For For For
1.8 Elect Richard McCormick Mgmt For For For
1.9 Elect Harold McGraw III Mgmt For For For
1.10 Elect Richard Myers Mgmt For For For
1.11 Elect H. Patrick Swygert Mgmt For For For
1.12 Elect Andre Villeneuve Mgmt For For For
1.13 Elect Christine Whitman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
UnitedHealth
Group
Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For Against Against
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Contributions and
Expenditure
Report
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Varian Medical
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P105 02/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Brown Mgmt For For For
1.2 Elect R. Andrew Eckert Mgmt For For For
1.3 Elect Mark Laret Mgmt For For For
2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against
Plan
3 2010 Employee Stock Purchase Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Carucci Mgmt For For For
1.2 Elect Juliana Chugg Mgmt For For For
1.3 Elect George Fellows Mgmt For For For
1.4 Elect Clarence Otis Jr. Mgmt For For For
2 Amendment to the 1996 Stock Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
VISA INC.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Matschullat Mgmt For For For
1.2 Elect Cathy Minehan Mgmt For For For
1.3 Elect David Pang Mgmt For For For
1.4 Elect William Shanahan Mgmt For For For
1.5 Elect John Swainson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
W.W. Grainger,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Stuart Levenick Mgmt For For For
1.6 Elect John McCarter, Jr. Mgmt For For For
1.7 Elect Neil Novich Mgmt For For For
1.8 Elect Michael Roberts Mgmt For For For
1.9 Elect Gary Rogers Mgmt For For For
1.10 Elect James Ryan Mgmt For For For
1.11 Elect E. Scott Santi Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Incentive Plan Mgmt For For For
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan, Renamed the 2010
Stock Incentive
Plan
18 ASDA Limited Sharesave Plan 2000 Mgmt For For For
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
22 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Priorities
Report
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422109 01/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Davis Mgmt For For For
1.2 Elect William Foote Mgmt For Withhold Against
1.3 Elect Mark Frissora Mgmt For For For
1.4 Elect Alan McNally Mgmt For For For
1.5 Elect Nancy Schlichting Mgmt For For For
1.6 Elect David Schwartz Mgmt For For For
1.7 Elect Alejandro Silva Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Gregory Wasson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Stock Mgmt For For For
Option
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Richard McCormick Mgmt For For For
8 Elect Mackey McDonald Mgmt For Against Against
9 Elect Cynthia Milligan Mgmt For Against Against
10 Elect Nicholas Moore Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect Robert Steel Mgmt For For For
15 Elect John Stumpf Mgmt For For For
16 Elect Susan Swenson Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
18 Increase of Authorized Common Stock Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on
Pay)
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Western Digital
Corporation
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Behrendt Mgmt For For For
2 Elect Kathleen Cote Mgmt For For For
3 Elect John Coyne Mgmt For For For
4 Elect Henry DeNero Mgmt For For For
5 Elect William Kimsey Mgmt For For For
6 Elect Michael Lambert Mgmt For For For
7 Elect Matthew Massengill Mgmt For For For
8 Elect Roger Moore Mgmt For For For
9 Elect Thomas Pardun Mgmt For For For
10 Elect Arif Shakeel Mgmt For For For
11 Amendment to the 2004 Performance Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
Wisconsin Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Patricia Chadwick Mgmt For For For
1.4 Elect Robert Cornog Mgmt For For For
1.5 Elect Curt Culver Mgmt For For For
1.6 Elect Thomas Fischer Mgmt For For For
1.7 Elect Gale Klappa Mgmt For For For
1.8 Elect Ulice Payne, Jr. Mgmt For For For
1.9 Elect Frederick Stratton, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Wolverine World
Wide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Boromisa Mgmt For For For
1.2 Elect David Kollat Mgmt For For For
1.3 Elect David Mehney Mgmt For For For
1.4 Elect Timothy O'Donovan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Stock Incentive Plan of 2010 Mgmt For For For
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Fredric Corrigan Mgmt For For For
2 Elect Richard Davis Mgmt For For For
3 Elect Benjamin Fowke III Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Christopher Policinski Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect David Westerlund Mgmt For For For
9 Elect Kim Williams Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Amendment to the Executive Annual Mgmt For For For
Incentive
Plan
12 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Item 17: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Telecommunication & Utilities Fund
Reporting Period: 7/1/2009 - 6/30/2010
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP 001204106 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For Withhold Against
1.3 Elect Dean O'Hare Mgmt For For For
2 Amendment to Bylaws to Repeal Mgmt For For For
Classified
Board
3 Ratification of Auditor Mgmt For For For
Alliant Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
LNT CUSIP 018802108 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Bennett Mgmt For For For
1.2 Elect Darryl Hazel Mgmt For For For
1.3 Elect David Perdue Mgmt For For For
1.4 Elect Judith Pyle Mgmt For For For
2 2010 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Ameren
Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Brauer Mgmt For For For
1.2 Elect Ellen Fitzsimmons Mgmt For For For
1.3 Elect Walter Galvin Mgmt For For For
1.4 Elect Gayle Jackson Mgmt For For For
1.5 Elect James Johnson Mgmt For For For
1.6 Elect Steven Lipstein Mgmt For For For
1.7 Elect Charles Mueller Mgmt For For For
1.8 Elect Harvey Saligman Mgmt For For For
1.9 Elect Patrick Stokes Mgmt For For For
1.10 Elect Thomas Voss Mgmt For For For
1.11 Elect Stephen Wilson Mgmt For For For
1.12 Elect Jack Woodard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Nuclear
Facility
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMXL CUSIP 02364W105 04/07/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt N/A Abstain N/A
2 Election of Meeting Delegates Mgmt N/A For N/A
American
Electric Power
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect E. R. Brooks Mgmt For For For
2 Elect Donald Carlton Mgmt For For For
3 Elect James Cordes Mgmt For For For
4 Elect Ralph Crosby, Jr. Mgmt For For For
5 Elect Linda Goodspeed Mgmt For For For
6 Elect Thomas Hoaglin Mgmt For For For
7 Elect Lester Hudson, Jr. Mgmt For For For
8 Elect Michael Morris Mgmt For For For
9 Elect Lionel Nowell III Mgmt For For For
10 Elect Richard Sandor Mgmt For For For
11 Elect Kathryn Sullivan Mgmt For For For
12 Elect Sara Tucker Mgmt For For For
13 Elect John Turner Mgmt For For For
14 Amendment to the Long-Term Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
Aqua America,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Smoot Mgmt For For For
1.2 Elect William Hankowsky Mgmt For For For
1.3 Elect Andrew Sordoni, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
AT&T INC.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Randall Stephenson Mgmt For For For
2 Elect Gilbert Amelio Mgmt For For For
3 Elect Reuben Anderson Mgmt For For For
4 Elect James Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect James Kelly Mgmt For For For
7 Elect Jon Madonna Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect John McCoy Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect Laura Tyson Mgmt For For For
12 Elect Patricia Upton Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Pension Credit
Policy
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
17 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Atmos Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kim Cocklin Mgmt For For For
1.2 Elect Robert Best Mgmt For For For
1.3 Elect Robert Grable Mgmt For For For
1.4 Elect Philliip Nichol Mgmt For For For
1.5 Elect Charles Vaughan Mgmt For For For
2 Amendment to Declassify the Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Avista
Corporation
Ticker Security ID: Meeting Date Meeting Status
AVA CUSIP 05379B107 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Erik Anderson Mgmt For For For
2 Elect Kristianne Blake Mgmt For Against Against
3 Elect Michael Noel Mgmt For For For
4 Elect Rebecca Klein Mgmt For For For
5 Elect Marc Racicot Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Incentive Mgmt For For For
Plan
8 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For Withhold Against
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For Withhold Against
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
1.13 Elect Michael Sovern Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2006 Cash Bonus Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For
Succession
Planning
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Companhia de
Saneamento
Basico do
Estado de Sao
Paulo
SA
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Authority to Issue Debentures Mgmt For For For
3 Authority to Set Terms of Debentures Mgmt For For For
4 Authority to Modify Terms of Mgmt For For For
Debentures
5 Authority to Carry Out Formalities Mgmt For For For
Consolidated
Edison,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kevin Burke Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For For For
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For For For
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For For For
10 Elect Eugene McGrath Mgmt For For For
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
Dominion
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Barr Mgmt For For For
2 Elect Peter Brown Mgmt For For For
3 Elect George Davidson, Jr. Mgmt For For For
4 Elect Thomas Farrell, II Mgmt For For For
5 Elect John Harris Mgmt For For For
6 Elect Robert Jepson, Jr. Mgmt For For For
7 Elect Mark Kington Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect Robert Spilman, Jr. Mgmt For For For
11 Elect David Wollard Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Elimination of Supermajority Mgmt For For For
Requirement to Amend Articles of
Incorporation
14 Elimination of Supermajority Mgmt For For For
Requirement to Amend the
Bylaws
15 Elimination of Supermajority Mgmt For For For
Requirement Regarding Setting the
Exact Number of
Directors
16 Elimination of Supermajority Mgmt For For For
Requirement Regarding Removal of a
Director for
Cause
17 Clarifying Amendments to Articles of Mgmt For For For
Incorporation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of 20% Renewable
Energy
Goal
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Nuclear Power Plant
Construction
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
DPL Inc.
Ticker Security ID: Meeting Date Meeting Status
DPL CUSIP 233293109 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Biggs Mgmt For For For
1.2 Elect Pamela Morris Mgmt For For For
1.3 Elect Ned Sifferlen Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
Edison
International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jagjeet Bindra Mgmt For For For
1.2 Elect Vanessa Chang Mgmt For For For
1.3 Elect France Cordova Mgmt For For For
1.4 Elect Theodore Craver, Jr. Mgmt For For For
1.5 Elect Charles Curtis Mgmt For For For
1.6 Elect Bradford Freeman Mgmt For For For
1.7 Elect Luis Nogales Mgmt For For For
1.8 Elect Ronald Olson Mgmt For Withhold Against
1.9 Elect James Rosser Mgmt For For For
1.10 Elect Richard Schlosberg, III Mgmt For For For
1.11 Elect Thomas Sutton Mgmt For For For
1.12 Elect Brett White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on
Pay)
Entergy
Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Maureen Bateman Mgmt For For For
2 Elect W. Frank Blount Mgmt For For For
3 Elect Gary Edwards Mgmt For For For
4 Elect Alexis Herman Mgmt For For For
5 Elect Donald Hintz Mgmt For For For
6 Elect J. Wayne Leonard Mgmt For For For
7 Elect Stuart Levenick Mgmt For For For
8 Elect Stewart Myers Mgmt For For For
9 Elect James Nichols Mgmt For For For
10 Elect William Percy, II Mgmt For For For
11 Elect W.J. Tauzin Mgmt For For For
12 Elect Steven Wilkinson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of the Executive Annual Mgmt For For For
Incentive
Plan
Exelon
Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Canning Jr. Mgmt For For For
2 Elect M. Walter D'Alessio Mgmt For For For
3 Elect Nicholas DeBenedictis Mgmt For For For
4 Elect Bruce DeMars Mgmt For For For
5 Elect Nelson Diaz Mgmt For Against Against
6 Elect Sue Ling Gin Mgmt For For For
7 Elect Rosemarie Greco Mgmt For For For
8 Elect Paul Joskow Mgmt For For For
9 Elect Richard Mies Mgmt For For For
10 Elect John Palms Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Thomas Ridge Mgmt For For For
13 Elect John Rogers, Jr. Mgmt For For For
14 Elect John Rowe Mgmt For For For
15 Elect Stephen Steinour Mgmt For For For
16 Elect Donald Thompson Mgmt For For For
17 2011 Long-Term Incentive Plan Mgmt For Against Against
18 Ratification of Auditor Mgmt For For For
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.8 Elect Catherine Rein Mgmt For Withhold Against
1.9 Elect George Smart Mgmt For Withhold Against
1.10 Elect Wes Taylor Mgmt For Withhold Against
1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
FPL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPL CUSIP 302571104 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For For For
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect William Swanson Mgmt For For For
1.11 Elect Michael Thaman Mgmt For For For
1.12 Elect Hansel Tookes II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
Great Plains
Energy
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GXP CUSIP 391164100 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect D.L. Bodde Mgmt For For For
1.2 Elect M.J.Chesser Mgmt For For For
1.3 Elect W.H. Downey Mgmt For For For
1.4 Elect R.C. Ferguson, Jr. Mgmt For For For
1.5 Elect G.D. Forsee Mgmt For For For
1.6 Elect J.A. Mitchell Mgmt For For For
1.7 Elect W.C. Nelson Mgmt For For For
1.8 Elect J.J. Sherman Mgmt For For For
1.9 Elect L.H. Talbott Mgmt For For For
1.10 Elect R.H. West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Integrys Energy
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TEG CUSIP 45822P105 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Bailey Mgmt For For For
1.2 Elect Pastora Cafferty Mgmt For For For
1.3 Elect Ellen Carnahan Mgmt For For For
1.4 Elect Kathryn Hasselblad-Pascale Mgmt For For For
1.5 Elect John Higgins Mgmt For For For
1.6 Elect James Kemerling Mgmt For For For
1.7 Elect Michael Lavin Mgmt For For For
1.8 Elect William Protz, Jr. Mgmt For For For
1.9 Elect Charles Schrock Mgmt For For For
2 2010 Omnibus Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
NU CUSIP 664397106 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Booth Mgmt For For For
1.2 Elect John Clarkeson Mgmt For For For
1.3 Elect Cotton Cleveland Mgmt For For For
1.4 Elect Sanford Cloud, Jr. Mgmt For For For
1.5 Elect E. Gail de Planque Mgmt For For For
1.6 Elect John Graham Mgmt For For For
1.7 Elect Elizabeth Kennan Mgmt For For For
1.8 Elect Kenneth Leibler Mgmt For For For
1.9 Elect Robert Patricelli Mgmt For For For
1.10 Elect Charles Shivery Mgmt For For For
1.11 Elect John Swope Mgmt For For For
1.12 Elect Dennis Wraase Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NSTAR
Ticker Security ID: Meeting Date Meeting Status
NST CUSIP 67019E107 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Countryman Mgmt For For For
2 Elect James DiStasio Mgmt For For For
3 Elect Thomas May Mgmt For For For
4 Ratification of Auditor Mgmt For For For
NV Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVE CUSIP 67073Y106 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Kennedy Mgmt For For For
1.2 Elect John O'Reilly Mgmt For For For
1.3 Elect Michael Yackira Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Partner
Communications
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CUSIP 70211M109 04/28/2010 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Set Auditor's Fees Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Election of Directors (Slate); Fees Mgmt For For For
5 Indemnification of Directors/Officers Mgmt For For For
6 Declaration of Material Interest Mgmt N/A Against N/A
7 Related Party Transactions Mgmt For For For
8 Declaration of Material Interest Mgmt N/A Against N/A
9 Declaration of Material Interest Mgmt N/A Against N/A
Partner
Communications
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CUSIP 70211M109 10/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Mr. Ben-Zeev as an Mgmt For For For
External
Director
2 Controlling interest? Mgmt N/A Against N/A
3 Approval of an Run-Off Insurance Mgmt For For For
Policy
4 Controlling interest? Mgmt N/A Against N/A
5 Approval of a Registration Rights Mgmt For For For
Agreement
6 Controlling interest? Mgmt N/A Against N/A
7 Indemnification of Directors and Mgmt For For For
Office
Holders
8 Controlling interest? Mgmt N/A Against N/A
9 Approval of the Company's Director Mgmt For For For
and Office Holder Insurance
Policy
10 Bundled Amendments to Articles Mgmt For Against Against
11 Controlling interest? Mgmt N/A Against N/A
12 Controlling interest? Mgmt N/A Against N/A
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect Lewis Chew Mgmt For For For
3 Elect C. Lee Cox Mgmt For For For
4 Elect Peter Darbee Mgmt For For For
5 Elect Maryellen Herringer Mgmt For Against Against
6 Elect Roger Kimmel Mgmt For For For
7 Elect Richard Meserve Mgmt For For For
8 Elect Forrest Miller Mgmt For For For
9 Elect Rosendo Parra Mgmt For For For
10 Elect Barbara Rambo Mgmt For For For
11 Elect Barry Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
16 Shareholder Proposal Regarding Key ShrHoldr Against Against For
Committee
Membership
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Kirby Dyess Mgmt For For For
1.5 Elect Peggy Fowler Mgmt For For For
1.6 Elect Mark Ganz Mgmt For For For
1.7 Elect Corbin McNeill, Jr. Mgmt For For For
1.8 Elect Neil Nelson Mgmt For For For
1.9 Elect M. Lee Pelton Mgmt For For For
1.10 Elect James Piro Mgmt For For For
1.11 Elect Robert Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Graham Mgmt For For For
1.2 Elect Stuart Heydt Mgmt For For For
1.3 Elect Craig Rogerson Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Progress Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PGN CUSIP 743263105 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect James Bostic, Jr. Mgmt For For For
3 Elect Harris DeLoach Mgmt For For For
4 Elect James Hyler, Jr. Mgmt For For For
5 Elect William Johnson Mgmt For For For
6 Elect Robert Jones Mgmt For For For
7 Elect W. Steven Jones Mgmt For For For
8 Elect Melquiades Martinez Mgmt For For For
9 Elect E. Marie McKee Mgmt For For For
10 Elect John Mullin, III Mgmt For For For
11 Elect Charles Pryor, Jr. Mgmt For For For
12 Elect Carlos Saladrigas Mgmt For For For
13 Elect Theresa Stone Mgmt For For For
14 Elect Alfred Tollison, Jr. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Public Service
Enterprise
Group
Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Albert Gamper, Jr. Mgmt For For For
2 Elect Conrad Harper Mgmt For For For
3 Elect William Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect David Lilley Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard Swift Mgmt For For For
10 Ratification of Auditor Mgmt For For For
RWE AG
Ticker Security ID: Meeting Date Meeting Status
RWE CUSIP 74975E303 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Compensation Policy Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Auditor for Interim Mgmt For For For
Statements
7 Elect Dieter Zetsche Mgmt For For For
8 Elect Frithjof Kuhn Mgmt For Against Against
9 Elect Wolfgang Schussel Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
12 Amendment Regarding Corporate Purpose Mgmt For For For
13 Amend Article 10 Mgmt For For For
14 Amend Article 14 Mgmt For For For
15 Amend Article 15 Mgmt For For For
16 Amend Article 16 Mgmt For For For
17 Intra-company Contracts/Control Mgmt For For For
Agreements
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joshua Martin, III Mgmt For For For
1.2 Elect James Micali Mgmt For For For
1.3 Elect Harold Stowe Mgmt For For For
2 Amendment to the Long-Term Equity Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Brocksmith, Jr. Mgmt For For For
2 Elect Donald Felsinger Mgmt For For For
3 Elect Wilford Godbold, Jr. Mgmt For For For
4 Elect William Jones Mgmt For For For
5 Elect William Ouchi Mgmt For For For
6 Elect Carlos Ruiz Mgmt For For For
7 Elect William Rusnack Mgmt For For For
8 Elect William Rutledge Mgmt For For For
9 Elect Lynn Schenk Mgmt For For For
10 Elect Neal Schmale Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Southwest Gas
Corporation
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Boughner Mgmt For For For
1.2 Elect Thomas Chestnut Mgmt For For For
1.3 Elect Stephen Comer Mgmt For For For
1.4 Elect Richard Gardner Mgmt For For For
1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For
1.6 Elect James Kropid Mgmt For For For
1.7 Elect Michael Maffie Mgmt For For For
1.8 Elect Anne Mariucci Mgmt For For For
1.9 Elect Michael Melarkey Mgmt For For For
1.10 Elect Jeffrey Shaw Mgmt For For For
1.11 Elect Thomas Thomas Mgmt For For For
1.12 Elect Terrence Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Southwest Water
Company
Ticker Security ID: Meeting Date Meeting Status
SWWC CUSIP 845331107 10/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kimberly Alexy Mgmt For For For
2 Elect Bruce Edwards Mgmt For For For
3 Elect Donovan Huennekens Mgmt For Against Against
4 Elect Thomas Iino Mgmt For Against Against
5 Elect William Jones Mgmt For Against Against
6 Elect Maureen A. Kindel Mgmt For Against Against
7 Elect Richard Newman Mgmt For Against Against
8 Elect Mark Swatek Mgmt For For For
9 Ratification of Auditor Mgmt For For For
The Empire
District
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
EDE CUSIP 291641108 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ross Hartley Mgmt For For For
1.2 Elect Herbert Schmidt Mgmt For For For
1.3 Elect C. James Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
The Southern
Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Jon Boscia Mgmt For For For
1.3 Elect Henry Clark III Mgmt For For For
1.4 Elect H. William Habermeyer, Jr. Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Warren Hood, Jr. Mgmt For For For
1.7 Elect Donald James Mgmt For Withhold Against
1.8 Elect J. Neal Purcell Mgmt For For For
1.9 Elect David Ratcliffe Mgmt For For For
1.10 Elect William Smith, Jr. Mgmt For For For
1.11 Elect Larry Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Elimination of Cumulative Voting Mgmt For For For
5 Increase of Authorized Common Stock Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions
Goals
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Coal Combustion
Waste
UniSource Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNS CUSIP 909205106 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Bonavia Mgmt For For For
2 Elect Lawrence Aldrich Mgmt For For For
3 Elect Barbara Baumann Mgmt For For For
4 Elect Larry Bickle Mgmt For Against Against
5 Elect Harold Burlingame Mgmt For For For
6 Elect Robert Elliott Mgmt For For For
7 Elect Daniel Fessler Mgmt For For For
8 Elect Louise Francesconi Mgmt For For For
9 Elect Warren Jobe Mgmt For For For
10 Elect Ramiro Peru Mgmt For For For
11 Elect Gregory Pivirotto Mgmt For For For
12 Elect Joaquin Ruiz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
Verizon
Communications
Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For Against Against
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect Rodney Slater Mgmt For For For
12 Elect John Snow Mgmt For For For
13 Elect John Stafford Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option
Policy
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For
Succession
Planning
21 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares after
Retirement
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R.H. Bond Mgmt For For For
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Anne Lauvergeon Mgmt For Against Against
11 Elect Simon Murray Mgmt For For For
12 Elect Steve Pusey Mgmt For For For
13 Elect Luc Vandevelde Mgmt For For For
14 Elect Anthony Watson Mgmt For For For
15 Elect Philip Yea Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Directors' Remuneration Report Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Amendment to Articles Regarding Mgmt For For For
Dividend
Payments
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Wisconsin Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Patricia Chadwick Mgmt For For For
1.4 Elect Robert Cornog Mgmt For For For
1.5 Elect Curt Culver Mgmt For For For
1.6 Elect Thomas Fischer Mgmt For For For
1.7 Elect Gale Klappa Mgmt For For For
1.8 Elect Ulice Payne, Jr. Mgmt For For For
1.9 Elect Frederick Stratton, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Fredric Corrigan Mgmt For For For
2 Elect Richard Davis Mgmt For For For
3 Elect Benjamin Fowke III Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Christopher Policinski Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect David Westerlund Mgmt For For For
9 Elect Kim Williams Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Amendment to the Executive Annual Mgmt For For For
Incentive
Plan
12 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: ICON Funds
By: /s/ Craig T. Callahan
------------------------------------------
Craig T. Callahan
President & Chairman
Date: August 27, 2010