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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-3561
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CAPITAL APPRECIATION VARIABLE ACCOUNT
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(Exact name of registrant as specified in charter)
500 Boylston Street, Boston, Massachusetts 02116
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(Address of principal executive offices) (Zip code)
Susan S. Newton
Massachusetts Financial Services Company
500 Boylston Street
Boston, Massachusetts 02116
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(Name and address of agents for service)
Registrant's telephone number, including area code: (617) 954-5000
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2010 - June 30, 2011
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ITEM 1. PROXY VOTING RECORD.
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-03561
Reporting Period: 07/01/2010 - 06/30/2011
Capital Appreciation Variable Account
==================== CAPITAL APPRECIATION VARIABLE ACCOUNT =====================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director H. Laurance Fuller For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott III For For Management
1.9 Elect Director Glenn F. Tilton For For Management
1.10 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Pharmaceutical Price Against Against Shareholder
Restraint
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ACCENTURE PLC
Ticker: CSA Security ID: G1151C101
Meeting Date: FEB 03, 2011 Meeting Type: Annual
Record Date: DEC 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Charles H. Giancarlo as a For For Management
Director
3 Reelect Dennis F. Hightower as a For For Management
Director
4 Reelect Blythe J. McGarvie as a For For Management
Director
5 Reelect Mark Moody-Stuart as a Director For For Management
6 Reelect Pierre Nanterme as a Director For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
10 Authorize the Holding of the 2012 AGM For For Management
at a Location Outside Ireland
11 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
12 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
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ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Deborah Dunsire For For Management
2 Elect Director Trevor M. Jones For For Management
3 Elect Director Louis J. Lavigne, Jr. For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Approve Executive Incentive Bonus Plan For For Management
8 Approve Omnibus Stock Plan For Against Management
9 Declassify the Board of Directors For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Succession Planning Against Against Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
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ASML HOLDING NV
Ticker: ASML Security ID: N07059186
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business and None None Management
Finacial Situation
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
7 Approve Dividends of EUR 0.40 Per Share For For Management
8 Amend Articles Re: Legislative Changes For For Management
9 Approve the Numbers of Stock Options, For For Management
Respectively Shares for Employees
10a Reelect W.T. Siegle to Supervisory For For Management
Board
10b Reelect J.W.B. Westerburgen to For For Management
Supervisory Board
11 Announcement of Retirement of None None Management
Supervisory Board Members O. Bilous,
F.W. Froehlich, A.P.M. van der Poel by
Rotation in 2012.
12 Approve Remuneration of Supervisory For For Management
Board
13a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital
13b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13a
13c Grant Board Authority to Issue For For Management
Additional Shares of up to 5 Percent in
Case of Takeover/Merger
13d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13c
14 Authorize Repurchase Shares For For Management
15 Authorize Cancellation of Repurchased For For Management
Shares
16 Authorize Additionnal Cancellation of For For Management
Repurchased Shares
17 Other Business None None Management
18 Close Meeting None None Management
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AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Bass For For Management
2 Elect Director Crawford W. Beveridge For For Management
3 Elect Director J. Hallam Dawson For For Management
4 Elect Director Per-Kristian Halvorsen For For Management
5 Elect Director Sean M. Maloney For For Management
6 Elect Director Mary T. McDowell For For Management
7 Elect Director Lorrie M. Norrington For For Management
8 Elect Director Charles J. Robel For For Management
9 Elect Director Steven M. West For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 09, 2010 Meeting Type: Annual
Record Date: SEP 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Sharon T. Rowlands For For Management
1.10 Elect Director Enrique T. Salem For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
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BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 01, 2011 Meeting Type: Annual
Record Date: DEC 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Henry P. Becton, Jr. For For Management
1.3 Elect Director Edward F. Degraan For For Management
1.4 Elect Director C.M. Fraser-Liggett For For Management
1.5 Elect Director Christopher Jones For For Management
1.6 Elect Director Marshall O. Larsen For For Management
1.7 Elect Director Edward J. Ludwig For For Management
1.8 Elect Director Adel A.F. Mahmoud For For Management
1.9 Elect Director Gary A. Mecklenburg For For Management
1.10 Elect Director Cathy E. Minehan For For Management
1.11 Elect Director James F. Orr For For Management
1.12 Elect Director Willard J. Overlock, Jr For For Management
1.13 Elect Director Bertram L. Scott For For Management
1.14 Elect Director Alfred Sommer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
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BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Elect John Buchanan as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
3 Elect David Crawford as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
5 Elect John Schubert as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect Jacques Nasser as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director For For Management
of BHP Billiton Ltd and BHP Billiton
Plc
8 Elect Carolyn Hewson as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of For For Management
BHP Billiton Plc
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Up to an Amount of
$277.98 Million
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Up to an Aggregate
Nominal Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 For For Management
Million Shares in BHP Billiton Plc
13 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
14 Approve the Amendments to the BHP For For Management
Billiton Ltd Long Term Incentive Plan
and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares For For Management
and Options Under the BHP Billiton Ltd
Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long
Term Incentive Plan to Marius Kloppers,
Executive Director
16 Approve the Amendments to Constitution For For Management
of BHP Billiton Ltd
17 Approve the Amendments to the Articles For For Management
of Association of BHP Billiton Plc
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CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CPW Security ID: M22465104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gil Shwed as Director For For Management
1.2 Elect Marius Nacht as Director For For Management
1.3 Elect Jerry Ungerman as Director For For Management
1.4 Elect Dan Propper as Director For For Management
1.5 Elect David Rubner as Director For For Management
1.6 Elect Tal Shavit as Director For For Management
2.1 Elect Ray Rothrock as External Director For For Management
2.2 Elect Irwin Federman as External For For Management
Director
3 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
4 Amend Compensation of Directors For For Management
5 Approve Grant of Options to Executive For For Management
Director
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.F. Deily For For Management
2 Elect Director R.E. Denham For For Management
3 Elect Director R.J. Eaton For For Management
4 Elect Director C. Hagel For For Management
5 Elect Director E. Hernandez For For Management
6 Elect Director G.L. Kirkland For For Management
7 Elect Director D.B. Rice For For Management
8 Elect Director K.W. Sharer For For Management
9 Elect Director C.R. Shoemate For For Management
10 Elect Director J.G. Stumpf For For Management
11 Elect Director R.D. Sugar For For Management
12 Elect Director C. Ware For For Management
13 Elect Director J.S. Watson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
18 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
19 Include Sustainability as a Performance Against Against Shareholder
Measure for Senior Executive
Compensation
20 Adopt Guidelines for Country Selection Against Against Shareholder
21 Report on Financial Risks of Climate Against Against Shareholder
Change
22 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
23 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
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CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose B. Alvarez For For Management
1.2 Elect Director James R. Craigie For For Management
1.3 Elect Director Rosina B. Dixon For For Management
1.4 Elect Director Robert D. LeBlanc For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. Mcgeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Ratify Auditors For For Management
16 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
17 Report on Internet Fragmentation Against Against Shareholder
18 Adopt Policy Prohibiting Sale of Against Against Shareholder
Products in China if they Contribute to
Human Rights Abuses
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CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For Withhold Management
1.2 Elect Director Timothy S. Bitsberger For Withhold Management
1.3 Elect Director Jackie M. Clegg For For Management
1.4 Elect Director James A. Donaldson For Withhold Management
1.5 Elect Director J. Dennis Hastert For For Management
1.6 Elect Director William P. Miller II For For Management
1.7 Elect Director Terry L. Savage For For Management
1.8 Elect Director Christopher Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Ian Cook For For Management
3 Elect Director Helene D. Gayle For For Management
4 Elect Director Ellen M. Hancock For For Management
5 Elect Director Joseph Jimenez For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Delano E. Lewis For For Management
8 Elect Director J. Pedro Reinhard For For Management
9 Elect Director Stephen I. Sadove For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Two Years One Year Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Anne M. Finucane For For Management
5 Elect Director Kristen Gibney Williams For For Management
6 Elect Director Marian L. Heard For For Management
7 Elect Director Larry J. Merlo For For Management
8 Elect Director Jean-Pierre Millon For For Management
9 Elect Director Terrence Murray For For Management
10 Elect Director C.A. Lance Piccolo For For Management
11 Elect Director Richard J. Swift For For Management
12 Elect Director Tony L. White For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Report on Political Contributions Against For Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
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DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Mitchell P. Rales For For Management
1.3 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
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DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 28, 2011 Meeting Type: Annual/Special
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 per Share
4 Ratify Appointment of Yoshihiro For For Management
Kawabata as Director
5 Reelect Bruno Bonnell as Director For For Management
6 Reelect Bernard Hours as Director For For Management
7 Reelect Yoshihiro Kawabata as Director For For Management
8 Reelect Jacques Vincent as Director For For Management
9 Elect Isabelle Seillier as Director For For Management
10 Elect Jean-Michel Severino as Director For For Management
11 Approve Auditors' Special Report on For For Management
Related-Party Transactions
12 Approve Agreement with Bernard Hours For For Management
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 56.5 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 37.8 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of Up to EUR For For Management
24 Million for Future Exchange Offers
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
19 Authorize Capitalization of Reserves of For For Management
Up to EUR 41.6 Million for Bonus Issue
or Increase in Par Value
20 Approve Employee Stock Purchase Plan For For Management
21 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
22 Authorize Filing of Required For For Management
Documents/Other Formalities
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DENTSPLY INTERNATIONAL INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Alfano For For Management
1.2 Elect Director Eric K. Brandt For For Management
1.3 Elect Director William F. Hecht For For Management
1.4 Elect Director Francis J. Lunger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: OCT 14, 2010 Meeting Type: Annual
Record Date: OCT 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peggy Bruzelius as Director For For Management
5 Re-elect Laurence Danon as Director For For Management
6 Re-elect Betsy Holden as Director For For Management
7 Re-elect Lord (Clive) Hollick of For For Management
Notting Hill as Director
8 Re-elect Franz Humer as Director For For Management
9 Re-elect Philip Scott as Director For For Management
10 Re-elect Todd Stitzer as Director For For Management
11 Re-elect Paul Walker as Director For For Management
12 Re-elect Paul Walsh as Director For For Management
13 Elect Lord (Mervyn) Davies of Abersoch For For Management
as Director
14 Elect Deirdre Mahlan as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Amend Diageo 2001 Share Incentive Plan For For Management
22 Approve Diageo 2010 Sharesave Plan For For Management
23 Authorise the Company to Establish For For Management
International Share Plans
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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DIRECTV
Ticker: DTV Security ID: 25490A101
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Dillon For For Management
1.2 Elect Director Samuel A. DiPiazza, Jr. For For Management
1.3 Elect Director Lorrie M. Norrington For For Management
2 Ratify Auditors For For Management
3 Reduce Authorized Class B Shares, For For Management
Eliminate Class C Common Stock and
Deletion of Rights to Call Special
Meetings to Certain Stockholders
4 Declassify the Board of Directors For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Provide Right to Call Special Meeting For For Management
7 Adopt the Jurisdiction of Incorporation For For Management
as the Exclusive Forum for Certain
Disputes
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
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EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fred D. Anderson For For Management
2 Elect Director Edward W. Barnholt For Against Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director John J. Donahoe For Against Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Reduce Supermajority Vote Requirement Against For Shareholder
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EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director James S. DiStasio For For Management
6 Elect Director John R. Egan For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For Against Management
14 Provide Right to Call Special Meeting For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
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EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Political Contributions Against For Shareholder
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shareholder
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
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FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For For Management
2 Elect Director Charles Crocker For For Management
3 Elect Director Joseph R. Hardiman For For Management
4 Elect Director Charles B. Johnson For For Management
5 Elect Director Gregory E. Johnson For For Management
6 Elect Director Rupert H. Johnson, Jr. For For Management
7 Elect Director Mark C. Pigott For For Management
8 Elect Director Chutta Ratnathicam For For Management
9 Elect Director Peter M. Sacerdote For For Management
10 Elect Director Laura Stein For For Management
11 Elect Director Anne M. Tatlock For For Management
12 Elect Director Geoffrey Y. Yang For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Report on Code of Conduct Compliance Against Against Shareholder
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E.E. Holiday For For Management
2 Elect Director J.H. Mullin For For Management
3 Elect Director F.B. Walker For For Management
4 Elect Director R.N. Wilson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director M. L. Andreessen For For Management
2 Elect Director L. Apotheker For Against Management
3 Elect Director L.T. Babbio, Jr. For Against Management
4 Elect Director S.M. Baldauf For Against Management
5 Elect Director S. Banerji For For Management
6 Elect Director R.L. Gupta For Against Management
7 Elect Director J.H. Hammergren For Against Management
8 Elect Director R.J. Lane For For Management
9 Elect Director G.M. Reiner For For Management
10 Elect Director P.F. Russo For For Management
11 Elect Director D. Senequier For For Management
12 Elect Director G.K. Thompson For Against Management
13 Elect Director M.C. Whitman For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Approve Qualified Employee Stock For For Management
Purchase Plan
18 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director W. R. Brody For For Management
3 Elect Director K. I. Chenault For For Management
4 Elect Director M. L. Eskew For For Management
5 Elect Director S. A. Jackson For For Management
6 Elect Director A. N. Liveris For For Management
7 Elect Director W. J. McNerney, Jr. For For Management
8 Elect Director J. W. Owens For For Management
9 Elect Director S. J. Palmisano For For Management
10 Elect Director J. E. Spero For For Management
11 Elect Director S. Taurel For For Management
12 Elect Director L. H. Zambrano For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
16 Provide for Cumulative Voting Against Against Shareholder
17 Report on Political Contributions Against For Shareholder
18 Report on Lobbying Expenses Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Cullen For For Management
3 Elect Director Ian E.L. Davis For For Management
4 Elect Director Michael M.e. Johns For For Management
5 Elect Director Susan L. Lindquist For For Management
6 Elect Director Anne M. Mulcahy For For Management
7 Elect Director Leo F. Mullin For For Management
8 Elect Director William D. Perez For For Management
9 Elect Director Charles Prince For For Management
10 Elect Director David Satcher For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
16 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Applicant's
Health Status
17 Adopt Animal-Free Training Methods Against Against Shareholder
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director Frank V. Sica For For Management
8 Elect Director Peter M. Sommerhauser For For Management
9 Elect Director Stephanie A. Streeter For For Management
10 Elect Director Nina G. Vaca For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Reduce Supermajority Vote Requirement For For Management
Relating to Director Elections
14 Reduce Supermajority Vote Requirement For For Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Provide Right to Act by Written Consent Against For Shareholder
19 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
KUEHNE & NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.75 per Share from
Balance Sheet Profit and CHF 1.50 per
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4a Reelect Juergen Fitschen as Director For Did Not Vote Management
4b Reelect Karl Gernandt as Director For Did Not Vote Management
4c Reelect Hans-Joerg Hager as Director For Did Not Vote Management
4d Reelect Klaus-Michael Kuehne as For Did Not Vote Management
Director
4e Reelect Hans Lerch as Director For Did Not Vote Management
4f Reelect Wolfgang Peiner as Director For Did Not Vote Management
4g Reelect Thomas Staehelin as Director For Did Not Vote Management
4h Reelect Joerg Wolle as Director For Did Not Vote Management
4i Reelect Bernd Wrede as Director For Did Not Vote Management
4j Elect Renato Fassbind as Director For Did Not Vote Management
5 Ratify KPMG as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: MAR 31, 2011 Meeting Type: Annual/Special
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
5 Elect Delphine Arnault as Director For For Management
6 Elect Nicolas Bazire as Director For For Management
7 Elect Antonio Belloni as Director For For Management
8 Elect Charles de Croisset as Director For For Management
9 Elect Diego Della Valle as Director For For Management
10 Elect Pierre Gode as Director For For Management
11 Elect Gilles Hennessy as Director For For Management
12 Elect Marie-Josee Kravis as Director For For Management
13 Appoint Patrick Houel as Censor For For Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Capitalization of Reserves of For For Management
Up to EUR 50 Million for Bonus Issue or
Increase in Par Value
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
18 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
19 Approve Issuance of Shares up to 20 For Against Management
Percent of Issued Capital Per Year for
a Private Placement up to EUR 50
Million Reserved for Qualified
Investors or Restricted Number of
Investors
20 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 18 and 19
Above
21 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of Up to EUR For Against Management
50 Million for Future Exchange Offers
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
24 Approve Employee Stock Purchase Plan For For Management
25 Set Total Limit for Capital Increase to For For Management
Result from All Issuance Requests Above
at EUR 50 Million
26 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: SEP 21, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Board Qualifications For For Management
4 Amend Stock Ownership Limitations For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director Nancy J. Karch For For Management
6.2 Elect Director Jose Octavio Reyes For For Management
Lagunes
6.3 Elect Director Edward Suning Tian For For Management
6.4 Elect Director Silvio Barzi For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc Olivie For For Management
2 Elect Director Rima Qureshi For For Management
3 Elect Director Mark Schwartz For For Management
4 Elect Director Jackson P. Tai For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen W. Golsby For For Management
1.2 Elect Director Steven M. Altschuler For For Management
1.3 Elect Director Howard B. Bernick For For Management
1.4 Elect Director Kimberly A. Casiano For For Management
1.5 Elect Director Anna C. Catalano For For Management
1.6 Elect Director Celeste A. Clark For For Management
1.7 Elect Director James M. Cornelius For For Management
1.8 Elect Director Peter G. Ratcliffe For For Management
1.9 Elect Director Elliott Sigal For For Management
1.10 Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC.
Ticker: MHS Security ID: 58405U102
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard W. Barker, Jr. For For Management
2 Elect Director John L. Cassis For For Management
3 Elect Director Michael Goldstein For For Management
4 Elect Director Charles M. Lillis For For Management
5 Elect Director Myrtle S. Potter For For Management
6 Elect Director William L. Roper For For Management
7 Elect Director David B. Snow, Jr. For For Management
8 Elect Director David D. Stevens For For Management
9 Elect Director Blenda J. Wilson For For Management
10 Ratify Auditors For For Management
11 Reduce Supermajority Vote Requirement For For Management
12 Amend Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 25, 2010 Meeting Type: Annual
Record Date: JUN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director William A. Hawkins For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jean-Pierre Rosso For For Management
1.11 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 20, 2010 Meeting Type: Annual
Record Date: JUN 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 25, 2011 Meeting Type: Annual
Record Date: NOV 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Laura K. Ipsen For For Management
2 Elect Director William U. Parfet For For Management
3 Elect Director George H. Poste For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MSCI Security ID: 55354G100
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Benjamin F. duPont For For Management
2 Elect Director Henry A. Fernandez For For Management
3 Elect Director Alice W. Handy For For Management
4 Elect Director Catherine R. Kinney For For Management
5 Elect Director Linda H. Riefler For For Management
6 Elect Director George W. Siguler For For Management
7 Elect Director Scott M. Sipprelle For For Management
8 Elect Director Patrick Tierney For For Management
9 Elect Director Rodolphe M. Vallee For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Beauchamp For For Management
2 Elect Director Jeffery A. Smisek For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Declassify the Board of Directors For For Management
7 Increase Authorized Common Stock For For Management
8 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director John C. Lechleiter For For Management
1.4 Elect Director Phyllis M. Wise For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Wren For For Management
2 Elect Director Bruce Crawford For For Management
3 Elect Director Alan R. Batkin For For Management
4 Elect Director Robert Charles Clark For For Management
5 Elect Director Leonard S. Coleman, Jr. For For Management
6 Elect Director Errol M. Cook For For Management
7 Elect Director Susan S. Denison For For Management
8 Elect Director Michael A. Henning For For Management
9 Elect Director John R. Murphy For For Management
10 Elect Director John R. Purcell For For Management
11 Elect Director Linda Johnson Rice For For Management
12 Elect Director Gary L. Roubos For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent For For Management
15 Reduce Supermajority Vote Requirement For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 06, 2010 Meeting Type: Annual
Record Date: AUG 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For Withhold Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Board Committee on Against Against Shareholder
Sustainability
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 13, 2010 Meeting Type: Annual
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Buck For For Management
1.2 Elect Director Peter L. Frechette For For Management
1.3 Elect Director Charles Reich For For Management
1.4 Elect Director Brian S. Tyler For For Management
1.5 Elect Director Scott P. Anderson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.L. Brown For For Management
2 Elect Director I.M. Cook For For Management
3 Elect Director D. Dublon For For Management
4 Elect Director V.J. Dzau For For Management
5 Elect Director R.L. Hunt For For Management
6 Elect Director A. Ibarguen For For Management
7 Elect Director A.C. Martinez For For Management
8 Elect Director I.K. Nooyi For For Management
9 Elect Director S.P. Rockefeller For For Management
10 Elect Director J.J. Schiro For For Management
11 Elect Director L.G. Trotter For For Management
12 Elect Director D. Vasella For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
15 Ratify Auditors For For Management
16 Adopt Majority Voting for Uncontested For For Management
Election of Directors
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For For Management
1.3 Elect Director Nance K. Dicciani For For Management
1.4 Elect Director Edward G. Galante For For Management
1.5 Elect Director Claire W. Gargalli For For Management
1.6 Elect Director Ira D. Hall For For Management
1.7 Elect Director Raymond W. LeBoeuf For For Management
1.8 Elect Director Larry D. McVay For For Management
1.9 Elect Director Wayne T. Smith For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 10, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Murphy For For Management
1.2 Elect Director Steven G. Rothmeier For For Management
1.3 Elect Director Richard L. Wambold For For Management
1.4 Elect Director Timothy A. Wicks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: 796050888
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 5,000 per Common Share
and KRW 5,050 per Preferred Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For Did Not Vote Management
1.2 Elect Director Peter L.S. Currie For Did Not Vote Management
1.3 Elect Director Andrew Gould For Did Not Vote Management
1.4 Elect Director Tony Isaac For Did Not Vote Management
1.5 Elect Director K. Vaman Kamath For Did Not Vote Management
1.6 Elect Director Nikolay Kudryavtsev For Did Not Vote Management
1.7 Elect Director Adrian Lajous For Did Not Vote Management
1.8 Elect Director Michael E. Marks For Did Not Vote Management
1.9 Elect Director Elizabeth Moler For Did Not Vote Management
1.10 Elect Director Leo Rafael Reif For Did Not Vote Management
1.11 Elect Director Tore I. Sandvold For Did Not Vote Management
1.12 Elect Director Henri Seydoux For Did Not Vote Management
1.13 Elect Director Paal Kibsgaard For Did Not Vote Management
1.14 Elect Director Lubna S. Olayan For Did Not Vote Management
2 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years Did Not Vote Management
4 Increase Authorized Common Stock For Did Not Vote Management
5 Adopt Plurality Voting for Contested For Did Not Vote Management
Election of Directors
6 Adopt and Approve Financials and For Did Not Vote Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V.
Ticker: 9ST Security ID: N7902X106
Meeting Date: MAY 10, 2011 Meeting Type: Special
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports for Fiscal Year 2010
2 Approve Financial Statements and For For Management
Statutory Reports for Fiscal Year 2009
3 Approve Discharge of Board For For Management
4 Grant Board Authority to Repurchase For For Management
Shares
5 Grant Board Authority to Issue Shares For Against Management
and Limit/Exclude Preemptive Rights for
Five Years
6 Amend Articles Re: Board Related For For Management
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard R. Devenuti For For Management
2 Elect Director Thomas H. Garrett, III For For Management
3 Elect Director Wendy L. Yarno For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency None One Year Management
6 Amend Omnibus Stock Plan For Against Management
7 Declassify the Board of Directors None For Shareholder
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Basil L. Anderson For For Management
2 Elect Director Arthur M. Blank For For Management
3 Elect Director Mary Elizabeth Burton For Against Management
4 Elect Director Justin King For For Management
5 Elect Director Carol Meyrowitz For Against Management
6 Elect Director Rowland T. Moriarty For For Management
7 Elect Director Robert C. Nakasone For Against Management
8 Elect Director Ronald L. Sargent For Against Management
9 Elect Director Elizabeth A. Smith For For Management
10 Elect Director Robert E. Sulentic For For Management
11 Elect Director Vijay Vishwanath For For Management
12 Elect Director Paul F. Walsh For Against Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burnes For For Management
2 Elect Director P. Coym For For Management
3 Elect Director P. De Saint-Aignan For For Management
4 Elect Director A. Fawcett For For Management
5 Elect Director D. Gruber For For Management
6 Elect Director L. Hill For For Management
7 Elect Director J. Hooley For For Management
8 Elect Director R. Kaplan For For Management
9 Elect Director C. LaMantia For For Management
10 Elect Director R. Sergel For For Management
11 Elect Director R. Skates For For Management
12 Elect Director G. Summe For For Management
13 Elect Director R. Weissman For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Approve Executive Incentive Bonus Plan For For Management
17 Ratify Auditors For For Management
18 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
SYNTHES, INC.
Ticker: SYST Security ID: 87162M409
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Receive The Report on Dividend Approved For Did Not Vote Management
by The Board of Directors
3 Elect Director Robert Bland For Did Not Vote Management
4 Elect Director Amy Wyss For Did Not Vote Management
5 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
4 Approve Transfer of TSMC's Solar For For Management
Business and Solid State Lighting
Business into Two New TSMC Wholly Owned
Companies Respectively, and to Further
Approve the "Solar Business Transfer
Plan" and "Solid State Lighting
Business Transfer Plan"
5.1 Approve By-Election of Gregory C. Chow For For Management
as Independent Director
5.2 Approve By-Election of Kok-Choo Chen as For For Management
Independent Director
6 Transact Other Business None None Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roxanne S. Austin For For Management
2 Elect Director Calvin Darden For For Management
3 Elect Director Mary N. Dillon For For Management
4 Elect Director James A. Johnson For For Management
5 Elect Director Mary E. Minnick For For Management
6 Elect Director Anne M. Mulcahy For For Management
7 Elect Director Derica W. Rice For For Management
8 Elect Director Stephen W. Sanger For For Management
9 Elect Director Gregg W. Steinhafel For For Management
10 Elect Director John G. Stumpf For For Management
11 Elect Director Solomon D. Trujillo For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For Against Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Adopt Compensation Benchmarking Policy Against Against Shareholder
17 Report on Electronics Recycling and Against Against Shareholder
Preventing E-Waste Export
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ruth E. Bruch For For Management
2 Elect Director Nicholas M. Donofrio For For Management
3 Elect Director Gerald L. Hassell For For Management
4 Elect Director Edmund F. Kelly For For Management
5 Elect Director Robert P. Kelly For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Michael J. Kowalski For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Mark A. Nordenberg For For Management
10 Elect Director Catherine A. Rein For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Samuel C. Scott III For For Management
13 Elect Director John P. Surma For For Management
14 Elect Director Wesley W. von Schack For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Amend Omnibus Stock Plan For Against Management
18 Amend Executive Incentive Bonus Plan For For Management
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank C. Herringer For For Management
2 Elect Director Stephen T. McLin For For Management
3 Elect Director Charles R. Schwab For For Management
4 Elect Director Roger O. Walther For For Management
5 Elect Director Robert N. Wilson For For Management
6 Ratify Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
10 Report on Political Contributions Against For Shareholder
11 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Naomi O. Seligman For For Management
2 Elect Director Michael J. Winkler For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Reduce Supermajority Vote Requirement For For Management
8 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2010 Meeting Type: Annual
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Angela F. Braly For For Management
2 Elect Director Kenneth I. Chenault For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director Rajat K. Gupta For For Management
5 Elect Director Robert A. Mcdonald For For Management
6 Elect Director W. James Mcnerney, Jr. For For Management
7 Elect Director Johnathan A. Rodgers For For Management
8 Elect Director Mary A. Wilderotter For For Management
9 Elect Director Patricia A. Woertz For For Management
10 Elect Director Ernesto Zedillo For For Management
11 Ratify Auditors For For Management
12 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hikmet Ersek For For Management
2 Elect Director Jack M. Greenberg For For Management
3 Elect Director Linda Fayne Levinson For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Lynch For For Management
2 Elect Director William G. Parrett For For Management
3 Elect Director Michael E. Porter For For Management
4 Elect Director Scott M. Sperling For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Two Years One Year Management
7 Ratify Auditors For For Management
8 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier For For Management
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Richard D. McCormick For For Management
9 Elect Director Harold McGraw III For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director H. Patrick Swygert For For Management
12 Elect Director Andre Villeneuve For For Management
13 Elect Director Christine Todd Whitman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For Against Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency None One Year Management
18 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
VCA ANTECH, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: JUN 06, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Chickering, Jr. For Withhold Management
1.2 Elect Director John Heil For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Coyne For For Management
1.2 Elect Director Christopher M. Foskett For For Management
1.3 Elect Director David B. Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3.1 Elect Director Gary P. Coughlan For For Management
3.2 Elect Director Mary B. Cranston For For Management
3.3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
3.4 Elect Director Robert W. Matschullat For For Management
3.5 Elect Director Cathy E. Minehan For For Management
3.6 Elect Director Suzanne Nora Johnson For For Management
3.7 Elect Director David J. Pang For For Management
3.8 Elect Director Joseph W. Saunders For For Management
3.9 Elect Director William S. Shanahan For For Management
3.10 Elect Director John A. Swainson For For Management
4.1 Elect Director Suzanne Nora Johnson For For Management
4.2 Elect Director Joseph W. Saunders For For Management
4.3 Elect Director John A. Swainson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Wilbur H. Gantz For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director William K. Hall For For Management
1.5 Elect Director Stuart L. Levenick For For Management
1.6 Elect Director John W. McCarter, Jr. For For Management
1.7 Elect Director Neil S. Novich For For Management
1.8 Elect Director Michael J. Roberts For For Management
1.9 Elect Director Gary L. Rogers For For Management
1.10 Elect Director James T. Ryan For For Management
1.11 Elect Director E. Scott Santi For For Management
1.12 Elect Director James D. Slavik For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Michael J. Berendt For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Laurie H. Glimcher For For Management
1.6 Elect Director Christopher A. Kuebler For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director Joann A. Reed For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: CAPITAL APPRECIATION VARIABLE ACCOUNT
By (Signature and Title): MARIA F. DIORIODWYER*
-------------------------------------------------
Maria F. DiOrioDwyer, Principal Executive Officer
Date: August 12, 2011
*By (Signature and Title) /s/ Susan S. Newton
-------------------------------------------------
Susan S. Newton, as attorney-in-fact
-----------
* Executed by Susan S. Newton on behalf of Maria F. DiOrioDwyer pursuant to a
Power of Attorney dated October 26, 2010. (1)
(1) Incorporated by reference to MFS Series Trust XIII (File Nos. 2-74959 and
811-3327) Post-Effective Amendment No. 45 filed with the SEC via EDGAR on
March 10, 2011.