UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06367
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Gabelli Equity Series Funds, Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
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Date of fiscal year end: September 30
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Date of reporting period: July 1, 2010 - June 30, 2011
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
The Gabelli Small Cap Growth Fund
Investment Company Report
MENTOR GRAPHICS CORPORATION
SECURITY 587200106 MEETING TYPE Annual
TICKER SYMBOL MENT MEETING DATE 01-Jul-2010
ISIN US5872001061 AGENDA 933293146 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PETER L. BONFIELD For For
2 MARSHA B. CONGDON For For
3 JAMES R. FIEBIGER For For
4 GREGORY K. HINCKLEY For For
5 KEVIN C. MCDONOUGH For For
6 PATRICK B. MCMANUS For For
7 WALDEN C. RHINES For For
8 FONTAINE K. RICHARDSON For For
02 PROPOSAL TO AMEND ARTICLE III OF THE COMPANY'S 1987 RESTATED Management For For
ARTICLES OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO
300,000,000.
03 PROPOSAL TO APPROVE THE COMPANY'S 2010 OMNIBUS INCENTIVE PLAN. Management Against Against
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ITS FISCAL YEAR ENDING JANUARY 31, 2011.
CHINA AUTOMOTIVE SYSTEMS, INC.
SECURITY 16936R105 MEETING TYPE Annual
TICKER SYMBOL CAAS MEETING DATE 08-Jul-2010
ISIN US16936R1059 AGENDA 933286406 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 HANLIN CHEN For For
2 QIZHOU WU For For
3 GUANGXUN XU For For
4 BRUCE C. RICHARDSON For For
5 ROBERT TUNG For For
2 RATIFY THE APPOINTMENT OF SCHWARTZ LEVITSKY FELDMAN LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 09-Jul-2010
ISIN US0436321089 AGENDA 933287028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PHILIP J. HOLTHOUSE For For
2 BRIAN C. MULLIGAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
03 STOCKHOLDER PROPOSAL RELATING TO THE REDEMPTION OF THE Shareholder For Against
PREFERRED SHARE PURCHASE RIGHTS ISSUED PURSUANT TO OUR RIGHTS
AGREEMENT DATED SEPTEMBER 17, 2008, AS AMENDED.
WILLAMETTE VALLEY VINEYARDS, INC.
SECURITY 969136100 MEETING TYPE Annual
TICKER SYMBOL WVVI MEETING DATE 11-Jul-2010
ISIN US9691361003 AGENDA 933295291 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 JAMES W. BERNAU For For
2 JAMES L. ELLIS For For
3 THOMAS M. BRIAN For For
4 SEAN M. CARY For For
5 DELNA L. JONES For For
6 BETTY M. O'BRIEN For For
7 CRAIG SMITH For For
8 STAN G. TUREL For For
2 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WILLAMETTE
VALLEY VINEYARDS, INC. FOR THE YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
The Gabelli Small Cap Growth Fund
AZZ INCORPORATED
SECURITY 002474104 MEETING TYPE Annual
TICKER SYMBOL AZZ MEETING DATE 13-Jul-2010
ISIN US0024741045 AGENDA 933293184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DR. H. KIRK DOWNEY For For
2 DANIEL R. FEEHAN For For
3 PETER A. HEGEDUS For For
02 APPROVAL TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING FEBRUARY 28, 2011.
INVERNESS MEDICAL INNOVATIONS, INC.
SECURITY 46126P106 MEETING TYPE Annual
TICKER SYMBOL IMA MEETING DATE 14-Jul-2010
ISIN US46126P1066 AGENDA 933290330 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT P. KHEDERIAN For For
2 DAVID SCOTT, PH.D. For For
3 PETER TOWNSEND For For
4 ELI Y. ADASHI, M.D. For For
02 APPROVAL OF AN AMENDMENT TO INVERNESS MEDICAL INNOVATIONS, Management For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO CHANGE THE NAME OF THE COMPANY.
03 APPROVAL OF THE INVERNESS MEDICAL INNOVATIONS, INC. 2010 Management Against Against
STOCK OPTION AND INCENTIVE PLAN.
04 APPROVAL OF AN AMENDMENT TO INVERNESS MEDICAL INNOVATIONS, Management For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK BY 50,000,000 FROM 150,000,000 TO 200,000,000.
THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Annual
TICKER SYMBOL GAP MEETING DATE 15-Jul-2010
ISIN US3900641032 AGENDA 933294237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S CHARTER TO Management Against Against
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK WHICH THE
COMPANY HAS AUTHORITY TO ISSUE FROM 160,000,000 TO 260,000,000
SHARES.
02 DIRECTOR Management
1 B. GAUNT For For
2 D. KOURKOUMELIS For For
3 E. LEWIS For For
4 G. MAYS For For
5 M. B. TART-BEZER For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 20-Jul-2010
ISIN US7004162092 AGENDA 933305686 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 EMILY J. GROEHL For For
4 BRIAN E. SHORE For For
5 STEVEN T. WARSHAW For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING FEBRUARY 27, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
The Gabelli Small Cap Growth Fund
SSL INTERNATIONAL PLC, LONDON
SECURITY G8401X108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jul-2010
ISIN GB0007981128 AGENDA 702528893 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Receive the report and accounts for 2010 and the auditable Management For For
part of the remuneration report
2 Approve the 2010 remuneration report Management For For
3 Declare a final dividend of 8.0 pence per ordinary share Management For For
4 Re-elect Richard Adam as a Director Management For For
5 Re-elect Garry Watts as a Director Management For For
6 Re-appoint KPMG as the Auditors Management For For
7 Authorize the Directors to set the Auditors' remuneration Management For For
8 Approve to renew the authority given to Directors to allot Management For For
shares
9 Grant authority for the political donations Management For For
10 Approve the establishments of the SSL International Plc Management For For
Company Share Option Plan 2010
11 Approve the establishments of the SSL International Plc Share Management For For
Incentive Plan 2010
S.12 Approve to renew the authority given to Directors to allot Management For For
equity securities for cash including the authority to sell or
allot treasury shares
S.13 Authorize the Company to purchase the Company's shares Management For For
S.14 Grant authority for the calling of general meetings of the Management For For
Company not being an AGM by notice of at least 14 clear days
S.15 Adopt the new Articles of Association Management For For
MODINE MANUFACTURING COMPANY
SECURITY 607828100 MEETING TYPE Annual
TICKER SYMBOL MOD MEETING DATE 22-Jul-2010
ISIN US6078281002 AGENDA 933304230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: THOMAS A. BURKE Management For For
1B ELECTION OF DIRECTOR: CHARLES P. COOLEY Management For For
1C ELECTION OF DIRECTOR: GARY L. NEALE Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
BROWN-FORMAN CORPORATION
SECURITY 115637100 MEETING TYPE Annual
TICKER SYMBOL BFA MEETING DATE 22-Jul-2010
ISIN US1156371007 AGENDA 933306791 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: PATRICK BOUSQUET-CHAVANNE Management For For
1B ELECTION OF DIRECTOR: GEO. GARVIN BROWN IV Management For For
1C ELECTION OF DIRECTOR: MARTIN S. BROWN, JR. Management For For
1D ELECTION OF DIRECTOR: JOHN D. COOK Management For For
1E ELECTION OF DIRECTOR: SANDRA A. FRAZIER Management For For
1F ELECTION OF DIRECTOR: RICHARD P. MAYER Management For For
1G ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Management For For
1H ELECTION OF DIRECTOR: WILLIAM M. STREET Management For For
1I ELECTION OF DIRECTOR: DACE BROWN STUBBS Management For For
1J ELECTION OF DIRECTOR: PAUL C. VARGA Management For For
1K ELECTION OF DIRECTOR: JAMES S. WELCH, JR. Management For For
MAINE & MARITIMES CORPORATION
SECURITY 560377103 MEETING TYPE Annual
TICKER SYMBOL MAM MEETING DATE 22-Jul-2010
ISIN US5603771032 AGENDA 933307173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF MARCH 12, 2010, AMONG BHE HOLDINGS INC., BHE HOLDING SUB
ONE INC., AND MAINE & MARITIMES CORPORATION.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE MEETING TO A LATER Management For For
DATE OR TIME, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH
DDDDDDD ADJOURNMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
03 DIRECTOR Management
1 RICHARD G. DAIGLE For For
2 DAVID N. FELCH For For
3 BRIAN N. HAMEL For For
04 PROPOSAL TO RATIFY THE SELECTION OF CATURANO AND COMPANY, Management For For
P.C. AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2010.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 4
The Gabelli Small Cap Growth Fund
ITO EN,LTD.
SECURITY J25027103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jul-2010
ISIN JP3143000002 AGENDA 702544556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
2.16 Appoint a Director Management For For
2.17 Appoint a Director Management For For
2.18 Appoint a Director Management For For
2.19 Appoint a Director Management For For
2.20 Appoint a Director Management For For
2.21 Appoint a Director Management For For
PLANTRONICS, INC.
SECURITY 727493108 MEETING TYPE Annual
TICKER SYMBOL PLT MEETING DATE 27-Jul-2010
ISIN US7274931085 AGENDA 933301208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 MARV TSEU For For
2 KEN KANNAPPAN For For
3 BRIAN DEXHEIMER For For
4 GREGG HAMMANN For For
5 JOHN HART For For
6 MARSHALL MOHR For For
7 ROGER WERY For For
2 RATIFY AND APPROVE AMENDMENTS TO THE 2003 STOCK PLAN. Management Against Against
3 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS
FOR FISCAL 2011.
LEGG MASON, INC.
SECURITY 524901105 MEETING TYPE Annual
TICKER SYMBOL LM MEETING DATE 27-Jul-2010
ISIN US5249011058 AGENDA 933305535 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN T. CAHILL** For For
2 DENNIS R. BERESFORD* For For
3 NELSON PELTZ* For For
4 W. ALLEN REED* For For
5 NICHOLAS J. ST. GEORGE* For For
02 AMENDMENT TO THE LEGG MASON, INC. EXECUTIVE INCENTIVE Management For For
COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE EXECUTIVE INCENTIVE Shareholder Against For
COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
The Gabelli Small Cap Growth Fund
ROCK FIELD CO.,LTD.
SECURITY J65275109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jul-2010
ISIN JP3984200000 AGENDA 702539682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
HAWKINS, INC.
SECURITY 420261109 MEETING TYPE Annual
TICKER SYMBOL HWKN MEETING DATE 28-Jul-2010
ISIN US4202611095 AGENDA 933303822 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN S. MCKEON For For
2 JOHN R. HAWKINS For For
3 JAMES A. FAULCONBRIDGE For For
4 DUANE M. JERGENSON For For
5 DARYL I. SKAAR For For
6 JAMES T. THOMPSON For For
7 JEFFREY L. WRIGHT For For
02 PROPOSAL TO APPROVE THE HAWKINS, INC. 2010 OMNIBUS INCENTIVE Management Against Against
PLAN
03 PROPOSAL TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF Management For For
INCORPORATION
KEMET CORPORATION
SECURITY 488360108 MEETING TYPE Annual
TICKER SYMBOL KEM MEETING DATE 28-Jul-2010
ISIN US4883601084 AGENDA 933306753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: ROBERT G. PAUL Management For For
1B ELECTION OF DIRECTOR: JOSEPH D. SWANN Management For For
3 THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2011.
NATIONAL DENTEX CORPORATION
SECURITY 63563H109 MEETING TYPE Special
TICKER SYMBOL NADX MEETING DATE 29-Jul-2010
ISIN US63563H1095 AGENDA 933307046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 THE ADOPTION AND APPROVAL OF THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF APRIL 2, 2010, AMONG GDC HOLDINGS, INC., A
DELAWARE CORPORATION ("PARENT"), ROYAL ACQUISITION CORP., A
DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF
PARENT ("MERGER SUB"), AND NATIONAL DENTEX CORPORATION, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY, TO PERMIT NATIONAL DENTEX CORPORATION TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT AND
APPROVE THE AGREEMENT AND PLAN OF MERGER.
TIVO INC.
SECURITY 888706108 MEETING TYPE Annual
TICKER SYMBOL TIVO MEETING DATE 04-Aug-2010
ISIN US8887061088 AGENDA 933304987 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JEFFREY T. HINSON For For
2 WILLIAM CELLA For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2011.
03 TO APPROVE AN AMENDMENT TO THE AMENDED & RESTATED 2008 EQUITY Management Against Against
INCENTIVE AWARD PLAN TO RESERVE AN ADDITIONAL 5,000,000
SHARES OF OUR COMMON STOCK FOR ISSUANCE.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
The Gabelli Small Cap Growth Fund
ODYSSEY HEALTHCARE, INC.
SECURITY 67611V101 MEETING TYPE Special
TICKER SYMBOL ODSY MEETING DATE 09-Aug-2010
ISIN US67611V1017 AGENDA 933309393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO (I) APPROVE THE MERGER (THE "MERGER") OF GTO ACQUISITION Management For For
CORP., A WHOLLY-OWNED SUBSIDIARY OF GENTIVA HEALTH SERVICES,
INC. ("GENTIVA"), WITH AND INTO ODYSSEY, RESULTING IN ODYSSEY
BECOMING A WHOLLY-OWNED SUBSIDIARY OF GENTIVA, PURSUANT TO
THE AGREEMENT AND PLAN OF MERGER, AMONG ODYSSEY, GENTIVA AND
GTO ACQUISITION CORP., AND (II) ADOPT THE MERGER AGREEMENT.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER
AND ADOPT THE MERGER AGREEMENT.
PRECISION CASTPARTS CORP.
SECURITY 740189105 MEETING TYPE Annual
TICKER SYMBOL PCP MEETING DATE 10-Aug-2010
ISIN US7401891053 AGENDA 933303478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DANIEL J. MURPHY For For
2 STEVEN G. ROTHMEIER For For
3 RICHARD L. WAMBOLD For For
4 TIMOTHY A. WICKS For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD STRUCTURE Shareholder Against For
MONRO MUFFLER BRAKE, INC.
SECURITY 610236101 MEETING TYPE Annual
TICKER SYMBOL MNRO MEETING DATE 10-Aug-2010
ISIN US6102361010 AGENDA 933309189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD A. BERENSON* For For
2 DONALD GLICKMAN* For For
3 JAMES WILEN* For For
4 ELIZABETH A. WOLSZON* For For
5 ROBERT E. MELLOR** For For
02 TO RATIFY THE AMENDMENT TO THE MONRO MUFFLER BRAKE, INC. 2007 Management Against Against
STOCK INCENTIVE PLAN.
03 TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH 26, 2011.
ACME COMMUNICATIONS, INC.
SECURITY 004631107 MEETING TYPE Annual
TICKER SYMBOL ACME MEETING DATE 12-Aug-2010
ISIN US0046311074 AGENDA 933310322 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMIE KELLNER For For
2 DOUGLAS GEALY For For
3 THOMAS ALLEN For For
4 MICHAEL CORRIGAN For For
5 FREDERICK WASSERMAN For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
03 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY HOLDERS, TO Management Against Against
TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S)
THEREOF.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
The Gabelli Small Cap Growth Fund
BIGLARI HOLDINGS INC.
SECURITY 08986R101 MEETING TYPE Special
TICKER SYMBOL BH MEETING DATE 12-Aug-2010
ISIN US08986R1014 AGENDA 933313809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE, FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL Management Against Against
REVENUE CODE OF 1986, THE INCENTIVE BONUS AGREEMENT WITH THE
INTENT OF PRESERVING THE TAX DEDUCTIBILITY TO THE CORPORATION OF
THE COMPENSATION PAYABLE THEREUNDER.
02 TO APPROVE ONE PEOPLE FOR ETHICAL TREATMENT OF ANIMALS (PETA) Shareholder Against For
SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE SPECIAL
MEETING.
VALUE LINE, INC.
SECURITY 920437100 MEETING TYPE Annual
TICKER SYMBOL VALU MEETING DATE 17-Aug-2010
ISIN US9204371002 AGENDA 933316994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 H.A. BRECHER For For
2 M.E. APPEL For For
3 S.R. ANASTASIO For For
4 W.E. REED For For
5 A. FIORE For For
6 S. DAVIS For For
7 T. SARKANY For For
GENTING SINGAPORE PLC
SECURITY G3825Q102 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 18-Aug-2010
ISIN GB0043620292 AGENDA 702563114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Approve the sale of the entire issued share capital of each Management For For
of i Genting International Enterprises Singapore Pte. Ltd.,
ii Nedby Limited, iii Palomino Star Limited and iv Palomino
World Limited to Genting Worldwide UK Limited the "Purchaser"
on and subject to the terms and conditions of a conditional
sale and purchase agreement dated 01 JUL 2010 entered into
between the Company and the Purchaser the "Agreement" ,
resulting in the divestment by the Company of its casino
operations in the United Kingdom to the Purchaser the
"Proposed Divestment" , details of which have been set out in
the circular to shareholders dated 30 JUL 2010; and authorize
the Directors of the Company and each of them to complete
and do CONTD.
CONT all such acts and things including modifying the agreement Non-Voting
and executing all-such documents as may be required under or
pursuant to the agreement as they-or he may consider
necessary, desirable or expedient or in the interests of-the
Company to give effect to this resolution as they or he may
deem fit
THE J. M. SMUCKER COMPANY
SECURITY 832696405 MEETING TYPE Annual
TICKER SYMBOL SJM MEETING DATE 18-Aug-2010
ISIN US8326964058 AGENDA 933307375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: KATHRYN W. DINDO Management For For
1B ELECTION OF DIRECTOR: RICHARD K. SMUCKER Management For For
1C ELECTION OF DIRECTOR: WILLIAM H. STEINBRINK Management For For
1D ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2011 FISCAL YEAR.
03 APPROVAL OF THE J.M. SMUCKER COMPANY 2010 EQUITY AND Management For For
INCENTIVE COMPENSATION PLAN.
PSS WORLD MEDICAL, INC.
SECURITY 69366A100 MEETING TYPE Annual
TICKER SYMBOL PSSI MEETING DATE 24-Aug-2010
ISIN US69366A1007 AGENDA 933309292 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GARY A. CORLESS For For
2 MELVIN L. HECKTMAN For For
3 DELORES M. KESLER For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
The Gabelli Small Cap Growth Fund
MATRIXX INITIATIVES, INC.
SECURITY 57685L105 MEETING TYPE Annual
TICKER SYMBOL MTXX MEETING DATE 25-Aug-2010
ISIN US57685L1052 AGENDA 933313190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN M. CLAYTON, PH.D For For
2 WILLIAM J. HEMELT For For
3 MICHAEL A. ZEHER For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2011.
CAPSTONE TURBINE CORPORATION
SECURITY 14067D102 MEETING TYPE Annual
TICKER SYMBOL CPST MEETING DATE 26-Aug-2010
ISIN US14067D1028 AGENDA 933309204 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 ELIOT G. PROTSCH For For
2 RICHARD K. ATKINSON For For
3 JOHN V. JAGGERS For For
4 DARREN R. JAMISON For For
5 NOAM LOTAN For For
6 GARY J. MAYO For For
7 GARY D. SIMON For For
8 HOLLY A. VAN DEURSEN For For
9 DARRELL J. WILK For For
2 TO APPROVE THE AMENDED AND RESTATED CAPSTONE TURBINE Management For For
CORPORATION EMPLOYEE STOCK PURCHASE PLAN
3 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2011
VITASOY INTERNATIONAL HOLDINGS LTD
SECURITY Y93794108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-Aug-2010
ISIN HK0345001611 AGENDA 702551917 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING Non-Voting
ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20100625/LTN2
0100625142.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF Non-Voting
"ABSTAIN" Non-Voting WILL BE TREATED-THE SAME AS A "TAKE NO
ACTION" VOTE.
1 Receive and adopt the audited financial statements and the Management For For
reports of the Directors and Auditors for the YE 31 MAR 2010
2 Declare a final dividend Management For For
3 Declare a special dividend Management For For
4.A.i Re-election of Mr. Winston Yau-lai LO as a Director Management For For
4A.ii Re-election of Ms. Myrna Mo-ching LO as a Director Management For For
4Aiii Re-election of Mr. Laurence P. Eisentrager as a Director Management For For
4.B Approve to fix the remuneration of the Directors Management For For
5 Appoint the Auditors and authorize the Directors to fix their Management For For
remuneration
6.A Grant an unconditional mandate to the Directors to issue, Management For For
allot and deal with additional shares of the Company
6.B Grant an unconditional mandate to the Directors to repurchase Management For For
shares of the Company
6.C Approve to add the nominal value of the shares repurchased Management For For
pursuant to Resolution 6B to the nominal value of the shares
available pursuant to Resolution 6A
6.D Approve the grant of options to Mr. Winston Yau-lai LO under Management For For
the Share Option Scheme
SORIN SPA, MILANO
SECURITY T8782F102 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 13-Sep-2010
ISIN IT0003544431 AGENDA 702569700 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
A.1 Approve the termination of Directors appointment, pursuant to Management No Action
Article 2386 of the Italian Civil Code; related and
consequent resolutions
A.2 Approve the allocation of shares plan reserved to Directors Management No Action
and Sorins Spa and or its subs employees and authorize the
Board of Directors for its execution; related and consequent
resolutions
A.3 Approve to buy back and dispose of own shares plan in Management No Action
compliance with Article 2357 and 2357 TER of the Italian
Civil Code and authorize the Board of Directors for its
execution; related and consequent resolutions
E.1 Approve to update the Article 5 of the By-Laws; related and Management No Action
consequent resolutions
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 9
The Gabelli Small Cap Growth Fund
E.2 Approve, in compliance with Article 2443 of the Italian Civil Management No Action
Code, to grant authorities to the Board of Directors for a
bonus capital increase in one or more tranches through the
issuance of ordinary shares to be assigned to Sorin Spa and
or its subs employees as per Article 2349 of the Italian
Civil Code; amend the Article 5 of the By-Laws; related and
consequent resolutions
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 14 SEP 2010. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO-ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR
THE-MEETING IS CANCELLED. THANK YOU.
NATHAN'S FAMOUS, INC.
SECURITY 632347100 MEETING TYPE Annual
TICKER SYMBOL NATH MEETING DATE 14-Sep-2010
ISIN US6323471002 AGENDA 933313102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT J. EIDE For For
2 ERIC GATOFF For For
3 BRIAN S. GENSON For For
4 BARRY LEISTNER For For
5 HOWARD M. LORBER For For
6 WAYNE NORBITZ For For
7 DONALD L. PERLYN For For
8 A.F. PETROCELLI For For
9 CHARLES RAICH For For
02 ADOPTION OF THE 2010 STOCK INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
AUDITORS FOR FISCAL 2011.
99 CENTS ONLY STORES
SECURITY 65440K106 MEETING TYPE Annual
TICKER SYMBOL NDN MEETING DATE 14-Sep-2010
ISIN US65440K1060 AGENDA 933314990 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: ERIC G. FLAMHOLTZ Management For For
1B ELECTION OF DIRECTOR: LAWRENCE GLASCOTT Management For For
1C ELECTION OF DIRECTOR: DAVID GOLD Management For For
1D ELECTION OF DIRECTOR: JEFF GOLD Management For For
1E ELECTION OF DIRECTOR: MARVIN HOLEN Management For For
1F ELECTION OF DIRECTOR: ERIC SCHIFFER Management For For
1G ELECTION OF DIRECTOR: PETER WOO Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP, AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING APRIL 2, 2011
03 PROPOSAL TO APPROVE THE 99cents ONLY STORES 2010 EQUITY Management Against Against
INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL - LIMITS FOR DIRECTORS RECEIVING 20% IN Shareholder Against For
AGAINST VOTES
MICRUS ENDOVASCULAR CORPORATION
SECURITY 59518V102 MEETING TYPE Annual
TICKER SYMBOL MEND MEETING DATE 14-Sep-2010
ISIN US59518V1026 AGENDA 933319596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY Management For For
11, 2010, BY AND AMONG JOHNSON & JOHNSON, COPE ACQUISITION
CORP. AND MICRUS ENDOVASCULAR CORPORATION.
02 DIRECTOR Management
1 JOHN T. KILCOYNE For For
2 JEFFREY H. THIEL For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
MICRUS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2011 FISCAL YEAR.
04 TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES FOR
THE ADOPTION OF THE MERGER AGREEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 10
The Gabelli Small Cap Growth Fund
AIRGAS, INC.
SECURITY 009363102 MEETING TYPE Contested-Annual
TICKER SYMBOL ARG MEETING DATE 15-Sep-2010
ISIN US0093631028 AGENDA 933314522 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN P. CLANCEY For For
2 ROBERT L. LUMPKINS For For
3 TED B. MILLER, JR. For For
02 TO AMEND THE AIRGAS BY-LAWS REGARDING THE ELIGIBILITY OF ANY Management For For
DIRECTOR NOMINATED BY THE AIRGAS BOARD FOR ELECTION, BUT NOT
NOMINATED BY THE AIRGAS STOCKHOLDERS. ALL, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 TO AMEND THE AIRGAS BY-LAWS TO REQUIRE AIRGAS TO HOLD ITS Management For For
2011 ANNUAL STOCKHOLDER MEETING ON JANUARY 18, 2011 AND ALL
SUBSEQUENT ANNUAL STOCKHOLDER MEETINGS IN JANUARY. ALL, AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO REPEAL ANY AMENDMENTS TO AIRGAS, INC. AMENDED AND RESTATED Management For For
BY-LAWS ADOPTED BY THE AIRGAS BOARD OF DIRECTORS WITHOUT THE
APPROVAL OF THE AIRGAS STOCKHOLDERS AFTER APRIL 7, 2010 AND
PRIOR TO THE EFFECTIVENESS OF THE RESOLUTION PROPOSED IN
THIS PROPOSAL 4. ALL, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
05 TO RATIFY THE SELECTION OF KPMG LLP AS AIRGAS'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
06 TO APPROVE THE AMENDMENT TO AIRGAS'S AMENDED AND RESTATED Management For For
2003 EMPLOYEE STOCK PURCHASE PLAN.
KINROSS GOLD CORPORATION
SECURITY 496902404 MEETING TYPE Special
TICKER SYMBOL KGC MEETING DATE 15-Sep-2010
ISIN CA4969024047 AGENDA 933321781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 WITHOUT LIMITING THE GENERAL POWERS HEREBY CONFERRED, YOU Management For For
HEREBY DIRECT YOUR PROXYHOLDER TO VOTE YOUR KINROSS COMMON SHARES
REPRESENTED BY THIS VOTING INSTRUCTION FORM IN RESPECT OF THE
ORDINARY RESOLUTION SET OUT IN SCHEDULE A TO THE INFORMATION
CIRCULAR OF KINROSS DATED AUGUST 16, 2010.
JOHN WILEY & SONS, INC.
SECURITY 968223305 MEETING TYPE Annual
TICKER SYMBOL JWB MEETING DATE 16-Sep-2010
ISIN US9682233054 AGENDA 933315435 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WARREN J. BAKER For For
2 RICHARD M HOCHHAUSER For For
3 MATTHEW S. KISSNER For For
4 EDUARDO MENASCE For For
5 WILLIAM J. PESCE For For
6 BRADFORD WILEY II For For
7 PETER BOOTH WILEY For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
ACCOUNTANTS.
CASEY'S GENERAL STORES, INC.
SECURITY 147990972 MEETING TYPE Contested-Annual
TICKER SYMBOL MEETING DATE 23-Sep-2010
ISIN AGENDA 933319863 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT J. MYERS For For
2 DIANE C. BRIDGEWATER For For
3 JOHNNY DANOS For For
4 H. LYNN HORAK For For
5 KENNETH H. HAYNIE For For
6 WILLIAM C. KIMBALL For For
7 JEFFREY M. LAMBERTI For For
8 RICHARD A. WILKEY For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 30,
2011.
03 COUCHE-TARD PROPOSAL TO REPEAL ANY NEW BYLAWS OR AMENDMENTS Shareholder Against For
TO THE BYLAWS ADOPTED BY THE BOARD OF DIRECTORS, WITHOUT
SHAREHOLDER APPROVAL, AFTER JUNE 10, 2009 AND PRIOR TO THE
EFFECTIVENESS OF THE RESOLUTION EFFECTING SUCH REPEAL.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 11
The Gabelli Small Cap Growth Fund
DEL MONTE FOODS COMPANY
SECURITY 24522P103 MEETING TYPE Annual
TICKER SYMBOL DLM MEETING DATE 23-Sep-2010
ISIN US24522P1030 AGENDA 933320525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A TO ELECT VICTOR L. LUND AS DIRECTOR TO HOLD OFFICE FOR ONE Management For For
YEAR TERM.
1B TO ELECT JOE L. MORGAN AS DIRECTOR TO HOLD OFFICE FOR ONE Management For For
YEAR TERM.
1C TO ELECT DAVID R. WILLIAMS AS DIRECTOR TO HOLD OFFICE FOR ONE Management For For
YEAR TERM.
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE DEL MONTE Management For For
FOODS COMPANY CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS DEL MONTE FOODS Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
ITS FISCAL YEAR ENDING MAY 1, 2011.
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Annual
TICKER SYMBOL GRB MEETING DATE 23-Sep-2010
ISIN US3737301008 AGENDA 933321856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 JAMES A. MITAROTONDA For For
7 JAVIER PEREZ For For
8 CAROLE F. ST. MARK For For
9 W. JERRY VEREEN. For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
SKYLINE CORPORATION
SECURITY 830830105 MEETING TYPE Annual
TICKER SYMBOL SKY MEETING DATE 27-Sep-2010
ISIN US8308301055 AGENDA 933321503 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ARTHUR J. DECIO For For
2 THOMAS G. DERANEK For For
3 JOHN C. FIRTH For For
4 JERRY HAMMES For For
5 WILLIAM H. LAWSON For For
6 DAVID T. LINK For For
7 ANDREW J. MCKENNA For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT ACCOUNTING Management For For
FIRM: THE BOARD AND AUDIT COMMITTEE HAVE APPOINTED CROWE
HORWATH LLP AS SKYLINE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
BARNES & NOBLE, INC.
SECURITY 067774109 MEETING TYPE Contested-Annual
TICKER SYMBOL BKS MEETING DATE 28-Sep-2010
ISIN US0677741094 AGENDA 933322935 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RONALD W. BURKLE For For
2 STEPHEN F. BOLLENBACH For For
3 MICHAEL S. MCQUARY For For
02 RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY'S
FISCAL YEAR ENDING APRIL 30, 2011.
03 YUCAIPA'S PROPOSAL TO AMEND THE POISON PILL. Management For For
IMAX CORPORATION
SECURITY 45245E109 MEETING TYPE Special
TICKER SYMBOL IMAX MEETING DATE 28-Sep-2010
ISIN CA45245E1097 AGENDA 933324181 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ERIC A. DEMIRIAN For For
2 I. MARTIN POMPADUR For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
The Gabelli Small Cap Growth Fund
ALL AMERICAN GROUP INC.
SECURITY 016437105 MEETING TYPE Special
TICKER SYMBOL COHM MEETING DATE 28-Sep-2010
ISIN US0164371058 AGENDA 933328064 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT J. DEPUTY Withheld Against
2 RICHARD M. LAVERS Withheld Against
3 EDWIN W. MILLER Withheld Against
02 TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER Management Against Against
OF AUTHORIZED COMMON SHARES
MISYS PLC, EVESHAM
SECURITY G61572148 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Sep-2010
ISIN GB0003857850 AGENDA 702563760 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Receive the 2010 financial statements, Directors' and Management For For
Auditors' reports
2 Approve the 2010 remuneration report Management For For
3 Re-elect Mike Lawrie as a Director Management For For
4 Re-elect Jeff Ubben as a Director Management For For
5 Re-appoint PwC as the Auditors and authorize the Directors to Management For For
set their Remuneration
6 Authorize the Directors to allot shares or grant rights Management For For
to subscribe for or convert any security into shares
S.7 Authorize the Directors to allot equity securities for cash Management For For
within specified limits
S.8 Authorize the purchase of own shares in the market Management For For
9 Authorize the making of political donations Management For For
S.10 Authorize the calling of general meetings on 14 clear days' Management For For
notice
S.11 Adopt the new Articles of Association of the Company Management For For
AMERICREDIT CORP.
SECURITY 03060R101 MEETING TYPE Special
TICKER SYMBOL ACF MEETING DATE 29-Sep-2010
ISIN US03060R1014 AGENDA 933325842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 THE PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JULY 21, 2010, AMONG GENERAL MOTORS
HOLDINGS LLC, GOALIE TEXAS HOLDCO INC., A WHOLLY-OWNED
SUBSIDIARY OF GENERAL MOTORS HOLDINGS LLC, AND AMERICREDIT
CORP., AS IT MAY BE AMENDED FROM TIME TO TIME.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, FOR, AMONG OTHER
REASONS, THE SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT AND APPROVE THE MERGER AGREEMENT.
KIT DIGITAL INC
SECURITY 482470200 MEETING TYPE Annual
TICKER SYMBOL KITD MEETING DATE 30-Sep-2010
ISIN US4824702009 AGENDA 933325688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KALEIL ISAZA TUZMAN For For
2 GAVIN CAMPION For For
3 ROBIN SMYTH For For
4 KAMAL EL-TAYARA For For
5 DANIEL W. HART For For
6 LARS KROIJER For For
7 JOSEPH E. MULLIN III For For
8 WAYNE WALKER For For
9 CHRISTOPHER WILLIAMS For For
02 TO AMEND OUR CERTIFICATE OF INCORPORATION TO INCREASE THE Management For For
NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK FROM
30,000,000 SHARES TO 80,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO OUR 2008 INCENTIVE STOCK PLAN Management Against Against
INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 2,642,857 SHARES.
04 TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
The Gabelli Small Cap Growth Fund
STRATTEC SECURITY CORPORATION
SECURITY 863111100 MEETING TYPE Annual
TICKER SYMBOL STRT MEETING DATE 05-Oct-2010
ISIN US8631111007 AGENDA 933325169 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 FRANK J. KREJCI For For
02 APPROVAL OF THE PROPOSAL TO AMEND AND RESTATE Management For For
THE STRATTEC SECURITY CORPORATION STOCK INCENTIVE PLAN.
THE MOSAIC COMPANY
SECURITY 61945A107 MEETING TYPE Annual
TICKER SYMBOL MOS MEETING DATE 07-Oct-2010
ISIN US61945A1079 AGENDA 933322389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM R. GRABER For For
2 EMERY N. KOENIG For For
3 SERGIO RIAL For For
4 DAVID T. SEATON For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 31, 2011.
NEOGEN CORPORATION
SECURITY 640491106 MEETING TYPE Annual
TICKER SYMBOL NEOG MEETING DATE 07-Oct-2010
ISIN US6404911066 AGENDA 933326072 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT M. BOOK For For
2 JACK C. PARNELL For For
3 CLAYTON K. YEUTTER For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM.
AMERICAN DAIRY, INC.
SECURITY 025334103 MEETING TYPE Annual
TICKER SYMBOL ADY MEETING DATE 12-Oct-2010
ISIN US0253341038 AGENDA 933331085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LENG YOU-BIN For For
2 LIU SHENG-HUI For For
3 LIU HUA For For
4 KIRK G. DOWNING, ESQ. For For
5 JAMES C. LEWIS, ESQ. For For
6 NEIL N. SHEN For For
7 SEAN SHAO For For
02 TO RATIFY THE SELECTION OF DELOITTE TOUCHE TOHMATSU CPA LTD., Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF Management For For
INCORPORATION TO CHANGE THE COMPANY'S CORPORATE NAME TO
"FEIHE INTERNATIONAL, INC."
AAR CORP.
SECURITY 000361105 MEETING TYPE Annual
TICKER SYMBOL AIR MEETING DATE 13-Oct-2010
ISIN US0003611052 AGENDA 933324256 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 NORMAN R. BOBINS For For
2 JAMES E. GOODWIN For For
3 MARC J. WALFISH For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
The Gabelli Small Cap Growth Fund
02 APPROVAL OF THE AAR CORP. SECTION 162(M) ANNUAL CASH Management For For
INCENTIVE PLAN
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MAY 31, 2011
THE MARCUS CORPORATION
SECURITY 566330106 MEETING TYPE Annual
TICKER SYMBOL MCS MEETING DATE 13-Oct-2010
ISIN US5663301068 AGENDA 933324826 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEPHEN H. MARCUS For For
2 DIANE MARCUS GERSHOWITZ For For
3 DANIEL F. MCKEITHAN, JR For For
4 ALLAN H. SELIG For For
5 TIMOTHY E. HOEKSEMA For For
6 BRUCE J. OLSON For For
7 PHILIP L. MILSTEIN For For
8 BRONSON J. HAASE For For
9 JAMES D. ERICSON For For
10 GREGORY S. MARCUS For For
02 THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
MARCUS CORPORATION FOR FISCAL YEAR 2011.
DEL GLOBAL TECHNOLOGIES CORP.
SECURITY 245073101 MEETING TYPE Special
TICKER SYMBOL DGTC MEETING DATE 13-Oct-2010
ISIN US2450731011 AGENDA 933328507 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION, Management For For
AS AMENDED ("CERTIFICATE OF INCORPORATION") TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED TO BE
ISSUED BY THE COMPANY FROM 50,000,000 TO 100,000,000.
02 TO APPROVE AMENDMENTS TO CERTIFICATE OF INCORPORATION TO Management For For
EFFECT A REVERSE STOCK SPLIT OF THE COMMON STOCK AT A RATIO
OF ONE-FOR- 50, AT ANY TIME PRIOR TO FEBRUARY 28, 2011 AND TO
EFFECT A FORWARD STOCK SPLIT OF THE COMMON STOCK IMMEDIATELY
FOLLOWING THE REVERSE STOCK SPLIT OF THE COMPANY'S COMMON STOCK
AT A RATIO OF FOUR- FOR-ONE, AT ANY TIME PRIOR TO FEBRUARY 28,
2011.
03 TO APPROVE OF AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO CHANGE THE COMPANY'S NAME FROM "DEL GLOBAL
TECHNOLOGIES CORP." TO "DGT HOLDINGS CORP."
METHODE ELECTRONICS, INC.
SECURITY 591520200 MEETING TYPE Annual
TICKER SYMBOL MEI MEETING DATE 14-Oct-2010
ISIN US5915202007 AGENDA 933312504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: WALTER J. ASPATORE Management For For
1B ELECTION OF DIRECTOR: WARREN L. BATTS Management For For
1C ELECTION OF DIRECTOR: J. EDWARD COLGATE Management For For
1D ELECTION OF DIRECTOR: DARREN M. DAWSON Management For For
1E ELECTION OF DIRECTOR: DONALD W. DUDA Management For For
1F ELECTION OF DIRECTOR: STEPHEN F. GATES Management For For
1G ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN Management For For
1H ELECTION OF DIRECTOR: CHRISTOPHER J. HORNUNG Management For For
1I ELECTION OF DIRECTOR: PAUL G. SHELTON Management For For
1J ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF Management For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST Management For For
& YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2011.
03 THE APPROVAL OF THE METHODE ELECTRONICS, INC. 2010 CASH Management For For
INCENTIVE PLAN.
04 THE APPROVAL OF THE METHODE ELECTRONICS, INC. 2010 STOCK PLAN. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
The Gabelli Small Cap Growth Fund
TWIN DISC, INCORPORATED
SECURITY 901476101 MEETING TYPE Annual
TICKER SYMBOL TWIN MEETING DATE 15-Oct-2010
ISIN US9014761012 AGENDA 933329282 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN H. BATTEN For For
2 HAROLD M. STRATTON II For For
3 MICHAEL C. SMILEY For For
02 APPROVE THE TWIN DISC, INCORPORATED 2010 LONG- TERM INCENTIVE Management Against Against
COMPENSATION PLAN.
03 APPROVE THE TWIN DISC, INCORPORATED 2010 STOCK INCENTIVE PLAN Management Against Against
FOR NON-EMPLOYEE DIRECTORS.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 18-Oct-2010
ISIN US03475V1017 AGENDA 933325234 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 JEFFREY G. GOLD For For
2 KEVIN J. GOULD For For
3 DENNIS S. METENY For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
ANGIODYNAMICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
3 TO AMEND ANGIODYNAMICS' EMPLOYEE STOCK PURCHASE PLAN TO Management For For
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK THAT MAY
BE OFFERED UNDER THE PLAN FROM 400,000 TO 700,000.
THE L.S. STARRETT COMPANY
SECURITY 855668109 MEETING TYPE Annual
TICKER SYMBOL SCX MEETING DATE 20-Oct-2010
ISIN US8556681091 AGENDA 933332936 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD B. KENNEDY For For
2 TERRY A. PIPER For For
SMARTRAC N.V., AMSTERDAM
SECURITY N81261104 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 21-Oct-2010
ISIN NL0000186633 AGENDA 702616751 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN THERE IS A Non-Voting
RECORD DATE-ASSOCIATED WITH THIS MEETING. THANK YOU
1 Opening of the meeting Non-Voting
2 Discussion of the public offer by OEP Technologie B.V., a Non-Voting
wholly owned-subsidiary of One Equity Partners, to acquire all
shares in the capital of-the Company for a cash amount of
EUR 20 per share
3.a Appointment of Mr. Christopher von Hugo as a Member of the Management For For
Supervisory Board
3.b Appointment of Dr. Jorg Zirener as a Member of the Management For For
Supervisory Board
4 Closing of the meeting Non-Voting
MGP INGREDIENTS, INC.
SECURITY 55302G103 MEETING TYPE Annual
TICKER SYMBOL MGPI MEETING DATE 21-Oct-2010
ISIN US55302G1031 AGENDA 933330906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN R. SPEIRS For For
KENNAMETAL INC.
SECURITY 489170100 MEETING TYPE Annual
TICKER SYMBOL KMT MEETING DATE 26-Oct-2010
ISIN US4891701009 AGENDA 933326781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
I DIRECTOR Management
1 CARLOS M. CARDOSO For For
2 LARRY D. YOST For For
II RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2011.
III APPROVAL OF THE KENNAMETAL INC. STOCK AND INCENTIVE PLAN OF Management Against Against
2010.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
The Gabelli Small Cap Growth Fund
STANDEX INTERNATIONAL CORPORATION
SECURITY 854231107 MEETING TYPE Annual
TICKER SYMBOL SXI MEETING DATE 27-Oct-2010
ISIN US8542311076 AGENDA 933327795 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 WILLIAM R. FENOGLIO For For
2 H. NICHOLAS MULLER, III For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY
COOLBRANDS INTERNATIONAL INC.
SECURITY 21639P307 MEETING TYPE Special
TICKER SYMBOL CULBF MEETING DATE 27-Oct-2010
ISIN CA21639P3079 AGENDA 933333229 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT TO EFFECT Management For For
THE CONTINUANCE OF THE COMPANY AS A CORPORATION UNDER THE
LAWS OF THE STATE OF DELAWARE, THE FULL TEXT OF WHICH IS SET
FORTH AS SCHEDULE "A" TO THE CIRCULAR;
02 THE ORDINARY RESOLUTION APPROVING THE ISSUANCE OF ADDITIONAL Management For For
COMMON SHARES OF THE COMPANY, AS CONTINUED IN THE STATE OF
DELAWARE, THE FULL TEXT OF WHICH IS SET FORTH AS SCHEDULE "B"
TO THE CIRCULAR.
MEREDITH CORPORATION
SECURITY 589433101 MEETING TYPE Annual
TICKER SYMBOL MDP MEETING DATE 03-Nov-2010
ISIN US5894331017 AGENDA 933331542 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 MARY SUE COLEMAN For For
2 D MELL MEREDITH FRAZIER For For
3 JOEL W. JOHNSON For For
4 STEPHEN M. LACY For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING JUNE 30, 2011.
KEMET CORPORATION
SECURITY 488360108 MEETING TYPE Special
TICKER SYMBOL KEM MEETING DATE 03-Nov-2010
ISIN US4883601084 AGENDA 933338003 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO AMEND THE CORPORATION'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF THE COMMON
STOCK AT A RATIO THAT WILL BE DETERMINED BY THE BOARD AND THAT
WILL BE WITHIN A RANGE OF ONE-FOR-THREE (1:3) TO ONE-FOR-FIVE
(1:5) (THE "REVERSE STOCK SPLIT").
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES, IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE PROPOSAL NO. 1.
BIGLARI HOLDINGS INC.
SECURITY 08986R101 MEETING TYPE Special
TICKER SYMBOL BH MEETING DATE 05-Nov-2010
ISIN US08986R1014 AGENDA 933338104 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE, FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL Management Against Against
REVENUE CODE OF 1986, THE AMENDED AND RESTATED INCENTIVE BONUS
AGREEMENT WITH THE INTENT OF PRESERVING THE TAX DEDUCTIBILITY TO
THE CORPORATION OF THE COMPENSATION PAYABLE THEREUNDER.
02 TO APPROVE ONE PEOPLE FOR THE ETHICAL TREATMENT OF ANIMALS Shareholder Against For
(PETA) SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE
SPECIAL MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
The Gabelli Small Cap Growth Fund
ALLIANCEBERNSTEIN FUNDS
SECURITY 45082X103 MEETING TYPE Annual
TICKER SYMBOL SNF MEETING DATE 08-Nov-2010
ISIN US45082X1037 AGENDA 933331960 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LUIS ABRIL PEREZ For For
2 I. DE HABSBURGO-LORENA For For
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Annual
TICKER SYMBOL MAG MEETING DATE 10-Nov-2010
ISIN US5594241060 AGENDA 933330968 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID A. BLOSS, SR. For For
2 YON Y. JORDEN For For
3 MITCHELL I. QUAIN For For
4 DAVID P. REILAND For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVAL OF ADOPTION OF THE FOURTH AMENDED AND RESTATED 1997 Management For For
NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN OF MAGNETEK, INC.
WINN-DIXIE STORES, INC.
SECURITY 974280307 MEETING TYPE Annual
TICKER SYMBOL WINN MEETING DATE 10-Nov-2010
ISIN US9742803078 AGENDA 933335881 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 EVELYN V. FOLLIT For For
2 CHARLES P. GARCIA For For
3 JEFFREY C. GIRARD For For
4 YVONNE R. JACKSON For For
5 GREGORY P. JOSEFOWICZ For For
6 PETER L. LYNCH For For
7 JAMES P. OLSON For For
8 TERRY PEETS For For
9 RICHARD E. RIVERA For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management For For
04 A SHAREHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON Shareholder Against For
EXECUTIVE COMPENSATION.
TINGYI CAYMAN IS HLDG CORP
SECURITY G8878S103 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 11-Nov-2010
ISIN KYG8878S1030 AGENDA 702651907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' Non-Voting
OR 'AGAINST' FOR-RESOLUTIONS "1 AND 2". THANK YOU.
1 To approve and authorize (i) the TZCI Supply Agreement (as Management For For
defined in the circular of the Company dated 20 October 2010
(the "Circular")) and the transactions contemplated
thereunder; (ii) the annual caps in relation to the TZCI
Supply Agreement; and (iii) any one director of the Company
for and on behalf of the Company to execute all such other
documents, instruments and agreements and make any amendments
to the TZCI Supply Agreement and any other documents and to
do all such acts or things deemed by him/them to be
incidental to, ancillary to or in connection with the matters
contemplated under the TZCI Supply Agreement
2 To approve and authorize (i) the TFS Supply Agreement (as Management For For
defined in the Circular) and the transactions contemplated
thereunder; (ii) the annual caps in relation to the TFS
Supply Agreement; and (iii) any one director of the
Company for and on behalf of the Company to execute all such
other documents, instruments and agreements and make any
amendments to the TFS Supply Agreement and any other
documents and to do all such acts or things deemed by
him/them to be incidental to, ancillary to or in connection
with the matters contemplated under the TFS Supply Agreement
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING Non-Voting
ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20101020/LTN2
0101020021.pdf
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL Non-Voting
COMMENT. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU-DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 18
The Gabelli Small Cap Growth Fund
SCHIFF NUTRITION INTERNATIONAL, INC.
SECURITY 806693107 MEETING TYPE Annual
TICKER SYMBOL WNI MEETING DATE 11-Nov-2010
ISIN US8066931077 AGENDA 933342747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ERIC WEIDER For For
2 GEORGE F. LENGVARI For For
3 BRUCE J. WOOD For For
4 RONALD L. COREY For For
5 MATTHEW T. HOBART For For
6 MICHAEL HYATT For For
7 EUGENE B. JONES For For
8 ROGER H. KIMMEL For For
9 BRIAN P. MCDERMOTT For For
10 WILLIAM E. MCGLASHAN JR For For
ZYGO CORPORATION
SECURITY 989855101 MEETING TYPE Annual
TICKER SYMBOL ZIGO MEETING DATE 16-Nov-2010
ISIN US9898551018 AGENDA 933331910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEPHEN D. FANTONE For For
2 SAMUEL H. FULLER For For
3 CHRIS L. KOLIOPOULOS For For
4 SEYMOUR E. LIEBMAN For For
5 ROBERT B. TAYLOR For For
6 CAROL P. WALLACE For For
7 GARY K. WILLIS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
FISCAL 2011.
BALDWIN TECHNOLOGY COMPANY, INC.
SECURITY 058264102 MEETING TYPE Annual
TICKER SYMBOL BLD MEETING DATE 16-Nov-2010
ISIN US0582641025 AGENDA 933338510 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MARK T. BECKER Withheld Against
2 GERALD A. NATHE Withheld Against
3 RONALD B. SALVAGIO Withheld Against
ROYAL GOLD, INC.
SECURITY 780287108 MEETING TYPE Annual
TICKER SYMBOL RGLD MEETING DATE 17-Nov-2010
ISIN US7802871084 AGENDA 933334598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: WILLIAM HAYES Management For For
1B ELECTION OF DIRECTOR: JAMES W. STUCKERT Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S 2004 OMNIBUS Management For For
LONG-TERM INCENTIVE PLAN AND, FOR THE PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS
AMENDED, TO RE- APPROVE THE MATERIAL TERMS OF PERFORMANCE-
BASED COMPENSATION.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING JUNE 30, 2011.
CORINTHIAN COLLEGES, INC.
SECURITY 218868107 MEETING TYPE Annual
TICKER SYMBOL COCO MEETING DATE 17-Nov-2010
ISIN US2188681074 AGENDA 933337481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PAUL R. ST. PIERRE For For
2 LINDA AREY SKLADANY For For
3 ROBERT LEE For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 19
The Gabelli Small Cap Growth Fund
4 JACK D. MASSIMINO For For
5 HANK ADLER For For
6 JOHN M. DIONISIO For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE MAXIMUM
PERMITTED NUMBER OF DIRECTORS ON THE COMPANY'S BOARD OF
DIRECTORS TO THIRTEEN.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE CORINTHIAN Management Against Against
COLLEGES, INC. 2003 PERFORMANCE AWARD PLAN, WHICH AUTHORIZES
THE ISSUANCE OF AN ADDITIONAL 5,000,000 SHARES UNDER SUCH
PLAN, AND CERTAIN OTHER AMENDMENTS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
04 APPROVAL OF THE AMENDMENT OF THE CORINTHIAN COLLEGES, INC. Management For For
EMPLOYEE STOCK PURCHASE PLAN TO EXTEND THE COMPANY'S ABILITY
TO GRANT NEW AWARDS UNDER SUCH PLAN UNTIL DECEMBER 31, 2020.
05 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
BARNES & NOBLE, INC.
SECURITY 067774109 MEETING TYPE Special
TICKER SYMBOL BKS MEETING DATE 17-Nov-2010
ISIN US0677741094 AGENDA 933342949 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 RESOLUTION RATIFYING THE ADOPTION BY THE BOARD OF DIRECTORS Management Against Against
OF THE RIGHTS AGREEMENT, DATED AS OF NOVEMBER 17, 2009, AS
AMENDED FEBRUARY 17, 2010 AND JUNE 23, 2010, BETWEEN THE
COMPANY AND MELLON INVESTOR SERVICES LLC
SWS GROUP INC.
SECURITY 78503N107 MEETING TYPE Annual
TICKER SYMBOL SWS MEETING DATE 18-Nov-2010
ISIN US78503N1072 AGENDA 933334942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 DON A. BUCHHOLZ For For
2 ROBERT A. BUCHHOLZ For For
3 BRODIE L. COBB For For
4 I.D. FLORES III For For
5 LARRY A. JOBE For For
6 FREDERICK R. MEYER For For
7 DR. MIKE MOSES For For
8 JAMES H. ROSS For For
9 JOEL T. WILLIAMS III For For
2 THE RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
JUNE 24, 2011.
THE HAIN CELESTIAL GROUP, INC.
SECURITY 405217100 MEETING TYPE Annual
TICKER SYMBOL HAIN MEETING DATE 18-Nov-2010
ISIN US4052171000 AGENDA 933344753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 IRWIN D. SIMON For For
2 BARRY J. ALPERIN For For
3 RICHARD C. BERKE For For
4 JACK FUTTERMAN For For
5 MARINA HAHN For For
6 BRETT ICAHN For For
7 ROGER MELTZER For For
8 DAVID SCHECHTER For For
9 LEWIS D. SCHILIRO For For
10 LAWRENCE S. ZILAVY For For
02 TO VOTE, ON AN ADVISORY BASIS, FOR THE COMPENSATION AWARDED Management For For
TO THE NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED
JUNE 30, 2010, AS SET FORTH IN THE SUMMARY COMPENSATION TABLE.
03 TO APPROVE THE AMENDEMENT OF THE AMENDED AND RESTATED 2002 Management Against Against
LONG TERM INCENTIVE AND STOCK AWARD PLAN.
04 TO APPROVE THE AMENDEMENT OF THE AMENDED AND RESTATED BY-LAWS Management For For
OF THE HAIN CELESTIAL GROUP, INC.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, TO ACT AS Management For For
REGISTERED INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 20
The Gabelli Small Cap Growth Fund
DONALDSON COMPANY, INC.
SECURITY 257651109 MEETING TYPE Annual
TICKER SYMBOL DCI MEETING DATE 19-Nov-2010
ISIN US2576511099 AGENDA 933333926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 WILLIAM M. COOK For For
2 MICHAEL J. HOFFMAN For For
3 WILLARD D. OBERTON For For
4 JOHN P. WIEHOFF For For
2 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
DONALDSON COMPANY, INC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS
FOR FOR THE FISCAL YEAR ENDING JULY 31, 2011.
3 ADOPT THE DONALDSON COMPANY, INC. 2010 MASTER STOCK INCENTIVE Management For For
PLAN.
COLLECTORS UNIVERSE, INC.
SECURITY 19421R200 MEETING TYPE Annual
TICKER SYMBOL CLCT MEETING DATE 19-Nov-2010
ISIN US19421R2004 AGENDA 933336489 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 DEBORAH A. FARRINGTON For For
3 DAVID G. HALL For For
4 MICHAEL J. MCCONNELL For For
5 A.J. "BERT" MOYER For For
6 VAN D. SIMMONS For For
7 BRUCE A. STEVENS For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2011.
KEITHLEY INSTRUMENTS, INC.
SECURITY 487584104 MEETING TYPE Special
TICKER SYMBOL KEI MEETING DATE 19-Nov-2010
ISIN US4875841045 AGENDA 933342432 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 29, 2010, AMONG DANAHER CORPORATION,
AEGEAN ACQUISITION CORP. AND KEITHLEY INSTRUMENTS, INC. AND
THE TRANSACTIONS CONTEMPLATED THEREBY.
EMBRAER-EMPRESA BRASILEIRA
SECURITY 29081M102 MEETING TYPE Special
TICKER SYMBOL ERJ MEETING DATE 19-Nov-2010
ISIN US29081M1027 AGENDA 933342999 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 AMENDMENT OF THE CORPORATE NAME OF THE COMPANY TO "EMBRAER Management For Against
S.A.", THEREBY REQUIRING AN AMENDMENT TO ARTICLE 1 OF THE
COMPANY'S BYLAWS TO REFLECT THE NEW CORPORATE NAME PROPOSED
FOR THE COMPANY
02 AMENDMENT TO ARTICLE 3 OF THE COMPANY'S BYLAWS TO INCLUDE Management For Against
BUSINESS ACTIVITIES
03 AMENDMENT TO ARTICLE 34 OF THE COMPANY'S BYLAWS TO TAKE INTO Management For Against
CONSIDERATION THE DISSOLUTION OF THE EXECUTIVE COMMITTEE AND
THE CREATION OF THE STRATEGIC COMMITTEE AND THE RISK
COMMITTEE TO ASSIST THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLE 41 OF THE COMPANY'S BYLAWS IN ORDER TO Management For Against
ALLOW THAT THE COMPANY'S FISCAL COUNCIL BE COMPRISED OF THREE
(3) TO FIVE (5) MEMBERS, AS OPPOSED TO A FIXED NUMBER OF FIVE
(5) MEMBERS AS PRESENTLY REQUIRED PURSUANT TO THE CURRENT
VERSION OF ARTICLE 41 OF THE COMPANY'S BYLAWS
05 AMENDMENT TO ARTICLE 44 OF THE COMPANY'S BYLAWS TO INCREASE Management For Against
THE PERIODICITY OF THE ORDINARY MEETINGS OF THE COMPANY'S
ADMINISTRATIVE BODIES
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 21
The Gabelli Small Cap Growth Fund
OTIX GLOBAL, INC.
SECURITY 68906N200 MEETING TYPE Special
TICKER SYMBOL OTIX MEETING DATE 22-Nov-2010
ISIN US68906N2009 AGENDA 933341769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN MERGER DATED AS SEPTEMBER 13, Management For For
2010, AMONG WILLIAM DEMANT HOLDING A/S, OI MERGER SUB, INC.,
AND OTIX GLOBAL, INC., AS IT MAY BE AMENDED FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
EMULEX CORPORATION
SECURITY 292475209 MEETING TYPE Annual
TICKER SYMBOL ELX MEETING DATE 23-Nov-2010
ISIN US2924752098 AGENDA 933337380 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 FRED B. COX For For
2 MICHAEL P. DOWNEY For For
3 BRUCE C. EDWARDS For For
4 PAUL F. FOLINO For For
5 ROBERT H. GOON For For
6 DON M. LYLE For For
7 JAMES M. MCCLUNEY For For
8 DEAN A. YOOST For For
02 RATIFICATION AND APPROVAL OF THE 2005 EQUITY INCENTIVE PLAN, Management Against Against
AS AMENDED AND RESTATED.
03 RATIFICATION AND APPROVAL OF AN AMENDMENT TO THE EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER BY 1,500,000 SHARES.
04 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ORITANI FINANCIAL CORP
SECURITY 68633D103 MEETING TYPE Annual
TICKER SYMBOL ORIT MEETING DATE 23-Nov-2010
ISIN US68633D1037 AGENDA 933342406 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 NICHOLAS ANTONACCIO For For
2 KEVIN J. LYNCH For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR ORITANI FINANCIAL CORP.
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
LYNAS CORPORATION LTD, SYDNEY
SECURITY Q5683J103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Nov-2010
ISIN AU000000LYC6 AGENDA 702655664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, Non-Voting
5, 6, 7 AND 8 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR-VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING
SO, YOU ACKNOWLEDGE- THAT YOU HAVE OBTAINED BENEFIT OR EXPECT
TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S.
BY VOTING (FOR OR AGAINST) ON PROPOSAL (3, 4, 5, 6,-7 AND 8),
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION.
1 Adoption of Remuneration Report Management For For
2 Election of Mr. David Davidson Management For For
3 Increase in Aggregate Directors' Fees Management For For
4 Deed of Access, Indemnity and Insurance Management For For
5 Options to Executive Director - Nicholas Curtis Management For For
6 Options to Non Executive Director - Liam Forde Management For For
7 Options to Non Executive Director - David Davidson Management For For
8 Options to Non Executive Director - Jacob Klein Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
COMPLETE DIRECTORS NAMES-FOR RESOLUTIONS 5 TO 8. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS.-THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 22
The Gabelli Small Cap Growth Fund
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 02-Dec-2010
ISIN US29428R1032 AGENDA 933338813 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 JOHN L. CECIL For For
6 PETER A. FLAHERTY For For
7 TIMOTHY T. TAUSSIG For For
02 RATIFICATION OF THE APPOINTMENT OF CF & CO., L.L.P. AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 30, 2011.
COPART, INC.
SECURITY 217204106 MEETING TYPE Annual
TICKER SYMBOL CPRT MEETING DATE 02-Dec-2010
ISIN US2172041061 AGENDA 933339916 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 WILLIS J. JOHNSON For For
2 A. JAYSON ADAIR For For
3 MATT BLUNT For For
4 STEVEN D. COHAN For For
5 DANIEL J. ENGLANDER For For
6 JAMES E. MEEKS For For
7 THOMAS W. SMITH For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JULY 31, 2011.
1-800-FLOWERS.COM, INC.
SECURITY 68243Q106 MEETING TYPE Annual
TICKER SYMBOL FLWS MEETING DATE 02-Dec-2010
ISIN US68243Q1067 AGENDA 933339928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN J. CONEFRY For For
2 LEONARD J. ELMORE For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM: PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 3, 2011 AS DESCRIBED IN THE
PROXY STATEMENT.
LIVE NATION ENTERTAINMENT, INC.
SECURITY 538034109 MEETING TYPE Annual
TICKER SYMBOL LYV MEETING DATE 02-Dec-2010
ISIN US5380341090 AGENDA 933342305 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 IRVING L. AZOFF For For
2 MARK CARLETON For For
3 JONATHAN F. MILLER For For
4 MICHAEL RAPINO For For
5 MARK S. SHAPIRO For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS LIVE Management For For
NATION ENTERTAINMENT, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
ANIMAL HEALTH INTERNATIONAL, INC.
SECURITY 03525N109 MEETING TYPE Annual
TICKER SYMBOL AHII MEETING DATE 02-Dec-2010
ISIN US03525N1090 AGENDA 933342848 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES C. ROBISON For For
2 E. THOMAS CORCORAN For For
3 MICHAEL EISENSON For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 23
The Gabelli Small Cap Growth Fund
LANCE, INC.
SECURITY 514606102 MEETING TYPE Special
TICKER SYMBOL LNCE MEETING DATE 02-Dec-2010
ISIN US5146061024 AGENDA 933344424 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVAL OF THE ISSUANCE OF LANCE, INC. COMMON STOCK, PAR Management For For
VALUE $0.83-1/3 PER SHARE, UPON THE COMPLETION OF THE MERGER
WITH SNYDER'S OF HANOVER, INC., PURSUANT TO THE MERGER
AGREEMENT, AS IT MAY BE AMENDED FROM TIME TO TIME.
02 APPROVAL OF AN AMENDMENT TO LANCE, INC.'S RESTATED ARTICLES Management For For
OF INCORPORATION TO CHANGE LANCE, INC.'S NAME TO
SNYDER'S-LANCE, INC. CONTINGENT UPON AND AFTER THE COMPLETION
OF THE MERGER, PURSUANT TO THE TERMS OF THE MERGER AGREEMENT,
AS IT MAY BE AMENDED FROM TIME TO TIME.
03 DIRECTOR Management
1 PETER P. BRUBAKER For For
2 CARL E. LEE, JR. For For
3 JOHN E. DENTON For For
4 MICHAEL A. WAREHIME For For
04 APPROVAL OF THE ADJOURNMENT OF THE LANCE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES TO VOTE IN FAVOR OF THE ABOVE PROPOSALS.
AARON'S INC.
SECURITY 002535201 MEETING TYPE Special
TICKER SYMBOL AAN MEETING DATE 07-Dec-2010
ISIN US0025352016 AGENDA 933346202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVAL OF AN AMENDMENT TO ARTICLES OF INCORPORATION TO Management For For
CONVERT ALL SHARES OF COMMON STOCK INTO CLASS A COMMON
STOCK, REMOVE THE CURRENT CLASS OF COMMON STOCK, RENAME
CLASS A COMMON STOCK AS COMMON STOCK, ELIMINATE CERTAIN
OBSOLETE PROVISIONS OF EXISTING ARTICLES OF INCORPORATION
RELATING TO DUAL-CLASS COMMON STOCK STRUCTURE AND AMEND
NUMBER OF AUTHORIZED SHARES TO 225,000,000.
02 THE TRANSACTION OF SUCH OTHER BUSINESS AS MAY LAWFULLY COME Management For For
BEFORE THE MEETING, HEREBY REVOKING ANY PROXIES AS TO SAID
SHARES HERETOFORE GIVEN BY THE UNDERSIGNED AND RATIFYING AND
CONFIRMING ALL THAT SAID ATTORNEYS AND PROXIES MAY LAWFULLY
DO BY VIRTUE THEREOF.
AARON'S INC.
SECURITY 002535300 MEETING TYPE Special
TICKER SYMBOL AANA MEETING DATE 07-Dec-2010
ISIN US0025353006 AGENDA 933346214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVAL OF AN AMENDMENT TO ARTICLES OF INCORPORATION TO Management For For
CONVERT ALL SHARES OF COMMON STOCK INTO CLASS A COMMON STOCK,
REMOVE THE CURRENT CLASS OF COMMON STOCK, RENAME CLASS A COMMON
STOCK AS COMMON STOCK, ELIMINATE CERTAIN OBSOLETE PROVISIONS OF
EXISTING ARTICLES OF INCORPORATION RELATING TO DUAL-CLASS COMMON
STOCK STRUCTURE AND AMEND NUMBER OF AUTHORIZED SHARES TO
225,000,000.
02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S BYLAWS TO ESTABLISH Management Against Against
A CLASSIFIED BOARD OF DIRECTORS WITH THREE CLASSES OF
DIRECTORS EACH TO SERVE A THREE-YEAR TERM.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S BYLAWS TO PROVIDE Management Against Against
THAT VACANCIES ON OUR BOARD OF DIRECTORS SHALL ONLY BE FILLED
BY OUR BOARD OF DIRECTORS.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE Management For For
THE DEFAULT APPROVAL THRESHOLD REQUIRED FOR MATTERS SUBMITTED
TO SHAREHOLDERS FOR A VOTE.
THOR INDUSTRIES, INC.
SECURITY 885160101 MEETING TYPE Annual
TICKER SYMBOL THO MEETING DATE 07-Dec-2010
ISIN US8851601018 AGENDA 933346769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PETER B. ORTHWEIN For For
02 TO APPROVE THE THOR INDUSTRIES, INC. 2010 EQUITY AND Management For For
INCENTIVE PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 24
The Gabelli Small Cap Growth Fund
FARMER BROS. CO.
SECURITY 307675108 MEETING TYPE Annual
TICKER SYMBOL FARM MEETING DATE 09-Dec-2010
ISIN US3076751086 AGENDA 933342723 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROGER M. LAVERTY III For For
2 MARTIN A. LYNCH For For
3 JAMES J. MCGARRY For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
WHX CORPORATION
SECURITY 929248607 MEETING TYPE Annual
TICKER SYMBOL WXCO MEETING DATE 09-Dec-2010
ISIN US9292486076 AGENDA 933345212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 ROBERT FRANKFURT For For
3 JACK L. HOWARD For For
4 GLEN M. KASSAN For For
5 LOUIS KLEIN, JR. For For
6 JOHN H. MCNAMARA JR. For For
7 GAREN W. SMITH For For
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION OF THE COMPANY, AS AMENDED, TO
CHANGE THE NAME OF THE COMPANY FROM "WHX CORPORATION" TO
"HANDY & HARMAN HOLDINGS LTD."
03 TO APPROVE AN AMENDMENT OF THE COMPANY'S 2007 INCENTIVE STOCK Management For For
PLAN (THE "2007 PLAN") TO INCREASE THE NUMBER OF SHARES OF
THE COMPANY'S COMMON STOCK SUBJECT TO THE 2007 PLAN FROM
80,000 SHARES TO 1,200,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
A. SCHULMAN, INC.
SECURITY 808194104 MEETING TYPE Annual
TICKER SYMBOL SHLM MEETING DATE 09-Dec-2010
ISIN US8081941044 AGENDA 933346303 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 EUGENE R. ALLSPACH For For
2 GREGORY T. BARMORE For For
3 DAVID G. BIRNEY For For
4 HOWARD R. CURD For For
5 JOSEPH M. GINGO For For
6 MICHAEL A. MCMANUS, JR. For For
7 LEE D. MEYER For For
8 JAMES A. MITAROTONDA For For
9 ERNEST J. NOVAK, JR. For For
10 DR. IRVIN D. REID For For
11 JOHN B. YASINSKY For For
02 THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS A. SCHULMAN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2011.
03 THE ADOPTION AND APPROVAL OF A. SCHULMAN'S 2010 VALUE Management Against Against
CREATION REWARDS PLAN.
GYRODYNE COMPANY OF AMERICA, INC.
SECURITY 403820103 MEETING TYPE Annual
TICKER SYMBOL GYRO MEETING DATE 10-Dec-2010
ISIN US4038201038 AGENDA 933348662 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RONALD J. MACKLIN For For
2 STEPHEN V. MARONEY For For
3 PHILIP F. PALMEDO For For
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN REMINICK LLP AS Management For For
INDEPENDENT ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 25
The Gabelli Small Cap Growth Fund
WD-40 COMPANY
SECURITY 929236107 MEETING TYPE Annual
TICKER SYMBOL WDFC MEETING DATE 14-Dec-2010
ISIN US9292361071 AGENDA 933342266 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 J.C. ADAMS, JR. For For
2 G.H. BATEMAN For For
3 P.D. BEWLEY For For
4 R.A. COLLATO For For
5 M.L. CRIVELLO For For
6 L.A. LANG For For
7 G.O. RIDGE For For
8 N.E. SCHMALE For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2011;
WINNEBAGO INDUSTRIES, INC.
SECURITY 974637100 MEETING TYPE Annual
TICKER SYMBOL WGO MEETING DATE 14-Dec-2010
ISIN US9746371007 AGENDA 933342684 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 ROBERT M. CHIUSANO For For
2 JERRY N. CURRIE For For
3 LAWRENCE A. ERICKSON For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
WINNEBAGO INDUSTRIES, INC. INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR OUR FISCAL YEAR 2011.
OIL-DRI CORPORATION OF AMERICA
SECURITY 677864100 MEETING TYPE Annual
TICKER SYMBOL ODC MEETING DATE 14-Dec-2010
ISIN US6778641000 AGENDA 933345781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 J. STEVEN COLE For For
2 ARNOLD W. DONALD For For
3 DANIEL S. JAFFEE For For
4 RICHARD M. JAFFEE For For
5 JOSEPH C. MILLER For For
6 MICHAEL A. NEMEROFF For For
7 ALLAN H. SELIG For For
8 PAUL E. SUCKOW For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JULY 31, 2011.
GP STRATEGIES CORPORATION
SECURITY 36225V104 MEETING TYPE Annual
TICKER SYMBOL GPX MEETING DATE 15-Dec-2010
ISIN US36225V1044 AGENDA 933343206 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 HARVEY P. EISEN For For
2 MARSHALL S. GELLER For For
3 SCOTT N. GREENBERG For For
4 SUE W. KELLY For For
5 RICHARD C. PFENNIGER For For
6 A. MARVIN STRAIT For For
7 GENE A. WASHINGTON For For
8 DANIEL M. FRIEDBERG For For
2 TO RATIFY THE BOARD OF DIRECTORS' APPOINTMENT OF KPMG LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
3 ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE MEETING OR ANY Management For For
ADJOURNMENTS OR POSTPONEMENTS THEREOF.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 26
The Gabelli Small Cap Growth Fund
CROWN MEDIA HOLDINGS, INC.
SECURITY 228411104 MEETING TYPE Annual
TICKER SYMBOL CRWN MEETING DATE 16-Dec-2010
ISIN US2284111042 AGENDA 933344955 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM J. ABBOTT For For
2 DWIGHT C. ARN For For
3 ROBERT C. BLOSS For For
4 WILLIAM CELLA For For
5 GLENN CURTIS For For
6 STEVE DOYAL For For
7 BRIAN E. GARDNER For For
8 HERBERT GRANATH For For
9 DONALD HALL, JR. For For
10 IRVINE O. HOCKADAY, JR. For For
11 A. DRUE JENNINGS For For
12 PETER A. LUND For For
13 BRAD R. MOORE For For
14 DEANNE STEDEM For For
02 APPROVE THE CHIEF EXECUTIVE OFFICER AND OTHER EXECUTIVE Management For For
OFFICERS' PERFORMANCE-BASED COMPENSATION.
UNITED NATURAL FOODS, INC.
SECURITY 911163103 MEETING TYPE Annual
TICKER SYMBOL UNFI MEETING DATE 16-Dec-2010
ISIN US9111631035 AGENDA 933345387 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A TO ELECTION OF CLASS II DIRECTOR FOR A TERM OF THREE YEARS: Management For For
GORDON D. BARKER
1B TO ELECTION OF CLASS II DIRECTOR FOR A TERM OF THREE YEARS: Management For For
GAIL A. GRAHAM
1C TO ELECTION OF CLASS II DIRECTOR FOR A TERM OF THREE YEARS: Management For For
MARY ELIZABETH BURTON
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2011.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE UNITED Management For For
NATURAL FOODS, INC. 2004 EQUITY INCENTIVE PLAN.
ENER1, INC.
SECURITY 29267A203 MEETING TYPE Annual
TICKER SYMBOL HEV MEETING DATE 16-Dec-2010
ISIN US29267A2033 AGENDA 933355578 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CHARLES GASSENHEIMER For For
2 KENNETH BAKER For For
3 ELLIOT FUHR For For
4 THOMAS SNYDER For For
5 BORIS ZINGAREVICH For For
6 STANISLAV SHEKSHNIA For For
7 NORA BROWNWELL For For
8 GREG KASAGAWA For For
9 WILBER JAMES For For
02 APPROVE THE POSSIBLE ISSUANCE OF MORE THAN 20% OF OUR COMMON Management For For
STOCK OUTSTANDING AS OF SEPTEMBER 7, 2010 IF WE ELECT TO
ISSUE OUR COMMON STOCK AS AMORTIZATION PAYMENTS FOR THE $55
MILLION DEBT FINANCING TRANSACTION WE CONSUMMATED ON
SEPTEMBER 7, 2010.
03 APPROVE THE ISSUANCE OF WARRANTS TO PURCHASE 8,000,000 SHARES Management For For
OF COMMON STOCK OF THE COMPANY TO ENER1 GROUP, INC.
04 APPROVE THE ISSUANCE OF WARRANTS TO PURCHASE 2,426,670 SHARES Management For For
OF COMMON STOCK OF THE COMPANY TO ENER1 GROUP, INC.
05 APPROVE THE ISSUANCE OF WARRANTS TO PURCHASE 464,164 SHARES Management For For
OF COMMON STOCK OF THE COMPANY TO ENER1 GROUP, INC.
06 AMEND THE ARTICLES OF INCORPORATION OF THE COMPANY TO Management For For
INCREASE THE AUTHORIZED COMMON STOCK FROM 235,714,286 SHARES
TO 300,000,000 SHARES.
07 RATIFY THE AMENDMENT AND RESTATEMENT OF THE ENER1, INC. 2007 Management For For
STOCK INCENTIVE PLAN.
08 APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE FISCAL Management For For
YEAR ENDING DECEMBER 31, 2010.
09 THE MANAGEMENT OF ENER1 IS GRANTED THE AUTHORITY TO ADJOURN, Management For For
POSTPONE OR CONTINUE THE ANNUAL MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 27
The Gabelli Small Cap Growth Fund
VILLAGE SUPER MARKET, INC.
SECURITY 927107409 MEETING TYPE Annual
TICKER SYMBOL VLGEA MEETING DATE 17-Dec-2010
ISIN US9271074091 AGENDA 933341098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 JAMES SUMAS For For
2 ROBERT SUMAS For For
3 WILLIAM SUMAS For For
4 JOHN P. SUMAS For For
5 KEVIN BEGLEY For For
6 NICHOLAS SUMAS For For
7 JOHN J. SUMAS For For
8 STEVEN CRYSTAL For For
9 DAVID C. JUDGE For For
10 PETER R. LAVOY For For
11 STEPHEN F. ROONEY For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR FISCAL 2011.
3 TO APPROVE THE VILLAGE SUPER MARKET, INC. 2010 STOCK PLAN. Management Against Against
ALBERTO-CULVER COMPANY
SECURITY 013078100 MEETING TYPE Special
TICKER SYMBOL ACV MEETING DATE 17-Dec-2010
ISIN US0130781000 AGENDA 933349537 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, BY Management For For
AND AMONG UNILEVER N.V., A NETHERLANDS CORPORATION, SOLELY
WITH RESPECT TO SECTION 5.10 THEREOF, UNILEVER PLC, A COMPANY
INCORPORATED UNDER THE LAWS OF AND REGISTERED IN ENGLAND,
CONOPCO, INC., A NEW YORK CORPORATION, ACE MERGER, INC., A
DELAWARE CORPORATION, AND ALBERTO-CULVER COMPANY.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For For
OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES IN FAVOR
OF ADOPTION OF THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
NEWALLIANCE BANCSHARES, INC.
SECURITY 650203102 MEETING TYPE Special
TICKER SYMBOL NAL MEETING DATE 20-Dec-2010
ISIN US6502031023 AGENDA 933347127 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST Management For For
18, 2010, AND AS AMENDED, BY AND BETWEEN FIRST NIAGARA
FINANCIAL GROUP, INC., FNFG MERGER SUB, INC. AND NEWALLIANCE
BANCSHARES, INC. AND APPROVE THE TRANSACTIONS CONTEMPLATED BY
THE AGREEMENT AND PLAN OF MERGER, INCLUDING THE MERGER OF
FNFG MERGER SUB, INC. WITH AND INTO NEWALLIANCE BANCSHARES,
INC.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER.
NORTHWEST PIPE COMPANY
SECURITY 667746101 MEETING TYPE Annual
TICKER SYMBOL NWPX MEETING DATE 22-Dec-2010
ISIN US6677461013 AGENDA 933352281 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WAYNE B. KINGSLEY* For For
2 KEITH R. LARSON** For For
3 JAMES E. DECLUSIN*** For For
4 MICHAEL C. FRANSON*** For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 28
The Gabelli Small Cap Growth Fund
HESKA CORPORATION
SECURITY 42805E207 MEETING TYPE Special
TICKER SYMBOL HSKA MEETING DATE 29-Dec-2010
ISIN US42805E2072 AGENDA 933354588 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION, AS AMENDED, TO EFFECT A ONE-FOR-TEN REVERSE
SPLIT OF OUR COMMON STOCK, TOGETHER WITH A CORRESPONDING
REDUCTION IN THE TOTAL NUMBER OF SHARES OF OUR AUTHORIZED
STOCK AND INCREASE IN THE PAR VALUE FOR SUCH AUTHORIZED STOCK.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY TO SOLICIT ADDITIONAL PROXIES FOR THE REVERSE
STOCK SPLIT AMENDMENT PROPOSAL 1.
SYCAMORE NETWORKS, INC.
SECURITY 871206405 MEETING TYPE Annual
TICKER SYMBOL SCMR MEETING DATE 04-Jan-2011
ISIN US8712064059 AGENDA 933347278 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 GURURAJ DESHPANDE For For
2 CRAIG R. BENSON For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
SYCAMORE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2011.
3 IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO ACT ON A Shareholder Against For
STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS
ADOPT A SIMPLE MAJORITY VOTE STANDARD IN SYCAMORE'S AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION AND BY- LAWS.
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 06-Jan-2011
ISIN US98944B1089 AGENDA 933350364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 TIMOTHY M. MANGANELLO For For
2 JOHN K. MORGAN For For
3 JOSEPH SQUICCIARINO For For
4 TIMOTHY T. TEVENS For For
2 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT PUBLIC Management For For
ACCOUNTING FIRM.
ACUITY BRANDS, INC.
SECURITY 00508Y102 MEETING TYPE Annual
TICKER SYMBOL AYI MEETING DATE 07-Jan-2011
ISIN US00508Y1029 AGENDA 933349082 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 GORDON D. HARNETT For For
2 ROBERT F. MCCULLOUGH For For
3 NEIL WILLIAMS For For
4 NORMAN H. WESLEY For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
THE GREENBRIER COMPANIES, INC.
SECURITY 393657101 MEETING TYPE Annual
TICKER SYMBOL GBX MEETING DATE 07-Jan-2011
ISIN US3936571013 AGENDA 933354350 - Management
FOR/AGAINST
ITE006D PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GRAEME A. JACK For For
2 VICTORIA MCMANUS For For
3 WENDY L. TERAMOTO For For
4 BENJAMIN R. WHITELEY For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 29
The Gabelli Small Cap Growth Fund
02 APPROVE AN AMENDMENT TO THE COMPANY'S 2005 STOCK INCENTIVE Management For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE
PLAN AND TO CHANGE THE VESTING SCHEDULE FOR RESTRICTED STOCK
GRANTS TO NON-EMPLOYEE DIRECTORS.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2011 SUBJECT TO THE AUDIT
COMMITTEE'S RIGHT, IN ITS DISCRETION, TO APPOINT A DIFFERENT
INDEPENDENT AUDITOR AT ANY TIME DURING THE YEAR.
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Special
TICKER SYMBOL RBN MEETING DATE 07-Jan-2011
ISIN US7701961036 AGENDA 933355566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVE THE ISSUANCE OF COMMON SHARES, WITHOUT PAR VALUE, IN Management For For
CONNECTION WITH THE MERGER (THE "MERGER") CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 6, 2010
(THE "MERGER AGREEMENT"), BY & AMONG ROBBINS & MYERS, INC,
T-3 ENERGY SERVICES, INC. ("T-3"), TRIPLE MERGER I, INC. AND
TRIPLE MERGER II, INC., ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 PROPOSAL TO APPROVE AN ADJOURNMENT OF THE ROBBINS & MYERS Management For For
SPECIAL MEETING (IF NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES
FOR THE APPROVAL OF THE PROPOSAL 1).
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 11-Jan-2011
ISIN US4273981021 AGENDA 933360252 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DR. EDWARD A. BOGUCZ For For
2 CARLOS C. CAMPBELL For For
3 F. JACK LIEBAU, JR. For For
4 MICHAEL N. POCALYKO For For
5 JOHN A. THONET For For
6 RAJ TATTA For For
02 PROPOSAL TO AMEND ARTICLE V OF THE COMPANY'S BYLAWS TO MODIFY Management For For
THE DEFINITION OF "INDEPENDENT DIRECTOR."
03 PROPOSAL TO AMEND SECTION 3, ARTICLE V OF THE COMPANY'S Management For For
BYLAWS TO GIVE THE AUDIT COMMITTEE RESPONSIBILITY FOR REVIEW
OF "AFFILIATE TRANSACTIONS."
04 PROPOSAL TO AMEND ARTICLE V OF THE BYLAWS TO DELETE SECTION Management Against Against
5, WHICH CURRENTLY REQUIRES A TWO- THIRDS VOTE OF
STOCKHOLDERS TO AMEND ARTICLE V OF THE BYLAWS.
05 PROPOSAL TO AMEND SECTIONS 1 AND 4 OF ARTICLE V OF THE BYLAWS Management For For
TO CORRECT TYPOGRAPHICAL ERRORS.
MOOG INC.
SECURITY 615394202 MEETING TYPE Annual
TICKER SYMBOL MOGA MEETING DATE 12-Jan-2011
ISIN US6153942023 AGENDA 933360202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ALBERT F. MYERS* For For
2 RAYMOND W. BOUSHIE** For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR THE 2011 Management For For
FISCAL YEAR
MOOG INC.
SECURITY 615394301 MEETING TYPE Annual
TICKER SYMBOL MOGB MEETING DATE 12-Jan-2011
ISIN US6153943013 AGENDA 933360214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT T. BRADY For For
2 JOE C. GREEN For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR THE 2011 Management For For
FISCAL YEAR
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 30
The Gabelli Small Cap Growth Fund
DIAMOND FOODS, INC.
SECURITY 252603105 MEETING TYPE Annual
TICKER SYMBOL DMND MEETING DATE 18-Jan-2011
ISIN US2526031057 AGENDA 933354805 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN J. GILBERT For For
2 ROBERT J. ZOLLARS For For
3 EDWARD A. BLECHSCHMIDT For For
4 STEVEN M. NEIL For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
RALCORP HOLDINGS, INC.
SECURITY 751028101 MEETING TYPE Annual
TICKER SYMBOL RAH MEETING DATE 18-Jan-2011
ISIN US7510281014 AGENDA 933357609 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 BENJAMIN OLA. AKANDE For For
2 JONATHAN E. BAUM For For
3 KEVIN J. HUNT For For
4 DAVID W. KEMPER For For
5 DAVID R. WENZEL For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS RALCORP Management For For
HOLDINGS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
THE SCOTTS MIRACLE-GRO CO.
SECURITY 810186106 MEETING TYPE Annual
TICKER SYMBOL SMG MEETING DATE 20-Jan-2011
ISIN US8101861065 AGENDA 933358473 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES HAGEDORN For For
2 WILLIAM G. JURGENSEN For For
3 NANCY G. MISTRETTA For For
4 STEPHANIE M. SHERN For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
03 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER Management For For
THE SCOTTS MIRACLE-GRO COMPANY AMENDED AND RESTATED 2006
LONG-TERM INCENTIVE PLAN.
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER Management For For
THE SCOTTS COMPANY LLC AMENDED AND RESTATED EXECUTIVE
INCENTIVE PLAN.
PENFORD CORPORATION
SECURITY 707051108 MEETING TYPE Annual
TICKER SYMBOL PENX MEETING DATE 20-Jan-2011
ISIN US7070511081 AGENDA 933359386 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM E. BUCHHOLZ For For
2 JOHN C. HUNTER III For For
3 JAMES E. WARJONE For For
4 EDWARD F. RYAN For For
5 MATTHEW M. ZELL For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
TECH/OPS SEVCON, INC.
SECURITY 878293109 MEETING TYPE Annual
TICKER SYMBOL TO MEETING DATE 25-Jan-2011
ISIN US8782931096 AGENDA 933361963 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MATTHEW BOYLE For For
2 PAUL O. STUMP For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR FISCAL 2011.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE Management For For
OFFICERS.
04 TO INDICATE THE FREQUENCY OF VOTES TO APPROVE THE Management 1 Year For
COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 31
The Gabelli Small Cap Growth Fund
WOODWARD GOVERNOR COMPANY
SECURITY 980745103 MEETING TYPE Annual
TICKER SYMBOL WGOV MEETING DATE 26-Jan-2011
ISIN US9807451037 AGENDA 933359374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MARY L. PETROVICH For For
2 LARRY E. RITTENBERG For For
3 MICHAEL T. YONKER For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2011.
03 PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Management For For
TO EFFECT A NAME CHANGE OF THE COMPANY TO "WOODWARD, INC."
04 PROPOSAL REGARDING ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE REGARDING FREQUENCY Management Abstain Against
OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL TO ELIMINATE SUPERMAJORITY VOTING. Shareholder Against For
CRAZY WOMAN CREEK BANCORP INCORPORATED
SECURITY 225233105 MEETING TYPE Annual
TICKER SYMBOL CRZY MEETING DATE 26-Jan-2011
ISIN US2252331051 AGENDA 933360923 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD REIMANN Withheld Against
2 SANDRA K. TODD Withheld Against
3 PAUL M. BRUNKHORST Withheld Against
02 THE RATIFICATION OF THE APPOINTMENT OF ANDERSON ZURMUEHLEN, Management Against Against
CPA AS INDEPENDENT AUDITORS OF CRAZY WOMAN CREEK BANCORP
INCORPORATED FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
ASHLAND INC.
SECURITY 044209104 MEETING TYPE Annual
TICKER SYMBOL ASH MEETING DATE 27-Jan-2011
ISIN US0442091049 AGENDA 933358853 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF CLASS I DIRECTOR: KATHLEEN LIGOCKI Management For For
1B ELECTION OF CLASS I DIRECTOR: JAMES J. O'BRIEN Management For For
1C ELECTION OF CLASS I DIRECTOR: BARRY W. PERRY Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011.
03 APPROVAL OF THE 2011 ASHLAND INC. INCENTIVE PLAN. Management For For
04 APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS Management Abstain Against
AS DISCLOSED IN THE ASHLAND INC. PROXY STATEMENT PURSUANT TO
ITEM 402 OF REGULATION S-K UNDER THE SECURITIES ACT
OF 1933, AS AMENDED, AND THE SECURITIES EXCHANGE ACT OF 1934,
AS AMENDED.
05 WHETHER THE SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS AS REQUIRED BY SECTION 14A(A)(2)
OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, SHOULD
OCCUR EVERY.
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 27-Jan-2011
ISIN US7714971048 AGENDA 933361216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 ROGER W. SCHNOBRICH For For
5 BENSON SMITH For For
02 RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2011
03 ADVISORY APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 32
The Gabelli Small Cap Growth Fund
SALLY BEAUTY HOLDINGS, INC.
SECURITY 79546E104 MEETING TYPE Annual
TICKER SYMBOL SBH MEETING DATE 28-Jan-2011
ISIN US79546E1047 AGENDA 933358702 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KATHLEEN J. AFFELDT For For
2 WALTER L. METCALFE, JR. For For
3 EDWARD W. RABIN For For
4 GARY G. WINTERHALTER For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2011.
03 APPROVAL OF THE COMPENSATION OF THE CORPORATION'S EXECUTIVE Management Abstain Against
OFFICERS INCLUDING THE CORPORATION'S COMPENSATION PRACTICES
AND PRINCIPLES AND THEIR IMPLEMENTATION.
04 FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. Management Abstain Against
LINDSAY CORPORATION
SECURITY 535555106 MEETING TYPE Annual
TICKER SYMBOL LNN MEETING DATE 31-Jan-2011
ISIN US5355551061 AGENDA 933364440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MICHAEL N. CHRISTODOLOU For For
2 W. THOMAS JAGODINSKI For For
3 J. DAVID MCINTOSH For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING AUGUST 31,
2011.
03 NON-BINDING VOTE ON RESOLUTION TO APPROVE THE COMPENSATION OF Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 NON-BINDING VOTE ON WHETHER A STOCKHOLDER VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD
BE TAKEN EVERY YEAR, EVERY SECOND YEAR OR EVERY THIRD YEAR.
ROCKWELL AUTOMATION, INC.
SECURITY 773903109 MEETING TYPE Annual
TICKER SYMBOL ROK MEETING DATE 01-Feb-2011
ISIN US7739031091 AGENDA 933359906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
A DIRECTOR Management
1 DONALD R. PARFET For For
2 STEVEN R. KALMANSON For For
3 JAMES P. KEANE For For
B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
C TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE Management Abstain Against
CORPORATION'S NAMED EXECUTIVE OFFICERS.
D TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF THE VOTE ON Management Abstain Against
THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 03-Feb-2011
ISIN US3984331021 AGENDA 933360048 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 BERTRAND M. BELL For For
2 ROBERT G. HARRISON For For
3 RONALD J. KRAMER For For
4 MARTIN S. SUSSMAN For For
02 APPROVAL OF THE RESOLUTION APPROVING THE COMPENSATION OF OUR Management Abstain Against
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
03 SELECTION OF VOTING FREQUENCY FOR FUTURE ADVISORY VOTES ON Management Abstain Against
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 33
The Gabelli Small Cap Growth Fund
04 APPROVAL OF THE GRIFFON CORPORATION 2011 EQUITY INCENTIVE Management Against Against
PLAN.
05 APPROVAL OF THE GRIFFON CORPORATION 2011 PERFORMANCE BONUS Management For For
PLAN.
06 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE OF GRANT Management For For
THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011.
ESCO TECHNOLOGIES INC.
SECURITY 296315104 MEETING TYPE Annual
TICKER SYMBOL ESE MEETING DATE 03-Feb-2011
ISIN US2963151046 AGENDA 933360442 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 L.W. SOLLEY For For
2 J.D. WOODS For For
3 G.E. MUENSTER For For
02 RATIFICATION OF COMPANY'S APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING SEPTEMBER 30, 2011.
03 AN ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION Management Abstain Against
DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
INGLES MARKETS, INCORPORATED
SECURITY 457030104 MEETING TYPE Annual
TICKER SYMBOL IMKTA MEETING DATE 08-Feb-2011
ISIN US4570301048 AGENDA 933361141 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 FRED D. AYERS For For
2 JOHN O. POLLARD For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION, AS Management Abstain Against
DISCLOSED IN THE PROXY STATEMENT.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC Management For For
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2011.
05 STOCKHOLDER PROPOSAL CONCERNING EQUAL SHAREHOLDER VOTING. Shareholder Against For
MWI VETERINARY SUPPLY, INC.
SECURITY 55402X105 MEETING TYPE Annual
TICKER SYMBOL MWIV MEETING DATE 08-Feb-2011
ISIN US55402X1054 AGENDA 933362078 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KEITH E. ALESSI For For
2 BRUCE C. BRUCKMANN For For
3 JAMES F. CLEARY, JR. For For
4 JOHN F. MCNAMARA For For
5 A. CRAIG OLSON For For
6 ROBERT N. REBHOLTZ, JR. For For
7 WILLIAM J. ROBISON For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 A NON-BINDING ADVISORY VOTE ON SAY-ON-PAY FREQUENCY Management Abstain Against
04 A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
CRUCELL N.V.
SECURITY 228769105 MEETING TYPE Special
TICKER SYMBOL CRXL MEETING DATE 08-Feb-2011
ISIN US2287691057 AGENDA 933366608 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
3A PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For For
WITH EFFECT OF THE SETTLEMENT DATE, BEING THE DATE NO LATER
THAN THE THIRD BUSINESS DAY AFTER THE DATE THE OFFER HAS BEEN
DECLARED UNCONDITIONAL, UNDER THE CONDITION PRECEDENT OF THE
CONTEMPLATED OFFER OF JOHNSON & JOHNSON FOR ALL THE ISSUED
AND OUTSTANDING SHARES IN THE CAPITAL OF THE COMPANY
(THE OFFER) BEING DECLARED UNCONDITIONAL. (RESOLUTION).
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 34
The Gabelli Small Cap Growth Fund
3B PROPOSAL TO AUTHORISE EACH MEMBER OF THE BOARD OF MANAGEMENT Management For For
OF THE COMPANY AND ALSO EACH CIVIL LAW NOTARY, DEPUTY CIVIL
LAW NOTARY AND NOTARIAL ASSISTANT OF ALLEN & OVERY LLP, EACH
OF THEM SEVERALLY, WITH EFFECT OF THE SETTLEMENT DATE, UNDER
THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL, TO APPLY TO THE DUTCH MINISTRY OF JUSTICE FOR
THE STATEMENT OF NO OBJECTIONS AND TO HAVE THE DEED OF
AMENDMENT OF THE ARTICLES OF ASSOCIATION EXECUTED.
(RESOLUTION).
04 RESIGNATION SUPERVISORY BOARD AND DISCHARGE: RESIGNATION OF Management For For
MESSRS. W.M. BURNS, S.A. DAVIS, P. SATOW, J.S.S. SHANNON,
G.R. SIBER, F.F. WALLER AND C.- E. WILHELMSSON AS MEMBERS OF
THE SUPERVISORY BOARD AND THE PROPOSAL TO GRANT DISCHARGE
WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION
PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5A PROPOSAL TO APPOINT MR. J.H.J. PEETERS AS MEMBER OF THE Management For For
SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER
THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5B PROPOSAL TO APPOINT MR. P. STOFFELS AS MEMBER OF THE Management For For
SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER
THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5C PROPOSAL TO APPOINT MR. T.J. HEYMAN AS MEMBER OF THE Management For For
SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER
THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5D PROPOSAL TO APPOINT MR. J.J.U. VAN HOOF AS MEMBER OF THE Management For For
SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER
THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5E PROPOSAL TO APPOINT MS. J.V. GRIFFITHS AS MEMBER OF THE Management For For
SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER
THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5F PROPOSAL TO APPOINT MR. B.W. VAN ZIJLL LANGHOUT AS MEMBER OF Management For For
THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE,
UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5G PROPOSAL TO APPOINT MR. P. KORTE AS MEMBER OF THE SUPERVISORY Management For For
BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION
PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5H PROPOSAL TO APPOINT MR. D.-J. ZWEERS AS MEMBER OF THE Management For For
SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER
THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5I PROPOSAL TO APPOINT MR. J.C. BOT AS MEMBER OF THE SUPERVISORY Management For For
BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION
PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
J & J SNACK FOODS CORP.
SECURITY 466032109 MEETING TYPE Annual
TICKER SYMBOL JJSF MEETING DATE 09-Feb-2011
ISIN US4660321096 AGENDA 933360581 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PETER G. STANLEY For For
02 ADVISORY VOTE ON APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain
COMPENSATION PROGRAMS
03 ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER'S ADVISORY Management Abstain
VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM
LANDAUER, INC.
SECURITY 51476K103 MEETING TYPE Annual
TICKER SYMBOL LDR MEETING DATE 10-Feb-2011
ISIN US51476K1034 AGENDA 933360909 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT J. CRONIN For For
2 WILLIAM G. DEMPSEY For For
3 WILLIAM E. SAXELBY For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY Management Abstain Against
WITH WHICH VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 35
The Gabelli Small Cap Growth Fund
NAVISTAR INTERNATIONAL CORPORATION
SECURITY 63934E108 MEETING TYPE Annual
TICKER SYMBOL NAV MEETING DATE 15-Feb-2011
ISIN US63934E1082 AGENDA 933365707 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES H. KEYES For For
2 JOHN D. CORRENTI For For
3 DANIEL C. USTIAN For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 VOTE TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 110,000,000 TO 220,000,000.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY TO Shareholder Against For
OBTAIN STOCKHOLDER APPROVAL FOR CERTAIN FUTURE SEVERANCE
AGREEMENTS.
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Special
TICKER SYMBOL SMBL MEETING DATE 15-Feb-2011
ISIN US83169Y1082 AGENDA 933365896 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 PROPOSAL TO APPROVE THE PROPOSED AMENDMENT TO OUR SECOND Management For For
AMENDED AND RESTATED STOCK AND AWARDS PLAN TO ALLOW FOR A
STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES (OTHER THAN OUR
EXECUTIVE OFFICERS AND DIRECTORS).
02 PROPOSAL TO APPROVE THE PROPOSED AMENDMENT TO OUR SECOND Management Against Against
AMENDED AND RESTATED STOCK AND AWARDS PLAN TO ALLOW FOR A
STOCK OPTION EXCHANGE PROGRAM FOR OUR EXECUTIVE OFFICERS
AND EMPLOYEE DIRECTORS.
MATTHEWS INTERNATIONAL CORPORATION
SECURITY 577128101 MEETING TYPE Annual
TICKER SYMBOL MATW MEETING DATE 17-Feb-2011
ISIN US5771281012 AGENDA 933366937 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT G. NEUBERT* For For
2 GREGORY S. BABE** For For
3 MARTIN SCHLATTER** For For
4 JOHN D. TURNER** For For
02 TO APPROVE THE ADOPTION OF THE 2010 INCENTIVE COMPENSATION Management For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT
THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
04 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE EXECUTIVE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
CAPITOL FEDERAL FINANCIAL INC
SECURITY 14057J101 MEETING TYPE Annual
TICKER SYMBOL CFFN MEETING DATE 22-Feb-2011
ISIN US14057J1016 AGENDA 933369212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
I DIRECTOR Management
1 JEFFREY M. JOHNSON For For
2 MICHAEL T. MCCOY, M.D. For For
3 MARILYN S. WARD For For
II ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
III ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
IV THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS CAPITOL FEDERAL FINANCIAL, INC'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 36
The Gabelli Small Cap Growth Fund
UNIVERSAL TECHNICAL INSTITUTE, INC.
SECURITY 913915104 MEETING TYPE Annual
TICKER SYMBOL UTI MEETING DATE 23-Feb-2011
ISIN US9139151040 AGENDA 933366709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: CONRAD A. CONRAD Management For For
1B ELECTION OF DIRECTOR: ALAN E. CABITO Management For For
1C ELECTION OF DIRECTOR: KIMBERLY J. MCWATERS Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
GRUPO CONTL S A
SECURITY P3091R172 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-Feb-2011
ISIN MXP3091R1239 AGENDA 702779642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
I Appointment of returning officers, fulfillment of their Management For For
duties and declaration of the instatement of the meeting
II Proposal to pay a cash dividend Management For For
III Reading and approval of the meeting minutes Management For For
FOSTER WHEELER AG
SECURITY H27178104 MEETING TYPE Special
TICKER SYMBOL FWLT MEETING DATE 24-Feb-2011
ISIN CH0018666781 AGENDA 933364325 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 ELECTION OF UMBERTO DELLA SALA AS A DIRECTOR FOR A TERM Management For For
EXPIRING IN 2012
02 APPROVAL OF A $335 MILLION INCREASE TO OUR SHARE REPURCHASE Management For For
PROGRAM AND DESIGNATION OF THE SHARES REPURCHASED FOR
CANCELLATION
03 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF Management For For
THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE
EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED
PROXIES TO VOTE AS FOLLOWS
CONTINUCARE CORPORATION
SECURITY 212172100 MEETING TYPE Annual
TICKER SYMBOL CNU MEETING DATE 24-Feb-2011
ISIN US2121721003 AGENDA 933368171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 R.C. PFENNIGER, JR. For For
2 ROBERT J. CRESCI For For
3 NEIL FLANZRAICH For For
4 PHILLIP FROST, M.D. For For
5 JACOB NUDEL, M.D. For For
6 MARVIN A. SACKNER, M.D. For For
7 JACQUELINE M. SIMKIN For For
8 A. MARVIN STRAIT For For
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
CONTINUCARE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011.
03 A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON PAY").
04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON SAY ON PAY IN FUTURE YEARS.
ALBERTO-CULVER COMPANY
SECURITY 013078100 MEETING TYPE Annual
TICKER SYMBOL ACV MEETING DATE 24-Feb-2011
ISIN US0130781000 AGENDA 933368878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 THOMAS A. DATTILO For For
2 JIM EDGAR For For
3 SAM J. SUSSER For For
02 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY Management Abstain Against
OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 37
The Gabelli Small Cap Growth Fund
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Special
TICKER SYMBOL ASCMA MEETING DATE 24-Feb-2011
ISIN US0436321089 AGENDA 933368931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 PROPOSAL TO APPROVE THE SALE OF 100% OF OUR CONTENT Management For For
DISTRIBUTION BUSINESS UNIT TO ENCOMPASS DIGITAL MEDIA, INC.
AND ITS WHOLLY-OWNED SUBSIDIARY.
GREIF, INC.
SECURITY 397624206 MEETING TYPE Annual
TICKER SYMBOL GEFB MEETING DATE 28-Feb-2011
ISIN US3976242061 AGENDA 933366026 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
I DIRECTOR Management
1 VICKI L. AVRIL For For
2 BRUCE A. EDWARDS For For
3 MARK A. EMKES For For
4 JOHN F. FINN For For
5 MICHAEL J. GASSER For For
6 DANIEL J. GUNSETT For For
7 JUDITH D. HOOK For For
8 PATRICK J. NORTON For For
9 JOHN W. MCNAMARA For For
II PROPOSAL TO AMEND A MATERIAL TERM OF THE PERFORMANCE-BASED Management For For
INCENTIVE COMPENSATION PLAN
III PROPOSAL TO REAFFIRM APPROVAL OF THE MATERIAL TERMS OF THE Management For For
AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN
IV PROPOSAL TO AMEND A MATERIAL TERM OF THE 2001 MANAGEMENT Management For For
EQUITY INCENTIVE AND COMPENSATION PLAN
V ADVISORY VOTE - RESOLUTION TO APPROVE THE COMPENSATION, AS Management Abstain Against
DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION
AND COMPENSATION TABLES, AS WELL AS THE OTHER NARRATIVE
EXECUTIVE COMPENSATION DISCLOSURES, CONTAINED IN THE
DEFINITIVE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF
STOCKHOLDERS, OF THE NAMED EXECUTIVE OFFICERS IDENTIFIED IN
SUCH PROXY STATEMENT
VI ADVISORY VOTE - FREQUENCY OF CONDUCTING FUTURE ADVISORY VOTES Management Abstain Against
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
NORDSON CORPORATION
SECURITY 655663102 MEETING TYPE Annual
TICKER SYMBOL NDSN MEETING DATE 01-Mar-2011
ISIN US6556631025 AGENDA 933367357 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 MARY G. PUMA For For
3 WILLIAM L. ROBINSON For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2011.
03 TO APPROVE, AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, THE FREQUENCY WITH WHICH SHAREHOLDERS ARE Management Abstain Against
PROVIDED AN ADVISORY VOTE ON EXECUTIVE COMPENSTION.
MEDIACOM COMMUNICATIONS CORPORATION
SECURITY 58446K105 MEETING TYPE Special
TICKER SYMBOL MCCC MEETING DATE 04-Mar-2011
ISIN US58446K1051 AGENDA 933370809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
NOVEMBER 12, 2010, BY AND AMONG MEDIACOM COMMUNICATIONS
CORPORATION, JMC COMMUNICATIONS LLC AND ROCCO B. COMMISSO,
AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING TO A Management For For
LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE ANY
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE PROPOSAL 1.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON Management For For
SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL
MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 38
The Gabelli Small Cap Growth Fund
DEL MONTE FOODS COMPANY
SECURITY 24522P103 MEETING TYPE Special
TICKER SYMBOL DLM MEETING DATE 07-Mar-2011
ISIN US24522P1030 AGENDA 933366177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
NOVEMBER 24, 2010, AS IT MAY BE AMENDED FROM TIME TO TIME,
BY AND AMONG DEL MONTE FOODS COMPANY, BLUE ACQUISITION GROUP,
INC., AND BLUE MERGER SUB INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND
PLAN OF MERGER.
ZORAN CORPORATION
SECURITY 98975F101 MEETING TYPE Contested-Consent
TICKER SYMBOL ZRAN MEETING DATE 08-Mar-2011
ISIN US98975F1012 AGENDA 933367319 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 REPEAL ANY PROVISION OF THE AMENDED AND RESTATED BYLAWS OF Management For For
ZORAN ("THE BYLAWS") IN EFFECT AT THE TIME THIS PROPOSAL
BECOMES EFFECTIVE, INCLUDING ANY AMENDMENTS THERETO, WHICH
WERE NOT INCLUDED IN THE BYLAWS THAT BECAME EFFECTIVE ON
APRIL 22, 2009 AND WERE FILED WITH THE SECURITIES AND
EXCHANGE COMMISSION ON APRIL 23, 2009.
2A CONSENT TO THE REMOVAL OF RAYMOND A. BURGESS Management For For
2B CONSENT TO THE REMOVAL OF UZIA GALIL Management For For
2C CONSENT TO THE REMOVAL OF JAMES D. MEINDL Management For For
2D CONSENT TO THE REMOVAL OF JAMES B. OWENS, JR. Management For For
2E CONSENT TO THE REMOVAL OF ARTHUR B. STABENOW Management For For
2F CONSENT TO THE REMOVAL OF PHILIP M. YOUNG Management For For
3 AMEND ARTICLE IV, SECTION 19 OF THE BYLAWS TO PROVIDE THAT Management For For
ANY VACANCIES ON THE BOARD OF DIRECTORS OF THE COMPANY
RESULTING FROM THE REMOVAL OF DIRECTORS BY THE STOCKHOLDERS
MAY ONLY BE FILLED BY THE STOCKHOLDERS OF THE COMPANY.
4A CONSENT TO THE ELECTION OF JON S. CASTOR Management For For
4B CONSENT TO THE ELECTION OF DALE FULLER Management For For
4C CONSENT TO THE ELECTION OF THOMAS LACEY Management For For
4D CONSENT TO THE ELECTION OF JEFFREY MCCREARY Management For For
4E CONSENT TO THE ELECTION OF JEFFREY C. SMITH Management For For
4F CONSENT TO THE ELECTION OF EDWARD TERINO Management For For
DGT HOLDINGS CORP.
SECURITY 23328R107 MEETING TYPE Annual
TICKER SYMBOL DGTCD MEETING DATE 08-Mar-2011
ISIN US23328R1077 AGENDA 933368284 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES R. HENDERSON For For
2 GENERAL M.A. MCPEAK For For
3 JAMES A. RISHER For For
4 JOHN J. QUICKE For For
5 T. SCOTT AVILA For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 INCENTIVE STOCK Management Against Against
PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED AND RESERVED
FOR ISSUANCE THEREUNDER BY 300,000 SHARES.
03 TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY AT WHICH THE Management Abstain Against
COMPANY SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS
PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JULY 30, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 39
The Gabelli Small Cap Growth Fund
TYCO INTERNATIONAL LTD.
SECURITY H89128104 MEETING TYPE Annual
TICKER SYMBOL TYC MEETING DATE 09-Mar-2011
ISIN CH0100383485 AGENDA 933367395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL Management For For
STATEMENTS OF TYCO INTERNATIONAL LTD ("TYCO") AND FINANCIAL
STATEMENTS FOR YEAR ENDED SEPTEMBER 24, 2010.
02 TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE Management For For
FINANCIAL YEAR ENDED SEPTEMBER 24, 2010.
03 DIRECTOR Management
1 EDWARD D. BREEN For For
2 MICHAEL E. DANIELS For For
3 TIMOTHY M. DONAHUE For For
4 BRIAN DUPERREAULT For For
5 BRUCE S. GORDON For For
6 RAJIV L. GUPTA For For
7 JOHN A. KROL For For
8 BRENDAN R. O'NEILL For For
9 DINESH PALIWAL For For
10 WILLIAM S. STAVROPOULOS For For
11 SANDRA S. WIJNBERG For For
12 R. DAVID YOST For For
4A TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE Management For For
NEXT ANNUAL GENERAL MEETING.
4B TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4C TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL Management For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING.
5A TO APPROVE THE ALLOCATION OF FISCAL YEAR 2010 RESULTS. Management For For
5B TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN THE Management For For
AMOUNT OF $1.00 PER SHARE TO BE MADE OUT OF TYCO'S
"CONTRIBUTED SURPLUS" EQUITY POSITION IN ITS STATUTORY
ACCOUNTS.
06 APPROVAL OF AN AMENDMENT TO TYCO'S ARTICLES OF ASSOCIATION TO Management For For
RENEW THE AMOUNT OF AUTHORIZED SHARE CAPITAL.
07 TO APPROVE THE CANCELLATION OF REPURCHASED TREASURY SHARES. Management For For
8A TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
8B TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
EXECUTIVE COMPENSATION VOTE.
GREEN MOUNTAIN COFFEE ROASTERS, INC.
SECURITY 393122106 MEETING TYPE Annual
TICKER SYMBOL GMCR MEETING DATE 10-Mar-2011
ISIN US3931221069 AGENDA 933367434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 LAWRENCE J. BLANFORD For For
2 MICHAEL J. MARDY For For
3 DAVID E. MORAN For For
2 TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION AS Management Abstain Against
DISCLOSED IN THESE MATERIALS.
3 TO CONSIDER AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE
YEARS
4 TO RATIFY THE THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED ACCOUNTANTS FOR OUR 2011 FISCAL
YEAR
MVC CAPITAL, INC.
SECURITY 553829102 MEETING TYPE Annual
TICKER SYMBOL MVC MEETING DATE 10-Mar-2011
ISIN US5538291023 AGENDA 933367826 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 EMILIO DOMINIANNI For For
2 GERALD HELLERMAN For For
3 WARREN HOLTSBERG For For
4 ROBERT KNAPP For For
5 WILLIAM TAYLOR For For
6 MICHAEL TOKARZ For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE FUND'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 40
The Gabelli Small Cap Growth Fund
NATIONAL FUEL GAS COMPANY
SECURITY 636180101 MEETING TYPE Annual
TICKER SYMBOL NFG MEETING DATE 10-Mar-2011
ISIN US6361801011 AGENDA 933368157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT T. BRADY For For
2 ROLLAND E. KIDDER For For
3 FREDERIC V. SALERNO For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE COMPENSATION OF EXECUTIVES Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF VOTE TO APPROVE COMPENSATION OF Management Abstain Against
EXECUTIVES
NORDION INC.
SECURITY 65563C105 MEETING TYPE Annual
TICKER SYMBOL NDZ MEETING DATE 10-Mar-2011
ISIN CA65563C1059 AGENDA 933370241 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 W.D. ANDERSON For For
2 W.G. DEMPSEY For For
3 R.W. LUBA For For
4 M.A. MOGFORD For For
5 S. MURPHY For For
6 K. NEWPORT For For
7 A. OLUKOTUN For For
8 S.M. WEST For For
9 J. WOODRUFF For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS, AND AUTHORIZING Management For For
THE DIRECTORS TO FIX THEIR REMUNERATION.
THE COOPER COMPANIES, INC.
SECURITY 216648402 MEETING TYPE Annual
TICKER SYMBOL COO MEETING DATE 16-Mar-2011
ISIN US2166484020 AGENDA 933371469 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: A. THOMAS BENDER Management For For
1B ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN Management For For
1C ELECTION OF DIRECTOR: JODY S. LINDELL Management For For
1D ELECTION OF DIRECTOR: DONALD PRESS Management For For
1E ELECTION OF DIRECTOR: STEVEN ROSENBERG Management For For
1F ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D. Management For For
1G ELECTION OF DIRECTOR: ROBERT S. WEISS Management For For
1H ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 AMENDMENT AND RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE Management Against Against
PLAN TO ADD 1,530,000 SHARES TO THE TOTAL SHARES RESERVED FOR
GRANT.
04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2006 Management Against Against
DIRECTORS' PLAN TO ADD 300,000 SHARES TO TOTAL SHARES
RESERVED FOR GRANT.
05 AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE Management Abstain Against
OFFICERS AS PRESENTED IN THIS PROXY STATEMENT.
06 AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH EXECUTIVE Management Abstain Against
COMPENSATION WILL BE SUBJECT TO A STOCKHOLDER ADVISORY VOTE.
OMNOVA SOLUTIONS INC.
SECURITY 682129101 MEETING TYPE Annual
TICKER SYMBOL OMN MEETING DATE 17-Mar-2011
ISIN US6821291019 AGENDA 933369832 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 MICHAEL J. MERRIMAN For For
2 WILLIAM R. SEELBACH For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING NOVEMBER 30, 2011
3 APPROVAL OF THE COMPENSATION OF THE COMPANY'S EXECUTIVE Management Abstain Against
OFFICERS
4 FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 41
The Gabelli Small Cap Growth Fund
VIMPELCOM LTD.
SECURITY 92719A106 MEETING TYPE Contested-Special
TICKER SYMBOL VIP MEETING DATE 17-Mar-2011
ISIN US92719A1060 AGENDA 933373615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE, FOR PURPOSES OF BYE-LAW 55.4(F) OF BYE- LAWS OF Management For For
VIMPELCOM LTD., ISSUANCE BY VIMPELCOM LTD. OF UP TO
325,639,827 COMMON SHARES OF VIMPELCOM LTD. AND OF
305,000,000 CONVERTIBLE PREFERRED SHARES OF VIMPELCOM LTD.
PURSUANT TO TERMS OF SHARE SALE AND EXCHANGE AGREEMENT
RELATING TO ACQUISITION OF WIND TELECOM S.P.A. APPROVED BY
SUPERVISORY BOARD ON JANUARY 16, 2011
02 TO INCREASE AUTHORIZED SHARE CAPITAL OF VIMPELCOM LTD. TO Management For For
US$3,114,171.83 BY CREATION OF 630,639,827 NEW COMMON SHARES
OF PAR VALUE US$0.001 EACH IN VIMPELCOM LTD. AND OF
305,000,000 NEW CONVERTIBLE PREFERRED SHARES OF PAR VALUE
US$0.001 EACH IN VIMPELCOM LTD., THE NEW SHARES HAVING THE
RIGHTS AND BEING SUBJECT TO CONDITIONS SET OUT IN THE
VIMPELCOM LTD. BYE-LAWS
VIMPELCOM LTD.
SECURITY 92719A106 MEETING TYPE Contested-Special
TICKER SYMBOL VIP MEETING DATE 17-Mar-2011
ISIN US92719A1060 AGENDA 933373615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE, FOR PURPOSES OF BYE-LAW 55.4(F) OF BYE- LAWS OF Management For For
VIMPELCOM LTD., ISSUANCE BY VIMPELCOM LTD. OF UP TO
325,639,827 COMMON SHARES OF VIMPELCOM LTD. AND OF
305,000,000 CONVERTIBLE PREFERRED SHARES OF VIMPELCOM LTD.
PURSUANT TO TERMS OF SHARE SALE AND EXCHANGE AGREEMENT
RELATING TO ACQUISITION OF WIND TELECOM S.P.A. APPROVED BY
SUPERVISORY BOARD ON JANUARY 16, 2011
02 TO INCREASE AUTHORIZED SHARE CAPITAL OF VIMPELCOM LTD. TO Management For For
US$3,114,171.83 BY CREATION OF 630,639,827 NEW COMMON SHARES
OF PAR VALUE US$0.001 EACH IN VIMPELCOM LTD. AND OF
305,000,000 NEW CONVERTIBLE PREFERRED SHARES OF PAR VALUE
US$0.001 EACH IN VIMPELCOM LTD., THE NEW SHARES HAVING THE
RIGHTS AND BEING SUBJECT TO CONDITIONS SET OUT IN THE
VIMPELCOM LTD. BYE-LAWS
STRAUMANN HLDG AG
SECURITY H8300N119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Mar-2011
ISIN CH0012280076 AGENDA 702735830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE
VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED
ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRE-SENTATIVE.
1 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED Registration No Action
TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE
THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
STRAUMANN HLDG AG
SECURITY H8300N119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Mar-2011
ISIN CH0012280076 AGENDA 702798185 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT THE NOTICE FOR THIS MEETING WAS RECEIVED Non-Voting
AFTER THE REGISTRATI-ON DEADLINE. IF YOUR SHARES WERE
REGISTERED PRIOR TO THE DEADLINE OF 18 FEB 20-11 [BOOK
CLOSING/REGISTRATION DEADLINE DATE], YOUR VOTING INSTRUCTIONS
WILL BE-ACCEPTED FOR THIS MEETING. HOWEVER, VOTING
INSTRUCTIONS FOR SHARES THAT WERE-NOT REGISTERED PRIOR TO
THE REGISTRATION DEADLINE WILL NOT BE ACCEPTED.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
1 Presentation of the business report 2010 as well as the Non-Voting
report of the auditors
2.1 Approval of the annual report 2010, the annual account 2010 Management No Action
as well as the group account 2010
2.2 Approval of the compensation report 2010 Management No Action
3 Decision about the appropriation of the balance profit and Management No Action
dissolution of legal reserves
4 The board of directors proposes to amend the Article 3.1.3 Management No Action
paragraph 5 of the Articles of Association as specified
5 Discharge of the board of directors Management No Action
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 42
The Gabelli Small Cap Growth Fund
6.1 Re-election of Gilbert Achermann into the board of directors Management No Action
for a one-year term
6.2 Re-election of Dr. Sebastian Burckhardt into the board of Management No Action
directors for a one-year term
6.3 Re-election of Dominik Ellenrieder into the board of Management No Action
directors for a one-year term
6.4 Re-election of Roland Hess into the board of directors for a Management No Action
one-year term
6.5 Re-election Ulrich Looser into the board of directors for a Management No Action
one-year term
6.6 Re-election Dr. Beat Luthi into the board of directors for a Management No Action
one-year term
6.7 Re-election Stefan Meister into the board of directors for a Management No Action
one-year term
6.8 Re-election of Dr. H.C. Thomas Straumann into the board of Management No Action
directors for a one-year term
7 The Board of Directors proposes the reappointment of Management No Action
PricewaterhouseCoopers AG, Basel, as Statutory Auditors for a
term of one year
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN BLOCKING Non-Voting
CONDITIONS FROM-"Y" TO "N". IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CLARCOR INC.
SECURITY 179895107 MEETING TYPE Annual
TICKER SYMBOL CLC MEETING DATE 22-Mar-2011
ISIN US1798951075 AGENDA 933372409 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MARK A. EMKES For For
2 ROBERT H. JENKINS For For
3 PHILIP R. LOCHNER, JR. For For
02 SAY ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
03 SAY WHEN ON PAY - AN ADVISORY NON-BINDING VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 26, 2011.
WILMINGTON TRUST CORPORATION
SECURITY 971807102 MEETING TYPE Special
TICKER SYMBOL WL MEETING DATE 22-Mar-2011
ISIN US9718071023 AGENDA 933373259 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, OR MERGER Management For For
AGREEMENT, DATED AS OF OCTOBER 31, 2010, BY AND AMONG M&T BANK
CORPORATION, A NEW YORK CORPORATION, MTB ONE, INC., A DELAWARE
CORPORATION AND WHOLLY OWNED DIRECT SUBSIDIARY OF M&T, AND
WILMINGTON TRUST CORPORATION, PURSUANT TO WHICH MTB ONE, INC.
WILL MERGE WITH AND INTO WILMINGTON TRUST CORPORATION.
02 TO ADJOURN, POSTPONE OR CONTINUE THE SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT.
ALL AMERICAN GROUP INC.
SECURITY 016437105 MEETING TYPE Special
TICKER SYMBOL COHM MEETING DATE 22-Mar-2011
ISIN US0164371058 AGENDA 933374249 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management Against Against
NOVEMBER 8, 2010, BY AND AMONG ALL AMERICAN GROUP HOLDINGS,
LLC ("ACQUIROR"), ALL AMERICAN ACQUISITION CORPORATION
("ACQUISITION SUB"), AAG AND RICHARD M. LAVERS (AS
SHAREHOLDERS REPRESENTATIVE).
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Annual
TICKER SYMBOL RBN MEETING DATE 22-Mar-2011
ISIN US7701961036 AGENDA 933375051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ANDREW G. LAMPEREUR For For
2 THOMAS P. LOFTIS For For
3 DALE L. MEDFORD For For
4 ALBERT J. NEUPAVER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 43
The Gabelli Small Cap Growth Fund
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING AUGUST 31, 2011.
03 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF THE Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF THE FREQUENCY Management Abstain Against
OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
CHOFU SEISAKUSHO CO.,LTD.
SECURITY J06384101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Mar-2011
ISIN JP3527800001 AGENDA 702814218 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
VESTAS WIND SYSTEMS A/S, RANDERS
SECURITY K9773J128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Mar-2011
ISIN DK0010268606 AGENDA 702811731 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE BE ADVISED THAT SOME SUBCUSTODIANS IN DENMARK REQUIRE Non-Voting
THE SHARES TO BE-REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE-VOTING SERVICE.
PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF THIS
REQU- IREMENT APPLIES TO YOUR SHARES AND, IF SO, YOUR SHARES
ARE REGISTERED IN A SEG-REGATED ACCOUNT FOR THIS GENERAL
MEETING.
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD Non-Voting
MEMBER IS APPOINTED A-S PROXY, WHICH IS OFTEN THE CASE,
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-M-ANAGEMENT VOTES.
THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
A-RE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN
REPRESENTATIVE. THE SUB CUST-ODIAN BANKS OFFER REPRESENTATION
SERVICES FOR AN ADDED FEE IF REQUESTED. THANK-YOU
1 Report of the Board of Directors Non-Voting
2 Presentation and adoption of the annual report Management For For
3.1 Presentation and adoption of the remuneration of the Board of Management For For
Directors: Remuneration for financial year 2010
3.2 Presentation and adoption of the remuneration of the Board of Management For For
Directors: Remuneration for financial year 2011
4 Resolution for the application of profit Management For For
5.a Re-election of Bent Erik Carlsen Management For For
5.b Re-election of Torsten Erik Rasmussen Management For For
5.c Re-election of Freddy Frandsen Management For For
5.d Re-election of Hakan Eriksson Management For For
5.e Re-election of Jorgen Huno Rasmussen Management For For
5.f Re-election of Jorn Ankaer Thomsen Management For For
5.g Re-election of Kurt Anker Nielsen Management For For
5.h Election of Carsten Bjerg Management For For
6 Reappointment of PricewaterhouseCoopers Statsautoriseret Management For For
Revisionsaktieselskab as the Company's auditor
7.1 The Board of Directors' proposal: Adoption of the Management For For
remuneration policy for Vestas Wind System A/S'Board of
Directors and Executive Management
7.2 The Board of Directors' proposal: Prolongation of the Board Management For For
of Directors' authorisation to increase the share capital -
amendment to Article 3 of the Company's articles of
association
7.3 The Board of Directors' proposal: Authorisation for the Board Management For For
of Directors to let the company acquire treasury shares
7.4 The Shareholders proposal: The General Meeting decides that Shareholder Against For
Vestas will not use the test centre in Oterild designated by
the Danish Government
SYNERON MEDICAL LTD.
SECURITY M87245102 MEETING TYPE Annual
TICKER SYMBOL ELOS MEETING DATE 29-Mar-2011
ISIN IL0010909351 AGENDA 933377877 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE AND RATIFY THE RE-APPOINTMENT OF KOST FORER GABBAY Management For For
& KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR
INDEPENDENT AUDITORS FOR THE COMPANY'S 2010 AND 2011 FISCAL
YEARS AND FOR AN ADDITIONAL PERIOD UNTIL THE NEXT ANNUAL
GENERAL MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 44
The Gabelli Small Cap Growth Fund
02 TO RE-ELECT MR. SHIMON ECKHOUSE, THE COMPANY'S CHAIRMAN OF Management For For
THE BOARD OF DIRECTORS, WHOSE CURRENT TERM EXPIRES AT THE
MEETING, AS A CLASS III DIRECTOR TO HOLD OFFICE UNTIL THE
END OF THE THIRD ANNUAL GENERAL MEETING OF SHAREHOLDERS OF
THE COMPANY TO BE HELD AFTER THE MEETING OR UNTIL A SUCCESSOR
HAS BEEN DULY ELECTED.
03 TO RE-ELECT DR. MICHAEL ANGHEL, THE COMPANY'S EXTERNAL Management For For
DIRECTOR, FOR A THREE-YEAR TERM, EFFECTIVE AS OF NOVEMBER 7,
2011, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAELI
COMPANIES LAW.
3A ARE YOU A CONTROLLING SHAREHOLDER IN THE COMPANY (AS DEFINED Management Against
IN THE ISRAELI COMPANIES LAW) OR VOTING ON BEHALF OF A
CONTROLLING SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE
COUNTED. MARK "FOR" = YES AND "AGAINST" = NO.
04 TO RE-ELECT MR. DAN SUESSKIND, THE COMPANY'S EXTERNAL Management For For
DIRECTOR, FOR A THREE-YEAR TERM, EFFECTIVE AS OF NOVEMBER 7,
2011, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAELI
COMPANIES LAW.
4A ARE YOU A CONTROLLING SHAREHOLDER IN THE COMPANY (AS DEFINED Management Against
IN THE ISRAELI COMPANIES LAW) OR VOTING ON BEHALF OF A
CONTROLLING SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE
COUNTED. MARK "FOR" = YES AND "AGAINST" = NO.
05 TO APPROVE THE COMPENSATION FOR OUR NON- EXECUTIVE DIRECTORS Management For For
AND EXTERNAL DIRECTORS.
06 TO APPROVE AN INCREASE IN THE COMPANY'S AUTHORIZED SHARE Management For For
CAPITAL FROM NIS 1,000,000 TO NIS 1,300,000 AND TO AMEND THE
COMPANY'S ARTICLES OF ASSOCIATION TO REFLECT SUCH INCREASE.
NOBEL BIOCARE
SECURITY H5783Q130 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Mar-2011
ISIN CH0037851646 AGENDA 702835414 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 795232 Non-Voting
DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE Non-Voting
SENT UNDER MEETING-795231, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
1 The Board of Directors proposes to approve the annual report Management No Action
2010 consisting of the business report, the statutory
financial statements and the consolidated financial
statements of Nobel Biocare Holding Ltd
2 The Board of Directors proposes that the remuneration report Management No Action
for 2010 including the principles of the compensation model
for 2011 be ratified in a non-binding consultative vote
3.1 The Board proposes to allocate reserves from capital Management No Action
contributions to free reserves in the amount of CHF
43'324'585.50
3.2 The Board proposes to carry forward the available earnings Management No Action
2010 in the amount of CHF 535'832'838.00
3.3 The Board proposes to distribute a dividend of CHF 0.35 per Management No Action
registered share out of the free reserves allocated according
to 3.1 above
4 The Board of Directors proposes the granting of discharge to Management No Action
the members of the Board of Directors for their services in
the business year 2010
5.1 The Board of Directors proposes the re-election of Mrs. Management No Action
Daniela Bosshardt-Hengartner for a one-year term of office
until the next Annual General Shareholders' Meeting
5.2 The Board of Directors proposes the re-election Messrs. Management No Action
Raymund Breu for a one-year term of office until the next
Annual General Shareholders' Meeting
5.3 The Board of Directors proposes the re-election of Stig Management No Action
Eriksson for a one-year term of office until the next Annual
General Shareholders' Meeting
5.4 The Board of Directors proposes the re-election of Edgar Management No Action
Fluri for a one-year term of office until the next Annual
General Shareholders' Meeting
5.5 The Board of Directors proposes the re-election of Robert Management No Action
Lilja for a one-year term of office until the next Annual
General Shareholders' Meeting
5.6 The Board of Directors proposes the re-election of Heino von Management No Action
Prondzynski for a one-year term of office until the next
Annual General Shareholders' Meeting
5.7 The Board of Directors proposes the re-election of Oern Stuge Management No Action
for a one-year term of office until the next Annual General
Shareholders' Meeting
5.8 The Board of Directors proposes the re-election of Rolf Management No Action
Watter for a one-year term of office until the next Annual
General Shareholders' Meeting
6 The Board of Directors proposes the re-election of KPMG AG, Management No Action
Zurich, as Auditor for the business year 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 45
The Gabelli Small Cap Growth Fund
GENCORP INC.
SECURITY 368682100 MEETING TYPE Annual
TICKER SYMBOL GY MEETING DATE 30-Mar-2011
ISIN US3686821006 AGENDA 933373350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 THOMAS A. CORCORAN For For
2 JAMES R. HENDERSON For For
3 WARREN G. LICHTENSTEIN For For
4 DAVID A. LORBER For For
5 JAMES H. PERRY For For
6 SCOTT J. SEYMOUR For For
7 MARTIN TURCHIN For For
8 ROBERT C. WOODS For For
02 TO APPROVE AN AMENDMENT TO THE GENCORP AMENDED AND RESTATED Management For For
2009 EQUITY AND PERFORMANCE INCENTIVE PLAN TO ELIMINATE THE
LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO BE ISSUED AS
FULL VALUE AWARDS.
03 TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION Management Abstain Against
OF GENCORP'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY AT WHICH GENCORP Management Abstain Against
SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF
GENCORP'S NAMED EXECUTIVE OFFICERS.
05 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY.
IDT CORPORATION
SECURITY 448947507 MEETING TYPE Special
TICKER SYMBOL IDT MEETING DATE 04-Apr-2011
ISIN US4489475073 AGENDA 933377891 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 AMEND & RESTATE SECOND RESTATED CERTIFICATE OF INCORPORATION Management For For
TO A) EFFECT A CONVERSION AND RECLASSIFICATION OF EACH
OUTSTANDING SHARE OF COMMON STOCK INTO ONE SHARE OF CLASS B
COMMON STOCK; B) ELIMINATE COMMON STOCK & PROVISIONS RELATING
THERETO; C) PROVIDE FOR CONVERSION OF CLASS A COMMON STOCK; D)
REVISE PROVISION RELATING TO DIVIDENDS AND DISTRIBUTIONS OF
CASH AND PROPERTY.
IDEX CORPORATION
SECURITY 45167R104 MEETING TYPE Annual
TICKER SYMBOL IEX MEETING DATE 05-Apr-2011
ISIN US45167R1041 AGENDA 933378665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 BRADLEY J. BELL For For
2 LAWRENCE D. KINGSLEY For For
3 GREGORY F. MILZCIK For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS OF THE COMPANY FOR 2011.
WADDELL & REED FINANCIAL, INC.
SECURITY 930059100 MEETING TYPE Annual
TICKER SYMBOL WDR MEETING DATE 06-Apr-2011
ISIN US9300591008 AGENDA 933378247 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 SHARILYN S. GASAWAY For For
2 ALAN W. KOSLOFF For For
3 JERRY W. WALTON For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSAITION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 46
The Gabelli Small Cap Growth Fund
DISCOVER FINANCIAL SERVICES
SECURITY 254709108 MEETING TYPE Annual
TICKER SYMBOL DFS MEETING DATE 07-Apr-2011
ISIN US2547091080 AGENDA 933374984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Management For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Management For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Management For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Management For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Management For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Management For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Management For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Management For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Management For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Management For For
1K ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH Management For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL SERVICES Management For For
DIRECTORS' COMPENSATION PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
STEWART ENTERPRISES, INC.
SECURITY 860370105 MEETING TYPE Annual
TICKER SYMBOL STEI MEETING DATE 07-Apr-2011
ISIN US8603701058 AGENDA 933377574 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN B. ELSTROTT For For
2 THOMAS M. KITCHEN For For
3 ALDEN J. MCDONALD, JR. For For
4 RONALD H. PATRON For For
5 ASHTON J. RYAN, JR. For For
6 JOHN K. SAER, JR. For For
7 FRANK B. STEWART, JR. For For
02 SAY ON PAY VOTE: ADVISORY (NON-BINDING) VOTE TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION (AS DISCLOSED IN THE PROXY STATEMENT).
03 FREQUENCY VOTE: ADVISORY (NON-BINDING) VOTE ON HOW OFTEN THE Management Abstain Against
COMPANY SHOULD HOLD A SAY-ON-PAY VOTE.
04 TO RATIFY THE RETENTION OF THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2011.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT THEREOF.
BIGLARI HOLDINGS INC.
SECURITY 08986R101 MEETING TYPE Annual
TICKER SYMBOL BH MEETING DATE 07-Apr-2011
ISIN US08986R1014 AGENDA 933383452 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 SARDAR BIGLARI Withheld Against
2 PHILIP L. COOLEY Withheld Against
3 KENNETH R. COOPER Withheld Against
4 RUTH J. PERSON Withheld Against
5 JOHN W. RYAN Withheld Against
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD Management For For
OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
03 NON-BINDING ADVISORY VOTE ON THE CORPORATION'S EXECUTIVE Management Abstain Against
COMPENSATION, AS DESCRIBED IN THESE PROXY MATERIALS.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Management Abstain Against
SHAREHOLDER ADVISORY VOTES ON THE CORPORATION'S EXECUTIVE
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 47
The Gabelli Small Cap Growth Fund
A.O. SMITH CORPORATION
SECURITY 831865209 MEETING TYPE Annual
TICKER SYMBOL AOS MEETING DATE 11-Apr-2011
ISIN US8318652091 AGENDA 933375342 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GLOSTER B. CURRENT, JR. For For
2 ROBERT J. O'TOOLE For For
3 IDELLE K. WOLF For For
4 GENE C. WULF For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
03 PROPOSAL TO APPROVE BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RECOMMEND BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
OTTER TAIL CORPORATION
SECURITY 689648103 MEETING TYPE Annual
TICKER SYMBOL OTTR MEETING DATE 11-Apr-2011
ISIN US6896481032 AGENDA 933375518 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 JOHN D. ERICKSON For For
2 NATHAN I. PARTAIN For For
3 JAMES B. STAKE For For
2 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY VOTE APPROVING THE COMPENSATION PROVIDED TO Management Abstain Against
EXECUTIVE OFFICERS
4 ADVISORY VOTE OF INTERVAL FOR THE ADVISORY VOTE ON VOTING ON Management Abstain Against
EXECUTIVE COMPENSATION
BASSETT FURNITURE INDUSTRIES, INC.
SECURITY 070203104 MEETING TYPE Annual
TICKER SYMBOL BSET MEETING DATE 13-Apr-2011
ISIN US0702031040 AGENDA 933385139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PETER W. BROWN, M.D. For For
2 PAUL FULTON For For
3 HOWARD H. HAWORTH For For
4 GEORGE W. HENDERSON III For For
5 KRISTINA HERBIG For For
6 DALE C. POND For For
7 ROBERT H SPILMAN, JR. For For
8 WILLIAM C. WAMPLER, JR. For For
9 WILLIAM C. WARDEN, JR. For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING NOVEMBER 26, 2011.
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 14-Apr-2011
ISIN US3596941068 AGENDA 933375291 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 J. MICHAEL LOSH For For
2 LEE R. MITAU For For
3 R. WILLIAM VAN SANT For For
02 A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY
STATEMENT.
03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. Management For For
FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 3, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 48
The Gabelli Small Cap Growth Fund
T. ROWE PRICE GROUP, INC.
SECURITY 74144T108 MEETING TYPE Annual
TICKER SYMBOL TROW MEETING DATE 14-Apr-2011
ISIN US74144T1088 AGENDA 933376609 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Management For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Management For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Management For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Management For For
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Management For For
1F ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Management For For
1G ELECTION OF DIRECTOR: BRIAN C. ROGERS Management For For
1H ELECTION OF DIRECTOR: DR. ALFRED SOMMER Management For For
1I ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Management For For
1J ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Management For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION Management Abstain Against
PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY OF VOTING Management Abstain Against
BY HOLDERS ON COMPENSATION PAID BY COMPANY TO EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 18-Apr-2011
ISIN US2243991054 AGENDA 933380482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: E. THAYER BIGELOW Management For For
1B ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. Management For For
1C ELECTION OF DIRECTOR: RONALD F. MCKENNA Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR 2011
03 APPROVAL OF ANNUAL INCENTIVE PLAN Management For For
04 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION
05 SAY WHEN ON PAY - AN ADVISORY VOTE ON APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
GAM HLDG LTD
SECURITY H2878E106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2011
ISIN CH0102659627 AGENDA 702874543 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
1 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED Registration No Action
TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE
THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
GAM HLDG LTD
SECURITY H2878E106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2011
ISIN CH0102659627 AGENDA 702875153 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE Non-Voting
SENT UNDER MEETING-796882, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
1 The Board of Directors proposes that the annual report, the Management No Action
parent company's as well as the consolidated financial
statements for the year 2010 be approved
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 49
The Gabelli Small Cap Growth Fund
2 The Board of Directors proposes the following: (a) to Management No Action
allocate the aggregate capital contribution reserves in the
amount of CHF 2,092,582,262 from the balance sheet item
"Other Reserves" (as part of the free reserves) to the new
balance sheet item "Capital Contribution Reserves" (as part
of the legal reserves); and as specified; (b) to carry
forward the retained earnings of CHF 146.4 million available
for appropriation and to allocate an amount of CHF 0.50 per
registered share entitled to distribution out of Capital
Contribution Reserves to Other Reserves and to distribute
such amount to the shareholders. As specified
3 The Board of Directors proposes that the members of the Board Management No Action
of Directors and the Executive Board be discharged for the
2010 financial year
4.1 The Board of Directors proposes the following: (a) to cancel Management No Action
10,330,756 registered shares with a par value of CHF 0.05
each repurchased by the Company under the share buy-back
programme 2010-2012, and as a result, to reduce the
respective reserves created for such own shares and to reduce
the share capital by CHF 516,537.80 from CHF 10,331,537.80 to
CHF 9,815,000.00; (b) to state that the audit report of the
licensed audit expert KPMG Ltd., Zurich, according to Article
732 Paragraph 2 of the Swiss Code of Obligations, confirms
that the claims of creditors of the Company are fully covered
despite the reduction in share capital; and (c) to amend
article 3.1 and 3.2 of the Articles of Incorporation as
follows: Current version - Article 3 Share capital; 3.1 The
fully paid-up share capital amounts to CHF
10,331,537.80.; 3.2 The share capital is divided into
206,630,756 registered shares with a par value of CHF -.05
each. Proposed new version - Article 3 Share capital (changes
in italics); 3.1 The fully paid-up share capital amounts to
CHF 9,815,000.00.; 3.2 The share capital is divided into
196,300,000 registered shares with a par value of CHF -.05
each. The other provisions of the Articles of Incorporation
shall remain unchanged
4.2 The Board of Directors proposes approval of the following Management No Action
resolution: The Board of Directors is hereby authorised to
buy back shares in the maximum amount of 20% of the Company s
share capital currently inscribed in the Commercial Register,
corresponding to up to 41,326,151 registered shares with a
par value of CHF 0.05 each, over a maximum period of three
years via a second trading line on SIX Swiss Exchange by
making use of capital contribution reserves. These shares are
designated for cancellation and are therefore not subject to
the 10% threshold for "own shares" within the meaning of
Article 659 of the Swiss Code of Obligations. The respective
capital reductions, together with the necessary amendments to
the Articles of Incorporation, shall be submitted to future
Ordinary Annual General Meetings for approval
5.1 The Board of Directors proposes that Mr Johannes A. de Gier Management No Action
be re-elected as member of the Board of Directors for a
two-year term
5.2 The Board of Directors proposes that Mr Dieter Enkelmann be Management No Action
re- elected as member of the Board of Directors for a
two-year term
5.3 The Board of Directors proposes that Mr Hugh Scott-Barrett be Management No Action
re- elected as a member of the Board of Directors for a
two-year term
6 The Board of Directors proposes that KPMG AG, Zurich, be re- Management No Action
elected as auditors for a one-year period
IL SOLE 24 ORE SPA, MILANO
SECURITY T52689105 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2011
ISIN IT0004269723 AGENDA 702891323 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Balance sheet as at december 31st, 2010. Board of directors Management For For
report, board of auditors report, auditing company report.
Related and consequent resolutions
2 Integration of the board of directors pursuant to article Management For For
2386, paragraph 1, of the Italian civil code. Appointment of
a director
SHENANDOAH TELECOMMUNICATIONS COMPANY
SECURITY 82312B106 MEETING TYPE Annual
TICKER SYMBOL SHEN MEETING DATE 19-Apr-2011
ISIN US82312B1061 AGENDA 933387006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DOUGLAS C. ARTHUR For For
2 TRACY FITZSIMMONS For For
3 JOHN W. FLORA For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE APPROVING THE COMPENSATION PAID TO THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 50
The Gabelli Small Cap Growth Fund
PACCAR INC
SECURITY 693718108 MEETING TYPE Annual
TICKER SYMBOL PCAR MEETING DATE 20-Apr-2011
ISIN US6937181088 AGENDA 933376558 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN M. FLUKE, JR. For For
2 KIRK S. HACHIGIAN For For
3 STEPHEN F. PAGE For For
4 THOMAS E. PLIMPTON For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE Management Abstain Against
OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES Management Abstain Against
04 APPROVAL OF THE LONG TERM INCENTIVE PLAN Management For For
05 APPROVAL OF THE SENIOR EXECUTIVE YEARLY INCENTIVE Management For For
COMPENSATION PLAN
06 STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE Shareholder Against For
PROVISIONS
07 STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE THRESHOLD Shareholder Against For
INSITUFORM TECHNOLOGIES, INC.
SECURITY 457667103 MEETING TYPE Annual
TICKER SYMBOL INSU MEETING DATE 20-Apr-2011
ISIN US4576671030 AGENDA 933386434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 J. JOSEPH BURGESS For For
2 STEPHEN P. CORTINOVIS For For
3 STEPHANIE A. CUSKLEY For For
4 JOHN P. DUBINSKY For For
5 CHARLES R. GORDON For For
6 JUANITA H. HINSHAW For For
7 M. RICHARD SMITH For For
8 ALFRED L. WOODS For For
02 TO APPROVE THE 2011 NON-EMPLOYEE DIRECTOR EQUITY PLAN Management Against Against
03 TO APPROVE THE 2011 EXECUTIVE PERFORMANCE PLAN Management For For
04 TO APPROVE AN ADVISORY RESOLUTION RELATING TO EXECUTIVE Management Abstain Against
COMPENSATION
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
EVERY ONE, TWO OR THREE YEARS
06 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011
SONOCO PRODUCTS COMPANY
SECURITY 835495102 MEETING TYPE Annual
TICKER SYMBOL SON MEETING DATE 20-Apr-2011
ISIN US8354951027 AGENDA 933387462 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 J.L. COKER For For
2 J.M. MICALI For For
3 L.W. NEWTON For For
4 M.D. OKEN For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE YEAR ENDED DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 TO APPROVE THE ADVISORY RESOLUTION ON THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
GRACO INC.
SECURITY 384109104 MEETING TYPE Annual
TICKER SYMBOL GGG MEETING DATE 21-Apr-2011
ISIN US3841091040 AGENDA 933376546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PATRICK J. MCHALE For For
2 LEE R. MITAU For For
3 MARTI MORFITT For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY, NON-BINDING RESOLUTION TO APPROVE OUR EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY, NON-BINDING VOTE ON THE FREQUENCY FOR WHICH Management Abstain Against
SHAREHOLDERS WILL HAVE AN ADVISORY, NON- BINDING VOTE ON OUR
EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING FOR THE Shareholder Against For
ELECTION OF DIRECTORS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 51
The Gabelli Small Cap Growth Fund
NEWMARKET CORPORATION
SECURITY 651587107 MEETING TYPE Annual
TICKER SYMBOL NEU MEETING DATE 21-Apr-2011
ISIN US6515871076 AGENDA 933378362 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PHYLLIS L. COTHRAN For For
2 MARK M. GAMBILL For For
3 BRUCE C. GOTTWALD For For
4 THOMAS E. GOTTWALD For For
5 PATRICK D. HANLEY For For
6 JAMES E. ROGERS For For
7 CHARLES B. WALKER For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS OF NEWMARKET CORPORATION.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING Management Abstain Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
CYTEC INDUSTRIES INC.
SECURITY 232820100 MEETING TYPE Annual
TICKER SYMBOL CYT MEETING DATE 21-Apr-2011
ISIN US2328201007 AGENDA 933378831 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Management For For
1B ELECTION OF DIRECTOR: JERRY R. SATRUM Management For For
1C ELECTION OF DIRECTOR: RAYMOND P. SHARPE Management For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY'S AUDITORS FOR 2011. Management For For
03 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 1993 STOCK Management For For
AND INCENTIVE PLAN.
04 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR Management Abstain Against
EXECUTIVE OFFICERS.
05 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
WOLVERINE WORLD WIDE, INC.
SECURITY 978097103 MEETING TYPE Annual
TICKER SYMBOL WWW MEETING DATE 21-Apr-2011
ISIN US9780971035 AGENDA 933383224 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM K. GERBER For For
2 BLAKE W. KRUEGER For For
3 MICHAEL A. VOLKEMA For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
03 AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
SENSIENT TECHNOLOGIES CORPORATION
SECURITY 81725T100 MEETING TYPE Annual
TICKER SYMBOL SXT MEETING DATE 21-Apr-2011
ISIN US81725T1007 AGENDA 933384872 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 HANK BROWN For For
2 FERGUS M. CLYDESDALE For For
3 JAMES A.D. CROFT For For
4 WILLIAM V. HICKEY For For
5 KENNETH P. MANNING For For
6 PETER M. SALMON For For
7 ELAINE R. WEDRAL For For
8 ESSIE WHITELAW For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 52
The Gabelli Small Cap Growth Fund
02 PROPOSAL TO APPROVE THE COMPENSATION PAID TO SENSIENT'S NAMED Management Abstain Against
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION IN THE
ACCOMPANYING PROXY STATEMENT.
03 PROPOSAL THAT SENSIENT'S SHAREHOLDERS RECOMMEND THAT THE Management Abstain Against
ADVISORY VOTE TO APPROVE THE COMPENSATION OF SENSIENT'S NAMED
EXECUTIVE OFFICERS BE HELD EVERY (CHECK ONE).
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR 2011.
WAUSAU PAPER CORP.
SECURITY 943315101 MEETING TYPE Annual
TICKER SYMBOL WPP MEETING DATE 21-Apr-2011
ISIN US9433151019 AGENDA 933386294 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GARY W. FREELS For For
2 THOMAS J. HOWATT For For
3 LONDA J. DEWEY For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE REGARDING FREQUENCY OF SAY-ON-PAY VOTE. Management Abstain Against
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR.
GATX CORPORATION
SECURITY 361448103 MEETING TYPE Annual
TICKER SYMBOL GMT MEETING DATE 22-Apr-2011
ISIN US3614481030 AGENDA 933382979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: ANNE L. ARVIA Management For For
1B ELECTION OF DIRECTOR: DEBORAH M. FRETZ Management For For
1C ELECTION OF DIRECTOR: ERNST A. HABERLI Management For For
1D ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For For
1E ELECTION OF DIRECTOR: MARK G. MCGRATH Management For For
1F ELECTION OF DIRECTOR: JAMES B. REAM Management For For
1G ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Management For For
1H ELECTION OF DIRECTOR: CASEY J. SYLLA Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION
VASCULAR SOLUTIONS, INC.
SECURITY 92231M109 MEETING TYPE Annual
TICKER SYMBOL VASC MEETING DATE 22-Apr-2011
ISIN US92231M1099 AGENDA 933392348 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN ERB For For
2 MICHAEL KOPP For For
3 RICHARD NIGON For For
4 PAUL O'CONNELL For For
5 HOWARD ROOT For For
6 JORGE SAUCEDO For For
7 MARTIN EMERSON For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Management Abstain Against
VASCULAR SOLUTION'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, AND THE
OTHER TABULAR AND NARRATIVE DISCLOSURE REGARDING SUCH
COMPENSATION, SET
FORTH IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF
SHAREHOLDERS.
03 THE OPTION OF ONCE EVERY ONE, TWO OR THREE YEARS THAT Management Abstain Against
RECEIVES THE HIGHEST NUMBER OF VOTES CAST FOR THIS ADVISORY
RESOLUTION WILL BE THE PREFERRED FREQUENCY WITH WHICH VASCULAR
SOLUTIONS IS TO HOLD AN ADVISORY SHAREHOLDER VOTE ON THE
COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF BAKER TILLY VIRCHOW KRAUSE, LLP AS Management For For
INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 53
The Gabelli Small Cap Growth Fund
VINA CONCHA Y TORO S.A.
SECURITY 927191106 MEETING TYPE Annual
TICKER SYMBOL VCO MEETING DATE 25-Apr-2011
ISIN US9271911060 AGENDA 933426529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL Management For For
STATEMENTS AND INDEPENDENT EXTERNAL AUDITORS REPORT,
CORRESPONDING TO THE PERIOD BEGINNING JANUARY 1, AND ENDING
DECEMBER 31, 2010.
02 APPROVAL OF THE PROFIT DISTRIBUTION AND DIVIDEND POLICY. Management For For
03 ELECTION OF THE BOARD OF DIRECTORS. Management For For
04 DESIGNATE THE INDEPENDENT ACCOUNTANTS THAT WILL EXERCISE THE Management For For
FUNCTION OF EXTERNAL AUDITORS FOR FISCAL 2011.
05 SET THE COMPENSATION OF THE BOARD OF DIRECTORS. Management For For
06 SET COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS' Management For For
COMMITTEE, AS REFERRED TO IN ARTICLE 50BIS OF LAW 18.046; AND
ESTABLISH THE BUDGET FOR COMMITTEE EXPENDITURE FOR FISCAL YEAR
2011.
07 DETERMINE THE NEWSPAPER IN WHICH NOTIFICATION OF THE NEXT Management For For
SHAREHOLDERS' MEETING WILL BE PUBLISHED.
08 REPORT ON COMPANY TRANSACTIONS AS STIPULATED IN ARTICLE 146 Management For For
AND SUBSEQUENT, OF LAW NO. 18.046.
09 APPROVAL OF OTHER MATTERS RELEVANT TO THE ORDINARY Management For For
SHAREHOLDERS' MEETINGS.
INTERPUMP GROUP SPA, SANT'ILARIO D'ENZA
SECURITY T5513W107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 26-Apr-2011
ISIN IT0001078911 AGENDA 702859969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 27 APR 2011 FOR EGM AND 28 APR
2011 FOR AGM AND A THIRD CALL-ON 28 APR 2011 FOR EGM.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.
A.1 Approval of the balance sheet as of 31 Dec 2010, along with Management For For
directors report on the management, board of auditors report
and further related documentation foreseen by provisions in
force. Presentation of the consolidated balance sheet of the
group as of 31 Dec 2010, along with board of directors report
and with further related documentation foreseen by provisions
in force. Related and consequential resolutions
A.2 Profit allocation Management For For
A.3 Appointment of the board of directors. Determination of Management For For
members number. Determination of the office tenor.
Appointment of the chairman of the board of directors
A.4 Determination of the emoluments for directors related to Management For For
business year 2011 and of the total amount of remuneration
for directors covering particular offices
A.5 Appointment of the board of auditors. Appointment of 3 Management For For
statutory auditors and of 2 alternate auditors. Appointment
of the Chairman. Determination of the emoluments
A.6 In compliance with art 2357 and 2357 TER of the civil code, Management For For
authorisation to the purchase of own shares and to the
possible following disposal of own shares in portfolio or
purchased
A.7 Amendment of artt 2, 4, 5, 7, 8, 9, 15, 16, 25, 26, 27 and 28 Management For For
of the meeting regulation
E.1 Amendment of artt 6, 11, 14, 16 and 25 and introduction of Management For For
new artt 26, 27 and 28 of the bylaws, also in compliance with
the new regulation foreseen by law decree 25 Sept 2009 n 146
which has introduced new additional and corrective
disposition to the law decree 19 Nov 2007 n 229, on the
implementation of the directive 2004 25 ce related to tender
offer, by law decree 27 Jan 2010 n 27 which has acknowledged
the EU directive n 2007 36 ce related to shareholders rights,
and by Consob resolution n 17221 of 21 Mar 2010 and related
to transaction executed by the company with its subsidiaries
IL SOLE 24 ORE SPA, MILANO
SECURITY T52689105 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2011
ISIN IT0004269723 AGENDA 702902114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Report related to the set up of a fund for the necessary Management For For
expenses to cover common interests of preferred shareholders
2 To appoint the Preferred shareholders Common Representative. Management For For
Resolutions related there to
CEPHEID
SECURITY 15670R107 MEETING TYPE Annual
TICKER SYMBOL CPHD MEETING DATE 26-Apr-2011
ISIN US15670R1077 AGENDA 933382208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT J. EASTON For For
2 HOLLINGS C. RENTON For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 54
The Gabelli Small Cap Growth Fund
3 GLENN D. STEELE, JR. For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF CEPHEID FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY Management Abstain Against
OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
VALMONT INDUSTRIES, INC.
SECURITY 920253101 MEETING TYPE Annual
TICKER SYMBOL VMI MEETING DATE 26-Apr-2011
ISIN US9202531011 AGENDA 933383832 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MOGENS C. BAY For For
2 WALTER SCOTT, JR. For For
3 CLARK T. RANDT, JR. For For
02 PROPOSAL TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL 2011.
CH ENERGY GROUP, INC.
SECURITY 12541M102 MEETING TYPE Annual
TICKER SYMBOL CHG MEETING DATE 26-Apr-2011
ISIN US12541M1027 AGENDA 933386472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MARGARITA K. DILLEY For For
2 STEVEN M. FETTER For For
3 STANLEY J. GRUBEL For For
4 STEVEN V. LANT For For
5 EDWARD T. TOKAR For For
6 JEFFREY D. TRANEN For For
02 ADOPTION OF THE CORPORATION'S LONG-TERM EQUITY INCENTIVE PLAN. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF THE CORPORATION'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
RPC, INC.
SECURITY 749660106 MEETING TYPE Annual
TICKER SYMBOL RES MEETING DATE 26-Apr-2011
ISIN US7496601060 AGENDA 933386535 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 R. RANDALL ROLLINS For For
2 HENRY B. TIPPIE For For
3 JAMES B. WILLIAMS For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO AMEND THE CERTIFICATE OF INCORPORATON OF COMPANY TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK TO
350,000,000 SHARES.
04 TO APPROVE THE PERFORMANCE-BASED INCENTIVE CASH COMPENSATION Management For For
PLAN FOR THE EXECUTIVE OFFICERS.
05 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
06 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE
YEARS.
MARINE PRODUCTS CORPORATION
SECURITY 568427108 MEETING TYPE Annual
TICKER SYMBOL MPX MEETING DATE 26-Apr-2011
ISIN US5684271084 AGENDA 933387563 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 R. RANDALL ROLLINS For For
2 HENRY B. TIPPIE For For
3 JAMES B. WILLIAMS For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 55
The Gabelli Small Cap Growth Fund
ROLLINS, INC.
SECURITY 775711104 MEETING TYPE Annual
TICKER SYMBOL ROL MEETING DATE 26-Apr-2011
ISIN US7757111049 AGENDA 933387638 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 R. RANDALL ROLLINS For For
2 JAMES B. WILLIAMS For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE 2011 FISCAL YEAR.
03 THE AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE Management For For
THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK TO
250,500,000 SHARES.
04 TO VOTE FOR THE APPROVAL ON A NONBINDING RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO, OR
THREE YEARS.
STRYKER CORPORATION
SECURITY 863667101 MEETING TYPE Annual
TICKER SYMBOL SYK MEETING DATE 26-Apr-2011
ISIN US8636671013 AGENDA 933388490 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 HOWARD E. COX, JR. For For
2 SRIKANT M. DATAR, PH.D. For For
3 ROCH DOLIVEUX, DVM For For
4 LOUISE L. FRANCESCONI For For
5 ALLAN C. GOLSTON For For
6 HOWARD L. LANCE For For
7 STEPHEN P. MACMILLAN For For
8 WILLIAM U. PARFET For For
9 RONDA E. STRYKER For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN. Management Against Against
04 APPROVAL OF THE 2011 PERFORMANCE INCENTIVE AWARD PLAN. Management Against Against
05 APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
06 RECOMMENDATION, IN AN ADVISORY VOTE, OF THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING. Shareholder Against For
TELEFLEX INCORPORATED
SECURITY 879369106 MEETING TYPE Annual
TICKER SYMBOL TFX MEETING DATE 26-Apr-2011
ISIN US8793691069 AGENDA 933398009 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GEORGE BABICH, JR. For For
2 WILLIAM R. COOK For For
3 STEPHEN K. KLASKO For For
4 BENSON F. SMITH For For
02 APPROVAL OF THE TELEFLEX INCORPORATED 2011 EXECUTIVE Management For For
INCENTIVE PLAN.
03 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. Management Abstain Against
04 ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON COMPENSATION OF Management Abstain Against
NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 56
The Gabelli Small Cap Growth Fund
FEDERAL SIGNAL CORPORATION
SECURITY 313855108 MEETING TYPE Annual
TICKER SYMBOL FSS MEETING DATE 26-Apr-2011
ISIN US3138551086 AGENDA 933399695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM F. OWENS For For
2 CHARLES R. CAMPBELL For For
3 PAUL W. JONES For For
4 DENNIS J. MARTIN For For
5 BRENDA L. REICHELDERFER For For
02 ADVISORY RESOLUTION RELATING TO OUR EXECUTIVE COMPENSATION Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
04 RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
CAPITAL PROPERTIES, INC.
SECURITY 140430109 MEETING TYPE Annual
TICKER SYMBOL CPTP MEETING DATE 26-Apr-2011
ISIN US1404301095 AGENDA 933401236 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT H. EDER For For
2 HARRIS N. ROSEN For For
BIO-RAD LABORATORIES, INC.
SECURITY 090572207 MEETING TYPE Annual
TICKER SYMBOL BIO MEETING DATE 26-Apr-2011
ISIN US0905722072 AGENDA 933405753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LOUIS DRAPEAU For For
2 ALBERT J. HILLMAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO Management For For
SERVE AS THE COMPANY'S INDEPENDENT AUDITORS.
03 PROPOSAL TO APPROVE THE BIO-RAD LABORATORIES, INC. 2011 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
VOTES.
EMBRAER S A
SECURITY 29082A107 MEETING TYPE Annual
TICKER SYMBOL ERJ MEETING DATE 26-Apr-2011
ISIN US29082A1079 AGENDA 933426997 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
E1 RESOLVE THE PROPOSAL OF BOARD TO (I) INCREASE NUMBER OF Management For For
MEMBERS OF BOARD FROM 11 TO 13, & THEREFORE, TO AMEND BYLAWS;
(II) INCREASE FROM 7 TO 9 THE NUMBER OF AFFIRMATIVE VOTES OF
BOARD NECESSARY TO REMOVE OFFICERS FROM OFFICE, & THEREFORE
ADJUSTING ARTICLE 33 OF BYLAWS; (III) AMEND FROM 4 TO 5 THE
MAXIMUM NUMBER OF MEMBERS OF BOARD COMMITTEES, & THEREFORE
AMENDING BYLAWS
O1 TO TAKE THE MANAGEMENT'S REPORT, EXAMINE, DISCUSS AND VOTE Management For For
THE FINANCIAL STATEMENTS OF THE FISCAL YEAR ENDED IN DECEMBER
31ST, 2010
O2 TO RESOLVE ON THE ALLOCATION OF THE NET INCOME OF THE FISCAL Management For For
YEAR ENDED IN DECEMBER 31ST, 2010 AND THE DISTRIBUTION OF
DIVIDENDS
O3 TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
O4 TO ELECT THE MEMBERS OF THE AUDIT COMMITTEE Management For For
O5 THE SETTING-UP OF THE OFFICERS AND MEMBERS OF THE COMMITTEES Management For For
OF THE BOARD OF DIRECTORS GLOBAL ANNUAL COMPENSATION
O6 THE SETTING-UP OF THE AUDIT COMMITTEE GLOBAL ANNUAL Management For For
COMPENSATION
SORIN SPA, MILANO
SECURITY T8782F102 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 27-Apr-2011
ISIN IT0003544431 AGENDA 702887499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 28 APR 2011. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. THANK YOU.
O.1 Balance sheet as at December 31st, 2010 and report about the Management For For
management. Inherent and consequent resolutions
E.1 Proposal of amendment of the art. 8 of the company bylaw. Management For For
Inherent and consequent resolutions
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 57
The Gabelli Small Cap Growth Fund
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 27-Apr-2011
ISIN US4835481031 AGENDA 933375734 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 BRIAN E. BARENTS For For
2 GEORGE E. MINNICH For For
3 THOMAS W. RABAUT For For
2 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTE.
4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
NORTHWESTERN CORPORATION
SECURITY 668074305 MEETING TYPE Annual
TICKER SYMBOL NWE MEETING DATE 27-Apr-2011
ISIN US6680743050 AGENDA 933378730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEPHEN P. ADIK For For
2 DOROTHY M. BRADLEY For For
3 E. LINN DRAPER, JR. For For
4 DANA J. DYKHOUSE For For
5 JULIA L. JOHNSON For For
6 PHILIP L. MASLOWE For For
7 DENTON LOUIS PEOPLES For For
8 ROBERT C. ROWE For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 APPROVE THE COMPANY'S AMENDED 2005 LONG-TERM INCENTIVE PLAN Management For For
TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
UNDER THE PLAN.
BORGWARNER INC.
SECURITY 099724106 MEETING TYPE Annual
TICKER SYMBOL BWA MEETING DATE 27-Apr-2011
ISIN US0997241064 AGENDA 933378994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: ROBIN J. ADAMS Management For For
1B ELECTION OF DIRECTOR: DAVID T. BROWN Management For For
1C ELECTION OF DIRECTOR: JAN CARLSON Management For For
1D ELECTION OF DIRECTOR: DENNIS C. CUNEO Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2011.
03 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS Management Abstain Against
AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS
SECTION OF THE PROXY STATEMENT.
04 THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION
PROGRAMS.
NCR CORPORATION
SECURITY 62886E108 MEETING TYPE Annual
TICKER SYMBOL NCR MEETING DATE 27-Apr-2011
ISIN US62886E1082 AGENDA 933382006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD L. CLEMMER For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE Management Abstain Against
COMPENSATION AS DISCLOSED IN THESE PROXY MATERIALS.
04 TO VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 58
The Gabelli Small Cap Growth Fund
05 TO RE-APPROVE THE PERFORMANCE GOALS INCLUDED IN THE NCR Management For For
CORPORATION 2006 STOCK INCENTIVE PLAN (AS AMENDED AND
RESTATED EFFECTIVE AS OF DECEMBER 31, 2008) FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE.
06 TO APPROVE AN AMENDMENT TO INDIVIDUAL AWARD LIMITATIONS Management For For
INCLUDED IN THE NCR CORPORATION 2006 STOCK INCENTIVE PLAN.
07 TO APPROVE AN AMENDMENT TO THE FUNDING FORMULA IN THE NCR Management For For
MANAGEMENT INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
08 TO APPROVE THE NCR CORPORATION 2011 ECONOMIC PROFIT PLAN FOR Management For For
PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 27-Apr-2011
ISIN US7843051043 AGENDA 933387448 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 K. ARMSTRONG For For
2 M.L. CALI For For
3 J.P. DINAPOLI For For
4 D.R. KING For For
5 N.Y. MINETA For For
6 R.B. MOSKOVITZ For For
7 G.E. MOSS For For
8 W.R. ROTH For For
9 C.J. TOENISKOETTER For For
10 R.A. VAN VALER For For
02 APPROVE THE ADVISORY RESOLUTION APPROVING THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
03 TO VOTE ON AN ADVISORY BASIS AS TO WHETHER THE ADVISORY Management Abstain Against
SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY YEAR, ONCE EVERY TWO
YEARS OR ONCE EVERY THREE YEARS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
YEAR 2011.
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 27-Apr-2011
ISIN US8832031012 AGENDA 933389202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 ELECTION OF DIRECTOR: JAMES T. CONWAY Management For For
02 ELECTION OF DIRECTOR: PAUL E. GAGNE Management For For
03 ELECTION OF DIRECTOR: DAIN M. HANCOCK Management For For
04 ELECTION OF DIRECTOR: LLOYD G. TROTTER Management For For
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
07 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Management For For
INCORPORATION TO PROVIDE A RIGHT FOR 25% SHAREHOLDERS TO CALL
A SPECIAL MEETING OF SHAREHOLDERS.
08 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
BARRICK GOLD CORPORATION
SECURITY 067901108 MEETING TYPE Annual
TICKER SYMBOL ABX MEETING DATE 27-Apr-2011
ISIN CA0679011084 AGENDA 933390849 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 H.L. BECK For For
2 C.W.D. BIRCHALL For For
3 D.J. CARTY For For
4 G. CISNEROS For For
5 P.A. CROSSGROVE For For
6 R.M. FRANKLIN For For
7 J.B. HARVEY For For
8 D. MOYO For For
9 B. MULRONEY For For
10 A. MUNK For For
11 P. MUNK For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 59
The Gabelli Small Cap Growth Fund
12 A.W. REGENT For For
13 N.P. ROTHSCHILD For For
14 S.J. SHAPIRO For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND
AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. Management For For
DOVER DOWNS GAMING & ENTERTAINMENT, INC.
SECURITY 260095104 MEETING TYPE Annual
TICKER SYMBOL DDE MEETING DATE 27-Apr-2011
ISIN US2600951048 AGENDA 933402769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DENIS MCGLYNN For For
2 JEFFREY W. ROLLINS For For
3 KENNETH K. CHALMERS For For
4 RICHARD K. STRUTHERS For For
DOVER MOTORSPORTS, INC.
SECURITY 260174107 MEETING TYPE Annual
TICKER SYMBOL DVD MEETING DATE 27-Apr-2011
ISIN US2601741075 AGENDA 933406818 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DENIS MCGLYNN For For
2 JEFFREY W. ROLLINS For For
3 KENNETH K. CHALMERS For For
4 PATRICK J. BAGLEY For For
5 RICHARD K. STRUTHERS For For
UNIVERSAL AMERICAN CORP.
SECURITY 913377107 MEETING TYPE Special
TICKER SYMBOL UAM MEETING DATE 27-Apr-2011
ISIN US9133771074 AGENDA 933411807 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
DECEMBER 30, 2010, BY AND AMONG CVS CAREMARK CORPORATION,
ULYSSES MERGER SUB, L.L.C. AND UNIVERSAL AMERICAN CORP.
02 APPROVAL OF THE OMNIBUS EQUITY AWARD PLAN OF UNIVERSAL Management Against Against
AMERICAN SPIN CORP.
03 ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
PROVIDENCE AND WORCESTER RAILROAD CO.
SECURITY 743737108 MEETING TYPE Annual
TICKER SYMBOL PWX MEETING DATE 27-Apr-2011
ISIN US7437371088 AGENDA 933419346 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD ANDERSON For For
2 ROBERT EDER For For
3 PAUL TITTERTON For For
02 SHAREHOLDER PROPOSAL TO VOTE ANNUALLY ON A NON- BINDING Shareholder Against For
RESOLUTION APPROVING THE COMPENSATION OF THE CHAIRMAN.
03 TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF NAMED Management Abstain Against
EXECUTIVE OFFICERS.
GENTING SINGAPORE PLC
SECURITY G3825Q102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN GB0043620292 AGENDA 702920352 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 To lay before the meeting the Directors' Report and Audited Management For For
Accounts for the financial year ended 31 December 2010
2 To approve the payment of Directors' fees of SGD 608,033 Management For For
(2009: SGD 492,308) for the financial year ended 31 December
2010
3 To re-elect Mr. Lim Kok Hoong as Director of the Company Management For For
pursuant to Article 16.4 of the Articles of Association of
the Company
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 60
The Gabelli Small Cap Growth Fund
4 To re-elect Mr. Koh Seow Chuan as Director of the Company Management For For
pursuant to Article 16.4 of the Articles of Association of
the Company
5 To re-appoint PricewaterhouseCoopers LLP, Singapore as Management For For
Auditor of the Company and to authorise the Directors to fix
their remuneration
6 That, pursuant to Rule 806 of the Listing Manual of the Management For For
Singapore Exchange Securities Trading Limited ("SGX-ST"),
authority be and is hereby given to the Directors of the
Company to:- (1) (i) issue shares in the capital of the
Company whether by way of rights, bonus or otherwise; and/or
(ii) make or grant offers, agreements or options
(collectively, "Instruments") that might or would require
shares to be issued, including but not limited to the
creation and issue of (as well as adjustments to) warrants,
debentures or other instruments convertible into shares, at
any time and upon such terms and conditions and for such
purposes and to such persons as the Directors may, in their
absolute discretion deem fit; and (2) (notwithstanding that
the authority conferred by this resolution may have ceased to
be in force) issue CONTD
CONT CONTD shares in pursuance of any Instrument made or granted Non-Voting
by the Directors-whilst this resolution was in force,
provided that: (a) the aggregate number-of shares to be
issued pursuant to this resolution does not exceed 50% of
the-total number of issued shares in the capital of the
Company, of which the-aggregate number of shares to be issued
other than on a pro-rata basis to- shareholders of the
Company does not exceed 20% of the total number of
issued-shares in the capital of the Company; (b) for the
purpose of determining the-aggregate number of shares that
may be issued under paragraph (a) above, the-percentage of
issued shares shall be based on the total number of
issued-shares in the capital of the Company at the time this
resolution is passed,-after adjusting for (i) new shares
arising from the conversion or CONTD
CONT CONTD exercise of any convertible securities, if applicable, Non-Voting
or share options-or vesting of share awards which are
outstanding or subsisting at the time-this resolution is
passed, and (ii) any subsequent bonus issue or-consolidation
or subdivision of shares; (c) in exercising the
authority-conferred by this resolution, the Company shall
comply with the provisions of-the Listing Manual of the
SGX-ST for the time being in force (unless such-compliance
has been waived by the SGX-ST) and the Articles of
Association for-the time being of the Company; and (d) unless
revoked or varied by the-Company in general meeting, the
authority conferred by this resolution shall-continue in
force until the conclusion of the next annual general meeting
of-the Company or the date by which the next annual general
meeting of the-Company is CONTD
CONT CONTD required by law to be held, whichever is the earlier Non-Voting
7 That: (a) approval be and is hereby given, for the purposes Management For For
of Chapter 9 of the Listing Manual ("Chapter 9") of the
SGX-ST, for the Company, its subsidiaries and associated
companies that are entities at risk (as the term is used in
Chapter 9), or any of them, to enter into any of the
transactions falling within the types of interested person
transactions described in the Appendix to the Notice of this
Annual General Meeting ("AGM") dated 2 April 2011 (the
"Appendix") with any party who is of the class of interested
persons described in the Appendix, provided that such
transactions are made on normal commercial terms and in
accordance with the review procedures for such interested
person transactions; (b) the approval given in paragraph (a)
above (the "Shareholders' Mandate") shall, unless revoked or
CONTD
CONT CONTD varied by the Company in general meeting, continue in Non-Voting
force until the-conclusion of the next annual general meeting
of the Company; and (c) the-Directors of the Company be and
are hereby authorised to complete and do such-acts and things
(including executing all such documents as may be
required)-as they may consider expedient or necessary or in
the interests of the-Company to give effect to the
Shareholders' Mandate and/or this resolution
ARCH CHEMICALS, INC.
SECURITY 03937R102 MEETING TYPE Annual
TICKER SYMBOL ARJ MEETING DATE 28-Apr-2011
ISIN US03937R1023 AGENDA 933379441 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 MICHAEL E. CAMPBELL For For
2 DAVID LILLEY For For
2 APPROVAL OF THE AMENDED AND RESTATED 1999 STOCK PLAN FOR Management For For
NON-EMPLOYEE DIRECTORS
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
4 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. Management Abstain Against
5 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
ASTEC INDUSTRIES, INC.
SECURITY 046224101 MEETING TYPE Annual
TICKER SYMBOL ASTE MEETING DATE 28-Apr-2011
ISIN US0462241011 AGENDA 933380280 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM D. GEHL For For
2 PHILLIP E. CASEY For For
3 WILLIAM G. DOREY For For
02 TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE Management Abstain Against
OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 61
The Gabelli Small Cap Growth Fund
03 TO RECOMMEND THE FREQUENCY WITH WHICH SHAREHOLDER APPROVAL OF Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IS
SOLICITED.
04 TO APPROVE THE 2011 INCENTIVE PLAN. Management For For
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
DIEBOLD, INCORPORATED
SECURITY 253651103 MEETING TYPE Annual
TICKER SYMBOL DBD MEETING DATE 28-Apr-2011
ISIN US2536511031 AGENDA 933380317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PATRICK W. ALLENDER For For
2 BRUCE L. BYRNES For For
3 MEI-WEI CHENG For For
4 PHILLIP R. COX For For
5 RICHARD L. CRANDALL For For
6 GALE S. FITZGERALD For For
7 PHILLIP B. LASSITER For For
8 JOHN N. LAUER For For
9 THOMAS W. SWIDARSKI For For
10 HENRY D.G. WALLACE For For
11 ALAN J. WEBER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For For
FOR THE YEAR 2011.
03 TO HOLD AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY FOR FUTURE ADVISORY Management Abstain Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 28-Apr-2011
ISIN US8803451033 AGENDA 933380658 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CAROL S. EICHER For For
2 DAVID MATHIESON For For
3 DONAL L. MULLIGAN For For
4 STEPHEN G. SHANK For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY FOR FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
OLIN CORPORATION
SECURITY 680665205 MEETING TYPE Annual
TICKER SYMBOL OLN MEETING DATE 28-Apr-2011
ISIN US6806652052 AGENDA 933381129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GRAY G. BENOIST For For
2 RICHARD M. ROMPALA For For
3 JOSEPH D. RUPP For For
02 NON-BINDING VOTE ON APPROVAL OF THE COMPENSATION FOR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 NON-BINDING VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 62
The Gabelli Small Cap Growth Fund
WEIS MARKETS, INC.
SECURITY 948849104 MEETING TYPE Annual
TICKER SYMBOL WMK MEETING DATE 28-Apr-2011
ISIN US9488491047 AGENDA 933381422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 ROBERT F. WEIS For For
2 JONATHAN H. WEIS For For
3 DAVID J. HEPFINGER For For
4 HAROLD G. GRABER For For
5 GERRALD B. SILVERMAN For For
6 STEVEN C. SMITH For For
7 GLENN D. STEELE, JR. For For
2 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
3 PROPOSAL TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4 PROPOSAL TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
5 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY THAT Shareholder Against For
ONLY INDEPENDENT DIRECTORS SHALL SERVE ON THE COMPENSATION
COMMITTEE.
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
SECURITY 808541106 MEETING TYPE Annual
TICKER SYMBOL SWM MEETING DATE 28-Apr-2011
ISIN US8085411069 AGENDA 933382739 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CLAIRE L. ARNOLD For For
2 ROBERT F. MCCULLOUGH For For
02 RATIFICATION OF DELOITTE & TOUCHE AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTE.
ROWAN COMPANIES, INC.
SECURITY 779382100 MEETING TYPE Annual
TICKER SYMBOL RDC MEETING DATE 28-Apr-2011
ISIN US7793821007 AGENDA 933382777 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: R.G. CROYLE Management For For
1B ELECTION OF DIRECTOR: LORD MOYNIHAN Management For For
1C ELECTION OF DIRECTOR: W. MATT RALLS Management For For
1D ELECTION OF DIRECTOR: JOHN J. QUICKE Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
MEDIA GENERAL, INC.
SECURITY 584404107 MEETING TYPE Annual
TICKER SYMBOL MEG MEETING DATE 28-Apr-2011
ISIN US5844041070 AGENDA 933383111 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 SCOTT D. ANTHONY Withheld Against
2 DENNIS J. FITZSIMONS Withheld Against
3 CARL S. THIGPEN Withheld Against
TRACTOR SUPPLY COMPANY
SECURITY 892356106 MEETING TYPE Annual
TICKER SYMBOL TSCO MEETING DATE 28-Apr-2011
ISIN US8923561067 AGENDA 933383248 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES F. WRIGHT For For
2 JOHNSTON C. ADAMS For For
3 WILLIAM BASS For For
4 PETER D. BEWLEY For For
5 JACK C. BINGLEMAN For For
6 RICHARD W. FROST For For
7 CYNTHIA T. JAMISON For For
8 GEORGE MACKENZIE For For
9 EDNA K. MORRIS For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 63
The Gabelli Small Cap Growth Fund
02 AMENDMENT TO CERTIFICATE OF INCORPORATION TO INCREASE THE Management For For
AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 100,000,000
TO 200,000,000.
03 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
JANUS CAPITAL GROUP INC.
SECURITY 47102X105 MEETING TYPE Annual
TICKER SYMBOL JNS MEETING DATE 28-Apr-2011
ISIN US47102X1054 AGENDA 933384113 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: PAUL F. BALSER Management For For
1B ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER Management For For
1C ELECTION OF DIRECTOR: GLENN S. SCHAFER Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE JANUS Management For For
CAPITAL GROUP INC. INDEPENDENT AUDITOR FOR FISCAL YEAR 2011.
03 APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS (SAY-ON-PAY).
04 RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE Management Abstain Against
ADVISORY SAY-ON-PAY VOTE.
LIFE TECHNOLOGIES CORPORATION
SECURITY 53217V109 MEETING TYPE Annual
TICKER SYMBOL LIFE MEETING DATE 28-Apr-2011
ISIN US53217V1098 AGENDA 933384973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Management For For
1B ELECTION OF DIRECTOR: GREGORY T. LUCIER Management For For
1C ELECTION OF DIRECTOR: RONALD A. MATRICARIA Management For For
1D ELECTION OF DIRECTOR: DAVID C. U'PRICHARD, PHD Management For For
1E ELECTION OF DIRECTOR: WILLIAM H. LONGFIELD Management For For
1F ELECTION OF DIRECTOR: ORA H. PESCOVITZ, MD Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADOPTION OF AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION.
04 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION REGARDING THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
05 APPROVAL OF A NON-BINDING ADVISORY VOTE REGARDING THE Management Abstain Against
FREQUENCY OF STOCKHOLDER VOTING ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
CNA SURETY CORPORATION
SECURITY 12612L108 MEETING TYPE Annual
TICKER SYMBOL SUR MEETING DATE 28-Apr-2011
ISIN US12612L1089 AGENDA 933385367 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PHILIP H. BRITT For For
2 ANTHONY S. CLEBERG For For
3 DAVID B. EDELSON For For
4 D. CRAIG MENSE For For
5 ROBERT A. TINSTMAN For For
6 JOHN F. WELCH For For
7 PETER W. WILSON For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, DELOITTE &
TOUCHE LLP, FOR THE FISCAL YEAR 2011.
03 TO APPROVE THE RESTATED CNA SURETY CORPORATION 2006 LONG-TERM Management For For
EQUITY COMPENSATION PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS.
05 TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH Management Abstain Against
THE COMPANY IS TO HOLD A SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 64
The Gabelli Small Cap Growth Fund
DIRECTV
SECURITY 25490A101 MEETING TYPE Annual
TICKER SYMBOL DTV MEETING DATE 28-Apr-2011
ISIN US25490A1016 AGENDA 933386624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID B. DILLON For For
2 SAMUEL A. DIPIAZZA, JR. For For
3 LORRIE M. NORRINGTON For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
03 AMEND CERTIFICATE OF INCORPORATION TO MAKE CERTAIN CAPITAL Management For For
STOCK CHANGES INCLUDING REDUCTION OF AUTHORIZED CLASS B
SHARES FROM 30,000,000 TO 3,000,000 AND ELIMINATION OF THE
CLASS C COMMON STOCK.
04 AMEND CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF Management For For
DIRECTORS.
05 AMEND CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY Management For For
VOTE STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS.
06 AMEND CERTIFICATE OF INCORPORATION TO PERMIT A SPECIAL Management For For
MEETING OF STOCKHOLDERS TO BE CALLED BY 25% OR MORE OF THE
STOCKHOLDERS IN CERTAIN CIRCUMSTANCES.
07 AMEND CERTIFICATE OF INCORPORATION TO ADOPT DELAWARE AS THE Management For For
EXCLUSIVE FORUM FOR CERTAIN DISPUTES.
08 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. Management Abstain Against
09 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
THE GORMAN-RUPP COMPANY
SECURITY 383082104 MEETING TYPE Annual
TICKER SYMBOL GRC MEETING DATE 28-Apr-2011
ISIN US3830821043 AGENDA 933392425 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES C. GORMAN For For
2 JEFFREY S. GORMAN For For
3 M. ANN HARLAN For For
4 THOMAS E. HOAGLIN For For
5 CHRISTOPHER H. LAKE For For
6 DR. PETER B. LAKE For For
7 RICK R. TAYLOR For For
8 W. WAYNE WALSTON For For
02 APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
03 APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY
DURING THE YEAR ENDING DECEMBER 31, 2011.
CROWN HOLDINGS, INC.
SECURITY 228368106 MEETING TYPE Annual
TICKER SYMBOL CCK MEETING DATE 28-Apr-2011
ISIN US2283681060 AGENDA 933396461 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JENNE K. BRITELL For For
2 JOHN W. CONWAY For For
3 ARNOLD W. DONALD For For
4 WILLIAM G. LITTLE For For
5 HANS J. LOLIGER For For
6 JAMES H. MILLER For For
7 JOSEF M. MULLER For For
8 THOMAS A. RALPH For For
9 HUGUES DU ROURET For For
10 JIM L. TURNER For For
11 WILLIAM S. URKIEL For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE Management For For
FISCAL YEAR ENDING DECEMBER 31, 2011, WHICH THE BOARD OF
DIRECTORS UNANIMOUSLY RECOMMENDS.
03 TO RE-APPROVE THE TERMS OF THE 2006 STOCK-BASED INCENTIVE Management For For
COMPENSATION PLAN, AS AMENDED.
04 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
SAY-ON-PAY VOTES.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 65
The Gabelli Small Cap Growth Fund
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Annual
TICKER SYMBOL LION MEETING DATE 28-Apr-2011
ISIN US3163941053 AGENDA 933397639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES B. MILLER, JR. For For
2 DAVID R. BOCKEL For For
3 WM. MILLARD CHOATE For For
4 DONALD A. HARP, JR. For For
5 KEVIN S. KING For For
6 WILLIAM C. LANKFORD, JR For For
7 H. PALMER PROCTOR, JR. For For
8 W. CLYDE SHEPHERD III For For
9 RANKIN M. SMITH, JR. For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY'S EQUITY INCENTIVE Management Against Against
PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
STRATASYS, INC.
SECURITY 862685104 MEETING TYPE Annual
TICKER SYMBOL SSYS MEETING DATE 28-Apr-2011
ISIN US8626851047 AGENDA 933405917 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 S. SCOTT CRUMP For For
2 RALPH E. CRUMP For For
3 EDWARD J. FIERKO For For
4 JOHN J. MCELENEY For For
5 CLIFFORD H. SCHWIETER For For
6 GREGORY L. WILSON For For
02 RATIFICATION OF GRANT THORNTON LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE, BY A STOCKHOLDER NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE
OFFICERS, INCLUDING THE SPECIFIC RESOLUTION CONTAINED WITHIN
PROPOSAL 3 OF THIS PROXY STATEMENT, COMMONLY REFERRED TO AS
"SAY ON PAY."
04 ESTABLISH, BY A STOCKHOLDER NON-BINDING ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF SUBMISSION TO STOCKHOLDERS OF ADVISORY SAY ON
PAY PROPOSALS, COMMONLY REFERRED TO AS "SAY ON FREQUENCY."
DAVIDE CAMPARI-MILANO SPA
SECURITY T24091117 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 29-Apr-2011
ISIN IT0003849244 AGENDA 702874315 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 2 MAY 2011 AT 10:00
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.
1 Approval of the balancesheet as of 31 December 2010 and Management For For
consequential resolutions
2 Approval of stock option plan ex art 114 BIS TUF Management For For
3 Authorisation to buy and sell own shares Management For For
4 Presentation of the report on the general politics of the Management For For
executive directors remuneration
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF Non-Voting
TEXT IN RESOLUTION-1 AND CHANGE IN MEETING TYPE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE D-O NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCT-IONS.
THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 66
The Gabelli Small Cap Growth Fund
GRUPO CONTL S A
SECURITY P3091R172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Apr-2011
ISIN MXP3091R1239 AGENDA 702969417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
I Appointment of officers to count the votes, fulfillment of Management For For
their duties and declaration of the instatement of the meeting
II.A Reading, discussion and approval of the following Management For For
documentation: Annual report. Message from the chairperson of
the board of directors. Report from the general director that
includes the individual and consolidated financial statements
of Grupo continental, S.A.B. and subsidiary companies to
December 31, 2010. report from the board of directors
II.B Reading, discussion and approval of the following Management For For
documentation: Opinion of the board of directors regarding
the content of the report from the general director
III Report from the audit and corporate practices committee Management For For
IV Ratification of the resolutions and acts of the board of Management For For
directors done during the 2010 fiscal year
V Resolutions regarding the allocation of results Management For For
VI Report regarding the purchase of shares of the company Management For For
VII Proposal to establish the maximum amount allocated to the Management For For
purchase of shares of the company
VIII Reading of the report regarding the fulfillment of fiscal Management For For
obligations
IX Election of the board of directors Management For For
X Election of the chairperson of the audit and corporate Management For For
practices committee
XI Establishment of the compensation of the members of the board Management For For
of directors
XII Reading and approval of the meeting minutes Management For For
LITTELFUSE, INC.
SECURITY 537008104 MEETING TYPE Annual
TICKER SYMBOL LFUS MEETING DATE 29-Apr-2011
ISIN US5370081045 AGENDA 933382664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 T.J. CHUNG For For
2 JOHN P. DRISCOLL For For
3 ANTHONY GRILLO For For
4 GORDON HUNTER For For
5 JOHN E. MAJOR For For
6 WILLIAM P. NOGLOWS For For
7 RONALD L. SCHUBEL For For
02 APPROVE AND RATIFY THE APPOINTMENT OF ERNST AND YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
WORLD WRESTLING ENTERTAINMENT, INC.
SECURITY 98156Q108 MEETING TYPE Annual
TICKER SYMBOL WWE MEETING DATE 29-Apr-2011
ISIN US98156Q1085 AGENDA 933383678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 VINCENT K. MCMAHON For For
2 DAVID KENIN For For
3 JOSEPH H. PERKINS For For
4 FRANK A. RIDDICK, III For For
5 JEFFREY R. SPEED For For
6 KEVIN DUNN For For
7 BASIL V. DEVITO, JR. For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
OWENS & MINOR, INC.
SECURITY 690732102 MEETING TYPE Annual
TICKER SYMBOL OMI MEETING DATE 29-Apr-2011
ISIN US6907321029 AGENDA 933383781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 A. MARSHALL ACUFF, JR. For For
2 J. ALFRED BROADDUS, JR. For For
3 RICHARD E. FOGG For For
4 JOHN W. GERDELMAN For For
5 LEMUEL E. LEWIS For For
6 G. GILMER MINOR, III For For
7 EDDIE N. MOORE, JR. For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 67
The Gabelli Small Cap Growth Fund
8 PETER S. REDDING For For
9 JAMES E. ROGERS For For
10 ROBERT C. SLEDD For For
11 CRAIG R. SMITH For For
12 ANNE MARIE WHITTEMORE For For
02 VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
LINCOLN ELECTRIC HOLDINGS, INC.
SECURITY 533900106 MEETING TYPE Annual
TICKER SYMBOL LECO MEETING DATE 29-Apr-2011
ISIN US5339001068 AGENDA 933388666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID H. GUNNING For For
2 G. RUSSELL LINCOLN For For
3 CHRISTOPHER L. MAPES For For
4 HELLENE S. RUNTAGH For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For For
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE Management Abstain Against
SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
05 TO RE-APPROVE THE PERFORMANCE MEASURES UNDER OUR 2006 EQUITY Management For For
AND PERFORMANCE INCENTIVE PLAN.
ALLEGHANY CORPORATION
SECURITY 017175100 MEETING TYPE Annual
TICKER SYMBOL Y MEETING DATE 29-Apr-2011
ISIN US0171751003 AGENDA 933389226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: REX D. ADAMS Management For For
1B ELECTION OF DIRECTOR: WESTON M. HICKS Management For For
1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Management For For
02 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
2011.
03 ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF Management Abstain Against
ALLEGHANY CORPORATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
BADGER METER, INC.
SECURITY 056525108 MEETING TYPE Annual
TICKER SYMBOL BMI MEETING DATE 29-Apr-2011
ISIN US0565251081 AGENDA 933390469 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RONALD H. DIX For For
2 THOMAS J. FISCHER For For
3 GALE E. KLAPPA For For
4 RICHARD A. MEEUSEN For For
5 ANDREW J. POLICANO For For
6 STEVEN J. SMITH For For
7 JOHN J. STOLLENWERK For For
8 TODD J. TESKE For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 APPROVAL OF THE BADGER METER, INC. 2011 OMNIBUS INCENTIVE Management For For
PLAN.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 68
The Gabelli Small Cap Growth Fund
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 29-Apr-2011
ISIN US3154051003 AGENDA 933404042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 SANDRA AUSTIN CRAYTON Withheld Against
2 RICHARD J. HIPPLE Withheld Against
3 WILLIAM B. LAWRENCE Withheld Against
4 TIMOTHY K. PISTELL Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
03 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION Management Abstain Against
FOR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY
STATEMENT.
04 RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, FOR THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MYERS INDUSTRIES, INC.
SECURITY 628464109 MEETING TYPE Contested-Annual
TICKER SYMBOL MYE MEETING DATE 29-Apr-2011
ISIN US6284641098 AGENDA 933419726 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT S. PRATHER, JR. For For
2 F. JACK LIEBAU, JR. For For
02 THE RATIFICATION OF THE BOARD'S APPOINTMENT OF ERNST & YOUNG Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR FISCAL 2011.
03 A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Against For
04 A VOTE ON THE FREQUENCY FOR HOLDING THE NON- BINDING ADVISORY Management 1 Year For
VOTE ON SAY-ON-PAY (EVERY ONE, TWO, OR THREE YEARS).
HARLEY-DAVIDSON, INC.
SECURITY 412822108 MEETING TYPE Annual
TICKER SYMBOL HOG MEETING DATE 30-Apr-2011
ISIN US4128221086 AGENDA 933396411 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 BARRY K. ALLEN For For
2 R. JOHN ANDERSON For For
3 RICHARD I. BEATTIE For For
4 GEORGE H. CONRADES For For
5 JUDSON C. GREEN For For
6 SARA L. LEVINSON For For
7 N. THOMAS LINEBARGER For For
8 GEORGE L. MILES, JR. For For
9 JOCHEN ZEITZ For For
02 APPROVAL OF AMENDMENTS TO ARTICLE V OF THE RESTATED ARTICLES Management For For
OF INCORPORATION TO ADOPT A SIMPLE MAJORITY VOTE
03 APPROVAL OF AMENDMENTS TO ARTICLE VII OF THE RESTATED Management For For
ARTICLES OF INCORPORATION TO ADOPT A SIMPLE MAJORITY VOTE
04 APPROVAL OF AMENDMENTS TO DELETE ARTICLE VIII AND RENUMBER Management For For
ARTICLE IX OF THE RESTATED ARTICLES OF INCORPORATION TO ADOPT
A SIMPLE MAJORITY VOTE
05 APPROVAL OF HARLEY-DAVIDSON, INC. SHORT-TERM INCENTIVE PLAN Management For For
FOR SENIOR EXECUTIVES
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP, Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE
AUDITORS
07 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS Management Abstain Against
08 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
09 SHAREHOLDER PROPOSAL REGARDING SURVIVOR BENEFITS Shareholder Against For
SWEDISH MATCH AB, STOCKHOLM
SECURITY W92277115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-May-2011
ISIN SE0000310336 AGENDA 702874353 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT Non-Voting
ABSTAIN AS A VALID-VOTE OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE
BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 69
The Gabelli Small Cap Growth Fund
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
1 Opening of the Meeting and election of the Chairman of the Non-Voting
Meeting: Sven-Unger
2 Preparation and approval of the voting list Non-Voting
3 Election of one or two persons, to verify the Minutes Non-Voting
4 Determination of whether the Meeting has been duly convened Non-Voting
5 Approval of the Agenda Non-Voting
6 Presentation of the Annual Report and the Auditors' Report, Non-Voting
the Consolidated-Financial Statements and the Auditors' Report
on the Consolidated Financial-Statements for 2010, the
Auditors' Statement regarding compliance with the-principles
for determination of remuneration to senior executives as well
as-the Board of Directors' motion regarding the allocation
of profit and- explanatory statements. In connection
therewith, the President's address and-the report regarding
the work of the Board of Directors and the work and-function
of the Audit Committee
7 Adoption of the Income Statement and Balance Sheet and of the Management No Action
Consolidated Income Statement and Consolidated Balance Sheet
8 Resolution in respect of allocation of the Company's profit Management No Action
in accordance with the adopted Balance Sheet and resolution
on record day for dividend
9 Resolution regarding discharge from liability for the Board Management No Action
members and the President
10a Resolution regarding the reduction of the share capital by Management No Action
way of a recall of repurchased shares, and the transfer of
the reduced amount to a fund for use in repurchasing the
Company's own shares; and
10b Resolution regarding a bonus issue Management No Action
11 Resolution regarding the authorization of the Board of Management No Action
Directors to decide on the acquisition of shares in the
Company
12 Adoption of principles for determination of remuneration Management No Action
payable to senior executives. In connection therewith the
report regarding the work and function of the Compensation
Committee
13 Determination of the number of Board members to be elected by Management No Action
the Meeting: The Board of Directors shall comprise six
members elected by the Annual General Meeting and no Deputies
14 Determination of the remuneration to be paid to the Board of Management No Action
Directors
15 Election of members of the Board, the Chairman of the Board Management No Action
and the Deputy Chairman of the Board: The following Board
members are proposed for re-election: Andrew Cripps, Karen
Guerra, Conny Karlsson, and Meg Tiveus. The Nominating
Committee proposes the election of Robert F. Sharpe and
Joakim Westh as new members of the Board. Conny Karlsson is
proposed to be re- elected as Chairman of the Board and
Andrew Cripps is proposed be re-elected as Deputy Chairman of
the Board
16 Resolution regarding the procedure for appointing members to Management No Action
the Nominating Committee and the matter of remuneration for
the Nominating Committee, if any
17 Adoption of Instructions for Swedish Match AB's Nominating Management No Action
Committee
MKS INSTRUMENTS, INC.
SECURITY 55306N104 MEETING TYPE Annual
TICKER SYMBOL MKSI MEETING DATE 02-May-2011
ISIN US55306N1046 AGENDA 933385406 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN R. BERTUCCI For For
2 ROBERT R. ANDERSON For For
3 GREGORY R. BEECHER For For
02 TO APPROVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO HOLD A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2011.
THE YORK WATER COMPANY
SECURITY 987184108 MEETING TYPE Annual
TICKER SYMBOL YORW MEETING DATE 02-May-2011
ISIN US9871841089 AGENDA 933386369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN L. FINLAYSON For For
2 THOMAS C. NORRIS For For
3 ERNEST J. WATERS For For
02 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS AUDITORS. Management For For
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 70
The Gabelli Small Cap Growth Fund
DISH NETWORK CORPORATION
SECURITY 25470M109 MEETING TYPE Annual
TICKER SYMBOL DISH MEETING DATE 02-May-2011
ISIN US25470M1099 AGENDA 933390192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES DEFRANCO For For
2 CANTEY ERGEN For For
3 CHARLES W. ERGEN For For
4 STEVEN R. GOODBARN For For
5 GARY S. HOWARD For For
6 DAVID K. MOSKOWITZ For For
7 TOM A. ORTOLF For For
8 CARL E. VOGEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
05 THE SHAREHOLDER PROPOSAL REGARDING DISH NETWORK CORPORATION'S Shareholder Against For
DUAL CLASS CAPITAL STRUCTURE.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
TOOTSIE ROLL INDUSTRIES, INC.
SECURITY 890516107 MEETING TYPE Annual
TICKER SYMBOL TR MEETING DATE 02-May-2011
ISIN US8905161076 AGENDA 933393984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MELVIN J. GORDON For For
2 ELLEN R. GORDON For For
3 LANE JANE LEWIS-BRENT For For
4 BARRE A. SEIBERT For For
5 RICHARD P. BERGEMAN For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2011.
03 APPROVAL OF NON-BINDING RESOLUTION REGARDING EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTES.
REGAL BELOIT CORPORATION
SECURITY 758750103 MEETING TYPE Annual
TICKER SYMBOL RBC MEETING DATE 02-May-2011
ISIN US7587501039 AGENDA 933402327 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR WITH TERMS EXPIRING IN 2012: STEPHEN M. Management For For
BURT
1B ELECTION OF DIRECTOR WITH TERMS EXPIRING IN 2014: THOMAS J. Management For For
FISCHER
1C ELECTION OF DIRECTOR WITH TERMS EXPIRING IN 2014: RAKESH Management For For
SACHDEV
1D ELECTION OF DIRECTOR WITH TERMS EXPIRING IN 2014: CAROL N. Management For For
SKORNICKA
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 APPROVAL OF THE COMPANY'S SHAREHOLDER VALUE ADDED (SVA) Management For For
EXECUTIVE OFFICERS INCENTIVE COMPENSATION PLAN
05 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 71
The Gabelli Small Cap Growth Fund
THE MANITOWOC COMPANY, INC.
SECURITY 563571108 MEETING TYPE Annual
TICKER SYMBOL MTW MEETING DATE 03-May-2011
ISIN US5635711089 AGENDA 933380230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 DONALD M. CONDON, JR. For For
2 KEITH D. NOSBUSCH For For
3 GLEN E. TELLOCK For For
2 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
3 AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANYS NAMED Management Abstain Against
EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS.
ALLERGAN, INC.
SECURITY 018490102 MEETING TYPE Annual
TICKER SYMBOL AGN MEETING DATE 03-May-2011
ISIN US0184901025 AGENDA 933382169 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL Management For For
ANNUAL MEETING OF STOCK HOLDERS IN 2014: DEBORAH DUNSIRE, M.D.
1B ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL Management For For
ANNUAL MEETING OF STOCK HOLDERS IN 2014: TREVOR M. JONES PH.D.
1C ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL Management For For
ANNUAL MEETING OF STOCK HOLDERS IN 2014: LOUIS J. LAVIGNE, JR.
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE Management Abstain Against
OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
05 APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS PLAN Management For For
06 APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD PLAN Management Against Against
07 APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD
OF DIRECTORS
ITRON, INC.
SECURITY 465741106 MEETING TYPE Annual
TICKER SYMBOL ITRI MEETING DATE 03-May-2011
ISIN US4657411066 AGENDA 933383060 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JON E. ELIASSEN Management For For
1B ELECTION OF DIRECTOR: CHARLES H. GAYLORD JR. Management For For
1C ELECTION OF DIRECTOR: GARY E. PRUITT Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2011.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
04 PROPOSAL TO DETERMINE (NON-BINDING) FREQUENCY OF FUTURE VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
GREAT PLAINS ENERGY INCORPORATED
SECURITY 391164100 MEETING TYPE Annual
TICKER SYMBOL GXP MEETING DATE 03-May-2011
ISIN US3911641005 AGENDA 933384810 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 D.L. BODDE For For
2 M.J. CHESSER For For
3 W.H. DOWNEY For For
4 R.C. FERGUSON, JR. For For
5 G.D. FORSEE For For
6 J.A. MITCHELL For For
7 W.C. NELSON For For
8 J.J. SHERMAN For For
9 L.H. TALBOTT For For
10 R.H. WEST For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 APPROVAL OF THE AMENDED LONG-TERM INCENTIVE PLAN. Management For For
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 72
The Gabelli Small Cap Growth Fund
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
SECURITY G0464B107 MEETING TYPE Annual
TICKER SYMBOL AGII MEETING DATE 03-May-2011
ISIN BMG0464B1072 AGENDA 933386218 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 H. BERRY CASH For For
2 JOHN R. POWER, JR. For For
3 MARK E. WATSON III For For
02 TO VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY, NON-BINDING Management Abstain Against
BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO VOTE ON A PROPOSAL TO SELECT, ON AN ADVISORY, NON-BINDING Management Abstain Against
BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICER.
04 TO CONSIDER AND APPROVE THE RECOMMENDATION OF THE AUDIT Management For For
COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE
APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011 AND TO REFER THE DETERMINATION OF THE
INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF
OUR BOARD OF DIRECTORS.
GARDNER DENVER, INC.
SECURITY 365558105 MEETING TYPE Annual
TICKER SYMBOL GDI MEETING DATE 03-May-2011
ISIN US3655581052 AGENDA 933388440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DONALD G. BARGER, JR. For For
2 RAYMOND R. HIPP For For
3 DAVID D. PETRATIS For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
CINCINNATI BELL INC.
SECURITY 171871106 MEETING TYPE Annual
TICKER SYMBOL CBB MEETING DATE 03-May-2011
ISIN US1718711062 AGENDA 933389264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For For
1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For
1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For For
1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For
1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For For
1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For For
1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
05 TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM INCENTIVE Management For For
PLAN.
O'REILLY AUTOMOTIVE, INC.
SECURITY 67103H107 MEETING TYPE Annual
TICKER SYMBOL ORLY MEETING DATE 03-May-2011
ISIN US67103H1077 AGENDA 933389620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: DAVID E. O'REILLY Management For For
1B ELECTION OF DIRECTOR: JAY D. BURCHFIELD Management For For
1C ELECTION OF DIRECTOR: PAUL R. LEDERER Management For For
02 ADVISORY VOTE ON APPROVAL OF COMPENSATION OF EXECUTIVES. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. Management Abstain Against
04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, LLP, AS Management For For
INDEPENDENT AUDITORS FOR FISCAL 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 73
The Gabelli Small Cap Growth Fund
ECHOSTAR CORPORATION
SECURITY 278768106 MEETING TYPE Annual
TICKER SYMBOL SATS MEETING DATE 03-May-2011
ISIN US2787681061 AGENDA 933390205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOSEPH P. CLAYTON For For
2 R. STANTON DODGE For For
3 MICHAEL T. DUGAN For For
4 CHARLES W. ERGEN For For
5 DAVID K. MOSKOWITZ For For
6 TOM A. ORTOLF For For
7 C. MICHAEL SCHROEDER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
CENTRAL VERMONT PUBLIC SERVICE CORP.
SECURITY 155771108 MEETING TYPE Annual
TICKER SYMBOL CV MEETING DATE 03-May-2011
ISIN US1557711082 AGENDA 933395267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT B. JOHNSTON For For
2 LAWRENCE J. REILLY For For
3 ELISABETH B. ROBERT For For
4 DOUGLAS J. WACEK For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 NON-BINDING, ADVISORY VOTE TO APPROVE COMPENSATION OF CENTRAL Management Abstain Against
VERMONT PUBLIC SERVICE CORPORATION'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, SET
FORTH IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN
COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE
UNDER "EXECUTIVE COMPENSATION", ALL AS MORE FULLY DESCRIBED
IN PROXY STATEMENT.
04 NON-BINDING, ADVISORY VOTE TO RECOMMEND THAT A NON-BINDING, Management Abstain Against
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CENTRAL
VERMONT PUBLIC SERVICE CORPORATION'S NAMED EXECUTIVE OFFICERS
BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE;
TWO; OR THREE YEARS.
AMETEK INC.
SECURITY 031100100 MEETING TYPE Annual
TICKER SYMBOL AME MEETING DATE 03-May-2011
ISIN US0311001004 AGENDA 933396156 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ANTHONY J. CONTI For For
2 FRANK S. HERMANCE For For
02 APPROVAL OF THE AMETEK, INC. 2011 OMNIBUS INCENTIVE Management For For
COMPENSATION PLAN.
03 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF AMETEK, INC. Management Abstain Against
EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTES.
05 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 74
The Gabelli Small Cap Growth Fund
HESKA CORPORATION
SECURITY 42805E306 MEETING TYPE Annual
TICKER SYMBOL HSKA MEETING DATE 03-May-2011
ISIN US42805E3062 AGENDA 933397982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LOUISE L. MCCORMICK For For
2 JOHN F. SASEN, SR. For For
02 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE STEINER & HOTTMAN Management For For
PC AS HESKA CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT.
03 ADVISORY VOTE WITH RESPECT TO DISCRETIONARY VOTING BY Management For For
PROXYHOLDERS, IF OTHER BUSINESS PROPERLY COMES BEFORE THE
2011 ANNUAL MEETING.
SNYDERS-LANCE INC
SECURITY 833551104 MEETING TYPE Annual
TICKER SYMBOL LNCE MEETING DATE 03-May-2011
ISIN US8335511049 AGENDA 933406820 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 C. PETER CARLUCCI, JR. For For
2 JAMES W. JOHNSTON For For
3 W.J. PREZZANO For For
4 PATRICIA A. WAREHIME For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT PUBLIC Management For For
ACCOUNTING FIRM.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Management Abstain Against
SNYDER'S-LANCE, INC.'S NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF SNYDER'S-LANCE, INC.'S NAMED EXECUTIVE
OFFICERS.
FOSTER WHEELER AG
SECURITY H27178104 MEETING TYPE Annual
TICKER SYMBOL FWLT MEETING DATE 03-May-2011
ISIN CH0018666781 AGENDA 933408355 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: CLAYTON C. Management For For
DALEY, JR.
1B RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: EDWARD G. Management For For
GALANTE
1C RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: RAYMOND J. Management For For
MILCHOVICH
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND AS OUR Management For For
INDEPENDENT AUDITOR ("REVISIONSSTELLE") FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011 (CONSULTATIVE VOTE).
04 APPROVAL OF OUR 2010 SWISS ANNUAL REPORT AND OUR STATUTORY Management For For
FINANCIAL STATEMENTS FOR FISCAL YEAR 2010.
05 DISCHARGE FROM LIABILITY OF OUR DIRECTORS AND EXECUTIVE Management For For
OFFICERS FOR FISCAL YEAR 2010.
06 CREATION OF AUTHORIZED CAPITAL IN THE AMOUNT OF CHF Management For For
186,953,868 REPLACING THE EXPIRED AUTHORIZED CAPITAL IN THE
AMOUNT OF CHF 189,623,871.
07 APPROVAL OF CAPITAL REDUCTION THROUGH CANCELLATION OF SHARES Management For For
REPURCHASED UNDER OUR SHARE REPURCHASE PROGRAM AND AN
ASSOCIATED AMENDMENT TO OUR ARTICLES OF ASSOCIATION TO REDUCE
OUR SHARE CAPITAL IN THE AMOUNT OF CHF 12,938,130.
08 ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
09 ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION ADVISORY VOTES. (ONCE EVERY ONE, TWO OR
THREE YEARS).
10 RE-ALLOCATION OF FREE RESERVES TO LEGAL RESERVES FROM CAPITAL Management For For
CONTRIBUTION.
11 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF Management For For
THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL
GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS
FOLLOWS: ON PROPOSAL 11, PLEASE BE ADVISED THAT A VOTE 'FOR" WILL
INSTRUCT THE APPOINTED PROXIES TO VOTE IN ACCORDANCE WITH THE
RECOMMENDATIONS OF THE BOARD OF DIRECTORS.
STILLWATER MINING COMPANY
SECURITY 86074Q102 MEETING TYPE Annual
TICKER SYMBOL SWC MEETING DATE 03-May-2011
ISIN US86074Q1022 AGENDA 933417861 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CRAIG L. FULLER For For
2 PATRICK M. JAMES For For
3 STEVEN S. LUCAS For For
4 FRANCIS R. MCALLISTER For For
5 MICHAEL S. PARRETT For For
6 SHERYL K. PRESSLER For For
7 MICHAEL SCHIAVONE For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 75
The Gabelli Small Cap Growth Fund
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE CHANGES TO THE CERTIFICATE OF Management Against Against
INCORPORATION.
AARON'S INC.
SECURITY 002535300 MEETING TYPE Annual
TICKER SYMBOL AAN MEETING DATE 03-May-2011
ISIN US0025353006 AGENDA 933419536 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 R.C. LOUDERMILK, SR. For For
2 RONALD W. ALLEN For For
3 RAY M. ROBINSON For For
4 JOHN C. PORTMAN, JR. For For
02 APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE THE Management Abstain Against
FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
BBA AVIATION PLC
SECURITY G08932165 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-May-2011
ISIN GB00B1FP8915 AGENDA 702851836 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 To receive and adopt the audited financial statements of the Management For For
Company for the year ended 31 December 2010 together with
the reports of the directors and auditors thereon
2 To elect Mark Hoad as a director Management For For
3 To re-elect Mark Harper as a director Management For For
4 To re-elect Michael Harper as a director Management For For
5 To re-elect Nick Land as a director Management For For
6 To re-elect Simon Pryce as a director Management For For
7 To re-elect Peter Ratcliffe as a director Management For For
8 To re-elect Hansel Tookes as a director Management For For
9 To re-appoint Deloitte LLP as auditors Management For For
10 To authorise the directors to fix the auditors' remuneration Management For For
11 To declare a dividend of 5.7p per share on the ordinary Management For For
shares of the Company
12 The directors be generally and unconditionally authorised to Management For For
allot shares in the Company and to grant rights to subscribe
for or convert any security into shares in the Company: (A)
up to a nominal amount of GBP 47,186,254 (such amount to be
reduced by the nominal amount allotted or granted under
paragraph (B) in excess of such sum); and (B) comprising
equity securities (as defined in section 560(1) of the
Companies Act 2006) up to a nominal amount of GBP 94,372,509
(including within such limit any relevant securities allotted
under paragraph (A) above) in connection with an offer by way
of a rights issue: (i) to ordinary shareholders in proportion
(as nearly as may be practicable) to their existing holdings;
and (ii) to holders of other equity securities as required by
the rights of those securities or as the directors CONTD
CONT CONTD otherwise consider necessary, and so that the directors Non-Voting
may impose any-limits or restrictions and make any arrangements
which they consider-necessary or appropriate to deal with
treasury shares, fractional-entitlements, record dates, legal,
regulatory or practical problems in, or-under the laws of, any
territory or any other matter, such authorities to-apply until
the end of next year's annual general meeting (or, if
earlier,-until the close of business on 30 June 2012) but, in
each case, so that the-Company may make offers and enter into
agreements during the relevant period- which would, or might,
require relevant securities to be allotted after the-authority
ends and the directors may allot relevant securities under any
such-offer or agreement as if the authority had not ended
13 That if resolution 12 is passed, the directors be given power Management For For
to allot equity securities (as defined in the Companies Act
2006) for cash under the authority given by that resolution
and/or to sell ordinary shares held by the Company as
treasury shares for cash as if section 561 of the Companies
Act 2006 did not apply to any such allotment or sale, such
power to be limited: (A) to the allotment of equity
securities in connection with an offer of equity securities
(but in the case of the authority granted under paragraph (B)
of resolution 12, by way of a rights issue only): (i) to
ordinary shareholders in proportion (as nearly as may be
practicable) to their existing holdings; and (ii) to holders
of other equity securities, as required by the rights of
those securities or, as the directors otherwise consider CONTD
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 76
The Gabelli Small Cap Growth Fund
CONT CONTD necessary, and so that the directors may impose any Non-Voting
limits or-restrictions and make any arrangements which they
consider necessary or-appropriate to deal with treasury
shares, fractional entitlements, record-dates, legal,
regulatory or practical problems in, or under the laws of,
any-territory or any other matter; and (B) in the case of the
authority granted-under paragraph (A) of resolution 12 and/or
in the case of any sale of-treasury shares for cash, to the
allotment (otherwise than under paragraph-(A) above) of
equity securities or sale of treasury shares up to a nominal-
amount of GBP 7,077,938, such power to apply until the end of
next year's-annual general meeting (or, if earlier, until the
close of business on 30-June 2012) but during this period the
Company may make offers, and enter into-CONTD
CONT CONTD agreements, which would, or might, require equity
Non-Voting securities, to be-allotted after the power ends
and the directors may allot equity securities-under any such
offer or agreement as if the power had not ended
14 That the Company is hereby generally and unconditionally Management For For
authorised for the purposes of section 701 of the Companies
Act 2006 to make market purchases (within the meaning of
section 693(4) of such Act) on the London Stock Exchange of
ordinary shares of 29 16/21p each in the capital of the
Company ("ordinary shares") provided that: (A) the maximum
aggregate number of ordinary shares authorised to be
purchased is 71,298,053 (representing approximately 14.99 per
cent of the present issued ordinary share capital of the
Company); (B) the minimum price (excluding stamp duty and
expenses) which may be paid for an ordinary share so
purchased is 29 16/21p; (C) the maximum price (excluding
stamp duty and expenses) which may be paid for an ordinary
share so purchased is the highest of (i) an amount equal to 5
per cent CONTD
CONT CONTD above the average of the middle market quotations shown Non-Voting
for an ordinary-share in the London Stock Exchange Daily
Official List on the five business-days immediately preceding
the day on which that ordinary share is contracted-to be
purchased and (ii) the higher of the price of the last
independent-trade and the highest current independent bid on
the trading venues where the-purchase is carried out; (D) the
authority hereby conferred shall expire at-the conclusion of
the annual general meeting to be held in 2012, unless
such-authority is renewed, varied or revoked prior to such
time; (E) the Company-may prior to the expiry of such
authority make a contract to purchase-ordinary shares under
the authority hereby conferred which will or may be-executed
wholly or partly after the expiry of such authority, and may
CONTD
CONT CONTD make a purchase of ordinary shares in pursuance of any Non-Voting
such contract;-and (F) all ordinary shares purchased pursuant
to the said authority shall-either: (i) be cancelled
immediately upon completion of the purchase; or (ii)-be held,
sold, transferred or otherwise dealt with as treasury shares
in-accordance with the provisions of the Companies Act 2006
15 That the Directors' Remuneration Report as set out on pages Management For For
75 to 83 of the Annual Report 2010 be approved
16 That a general meeting of the Company other than an annual Management For For
general meeting may be called on not less than 14 clear days'
notice
THOMAS & BETTS CORPORATION
SECURITY 884315102 MEETING TYPE Annual
TICKER SYMBOL TNB MEETING DATE 04-May-2011
ISIN US8843151023 AGENDA 933381890 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 M.L. DUCKER For For
2 J.K. HAUSWALD For For
3 D. JERNIGAN For For
4 R.B. KALICH, SR. For For
5 K.R. MASTERSON For For
6 D.J. PILEGGI For For
7 J.P. RICHARD For For
8 R.H. RIVERS For For
9 K.L. ROBERG For For
10 D.D. STEVENS For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 04-May-2011
ISIN US17273K1097 AGENDA 933386903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 A. WILLIAM HIGGINS Withheld Against
2 C. WILLIAM ZADEL Withheld Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 77
The Gabelli Small Cap Growth Fund
2 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTOR'S Management For For
SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
3 TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION REGARDING THE Management For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE FREQUENCY AT Management 1 Year For
WHICH THE COMPANY SHOULD INCLUDE AN ADVISORY VOTE REGARDING
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN
ITS PROXY STATEMENT FOR STOCKHOLDER CONSIDERATION.
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 04-May-2011
ISIN US4811301021 AGENDA 933387373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEVEN J. SMITH For For
2 MARY ELLEN STANEK For For
3 OWEN SULLIVAN For For
02 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT
03 NON-BINDING PREFERENCE AS TO HOW FREQUENTLY SHAREHOLDERS WILL Management Abstain Against
VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN FUTURE YEARS
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 25, 2011
BRUNSWICK CORPORATION
SECURITY 117043109 MEETING TYPE Annual
TICKER SYMBOL BC MEETING DATE 04-May-2011
ISIN US1170431092 AGENDA 933390798 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: CAMBRIA W. DUNAWAY Management For For
1B ELECTION OF DIRECTOR: DUSTAN E. MCCOY Management For For
1C ELECTION OF DIRECTOR: RALPH C. STAYER Management For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
AUTONATION, INC.
SECURITY 05329W102 MEETING TYPE Annual
TICKER SYMBOL AN MEETING DATE 04-May-2011
ISIN US05329W1027 AGENDA 933391411 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: MIKE JACKSON Management For For
1B ELECTION OF DIRECTOR: ROBERT J. BROWN Management For For
1C ELECTION OF DIRECTOR: RICK L. BURDICK Management For For
1D ELECTION OF DIRECTOR: WILLIAM C. CROWLEY Management For For
1E ELECTION OF DIRECTOR: DAVID B. EDELSON Management For For
1F ELECTION OF DIRECTOR: ROBERT R. GRUSKY Management For For
1G ELECTION OF DIRECTOR: MICHAEL LARSON Management For For
1H ELECTION OF DIRECTOR: MICHAEL E. MAROONE Management For For
1I ELECTION OF DIRECTOR: CARLOS A. MIGOYA Management For For
1J ELECTION OF DIRECTOR: ALISON H. ROSENTHAL Management For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
05 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING SPECIAL MEETINGS Shareholder Against For
06 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 78
The Gabelli Small Cap Growth Fund
TESORO CORPORATION
SECURITY 881609101 MEETING TYPE Annual
TICKER SYMBOL TSO MEETING DATE 04-May-2011
ISIN US8816091016 AGENDA 933392956 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: RODNEY F. CHASE Management For For
1B ELECTION OF DIRECTOR: GREGORY J. GOFF Management For For
1C ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Management For For
1D ELECTION OF DIRECTOR: STEVEN H. GRAPSTEIN Management For For
1E ELECTION OF DIRECTOR: J.W. NOKES Management For For
1F ELECTION OF DIRECTOR: SUSAN TOMASKY Management For For
1G ELECTION OF DIRECTOR: MICHAEL E. WILEY Management For For
1H ELECTION OF DIRECTOR: PATRICK Y. YANG Management For For
02 TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE TESORO CORPORATION 2011 LONG- TERM INCENTIVE Management For For
PLAN.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
06 IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO CONSIDER A Shareholder Against For
STOCKHOLDER PROPOSAL REGARDING A SAFETY REPORT.
MATERION CORPORATION
SECURITY 576690101 MEETING TYPE Annual
TICKER SYMBOL MTRN MEETING DATE 04-May-2011
ISIN US5766901012 AGENDA 933397499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 N. MOHAN REDDY For For
3 CRAIG S. SHULAR For For
02 TO APPROVE THE AMENDED AND RESTATED MATERION CORPORATION 2006 Management For For
STOCK INCENTIVE PLAN
03 TO APPROVE THE AMENDED AND RESTATED MATERION CORPORATION 2006 Management For For
NON-EMPLOYEE DIRECTOR EQUITY PLAN
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
05 TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION VOTES
DANA HOLDING CORP
SECURITY 235825205 MEETING TYPE Annual
TICKER SYMBOL DAN MEETING DATE 04-May-2011
ISIN US2358252052 AGENDA 933400549 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN M. DEVINE For For
2 TERRENCE J. KEATING For For
3 JOSEPH C. MUSCARI For For
4 RICHARD F. WALLMAN For For
5 KEITH E. WANDELL For For
02 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL APPROVING Management Abstain Against
EXECUTIVE COMPENSATION
03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL REGARDING THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
SOUTHERN UNION COMPANY
SECURITY 844030106 MEETING TYPE Annual
TICKER SYMBOL SUG MEETING DATE 04-May-2011
ISIN US8440301062 AGENDA 933400842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GEORGE L. LINDEMANN For For
2 ERIC D. HERSCHMANN For For
3 DAVID BRODSKY For For
4 FRANK W. DENIUS For For
5 KURT A. GITTER, M.D. For For
6 HERBERT H. JACOBI For For
7 THOMAS N. MCCARTER, III For For
8 GEORGE ROUNTREE, III For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 79
The Gabelli Small Cap Growth Fund
9 ALLAN D. SCHERER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
SOUTHERN UNION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO ADOPT AN ADVISORY, NONBINDING RESOLUTION APPROVING THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO SELECT ON AN ADVISORY, NONBINDING BASIS, THE FREQUENCY OF Management Abstain Against
THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
05 TO APPROVE A STOCKHOLDER PROPOSAL RELATING TO THE PREPARATION Shareholder Against For
OF A CORPORATE SUSTAINABILITY REPORT.
ENTEGRIS, INC.
SECURITY 29362U104 MEETING TYPE Annual
TICKER SYMBOL ENTG MEETING DATE 04-May-2011
ISIN US29362U1043 AGENDA 933404484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GIDEON ARGOV For For
2 MICHAEL A. BRADLEY For For
3 MARVIN D. BURKETT For For
4 R. NICHOLAS BURNS For For
5 DANIEL W. CHRISTMAN For For
6 ROGER D. MCDANIEL For For
7 PAUL L.H. OLSON For For
8 BRIAN F. SULLIVAN For For
02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS' INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, INC.'S NAMED Management Abstain Against
EXECUTIVE OFFICERS (ADVISORY VOTE).
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
CHESAPEAKE UTILITIES CORPORATION
SECURITY 165303108 MEETING TYPE Annual
TICKER SYMBOL CPK MEETING DATE 04-May-2011
ISIN US1653031088 AGENDA 933407226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 THOMAS J. BRESNAN For For
2 MICHAEL P. MCMASTERS For For
3 JOSEPH E. MOORE For For
4 DIANNA F. MORGAN For For
5 JOHN R. SCHIMKAITIS For For
02 NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
03 NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF Management Abstain Against
STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
04 RATIFICATION OF THE SELECTION OF PARENTEBEARD LLC AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 04-May-2011
ISIN US2641471097 AGENDA 933408002 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOSEPH C. BERENATO For For
2 ROBERT D. PAULSON For For
02 ADVISORY RESOLUTION ON NAMED EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain
NAMED EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE CORPORATION'S INDEPENDENT ACCOUNTANTS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 80
The Gabelli Small Cap Growth Fund
LUFKIN INDUSTRIES, INC.
SECURITY 549764108 MEETING TYPE Annual
TICKER SYMBOL LUFK MEETING DATE 04-May-2011
ISIN US5497641085 AGENDA 933410552 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 H.J. TROUT, JR. For For
2 J.T. JONGEBLOED For For
3 S.V. BAER For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011.
03 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD OF DIRECTORS Management For For
OF THE COMPANY TO APPROVE AND ADOPT THE AMENDMENT OF THE
COMPANY'S FOURTH RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 60,000,000
TO 150,000,000.
04 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
KINROSS GOLD CORPORATION
SECURITY 496902404 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL KGC MEETING DATE 04-May-2011
ISIN CA4969024047 AGENDA 933413724 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN A. BROUGH For For
2 TYE W. BURT For For
3 JOHN K. CARRINGTON For For
4 RICHARD P. CLARK For For
5 JOHN M.H. HUXLEY For For
6 JOHN A. KEYES For For
7 C. MCLEOD-SELTZER For For
8 GEORGE F. MICHALS For For
9 JOHN E. OLIVER For For
10 TERENCE C.W. REID For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR
AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
03 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, WITH OR Management For For
WITHOUT VARIATION, A RESOLUTION AMENDING THE SHARE INCENTIVE
PLAN OF THE COMPANY TO INCREASE THE NUMBER OF COMMON SHARES
RESERVED FOR ISSUANCE THEREUNDER FROM 22,833,333 TO 26,833,333.
04 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, WITH OR Management For For
WITHOUT VARIATION, A RESOLUTION AMENDING THE RESTRICTED SHARE
PLAN OF THE COMPANY TO INCREASE THE NUMBER OF COMMON SHARES
RESERVED FOR ISSUANCE THEREUNDER FROM 8,000,000 TO 20,000,000.
05 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, AN ADVISORY Management For For
RESOLUTION ON KINROSS' APPROACH TO EXECUTIVE COMPENSATION.
YAMANA GOLD INC.
SECURITY 98462Y100 MEETING TYPE Annual
TICKER SYMBOL AUY MEETING DATE 04-May-2011
ISIN CA98462Y1007 AGENDA 933417138 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
A DIRECTOR Management
1 PETER MARRONE For For
2 PATRICK J. MARS For For
3 JOHN BEGEMAN For For
4 ALEXANDER DAVIDSON For For
5 RICHARD GRAFF For For
6 ROBERT HORN For For
7 NIGEL LEES For For
8 JUVENAL MESQUITA FILHO For For
9 CARL RENZONI For For
10 ANTENOR F. SILVA, JR. For For
11 DINO TITARO For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 81
The Gabelli Small Cap Growth Fund
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 05-May-2011
ISIN US92343V1044 AGENDA 933387830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION
05 DISCLOSE PRIOR GOVERNMENT SERVICE Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
CHURCH & DWIGHT CO., INC.
SECURITY 171340102 MEETING TYPE Annual
TICKER SYMBOL CHD MEETING DATE 05-May-2011
ISIN US1713401024 AGENDA 933389430 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOSE B. ALVAREZ For For
2 JAMES R. CRAIGIE For For
3 ROSINA B. DIXON For For
4 ROBERT D. LEBLANC For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. Management Abstain Against
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE Management Abstain Against
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT
THE CHURCH & DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL
STATEMENTS.
HUNTSMAN CORPORATION
SECURITY 447011107 MEETING TYPE Annual
TICKER SYMBOL HUN MEETING DATE 05-May-2011
ISIN US4470111075 AGENDA 933390457 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JON M. HUNTSMAN For For
2 PATRICK T. HARKER For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE PREFERRED FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
HUNTSMAN CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
AMPCO-PITTSBURGH CORPORATION
SECURITY 032037103 MEETING TYPE Annual
TICKER SYMBOL AP MEETING DATE 05-May-2011
ISIN US0320371034 AGENDA 933390685 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM K. LIEBERMAN For For
2 STEPHEN E. PAUL For For
3 C.H. PFORZHEIMER, III For For
02 TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, IN A NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMPCO-PITTSBURGH CORPORATION 2011 OMNIBUS Management Against Against
INCENTIVE PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 82
The Gabelli Small Cap Growth Fund
MUELLER INDUSTRIES, INC.
SECURITY 624756102 MEETING TYPE Annual
TICKER SYMBOL MLI MEETING DATE 05-May-2011
ISIN US6247561029 AGENDA 933391079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ALEXANDER P. FEDERBUSH For For
2 PAUL J. FLAHERTY For For
3 GENNARO J. FULVIO For For
4 GARY S. GLADSTEIN For For
5 SCOTT J. GOLDMAN For For
6 TERRY HERMANSON For For
7 HARVEY L. KARP For For
8 GREGORY L. CHRISTOPHER For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY.
03 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, THE Management Abstain Against
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
05 TO APPROVE THE ADOPTION OF THE COMPANY'S 2011 ANNUAL BONUS Management For For
PLAN.
SOUTHWEST GAS CORPORATION
SECURITY 844895102 MEETING TYPE Annual
TICKER SYMBOL SWX MEETING DATE 05-May-2011
ISIN US8448951025 AGENDA 933392677 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT L. BOUGHNER For For
2 THOMAS E. CHESTNUT For For
3 STEPHEN C. COMER For For
4 LEROY C. HANNEMAN, JR. For For
5 MICHAEL O. MAFFIE For For
6 ANNE L. MARIUCCI For For
7 MICHAEL J. MELARKEY For For
8 JEFFREY W. SHAW For For
9 A. RANDALL THOMAN For For
10 THOMAS A. THOMAS For For
11 TERRENCE L. WRIGHT For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR FISCAL YEAR 2011.
SOUTHWEST GAS CORPORATION
SECURITY 844895102 MEETING TYPE Annual
TICKER SYMBOL SWX MEETING DATE 05-May-2011
ISIN US8448951025 AGENDA 933392677 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT L. BOUGHNER For For
2 THOMAS E. CHESTNUT For For
3 STEPHEN C. COMER For For
4 LEROY C. HANNEMAN, JR. For For
5 MICHAEL O. MAFFIE For For
6 ANNE L. MARIUCCI For For
7 MICHAEL J. MELARKEY For For
8 JEFFREY W. SHAW For For
9 A. RANDALL THOMAN For For
10 THOMAS A. THOMAS For For
11 TERRENCE L. WRIGHT For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR FISCAL YEAR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 83
The Gabelli Small Cap Growth Fund
ASTRONICS CORPORATION
SECURITY 046433108 MEETING TYPE Annual
TICKER SYMBOL ATRO MEETING DATE 05-May-2011
ISIN US0464331083 AGENDA 933396435 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR FISCAL YEAR 2011.
03 TO CONSIDER AND VOTE UPON THE ADOPTION OF THE 2011 EMPLOYEE Management Against Against
STOCK OPTION PLAN.
04 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS Management Abstain Against
AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS
SECTION OF THE PROXY STATEMENT.
05 THE COMPANY SEEKS SHAREHOLDERS' INPUT ON THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION
PROGRAMS.
06 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL RECOMMENDING Shareholder Against For
THE BOARD OF DIRECTORS TAKE ACTION TO CONVERT ALL CLASS B
SHARES (CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES
(CURRENTLY ONE VOTE PER SHARE).
ASTRONICS CORPORATION
SECURITY 046433207 MEETING TYPE Annual
TICKER SYMBOL ATROB MEETING DATE 05-May-2011
ISIN US0464332073 AGENDA 933396435 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR FISCAL YEAR 2011.
03 TO CONSIDER AND VOTE UPON THE ADOPTION OF THE 2011 EMPLOYEE Management Against Against
STOCK OPTION PLAN.
04 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS Management Abstain Against
AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS
SECTION OF THE PROXY STATEMENT.
05 THE COMPANY SEEKS SHAREHOLDERS' INPUT ON THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION
PROGRAMS.
06 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL RECOMMENDING Shareholder Against For
THE BOARD OF DIRECTORS TAKE ACTION TO CONVERT ALL CLASS B
SHARES (CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES
(CURRENTLY ONE VOTE PER SHARE).
PENNICHUCK CORPORATION
SECURITY 708254206 MEETING TYPE Annual
TICKER SYMBOL PNNW MEETING DATE 05-May-2011
ISIN US7082542066 AGENDA 933403660 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOSEPH A. BELLAVANCE For For
2 JANET M. HANSEN For For
3 HANNAH M. MCCARTHY For For
4 JAMES M. MURPHY For For
02 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 TO HAVE AN ADVISORY (NON-BINDING) VOTE ON THE APPROVAL OF THE Management Abstain Against
COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS ("SAY
ON PAY") AS DISCLOSED IN THE PROXY STATEMENT FOR THIS MEETING.
04 TO HAVE AN ADVISORY (NON-BINDING) VOTE ON THE DESIRED Management Abstain Against
FREQUENCY ON WHICH SHAREHOLDERS WILL HAVE AN ADVISORY
(NON-BINDING) VOTE ON THE APPROVAL OF THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS ("SAY WHEN ON PAY").
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 84
The Gabelli Small Cap Growth Fund
GAYLORD ENTERTAINMENT COMPANY
SECURITY 367905106 MEETING TYPE Annual
TICKER SYMBOL GET MEETING DATE 05-May-2011
ISIN US3679051066 AGENDA 933404092 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GLENN J. ANGIOLILLO For For
2 MICHAEL J. BENDER For For
3 E.K. GAYLORD II For For
4 RALPH HORN For For
5 DAVID W. JOHNSON For For
6 ELLEN LEVINE For For
7 TERRELL T. PHILEN, JR. For For
8 ROBERT S. PRATHER, JR. For For
9 COLIN V. REED For For
10 MICHAEL D. ROSE For For
11 MICHAEL I. ROTH For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2006 OMNIBUS Management For For
INCENTIVE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. Management For For
05 TO RECOMMEND, ON AN ADVISORY BASIS, WHETHER WE WILL HAVE Management 1 Year For
FUTURE ADVISORY VOTES REGARDING OUR EXECUTIVE COMPENSATION
EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS.
COVANTA HOLDING CORPORATION
SECURITY 22282E102 MEETING TYPE Annual
TICKER SYMBOL CVA MEETING DATE 05-May-2011
ISIN US22282E1029 AGENDA 933404143 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID M. BARSE For For
2 RONALD J. BROGLIO For For
3 PETER C.B. BYNOE For For
4 LINDA J. FISHER For For
5 JOSEPH M. HOLSTEN For For
6 ANTHONY J. ORLANDO For For
7 WILLIAM C. PATE For For
8 ROBERT S. SILBERMAN For For
9 JEAN SMITH For For
10 SAMUEL ZELL For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA Management For For
HOLDING CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
BIOLASE TECHNOLOGY, INC.
SECURITY 090911108 MEETING TYPE Annual
TICKER SYMBOL BLTI MEETING DATE 05-May-2011
ISIN US0909111082 AGENDA 933406907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For
1B ELECTION OF DIRECTOR: DR. ALEX K. ARROW Management For For
1C ELECTION OF DIRECTOR: DR. NORMAN J. NEMOY Management For For
1D ELECTION OF DIRECTOR: GREGORY E. LICHTWARDT Management For For
02 TO APPROVE THE AMENDMENT TO THE 2002 STOCK INCENTIVE PLAN. Management Against Against
03 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 85
The Gabelli Small Cap Growth Fund
RTI BIOLOGICS, INC.
SECURITY 74975N105 MEETING TYPE Annual
TICKER SYMBOL RTIX MEETING DATE 05-May-2011
ISIN US74975N1054 AGENDA 933407377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PETER F. GEAREN For For
2 ADRIAN J.R. SMITH For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE "SAY ON PAY Management Abstain Against
VOTE")
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE Management Abstain Against
STERLING BANCORP
SECURITY 859158107 MEETING TYPE Annual
TICKER SYMBOL STL MEETING DATE 05-May-2011
ISIN US8591581074 AGENDA 933415146 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT ABRAMS For For
2 JOSEPH M. ADAMKO For For
3 LOUIS J. CAPPELLI For For
4 FERNANDO FERRER For For
5 ALLAN F. HERSHFIELD For For
6 HENRY J. HUMPHREYS For For
7 ROBERT W. LAZAR For For
8 CAROLYN JOY LEE For For
9 JOHN C. MILLMAN For For
10 EUGENE ROSSIDES For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2011.
03 ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 PROPOSAL TO REAPPROVE THE STERLING BANCORP KEY EXECUTIVE Management For For
INCENTIVE BONUS PLAN, WHICH WAS ORIGINALLY APPROVED BY THE
COMPANY'S SHAREHOLDERS IN 2001 AND REAPPROVED IN 2006, THE
MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
05 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF Management For For
STERLING BANCORP TO INCREASE THE NUMBER OF AUTHORIZED COMMON
SHARES OF STERLING BANCORP FROM 50,000,000 TO 100,000,000
SHARES.
SWISHER HYGIENE INC.
SECURITY 870808102 MEETING TYPE Annual
TICKER SYMBOL SWSH MEETING DATE 05-May-2011
ISIN US8708081026 AGENDA 933423004 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 H. WAYNE HUIZENGA For For
2 STEVEN R. BERRARD For For
3 DAVID BRALEY For For
4 JOHN ELLIS BUSH For For
5 HARRIS W. HUDSON For For
6 WILLIAM D. PRUITT For For
7 DAVID PRUSSKY For For
8 MICHAEL SERRUYA For For
02 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE INC.'S CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF COMMON STOCK FROM 400,000,000 TO 600,000,000.
03 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE INC.'S CERTIFICATE Management Against Against
OF INCORPORATION TO AUTHORIZE 10,000,000 SHARES OF "BLANK
CHECK" PREFERRED STOCK.
04 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE INC.'S CERTIFICATE Management For For
OF INCORPORATION TO PERMIT STOCKHOLDERS TO ACT BY WRITTEN
CONSENT.
05 TO APPROVE THE AMENDED AND RESTATED SWISHER HYGIENE INC. 2010 Management For For
STOCK INCENTIVE PLAN AND RATIFY AWARDS PREVIOUSLY GRANTED
UNDER THE PLAN.
06 TO APPROVE THE SWISHER HYGIENE INC. SENIOR EXECUTIVE OFFICERS Management For For
PERFORMANCE INCENTIVE BONUS PLAN.
07 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THE COMPENSATION Management Abstain Against
OF SWISHER HYGIENE INC.'S NAMED EXECUTIVE OFFICERS ("SAY ON
PAY").
08 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THREE YEARS AS THE Management Abstain Against
FREQUENCY OF FUTURE "SAY ON PAY" VOTES.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 86
The Gabelli Small Cap Growth Fund
CHINA TONTINE WINES GROUP LTD
SECURITY G215A4107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-May-2011
ISIN BMG215A41075 AGENDA 702886752 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' Non-Voting
OR 'AGAINST'-ONLY FOR ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING Non-Voting
ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110330/LTN2
0110330706.pdf
1 To receive and approve the audited consolidated financial Management For For
statements of the Company and its subsidiaries and the
reports of the directors (the "Directors") and the auditors
of the Company for the year ended 31 December 2010
2 To declare a final dividend for the year ended 31 December Management For For
2010
3.a To re-elect Mr. Wang Guangyuan as an executive Director Management For For
3.b To re-elect Mr. Lai Chi Keung, Albert as an independent non- Management For For
executive Director
3.c To authorise the board of Directors to fix the remuneration Management For For
of the Directors
4 To re-appoint Deloitte Touche Tohmatsu as the auditors of the Management For For
Company and authorise the board of Directors to fix their
remuneration
5 To grant a general mandate to the Directors to allot, issue Management For For
and deal with the unissued shares of HKD 0.01 each in the
share capital of the Company, the aggregate nominal amount of
which shall not exceed 20% of the aggregate nominal amount of
the issued share capital of the Company as at the date of
passing of this resolution
6 To grant a general mandate to the Directors to repurchase the Management For For
Company's shares up to 10% of the issued share capital of the
Company as at the date of passing of this resolution
7 To add the nominal amount of the shares in the Company Management For For
purchased by the Company to the general mandate granted to
the Directors under resolution no. 5 above
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL Non-Voting
RECORD DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
FRANKLIN ELECTRIC CO., INC.
SECURITY 353514102 MEETING TYPE Annual
TICKER SYMBOL FELE MEETING DATE 06-May-2011
ISIN US3535141028 AGENDA 933381028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID T. BROWN For For
2 DAVID A. ROBERTS For For
3 THOMAS R. VERHAGE For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
03 TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Management Abstain Against
ON EXECUTIVE PAY.
ARTIO GLOBAL INVESTORS
SECURITY 04315B107 MEETING TYPE Annual
TICKER SYMBOL ART MEETING DATE 06-May-2011
ISIN US04315B1070 AGENDA 933388476 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ELIZABETH BUSE For For
2 FRANCIS LEDWIDGE For For
02 APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE Management Abstain Against
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION
S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES, AND THE RELATED DISCLOSURE CONTAINED IN
THE 2011 PROXY STATEMENT.
03 FREQUENCY OF CONDUCTING AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 THE RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
VALUECLICK, INC.
SECURITY 92046N102 MEETING TYPE Annual
TICKER SYMBOL VCLK MEETING DATE 06-May-2011
ISIN US92046N1028 AGENDA 933390611 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES R. ZARLEY For For
2 DAVID S. BUZBY For For
3 MARTIN T. HART For For
4 JEFFREY F. RAYPORT For For
5 JAMES R. PETERS For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 87
The Gabelli Small Cap Growth Fund
6 JAMES A. CROUTHAMEL For For
02 TO APPROVE THE AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN. Management Against Against
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
THE BRINK'S COMPANY
SECURITY 109696104 MEETING TYPE Annual
TICKER SYMBOL BCO MEETING DATE 06-May-2011
ISIN US1096961040 AGENDA 933392300 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVE AMENDMENTS TO THE AMENDED AND RESTATED ARTICLES OF Management For For
INCORPORATION RELATING TO THE SIZE OF THE BOARD OF DIRECTORS.
02 DIRECTOR Management
1 MARC C. BRESLAWSKY For For
2 MICHAEL T. DAN For For
03 APPROVE THE AMENDED AND RESTATED KEY EMPLOYEES INCENTIVE PLAN. Management For For
04 APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING TO THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
05 PROVIDE A NON-BINDING ADVISORY VOTE AS TO THE FREQUENCY Management Abstain Against
(EVERY ONE, TWO OR THREE YEARS) OF THE NON-BINDING
SHAREHOLDER VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
06 APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION OF KPMG Management For For
LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR
2011.
ROCKWOOD HOLDINGS, INC.
SECURITY 774415103 MEETING TYPE Annual
TICKER SYMBOL ROC MEETING DATE 06-May-2011
ISIN US7744151033 AGENDA 933396726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 BRIAN F. CARROLL For For
2 TODD A. FISHER For For
3 DOUGLAS L. MAINE For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION Management Abstain Against
PAID TO OUR NAMED EXECUTIVE OFFICERS.
04 TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE, WHETHER A Management Abstain Against
STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
CURTISS-WRIGHT CORPORATION
SECURITY 231561101 MEETING TYPE Annual
TICKER SYMBOL CW MEETING DATE 06-May-2011
ISIN US2315611010 AGENDA 933404167 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MARTIN R. BENANTE For For
2 S. MARCE FULLER For For
3 ALLEN A. KOZINSKI For For
4 JOHN R. MYERS For For
5 JOHN B. NATHMAN For For
6 ROBERT J. RIVET For For
7 WILLIAM W. SIHLER For For
8 ALBERT E. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY'S INCENTIVE Management For For
COMPENSATION PLAN.
04 PROPOSAL TO APPROVE THE AMENDMENTS TO THE COMPANY'S EMPLOYEE Management For For
STOCK PURCHASE PLAN.
05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
06 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Management Abstain Against
STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 88
The Gabelli Small Cap Growth Fund
OCEANEERING INTERNATIONAL, INC.
SECURITY 675232102 MEETING TYPE Annual
TICKER SYMBOL OII MEETING DATE 06-May-2011
ISIN US6752321025 AGENDA 933406351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 T. JAY COLLINS For For
2 D. MICHAEL HUGHES For For
02 ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY Management Abstain Against
VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
BARNES GROUP INC.
SECURITY 067806109 MEETING TYPE Annual
TICKER SYMBOL B MEETING DATE 06-May-2011
ISIN US0678061096 AGENDA 933416477 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM S. BRISTOW, JR. For For
2 HASSELL H. MCCLELLAN For For
3 GREGORY F. MILZCIK For For
02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2011.
03 APPROVAL OF THE BARNES GROUP INC. PERFORMANCE BASED BONUS Management For For
PLAN FOR SELECTED EXECUTIVE OFFICERS, AS AMENDED.
04 ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
05 ADVISORY (NON-BINDING) RESOLUTION REGARDING THE FREQUENCY OF Management Abstain Against
HOLDING AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE
COMPENSATION.
06 AMENDMENT OF THE COMPANY'S AMENDED AND RESTATED BY-LAWS TO Shareholder Against For
PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
07 STOCKHOLDER PROPOSAL REGARDING ELIMINATION OF SUPERMAJORITY Shareholder Against For
VOTING REQUIREMENTS IN THE COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, AND ITS AMENDED AND RESTATED BY-
LAWS.
FALCONSTOR SOFTWARE, INC.
SECURITY 306137100 MEETING TYPE Annual
TICKER SYMBOL FALC MEETING DATE 09-May-2011
ISIN US3061371007 AGENDA 933410627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ELI OXENHORN* For For
2 STEVEN R. FISCHER* For For
3 ALAN W. KAUFMAN** For For
02 TO APPROVE STAND ALONE STOCK OPTION AGREEMENT. Management Against Against
03 RESOLVED, THAT THE STOCKHOLDERS APPROVE THE COMPENSATION OF Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION
TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY
STATEMENT.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
STONERIDGE, INC.
SECURITY 86183P102 MEETING TYPE Annual
TICKER SYMBOL SRI MEETING DATE 09-May-2011
ISIN US86183P1021 AGENDA 933423953 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN C. COREY For For
2 JEFFREY P. DRAIME For For
3 DOUGLAS C. JACOBS For For
4 IRA C. KAPLAN For For
5 KIM KORTH For For
6 WILLIAM M. LASKY For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 88
The Gabelli Small Cap Growth Fund
7 PAUL J. SCHLATHER For For
02 RATIFICATION OF ERNST & YOUNG LLP Management For For
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDED ANNUAL INCENTIVE PLAN Management For For
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 10-May-2011
ISIN US0805551050 AGENDA 933394378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 ROBERT W. DECHERD For For
2 DUNIA A. SHIVE For For
3 M. ANNE SZOSTAK For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3 AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION (SAY-ON-PAY) Management Abstain Against
4 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
SAY-ON-PAY.
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 10-May-2011
ISIN US8520611000 AGENDA 933396536 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1E ELECTION OF DIRECTOR: DANIEL R. HESSE Management For For
1F ELECTION OF DIRECTOR: V. JANET HILL Management For For
1G ELECTION OF DIRECTOR: FRANK IANNA Management For For
1H ELECTION OF DIRECTOR: SVEN-CHRISTER NILSSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM R. NUTI Management For For
1J ELECTION OF DIRECTOR: RODNEY O'NEAL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2011.
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY Management Abstain Against
OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.
05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING POLITICAL Shareholder Against For
CONTRIBUTIONS.
06 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING THE RETENTION OF Shareholder Against For
EQUITY AWARDS.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING CHANGE TO A Shareholder Against For
VOTING REQUIREMENT.
PENSKE AUTOMOTIVE GROUP, INC.
SECURITY 70959W103 MEETING TYPE Annual
TICKER SYMBOL PAG MEETING DATE 10-May-2011
ISIN US70959W1036 AGENDA 933396942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN D. BARR For For
2 MICHAEL R. EISENSON For For
3 ROBERT H. KURNICK, JR. For For
4 WILLIAM J. LOVEJOY For For
5 KIMBERLY J. MCWATERS For For
6 YOSHIMI NAMBA For For
7 LUCIO A. NOTO For For
8 ROGER S. PENSKE For For
9 RICHARD J. PETERS For For
10 RONALD G. STEINHART For For
11 H. BRIAN THOMPSON For For
02 FOR RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT AUDITING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 90
The Gabelli Small Cap Growth Fund
DANAHER CORPORATION
SECURITY 235851102 MEETING TYPE Annual
TICKER SYMBOL DHR MEETING DATE 10-May-2011
ISIN US2358511028 AGENDA 933405741 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Management For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Management For For
1C ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ALLOW HOLDERS OF TWENTY-FIVE PERCENT (25%)
OR MORE OF DANAHER'S SHARES TO CALL A SPECIAL MEETING OF
SHAREHOLDERS.
05 TO APPROVE AMENDMENTS TO DANAHER'S 2007 STOCK INCENTIVE PLAN Management For For
AND MATERIAL TERMS OF PLAN PERFORMANCE GOALS.
06 TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
07 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE OFFICER
COMPENSATION.
YOUNG INNOVATIONS, INC.
SECURITY 987520103 MEETING TYPE Annual
TICKER SYMBOL YDNT MEETING DATE 10-May-2011
ISIN US9875201033 AGENDA 933411009 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GEORGE E. RICHMOND For For
2 ALFRED E. BRENNAN For For
3 BRIAN F. BREMER For For
4 P.J. FERRILLO, JR. For For
5 RICHARD J. BLISS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY) VOTE. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. Management Abstain Against
04 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
QUIDEL CORPORATION
SECURITY 74838J101 MEETING TYPE Annual
TICKER SYMBOL QDEL MEETING DATE 10-May-2011
ISIN US74838J1016 AGENDA 933412164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 THOMAS D. BROWN For For
2 DOUGLAS C. BRYANT For For
3 KENNETH F. BUECHLER For For
4 ROD F. DAMMEYER For For
5 MARY LAKE POLAN For For
6 MARK A. PULIDO For For
7 JACK W. SCHULER For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD Management For For
OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE Management Abstain Against
OFFICERS.
04 TO RECOMMEND, THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
NORTEK, INC.
SECURITY 656559309 MEETING TYPE Annual
TICKER SYMBOL NTKS MEETING DATE 10-May-2011
ISIN US6565593091 AGENDA 933413166 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JEFFREY C. BLOOMBERG For For
2 JOSEPH M. CIANCIOLO For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 91
The Gabelli Small Cap Growth Fund
3 JAMES B. HIRSHORN For For
02 TO APPROVE ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF NORTEK'S NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
OCH-ZIFF CAP MGMT GROUP LLC
SECURITY 67551U105 MEETING TYPE Annual
TICKER SYMBOL OZM MEETING DATE 10-May-2011
ISIN US67551U1051 AGENDA 933414598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOEL M. FRANK For For
2 ALLAN S. BUFFERD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OCH-ZIFF'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 TO APPROVE THE ADVISORY RECOMMENDATION ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
TYLER TECHNOLOGIES, INC.
SECURITY 902252105 MEETING TYPE Annual
TICKER SYMBOL TYL MEETING DATE 10-May-2011
ISIN US9022521051 AGENDA 933415730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DONALD R. BRATTAIN For For
2 J. LUTHER KING, JR. For For
3 JOHN S. MARR, JR. For For
4 G. STUART REEVES For For
5 MICHAEL D. RICHARDS For For
6 DUSTIN R. WOMBLE For For
7 JOHN M. YEAMAN For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Management For For
03 ADVISORY VOTE ON APPROVAL OF THE COMPENSATION FOR THE NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 10-May-2011
ISIN US5956261029 AGENDA 933417025 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 THOMAS L. BINDLEY Withheld Against
2 ROBERT R. SCHOEBERL Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED Management Against Against
EXECUTIVE OFFICERS.
04 FREQUENCY OF INCLUSION IN THE PROXY STATEMENT OF A Management 1 Year Against
NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
CHEMTURA CORPORATION
SECURITY 163893209 MEETING TYPE Annual
TICKER SYMBOL CHMT MEETING DATE 10-May-2011
ISIN US1638932095 AGENDA 933418471 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JEFFREY D. BENJAMIN For For
2 TIMOTHY J. BERNLOHR For For
3 ANNA C. CATALANO For For
4 ALAN S. COOPER For For
5 JAMES W. CROWNOVER For For
6 JONATHAN F. FOSTER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 92
The Gabelli Small Cap Growth Fund
7 CRAIG A. ROGERSON For For
8 JOHN K. WULFF For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 TO DESIGNATE THE FREQUENCY OF PERIODIC ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
ADAMS GOLF, INC.
SECURITY 006228209 MEETING TYPE Annual
TICKER SYMBOL ADGF MEETING DATE 10-May-2011
ISIN US0062282092 AGENDA 933420414 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN M. GREGORY For For
2 ROBERT D. ROGERS For For
02 DIRECTORS' PROPOSAL - RATIFY THE APPOINTMENT OF BKD, LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR 2011
03 EQUITY INCENTIVE PLAN - APPROVE THE 2011 EQUITY INCENTIVE PLAN Management Against Against
GRIFFIN LAND & NURSERIES, INC.
SECURITY 398231100 MEETING TYPE Annual
TICKER SYMBOL GRIF MEETING DATE 10-May-2011
ISIN US3982311009 AGENDA 933420781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WINSTON J. CHURCHILL JR For For
2 EDGAR M. CULLMAN For For
3 DAVID M. DANZIGER For For
4 FREDERICK M. DANZIGER For For
5 THOMAS C. ISRAEL For For
6 ALBERT H. SMALL, JR. For For
7 DAVID F. STEIN For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
03 APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE Management For For
NAMED EXECUTIVE OFFICERS PRESENTED IN GRIFFIN'S PROXY
STATEMENT.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF AN Management 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
IVANHOE MINES LTD.
SECURITY 46579N103 MEETING TYPE Annual
TICKER SYMBOL IVN MEETING DATE 10-May-2011
ISIN CA46579N1033 AGENDA 933429777 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT M. FRIEDLAND For For
2 PETER MEREDITH For For
3 DAVID HUBERMAN For For
4 R. EDWARD FLOOD For For
5 HOWARD BALLOCH For For
6 MARKUS FABER For For
7 DAVID KORBIN For For
8 LIVIA MAHLER For For
9 TRACY STEVENSON For For
10 MICHAEL GORDON For For
11 DAN WESTBROOK For For
12 ROBERT HOLLAND III For For
13 ANDREW HARDING For For
14 KAY PRIESTLY For For
02 TO APPOINT DELOITTE & TOUCHE, LLP, CHARTERED ACCOUNTANTS, AS Management For For
AUDITORS OF THE CORPORATION AT A REMUNERATION TO BE FIXED BY
THE BOARD OF DIRECTORS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 93
The Gabelli Small Cap Growth Fund
LOOMIS A B
SECURITY W5650X104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2011
ISIN SE0002683557 AGENDA 702954656 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE
BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT Non-Voting
ABSTAIN AS A VALID-VOTE OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Meeting Non-Voting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of one or two person(s) to approve the minutes Non-Voting
6 Determination of compliance with the rules of convocation Non-Voting
7 The President's report Non-Voting
8 Presentation of (a) the Annual Report and the Auditor's Non-Voting
Report and the-Consolidated Financial Statements and the Group
Auditor's Report, (b) the-statement by the auditor on the
compliance with the guidelines for-remuneration to management
applicable since the last AGM, and (c) the Board's-proposal for
appropriation of the company's profit and the Board's motivated-
statement thereon
9.a Resolutions regarding adoption of the Statement of Income and
the Balance Sheet and the Consolidated Statement of Income
and the Consolidated Balance Sheet as per 31 December 2010
9.b Resolution regarding appropriation of the company's profit Management For For
according to the adopted Balance Sheet
9.c Resolution regarding record date for dividend and Management For For
9.d Resolution regarding discharge of the Board of Directors and Management For For
the President from liability for the financial year 2010
10 Determination of the number of Board members Management For For
11 Determination of fees to Board members and auditor Management For For
12 Election of Board members: The Nomination Committee proposes Management For For
re-election of the Board members Lars Blecko, Alf Goransson, Jan
Svensson, Ulrik Svensson, Marie Ehrling and Signhild Arnegard
Hansen, for the period up to and including the AGM 2012, with Alf
Goransson as Chairman of the Board
13 Election of members of the Nomination Committee Management For For
14 Determination of guidelines for remuneration to management Management For For
15.a Resolution regarding the implementation of an incentive scheme Management For For
15b.1 Resolution regarding hedging measures, either through the Management For For
authorization of the Board to resolve on acquisition of
treasury shares on the stock exchange, and
15b.2 Resolution regarding hedging measures, either through the Management For For
transfer of treasury shares to participants of the incentive
scheme or, alternatively
15b.3 Resolutions regarding hedging measures, either through the Management For For
entering into of a share swap agreement
16 Resolution on the authorization of the Board to resolve on Management For For
the acquisition and transfer of the company's own shares
17 Closing of the Meeting Non-Voting
MANDARIN ORIENTAL INTL LTD
SECURITY G57848106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2011
ISIN BMG578481068 AGENDA 703018045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 To receive and consider the financial statements and the Management For For
independent auditors report for the year ended 31st December
2010, and to declare a final dividend
2 To re-elect Julian Hui as a Director Management For For
3 To re-elect Dr Richard Lee as a Director Management For For
4 To re-elect Robert Leon as a Director Management For For
5 To re-elect James Watkins as a Director Management For For
6 To fix the directors fees Management For For
7 To re appoint the auditors and to authorize the directors to Management For For
fix their remuneration. To consider and, if thought fit,
adopt with or without amendments the following ordinary
resolutions
8 That A. The exercise by the directors during the relevant Management For For
period of all powers of the company to allot or issue shares
and to make and grant offers, agreements and options which
would or might require shares to be allotted, issued or
disposed of during or after the end of the relevant period up
to an aggregate nominal amount of USD 16.6 million, be and is
hereby generally and unconditionally approved and B. The
aggregate nominal amount of share capital allotted or agreed
conditionally or unconditionally to be allotted wholly for
cash by the directors pursuant to the approval in paragraph
A, otherwise than pursuant to a rights issue, or the issue of
shares pursuant to the company employee share purchase trust,
shall not exceed USD 2.5 million, and the said approval shall
be limited accordingly
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 94
The Gabelli Small Cap Growth Fund
9 That A. The exercise by the directors of all powers of the Management For For
company to purchase its own shares, subject to and in
accordance with all applicable laws and regulations, during
the relevant period be and is hereby generally and
unconditionally approved B. The aggregate nominal amount of
shares of the company which the company may purchase pursuant
to the approval in paragraph A of this resolution shall be
less than 15 per cent of the aggregate nominal amount of the
existing issued share capital of the company at the date of
this meeting, and such approval shall be limited accordingly
and CONTD
CONT CONTD C. The approval in paragraph A of this resolution Non-Voting
shall, where-permitted by applicable laws and regulations and
subject to the limitation in-paragraph B of this resolution,
extend to permit the purchase of shares of-the company I. By
subsidiaries of the company and II. pursuant to the terms-of
put warrants or financial instruments having similar effect
whereby the-company can be required to purchase its own shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD Non-Voting
DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
WATTS WATER TECHNOLOGIES, INC.
SECURITY 942749102 MEETING TYPE Annual
TICKER SYMBOL WTS MEETING DATE 11-May-2011
ISIN US9427491025 AGENDA 933391221 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 ROBERT L. AYERS For For
2 KENNETT F. BURNES For For
3 RICHARD J. CATHCART For For
4 DAVID J. COGHLAN For For
5 RALPH E. JACKSON, JR. For For
6 JOHN K. MCGILLICUDDY For For
7 MERILEE RAINES For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
3 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
4 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES.
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 11-May-2011
ISIN US6027201044 AGENDA 933396447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DIANE M. PEARSE For For
2 L. EDWARD SHAW, JR. For For
3 WILLIAM M. LAMBERT For For
02 APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED AND RESTATED Management Against Against
2008 MANAGEMENT EQUITY INCENTIVE PLAN.
03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE EXECUTIVE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
UNITED RENTALS, INC.
SECURITY 911363109 MEETING TYPE Annual
TICKER SYMBOL URI MEETING DATE 11-May-2011
ISIN US9113631090 AGENDA 933399013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JENNE K. BRITELL Management For For
1B ELECTION OF DIRECTOR: JOSE B. ALVAREZ Management For For
1C ELECTION OF DIRECTOR: HOWARD L. CLARK, JR. Management For For
1D ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Management For For
1E ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Management For For
1F ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER Management For For
1G ELECTION OF DIRECTOR: BRIAN D. MCAULEY Management For For
1H ELECTION OF DIRECTOR: JOHN S. MCKINNEY Management For For
1I ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Management For For
1J ELECTION OF DIRECTOR: FILIPPO PASSERINI Management For For
1K ELECTION OF DIRECTOR: KEITH WIMBUSH Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 ADVISORY APPROVAL OF THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
04 ADVISORY SELECTION OF VOTING FREQUENCY FOR FUTURE ADVISORY Management Abstain Against
VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 95
The Gabelli Small Cap Growth Fund
EASTMAN KODAK COMPANY
SECURITY 277461109 MEETING TYPE Annual
TICKER SYMBOL EK MEETING DATE 11-May-2011
ISIN US2774611097 AGENDA 933402238 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: RICHARD S. BRADDOCK Management For For
1B ELECTION OF DIRECTOR: HERALD Y. CHEN Management For For
1C ELECTION OF DIRECTOR: ADAM H. CLAMMER Management For For
1D ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1E ELECTION OF DIRECTOR: MICHAEL J. HAWLEY Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: DOUGLAS R. LEBDA Management For For
1H ELECTION OF DIRECTOR: KYLE P. LEGG Management For For
1I ELECTION OF DIRECTOR: DELANO E. LEWIS Management For For
1J ELECTION OF DIRECTOR: WILLIAM G. PARRETT Management For For
1K ELECTION OF DIRECTOR: ANTONIO M. PEREZ Management For For
1L ELECTION OF DIRECTOR: JOEL SELIGMAN Management For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1N ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE Management Abstain Against
OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
THE MIDDLEBY CORPORATION
SECURITY 596278101 MEETING TYPE Annual
TICKER SYMBOL MIDD MEETING DATE 11-May-2011
ISIN US5962781010 AGENDA 933402757 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: SELIM A. BASSOUL Management For For
1B ELECTION OF DIRECTOR: ROBERT B. LAMB Management For For
1C ELECTION OF DIRECTOR: RYAN LEVENSON Management For For
1D ELECTION OF DIRECTOR: JOHN R. MILLER III Management For For
1E ELECTION OF DIRECTOR: GORDON O'BRIEN Management For For
1F ELECTION OF DIRECTOR: PHILIP G. PUTNAM Management For For
1G ELECTION OF DIRECTOR: SABIN C. STREETER Management For For
02 APPROVAL OF THE ADOPTION OF THE COMPANY'S 2011 LONG-TERM Management Against Against
INCENTIVE PLAN.
03 APPROVAL OF THE ADOPTION OF THE COMPANY'S VALUE CREATION Management For For
INCENTIVE PLAN.
04 APPROVAL, BY AN ADVISORY VOTE, OF THE 2010 COMPENSATION OF Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION ("SEC").
05 SELECTION, BY AN ADVISORY VOTE, OF THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT
FISCAL YEAR ENDING DECEMBER 31, 2011.
ALBEMARLE CORPORATION
SECURITY 012653101 MEETING TYPE Annual
TICKER SYMBOL ALB MEETING DATE 11-May-2011
ISIN US0126531013 AGENDA 933406008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 J. ALFRED BROADDUS, JR. For For
2 WILLIAM H. HERNANDEZ For For
3 R. WILLIAM IDE III For For
4 RICHARD L. MORRILL For For
5 JIM W. NOKES For For
6 BARRY W. PERRY For For
7 MARK C. ROHR For For
8 JOHN SHERMAN, JR. For For
9 HARRIETT TEE TAGGART For For
10 ANNE MARIE WHITTEMORE For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 96
The Gabelli Small Cap Growth Fund
02 THE PROPOSAL TO APPROVE THE NON-BINDING ADVISORY RESOLUTION Management Abstain Against
APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 THE PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF THE NON-BINDING SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION
CHECKED ON THE RIGHT SIDE. (CHECK ONE.)
QUAKER CHEMICAL CORPORATION
SECURITY 747316107 MEETING TYPE Annual
TICKER SYMBOL KWR MEETING DATE 11-May-2011
ISIN US7473161070 AGENDA 933414601 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MICHAEL F. BARRY For For
2 ROBERT E. CHAPPELL For For
3 ROBERT H. ROCK For For
02 APPROVAL OF THE GLOBAL ANNUAL INCENTIVE PLAN. Management For For
03 APPROVAL OF THE 2011 LONG-TERM PERFORMANCE INCENTIVE PLAN. Management Against Against
04 ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. Management Abstain Against
05 ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
06 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Annual
TICKER SYMBOL SMBL MEETING DATE 11-May-2011
ISIN US83169Y1082 AGENDA 933415526 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM E. HOOPER For For
2 GERALD J. LABER For For
3 JAMES B. LEIGHTON For For
02 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION
03 PROPOSAL TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 PROPOSAL TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE STEINER Management For For
& HOTTMAN PC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011
CORE MOLDING TECHNOLOGIES, INC.
SECURITY 218683100 MEETING TYPE Annual
TICKER SYMBOL CMT MEETING DATE 11-May-2011
ISIN US2186831002 AGENDA 933417897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KEVIN L. BARNETT For For
2 THOMAS R. CELLITTI For For
3 JAMES F. CROWLEY For For
4 RALPH O. HELLMOLD For For
5 MALCOLM M. PRINE For For
6 JAMES L. SIMONTON For For
02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 97
The Gabelli Small Cap Growth Fund
THE MOSAIC COMPANY
SECURITY 61945A107 MEETING TYPE Special
TICKER SYMBOL MOS MEETING DATE 11-May-2011
ISIN US61945A1079 AGENDA 933420008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, DATED AS OF Management For For
JANUARY 18, 2011 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY
AND AMONG THE MOSAIC COMPANY, CARGILL, INCORPORATED, GNS II
(U.S.) CORP., GNS MERGER SUB LLC, AND, FOR LIMITED PURPOSES
SET FORTH THEREIN, THE MARGARET A. CARGILL FOUNDATION, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING IF Management For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF
PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT.
UNITED-GUARDIAN, INC.
SECURITY 910571108 MEETING TYPE Annual
TICKER SYMBOL UG MEETING DATE 11-May-2011
ISIN US9105711082 AGENDA 933423799 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 HENRY P. GLOBUS For For
2 ROBERT S. RUBINGER For For
3 KENNETH H. GLOBUS For For
4 LAWRENCE F. MAIETTA For For
5 ARTHUR M. DRESNER For For
6 ANDREW A. BOCCONE For For
7 CHRISTOPHER W. NOLAN SR For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF HOLTZ RUBENSTEIN Management For For
REMINICK LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
FISHER COMMUNICATIONS, INC.
SECURITY 337756209 MEETING TYPE Contested-Annual
TICKER SYMBOL FSCI MEETING DATE 11-May-2011
ISIN US3377562091 AGENDA 933425363 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MATTHEW GOLDFARB For For
2 STEPHEN LOUKAS Withheld Against
3 JOHN F. POWERS For For
4 JOSEPH J. TROY For For
02 APPROVAL OF THE COMPANY'S PROPOSAL TO RATIFY THE APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011:
03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE COMPENSATION, OFTEN Management Abstain Against
REFERRED TO AS "SAY ON PAY":
04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON COMPENSATION OFTEN REFERRED TO AS "SAY WHEN
ON PAY":
WRIGHT MEDICAL GROUP, INC.
SECURITY 98235T107 MEETING TYPE Annual
TICKER SYMBOL WMGI MEETING DATE 11-May-2011
ISIN US98235T1079 AGENDA 933428890 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GARY D. BLACKFORD For For
2 MARTIN J. EMERSON For For
3 LAWRENCE W. HAMILTON For For
4 RONALD K. LABRUM For For
5 JOHN L. MICLOT For For
6 AMY S. PAUL For For
7 ROBERT J. QUILLINAN For For
8 DAVID D. STEVENS For For
02 AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE Management Abstain Against
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
AUDITOR FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 98
The Gabelli Small Cap Growth Fund
JARDINE STRATEGIC HLDGS LTD BERMUDA
SECURITY G50764102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-May-2011
ISIN BMG507641022 AGENDA 702931521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 To receive and consider the financial statements and the Management For For
independent auditors report for the year ended 31st December
2010, and to declare a final dividend
2 To re-elect Jenkin Hui as a director Management For For
3 To re-elect Dr George C.G. Koo as a director Management For For
4 To fix the directors fees Management For For
5 To re appoint the auditors and to authorize the directors to Management For For
fix their remuneration
6 That a. the exercise by the directors during the relevant Management For For
period of all powers of the company to allot or issue shares
and to make and grant offers, agreements and options which
would or might require shares to be allotted, issued or
disposed of during or after the end of the relevant period up
to an aggregate nominal amount of USD18.6 million, be and is
hereby generally and unconditionally approved and b. the
aggregate nominal amount of share capital allotted or agreed
conditionally or unconditionally to be allotted wholly for
cash by the directors pursuant to the approval in paragraph
a, otherwise than pursuant to a rights issue, shall not
exceed USD2.7 million, and the said approval shall be limited
accordingly
7 That a. the exercise by the directors of all powers of the Management For For
company to purchase its own shares, subject to and in
accordance with all applicable laws and regulations, during
the relevant period be and is hereby generally and
unconditionally approved b. the aggregate nominal amount of
shares of the company which the company may CONTD
CONT CONTD purchase pursuant to the approval in paragraph a of Non-Voting
this resolution-shall be less than 15 percent of the
aggregate nominal amount of the existing-issued share capital
of the company at the date of this meeting, and such-approval
shall be limited accordingly and c. the approval in paragraph
a of-this resolution shall, where permitted by applicable
laws and regulations and- subject to the limitation in
paragraph b of this resolution, extend to permit-the purchase
of shares of the company i. by subsidiaries of the company
and-ii. pursuant to the terms of put warrants or financial
instruments having-similar effect whereby the company can be
required to purchase its own shares
8 That the purchase by the company of shares of US 25 cents Management For For
each in Jardine Matheson Holdings Limited during the relevant
period be and is hereby generally and unconditionally approved
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CALLON PETROLEUM COMPANY
SECURITY 13123X102 MEETING TYPE Annual
TICKER SYMBOL CPE MEETING DATE 12-May-2011
ISIN US13123X1028 AGENDA 933393061 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 B.F. WEATHERLY For For
2 ANTHONY J. NOCCHIERO For For
02 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL TO DETERMINE Management Abstain Against
WHETHER THE SHAREHOLDER VOTE TO APPROVE EXECUTIVE
COMPENSATION (ITEM 2 ABOVE) SHOULD OCCUR EVERY 1, 2 OR 3 YEARS.
04 TO APPROVE AND RATIFY THE CALLON PETROLEUM COMPANY 2011 Management For For
OMNIBUS INCENTIVE PLAN.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ARTHROCARE CORPORATION
SECURITY 043136100 MEETING TYPE Annual
TICKER SYMBOL ARTC MEETING DATE 12-May-2011
ISIN US0431361007 AGENDA 933394239 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CHRISTIAN P. AHRENS For For
2 GREGORY A. BELINFANTI For For
3 BARBARA D. BOYAN, PH.D. For For
4 DAVID FITZGERALD For For
5 JAMES G. FOSTER For For
6 TERRENCE E. GEREMSKI For For
7 TORD B. LENDAU For For
8 PETER L. WILSON For For
02 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 99
The Gabelli Small Cap Growth Fund
DUFF & PHELPS CORPORATION
SECURITY 26433B107 MEETING TYPE Annual
TICKER SYMBOL DUF MEETING DATE 12-May-2011
ISIN US26433B1070 AGENDA 933395091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 NOAH GOTTDIENER For For
2 ROBERT M. BELKE For For
3 PETER W. CALAMARI For For
4 WILLIAM R. CARAPEZZI For For
5 HARVEY M. KRUEGER For For
6 SANDER M. LEVY For For
7 JEFFREY D. LOVELL For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
VOTES.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
TEREX CORPORATION
SECURITY 880779103 MEETING TYPE Annual
TICKER SYMBOL TEX MEETING DATE 12-May-2011
ISIN US8807791038 AGENDA 933400385 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RONALD M. DEFEO For For
2 G. CHRIS ANDERSEN For For
3 PAULA H.J. CHOLMONDELEY For For
4 DON DEFOSSET For For
5 THOMAS J. HANSEN For For
6 DAVID A. SACHS For For
7 OREN G. SHAFFER For For
8 DAVID C. WANG For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2011.
03 TO APPROVE AN AMENDMENT TO THE TEREX CORPORATION 2009 OMNIBUS Management For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF THE
COMPANY'S COMMON STOCK AVAILABLE FOR GRANT THEREUNDER.
04 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
REPUBLIC SERVICES, INC.
SECURITY 760759100 MEETING TYPE Annual
TICKER SYMBOL RSG MEETING DATE 12-May-2011
ISIN US7607591002 AGENDA 933400676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JAMES W. CROWNOVER Management For For
1B ELECTION OF DIRECTOR: JOHN W. CROGHAN Management For For
1C ELECTION OF DIRECTOR: WILLIAM J. FLYNN Management For For
1D ELECTION OF DIRECTOR: MICHAEL LARSON Management For For
1E ELECTION OF DIRECTOR: NOLAN LEHMANN Management For For
1F ELECTION OF DIRECTOR: W. LEE NUTTER Management For For
1G ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Management For For
1H ELECTION OF DIRECTOR: DONALD W. SLAGER Management For For
1I ELECTION OF DIRECTOR: ALLAN C. SORENSEN Management For For
1J ELECTION OF DIRECTOR: JOHN M. TRANI Management For For
1K ELECTION OF DIRECTOR: MICHAEL W. WICKHAM Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE AMENDED AND RESTATED 2007 STOCK INCENTIVE Management Against Against
PLAN.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011.
06 STOCKHOLDER PROPOSAL REGARDING PAYMENTS UPON THE DEATH OF A Shareholder Against For
SENIOR EXECUTIVE.
THE E.W. SCRIPPS COMPANY
SECURITY 811054402 MEETING TYPE Annual
TICKER SYMBOL SSP MEETING DATE 12-May-2011
ISIN US8110544025 AGENDA 933400979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROGER L. OGDEN For For
2 J. MARVIN QUIN For For
3 KIM WILLIAMS For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 100
The Gabelli Small Cap Growth Fund
CYNOSURE INC.
SECURITY 232577205 MEETING TYPE Annual
TICKER SYMBOL CYNO MEETING DATE 12-May-2011
ISIN US2325772059 AGENDA 933401224 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MICHAEL R. DAVIN For For
03 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE FREQUENCY Management Abstain Against
OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS CYNOSURE'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
CONNECTICUT WATER SERVICE, INC.
SECURITY 207797101 MEETING TYPE Annual
TICKER SYMBOL CTWS MEETING DATE 12-May-2011
ISIN US2077971016 AGENDA 933401921 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MARY ANN HANLEY For For
2 MARK G. KACHUR For For
3 DAVID A. LENTINI For For
02 THE RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
PRICEWATERHOUSECOOPERS LLP
03 THE NON-BINDING ADVISORY RESOLUTION REGARDING APPROVAL OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
04 THE ADVISORY VOTE REGARDING THE FREQUENCY FOR THE NON-BINDING Management Abstain Against
SHAREHOLDER VOTE REGARDING APPROVAL OF THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 12-May-2011
ISIN US3610861011 AGENDA 933402834 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CHARLES R. COX For For
2 SANGWOO AHN For For
3 HANS KESSLER For For
4 KEVIN R. JOST For For
02 APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP, AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
GENTIVA HEALTH SERVICES, INC.
SECURITY 37247A102 MEETING TYPE Annual
TICKER SYMBOL GTIV MEETING DATE 12-May-2011
ISIN US37247A1025 AGENDA 933406159 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT S. FORMAN, JR. For For
2 VICTOR F. GANZI For For
3 PHILIP R. LOCHNER, JR. For For
4 RONALD A. MALONE For For
5 STUART OLSTEN For For
6 SHELDON M. RETCHIN For For
7 TONY STRANGE For For
8 RAYMOND S. TROUBH For For
9 RODNEY D. WINDLEY For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF COMPENSATION OF Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF FREQUENCY OF VOTE Management Abstain Against
ON COMPENSATION OF COMPANY'S NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF COMPANY'S AMENDED AND RESTATED 2004 EQUITY Management Against Against
INCENTIVE PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 100
The Gabelli Small Cap Growth Fund
MENTOR GRAPHICS CORPORATION
SECURITY 587200106 MEETING TYPE Contested-Annual
TICKER SYMBOL MENT MEETING DATE 12-May-2011
ISIN US5872001061 AGENDA 933408468 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MR. JOSE MARIA ALAPONT For For
2 MR. GARY MEYERS Withheld Against
3 MR. DAVID SCHECHTER Withheld Against
4 MGT NOM P.L. BONFIELD Withheld Against
5 MGT NOM K.C. MCDONOUGH Withheld Against
6 MGT NOM W.C. RHINES Withheld Against
7 MGT NOM G.K. HINCKLEY Withheld Against
8 MGT NOM P.B. MCMANUS Withheld Against
02 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 SHAREHOLDER ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION
04 PROPOSAL TO AMEND THE COMPANY'S 1989 EMPLOYEE STOCK PURCHASE Management For Against
PLAN AND FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER
EACH OF THE PLANS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
ITS FISCAL YEAR ENDING JANUARY 31, 2012
06 PROPOSAL TO AMEND THE COMPANY'S BYLAWS BY ADDING A NEW Management For For
ARTICLE XI TO OPT OUT OF CERTAIN PROVISIONS OF THE OREGON
BUSINESS CORPORATION ACT RELATING TO BUSINESS COMBINATIONS
WITH INTERESTED SHAREHOLDERS
ANIXTER INTERNATIONAL INC.
SECURITY 035290105 MEETING TYPE Annual
TICKER SYMBOL AXE MEETING DATE 12-May-2011
ISIN US0352901054 AGENDA 933412823 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LORD JAMES BLYTH For For
2 FREDERIC F. BRACE For For
3 LINDA WALKER BYNOE For For
4 ROBERT J. ECK For For
5 ROBERT W. GRUBBS For For
6 F. PHILIP HANDY For For
7 MELVYN N. KLEIN For For
8 GEORGE MUNOZ For For
9 STUART M. SLOAN For For
10 MATTHEW ZELL For For
11 SAMUEL ZELL For For
02 ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
THE COMPANY'S EXECUTIVE COMPENSATION.
04 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR Management For For
FISCAL 2011.
HUDSON VALLEY HOLDING CORP.
SECURITY 444172100 MEETING TYPE Annual
TICKER SYMBOL HUVL MEETING DATE 12-May-2011
ISIN US4441721002 AGENDA 933415184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM E. GRIFFIN For For
2 JAMES J. LANDY For For
3 STEPHEN R. BROWN For For
4 JOHN P. CAHILL For For
5 MARY-JANE FOSTER For For
6 GREGORY F. HOLCOMBE For For
7 ADAM W. IFSHIN For For
8 MICHAEL P. MALONEY For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 101
The Gabelli Small Cap Growth Fund
9 ANGELO R. MARTINELLI For For
10 JOHN A. PRATT JR. For For
11 CECILE D. SINGER For For
12 CRAIG S. THOMPSON For For
02 NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
NAMED EXECUTIVE OFFICERS
03 NON-BINDING ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS (PROPOSING
ANNUAL VOTE)
04 RATIFY APPOINTMENT OF CROWE HORWATH LLP AS COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2011
KAR AUCTION SERVICES INC
SECURITY 48238T109 MEETING TYPE Annual
TICKER SYMBOL KAR MEETING DATE 12-May-2011
ISIN US48238T1097 AGENDA 933416631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID J. AMENT For For
2 THOMAS J. CARELLA For For
3 BRIAN T. CLINGEN For For
4 MICHAEL B. GOLDBERG For For
5 ROBERT M. FINLAYSON For For
6 PETER R. FORMANEK For For
7 JAMES P. HALLETT For For
8 PETER H. KAMIN For For
9 SANJEEV K. MEHRA For For
10 CHURCH M. MOORE For For
11 THOMAS C. O'BRIEN For For
12 GREGORY P. SPIVY For For
13 JONATHAN P. WARD For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF VOTING Management Abstain Against
ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
BRUKER CORPORATION
SECURITY 116794108 MEETING TYPE Annual
TICKER SYMBOL BRKR MEETING DATE 12-May-2011
ISIN US1167941087 AGENDA 933420274 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEPHEN W. FESIK For For
2 DIRK D. LAUKIEN For For
3 RICHARD M. STEIN For For
4 CHARLES F. WAGNER, JR. For For
5 BERNHARD WANGLER For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND Management For For
APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER CORPORATION FOR
FISCAL 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
CYPRESS SEMICONDUCTOR CORPORATION
SECURITY 232806109 MEETING TYPE Annual
TICKER SYMBOL CY MEETING DATE 13-May-2011
ISIN US2328061096 AGENDA 933399392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 T.J. RODGERS For For
2 W. STEVE ALBRECHT For For
3 ERIC A. BENHAMOU For For
4 LLOYD CARNEY For For
5 JAMES R. LONG For For
6 J. DANIEL MCCRANIE For For
7 J. DONALD SHERMAN For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 102
The Gabelli Small Cap Growth Fund
8 WILBERT VAN DEN HOEK For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR 2011.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 1994 STOCK Management Against Against
PLAN TO APPROVE ADDITIONAL SHARES.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 13-May-2011
ISIN US44930G1076 AGENDA 933414497 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN J. CONNORS For For
2 MICHAEL T. KOVALCHIK For For
3 JOSEPH R. SAUCEDO For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS FOR THE COMPANY.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK INCENTIVE PLAN. Management Against Against
HONGKONG & SHANGHAI HOTELS LTD
SECURITY Y35518110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2011
ISIN HK0045000319 AGENDA 702937496 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING Non-Voting
ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2
0110411107.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF
"ABSTAIN" Non-Voting WILL BE TREATED-THE SAME AS A "TAKE NO
ACTION" VOTE.
1 To receive the audited Financial Statements and the Reports Management For For
of the Directors and independent auditor for the year ended
31 December 2010
2 To declare a final dividend Management For For
3.a To re-elect Mr. Clement King Man Kwok as a Director Management For For
3.b To re-elect Mr. William Elkin Mocatta as a Director Management For For
3.c To re-elect Mr. Pierre Roger Boppe as a Director Management For For
3d To re-elect Mr. Robert Warren Miller as a Director Management For For
3.e To re-elect Dr. William Kwok Lun Fung as a Director Management For For
4 To re-appoint KPMG as auditor of the Company and to authorise Management For For
the Directors to fix their remuneration
5 To grant a general mandate to issue new shares Management For For
6 To grant a general mandate for share repurchase Management For For
7 To add shares repurchased to the general mandate to issue new Management For For
shares in Resolution (5)
8 To determine the ordinary remuneration of the Independent Management For For
Non-Executive Directors
CHEMED CORPORATION
SECURITY 16359R103 MEETING TYPE Annual
TICKER SYMBOL CHE MEETING DATE 16-May-2011
ISIN US16359R1032 AGENDA 933415540 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KEVIN J. MCNAMARA For For
2 JOEL F. GEMUNDER For For
3 PATRICK P. GRACE For For
4 THOMAS C. HUTTON For For
5 WALTER L. KREBS For For
6 ANDREA R. LINDELL For For
7 THOMAS P. RICE For For
8 DONALD E. SAUNDERS For For
9 GEORGE J. WALSH III For For
10 FRANK E. WOOD For For
02 RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR
2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 103
The Gabelli Small Cap Growth Fund
LEUCADIA NATIONAL CORPORATION
SECURITY 527288104 MEETING TYPE Annual
TICKER SYMBOL LUK MEETING DATE 16-May-2011
ISIN US5272881047 AGENDA 933423509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 IAN M. CUMMING For For
2 PAUL M. DOUGAN For For
3 ALAN J. HIRSCHFIELD For For
4 JAMES E. JORDAN For For
5 JEFFREY C. KEIL For For
6 J.C. NICHOLS, III For For
7 MICHAEL SORKIN For For
8 JOSEPH S. STEINBERG For For
02 A NON-BINDING, ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE APPROVAL OF EXECUTIVE COMPENSATION.
04 TO APPROVE THE 2011 SENIOR EXECUTIVE WARRANT PLAN. Management For For
05 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2011.
CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
SECURITY 18451C109 MEETING TYPE Annual
TICKER SYMBOL CCO MEETING DATE 16-May-2011
ISIN US18451C1099 AGENDA 933425426 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 THOMAS R. SHEPHERD For For
2 CHRISTOPHER M. TEMPLE For For
3 SCOTT R. WELLS For For
02 APPROVAL OF THE ADVISORY (NON-BINDING) RESOLUTION ON Management Abstain Against
EXECUTIVE COMPENSATION.
03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
HSN, INC
SECURITY 404303109 MEETING TYPE Annual
TICKER SYMBOL HSNI MEETING DATE 17-May-2011
ISIN US4043031099 AGENDA 933398631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GREGORY R. BLATT For For
2 P. BOUSQUET-CHAVANNE For For
3 MICHAEL C. BOYD For For
4 WILLIAM COSTELLO For For
5 JAMES M. FOLLO For For
6 MINDY GROSSMAN For For
7 STEPHANIE KUGELMAN For For
8 ARTHUR C. MARTINEZ For For
9 THOMAS J. MCINERNEY For For
10 JOHN B. (JAY) MORSE For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 104
The Gabelli Small Cap Growth Fund
ACCO BRANDS CORPORATION
SECURITY 00081T108 MEETING TYPE Annual
TICKER SYMBOL ABD MEETING DATE 17-May-2011
ISIN US00081T1088 AGENDA 933401046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GEORGE V. BAYLY For For
2 KATHLEEN S. DVORAK For For
3 G. THOMAS HARGROVE For For
4 ROBERT H. JENKINS For For
5 ROBERT J. KELLER For For
6 THOMAS KROEGER For For
7 MICHAEL NORKUS For For
8 SHEILA G. TALTON For For
9 NORMAN H. WESLEY For For
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR 2011.
03 THE APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 A RECOMMENDATION, BY NON-BINDING VOTE, ON THE FREQUENCY OF Management Abstain Against
HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
05 THE APPROVAL OF OUR AMENDED AND RESTATED 2011 INCENTIVE PLAN Management Against Against
WHICH, AMONG OTHER THINGS, INCREASES THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
5,265,000 SHARES.
06 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING Management For For
OR ANY ADJOURNMENT THEREOF.
PNM RESOURCES, INC.
SECURITY 69349H107 MEETING TYPE Annual
TICKER SYMBOL PNM MEETING DATE 17-May-2011
ISIN US69349H1077 AGENDA 933403925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ADELMO E. ARCHULETA For For
2 PATRICIA K. COLLAWN For For
3 JULIE A. DOBSON For For
4 ROBERT R. NORDHAUS For For
5 MANUEL T. PACHECO For For
6 BONNIE S. REITZ For For
7 DONALD K. SCHWANZ For For
8 JEFFRY E. STERBA For For
9 BRUCE W. WILKINSON For For
10 JOAN B. WOODARD For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE AN AMENDMENT TO OUR PERFORMANCE EQUITY PLAN. Management For For
04 APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED Management Abstain Against
EXECUTIVE OFFICERS ("SAY-ON-PAY").
05 ADVISORY VOTE ON FREQUENCY OF FUTURE "SAY-ON- PAY" ADVISORY Management Abstain Against
VOTES.
DISCOVERY COMMUNICATIONS, INC.
SECURITY 25470F104 MEETING TYPE Annual
TICKER SYMBOL DISCA MEETING DATE 17-May-2011
ISIN US25470F1049 AGENDA 933405866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT R. BENNETT For For
2 JOHN C. MALONE For For
3 DAVID M. ZASLAV For For
02 APPROVAL OF THE 2011 EMPLOYEE STOCK PURCHASE PLAN Management For For
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011
04 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION DESCRIBED IN Management Abstain Against
THESE PROXY MATERIALS
05 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES Management Abstain Against
ON OUR EXECUTIVE COMPENSATION IN THE FUTURE
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 105
The Gabelli Small Cap Growth Fund
CAMBIUM LEARNING GROUP, INC
SECURITY 13201A107 MEETING TYPE Annual
TICKER SYMBOL ABCD MEETING DATE 17-May-2011
ISIN US13201A1079 AGENDA 933408696 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 SCOTT J. TROELLER For For
2 NEIL WEINER For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE Management Abstain Against
STOCKHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION
(EVERY 1, 2 OR 3 YEARS).
04 RATIFICATION OF THE APPOINTMENT OF WHITLEY PENN LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
THE ST. JOE COMPANY
SECURITY 790148100 MEETING TYPE Annual
TICKER SYMBOL JOE MEETING DATE 17-May-2011
ISIN US7901481009 AGENDA 933408987 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: BRUCE R. BERKOWITZ Management For For
1B ELECTION OF DIRECTOR: CHARLES J. CRIST, JR. Management For For
1C ELECTION OF DIRECTOR: HUGH M. DURDEN Management For For
1D ELECTION OF DIRECTOR: THOMAS A. FANNING Management For For
1E ELECTION OF DIRECTOR: CHARLES M. FERNANDEZ Management For For
1F ELECTION OF DIRECTOR: HOWARD S. FRANK Management For For
1G ELECTION OF DIRECTOR: DELORES M. KESLER Management For For
1H ELECTION OF DIRECTOR: THOMAS P. MURPHY, JR. Management For For
02 APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, OUR EXECUTIVE Management Abstain Against
COMPENSATION PROGRAMS AND POLICIES AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
03 SELECT, ON AN ADVISORY (NON-BINDING) BASIS, THE FREQUENCY OF Management Abstain Against
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
NATIONAL PRESTO INDUSTRIES, INC.
SECURITY 637215104 MEETING TYPE Annual
TICKER SYMBOL NPK MEETING DATE 17-May-2011
ISIN US6372151042 AGENDA 933409270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RANDY F. LIEBLE For For
2 JOSEPH G. STIENESSEN For For
02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS NATIONAL Management For For
PRESTO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF NATIONAL PRESTO'S NAMED EXECUTIVE OFFICERS.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 17-May-2011
ISIN US4290601065 AGENDA 933410045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT D. ALTON, JR. For For
2 JAMES W. BRACKE For For
3 R. WYNN KEARNEY, JR. For For
4 DALE E. PARKER For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE Management Abstain Against
SHAREHOLDER VOTE ON EXECUTIVE COMPENSTION.
04 RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT AUDITOR. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 106
The Gabelli Small Cap Growth Fund
WYNN RESORTS, LIMITED
SECURITY 983134107 MEETING TYPE Annual
TICKER SYMBOL WYNN MEETING DATE 17-May-2011
ISIN US9831341071 AGENDA 933411580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 RUSSELL GOLDSMITH For For
2 ROBERT J. MILLER For For
3 KAZUO OKADA For For
4 ALLAN ZEMAN For For
2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE PLAN Management For For
5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF
ITS SUBSIDIARIES FOR 2011
6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A DIRECTOR Shareholder Against For
ELECTION MAJORITY VOTE STANDARD; AND
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 17-May-2011
ISIN US3438731057 AGENDA 933415057 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MICHAEL J. HEGARTY For For
2 JOHN J. MCCABE For For
3 DONNA M. O'BRIEN For For
4 MICHAEL J. RUSSO For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 OMNIBUS Management For For
INCENTIVE PLAN.
05 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING
DECEMBER 31, 2011.
BEL FUSE INC.
SECURITY 077347201 MEETING TYPE Annual
TICKER SYMBOL BELFA MEETING DATE 17-May-2011
ISIN US0773472016 AGENDA 933429272 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 AVI EDEN For For
2 ROBERT H. SIMANDL For For
02 WITH RESPECT TO THE RATIFICATION OF THE DESIGNATION OF Management For For
DELOITTE & TOUCHE LLP TO AUDIT BEL'S BOOKS AND ACCOUNTS FOR
2011.
03 WITH RESPECT TO THE APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
EXECUTIVE COMPENSATION OF BEL'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
04 WITH RESPECT TO THE VOTE, ON AN ADVISORY BASIS, ON HOW OFTEN Management Abstain Against
TO CONDUCT THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 WITH RESPECT TO THE APPROVAL OF THE BEL FUSE INC. 2011 EQUITY Management Against Against
COMPENSATION PLAN.
GREATBATCH INC.
SECURITY 39153L106 MEETING TYPE Annual
TICKER SYMBOL GB MEETING DATE 17-May-2011
ISIN US39153L1061 AGENDA 933429739 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PAMELA G. BAILEY For For
2 MICHAEL DINKINS For For
3 THOMAS J. HOOK For For
4 KEVIN C. MELIA For For
5 DR. J.A. MILLER, JR. For For
6 BILL R. SANFORD For For
7 PETER H. SODERBERG For For
8 WILLIAM B. SUMMERS, JR. For For
9 DR. HELENA S WISNIEWSKI For For
02 APPROVE THE ADOPTION OF THE GREATBATCH, INC. 2011 STOCK Management Against Against
INCENTIVE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GREATBATCH,
INC. FOR FISCAL YEAR 2011.
04 APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF Management Abstain Against
GREATBATCH, INC.'S NAMED EXECUTIVE OFFICERS.
05 APPROVE BY NON-BINDING ADVISORY VOTE THE FREQUENCY OF THE Management Abstain Against
NON-BINDING VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 107
The Gabelli Small Cap Growth Fund
RUSH ENTERPRISES, INC.
SECURITY 781846308 MEETING TYPE Annual
TICKER SYMBOL RUSHB MEETING DATE 17-May-2011
ISIN US7818463082 AGENDA 933439449 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 JAMES C. UNDERWOOD For For
4 HAROLD D. MARSHALL For For
5 THOMAS A. AKIN For For
6 GERALD R. SZCZEPANSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL 2011 YEAR.
03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE RUSH Management For For
ENTERPRISES, INC. 2006 NON-EMPLOYEE DIRECTOR STOCK PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
MORGUARD CORPORATION
SECURITY 617577101 MEETING TYPE Annual
TICKER SYMBOL MRCBF MEETING DATE 17-May-2011
ISIN CA6175771014 AGENDA 933443335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 ELECTION OF DIRECTORS FOR ALL OF THE NOMINEES NAMED IN THE Management For For
MANAGEMENT INFORMATION CIRCULAR.
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR OF THE Management For For
CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
RHODIA
SECURITY F7813K523 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 18-May-2011
ISIN FR0010479956 AGENDA 703016522 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 800629 Non-Voting
DUE TO DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID
VOTE Non-Voting OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE
OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please contact
your Client Service Representative-to obtain the necessary
card, account details and directions. The following ap-plies
to Non- Resident Shareowners: Proxy Cards: Voting
instructions will be fo- rwarded to the Global Custodians
that have become Registered Intermediaries, o-n the Vote
Deadline Date. In capacity as Registered Intermediary, the
Global C-ustodian will sign the Proxy Card and forward to the
local custodian. If you a-re unsure whether your Global
Custodian acts as Registered Intermediary, pleas-e contact
your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK:
https://balo.journal-
officiel.gouv.fr/pdf/2011/-0422/201104221101446.pdf
O.1 Approval of the corporate financial statements for the Management For For
financial year 2010
O.2 Approval of the consolidated financial statements for the Management For For
financial year 2010
O.3 Allocation of income for the financial year ended December Management For For
31, 2010 and setting the dividend
O.4 Option for payment of dividend in shares Management For For
O.5 Authorization to be granted to the Board of Directors to Management For For
trade the Company's shares
E.6 Authorization to be granted to the Board of Directors to Management For For
reduce capital by cancellation of treasury shares
E.7 Delegation of authority granted to the Board of Directors to Management For For
increase capital by issuing shares and/or securities
providing access to capital, issued by the Company in favor
of members of a company savings plan
E.8 Delegation of authority granted to the Board of Directors to Management For For
increase capital by issuing shares and/or securities
providing access to capital, issued by the Company reserved
for employees of foreign companies of Rhodia Group, outside
of a company savings plan
E.9 Powers Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 108
The Gabelli Small Cap Growth Fund
BELDEN INC.
SECURITY 077454106 MEETING TYPE Annual
TICKER SYMBOL BDC MEETING DATE 18-May-2011
ISIN US0774541066 AGENDA 933398629 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID ALDRICH For For
2 LANCE C. BALK For For
3 JUDY L. BROWN For For
4 BRYAN C. CRESSEY For For
5 GLENN KALNASY For For
6 MARY S. MCLEOD For For
7 GEORGE MINNICH For For
8 JOHN M. MONTER For For
9 BERNARD G. RETHORE For For
10 JOHN S. STROUP For For
11 DEAN YOOST For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 PROPOSAL TO APPROVE THE BELDEN INC. 2011 LONG TERM INCENTIVE Management Against Against
PLAN.
PALOMAR MEDICAL TECHNOLOGIES, INC.
SECURITY 697529303 MEETING TYPE Annual
TICKER SYMBOL PMTI MEETING DATE 18-May-2011
ISIN US6975293035 AGENDA 933399633 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOSEPH P. CARUSO For For
2 JEANNE COHANE For For
3 NICHOLAS P. ECONOMOU For For
4 JAMES G. MARTIN For For
5 A. NEIL PAPPALARDO For For
6 LOUIS P. VALENTE For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
05 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
MAJORITY VOTING IN DIRECTOR ELECTIONS.
TENNECO INC.
SECURITY 880349105 MEETING TYPE Annual
TICKER SYMBOL TEN MEETING DATE 18-May-2011
ISIN US8803491054 AGENDA 933400640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1C ELECTION OF DIRECTOR: HARI N. NAIR Management For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1I ELECTION OF DIRECTOR: JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
CORN PRODUCTS INTERNATIONAL, INC.
SECURITY 219023108 MEETING TYPE Annual
TICKER SYMBOL CPO MEETING DATE 18-May-2011
ISIN US2190231082 AGENDA 933404270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD J. ALMEIDA For For
2 GREGORY B. KENNY For For
3 JAMES M. RINGLER For For
02 TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE Management Abstain Against
COMPANY'S "NAMED EXECUTIVE OFFICERS."
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 109
The Gabelli Small Cap Growth Fund
03 TO RECOMMEND, BY ADVISORY VOTE, WHETHER TO HAVE STOCKHOLDERS Management Abstain Against
VOTE TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S "NAMED EXECUTIVE OFFICERS" EVERY YEAR, EVERY TWO
YEARS OR EVERY THREE YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS
SUBSIDIARIES, IN RESPECT OF THE COMPANY'S OPERATIONS IN 2011.
DREW INDUSTRIES INCORPORATED
SECURITY 26168L205 MEETING TYPE Annual
TICKER SYMBOL DW MEETING DATE 18-May-2011
ISIN US26168L2051 AGENDA 933410033 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 EDWARD W. ROSE, III For For
2 LEIGH J. ABRAMS For For
3 FREDRIC M. ZINN For For
4 JAMES F. GERO For For
5 FREDERICK B. HEGI, JR. For For
6 DAVID A. REED For For
7 JOHN B. LOWE, JR. For For
8 JASON D. LIPPERT For For
02 TO APPROVE THE DREW INDUSTRIES INCORPORATED EQUITY AWARD AND Management Against Against
INCENTIVE PLAN, AS AMENDED AND RESTATED.
03 TO APPROVE, IN AN ADVISORY AND NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
04 TO RECOMMEND, IN AN ADVISORY AND NON-BINDING VOTE, WHETHER A Management Abstain Against
NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO OR THREE YEARS.
05 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For For
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
HENRY SCHEIN, INC.
SECURITY 806407102 MEETING TYPE Annual
TICKER SYMBOL HSIC MEETING DATE 18-May-2011
ISIN US8064071025 AGENDA 933410639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 STANLEY M BERGMAN For For
2 GERALD A BENJAMIN For For
3 JAMES P BRESLAWSKI For For
4 MARK E MLOTEK For For
5 STEVEN PALADINO For For
6 BARRY J ALPERIN For For
7 PAUL BRONS For For
8 DONALD J KABAT For For
9 PHILIP A LASKAWY For For
10 KARYN MASHIMA For For
11 NORMAN S MATTHEWS For For
12 BRADLEY T SHEARES, PHD For For
13 LOUIS W SULLIVAN, MD For For
2 PROPOSAL TO AMEND THE COMPANY'S 1994 STOCK INCENTIVE PLAN. Management For For
3 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2010 Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
DENNY'S CORPORATION
SECURITY 24869P104 MEETING TYPE Annual
TICKER SYMBOL DENN MEETING DATE 18-May-2011
ISIN US24869P1049 AGENDA 933410792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: GREGG R. DEDRICK Management For For
1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 110
The Gabelli Small Cap Growth Fund
1C ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For
1D ELECTION OF DIRECTOR: JOHN C. MILLER Management For For
1E ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For
1F ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For
1G ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For
1H ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For
1I ELECTION OF DIRECTOR: LAYSHA WARD Management For For
1J ELECTION OF DIRECTOR: F. MARK WOLFINGER Management For For
2 A PROPOSAL TO RATIFY THE SELECTION OF KPMG, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DENNY'S
CORPORATION AND ITS SUBSIDIARIES FOR THE YEAR ENDING
DECEMBER 28, 2011.
3 AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF THE STOCKHOLDER VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
PULSE ELECTRONICS CORP
SECURITY 74586W106 MEETING TYPE Contested-Annual
TICKER SYMBOL PULS MEETING DATE 18-May-2011
ISIN US74586W1062 AGENDA 933419411 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 THE COMPANY'S PROPOSAL TO APPROVE AMENDMENTS TO ITS ARTICLES Management For For
OF INCORPORATION AND BY-LAWS TO PROVIDE FOR PLURALITY VOTING
IN CONTESTED DIRECTOR ELECTIONS.
02 DIRECTOR Management
1 TIMOTHY E. BROG For For
2 JAMES DENNEDY For For
03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
OPPOSITION HAS NO RECOMMENDATION FOR THIS PROPOSAL.
UNINSTRUCTED SHARES WILL BE CAST AS A VOTE TO "ABSTAIN".
04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION. OPPOSITION HAS NO
RECOMMENDATION FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE
CAST AS A VOTE FOR "1 YEAR".
SWS GROUP INC.
SECURITY 78503N107 MEETING TYPE Special
TICKER SYMBOL SWS MEETING DATE 18-May-2011
ISIN US78503N1072 AGENDA 933421062 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 APPROVAL, FOR PURPOSES OF NYSE LISTING STANDARDS, OF ISSUANCE Management Against Against
OF WARRANTS & UP TO 17,391,304 SHARES OF COMMON STOCK OF
COMPANY ISSUABLE UPON THE EXERCISE OF WARRANTS (SUBJECT TO
ANTI-DILUTION ADJUSTMENTS) OR, IN CERTAIN CIRCUMSTANCES,
NON-VOTING PERPETUAL PARTICIPATING PREFERRED STOCK ISSUABLE
UPON EXERCISE OF WARRANTS & CONVERTIBLE, IN CERTAIN
CIRCUMSTANCES, INTO COMMON STOCK.
02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management Against Against
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE IS AN INSUFFICIENT NUMBER OF VOTES AT THE SPECIAL
MEETING TO APPROVE PROPOSAL NO. 1 DESCRIBED ABOVE.
MORGANS HOTEL GROUP CO.
SECURITY 61748W108 MEETING TYPE Annual
TICKER SYMBOL MHGC MEETING DATE 18-May-2011
ISIN US61748W1080 AGENDA 933429462 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RONALD W. BURKLE For For
2 ROBERT FRIEDMAN For For
3 JEFFREY M. GAULT For For
4 MICHAEL J. GROSS For For
5 DAVID T. HAMAMOTO For For
6 JASON T. KALISMAN For For
7 THOMAS L. HARRISON For For
8 EDWIN L. KNETZGER, III For For
9 MICHAEL D. MALONE For For
02 PROPOSAL TO RATIFY BDO USA, LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 YEAR.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) FREQUENCY OF Management Abstain Against
VOTES RELATING TO EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 111
The Gabelli Small Cap Growth Fund
DR PEPPER SNAPPLE GROUP,INC.
SECURITY 26138E109 MEETING TYPE Annual
TICKER SYMBOL DPS MEETING DATE 19-May-2011
ISIN US26138E1091 AGENDA 933393782 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1B ELECTION OF DIRECTOR: WAYNE R. SANDERS Management For For
1C ELECTION OF DIRECTOR: JACK L. STAHL Management For For
1D ELECTION OF DIRECTOR: LARRY D. YOUNG Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
03 RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION
DISCLOSURE RULES AND REGULATIONS OF THE SECURITIES AND
EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION
AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE
DISCUSSION IS HEREBY APPROVED.
04 TO VOTE, ON AN ADVISORY (NON-BINDING) BASIS, ON THE FREQUENCY Management Abstain Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. STOCKHOLDERS MAY CHOOSE TO APPROVE
HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS EVERY YEAR, EVERY TWO YEARS OR EVERY THREE
YEARS OR STOCKHOLDERS MAY ABSTAIN FROM VOTING.
FLOWSERVE CORPORATION
SECURITY 34354P105 MEETING TYPE Annual
TICKER SYMBOL FLS MEETING DATE 19-May-2011
ISIN US34354P1057 AGENDA 933404129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN R. FRIEDERY For For
2 JOE E. HARLAN For For
3 MICHAEL F. JOHNSTON For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 APPROVE AN AMENDMENT TO ARTICLE EIGHTH OF THE AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION.
05 APPROVE AN AMENDMENT TO ARTICLE NINTH OF THE AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION.
06 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
CAREER EDUCATION CORPORATION
SECURITY 141665109 MEETING TYPE Annual
TICKER SYMBOL CECO MEETING DATE 19-May-2011
ISIN US1416651099 AGENDA 933406541 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DENNIS H. CHOOKASZIAN For For
2 DAVID W. DEVONSHIRE For For
3 PATRICK W. GROSS For For
4 GREGORY L. JACKSON For For
5 THOMAS B. LALLY For For
6 STEVEN H. LESNIK For For
7 GARY E. MCCULLOUGH For For
8 LESLIE T. THORNTON For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION PAID BY THE COMPANY Management Abstain Against
TO ITS NAMED EXECUTIVE OFFICERS.
03 FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 112
The Gabelli Small Cap Growth Fund
MARTHA STEWART LIVING OMNIMEDIA, INC.
SECURITY 573083102 MEETING TYPE Annual
TICKER SYMBOL MSO MEETING DATE 19-May-2011
ISIN US5730831022 AGENDA 933408038 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CHARLOTTE BEERS For For
2 FREDERIC FEKKAI For For
3 ARLEN KANTARIAN For For
4 CHARLES A. KOPPELMAN For For
5 WILLIAM A. ROSKIN For For
6 CLAUDIA SLACIK For For
7 TODD SLOTKIN For For
02 TO CAST A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
(SAY-ON-PAY).
03 TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING SAY-ON-PAY VOTES IN THE FUTURE.
04 STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ADOPT A PLAN Shareholder Against For
FOR ALL COMMON STOCK TO HAVE ONE VOTE PER SHARE.
COHEN & STEERS, INC.
SECURITY 19247A100 MEETING TYPE Annual
TICKER SYMBOL CNS MEETING DATE 19-May-2011
ISIN US19247A1007 AGENDA 933410021 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: MARTIN COHEN Management For For
1B ELECTION OF DIRECTOR: ROBERT H. STEERS Management For For
1C ELECTION OF DIRECTOR: RICHARD E. BRUCE Management For For
1D ELECTION OF DIRECTOR: PETER L. RHEIN Management For For
1E ELECTION OF DIRECTOR: RICHARD P. SIMON Management For For
1F ELECTION OF DIRECTOR: EDMOND D. VILLANI Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER Management Abstain Against
VOTES ON NAMED EXECUTIVE OF THE COMPENSATION.
COMMUNICATIONS SYSTEMS, INC.
SECURITY 203900105 MEETING TYPE Annual
TICKER SYMBOL JCS MEETING DATE 19-May-2011
ISIN US2039001050 AGENDA 933410956 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 EDWIN C. FREEMAN For For
2 LUELLA G. GOLDBERG For For
3 RANDALL D. SAMPSON For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLC AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDED DECEMBER 31, 2011.
3 APPROVAL OF THE COMMUNICATIONS SYSTEMS, INC. 2011 EXECUTIVE Management Against Against
INCENTIVE COMPENSATION PLAN.
4 APPROVAL OF AMENDMENTS TO THE COMMUNICATIONS SYSTEMS, INC. Management For For
EMPLOYEE STOCK PURCHASE PLAN.
WESTAR ENERGY, INC.
SECURITY 95709T100 MEETING TYPE Annual
TICKER SYMBOL WR MEETING DATE 19-May-2011
ISIN US95709T1007 AGENDA 933412784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MOLLIE H. CARTER For For
2 JERRY B. FARLEY For For
3 ARTHUR B. KRAUSE For For
4 WILLIAM B. MOORE For For
02 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION
04 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE AND SHARE Management For For
AWARD PLAN AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE
GOALS UNDER THE PLAN
05 TO APPROVE AN AMENDMENT TO OUR RESTATED ARTICLES OF Management For For
INCORPORATION TO INCREASE OUR AUTHORIZED SHARES OF COMMON
STOCK
06 TO RATIFY AND CONFIRM OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 113
The Gabelli Small Cap Growth Fund
CONMED CORPORATION
SECURITY 207410101 MEETING TYPE Annual
TICKER SYMBOL CNMD MEETING DATE 19-May-2011
ISIN US2074101013 AGENDA 933419435 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 EUGENE R. CORASANTI For For
2 JOSEPH J. CORASANTI For For
3 BRUCE F. DANIELS For For
4 JO ANN GOLDEN For For
5 STEPHEN M. MANDIA For For
6 STUART J. SCHWARTZ For For
7 MARK E. TRYNISKI For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
ZEBRA TECHNOLOGIES CORPORATION
SECURITY 989207105 MEETING TYPE Annual
TICKER SYMBOL ZBRA MEETING DATE 19-May-2011
ISIN US9892071054 AGENDA 933419524 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ANDERS GUSTAFSSON For For
2 ANDREW K. LUDWICK For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO Management Abstain Against
APPROVE EXECUTIVE COMPENSATION
04 TO APPROVE OUR 2011 LONG-TERM INCENTIVE PLAN Management Against Against
05 TO APPROVE OUR 2011 SHORT-TERM INCENTIVE PLAN Management For For
06 TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE PLAN Management For For
07 TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & Management For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR 2011
KEY ENERGY SERVICES, INC.
SECURITY 492914106 MEETING TYPE Annual
TICKER SYMBOL KEG MEETING DATE 19-May-2011
ISIN US4929141061 AGENDA 933423713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM D. FERTIG For For
2 ROBERT K. REEVES For For
3 J. ROBINSON WEST For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF GRANT Management For For
THORNTON LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
PAIN THERAPEUTICS, INC.
SECURITY 69562K100 MEETING TYPE Annual
TICKER SYMBOL PTIE MEETING DATE 19-May-2011
ISIN US69562K1007 AGENDA 933424284 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT Z. GUSSIN, PH.D. For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011 (PROPOSAL TWO).
03 APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION PAID TO THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS (PROPOSAL THREE).
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION (PROPOSAL FOUR).
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 114
The Gabelli Small Cap Growth Fund
GLOBAL POWER EQUIPMENT GROUP INC.
SECURITY 37941P306 MEETING TYPE Annual
TICKER SYMBOL GLPW MEETING DATE 19-May-2011
ISIN US37941P3064 AGENDA 933427292 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID L. KELLER For For
2 CHARLES MACALUSO For For
3 CARL BARTOLI For For
4 TERENCE CRYAN For For
5 EUGENE I. DAVIS For For
6 FRANK E. WILLIAMS, JR. For For
02 RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN. Management Against Against
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
DEAN FOODS COMPANY
SECURITY 242370104 MEETING TYPE Annual
TICKER SYMBOL DF MEETING DATE 19-May-2011
ISIN US2423701042 AGENDA 933427634 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: STEPHEN L. GREEN Management For For
1B ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Management For For
1C ELECTION OF DIRECTOR: JOHN R. MUSE Management For For
02 PROPOSAL TO AMEND THE DEAN FOODS COMPANY 2007 STOCK INCENTIVE Management Against Against
PLAN.
03 PROPOSAL TO APPROVE OUR EXECUTIVE COMPENSATION. Management Abstain Against
04 PROPOSAL TO APPROVE THE FREQUENCY OF STOCKHOLDER VOTES ON OUR Management Abstain Against
EXECUTIVE COMPENSATION.
05 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITOR.
06 STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UPS. Shareholder Against For
STANDARD MOTOR PRODUCTS, INC.
SECURITY 853666105 MEETING TYPE Annual
TICKER SYMBOL SMP MEETING DATE 19-May-2011
ISIN US8536661056 AGENDA 933435756 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT M. GERRITY For For
2 PAMELA FORBES LIEBERMAN For For
3 ARTHUR S. SILLS For For
4 LAWRENCE I. SILLS For For
5 PETER J. SILLS For For
6 FREDERICK D. STURDIVANT For For
7 WILLIAM H. TURNER For For
8 RICHARD S. WARD For For
9 ROGER M. WIDMANN For For
02 APPROVAL OF AMENDMENTS TO THE STANDARD MOTOR PRODUCTS, INC. Management For For
2006 OMNIBUS INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
04 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON THE FREQUENCY Management Abstain Against
OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
ALIGN TECHNOLOGY, INC.
SECURITY 016255101 MEETING TYPE Annual
TICKER SYMBOL ALGN MEETING DATE 19-May-2011
ISIN US0162551016 AGENDA 933439653 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID E. COLLINS For For
2 JOSEPH LACOB For For
3 C. RAYMOND LARKIN, JR. For For
4 GEORGE J. MORROW For For
5 DR. DAVID C. NAGEL For For
6 THOMAS M. PRESCOTT For For
7 GREG J. SANTORA For For
8 WARREN S. THALER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 115
The Gabelli Small Cap Growth Fund
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS: PROPOSAL TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 APPROVE AMENDMENT TO 2005 INCENTIVE PLAN: PROPOSAL TO APPROVE Management Against Against
AMENDMENT TO 2005 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
GRUPO CONTL S A
SECURITY P3091R172 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 20-May-2011
ISIN MXP3091R1239 AGENDA 703028678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
I Appointment of officers to count the votes and verify the Management For For
quorum, performance of their duties and declaration that the
meeting is instated
II Proposal for the merger of Grupo Continental, S.A.B. into Management For For
Embotelladoras Arca, S.A.B. De C.V
III Designation of delegates to formalize and carry out the Management For For
resolutions passed by the meeting
IV Reading and approval of the meeting minutes Management For For
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
SECURITY 868168105 MEETING TYPE Annual
TICKER SYMBOL SUP MEETING DATE 20-May-2011
ISIN US8681681057 AGENDA 933400361 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LOUIS L. BORICK For For
2 STEVEN J. BORICK For For
3 FRANCISCO S. URANGA For For
02 APPROVAL OF THE CEO ANNUAL INCENTIVE PERFORMANCE PLAN. Management For For
03 APPROVAL OF EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE VOTING STANDARD Shareholder Against For
FOR DIRECTOR ELECTIONS.
CMS ENERGY CORPORATION
SECURITY 125896100 MEETING TYPE Annual
TICKER SYMBOL CMS MEETING DATE 20-May-2011
ISIN US1258961002 AGENDA 933416489 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MERRIBEL S. AYRES For For
2 JON E. BARFIELD For For
3 STEPHEN E. EWING For For
4 RICHARD M. GABRYS For For
5 DAVID W. JOOS For For
6 PHILIP R. LOCHNER, JR. For For
7 MICHAEL T. MONAHAN For For
8 JOHN G. RUSSELL For For
9 KENNETH L. WAY For For
10 JOHN B. YASINSKY For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE EXECUTIVE OFFICERS. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
(PRICEWATERHOUSECOOPERS LLP).
05 SHAREHOLDER PROPOSAL - FINANCIAL RISKS OF RELIANCE ON COAL. Shareholder Against For
MACY'S INC.
SECURITY 55616P104 MEETING TYPE Annual
TICKER SYMBOL M MEETING DATE 20-May-2011
ISIN US55616P1049 AGENDA 933416984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEPHEN F. BOLLENBACH For For
2 DEIRDRE P. CONNELLY For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 116
The Gabelli Small Cap Growth Fund
3 MEYER FELDBERG For For
4 SARA LEVINSON For For
5 TERRY J. LUNDGREN For For
6 JOSEPH NEUBAUER For For
7 JOSEPH A. PICHLER For For
8 JOYCE M. ROCHE For For
9 CRAIG E. WEATHERUP For For
10 MARNA C. WHITTINGTON For For
02 THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 28, 2012.
03 THE PROPOSED APPROVAL OF AN AMENDMENT OF THE COMPANY'S Management For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
IRIS INTERNATIONAL, INC.
SECURITY 46270W105 MEETING TYPE Annual
TICKER SYMBOL IRIS MEETING DATE 20-May-2011
ISIN US46270W1053 AGENDA 933426555 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEVEN M. BESBECK For For
2 CESAR M. GARCIA For For
3 BETH Y. KARLAN, M.D. For For
4 MICHAEL D. MATTE For For
5 RICHARD G. NADEAU, PH.D For For
6 DAVID T. DELLA PENTA For For
7 RICK TIMMINS For For
8 EDWARD F. VOBORIL For For
9 STEPHEN E. WASSERMAN For For
02 APPROVAL OF THE 2011 OMNIBUS INCENTIVE PLAN. Management Against Against
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE SELECTION OF BDO USA, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2011.
CARMIKE CINEMAS, INC.
SECURITY 143436400 MEETING TYPE Annual
TICKER SYMBOL CKEC MEETING DATE 20-May-2011
ISIN US1434364006 AGENDA 933433942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JEFFREY W. BERKMAN For For
2 JAMES A. FLEMING For For
3 ALAN J. HIRSCHFIELD For For
4 S. DAVID PASSMAN III For For
5 ROLAND C. SMITH For For
6 FRED W. VAN NOY For For
7 PATRICIA A. WILSON For For
02 APPROVE THE AMENDMENT TO OUR 2004 STOCK INCENTIVE PLAN Management Against Against
INCLUDING AN INCREASE IN THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION. Management Abstain Against
05 RECOMMEND THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
LIBERTY MEDIA CORPORATION
SECURITY 53071M302 MEETING TYPE Special
TICKER SYMBOL LCAPA MEETING DATE 23-May-2011
ISIN US53071M3025 AGENDA 933436467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 A PROPOSAL TO REDEEM ALL OF THE OUTSTANDING SHARES OF SERIES Management For For
A LIBERTY CAPITAL COMMON STOCK AND SERIES B LIBERTY CAPITAL
COMMON STOCK FOR ALL OF THE OUTSTANDING SHARES OF LIBERTY
SPLITCO, INC. CAPITAL TRACKING STOCK.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 117
The Gabelli Small Cap Growth Fund
SONESTA INTERNATIONAL HOTELS CORPORATION
SECURITY 835438409 MEETING TYPE Annual
TICKER SYMBOL SNSTA MEETING DATE 23-May-2011
ISIN US8354384096 AGENDA 933442129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: G. ABRAMS Management Against Against
1B ELECTION OF DIRECTOR: J. BOWER Management For For
1C ELECTION OF DIRECTOR: C. CLARK Management For For
1D ELECTION OF DIRECTOR: C. DAVIS Management For For
1E ELECTION OF DIRECTOR: I. MANN Management Against Against
1F ELECTION OF DIRECTOR: J. SONNABEND Management Against Against
1G ELECTION OF DIRECTOR: P. SONNABEND Management Against Against
1H ELECTION OF DIRECTOR: STEPHANIE SONNABEND Management Against Against
1I ELECTION OF DIRECTOR: STEPHEN SONNABEND Management Against Against
1J ELECTION OF DIRECTOR: J. TEMPEL Management For For
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Annual
TICKER SYMBOL PNK MEETING DATE 24-May-2011
ISIN US7234561097 AGENDA 933402226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For
1B ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For
1C ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For
1D ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For
1E ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For
1F ELECTION OF DIRECTOR: LYNN P. REITNOUER Management For For
1G ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2011.
03 AMENDMENT TO THE COMPANY'S 2005 EQUITY AND PERFORMANCE Management Against Against
INCENTIVE PLAN TO PERMIT A ONE-TIME VALUE-FOR-VALUE STOCK
OPTION EXCHANGE PROGRAM.
04 ADVISORY RESOLUTION REGARDING COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ROVI CORPORATION
SECURITY 779376102 MEETING TYPE Annual
TICKER SYMBOL ROVI MEETING DATE 24-May-2011
ISIN US7793761021 AGENDA 933409319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ALFRED J. AMOROSO For For
2 ALAN L. EARHART For For
3 ANDREW K. LUDWICK For For
4 JAMES E. MEYER For For
5 JAMES P. O'SHAUGHNESSY For For
6 RUTHANN QUINDLEN For For
02 APPROVAL OF THE AMENDMENT TO THE 2008 EQUITY INCENTIVE PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
04 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. Management Abstain Against
05 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
TREDEGAR CORPORATION
SECURITY 894650100 MEETING TYPE Annual
TICKER SYMBOL TG MEETING DATE 24-May-2011
ISIN US8946501009 AGENDA 933417417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GEORGE C. FREEMAN, III For For
2 GEORGE A. NEWBILL Withheld Against
3 THOMAS G. SLATER, JR. Withheld Against
4 R. GREGORY WILLIAMS Withheld Against
02 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Management For For
03 FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management 1 Year Against
COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 118
The Gabelli Small Cap Growth Fund
ARBITRON INC.
SECURITY 03875Q108 MEETING TYPE Annual
TICKER SYMBOL ARB MEETING DATE 24-May-2011
ISIN US03875Q1085 AGENDA 933417683 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 SHELLYE L. ARCHAMBEAU For For
2 DAVID W. DEVONSHIRE For For
3 JOHN A. DIMLING For For
4 ERICA FARBER For For
5 PHILIP GUARASCIO For For
6 WILLIAM T. KERR For For
7 LARRY E. KITTELBERGER For For
8 LUIS G. NOGALES For For
9 RICHARD A. POST For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
CONSOLIDATED WATER COMPANY LIMITED
SECURITY G23773107 MEETING TYPE Annual
TICKER SYMBOL CWCO MEETING DATE 24-May-2011
ISIN KYG237731073 AGENDA 933418368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CARSON K. EBANKS For For
2 RICHARD L. FINLAY For For
3 CLARENCE B. FLOWERS, JR For For
4 FREDERICK W. MCTAGGART For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF MARCUM LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011, AT THE REMUNERATION TO BE
DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
MIDDLESEX WATER COMPANY
SECURITY 596680108 MEETING TYPE Annual
TICKER SYMBOL MSEX MEETING DATE 24-May-2011
ISIN US5966801087 AGENDA 933419233 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES COSGROVE, JR. For For
2 AMY B. MANSUE For For
3 JOHN MIDDLETON, M.D. For For
4 JEFFRIES SHEIN For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
PARENTEBEARD LLC AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
KINETIC CONCEPTS, INC.
SECURITY 49460W208 MEETING TYPE Annual
TICKER SYMBOL KCI MEETING DATE 24-May-2011
ISIN US49460W2089 AGENDA 933425969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JAMES R. LEININGER M.D. For For
2 WOODRIN GROSSMAN For For
3 CARL F. KOHRT, PH.D. For For
4 DAVID J. SIMPSON For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 120
The Gabelli Small Cap Growth Fund
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
05 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY HOLDERS, TO Management For For
ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT OF THE MEETING
AND UPON OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
LIN TV CORP.
SECURITY 532774106 MEETING TYPE Annual
TICKER SYMBOL TVL MEETING DATE 24-May-2011
ISIN US5327741063 AGENDA 933433980 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PETER S. BRODSKY For For
2 DOUGLAS W. MCCORMICK For For
3 MICHAEL A. PAUSIC For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV CORP.
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management 1 Year Against
EXECUTIVE COMPENSATION.
05 A STOCKHOLDER PROPOSAL TO DECLASSIFY OUR BOARD OF DIRECTORS Shareholder Against For
AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 24-May-2011
ISIN US12686C1099 AGENDA 933435542 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ZACHARY W. CARTER For For
2 THOMAS V. REIFENHEISER For For
3 JOHN R. RYAN For For
4 VINCENT TESE For For
5 LEONARD TOW For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
YEAR 2011.
03 TO APPROVE CABLEVISION SYSTEMS CORPORATION 2011 CASH Management For For
INCENTIVE PLAN.
04 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVE Management Abstain Against
OFFICERS.
05 AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS.
OUTDOOR CHANNEL HOLDINGS, INC.
SECURITY 690027206 MEETING TYPE Annual
TICKER SYMBOL OUTD MEETING DATE 24-May-2011
ISIN US6900272062 AGENDA 933441191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 AJIT M. DALVI For For
2 DAVID D. KINLEY For For
3 MICHAEL L. PANDZIK For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
GAMESA CORPORACION TECHNOLOGICA S A
SECURITY E54667113 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 25-May-2011
ISIN ES0143416115 AGENDA 703029327 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT IT IS FORESEEABLE, IN CONSIDERATION OF THE COMPANY S PRESENT Non-Voting
SHAREHOLDER STRUC-TURE, THAT THE MEETING WILL INDEED BE HELD
AT THE SECOND CALL - MAY 25 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 121
The Gabelli Small Cap Growth Fund
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Examination and approval, if applicable, of the individual Management For For
Annual Accounts (balance sheet, profit and loss account,
statement of changes in shareholders' equity, statement of
cash flows and annual report) of Gamesa Corporacion
Tecnologica, Sociedad Anonima, and of the consolidated Annual
Accounts with its dependent companies (balance sheet, profit
and loss account, statement of changes in shareholders'
equity, statement of cash flows and annual report), for the
fiscal year ended on December 31, 2010
2 Examination and approval, if applicable, of the individual Management For For
management report of Gamesa Corporacion Tecnologica, Sociedad
Anonima, and of the consolidated management report with its
dependent companies for the fiscal year ended on December 31,
2010
3 Examination and approval, if applicable, of the management Management For For
and actions of the Board of Directors during the fiscal year
ended on December 31, 2010
4 Appointment of the auditor of the Company and its Management For For
consolidated Group for the fiscal years 2011, 2012 and 2013
5 Examination and approval, if applicable, of the proposal for Management For For
the allocation of profit/losses and the distribution of
dividends of Gamesa Corporacion Tecnologica, Sociedad Anonima
for the fiscal year ended on December 31, 2010
6 Approval, for the free-of-charge allocation of the ordinary Management For For
shares issued to the shareholders of the Company, of an
increase in share capital by means of a scrip issue at a
maximum reference market value of eleven (11) million euros.
The shareholders will be offered the acquisition of their
free-of-charge allocation rights at a guaranteed price.
Express provision for the possibility of an incomplete
allocation. Application for admission of the resulting shares
to listing on the Bilbao, Madrid, Barcelona and Valencia
Stock Exchanges, through the Automated Quotation System
(Sistema de Interconexion Bursatil). Delegation of powers to
the Board of Directors, including the power to amend
Article 4 of the By-Laws
7 Ratification of the appointment as Director of Mr. Jose Maria Management For For
Aracama Yoldi made by cooption after the holding of the last
Shareholders' General Meeting, as an External Independent
Director
8 Examination and approval, if applicable, of a Long Term Management For For
Incentive Program through the delivery of shares of the
company bound to the achievement of the key targets of the
Business Plan 2011- 2013 aimed to the Chairman of the
Company, Senior Management, Managers and employees of Gamesa
Corporacion Tecnologica, Sociedad Anonima, and if applicable,
of its dependent companies, and the delegation to the Board
of Directors, with the express faculty of substitution, to
implement, develop, formalize and execute the aforementioned
remuneration system
9.1 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of article 2 of
the By- Laws to specify that the activities that constitute
the corporate purpose are developed in the sector of
renewable energies
9.2 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of articles 5, 6
and 7 of the By-Laws about the shareholder status and
presentation and transfer of shares, with the aim to improve
its order and systematics and complete its content
9.3 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: New articles 8, 9, 10 and
11 of the By-Laws that provide the set of rules of the
By-Laws for share capital increase or decrease
9.4 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: New articles 12, 13 and 14
of the By- Laws that provide the set of rules of the By-Laws
for the issue of debentures
9.5 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of articles 8, 9
and 10 (new articles 15, 16 and 17) of the By- Laws to
improve the regulation of the general aspects of the
Shareholders' General Meeting, as well as to enumerate its
faculties
9.6 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of articles 11
and 12 (new articles 18, 19, 20, 21, 23, 24 and 25) of the
By-Laws to improve the systematics and complete the content
of the regulation of the call and constitution of the
Shareholders' General Meeting and about the appointment of
the General Meeting Bureau and to adapt it to the amendments
of the Capital Companies Law
9.7 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of articles 13,
14, 15 and 16 (new articles 22, 26, 27, 28, 29 and 30) of the
By-Laws to improve the writing and systematics of the set of
rules of representation, voting and agreements adoption by
the Shareholders' General Meeting
9.8 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of the articles
17, 18 and 19 (new articles 31, 32, 33, 34, 35, 36, 37, 38, 39
and 40) of the By-Laws with the aim to achieve a better
fulfilment of the recommendations of the Corporate Governance
Unified Code regarding the Board of Directors, adapt the set
of rules of the By- Laws to the changes introduced in the
Board of Directors Regulations and include some novelties in
its content
9.9 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of article 22
(new article 43) of the By-Laws to adapt the set of rules of
the By-Laws regarding the Audit and Compliance Committee to
the amendments introduced by the Audit Law
9.10 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of article 23
(new article 44) of the By-Laws with the aim to complete the
regulation of the Appointments and Remuneration Committee and
provide an enumeration of faculties
9.11 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: New article 45 of the
By-Laws that expressly provides the duties of the Directors
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 122
The Gabelli Small Cap Growth Fund
9.12 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of article 25
(new article 46) with the aim to improve the order and
systematics of the article and qualify that the limit of 3%
in the remuneration of the Board of Directors is to be
applied about the benefit of the fiscal year of the
consolidated group
9.13 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of article 29
(new article 47) and new article 48 of the By- Laws to
introduce the novelties of the Capital Companies Law and of
the Audit Law regarding the Annual Corporate Governance
Report, website of the Company and the Electronic
Shareholders' Forum
9.14 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Amendment of articles 26,
27 and 28 (new articles 49, 50, 51 and 52) of the By-Laws
with the aim to complete and improve the regulation about
Annual Accounts and allocation of the result
9.15 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: New article 54 of the
By-Laws that establish that the conflicts between the
shareholders and the company about the corporate affairs are
submitted to the jurisdiction of the registered office of the
Company
9.16 Amendment of the By-Laws and approval, if applicable, of a Management For For
new restated text of the By-Laws: Approval of a restated text
of the By- Laws that includes the approved amendments and
correlatively renumbers the titles, chapters and articles in
which it is divided
10 Amendment of the Shareholders' General Meeting Regulations Management For For
and approval, if applicable, of a new restated text of the
Shareholders' General Meeting Regulations
11 Delegation of powers to formalize and execute all resolutions Management For For
adopted by the Shareholders' General Meeting, for conversion
thereof into a public instrument, and for the interpretation,
correction and supplementation thereof or further elaboration
thereon until the required registrations are made
12 Approval, with a consultative character, of the annual report Management For For
regarding the remuneration policy of the members of the Board
of Directors of Gamesa Corporacion Tecnologica, Sociedad
Anonima of the current fiscal year (2011) and the application
of the remuneration policy in force in the previous fiscal
year (2010)
BLACK EARTH FARMING LTD, JERSEY
SECURITY G1311M114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-May-2011
ISIN SE0001882291 AGENDA 703037780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE
BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT Non-Voting
ABSTAIN AS A VALID-VOTE OPTION. THANK YOU
1 The Nomination Committee proposes that Per Nyberg is elected Non-Voting
as Chairman for-the Meeting
2 Preparation and approval of voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of one or two persons to check and sign the minutes Non-Voting
5 Resolution that the Meeting has been duly convened Non-Voting
6 Presentation by the Managing Director Non-Voting
7 Presentation of the annual report and the auditor's report as Non-Voting
well as the-consolidated annual report and the consolidated
auditor's report
8.a Resolution in respect of the adoption of the profit and loss Management For For
account and the balance sheet as well as the consolidated
profit and loss account and the consolidated balance sheet
8.b Resolution in respect of the appropriation of the Company's Management For For
results according to the adopted balance sheet. The Board of
Directors proposes that no dividend shall be paid for the
financial period 2010
9 Determination of the number of Directors and auditors. The Management For For
Nomination Committee proposes that the Board shall consist of
seven Directors and one auditor
10 Determination of remuneration to the Directors and the Management For For
auditors. The Nomination Committee proposes a total Board
remuneration (including remuneration for the work within the
committees of the Board of Directors) of EUR 240,000,
allocated as follows: each Director who is not employed by
the Company shall receive EUR 30,000, other than the Chairman
of the Operations Committee and the Audit Committee, who
shall each receive EUR 60,000
11 Election of Directors and auditors. The Nomination Committee Management For For
proposes, for the period until the end of the next Annual
General Meeting, the re-election of Per Brilioth, Alex Gersh,
Sture Gustavsson, Henrik Persson, Poul Schroder, Magnus Unger
and Richard Warburton. Further, it is proposed that the
Meeting shall appoint Per Brilioth as Chairman of the Board.
And the Nomination Committee proposes that Deloitte is elected
as auditor of the Company until the end of the next Annual
General Meeting and remunerated upon approval of their invoice
12 Resolution to appoint the Nomination Committee Management For For
13 Resolution regarding remuneration principles for the senior Management For For
management
14 Closing of the Meeting Non-Voting
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 123
The Gabelli Small Cap Growth Fund
NUVASIVE, INC.
SECURITY 670704105 MEETING TYPE Annual
TICKER SYMBOL NUVA MEETING DATE 25-May-2011
ISIN US6707041058 AGENDA 933405486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT J. HUNT For For
2 RICHARD W. TREHARNE For For
02 APPROVAL BY ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF STOCKHOLDER Management Abstain Against
VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
BEASLEY BROADCAST GROUP, INC.
SECURITY 074014101 MEETING TYPE Annual
TICKER SYMBOL BBGI MEETING DATE 25-May-2011
ISIN US0740141017 AGENDA 933412669 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 GEORGE G. BEASLEY For For
2 BRUCE G. BEASLEY For For
3 CAROLINE BEASLEY For For
4 BRIAN E. BEASLEY For For
5 JOE B. COX For For
6 ALLEN B. SHAW For For
7 MARK S. FOWLER For For
8 HERBERT W. MCCORD For For
INTERMEC, INC.
SECURITY 458786100 MEETING TYPE Annual
TICKER SYMBOL IN MEETING DATE 25-May-2011
ISIN US4587861000 AGENDA 933414269 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: PATRICK J. BYRNE Management For For
1B ELECTION OF DIRECTOR: ERIC J. DRAUT Management For For
1C ELECTION OF DIRECTOR: GREGORY K. HINCKLEY Management For For
1D ELECTION OF DIRECTOR: LYDIA H. KENNARD Management For For
1E ELECTION OF DIRECTOR: ALLEN J. LAUER Management For For
1F ELECTION OF DIRECTOR: STEPHEN P. REYNOLDS Management For For
1G ELECTION OF DIRECTOR: STEVEN B. SAMPLE Management For For
1H ELECTION OF DIRECTOR: OREN G. SHAFFER Management For For
1I ELECTION OF DIRECTOR: LARRY D. YOST Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INTERMEC, Management For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADOPT ADVISORY RESOLUTION APPROVING COMPENSATION OF INTERMEC, Management Abstain Against
INC.'S NAMED EXECUTIVE OFFICERS FOR 2010.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
THE COMPENSATION OF INTERMEC, INC.'S NAMED EXECUTIVE OFFICERS.
05 APPROVE AMENDMENT TO THE INTERMEC, INC. 2008 OMNIBUS Management Against Against
INCENTIVE PLAN.
AOL INC.
SECURITY 00184X105 MEETING TYPE Annual
TICKER SYMBOL AOL MEETING DATE 25-May-2011
ISIN US00184X1054 AGENDA 933419106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 ELECTION OF DIRECTOR: TIM ARMSTRONG Management For For
2 ELECTION OF DIRECTOR: RICHARD DALZELL Management For For
3 ELECTION OF DIRECTOR: KAREN DYKSTRA Management For For
4 ELECTION OF DIRECTOR: ALBERTO IBARGUEN Management For For
5 ELECTION OF DIRECTOR: SUSAN LYNE Management For For
6 ELECTION OF DIRECTOR: PATRICIA MITCHELL Management For For
7 ELECTION OF DIRECTOR: FREDRIC REYNOLDS Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 124
The Gabelli Small Cap Growth Fund
8 ELECTION OF DIRECTOR: JAMES STENGEL Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
SIRIUS XM RADIO INC.
SECURITY 82967N108 MEETING TYPE Annual
TICKER SYMBOL SIRI MEETING DATE 25-May-2011
ISIN US82967N1081 AGENDA 933419512 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JOAN L. AMBLE Management For For
1B ELECTION OF DIRECTOR: LEON D. BLACK Management For For
1C ELECTION OF DIRECTOR: LAWRENCE F. GILBERTI Management For For
1D ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN Management For For
1E ELECTION OF DIRECTOR: JAMES P. HOLDEN Management For For
1F ELECTION OF DIRECTOR: MEL KARMAZIN Management For For
1G ELECTION OF DIRECTOR: JAMES F. MOONEY Management For For
1H ELECTION OF DIRECTOR: JACK SHAW Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
04 ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF FUTURE EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 25-May-2011
ISIN US3135494041 AGENDA 933419651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 GEORGE FELDENKREIS For For
4 VINCENT J. INTRIERI For For
5 J. MICHAEL LAISURE For For
6 SAMUEL J. MERKSAMER For For
7 DANIEL A. NINIVAGGI For For
8 DAVID S. SCHECHTER For For
9 NEIL S. SUBIN For For
10 JAMES H. VANDENBERGHE For For
02 AN ADVISORY, NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 TO RECOMMEND, BY AN ADVISORY, NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
FLOWERS FOODS, INC.
SECURITY 343498101 MEETING TYPE Annual
TICKER SYMBOL FLO MEETING DATE 25-May-2011
ISIN US3434981011 AGENDA 933419930 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 BENJAMIN H. GRISWOLD IV For For
2 JACKIE M. WARD For For
3 C. MARTIN WOOD III For For
02 TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVES, AS DISCLOSED IN THIS PROXY
STATEMENT.
03 TO VOTE FOR THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS
FOODS, INC. FOR THE 2011 FISCAL YEAR.
A123 SYSTEMS INC
SECURITY 03739T108 MEETING TYPE Annual
TICKER SYMBOL AONE MEETING DATE 25-May-2011
ISIN US03739T1088 AGENDA 933420349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GURURAJ DESHPANDE For For
2 PAUL E. JACOBS For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 125
The Gabelli Small Cap Growth Fund
3 MARK M. LITTLE For For
02 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN OUR PROXY STATEMENT RELATING TO OUR 2011 ANNUAL
MEETING OF STOCKHOLDERS.
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
THE BOSTON BEER COMPANY, INC.
SECURITY 100557107 MEETING TYPE Annual
TICKER SYMBOL SAM MEETING DATE 25-May-2011
ISIN US1005571070 AGENDA 933422165 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID A. BURWICK For For
2 PEARSON C. CUMMIN, III For For
3 JEAN-MICHEL VALETTE For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
03 SHAREHOLDER ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTE.
DEXCOM, INC.
SECURITY 252131107 MEETING TYPE Annual
TICKER SYMBOL DXCM MEETING DATE 25-May-2011
ISIN US2521311074 AGENDA 933425541 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JONATHAN T. LORD, M.D. For For
2 ERIC TOPOL, M.D. For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF OUR BOARD Management For For
OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND A NON-BINDING ADVISORY RESOLUTION ON THE Management Abstain Against
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
BLACK HILLS CORPORATION
SECURITY 092113109 MEETING TYPE Annual
TICKER SYMBOL BKH MEETING DATE 25-May-2011
ISIN US0921131092 AGENDA 933426024 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID R. EMERY For For
2 REBECCA B. ROBERTS For For
3 WARREN L. ROBINSON For For
4 JOHN B. VERING For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS Management For For
BLACK HILLS CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 APPROVE HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
EVERY ONE, TWO OR THREE YEARS, AS INDICATED.
CTS CORPORATION
SECURITY 126501105 MEETING TYPE Annual
TICKER SYMBOL CTS MEETING DATE 25-May-2011
ISIN US1265011056 AGENDA 933429107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 W.S. CATLOW For For
2 L.J. CIANCIA For For
3 T.G. CODY For For
4 P.K. COLLAWN For For
5 R.R. HEMMINGHAUS For For
6 M.A. HENNING For For
7 V.M. KHILNANI For For
8 D.M. MURPHY For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 126
The Gabelli Small Cap Growth Fund
9 G. HUNTER For For
10 R.A. PROFUSEK For For
02 AN ADVISORY VOTE UPON THE COMPENSATION OF CTS CORPORATION'S Management For For
NAMED EXECUTIVE OFFICERS.
03 AN ADVISORY VOTE TO DETERMINE THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES REGARDING THE COMPENSATION OF CTS
CORPORATION'S NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS CTS' Management For For
INDEPENDENT AUDITOR FOR 2011.
ADPT CORPORATION
SECURITY 00101B103 MEETING TYPE Annual
TICKER SYMBOL ADPT MEETING DATE 25-May-2011
ISIN US00101B1035 AGENDA 933436063 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JON S. CASTOR Management For For
1B ELECTION OF DIRECTOR: JACK L. HOWARD Management For For
1C ELECTION OF DIRECTOR: WARREN G. LICHTENSTEIN Management For For
1D ELECTION OF DIRECTOR: JOHN MUTCH Management For For
1E ELECTION OF DIRECTOR: JOHN J. QUICKE Management For For
1F ELECTION OF DIRECTOR: LAWRENCE J. RUISI Management For For
02 APPROVAL OF GIVING OUR BOARD THE AUTHORITY TO EFFECT, IN ITS Management Against Against
DISCRETION PRIOR TO OUR 2012 ANNUAL MEETING, A REVERSE SPLIT
OF OUR OUTSTANDING AND TREASURY SHARES OF COMMON STOCK,
IMMEDIATELY FOLLOWED BY A FORWARD SPLIT OF OUR OUTSTANDING AND
TREASURY COMMON STOCK, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF ADPT'S Management Abstain Against
NAMED EXECUTIVES OFFICERS.
04 ADVISORY VOTE TO DESIGNATE THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON THE COMPENSATION OF ADPT'S NAMED EXECUTIVE OFFICERS.
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
SPARTAN MOTORS, INC.
SECURITY 846819100 MEETING TYPE Annual
TICKER SYMBOL SPAR MEETING DATE 25-May-2011
ISIN US8468191007 AGENDA 933437990 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD R. CURRENT For For
2 HUGH W. SLOAN, JR. For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF BDO Management For For
USA LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
03 PROPOSAL TO APPROVE THE SPARTAN MOTORS, INC. 2011 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO ADOPT ADVISORY (NON-BINDING) SHAREHOLDER Management Abstain Against
RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
05 PROPOSAL TO ADOPT ADVISORY (NON-BINDING) SHAREHOLDER Management Abstain Against
RECOMMENDATION REGARDING FREQUENCY OF FUTURE SHAREHOLDER
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
KATY INDUSTRIES, INC.
SECURITY 486026107 MEETING TYPE Annual
TICKER SYMBOL KATY MEETING DATE 25-May-2011
ISIN US4860261076 AGENDA 933451306 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CHRISTOPHER W. ANDERSON Withheld Against
2 WILLIAM F. ANDREWS Withheld Against
3 SAMUEL P. FRIEDER Withheld Against
4 CHRISTOPHER LACOVARA Withheld Against
5 SHANT MARDIROSSIAN Withheld Against
02 TO RATIFY THE SELECTION OF UHY LLP AS THE INDEPENDENT PUBLIC Management For For
ACCOUNTANTS OF KATY.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 127
The Gabelli Small Cap Growth Fund
EL PASO ELECTRIC COMPANY
SECURITY 283677854 MEETING TYPE Annual
TICKER SYMBOL EE MEETING DATE 26-May-2011
ISIN US2836778546 AGENDA 933416566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CATHERINE A. ALLEN For For
2 KENNETH R. HEITZ For For
3 MICHAEL K. PARKS For For
4 ERIC B. SIEGEL For For
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
WENDY'S/ARBY'S GROUP, INC.
SECURITY 950587105 MEETING TYPE Annual
TICKER SYMBOL WEN MEETING DATE 26-May-2011
ISIN US9505871056 AGENDA 933418243 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 NELSON PELTZ For For
2 PETER W. MAY For For
3 CLIVE CHAJET For For
4 EDWARD P. GARDEN For For
5 JANET HILL For For
6 JOSEPH A. LEVATO For For
7 J. RANDOLPH LEWIS For For
8 PETER H. ROTHSCHILD For For
9 DAVID E. SCHWAB II For For
10 ROLAND C. SMITH For For
11 RAYMOND S. TROUBH For For
12 JACK G. WASSERMAN For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO ALLOW MAJORITY VOTING IN DIRECTOR ELECTIONS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
04 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
05 TO HOLD FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY Management Abstain Against
ONE, TWO OR THREE YEARS.
COLLECTIVE BRANDS, INC.
SECURITY 19421W100 MEETING TYPE Annual
TICKER SYMBOL PSS MEETING DATE 26-May-2011
ISIN US19421W1009 AGENDA 933422230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT F. MORAN For For
2 MATTHEW A. OUIMET For For
3 MATTHEW E. RUBEL For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2011.
BOYD GAMING CORPORATION
SECURITY 103304101 MEETING TYPE Annual
TICKER SYMBOL BYD MEETING DATE 26-May-2011
ISIN US1033041013 AGENDA 933424260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 ROBERT L. BOUGHNER For For
2 WILLIAM R. BOYD For For
3 WILLIAM S. BOYD For For
4 THOMAS V. GIRARDI For For
5 MARIANNE BOYD JOHNSON For For
6 BILLY G. MCCOY For For
7 FREDERICK J. SCHWAB For For
8 KEITH E. SMITH For For
9 CHRISTINE J. SPADAFOR For For
10 PETER M. THOMAS For For
11 VERONICA J. WILSON For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 128
The Gabelli Small Cap Growth Fund
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
3 TO REAPPROVE THE COMPANY'S 2000 EXECUTIVE MANAGEMENT Management For For
INCENTIVE PLAN.
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
5 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
PRIVATEBANCORP, INC.
SECURITY 742962103 MEETING TYPE Annual
TICKER SYMBOL PVTB MEETING DATE 26-May-2011
ISIN US7429621037 AGENDA 933429587 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RALPH B. MANDELL For For
2 C. MAYBERRY MCKISSACK For For
3 EDWARD W. RABIN For For
4 LARRY D. RICHMAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 PROPOSAL FOR AN ADVISORY (NON-BINDING) VOTE TO APPROVE 2010 Management Abstain Against
EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE THE PRIVATEBANCORP, INC. 2011 INCENTIVE Management Against Against
COMPENSATION PLAN.
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 26-May-2011
ISIN US3843131026 AGENDA 933429690 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 NATHAN MILIKOWSKY For For
6 MICHAEL C. NAHL For For
7 STEVEN R. SHAWLEY For For
8 CRAIG S. SHULAR For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, HOW FREQUENTLY Management Abstain Against
WE WILL HAVE FUTURE ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION - EVERY ONE, TWO OR THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
NEW ULM TELECOM INC
SECURITY 649060100 MEETING TYPE Annual
TICKER SYMBOL NULM MEETING DATE 26-May-2011
ISIN US6490601001 AGENDA 933431049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
01 DIRECTOR Management
1 PAUL ERICK For For
2 DUANE LAMBRECHT For For
02 TO RATIFY THE SELECTION OF OLSEN THIELEN & CO., LTD. AS THE Management For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM.
PARK-OHIO HOLDINGS CORP.
SECURITY 700666100 MEETING TYPE Annual
TICKER SYMBOL PKOH MEETING DATE 26-May-2011
ISIN US7006661000 AGENDA 933434069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KEVIN R. GREENE For For
2 A. MALACHI MIXON III For For
3 DAN T. MOORE III For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 129
The Gabelli Small Cap Growth Fund
03 APPROVAL OF THE PARK-OHIO HOLDINGS CORP. ANNUAL CASH BONUS Management For For
PLAN.
04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION.
INTERPUBLIC GROUP OF COMPANIES, INC.
SECURITY 460690100 MEETING TYPE Annual
TICKER SYMBOL IPG MEETING DATE 26-May-2011
ISIN US4606901001 AGENDA 933436835 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: REGINALD K. BRACK Management For For
1B ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Management For For
1C ELECTION OF DIRECTOR: JILL M. CONSIDINE Management For For
1D ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Management For For
1E ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE Management For For
1F ELECTION OF DIRECTOR: H. JOHN GREENIAUS Management For For
1G ELECTION OF DIRECTOR: WILLIAM T. KERR Management For For
1H ELECTION OF DIRECTOR: MICHAEL I. ROTH Management For For
1I ELECTION OF DIRECTOR: DAVID M. THOMAS Management For For
02 CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 PROPOSAL TO APPROVE THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 PROPOSAL TO RECOMMEND THE FREQUENCY OF AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For
LAMAR ADVERTISING COMPANY
SECURITY 512815101 MEETING TYPE Annual
TICKER SYMBOL LAMR MEETING DATE 26-May-2011
ISIN US5128151017 AGENDA 933440389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JOHN MAXWELL HAMILTON For For
2 JOHN E. KOERNER, III For For
3 STEPHEN P. MUMBLOW For For
4 THOMAS V. REIFENHEISER For For
5 ANNA REILLY For For
6 KEVIN P. REILLY, JR. For For
7 WENDELL REILLY For For
02 NON-BINDING, ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
ALBANY INTERNATIONAL CORP.
SECURITY 012348108 MEETING TYPE Annual
TICKER SYMBOL AIN MEETING DATE 27-May-2011
ISIN US0123481089 AGENDA 933416794 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JOHN F. CASSIDY, JR. Management For For
1B ELECTION OF DIRECTOR: PAULA H.J. CHOLMONDELEY Management For For
1C ELECTION OF DIRECTOR: EDGAR G. HOTARD Management For For
1D ELECTION OF DIRECTOR: ERLAND E. KAILBOURNE Management For For
1E ELECTION OF DIRECTOR: JOSEPH G. MORONE Management For For
1F ELECTION OF DIRECTOR: JUHANI PAKKALA Management For For
1G ELECTION OF DIRECTOR: CHRISTINE L. STANDISH Management For For
1H ELECTION OF DIRECTOR: JOHN C. STANDISH Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT AUDITOR.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF VOTING ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO APPROVE THE COMPANY'S 2011 INCENTIVE COMPENSATION PLAN. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 130
The Gabelli Small Cap Growth Fund
STEVEN MADDEN, LTD.
SECURITY 556269108 MEETING TYPE Annual
TICKER SYMBOL SHOO MEETING DATE 27-May-2011
ISIN US5562691080 AGENDA 933418382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 EDWARD R ROSENFELD For For
2 JOHN L MADDEN For For
3 PETER MIGLIORINI For For
4 RICHARD P RANDALL For For
5 RAVI SACHDEV For For
6 THOMAS H SCHWARTZ For For
02 TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE Management Abstain Against
COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD PROXY
STATEMENT.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
TRANSACT TECHNOLOGIES INCORPORATED
SECURITY 892918103 MEETING TYPE Annual
TICKER SYMBOL TACT MEETING DATE 27-May-2011
ISIN US8929181035 AGENDA 933422747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 THOMAS R. SCHWARZ For For
2 BART C. SHULDMAN For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
PEET'S COFFEE & TEA, INC.
SECURITY 705560100 MEETING TYPE Annual
TICKER SYMBOL PEET MEETING DATE 27-May-2011
ISIN US7055601006 AGENDA 933425515 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GERALD BALDWIN For For
2 HILARY BILLINGS For For
3 ELIZABETH SARTAIN For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE PEET'S Management Against Against
COFFEE & TEA, INC. 2010 EQUITY INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF SOLICITATION OF ADVISORY Management Abstain Against
SHAREHOLDER APPROVAL OF EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ITS FISCAL YEAR ENDING JANUARY 1, 2012.
WATSCO, INC.
SECURITY 942622101 MEETING TYPE Annual
TICKER SYMBOL WSOB MEETING DATE 27-May-2011
ISIN US9426221019 AGENDA 933443246 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DENISE DICKINS For For
2 PAUL F. MANLEY For For
02 TO APPROVE, ADOPT AND RATIFY THE FOURTH AMENDED AND RESTATED Management For For
1996 QUALIFIED EMPLOYEE STOCK PURCHASE PLAN.
03 NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF NON-BINDING Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
VOYAGER OIL & GAS INC
SECURITY 92911K100 MEETING TYPE Annual
TICKER SYMBOL VOG MEETING DATE 27-May-2011
ISIN US92911K1007 AGENDA 933447117 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LYLE BERMAN For For
2 TERRY HARRIS For For
3 JOSEPH LAHTI For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 131
The Gabelli Small Cap Growth Fund
4 STEVEN LIPSCOMB For For
5 MYRNA PATTERSON MCLEROY For For
6 J. RUSSELL (JR) REGER For For
7 LOREN J. O'TOOLE II For For
8 MITCHELL R. THOMPSON For For
9 JOSH SHERMAN For For
02 APPROVE THE 2011 EQUITY INCENTIVE PLAN. Management Against Against
03 APPROVE A CHANGE OF OUR STATE OF INCORPORATION FROM DELAWARE Management For For
TO MONTANA.
04 APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
100,000,000 TO 200,000,000.
05 RATIFY THE APPOINTMENT OF MANTYLA MCREYNOLDS LLC AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
06 TO MAKE AN ADVISORY NON-BINDING VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
07 TO MAKE AN ADVISORY NON-BINDING VOTE ON THE FREQUENCY OF AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
IRISH CONTINENTAL GROUP PLC
SECURITY G49406146 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Jun-2011
ISIN IE0033336516 AGENDA 703037641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 To receive and consider the 2010 financial statements and the Management For For
reports of the directors and auditor thereon
2 To declare a final dividend Management For For
3.A To re-elect J.B.McGuckian Management For For
3.B To re-elect G.O'Dea Management For For
4 To authorise the directors to fix the auditors remuneration Management For For
5 General authority to allot relevant securities Management For For
6 To disapply the statutory pre-emption rights on rights issues Management For For
and grant of employee share options
7 To disapply the statutory pre-emption rights on other issues Management For For
up to 5% of the present issued share capital
8 To authorise the Company to make market purchases of its own Management For For
shares
9 Authority to convene certain general meetings on 14 days Management For For
notice
MET-PRO CORPORATION
SECURITY 590876306 MEETING TYPE Annual
TICKER SYMBOL MPR MEETING DATE 01-Jun-2011
ISIN US5908763064 AGENDA 933422711 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JUDITH A. SPIRES For For
2 STANLEY W. SILVERMAN For For
02 ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE AS TO THE FREQUENCY WITH WHICH SHAREHOLDERS OF Management Abstain Against
THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AN AMENDMENT TO THE 2008 EQUITY INCENTIVE PLAN TO Management For For
AUTHORIZE AWARDS UNDER THE PLAN THAT COMPLY WITH THE
EXEMPTIONS FROM THE DEDUCTION LIMITATIONS IMPOSED UNDER
SECTION 162(M) OF THE U.S. INTERNAL REVENUE CODE OF 1986.
05 TO RATIFY THE SELECTION OF MARCUM LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
THE CHEESECAKE FACTORY INCORPORATED
SECURITY 163072101 MEETING TYPE Annual
TICKER SYMBOL CAKE MEETING DATE 01-Jun-2011
ISIN US1630721017 AGENDA 933423410 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: DAVID OVERTON Management For For
1B ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Management For For
1C ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO Management For For
1D ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For
1E ELECTION OF DIRECTOR: JEROME I. KRANSDORF Management For For
1F ELECTION OF DIRECTOR: DAVID B. PITTAWAY Management For For
1G ELECTION OF DIRECTOR: HERBERT SIMON Management For For
02 TO APPROVE THE AMENDMENT TO THE 2010 STOCK INCENTIVE PLAN TO Management Against Against
INCREASE AUTHORIZED SHARES.
03 TO RATIFY OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2011, ENDING JANUARY 3, 2012.
04 TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 132
The Gabelli Small Cap Growth Fund
LAKES ENTERTAINMENT, INC.
SECURITY 51206P109 MEETING TYPE Annual
TICKER SYMBOL LACO MEETING DATE 01-Jun-2011
ISIN US51206P1093 AGENDA 933425957 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 LYLE BERMAN For For
2 TIMOTHY J. COPE For For
3 NEIL I. SELL For For
4 RAY MOBERG For For
5 LARRY C. BARENBAUM For For
6 RICHARD D. WHITE For For
2 THE RATIFICATION OF THE APPOINTMENT OF PIERCY BOWLER TAYLOR & Management For For
KERN, CERTIFIED PUBLIC ACCOUNTANTS, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
3 THE TRANSACTION OF ANY OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OR
POSTPONEMENTS OF THE ANNUAL MEETING
SORL AUTO PARTS, INC.
SECURITY 78461U101 MEETING TYPE Annual
TICKER SYMBOL SORL MEETING DATE 01-Jun-2011
ISIN US78461U1016 AGENDA 933427999 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 XIAO PING ZHANG For For
2 XIAO FENG ZHANG For For
3 JUNG KANG CHANG For For
4 LI MIN ZHANG For For
5 ZHI ZHONG WANG For For
6 YI GUANG HUO For For
7 JIANG HUA FENG For For
02 TO RATIFY THE APPOINTMENT OF EFP ROTENBERG, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
GRAY TELEVISION INC
SECURITY 389375205 MEETING TYPE Annual
TICKER SYMBOL GTNA MEETING DATE 01-Jun-2011
ISIN US3893752051 AGENDA 933431443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD L. BOGER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 133
The Gabelli Small Cap Growth Fund
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 WILLIAM E. MAYHER, III For For
6 ZELL B. MILLER For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
11 J. MACK ROBINSON For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management 3 Years For
COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
MOLYCORP INC
SECURITY 608753109 MEETING TYPE Annual
TICKER SYMBOL MCP MEETING DATE 01-Jun-2011
ISIN US6087531090 AGENDA 933439754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RUSSELL D. BALL For For
2 CHARLES R. HENRY For For
3 JACK E. THOMPSON For For
02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
ROPER INDUSTRIES, INC.
SECURITY 776696106 MEETING TYPE Annual
TICKER SYMBOL ROP MEETING DATE 01-Jun-2011
ISIN US7766961061 AGENDA 933443296 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD F. WALLMAN For For
2 CHRISTOPHER WRIGHT For For
02 THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, OF A Management Abstain Against
RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
03 THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, OF THE Management Abstain Against
FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY.
IMAX CORPORATION
SECURITY 45245E109 MEETING TYPE Annual
TICKER SYMBOL IMAX MEETING DATE 01-Jun-2011
ISIN CA45245E1097 AGENDA 933446646 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ERIC A. DEMIRIAN For For
2 DAVID W. LEEBRON For For
3 MARTIN POMPADUR For For
4 MARC A. UTAY For For
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE
EQUIVALENT TO VOTING ABSTAIN.
03 ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY
CIRCULAR AND PROXY STATEMENT.
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES Management Abstain Against
ON EXECUTIVE OFFICER COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 134
The Gabelli Small Cap Growth Fund
MDC PARTNERS INC.
SECURITY 552697104 MEETING TYPE Annual
TICKER SYMBOL MDCA MEETING DATE 01-Jun-2011
ISIN CA5526971042 AGENDA 933449781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MILES S. NADAL For For
2 ROBERT J. KAMERSCHEN For For
3 CLARE COPELAND For For
4 THOMAS N. DAVIDSON For For
5 SCOTT L. KAUFFMAN For For
6 MICHAEL J.L. KIRBY For For
7 STEPHEN M. PUSTIL For For
02 A RESOLUTION APPOINTING BDO USA, LLP TO ACT AS AUDITORS OF Management For For
MDC PARTNERS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 A RESOLUTION APPROVING THE COMPANY'S 2011 STOCK INCENTIVE Management Against Against
PLAN.
04 A NON-BINDING ADVISORY RESOLUTION ON THE COMPANY'S EXECUTIVE Management Withheld Against
COMPENSATION.
05 WITH RESPECT TO A NON-BINDING RESOLUTION ON THE FREQUENCY OF Management Abstain Against
SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
SINCLAIR BROADCAST GROUP, INC.
SECURITY 829226109 MEETING TYPE Annual
TICKER SYMBOL SBGI MEETING DATE 02-Jun-2011
ISIN US8292261091 AGENDA 933425159 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID D. SMITH For For
2 FREDERICK G. SMITH For For
3 J. DUNCAN SMITH For For
4 ROBERT E. SMITH For For
5 BASIL A. THOMAS For For
6 LAWRENCE E. MCCANNA For For
7 DANIEL C. KEITH For For
8 MARTIN R. LEADER For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 NON-BINDING ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. Management Abstain Against
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Management Abstain Against
ON OUR EXECUTIVE COMPENSATION.
ACTIVISION BLIZZARD, INC.
SECURITY 00507V109 MEETING TYPE Annual
TICKER SYMBOL ATVI MEETING DATE 02-Jun-2011
ISIN US00507V1098 AGENDA 933427189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON Management For For
1B ELECTION OF DIRECTOR: ROBERT J. CORTI Management For For
1C ELECTION OF DIRECTOR: FREDERIC R. CREPIN Management For For
1D ELECTION OF DIRECTOR: LUCIAN GRAINGE Management For For
1E ELECTION OF DIRECTOR: BRIAN G. KELLY Management For For
1F ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For
1G ELECTION OF DIRECTOR: JEAN-BERNARD LEVY Management For For
1H ELECTION OF DIRECTOR: ROBERT J. MORGADO Management For For
1I ELECTION OF DIRECTOR: STEPHANE ROUSSEL Management For For
1J ELECTION OF DIRECTOR: RICHARD SARNOFF Management For For
1K ELECTION OF DIRECTOR: REGIS TURRINI Management For For
02 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
MACQUARIE INFRASTRUCTURE CO. LLC
SECURITY 55608B105 MEETING TYPE Annual
TICKER SYMBOL MIC MEETING DATE 02-Jun-2011
ISIN US55608B1052 AGENDA 933428991 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 NORMAN H. BROWN, JR. For For
2 GEORGE W. CARMANY, III For For
3 WILLIAM H. WEBB For For
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. Management Abstain Against
04 THE APPROVAL, ON AN ADVISORY BASIS, OF FUTURE ADVISORY VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION EVERY YEAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 135
The Gabelli Small Cap Growth Fund
CANTERBURY PARK HOLDING CORPORATION
SECURITY 13811E101 MEETING TYPE Annual
TICKER SYMBOL CPHC MEETING DATE 02-Jun-2011
ISIN US13811E1010 AGENDA 933429070 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PATRICK R. CRUZEN For For
2 BURTON F. DAHLBERG For For
3 CARIN J. OFFERMAN For For
4 CURTIS A. SAMPSON For For
5 RANDALL D. SAMPSON For For
6 DALE H. SCHENIAN For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2011.
03 APPROVAL OF AMENDMENT OF COMPANY'S STOCK PLAN TO PERMIT Management For For
COMPENSATION OF DIRECTORS THROUGH ANNUAL DISCRETIONARY AWARDS
OF RESTRICTED STOCK AND STOCK OPTIONS.
PAETEC HOLDING CORP.
SECURITY 695459107 MEETING TYPE Annual
TICKER SYMBOL PAET MEETING DATE 02-Jun-2011
ISIN US6954591078 AGENDA 933432368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 TANSUKH V. GANATRA For For
2 WILLIAM R. MCDERMOTT For For
3 MARK ZUPAN For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
PAETEC HOLDING CORP.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR
03 APPROVAL OF THE PAETEC HOLDING CORP. 2011 OMNIBUS INCENTIVE Management Against Against
PLAN
04 APPROVAL, BY NON-BINDING, ADVISORY VOTE, OF PAETEC HOLDING Management Abstain Against
CORP.'S NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT
05 NON-BINDING, ADVISORY VOTE ON WHETHER PAETEC HOLDING CORP. Management Abstain Against
SHOULD HOLD A NON-BINDING, ADVISORY VOTE BY STOCKHOLDERS TO
APPROVE PAETEC'S NAMED EXECUTIVE OFFICER COMPENSATION EVERY 1
YEAR, 2 YEARS OR 3 YEARS
CADIZ INC.
SECURITY 127537207 MEETING TYPE Annual
TICKER SYMBOL CDZI MEETING DATE 02-Jun-2011
ISIN US1275372076 AGENDA 933436102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KEITH BRACKPOOL For For
2 MURRAY H. HUTCHISON For For
3 TIMOTHY J. SHAHEEN For For
4 WINSTON HICKOX For For
5 GEOFFREY GRANT For For
6 RAYMOND J. PACINI For For
7 STEPHEN E. COURTER For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
AUDITOR
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE Management Abstain Against
PROXY MATERIALS
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTES, EVERY
DYNASTY FINE WINES GROUP LTD
SECURITY G2950W108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-Jun-2011
ISIN KYG2950W1087 AGENDA 702971183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING Non-Voting
ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110418/LTN2
0110418662.pdf
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 136
The Gabelli Small Cap Growth Fund
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' Non-Voting
OR 'AGAINST' FOR-ALL RESOLUTIONS. THANK YOU.
1 To receive and consider the Audited Consolidated Financial Management For For
Statements of the Company and its subsidiaries and the
Reports of the Directors and Auditor for the year ended 31
December 2010
2 To approve and declare dividends Management For For
3.a To re-elect the following Director: Mr. Bai Zhisheng Management For For
3.b To re-elect the following Director: Mr. Wu Xuemin Management For For
3.c To re-elect the following Director: Mr. Dong Jingrui Management For For
3.d To re-elect the following Director: Mr. Robert Luc Management For For
3.e To re-elect the following Director: Mr. Chau Ka Wah, Arthur Management For For
3.f To re-elect the following Director: Mr. Yeung Ting Lap Derek Management For For
Emory
4 To authorise the Board of Directors to fix the remuneration Management For For
of the Directors
5 To re-appoint the Company's auditor and to authorise the Management For For
Board of Directors to fix its remuneration
6 To grant an unconditional mandate to the Directors to issue Management For For
and allot shares
7 To grant an unconditional mandate to the Directors to Management For For
repurchase the Company's own shares
8 To extend the mandate granted under Resolution No. 6 by Management For For
adding the aggregate nominal amount of the shares repurchased
by the Company pursuant to Resolution No. 7
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL Non-Voting
RECORD DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ANIKA THERAPEUTICS, INC.
SECURITY 035255108 MEETING TYPE Annual
TICKER SYMBOL ANIK MEETING DATE 07-Jun-2011
ISIN US0352551081 AGENDA 933439413 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEVEN E. WHEELER For For
2 CHARLES H. SHERWOOD PHD For For
02 APPROVAL OF THE ANIKA THERAPEUTICS, INC. SECOND AMENDED AND Management Against Against
RESTATED 2003 STOCK OPTION AND INCENTIVE PLAN
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
04 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS
05 FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS
PATTERSON-UTI ENERGY, INC.
SECURITY 703481101 MEETING TYPE Annual
TICKER SYMBOL PTEN MEETING DATE 08-Jun-2011
ISIN US7034811015 AGENDA 933429866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MARK S. SIEGEL For For
2 KENNETH N. BERNS For For
3 CHARLES O. BUCKNER For For
4 CURTIS W. HUFF For For
5 TERRY H. HUNT For For
6 KENNETH R. PEAK For For
7 CLOYCE A. TALBOTT For For
02 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA Management For For
UNDER PATTERSON-UTI'S LONG-TERM INCENTIVE PLAN.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
PATTERSON-UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
TREE.COM INC
SECURITY 894675107 MEETING TYPE Annual
TICKER SYMBOL TREE MEETING DATE 08-Jun-2011
ISIN US8946751075 AGENDA 933439780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PETER HORAN For For
2 W. MAC LACKEY For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 137
The Gabelli Small Cap Growth Fund
3 DOUGLAS LEBDA For For
4 JOSEPH LEVIN For For
5 PATRICK MCCRORY For For
6 LANCE MELBER For For
7 STEVEN OZONIAN For For
02 APPROVAL OF THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO Management Abstain Against
EXECUTIVE COMPENSATION.
03 ADVISORY (NON-BINDING) VOTE REGARDING FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION STOCKHOLDER VOTE.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE 2011 FISCAL YEAR.
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 08-Jun-2011
ISIN US2803581022 AGENDA 933440062 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO APPROVE THE PROPOSED AMENDMENT TO THE EDGEWATER Management For For
TECHNOLOGY, INC. 2008 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE AUTHORIZED SHARES UNDER THE PLAN FROM 500,000 TO
1,200,000
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
5 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011
SL INDUSTRIES, INC.
SECURITY 784413106 MEETING TYPE Annual
TICKER SYMBOL SLI MEETING DATE 08-Jun-2011
ISIN US7844131067 AGENDA 933452877 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GLEN M. KASSAN For For
2 AVRUM GRAY For For
3 WARREN LICHTENSTEIN For For
4 MARK E. SCHWARZ For For
5 JAMES A. RISHER For For
02 TO APPROVE AN AMENDMENT OF THE COMPANY'S 2008 INCENTIVE STOCK Management For For
PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON
STOCK SUBJECT TO THE 2008 INCENTIVE STOCK PLAN FROM 315,000
SHARES TO 450,000 SHARES.
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ANIMAL HEALTH INTERNATIONAL, INC.
SECURITY 03525N109 MEETING TYPE Special
TICKER SYMBOL AHII MEETING DATE 08-Jun-2011
ISIN US03525N1090 AGENDA 933454984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE "MERGER Management For For
AGREEMENT") DATED AS OF MARCH 14, 2011, AMONG ANIMAL HEALTH
INTERNATIONAL, INC., LEXTRON, INC. AND BUFFALO ACQUISITION,
INC., A WHOLLY-OWNED SUBSIDIARY OF LEXTRON , INC., ALL AS
MORE FULLY DESCRIBED AS PER THE PROXY STATEMENT.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION
OF THE MERGER AGREEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 138
The Gabelli Small Cap Growth Fund
ORIENT-EXPRESS HOTELS LTD.
SECURITY G67743107 MEETING TYPE Annual
TICKER SYMBOL OEH MEETING DATE 09-Jun-2011
ISIN BMG677431071 AGENDA 933435996 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 HARSHA V. AGADI For For
2 JOHN D. CAMPBELL For For
3 MITCHELL C. HOCHBERG For For
4 PRUDENCE M. LEITH For For
5 J. ROBERT LOVEJOY For For
6 PHILIP R. MENGEL For For
7 GEORG R. RAFAEL For For
8 PAUL M. WHITE For For
02 APPROVAL OF INCREASE IN THE NUMBER OF CLASS A COMMON SHARES Management For For
WHICH THE COMPANY IS AUTHORIZED TO ISSUE FROM 120,000,000
SHARES TO 240,000,000 SHARES.
03 APPOINTMENT OF DELOITTE LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE
AUDIT COMMITTEE TO FIX ACCOUNTING FIRM'S REMUNERATION.
OPKO HEALTH, INC.
SECURITY 68375N103 MEETING TYPE Annual
TICKER SYMBOL OPK MEETING DATE 09-Jun-2011
ISIN US68375N1037 AGENDA 933439994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PHILLIP FROST, M.D. For For
2 J.H. HSIAO, PH.D., MBA For For
3 STEVEN D. RUBIN For For
4 ROBERT A. BARON For For
5 THOMAS E. BEIER For For
6 P.J. GOLDSCHMIDT, M.D. For For
7 RICHARD A. LERNER, M.D. For For
8 JOHN A. PAGANELLI For For
9 R.C. PFENNIGER, JR. For For
10 A. LIN-TSING YU, MD PHD For For
02 A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PAID TO NAMED Management Abstain Against
EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON PAY").
03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY WITH WHICH Management Abstain Against
STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON SAY ON PAY.
EXACTECH, INC.
SECURITY 30064E109 MEETING TYPE Annual
TICKER SYMBOL EXAC MEETING DATE 09-Jun-2011
ISIN US30064E1091 AGENDA 933440644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RICHARD C. SMITH For For
2 WILLIAM PETTY, M.D. For For
3 R. WYNN KEARNEY JR., MD For For
02 APPROVE THE NON-BINDING ADVISORY RESOLUTION ON THE NAMED Management Abstain Against
EXECUTIVE OFFICERS' COMPENSATION
03 APPROVE THE NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY Management Abstain Against
OF THE ADVISORY VOTE ON THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
04 APPROVE THE AMENDMENT TO THE 2009 EXECUTIVE COMPENSATION PLAN Management Against Against
05 RATIFY SELECTION OF MCGLADREY & PULLEN, LLP AS THE COMPANY'S Management For For
PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2011
UNION DRILLING INC.
SECURITY 90653P105 MEETING TYPE Annual
TICKER SYMBOL UDRL MEETING DATE 09-Jun-2011
ISIN US90653P1057 AGENDA 933442953 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 THOMAS H. O'NEILL, JR. For For
2 GREGORY D. MYERS For For
3 CHRISTOPHER D. STRONG For For
02 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 139
The Gabelli Small Cap Growth Fund
PENN NATIONAL GAMING, INC.
SECURITY 707569109 MEETING TYPE Annual
TICKER SYMBOL PENN MEETING DATE 09-Jun-2011
ISIN US7075691094 AGENDA 933444983 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 PETER M. CARLINO For For
2 HAROLD CRAMER For For
3 SAUL V. REIBSTEIN For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2008 LONG TERM Management Against Against
INCENTIVE COMPENSATION PLAN (THE "PLAN") TO INCREASE THE
TOTAL NUMBER OF SHARES AVAILABLE FOR ISSUANCE AND TO APPROVE
THE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION Management Abstain Against
VOTE.
06 SHAREHOLDER PROPOSAL ON MAJORITY VOTING. Shareholder Against For
LAYNE CHRISTENSEN COMPANY
SECURITY 521050104 MEETING TYPE Annual
TICKER SYMBOL LAYN MEETING DATE 09-Jun-2011
ISIN US5210501046 AGENDA 933454085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DAVID A.B. BROWN For For
2 J. SAMUEL BUTLER For For
3 ROBERT R. GILMORE For For
4 ANTHONY B. HELFET For For
5 NELSON OBUS For For
6 JEFFREY J. REYNOLDS For For
7 RENE J. ROBICHAUD For For
8 ANDREW B. SCHMITT For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 PROPOSAL TO RATIFY THE SELECTION OF THE ACCOUNTING FIRM OF Management For For
DELOITTE & TOUCHE LLP AS LAYNE CHRISTENSEN'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31, 2012.
05 STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A Shareholder For For
SUSTAINABILITY REPORT.
TINGYI CAYMAN IS HLDG CORP
SECURITY G8878S103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-Jun-2011
ISIN KYG8878S1030 AGENDA 702891347 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING Non-Voting
ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110331/LTN2
0110331287.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' Non-Voting
OR 'AGAINST'-ONLY FOR ALL RESOLUTIONS. THANK YOU.
1 To receive and consider the audited accounts and the reports Management For For
of the directors and auditors for the year ended 31 December
2010
2 To declare the payment of a final dividend for the year ended Management For For
31 December 2010
3.1 To re-elect the retiring director and authorise the Directors Management For For
to fix their remuneration: Mr. Ryo Yoshizawa
3.2 To re-elect the retiring director and authorise the Directors Management For For
to fix their remuneration: Mr. Wu Chung-Yi
3.3 To re-elect the retiring director and authorise the Directors Management For For
to fix their remuneration: Mr. Junichiro Ida
4 To re-appoint Mazars CPA Limited as auditors of the Company Management For For
and authorise the directors to fix their remuneration
5 To consider and approve the general mandate for issue of Management For For
shares
6 To consider and approve the general mandate to repurchase Management For For
shares in the capital of the Company
7 To consider and approve that the aggregate nominal amount of Management For For
shares which are repurchased by the Company shall be added to
the aggregate nominal amount of the shares which may be
alloted pursuant to the general mandate for issue of shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR Non-Voting
NAME. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU-DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 140
The Gabelli Small Cap Growth Fund
COLDWATER CREEK INC.
SECURITY 193068103 MEETING TYPE Annual
TICKER SYMBOL CWTR MEETING DATE 10-Jun-2011
ISIN US1930681036 AGENDA 933436140 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CURT HECKER For For
2 MICHAEL J. POTTER For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28, 2012
03 APPROVAL OF THE AMENDED AND RESTATED STOCK OPTION/ISSUANCE Management For For
PLAN
04 ADVISORY (NON-BINDING) APPROVAL OF THE SAY-ON-PAY Management Abstain Against
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF SAY-ON-PAY Management Abstain Against
APPROVAL
LAS VEGAS SANDS CORP.
SECURITY 517834107 MEETING TYPE Annual
TICKER SYMBOL LVS MEETING DATE 10-Jun-2011
ISIN US5178341070 AGENDA 933441420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 CHARLES D. FORMAN For For
2 GEORGE P. KOO For For
3 IRWIN A. SIEGEL For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO CONSIDER AND ACT UPON AN ADVISORY (NON- BINDING) PROPOSAL Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 TO CONSIDER AND ACT UPON AN ADVISORY (NON- BINDING) PROPOSAL Management Abstain Against
ON HOW FREQUENTLY STOCKHOLDERS SHOULD VOTE TO APPROVE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ENERGY RECOVERY INC
SECURITY 29270J100 MEETING TYPE Annual
TICKER SYMBOL ERII MEETING DATE 10-Jun-2011
ISIN US29270J1007 AGENDA 933449731 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ROBERT YU LANG MAO For For
2 THOMAS S. ROONEY, JR. For For
3 DOMINIQUE TREMPONT For For
02 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
JARDEN CORPORATION
SECURITY 471109108 MEETING TYPE Annual
TICKER SYMBOL JAH MEETING DATE 13-Jun-2011
ISIN US4711091086 AGENDA 933436861 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 WILLIAM J. GRANT For For
2 RICHARD J. HECKMANN For For
3 IRWIN D. SIMON For For
2 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Management For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE
NUMBER OF SHARES OF AUTHORIZED COMMON STOCK FROM 150,000,000
TO 300,000,000 SHARES.
3 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Management For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE
MAXIMUM PERMITTED NUMBER OF DIRECTORS ON THE COMPANY'S BOARD OF
DIRECTORS FROM NINE TO TEN.
4 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
5 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
6 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 141
The Gabelli Small Cap Growth Fund
KBW, INC.
SECURITY 482423100 MEETING TYPE Annual
TICKER SYMBOL KBW MEETING DATE 13-Jun-2011
ISIN US4824231009 AGENDA 933441052 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 ANDREW M. SENCHAK For For
2 CHRISTOPHER M. CONDRON For For
02 ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE Management Abstain Against
OFFICERS DISCLOSED IN THE PROXY STATEMENT, OR A "SAY ON PAY"
VOTE.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE "SAY ON PAY" VOTES. Management Abstain Against
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
THE BON-TON STORES, INC.
SECURITY 09776J101 MEETING TYPE Annual
TICKER SYMBOL BONT MEETING DATE 14-Jun-2011
ISIN US09776J1016 AGENDA 933443020 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LUCINDA M. BAIER For For
2 BYRON L. BERGREN For For
3 PHILIP M. BROWNE For For
4 SHIRLEY A. DAWE For For
5 MARSHA M. EVERTON For For
6 MICHAEL L. GLEIM For For
7 TIM GRUMBACHER For For
8 TODD C. MCCARTY For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS OF THE COMPANY, AS DISCLOSED IN THE
PROXY STATEMENT.
03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
05 TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION TO REQUIRE Management For For
THAT EACH DIRECTOR SHALL BE ELECTED BY A MAJORITY OF VOTES
CAST.
CUTERA, INC.
SECURITY 232109108 MEETING TYPE Annual
TICKER SYMBOL CUTR MEETING DATE 14-Jun-2011
ISIN US2321091082 AGENDA 933444236 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KEVIN P. CONNORS For For
2 DAVID A. GOLLNICK For For
02 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTING.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
GSE SYSTEMS, INC.
SECURITY 36227K106 MEETING TYPE Annual
TICKER SYMBOL GVP MEETING DATE 14-Jun-2011
ISIN US36227K1060 AGENDA 933445151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MICHAEL D. FELDMAN For For
2 SHELDON L. GLASHOW For For
3 ROGER L. HAGENGRUBER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 142
The Gabelli Small Cap Growth Fund
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE CURRENT
FISCAL YEAR.
03 TO APPROVE THE COMPANY'S 1995 LONG-TERM INCENTIVE PLAN (AS Management Against Against
AMENDED AND RESTATED EFFECTIVE MARCH 7, 2011).
04 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
STOCKHOLDER VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 14-Jun-2011
ISIN US0490792050 AGENDA 933449868 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE- NETWORK, INC. Management Against Against
2008 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE UNDER THE PLAN.
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT AUDITOR FOR 2011.
BIG 5 SPORTING GOODS CORPORATION
SECURITY 08915P101 MEETING TYPE Annual
TICKER SYMBOL BGFV MEETING DATE 14-Jun-2011
ISIN US08915P1012 AGENDA 933450164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JENNIFER H. DUNBAR For For
2 STEVEN G. MILLER For For
02 APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE Management Abstain Against
OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.
03 THE RECOMMENDATION TO CONDUCT THE COMPANY'S ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS.
04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management Against Against
2007 EQUITY AND PERFORMANCE INCENTIVE PLAN.
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
KRISPY KREME DOUGHNUTS, INC.
SECURITY 501014104 MEETING TYPE Annual
TICKER SYMBOL KKD MEETING DATE 14-Jun-2011
ISIN US5010141043 AGENDA 933451166 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 C. STEPHEN LYNN For For
2 MICHAEL H. SUTTON For For
3 LIZANNE THOMAS For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE Management Abstain Against
OFFICERS AS DISCLOSED IN OUR 2011 PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING JANUARY 29, 2012.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 143
The Gabelli Small Cap Growth Fund
NORTHWEST PIPE COMPANY
SECURITY 667746101 MEETING TYPE Annual
TICKER SYMBOL NWPX MEETING DATE 14-Jun-2011
ISIN US6677461013 AGENDA 933455392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WAYNE B. KINGSLEY For For
2 WILLIAM R. TAGMYER For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF THE SHAREHOLDER ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION
CUTERA, INC.
SECURITY 232109108 MEETING TYPE Annual
TICKER SYMBOL CUTR MEETING DATE 14-Jun-2011
ISIN US2321091082 AGENDA 933458401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 KEVIN P. CONNORS For For
2 DAVID A GOLLNICK For For
2 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
3 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTING.
4 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
JUNGHEINRICH AG, HAMBURG
SECURITY D37552102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2011
ISIN DE0006219934 AGENDA 703045787 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF Non-Voting
INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR
THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR
VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED
WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN
THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD
PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING
SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 25 Non-Voting
MAY 2011, WHEREAS-THE MEETING HAS BEEN SETUP USING
THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GE-RMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 31 MAY 2011. FURTHER Non-Voting
INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON
THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE
IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE.
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD Non-Voting
YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
1. Presentation of the financial statements and annual report Non-Voting
for the 2010 financ-ial year with the report of the Supervisory
Board, the group financial stateme-nts and group annual report
2. Resolution on the appropriation of the distributable profit Non-Voting
of EUR 17,620,000-as follows: Payment of a dividend of EUR
0.49 per no- par share Payment of a di-vidend of EUR 0.49 per
no-par share Payment of a dividend of EUR 0.55 per pref-erred
share Ex- dividend and payable date: June 16, 2011
3. Ratification of the acts of the Board of MDs Non-Voting
4. Ratification of the acts of the Supervisory Board Non-Voting
5.1 Election to the Supervisory Board: Antoinette P. Aris Non-Voting
5.2 Election to the Supervisory Board: Juergen Peddinghaus Non-Voting
5.3 Election to the Supervisory Board: Peter Schaefer Non-Voting
5.4 Election to the Supervisory Board: Hubertus Freiherr von der Non-Voting
Recke
6. Appointment of auditors for the 2011 financial year: Deloitte Non-Voting
+ Touche GmbH, H-amburg
7. Resolution on the non-disclosure of the individual Non-Voting
remuneration for the member-s of the Board of MDs for
a duration of 5 years financial years, beginning
wit-h the date of the 2011 AGM
8. Resolution on the amendment to Section 18 of the articles of Non-Voting
association
9. Resolution on the remuneration for the Supervisory Board and Non-Voting
its committees Ea-ch member of the Supervisory Board shall
receive a fixed annual remuneration o-f EUR 20,000, the
chairman of the Supervisory Board twice the amount, his
depu-ty one and a half time the amount. The members of the
personnel committee shal-l receive an additional remuneration
of EUR 25,000 and the chairman twice the-amount. Each member
of the examination committee and the ad hoc committees sha-ll
receive an additional remuneration of EUR 30,000 and the
chairman twice the-amount
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 144
The Gabelli Small Cap Growth Fund
PENNICHUCK CORPORATION
SECURITY 708254206 MEETING TYPE Special
TICKER SYMBOL PNNW MEETING DATE 15-Jun-2011
ISIN US7082542066 AGENDA 933436392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER EFFECTIVE AS OF Management Against Against
NOVEMBER 11, 2010 (THE "MERGER AGREEMENT") BETWEEN THE
COMPANY AND THE CITY OF NASHUA, NEW HAMPSHIRE (THE "CITY"
OR "NASHUA"), WHEREBY THE CITY HAS AGREED TO ACQUIRE ALL
OF THE OUTSTANDING SHARES OF PENNICHUCK CORPORATION COMMON
STOCK FOR $29.00 PER SHARE IN CASH.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, FOR THE PURPOSE Management Against Against
OF SOLICITING ADDITIONAL PROXIES TO VOTE IN FAVOR OF
APPROVING THE MERGER AGREEMENT.
THE PEP BOYS - MANNY, MOE & JACK
SECURITY 713278109 MEETING TYPE Annual
TICKER SYMBOL PBY MEETING DATE 15-Jun-2011
ISIN US7132781094 AGENDA 933436873 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: JANE SCACCETTI Management For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Management For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Management For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Management For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Management For For
1F ELECTION OF DIRECTOR: NICK WHITE Management For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Management For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Management For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Management For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Management For For
02 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE TO CONDUCT FUTURE ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. Management For For
06 SHAREHOLDER PROPOSAL REGARDING LOWERING THE THRESHOLD Shareholder Against For
REQUIRED TO CALL A SPECIAL MEETING, IF PRESENTED BY ITS
PROPONENT.
ZHONGPIN INC.
SECURITY 98952K107 MEETING TYPE Annual
TICKER SYMBOL HOGS MEETING DATE 15-Jun-2011
ISIN US98952K1079 AGENDA 933439019 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 XIANFU ZHU For For
2 BAOKE BEN For For
3 MIN CHEN For For
4 RAYMOND LEAL For For
5 YAOGUO PAN For For
02 TO RATIFY THE APPOINTMENT OF BDO CHINA LI XIN DA HUA CPA CO., Management For For
LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
LIVE NATION ENTERTAINMENT, INC.
SECURITY 538034109 MEETING TYPE Annual
TICKER SYMBOL LYV MEETING DATE 15-Jun-2011
ISIN US5380341090 AGENDA 933447888 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JONATHAN DOLGEN For For
2 ROBERT TED ENLOE, III For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 145
The Gabelli Small Cap Growth Fund
3 JEFFREY T. HINSON For For
4 JAMES S. KAHAN For For
02 APPROVAL OF THE ISSUANCE AND SALE OF SHARES OF LIVE NATION Management Against Against
ENTERTAINMENT COMMON STOCK TO LIBERTY MEDIA CORPORATION.
03 APPROVAL OF THE LIVE NATION ENTERTAINMENT, INC. 2006 ANNUAL Management For For
INCENTIVE PLAN, AS AMENDED AND RESTATED.
04 APPROVAL OF THE LIVE NATION ENTERTAINMENT, INC. 2005 STOCK Management Against Against
INCENTIVE PLAN, AS AMENDED AND RESTATED.
05 ADVISORY VOTE ON THE COMPENSATION OF LIVE NATION Management Abstain Against
ENTERTAINMENT NAMED EXECUTIVE OFFICERS.
06 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE Management Abstain Against
COMPENSATION OF LIVE NATION ENTERTAINMENT NAMED EXECUTIVE
OFFICERS.
07 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS LIVE Management For For
NATION ENTERTAINMENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
STAMPS.COM INC.
SECURITY 852857200 MEETING TYPE Annual
TICKER SYMBOL STMP MEETING DATE 15-Jun-2011
ISIN US8528572006 AGENDA 933452702 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 KEN MCBRIDE For For
02 TO APPROVE, ON AN ADVISORY BASIS, ON THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR 2011.
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
SECURITY 02744M108 MEETING TYPE Special
TICKER SYMBOL AMMD MEETING DATE 15-Jun-2011
ISIN US02744M1080 AGENDA 933456635 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF APRIL 10, 2011, BY AND AMONG ENDO PHARMACEUTICALS HOLDINGS
INC., NIKA MERGER SUB, INC., A WHOLLY OWNED INDIRECT
SUBSIDIARY OF ENDO PHARMACEUTICALS HOLDINGS INC., AND
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC., AS IT MAY BE AMENDED
FROM TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT.
MAKO SURGICAL CORP
SECURITY 560879108 MEETING TYPE Annual
TICKER SYMBOL MAKO MEETING DATE 16-Jun-2011
ISIN US5608791084 AGENDA 933437938 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 S.M. BLUMENFELD, PH.D. For For
2 JOHN G. FREUND, M.D. For For
3 WILLIAM D. PRUITT For For
02 TO APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
03 TO APPROVE BY NON-BINDING ADVISORY VOTE THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
CHURCHILL DOWNS INCORPORATED
SECURITY 171484108 MEETING TYPE Annual
TICKER SYMBOL CHDN MEETING DATE 16-Jun-2011
ISIN US1714841087 AGENDA 933439932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MICHAEL B. BRODSKY For For
2 ROBERT L. FEALY For For
3 DANIEL P. HARRINGTON For For
4 DARRELL R. WELLS For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 146
The Gabelli Small Cap Growth Fund
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR ENDING
DECEMBER 31, 2011 (PROPOSAL NO. 2).
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For
GOALS AND MAXIMUM AWARDS PAYABLE AS ESTABLISHED BY THE
SPECIAL SUBCOMMITTEE OF THE COMPENSATION COMMITTEE OF THE
BOARD OF DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
04 PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION (PROPOSAL NO. 4).
05 PROPOSAL TO RECOMMEND, BY NON-BIDING ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
SALEM COMMUNICATIONS CORPORATION
SECURITY 794093104 MEETING TYPE Annual
TICKER SYMBOL SALM MEETING DATE 16-Jun-2011
ISIN US7940931048 AGENDA 933442080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For
1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For
1C ELECTION OF INDEPENDENT DIRECTOR: DAVID DAVENPORT Management For For
1D ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For
1E ELECTION OF INDEPENDENT DIRECTOR: RICHARD A. RIDDLE Management For For
1F ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
TRIDENT MICROSYSTEMS, INC.
SECURITY 895919108 MEETING TYPE Annual
TICKER SYMBOL TRID MEETING DATE 16-Jun-2011
ISIN US8959191086 AGENDA 933445531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RAYMOND K. OSTBY For For
2 PHILIPPE GEYRES For For
02 TO AMEND TRIDENT'S CERTIFICATE OF INCORPORATION AS AMENDED, Management For For
TO REDUCE FROM FOUR TO TWO THE NUMBER OF DIRECTORS THAT THE
HOLDERS OF TRIDENT'S SERIES B PREFERRED STOCK MAY ELECT AND TO
MAKE CERTAIN RELATED CHANGES TO THE RIGHTS, PREFERENCES AND
PRIVILEGES OF TRIDENT'S SERIES B PREFERRED STOCK.
03 TO AMEND TRIDENT'S 2010 EQUITY INCENTIVE PLAN TO INCREASE THE Management Against Against
NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY
35,000,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
TRIDENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
05 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION Management Abstain Against
OF THE NAMED EXECUTIVE OFFICERS.
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY Management Abstain Against
VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS.
IAC/INTERACTIVECORP
SECURITY 44919P508 MEETING TYPE Annual
TICKER SYMBOL IACI MEETING DATE 16-Jun-2011
ISIN US44919P5089 AGENDA 933445795 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 GREGORY R. BLATT For For
2 EDGAR BRONFMAN, JR. For For
3 BARRY DILLER For For
4 MICHAEL D. EISNER For For
5 VICTOR A. KAUFMAN For For
6 DONALD R. KEOUGH For For
7 BRYAN LOURD For For
8 ARTHUR C. MARTINEZ For For
9 DAVID ROSENBLATT For For
10 ALAN G. SPOON For For
11 A. VON FURSTENBERG For For
12 RICHARD F. ZANNINO For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 147
The Gabelli Small Cap Growth Fund
MOVADO GROUP, INC.
SECURITY 624580106 MEETING TYPE Annual
TICKER SYMBOL MOV MEETING DATE 16-Jun-2011
ISIN US6245801062 AGENDA 933446711 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MARGARET HAYES ADAME For For
2 RICHARD COTE For For
3 EFRAIM GRINBERG For For
4 ALAN H. HOWARD For For
5 RICHARD ISSERMAN For For
6 NATHAN LEVENTHAL For For
7 DONALD ORESMAN For For
8 LEONARD L. SILVERSTEIN For For
9 ALEX GRINBERG For For
10 MAURICE REZNIK For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING
JANUARY 31, 2012.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management For For
EXECUTIVE PERFORMANCE PLAN, ORIGINALLY ESTABLISHED EFFECTIVE
FEBRUARY 1, 2001 AND SUBSEQUENTLY AMENDED AND RESTATED
EFFECTIVE FEBRUARY 1, 2007.
04 TO ADOPT, ON AN ADVISORY BASIS, A RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER "EXECUTIVE
COMPENSATION".
05 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF THE Management Abstain Against
ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
INTERNAP NETWORK SERVICES CORPORATION
SECURITY 45885A300 MEETING TYPE Annual
TICKER SYMBOL INAP MEETING DATE 16-Jun-2011
ISIN US45885A3005 AGENDA 933447307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DANIEL C. STANZIONE For For
2 DEBORA J. WILSON For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S 2005 INCENTIVE STOCK Management Against Against
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
MEDALLION FINANCIAL CORP.
SECURITY 583928106 MEETING TYPE Annual
TICKER SYMBOL TAXI MEETING DATE 17-Jun-2011
ISIN US5839281061 AGENDA 933446836 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 HENRY L. AARON For For
2 HENRY D. JACKSON For For
3 ALVIN MURSTEIN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF WEISERMAZARS LLP AS Management For For
MEDALLION FINANCIAL CORP.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management Abstain Against
REGARDING EXECUTIVE COMPENSATION
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 148
The Gabelli Small Cap Growth Fund
LIFEWAY FOODS, INC.
SECURITY 531914109 MEETING TYPE Annual
TICKER SYMBOL LWAY MEETING DATE 17-Jun-2011
ISIN US5319141090 AGENDA 933448145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 LUDMILA SMOLYANSKY For For
2 JULIE SMOLYANSKY For For
3 POL SIKAR For For
4 RENZO BERNARDI For For
5 GUSTAVO CARLOS VALLE For For
6 EUGENE B. KATZ For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS INDEPENDENT AUDITORS Management For For
GSI COMMERCE, INC.
SECURITY 36238G102 MEETING TYPE Special
TICKER SYMBOL GSIC MEETING DATE 17-Jun-2011
ISIN US36238G1022 AGENDA 933457788 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF MARCH 27, 2011, AMONG GSI COMMERCE, INC., EBAY INC., AND
GIBRALTAR ACQUISITION CORP.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
VERIGY LTD.
SECURITY Y93691106 MEETING TYPE Special
TICKER SYMBOL VRGY MEETING DATE 17-Jun-2011
ISIN SG9999002885 AGENDA 933468933 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 A PROPOSAL TO APPROVE THE SCHEME OF ARRANGEMENT, BY AND AMONG Management For For
VERIGY LTD., THE SCHEME SHAREHOLDERS, AND ADVANTEST
CORPORATION, PURSUANT TO WHICH ADVANTEST CORPORATION WILL
ACQUIRE ALL OF THE OUTSTANDING ORDINARY SHARES OF VERIGY LTD.
FOR $15.00 PER SHARE IN CASH.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE COURT MEETING TO A Management For For
LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE COURT MEETING TO APPROVE THE SCHEME OF
ARRANGEMENT.
UNIVERSAL ENTERTAINMENT CORPORATION
SECURITY J94303104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2011
ISIN JP3126130008 AGENDA 703148014 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Amend Articles to: Expand Business Lines, President to Management For For
Convene and Chair a Shareholders Meeting
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
3 Approve Capital Reduction Management For For
LIBERTY GLOBAL, INC.
SECURITY 530555101 MEETING TYPE Annual
TICKER SYMBOL LBTYA MEETING DATE 21-Jun-2011
ISIN US5305551013 AGENDA 933446709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MICHAEL T. FRIES For For
2 PAUL A. GOULD For For
3 JOHN C. MALONE For For
4 LARRY E. ROMRELL For For
02 APPROVAL OF A RESOLUTION ON COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 APPROVAL OF A RESOLUTION ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 149
The Gabelli Small Cap Growth Fund
GLOBAL SOURCES LTD.
SECURITY G39300101 MEETING TYPE Annual
TICKER SYMBOL GSOL MEETING DATE 21-Jun-2011
ISIN BMG393001018 AGENDA 933458603 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MR. DAVID F JONES For For
2 MR. JAMES A WATKINS For For
3 MR. YAM KAM HON PETER For For
03 TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT COMPRISE THE Management For For
WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE
BOARD TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL
THESE VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT.
04 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY.
NATIONAL SEMICONDUCTOR CORPORATION
SECURITY 637640103 MEETING TYPE Special
TICKER SYMBOL NSM MEETING DATE 21-Jun-2011
ISIN US6376401039 AGENDA 933460533 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER BY AND AMONG TEXAS Management For For
INSTRUMENTS INCORPORATED, A DELAWARE CORPORATION, ORION MERGER
CORP., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF
TEXAS INSTRUMENTS ("MERGER SUB"), & THE COMPANY, PROVIDING FOR
MERGER OF MERGER SUB WITH AND INTO THE COMPANY, WITH THE
COMPANY CONTINUING AS A WHOLLY OWNED SUBSIDIARY OF TEXAS
INSTRUMENTS.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.
BEST BUY CO., INC.
SECURITY 086516101 MEETING TYPE Annual
TICKER SYMBOL BBY MEETING DATE 21-Jun-2011
ISIN US0865161014 AGENDA 933469252 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 RONALD JAMES For For
2 SANJAY KHOSLA For For
3 GEORGE L. MIKAN III For For
4 MATTHEW H. PAULL For For
5 RICHARD M. SCHULZE For For
6 HATIM A. TYABJI For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 3, 2012.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND Management For For
RESTATED BY-LAWS TO REMOVE THE MAXIMUM FOR THE NUMBER OF
DIRECTORS SERVING ON THE BOARD OF DIRECTORS AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE NUMBER OF DIRECTORS
SERVING FROM TIME TO TIME.
04 APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS STOCK AND Management Against Against
INCENTIVE PLAN, AS AMENDED.
05 APPROVAL OF OUR EXECUTIVE SHORT-TERM INCENTIVE PLAN. Management For For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
07 ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON Management Abstain Against
OUR EXECUTIVE COMPENSATION.
08 VOTE ON THE NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
YAKULT HONSHA CO.,LTD.
SECURITY J95468120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2011
ISIN JP3931600005 AGENDA 703133760 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Amend Articles to: Reduce Board Size to 15, Adopt Reduction Management For For
of Liability System for All Directors and All Auditors
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 150
The Gabelli Small Cap Growth Fund
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
CROWN MEDIA HOLDINGS, INC.
SECURITY 228411104 MEETING TYPE Annual
TICKER SYMBOL CRWN MEETING DATE 22-Jun-2011
ISIN US2284111042 AGENDA 933456546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 WILLIAM J. ABBOTT For For
2 DWIGHT C. ARN For For
3 ROBERT BLOSS For For
4 WILLIAM CELLA For For
5 GLENN CURTIS For For
6 STEVE DOYAL For For
7 BRIAN E. GARDNER For For
8 HERBERT GRANATH For For
9 DONALD HALL, JR. For For
10 IRVINE O. HOCKADAY, JR. For For
11 A. DRUE JENNINGS For For
12 PETER A. LUND For For
13 BRAD R. MOORE For For
14 DEANNE STEDEM For For
02 APPROVAL OF CHIEF EXECUTIVE OFFICER'S AND OTHER EXECUTIVE Management For For
OFFICER'S PERFORMANCE-BASED COMPENSATION.
03 TO CONDUCT AN ADVISORY VOTE REGARDING THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
KIKKOMAN CORPORATION
SECURITY J32620106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Jun-2011
ISIN JP3240400006 AGENDA 703115320 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3. Appoint a Corporate Auditor Management For For
4. Appoint a Substitute Corporate Auditor Management For For
UNIVERSAL DISPLAY CORPORATION
SECURITY 91347P105 MEETING TYPE Annual
TICKER SYMBOL PANL MEETING DATE 23-Jun-2011
ISIN US91347P1057 AGENDA 933437128 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 STEVEN V. ABRAMSON For For
2 LEONARD BECKER For For
3 ELIZABETH H. GEMMILL For For
4 C. KEITH HARTLEY For For
5 LAWRENCE LACERTE For For
6 SIDNEY D. ROSENBLATT For For
7 SHERWIN I. SELIGSOHN For For
02 APPROVAL OF A PROPOSAL TO INCREASE THE NUMBER OF SHARES Management For For
AUTHORIZED FOR ISSUANCE UNDER THE EQUITY COMPENSATION PLAN
03 APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION
04 NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 151
The Gabelli Small Cap Growth Fund
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 23-Jun-2011
ISIN US9258151029 AGENDA 933452942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
9 LIAM K. GRIFFIN For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
ABOVENET, INC.
SECURITY 00374N107 MEETING TYPE Annual
TICKER SYMBOL ABVT MEETING DATE 23-Jun-2011
ISIN US00374N1072 AGENDA 933463565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 JEFFREY A. BRODSKY For For
2 MICHAEL J. EMBLER For For
3 WILLIAM G. LAPERCH For For
4 RICHARD POSTMA For For
5 RICHARD SHORTEN, JR. For For
6 STUART SUBOTNICK For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD Management For For
OF DIRECTORS OF BDO USA, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE THE 2011 EQUITY INCENTIVE PLAN. Management Against Against
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE). Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. Management Abstain Against
LABARGE, INC.
SECURITY 502470107 MEETING TYPE Special
TICKER SYMBOL LB MEETING DATE 23-Jun-2011
ISIN US5024701071 AGENDA 933464884 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF APRIL 3, 2011 AMONG DUCOMMUN INCORPORATED, DLBMS, INC. AND
LABARGE, INC.
02 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE Management For For
LABARGE, INC. SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
BED BATH & BEYOND INC.
SECURITY 075896100 MEETING TYPE Annual
TICKER SYMBOL BBBY MEETING DATE 23-Jun-2011
ISIN US0758961009 AGENDA 933466763 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: WARREN EISENBERG Management For For
1B ELECTION OF DIRECTOR: LEONARD FEINSTEIN Management For For
1C ELECTION OF DIRECTOR: STEVEN H. TEMARES Management For For
1D ELECTION OF DIRECTOR: DEAN S. ADLER Management For For
1E ELECTION OF DIRECTOR: STANLEY F. BARSHAY Management For For
1F ELECTION OF DIRECTOR: KLAUS EPPLER Management For For
1G ELECTION OF DIRECTOR: PATRICK R. GASTON Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 152
The Gabelli Small Cap Growth Fund
1H ELECTION OF DIRECTOR: JORDAN HELLER Management For For
1I ELECTION OF DIRECTOR: VICTORIA A. MORRISON Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
03 TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION PAID Management Abstain Against
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
SOHGO S ECURITY SERVICES CO.,LTD.
SECURITY J7607Z104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Jun-2011
ISIN JP3431900004 AGENDA 703141464 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Expand Business Lines Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management For For
THE EUROPEAN EQUITY FUND
SECURITY 298768102 MEETING TYPE Annual
TICKER SYMBOL EEA MEETING DATE 27-Jun-2011
ISIN US2987681028 AGENDA 933461319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 DR. FRANZ WILHELM HOPP For For
2 MR. WERNER WALBROL For For
3 MR. C.H. STRENGER For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE Management For For
BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN
INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
THE CENTRAL EUROPE AND RUSSIA FUND
SECURITY 153436100 MEETING TYPE Annual
TICKER SYMBOL CEE MEETING DATE 27-Jun-2011
ISIN US1534361001 AGENDA 933461321 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 AMBASSADOR R.R. BURT For For
2 DR. FRIEDBERT H. MALT For For
3 MR. ROBERT H. WADSWORTH For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE Management For For
BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN
INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011.
THE NEW GERMANY FUND
SECURITY 644465106 MEETING TYPE Annual
TICKER SYMBOL GF MEETING DATE 27-Jun-2011
ISIN US6444651060 AGENDA 933461333 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 MR. JOHN H. CANNON For For
2 MR. JOACHIM WAGNER For For
3 MR. WERNER WALBROL For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE Management For For
BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN
INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 153
The Gabelli Small Cap Growth Fund
INTERPUMP GROUP SPA, SANT'ILARIO D'ENZA
SECURITY T5513W107 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN IT0001078911 AGENDA 703109050 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 29 JUN 2011 AT 11:00 (AND A
THIRD CALL ON 30 JUN 2011 AT- 11:00). CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL-CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Amendment art. 6 of company proposal Management For For
2 Amendment art. 11 of company proposal Management For For
3 Amendment art. 14 of company proposal Management For For
4 Amendment art. 16 of company proposal Management For For
5 Introduction new art. 25 of company proposal Management For For
6 Introduction new art. 26 and 27 and renumbering articles of Management For For
company proposal
PARMALAT S P A
SECURITY T7S73M107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN IT0003826473 AGENDA 703148797 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 813670 Non-Voting
DUE TO RECEIPT OF N-AMES OF DIRECTORS AND AUDITORS AND
APPLICATION OF SPIN CONTROL. ALL VOTES RECE-IVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRU-CT ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING Non-Voting
DATE FROM 25 JUNE-2011 TO 28 JUNE 2011. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT R-ETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. T-HANK
YOU.
O.1 To approve financial statement as of 31-Dec-10 and report on Management For For
management activity. Proposal of profit allocation. To exam
Internal Auditors' report. Resolutions related thereto
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO BE ELECTED AS Non-Voting
DIRECTORS, THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTI-ONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR
ONLY 1 SLATE OF THE 3 SLATES OF DIRECTORS. THANK YOU
O.2.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder Against For
candidate slate for the Board of Directors presented by
Groupe Lactalis SA, holding 33,840,033 odinary shares of
Parmalat S.p.A are the following: Antonio Sala, Marco Reboa,
Francesco Gatti, Francesco Tato, Daniel Jaouen, Marco Jesi,
Olivier Savary, Riccardo Zingales and Ferdinando Grimaldi
Gualtieri
O.2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder
candidate slate for the Board of Directors presented by
Mackenzie Financial corporation, holding 135,972,662 ordinary
shares, Skagen As, holding 95,375,464 ordinary shares and
Zenit Asset management holding 34,396,826 ordinary shares of
Parmalat S.p.A are the following: Rainer Masera, Massimo
Rossi, Enrico Salza, Peter Harf, Gerardus Wenceslaus Ignatius
Maria van Kesteren, Johannees Gerardus Maria Priem, Dario
Trevisan, Marco Pinciroli, Marco Rigotti, Francesco Daveri
and Valter Lazzari
O.2.3 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Group of Shareholder
Minority shareholders: Aletti Gestierre SGR S.p.A, Anima SGR
S.p.A, APG Algemene Pensioen Groep NV, Arca SGR S.p.A,
Bancoposta Fondi SGR, BNP Paribas Investment partners SGR
S.p.A, Eurizon Capital SGR S.p.A, Fideuram gestions S.p.A,
Governance for Owners LLP, Interfund Sicav, Mediolanum
Gestione fondi SGR and Pioneer investment management SGRpa:
The candidate slate for the Board of Directors presented by
Group of Minority shareholders holding 39,647,014 ordinary
shares of Parmalat S.p.A are the following: Gatetano Mele,
Nigel Cooper and Paolo Dal Pino
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO BE ELECTED AS Non-Voting
AUDITORS, THERE-IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCT-IONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR
ONLY 1 OF THE 3 SLATES. THANK YOU.
O.3.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder Against For
candidate slate for the Internal Auditors presented by Groupe
Lactalis SA, holding 33,840,033 odinary shares of Parmalat
S.p.A are the following: Alfredo Malguzzi (Effective
auditor), Roberto Cravero (Effective auditor), Massimilano
Nova (Effective auditor), Andrea Lionzo (alternate auditor)
and Enrico Cossa (alternate auditor)
O.3.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder Against For
candidate slate for the Internal Auditors presented by
Mackenzie Financial corporation, holding 135,972,662 ordinary
shares, Skagen As, holding 95,375,464 ordinary shares and
Zenit Asset management holding 34,396,826 ordinary shares of
Parmalat S.p.A are the following: Giorgio Picone (Effective
auditor), Paolo Alinovi (Effective auditor), Angelo Anedda
(Effective auditor), Andrea Foschi (alternate auditor) and
Cristian Tundo (alternate auditor)
O.3.3 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder Against For
candidate slates for the Internal Auditors presented by Group
of Minority shareholders holding 39,647,014 ordinary shares
of Parmalat S.p.A are the following: Mario Stella Richter
(Effective auditor) and Michele Rutigliano (alternate auditor)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 154
The Gabelli Small Cap Growth Fund
E.1 Proposal to issue ordinary shares, free of payment, for Management For For
maximum EUR 90,019,822 by using the allocation to issue new
shares upon partial amendment of the capital increase
resolution approved by the extraordinary shareholders meeting
held on 01-Mar-05. To modify art. 5 (Stock capital) of the
Bylaw a part from stock capital's nominal value approved by
the shareholders meeting held on 01-Mar-05. Resolution
related thereto
E.2 Proposal to modify art. 8 (Shareholders Meeting), 9 (Proxy Management For For
Voting) and 23 (Audit) of the Bylaw and amendment of the
audit paragraph's title. Resolution related thereto
BULL-DOG SAUCE CO.,LTD.
SECURITY J04746103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN JP3831200005 AGENDA 703151213 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
MAEZAWA KYUSO INDUSTRIES CO.,LTD.
SECURITY J39466107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN JP3860300007 AGENDA 703158990 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4 Approve Extension of Anti-Takeover Defense Measures Management Against Against
PIER 1 IMPORTS, INC.
SECURITY 720279108 MEETING TYPE Annual
TICKER SYMBOL PIR MEETING DATE 28-Jun-2011
ISIN US7202791080 AGENDA 933452740 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1A ELECTION OF DIRECTOR: CLAIRE H. BABROWSKI Management For For
1B ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For
1C ELECTION OF DIRECTOR: HAMISH A. DODDS Management For For
1D ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For
1E ELECTION OF DIRECTOR: BRENDAN L. HOFFMAN Management For For
1F ELECTION OF DIRECTOR: TERRY E. LONDON Management For For
1G ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For
1H ELECTION OF DIRECTOR: CECE SMITH Management For For
02 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE Management For For
2006 STOCK INCENTIVE PLAN FOR PURPOSES OF COMPENSATION
DEDUCTIBILITY UNDER SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
03 NON-BINDING, ADVISORY VOTE APPROVING THE COMPENSATION OF PIER Management Abstain Against
1 IMPORTS' NAMED EXECUTIVE OFFICERS.
04 NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE Management Abstain Against
VOTING ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 RATIFY AUDIT COMMITTEE'S APPROVAL TO ENGAGE ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2012.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 155
The Gabelli Small Cap Growth Fund
VIMPELCOM LTD.
SECURITY 92719A106 MEETING TYPE Consent
TICKER SYMBOL VIP MEETING DATE 28-Jun-2011
ISIN US92719A1060 AGENDA 933479962 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 TO APPOINT DR. HANS PETER KOHLHAMMER AS AN UNAFFILIATED Management For For
DIRECTOR.
02 TO APPOINT AUGIE K. FABELA II AS AN UNAFFILIATED DIRECTOR, Management For For
SUBJECT TO THE PASSING OF RESOLUTION 12 BELOW.
03 TO APPOINT LEONID NOVOSELSKY AS AN UNAFFILIATED DIRECTOR. Management For For
04 TO APPOINT MIKHAIL FRIDMAN AS A NOMINATED DIRECTOR. Management For For
05 TO APPOINT KJELL MARTEN JOHNSEN AS A NOMINATED DIRECTOR. Management For For
06 TO APPOINT OLEG MALIS AS A NOMINATED DIRECTOR. Management For For
07 TO APPOINT ALEXEY REZNIKOVICH AS A NOMINATED DIRECTOR. Management For For
08 TO APPOINT OLE BJORN SJULSTAD AS A NOMINATED DIRECTOR. Management For For
09 TO APPOINT JAN-EDVARD THYGESEN AS A NOMINATED DIRECTOR. Management For For
10 TO RE-APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS AUDITOR AND TO Management For For
AUTHORISE THE SUPERVISORY BOARD TO DETERMINE ITS REMUNERATION.
11 TO EXTEND THE PERIOD FOR PREPARATION OF THE STATUTORY ANNUAL Management For For
ACCOUNTS OF THE COMPANY.
12 TO RESOLVE THAT AUGIE K. FABELA II WILL BE DEEMED Management For For
"UNAFFILIATED" AND "INDEPENDENT" FOR THE PURPOSES OF HIS
APPOINTMENT AS A DIRECTOR.
NISSIN FOODS HOLDINGS CO.,LTD.
SECURITY J58063124 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3675600005 AGENDA 703141969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
MORINAGA MILK INDUSTRY CO.,LTD.
SECURITY J46410114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3926800008 AGENDA 703147858 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
4 Appoint a Supplementary Auditor Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 156
The Gabelli Small Cap Growth Fund
MEIJI HOLDINGS CO.,LTD.
SECURITY J41729104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3918000005 AGENDA 703159435 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
2 Appoint a Supplementary Auditor Management For For
MATERIAL SCIENCES CORPORATION
SECURITY 576674105 MEETING TYPE Annual
TICKER SYMBOL MASC MEETING DATE 30-Jun-2011
ISIN US5766741053 AGENDA 933472172 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
01 DIRECTOR Management
1 TERRY L. BERNANDER For For
2 FRANK L. HOHMANN III For For
3 SAMUEL LICAVOLI For For
4 PATRICK J. MCDONNELL For For
5 CLIFFORD D. NASTAS For For
6 JOHN P. REILLY For For
7 DOMINICK J. SCHIANO For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
FEBRUARY 29, 2012.
CAVCO INDUSTRIES, INC.
SECURITY 149568107 MEETING TYPE Annual
TICKER SYMBOL CVCO MEETING DATE 30-Jun-2011
ISIN AGENDA 933476726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ -------------------------------------------------------------- ----------------- ---------------- -------------
1 DIRECTOR Management
1 JOSEPH H. STEGMAYER For For
2 WILLIAM C. BOOR For For
2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR Management For For
FISCAL 2012.
3 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
4 EXECUTIVE COMPENSATION FREQUENCY STOCKHOLDER VOTE. Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
The Gabelli Equity Income Fund
Investment Company Report
RAIFFEISEN BANK INTERNATIONAL AG, WIEN
SECURITY A7111G104 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 08-Jul-2010
ISIN AT0000606306 AGENDA 702484306 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF POA Non-Voting
COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 Approve the presentation annual report Management For For
2 Approve to Usage of earnings Management For For
3 Grant discharge to the Board of Director Management For For
4 Grant discharge to the Supervisory Board Management For For
5 Approve the remuneration for Supervisory Board Management For For
6 Election of the Auditor Management For For
7 Approve the buy back of own shares Management For For
8 Amend the Articles of Association in accordance with the law Management For For
on the implementation of the shareholder rights directive
2009 in sections 3, 4, 6, 8 to 12 and 14 to 18, addition
of a new Section 19, and renumbering of the existing
sections 19
9 Election of the Supervisory Board Management For For
10 Approve the buy back of own shares Management For For
11 Approve the merger Management For For
THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Annual
TICKER SYMBOL GAP MEETING DATE 15-Jul-2010
ISIN US3900641032 AGENDA 933294237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S CHARTER TO Management Against Against
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK WHICH THE
COMPANY HAS AUTHORITY TO ISSUE FROM 160,000,000 TO 260,000,000
SHARES.
02 DIRECTOR Management
1 B. GAUNT For For
2 D. KOURKOUMELIS For For
3 E. LEWIS For For
4 G. MAYS For For
5 M. B. TART-BEZER For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
CABLE & WIRELESS WORLDWIDE PLC
SECURITY G1839Y103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jul-2010
ISIN GB00B5WB0X89 AGENDA 702529390 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1. Receive the group accounts for the FYE 31 MAR 2010 and the Management For For
reports of the Directors and Auditors thereon
2. Approve the Directors' remuneration report for the YE 31 MAR Management For For
2010
3. Election of Tim Weller as a Director Management For For
4. Re-elect Penny Hughes as a Director Management For For
5. Re-elect John Pluthero as a Director Management For For
6. Re-appoint KPMG Audit Plc as the Auditor of the Company Management For For
7. Authorize the Directors to set the Auditors' remuneration Management For For
8. Authorize the Directors to allot shares or to grant rights to Management For For
subscribe for or to convert any security into shares in
accordance with Article 12 of the Company's Articles of
Association shall apply until the earlier of the conclusion of
the Company's AGM in 2011 or 30 SEP 2011 and for that period
there shall be two Section 551 Amounts (as defined in Article
12) of: (i) GBP 43 million; and (ii) GBP 88 million (such
amount to be reduced by any allotments or grants made under
(i) above) which the Directors shall only be empowered to use
in connection with a rights issue (As defined in Article 12),
all previous authorities under Article 12(B) are revoked,
subject to Article 12(D)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
The Gabelli Equity Income Fund
S.9 Authorize the Directors to allot equity securities without Management For For
first being required to offer such shares to existing
shareholders [as set out in Sections 561 and 571 of the Act],
this resolution requests that shareholders approve this
authority, but only for securities having a maximum aggregate
nominal value of GBP 6 million which is equivalent to just
under 5% of the Company's issued ordinary share capital as at
02 JUN 2010, the Directors have no present intention of
exercising this new authority; in accordance with institutional
investor guidelines, the Directors confirm their intention that
no more than 7.5% of the issued share capital will be issued
for cash on a non-pre-emptive basis during any rolling 3 year
period [excluding shares issued pursuant to employee incentive
schemes]; this authorities sought under Resolutions 8 and 9, if
passed, will expire on the earlier of the Company's AGM in 2011
or 30 SEP 2011, the Directors intend to seek renewal or these
authorities at the next AGM
S.10 Authorize the Company, to make market purchases (as defined in Management For For
Section 701 of the Companies Act 2006) of ordinary shares with
a nominal value of 5p each in the Company, provided that: (a)
the Company does not purchase under this authority more than
262 million ordinary shares; (b) the Company does not pay less
than 5p for each ordinary share; and (c) the Company does not
pay more for each share than the higher of (i) 5% over the
average of the middle market price of the ordinary shares for
the five business days immediately preceding the day on which
the Company agrees to buy the shares concerned, based on share
prices, published in the Daily Official List of the London Stock
Exchange; and (ii) the price stipulated by Article 5(i) of the
buy- back and Stabilization Regulation (EC No. 227S/2003); and
[Authority expires the earlier of the conclusion of the AGM of
the Company in 2011 or 30 September]; and the Company, before the
expiry, may make a contract to purchase ordinary shares which
will or may be executed wholly or partly after such expiry
11. Amend the rules of the Cable & Wireless Worldwide Long Term Management For For
Incentive Plan as specified
12. Approve the trust deed and rules of the THUS Share Purchase Management For For
Plan 2010, as specified be adopted and authorize the Directors
of THUS Limited, or a duly authorized Committee of them, to do
all such acts and things as they may consider necessary or
expedient to operate the Thus share Purchase Plan 2010
including making any amendments required in order to obtain
the approval of Her Majesty's Revenue & Customs and the
Directors of THUS Limited, or a duly authorized Committee of
them, to establish any schedule to the THUS Share Purchase
Plan 2010 they consider necessary in relation to employees in
jurisdictions outside the United Kingdom, including without
limitation making any modifications necessary or desirable to
take account of local securities laws, exchange control and
tax legislation, provided that any ordinary shares in the
capital of the Company made available under any schedule are
treated as counting against the relevant limits on individual
and overall participation in the THUS Share Purchase Plan 2010
13. Approve that the Company may send or supply any document or Management For For
information that is: (i) required or authorized to be sent or
supplied by the Company under the Companies Acts (as defined
in Section 2 of the Companies Act 2006); or (ii) pursuant to
the Company's Articles of Association or pursuant to any other
rules or regulations to which the Company may be subject, by
making it available by electronic means, including via a
website
S.14 Authorize the Company to call a general meeting of the Management For For
shareholders, other than an AGM, on not less than 14 clear
days' notice
15. Authorize, in accordance with Section 365 of the Companies Act Management For For
2006 (the "Act"), the Company and any Company which is or
becomes a subsidiary of the Company during the period to which
the resolution relates, to make political donations to
political parties and/or independent election candidates or
other political organizations not exceeding GBP 100,000 in the
period ending on the earlier of 20 JUL 2014 at the date of the
Company's AGM in 2014
16. Authorize the Directors of the Company to: (a) exercise the Management For For
power conferred upon them by Article 130(A) of the Company's
Articles so that, to the extent and in the manner determined by
the Directors, the holders of ordinary shares in the Company be
offered the right to choose to receive new ordinary shares in
the Company, credited as fully paid up, instead of all or part
of the final dividend of the Company for the FYE 31 MAR 2010
and instead of some or all of their cash dividends (Including
interim dividend) paid by the Directors or declared by the
Company in general meeting (as the case may be) during the
period 21 JUL 2010 and ending on 20 JUL 2015; and (b)
capitalize a sum equal to the nominal value of the new ordinary
shares of the Company to be allotted pursuant to the
authorization in (a) which is part of any of the Company's
reserves (Including premiums received when any shares were
issued, capital redemption reserves or other undistributable
reserves) or which the Company is holding as net profits, as
the Directors may determine, to apply such sum in paying up
such ordinary shares in the Company in full and to allot such
ordinary shares, credited as fully paid, to the shareholders of
the Company validity opting to receive ordinary shares instead
of some or all of their cash dividends (Including interim
dividends) in accordance with their respective entitlements
17. Declare a final dividend for the YE 31 MAR 2010 of 3.00 pence Management For For
per ordinary share
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON
SECURITY G1839G102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jul-2010
ISIN GB00B5KKT968 AGENDA 702535901 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ ---------------------------------------------------------------- ------------ --------- -------------
1. Receive the group accounts for the FYE 31 MAR 2010 and the Management For For
reports of the Directors and Auditors thereon
2. Approve the Directors' remuneration report for the YE 31 MAR Management For For
2010 as contained within the annual report and accounts
3. Re-elect Sir Richard Lapthorne, CBE as a Director Management For For
4. Re-elect Mr. Nick Cooper as a Director Management For For
5. Re-elect Ms. Kate Nealon as a Director Management For For
6. Re-appoint KPMG Audit PLC as the Auditors of the Company until Management For For
the conclusion of the next AGM of the Company
7. Authorize the Director to set the Auditors' remuneration Management For For
8. Authorize the Directors to allot shares or to grant rights to Management For For
subscribe for or to convert any security into shares in
accordance with Article 12 of the Company's Articles of
Association; [Authority expires at the conclusion of the
Company's AGM in 2011 or 30 SEP 2011] and for that period
there shall be tow Section 551 amounts [as defined in Article
12[B]] of; [i] USD 43 million; and [ii] USD 86 million [such
amount to be reduced by any allotments or grants made under
[i] above] which the Directors shall only be empowered to use
in connection with a rights issue [as defined in Article
12[E]]; all previous authorities under Article 12[B] are
revoked, subject to Article 12[D]
S.9 Authorize the Directors, subject to the passing of Resolution Management For For
8, to allot equity securities for cash in accordance with
Article 12 of the Company's Articles of Association;
[Authority expires at conclusion of the Company's AGM in 2011
or 30 SEP 2011] and for that period the Section 561 amount [as
defined in Article 12[C] shall be USD 6 million; all previous
authorities under Article 12[C] are revoked, subject to
Article 12[D]
S.10 Authorize the Company, for the purposes of Section 701 of the Management For For
Companies Act 2006 to make one or more market purchases [as
defined in Section 693[4] of the Companies Act 2006] of its
ordinary shares with nominal value of USD 0.05 each in the
Company, provided that: [a] the Company does not purchase under
this authority more than 262 million ordinary shares; [b] the
Company does not pay less than the nominal value, currently USD
0.05, for each ordinary share; and [c] the Company does not pay
more per ordinary share than the higher of [i] an amount equal to
5% over the average of the middle-market price of the ordinary
shares for the 5 business days immediately preceding the day on
which the Company agrees to buy the shares concerned, based on
share prices published in the Daily Official List of the London
Stock Exchange; and [ii] the price stipulated by Article 5[1] of
the Buy-back and Stabilization Regulation [EC No. 2273/203];
[Authority shall continue until the conclusion of the Company's
AGM in 2011 or 30 SEP 2011], provided that if the Company has
agreed before this date to purchase ordinary shares where these
purchases will or may be executed after the authority terminates
[either wholly or in part] the Company may complete such
purchases
S.11 Authorize Company to call a general meeting of the Management For For
shareholders, other than an AGM, on not less than 14 clear
days' notice
12. Authorize the Directors of the Company, to exercise the power Management For For
conferred upon them by Article 130 [A] of the Company's
Articles of Association as from time to time varied so that,
to the extent and in the manner determined by the Directors,
the holders of ordinary shares in the Company be permitted to
elect to receive new ordinary shares in the Company, credited
as fully paid, instead of all or part of the final dividend
for the FY of the Company ended 31 MAR 2010 and instead of all
or any part of any dividends [including interim dividends]
paid by the Directors or declared by the Company in general
meeting [as the case may be] during the period commencing on
21 JUL 2010 and ending on or before 20 JUL 2015; and [b]
capitalize an amount equal to the nominal value of the new
ordinary shares of the Company to be allotted pursuant to any
elections made as aforesaid out of the amount standing to the
credit of reserves or funds [including any share premium
account, capital redemption reserve and the profit and loss
account] or any other sum which is available to be
distributed, as the Directors may determine, to apply such sum
in paying up such ordinary shares in the Company in full and
to allot such ordinary shares to the shareholders of the
Company validly making such elections in accordance with their
respective entitlements
13. Authorize the Company and all Companies that are its Management For For
Subsidiaries, in accordance with Sections 366 and 367 of the
Companies Act 2006, at any time during the period for which
this resolution is effective [the Group], in aggregate, to: [a]
make political donations to political parties and/or
Independent election candidates not exceeding GBP 100,000 in
total; and b] make political donations to political
organizations other than political parties not exceeding GBP
100,000 in total; and [c] incur political expenditure not
exceeding GBP 100,000 in total; [Authority expires at the
conclusion of the AGM to be held in 2014 or 20 JUL 2014],
provided that the authorized sum referred to in paragraphs [a],
[b] and [c] may be comprised of one or more amounts in
different currencies which, for the purposes of calculating the
said sum, shall be converted into pounds sterling at the
exchange rate published in the London edition of the Financial
Times on the day on which the relevant donation is made or
expenditure incurred [or the first business day thereafter] or,
if earlier, on the day which the relevant member of the Group
enters into any contract or undertaking relating to the same;
any terms used in this resolution which are defined in Part 14
of the Companies Act 2006 shall bear the same meaning for the
purposes of this resolution
14. Authorize the Company to send or supply any document or Management For For
information that is [i] required or authorized to be sent or
supplied by the Company under the Companies Acts [as defined
in Section 2 of the Companies Act 2006]; or [ii] pursuant to
the Company's Articles of Association or pursuant to any other
rules or regulations to which the Company may be subject, by
making it available by electronic means, including via a
website
15. Declare a final dividend for the YE 31 MAR 2010 Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 4
The Gabelli Equity Income Fund
BT GROUP PLC, LONDON
SECURITY G16612106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jul-2010
ISIN GB0030913577 AGENDA 702462285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 Receive the report and accounts Management For For
2 Receive the remuneration report Management For For
3 Approve the final dividend Management For For
4 Re-election of Sir Michael Rake Management For For
5 Re-election of Ian Livingston Management For For
6 Re-election of Carl Symon Management For For
7 Election of Anthony Ball Management For For
8 Re-appointment of the Auditors Management For For
9 Approve the remuneration of the Auditors Management For For
10 Grant authority to allot shares Management For For
S.11 Grant authority to allot shares for cash Management For For
S.12 Grant authority to purchase own shares Management For For
S.13 Approve the 14 days notice of meetings Management For For
14 Grant authority for political donations Management For For
CONSTELLATION BRANDS, INC.
SECURITY 21036P108 MEETING TYPE Annual
TICKER SYMBOL STZ MEETING DATE 22-Jul-2010
ISIN US21036P1084 AGENDA 933300319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JERRY FOWDEN For For
2 BARRY A. FROMBERG For For
3 JEANANNE K. HAUSWALD For For
4 JAMES A. LOCKE III For For
5 RICHARD SANDS For For
6 ROBERT SANDS For For
7 PAUL L. SMITH For For
8 MARK ZUPAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 28, 2011.
BT GROUP PLC
SECURITY 05577E101 MEETING TYPE Annual
TICKER SYMBOL BT MEETING DATE 22-Jul-2010
ISIN US05577E1010 AGENDA 933301171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 REPORT AND ACCOUNTS Management For For
02 REMUNERATION REPORT Management For For
03 FINAL DIVIDEND Management For For
04 RE-ELECT SIR MICHAEL RAKE Management For For
05 RE-ELECT IAN LIVINGSTON Management For For
06 RE-ELECT CARL SYMON Management For For
07 ELECT TONY BALL Management For For
08 REAPPOINTMENT OF AUDITORS Management For For
09 REMUNERATION OF AUDITORS Management For For
10 AUTHORITY TO ALLOT SHARES Management For For
S11 AUTHORITY TO ALLOT SHARES FOR CASH Management For For
S12 AUTHORITY TO PURCHASE OWN SHARES Management For For
S13 14 DAYS' NOTICE OF MEETINGS Management For For
14 AUTHORITY FOR POLITICAL DONATIONS Management For For
MODINE MANUFACTURING COMPANY
SECURITY 607828100 MEETING TYPE Annual
TICKER SYMBOL MOD MEETING DATE 22-Jul-2010
ISIN US6078281002 AGENDA 933304230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: THOMAS A. BURKE Management For For
1B ELECTION OF DIRECTOR: CHARLES P. COOLEY Management For For
1C ELECTION OF DIRECTOR: GARY L. NEALE Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
BROWN-FORMAN CORPORATION
SECURITY 115637100 MEETING TYPE Annual
TICKER SYMBOL BFA MEETING DATE 22-Jul-2010
ISIN US1156371007 AGENDA 933306791 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PATRICK BOUSQUET-CHAVANNE Management For For
1B ELECTION OF DIRECTOR: GEO. GARVIN BROWN IV Management For For
1C ELECTION OF DIRECTOR: MARTIN S. BROWN, JR. Management For For
1D ELECTION OF DIRECTOR: JOHN D. COOK Management For For
1E ELECTION OF DIRECTOR: SANDRA A. FRAZIER Management For For
1F ELECTION OF DIRECTOR: RICHARD P. MAYER Management For For
1G ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Management For For
1H ELECTION OF DIRECTOR: WILLIAM M. STREET Management For For
1I ELECTION OF DIRECTOR: DACE BROWN STUBBS Management For For
1J ELECTION OF DIRECTOR: PAUL C. VARGA Management For For
1K ELECTION OF DIRECTOR: JAMES S. WELCH, JR. Management For For
REMY COINTREAU SA, COGNAC
SECURITY F7725A100 MEETING TYPE MIX
TICKER SYMBOL RCO.PA MEETING DATE 27-Jul-2010
ISIN FR0000130395 AGENDA 702528069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE
OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact
your Client Service-Representative to obtain the necessary
card, account details and directions.-The following applies to
Non- Resident Shareowners: Proxy Cards: Voting-instructions
will be forwarded to the Global Custodians that have
become-Registered Intermediaries, on the Vote Deadline Date.
In capacity as- Registered Intermediary, the Global Custodian
will sign the Proxy Card and-forward to the local custodian.
If you are unsure whether your Global-Custodian acts as
Registered Intermediary, please contact your representative
O.1 Approve the financial statements for the FY 2009/2010 Management For For
O.2 Approve the consolidated financial statements for the FY Management For For
2009/2010
O.3 Approve the allocation of income and setting of the dividend Management For For
O.4 Approve the option for the payment of dividend in shares Management For For
O.5 Approve the agreements pursuant to Article L.225-38 of the Management For For
Commercial Code
O.6 Grant discharge of duties to the Board members Management For For
O.7 Approve the renewal of Mr. Marc Heriard Dubreuil's term as Management For For
Board member
O.8 Approve the renewal of Mr. Timothy Jones' term as Board member Management For For
O.9 Approve the renewal of Mr. Jean Burelle's term as Board member Management For For
O.10 Appointment of Mr. Didier Alix as a Board member Management For For
O.11 Approve to determine the attendance allowances Management For For
O.12 Authorize the Board of Directors to purchase or sell shares of Management For For
the Company under the provisions of Articles L.225-209 and
seq. of the Commercial Code
O.13 Grant powers for the formalities Management For For
E.14 Authorize the Board of Directors to reduce the share capital Management For For
by cancellation of treasury shares of the Company
E.15 Authorize the Board of Directors to decide on the share Management For For
capital increase by issuing, with preferential subscription
rights of the shareholders, shares of the Company and/or
securities giving access to the capital of the Company and/or
to issuance of securities entitling to allotment of debt
securities
E.16 Authorize the Board of Directors to decide on the share Management For For
capital increase by issuing, with cancellation of preferential
subscription rights of the shareholders, shares of the Company
and/or securities giving access to the capital of the Company
and/or to issuance of securities entitling to allotment of
debt securities, by public offer
E.17 Authorize the Board of Directors to decide on the share Management For For
capital increase by issuing, with cancellation of preferential
subscription rights of the shareholders, shares of the Company
and/or securities giving access to the capital of the Company
and/or to issuance of securities entitling to allotment of
debt securities, by an offer pursuant to Article L.411-2, II
of the Monetary and Financial Code
E.18 Authorize the Board of Directors to set the issue price of the Management For For
issuable securities under the sixteenth and seventeenth
resolutions, with cancellation of preferential subscription
rights of the shareholders, within the limit of 10% of the
capital annually
E.19 Authorize the Board of Directors to increase the number of Management For For
issuable securities in the event of issuance with or without
preferential subscription rights of the shareholders
E.20 Authorize the Board of Directors to allocate options to Management For For
subscribe for or purchase shares
E.21 Authorize the Board of Directors to increase the share capital Management For For
by issuing shares reserved for members of a Company savings
plan
E.22 Authorize to reduce the share capital Management For For
E.23 Authorize the Board of Directors in case of public offer Management For For
involving the stocks of the Company
E.24 Authorize the Board of Directors to allocate the expenses due Management For For
to the capital increases concluded on the premiums pertaining
to these transactions
E.25 Amend the third resolution of Article 8.2 of the Statutes Management For For
relating to the thresholds crossing, consequential to the
changes in legislation and regulation
E.26 Grant powers for the formalities Management For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2010/0618/201006181003568.pdf
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
The Gabelli Equity Income Fund
ITO EN,LTD.
SECURITY J25027103 MEETING TYPE Annual General Meeting
TICKER SYMBOL ITONF.PK MEETING DATE 27-Jul-2010
ISIN JP3143000002 AGENDA 702544556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
2.16 Appoint a Director Management For For
2.17 Appoint a Director Management For For
2.18 Appoint a Director Management For For
2.19 Appoint a Director Management For For
2.20 Appoint a Director Management For For
2.21 Appoint a Director Management For For
LEGG MASON, INC.
SECURITY 524901105 MEETING TYPE Annual
TICKER SYMBOL LM MEETING DATE 27-Jul-2010
ISIN US5249011058 AGENDA 933305535 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOHN T. CAHILL** For For
2 DENNIS R. BERESFORD* For For
3 NELSON PELTZ* For For
4 W. ALLEN REED* For For
5 NICHOLAS J. ST. GEORGE* For For
02 AMENDMENT TO THE LEGG MASON, INC. EXECUTIVE INCENTIVE Management For For
COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE EXECUTIVE INCENTIVE Shareholder Against For
COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN. Shareholder Against For
PRECISION CASTPARTS CORP.
SECURITY 740189105 MEETING TYPE Annual
TICKER SYMBOL PCP MEETING DATE 10-Aug-2010
ISIN US7401891053 AGENDA 933303478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DANIEL J. MURPHY For For
2 STEVEN G. ROTHMEIER For For
3 RICHARD L. WAMBOLD For For
4 TIMOTHY A. WICKS For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD STRUCTURE Shareholder Against For
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 12-Aug-2010
ISIN US71654V4086 AGENDA 933316336 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS CORPORATE
FINANCE & RECOVERY LTDA. ("PWC"), TO PREPARE A VALUATION REPORT
OF 4 (FOUR) LETRAS FINANCEIRAS DO TESOURO (FEDERAL TREASURY
BILLS) ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT (THE
"VALUATION REPORT"), ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT Management For For
02 APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH THE VALUE Management For For
OF THE LFTS, AS PROPOSED BY PWC IN THE VALUATION REPORT (THE
"VALUATION CRITERIA")
03 DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS OF THE COMPANY Management For For
TO RATIFY THE FINAL VALUE OF EACH OF THE LFTS SERIES, AS
APPEAR IN THE VALUATION REPORT PURSUANT TO THE VALUATION
CRITERIA
ALCON, INC.
SECURITY H01301102 MEETING TYPE Special
TICKER SYMBOL ACL MEETING DATE 16-Aug-2010
ISIN CH0013826497 AGENDA 933310512 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): ENRICO VANNI
1B REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): NORMAN WALKER
1C REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): PAUL CHOFFAT
1D REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): URS BAERLOCHER
1E REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): JACQUES SEYDOUX
ALCON, INC.
SECURITY H01301102 MEETING TYPE Special
TICKER SYMBOL ACL MEETING DATE 16-Aug-2010
ISIN CH0013826497 AGENDA 933315170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): ENRICO VANNI
1B REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): NORMAN WALKER
1C REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): PAUL CHOFFAT
1D REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): URS BAERLOCHER
1E REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL Management For For
RESOLUTION AS SET FORTH IN THE INVITATION): JACQUES SEYDOUX
VALUE LINE, INC.
SECURITY 920437100 MEETING TYPE Annual
TICKER SYMBOL VALU MEETING DATE 17-Aug-2010
ISIN US9204371002 AGENDA 933316994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 H.A. BRECHER For For
2 M.E. APPEL For For
3 S.R. ANASTASIO For For
4 W.E. REED For For
5 A. FIORE For For
6 S. DAVIS For For
7 T. SARKANY For For
GRUPO BIMBO SAB DE CV, MEXICO
SECURITY P4949B104 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 19-Aug-2010
ISIN MXP495211262 AGENDA 702562376 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT Non-Voting
THIS MEETING.-IF YOU ARE A MEXICAN NATIONAL AND WOULD LIKE TO
SUBMIT YOUR VOTE ON THIS-MEETING PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE. THANK YOU
I Approve, if deemed appropriate, the unaudited financial Management For For
statements of Grupo Bimbo, S.A.B. De C.V., to 31 JUL 2010
II Approve, if deemed appropriate, a proposal for Grupo Bimbo, Management For For
S.A.B. De C.V., as the Company carrying out the merger and
that will continue after it, to merge into itself Tecebim,
S.A. De C.V., as the Company that is being merged and will
disappear, as well as the respective Merger Agreement
III Approve the designation of special delegates to formalize and Management For For
carry out the resolutions passed by this meeting
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING Non-Voting
TYPE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CENTURYLINK, INC.
SECURITY 156700106 MEETING TYPE Special
TICKER SYMBOL CTL MEETING DATE 24-Aug-2010
ISIN US1567001060 AGENDA 933312681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF CENTURYLINK Management For For
COMMON STOCK IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 21, 2010, BY
AND AMONG QWEST COMMUNICATIONS INTERNATIONAL INC., THE
COMPANY, AND SB44 ACQUISITION COMPANY, AS SUCH AGREEMENT MAY
BE AMENDED FROM TIME TO TIME.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES FOR THE PROPOSAL TO ISSUE CENTURYLINK COMMON
STOCK IN COMPANY IN CONNECTION WITH THE MERGER.
QWEST COMMUNICATIONS INTERNATIONAL INC.
SECURITY 749121109 MEETING TYPE Special
TICKER SYMBOL Q MEETING DATE 24-Aug-2010
ISIN US7491211097 AGENDA 933312720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 ADOPT AGREEMENT AND PLAN OF MERGER AMONG CENTURYLINK, INC., Management For For
SB44 ACQUISITION COMPANY AND QWEST COMMUNICATIONS INTERNATIONAL
INC., PURSUANT TO WHICH SB44 ACQUISITION COMPANY BE MERGED WITH
AND INTO QWEST AND EACH OUTSTANDING SHARE OF COMMON STOCK OF
QWEST BE CONVERTED INTO RIGHT TO RECEIVE 0.1664 SHARES OF
COMMON STOCK OF CENTURYLINK, WITH CASH PAID IN LIEU OF
FRACTIONAL SHARES
02 TO VOTE UPON AN ADJOURNMENT OF THE QWEST SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT
TOMKINS PLC, LONDON
SECURITY G89158136 MEETING TYPE Court Meeting
TICKER SYMBOL MEETING DATE 31-Aug-2010
ISIN GB0008962655 AGENDA 702567059 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS Non-Voting
MEETING TYPE. PLE-ASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN-FOR THIS MEETING THEN YOUR
VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS-AGENT.
1. Approve a scheme of arrangement [the "Scheme of Arrangement"] Management For For
proposed to be made between the Company and the holders of
Independent Scheme Shares and Executive Team Shares
TOMKINS PLC, LONDON
SECURITY G89158136 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 31-Aug-2010
ISIN GB0008962655 AGENDA 702567061 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 9
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
S.1 Approve, for the purpose of giving effect to the scheme of
arrangement dated 06 AUG 2010 between the Company and the
holders of the Scheme Shares (as specified in the said scheme
of arrangement), a print of which has been produced to this
meeting and for the purposes of identification signed by the
Chairman hereof, in its original form or subject to such
modification, addition or condition as may be agreed between
the Company and Pinafore Acquisition Limited ("Pinafore") and
approved or imposed by the Court (the "Scheme"): authorize the
Directors of the Company to take all such action as they may
consider necessary or appropriate for carrying the scheme into
effect; the share capital of the company be reduced by
canceling and extinguishing all of the Cancellation Shares (as
specified in the Scheme); subject to and forthwith upon the
reduction of share capital referred to in Paragraph (B) above
taking effect and, if appropriate, the Company being
re-registered as a private Company pursuant to Section 651 of
the Companies Act 2006 and notwithstanding anything to the
contrary in the Articles of Association of the Company: the
reserve arising in the books of account of the Company as a
result of the reduction of share capital referred to in
Paragraph (B) above be capitalized and applied in paying up in
full at par such number of new ordinary shares of 9 US cents
each (the "New Tomkins Shares") as shall be equal to the
aggregate number of Cancellation Shares cancelled pursuant to
Paragraph (B) above, which shall be allotted and issued (free
from any liens, charges, equitable interests, encumbrances,
rights of pre-emption and any other interests of any nature
whatsoever and together with all rights attaching thereto) and
any other interests of any nature whatsoever and together with
all rights attaching thereto, credited as fully paid, to
Pinafore and/or its nominee(s) in accordance with the Scheme;
and authorize the Directors of the Company for the purposes of
Section 551 of the Companies Act to allot the New Tomkins
Shares, provided that: the maximum aggregate nominal amount of
relevant securities that may be allotted under this authority
shall be the aggregate nominal amount of the New Tomkins
Shares; [Authority expires on the 5th anniversary of the date
on which this resolution is passed]; and this authority shall
be in addition, and without prejudice, to any other authority
under the said Section 551 previously granted and in force on
the date on which this resolution is passed; and amend, with
effect from the passing of this resolution, the Articles of
Association of the Company by the adoption and inclusion of the
following new Article 133 after Article 132 as specified;
amend, subject to and with effect from the Scheme becoming
effective in accordance with its terms, the Articles of
Association of the Company: by adopting and including the
following new Article 7A after Article 7 as specified; by
inserting the following as specified at the start of each
sentence beginning Article 6 and Article 7; and by deleting
Article 77 and 83 and replacing them with the following as
specified Management For For
2. Approve the Executive Team Arrangements (as specified in the Management For For
Scheme Document), notwithstanding that such arrangements are
not extended to all shareholders of the Company, and authorize
the Directors of the Company to do or procure to be done all
such acts and things or enter into any agreements on behalf of
the Company as they consider necessary or expedient for the
purpose of giving effect to such arrangements
H.J. HEINZ COMPANY
SECURITY 423074103 MEETING TYPE Annual
TICKER SYMBOL HNZ MEETING DATE 31-Aug-2010
ISIN US4230741039 AGENDA 933309165 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: W.R. JOHNSON Management For For
1B ELECTION OF DIRECTOR: C.E. BUNCH Management For For
1C ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Management For For
1D ELECTION OF DIRECTOR: J.G. DROSDICK Management For For
1E ELECTION OF DIRECTOR: E.E. HOLIDAY Management For For
1F ELECTION OF DIRECTOR: C. KENDLE Management For For
1G ELECTION OF DIRECTOR: D.R. O'HARE Management For For
1H ELECTION OF DIRECTOR: N. PELTZ Management For For
1I ELECTION OF DIRECTOR: D.H. REILLEY Management For For
1J ELECTION OF DIRECTOR: L.C. SWANN Management For For
1K ELECTION OF DIRECTOR: T.J. USHER Management For For
1L ELECTION OF DIRECTOR: M.F. WEINSTEIN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 SHAREHOLDER PROPOSAL REQUESTING THE RIGHT TO SHAREHOLDER Shareholder Against For
ACTION BY WRITTEN CONSENT
COMPAGNIE FINANCIERE RICHEMONT AG SWITZ
SECURITY H25662158 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Sep-2010
ISIN CH0045039655 AGENDA 702562124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 729469 DUE Non-Voting
TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR
SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
1. Approve the reports of the Auditors, the consolidated Management No Action
financial statements of the Group, the financial statements
of the Company and the Directors' report for the
FYE 31 MAR 2010
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 10
The Gabelli Equity Income Fund
2. Approve the retained earnings available for distribution Management No Action
amounted to CHF 1,600,466,093; that a dividend of
CHF 0.35 be paid per Richemont share; this is
equivalent to CHF 0.350 per 'A' bearer share in the Company
and CHF 0.035 per 'B' registered share in the Company; this
represents a total dividend payable of CHF
200,970,000, subject to a waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary of the Company, of its
entitlement to receive dividends on an estimated 20 million
Richemont 'A' shares held in treasury; the Board of Directors
proposes that the remaining available retained earnings of the
Company at 31 MAR 2010 after payment of the dividend be
carried forward to the following business year
3. Grant discharge to the Members from their obligations in Management No Action
respect of the FYE 31 MAR 2010
4.1 Re-elect Johann Rupert as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.2 Re-elect Dr. Franco Cologni as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.3 Re-elect Lord Douro as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.4 Re-elect Yves-Andre Istel as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.5 Re-elect Richard Lepeu as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.6 Re-elect Ruggero Magnoni as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.7 Re-elect Simon Murray as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.8 Re-elect Alain Dominique Perrin as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.9 Re-elect Norbert Platt as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.10 Re-elect Alan Quasha as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.11 Re-elect Lord Renwick of Clifton as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.12 Re-elect Jan Rupert as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.13 Re-elect Prof. Jurgen Schrempp as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.14 Re-elect Martha Wikstrom as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.15 Election of Josua Malherbe as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.16 Election of Dr. Frederick Mostert as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.17 Election of Guillaume Pictet as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.18 Election of Dominique Rochat as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.19 Election of Gary Saage as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
5. Re-appoint PricewaterhouseCoopers as the Auditors of the Management No Action
Company for a further term of 1 year
6.1 Amend the Articles 6, 12, 15, 18, 21, 26 and 28 of the Management No Action
Articles of Incorporation as specified
6.2 Approve that the Company's Articles of Incorporation be Management No Action
supplemented with an English translation (the French version
will continue to prevail)
PATTERSON COMPANIES, INC.
SECURITY 703395103 MEETING TYPE Annual
TICKER SYMBOL PDCO MEETING DATE 13-Sep-2010
ISIN US7033951036 AGENDA 933315601 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOHN D. BUCK* For For
2 PETER L. FRECHETTE* For For
3 CHARLES REICH* For For
4 BRIAN S. TYLER* For For
5 SCOTT P. ANDERSON** For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING APRIL 30, 2011.
REINET INVESTMENTS SCA, LUXEMBOURG
SECURITY L7925N152 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Sep-2010
ISIN LU0383812293 AGENDA 702558050 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1. Receive the general partner's, Supervisory Directors' and Non-Voting
Auditors' reports
2. Approve to accept financial statements Management No Action
3. Approve to accept the consolidated financial statements Management No Action
4. Approve the allocation of income Management No Action
5. Approve to discharge general partner and Supervisory Directors Management No Action
6.1 Re-elect Denis Falck to Supervisory Board Management No Action
6.2 Re-elect Peter Kaul to Supervisory Board Management No Action
6.3 Re-elect Yves Prussen to Supervisory Board Management No Action
6.4 Re-elect Ian Whitecourt to Supervisory Board Management No Action
7. Approve the remuneration of Supervisory Directors Management No Action
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 11
The Gabelli Equity Income Fund
ALLEGHENY ENERGY, INC.
SECURITY 017361106 MEETING TYPE Special
TICKER SYMBOL AYE MEETING DATE 14-Sep-2010
ISIN US0173611064 AGENDA 933313049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF FEBRUARY 10, 2010, BY AND AMONG FIRSTENERGY CORP.,
ELEMENT MERGER SUB, INC. (A WHOLLY-OWNED SUBSIDIARY OF
FIRSTENERGY CORP.) AND ALLEGHENY ENERGY, INC., AS AMENDED
AS OF JUNE 4, 2010, AND AS IT MAY BE FURTHER AMENDED FROM
TIME TO TIME, AND THE MERGER DESCRIBED THEREIN.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR Management For For
DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE THE MERGER
AGREEMENT AND THE MERGER AT THE TIME OF THE SPECIAL MEETING.
HEWITT ASSOCIATES, INC.
SECURITY 42822Q100 MEETING TYPE Special
TICKER SYMBOL HEW MEETING DATE 20-Sep-2010
ISIN US42822Q1004 AGENDA 933321806 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY Management For For
11, 2010, BY AND AMONG HEWITT, AON CORPORATION AND TWO WHOLLY
OWNED SUBSIDIARIES OF AON CORPORATION.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF PROPOSAL 1.
MASTERCARD INCORPORATED
SECURITY 57636Q104 MEETING TYPE Annual
TICKER SYMBOL MA MEETING DATE 21-Sep-2010
ISIN US57636Q1040 AGENDA 933315586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE OF Management For For
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS IN PHASES
AND EFFECT RELATED CHANGES IN DIRECTOR VACANCY AND REMOVAL
PROCEDURES.
1B AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE A SUPERMAJORITY VOTING REQUIREMENT
FOR AMENDING THE COMPANY'S CERTIFICATE OF INCORPORATION.
1C AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE OF Management For For
INCORPORATION TO REVISE REQUIREMENTS APPLICABLE TO THE
COMPOSITION OF THE BOARD OF DIRECTORS.
1D AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE OF Management For For
INCORPORATION TO REVISE REQUIREMENTS APPLICABLE TO THE
OWNERSHIP OF THE COMPANY'S STOCK AND DELETE RELATED OBSOLETE
PROVISIONS.
02 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES TO APPROVE EACH OF THE PROPOSALS
COMPRISING PROPOSAL 1 AT THE TIME OF THE ANNUAL MEETING.
03 DIRECTOR Management
1 NANCY J. KARCH For For
2 J.O. REYES LAGUNES For For
3 EDWARD SUNING TIAN For For
4 SILVIO BARZI For For
04 RE-APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE ANNUAL INCENTIVE Management For For
COMPENSATION PLAN.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2010.
DEL MONTE FOODS COMPANY
SECURITY 24522P103 MEETING TYPE Annual
TICKER SYMBOL DLM MEETING DATE 23-Sep-2010
ISIN US24522P1030 AGENDA 933320525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A TO ELECT VICTOR L. LUND AS DIRECTOR TO HOLD OFFICE FOR ONE Management For For
YEAR TERM.
1B TO ELECT JOE L. MORGAN AS DIRECTOR TO HOLD OFFICE FOR ONE YEAR Management For For
TERM.
1C TO ELECT DAVID R. WILLIAMS AS DIRECTOR TO HOLD OFFICE FOR ONE Management For For
YEAR TERM.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
The Gabelli Equity Income Fund
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF
THE DEL MONTE FOODS COMPANY CERTIFICATE OF
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
PROVISIONS. Management For For
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS DEL MONTE FOODS Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS
FISCAL YEAR ENDING MAY 1, 2011.
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 27-Sep-2010
ISIN US3703341046 AGENDA 933315966 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 APPROVE EXECUTIVE INCENTIVE PLAN. Management For For
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
H&R BLOCK, INC.
SECURITY 093671105 MEETING TYPE Annual
TICKER SYMBOL HRB MEETING DATE 30-Sep-2010
ISIN US0936711052 AGENDA 933319065 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ALAN M. BENNETT Management For For
1B ELECTION OF DIRECTOR: RICHARD C. BREEDEN Management For For
1C ELECTION OF DIRECTOR: WILLIAM C. COBB Management For For
1D ELECTION OF DIRECTOR: ROBERT A. GERARD Management For For
1E ELECTION OF DIRECTOR: LEN J. LAUER Management For For
1F ELECTION OF DIRECTOR: DAVID B. LEWIS Management For For
1G ELECTION OF DIRECTOR: BRUCE C. ROHDE Management For For
1H ELECTION OF DIRECTOR: TOM D. SEIP Management For For
1I ELECTION OF DIRECTOR: L. EDWARD SHAW, JR. Management For For
1J ELECTION OF DIRECTOR: CHRISTIANNA WOOD Management For For
02 THE APPROVAL OF AN ADVISORY PROPOSAL ON THE COMPANY'S Management For For
EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES AND
PROCEDURES.
03 THE APPROVAL OF AN AMENDMENT TO THE 2003 LONG- TERM EXECUTIVE Management For For
COMPENSATION PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES
OF COMMON STOCK ISSUABLE UNDER THE PLAN BY 10,000,000 SHARES
(FROM 14,000,000 SHARES TO 24,000,000 SHARES).
04 THE APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER Management For For
THE EXECUTIVE PERFORMANCE PLAN.
05 A SHAREHOLDER PROPOSAL TO ADOPT A SIMPLE MAJORITY VOTING Management For For
STANDARD.
06 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION TO REDUCE THE SUPERMAJORITY
VOTING REQUIREMENT TO CALL A SPECIAL MEETING OF THE COMPANY'S
SHAREHOLDERS.
07 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION TO REDUCE THE SUPERMAJORITY
VOTING REQUIREMENT RELATED TO THE REMOVAL OF DIRECTORS.
08 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION TO REDUCE THE SUPERMAJORITY
VOTING REQUIREMENT RELATED TO AMENDMENTS TO THE COMPANY'S
ARTICLES OF INCORPORATION AND BYLAWS.
09 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION TO REDUCE THE SUPERMAJORITY
VOTING REQUIREMENT REGARDING THE RELATED PERSON TRANSACTION
PROVISION.
10 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING APRIL 30, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
The Gabelli Equity Income Fund
UTS ENERGY CORPORATION
SECURITY 903396109 MEETING TYPE Special
TICKER SYMBOL UEYCF MEETING DATE 30-Sep-2010
ISIN CA9033961090 AGENDA 933325397 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN Management For For
APPENDIX A TO THE INFORMATION CIRCULAR OF UTS ENERGY
CORPORATION ("UTS") DATED AUGUST 27, 2010 (THE "INFORMATION
CIRCULAR"), TO APPROVE AN ARRANGEMENT UNDER SECTION 192 OF
THE CANADA BUSINESS CORPORATIONS ACT INVOLVING UTS, TOTAL E&P
CANADA LTD., SILVERBIRCH ENERGY CORPORATION ("SILVERBIRCH")
AND THE HOLDERS OF COMMON SHARES OF UTS.
02 AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH Management For For
UNDER THE HEADING "OTHER MATTERS OF SPECIAL BUSINESS RELATING
TO SILVERBIRCH - APPROVAL OF SILVERBIRCH STOCK OPTION PLAN" IN
THE INFORMATION CIRCULAR, RATIFYING AND APPROVING A STOCK
OPTION PLAN FOR SILVERBIRCH.
03 AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH Management Against Against
UNDER THE HEADING "OTHER MATTERS OF SPECIAL BUSINESS RELATING
TO SILVERBIRCH - APPROVAL OF SILVERBIRCH SHAREHOLDER RIGHTS
PLAN" IN THE INFORMATION CIRCULAR, APPROVING A SHAREHOLDER
RIGHTS PLAN FOR SILVERBIRCH.
UTS ENERGY CORPORATION
SECURITY 903396109 MEETING TYPE Special
TICKER SYMBOL UEYCF MEETING DATE 30-Sep-2010
ISIN CA9033961090 AGENDA 933325400 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN Management For For
APPENDIX A TO THE INFORMATION CIRCULAR OF UTS ENERGY
CORPORATION ("UTS") DATED AUGUST 27, 2010 (THE "INFORMATION
CIRCULAR"), TO APPROVE AN ARRANGEMENT UNDER SECTION 192 OF
THE CANADA BUSINESS CORPORATIONS ACT INVOLVING UTS, TOTAL E&P
CANADA LTD., SILVERBIRCH ENERGY CORPORATION ("SILVERBIRCH")
AND THE HOLDERS OF COMMON SHARES OF UTS.
02 AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH Management For For
UNDER THE HEADING "OTHER MATTERS OF SPECIAL BUSINESS RELATING
TO SILVERBIRCH - APPROVAL OF SILVERBIRCH STOCK OPTION PLAN" IN
THE INFORMATION CIRCULAR, RATIFYING AND APPROVING A STOCK
OPTION PLAN FOR SILVERBIRCH.
03 AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH Management Against Against
UNDER THE HEADING "OTHER MATTERS OF SPECIAL BUSINESS RELATING
TO SILVERBIRCH - APPROVAL OF SILVERBIRCH SHAREHOLDER RIGHTS
PLAN" IN THE INFORMATION CIRCULAR, APPROVING A SHAREHOLDER
RIGHTS PLAN FOR SILVERBIRCH.
COCA-COLA ENTERPRISES INC.
SECURITY 191219104 MEETING TYPE Special
TICKER SYMBOL CCE MEETING DATE 01-Oct-2010
ISIN US1912191046 AGENDA 933323874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 THE PROPOSAL TO ADOPT THE BUSINESS SEPARATION AND MERGER Management For For
AGREEMENT, DATED AS OF FEBRUARY 25, 2010 AS IT MAY BE AMENDED
FROM TIME TO TIME BY AND AMONG COCA-COLA ENTERPRISES INC.,
INTERNATIONAL CCE INC., THE COCA-COLA COMPANY AND COBALT
SUBSIDIARY LLC.
02 A PROPOSAL TO ADJOURN THE MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
THE MOSAIC COMPANY
SECURITY 61945A107 MEETING TYPE Annual
TICKER SYMBOL MOS MEETING DATE 07-Oct-2010
ISIN US61945A1079 AGENDA 933322389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 WILLIAM R. GRABER For For
2 EMERY N. KOENIG For For
3 SERGIO RIAL For For
4 DAVID T. SEATON For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
The Gabelli Equity Income Fund
CARPENTER TECHNOLOGY CORPORATION
SECURITY 144285103 MEETING TYPE Annual
TICKER SYMBOL CRS MEETING DATE 11-Oct-2010
ISIN US1442851036 AGENDA 933327808 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 I. MARTIN INGLIS For For
2 PETER N. STEPHANS For For
3 KATHRYN C. TURNER For For
4 STEPHEN M. WARD, JR. For For
02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
THE PROCTER & GAMBLE COMPANY
SECURITY 742718109 MEETING TYPE Annual
TICKER SYMBOL PG MEETING DATE 12-Oct-2010
ISIN US7427181091 AGENDA 933321375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Management For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Management For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Management For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Management For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Management For For
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Management For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Management For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
AMERICAN DAIRY, INC.
SECURITY 025334103 MEETING TYPE Annual
TICKER SYMBOL ADY MEETING DATE 12-Oct-2010
ISIN US0253341038 AGENDA 933331085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 LENG YOU-BIN For For
2 LIU SHENG-HUI For For
3 LIU HUA For For
4 KIRK G. DOWNING, ESQ. For For
5 JAMES C. LEWIS, ESQ. For For
6 NEIL N. SHEN For For
7 SEAN SHAO For For
02 TO RATIFY THE SELECTION OF DELOITTE TOUCHE TOHMATSU CPA LTD., Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF Management For For
INCORPORATION TO CHANGE THE COMPANY'S CORPORATE NAME TO "FEIHE
INTERNATIONAL, INC."
DIAGEO PLC
SECURITY 25243Q205 MEETING TYPE Annual
TICKER SYMBOL DEO MEETING DATE 14-Oct-2010
ISIN US25243Q2057 AGENDA 933329321 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 REPORT AND ACCOUNTS 2010. Management For For
02 DIRECTORS' REMUNERATION REPORT 2010. Management For For
03 DECLARATION OF FINAL DIVIDEND. Management For For
04 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION Management For For
& REMUNERATION COMMITTEE)
05 RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & Management For For
REMUNERATION COMMITTEE)
06 RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & Management For For
REMUNERATION COMMITTEE)
07 RE-ELECTION OF LORD HOLLICK AS A DIRECTOR. (AUDIT, NOMINATION Management For For
& REMUNERATION (CHAIRMAN OF THE COMMITTEE) COMMITTEE)
08 RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (CHAIRMAN OF THE Management For For
NOMINATION COMMITTEE)
09 RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT (CHAIRMAN OF THE Management For For
COMMITTEE), NOMINATION & REMUNERATION COMMITTEE)
10 RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, NOMINATION & Management For For
REMUNERATION COMMITTEE)
11 RE-ELECTION OF PA WALKER AS A DIRECTOR. (AUDIT, NOMINATION & Management For For
REMUNERATION COMMITTEE)
12 RE-ELECTION OF PS WALSH AS A DIRECTOR. (CHAIRMAN OF THE Management For For
EXECUTIVE COMMITTEE)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
The Gabelli Equity Income Fund
13 ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT,
NOMINATION & REMUNERATION COMMITTEE) Management For For
14 ELECTION OF DA MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) Management For For
15 RE-APPOINTMENT OF AUDITOR. Management For For
16 REMUNERATION OF AUDITOR. Management For For
17 AUTHORITY TO ALLOT SHARES. Management For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS. Management For For
19 AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Management For For
20 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR Management For For
POLITICAL EXPENDITURE IN THE EU.
21 AMENDMENT OF THE DIAGEO PLC 2001 SHARE INCENTIVE PLAN. Management For For
22 ADOPTION OF THE DIAGEO PLC 2010 SHARESAVE PLAN. Management For For
23 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. Management For For
24 REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL Management For For
GENERAL MEETING.
NEWS CORPORATION
SECURITY 65248E203 MEETING TYPE Annual
TICKER SYMBOL NWS MEETING DATE 15-Oct-2010
ISIN US65248E2037 AGENDA 933324232 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOSE MARIA AZNAR For For
2 NATALIE BANCROFT For For
3 PETER L. BARNES For For
4 CHASE CAREY For For
5 KENNETH E. COWLEY For For
6 DAVID F. DEVOE For For
7 VIET DINH For For
8 SIR R.I. EDDINGTON For For
9 ANDREW S.B. KNIGHT For For
10 JAMES R. MURDOCH For For
11 K. RUPERT MURDOCH For For
12 LACHLAN K. MURDOCH For For
13 THOMAS J. PERKINS For For
14 ARTHUR M. SISKIND For For
15 JOHN L. THORNTON For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
03 RE-APPROVAL OF MATERIAL TERMS UNDER THE COMPANY'S LONG-TERM Management For For
INCENTIVE PLAN FOR PAYMENT OF PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.
04 STOCKHOLDER PROPOSAL - ESTABLISHMENT OF A HUMAN RIGHTS Shareholder Against For
COMMITTEE.
05 STOCKHOLDER PROPOSAL - SHAREHOLDER SAY ON PAY. Shareholder Against For
MIRANT CORPORATION
SECURITY 60467R100 MEETING TYPE Special
TICKER SYMBOL MIR MEETING DATE 25-Oct-2010
ISIN US60467R1005 AGENDA 933329559 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
APRIL 11, 2010, BY AND AMONG RRI ENERGY, INC., RRI ENERGY
HOLDINGS, INC., AND MIRANT CORPORATION.
02 PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE MIRANT SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
PARKER-HANNIFIN CORPORATION
SECURITY 701094104 MEETING TYPE Annual
TICKER SYMBOL PH MEETING DATE 27-Oct-2010
ISIN US7010941042 AGENDA 933332974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ROBERT G. BOHN For For
2 LINDA S. HARTY For For
3 WILLIAM E. KASSLING For For
4 ROBERT J. KOHLHEPP For For
5 KLAUS-PETER MULLER For For
6 CANDY M. OBOURN For For
7 JOSEPH M. SCAMINACE For For
8 WOLFGANG R. SCHMITT For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
The Gabelli Equity Income Fund
9 AKE SVENSSON For For
10 MARKOS I. TAMBAKERAS For For
11 JAMES L. WAINSCOTT For For
12 DONALD E. WASHKEWICZ For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2011.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2010 PERFORMANCE Management For For
BONUS PLAN.
04 SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS TO Shareholder Against For
SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD AND CHIEF
EXECUTIVE OFFICER.
SARA LEE CORPORATION
SECURITY 803111103 MEETING TYPE Annual
TICKER SYMBOL SLE MEETING DATE 28-Oct-2010
ISIN US8031111037 AGENDA 933327783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Management For For
1B ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Management For For
1F ELECTION OF DIRECTOR: CORNELIS J.A. VAN LEDE Management For For
1G ELECTION OF DIRECTOR: DR. JOHN MCADAM Management For For
1H ELECTION OF DIRECTOR: SIR IAN PROSSER Management For For
1I ELECTION OF DIRECTOR: NORMAN R. SORENSEN Management For For
1J ELECTION OF DIRECTOR: JEFFREY W. UBBEN Management For For
1K ELECTION OF DIRECTOR: JONATHAN P. WARD Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR
2011.
MCAFEE, INC.
SECURITY 579064106 MEETING TYPE Special
TICKER SYMBOL MFE MEETING DATE 02-Nov-2010
ISIN US5790641063 AGENDA 933331720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF AUGUST 18, 2010, AMONG INTEL CORPORATION, A DELAWARE
CORPORATION, OR INTEL, JEFFERSON ACQUISITION CORPORATION, A
DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF INTEL, AND
MCAFEE, INC., A DELAWARE CORPORATION, OR MCAFEE, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A Management For For
LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT OR PURSUANT TO TO THE TERMS OF THE MERGER AGREEMENT.
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY 039483102 MEETING TYPE Annual
TICKER SYMBOL ADM MEETING DATE 04-Nov-2010
ISIN US0394831020 AGENDA 933332998 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: G.W. BUCKLEY Management For For
1B ELECTION OF DIRECTOR: M.H. CARTER Management For For
1C ELECTION OF DIRECTOR: P. DUFOUR Management For For
1D ELECTION OF DIRECTOR: D.E. FELSINGER Management For For
1E ELECTION OF DIRECTOR: V.F. HAYNES Management For For
1F ELECTION OF DIRECTOR: A. MACIEL Management For For
1G ELECTION OF DIRECTOR: P.J. MOORE Management For For
1H ELECTION OF DIRECTOR: T.F. O'NEILL Management For For
1I ELECTION OF DIRECTOR: K.R. WESTBROOK Management For For
1J ELECTION OF DIRECTOR: P.A. WOERTZ Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
03 ADOPT STOCKHOLDER'S PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shareholder Against For
04 ADOPT STOCKHOLDER'S PROPOSAL REGARDING REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
The Gabelli Equity Income Fund
AUTOMATIC DATA PROCESSING, INC.
SECURITY 053015103 MEETING TYPE Annual
TICKER SYMBOL ADP MEETING DATE 09-Nov-2010
ISIN US0530151036 AGENDA 933332378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 GREGORY D. BRENNEMAN For For
2 LESLIE A. BRUN For For
3 GARY C. BUTLER For For
4 LEON G. COOPERMAN For For
5 ERIC C. FAST For For
6 LINDA R. GOODEN For For
7 R. GLENN HUBBARD For For
8 JOHN P. JONES For For
9 SHARON T. ROWLANDS For For
10 ENRIQUE T. SALEM For For
11 GREGORY L. SUMME For For
02 AMENDMENT OF THE AUTOMATIC DATA PROCESSING, INC. EMPLOYEES' Management For For
SAVINGS STOCK PURCHASE PLAN
03 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
PERNOD-RICARD, PARIS
SECURITY F72027109 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 10-Nov-2010
ISIN FR0000120693 AGENDA 702630179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please contact
your Client Service Representative-to obtain the necessary
card, account details and directions. The following ap-plies
to Non- Resident Shareowners: Proxy Cards: Voting instructions
will be fo- rwarded to the Global Custodians that have become
Registered Intermediaries, o-n the Vote Deadline Date. In
capacity as Registered Intermediary, the Global C-ustodian
will sign the Proxy Card and forward to the local custodian.
If you a-re unsure whether your Global Custodian acts as
Registered Intermediary, pleas-e contact your representative.
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK:
https://balo.journal-
officiel.gouv.fr/pdf/2010/-0920/201009201005328.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2010/10-
20/201010201005592.pdf
O.1 Approval of the Parent Company financial statements for the Management For For
financial year ended 30 JUN 2010
O.2 Approval of the consolidated financial statements for the Management For For
financial year ended 30 JUN 2010
O.3 Allocation of the net result for the financial year ended 30 Management For For
JUN 2010 and setting of the dividend
O.4 Approval of regulated agreements referred to in Article L. Management For For
225-38 et seq. of the French Commercial Code
O.5 Renewal of the Directorship of Mr. Francois Gerard Management For For
O.6 Appointment of Ms. Susan Murray as a Director Management For For
O.7 Renew appointment of Mazars as Auditor Management For For
O.8 Renew appointment of Patrick de Cambourg as Alternate Auditor Management For For
O.9 Setting of the annual amount of Directors' fees allocated to Management For For
members of the Board of Directors
O.10 Authorization to be granted to the Board of Directors to trade Management For For
in the Company's shares
E.11 Delegation of authority to be granted to the Board of Management For For
Directors to decide on an allocation of performance-related
shares to Employees of the Company and to Employees and
Corporate Officers of the Companies of the Group
E.12 Delegation of authority to be granted to the Board of Management Against Against
Directors to issue share warrants in the event of a public
offer on the Company's shares
E.13 Delegation of authority to be granted to the Board of Management For For
Directors to decide on share capital increases through the
issue of shares or securities granting access to the share
capital, reserved for members of saving plans with
cancellation of preferential subscription rights in favour of
the members of such saving plans
E.14 Amendment of the Company bylaws relating to the right of the Management For For
Board of Directors to appoint censors
E.15 Amendment of the Company bylaws relating to the terms and Management For For
conditions applicable to the attendance and vote at the
General Shareholders' Meeting
E.16 Powers to carry out the necessary legal formalities Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAMES IN Non-Voting
RESOLUTIONS 7 A-ND 8 AND RECEIPT OF ADDITIONAL LINK. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, P-LEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL I-
NSTRUCTIONS. THANK YOU.
PACTIV CORPORATION
SECURITY 695257105 MEETING TYPE Special
TICKER SYMBOL PTV MEETING DATE 15-Nov-2010
ISIN US6952571056 AGENDA 933339675 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 18
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMEN
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST Management For For
16, 2010, BY AND AMONG PACTIV CORPORATION, RANK GROUP LIMITED,
REYNOLDS GROUP HOLDINGS LIMITED AND REYNOLDS ACQUISITION
CORPORATION, AN INDIRECT WHOLLY OWNED SUBSIDIARY OF REYNOLDS
GROUP HOLDINGS LIMITED, AND APPROVE THE TRANSACTIONS
CONTEMPLATED THEREBY.
02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL PROXIES Management For For
IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTING THE
MERGER AGREEMENT AND APPROVING THE TRANSACTIONS CONTEMPLATED
THEREBY AT THE TIME OF THE SPECIAL MEETING.
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 16-Nov-2010
ISIN US5949181045 AGENDA 933331011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
02 ELECTION OF DIRECTOR: DINA DUBLON Management For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
05 ELECTION OF DIRECTOR: REED HASTINGS Management For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON Shareholder Against For
ENVIRONMENTAL SUSTAINABILITY
ROYAL GOLD, INC.
SECURITY 780287108 MEETING TYPE Annual
TICKER SYMBOL RGLD MEETING DATE 17-Nov-2010
ISIN US7802871084 AGENDA 933334598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: WILLIAM HAYES Management For For
1B ELECTION OF DIRECTOR: JAMES W. STUCKERT Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S 2004 OMNIBUS Management For For
LONG-TERM INCENTIVE PLAN AND, FOR THE PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED,
TO RE- APPROVE THE MATERIAL TERMS OF PERFORMANCE-
BASED COMPENSATION.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING JUNE 30, 2011.
THE CLOROX COMPANY
SECURITY 189054109 MEETING TYPE Annual
TICKER SYMBOL CLX MEETING DATE 17-Nov-2010
ISIN US1890541097 AGENDA 933336326 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Management For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Management For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Management For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Management For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Management For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Management For For
1G ELECTION OF DIRECTOR: GARY G. MICHAEL Management For For
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Management For For
1I ELECTION OF DIRECTOR: JAN L. MURLEY Management For For
1J ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Management For For
1K ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
03 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER Management For For
THE COMPANY'S 2005 STOCK INCENTIVE PLAN.
04 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER Management For For
THE COMPANY'S EXECUTIVE INCENTIVE COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN. Shareholder Against For
CAMPBELL SOUP COMPANY
SECURITY 134429109 MEETING TYPE Annual
TICKER SYMBOL CPB MEETING DATE 18-Nov-2010
ISIN US1344291091 AGENDA 933336314 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 19
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 EDMUND M. CARPENTER For For
2 PAUL R. CHARRON For For
3 DOUGLAS R. CONANT For For
4 BENNETT DORRANCE For For
5 HARVEY GOLUB For For
6 LAWRENCE C. KARLSON For For
7 RANDALL W. LARRIMORE For For
8 MARY ALICE D. MALONE For For
9 SARA MATHEW For For
10 DENISE M. MORRISON For For
11 WILLIAM D. PEREZ For For
12 CHARLES R. PERRIN For For
13 A. BARRY RAND For For
14 NICK SHREIBER For For
15 ARCHBOLD D. VAN BEUREN For For
16 LES C. VINNEY For For
17 CHARLOTTE C. WEBER For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 APPROVE AMENDMENT OF THE CAMPBELL SOUP COMPANY 2005 LONG-TERM Management Against Against
INCENTIVE PLAN.
ORITANI FINANCIAL CORP
SECURITY 68633D103 MEETING TYPE Annual
TICKER SYMBOL ORIT MEETING DATE 23-Nov-2010
ISIN US68633D1037 AGENDA 933342406 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 NICHOLAS ANTONACCIO For For
2 KEVIN J. LYNCH For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR ORITANI FINANCIAL CORP.
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
MOTOROLA SOLUTIONS, INC.
SECURITY 620076109 MEETING TYPE Special
TICKER SYMBOL MOT MEETING DATE 29-Nov-2010
ISIN US6200761095 AGENDA 933338736 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO EFFECT, IN ITS Management For For
DISCRETION PRIOR TO DECEMBER 31, 2011, A REVERSE STOCK SPLIT
OF THE OUTSTANDING AND TREASURY COMMON STOCK OF MOTOROLA, AT A
REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND OF UP TO
1-FOR-7, AS DETERMINED BY THE BOARD OF DIRECTORS.
02 APPROVAL OF A CORRESPONDING AMENDMENT TO MOTOROLA'S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT
AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER OF SHARES OF
COMMON STOCK THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT TO
THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON SUCH AMENDMENT.
COPART, INC.
SECURITY 217204106 MEETING TYPE Annual
TICKER SYMBOL CPRT MEETING DATE 02-Dec-2010
ISIN US2172041061 AGENDA 933339916 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 WILLIS J. JOHNSON For For
2 A. JAYSON ADAIR For For
3 MATT BLUNT For For
4 STEVEN D. COHAN For For
5 DANIEL J. ENGLANDER For For
6 JAMES E. MEEKS For For
7 THOMAS W. SMITH For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JULY 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 20
The Gabelli Equity Income Fund
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 07-Dec-2010
ISIN US71654V4086 AGENDA 933354095 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION SIGNED Management For For
BETWEEN MARLIM PARTICIPACOES S.A. AND THE COMPANY ON 11/04/2010
02 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION SIGNED Management For For
BETWEEN NOVA MARLIM PARTICIPACOES S.A. AND THE COMPANY ON
11/04/2010
03 RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES BY THE Management For For
COMPANY TO PREPARE THE ASSESSMENT REPORTS FOR MARLIM
PARTICIPACOES S.A. AND NOVA MARLIM PARTICIPACOES S.A.
("ASSESSMENT REPORTS"), UNDER THE TERMS OF PARAGRAPH 1 OF
ARTICLE 227 OF ACT 6404/76, AS AMENDED
04 APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG AUDITORES Management For For
INDEPENDENTES AT BOOK VALUE FOR THE ASSESSMENT OF THE NET
WORTH OF MARLIM PARTICIPACOES S.A. AND OF NOVA MARLIM
PARTICIPACOES S.A.
05 APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES S.A. AND Management For For
NOVA MARLIM PARTICIPACOES S.A. INTO THE COMPANY, WITH NO
INCREASE TO THE COMPANY'S JOINT STOCK
HARMAN INTERNATIONAL INDUSTRIES, INC.
SECURITY 413086109 MEETING TYPE Annual
TICKER SYMBOL HAR MEETING DATE 08-Dec-2010
ISIN US4130861093 AGENDA 933338976 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DR. HARALD EINSMANN For For
2 A. MCLAUGHLIN KOROLOGOS For For
3 KENNETH M. REISS For For
02 PROPOSAL TO AMEND THE AMENDED AND RESTATED 2002 STOCK OPTION Management Against Against
AND INCENTIVE PLAN.
AUTOZONE, INC.
SECURITY 053332102 MEETING TYPE Annual
TICKER SYMBOL AZO MEETING DATE 15-Dec-2010
ISIN US0533321024 AGENDA 933341858 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 WILLIAM C. CROWLEY For For
2 SUE E. GOVE For For
3 EARL G. GRAVES, JR. For For
4 ROBERT R. GRUSKY For For
5 J.R. HYDE, III For For
6 W. ANDREW MCKENNA For For
7 GEORGE R. MRKONIC, JR. For For
8 LUIS P. NIETO For For
9 WILLIAM C. RHODES, III For For
10 THEODORE W. ULLYOT For For
02 APPROVAL OF AUTOZONE, INC. 2011 EQUITY INCENTIVE AWARD PLAN. Management Against Against
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
THE STUDENT LOAN CORPORATION
SECURITY 863902102 MEETING TYPE Special
TICKER SYMBOL STU MEETING DATE 16-Dec-2010
ISIN US8639021026 AGENDA 933345476 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 ADOPTION OF A RESOLUTION AUTHORIZING THE TRANSACTIONS Management For For
CONTEMPLATED BY THE ASSET PURCHASE AGREEMENT, DATED AS OF
SEPTEMBER 17, 2010, BY AND AMONG THE STUDENT LOAN CORPORATION;
CITIBANK, N.A.; CITIBANK (SOUTH DAKOTA) NATIONAL ASSOCIATION;
SLC STUDENT LOAN RECEIVABLES I, INC.; BULL RUN 1 LLC; SLM
EDUCATION CREDIT FINANCE CORPORATION; AND SALLIE MAE, INC.
02 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
SEPTEMBER 17, 2010, BY AND AMONG THE STUDENT LOAN CORPORATION,
DISCOVER BANK AND ACADEMY ACQUISITION CORP., A WHOLLY OWNED
SUBSIDIARY OF DISCOVER BANK, AND APPROVAL OF THE MERGER OF
ACADEMY ACQUISITION CORP. WITH AND INTO THE STUDENT LOAN
CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 21
The Gabelli Equity Income Fund
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 06-Jan-2011
ISIN US98944B1089 AGENDA 933350364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 TIMOTHY M. MANGANELLO For For
2 JOHN K. MORGAN For For
3 JOSEPH SQUICCIARINO For For
4 TIMOTHY T. TEVENS For For
2 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT PUBLIC Management For For
ACCOUNTING FIRM.
ACUITY BRANDS, INC.
SECURITY 00508Y102 MEETING TYPE Annual
TICKER SYMBOL AYI MEETING DATE 07-Jan-2011
ISIN US00508Y1029 AGENDA 933349082 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 GORDON D. HARNETT For For
2 ROBERT F. MCCULLOUGH For For
3 NEIL WILLIAMS For For
4 NORMAN H. WESLEY For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
WALGREEN CO.
SECURITY 931422109 MEETING TYPE Annual
TICKER SYMBOL WAG MEETING DATE 12-Jan-2011
ISIN US9314221097 AGENDA 933353447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: DAVID J. BRAILER Management For For
1B ELECTION OF DIRECTOR: STEVEN A. DAVIS Management For For
1C ELECTION OF DIRECTOR: WILLIAM C. FOOTE Management For For
1D ELECTION OF DIRECTOR: MARK P. FRISSORA Management For For
1E ELECTION OF DIRECTOR: GINGER L. GRAHAM Management For For
1F ELECTION OF DIRECTOR: ALAN G. MCNALLY Management For For
1G ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Management For For
1H ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ Management For For
1I ELECTION OF DIRECTOR: ALEJANDRO SILVA Management For For
1J ELECTION OF DIRECTOR: JAMES A. SKINNER Management For For
1K ELECTION OF DIRECTOR: GREGORY D. WASSON Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN Management For For
CO.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO REVISE THE Management For For
PURPOSE CLAUSE.
04 AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO ELIMINATE Management For For
CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
05 AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO ELIMINATE Management For For
THE "FAIR PRICE" CHARTER PROVISION APPLICABLE TO CERTAIN
BUSINESS COMBINATIONS.
06 SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE THE VOTE REQUIRED Shareholder Against For
FOR SHAREHOLDERS TO CALL SPECIAL SHAREHOLDER MEETINGS.
07 SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT PORTION OF Shareholder Against For
FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES SHOULD BE
PERFORMANCE-BASED.
ENERGIZER HOLDINGS, INC.
SECURITY 29266R108 MEETING TYPE Annual
TICKER SYMBOL ENR MEETING DATE 18-Jan-2011
ISIN US29266R1086 AGENDA 933358889 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: WARD M. KLEIN Management For For
1B ELECTION OF DIRECTOR: W. PATRICK MCGINNIS Management For For
1C ELECTION OF DIRECTOR: JOHN R. ROBERTS Management For For
02 AMENDMENT AND RESTATEMENT OF THE 2009 INCENTIVE STOCK PLAN Management Abstain Against
03 EXECUTIVE OFFICER BONUS PLAN AND PERFORMANCE CRITERIA Management For For
04 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 22
The Gabelli Equity Income Fund
BUCYRUS INTERNATIONAL, INC.
SECURITY 118759109 MEETING TYPE Special
TICKER SYMBOL BUCY MEETING DATE 20-Jan-2011
ISIN US1187591094 AGENDA 933361949 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
NOVEMBER 14, 2010, AS IT MAY BE AMENDED FROM TIME TO TIME,
("THE MERGER AGREEMENT"), BY AND AMONG BUCYRUS INTERNATIONAL,
INC., CATERPILLAR INC., AND BADGER MERGER SUB, INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
MONSANTO COMPANY
SECURITY 61166W101 MEETING TYPE Annual
TICKER SYMBOL MON MEETING DATE 25-Jan-2011
ISIN US61166W1018 AGENDA 933358459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Management For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Management For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO COMPANY Management For For
CODE SECTION 162(M) ANNUAL INCENTIVE PLAN FOR COVERED
EXECUTIVES
JOHNSON CONTROLS, INC.
SECURITY 478366107 MEETING TYPE Annual
TICKER SYMBOL JCI MEETING DATE 26-Jan-2011
ISIN US4783661071 AGENDA 933358865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 NATALIE A. BLACK For For
2 ROBERT A. CORNOG For For
3 WILLIAM H. LACY For For
4 STEPHEN A. ROELL For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS Management For For
FOR 2011
03 APPROVAL OF A PROPOSED AMENDMENT TO THE JOHNSON CONTROLS, INC. Management For For
RESTATED ARTICLES OF INCORPORATION TO ALLOW FOR A MAJORITY
VOTING STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS
04 APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL INCENTIVE Management For For
PERFORMANCE PLAN.
05 APPROVAL OF THE JOHNSON CONTROLS, INC. LONG-TERM INCENTIVE Management For For
PERFORMANCE PLAN
06 ADVISORY VOTE ON COMPENSATON OF OUR NAMED EXECUTIVE OFFICERS Management Abstain Against
07 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
MUELLER WATER PRODUCTS INC.
SECURITY 624758108 MEETING TYPE Annual
TICKER SYMBOL MWA MEETING DATE 26-Jan-2011
ISIN AGENDA 933359398 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DONALD N. BOYCE For For
2 HOWARD L. CLARK, JR. For For
3 SHIRLEY C. FRANKLIN For For
4 GREGORY E. HYLAND For For
5 JERRY W. KOLB For For
6 JOSEPH B. LEONARD For For
7 MARK J. O'BRIEN For For
8 BERNARD G. RETHORE For For
9 NEIL A. SPRINGER For For
10 LYDIA W. THOMAS For For
11 MICHAEL T. TOKARZ For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 23
The Gabelli Equity Income Fund
ASHLAND INC.
SECURITY 044209104 MEETING TYPE Annual
TICKER SYMBOL ASH MEETING DATE 27-Jan-2011
ISIN US0442091049 AGENDA 933358853 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF CLASS I DIRECTOR: KATHLEEN LIGOCKI Management For For
1B ELECTION OF CLASS I DIRECTOR: JAMES J. O'BRIEN Management For For
1C ELECTION OF CLASS I DIRECTOR: BARRY W. PERRY Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011.
03 APPROVAL OF THE 2011 ASHLAND INC. INCENTIVE PLAN. Management For For
04 APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS Management Abstain Against
AS DISCLOSED IN THE ASHLAND INC. PROXY STATEMENT PURSUANT TO
ITEM 402 OF REGULATION S-K UNDER THE SECURITIES ACT OF 1933,
AS AMENDED, AND THE SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
05 WHETHER THE SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS AS REQUIRED BY SECTION 14A(A)(2)
OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, SHOULD
OCCUR EVERY.
COSTCO WHOLESALE CORPORATION
SECURITY 22160K105 MEETING TYPE Annual
TICKER SYMBOL COST MEETING DATE 27-Jan-2011
ISIN US22160K1051 AGENDA 933359007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 SUSAN L. DECKER For For
2 RICHARD M. LIBENSON For For
3 JOHN W. MEISENBACH For For
4 CHARLES T. MUNGER For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. Management Abstain Against
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 31-Jan-2011
ISIN US71654V4086 AGENDA 933365113 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
A MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. ("UPB") AND OF Management For For
COMPERJ PET S.A. ("PET") INTO PETROBRAS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
B APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' Management For For
BYLAWS, UNDER THE TERMS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
ROCKWELL AUTOMATION, INC.
SECURITY 773903109 MEETING TYPE Annual
TICKER SYMBOL ROK MEETING DATE 01-Feb-2011
ISIN US7739031091 AGENDA 933359906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
A DIRECTOR Management
1 DONALD R. PARFET For For
2 STEVEN R. KALMANSON For For
3 JAMES P. KEANE For For
B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
C TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE Management Abstain Against
CORPORATION'S NAMED EXECUTIVE OFFICERS.
D TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF THE VOTE ON Management Abstain Against
THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
BECTON, DICKINSON AND COMPANY
SECURITY 075887109 MEETING TYPE Annual
TICKER SYMBOL BDX MEETING DATE 01-Feb-2011
ISIN US0758871091 AGENDA 933360531 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 24
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 BASIL L. ANDERSON For For
2 HENRY P. BECTON, JR. For For
3 EDWARD F. DEGRAAN For For
4 C.M. FRASER-LIGGETT For For
5 CHRISTOPHER JONES For For
6 MARSHALL O. LARSEN For For
7 EDWARD J. LUDWIG For For
8 ADEL A.F. MAHMOUD For For
9 GARY A. MECKLENBURG For For
10 CATHY E. MINEHAN For For
11 JAMES F. ORR For For
12 WILLARD J. OVERLOCK, JR For For
13 BERTRAM L. SCOTT For For
14 ALFRED SOMMER For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
04 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTES.
05 SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For
06 CUMULATIVE VOTING. Shareholder Against For
L-1 IDENTITY SOLUTIONS, INC.
SECURITY 50212A106 MEETING TYPE Special
TICKER SYMBOL ID MEETING DATE 03-Feb-2011
ISIN US50212A1060 AGENDA 933363967 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF SEPTEMBER 19, 2010, BY AND AMONG L-1 IDENTITY SOLUTIONS,
INC., A DELAWARE CORPORATION, SAFRAN SA, A FRENCH SOCIETE
ANONYME, AND LASER ACQUISITION SUB INC., A DELAWARE CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF SAFRAN SA, AND TO APPROVE
THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.
ROCKWELL COLLINS, INC.
SECURITY 774341101 MEETING TYPE Annual
TICKER SYMBOL COL MEETING DATE 04-Feb-2011
ISIN US7743411016 AGENDA 933359944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 C.A. DAVIS For For
2 R.E. EBERHART For For
3 D. LILLEY For For
02 TO CONSIDER AND VOTE ON A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against
THE COMPENSATION OF EXECUTIVE OFFICERS AND RELATED DISCLOSURES.
03 TO VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 FOR THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR AUDITORS FOR Management For For
FISCAL YEAR 2011.
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 04-Feb-2011
ISIN US9024941034 AGENDA 933360226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DON TYSON For For
2 JOHN TYSON For For
3 JIM KEVER For For
4 KEVIN M. MCNAMARA For For
5 BRAD T. SAUER For For
6 ROBERT THURBER For For
7 BARBARA A. TYSON For For
8 ALBERT C. ZAPANTA For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 25
The Gabelli Equity Income Fund
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING OCTOBER 1,
2011. THE BOARD OF DIRECTORS RECOMMENDS THAT
YOU VOTE "AGAINST" ITEM 3
03 TO CONSIDER AND ACT UPON THE SHAREHOLDER PROPOSAL DESCRIBED IN Shareholder Against For
THE ATTACHED PROXY STATEMENT, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
04 TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION REGARDING THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
INGLES MARKETS, INCORPORATED
SECURITY 457030104 MEETING TYPE Annual
TICKER SYMBOL IMKTA MEETING DATE 08-Feb-2011
ISIN US4570301048 AGENDA 933361141 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 FRED D. AYERS For For
2 JOHN O. POLLARD For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION, AS Management Abstain Against
DISCLOSED IN THE PROXY STATEMENT.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC Management For For
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2011.
05 STOCKHOLDER PROPOSAL CONCERNING EQUAL SHAREHOLDER VOTING. Shareholder Against For
ATMOS ENERGY CORPORATION
SECURITY 049560105 MEETING TYPE Annual
TICKER SYMBOL ATO MEETING DATE 09-Feb-2011
ISIN US0495601058 AGENDA 933360199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: KIM R. COCKLIN Management For For
1B ELECTION OF DIRECTOR: RICHARD W. DOUGLAS Management For For
1C ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL Management For For
1D ELECTION OF DIRECTOR: RICHARD K. GORDON Management For For
02 PROPOSAL TO AMEND THE COMPANY'S 1998 LONG-TERM INCENTIVE PLAN Management For For
TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER
THE PLAN AND TO EXTEND THE TERM OF THE PLAN FOR AN ADDITIONAL
FIVE YEARS.
03 PROPOSAL TO AMEND THE COMPANY'S ANNUAL INCENTIVE PLAN FOR Management For For
MANAGEMENT TO EXTEND THE TERM FOR AN ADDITIONAL FIVE YEARS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2011.
05 PROPOSAL FOR AN ADVISORY VOTE BY SHAREHOLDERS TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR
FISCAL 2010 ("SAY ON PAY").
06 PROPOSAL FOR AN ADVISORY VOTE ON THE FREQUENCY OF VOTE ON SAY Management Abstain Against
ON PAY IN FUTURE YEARS.
LANDAUER, INC.
SECURITY 51476K103 MEETING TYPE Annual
TICKER SYMBOL LDR MEETING DATE 10-Feb-2011
ISIN US51476K1034 AGENDA 933360909 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ROBERT J. CRONIN For For
2 WILLIAM G. DEMPSEY For For
3 WILLIAM E. SAXELBY For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY WITH Management Abstain Against
WHICH VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD.
NAVISTAR INTERNATIONAL CORPORATION
SECURITY 63934E108 MEETING TYPE Annual
TICKER SYMBOL NAV MEETING DATE 15-Feb-2011
ISIN US63934E1082 AGENDA 933365707 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 26
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JAMES H. KEYES For For
2 JOHN D. CORRENTI For For
3 DANIEL C. USTIAN For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 VOTE TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 110,000,000 TO 220,000,000.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY TO OBTAIN Shareholder Against For
STOCKHOLDER APPROVAL FOR CERTAIN FUTURE SEVERANCE AGREEMENTS.
TD AMERITRADE HOLDING CORPORATION
SECURITY 87236Y108 MEETING TYPE Annual
TICKER SYMBOL AMTD MEETING DATE 16-Feb-2011
ISIN US87236Y1082 AGENDA 933363830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 J. JOE RICKETTS For For
2 DAN W. COOK III For For
3 JOSEPH H. MOGLIA For For
4 WILBUR J. PREZZANO For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 LONG-TERM INCENTIVE PLAN. REAPPROVAL OF THE PERFORMANCE-BASED Management For For
COMPENSATION MEASURES TO BE USED UNDER THE COMPANY'S LONG-TERM
INCENTIVE PLAN, AS REQUIRED BY SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
05 MANAGEMENT INCENTIVE PLAN. REAPPROVAL OF THE PERFORMANCE-BASED Management For For
COMPENSATION MEASURES TO BE USED UNDER THE COMPANY'S
MANAGEMENT INCENTIVE PLAN, AS REQUIRED BY SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
06 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. RATIFICATION OF Management For For
THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2011.
NOVARTIS AG
SECURITY 66987V109 MEETING TYPE Annual
TICKER SYMBOL NVS MEETING DATE 22-Feb-2011
ISIN US66987V1098 AGENDA 933370784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF Management For For
NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS
FOR THE BUSINESS YEAR 2010
02 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER Management For For
BALANCE SHEET AND DECLARATION OF DIVIDEND
04 CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM Management Abstain Against
5B1 RE-ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM TO THE BOARD OF Management For For
DIRECTORS
5B2 RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR TERM TO THE Management For For
BOARD OF DIRECTORS
5B3 RE-ELECTION OF ULRICH LEHNER, PH.D. FOR A THREE- YEAR TERM TO Management For For
THE BOARD OF DIRECTORS
5C ELECTION OF NEW MEMBER THE BOARD OF DIRECTORS PROPOSES TO VOTE Management For For
FOR THE ELECTION OF ENRICO VANNI, PH.D.,FOR A THREE YEAR TERM
06 APPOINTMENT OF THE AUDITOR Management For For
07 ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING Management For For
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 23-Feb-2011
ISIN US2441991054 AGENDA 933366343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1B ELECTION OF DIRECTOR: DIPAK C. JAIN Management For For
1C ELECTION OF DIRECTOR: JOACHIM MILBERG Management For For
1D ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 27
The Gabelli Equity Income Fund
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION
("SAY-ON-PAY") Management Abstain Against
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES Management Abstain Against
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2011
WHOLE FOODS MARKET, INC.
SECURITY 966837106 MEETING TYPE Annual
TICKER SYMBOL WFMI MEETING DATE 28-Feb-2011
ISIN US9668371068 AGENDA 933366115 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DR. JOHN ELSTROTT For For
2 GABRIELLE GREENE For For
3 SHAHID (HASS) HASSAN For For
4 STEPHANIE KUGELMAN For For
5 JOHN MACKEY For For
6 WALTER ROBB For For
7 JONATHAN SEIFFER For For
8 MORRIS (MO) SIEGEL For For
9 JONATHAN SOKOLOFF For For
10 DR. RALPH SORENSON For For
11 W. (KIP) TINDELL, III For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS Management For For
INDEPENDENT AUDITOR FOR THE COMPANY FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE COMPENSATION PACKAGE GRANTED TO OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S BYLAWS TO PERMIT Shareholder Against For
REMOVAL OF DIRECTORS WITH OR WITHOUT CAUSE.
06 SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY TO HAVE, WHENEVER Shareholder Against For
POSSIBLE, AN INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS
WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE
COMPANY.
ROCHE HOLDING AG
SECURITY H69293217 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Mar-2011
ISIN CH0012032048 AGENDA 702770125 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD Non-Voting
YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK
YOU
1.1 The Board of Directors proposes that the Annual Report, Annual Non-Voting
Financial State-ments and Consolidated Financial Statements
for 2010 be approved
1.2 The Board of Directors proposes that the Remuneration Report Non-Voting
(see Annual Repor-t pages 91-101) be approved. This document
contains the principles governing t-he remuneration paid to
the Board of Directors and Corporate Executive Committ-ee and
reports on the amounts paid to the members of both bodies in
2010. This-vote is purely consultative
2 The Board of Directors proposes that the actions taken by its Non-Voting
members in 2010-be affirmed and ratified
3 Vote on the appropriation of available earnings Non-Voting
4 Amendment to the articles of incorporation Non-Voting
5.1 The re-election of Prof. Pius Baschera to the Board for the Non-Voting
term as provided b-y the Articles of Incorporation
5.2 The re-election of Prof. Bruno Gehrig to the Board for the Non-Voting
term as provided by-the Articles of Incorporation
5.3 The re-election of Mr Lodewijk J.R. de Vink to the Board for Non-Voting
the term as provi-ded by the Articles of Incorporation
5.4 The re-election of Dr Andreas Oeri to the Board for the term Non-Voting
as provided by th-e Articles of Incorporation
5.5 The election of Mr Paul Bulcke to the Board for the term as Non-Voting
provided by the Ar-ticles of Incorporation
5.6 The election of Mr Peter R. Voser to the Board for the term as Non-Voting
provided by the-Articles of Incorporation
5.7 The election of Dr Christoph Franz to the Board for the term Non-Voting
as provided by th-e Articles of Incorporation
6 The Board of Directors proposes that KPMG Ltd. be elected as Non-Voting
Statutory Auditor-s for the 2011 financial year
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AGENDA. Non-Voting
THANK YOU.
INTERNATIONAL GAME TECHNOLOGY
SECURITY 459902102 MEETING TYPE Annual
TICKER SYMBOL IGT MEETING DATE 01-Mar-2011
ISIN US4599021023 AGENDA 933365682 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 28
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 PAGET L. ALVES For For
2 JANICE CHAFFIN For For
3 GREG CREED For For
4 PATTI S. HART For For
5 ROBERT J. MILLER For For
6 DAVID E. ROBERSON For For
7 VINCENT L. SADUSKY For For
8 PHILIP G. SATRE For For
02 APPROVAL OF THE AMENDMENTS TO THE INTERNATIONAL GAME Management Against Against
TECHNOLOGY 2002 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE AMENDMENT TO THE INTERNATIONAL GAME TECHNOLOGY Management For For
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
06 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS IGT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2011.
ROYAL BANK OF CANADA
SECURITY 780087102 MEETING TYPE Annual
TICKER SYMBOL RY MEETING DATE 03-Mar-2011
ISIN CA7800871021 AGENDA 933369577 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 W.G. BEATTIE For For
2 J.T. FERGUSON For For
3 P. GAUTHIER For For
4 T.J. HEARN For For
5 A.D. LABERGE For For
6 J. LAMARRE For For
7 B.C. LOUIE For For
8 M.H. MCCAIN For For
9 G.M. NIXON For For
10 D.P. O'BRIEN For For
11 J.P. REINHARD For For
12 E. SONSHINE For For
13 K.P. TAYLOR For For
14 V.L. YOUNG For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR Management For For
03 ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE Management For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For
07 SHAREHOLDER PROPOSAL NO. 4. Shareholder Against For
NORTHEAST UTILITIES
SECURITY 664397106 MEETING TYPE Special
TICKER SYMBOL NU MEETING DATE 04-Mar-2011
ISIN US6643971061 AGENDA 933364882 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, BY AND Management For For
AMONG NORTHEAST UTILITIES, NU HOLDING ENERGY 1 LLC, NU HOLDING
ENERGY 2 LLC AND NSTAR, AS AMENDED AND AS IT MAY BE AMENDED
FURTHER, AND APPROVE THE MERGER, INCLUDING THE ISSUANCE OF
NORTHEAST UTILITIES COMMON SHARES TO NSTAR SHAREHOLDERS PURSUANT
TO THE MERGER.
02 PROPOSAL TO INCREASE THE NUMBER OF NORTHEAST UTILITIES COMMON Management For For
SHARES AUTHORIZED FOR ISSUANCE BY THE BOARD OF TRUSTEES IN
ACCORDANCE WITH SECTION 19 OF THE NORTHEAST UTILITIES DECLARATION
OF TRUST BY 155,000,000 COMMON SHARES, FROM 225,000,000
AUTHORIZED COMMON SHARES TO 380,000,000 AUTHORIZED COMMON SHARES.
03 PROPOSAL TO FIX THE NUMBER OF TRUSTEES OF THE NORTHEAST Management For For
UTILITIES BOARD OF TRUSTEES AT FOURTEEN.
04 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE FOREGOING PROPOSALS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 29
The Gabelli Equity Income Fund
NSTAR
SECURITY 67019E107 MEETING TYPE Special
TICKER SYMBOL NST MEETING DATE 04-Mar-2011
ISIN US67019E1073 AGENDA 933365086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 PROPOSAL TO APPROVE THE MERGER CONTEMPLATED BY THE AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF OCTOBER 16, 2010, AS AMENDED ON
NOVEMBER 1, 2010 AND DECEMBER 16, 2010, BY AND AMONG NORTHEAST
UTILITIES, NU HOLDING ENERGY 1 LLC, NU HOLDING ENERGY 2 LLC AND
NSTAR, AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME, AND ADOPT
THE AGREEMENT AND PLAN OF MERGER.
02 PROPOSAL TO ADJOURN THE NSTAR SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE MERGER AND AGREEMENT AND PLAN
OF MERGER.
PIEDMONT NATURAL GAS COMPANY, INC.
SECURITY 720186105 MEETING TYPE Annual
TICKER SYMBOL PNY MEETING DATE 04-Mar-2011
ISIN US7201861058 AGENDA 933365430 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 MALCOLM E. EVERETT III For For
2 FRANK B. HOLDING, JR. For For
3 MINOR M. SHAW For For
4 MURIEL W. SHEUBROOKS For For
2 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2011 FISCAL YEAR
3 APPROVAL OF THE COMPANY'S AMENDED AND RESTATED INCENTIVE Management For For
COMPENSATION PLAN
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
5 ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
DEL MONTE FOODS COMPANY
SECURITY 24522P103 MEETING TYPE Special
TICKER SYMBOL DLM MEETING DATE 07-Mar-2011
ISIN US24522P1030 AGENDA 933366177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
NOVEMBER 24, 2010, AS IT MAY BE AMENDED FROM TIME TO TIME, BY
AND AMONG DEL MONTE FOODS COMPANY, BLUE ACQUISITION GROUP,
INC., AND BLUE MERGER SUB INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND
PLAN OF MERGER.
TYCO INTERNATIONAL LTD.
SECURITY H89128104 MEETING TYPE Annual
TICKER SYMBOL TYC MEETING DATE 09-Mar-2011
ISIN CH0100383485 AGENDA 933367395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL Management For For
STATEMENTS OF TYCO INTERNATIONAL LTD ("TYCO") AND FINANCIAL
STATEMENTS FOR YEAR ENDED SEPTEMBER 24, 2010.
02 TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE Management For For
FINANCIAL YEAR ENDED SEPTEMBER 24, 2010.
03 DIRECTOR Management
1 EDWARD D. BREEN For For
2 MICHAEL E. DANIELS For For
3 TIMOTHY M. DONAHUE For For
4 BRIAN DUPERREAULT For For
5 BRUCE S. GORDON For For
6 RAJIV L. GUPTA For For
7 JOHN A. KROL For For
8 BRENDAN R. O'NEILL For For
9 DINESH PALIWAL For For
10 WILLIAM S. STAVROPOULOS For For
11 SANDRA S. WIJNBERG For For
12 R. DAVID YOST For For
4A TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE Management For For
NEXT ANNUAL GENERAL MEETING.
4B TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 30
The Gabelli Equity Income Fund
4C TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING. Management For For
5A TO APPROVE THE ALLOCATION OF FISCAL YEAR 2010 RESULTS. Management For For
5B TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN THE Management For For
AMOUNT OF $1.00 PER SHARE TO BE MADE OUT OF TYCO'S "CONTRIBUTED
SURPLUS" EQUITY POSITION IN ITS STATUTORY ACCOUNTS.
06 APPROVAL OF AN AMENDMENT TO TYCO'S ARTICLES OF ASSOCIATION TO Management For For
RENEW THE AMOUNT OF AUTHORIZED SHARE CAPITAL.
07 TO APPROVE THE CANCELLATION OF REPURCHASED TREASURY SHARES. Management For For
8A TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
8B TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
EXECUTIVE COMPENSATION VOTE.
TYCO ELECTRONICS LTD
SECURITY H8912P106 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 09-Mar-2011
ISIN CH0102993182 AGENDA 933369755 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Management For For
1B ELECTION OF DIRECTOR: JUERGEN W. GROMER Management For For
1C ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Management For For
1D ELECTION OF DIRECTOR: THOMAS J. LYNCH Management For For
1E ELECTION OF DIRECTOR: DANIEL J. PHELAN Management For For
1F ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For
1G ELECTION OF DIRECTOR: LAWRENCE S. SMITH Management For For
1H ELECTION OF DIRECTOR: PAULA A. SNEED Management For For
1I ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1J ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Management For For
2A TO APPROVE THE 2010 ANNUAL REPORT OF TYCO ELECTRONICS LTD. Management For For
(EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010 AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 24, 2010)
2B TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TYCO Management For For
ELECTRONICS LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 24, 2010
2C TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TYCO Management For For
ELECTRONICS LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 24, 2010
03 TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE Management For For
OFFICERS OF TYCO ELECTRONICS FOR ACTIVITIES DURING THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
4A TO ELECT DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011
4B TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TYCO Management For For
ELECTRONICS' SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TYCO ELECTRONICS
4C TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS Management For For
TYCO ELECTRONICS' SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TYCO ELECTRONICS
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION. THERE IS NO MANAGEMENT
RECOMMENDATION FOR PROPOSAL 6. IF NO DIRECTION IS MADE OR
GIVEN, THIS PROPOSAL WILL BE VOTED AS ABSTAIN.
07 TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC Management For For
AMOUNT EQUAL TO US$ 0.72 PER ISSUED SHARE (INCLUDING TREASURY
SHARES) TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$
0.18 STARTING WITH THE THIRD FISCAL QUARTER OF 2011 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2012 PURSUANT TO THE TERMS OF THE
DIVIDEND RESOLUTION
08 TO APPROVE THE CHANGE OF TYCO ELECTRONICS' CORPORATE NAME FROM Management For For
"TYCO ELECTRONICS LTD." TO "TE CONNECTIVITY LTD." AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
09 TO APPROVE THE RENEWAL OF AUTHORIZED CAPITAL AND RELATED Management For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION
10 TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED Management For For
UNDER TYCO ELECTRONICS' SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
11 TO APPROVE AN AUTHORIZATION RELATED TO TYCO ELECTRONICS' SHARE Management For For
REPURCHASE PROGRAM
12 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL Management For For
GENERAL MEETING
TYCO ELECTRONICS LTD
SECURITY H8912P106 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 09-Mar-2011
ISIN CH0102993182 AGENDA 933374910 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 31
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Management For For
1B ELECTION OF DIRECTOR: JUERGEN W. GROMER Management For For
1C ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Management For For
1D ELECTION OF DIRECTOR: THOMAS J. LYNCH Management For For
1E ELECTION OF DIRECTOR: DANIEL J. PHELAN Management For For
1F ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For
1G ELECTION OF DIRECTOR: LAWRENCE S. SMITH Management For For
1H ELECTION OF DIRECTOR: PAULA A. SNEED Management For For
1I ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1J ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Management For For
2A TO APPROVE THE 2010 ANNUAL REPORT OF TYCO ELECTRONICS LTD. Management For For
(EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010 AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 24, 2010)
2B TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TYCO Management For For
ELECTRONICS LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 24, 2010
2C TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TYCO Management For For
ELECTRONICS LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 24, 2010
03 TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE Management For For
OFFICERS OF TYCO ELECTRONICS FOR ACTIVITIES DURING THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
4A TO ELECT DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011
4B TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TYCO Management For For
ELECTRONICS' SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TYCO ELECTRONICS
4C TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS Management For For
TYCO ELECTRONICS' SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TYCO ELECTRONICS
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE Management Abstain
ON EXECUTIVE COMPENSATION. THERE IS NO MANAGEMENT
RECOMMENDATION FOR PROPOSAL 6. IF NO DIRECTION IS MADE OR
GIVEN, THIS PROPOSAL WILL BE VOTED AS ABSTAIN.
07 TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC Management For For
AMOUNT EQUAL TO US$ 0.72 PER ISSUED SHARE (INCLUDING TREASURY
SHARES) TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$
0.18 STARTING WITH THE THIRD FISCAL QUARTER OF 2011 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2012 PURSUANT TO THE TERMS OF THE
DIVIDEND RESOLUTION
08 TO APPROVE THE CHANGE OF TYCO ELECTRONICS' CORPORATE NAME FROM Management For For
"TYCO ELECTRONICS LTD." TO "TE CONNECTIVITY LTD." AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
09 TO APPROVE THE RENEWAL OF AUTHORIZED CAPITAL AND RELATED Management For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION
10 TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED Management For For
UNDER TYCO ELECTRONICS' SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
11 TO APPROVE AN AUTHORIZATION RELATED TO TYCO ELECTRONICS' SHARE Management For For
REPURCHASE PROGRAM
12 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL Management For For
GENERAL MEETING
NATIONAL FUEL GAS COMPANY
SECURITY 636180101 MEETING TYPE Annual
TICKER SYMBOL NFG MEETING DATE 10-Mar-2011
ISIN US6361801011 AGENDA 933368157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ROBERT T. BRADY For For
2 ROLLAND E. KIDDER For For
3 FREDERIC V. SALERNO For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE COMPENSATION OF EXECUTIVES Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF VOTE TO APPROVE COMPENSATION OF Management Abstain Against
EXECUTIVES
KOREA ELECTRIC POWER CORPORATION
SECURITY 500631106 MEETING TYPE Annual
TICKER SYMBOL KEP MEETING DATE 11-Mar-2011
ISIN US5006311063 AGENDA 933377459 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 32
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 SHAREHOLDER APPROVAL OF THE NON-CONSOLIDATED BALANCE SHEETS, Management For For
STATEMENTS OF INCOME AND STATEMENTS OF DISPOSITION OF DEFICIT AS
OF OR FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010, EACH PREPARED
IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN
KOREA, OR KOREAN GAAP
02 CEILING ON REMUNERATION OF KEPCO'S DIRECTORS Management For For
3A APPOINTMENT OF STANDING DIRECTOR: CHONG-YOUNG KIM Management For For
3B APPOINTMENT OF STANDING DIRECTOR: JONG-HO KIM Management For For
3C APPOINTMENT OF STANDING DIRECTOR: IN-KOOK CHO Management For For
COVIDIEN PLC
SECURITY G2554F105 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 15-Mar-2011
ISIN IE00B3QN1M21 AGENDA 933367701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
1B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For
1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For
1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For
1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For
1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For
1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
02 APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT Management For For
COMMITTEE TO SET THE AUDITORS' REMUNERATION.
03 EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT FOLLOWED BY A ONE Management For For
HUNDRED-FOR-ONE FORWARD SPLIT OF THE COMPANY'S ORDINARY SHARES.
04 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
05 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
VOTES.
VIACOM INC.
SECURITY 92553P102 MEETING TYPE Annual
TICKER SYMBOL VIA MEETING DATE 16-Mar-2011
ISIN US92553P1021 AGENDA 933369084 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 GEORGE S. ABRAMS For For
2 PHILIPPE P. DAUMAN For For
3 THOMAS E. DOOLEY For For
4 ALAN C. GREENBERG For For
5 ROBERT K. KRAFT For For
6 BLYTHE J. MCGARVIE For For
7 CHARLES E. PHILLIPS, JR For For
8 SHARI REDSTONE For For
9 SUMNER M. REDSTONE For For
10 FREDERIC V. SALERNO For For
11 WILLIAM SCHWARTZ For For
02 THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION APPROVING Management Abstain Against
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF VIACOM
INC., AS DESCRIBED IN THE "EXECUTIVE COMPENSATION" SECTION OF
THE 2011 PROXY STATEMENT.
03 THE SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE Management Abstain Against
STOCKHOLDER VOTE ON THE COMPENSATION OF VIACOM INC.'S NAMED
EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM INC. FOR FISCAL
YEAR 2011.
OMNOVA SOLUTIONS INC.
SECURITY 682129101 MEETING TYPE Annual
TICKER SYMBOL OMN MEETING DATE 17-Mar-2011
ISIN US6821291019 AGENDA 933369832 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 MICHAEL J. MERRIMAN For For
2 WILLIAM R. SEELBACH For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING NOVEMBER 30, 2011
3 APPROVAL OF THE COMPENSATION OF THE COMPANY'S EXECUTIVE Management Abstain Against
OFFICERS
4 FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 33
The Gabelli Equity Income Fund
WILMINGTON TRUST CORPORATION
SECURITY 971807102 MEETING TYPE Special
TICKER SYMBOL WL MEETING DATE 22-Mar-2011
ISIN US9718071023 AGENDA 933373259 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, OR MERGER Management For For
AGREEMENT, DATED AS OF OCTOBER 31, 2010, BY AND AMONG M&T BANK
CORPORATION, A NEW YORK CORPORATION, MTB ONE, INC., A DELAWARE
CORPORATION AND WHOLLY OWNED DIRECT SUBSIDIARY OF M&T, AND
WILMINGTON TRUST CORPORATION, PURSUANT TO WHICH MTB ONE, INC.
WILL MERGE WITH AND INTO WILMINGTON TRUST CORPORATION.
02 TO ADJOURN, POSTPONE OR CONTINUE THE SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT.
JUPITER TELECOMMUNICATIONS CO.,LTD.
SECURITY J28710101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Mar-2011
ISIN JP3392750000 AGENDA 702827582 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
COCA-COLA FEMSA, S.A.B DE C.V.
SECURITY 191241108 MEETING TYPE Annual
TICKER SYMBOL KOF MEETING DATE 23-Mar-2011
ISIN US1912411089 AGENDA 933382361 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 REPORT OF CHIEF EXECUTIVE OFFICER, OPINION OF BOARD, REGARDING Management For For
THE CONTENT OF THE REPORT OF CHIEF EXECUTIVE OFFICER AND REPORTS
OF THE BOARD; REPORTS OF THE CHAIRMEN OF AUDIT AND CORPORATE
PRACTICES COMMITTEES; PRESENTATION OF FINANCIAL STATEMENTS, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 REPORT WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS. Management For For
03 APPLICATION OF THE RESULTS FOR THE 2010 FISCAL YEAR, INCLUDING Management For For
THE PAYMENT OF A CASH DIVIDEND, IN MEXICAN PESOS, IN THE AMOUNT
OF PS $2.36 PER EACH SHARE.
04 TO DETERMINE AS MAXIMUM AMOUNT OF RESOURCES TO BE USED FOR Management For For
SHARE REPURCHASE PROGRAM, AMOUNT OF $400,000,000.00 MEXICAN
PESOS.
05 ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, Management For For
QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE
SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
06 ELECTION OF MEMBERS OF THE FOLLOWING COMMITTEES: (I) FINANCE Management For For
AND PLANNING, (II) AUDIT, AND (III) CORPORATE PRACTICES;
APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN, AND RESOLUTION WITH
RESPECT TO THEIR REMUNERATION.
07 APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE Management For For
MEETING'S RESOLUTION.
08 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTE. Management For For
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV
SECURITY 344419106 MEETING TYPE Annual
TICKER SYMBOL FMX MEETING DATE 25-Mar-2011
ISIN US3444191064 AGENDA 933383464 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 34
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 REPORT OF CHIEF EXECUTIVE OFFICER, OPINION OF BOARD REGARDING Management For For
THE CONTENT OF THE REPORT OF CHIEF EXECUTIVE OFFICER AND
REPORTS OF THE BOARD; REPORTS OF THE CHAIRMEN OF AUDIT AND
CORPORATE PRACTICES COMMITTEES; PRESENTATION OF FINANCIAL
STATEMENTS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 REPORT WITH RESPECT TO THE COMPLIANCE OF OBLIGATIONS. Management For For
03 APPLICATION OF RESULTS FOR THE 2010 FISCAL YEAR, INCLUDING THE Management For For
PAYMENT OF A CASH DIVIDEND, IN MEXICAN PESOS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 TO DETERMINE AS MAXIMUM AMOUNT OF RESOURCES TO BE USED FOR Management For For
SHARE REPURCHASE PROGRAM, AMOUNT OF $3,000,000,000.00 MEXICAN
PESOS.
05 ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD, Management For For
QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE
SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
06 ELECTION OF MEMBERS OF COMMITTEES: I) FINANCE & PLANNING, II) Management For For
AUDIT, III) CORPORATE PRACTICES; APPOINTMENT OF THEIR
RESPECTIVE CHAIRMAN AND RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
07 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND FORMALIZATION Management For For
OF THE MEETING'S RESOLUTION.
08 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For
SAPPORO HOLDINGS LIMITED
SECURITY J69413128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Mar-2011
ISIN JP3320800000 AGENDA 702816301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
3. Appoint a Corporate Auditor Management For For
4. Appoint a Substitute Corporate Auditor Management For For
5. Approval of Policy toward Large-Scale Purchase of Share Management For For
Certificates, etc., of the Company
NOBEL BIOCARE
SECURITY H5783Q130 MEETING TYPE Annual General Meeting
TICKER SYMBOL NLB1.DE MEETING DATE 30-Mar-2011
ISIN CH0037851646 AGENDA 702835414 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 795232 DUE Non-Voting
TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE Non-Voting
SENT UNDER MEETING-795231, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON
A BEST EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
1 The Board of Directors proposes to approve the annual report Management No Action
2010 consisting of the business report, the statutory
financial statements and the consolidated financial statements
of Nobel Biocare Holding Ltd
2 The Board of Directors proposes that the remuneration report Management No Action
for 2010 including the principles of the compensation model
for 2011 be ratified in a non-binding consultative vote
3.1 The Board proposes to allocate reserves from capital Management No Action
contributions to free reserves in the amount of CHF
43'324'585.50
3.2 The Board proposes to carry forward the available earnings Management No Action
2010 in the amount of CHF 535'832'838.00
3.3 The Board proposes to distribute a dividend of CHF 0.35 per Management No Action
registered share out of the free reserves allocated according
to 3.1 above
4 The Board of Directors proposes the granting of discharge to Management No Action
the members of the Board of Directors for their services in
the business year 2010
5.1 The Board of Directors proposes the re-election of Mrs. Management No Action
Daniela Bosshardt-Hengartner for a one-year term of office
until the next Annual General Shareholders' Meeting
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 35
The Gabelli Equity Income Fund
5.2 The Board of Directors proposes the re-election Messrs. Raymund Management No Action
Breu for a one-year term of office until the next Annual
General Shareholders' Meeting
5.3 The Board of Directors proposes the re-election of Stig Management No Action
Eriksson for a one-year term of office until the next Annual
General Shareholders' Meeting
5.4 The Board of Directors proposes the re-election of Edgar Fluri Management No Action
for a one-year term of office until the next Annual General
Shareholders' Meeting
5.5 The Board of Directors proposes the re-election of Robert Management No Action
Lilja for a one-year term of office until the next Annual
General Shareholders' Meeting
5.6 The Board of Directors proposes the re-election of Heino von Management No Action
Prondzynski for a one-year term of office until the next
Annual General Shareholders' Meeting
5.7 The Board of Directors proposes the re-election of Oern Stuge Management No Action
for a one-year term of office until the next Annual General
Shareholders' Meeting
5.8 The Board of Directors proposes the re-election of Rolf Watter Management No Action
for a one-year term of office until the next Annual General
Shareholders' Meeting
6 The Board of Directors proposes the re-election of KPMG AG, Management No Action
Zurich, as Auditor for the business year 2011
GENCORP INC.
SECURITY 368682100 MEETING TYPE Annual
TICKER SYMBOL GY MEETING DATE 30-Mar-2011
ISIN US3686821006 AGENDA 933373350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 THOMAS A. CORCORAN For For
2 JAMES R. HENDERSON For For
3 WARREN G. LICHTENSTEIN For For
4 DAVID A. LORBER For For
5 JAMES H. PERRY For For
6 SCOTT J. SEYMOUR For For
7 MARTIN TURCHIN For For
8 ROBERT C. WOODS For For
02 TO APPROVE AN AMENDMENT TO THE GENCORP AMENDED AND RESTATED Management For For
2009 EQUITY AND PERFORMANCE INCENTIVE PLAN TO ELIMINATE THE
LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO BE ISSUED AS
FULL VALUE AWARDS.
03 TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION Management Abstain Against
OF GENCORP'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY AT WHICH GENCORP Management Abstain Against
SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF
GENCORP'S NAMED EXECUTIVE OFFICERS.
05 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY.
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 04-Apr-2011
ISIN US71654V4086 AGENDA 933398237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE 20 OF THE Management For For
COMPANY'S BYLAWS, BY EXCLUDING THE WORD "UP TO", AND
ESTABLISHING THE NUMBER OF DIRECTORS.
02 MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS. Management For For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY 806857108 MEETING TYPE Annual
TICKER SYMBOL SLB MEETING DATE 06-Apr-2011
ISIN AN8068571086 AGENDA 933377106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: P. CAMUS Management For For
1B ELECTION OF DIRECTOR: P. CURRIE Management For For
1C ELECTION OF DIRECTOR: A. GOULD Management For For
1D ELECTION OF DIRECTOR: T. ISAAC Management For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Management For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Management For For
1G ELECTION OF DIRECTOR: A. LAJOUS Management For For
1H ELECTION OF DIRECTOR: M.E. MARKS Management For For
1I ELECTION OF DIRECTOR: E. MOLER Management For For
1J ELECTION OF DIRECTOR: L.R. REIF Management For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Management For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Management For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 36
The Gabelli Equity Income Fund
1N ELECTION OF DIRECTOR: L.S. OLAYAN Management For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF Management For For
INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES OF Management For For
INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED
DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS AND DECLARATION Management For For
OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
WADDELL & REED FINANCIAL, INC.
SECURITY 930059100 MEETING TYPE Annual
TICKER SYMBOL WDR MEETING DATE 06-Apr-2011
ISIN US9300591008 AGENDA 933378247 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 SHARILYN S. GASAWAY For For
2 ALAN W. KOSLOFF For For
3 JERRY W. WALTON For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSAITION.
JULIUS BAER GRUPPE AG, ZUERICH
SECURITY H4414N103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 07-Apr-2011
ISIN CH0102484968 AGENDA 702847534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 798734 DUE Non-Voting
TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE Non-Voting
SENT UNDER MEETING-798818, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON
A BEST EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
1 Annual report, financial statements and group accounts for the Management No Action
year 2010, report of the statutory auditors
2 Allocation of share premium reserves Management No Action
3.1 Appropriation of disposable profit, dissolution and Management No Action
distribution of share premium reserves
3.2 Disposal from balance sheet item share premium reserves for Management No Action
the purpose of share repurchases
4 Discharge of the members of the board of directors and of the Management No Action
executive board
5.1.1 Re-election of Peter Kuepfer (1 year) to the board of directors Management No Action
Management No Action
5.1.2 Re-election of Charles Stonehill (3 years) to the board of Management No Action
directors
5.2 New election of Heinrich Baumann (3 years) to the board of Management No Action
directors
6 The Board of Directors proposes that KPMG AG, Zurich, be Management No Action
elected as Statutory Auditors for another one-year period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR Non-Voting
NAME. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU-DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
DISCOVER FINANCIAL SERVICES
SECURITY 254709108 MEETING TYPE Annual
TICKER SYMBOL DFS MEETING DATE 07-Apr-2011
ISIN US2547091080 AGENDA 933374984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Management For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Management For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 37
The Gabelli Equity Income Fund
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Management For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Management For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Management For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Management For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Management For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Management For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Management For For
1K ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH Management For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL SERVICES Management For For
DIRECTORS' COMPENSATION PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ALCON, INC.
SECURITY H01301102 MEETING TYPE Annual
TICKER SYMBOL ACL MEETING DATE 07-Apr-2011
ISIN CH0013826497 AGENDA 933378499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 APPROVAL OF MERGER AGREEMENT, AS OF DECEMBER 14, 2010, ENTERED Management For For
INTO BY AND BETWEEN ALCON, INC. AND NOVARTIS AG
02 APPROVAL OF THE 2010 BUSINESS REPORT, INCLUDING THE OPERATING Management For For
REVIEW, SWISS STATUTORY FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ALCON, INC. AND ITS SUBSIDIARIES
03 DISCHARGE OF THE CURRENT AND FORMER MEMBERS OF THE BOARD OF Management For For
DIRECTORS OF ALCON, INC. FOR THEIR TERM OF OFFICE FROM JANUARY
1, 2010 UP TO APRIL 1, 2011
04 RE-ELECTION OF KPMG AG, ZUG, SWITZERLAND, AS AUDITORS FOR Management For For
PERIOD BETWEEN THE ALCON, INC. ANNUAL GENERAL MEETING AND
COMPLETION OF THE MERGER OF ALCON, INC. WITH AND INTO NOVARTIS
AG
5A RE-ELECTION OF THE BOARD OF DIRECTOR: THOMAS G. PLASKETT Management For For
5B RE-ELECTION OF THE BOARD OF DIRECTOR: CARY R. RAYMENT Management For For
5C RE-ELECTION OF THE BOARD OF DIRECTOR: DR. ENRICO VANNI Management For For
5D RE-ELECTION OF THE BOARD OF DIRECTOR: DR. DANIEL VASELLA Management For For
5E RE-ELECTION OF THE BOARD OF DIRECTOR: NORMAN WALKER Management For For
ALCON, INC.
SECURITY H01301102 MEETING TYPE Annual
TICKER SYMBOL ACL MEETING DATE 07-Apr-2011
ISIN CH0013826497 AGENDA 933393237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 APPROVAL OF MERGER AGREEMENT, AS OF DECEMBER 14, 2010, ENTERED Management For For
INTO BY AND BETWEEN ALCON, INC. AND NOVARTIS AG
02 APPROVAL OF THE 2010 BUSINESS REPORT, INCLUDING THE OPERATING Management For For
REVIEW, SWISS STATUTORY FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ALCON, INC. AND ITS SUBSIDIARIES
03 DISCHARGE OF THE CURRENT AND FORMER MEMBERS OF THE BOARD OF Management For For
DIRECTORS OF ALCON, INC. FOR THEIR TERM OF OFFICE FROM JANUARY
1, 2010 UP TO APRIL 1, 2011
04 RE-ELECTION OF KPMG AG, ZUG, SWITZERLAND, AS AUDITORS FOR Management For For
PERIOD BETWEEN THE ALCON, INC. ANNUAL GENERAL MEETING AND
COMPLETION OF THE MERGER OF ALCON, INC. WITH AND INTO NOVARTIS
AG
5A RE-ELECTION OF THE BOARD OF DIRECTOR: THOMAS G. PLASKETT Management For For
5B RE-ELECTION OF THE BOARD OF DIRECTOR: CARY R. RAYMENT Management For For
5C RE-ELECTION OF THE BOARD OF DIRECTOR: DR. ENRICO VANNI Management For For
5D RE-ELECTION OF THE BOARD OF DIRECTOR: DR. DANIEL VASELLA Management For For
5E RE-ELECTION OF THE BOARD OF DIRECTOR: NORMAN WALKER Management For For
BANCO POPULAR ESPANOL SA, MADRID
SECURITY E19550206 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 08-Apr-2011
ISIN ES0113790531 AGENDA 702819270 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 38
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 794427 DUE Non-Voting
TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT MEETING DATE HAS BEEN CHANGED FROM 07 APR TO 08 APR. MANAGEMENT
FORESEES THE M-EETING TO TAKE PLACE ON THE SECOND CALL - 08 APR
2011. Non-Voting
1 Approval of the Annual Accounts (balance sheet, profit and Management For For
loss account, statement of changes in the net assets, cash flow
statement and notes to the Annual Accounts) and of the
Management Report of Banco Popular Espanol, S.A. and its
consolidated Group, as well as of the proposal for the
application of the result and of the running of the company,
all with respect to the 2010 financial year
2.1 Amendment of the Articles of Association: Amendment of Management For For
Articles 8. Transfer of shares, 13. The General Meeting of
Shareholders. Calls for Meetings; 14. Attendance at Meetings;
23. Audit and Control Committee and 31. Dissolution and
Winding-Up, for the adaptation thereof to the new legal
provisions recently introduced
2.2 Amendment of the Articles of Association: Amendment of Article Management For For
17 and deletion of the Second Transitional Provision, in order
to establish the maximum number of members of the Board of
Directors at 18 and to include the possibility of compensation
by means of Bank shares
2.3 Amendment of the Articles of Association: Amendment of Management For For
Articles 25 and 26, in relation to the composition and duties
of the General Management and of the Risk Committee
2.4 Amendment of the Articles of Association: Amendment of Article Management For For
15 and the First Transitional Provision, in relation to the
Officers of the Meeting
2.5 Amendment of the Articles of Association: Amendment of Management For For
Articles 1. Company Name; 7. Non-Voting, Redeemable and
Privileged Shares; 9. Capital Increases; 10. Bond Issues and
Issues of Other Securities; 11. Management Bodies, 12. The
General Meeting of Shareholders; 15 The Officers of the
Meeting; 18. Powers of the Board of Directors; 20. Chairman of
the Board of Directors; 21. Substitution of the Chairman of
the Board; 22. Delegation of Powers of the Board of Directors;
28. Preparation of the Annual Accounts; and Final Article.
Share Capital, as well as the deletion of Articles 30 and 32
with respect to the obligations derived from the holding of
shares, in order to introduce improvements in the wording and
in the structure of the Articles of Association
3 Amendment of the following Articles of the Rules of Procedure Management For For
of the General Meeting: 8. The Corporate Website; 11. Call for
the General Meeting; 12. Notice of the Call; 17. Shareholder
Representation and Proxy Voting; 23. Convening and Conduct of
the General Meeting and 24. Requests for Taking the Floor, for
their adaptation to the changes introduced by Legislative
Royal Decree 1/2010, of 2 July 2010, approving the revised
text of the Companies Act
4 Appointment of Mr. Michel Lucas as a nominee director, Management For For
representing Banque Federative du Credit Mutuel, holder of a
5% interest
5 Re-election of the Auditors for the review and legal audit of Management For For
the Bank's financial statements and of the consolidated
financial statements
6 Authority granted to the Board of Directors, in accordance Management For For
with articles 297.1.b), 311 and 506 of the Companies Act, to
enable the Board to increase the share capital within a
maximum time limit of five years, at one time or on several
occasions and up to half of the current share capital, with
the power to exclude the pre- emptive subscription right and
to reword the final article of the Articles of Association. To
revoke the unused portion of the authority granted by the
Ordinary General Meeting of Shareholders of 26 June 2009
7.1 Two capital increases against reserves: To increase the share Management For For
capital by the amount determinable according to the terms of
the resolution by means of the issue of new ordinary shares
with a face value of 0.10 euros each, without an issue
premium, of the same class and series as that of the shares
currently in circulation, against voluntary reserves
originating from undistributed profits, for allotment to
shareholders without cost. Offering to shareholders of the
acquisition of their free allotment rights at a guaranteed
price. Estimate of incomplete subscription. Delegation of
powers to the Board of Directors, with the power to be
replaced by the Executive Committee, in order to set the terms
and conditions of the increase in all aspects not specifically
provided for by this General Meeting, to take whatever actions
as necessary for the implementation thereof, to adapt the
wording of the final article of the Articles of Association to
the new amount of the share capital and to apply for the
trading of the new shares on the Stock Exchanges where the
Bank's shares are listed
7.2 Two capital increases against reserves: To increase the share Management For For
capital by the amount determinable according to the terms of
the resolution by means of the issue of new ordinary shares
with a face value of 0.10 euros each, without an issue
premium, of the same class and series as that of the shares
currently in circulation, against voluntary reserves
originating from undistributed profits, for allotment to
shareholders without cost. Offering to shareholders of the
acquisition of their free allotment rights at a guaranteed
price. Estimate of incomplete subscription. Delegation of
powers to the Board of Directors, with the power to be
replaced by the Executive Committee, in order to set the terms
and conditions of the increase in all aspects not specifically
provided for by this General Meeting, to take whatever actions
as necessary for the implementation thereof, to adapt the
wording of the final article of the Articles of Association to
the new amount of the share capital and to apply for the
trading of the new shares on the Stock Exchanges where the
Bank's shares are listed
8 Delegation to the Board of Directors, with the power to Management For For
appoint replacement attorneys, of the power to issue
promissory notes, straight or subordinated bonds and
debentures, with or without a guarantee, not convertible into
shares, preferred stock, mortgage debentures and bonds and
mortgage-backed securities, mortgage transfer certificates,
public sector bonds or any other fixed-income securities, in
euros or in a foreign currency, and at a fixed or variable
rate. To revoke the unused portion of the authority granted by
the Ordinary General Meeting of Shareholders of 26 June 2009
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 39
The Gabelli Equity Income Fund
9 Delegation to the Board of Directors, with the power to appoint Management For For
replacement attorneys, of the power to issue fixed-income
securities convertible into and/or exchangeable for Bank
shares. Establishment of the criteria for the determination
of the bases and modalities for the conversion and/or swap.
Delegation to the Board of Directors, with the express power
to appoint replacement attorneys, of the powers necessary for
establishing the bases and modalities for the conversion
and/or swap, in order to exclude the shareholders' pre-emptive
subscription right and to increase the share capital by the
amount necessary and amend the final article of the Articles
of Association. To revoke the unused portion of the authority
granted by the Ordinary General Meeting of Shareholders of
26 June 2009
10 Report on the policy with respect to the compensation and Management For For
remuneration of the members of the Board of Directors and of
the Senior Management, for voting on a consultative basis
11 Approval of a system of variable compensation through Banco Management For For
Popular shares for the members of its management team,
including the executive directors and the members of the
senior management
12 Authorisation of the members of the Board of Directors to Management For For
enable them to engage, on a self-employed or salaried basis,
in the same, similar or complementary type of activity as that
which constitutes the corporate purpose of the Bank
13 Delegation of powers to the Board of Directors, with the power Management For For
to appoint replacement attorneys, for the formalisation,
interpretation, remedy and fullest implementation of the
resolutions adopted by the General Meeting
NOVARTIS AG
SECURITY 66987V109 MEETING TYPE Special
TICKER SYMBOL NVS MEETING DATE 08-Apr-2011
ISIN US66987V1098 AGENDA 933380898 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A THE BOARD OF DIRECTORS PROPOSES THE APPROVAL OF THE MERGER Management For For
AGREEMENT BETWEEN ALCON, INC. ("ALCON") AND NOVARTIS AG
("NOVARTIS") DATED DECEMBER 14, 2010.
1B THE BOARD OF DIRECTORS PROPOSES THE CREATION OF AUTHORISED Management For For
CAPITAL THROUGH THE ISSUANCE OF UP TO 108 MILLION NEW SHARES
FOR THE PURPOSE OF COMPLETING THE MERGER OF ALCON INTO NOVARTIS
BY MEANS OF INTRODUCING A NEW ARTICLE 4A OF THE ARTICLES OF
INCORPORATION.
02 FOR ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE Management For For
MEETING, I/WE INSTRUCT TO VOTE ACCORDING TO THE PROPOSAL OF
THE BOARD OF DIRECTORS.
WIMM BILL DANN FOODS
SECURITY 97263M109 MEETING TYPE Special
TICKER SYMBOL WBD MEETING DATE 08-Apr-2011
ISIN US97263M1099 AGENDA 933398251 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 EARLY TERMINATION OF THE POWERS OF ALL THE BOARD OF DIRECTORS Management Abstain
MEMBERS OF WBD FOODS OJSC.
02 DIRECTOR Management
1 RAMON LUIS LAGUARTA For For
2 A.N. SEYMOUR HAMPTON For For
3 W. TIMOTHY HEAVISIDE For For
4 PAUL DOMINIC KIESLER For For
5 ANDREAS EPIFANIOU For For
6 ANDREW JOHN MACLEOD For For
7 SERGIO EZAMA For For
8 R.V. BOLOTOVSKY For For
9 SILVIU EUGENIU POPOVICI For For
10 MARCUS RHODES For For
11 D. VLADIMIROVICH IVANOV For For
A.O. SMITH CORPORATION
SECURITY 831865209 MEETING TYPE Annual
TICKER SYMBOL AOS MEETING DATE 11-Apr-2011
ISIN US8318652091 AGENDA 933375342 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 GLOSTER B. CURRENT, JR. For For
2 ROBERT J. O'TOOLE For For
3 IDELLE K. WOLF For For
4 GENE C. WULF For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
03 PROPOSAL TO APPROVE BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RECOMMEND BY NON-BINDING ADVISORY
VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 40
The Gabelli Equity Income Fund
THE BANK OF NEW YORK MELLON CORPORATION
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 12-Apr-2011
ISIN US0640581007 AGENDA 933386371 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RUTH E. BRUCH Management For For
1B ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Management For For
1C ELECTION OF DIRECTOR: GERALD L. HASSELL Management For For
1D ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For
1E ELECTION OF DIRECTOR: ROBERT P. KELLY Management For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Management For For
1G ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For
1H ELECTION OF DIRECTOR: JOHN A. LUKE, JR Management For For
1I ELECTION OF DIRECTOR: MARK A. NORDENBERG Management For For
1J ELECTION OF DIRECTOR: CATHERINE A. REIN Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Management For For
1L ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Management For For
1M ELECTION OF DIRECTOR: JOHN P. SURMA Management For For
1N ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Management For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO 2010 EXECUTIVE COMPENSATION.
03 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE AMENDED AND RESTATED LONG- TERM INCENTIVE Management Against Against
PLAN.
05 PROPOSAL TO APPROVE AMENDED AND RESTATED EXECUTIVE INCENTIVE Management For For
COMPENSATION PLAN.
06 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
07 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. Shareholder Against For
WILLIAM DEMANT HLDG AS
SECURITY K9898W129 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2011
ISIN DK0010268440 AGENDA 702848803 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD Non-Voting
MEMBER IS APPOINTED-AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS
CAN ONLY EXPECT THEM TO ACCEPT-PRO-MANAGEMENT VOTES. THE ONLY
WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST-VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE.
THE-SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN
ADDED FEE IF- REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS IN DENMARK Non-Voting
REQUIRE THE SHARES TO-BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO-PROVIDE VOTING SERVICE.
PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF-THIS
REQUIREMENT APPLIES TO YOUR SHARES AND, IF SO, YOUR SHARES
ARE-REGISTERED IN A SEGREGATED ACCOUNT FOR THIS GENERAL
MEETING.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' Non-Voting
OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "4.1 TO 4.4 AND 5".
THANK YOU.
1 Report by the Board of Directors Non-Voting
2 Approval of audited Annual Report 2010 Management For For
3 Resolution on allocation of profits acc. to the adopted Annual Management For For
Report
4.1 Re-election of Lars Norby Johansen as a director Management For For
4.2 Re-election of Peter Foss as a director Management For For
4.3 Re-election of Niels B. Christiansen as a director Management For For
4.4 Re-election of Thomas Hofman-Bang as a director Management For For
5 Re-election of Deloitte Statsautoriseret Revisionsaktieselskab Management For For
as an auditor
6.a Amendment to Article 8.2 of the Articles of Association Management For For
regarding the agenda for annual general meetings
6.b Approval of remuneration to the Board of Directors for the Management For For
current year
6.c Amendment to Article 11.11 of the Articles of Association Management For For
based on the proposal in agenda item 6a
6.d Renewal of the authority to increase the capital, cf. Articles Management For For
6.1 and 6.2 of the Articles of Association
6.e The Company's acquisition of own shares Management For For
6.f Authority to the chairman of the general meeting Management For For
7 Any other business Non-Voting
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 41
The Gabelli Equity Income Fund
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2011
ISIN BE0003810273 AGENDA 702858195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET.
ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN
ORDER FOR YOUR VOTE TO BE LODGED
1 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the introduction of article 526bis in
the Belgian Code of Companies by the law of 17 December 2008
creating an audit committee in listed companies and financial
institutions. Proposal to modify Article 18, section 3,
subsection 2 and 3, of the Articles of Association as follows:
replace "524(4)" by "526ter". Proposal to modify Article 25,
section 2, subsection 1, of the Articles of Association as
follows: After the words "The role of this Committee is",
insert the words "to perform the tasks laid down in Article
526bis of the Code of Companies and more specifically" CONTD
CONT CONTD Proposal to modify Article 25, section 2, Non-Voting
subsection 2, of the Articles-of Association as
follows: After the words "which must ensure that" insert-the
words "(i) the Committee is composed of non-executive Board
Members and-that (ii)"
2 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the introduction of article 526quater
in the Belgian Code of Companies by the law of 23 April 2010
strengthening corporate governance for listed companies and
state owned companies. Proposal to modify Article 25, Section
2, Sub-section 3, of the Articles of Association as follows:
After the words "the Appointments and Remuneration Committee
is composed of "replace ": (1) the Chairman of the Board of
Directors; (2) two Independent Board members appointed in
accordance with Article 18, Section 3 of these Articles of
Association and chosen by the Board of Directors; and (3) a
Board Member appointed in accordance with Article 18, Section
CONTD
CONT CONTD 2, of these Articles of Association and chosen by the Non-Voting
Board of-Directors" by "minimum three and maximum five non-
executive Directors,-provided that the majority of the members
of the Committee need to be-independent Directors, appointed
in accordance with Article 18, Section 3, of-these Articles of
Association. The Chairman of the Board of Directors
is-Chairman of the Committee." After the words "the Law of 21
March 1991" add-the words "and in article 526quater of the
Code of Companies"
3 Motion for a resolution: proposal to amend the articles of Management No Action
association in order to change the date of the Annual General
Meeting from the second Wednesday in April to the third
Wednesday in April. Proposal to amend Article 32, Sub-section
1, of the Articles of Association as follows: Replace the word
"second" by the word "third"
4 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian
Law implementing the EU Directive 2007/36 of 11 July 2007 on
the exercise of certain rights of shareholders in listed
companies, under the condition precedent of the adoption, the
publication and the entering into force of such law. Proposal
to amend Article 33 of the Articles of Association as follows:
Replace the existing text of the first sub-section by:
"Notices convening the general meetings include the legal
mentions of article 533bis of the Code of Companies and must be
published at least 30 days before the meeting in the Belgian
Official Gazette, in at least one CONTD
CONT CONTD French-language and one Dutch-language national Non-Voting
newspaper and via media-of which it can be reasonably assumed
that they can provide an effective-distribution of the
information within the European economic area and which-are
accessible in a fast and non-discriminatory way." In the
second-sub-section replace the word "fifteen" by "thirty".
After the fourth-sub-section insert a new sub-section with the
following text: "One or more- shareholders, who hold together,
at least 3 % of the Company's share capital,-can request to
add items to be dealt with on the agenda of the
general-meeting and propose motions for resolutions related to
items included or to-be included on the agenda. Such requests
CONTD
CONT CONTD must comply with the requirements of article 533ter of Non-Voting
the Code of-Companies. The items and motions for resolution
that are included in the-agenda pursuant to this clause, are
only discussed if the concerned share of-the Company's share
capital is registered according to Article 34 of
these-Articles of Association"
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 42
The Gabelli Equity Income Fund
5 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on to the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication
and the entering into force of such law. Proposal to amend
Article 34 of the Articles of Association as follows: Replace
the existing text of the Article by: "Registration of shares
and notification of participation to the general meeting
"Section 1 The right to participate to a general meeting of the
Company and to exercise the right to vote is only granted based
on an accounting CONTD
CONT CONTD registration of the shares in the name of the Non-Voting
shareholder, on the-fourteenth day before the general meeting
at 12 PM Belgian time, either by a-recording of these shares
in the register of shareholders of the Company,-either by
recording them on the accounts of a recognized account
holder or-settlement institution, either by presenting the
bearer shares to a financial-institution, irrespective of the
number of shares the shareholder possesses- on the day of the
general meeting. The day and hour mentioned in this
section-constitute the record date. Section 2 The shareholder
notifies the Company of-his intention to participate to the
general meeting, at the latest on the-sixth day before the
date of the CONTD
CONT CONTD meeting, in compliance with the formalities mentioned in Non-Voting
the convening-notice, and upon submission of the proof of
registration delivered to him by-the financial intermediary,
the recognized account holder or the settlement-institution.
Section 3 In a register, established by the Board of
Directors,-for every shareholder who has indicated that he
intends to participate to the-general meeting, his name,
address or registered office, the number of shares-that he
possessed on the record date and for which he intends to
participate-to the general meeting, as well as a description
of the documents-establishing that he owned the shares on the
record date"
6 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian
Law implementing the EU Directive 2007/36 of 11 July 2007 on
the exercise of certain rights of shareholders in listed
companies, under the condition precedent of the adoption, the
publication and the entering into force of such law. Proposal
to amend Article 35, sub-section 2, of the Articles of
Association as follows: Replace the existing text of
sub-section 2 by: "Any shareholder may issue a proxy - in
writing or in electronic form - to another person, be it a
shareholder or not, to represent him at the general meeting.
The proxy must be signed by the shareholder. Such proxies must
be filed at least six days before the meeting concerned"
7 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian
Law implementing the EU Directive 2007/36 of 11 July 2007 on
the exercise of certain rights of shareholders in listed
companies, under the condition precedent of the adoption, the
publication and the entering into force of such law. Proposal
to modify Article 37 of the Articles of Association as
follows: Sub-section 1 becomes Section 1. Sub-section 2
becomes Section 2. In Section 2, before the current text, add
the CONTD
CONT CONTD following text: "For every decision the minutes record Non-Voting
the number of-shares for which valid votes are expressed, the
percentage that these shares-represent in the total share of
capital, the total number of valid votes, and-the number of
votes in favor or against every decision, as well as the
number-of abstentions, if any"
8 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian
Law implementing the EU Directive 2007/36 of 11 July 2007 on
the exercise of certain rights of shareholders in listed
companies, under the condition precedent of the adoption, the
publication and the entering into force of such law. Proposal
to include an Article 38 bis in the Articles of Association
with the following text: "Article 38bis - Right to ask
questions - As soon as the notice convening the general
meeting is published, the shareholders, who comply with the
formalities of Article 34 of these Articles of Association,
have the right to ask questions in writing to the CONTD
CONT CONTD Directors, with respect to their report or to the items Non-Voting
on the agenda,-and to the auditors with respect to their
report. Such questions must be-filed at least six days before
the meeting concerned. The shareholders can-also ask oral
questions during the meeting on the same subjects
9 Motion for a resolution: proposal to amend the articles of Management No Action
association pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 related
to the exercise of certain rights of shareholders in listed
companies, under the condition precedent of the adoption, the
publication and the entering into force of that law. Proposal
to modify Article 39bis, of the Articles of Association as
follows: Replace the existing text of sub-section 1 by: "All
shareholders may vote by letter at any general meeting, using
a form of which the model is determined by the Company and
that contains the following information: (i) the name and
address or registered office of the CONTD
CONT CONTD shareholder; (ii) the number of shares the shareholder Non-Voting
will represent-when voting; (iii) the form of the shares; (iv)
the agenda of the meeting,-including the motions for a
resolution; (v) the deadline for the Company to-receive the
form for voting by correspondence; (vi) the signature of
the-shareholder; (vii) a clear indication, for each item on
the agenda, of the-way he exercises his right of vote or
abstains. For the calculation of the-quorum, only the forms
that are received by the Company on the address- mentioned in
the invitation, at the latest the sixth day before the
meeting,-are taken into account. In sub-section 3, after the
words "organizers can-control", add the words "the capacity
and the identity of the shareholder-and"
10 Motion for a resolution: proposal to grant all powers to the Management No Action
Secretary General, with the power of substitution, to ensure
the coordination of the Articles of Association to reflect the
resolutions above. Proposal for a resolution: grant all powers
to the Secretary General, with the power of substitution, to
make available to the shareholders an unofficial coordinated
version of the Articles of Association - including the
amendments to the Articles of Association under condition
precedent - on the website www.belgacom.com
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 43
The Gabelli Equity Income Fund
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2011
ISIN BE0003810273 AGENDA 702859957 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET.
ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN
ORDER FOR YOUR VOTE TO BE LODGED
1 Examination of the annual reports of the Board of Directors of Non-Voting
Belgacom SA-under public law with regard to the annual
accounts and consolidated annual-accounts at 31 December 2010
2 Examination of the reports of the Board of Auditors of Non-Voting
Belgacom SA under-public law with regard to the annual
accounts and of the Auditor with regard-to the consolidated
annual accounts at 31 December 2010
3 Examination of the information provided by the Joint Committee Non-Voting
4 Examination of the consolidated annual accounts at 31 December Non-Voting
2010
5 Approval of the annual accounts with regard to the financial Management No Action
year closed on 31 December 2010, including the following
allocation of the results: Profit of the period available for
appropriation EUR 324,369,280.43; Net transfers from the
reserves available EUR 401,793,828.41; Profit to be
distributed EUR 726,163,108.84; Remuneration of capital (gross
dividends) EUR 703,485,909.05; and Other beneficiaries
(Personnel) EUR 22,677,199.79. For 2010, the gross dividend
amounts to EUR 2.18 per share, entitling shareholders to a
dividend net of withholding tax of EUR 1.6350 per share, from
which, on 10 December 2010, an interim CONTD
CONT CONTD dividend of EUR 0.50 (EUR 0.375 per share net of Non-Voting
withholding tax) was-paid; so that a gross dividend of EUR
1.68 per share (EUR 1.26 per share net-of withholding tax)
will be paid on 29 April 2011. The ex-dividend date is-fixed
on 26 April 2011, the record date on 28 April 2011 and the
payment date-on 29 April 2011
6 To approve the Remuneration Report Management No Action
7 Granting of a discharge to the members of the Board of Management No Action
Directors for the exercise of their mandate during the
financial year closed on 31 December 2010
8 Granting of a special discharge to Mr. Philip Hampton for the Management No Action
exercise of his mandate until 14 April 2010
9 Granting of a discharge to the members of the Board of Management No Action
Auditors for the exercise of their mandate during the
financial year closed on 31 December 2010
10 Granting of a discharge to Deloitte Statutory Auditors SC sfd Management No Action
SCRL represented by Mr. G. Verstraeten and Mr. L. Van
Coppenolle for the exercise of their mandate during the
financial year closed on 31 December 2010
11 Acknowledgment of resignation of Mr. Georges Jacobs as member Non-Voting
of the Board.-Mr. Jacobs resigns for having reached the age
limit of 70 years
12 To appoint, on proposal of the Board of Directors and in Management No Action
accordance with the recommendation of the Nomination and
Remuneration Committee, Mr. Pierre De Muelenaere as Board
Member, for a period which will expire at the annual general
meeting of 2017
13 To set the remuneration for the mandate of Mr. Pierre De Management No Action
Muelenaere as follows: Fixed annual remuneration of EUR
25,000; Attendance fee of EUR 5,000 per Board meeting
attended; Attendance fee of EUR 2,500 per Board advisory
committee meeting attended; EUR 2,000 per year to cover
communications costs
14 Miscellaneous Non-Voting
UNITED TECHNOLOGIES CORPORATION
SECURITY 913017109 MEETING TYPE Annual
TICKER SYMBOL UTX MEETING DATE 13-Apr-2011
ISIN US9130171096 AGENDA 933375722 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Management For For
1B ELECTION OF DIRECTOR: JOHN V. FARACI Management For For
1C ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Management For For
1D ELECTION OF DIRECTOR: JAMIE S. GORELICK Management For For
1E ELECTION OF DIRECTOR: EDWARD A. KANGAS Management For For
1F ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Management For For
1H ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For
1I ELECTION OF DIRECTOR: HAROLD MCGRAW III Management For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Management For For
1L ELECTION OF DIRECTOR: ANDRE VILLENEUVE Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 44
The Gabelli Equity Income Fund
1M ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Management For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE PLAN Management Against Against
04 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS Management Abstain Against
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF Management Abstain
NAMED EXECUTIVE OFFICERS
06 SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE RETENTION Shareholder Against For
REQUIREMENT FOR SENIOR EXECUTIVES
NESTLE S A
SECURITY H57312649 MEETING TYPE Annual General Meeting
TICKER SYMBOL NSRGY MEETING DATE 14-Apr-2011
ISIN CH0038863350 AGENDA 702847596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 799253 DUE Non-Voting
TO DELETION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN Non-Voting
THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE Non-Voting
SENT UNDER MEETING-741313, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON
A BEST EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report, the financial statements of Management No Action
Nestle S.A. and the consolidated financial statements of the
Nestle group for 2010
1.2 Acceptance of the Compensation Report 2010 (advisory vote) Management No Action
2 Release of the members of the Board of Directors and of the Management No Action
Management
3 Appropriation of profits resulting from the balance sheet of Management No Action
Nestle S.A.
4.1.1 Re-election to the Board of Directors: Mr. Paul Bulcke Management No Action
4.1.2 Re-election to the Board of Directors: Mr. Andreas Koopmann Management No Action
4.1.3 Re-election to the Board of Directors: Mr. Rolf Hanggi Management No Action
4.1.4 Re-election to the Board of Directors: Mr. Jean-Pierre Meyers Management No Action
4.1.5 Re-election to the Board of Directors: Mrs. Naina Lal Kidwai Management No Action
4.1.6 Re-election to the Board of Directors: Mr. Beat Hess Management No Action
4.2 Election to the Board of Directors: Ms. Ann Veneman (for a Management No Action
term of three years)
4.3 Re-election of the statutory auditors: KPMG S.A., Geneva Management No Action
branch (for a term of one year)
5 Cancellation of 165 000 000 shares repurchased under the share Management No Action
buy-back programmes, and reduction of the share capital by CHF
16 500 000
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 14-Apr-2011
ISIN US3596941068 AGENDA 933375291 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 J. MICHAEL LOSH For For
2 LEE R. MITAU For For
3 R. WILLIAM VAN SANT For For
02 A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY
STATEMENT.
03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. Management For For
FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 3, 2011.
T. ROWE PRICE GROUP, INC.
SECURITY 74144T108 MEETING TYPE Annual
TICKER SYMBOL TROW MEETING DATE 14-Apr-2011
ISIN US74144T1088 AGENDA 933376609 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 45
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Management For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Management For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Management For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Management For For
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Management For For
1F ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Management For For
1G ELECTION OF DIRECTOR: BRIAN C. ROGERS Management For For
1H ELECTION OF DIRECTOR: DR. ALFRED SOMMER Management For For
1I ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Management For For
1J ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Management For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION Management Abstain Against
PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY OF VOTING Management Abstain Against
BY HOLDERS ON COMPENSATION PAID BY COMPANY TO EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
BP P.L.C.
SECURITY 055622104 MEETING TYPE Annual
TICKER SYMBOL BP MEETING DATE 14-Apr-2011
ISIN US0556221044 AGENDA 933381446 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. Management For For
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT. Management For For
03 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Management For For
04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR. Management For For
05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. Management For For
06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR. Management For For
07 TO RE-ELECT MR I C CONN AS A DIRECTOR. Management For For
08 TO RE-ELECT MR G DAVID AS A DIRECTOR. Management For For
09 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Management For For
10 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Management For For
11 TO RE-ELECT DR B E GROTE AS A DIRECTOR. Management For For
12 TO ELECT MR F L BOWMAN AS A DIRECTOR. Management For For
13 TO ELECT MR B R NELSON AS A DIRECTOR. Management For For
14 TO ELECT MR F P NHLEKO AS A DIRECTOR. Management For For
15 TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Management For For
16 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE Management For For
BOARD TO FIX THEIR REMUNERATION.
S17 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE Management For For
OF ITS OWN SHARES BY THE COMPANY.
18 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT.
S19 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED Management For For
NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS.
S20 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL Management For For
MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT
LEAST 14 CLEAR DAYS.
21 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND Management For For
INCUR POLITICAL EXPENDITURE.
22 TO APPROVE THE RENEWAL OF THE BP SHAREMATCH PLAN. Management For For
23 TO APPROVE THE RENEWAL OF THE BP SHARESAVE UK PLAN. Management For For
WEYERHAEUSER COMPANY
SECURITY 962166104 MEETING TYPE Annual
TICKER SYMBOL WY MEETING DATE 14-Apr-2011
ISIN US9621661043 AGENDA 933381903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For
1B ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Management For For
1C ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Management For For
02 PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION TO GIVE Management For For
SHAREHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
05 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT OF AUDITORS Management For For
NESTLE S.A.
SECURITY 641069406 MEETING TYPE Annual
TICKER SYMBOL NSRGY MEETING DATE 14-Apr-2011
ISIN US6410694060 AGENDA 933391586 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 46
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL
STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2010 Management For For
1B ACCEPTANCE OF THE COMPENSATION REPORT 2010 (ADVISORY VOTE) Management For For
02 RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE Management For For
MANAGEMENT
03 APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF Management For For
NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2010
4A1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. PAUL BULCKE (FOR A Management For For
TERM OF THREE YEARS)
4A2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ANDREAS KOOPMANN Management For For
(FOR A TERM OF THREE YEARS)
4A3 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ROLF HANGGI (FOR A Management For For
TERM OF THREE YEARS)
4A4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. JEAN- PIERRE MEYERS Management For For
(FOR A TERM OF THREE YEARS)
4A5 RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. NAINA LAL KIDWAI Management For For
(FOR A TERM OF THREE YEARS)
4A6 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. BEAT HESS (FOR A Management For For
TERM OF THREE YEARS)
4B ELECTION TO THE BOARD OF DIRECTOR: MS. ANN VENEMAN (FOR A TERM Management For For
OF THREE YEARS)
4C RE-ELECTION OF THE STATUTORY AUDITOR: KPMG S.A., GENEVA BRANCH Management For For
(FOR A TERM OF ONE YEAR)
05 CAPITAL REDUCTION (BY CANCELLATION OF SHARES) Management For For
06 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER Management For For
DURING THE ANNUAL GENERAL MEETING, I GIVE A PROXY TO VOTE IN
FAVOR OF THE MOTION OR RECOMMENDATION OF THE BOARD OF DIRECTORS
07 MARK THE BOX AT THE RIGHT IF YOU WISH TO GIVE A PROXY TO THE Management For For
INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS
FURTHER DISCUSSED IN THE COMPANY'S INVITATION)
GRUPO BIMBO SAB DE CV, MEXICO
SECURITY P4949B104 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL BIMBOA.MX MEETING DATE 15-Apr-2011
ISIN MXP495211262 AGENDA 702880940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 802387 AS Non-Voting
THERE ARE TWO S-EPARATE MEETINGS TAKING PLACE AT THE SAME TIME
AND THE MEETING TYPES ARE AGM A-ND EGM. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU-WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
VIII Proposal, discussion and, if deemed appropriate, modification Management For For
of the structure of the board of directors in regard to its
composition and the consequent amendment of the corporate
bylaws
IX Proposal, discussion and, if deemed appropriate, approval of Management For For
the increase of the number of shares in circulation
representative of the share capital, without the latter being
changed, through a split of the shares, and the consequent
amendment of article 6 of the corporate bylaws
X Presentation, discussion and, if deemed appropriate, approval Management For For
of the exchange of the securities representative of the shares
of the Company that are in circulation
XI Designation of special delegates Management For For
GRUPO BIMBO SAB DE CV, MEXICO
SECURITY P4949B104 MEETING TYPE Annual General Meeting
TICKER SYMBOL BIMBOA.MX MEETING DATE 15-Apr-2011
ISIN MXP495211262 AGENDA 702882413 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 802387 AS Non-Voting
THERE ARE TWO S-EPARATE MEETINGS TAKING PLACE AT THE SAME TIME
AND THE MEETING TYPES ARE AGM A-ND EGM. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU-WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
I Discussion, approval or modification of the report from the Management For For
board of directors that is referred to in the main part of
article 172 of the General Mercantile Companies Law, including
the audited financial statements of the Company, consolidated
with those of its subsidiary companies, for the fiscal year
that ended on December 31, 2010, after reading of the
following reports, that from the chairperson of the board of
directors, from the general director, from the outside auditor
and from the chairpersons of the audit and corporate practices
committees of the Company
II Presentation, discussion and, if deemed appropriate, approval Management For For
of the report that is referred to in article 86, part XX, of
the Income Tax Law, regarding the fulfillment of the tax
obligations of the Company
III Presentation, discussion and, if deemed appropriate, approval Management For For
of the allocation of results for the fiscal year that ended
on December 31, 2010
IV Presentation, discussion and, if deemed appropriate, approval Management For For
of the payment of a cash dividend in the amount of MXN 0.55
for each one of the shares representative of the share capital
of the Company that are in circulation
V Designation or, if deemed appropriate, ratification of the Management For For
appointments of the members of the board of directors and
determination of their compensation
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 47
The Gabelli Equity Income Fund
VI Designation or, if deemed appropriate, ratification of the
appointments of the chairpersons and members of the audit and
corporate practices committees of the Company, as well as the
determination of their compensation Management For For
VII Presentation and, if deemed appropriate, approval of the Management For For
report regarding the purchase of shares of the Company, as well
as the determination of the maximum amount of funds that the
Company can allocate to the purchase of its own shares, in
accordance with the terms of article 56, part IV, of the
Securities Market Law
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN Non-Voting
RECORD DATE FROM 04 APR T-O 07 APR 2011. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
TH-IS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU-.
REPSOL YPF, S.A.
SECURITY 76026T205 MEETING TYPE Annual
TICKER SYMBOL REPYY MEETING DATE 15-Apr-2011
ISIN US76026T2050 AGENDA 933386989 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 REVIEW AND APPROVAL, IF APPROPRIATE, OF THE ANNUAL FINANCIAL Management For For
STATEMENTS AND THE MANAGEMENT REPORT OF REPSOL YPF, S.A., OF
THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED MANAGEMENT REPORT, FOR THE FISCAL YEAR ENDED 31ST
DECEMBER 2010, OF THE PROPOSAL OF APPLICATION OF ITS EARNINGS.
02 APPROVAL OF THE MANAGEMENT BY THE BOARD OF DIRECTORS DURING Management For For
FISCAL YEAR 2010.
03 APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL YPF, S.A. AND OF Management For For
ITS CONSOLIDATED GROUP FOR THE FISCAL YEAR 2011.
04 AMENDMENT OF ARTICLES 9, 11, 19, 24, 27, 29, 44, 50 AND 56 OF Management For For
THE ARTICLES OF ASSOCIATION; AND OF THE ARTICLES 3, 5, 8, 13,
14 AND 15 OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS
MEETING.
05 AMENDMENT OF ARTICLE 52 OF THE ARTICLES OF ASSOCIATION, Management For For
REGARDING THE APPLICATION OF PROFIT/LOSS OF THE FISCAL YEAR.
06 AMENDMENT OF ARTICLES 40 AND 35 OF THE ARTICLES OF Management For For
ASSOCIATION, REGARDING THE INTERNAL POSITIONS AND MEETINGS OF
THE BOARD OF DIRECTORS.
07 RE-ELECTION OF MR. ANTONIO BRUFAU NIUBO AS DIRECTOR. Management For For
08 RE-ELECTION OF MR. LUIS FERNANDO DEL RIVERO ASENSIO AS Management For For
DIRECTOR.
09 RE-ELECTION OF MR. JUAN ABELLO GALLO AS DIRECTOR. Management For For
10 RE-ELECTION OF MR. LUIS CARLOS CROISSIER BATISTA AS DIRECTOR. Management For For
11 RE-ELECTION OF MR. ANGEL DURANDEZ ADEVA AS DIRECTOR. Management For For
12 RE-ELECTION OF MR. JOSE MANUEL LOUREDA MANTINAN AS DIRECTOR. Management For For
13 APPOINTMENT OF MR. MARIO FERNANDEZ PELAZ AS DIRECTOR. Management For For
14 DELIVERY PLAN SHARES TO THE BENEFICIARIES OF MULTI- ANNUAL Management For For
PROGRAMS.
15 STOCK PURCHASE PLAN 2011-2012. Management For For
16 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO ISSUE Management For For
FIXED RATE SECURITIES, CONVERTIBLE OR EXCHANGEABLE BY SHARES
OF THE COMPANY OR EXCHANGEABLE BY SHARES OF OTHER COMPANIES,
AS WELL AS WARRANTS. ESTABLISHMENT OF THE CRITERIA FOR THE
DETERMINATION OF THE BASIS AND METHODS FOR THE CONVERSION
AND/OR EXCHANGE AND DELEGATION TO THE BOARD OF DIRECTORS OF
THE POWERS TO INCREASE THE CAPITAL STOCK IN THE NECESSARY
AMOUNT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
17 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY Management For For
AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL
SHAREHOLDERS' MEETING.
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 18-Apr-2011
ISIN US5324571083 AGENDA 933376635 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR FOR THREE-YEAR TERM: M.L. ESKEW Management For For
1B ELECTION OF DIRECTOR FOR THREE-YEAR TERM: A.G. GILMAN Management For For
1C ELECTION OF DIRECTOR FOR THREE-YEAR TERM: K.N. HORN Management For For
1D ELECTION OF DIRECTOR FOR THREE-YEAR TERM: J.C. LECHLEITER Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE Management For For
BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2011.
03 APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION PAID TO THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 48
The Gabelli Equity Income Fund
05 APPROVE AMENDMENTS TO THE ARTICLES OF
INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF
ALL DIRECTORS. Management For For
06 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO Management For For
ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS.
07 APPROVE THE EXECUTIVE OFFICER INCENTIVE PLAN. Management For For
GENUINE PARTS COMPANY
SECURITY 372460105 MEETING TYPE Annual
TICKER SYMBOL GPC MEETING DATE 18-Apr-2011
ISIN US3724601055 AGENDA 933377156 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DR. MARY B. BULLOCK For For
2 JEAN DOUVILLE For For
3 THOMAS C. GALLAGHER For For
4 GEORGE C. "JACK" GUYNN For For
5 JOHN R. HOLDER For For
6 JOHN D. JOHNS For For
7 MICHAEL M.E. JOHNS, MD For For
8 J. HICKS LANIER For For
9 R.C. LOUDERMILK JR. For For
10 WENDY B. NEEDHAM For For
11 JERRY W. NIX For For
12 GARY W. ROLLINS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS FOR Management For For
QUALIFIED PERFORMANCE- BASED AWARDS UNDER THE GENUINE PARTS
COMPANY 2006 LONG-TERM INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 18-Apr-2011
ISIN US2243991054 AGENDA 933380482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: E. THAYER BIGELOW Management For For
1B ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. Management For For
1C ELECTION OF DIRECTOR: RONALD F. MCKENNA Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR 2011
03 APPROVAL OF ANNUAL INCENTIVE PLAN Management For For
04 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION
05 SAY WHEN ON PAY - AN ADVISORY VOTE ON APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
SPECTRA ENERGY CORP
SECURITY 847560109 MEETING TYPE Annual
TICKER SYMBOL SE MEETING DATE 19-Apr-2011
ISIN US8475601097 AGENDA 933378843 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 WILLIAM T. ESREY For For
2 GREGORY L. EBEL For For
3 AUSTIN A. ADAMS For For
4 PAUL M. ANDERSON For For
5 PAMELA L. CARTER For For
6 F. ANTHONY COMPER For For
7 PETER B. HAMILTON For For
8 DENNIS R. HENDRIX For For
9 MICHAEL MCSHANE For For
10 JOSEPH H. NETHERLAND For For
11 MICHAEL E.J. PHELPS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG- TERM INCENTIVE Management For For
PLAN, AS AMENDED AND RESTATED.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 49
The Gabelli Equity Income Fund
04 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE
SHORT-TERM INCENTIVE PLAN, AS AMENDED AND
RESTATED. Management For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION MAJORITY VOTE Shareholder Against For
STANDARD.
M&T BANK CORPORATION
SECURITY 55261F104 MEETING TYPE Annual
TICKER SYMBOL MTB MEETING DATE 19-Apr-2011
ISIN US55261F1049 AGENDA 933379011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 BRENT D. BAIRD For For
2 ROBERT J. BENNETT For For
3 C. ANGELA BONTEMPO For For
4 ROBERT T. BRADY For For
5 MICHAEL D. BUCKLEY For For
6 T.J. CUNNINGHAM III For For
7 MARK J. CZARNECKI For For
8 GARY N. GEISEL For For
9 PATRICK W.E. HODGSON For For
10 RICHARD G. KING For For
11 JORGE G. PEREIRA For For
12 MICHAEL P. PINTO For For
13 MELINDA R. RICH For For
14 ROBERT E. SADLER, JR. For For
15 HERBERT L. WASHINGTON For For
16 ROBERT G. WILMERS For For
02 TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK
CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2011.
NEWMONT MINING CORPORATION
SECURITY 651639106 MEETING TYPE Annual
TICKER SYMBOL NEM MEETING DATE 19-Apr-2011
ISIN US6516391066 AGENDA 933379352 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: G.A. BARTON Management For For
1B ELECTION OF DIRECTOR: V.A. CALARCO Management For For
1C ELECTION OF DIRECTOR: J.A. CARRABBA Management For For
1D ELECTION OF DIRECTOR: N. DOYLE Management For For
1E ELECTION OF DIRECTOR: V.M. HAGEN Management For For
1F ELECTION OF DIRECTOR: M.S. HAMSON Management For For
1G ELECTION OF DIRECTOR: R.T. O'BRIEN Management For For
1H ELECTION OF DIRECTOR: J.B. PRESCOTT Management For For
1I ELECTION OF DIRECTOR: D.C. ROTH Management For For
1J ELECTION OF DIRECTOR: S. THOMPSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR 2011. Management For For
03 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO Management Abstain Against
EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDERS VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
PUBLIC SERVICE ENTERPRISE GROUP INC.
SECURITY 744573106 MEETING TYPE Annual
TICKER SYMBOL PEG MEETING DATE 19-Apr-2011
ISIN US7445731067 AGENDA 933380266 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Management For For
1B ELECTION OF DIRECTOR: CONRAD K. HARPER Management For For
1C ELECTION OF DIRECTOR: WILLIAM V. HICKEY Management For For
1D ELECTION OF DIRECTOR: RALPH IZZO Management For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Management For For
1F ELECTION OF DIRECTOR: DAVID LILLEY Management For For
1G ELECTION OF DIRECTOR: THOMAS A. RENYI Management For For
1H ELECTION OF DIRECTOR: HAK CHEOL SHIN Management For For
1I ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON
EXECUTIVE COMPENSATION. Management Abstain Against
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR FOR THE YEAR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 50
The Gabelli Equity Income Fund
NORTHERN TRUST CORPORATION
SECURITY 665859104 MEETING TYPE Annual
TICKER SYMBOL NTRS MEETING DATE 19-Apr-2011
ISIN US6658591044 AGENDA 933383197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 LINDA WALKER BYNOE For For
2 NICHOLAS D. CHABRAJA For For
3 SUSAN CROWN For For
4 DIPAK C. JAIN For For
5 ROBERT W. LANE For For
6 ROBERT C. MCCORMACK For For
7 EDWARD J. MOONEY For For
8 JOHN W. ROWE For For
9 MARTIN P. SLARK For For
10 DAVID H.B. SMITH, JR. For For
11 ENRIQUE J. SOSA For For
12 CHARLES A. TRIBBETT III For For
13 FREDERICK H. WADDELL For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
VIVENDI SA
SECURITY F97982106 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 21-Apr-2011
ISIN FR0000127771 AGENDA 702819573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact
your Client Service-Representative to obtain the necessary
card, account details and directions.-The following applies to
Non- Resident Shareowners: Proxy Cards: Voting-instructions
will be forwarded to the Global Custodians that have
become-Registered Intermediaries, on the Vote Deadline Date.
In capacity as- Registered Intermediary, the Global Custodian
will sign the Proxy Card and-forward to the local custodian.
If you are unsure whether your Global-Custodian acts as
Registered Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK:
https://balo.journal-
officiel.gouv.fr/pdf/2011/-0304/201103041100553.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2011/03-
30/201103301100972.pdf
O.1 Approval of the reports and annual financial statements for Management For For
the financial year 2010
O.2 Approval of the reports and consolidated financial statements Management For For
for the financial year 2010
O.3 Approval of the Statutory Auditors' special report on new Management For For
regulated Agreements and Undertakings concluded during the
financial year 2010
O.4 Allocation of income for the financial year 2010, setting the Management For For
dividend and the date of payment
O.5 Renewal of Mr. Jean-Yves Charlier's term as Supervisory Board Management For For
member
O.6 Renewal of Mr. Henri Lachmann's term as Supervisory Board Management For For
member
O.7 Renewal of Mr. Pierre Rodocanachi's term as Supervisory Board Management For For
member
O.8 Appointment of the company KPMG SA as principal statutory Management For For
auditor
O.9 Appointment of the company KPMG Audit Is SAS as deputy Management For For
statutory auditor
O.10 Authorization to be granted to the Executive Board to allow Management For For
the Company to purchase its own shares
E.11 Authorization to be granted to the Executive Board to reduce Management For For
the share capital by cancellation of shares
E.12 Authorization to be granted to the Executive Board to grant Management For For
options to subscribe for shares of the Company
E.13 Authorization to be granted to the Executive Board to carry Management For For
out the allocation of performance shares existing or to be
issued
E.14 Delegation granted to the Executive Board to increase capital Management For For
by issuing ordinary shares or any securities giving access to
the capital with preferential subscription rights of
shareholders
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 51
The Gabelli Equity Income Fund
E.15 Delegation granted to the Executive Board to increase capital Management For For
by issuing ordinary shares or any securities giving access to
the capital without preferential subscription rights of
shareholders
E.16 Authorization to be granted to the Executive Board to increase Management For For
the number of issuable securities in the event of surplus
demand with a capital increase with or without preferential
subscription rights, within the limit of 15% of the original
issuance and within the limits set under the fourteenth and
fifteenth resolutions
E.17 Delegation granted to the Executive Board to increase the Management For For
share capital, within the limit of 10% of the capital and
within the limits set under the fourteenth and fifteenth
resolutions, in consideration for in-kind contributions of
equity securities or securities giving access to the capital
of third party companies outside of a public exchange offer
E.18 Delegation granted to the Executive Board to increase the Management For For
share capital in favor of employees and retired employees
participating in the Group Savings Plan
E.19 Delegation granted to the Executive Board to decide to Management For For
increase the share capital in favor of employees of Vivendi
foreign subsidiaries participating in the Group Savings Plan
and to implement any similar plan
E.20 Delegation granted to the Executive Board to increase the Management For For
capital by incorporation of premiums, reserves, profits or
other amounts
E.21 Amendment of Article 10 of the Statutes "Organizing the Management For For
Supervisory Board", by adding a new 6th paragraph: Censors
E.22 Powers to accomplish the formalities Management For For
HEINEKEN NV
SECURITY N39427211 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Apr-2011
ISIN NL0000009165 AGENDA 702830818 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN THERE IS A Non-Voting
RECORD DATE-ASSOCIATED WITH THIS MEETING. THANK YOU
0 Opening Non-Voting
1a Report for the financial year 2010 Non-Voting
1b Adoption of the financial statements for the financial year Management For For
2010
1c Decision on the appropriation of the balance of the income Management For For
statement in accordance with Article 12 paragraph 7 of the
Company's Articles of Association
1d Discharge of the members of the Executive Board Management For For
1e Discharge of the members of the Supervisory Board Management For For
2a Authorisation of the Executive Board to acquire own shares Management For For
2b Authorisation of the Executive Board to issue (rights to) Management For For
shares
2c Authorisation of the Executive Board to restrict or exclude Management For For
shareholders' pre-emptive rights
3 Amendments to the Articles of Association Management For For
4a Adjustments to the remuneration policy for the Executive Board Management For For
4b Related amendment to the long-term incentive for the Executive Management For For
Board
4c Related amendment to the short-term incentive for the Management For For
Executive Board
5 Remuneration Supervisory Board Management For For
6 Composition Executive Board (non-binding nomination): Re- Management For For
appointment of Mr. D.R. Hooft Graafland as member of the
Executive Board
7 Composition Supervisory Board (non-binding nomination): Re- Management For For
appointment of Mr. M.R. de Carvalho as member of the
Supervisory Board
0 Closing Non-Voting
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 21-Apr-2011
ISIN US8825081040 AGENDA 933376534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: R.W. BABB, JR. Management For For
1B ELECTION OF DIRECTOR: D.A. CARP Management For For
1C ELECTION OF DIRECTOR: C.S. COX Management For For
1D ELECTION OF DIRECTOR: S.P. MACMILLAN Management For For
1E ELECTION OF DIRECTOR: P.H. PATSLEY Management For For
1F ELECTION OF DIRECTOR: R.E. SANCHEZ Management For For
1G ELECTION OF DIRECTOR: W.R. SANDERS Management For For
1H ELECTION OF DIRECTOR: R.J. SIMMONS Management For For
1I ELECTION OF DIRECTOR: R.K. TEMPLETON Management For For
1J ELECTION OF DIRECTOR: C.T. WHITMAN Management For For
02 BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
03 BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
04 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 52
The Gabelli Equity Income Fund
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 21-Apr-2011
ISIN US4943681035 AGENDA 933377550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JOHN R. ALM Management For For
1B ELECTION OF DIRECTOR: JOHN F. BERGSTROM Management For For
1C ELECTION OF DIRECTOR: ABELARDO E. BRU Management For For
1D ELECTION OF DIRECTOR: ROBERT W. DECHERD Management For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1F ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Management For For
1G ELECTION OF DIRECTOR: JAMES M. JENNESS Management For For
1H ELECTION OF DIRECTOR: NANCY J. KARCH Management For For
1I ELECTION OF DIRECTOR: IAN C. READ Management For For
1J ELECTION OF DIRECTOR: LINDA JOHNSON RICE Management For For
1K ELECTION OF DIRECTOR: MARC J. SHAPIRO Management For For
1L ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For
02 RATIFICATION OF AUDITORS Management For For
03 APPROVAL OF THE 2011 OUTSIDE DIRECTORS' COMPENSATION PLAN Management For For
04 APPROVAL OF THE 2011 EQUITY PARTICIPATION PLAN Management Against Against
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM Management Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 21-Apr-2011
ISIN US1729671016 AGENDA 933378336 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Management For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Management For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management For For
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Management For For
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Management For For
1I ELECTION OF DIRECTOR: JUDITH RODIN Management For For
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Management For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Management For For
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Management For For
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP 2009 STOCK Management For For
INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE PLAN. Management For For
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Management Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. Management For For
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON- PARTISANSHIP. Shareholder Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON RESTORING TRUST Shareholder Against For
AND CONFIDENCE IN THE FINANCIAL SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 15% Shareholder Against For
OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT COMMITTEE Shareholder Against For
CONDUCT AN INDEPENDENT REVIEW AND REPORT ON CONTROLS RELATED
TO LOANS, FORECLOSURES, AND SECURITIZATIONS.
NEWMARKET CORPORATION
SECURITY 651587107 MEETING TYPE Annual
TICKER SYMBOL NEU MEETING DATE 21-Apr-2011
ISIN US6515871076 AGENDA 933378362 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 PHYLLIS L. COTHRAN For For
2 MARK M. GAMBILL For For
3 BRUCE C. GOTTWALD For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 53
The Gabelli Equity Income Fund
4 THOMAS E. GOTTWALD For For
5 PATRICK D. HANLEY For For
6 JAMES E. ROGERS For For
7 CHARLES B. WALKER For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS OF NEWMARKET CORPORATION.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
THE AES CORPORATION
SECURITY 00130H105 MEETING TYPE Annual
TICKER SYMBOL AES MEETING DATE 21-Apr-2011
ISIN US00130H1059 AGENDA 933379580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 SAMUEL W. BODMAN, III For For
2 PAUL HANRAHAN For For
3 KRISTINA M. JOHNSON For For
4 TARUN KHANNA For For
5 JOHN A. KOSKINEN For For
6 PHILIP LADER For For
7 SANDRA O. MOOSE For For
8 JOHN B. MORSE, JR. For For
9 PHILIP A. ODEEN For For
10 CHARLES O. ROSSOTTI For For
11 SVEN SANDSTROM For For
2 THE RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2011.
3 TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
4 TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION
BUCYRUS INTERNATIONAL, INC.
SECURITY 118759109 MEETING TYPE Annual
TICKER SYMBOL BUCY MEETING DATE 21-Apr-2011
ISIN US1187591094 AGENDA 933379605 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 MICHELLE L. COLLINS For For
2 GENE E. LITTLE For For
3 ROBERT K. ORTBERG For For
2 ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY STOCKHOLDER Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO Management For For
SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
SENSIENT TECHNOLOGIES CORPORATION
SECURITY 81725T100 MEETING TYPE Annual
TICKER SYMBOL SXT MEETING DATE 21-Apr-2011
ISIN US81725T1007 AGENDA 933384872 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 HANK BROWN For For
2 FERGUS M. CLYDESDALE For For
3 JAMES A.D. CROFT For For
4 WILLIAM V. HICKEY For For
5 KENNETH P. MANNING For For
6 PETER M. SALMON For For
7 ELAINE R. WEDRAL For For
8 ESSIE WHITELAW For For
02 PROPOSAL TO APPROVE THE COMPENSATION PAID TO SENSIENT'S NAMED Management Abstain Against
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION IN THE
ACCOMPANYING PROXY STATEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 54
The Gabelli Equity Income Fund
03 PROPOSAL THAT SENSIENT'S SHAREHOLDERS
RECOMMEND THAT THE ADVISORY VOTE TO APPROVE THE
COMPENSATION OF SENSIENT'S NAMED EXECUTIVE
OFFICERS BE HELD EVERY (CHECK ONE). Management Abstain Against
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR 2011.
GATX CORPORATION
SECURITY 361448103 MEETING TYPE Annual
TICKER SYMBOL GMT MEETING DATE 22-Apr-2011
ISIN US3614481030 AGENDA 933382979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ANNE L. ARVIA Management For For
1B ELECTION OF DIRECTOR: DEBORAH M. FRETZ Management For For
1C ELECTION OF DIRECTOR: ERNST A. HABERLI Management For For
1D ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For For
1E ELECTION OF DIRECTOR: MARK G. MCGRATH Management For For
1F ELECTION OF DIRECTOR: JAMES B. REAM Management For For
1G ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Management For For
1H ELECTION OF DIRECTOR: CASEY J. SYLLA Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 25-Apr-2011
ISIN US4385161066 AGENDA 933380115 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Management For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1G ELECTION OF DIRECTOR: JUDD GREGG Management For For
1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL INC. AND Management Against Against
ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL INC. INCENTIVE COMPENSATION PLAN FOR Management For For
EXECUTIVE EMPLOYEES, AMENDED AND RESTATED EFFECTIVE AS OF
JANUARY 1, 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
08 SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
ANHEUSER-BUSCH INBEV SA, BRUXELLES
SECURITY B6399C107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 26-Apr-2011
ISIN BE0003793107 AGENDA 702901681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET.
ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE-
CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTA-TIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN
ORDER FOR-YOUR VOTE TO BE LODGED
A.1 Proposal to replace the words "the last Tuesday of Management No Action
April" in the first paragraph of Article 24 with the words
"the last Wednesday of April"
A.2 Proposal to add the following new paragraph at the end of Management No Action
Article 22:"The Company is authorised to deviate from the
provisions of Article 520ter, indents 1 and 2, of the
Companies Code, in respect of any persons falling within the
scope of such provisions."
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 55
The Gabelli Equity Income Fund
A.3a Entry into force of the modifications to the Articles of Management No Action
Association resulting from the law on the exercise of certain
rights of shareholders in listed companies: Proposal to resolve
(i) that the modifications to the Articles of Association
provided for in items 3 (b) to 3 (g) shall (a) be made under
the condition precedent that a law implementing Directive
2007/36/EC on the exercise of certain rights of shareholders in
listed companies (the "Law ") is published in the Belgian
State Gazette and (b) enter into force on the date, if any, on
which the Law (as may be amended, supplemented or implemented
by any law or regulation) provides that such modifications
enter into force and, in case the Law (as may be amended,
supplemented or implemented by any law or regulation) does not
provide such a date, such modifications will enter into force
on the date on which the Law enters into force; and (ii) that
the provisions of the articles of association that are the
object of modification by items 3 (b) to 3 (g) below (a) will
remain in force until the corresponding modifications to the
articles of association enter into force and (b) will be, for
these purposes, set out at the end of the articles of
association as transitional provisions; it being understood
that the above proposed resolution shall not be submitted to
the vote of the Extraordinary General Meeting of Shareholders
in the event that the Law is published before the Extraordinary
General Meeting which will effectively deliberate upon this item
A.3.b Modification to Article 24 - Meetings: Proposal to delete the Management No Action
words "The Body convening a meeting shall designate the places
where the certified statement of blocking of dematerialised
shares is to be deposited" in the third paragraph of Article 24
and to add the following paragraph at the end of Article 24:
"Working days shall mean all days of the week with the
exception of Saturdays, Sundays and legal public holidays
in Belgium."
A.3.c Modification to Article 25 - Admission to Shareholders'
Management No Action Meetings: Proposal to replace Article 25 as
follows: "a) Conditions of admission to Shareholders' Meetings:
In order to have the right to participate in and vote at the
Meeting, shareholders must: (i) have the ownership of their
shares recorded in their name, as at midnight Central European
Time on the fourteenth (14th) calendar day preceding the date
of the Meeting (the "record date "): - through registration in
the register of the registered shares of the company, for
holders of registered shares; or- through book-entry in the
accounts of an authorised account holder or clearing
organisation, for holders of dematerialised shares. Holders of
bearer shares must first convert their bearer shares into
registered or dematerialized shares; and (ii) notify the
company (or the person designated by the company) by returning
a signed original paper form or, if permitted by the company in
the notice convening the Shareholders Meeting, by sending a
form electronically (in which case the form shall be signed by
means of an electronic signature in accordance with applicable
Belgian law), at the latest on the sixth (6th) calendar day
preceding the day of the Meeting, of their intention to
participate in the Meeting, indicating the number of shares in
respect of which they intend to do so. In addition, the holders
of dematerialised shares must, at the latest on the same day,
provide the company (or the person designated by the company),
or arrange for the company (or the person designated by the
company) to be provided, with an original certificate issued by
an authorised account holder or a clearing organisation
certifying the number of shares owned on the record date by the
relevant shareholder and for which it has notified its
intention to participate in the Meeting. An issuer of
certificates relating to registered shares must notify its
capacity of issuer to the company, which will record such
capacity in the register of such shares. An issuer which
refrains from notifying this capacity to the company can only
vote at a Shareholders' Meeting if the written notification
indicating its intention to participate in that Shareholders"
Meeting specifies its capacity of issuer. An issuer of
certificates linked to dematerialised shares must notify its
capacity of issuer to the company before exercising any vote,
at the latest through the written notification indicating its
intention to participate in the Shareholders' Meeting, failing
which such shares cannot participate in voting. b) Proxies and
powers of attorney: Any shareholder with the right to vote may
either personally participate in the Meeting or give a proxy to
another person, who need not be a shareholder, to represent it
at a Shareholders' Meeting. A shareholder may designate, for a
given meeting, only one person as proxy holder, except in
circumstances where Belgian law allows the designation of
multiple proxy holders. The appointment of a proxy holder may
take place in paper form or electronically (in which case the
form shall be signed by means of an electronic signature in
accordance with applicable Belgian law), through a form which
shall be made available by the company. The signed original
paper form or electronic form must be received by the company
at the latest on the sixth (6th) calendar day preceding the
date of the Meeting. Any appointment of a proxy holder shall
comply with relevant requirements of applicable Belgian law in
terms of conflicting interests, record keeping and any other
applicable requirement. c) Formalities for admission: Prior to
the Meeting, the shareholders or their proxies are required to
sign an attendance sheet, indicating their first name, last
name, and place of residence or corporate denomination and
registered office, as well as the number of shares in respect
of which they are participating in the Meeting. Representatives
of legal entities must provide the documents evidencing their
capacity as bodies or special proxy holders. The natural
persons, shareholders, bodies or proxy holders who take part in
the Shareholders' Meeting must be able to prove their identity.
d) Other securities: The holders of profit sharing
certificates, non-voting shares, bonds, subscription rights or
other securities issued by the company, as well as the holders
of certificates issued with the assistance of the company and
representing securities issued by the latter, may participate
in the Shareholders' Meeting insofar as the law entitles them
to do so, and, as the case may be, gives them the right to
participate in voting. If they propose to participate, they are
subject to the same formalities concerning admission and
access, and forms and filing of proxies, as those imposed on
the shareholders."
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 56
The Gabelli Equity Income Fund
A.3.d Modification to Article 26 BIS - Vote by correspondence: Management No Action
Proposal to rename Article 26BIS""Remote Voting Before The
Shareholders' Meeting" and to replace it as follows: "Any
shareholder may vote remotely before the Meeting, by sending a
paper form or, if permitted by the company in the notice
convening the Shareholders' Meeting, by sending a form
electronically (in which case the form shall be signed by means
of an electronic signature in accordance with applicable Belgian
law), through a form which shall be made available by the
company. The original signed paper form must be received by the
company at the latest on the sixth (6th) calendar day preceding
the date of the Meeting. Voting through the sending of the
signed electronic form may occur until the calendar day before
the date of the Meeting. The company may also organise a remote
vote before the Meeting through other electronic communication
methods, such as, among others, through one or several Web
sites. It shall specify the practical terms of any such remote
vote in the convening notice. The company will ensure that, when
arranging remote electronic voting before the Shareholders'
Meeting, either through the sending of an electronic form or
through other electronic communication methods, the company is
able, through the system used, to control the identity and
capacity as shareholder of each person casting a vote
electronically. Shareholders voting remotely, must, in order for
their vote to be taken into account for the calculation of the
quorum and voting majority, comply with the conditions set out
in Article 25."
A.3.e Modification to Article 28 - Deliberations: Proposal to rename Management No Action
Article 28 "Agenda And Deliberations" and to replace the first
paragraph with the following paragraphs: "The Shareholders'
Meeting may deliberate only the business on its agenda. One or
more shareholders representing at least 3% of the capital of the
company may request for items to be added to the agenda and
submit resolution proposals in relation to existing agenda items
or new items to be added to the agenda provided that they prove
holding of such shareholding as at the date of their request by,
as far as registered shares are concerned, a certificate
evidencing the registration of the shares in the register of
shares of the company or, as far as dematerialised shares are
concerned, by a certificate issued by an authorised account
holder or a clearing organisation certifying the book-entry of
the shares in one or several accounts held by such account
holder or clearing organisation. Such right shall not be
available in relation to a second extraordinary Shareholders'
Meeting that is convened for lack of a quorum at the first
extraordinary Shareholders' Meeting. The new agenda items and/or
resolution proposals should be received by the company in
signed original paper form or electronically (in which case
the form shall be signed by means of an electronic signature
in accordance with applicable Belgian law), at the latest on
the twentysecond (22nd) calendar day preceding the date of the
Shareholders' Meeting and the company shall publish a revised
agenda at the latest on the fifteenth (15th) calendar day
preceding the date of the Meeting. The handling of such new
agenda items and/or resolution proposals during the Meeting
is subject to the relevant shareholder(s) having satisfied,
with respect to shares representing at least 3% of the capital,
the conditions set forth in Article 25, a), (i) and (ii)."
A.3.f Modification to Article 30 - Adjournments: Proposal to replace Management No Action
the second and third paragraphs of Article 30 as follows:
"Such adjournment cancels all decisions taken during the
Meeting. The Shareholders' Meeting shall be held again within
five (5) weeks and with the same agenda. Shareholders wishing
to participate in such Meeting shall fulfil the admission
conditions set out in Article 25 a). To this effect, a record
date shall be set on the fourteenth (14th) calendar day at
midnight Central European Time preceding the date of the
second Meeting."
A.3.g Modification to Article 36 BIS: Proposal to delete Article 36 Management No Action
BIS
A.4.a Issuance of 215,000 subscription rights and capital increase Non-Voting
under the condition precedent and to the extent of the
exercise of the subscription rights: Spe-cial report by the
Board of Directors on the issuance of subscription rights a-nd
the exclusion of the preference right of the existing
shareholders in favou-r of specific persons, drawn up in
accordance with Articles 583, 596 and 598 of the Companies
Code
A.4.b Issuance of 215,000 subscription rights and capital increase Non-Voting
under the condition precedent and to the extent of the
exercise of the subscription rights: Spe-cial report by the
statutory auditor on the exclusion of the preference right-of
the existing shareholders in favour of specific persons, drawn
up in accord-ance with Articles 596 and 598 of the Companies
Code
A.4.c Issuance of 215,000 subscription rights and capital Management No Action
increase under the condition precedent and to the extent of the
exercise of the subscription rights: Proposed resolution:
excluding the preference right of the existing shareholders in
relation to the issuance of subscription rights in favour of
all current Directors of the Company, as identified in the
report referred under item (a) above
A.4.d Issuance of 215,000 subscription rights and capital increase Management No Action
under the condition precedent and to the extent of the
exercise of the subscription rights: Issuance of subscription
rights: Proposed resolution: approving the issuance of 215,000
subscription rights and determining their terms and conditions
(as such terms and conditions are appended to the report
referred under item (a) above). The main provisions of these
terms and conditions can be summarised as follows: each
subscription right confers the right to subscribe in cash to
one ordinary share in the Company, with the same rights
(including dividend rights) as the existing shares. Each
subscription right is granted for no consideration. Its
exercise price equals the average price of the Company share
on Euronext Brussels over the 30 calendar days preceding the
issuance of the subscription rights by the Shareholders'
Meeting. All subscription rights have a term of five years as
from their issuance and become exercisable as follows: a first
third may be exercised from 1 January 2013 up to and including
25 April 2016, a second third may be exercised from 1 January
2014 up to and including 25 April 2016 and the last third may
be exercised from 1 January 2015 up to and including 25 April
2016. At the end of the exercise period, the subscription
rights that have not been exercised automatically become null
and void
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 57
The Gabelli Equity Income Fund
A.4.e Issuance of 215,000 subscription rights and capital increase Management No Action
under the condition precedent and to the extent of the exercise
of the subscription rights: Conditional capital increase:
Proposed resolution: increasing the capital of the Company,
under the condition precedent and to the extent of the exercise
of the subscription rights, for a maximum amount equal to the
number of subscription rights issued multiplied by their
exercise price and allocation of the issuance premium to an
account not available for distribution
A.4.f Issuance of 215,000 subscription rights and capital increase Management No Action
under the condition precedent and to the extent of the exercise
of the subscription rights: Express approval pursuant to Article
554, indent 7, of the Companies Code: Proposed resolution:
expressly approving the granting of the above-mentioned
subscription rights to any Director of the Company who is
independent within the meaning of Article 526ter of the
Companies Code
A.4.g Issuance of 215,000 subscription rights and capital increase Management No Action
under the condition precedent and to the extent of the
exercise of the subscription rights: Powers: Proposed
resolution: granting powers to two Directors acting jointly to
have recorded by notarial deed the exercise of the
subscription rights, the corresponding increase of the
capital, the number of new shares issued, the resulting
modification to the articles of association and the allocation
of the issuance premium to an account not available for
distribution
B.1 Management report by the Board of Directors on the accounting Non-Voting
year ended on 31-December 2010
B.2 Report by the statutory auditor on the accounting year ended Non-Voting
on 31 December 20-10
B.3 Communication of the consolidated annual accounts relating to Non-Voting
the accounting y-ear ended on 31 December 2010, as well as
the management report by the Board o-f Directors and the
report by the statutory auditor on the consolidated
annual-accounts
B.4 Approval of the statutory annual accounts: Proposed Management No Action
resolution: approving the statutory annual accounts relating
to the accounting year ended on 31 December 2010, including
the following allocation of the result: Profit of the
accounting year: EUR 53,198, Profit carried forward from the
preceding accounting year: EUR 7,018,197, Result to be
allocated: EUR 7,071,395, Deduction for the unavailable
reserve: - EUR 68, Gross dividend for the shares (*): EUR
1,275,707, Balance of carried forward profit: EUR 5,795,620,
(*) On a per share basis, this represents a gross dividend of
EUR 0.8, giving right to a dividend net of Belgian withholding
tax of EUR 0.6 per share (in case of 25% Belgian withholding
tax), of EUR 0.68 per share (in case of 15% Belgian
withholding tax) and of EUR 0.8 per share (in case of
exemption from Belgian withholding tax). Such amount may
fluctuate depending on the number of own shares held by the
Company on the dividend payment date. The dividend will be
payable as from 02 May 2011
B.5 Discharge to the Directors: Proposed resolution: granting Management No Action
discharge to the Directors for the performance of their duties
during the accounting year ended on 31 December 2010
B.6 Discharge to the statutory auditor: Proposed resolution: Management No Action
granting discharge to the statutory auditor for the
performance of his duties during the accounting year ended on
31 December 2010.
B.7 Acknowledgment of the end of the mandate as director of Mr. Non-Voting
Arnoud de Pret, Mr-. Jean-Luc Dehaene and Mr. August Busch IV.
B.8.a Appointment of directors: Proposed resolution: renewing the Management No Action
appointment as director of Mr. St fan Descheemaeker, for a
period of four years ending after the shareholders' meeting
which will be asked to approve the accounts for the year 2014
B.8.b Proposed resolution: appointing as director Mr. Paul Cornet de Management No Action
Ways Ruart, for a period of four years ending after the
shareholders' meeting which will be asked to approve the
accounts for the year 2014. Mr. Paul Cornet is a Belgian
citizen. He is a Commercial Engineer Cum Laude from the
Catholic University of Louvain (1991) and holds an MBA with
Dean's Honour from the University of Chicago (1996) with
concentration in Finance. He is currently working for Yahoo!
EMEA where he is Chief of Staff and Senior Financial Director
responsible for Corporate Development and Audience. Before
Yahoo!, Mr. Cornet was the Director of Strategy for Orange (UK
mobile operator) and spent seven years with McKinsey&Company
in London and Palo Alto (CA). He is also on the Boards of EPS,
Rayvax, Sparflex and several venture capital backed technology
companies
B.8.c Proposed resolution: renewing the appointment as independent Management No Action
director of Mr. Kees Storm, for a period of two years ending
after the shareholders' meeting which will be asked to approve
the accounts for the year 2012. The renewal of the mandate for
only two years is in line with the Company's Corporate
Governance Charter which provides that the term of office of
directors shall end immediately after the shareholders'
meeting following their 70th birthday. Mr. Storm complies with
the functional, family and financial criteria of independence
as provided for in Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter, except for the
requirement not to have been a non-executive director of the
company for more than three successive terms (Article 526ter,
par. 1, 2 ). Except when legally required to apply the
definition of Article 526ter, par. 1, 2 , the Board proposes
to consider that Mr. Storm continues to qualify as independent
director. The Board is of the opinion that the quality and
independence of the contribution of Mr. Storm to the
functioning of the Board has not been influenced by the length
of his tenure. Mr. Storm has acquired a superior understanding
of the Company's business, its underlying strategy and
specific culture, in particular in his capacity of Chairman of
the Audit Committee, and in light of his particular
experience, reputation and background it is in the Company's
best interests to renew him as an independent director for an
additional term of 2 years. Moreover, Mr. Storm expressly
stated and the Board is of the opinion that he does not have
any relationship with any company which could compromise his
independence
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 58
The Gabelli Equity Income Fund
B.8.d Proposed resolution: renewing the appointment as independent Management No Action
director of Mr. Peter Harf, for a period of four years ending
after the shareholders' meeting which will be asked to approve
the accounts for the year 2014. Mr. Harf complies with the
functional, family and financial criteria of independence as
provided for in Article 526ter of the Companies Code and in the
Company's Corporate Governance Charter, except for the
requirement not to have been a non-executive director of the
company for more than three successive terms (Article 526ter,
par. 1, 2 ). Except when legally required to apply the
definition of Article 526ter, par. 1, 2 , the Board proposes to
consider that Mr. Harf continues to qualify as independent
director. The Board is of the opinion that the quality and
independence of the contribution of Mr. Harf to the functioning
of the Board has not been influenced by the length of his
tenure. Mr. Harf has acquired a superior understanding of the
Company's business, its underlying strategy and specific
culture, in particular in his capacity of Chairman of the
Board, and in light of his particular experience, reputation
and background it is in the Company's best interests to renew
him as an independent director for an additional term of 4
years. Moreover, Mr. Harf expressly stated and the Board is of
the opinion that he does not have any relationship with any
company which could compromise his independence
B.8.e Proposed resolution: appointing as independent director Mr. Management No Action
Olivier Goudet, for a period of four years ending after the
shareholders' meeting which will be asked to approve the
accounts for the year 2014. Mr. Olivier Goudet is a French
citizen. He is Executive Vice President and Chief Financial
Officer of Mars, Incorporated. He joined Mars in 1990, serving
on the finance team of the French business. After six years,
he left Mars to join the VALEO Group, where he held several
senior executive positions. In 1998, he returned to Mars,
where he became Chief Financial Officer in 2004. In 2008, his
role was broadened to the position of Executive Vice President
and CFO. Mr. Goudet is also a director of the Wm. Wrigley Jr.
Company, Mars' gum and confections subsidiary, where Berkshire
Hathaway is a minority investor. He holds a degree in
engineering from l'Ecole Centrale de Paris and graduated from
the ESSEC Business School in Paris with a major in finance.
Mr. Goudet complies with the functional, family and financial
criteria of independence as provided for in Article 526ter of
the Companies Code and in the Company's Corporate Governance
Charter. Moreover, Mr. Goudet expressly stated and the Board
is of the opinion that he does not have any relationship with
any company which could compromise his independence
B.9.a Proposed resolution: approving the Remuneration report for the Management No Action
financial year 2010 as set out in the 2010 annual report,
including the executive remuneration policy. Such policy
provides for the possibility of granting variable compensation
in the form of shares that are immediately vested, subject to
a five-year blocking period. In addition, the executive
remuneration policy provides that the Company may also grant
matching shares (in the form of restricted stock units) and
stock options, the value of which can exceed 25% of the annual
remuneration and which vest after a period of five years but
without being subject to a specific performance test. Special
forfeiture rules apply to matching shares and stock options in
case of termination of service before the end of the five-year
vesting period. The 2010 annual report and remuneration report
containing the executive remuneration policy, can be reviewed
as indicated at the end of this notice
B.9.b Proposed resolution: confirming the specified grants of stock Management No Action
options and restricted stock units to executives: a)
Confirmation, for US law purposes, of two new programs
launched in November 2010 under the Company's Long Term
Incentive Stock Options Plan, allowing for the offer, over a
period of 10 years, of (i) stock options on a maximum of
5,000,000 ordinary shares of the Company and (ii) stock
options on a maximum of 5,000,000 American Depositary Shares
(ADSs) of the Company, all of which can be granted to
employees of the Company and/or its majority owned
subsidiaries in the form of Incentive Stock Options (ISOs)
pursuant to Sections 421 and 422 of the US Internal Revenue
Code of 1986, as amended. Each stock option gives the recipient
the right to purchase one existing share in the Company listed
on Euronext Brussels or one existing American Depositary Share
of the Company traded on the New York Stock Exchange. The
exercise price of each stock option corresponds to the fair
value of the Company share or of the ADS at the time of
granting of the options. b) Confirmation of three specific
Long Term Restricted Stock Unit Programs i. a program allowing
for the offer of restricted stock units to certain employees
in certain specific circumstances at the discretion of the
Chief Executive Officer of Anheuser-Busch InBev e.g. to
compensate for assignments of expatriates to certain specific
countries. Each restricted stock unit will vest only after a
five-year vesting period without performance test. In case of
termination of service before the vesting date, special
forfeiture rules apply. Confirmation of the hardship grant of
approximately 120,000 restricted stock units under the Program
in 2010 to employees of the Company and/or its majority owned
subsidiaries. ii. a program allowing for the exceptional offer
of restricted stock units to certain employees at the
discretion of the Remuneration Committee of Anheuser-Busch
InBev as a long- term retention incentive for key employees of
the Company. The first half of the restricted stock units vest
after five years and the other half vest only after a ten-year
period. No performance test is applied. In case of termination
of service before the vesting date, special forfeiture rules
apply. Confirmation of the grant of approximately 320,000
restricted stock units under the Program in 2010 to employees
of the Company and/or its majority owned subsidiaries. iii. a
program allowing certain employees to purchase Company shares
at a discount aimed as a long-term retention incentive for
highpotential employees of the Company and/or its majority
owned subsidiaries, who are at a mid-manager level. The
voluntary investment in Company shares leads to the grant of 3
matching shares for each share invested. The discount and
matching shares are granted in the form of restricted stock
units which vest after 5 years. In case of termination before
the vesting date, special forfeiture rules apply
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 59
The Gabelli Equity Income Fund
B10.a Approval of change of control provisions relating to the Management No Action
Updated EMTN Programme: Proposed resolution: approving, in
accordance with Article 556 of the Companies Code, (i)
Condition 7.5 of the Terms & Conditions (Change of Control Put)
of the EUR 15,000,000,000 updated Euro Medium Term Note
Programme dated 18 October 2010 of the Company and Brandbrew SA
(the "Issuers") and Deutsche Bank AG., London Branch acting as
Arranger (the "Updated EMTN Programme"), which may be
applicable in the case of notes issued under the Updated EMTN
Programme and (ii) any other provision in the Updated EMTN
Programme granting rights to third parties which could affect
the Company's assets or could impose an obligation on the
Company where in each case the exercise of those rights is
dependent on the launch of a public take-over bid over the
shares of the Company or on a "Change of Control" (as defined
in the Terms & Conditions of the Updated EMTN Programme) (*).
(*) Pursuant to the Updated EMTN Programme, (a) "Change of
Control" means "any person or group of persons acting in
concert (in each case other than Stichting Anheuser-Busch InBev
or any existing direct or indirect certificate holder or
certificate holders of Stichting Anheuser-Busch InBev) gaining
Control of the Company provided that a Change of Control shall
not be deemed to have occurred if all or substantially all of
the shareholders of the relevant person or group of persons
are, or immediately prior to the event which would otherwise
have constituted a Change of Control were, the shareholders of
the Company with the same (or substantially the same) pro rata
interests in the share capital of the relevant person or group
of persons as such shareholders have, or as the case may be,
had, in the share capital of the Company", (b) "Acting in
concert" means "a group of persons who, pursuant to an
agreement or understanding (whether formal or informal),
actively cooperate, through the acquisition directly or
indirectly of shares in the Company by any of them, either
directly or indirectly, to obtain Control of the Company", and
(c) "Control" means the "direct or indirect ownership of more
than 50 per cent of the share capital or similar rights of
ownership of the Company or the power to direct the management
and the policies of the Company whether through the ownership
of share capital, contract or otherwise". If a Change of
Control Put is specified in the applicable Final Terms of the
notes, Condition 7.5 of the Terms & Conditions of the Updated
EMTN Programme grants, to any noteholder, in essence, the right
to request the redemption of his notes at the redemption amount
specified in the Final Terms of the notes, together, if
appropriate, with interest accrued upon the occurrence of a
Change of Control and a related downgrade in the notes to
sub-investment grade
B10.b Approval of change of control provisions relating to the US Management No Action
Dollar notes: Proposed resolution: approving, in accordance
with Article 556 of the Companies Code, (i) the Change of
Control clause of the USD 3,250,000,000 notes issued on 29 and
26 March 2010, consisting of USD 1,000,000,000 2.50% notes due
2013, USD 750,000,000 3.625% notes due 2015, USD 1,000,000,000
5.00% notes due 2020 and USD 500,000,000 Floating Rate Notes
due 2013 (the "Unregistered Notes issued in March 2010"), (ii)
the Change of Control clause of the USD 3,250,000,000
registered notes issued in September 2010, consisting of USD
1,000,000,000 2.50% notes due 2013, USD 750,000,000 3.625%
notes due 2015, USD 1,000,000,000 5.00% notes due 2020 and USD
500,000,000 Floating Rate Notes due 2013, issued in exchange
for corresponding amounts of the corresponding unregistered
notes issued in March 2010, in accordance with a US Form F-4
Registration Statement pursuant to an exchange offer launched
by Anheuser-Busch InBev Worldwide Inc. in the U.S. on 5 August
2010 and expired on 2 September 2010 (the "Registered Notes
issued in September 2010"), (iii) the Change of Control clause
of the USD 8,000,000,000 registered notes issued in March
2011, consisting of USD 1,250,000,000 7.20% notes due 2014,
USD 2,500,000,000 7.75% notes due 2019 and USD 1,250,000,000
8.20% notes due 2039, USD 1,550,000,000 5.375% notes due 2014,
USD 1,000,000,000 6.875% notes due 2019 and USD 450,000,000
8.00% notes due 2039, each issued in exchange for
corresponding amounts of the corresponding unregistered notes
issued in January 2009 and of the corresponding unregistered
notes issued in May 2009, in accordance with a US Form F-4
Registration Statement pursuant to an exchange offer launched
by Anheuser-Busch InBev Worldwide Inc. in the U.S. on 11
February 2011 and expired on 14 March 2011 (the "Registered
Notes issued in March 2011"), whereby each of the Unregistered
Notes issued in March 2010, the Registered Notes issued in
September 2010 and the Registered Notes issued in March 2011
are issued by Anheuser- Busch InBev Worldwide Inc. (with an
unconditional and irrevocable guarantee as to payment of
principal and interest from the Company) and (iv) any other
provision applicable to the Unregistered Notes issued in March
2010, the Registered Notes issued in September 2010 and the
Registered Notes issued in March 2011 granting rights to third
parties which could affect the Company's assets or could
impose an obligation on the Company where in each case the
exercise of those rights is dependent on the launch of a
public take-over bid over the shares of the
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 60
The Gabelli Equity Income Fund
Company or on a "Change of Control" (as defined in the Offering
Memorandum with respect to the unregistered notes, as the case
may be, and in the Registration Statement with respect to the
registered notes) (*). (*) (a) "Change of Control" means "any
person or group of persons acting in concert (in each case
other than Stichting Anheuser-Busch InBev or any existing
direct or indirect certificate holder or certificate holders of
Stichting Anheuser-Busch InBev) gaining Control of the Company
provided that a Change of Control shall not be deemed to have
occurred if all or substantially all of the shareholders of the
relevant person or group of persons are, or immediately prior
to the event which would otherwise have constituted a Change of
Control were, the shareholders of the Company with the same (or
substantially the same) pro rata interests in the share capital
of the relevant person or group of persons as such shareholders
have, or as the case may be, had, in the share capital of the
Company", (b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding (whether formal
or informal), actively cooperate, through the acquisition
directly or indirectly of shares in the Company by any of them,
either directly or indirectly, to obtain Control of the
Company", and (c) "Control" means the "direct or indirect
ownership of more than 50 per cent of the share capital or
similar rights of ownership of the Company or the power to
direct the management and the policies of the Company whether
through the ownership of share capital, contract or otherwise".
The Change of Control clause grants to any noteholder, in
essence, the right to request the redemption of his notes at a
repurchase price in cash of 101% of their principal amount
(plus interest accrued) upon the occurrence of a Change of
Control and a related downgrade in the notes to sub-investment
grade
B10.c Approval of change of control provisions relating to the notes Management No Action
issued under Anheuser-Busch InBev's Shelf Registration
Statement filed in the United States on Form F-3: Proposed
resolution: approving, in accordance with Article 556 of the
Companies Code, (i) the Change of Control clause of the
Brazilian real ("BRL") 750,000,000 9.750% registered notes
issued on 17 November 2010 by Anheuser-Busch InBev Worldwide
Inc. under Anheuser-Busch InBev's Shelf Registration Statement
filed on Form F-3 on 21 September 2010 (with an unconditional
and irrevocable guarantee as to payment of principal and
interest from the Company) and (ii) any other provision
applicable to the registered notes granting rights to third
parties which could affect the Company's assets or could
impose an obligation on the Company where in each case the
exercise of those rights is dependent on the launch of a
public take-over bid over the shares of the Company or on a
"Change of Control" (as defined in the Prospectus Supplement
dated 9 November 2010 to the Prospectus dated 21 September
2010). (a) "Change of Control" means "any person or group of
persons acting in concert (in each case other than Stichting
Anheuser-Busch InBev or any existing direct or indirect
certificate holder or certificate holders of Stichting
Anheuser-Busch InBev) gaining Control of the Company provided
that a Change of Control shall not be deemed to have occurred
if all or substantially all of the shareholders of the
relevant person or group of persons are, or immediately prior
to the event which would otherwise have constituted a Change
of Control were, the shareholders of the Company with the same
(or substantially the same) pro rata interests in the share
capital of the relevant person or group of persons as such
shareholders have, or as the case may be, had, in the share
capital of the Company", (b) "Acting in concert" means "a
group of persons who, pursuant to an agreement or
understanding (whether formal or informal), actively
cooperate, through the acquisition directly or indirectly of
shares in the Company by any of them, either directly or
indirectly, to obtain Control of the Company", and (c)
"Control" means the "direct or indirect ownership of more than
50 per cent of the share capital or similar rights of
ownership of the Company or the power to direct the management
and the policies of the Company whether through the ownership
of share capital, contract or otherwise". The Change of
Control clause grants to any noteholder, in essence, the right
to request the redemption of his notes at a repurchase price
in cash of 101% of their principal amount (plus interest
accrued) upon the occurrence of a Change of Control and a
related downgrade in the notes to sub-investment grade
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 61
The Gabelli Equity Income Fund
B10.d Approval of change of control provisions relating to the CAD Management No Action
Dollar notes issued via a Canadian Private Placement: Proposed
resolution: approving, in accordance with Article 556 of the
Companies Code, (i) the Change of Control clause of the CAD
600,000,000 3.65% notes due 2016 issued on 8 December 2010 via
a Canadian Private Placement by Anheuser-Busch InBev Worldwide
Inc. (with an unconditional and irrevocable guarantee as to
payment of principal and interest from the Company) and (ii)
any other provision applicable to the notes granting rights to
third parties which could affect the Company's assets or could
impose an obligation on the Company where in each case the
exercise of those rights is dependent on the launch of a public
take-over bid over the shares of the Company or on a "Change of
Control" (as defined in the Offering Memorandum dated 8
December 2010). AB_INBEV_form_vote_110426_EN.doc (a) "Change of
Control" means "any person or group of persons acting in
concert (in each case other than Stichting Anheuser-Busch InBev
or any existing direct or indirect certificate holder or
certificate holders of Stichting Anheuser-Busch InBev) gaining
Control of the Company provided that a Change of Control shall
not be deemed to have occurred if all or substantially all of
the shareholders of the relevant person or group of persons
are, or immediately prior to the event which would otherwise
have constituted a Change of Control were, the shareholders of
the Company with the same (or substantially the same) pro rata
interests in the share capital of the relevant person or group
of persons as such shareholders have, or as the case may be,
had, in the share capital of the Company", (b) "Acting in
concert" means "a group of persons who, pursuant to an
agreement or understanding (whether formal or informal),
actively cooperate, through the acquisition directly or
indirectly of shares in the Company by any of them, either
directly or indirectly, to obtain Control of the Company", and
(c) "Control" means the "direct or indirect ownership of more
than 50 per cent of the share capital or similar rights of
ownership of the Company or the power to direct the management
and the policies of the Company whether through the ownership
of share capital, contract or otherwise". The Change of Control
clause grants to any noteholder, in essence, the right to
request the redemption of his notes at a repurchase price in
cash of 101% of their principal amount (plus interest accrued)
upon the occurrence of a Change of Control and a related
downgrade in the notes to sub-investment grade
C Proposed resolution: granting powers to Mr. Benoit Loore, VP Management No Action
Legal Corporate, with power to substitute and without prejudice
to other delegations of powers to the extent applicable, for (i)
the acknowledgment of the realisation of the condition precedent
referred to under A.3 (a) above, (ii) the restatements of the
articles of association as a result of all changes referred to
above, the signing of the restated articles of association and
their filings with the clerk's office of the Commercial Court of
Brussels, (iii) the filing with the same clerk's office of the
resolutions referred under item B.10 above and (iv) any other
filings and publication formalities in relation to the above
resolutions
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE Non-Voting
TEXT OF THE RES-OLUTION C.IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PR-OXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
FORTUNE BRANDS, INC.
SECURITY 349631101 MEETING TYPE Annual
TICKER SYMBOL FO MEETING DATE 26-Apr-2011
ISIN US3496311016 AGENDA 933380153 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Management For For
1B ELECTION OF DIRECTOR: PIERRE E. LEROY Management For For
1C ELECTION OF DIRECTOR: A.D. DAVID MACKAY Management For For
1D ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1E ELECTION OF DIRECTOR: NORMAN H. WESLEY Management For For
1F ELECTION OF DIRECTOR: PETER M. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
05 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ALLOW STOCKHOLDERS TO CALL SPECIAL
MEETINGS.
06 APPROVAL OF THE FORTUNE BRANDS, INC. 2011 LONG- TERM INCENTIVE Management Against Against
PLAN.
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 26-Apr-2011
ISIN US4592001014 AGENDA 933380381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: W.R. BRODY Management For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Management For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Management For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Management For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Management For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For
1H ELECTION OF DIRECTOR: J.W. OWENS Management For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 62
The Gabelli Equity Income Fund
1J ELECTION OF DIRECTOR: J.E. SPERO Management For For
1K ELECTION OF DIRECTOR: S. TAUREL Management For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) Management Abstain Against
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) Shareholder Against For
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY Shareholder Against For
(PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shareholder Against For
COCA-COLA ENTERPRISES INC.
SECURITY 19122T109 MEETING TYPE Annual
TICKER SYMBOL CCE MEETING DATE 26-Apr-2011
ISIN US19122T1097 AGENDA 933380456 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JAN BENNINK For For
2 JOHN F. BROCK For For
3 CALVIN DARDEN For For
4 L. PHILLIP HUMANN For For
5 ORRIN H. INGRAM II For For
6 DONNA A. JAMES For For
7 THOMAS H. JOHNSON For For
8 SUZANNE B. LABARGE For For
9 VERONIQUE MORALI For For
10 GARRY WATTS For For
11 CURTIS R. WELLING For For
12 PHOEBE A. WOOD For For
02 TO APPROVE, BY NON-BINDING VOTE, THE EXECUTIVE COMPENSATION Management Abstain Against
PROGRAM.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION PROGRAM VOTES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR 2011.
05 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL OF CERTAIN Shareholder Against For
SEVERANCE AGREEMENTS.
HANESBRANDS INC.
SECURITY 410345102 MEETING TYPE Annual
TICKER SYMBOL HBI MEETING DATE 26-Apr-2011
ISIN US4103451021 AGENDA 933381244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 LEE A. CHADEN For For
2 BOBBY J. GRIFFIN For For
3 JAMES C. JOHNSON For For
4 JESSICA T. MATHEWS For For
5 J. PATRICK MULCAHY For For
6 RONALD L. NELSON For For
7 RICHARD A. NOLL For For
8 ANDREW J. SCHINDLER For For
9 ANN E. ZIEGLER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
HANESBRANDS' 2011 FISCAL YEAR
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE
ANNUAL MEETING
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES REGARDING EXECUTIVE COMPENSATION
SUNTRUST BANKS, INC.
SECURITY 867914103 MEETING TYPE Annual
TICKER SYMBOL STI MEETING DATE 26-Apr-2011
ISIN US8679141031 AGENDA 933382741 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ROBERT M. BEALL, II Management For For
1B ELECTION OF DIRECTOR: ALSTON D. CORRELL Management For For
1C ELECTION OF DIRECTOR: JEFFREY C. CROWE Management For For
1D ELECTION OF DIRECTOR: BLAKE P. GARRETT, JR. Management For For
1E ELECTION OF DIRECTOR: DAVID H. HUGHES Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 63
The Gabelli Equity Income Fund
1F ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Management For For
1G ELECTION OF DIRECTOR: J. HICKS LANIER Management For For
1H ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Management For For
1I ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER Management For For
1J ELECTION OF DIRECTOR: G. GILMER MINOR, III Management For For
1K ELECTION OF DIRECTOR: FRANK S. ROYAL, M.D. Management For For
1L ELECTION OF DIRECTOR: THOMAS R. WATJEN Management For For
1M ELECTION OF DIRECTOR: JAMES M. WELLS III Management For For
1N ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Management For For
02 PROPOSAL TO APPROVE AN INCREASE IN THE NUMBER OF SHARES IN THE Management For For
SUNTRUST BANKS, INC. 2009 STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2011.
04 TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: Management Abstain Against
"RESOLVED, THAT THE HOLDERS OF COMMON STOCK OF SUNTRUST BANKS,
INC. APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVES AS
DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE
SUMMARY COMPENSATION TABLE, AND IN THE OTHER EXECUTIVE
COMPENSATION TABLES AND RELATED DISCUSSION."
05 TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF SUNTRUST'S NAMED EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE
YEARS.
06 SHAREHOLDER PROPOSAL REGARDING PREPARATION AND DISCLOSURE OF Shareholder Against For
SUSTAINABILITY REPORT.
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 26-Apr-2011
ISIN US6934751057 AGENDA 933382866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Management For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Management For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Management For For
1D ELECTION OF DIRECTOR: KAY COLES JAMES Management For For
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Management For For
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Management For For
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Management For For
1H ELECTION OF DIRECTOR: JANE G. PEPPER Management For For
1I ELECTION OF DIRECTOR: JAMES E. ROHR Management For For
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Management For For
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1M ELECTION OF DIRECTOR: THOMAS J. USHER Management For For
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Management For For
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Management Against Against
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 26-Apr-2011
ISIN US0255371017 AGENDA 933383779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: DAVID J. ANDERSON Management For For
1B ELECTION OF DIRECTOR: JAMES F. CORDES Management For For
1C ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Management For For
1D ELECTION OF DIRECTOR: LINDA A. GOODSPEED Management For For
1E ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Management For For
1F ELECTION OF DIRECTOR: LESTER A. HUDSON, JR. Management For For
1G ELECTION OF DIRECTOR: MICHAEL G. MORRIS Management For For
1H ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Management For For
1I ELECTION OF DIRECTOR: LIONEL L. NOWELL III Management For For
1J ELECTION OF DIRECTOR: RICHARD L. SANDOR Management For For
1K ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN Management For For
1L ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Management For For
1M ELECTION OF DIRECTOR: JOHN F. TURNER Management For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
4 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 64
The Gabelli Equity Income Fund
CH ENERGY GROUP, INC.
SECURITY 12541M102 MEETING TYPE Annual
TICKER SYMBOL CHG MEETING DATE 26-Apr-2011
ISIN US12541M1027 AGENDA 933386472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 MARGARITA K. DILLEY For For
2 STEVEN M. FETTER For For
3 STANLEY J. GRUBEL For For
4 STEVEN V. LANT For For
5 EDWARD T. TOKAR For For
6 JEFFREY D. TRANEN For For
02 ADOPTION OF THE CORPORATION'S LONG-TERM EQUITY INCENTIVE PLAN. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF THE CORPORATION'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ROLLINS, INC.
SECURITY 775711104 MEETING TYPE Annual
TICKER SYMBOL ROL MEETING DATE 26-Apr-2011
ISIN US7757111049 AGENDA 933387638 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 R. RANDALL ROLLINS For For
2 JAMES B. WILLIAMS For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2011
FISCAL YEAR.
03 THE AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE Management For For
THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK TO
250,500,000 SHARES.
04 TO VOTE FOR THE APPROVAL ON A NONBINDING RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO, OR THREE
YEARS.
FMC CORPORATION
SECURITY 302491303 MEETING TYPE Annual
TICKER SYMBOL FMC MEETING DATE 26-Apr-2011
ISIN US3024913036 AGENDA 933390419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: EDWARD J. MOONEY Management For For
1B ELECTION OF DIRECTOR: ENRIQUE J. SOSA Management For For
1C ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. Management Abstain Against
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
MEAD JOHNSON NUTRITION COMPANY
SECURITY 582839106 MEETING TYPE Annual
TICKER SYMBOL MJN MEETING DATE 26-Apr-2011
ISIN US5828391061 AGENDA 933396978 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 STEPHEN W. GOLSBY For For
2 DR.STEVEN M. ALTSCHULER For For
3 HOWARD B. BERNICK For For
4 KIMBERLY A. CASIANO For For
5 ANNA C. CATALANO For For
6 DR. CELESTE A. CLARK For For
7 JAMES M. CORNELIUS For For
8 PETER G. RATCLIFFE For For
9 DR. ELLIOTT SIGAL For For
10 ROBERT S. SINGER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 65
The Gabelli Equity Income Fund
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
(INDEPENDENT AUDITORS) IN 2011.
BANCO SANTANDER CHILE
SECURITY 05965X109 MEETING TYPE Annual
TICKER SYMBOL SAN MEETING DATE 26-Apr-2011
ISIN US05965X1090 AGENDA 933428559 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET AND CONSOLIDATED Management For For
FINANCIAL STATEMENTS OF THE BANK AND ITS SUBSIDIARIES, THE
INDEPENDENT REPORT OF THE EXTERNAL AUDITORS, AND THE NOTES
CORRESPONDING TO THE FINANCIAL YEAR ENDING DECEMBER 31ST OF
2010
02 APPROVE THE PAYMENT OF A DIVIDEND OF CH$1.519231 PER SHARE OR Management For For
60% OF 2010 NET INCOME ATTRIBUTABLE TO SHAREHOLDERS AS A
DIVIDEND, WHICH WILL BE PAID IN CHILE BEGINNING ON APRIL 27,
2011. THE REMAINING 40% OF 2010 NET INCOME ATTRIBUTABLE TO
SHAREHOLDERS WILL BE RETAINED AS RESERVES
03 APPROVAL OF EXTERNAL AUDITORS (DELOITTE) Management For For
04 APPROVAL OF LOCAL RATING AGENCIES. IT WILL BE PROPOSED THAT Management For For
FELLER RATE AND FITCH RATINGS CONTINUE TO BE THE BANK'S LOCAL
RATING AGENCIES
5A ELECTION OF DIRECTOR: MAURICIO LARRAIN GARCES Management For For
5B ELECTION OF DIRECTOR: JESUS ZABALZA LOTINA Management For For
5C ELECTION OF DIRECTOR: OSCAR VON CHRISMAR CARVAJAL Management For For
5D ELECTION OF DIRECTOR: CARLOS OLIVOS MARCHANT Management For For
5E ELECTION OF DIRECTOR: VICTOR ARBULU CROUSILLAT Management For For
5F ELECTION OF DIRECTOR: MARCO COLODRO HADJES Management For For
5G ELECTION OF DIRECTOR: LUCIA SANTA CRUZ SUTIL Management For For
5H ELECTION OF DIRECTOR: ROBERTO MENDEZ TORRES Management For For
5I ELECTION OF DIRECTOR: VITTORIO CORBO LIOI Management For For
5J ELECTION OF DIRECTOR: ROBERTO ZAHLER MAYANZ Management For For
5K ELECTION OF DIRECTOR: LISANDRO SERRANO SPOERER Management For For
5L ELECTION OF CURRENT ALTERNATE BOARD MEMBER: JUAN MANUEL HOYOS Management For For
MARTINEZ DE IRUJO
5M ELECTION OF CURRENT ALTERNATE BOARD MEMBER: RAIMUNDO MONGE Management For For
ZEGERS
06 APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR 2011. THE Management For For
PROPOSAL IS NO CHANGE IN REAL TERMS TO THE AMOUNT APPROVED IN
2010
07 APPROVAL OF THE AUDIT COMMITTEE'S 2011 BUDGET AND REMUNERATION Management For For
FOR ITS MEMBERS. THE PROPOSAL IS NO CHANGE IN REAL TERMS TO
THE AMOUNT APPROVED IN 2010
08 ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES AS DEFINED BY Management For For
ARTICLE 89 AND TITLE XVI OF LAW 18,046
THE COCA-COLA COMPANY
SECURITY 191216100 MEETING TYPE Annual
TICKER SYMBOL KO MEETING DATE 27-Apr-2011
ISIN US1912161007 AGENDA 933380418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Management For For
1D ELECTION OF DIRECTOR: BARRY DILLER Management For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Management For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Management For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Management For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
1K ELECTION OF DIRECTOR: SAM NUNN Management For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE Management For For
PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY TO
PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE Management For For
COCA-COLA COMPANY 1989 RESTRICTED STOCK AWARD PLAN TO PRESERVE
THE TAX DEDUCTIBILITY OF THE AWARDS
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 66
The Gabelli Equity Income Fund
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON
PAY VOTE) Management Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE Management Abstain Against
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shareholder Against For
MARATHON OIL CORPORATION
SECURITY 565849106 MEETING TYPE Annual
TICKER SYMBOL MRO MEETING DATE 27-Apr-2011
ISIN US5658491064 AGENDA 933383907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: GREGORY H. BOYCE Management For For
1B ELECTION OF DIRECTOR: PIERRE BRONDEAU Management For For
1C ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Management For For
1D ELECTION OF DIRECTOR: DAVID A. DABERKO Management For For
1E ELECTION OF DIRECTOR: WILLIAM L. DAVIS Management For For
1F ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Management For For
1G ELECTION OF DIRECTOR: PHILIP LADER Management For For
1H ELECTION OF DIRECTOR: CHARLES R. LEE Management For For
1I ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Management For For
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1K ELECTION OF DIRECTOR: SETH E. SCHOFIELD Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1M ELECTION OF DIRECTOR: THOMAS J. USHER Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR 2011.
03 BOARD PROPOSAL TO AMEND OUR BY-LAWS TO LOWER THE THRESHOLD FOR Management For For
STOCKHOLDERS TO CALL SPECIAL MEETINGS.
04 BOARD PROPOSAL FOR A NON-BINDING ADVISORY VOTE ON OUR Management Abstain Against
EXECUTIVE COMPENSATION.
05 BOARD PROPOSAL TO SELECT THE DESIRED FREQUENCY OF NON-BINDING Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL SEEKING A SAFETY REPORT OUTLINING THE Shareholder Against For
COMPANY'S STEPS TO REDUCE THE RISK OF ACCIDENTS.
DPL INC.
SECURITY 233293109 MEETING TYPE Annual
TICKER SYMBOL DPL MEETING DATE 27-Apr-2011
ISIN US2332931094 AGENDA 933384012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 PAUL M. BARBAS For For
2 BARBARA S. GRAHAM For For
3 GLENN E. HARDER For For
02 AN AMENDMENT TO DPL'S REGULATIONS APPROVED BY OUR BOARD OF Management For For
DIRECTORS THAT REDUCES THE PERCENTAGE OF SHAREHOLDER VOTES
NEEDED TO AMEND DPL'S REGULATIONS.
03 AN ADVISORY, NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF DPL'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN OUR 2011 PROXY STATEMENT.
04 TO RECOMMEND BY ADVISORY, NON-BINDING VOTE, THE FREQUENCY FOR Management Abstain Against
HOLDING ADVISORY, NON-BINDING VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS Management For For
UNDER DPL'S 2006 EQUITY PERFORMANCE AND INCENTIVE PLAN.
06 RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANT. Management For For
NEXEN INC.
SECURITY 65334H102 MEETING TYPE Annual
TICKER SYMBOL NXY MEETING DATE 27-Apr-2011
ISIN CA65334H1029 AGENDA 933385379 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 W.B. BERRY For For
2 R.G. BERTRAM For For
3 D.G. FLANAGAN For For
4 S.B. JACKSON For For
5 K.J. JENKINS For For
6 A.A. MCLELLAN For For
7 E.P. NEWELL For For
8 T.C. O'NEILL For For
9 M.F. ROMANOW For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 67
The Gabelli Equity Income Fund
10 F.M. SAVILLE For For
11 J.M. WILLSON For For
12 V.J. ZALESCHUK For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR Management For For
2011.
03 TO APPROVE THE CONTINUATION, AMENDMENT AND RESTATEMENT OF THE Management Against Against
SHAREHOLDER RIGHTS PLAN.
04 TO APPROVE THE ADVISORY VOTE ON NEXEN'S APPROACH TO EXECUTIVE Management For For
COMPENSATION.
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 27-Apr-2011
ISIN US2635341090 AGENDA 933385521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1B ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
03 ON AMENDED EQUITY AND INCENTIVE PLAN Management Against Against
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Management Abstain Against
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shareholder Against For
07 ON GENETICALLY ENGINEERED SEED Shareholder Against For
08 ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 27-Apr-2011
ISIN US3696041033 AGENDA 933387664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF KPMG Management For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shareholder Against For
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO Shareholder Against For
EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE Shareholder Against For
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH Shareholder Against For
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 27-Apr-2011
ISIN US8832031012 AGENDA 933389202 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 68
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 ELECTION OF DIRECTOR: JAMES T. CONWAY Management For For
02 ELECTION OF DIRECTOR: PAUL E. GAGNE Management For For
03 ELECTION OF DIRECTOR: DAIN M. HANCOCK Management For For
04 ELECTION OF DIRECTOR: LLOYD G. TROTTER Management For For
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
07 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Management For For
TO PROVIDE A RIGHT FOR 25% SHAREHOLDERS TO CALL A SPECIAL
MEETING OF SHAREHOLDERS.
08 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
THE MCGRAW-HILL COMPANIES, INC.
SECURITY 580645109 MEETING TYPE Annual
TICKER SYMBOL MHP MEETING DATE 27-Apr-2011
ISIN US5806451093 AGENDA 933392641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PEDRO ASPE Management For For
1B ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Management For For
1C ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1D ELECTION OF DIRECTOR: WILLIAM D. GREEN Management For For
1E ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For
1F ELECTION OF DIRECTOR: HAROLD MCGRAW III Management For For
1G ELECTION OF DIRECTOR: ROBERT P. MCGRAW Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: SIR MICHAEL RAKE Management For For
1J ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Management For For
1K ELECTION OF DIRECTOR: KURT L. SCHMOKE Management For For
1L ELECTION OF DIRECTOR: SIDNEY TAUREL Management For For
02 VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS
03 VOTE TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE Management Abstain Against
COMPENSATION PROGRAM FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 VOTE, ON AN ADVISORY BASIS, ON HOW OFTEN THE COMPANY WILL Management Abstain Against
CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
05 VOTE TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
06 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT
DANONE, PARIS
SECURITY F12033134 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN FR0000120644 AGENDA 702819600 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact
your Client Service-Representative to obtain the necessary
card, account details and directions.-The following applies to
Non- Resident Shareowners: Proxy Cards: Voting-instructions
will be forwarded to the Global Custodians that have
become-Registered Intermediaries, on the Vote Deadline Date.
In capacity as- Registered Intermediary, the Global Custodian
will sign the Proxy Card and-forward to the local custodian.
If you are unsure whether your Global-Custodian acts as
Registered Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2011/0304/201103041100550.pdf
O.1 Approval of the corporate financial statements for the Management For For
financial year ended on December 31, 2010
O.2 Approval of the consolidated financial statements for the Management For For
financial year ended on December 31, 2010
O.3 Allocation of income for the financial year ended December 31, Management For For
2010 and setting the dividend at EUR 1.30 per share
O.4 Ratification of the co-optation of Mr. Yoshihiro Kawabata as Management For For
Board member
O.5 Renewal of Mr. Bruno Bonnell's term as Board member Management For For
O.6 Renewal of Mr. Bernard Hours's term as Board member Management For For
O.7 Renewal of Mr. Yoshihiro Kawabata's term as Board member Management For For
O.8 Renewal of Mr. Jacques Vincent's term as Board member Management For For
O.9 Appointment of Mrs. Isabelle Seillier as Board member Management For For
O.10 Appointment of Mr. Jean-Michel Severino as Board member Management For For
O.11 Approval of the Agreements referred to in the Statutory Management For For
Auditors' special report
O.12 Approval of the Agreements and Undertakings pursuant to Management For For
Articles L.225-38 and L.225-42-l of the Commercial Code
relating to Mr. Bernard Hours
O.13 Authorization to be granted to the Board of Directors to Management For For
purchase, hold or transfer Company's shares
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 69
The Gabelli Equity Income Fund
E.14 Delegation of authority to the Board of Directors to issue Management For For
ordinary shares of the Company and securities giving access to
the capital of the Company, with preferential subscription
rights of shareholders
E.15 Delegation of authority to the Board of Directors to issue Management For For
ordinary shares of the Company and securities giving access to
the capital of the Company, with cancellation of preferential
subscription rights of shareholders, but with obligation to grant
a priority right
E.16 Delegation of authority to the Board of Directors in the event Management For For
of capital increase with or with cancellation of preferential
subscription rights of shareholders to increase the amount of
issuable securities
E.17 Delegation of authority to the Board of Directors to issue Management For For
ordinary shares and securities giving access to the capital of
the Company, in the event of public exchange offer initiated
by the Company
E.18 Delegation of powers to the Board of Directors to issue Management For For
ordinary shares, in consideration for in-kind contributions
granted to the Company and composed of equity securities or
securities giving access to the capital
E.19 Delegation of authority to the Board of Directors to increase Management For For
the Company's capital by incorporation of reserves, profits or
premiums or other amounts which capitalization is authorized
E.20 Delegation of authority to the Board of Directors to carry out Management For For
capital increases reserved for employees participating in a
company savings plan and/or transfers of reserved securities
E.21 Authorization granted to the Board of Directors to reduce Management For For
capital by cancellation of shares
E.22 Powers for formalities Management For For
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 28-Apr-2011
ISIN US2193501051 AGENDA 933380191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Management For For
1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Management For For
1C ELECTION OF DIRECTOR: GORDON GUND Management For For
1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Management For For
1E ELECTION OF DIRECTOR: H. ONNO RUDING Management For For
1F ELECTION OF DIRECTOR: GLENN F. TILTON Management For For
02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE COMPENSATION. Management Abstain Against
03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF FUTURE EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. Shareholder Against For
DIEBOLD, INCORPORATED
SECURITY 253651103 MEETING TYPE Annual
TICKER SYMBOL DBD MEETING DATE 28-Apr-2011
ISIN US2536511031 AGENDA 933380317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 PATRICK W. ALLENDER For For
2 BRUCE L. BYRNES For For
3 MEI-WEI CHENG For For
4 PHILLIP R. COX For For
5 RICHARD L. CRANDALL For For
6 GALE S. FITZGERALD For For
7 PHILLIP B. LASSITER For For
8 JOHN N. LAUER For For
9 THOMAS W. SWIDARSKI For For
10 HENRY D.G. WALLACE For For
11 ALAN J. WEBER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For For
FOR THE YEAR 2011.
03 TO HOLD AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY FOR FUTURE ADVISORY Management Abstain Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
WEIS MARKETS, INC.
SECURITY 948849104 MEETING TYPE Annual
TICKER SYMBOL WMK MEETING DATE 28-Apr-2011
ISIN US9488491047 AGENDA 933381422 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 70
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 ROBERT F. WEIS For For
2 JONATHAN H. WEIS For For
3 DAVID J. HEPFINGER For For
4 HAROLD G. GRABER For For
5 GERRALD B. SILVERMAN For For
6 STEVEN C. SMITH For For
7 GLENN D. STEELE, JR. For For
2 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
3 PROPOSAL TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4 PROPOSAL TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
5 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY THAT ONLY Shareholder Against For
INDEPENDENT DIRECTORS SHALL SERVE ON THE COMPENSATION
COMMITTEE.
NYSE EURONEXT
SECURITY 629491101 MEETING TYPE Annual
TICKER SYMBOL NYX MEETING DATE 28-Apr-2011
ISIN US6294911010 AGENDA 933382791 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ANDRE BERGEN Management For For
1B ELECTION OF DIRECTOR: ELLYN L. BROWN Management For For
1C ELECTION OF DIRECTOR: MARSHALL N. CARTER Management For For
1D ELECTION OF DIRECTOR: DOMINIQUE CERUTTI Management For For
1E ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY Management For For
1F ELECTION OF DIRECTOR: SIR GEORGE COX Management For For
1G ELECTION OF DIRECTOR: SYLVAIN HEFES Management For For
1H ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Management For For
1I ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Management For For
1J ELECTION OF DIRECTOR: JAMES J. MCNULTY Management For For
1K ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Management For For
1L ELECTION OF DIRECTOR: RICARDO SALGADO Management For For
1M ELECTION OF DIRECTOR: ROBERT G. SCOTT Management For For
1N ELECTION OF DIRECTOR: JACKSON P. TAI Management For For
1O ELECTION OF DIRECTOR: RIJNHARD VAN TETS Management For For
1P ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE COMPANY'S PROPOSAL TO ADOPT MAJORITY VOTING Management For For
WITH RESPECT TO CERTAIN PROVISIONS IN OUR CERTIFICATE OF
INCORPORATION THAT CURRENTLY REQUIRE AN 80% STOCKHOLDER VOTE
TO AMEND (THE PROPOSED CHARTER AMENDMENT).
04 TO APPROVE THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION (THE "SAY-ON-PAY" PROPOSAL).
05 SHOULD THERE BE AN ADVISORY STOCKHOLDER VOTE TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION DISCLOSURE EVERY ONE YEAR, EVERY TWO
YEARS OR EVERY THREE YEARS? (THE "SAY-WHEN-ON-PAY" PROPOSAL).
06 TO APPROVE THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF 10% OF Shareholder Against For
THE OUTSTANDING COMMON STOCK THE POWER TO CALL A SPECIAL
STOCKHOLDER MEETING (THE KENNETH STEINER PROPOSAL).
07 TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING ACTION BY Shareholder Against For
WRITTEN CONSENT (THE WILLIAM STEINER PROPOSAL).
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011
ISIN US4781601046 AGENDA 933382854 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 71
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT Shareholder Against For
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S EQUAL Shareholder Against For
EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR Shareholder Against For
TRAINING
THE HERSHEY COMPANY
SECURITY 427866108 MEETING TYPE Annual
TICKER SYMBOL HSY MEETING DATE 28-Apr-2011
ISIN US4278661081 AGENDA 933382929 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 P.M. ARWAY For For
2 R.F. CAVANAUGH For For
3 C.A. DAVIS For For
4 J.M. MEAD For For
5 J.E. NEVELS For For
6 A.J. PALMER For For
7 T.J. RIDGE For For
8 D.L. SHEDLARZ For For
9 D.J. WEST For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR Management For For
2011.
03 APPROVE, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION Management Abstain Against
APPROVING EXECUTIVE COMPENSATION.
04 SELECT, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against
STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
05 APPROVE THE HERSHEY COMPANY AMENDED AND RESTATED EQUITY AND Management Against Against
INCENTIVE COMPENSATION PLAN.
POPULAR, INC.
SECURITY 733174106 MEETING TYPE Annual
TICKER SYMBOL BPOP MEETING DATE 28-Apr-2011
ISIN PR7331741061 AGENDA 933383135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: MARIA LUISA FERRE Management For For
1B ELECTION OF DIRECTOR: C. KIM GOODWIN Management For For
1C ELECTION OF DIRECTOR: WILLIAM J. TEUBER Management For For
02 ADVISORY VOTE REGARDING THE CORPORATION'S EXECUTIVE Management Abstain Against
COMPENSATION PROGRAM.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION FOR 2011.
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 28-Apr-2011
ISIN US5398301094 AGENDA 933383147 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Management For For
1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Management For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Management For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Management For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For
1G ELECTION OF DIRECTOR: JAMES M. LOY Management For For
1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Management For For
1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Management For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Management For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN CORPORATION 2011 Management Against Against
INCENTIVE PERFORMANCE AWARD PLAN
04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE Management Abstain Against
OFFICERS
05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE VOTES ON THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT BY WRITTEN Shareholder Against For
CONSENT IN LIEU OF A MEETING
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 72
The Gabelli Equity Income Fund
TRACTOR SUPPLY COMPANY
SECURITY 892356106 MEETING TYPE Annual
TICKER SYMBOL TSCO MEETING DATE 28-Apr-2011
ISIN US8923561067 AGENDA 933383248 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JAMES F. WRIGHT For For
2 JOHNSTON C. ADAMS For For
3 WILLIAM BASS For For
4 PETER D. BEWLEY For For
5 JACK C. BINGLEMAN For For
6 RICHARD W. FROST For For
7 CYNTHIA T. JAMISON For For
8 GEORGE MACKENZIE For For
9 EDNA K. MORRIS For For
02 AMENDMENT TO CERTIFICATE OF INCORPORATION TO INCREASE THE Management For For
AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 100,000,000
TO 200,000,000.
03 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
INTERACTIVE BROKERS GROUP, INC.
SECURITY 45841N107 MEETING TYPE Annual
TICKER SYMBOL IBKR MEETING DATE 28-Apr-2011
ISIN US45841N1072 AGENDA 933383806 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: THOMAS PETERFFY Management For For
1B ELECTION OF DIRECTOR: EARL H. NEMSER Management For For
1C ELECTION OF DIRECTOR: PAUL J. BRODY Management For For
1D ELECTION OF DIRECTOR: MILAN GALIK Management For For
1E ELECTION OF DIRECTOR: LAWRENCE E. HARRIS Management For For
1F ELECTION OF DIRECTOR: HANS R. STOLL Management For For
1G ELECTION OF DIRECTOR: IVERS W. RILEY Management For For
1H ELECTION OF DIRECTOR: ROBERT W. TRUDEAU Management For For
02 APPROVAL TO AMEND THE 2007 STOCK INCENTIVE PLAN. Management Against Against
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
JANUS CAPITAL GROUP INC.
SECURITY 47102X105 MEETING TYPE Annual
TICKER SYMBOL JNS MEETING DATE 28-Apr-2011
ISIN US47102X1054 AGENDA 933384113 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PAUL F. BALSER Management For For
1B ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER Management For For
1C ELECTION OF DIRECTOR: GLENN S. SCHAFER Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE JANUS Management For For
CAPITAL GROUP INC. INDEPENDENT AUDITOR FOR FISCAL YEAR 2011.
03 APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS (SAY-ON-PAY).
04 RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE Management Abstain Against
ADVISORY SAY-ON-PAY VOTE.
DIRECTV
SECURITY 25490A101 MEETING TYPE Annual
TICKER SYMBOL DTV MEETING DATE 28-Apr-2011
ISIN US25490A1016 AGENDA 933386624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DAVID B. DILLON For For
2 SAMUEL A. DIPIAZZA, JR. For For
3 LORRIE M. NORRINGTON For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
03 AMEND CERTIFICATE OF INCORPORATION TO MAKE CERTAIN CAPITAL Management For For
STOCK CHANGES INCLUDING REDUCTION OF AUTHORIZED CLASS B SHARES
FROM 30,000,000 TO 3,000,000 AND ELIMINATION OF THE CLASS C
COMMON STOCK.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 73
The Gabelli Equity Income Fund
04 AMEND CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS. Management For For
05 AMEND CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY Management For For
VOTE STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS.
06 AMEND CERTIFICATE OF INCORPORATION TO PERMIT A SPECIAL MEETING Management For For
OF STOCKHOLDERS TO BE CALLED BY 25% OR MORE OF THE
STOCKHOLDERS IN CERTAIN CIRCUMSTANCES.
07 AMEND CERTIFICATE OF INCORPORATION TO ADOPT DELAWARE AS THE Management For For
EXCLUSIVE FORUM FOR CERTAIN DISPUTES.
08 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. Management Abstain Against
09 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 28-Apr-2011
ISIN US7170811035 AGENDA 933392196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L ELECTION OF DIRECTOR: IAN C. READ Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF POLITICAL Shareholder Against For
CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY INITIATIVES. Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL PRICE RESTRAINTS. Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH Shareholder Against For
CANADIAN OIL SANDS LIMITED
SECURITY 13643E105 MEETING TYPE Annual
TICKER SYMBOL COSWF MEETING DATE 28-Apr-2011
ISIN CA13643E1051 AGENDA 933394203 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 C.E. (CHUCK) SHULTZ For For
2 IAN A. BOURNE For For
3 MARCEL R. COUTU For For
4 GERALD W. GRANDEY For For
5 DONALD J. LOWRY For For
6 JOHN K. READ For For
7 BRANT G. SANGSTER For For
8 WESLEY R. TWISS For For
9 JOHN B. ZAOZIRNY For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE Management For For
CORPORATION FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED
BY THE DIRECTORS OF THE CORPORATION.
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Annual
TICKER SYMBOL LION MEETING DATE 28-Apr-2011
ISIN US3163941053 AGENDA 933397639 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 74
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JAMES B. MILLER, JR. For For
2 DAVID R. BOCKEL For For
3 WM. MILLARD CHOATE For For
4 DONALD A. HARP, JR. For For
5 KEVIN S. KING For For
6 WILLIAM C. LANKFORD, JR For For
7 H. PALMER PROCTOR, JR. For For
8 W. CLYDE SHEPHERD III For For
9 RANKIN M. SMITH, JR. For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY'S EQUITY INCENTIVE Management Against Against
PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
EBAY INC.
SECURITY 278642103 MEETING TYPE Annual
TICKER SYMBOL EBAY MEETING DATE 28-Apr-2011
ISIN US2786421030 AGENDA 933401010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: FRED D. ANDERSON Management For For
1B ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Management For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Management For For
1D ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY STOCKHOLDER Shareholder Against For
VOTING STANDARDS.
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Annual
TICKER SYMBOL PBR MEETING DATE 28-Apr-2011
ISIN US71654V4086 AGENDA 933430364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
O1 THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND FISCAL BOARD'S Management For For
REPORT OF FISCAL YEAR OF 2010
O2 CAPITAL BUDGET FOR 2011 Management For For
O3 DISTRIBUTION OF THE INCOME OF YEAR 2010 Management For For
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Management For For
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For For
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND THEIR RESPECTIVE Management For For
SUBSTITUTES
O7 ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE Management For For
MEMBERS OF THE FISCAL BOARD
E1 CAPITAL INCREASE Management For For
DAVIDE CAMPARI-MILANO SPA
SECURITY T24091117 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 29-Apr-2011
ISIN IT0003849244 AGENDA 702874315 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 2 MAY 2011 AT 10:00 CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Approval of the balancesheet as of 31 December 2010 and Management For For
consequential resolutions
2 Approval of stock option plan ex art 114 BIS TUF Management For For
3 Authorisation to buy and sell own shares Management For For
4 Presentation of the report on the general politics of the Management For For
executive directors remuneration
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF Non-Voting
TEXT IN RESOLUTION-1 AND CHANGE IN MEETING TYPE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE D-O NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCT-IONS.
THANK YOU.
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 29-Apr-2011
ISIN US00206R1023 AGENDA 933378437 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 75
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Management For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 APPROVE 2011 INCENTIVE PLAN. Management For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
06 POLITICAL CONTRIBUTIONS. Shareholder Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
08 WRITTEN CONSENT. Shareholder Against For
KELLOGG COMPANY
SECURITY 487836108 MEETING TYPE Annual
TICKER SYMBOL K MEETING DATE 29-Apr-2011
ISIN US4878361082 AGENDA 933383109 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOHN BRYANT For For
2 ROGELIO REBOLLEDO For For
3 STERLING SPEIRN For For
4 JOHN ZABRISKIE For For
02 APPROVAL OF THE KELLOGG COMPANY SENIOR EXECUTIVE ANNUAL Management For For
INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
06 SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO Shareholder Against For
ADOPT SIMPLE MAJORITY VOTE.
07 SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO Shareholder Against For
ENACT A MAJORITY VOTING REQUIREMENT FOR THE ELECTION OF
DIRECTORS.
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 29-Apr-2011
ISIN US0028241000 AGENDA 933386319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 E.M. LIDDY For For
6 P.N. NOVAKOVIC For For
7 W.A. OSBORN For For
8 S.C. SCOTT III For For
9 G.F. TILTON For For
10 M.D. WHITE For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shareholder Against For
ALLEGHANY CORPORATION
SECURITY 017175100 MEETING TYPE Annual
TICKER SYMBOL Y MEETING DATE 29-Apr-2011
ISIN US0171751003 AGENDA 933389226 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 76
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: REX D. ADAMS Management For For
1B ELECTION OF DIRECTOR: WESTON M. HICKS Management For For
1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Management For For
02 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
2011.
03 ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF Management Abstain Against
ALLEGHANY CORPORATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 29-Apr-2011
ISIN US3154051003 AGENDA 933404042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 SANDRA AUSTIN CRAYTON Withheld Against
2 RICHARD J. HIPPLE Withheld Against
3 WILLIAM B. LAWRENCE Withheld Against
4 TIMOTHY K. PISTELL Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
03 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION Management Abstain Against
FOR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY
STATEMENT.
04 RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, FOR THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ABB LTD
SECURITY 000375204 MEETING TYPE Annual
TICKER SYMBOL ABB MEETING DATE 29-Apr-2011
ISIN US0003752047 AGENDA 933411554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
2A APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2010
2B CONSULTATIVE VOTE ON THE 2010 REMUNERATION REPORT Management For For
03 DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED Management For For
WITH MANAGEMENT
04 APPROPRIATION OF AVAILABLE EARNINGS AND CONVERSION OF CAPITAL Management For For
CONTRIBUTION RESERVE
05 CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL IN CONNECTION Management For For
WITH EMPLOYEE PARTICIPATION
06 RENEWAL OF AUTHORIZED SHARE CAPITAL Management For For
7A RE-ELECTION OF ROGER AGNELLI Management For For
7B RE-ELECTION OF LOUIS R. HUGHES Management For For
7C RE-ELECTION OF HANS ULRICH MAERKI Management For For
7D RE-ELECTION OF MICHEL DE ROSEN Management For For
7E RE-ELECTION OF MICHAEL TRESCHOW Management For For
7F RE-ELECTION OF JACOB WALLENBERG Management For For
7G RE-ELECTION OF HUBERTUS VON GRUNBERG Management For For
7H ELECTION OF MS. YING YEH TO THE BOARD OF DIRECTORS Management For For
08 RE-ELECTION OF THE AUDITORS Management For For
GRUPO TELEVISA, S.A.B.
SECURITY 40049J206 MEETING TYPE Annual
TICKER SYMBOL TV MEETING DATE 29-Apr-2011
ISIN US40049J2069 AGENDA 933432851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
I APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE Management For For
MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS
MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH
AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS.
II APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE Management For For
RESOLUTIONS ADOPTED AT THIS MEETING.
SWEDISH MATCH AB, STOCKHOLM
SECURITY W92277115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-May-2011
ISIN SE0000310336 AGENDA 702874353 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 77
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN
ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU Non-Voting
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN
ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
1 Opening of the Meeting and election of the Chairman of the Non-Voting
Meeting: Sven-Unger
2 Preparation and approval of the voting list Non-Voting
3 Election of one or two persons, to verify the Minutes Non-Voting
4 Determination of whether the Meeting has been duly convened Non-Voting
5 Approval of the Agenda Non-Voting
6 Presentation of the Annual Report and the Auditors' Report, Non-Voting
the Consolidated-Financial Statements and the Auditors' Report
on the Consolidated Financial-Statements for 2010, the Auditors'
Statement regarding compliance with the-principles for
determination of remuneration to senior executives as well
as-the Board of Directors' motion regarding the allocation
of profit and- explanatory statements. In connection therewith,
the President's address and-the report regarding the work of the
Board of Directors and the work and-function of the Audit
Committee
7 Adoption of the Income Statement and Balance Sheet and of the Management No Action
Consolidated Income Statement and Consolidated Balance Sheet
8 Resolution in respect of allocation of the Company's profit in Management No Action
accordance with the adopted Balance Sheet and resolution on
record day for dividend
9 Resolution regarding discharge from liability for the Board Management No Action
members and the President
10a Resolution regarding the reduction of the share capital by way Management No Action
of a recall of repurchased shares, and the transfer of the
reduced amount to a fund for use in repurchasing the Company's
own shares; and
10b Resolution regarding a bonus issue Management No Action
11 Resolution regarding the authorization of the Board of Management No Action
Directors to decide on the acquisition of shares in the Company
12 Adoption of principles for determination of remuneration Management No Action
payable to senior executives. In connection therewith the
report regarding the work and function of the Compensation
Committee
13 Determination of the number of Board members to be elected by Management No Action
the Meeting: The Board of Directors shall comprise six members
elected by the Annual General Meeting and no Deputies
14 Determination of the remuneration to be paid to the Board of Management No Action
Directors
15 Election of members of the Board, the Chairman of the Board Management No Action
and the Deputy Chairman of the Board: The following Board
members are proposed for re-election: Andrew Cripps, Karen
Guerra, Conny Karlsson, and Meg Tiveus. The Nominating
Committee proposes the election of Robert F. Sharpe and Joakim
Westh as new members of the Board. Conny Karlsson is proposed
to be re- elected as Chairman of the Board and Andrew Cripps
is proposed be re-elected as Deputy Chairman of the Board
16 Resolution regarding the procedure for appointing members to Management No Action
the Nominating Committee and the matter of remuneration for
the Nominating Committee, if any
17 Adoption of Instructions for Swedish Match AB's Nominating Management No Action
Committee
ZIMMER HOLDINGS, INC.
SECURITY 98956P102 MEETING TYPE Annual
TICKER SYMBOL ZMH MEETING DATE 02-May-2011
ISIN US98956P1021 AGENDA 933381915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: BETSY J. BERNARD Management For For
1B ELECTION OF DIRECTOR: MARC N. CASPER Management For For
1C ELECTION OF DIRECTOR: DAVID C. DVORAK Management For For
1D ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1E ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Management For For
1F ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Management For For
1G ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Management For For
1H ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Management For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
("SAY-ON-PAY")
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES Management Abstain Against
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2011
MOTOROLA SOLUTIONS, INC.
SECURITY 620076307 MEETING TYPE Annual
TICKER SYMBOL MSI MEETING DATE 02-May-2011
ISIN US6200763075 AGENDA 933386852 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 78
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: GREGORY Q. BROWN Management For For
1B ELECTION OF DIRECTOR: WILLIAM J. BRATTON Management For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1D ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Management For For
1E ELECTION OF DIRECTOR: VINCENT J. INTRIERI Management For For
1F ELECTION OF DIRECTOR: JUDY C. LEWENT Management For For
1G ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Management For For
1H ELECTION OF DIRECTOR: JOHN A. WHITE Management For For
02 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. Management Abstain Against
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 REAPPROVAL OF MATERIAL TERMS FOR PERFORMANCE- BASED AWARDS Management For For
UNDER THE MOTOROLA SOLUTIONS OMNIBUS INCENTIVE PLAN OF 2006.
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
06 SHAREHOLDER PROPOSAL RE: HUMAN RIGHTS POLICY. Shareholder Against For
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 02-May-2011
ISIN US0970231058 AGENDA 933387397 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For
1B ELECTION OF DIRECTOR: DAVID L. CALHOUN Management For For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Management For For
1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1F ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. Management For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1H ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For
1I ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1J ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For
1K ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For
1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR FOR 2011.
05 INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. Shareholder Against For
06 REPORT ON POLITICAL ACTIVITY. Shareholder Against For
07 ACTION BY WRITTEN CONSENT. Shareholder Against For
08 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. Shareholder Against For
09 INDEPENDENT CHAIRMAN. Shareholder Against For
AMERICAN EXPRESS COMPANY
SECURITY 025816109 MEETING TYPE Annual
TICKER SYMBOL AXP MEETING DATE 02-May-2011
ISIN US0258161092 AGENDA 933388995 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 D.F. AKERSON For For
2 C. BARSHEFSKY For For
3 U.M. BURNS For For
4 K.I. CHENAULT For For
5 P. CHERNIN For For
6 T.J. LEONSIS For For
7 J. LESCHLY For For
8 R.C. LEVIN For For
9 R.A. MCGINN For For
10 E.D. MILLER For For
11 S.S REINEMUND For For
12 R.D. WALTER For For
13 R.A. WILLIAMS For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE COMPENSATION Management Abstain Against
VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR Shareholder Against For
DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 79
The Gabelli Equity Income Fund
COOPER INDUSTRIES PLC
SECURITY G24140108 MEETING TYPE Annual
TICKER SYMBOL CBE MEETING DATE 02-May-2011
ISIN IE00B40K9117 AGENDA 933389531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: LINDA A. HILL Management For For
1B ELECTION OF DIRECTOR: JAMES J. POSTL Management For For
1C ELECTION OF DIRECTOR: MARK S. THOMPSON Management For For
02 TO RECEIVE AND CONSIDER THE COMPANY'S IRISH STATUTORY ACCOUNTS Management For For
AND THE RELATED REPORTS OF THE DIRECTORS AND AUDITORS
03 APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE Management For For
YEAR ENDING 12/31/2011
04 TO APPROVE THE 2011 OMNIBUS INCENTIVE COMPENSATION PLAN Management Against Against
05 TO APPROVE ON AN ADVISORY BASIS, THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS
06 TO RECOMMEND ON AN ADVISORY BASIS THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
07 TO AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET Management For For
PURCHASES OF COMPANY SHARES
08 TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES Management For For
DISH NETWORK CORPORATION
SECURITY 25470M109 MEETING TYPE Annual
TICKER SYMBOL DISH MEETING DATE 02-May-2011
ISIN US25470M1099 AGENDA 933390192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JAMES DEFRANCO For For
2 CANTEY ERGEN For For
3 CHARLES W. ERGEN For For
4 STEVEN R. GOODBARN For For
5 GARY S. HOWARD For For
6 DAVID K. MOSKOWITZ For For
7 TOM A. ORTOLF For For
8 CARL E. VOGEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 THE SHAREHOLDER PROPOSAL REGARDING DISH NETWORK CORPORATION'S Shareholder Against For
DUAL CLASS CAPITAL STRUCTURE.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
TOOTSIE ROLL INDUSTRIES, INC.
SECURITY 890516107 MEETING TYPE Annual
TICKER SYMBOL TR MEETING DATE 02-May-2011
ISIN US8905161076 AGENDA 933393984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 MELVIN J. GORDON For For
2 ELLEN R. GORDON For For
3 LANE JANE LEWIS-BRENT For For
4 BARRE A. SEIBERT For For
5 RICHARD P. BERGEMAN For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2011.
03 APPROVAL OF NON-BINDING RESOLUTION REGARDING EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTES.
TRINITY INDUSTRIES, INC.
SECURITY 896522109 MEETING TYPE Annual
TICKER SYMBOL TRN MEETING DATE 02-May-2011
ISIN US8965221091 AGENDA 933400501 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 80
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 LELDON E. ECHOLS For For
5 RONALD J. GAFFORD For For
6 RONALD W. HADDOCK For For
7 ADRIAN LAJOUS For For
8 CHARLES W. MATTHEWS For For
9 DIANA S. NATALICIO For For
10 DOUGLAS L. ROCK For For
11 TIMOTHY R. WALLACE For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2011.
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 03-May-2011
ISIN US0718131099 AGENDA 933381054 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Management For For
1B ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. Management For For
1C ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Management For For
1D ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTES
05 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Management For For
06 APPROVAL OF 2011 INCENTIVE PLAN Management Against Against
07 PROPOSAL TO AMEND ARTICLE SIXTH TO ELIMINATE THE CLASSIFIED Management For For
BOARD AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS
INTERNATIONAL FLAVORS & FRAGRANCES INC.
SECURITY 459506101 MEETING TYPE Annual
TICKER SYMBOL IFF MEETING DATE 03-May-2011
ISIN US4595061015 AGENDA 933383008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: MARGARET HAYES ADAME Management For For
1B ELECTION OF DIRECTOR: MARCELLO BOTTOLI Management For For
1C ELECTION OF DIRECTOR: LINDA B. BUCK Management For For
1D ELECTION OF DIRECTOR: J. MICHAEL COOK Management For For
1E ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. Management For For
1F ELECTION OF DIRECTOR: ANDREAS FIBIG Management For For
1G ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN Management For For
1H ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. Management For For
1I ELECTION OF DIRECTOR: KATHERINE M. HUDSON Management For For
1J ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Management For For
1K ELECTION OF DIRECTOR: DALE F. MORRISON Management For For
1L ELECTION OF DIRECTOR: DOUGLAS D. TOUGH Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2011.
03 ADVISORY VOTE ON THE COMPENSATION PAID TO THE COMPANY'S Management Abstain Against
EXECUTIVE OFFICERS IN 2010.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
GREAT PLAINS ENERGY INCORPORATED
SECURITY 391164100 MEETING TYPE Annual
TICKER SYMBOL GXP MEETING DATE 03-May-2011
ISIN US3911641005 AGENDA 933384810 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 D.L. BODDE For For
2 M.J. CHESSER For For
3 W.H. DOWNEY For For
4 R.C. FERGUSON, JR. For For
5 G.D. FORSEE For For
6 J.A. MITCHELL For For
7 W.C. NELSON For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 81
The Gabelli Equity Income Fund
8 J.J. SHERMAN For For
9 L.H. TALBOTT For For
10 R.H. WEST For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 APPROVAL OF THE AMENDED LONG-TERM INCENTIVE PLAN. Management For For
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
AGL RESOURCES INC.
SECURITY 001204106 MEETING TYPE Annual
TICKER SYMBOL AGL MEETING DATE 03-May-2011
ISIN US0012041069 AGENDA 933385468 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 SANDRA N. BANE For For
2 THOMAS D. BELL, JR. For For
3 ARTHUR E. JOHNSON For For
4 DEAN R. O'HARE For For
5 JAMES A. RUBRIGHT For For
6 JOHN W. SOMERHALDER II For For
7 BETTINA M. WHYTE For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2011.
03 THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR 2007 Management For For
OMNIBUS PERFORMANCE INCENTIVE PLAN.
04 THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED Management For For
AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.
05 THE APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
06 THE APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE THE Management Abstain Against
FREQUENCY (ANNUAL, BIENNIAL OR TRIENNIAL) OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
SECURITY G0464B107 MEETING TYPE Annual
TICKER SYMBOL AGII MEETING DATE 03-May-2011
ISIN BMG0464B1072 AGENDA 933386218 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 H. BERRY CASH For For
2 JOHN R. POWER, JR. For For
3 MARK E. WATSON III For For
02 TO VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY, NON-BINDING Management Abstain Against
BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO VOTE ON A PROPOSAL TO SELECT, ON AN ADVISORY, NON-BINDING Management Abstain Against
BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICER.
04 TO CONSIDER AND APPROVE THE RECOMMENDATION OF THE AUDIT Management For For
COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE
APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011 AND TO REFER THE DETERMINATION OF THE
INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR
BOARD OF DIRECTORS.
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 03-May-2011
ISIN US1101221083 AGENDA 933386701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: L. ANDREOTTI Management For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1D ELECTION OF DIRECTOR: L.J. FREEH Management For For
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1F ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1H ELECTION OF DIRECTOR: A.J. LACY Management For For
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1J ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Management For For
1K ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 82
The Gabelli Equity Income Fund
1L ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE Management Abstain Against
OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
06 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
07 PHARMACEUTICAL PRICE RESTRAINT Shareholder Against For
PEABODY ENERGY CORPORATION
SECURITY 704549104 MEETING TYPE Annual
TICKER SYMBOL BTU MEETING DATE 03-May-2011
ISIN US7045491047 AGENDA 933388692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 GREGORY H. BOYCE For For
2 WILLIAM A. COLEY For For
3 WILLIAM E. JAMES For For
4 ROBERT B. KARN III For For
5 M. FRANCES KEETH For For
6 HENRY E. LENTZ For For
7 ROBERT A. MALONE For For
8 WILLIAM C. RUSNACK For For
9 JOHN F. TURNER For For
10 SANDRA A. VAN TREASE For For
11 ALAN H. WASHKOWITZ For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY INCENTIVE PLAN. Management For For
THE DUN & BRADSTREET CORPORATION
SECURITY 26483E100 MEETING TYPE Annual
TICKER SYMBOL DNB MEETING DATE 03-May-2011
ISIN US26483E1001 AGENDA 933388731 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: NAOMI O. SELIGMAN Management For For
1B ELECTION OF DIRECTOR: MICHAEL J. WINKLER Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 RE-APPROVE THE DUN & BRADSTREET CORPORATION COVERED EMPLOYEE Management For For
INCENTIVE PLAN, AS AMENDED.
04 APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION (SAY ON Management Abstain Against
PAY).
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
06 APPROVE AMENDMENTS TO THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENTS
TO A SIMPLE MAJORITY VOTE.
07 APPROVE AMENDMENTS TO THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS.
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 03-May-2011
ISIN US9497461015 AGENDA 933389151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 83
The Gabelli Equity Income Fund
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO
APPROVE THE NAMED EXECUTIVES' COMPENSATION. Management Abstain Against
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES Management Abstain Against
REGARDING NAMED EXECUTIVES' COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY'S Shareholder Against For
BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY'S COMMON STOCK
TO CALL SPECIAL MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN Shareholder Against For
CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO Shareholder Against For
REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR Shareholder Against For
COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON Shareholder Against For
INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS.
CINCINNATI BELL INC.
SECURITY 171871106 MEETING TYPE Annual
TICKER SYMBOL CBB MEETING DATE 03-May-2011
ISIN US1718711062 AGENDA 933389264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For For
1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For
1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For For
1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For
1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For For
1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For For
1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
05 TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM INCENTIVE Management For For
PLAN.
CINCINNATI BELL INC.
SECURITY 171871403 MEETING TYPE Annual
TICKER SYMBOL CBBPRB MEETING DATE 03-May-2011
ISIN US1718714033 AGENDA 933389264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For For
1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For
1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For For
1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For
1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For For
1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For For
1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
05 TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM INCENTIVE Management For For
PLAN.
O'REILLY AUTOMOTIVE, INC.
SECURITY 67103H107 MEETING TYPE Annual
TICKER SYMBOL ORLY MEETING DATE 03-May-2011
ISIN US67103H1077 AGENDA 933389620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: DAVID E. O'REILLY Management For For
1B ELECTION OF DIRECTOR: JAY D. BURCHFIELD Management For For
1C ELECTION OF DIRECTOR: PAUL R. LEDERER Management For For
02 ADVISORY VOTE ON APPROVAL OF COMPENSATION OF EXECUTIVES. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. Management Abstain Against
04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, LLP, AS Management For For
INDEPENDENT AUDITORS FOR FISCAL 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 84
The Gabelli Equity Income Fund
ECHOSTAR CORPORATION
SECURITY 278768106 MEETING TYPE Annual
TICKER SYMBOL SATS MEETING DATE 03-May-2011
ISIN US2787681061 AGENDA 933390205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOSEPH P. CLAYTON For For
2 R. STANTON DODGE For For
3 MICHAEL T. DUGAN For For
4 CHARLES W. ERGEN For For
5 DAVID K. MOSKOWITZ For For
6 TOM A. ORTOLF For For
7 C. MICHAEL SCHROEDER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
CAMERON INTERNATIONAL CORPORATION
SECURITY 13342B105 MEETING TYPE Annual
TICKER SYMBOL CAM MEETING DATE 03-May-2011
ISIN US13342B1052 AGENDA 933393047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PETER J. FLUOR Management For For
1B ELECTION OF DIRECTOR: JACK B. MOORE Management For For
1C ELECTION OF DIRECTOR: DAVID ROSS Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
03 TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE Management For For
COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 EQUITY INCENTIVE Management For For
PLAN TO CHANGE THE OPTION TERM FROM SEVEN TO TEN YEARS.
05 TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S 2010 EXECUTIVE Management Abstain Against
COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
SUNCOR ENERGY INC.
SECURITY 867224107 MEETING TYPE Annual
TICKER SYMBOL SU MEETING DATE 03-May-2011
ISIN CA8672241079 AGENDA 933394164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 MEL E. BENSON For For
2 DOMINIC D'ALESSANDRO For For
3 JOHN T. FERGUSON For For
4 W. DOUGLAS FORD For For
5 RICHARD L. GEORGE For For
6 PAUL HASELDONCKX For For
7 JOHN R. HUFF For For
8 JACQUES LAMARRE For For
9 BRIAN F. MACNEILL For For
10 MAUREEN MCCAW For For
11 MICHAEL W. O'BRIEN For For
12 JAMES W. SIMPSON For For
13 EIRA THOMAS For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF Management For For
SUNCOR ENERGY INC. FOR THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS SUCH.
03 TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN Management For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
SEARS HOLDINGS CORPORATION
SECURITY 812350106 MEETING TYPE Annual
TICKER SYMBOL SHLD MEETING DATE 03-May-2011
ISIN US8123501061 AGENDA 933419423 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 85
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 LOUIS J. D'AMBROSIO For For
2 WILLIAM C. KUNKLER, III For For
3 EDWARD S. LAMPERT For For
4 STEVEN T. MNUCHIN For For
5 ANN N. REESE For For
6 EMILY SCOTT For For
7 THOMAS J. TISCH For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE Management Abstain Against
OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
05 STOCKHOLDER PROPOSAL TO REQUIRE DISCLOSURE REGARDING CORPORATE Shareholder Against For
POLITICAL CONTRIBUTIONS.
TECO ENERGY, INC.
SECURITY 872375100 MEETING TYPE Annual
TICKER SYMBOL TE MEETING DATE 04-May-2011
ISIN US8723751009 AGENDA 933377699 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: DUBOSE AUSLEY Management For For
1B ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. Management For For
1C ELECTION OF DIRECTOR: PAUL L. WHITING Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR 2011.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). Management Abstain Against
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. Management Abstain Against
05 AMENDMENT OF THE COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY. Shareholder Against For
06 DECLASSIFY THE BOARD OF DIRECTORS. Shareholder Against For
THOMAS & BETTS CORPORATION
SECURITY 884315102 MEETING TYPE Annual
TICKER SYMBOL TNB MEETING DATE 04-May-2011
ISIN US8843151023 AGENDA 933381890 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 M.L. DUCKER For For
2 J.K. HAUSWALD For For
3 D. JERNIGAN For For
4 R.B. KALICH, SR. For For
5 K.R. MASTERSON For For
6 D.J. PILEGGI For For
7 J.P. RICHARD For For
8 R.H. RIVERS For For
9 K.L. ROBERG For For
10 D.D. STEVENS For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
HESS CORPORATION
SECURITY 42809H107 MEETING TYPE Annual
TICKER SYMBOL HES MEETING DATE 04-May-2011
ISIN US42809H1077 AGENDA 933389428 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: E.E. HOLIDAY Management For For
1B ELECTION OF DIRECTOR: J.H. MULLIN Management For For
1C ELECTION OF DIRECTOR: F.B. WALKER Management For For
1D ELECTION OF DIRECTOR: R.N. WILSON Management For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
03 APPROVAL OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
EVERY ONE, TWO OR THREE YEARS, AS INDICATED.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR
SENIOR OFFICERS, AS AMENDED. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 86
The Gabelli Equity Income Fund
GENON ENERGY, INC.
SECURITY 37244E107 MEETING TYPE Annual
TICKER SYMBOL GEN MEETING DATE 04-May-2011
ISIN US37244E1073 AGENDA 933391360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: E. WILLIAM BARNETT Management For For
1B ELECTION OF DIRECTOR: TERRY G. DALLAS Management For For
1C ELECTION OF DIRECTOR: MARK M. JACOBS Management For For
1D ELECTION OF DIRECTOR: THOMAS H. JOHNSON Management For For
1E ELECTION OF DIRECTOR: STEVEN L. MILLER Management For For
1F ELECTION OF DIRECTOR: EDWARD R. MULLER Management For For
1G ELECTION OF DIRECTOR: ROBERT C. MURRAY Management For For
1H ELECTION OF DIRECTOR: LAREE E. PEREZ Management For For
1I ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Management For For
1J ELECTION OF DIRECTOR: WILLIAM L. THACKER Management For For
02 RATIFY THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
03 ADOPT AN AMENDMENT TO OUR THIRD RESTATED CERTIFICATE OF Management Against Against
INCORPORATION TO HELP PROTECT THE TAX BENEFITS OF OUR NET
OPERATING LOSSES.
04 APPROVE THE STOCKHOLDER RIGHTS PLAN, ADOPTED BY THE BOARD ON Management Against Against
JANUARY 15, 2001, AS AMENDED NOVEMBER 23, 2010.
05 APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
06 DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY OF CONDUCTING Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
07 CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shareholder Against For
MEETING, DESCRIBED IN THE PROXY MATERIALS.
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 04-May-2011
ISIN US7134481081 AGENDA 933392069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: S.L. BROWN Management For For
1B ELECTION OF DIRECTOR: I.M. COOK Management For For
1C ELECTION OF DIRECTOR: D. DUBLON Management For For
1D ELECTION OF DIRECTOR: V.J. DZAU Management For For
1E ELECTION OF DIRECTOR: R.L. HUNT Management For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1L ELECTION OF DIRECTOR: D. VASELLA Management For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. Management Abstain Against
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR Management For For
FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO Management For For
IMPLEMENT MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED
ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS REPORT (PROXY Shareholder Against For
STATEMENT P.65)
TALISMAN ENERGY INC.
SECURITY 87425E103 MEETING TYPE Annual
TICKER SYMBOL TLM MEETING DATE 04-May-2011
ISIN CA87425E1034 AGENDA 933392730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 CHRISTIANE BERGEVIN For For
2 DONALD J. CARTY For For
3 WILLIAM R.P. DALTON For For
4 KEVIN S. DUNNE For For
5 HAROLD N. KVISLE For For
6 JOHN A. MANZONI For For
7 LISA A. STEWART For For
8 PETER W. TOMSETT For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 87
The Gabelli Equity Income Fund
9 CHARLES R. WILLIAMSON For For
10 CHARLES M. WINOGRAD For For
02 APPOINTMENT OF ERNST & YOUNG, LLP, CHARTERED ACCOUNTANTS, AS Management For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR.
03 A RESOLUTION APPROVING THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
COMPANY'S SHAREHOLDER RIGHTS PLAN. PLEASE READ THE RESOLUTION
IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
04 A RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE Management For For
COMPENSATION. PLEASE READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
SOUTHERN UNION COMPANY
SECURITY 844030106 MEETING TYPE Annual
TICKER SYMBOL SUG MEETING DATE 04-May-2011
ISIN US8440301062 AGENDA 933400842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 GEORGE L. LINDEMANN For For
2 ERIC D. HERSCHMANN For For
3 DAVID BRODSKY For For
4 FRANK W. DENIUS For For
5 KURT A. GITTER, M.D. For For
6 HERBERT H. JACOBI For For
7 THOMAS N. MCCARTER, III For For
8 GEORGE ROUNTREE, III For For
9 ALLAN D. SCHERER For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
SOUTHERN UNION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO ADOPT AN ADVISORY, NONBINDING RESOLUTION APPROVING THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO SELECT ON AN ADVISORY, NONBINDING BASIS, THE FREQUENCY OF Management Abstain Against
THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
05 TO APPROVE A STOCKHOLDER PROPOSAL RELATING TO THE PREPARATION Shareholder Against For
OF A CORPORATE SUSTAINABILITY REPORT.
CONSOL ENERGY INC.
SECURITY 20854P109 MEETING TYPE Annual
TICKER SYMBOL CNX MEETING DATE 04-May-2011
ISIN US20854P1093 AGENDA 933401135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 J. BRETT HARVEY For For
2 JOHN WHITMIRE For For
3 PHILIP W. BAXTER For For
4 JAMES E. ALTMEYER, SR. For For
5 WILLIAM E. DAVIS For For
6 RAJ K. GUPTA For For
7 PATRICIA A. HAMMICK For For
8 DAVID C. HARDESTY, JR. For For
9 JOHN T. MILLS For For
10 WILLIAM P. POWELL For For
11 JOSEPH T. WILLIAMS For For
02 RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: Management For For
ERNST & YOUNG LLP.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
UNITRIN, INC.
SECURITY 913275103 MEETING TYPE Annual
TICKER SYMBOL UTR MEETING DATE 04-May-2011
ISIN US9132751036 AGENDA 933406173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JAMES E. ANNABLE Management For For
1B ELECTION OF DIRECTOR: DOUGLAS G. GEOGA Management For For
1C ELECTION OF DIRECTOR: REUBEN L. HEDLUND Management For For
1D ELECTION OF DIRECTOR: JULIE M. HOWARD Management For For
1E ELECTION OF DIRECTOR: WAYNE KAUTH Management For For
1F ELECTION OF DIRECTOR: FAYEZ S. SAROFIM Management For For
1G ELECTION OF DIRECTOR: DONALD G. SOUTHWELL Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 88
The Gabelli Equity Income Fund
1H ELECTION OF DIRECTOR: DAVID P. STORCH Management For For
1I ELECTION OF DIRECTOR: RICHARD C. VIE Management For For
02 ADVISORY VOTE ON RATIFICATION OF SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR
2011.
03 APPROVAL OF THE UNITRIN, INC. 2011 OMNIBUS EQUITY PLAN. Management Against Against
04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
RECKITT BENCKISER GROUP PLC
SECURITY G74079107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-May-2011
ISIN GB00B24CGK77 AGENDA 702886144 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 To receive the 2010 report and financial statements Management For For
2 To approve the Directors' remuneration report Management For For
3 To declare a final dividend Management For For
4 To re-elect Adrian Bellamy Management For For
5 To re-elect Peter Harf Management For For
6 To re-elect Bart Becht Management For For
7 To re-elect Graham Mackay Management For For
8 To elect Liz Doherty Management For For
9 To re-appoint PricewaterhouseCoopers LLP as auditors Management For For
10 To authorise the Directors to determine the auditors' Management For For
remuneration
11 To renew the Directors' authority to allot shares Management For For
12 To renew the Directors' power to disapply pre-emption rights Management For For
13 To renew the Company's authority to purchase its own shares Management For For
14 To approve the calling of General Meetings on 14 clear days' Management For For
notice
15 To approve changes to the rules of the Company's Share Plans Management For For
ENI S P A
SECURITY T3643A145 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 05-May-2011
ISIN IT0003132476 AGENDA 702960065 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 809585 DUE Non-Voting
TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF Non-Voting
MEETING DATE FROM 2-9 APR 2011 TO 05 MAY 2011. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO N-OT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTION-S.
THANK YOU.
1 Eni Financial Statements at December 31, 2010. Related Management For For
deliberations. Eni consolidated Financial Statements at
December 31, 2010. Reports of the Directors, of the Board of
Statutory Auditors and of the Audit Firm
2 Allocation of net profit Management For For
3 Determination of the number of the Board of Directors' members Management For For
4 Determination of the Directors' term Management For For
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES OF CANDIDATES TO Non-Voting
BE ELECTED AS DI-RECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO
BE FILLED AT THE MEETING. THE ST-ANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU- ARE REQUIRED
TO VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU.
5.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Against For
Appointment of the Directors: List presented by Ministero
dell'Economia e delle Finanze holding 3.9% of company stock
capital: 1. RECCHI Giuseppe (Chairman) 2. SCARONI Paolo 3.
GATTO Carlo Cesare 4. MARCHIONI Paolo 5. RESCA Mario 6. PETRI
Roberto
5.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder
Appointment of the Directors: List presented by some
Institutional Investors holding 0.903% of company stock
capital: 1. PROFUMO Alessandro 2. TARANTO Francesco 3. LORENZI
Alessandro
6 Appointment of the Chairman of the Board of Directors Management For For
7 Determination of the remuneration of the Chairman of the Board Management For For
of Directors and of the Directors
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES OF CANDIDATES TO Non-Voting
BE ELECTED AS AU-DITORS THERE IS ONLY 1 VACANCY AVAILABLE TO
BE FILLED AT THE MEETING. THE STAN-DING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU AR-E REQUIRED
TO VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 89
The Gabelli Equity Income Fund
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Against For
Appointment of the Statutory Auditors: List presented by
Ministero dell'Economia e delle Finanze holding 3.9% of company
stock capital: Effective Internal Auditor: 1. FERRANTI Roberto
2. FUMAGALLI Paolo 3. RIGHETTI Renato, Alternate Internal
Auditor: 1. BILOTTI Francesco
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Against For
Appointment of the Statutory Auditors: List presented by some
Institutional Investors holding 0.903% of company stock
capital: Effective Internal Auditor: 1. MARINELLI Ugo 2.
GIORGIO Silva, Alternate Internal Auditor: 1. LAURI Maurizio
2. SPANO' Pierumberto
9 Appointment of the Chairman of the Board of Statutory Auditors Management For For
10 Determination of the remuneration of the Chairman of the Board Management For For
of Statutory Auditors and of the effective Statutory Auditors
11 Compensation of the Court of Auditors' Representative in Management For For
charge of the financial monitoring of Eni
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 05-May-2011
ISIN US92343V1044 AGENDA 933387830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION Management Abstain Against
05 DISCLOSE PRIOR GOVERNMENT SERVICE Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
DUKE ENERGY CORPORATION
SECURITY 26441C105 MEETING TYPE Annual
TICKER SYMBOL DUK MEETING DATE 05-May-2011
ISIN US26441C1053 AGENDA 933388539 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 WILLIAM BARNET, III For For
2 G. ALEX BERNHARDT, SR. For For
3 MICHAEL G. BROWNING For For
4 DANIEL R. DIMICCO For For
5 JOHN H. FORSGREN For For
6 ANN MAYNARD GRAY For For
7 JAMES H. HANCE, JR. For For
8 E. JAMES REINSCH For For
9 JAMES T. RHODES For For
10 JAMES E. ROGERS For For
11 PHILIP R. SHARP For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY Management For For
CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
05 SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON Shareholder Against For
DUKE ENERGY CORPORATION'S GLOBAL WARMING-RELATED LOBBYING
ACTIVITIES
06 SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A REPORT ON THE Shareholder Against For
FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL
07 SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR Shareholder Against For
ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS
STARWOOD HOTELS & RESORTS WORLDWIDE
SECURITY 85590A401 MEETING TYPE Annual
TICKER SYMBOL HOT MEETING DATE 05-May-2011
ISIN US85590A4013 AGENDA 933390421 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 90
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ADAM ARON For For
2 CHARLENE BARSHEFSKY For For
3 THOMAS CLARKE For For
4 CLAYTON DALEY, JR. For For
5 BRUCE DUNCAN For For
6 LIZANNE GALBREATH For For
7 ERIC HIPPEAU For For
8 STEPHEN QUAZZO For For
9 THOMAS RYDER For For
10 FRITS VAN PAASSCHEN For For
11 KNEELAND YOUNGBLOOD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 RESOLVED, THAT THE COMPANY STOCKHOLDERS APPROVE, ON AN Management Abstain Against
ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K,
INCLUDING THE COMPENSATION DISCUSSION & ANALYSIS, COMPENSATION
TABLES AND NARRATIVE DISCUSSION, IN OUR PROXY STATEMENT FOR THE
2011 ANNUAL MEETING OF STOCKHOLDERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
MUELLER INDUSTRIES, INC.
SECURITY 624756102 MEETING TYPE Annual
TICKER SYMBOL MLI MEETING DATE 05-May-2011
ISIN US6247561029 AGENDA 933391079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ALEXANDER P. FEDERBUSH For For
2 PAUL J. FLAHERTY For For
3 GENNARO J. FULVIO For For
4 GARY S. GLADSTEIN For For
5 SCOTT J. GOLDMAN For For
6 TERRY HERMANSON For For
7 HARVEY L. KARP For For
8 GREGORY L. CHRISTOPHER For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY.
03 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, THE Management Abstain Against
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
05 TO APPROVE THE ADOPTION OF THE COMPANY'S 2011 ANNUAL BONUS Management For For
PLAN.
DTE ENERGY COMPANY
SECURITY 233331107 MEETING TYPE Annual
TICKER SYMBOL DTE MEETING DATE 05-May-2011
ISIN US2333311072 AGENDA 933392108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 LILLIAN BAUDER* For For
2 W. FRANK FOUNTAIN, JR.* For For
3 MARK A. MURRAY* For For
4 JOSUE ROBLES, JR.* For For
5 JAMES H. VANDENBERGHE* For For
6 DAVID A. BRANDON** For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
PRICEWATERHOUSECOOPERS LLP
03 MANAGEMENT PROPOSAL REGARDING EXECUTIVE COMPENSATION Management Abstain Against
04 MANAGEMENT PROPOSAL REGARDING FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES
05 MANAGEMENT PROPOSAL REGARDING BOARD DECLASSIFICATION Management For For
06 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
SOUTHWEST GAS CORPORATION
SECURITY 844895102 MEETING TYPE Annual
TICKER SYMBOL SWX MEETING DATE 05-May-2011
ISIN US8448951025 AGENDA 933392677 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 91
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ROBERT L. BOUGHNER For For
2 THOMAS E. CHESTNUT For For
3 STEPHEN C. COMER For For
4 LEROY C. HANNEMAN, JR. For For
5 MICHAEL O. MAFFIE For For
6 ANNE L. MARIUCCI For For
7 MICHAEL J. MELARKEY For For
8 JEFFREY W. SHAW For For
9 A. RANDALL THOMAN For For
10 THOMAS A. THOMAS For For
11 TERRENCE L. WRIGHT For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR FISCAL YEAR 2011.
AVON PRODUCTS, INC.
SECURITY 054303102 MEETING TYPE Annual
TICKER SYMBOL AVP MEETING DATE 05-May-2011
ISIN US0543031027 AGENDA 933394190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 W. DON CORNWELL For For
2 V. ANN HAILEY For For
3 FRED HASSAN For For
4 ANDREA JUNG For For
5 MARIA ELENA LAGOMASINO For For
6 ANN S. MOORE For For
7 PAUL S. PRESSLER For For
8 GARY M. RODKIN For For
9 PAULA STERN For For
10 LAWRENCE A. WEINBACH For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 APPROVE AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION Management For For
AND BY-LAWS.
GLAXOSMITHKLINE PLC
SECURITY 37733W105 MEETING TYPE Annual
TICKER SYMBOL GSK MEETING DATE 05-May-2011
ISIN US37733W1053 AGENDA 933394556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL Management For For
STATEMENTS
02 TO APPROVE THE REMUNERATION REPORT Management For For
03 TO ELECT MR SIMON DINGEMANS AS A DIRECTOR Management For For
04 TO ELECT MS STACEY CARTWRIGHT AS A DIRECTOR Management For For
05 TO ELECT MS JUDY LEWENT AS A DIRECTOR Management For For
06 TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR Management For For
07 TO RE-ELECT MR ANDREW WITTY AS A DIRECTOR Management For For
08 TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR Management For For
09 TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR Management For For
10 TO RE-ELECT MR LARRY CULP AS A DIRECTOR Management For For
11 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Management For For
12 TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Management For For
13 TO RE-ELECT MR JAMES MURDOCH AS A DIRECTOR Management For For
14 TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR Management For For
15 TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Management For For
16 TO RE-ELECT MR TOM DE SWAAN AS A DIRECTOR Management For For
17 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Management For For
18 TO RE-APPOINT AUDITORS Management For For
19 TO DETERMINE REMUNERATION OF AUDITORS Management For For
20 TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE Management For For
DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 92
The Gabelli Equity Income Fund
21 TO AUTHORISE ALLOTMENT OF SHARES Management For For
S22 TO DISAPPLY PRE-EMPTION RIGHTS Management For For
S23 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Management For For
24 TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR Management For For
STATUTORY AUDITOR
S25 TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN Management For For
AGM
TELUS CORPORATION
SECURITY 87971M996 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 05-May-2011
ISIN CA87971M9969 AGENDA 933410576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 R.H. (DICK) AUCHINLECK For For
2 A. CHARLES BAILLIE For For
3 MICHELINE BOUCHARD For For
4 R. JOHN BUTLER For For
5 BRIAN A. CANFIELD For For
6 PIERRE Y. DUCROS For For
7 DARREN ENTWISTLE For For
8 RUSTON E.T. GOEPEL For For
9 JOHN S. LACEY For For
10 WILLIAM A. MACKINNON For For
11 RONALD P. TRIFFO For For
12 DONALD WOODLEY For For
02 APPOINT DELOITTE & TOUCHE LLP AS AUDITORS FOR THE ENSUING YEAR Management For For
AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION.
03 ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. Management For For
STERLING BANCORP
SECURITY 859158107 MEETING TYPE Annual
TICKER SYMBOL STL MEETING DATE 05-May-2011
ISIN US8591581074 AGENDA 933415146 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ROBERT ABRAMS For For
2 JOSEPH M. ADAMKO For For
3 LOUIS J. CAPPELLI For For
4 FERNANDO FERRER For For
5 ALLAN F. HERSHFIELD For For
6 HENRY J. HUMPHREYS For For
7 ROBERT W. LAZAR For For
8 CAROLYN JOY LEE For For
9 JOHN C. MILLMAN For For
10 EUGENE ROSSIDES For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2011.
03 ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 PROPOSAL TO REAPPROVE THE STERLING BANCORP KEY EXECUTIVE Management For For
INCENTIVE BONUS PLAN, WHICH WAS ORIGINALLY APPROVED BY THE
COMPANY'S SHAREHOLDERS IN 2001 AND REAPPROVED IN 2006, THE
MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
05 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF STERLING Management For For
BANCORP TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES OF
STERLING BANCORP FROM 50,000,000 TO 100,000,000 SHARES.
ROLLS-ROYCE GROUP PLC, LONDON
SECURITY G7630U109 MEETING TYPE Court Meeting
TICKER SYMBOL MEETING DATE 06-May-2011
ISIN GB0032836487 AGENDA 702859553 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS Non-Voting
MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR
VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.
1 Implement the Scheme of Arrangement Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 93
The Gabelli Equity Income Fund
ROLLS-ROYCE GROUP PLC, LONDON
SECURITY G7630U109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-May-2011
ISIN GB0032836487 AGENDA 702859565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 To receive the Director's report and financial statements for Management For For
the year ended December 31, 2010
2 To approve the Director's remuneration report for the year Management For For
ended December 31, 2010
3 To re-elect Sir Simon Robertson as a director of the Company Management For For
4 To re-elect John Rishton as a director of the Company Management For For
5 To re-elect Helen Alexander CBE a director of the Company Management For For
6 To re-elect Peter Byrom as a director of the Company Management For For
7 To re-elect Iain Conn as a director of the Company Management For For
8 To re-elect Peter Gregson as a director of the Company Management For For
9 To re-elect James Guyette as a director of the Company Management For For
10 To re-elect John McAdam as a director of the Company Management For For
11 To re-elect John Neill CBE as a director of the Company Management For For
12 To re-elect Andrew Shilston as a director of the Company Management For For
13 To re-elect Colin Smith as a director of the Company Management For For
14 To re-elect Ian Strachan as a director of the Company Management For For
15 To re-elect Mike Terrett as a director of the Company Management For For
16 To re-appoint the auditors Management For For
17 To authorise the directors to agree the auditor's remuneration Management For For
18 To approve payment to shareholders Management For For
19 To authorise political donation and political expenditure Management For For
20 To approve the Rolls-Royce plc Share Purchase Plan Management For For
21 To approve the Rolls-Royce UK Share Save Plan Management For For
22 To approve the Rolls-Royce International Share Save Plan Management For For
23 To adopt amended Articles of Association Management For For
24 To authorise the directors to call general meetings on not Management For For
less than 14 clear day's notice
25 To authorise the directors to allot shares (s.551) Management For For
26 To disapply pre-emption rights (s.561) Management For For
27 To authorise the Company to purchase its own ordinary shares Management For For
28 To implement the Scheme of Arrangement Management For For
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 06-May-2011
ISIN US0138171014 AGENDA 933386179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For For
1B ELECTION OF DIRECTOR: JAMES W. OWENS Management For For
1C ELECTION OF DIRECTOR: RATAN N. TATA Management For For
02 RATIFY THE INDEPENDENT AUDITOR Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE Management Abstain Against
05 ADOPT INTERNAL REVENUE CODE SECTION 162(M) COMPLIANT ANNUAL Management For For
CASH INCENTIVE COMPENSATION PLAN
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF Management For For
INCORPORATION - ARTICLE SEVENTH (FAIR PRICE PROTECTION)
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF Management For For
INCORPORATION - ARTICLE EIGHTH (DIRECTOR ELECTIONS)
08 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF Management For For
INCORPORATION - ARTICLE EIGHTH (REMOVAL OF DIRECTORS)
09 SHAREHOLDER PROPOSAL - ACTION BY WRITTEN CONSENT Shareholder Against For
10 SHAREHOLDER PROPOSAL - DECLASSIFY THE BOARD Shareholder Against For
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 06-May-2011
ISIN US6745991058 AGENDA 933401060 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Management For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Management For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Management For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Management For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Management For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 94
The Gabelli Equity Income Fund
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Management For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. Management For For
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING PROCESSES. Shareholder Against For
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shareholder Against For
CURTISS-WRIGHT CORPORATION
SECURITY 231561101 MEETING TYPE Annual
TICKER SYMBOL CW MEETING DATE 06-May-2011
ISIN US2315611010 AGENDA 933404167 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 MARTIN R. BENANTE For For
2 S. MARCE FULLER For For
3 ALLEN A. KOZINSKI For For
4 JOHN R. MYERS For For
5 JOHN B. NATHMAN For For
6 ROBERT J. RIVET For For
7 WILLIAM W. SIHLER For For
8 ALBERT E. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY'S INCENTIVE Management For For
COMPENSATION PLAN.
04 PROPOSAL TO APPROVE THE AMENDMENTS TO THE COMPANY'S EMPLOYEE Management For For
STOCK PURCHASE PLAN.
05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
06 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Management Abstain Against
STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
THE GOLDMAN SACHS GROUP, INC.
SECURITY 38141G104 MEETING TYPE Annual
TICKER SYMBOL GS MEETING DATE 06-May-2011
ISIN US38141G1040 AGENDA 933405397 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Management For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Management For For
1C ELECTION OF DIRECTOR: GARY D. COHN Management For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Management For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Management For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Management For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Management For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Management For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS (SAY ON PAY) Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Management Abstain Against
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR
2011 FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shareholder Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND Shareholder Against For
LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR EXECUTIVE Shareholder Against For
COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE CHANGE RISK Shareholder Against For
DISCLOSURE
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS
OCEANEERING INTERNATIONAL, INC.
SECURITY 675232102 MEETING TYPE Annual
TICKER SYMBOL OII MEETING DATE 06-May-2011
ISIN US6752321025 AGENDA 933406351 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 95
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 T. JAY COLLINS For For
2 D. MICHAEL HUGHES For For
02 ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY Management Abstain Against
VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
MOTOROLA MOBILITY HOLDINGS, INC.
SECURITY 620097105 MEETING TYPE Annual
TICKER SYMBOL MMI MEETING DATE 09-May-2011
ISIN US6200971058 AGENDA 933386787 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: SANJAY K. JHA Management For For
1B ELECTION OF DIRECTOR: JON E. BARFIELD Management For For
1C ELECTION OF DIRECTOR: WILLIAM R. HAMBRECHT Management For For
1D ELECTION OF DIRECTOR: JEANNE P. JACKSON Management For For
1E ELECTION OF DIRECTOR: KEITH A. MEISTER Management For For
1F ELECTION OF DIRECTOR: THOMAS J. MEREDITH Management For For
1G ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI Management For For
1H ELECTION OF DIRECTOR: JAMES R. STENGEL Management For For
1I ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA Management For For
1J ELECTION OF DIRECTOR: ANDREW J. VITERBI Management For For
02 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE STOCKHOLDER VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
3M COMPANY
SECURITY 88579Y101 MEETING TYPE Annual
TICKER SYMBOL MMM MEETING DATE 10-May-2011
ISIN US88579Y1010 AGENDA 933390407 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Management For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Management For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Management For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Management For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Management For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
LOEWS CORPORATION
SECURITY 540424108 MEETING TYPE Annual
TICKER SYMBOL L MEETING DATE 10-May-2011
ISIN US5404241086 AGENDA 933392019 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ANN E. BERMAN Management For For
1B ELECTION OF DIRECTOR: JOSEPH L. BOWER Management For For
1C ELECTION OF DIRECTOR: CHARLES M. DIKER Management For For
1D ELECTION OF DIRECTOR: JACOB A. FRENKEL Management For For
1E ELECTION OF DIRECTOR: PAUL J. FRIBOURG Management For For
1F ELECTION OF DIRECTOR: WALTER L. HARRIS Management For For
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management For For
1H ELECTION OF DIRECTOR: KEN MILLER Management For For
1I ELECTION OF DIRECTOR: GLORIA R. SCOTT Management For For
1J ELECTION OF DIRECTOR: ANDREW H. TISCH Management For For
1K ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
1L ELECTION OF DIRECTOR: JONATHAN M. TISCH Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 96
The Gabelli Equity Income Fund
02 APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Management Abstain Against
03 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION
04 RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS Management For For
05 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
UIL HOLDINGS CORPORATION
SECURITY 902748102 MEETING TYPE Annual
TICKER SYMBOL UIL MEETING DATE 10-May-2011
ISIN US9027481020 AGENDA 933394974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 THELMA R. ALBRIGHT For For
2 ARNOLD L. CHASE For For
3 BETSY HENLEY-COHN For For
4 SUEDEEN G. KELLY For For
5 JOHN L. LAHEY For For
6 DANIEL J. MIGLIO For For
7 WILLIAM F. MURDY For For
8 DONALD R. SHASSIAN For For
9 JAMES P. TORGERSON For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
UIL HOLDINGS CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 APPROVAL, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 RECOMMENDATION, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
05 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF UIL Management For For
HOLDINGS CORPORATION TO INCREASE THE NUMBER OF SHARES
AUTHORIZED.
HOSPIRA, INC.
SECURITY 441060100 MEETING TYPE Annual
TICKER SYMBOL HSP MEETING DATE 10-May-2011
ISIN US4410601003 AGENDA 933396194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF CLASS I DIRECTOR: IRVING W. BAILEY, II Management For For
1B ELECTION OF CLASS I DIRECTOR: F. MICHAEL BALL Management For For
1C ELECTION OF CLASS I DIRECTOR: JACQUE J. SOKOLOV Management For For
02 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT
TO REMOVE DIRECTORS FOR CAUSE.
03 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT
FOR BYLAW ADOPTION, AMENDMENT OR REPEAL.
04 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT
FOR ALTERATION, AMENDMENT OR REPEAL OF CERTAIN PROVISIONS IN
THE CERTIFICATE OF INCORPORATION.
05 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
07 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS FOR HOSPIRA FOR 2011.
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 10-May-2011
ISIN US8520611000 AGENDA 933396536 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1E ELECTION OF DIRECTOR: DANIEL R. HESSE Management For For
1F ELECTION OF DIRECTOR: V. JANET HILL Management For For
1G ELECTION OF DIRECTOR: FRANK IANNA Management For For
1H ELECTION OF DIRECTOR: SVEN-CHRISTER NILSSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM R. NUTI Management For For
1J ELECTION OF DIRECTOR: RODNEY O'NEAL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2011.
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE Management Abstain Against
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 97
The Gabelli Equity Income Fund
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE
FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION. Management Abstain Against
05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING POLITICAL Shareholder Against For
CONTRIBUTIONS.
06 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING THE RETENTION OF Shareholder Against For
EQUITY AWARDS.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING CHANGE TO A Shareholder Against For
VOTING REQUIREMENT.
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 10-May-2011
ISIN US4509111021 AGENDA 933396586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD For For
4 RALPH F. HAKE For For
5 JOHN J. HAMRE For For
6 PAUL J. KERN For For
7 FRANK T. MACINNIS For For
8 SURYA N. MOHAPATRA For For
9 LINDA S. SANFORD For For
10 MARKOS I. TAMBAKERAS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
ITT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS INCENTIVE PLAN. Management For For
04 APPROVAL OF A PROPOSAL TO AMEND THE COMPANY'S RESTATED Management For For
ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO CALL
SPECIAL MEETINGS.
05 TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
06 TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER Management Abstain Against
VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For
AMEND, WHERE APPLICABLE, ITT'S POLICIES RELATED TO HUMAN
RIGHTS.
BOSTON SCIENTIFIC CORPORATION
SECURITY 101137107 MEETING TYPE Annual
TICKER SYMBOL BSX MEETING DATE 10-May-2011
ISIN US1011371077 AGENDA 933396740 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Management For For
1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1C ELECTION OF DIRECTOR: NELDA J. CONNORS Management For For
1D ELECTION OF DIRECTOR: J. RAYMOND ELLIOTT Management For For
1E ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Management For For
1F ELECTION OF DIRECTOR: ERNEST MARIO Management For For
1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For For
1H ELECTION OF DIRECTOR: PETE M. NICHOLAS Management For For
1I ELECTION OF DIRECTOR: UWE E. REINHARDT Management For For
1J ELECTION OF DIRECTOR: JOHN E. SUNUNU Management For For
02 ADVISORY VOTE TO APPROVE BOSTON SCIENTIFIC CORPORATION'S 2010 Management Abstain Against
EXECUTIVE COMPENSATION.
03 ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON BOSTON SCIENTIFIC CORPORATION'S EXECUTIVE
COMPENSATION.
04 PROPOSAL TO APPROVE BOSTON SCIENTIFIC CORPORATION'S 2011 Management Against Against
LONG-TERM INCENTIVE PLAN.
05 PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT OF BOSTON Management For For
SCIENTIFIC CORPORATION'S 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP
PLAN.
06 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
BOSTON SCIENTIFIC CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
NORTHEAST UTILITIES
SECURITY 664397106 MEETING TYPE Annual
TICKER SYMBOL NU MEETING DATE 10-May-2011
ISIN US6643971061 AGENDA 933399289 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 98
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 RICHARD H. BOOTH For For
2 JOHN S. CLARKESON For For
3 COTTON M. CLEVELAND For For
4 SANFORD CLOUD, JR. For For
5 JOHN G. GRAHAM For For
6 ELIZABETH T. KENNAN For For
7 KENNETH R. LEIBLER For For
8 ROBERT E. PATRICELLI For For
9 CHARLES W. SHIVERY For For
10 JOHN F. SWOPE For For
11 DENNIS R. WRAASE For For
02 "RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND ANY RELATED MATERIAL DISCLOSED IN THIS
PROXY STATEMENT, IS HEREBY APPROVED".
03 "RESOLVED, THAT THE SHAREHOLDERS OF THE COMPANY APPROVE, ON AN Management Abstain Against
ADVISORY BASIS, THAT THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION, COMMONLY KNOWN AS "SAY-ON-PAY," BE CONDUCTED EVERY
1, 2 OR 3 YEARS, BEGINNING WITH THIS ANNUAL MEETING".
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2011
DANAHER CORPORATION
SECURITY 235851102 MEETING TYPE Annual
TICKER SYMBOL DHR MEETING DATE 10-May-2011
ISIN US2358511028 AGENDA 933405741 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Management For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Management For For
1C ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ALLOW HOLDERS OF TWENTY-FIVE PERCENT (25%) OR
MORE OF DANAHER'S SHARES TO CALL A SPECIAL MEETING OF
SHAREHOLDERS.
05 TO APPROVE AMENDMENTS TO DANAHER'S 2007 STOCK INCENTIVE PLAN Management For For
AND MATERIAL TERMS OF PLAN PERFORMANCE GOALS.
06 TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
07 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE OFFICER
COMPENSATION.
OCH-ZIFF CAP MGMT GROUP LLC
SECURITY 67551U105 MEETING TYPE Annual
TICKER SYMBOL OZM MEETING DATE 10-May-2011
ISIN US67551U1051 AGENDA 933414598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOEL M. FRANK For For
2 ALLAN S. BUFFERD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OCH-ZIFF'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 TO APPROVE THE ADVISORY RECOMMENDATION ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
GRIFFIN LAND & NURSERIES, INC.
SECURITY 398231100 MEETING TYPE Annual
TICKER SYMBOL GRIF MEETING DATE 10-May-2011
ISIN US3982311009 AGENDA 933420781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 WINSTON J. CHURCHILL JR For For
2 EDGAR M. CULLMAN For For
3 DAVID M. DANZIGER For For
4 FREDERICK M. DANZIGER For For
5 THOMAS C. ISRAEL For For
6 ALBERT H. SMALL, JR. For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 99
The Gabelli Equity Income Fund
7 DAVID F. STEIN For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS.
03 APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE Management For For
NAMED EXECUTIVE OFFICERS PRESENTED IN GRIFFIN'S PROXY
STATEMENT.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF AN Management 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
BNP PARIBAS, PARIS
SECURITY F1058Q238 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 11-May-2011
ISIN FR0000131104 AGENDA 702830604 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact
your Client Service-Representative to obtain the necessary
card, account details and directions.-The following applies to
Non- Resident Shareowners: Proxy Cards: Voting-instructions
will be forwarded to the Global Custodians that have
become-Registered Intermediaries, on the Vote Deadline Date.
In capacity as- Registered Intermediary, the Global Custodian
will sign the Proxy Card and-forward to the local custodian.
If you are unsure whether your Global-Custodian acts as
Registered Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2011/0309/201103091100594.pdf
O.1 Approval of the corporate financial statements for the Management For For
financial year 2010
O.2 Approval of the consolidated financial statements for the Management For For
financial year 2010
O.3 Allocation of income for the financial year ended December 31, Management For For
2010 and distribution of the dividend
O.4 Special report of the Statutory Auditors on the Agreements and Management For For
Undertakings pursuant to Articles L.225-38 et seq. of the
Commercial Code, including those concluded between a company
and its corporate officers and also between companies of a
group and mutual corporate managers
O.5 Authorization for BNP Paribas to repurchase its own shares Management For For
O.6 Renewal of Mr. Jean-Francois Lepetit's term as Board member Management For For
O.7 Renewal of Mrs. Helene Ploix's term as Board member Management For For
O.8 Renewal of Mr. Baudouin Prot's term as Board member Management For For
O.9 Renewal of Mrs. DanielaWeber-Rey's term as Board member Management For For
O.10 Appointment of Mrs. Fields Wicker-Miurin as Board member Management For For
E.11 Approval of the merger-absorption of Banque de Bretagne by BNP Management For For
Paribas
E.12 Approval of the simplified cross-border merger of BNP Paribas Management For For
International BV by BNP Paribas SA
E.13 Approval of the merger-absorption of the company Cerenicim by Management For For
BNP Paribas
E.14 Approval of the merger-absorption of the company SAS Noria by Management For For
BNP Paribas
E.15 Authorization to carry out allocations of performance shares Management For For
in favor of employees and corporate officers of the group
E.16 Authorization to grant options to subscribe for or purchase Management For For
shares in favor of employees and corporate officers of the
group
E.17 Authorization to be granted to the Board of Directors to Management For For
reduce the capital by cancellation of shares
E.18 Powers for the formalities Management For For
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 11-May-2011
ISIN US7181721090 AGENDA 933393744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: HAROLD BROWN Management For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Management For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Management For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Management For For
1E ELECTION OF DIRECTOR: JENNIFER LI Management For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Management For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Management For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Management For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Management For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For For
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE Shareholder Against For
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 100
The Gabelli Equity Income Fund
LSI CORPORATION
SECURITY 502161102 MEETING TYPE Annual
TICKER SYMBOL LSI MEETING DATE 11-May-2011
ISIN US5021611026 AGENDA 933395596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: CHARLES A. HAGGERTY Management For For
1B ELECTION OF DIRECTOR: RICHARD S. HILL Management For For
1C ELECTION OF DIRECTOR: JOHN H.F. MINER Management For For
1D ELECTION OF DIRECTOR: ARUN NETRAVALI Management For For
1E ELECTION OF DIRECTOR: CHARLES C. POPE Management For For
1F ELECTION OF DIRECTOR: GREGORIO REYES Management For For
1G ELECTION OF DIRECTOR: MICHAEL G. STRACHAN Management For For
1H ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR Management For For
1I ELECTION OF DIRECTOR: SUSAN M. WHITNEY Management For For
02 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR
2011.
03 TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, IN AN ADVISORY VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 11-May-2011
ISIN US1266501006 AGENDA 933397110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Management For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Management For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
1L ELECTION OF DIRECTOR: TONY L. WHITE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2011 FISCAL YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS Management Abstain Against
DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. Management Abstain Against
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND Shareholder Against For
EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT.
INTEGRYS ENERGY GROUP INC
SECURITY 45822P105 MEETING TYPE Annual
TICKER SYMBOL TEG MEETING DATE 11-May-2011
ISIN US45822P1057 AGENDA 933397576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 KEITH E. BAILEY For For
2 WILLIAM J. BRODSKY For For
3 ALBERT J. BUDNEY, JR. For For
4 P. SAN JUAN CAFFERTY For For
5 ELLEN CARNAHAN For For
6 MICHELLE L. COLLINS For For
7 K.M. HASSELBLAD-PASCALE For For
8 JOHN W. HIGGINS For For
9 JAMES L. KEMERLING For For
10 MICHAEL E. LAVIN For For
11 WILLIAM F. PROTZ, JR. For For
12 CHARLES A. SCHROCK For For
02 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 101
The Gabelli Equity Income Fund
03 A NON-BINDING ADVISORY VOTE REGARDING THE
FREQUENCY OF FUTURE ADVISORY VOTES RELATED TO
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. Management Abstain Against
04 THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGRYS
ENERGY GROUP AND ITS SUBSIDIARIES FOR 2011.
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 11-May-2011
ISIN US0605051046 AGENDA 933398491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Management For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Management For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Management For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Management For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Management For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Management For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Management For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING Management For For
FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT. Shareholder Against For
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shareholder Against For
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shareholder Against For
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shareholder Against For
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN CONTESTED Shareholder Against For
ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE COMPENSATION. Shareholder Against For
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN RELOCATION Shareholder Against For
BENEFITS.
LABORATORY CORP. OF AMERICA HOLDINGS
SECURITY 50540R409 MEETING TYPE Annual
TICKER SYMBOL LH MEETING DATE 11-May-2011
ISIN US50540R4092 AGENDA 933398554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: DAVID P. KING Management For For
1B ELECTION OF DIRECTOR: KERRII B. ANDERSON Management For For
1C ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Management For For
1D ELECTION OF DIRECTOR: N. ANTHONY COLES, JR., M.D., M.P.H. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 102
The Gabelli Equity Income Fund
1E ELECTION OF DIRECTOR: WENDY E. LANE Management For For
1F ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Management For For
1G ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. Management For For
1H ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH Management For For
1I ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D. Management For For
1J ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. Management For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 11-May-2011
ISIN US20825C1045 AGENDA 933398732 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN. Management For For
06 GENDER EXPRESSION NON-DISCRIMINATION. Shareholder Against For
07 POLITICAL CONTRIBUTIONS. Shareholder Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shareholder Against For
09 ACCIDENT RISK MITIGATION. Shareholder Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shareholder Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
13 CANADIAN OIL SANDS. Shareholder Against For
PROGRESS ENERGY, INC.
SECURITY 743263105 MEETING TYPE Annual
TICKER SYMBOL PGN MEETING DATE 11-May-2011
ISIN US7432631056 AGENDA 933401983 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JAMES E. BOSTIC JR. Management For For
1C ELECTION OF DIRECTOR: HARRIS E. DELOACH JR. Management For For
1D ELECTION OF DIRECTOR: JAMES B. HYLER JR. Management For For
1E ELECTION OF DIRECTOR: WILLIAM D. JOHNSON Management For For
1F ELECTION OF DIRECTOR: ROBERT W. JONES Management For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Management For For
1H ELECTION OF DIRECTOR: MELQUIADES R. MARTINEZ Management For For
1I ELECTION OF DIRECTOR: E. MARIE MCKEE Management For For
1J ELECTION OF DIRECTOR: JOHN H. MULLIN III Management For For
1K ELECTION OF DIRECTOR: CHARLES W. PRYOR JR. Management For For
1L ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS Management For For
1M ELECTION OF DIRECTOR: THERESA M. STONE Management For For
1N ELECTION OF DIRECTOR: ALFRED C. TOLLISON JR. Management For For
2 AN ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
3 TO RECOMMEND, BY AN ADVISORY (NONBINDING) VOTE, THE FREQUENCY Management Abstain Against
OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
PROGRESS ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
EASTMAN KODAK COMPANY
SECURITY 277461109 MEETING TYPE Annual
TICKER SYMBOL EK MEETING DATE 11-May-2011
ISIN US2774611097 AGENDA 933402238 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RICHARD S. BRADDOCK Management For For
1B ELECTION OF DIRECTOR: HERALD Y. CHEN Management For For
1C ELECTION OF DIRECTOR: ADAM H. CLAMMER Management For For
1D ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1E ELECTION OF DIRECTOR: MICHAEL J. HAWLEY Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: DOUGLAS R. LEBDA Management For For
1H ELECTION OF DIRECTOR: KYLE P. LEGG Management For For
1I ELECTION OF DIRECTOR: DELANO E. LEWIS Management For For
1J ELECTION OF DIRECTOR: WILLIAM G. PARRETT Management For For
1K ELECTION OF DIRECTOR: ANTONIO M. PEREZ Management For For
1L ELECTION OF DIRECTOR: JOEL SELIGMAN Management For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1N ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 103
The Gabelli Equity Income Fund
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ALBEMARLE CORPORATION
SECURITY 012653101 MEETING TYPE Annual
TICKER SYMBOL ALB MEETING DATE 11-May-2011
ISIN US0126531013 AGENDA 933406008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 J. ALFRED BROADDUS, JR. For For
2 WILLIAM H. HERNANDEZ For For
3 R. WILLIAM IDE III For For
4 RICHARD L. MORRILL For For
5 JIM W. NOKES For For
6 BARRY W. PERRY For For
7 MARK C. ROHR For For
8 JOHN SHERMAN, JR. For For
9 HARRIETT TEE TAGGART For For
10 ANNE MARIE WHITTEMORE For For
02 THE PROPOSAL TO APPROVE THE NON-BINDING ADVISORY RESOLUTION Management Abstain Against
APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 THE PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF THE NON-BINDING SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION
CHECKED ON THE RIGHT SIDE. (CHECK ONE.)
QUAKER CHEMICAL CORPORATION
SECURITY 747316107 MEETING TYPE Annual
TICKER SYMBOL KWR MEETING DATE 11-May-2011
ISIN US7473161070 AGENDA 933414601 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 MICHAEL F. BARRY For For
2 ROBERT E. CHAPPELL For For
3 ROBERT H. ROCK For For
02 APPROVAL OF THE GLOBAL ANNUAL INCENTIVE PLAN. Management For For
03 APPROVAL OF THE 2011 LONG-TERM PERFORMANCE INCENTIVE PLAN. Management Against Against
04 ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. Management Abstain Against
05 ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
06 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
THE MOSAIC COMPANY
SECURITY 61945A107 MEETING TYPE Special
TICKER SYMBOL MOS MEETING DATE 11-May-2011
ISIN US61945A1079 AGENDA 933420008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, DATED AS OF Management For For
JANUARY 18, 2011 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY
AND AMONG THE MOSAIC COMPANY, CARGILL, INCORPORATED, GNS II
(U.S.) CORP., GNS MERGER SUB LLC, AND, FOR LIMITED PURPOSES
SET FORTH THEREIN, THE MARGARET A. CARGILL FOUNDATION, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING IF Management For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF
PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT.
JARDINE STRATEGIC HLDGS LTD BERMUDA
SECURITY G50764102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-May-2011
ISIN BMG507641022 AGENDA 702931521 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 104
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 To receive and consider the financial statements and the Management For For
independent auditors report for the year ended 31st December
2010, and to declare a final dividend
2 To re-elect Jenkin Hui as a director Management For For
3 To re-elect Dr George C.G. Koo as a director Management For For
4 To fix the directors fees Management For For
5 To re appoint the auditors and to authorize the directors to Management For For
fix their remuneration
6 That a. the exercise by the directors during the relevant Management For For
period of all powers of the company to allot or issue shares
and to make and grant offers, agreements and options which
would or might require shares to be allotted, issued or
disposed of during or after the end of the relevant period up
to an aggregate nominal amount of USD18.6 million, be and is
hereby generally and unconditionally approved and b. the
aggregate nominal amount of share capital allotted or agreed
conditionally or unconditionally to be allotted wholly for
cash by the directors pursuant to the approval in paragraph a,
otherwise than pursuant to a rights issue, shall not exceed
USD2.7 million, and the said approval shall be limited
accordingly
7 That a. the exercise by the directors of all powers of the Management For For
company to purchase its own shares, subject to and in
accordance with all applicable laws and regulations, during
the relevant period be and is hereby generally and
unconditionally approved b. the aggregate nominal amount of
shares of the company which the company may CONTD
CONT CONTD purchase pursuant to the approval in paragraph a of this Non-Voting
resolution-shall be less than 15 percent of the aggregate
nominal amount of the existing-issued share capital of the
company at the date of this meeting, and such-approval shall
be limited accordingly and c. the approval in paragraph a
of-this resolution shall, where permitted by applicable laws
and regulations and- subject to the limitation in paragraph b
of this resolution, extend to permit-the purchase of shares of
the company i. by subsidiaries of the company and-ii. pursuant
to the terms of put warrants or financial instruments
having-similar effect whereby the company can be required to
purchase its own shares
8 That the purchase by the company of shares of US 25 cents each Management For For
in Jardine Matheson Holdings Limited during the relevant
period be and is hereby generally and unconditionally approved
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
JARDINE MATHESON HLDGS LTD
SECURITY G50736100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-May-2011
ISIN BMG507361001 AGENDA 702945619 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 To receive the Financial Statements for 2010 and to declare a Management For For
final dividend
2 To re-elect Mark Greenberg as a Director Management For For
3 To re-elect Simon Keswick as a Director Management For For
4 To re-elect Dr Richard Lee as a Director Management For For
5 To re-elect Y.K. Pang as a Director Management For For
6 To fix the Directors' fees Management For For
7 To re-appoint the Auditors and to authorize the Directors to Management For For
fix their remuneration
8 To renew the general mandate to the Directors to issue new Management For For
shares
9 To renew the general mandate to the Directors to purchase the Management For For
Company's shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD Non-Voting
DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 12-May-2011
ISIN US2605431038 AGENDA 933392057 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Management For For
1B ELECTION OF DIRECTOR: JACQUELINE K. BARTON Management For For
1C ELECTION OF DIRECTOR: JAMES A. BELL Management For For
1D ELECTION OF DIRECTOR: JEFF M. FETTIG Management For For
1E ELECTION OF DIRECTOR: BARBARA H. FRANKLIN Management For For
1F ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM Management For For
1G ELECTION OF DIRECTOR: JOHN B. HESS Management For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1I ELECTION OF DIRECTOR: PAUL POLMAN Management For For
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1K ELECTION OF DIRECTOR: JAMES M. RINGLER Management For For
1L ELECTION OF DIRECTOR: RUTH G. SHAW Management For For
1M ELECTION OF DIRECTOR: PAUL G. STERN Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. Management Abstain Against
05 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 105
The Gabelli Equity Income Fund
THE WASHINGTON POST COMPANY
SECURITY 939640108 MEETING TYPE Annual
TICKER SYMBOL WPO MEETING DATE 12-May-2011
ISIN US9396401088 AGENDA 933394099 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 CHRISTOPHER C. DAVIS For For
2 JOHN L. DOTSON JR. For For
3 ANNE M. MULCAHY For For
FORD MOTOR COMPANY
SECURITY 345370860 MEETING TYPE Annual
TICKER SYMBOL F MEETING DATE 12-May-2011
ISIN US3453708600 AGENDA 933396219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Management For For
1B ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Management For For
1C ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. Management For For
1D ELECTION OF DIRECTOR: EDSEL B. FORD II Management For For
1E ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. Management For For
1F ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Management For For
1G ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For
1I ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Management For For
1J ELECTION OF DIRECTOR: ELLEN R. MARRAM Management For For
1K ELECTION OF DIRECTOR: ALAN MULALLY Management For For
1L ELECTION OF DIRECTOR: HOMER A. NEAL Management For For
1M ELECTION OF DIRECTOR: GERALD L. SHAHEEN Management For For
1N ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVES.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF A Management Abstain Against
SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVES.
05 RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL Shareholder Against For
CONTRIBUTIONS.
06 RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN TO Shareholder Against For
PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
07 RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING COMMON Shareholder Against For
STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 12-May-2011
ISIN US7908491035 AGENDA 933398679 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Management For For
1B ELECTION OF DIRECTOR: THOMAS H. GARRETT III Management For For
1C ELECTION OF DIRECTOR: WENDY L. YARNO Management For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AMENDMENTS TO THE ST. JUDE MEDICAL, INC. 2007 STOCK Management Against Against
INCENTIVE PLAN.
05 TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING THE Shareholder For Against
DECLASSIFICATION OF OUR BOARD OF DIRECTORS.
06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
BCE INC.
SECURITY 05534B760 MEETING TYPE Annual
TICKER SYMBOL BCE MEETING DATE 12-May-2011
ISIN CA05534B7604 AGENDA 933399366 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 106
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 B.K. ALLEN For For
2 A. BERARD For For
3 R.A. BRENNEMAN For For
4 S. BROCHU For For
5 R.E. BROWN For For
6 G.A. COPE For For
7 A.S. FELL For For
8 E.C. LUMLEY For For
9 T.C. O'NEILL For For
10 R.C. SIMMONDS For For
11 C. TAYLOR For For
12 P.R. WEISS For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE Management For For
AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE 2011 MANAGEMENT PROXY CIRCULAR DATED MARCH 10,
2011 DELIVERED IN ADVANCE OF THE 2011 ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF BCE.
4A CRITICAL MASS OF QUALIFIED WOMEN ON BOARD. Shareholder Against For
4B EQUITY RATIO. Shareholder Against For
4C ADDITIONAL INFORMATION ON COMPARATOR GROUPS. Shareholder Against For
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 12-May-2011
ISIN US25746U1097 AGENDA 933400892 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For
1B ELECTION OF DIRECTOR: PETER W. BROWN Management For For
1C ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. Management For For
1D ELECTION OF DIRECTOR: HELEN E. DRAGAS Management For For
1E ELECTION OF DIRECTOR: THOMAS F. FARRELL II Management For For
1F ELECTION OF DIRECTOR: JOHN W. HARRIS Management For For
1G ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Management For For
1H ELECTION OF DIRECTOR: MARK J. KINGTON Management For For
1I ELECTION OF DIRECTOR: MARGARET A. MCKENNA Management For For
1J ELECTION OF DIRECTOR: FRANK S. ROYAL Management For For
1K ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. Management For For
1L ELECTION OF DIRECTOR: DAVID A. WOLLARD Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR Management For For
2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY") Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE Management Abstain Against
05 REPORT RELATED TO USE OF MOUNTAINTOP REMOVAL COAL MINING Shareholder Against For
06 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2024 Shareholder Against For
07 REPORT ON FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL Shareholder Against For
08 NEW NUCLEAR CONSTRUCTION Shareholder Against For
09 POLICY FOR INDEPENDENT CHAIRMAN OF THE BOARD Shareholder Against For
10 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
11 EXECUTIVE SUPPLEMENTAL RETIREMENT BENEFITS Shareholder Against For
AQUA AMERICA, INC.
SECURITY 03836W103 MEETING TYPE Annual
TICKER SYMBOL WTR MEETING DATE 12-May-2011
ISIN US03836W1036 AGENDA 933405537 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 MARY C. CARROLL For For
2 ELLEN T. RUFF For For
3 MARIO MELE For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE 2011 FISCAL YEAR.
03 TO RECOMMEND, BY NON-BINDING VOTE, APPROVAL OF THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION PROGRAMS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE
"AGAINST" THE FOLLOWING PROPOSAL
05 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD FOR THE PURPOSE Shareholder Against For
OF DIRECTOR ELECTIONS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 107
The Gabelli Equity Income Fund
UNILEVER N.V.
SECURITY 904784709 MEETING TYPE Annual
TICKER SYMBOL UN MEETING DATE 12-May-2011
ISIN US9047847093 AGENDA 933410730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
02 TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT Management For For
FOR THE 2010 FINANCIAL YEAR.
03 TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2010 Management For For
FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK.
04 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2010 Management For For
FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK.
05 TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. Management For For
06 TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. Management For For
07 TO RE-APPOINT PROFESSOR L O FRESCO AS A NON- EXECUTIVE Management For For
DIRECTOR.
08 TO RE-APPOINT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR. Management For For
09 TO RE-APPOINT MR C E GOLDEN AS A NON-EXECUTIVE DIRECTOR. Management For For
10 TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE DIRECTOR. Management For For
11 TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE DIRECTOR. Management For For
12 TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A Management For For
NON-EXECUTIVE DIRECTOR.
13 TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE DIRECTOR. Management For For
14 TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. Management For For
15 TO RE-APPOINT MR P S WALSH AS A NON-EXECUTIVE DIRECTOR. Management For For
16 TO APPOINT MR S BHARTI MITTAL AS A NON-EXECUTIVE DIRECTOR. Management For For
17 TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE ORDINARY Management For For
SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF
THE COMPANY.
18 TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY Management For For
RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL.
19 TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY Management For For
AUTHORISED TO ISSUE SHARES IN THE COMPANY.
20 TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS AUDITORS Management For For
FOR THE 2011 FINANCIAL YEAR.
DEUTSCHE TELEKOM AG
SECURITY 251566105 MEETING TYPE Annual
TICKER SYMBOL DTEGY MEETING DATE 12-May-2011
ISIN US2515661054 AGENDA 933416009 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF Management For
THE BOARD OF MANAGEMENT FOR THE 2010 FINANCIAL YEAR.
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF DR. KLAUS Management For
ZUMWINKEL, WHO RESIGNED FROM THE SUPERVISORY BOARD, FOR THE
2008 FINANCIAL YEAR.
05 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF Management For
THE SUPERVISORY BOARD FOR THE 2010 FINANCIAL YEAR.
06 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND Management For
THE GROUP AUDITOR PURSUANT TO SECTION 318 (1) HGB FOR THE 2011
FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW
THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT
REPORT PURSUANT TO SECTION 37W (5), SECTION 37Y NO. 2 WPHG
(WERTPAPIERHANDELSGESETZ - GERMAN SECURITIES TRADING ACT) IN
THE 2011 FINANCIAL YEAR.
07 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE TREASURY SHARES AND Management For
USE THEM WITH POSSIBLE EXCLUSION OF SUBSCRIPTION RIGHTS AND
ANY RIGHT TO OFFER SHARES AS WELL AS OF THE OPTION TO REDEEM
TREASURY SHARES, REDUCING THE CAPITAL STOCK.
08 ELECTION OF A SUPERVISORY BOARD MEMBER (DR. HUBERTUS VON Management For
GRUNBERG)
09 ELECTION OF A SUPERVISORY BOARD MEMBER (DR. H.C. BERNHARD Management For
WALTER)
10 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH T- SYSTEMS INTERNATIONAL GMBH.
11 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH DETEFLEETSERVICES GMBH.
12 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH DFMG HOLDING GMBH.
13 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH DETEASSEKURANZ - DEUTSCHE
TELEKOM ASSEKURANZ- VERMITTLUNGSGESELLSCHAFT MBH.
14 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH VIVENTO CUSTOMER SERVICES
GMBH.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 108
The Gabelli Equity Income Fund
15 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT
TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH
VIVENTO TECHNICAL SERVICES GMBH. Management For
16 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH DEUTSCHE TELEKOM ACCOUNTING
GMBH.
17 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH DEUTSCHE TELEKOM TRAINING
GMBH.
18 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH NORMA
TELEKOMMUNIKATIONSDIENSTE GMBH.
19 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH DETEASIA HOLDING GMBH.
20 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH TRAVIATA
TELEKOMMUNIKATIONSDIENSTE GMBH.
21 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH SCOUT24 HOLDING GMBH.
22 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH T- MOBILE WORLDWIDE HOLDING
GMBH.
23 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH TELEKOM DEUTSCHLAND GMBH.
24 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT Management For
AND LOSS TRANSFER AGREEMENT WITH MAGYARCOM HOLDING GMBH.
25 RESOLUTION ON THE AMENDMENT TO SECTION 2 OF THE ARTICLES OF Management For
INCORPORATION.
26 RESOLUTION REGARDING APPROVAL OF THE SETTLEMENT AGREEMENT WITH Management For
THE FORMER MEMBER OF THE BOARD OF MANAGEMENT KAI UWE RICKE.
27 RESOLUTION REGARDING APPROVAL OF THE SETTLEMENT AGREEMENT WITH Management For
THE FORMER MEMBER OF THE SUPERVISORY BOARD DR. KLAUS ZUMWINKEL.
LADBROKES PLC
SECURITY G5337D107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-May-2011
ISIN GB00B0ZSH635 AGENDA 702838080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 To receive and adopt the reports and accounts for 2010 Management For For
2 To declare a final dividend Management For For
3 To appoint R I Glynn as a director Management For For
4 To appoint J M Kelly as a director Management For For
5 To re-appoint P Erskine as a director Management For For
6 To re-appoint R J Ames as a director Management For For
7 To re-appoint B G Wallace as a director Management For For
8 To re-appoint S Bailey as a director Management For For
9 To re-appoint J F Jarvis as a director Management For For
10 To re-appoint C J Rodrigues as a director Management For For
11 To re-appoint D M Shapland as a director Management For For
12 To re-appoint C P Wicks as a director Management For For
13 To re-appoint Ernst & Young LLP as auditor and to authorise Management For For
the directors to agree the auditor's remuneration
14 To approve the remuneration report Management For For
15 To authorise political donations and expenditure Management For For
16 To authorise the Company to purchase its own shares Management For For
17 To authorise the directors to allot shares Management For For
18 To disapply Section 561(1) of the Companies Act 2006 Management For For
19 To authorise the calling of general meetings (excluding annual Management For For
general meetings) by notice of at least 14 clear days
20 To amend the share Incentive plan Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE Non-Voting
TEXT OF THE RES-OLUTION 15 AND 16. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETUR-N THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.
WASTE MANAGEMENT, INC.
SECURITY 94106L109 MEETING TYPE Annual
TICKER SYMBOL WM MEETING DATE 13-May-2011
ISIN US94106L1098 AGENDA 933396168 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Management For For
1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Management For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Management For For
1D ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1E ELECTION OF DIRECTOR: W. ROBERT REUM Management For For
1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Management For For
1G ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 109
The Gabelli Equity Income Fund
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011. Management For For
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
05 AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW STOCKHOLDERS Management For For
WHO HAVE HELD AT LEAST A 25% NET LONG POSITION IN OUR COMMON
STOCK FOR ONE YEAR TO CALL SPECIAL STOCKHOLDER MEETINGS.
WATSON PHARMACEUTICALS, INC.
SECURITY 942683103 MEETING TYPE Annual
TICKER SYMBOL WPI MEETING DATE 13-May-2011
ISIN US9426831031 AGENDA 933399215 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: MICHAEL J. FEDIDA Management For For
1B ELECTION OF DIRECTOR: ALBERT F. HUMMEL Management For For
1C ELECTION OF DIRECTOR: CATHERINE M. KLEMA Management For For
1D ELECTION OF DIRECTOR: ANTHONY SELWYN TABATZNIK Management For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S Management For For
ARTICLES OF INCORPORATION TO PROVIDE FOR THE DECLASSIFICATION OF
THE BOARD OF DIRECTORS AND TO DELETE CERTAIN PROVISIONS FROM THE
ARTICLES OF INCORPORATION.
03 TO APPROVE THE FOURTH AMENDMENT AND RESTATEMENT OF THE 2001 Management Against Against
INCENTIVE AWARD PLAN OF WATSON PHARMACEUTICALS, INC.
04 TO TAKE AN ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
05 TO TAKE AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
06 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 13-May-2011
ISIN CH0048265513 AGENDA 933405373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED Management For For
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010
AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2010.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND Management For For
EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING
FISCAL YEAR 2010.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2010. Management For For
04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL RESERVE, Management For For
RESERVE FROM CAPITAL CONTRIBUTIONS.
05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF Management For For
A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL
MEETING.
06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE FROM CAPITAL Management For For
CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS;
DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL
CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS
PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS
PROPOSAL 6.
07 NEW AUTHORIZED SHARE CAPITAL. Management For For
08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF Management For For
DIRECTORS TO 12.
9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Management For For
9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Management For For
9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Management For For
9D REELECTION OF CLASS III DIRECTOR: MARTIN B. MCNAMARA Management For For
9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Management For For
10 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S
AUDITOR FOR A FURTHER ONE-YEAR TERM.
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTE. Management Abstain Against
TOTAL S.A.
SECURITY 89151E109 MEETING TYPE Annual
TICKER SYMBOL TOT MEETING DATE 13-May-2011
ISIN US89151E1091 AGENDA 933432661 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 110
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS Management For For
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Management For For
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Management For For
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH Management For For
COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF Management For For
THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A Management For For
DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS JR. AS A Management For For
DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MR. CLAUDE MANDIL AS A DIRECTOR Management For For
O9 APPOINTMENT OF MS. MARIE-CHRISTINE COISNE AS A DIRECTOR Management For For
O10 APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR Management For For
E11 AUTHORIZATION TO GRANT RESTRICTED SHARES IN COMPANY TO Management For For
EMPLOYEES OF GROUP AND TO MANAGERS OF COMPANY OR OTHER GROUP
COMPANIES.
A AMENDMENT OF ARTICLE 9 OF THE COMPANY'S ARTICLES OF Shareholder Against For
ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 13-May-2011
ISIN CH0048265513 AGENDA 933443171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED Management For For
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010
AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2010.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND Management For For
EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING
FISCAL YEAR 2010.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2010. Management For For
04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL RESERVE, Management For For
RESERVE FROM CAPITAL CONTRIBUTIONS.
05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF Management For For
A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL
MEETING.
06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE FROM CAPITAL Management For For
CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS;
DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL
CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS
PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON
THIS PROPOSAL 6.
07 NEW AUTHORIZED SHARE CAPITAL. Management For For
08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF Management For For
DIRECTORS TO 12.
9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Management For For
9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Management For For
9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Management For For
9D REELECTION OF CLASS III DIRECTOR: MARTIN B. MCNAMARA Management For For
9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Management For For
10 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S
AUDITOR FOR A FURTHER ONE-YEAR TERM.
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTE. Management Abstain Against
INVESTMENT AB KINNEVIK, STOCKHOLM
SECURITY W4832D128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2011
ISIN SE0000164600 AGENDA 702967881 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN
ORDER FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT Non-Voting
ABSTAIN AS A VALID-VOTE OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Annual General Meeting : lawyer Non-Voting
Wilhelm Luning
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 111
The Gabelli Equity Income Fund
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of one or two persons to check and verify the minutes Non-Voting
6 Determination of whether the Annual General Meeting has been Non-Voting
duly convened
7 Statement by the Chairman of the Board on the work of the Non-Voting
Board of Directors
8 Presentation by the Chief Executive Officer Non-Voting
9 Presentation of the Annual Report and Auditor's Report and of Non-Voting
the Group-Annual Report and the Group Auditor's Report
10 Resolution on the adoption of the Profit and Loss Statement Management For For
and the Balance Sheet and of the Group Profit and Loss
Statement and the Group Balance Sheet
11 Resolution on the proposed treatment of the Company's Management For For
unappropriated earnings or accumulated loss as stated in the
adopted Balance Sheet
12 Resolution on the discharge of liability of the directors of Management For For
the Board and the Chief Executive Officer
13 Determination of the number of directors of the Board Management For For
14 Determination of the remuneration to the directors of the Management For For
Board and the auditor
15 The Nomination Committee proposes, for the period until the Management For For
close of the next Annual General Meeting, the re-election of
Vigo Carlund, Wilhelm Klingspor, Erik Mitteregger, Allen
Sangines- Krause and Cristina Stenbeck as directors of the
Board. The Nomination Committee proposes the election of Tom
Boardman and Dame Amelia Fawcett as new directors of the
Board. John Hewko and Stig Nordin have informed the Nomination
Committee that they decline re-election at the Annual General
Meeting. The Nomination Committee proposes that the Meeting
shall re-elect Cristina Stenbeck as Chairman of the Board of
Directors. Furthermore, it is proposed that the Board of
Directors at the Constituent Board Meeting appoints an Audit
Committee, a Remuneration Committee and a New Ventures
Committee within the Board of Directors. The Nomination
Committee's motivated opinion regarding proposal of the Board
of Directors is available at the Company's website,
www.kinnevik.se
16 Approval of the procedure of the Nomination Committee Management For For
17 Resolution regarding Guidelines for remuneration to the senior Management For For
executives
18.A Resolution regarding incentive programme comprising the Management For For
following resolution: adoption of an incentive programme
18.B Resolution regarding incentive programme comprising the Management For For
following resolution: authorisation to resolve to issue Class
C shares
18.C Resolution regarding incentive programme comprising the Management For For
following resolution: authorisation to resolve to repurchase
Class C shares
18.D Resolution regarding incentive programme comprising the Management For For
following resolution: transfer of Class B shares
19 Resolution to authorise the Board of Directors to resolve on Management For For
repurchase of own shares
20 Resolution on amendment of the Articles of Association Management For For
21 Closing of the Meeting Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE
Non-Voting TEXT OF THE RES-OLUTION 15. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
INVESTMENT AB KINNEVIK, STOCKHOLM
SECURITY W4832D110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2011
ISIN SE0000164626 AGENDA 702973480 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 788740 DUE Non-Voting
TO DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT Non-Voting
ABSTAIN AS A VALID VO-TE OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN
ORDER FOR-YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Opening of the Meeting Non-Voting
2 The Nomination Committee proposes that the lawyer Wilhelm Non-Voting
Luning is appointed-to be the Chairman of the Annual General
Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of one or two persons to check and verify the minutes Non-Voting
6 Determination of whether the Annual General Meeting has been Non-Voting
duly convened
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 112
The Gabelli Equity Income Fund
7 Statement by the Chairman of the Board on the work of the Board
of Directors Non-Voting
8 Presentation by the Chief Executive Officer Non-Voting
9 Presentation of the Annual Report and Auditor's Report and of Non-Voting
the Group Annual-Report and the Group Auditor's Report
10 Resolution on the adoption of the Profit and Loss Statement Management For For
and the Balance Sheet and of the Group Profit and Loss
Statement and the Group Balance Sheet
11 Resolution on the proposed treatment of the Company's Management For For
unappropriated earnings or accumulated loss as stated in the
adopted Balance Sheet
12 Resolution on the discharge of liability of the directors of Management For For
the Board and the Chief Executive Officer
13 The Nomination Committee proposes that the Board of Directors Management For For
shall consist of seven directors and no deputy directors
14 The Nomination Committee proposes that the Annual General Management For For
Meeting resolve to increase the total Board remuneration from
SEK 3,875,000 to SEK 4,325,000 for the period until the close
of the next Annual General Meeting in 2012. The proposal
includes SEK 1,000,000 to be allocated to the Chairman of the
Board, SEK 450,000 to each of the directors of the Board and
total SEK 625,000 for the work in the committees of the Board
of Directors. The Nomination Committee proposes that for work
within the Audit Committee SEK 150,000 shall be allocated to
the Chairman and SEK 75,000 to each of the other three
members. For work within the Remuneration Committee SEK 50,000
shall be allocated to the Chairman and SEK 25,000 to each of
the other three members. Finally, the Nomination Committee
proposes that for work within the New Ventures Committee SEK
25,000 shall be allocated to each of the five members.
Furthermore, remuneration to the auditor shall be paid in
accordance with approved invoices
15 The Nomination Committee proposes, for the period until the Management For For
close of the next Annual General Meeting, the re-election of
Vigo Carlund, Wilhelm Klingspor, Erik Mitteregger, Allen
Sangines- Krause and Cristina Stenbeck as directors of the
Board. The Nomination Committee proposes the election of Tom
Boardman and Dame Amelia Fawcett as new directors of the
Board. John Hewko and Stig Nordin have informed the Nomination
Committee that they decline re-election at the Annual General
Meeting. The Nomination Committee proposes that the Meeting
shall re-elect Cristina Stenbeck as Chairman of the Board of
Directors. Furthermore, it is proposed that the Board of
Directors at the Constituent Board Meeting appoints an Audit
Committee, a Remuneration Committee and a New Ventures
Committee within the Board of Directors
16 Approval of the procedure of the Nomination Committee Management For For
17 Resolution regarding Guidelines for remuneration to the senior Management For For
executives
18 Resolution regarding incentive programme comprising the Management For For
following resolutions: (a) adoption of an incentive programme;
(b) authorisation to resolve to issue Class C shares; (c)
authorisation to resolve to repurchase Class C shares; (d)
transfer of Class B shares
19 Resolution to authorise the Board of Directors to resolve on Management For For
repurchase of own shares
20 Resolution on amendment of the Articles of Association Management For For
21 Closing of the Meeting Non-Voting
LEUCADIA NATIONAL CORPORATION
SECURITY 527288104 MEETING TYPE Annual
TICKER SYMBOL LUK MEETING DATE 16-May-2011
ISIN US5272881047 AGENDA 933423509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 IAN M. CUMMING For For
2 PAUL M. DOUGAN For For
3 ALAN J. HIRSCHFIELD For For
4 JAMES E. JORDAN For For
5 JEFFREY C. KEIL For For
6 J.C. NICHOLS, III For For
7 MICHAEL SORKIN For For
8 JOSEPH S. STEINBERG For For
02 A NON-BINDING, ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE APPROVAL OF EXECUTIVE COMPENSATION.
04 TO APPROVE THE 2011 SENIOR EXECUTIVE WARRANT PLAN. Management For For
05 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2011.
THE CHARLES SCHWAB CORPORATION
SECURITY 808513105 MEETING TYPE Annual
TICKER SYMBOL SCHW MEETING DATE 17-May-2011
ISIN US8085131055 AGENDA 933400486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For
1B ELECTION OF DIRECTOR: STEPHEN T. MCLIN Management For For
1C ELECTION OF DIRECTOR: CHARLES R. SCHWAB Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 113
The Gabelli Equity Income Fund
1D ELECTION OF DIRECTOR: ROGER 0. WALTHER Management For For
1E ELECTION OF DIRECTOR: ROBERT N. WILSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS Management For For
03 APPROVAL OF AMENDED 2004 STOCK INCENTIVE PLAN Management Against Against
04 APPROVAL OF COMPENSATION OF NAMED EXECUTIVE OFFICERS Management Abstain Against
05 FREQUENCY OF VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS Management Abstain Against
06 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
07 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF BOARD OF Shareholder For Against
DIRECTORS
THE ALLSTATE CORPORATION
SECURITY 020002101 MEETING TYPE Annual
TICKER SYMBOL ALL MEETING DATE 17-May-2011
ISIN US0200021014 AGENDA 933400551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1F ELECTION OF DIRECTOR: ANDREA REDMOND Management For For
1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management For For
1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management For For
1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management For For
1K ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011.
03 APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION GRANTING TO HOLDERS OF NOT LESS THAN 20% OF THE
CORPORATION'S SHARES THE RIGHT TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
04 APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION DESIGNATING A FORUM FOR CERTAIN LEGAL ACTIONS.
05 ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT Shareholder Against For
BY WRITTEN CONSENT.
08 STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX
EXEMPT ORGANIZATIONS.
EL PASO CORPORATION
SECURITY 28336L109 MEETING TYPE Annual
TICKER SYMBOL EP MEETING DATE 17-May-2011
ISIN US28336L1098 AGENDA 933400753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Management For For
1B ELECTION OF DIRECTOR: DAVID W. CRANE Management For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Management For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Management For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Management For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Management For For
1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Management For For
1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Management For For
1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Management For For
1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
1K ELECTION OF DIRECTOR: ROBERT F. VAGT Management For For
1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Management For For
02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 17-May-2011
ISIN US0325111070 AGENDA 933403622 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 114
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management For For
1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For
1C ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For
1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For
1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For
1F ELECTION OF DIRECTOR: JOHN R. GORDON Management For For
1G ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. Management For For
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION.
05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON- DISCRIMINATION Shareholder Against For
POLICY.
06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF INDEPENDENT Shareholder Against For
DIRECTOR CHAIRMAN.
07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON ACCELERATED Shareholder Against For
VESTING OF EQUITY AWARDS.
08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For
PNM RESOURCES, INC.
SECURITY 69349H107 MEETING TYPE Annual
TICKER SYMBOL PNM MEETING DATE 17-May-2011
ISIN US69349H1077 AGENDA 933403925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ADELMO E. ARCHULETA For For
2 PATRICIA K. COLLAWN For For
3 JULIE A. DOBSON For For
4 ROBERT R. NORDHAUS For For
5 MANUEL T. PACHECO For For
6 BONNIE S. REITZ For For
7 DONALD K. SCHWANZ For For
8 JEFFRY E. STERBA For For
9 BRUCE W. WILKINSON For For
10 JOAN B. WOODARD For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE AN AMENDMENT TO OUR PERFORMANCE EQUITY PLAN. Management For For
04 APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED Management Abstain Against
EXECUTIVE OFFICERS ("SAY-ON-PAY").
05 ADVISORY VOTE ON FREQUENCY OF FUTURE "SAY-ON- PAY" ADVISORY Management Abstain Against
VOTES.
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 17-May-2011
ISIN US46625H1005 AGENDA 933404028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN Management Against Against
06 POLITICAL NON-PARTISANSHIP Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
08 MORTGAGE LOAN SERVICING Shareholder Against For
09 POLITICAL CONTRIBUTIONS Shareholder Against For
10 GENOCIDE-FREE INVESTING Shareholder Against For
11 INDEPENDENT LEAD DIRECTOR Shareholder Against For
FIRSTENERGY CORP.
SECURITY 337932107 MEETING TYPE Annual
TICKER SYMBOL FE MEETING DATE 17-May-2011
ISIN US3379321074 AGENDA 933406995 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 115
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 PAUL T. ADDISON For For
2 ANTHONY J. ALEXANDER For For
3 MICHAEL J. ANDERSON For For
4 DR. CAROL A. CARTWRIGHT For For
5 WILLIAM T. COTTLE For For
6 ROBERT B. HEISLER, JR. For For
7 JULIA L. JOHNSON For For
8 TED J. KLEISNER For For
9 ERNEST J. NOVAK, JR. For For
10 CATHERINE A. REIN For For
11 GEORGE M. SMART For For
12 WES M. TAYLOR For For
13 JESSE T. WILLIAMS, SR. For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 REDUCE THE PERCENTAGE OF SHARES REQUIRED TO CALL A SPECIAL Management For For
MEETING OF SHAREHOLDER
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
05 RECOMMEND ADVISORY VOTE ON FREQUENCY OF FUTURE VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
06 SHAREHOLDER PROPOSAL: REPORT ON COAL COMBUSTION WASTE Shareholder Against For
07 SHAREHOLDER PROPOSAL: LOWER PERCENTAGE REQUIRED FOR Shareholder Against For
SHAREHOLDER ACTION BY WRITTEN CONSENT
08 SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE STANDARD FOR THE Shareholder Against For
ELECTION OF DIRECTORS
09 SHAREHOLDER PROPOSAL: REPORT ON FINANCIAL RISKS OF RELIANCE ON Shareholder Against For
COAL
NATIONAL PRESTO INDUSTRIES, INC.
SECURITY 637215104 MEETING TYPE Annual
TICKER SYMBOL NPK MEETING DATE 17-May-2011
ISIN US6372151042 AGENDA 933409270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 RANDY F. LIEBLE For For
2 JOSEPH G. STIENESSEN For For
02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS NATIONAL Management For For
PRESTO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF NATIONAL PRESTO'S NAMED EXECUTIVE OFFICERS.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
WYNN RESORTS, LIMITED
SECURITY 983134107 MEETING TYPE Annual
TICKER SYMBOL WYNN MEETING DATE 17-May-2011
ISIN US9831341071 AGENDA 933411580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 RUSSELL GOLDSMITH For For
2 ROBERT J. MILLER For For
3 KAZUO OKADA For For
4 ALLAN ZEMAN For For
2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE PLAN Management For For
5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF ITS
SUBSIDIARIES FOR 2011
6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A DIRECTOR Shareholder Against For
ELECTION MAJORITY VOTE STANDARD; AND
ROYAL DUTCH SHELL PLC
SECURITY 780259206 MEETING TYPE Annual
TICKER SYMBOL RDSA MEETING DATE 17-May-2011
ISIN US7802592060 AGENDA 933426036 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 116
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 APPOINTMENT OF LINDA G. STUNTZ AS A DIRECTOR OF THE COMPANY Management For For
4A RE-APPOINTMENT OF DIRECTOR: JOSEF ACKERMANN Management For For
4B RE-APPOINTMENT OF DIRECTOR: MALCOLM BRINDED Management For For
4C RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT Management For For
4D RE-APPOINTMENT OF DIRECTOR: SIMON HENRY Management For For
4E RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY Management For For
4F RE-APPOINTMENT OF DIRECTOR: LORD KERR OF KINLOCHARD Management For For
4G RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE Management For For
4H RE-APPOINTMENT OF DIRECTOR: CHRISTINE MORIN- POSTEL Management For For
4I RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA Management For For
4J RE-APPOINTMENT OF DIRECTOR: JEROEN VAN DER VEER Management For For
4K RE-APPOINTMENT OF DIRECTOR: PETER VOSER Management For For
4L RE-APPOINTMENT OF DIRECTOR: HANS WIJERS Management For For
05 RE-APPOINTMENT OF AUDITORS Management For For
06 REMUNERATION OF AUDITORS Management For For
07 AUTHORITY TO ALLOT SHARES Management For For
08 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
09 AUTHORITY TO PURCHASE OWN SHARES Management For For
10 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
TELEFONICA, S.A.
SECURITY 879382208 MEETING TYPE Annual
TICKER SYMBOL TEF MEETING DATE 17-May-2011
ISIN US8793822086 AGENDA 933445757 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL Management For For
ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS
(CONSOLIDATED ANNUAL ACCOUNTS) AND THE MANAGEMENT REPORT OF
TELEFONICA, S.A AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF
TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS,
ALL WITH RESPECT TO FISCAL YEAR 2010.
02 COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF DIVIDENDS TO BE Management For For
CHARGED TO UNRESTRICTED RESERVES.
3A AMENDMENT OF THE BY-LAWS: AMENDMENT OF ARTICLES 1, 6.2, 7, 14, Management For For
16.1, 17.4, 18.4, 31 BIS AND 36 OF THE BY-LAWS FOR ADJUSTMENT
THEREOF TO THE LATEST LEGISLATIVE DEVELOPMENTS.
3B AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW PARAGRAPH 5 TO Management For For
ARTICLE 16 OF THE BY-LAWS.
3C AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW ARTICLE 26 BIS TO Management For For
THE BY-LAWS.
4A AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' Management For For
MEETING: AMENDMENT OF ARTICLES 5, 8.1, 11 AND 13.1 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING FOR
ADJUSTMENT TO THE LATEST LEGISLATIVE DEVELOPMENTS.
4B AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' Management For For
MEETING: AMENDMENT OF ARTICLE 14.1 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING.
5A RE-ELECTION OF MR. ISIDRO FAINE CASAS. Management For For
5B RE-ELECTION OF MR. VITALINO MANUEL NAFRIA AZNAR. Management For For
5C RE-ELECTION OF MR. JULIO LINARES LOPEZ. Management For For
5D RE-ELECTION OF MR. DAVID ARCULUS. Management For For
5E RE-ELECTION OF MR. CARLOS COLOMER CASELLAS. Management For For
5F RE-ELECTION OF MR. PETER ERSKINE. Management For For
5G RE-ELECTION OF MR. ALFONSO FERRARI HERRERO. Management For For
5H RE-ELECTION OF MR. ANTONIO MASSANELL LAVILLA. Management For For
5I APPOINTMENT OF MR. CHANG XIAOBING. Management For For
06 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE Management For For
THE SHARE CAPITAL PURSUANT TO THE TERMS AND CONDITIONS OF
SECTION 297.1.B) OF THE COMPANIES ACT, OVER A MAXIMUM PERIOD
OF FIVE YEARS, DELEGATING THE POWER TO EXCLUDE PRE- EMPTIVE
RIGHTS PURSUANT TO SECTION 506 OF THE COMPANIES ACT.
07 RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2011. Management For For
08 LONG-TERM INCENTIVE PLAN BASED ON SHARES OF TELEFONICA, S.A. Management For For
APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE
DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT MEMBERS OF
THE EXECUTIVE TEAM OF THE TELEFONICA GROUP (INCLUDING
EXECUTIVE DIRECTORS).
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 117
The Gabelli Equity Income Fund
09 RESTRICTED SHARE PLAN OF TELEFONICA, S.A. APPROVAL
OF A LONG-TERM INCENTIVE RESTRICTED PLAN
CONSISTING OF THE DELIVERY OF SHARES OF
TELEFONICA, S.A. AIMED AT EMPLOYEES AND EXECUTIVE
PERSONNEL AND LINKED TO THEIR CONTINUED
EMPLOYMENT IN THE TELEFONICA GROUP. Management For For
10 GLOBAL INCENTIVE SHARE PURCHASE PLAN OF TELEFONICA, S.A. Management For For
APPROVAL OF AN INCENTIVE SHARE PURCHASE GLOBAL PLAN FOR THE
EMPLOYEES OF THE TELEFONICA GROUP.
11 DELEGATION OF POWERS TO FORMALIZE, INTERPRETS, CORRECT AND Management For For
IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE
GENERAL SHAREHOLDERS' MEETING.
RHODIA
SECURITY F7813K523 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 18-May-2011
ISIN FR0010479956 AGENDA 703016522 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 800629 DUE Non-Voting
TO DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please contact
your Client Service Representative-to obtain the necessary
card, account details and directions. The following ap-plies
to Non- Resident Shareowners: Proxy Cards: Voting instructions
will be fo- rwarded to the Global Custodians that have become
Registered Intermediaries, o-n the Vote Deadline Date. In
capacity as Registered Intermediary, the Global C-ustodian
will sign the Proxy Card and forward to the local custodian.
If you a-re unsure whether your Global Custodian acts as
Registered Intermediary, pleas-e contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK:
https://balo.journal-
officiel.gouv.fr/pdf/2011/-0422/201104221101446.pdf
O.1 Approval of the corporate financial statements for the Management For For
financial year 2010
O.2 Approval of the consolidated financial statements for the Management For For
financial year 2010
O.3 Allocation of income for the financial year ended December 31, Management For For
2010 and setting the dividend
O.4 Option for payment of dividend in shares Management For For
O.5 Authorization to be granted to the Board of Directors to trade Management For For
the Company's shares
E.6 Authorization to be granted to the Board of Directors to Management For For
reduce capital by cancellation of treasury shares
E.7 Delegation of authority granted to the Board of Directors to Management For For
increase capital by issuing shares and/or securities providing
access to capital, issued by the Company in favor of members
of a company savings plan
E.8 Delegation of authority granted to the Board of Directors to Management For For
increase capital by issuing shares and/or securities providing
access to capital, issued by the Company reserved for
employees of foreign companies of Rhodia Group, outside of a
company savings plan
E.9 Powers Management For For
TENNECO INC.
SECURITY 880349105 MEETING TYPE Annual
TICKER SYMBOL TEN MEETING DATE 18-May-2011
ISIN US8803491054 AGENDA 933400640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1C ELECTION OF DIRECTOR: HARI N. NAIR Management For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1I ELECTION OF DIRECTOR: JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
FIDELITY NAT'L INFORMATION SERVICES INC
SECURITY 31620M106 MEETING TYPE Annual
TICKER SYMBOL FIS MEETING DATE 18-May-2011
ISIN US31620M1062 AGENDA 933405804 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 118
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: DAVID K. HUNT Management For For
1B ELECTION OF DIRECTOR: RICHARD N. MASSEY Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON FIDELITY NATIONAL INFORMATION SERVICES, INC. Management Abstain Against
2010 EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER Management For For
THE FIS ANNUAL INCENTIVE PLAN.
CENTURYLINK, INC.
SECURITY 156700106 MEETING TYPE Annual
TICKER SYMBOL CTL MEETING DATE 18-May-2011
ISIN US1567001060 AGENDA 933407238 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 VIRGINIA BOULET For For
2 PETER C. BROWN For For
3 RICHARD A. GEPHARDT For For
4 GREGORY J. MCCRAY For For
5 MICHAEL J. ROBERTS For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR Management For For
FOR 2011.
3 APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Management Against Against
4A ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. Management Abstain Against
4B ADVISORY VOTE REGARDING THE FREQUENCY OF OUR EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
5A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORTS. Shareholder Against For
5B SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. Shareholder Against For
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 18-May-2011
ISIN US8574771031 AGENDA 933410108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: K. BURNES Management For For
1B ELECTION OF DIRECTOR: P. COYM Management For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Management For For
1D ELECTION OF DIRECTOR: A. FAWCETT Management For For
1E ELECTION OF DIRECTOR: D. GRUBER Management For For
1F ELECTION OF DIRECTOR: L. HILL Management For For
1G ELECTION OF DIRECTOR: J. HOOLEY Management For For
1H ELECTION OF DIRECTOR: R. KAPLAN Management For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Management For For
1J ELECTION OF DIRECTOR: R. SERGEL Management For For
1K ELECTION OF DIRECTOR: R. SKATES Management For For
1L ELECTION OF DIRECTOR: G. SUMME Management For For
1M ELECTION OF DIRECTOR: R. WEISSMAN Management For For
02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION Management Abstain Against
03 TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION
04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN Management For For
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011
06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF Shareholder Against For
CERTAIN POLITICAL CONTRIBUTIONS
HENRY SCHEIN, INC.
SECURITY 806407102 MEETING TYPE Annual
TICKER SYMBOL HSIC MEETING DATE 18-May-2011
ISIN US8064071025 AGENDA 933410639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 STANLEY M BERGMAN For For
2 GERALD A BENJAMIN For For
3 JAMES P BRESLAWSKI For For
4 MARK E MLOTEK For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 119
The Gabelli Equity Income Fund
5 STEVEN PALADINO For For
6 BARRY J ALPERIN For For
7 PAUL BRONS For For
8 DONALD J KABAT For For
9 PHILIP A LASKAWY For For
10 KARYN MASHIMA For For
11 NORMAN S MATTHEWS For For
12 BRADLEY T SHEARES, PHD For For
13 LOUIS W SULLIVAN, MD For For
2 PROPOSAL TO AMEND THE COMPANY'S 1994 STOCK INCENTIVE PLAN. Management For For
3 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2010 Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
MINERALS TECHNOLOGIES INC.
SECURITY 603158106 MEETING TYPE Annual
TICKER SYMBOL MTX MEETING DATE 18-May-2011
ISIN US6031581068 AGENDA 933412417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 PAULA H.J. CHOLMONDELEY For For
2 DUANE R. DUNHAM For For
3 STEVEN J. GOLUB For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
SCRIPPS NETWORKS INTERACTIVE, INC.
SECURITY 811065101 MEETING TYPE Annual
TICKER SYMBOL SNI MEETING DATE 18-May-2011
ISIN US8110651010 AGENDA 933414396 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DAVID A. GALLOWAY For For
2 DALE C. POND For For
3 RONALD W. TYSOE For For
MORGAN STANLEY
SECURITY 617446448 MEETING TYPE Annual
TICKER SYMBOL MS MEETING DATE 18-May-2011
ISIN US6174464486 AGENDA 933423915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Management For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1F ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1G ELECTION OF DIRECTOR: JOHN J. MACK Management For For
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For
1J ELECTION OF DIRECTOR: JAMES W. OWENS Management For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For
1L ELECTION OF DIRECTOR: MASAAKI TANAKA Management For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR
03 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN Management Against Against
04 TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE Management Abstain Against
PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION)
05 TO VOTE ON THE FREQUENCY OF HOLDING A NON- BINDING ADVISORY Management Abstain Against
VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE
PROXY STATEMENT (NON-BINDING ADVISORY VOTE)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 120
The Gabelli Equity Income Fund
DENBURY RESOURCES INC.
SECURITY 247916208 MEETING TYPE Annual
TICKER SYMBOL DNR MEETING DATE 18-May-2011
ISIN US2479162081 AGENDA 933436037 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 WIELAND F. WETTSTEIN For For
2 MICHAEL L. BEATTY For For
3 MICHAEL B. DECKER For For
4 RONALD G. GREENE For For
5 DAVID I. HEATHER For For
6 GREGORY L. MCMICHAEL For For
7 GARETH ROBERTS For For
8 PHIL RYKHOEK For For
9 RANDY STEIN For For
02 PROPOSAL TO APPROVE THE COMPANY'S ADVISORY, NON- BINDING Management Abstain Against
RESOLUTION ON EXECUTIVE COMPENSATION.
03 PROPOSAL TO VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION PROSPECTIVELY.
04 PROPOSAL TO INCREASE THE NUMBER OF SHARES RESERVED FOR USE Management For For
UNDER OUR EMPLOYEE STOCK PURCHASE PLAN.
05 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
PRICEWATERHOUSECOOPERS LLP AS DENBURY'S INDEPENDENT AUDITOR
FOR 2011.
PETROCHINA COMPANY LIMITED
SECURITY 71646E100 MEETING TYPE Annual
TICKER SYMBOL PTR MEETING DATE 18-May-2011
ISIN US71646E1001 AGENDA 933436316 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS Management For For
OF THE COMPANY FOR THE YEAR 2010.
02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For For
COMMITTEE OF THE COMPANY FOR THE YEAR 2010.
03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF Management For For
THE COMPANY FOR THE YEAR 2010.
04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE Management For For
FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2010 IN THE
AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS.
05 TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF Management For For
DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS
FOR THE YEAR 2011.
06 TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, AS THE
INTERNATIONAL AUDITORS OF THE COMPANY AND PRICEWATERHOUSECOOPERS
ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE DOMESTIC AUDITORS OF THE COMPANY, FOR THE YEAR 2011 AND
TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION.
7A TO CONSIDER AND APPROVE THE ELECTION OF MR JIANG JIEMIN AS Management For For
DIRECTOR OF THE COMPANY.
7B TO CONSIDER AND APPROVE THE ELECTION OF MR ZHOU JIPING AS Management For For
DIRECTOR OF THE COMPANY.
7C TO CONSIDER AND APPROVE THE ELECTION OF MR WANG YILIN AS Management For For
DIRECTOR OF THE COMPANY.
7D TO CONSIDER AND APPROVE THE ELECTION OF MR LI XINHUA AS Management For For
DIRECTOR OF THE COMPANY.
7E TO CONSIDER AND APPROVE THE ELECTION OF MR LIAO YONGYUAN AS Management For For
DIRECTOR OF THE COMPANY.
7F TO CONSIDER AND APPROVE THE ELECTION OF MR WANG GUOLIANG AS Management For For
DIRECTOR OF THE COMPANY.
7G TO CONSIDER AND APPROVE THE ELECTION OF MR WANG DONGJIN AS Management For For
DIRECTOR OF THE COMPANY.
7H TO CONSIDER AND APPROVE THE ELECTION OF MR YU BAOCAI AS Management For For
DIRECTOR OF THE COMPANY.
7I TO CONSIDER AND APPROVE THE ELECTION OF MR RAN XINQUAN AS Management For For
DIRECTOR OF THE COMPANY.
7J TO CONSIDER AND APPROVE THE ELECTION OF MR LIU HONGRU AS Management For For
INDEPENDENT DIRECTOR OF THE COMPANY.
7K TO CONSIDER AND APPROVE THE ELECTION OF MR FRANCO BERNABE AS Management For For
INDEPENDENT DIRECTOR OF THE COMPANY.
7L TO CONSIDER AND APPROVE THE ELECTION OF MR LI YONGWU AS Management For For
INDEPENDENT DIRECTOR OF THE COMPANY.
7M TO CONSIDER AND APPROVE THE ELECTION OF MR CUI JUNHUI AS Management For For
INDEPENDENT DIRECTOR OF THE COMPANY.
7N TO CONSIDER AND APPROVE THE ELECTION OF MR CHEN ZHIWU AS Management For For
INDEPENDENT DIRECTOR OF THE COMPANY.
8A TO CONSIDER AND APPROVE THE ELECTION OF MR CHEN MING AS Management For For
SUPERVISOR OF THE COMPANY.
8B TO CONSIDER AND APPROVE THE ELECTION OF MR GUO JINPING AS Management For For
SUPERVISOR OF THE COMPANY.
8C TO CONSIDER AND APPROVE THE ELECTION OF MR WEN QINGSHAN AS Management For For
SUPERVISOR OF THE COMPANY.
8D TO CONSIDER AND APPROVE THE ELECTION OF MR SUN XIANFENG AS Management For For
SUPERVISOR OF THE COMPANY.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 121
The Gabelli Equity Income Fund
8E TO CONSIDER AND APPROVE THE ELECTION OF MR LI
YUAN AS INDEPENDENT SUPERVISOR OF THE COMPANY. Management For For
8F TO CONSIDER AND APPROVE THE ELECTION OF MR WANG DAOCHENG AS Management For For
INDEPENDENT SUPERVISOR OF THE COMPANY.
S9 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO Management For For
GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO
SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH
ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES
IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING
DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE
COMPANY IN ISSUE.
S10 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO Management For For
UNCONDITIONALLY GRANT A GENERAL MANDATE TO DETERMINE AND
HANDLE THE ISSUE OF DEBT OF FINANCING INSTRUMENTS OF THE
COMPANY IN THE OUTSTANDING BALANCE AMOUNT OF UP TO RMB100
BILLION, UPON SUCH TERMS AND CONDITIONS TO BE DETERMINED
BY THE BOARD OF
DIRECTORS.
TELEKOM AUSTRIA AG, WIEN
SECURITY A8502A102 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN AT0000720008 AGENDA 702974735 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 Presentation annual report Management For For
2 Approval of usage of earnings Management For For
3 Approval of discharge of bod Management For For
4 Approval of discharge of supervisory Board Management For For
5 Approval of remuneration of supervisory Board Management For For
6 Election auditor Management For For
7 Election to the supervisory Board (split) Management For For
8 Report on buy back of own shs Management For For
9 Approval of buyback Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE
Non-Voting TEXT OF THE RES-OLUTION 9. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS P-ROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
DR PEPPER SNAPPLE GROUP,INC.
SECURITY 26138E109 MEETING TYPE Annual
TICKER SYMBOL DPS MEETING DATE 19-May-2011
ISIN US26138E1091 AGENDA 933393782 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1B ELECTION OF DIRECTOR: WAYNE R. SANDERS Management For For
1C ELECTION OF DIRECTOR: JACK L. STAHL Management For For
1D ELECTION OF DIRECTOR: LARRY D. YOUNG Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
03 RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION
DISCLOSURE RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND THE NARRATIVE DISCUSSION IS HEREBY
APPROVED.
04 TO VOTE, ON AN ADVISORY (NON-BINDING) BASIS, ON THE FREQUENCY Management Abstain Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. STOCKHOLDERS MAY CHOOSE TO APPROVE
HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS EVERY YEAR, EVERY TWO YEARS OR EVERY THREE
YEARS OR STOCKHOLDERS MAY ABSTAIN FROM VOTING.
OGE ENERGY CORP.
SECURITY 670837103 MEETING TYPE Annual
TICKER SYMBOL OGE MEETING DATE 19-May-2011
ISIN US6708371033 AGENDA 933395130 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 KIRK HUMPHREYS For For
2 LINDA PETREE LAMBERT For For
3 LEROY C. RICHIE For For
02 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
125,000,000 TO 225,000,000.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT
ACCOUNTANTS FOR 2011. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 122
The Gabelli Equity Income Fund
RAYONIER INC.
SECURITY 754907103 MEETING TYPE Annual
TICKER SYMBOL RYN MEETING DATE 19-May-2011
ISIN US7549071030 AGENDA 933401298 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: PAUL G. BOYNTON Management For For
1B ELECTION OF DIRECTOR: MARK E. GAUMOND Management For For
1C ELECTION OF DIRECTOR: DAVID W. OSKIN Management For For
02 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
NON-BINDING VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY
05 APPROVAL OF A SHAREHOLDER PROPOSAL ASKING THE BOARD TO TAKE Shareholder Against For
THE STEPS NECESSARY TO ELIMINATE ITS CLASSIFIED STRUCTURE
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 19-May-2011
ISIN US4062161017 AGENDA 933402668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: R.A. MALONE Management For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. Management For For
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2011
ISIN US4581401001 AGENDA 933403812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN Management Against Against
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE PLAN Management For For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION
FLOWSERVE CORPORATION
SECURITY 34354P105 MEETING TYPE Annual
TICKER SYMBOL FLS MEETING DATE 19-May-2011
ISIN US34354P1057 AGENDA 933404129 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 123
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOHN R. FRIEDERY For For
2 JOE E. HARLAN For For
3 MICHAEL F. JOHNSTON For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING THE ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 APPROVE AN AMENDMENT TO ARTICLE EIGHTH OF THE AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION.
05 APPROVE AN AMENDMENT TO ARTICLE NINTH OF THE AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION.
06 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 19-May-2011
ISIN US02209S1033 AGENDA 933406046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ELIZABETH E. BAILEY Management For For
1B ELECTION OF DIRECTOR: GERALD L. BALILES Management For For
1C ELECTION OF DIRECTOR: JOHN T. CASTEEN III Management For For
1D ELECTION OF DIRECTOR: DINYAR S. DEVITRE Management For For
1E ELECTION OF DIRECTOR: THOMAS F. FARRELL II Management For For
1F ELECTION OF DIRECTOR: THOMAS W. JONES Management For For
1G ELECTION OF DIRECTOR: GEORGE MUNOZ Management For For
1H ELECTION OF DIRECTOR: NABIL Y. SAKKAB Management For For
1I ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. ***THE
BOARD OF DIRECTORS DOES NOT HAVE A RECOMMENDATION FOR VOTING
ON THIS PROPOSAL. IF NO SPECIFICATION IS MADE, THIS PROPOSAL
WILL BE VOTED ABSTAIN.***
05 SHAREHOLDER PROPOSAL - ADDRESS CONCERNS REGARDING TOBACCO Shareholder Against For
FLAVORING.
MARSH & MCLENNAN COMPANIES, INC.
SECURITY 571748102 MEETING TYPE Annual
TICKER SYMBOL MMC MEETING DATE 19-May-2011
ISIN US5717481023 AGENDA 933406779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ZACHARY W. CARTER Management For For
1B ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management For For
1C ELECTION OF DIRECTOR: OSCAR FANJUL Management For For
1D ELECTION OF DIRECTOR: H. EDWARD HANWAY Management For For
1E ELECTION OF DIRECTOR: LORD LANG OF MONKTON Management For For
1F ELECTION OF DIRECTOR: STEVEN A. MILLS Management For For
1G ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For
1H ELECTION OF DIRECTOR: MARC D. OKEN Management For For
1I ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Management For For
1J ELECTION OF DIRECTOR: ADELE SIMMONS Management For For
1K ELECTION OF DIRECTOR: LLOYD M. YATES Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVAL OF THE MARSH & MCLENNAN COMPANIES, INC. 2011 Management For For
INCENTIVE AND STOCK AWARD PLAN
04 APPROVAL, BY NONBINDING VOTE, OF THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS
05 RECOMMENDATION, BY NONBINDING VOTE, OF THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES
06 STOCKHOLDER PROPOSAL: ACTION BY WRITTEN CONSENT Shareholder Against For
SLM CORPORATION
SECURITY 78442P106 MEETING TYPE Annual
TICKER SYMBOL SLM MEETING DATE 19-May-2011
ISIN US78442P1066 AGENDA 933412063 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 124
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ANN TORRE BATES Management For For
1B ELECTION OF DIRECTOR: W.M. DIEFENDERFER III Management For For
1C ELECTION OF DIRECTOR: DIANE SUITT GILLELAND Management For For
1D ELECTION OF DIRECTOR: EARL A. GOODE Management For For
1E ELECTION OF DIRECTOR: RONALD F. HUNT Management For For
1F ELECTION OF DIRECTOR: ALBERT L. LORD Management For For
1G ELECTION OF DIRECTOR: MICHAEL E. MARTIN Management For For
1H ELECTION OF DIRECTOR: BARRY A. MUNITZ Management For For
1I ELECTION OF DIRECTOR: HOWARD H. NEWMAN Management For For
1J ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR. Management For For
1K ELECTION OF DIRECTOR: FRANK C. PULEO Management For For
1L ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF Management For For
1M ELECTION OF DIRECTOR: STEVEN L. SHAPIRO Management For For
1N ELECTION OF DIRECTOR: J. TERRY STRANGE Management For For
1O ELECTION OF DIRECTOR: ANTHONY P. TERRACCIANO Management For For
1P ELECTION OF DIRECTOR: BARRY L. WILLIAMS Management For For
02 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
SAFEWAY INC.
SECURITY 786514208 MEETING TYPE Annual
TICKER SYMBOL SWY MEETING DATE 19-May-2011
ISIN US7865142084 AGENDA 933412695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: STEVEN A. BURD Management For For
1B ELECTION OF DIRECTOR: JANET E. GROVE Management For For
1C ELECTION OF DIRECTOR: MOHAN GYANI Management For For
1D ELECTION OF DIRECTOR: PAUL HAZEN Management For For
1E ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For
1F ELECTION OF DIRECTOR: KENNETH W. ODER Management For For
1G ELECTION OF DIRECTOR: T. GARY ROGERS Management For For
1H ELECTION OF DIRECTOR: ARUN SARIN Management For For
1I ELECTION OF DIRECTOR: MICHAEL S. SHANNON Management For For
1J ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Management For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
("SAY-ON-PAY").
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES. Management Abstain Against
04 APPROVAL OF THE 2011 EQUITY AND INCENTIVE AWARD PLAN. Management Against Against
05 RE-APPROVAL OF THE 2001 AMENDED AND RESTATED OPERATING Management For For
PERFORMANCE BONUS PLAN.
06 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2011.
07 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
WESTAR ENERGY, INC.
SECURITY 95709T100 MEETING TYPE Annual
TICKER SYMBOL WR MEETING DATE 19-May-2011
ISIN US95709T1007 AGENDA 933412784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 MOLLIE H. CARTER For For
2 JERRY B. FARLEY For For
3 ARTHUR B. KRAUSE For For
4 WILLIAM B. MOORE For For
02 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION
04 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE AND SHARE Management For For
AWARD PLAN AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE
GOALS UNDER THE PLAN
05 TO APPROVE AN AMENDMENT TO OUR RESTATED ARTICLES OF Management For For
INCORPORATION TO INCREASE OUR AUTHORIZED SHARES OF COMMON
STOCK
06 TO RATIFY AND CONFIRM OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
TELEPHONE AND DATA SYSTEMS, INC.
SECURITY 879433100 MEETING TYPE Annual
TICKER SYMBOL TDS MEETING DATE 19-May-2011
ISIN US8794331004 AGENDA 933427444 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 125
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 C.A. DAVIS For For
2 C.D. O'LEARY For For
3 G.L. SUGARMAN For For
4 H.S. WANDER For For
02 RATIFY ACCOUNTANTS FOR 2011. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO RECAPITALIZE TDS' OUTSTANDING STOCK. Shareholder Against For
DEAN FOODS COMPANY
SECURITY 242370104 MEETING TYPE Annual
TICKER SYMBOL DF MEETING DATE 19-May-2011
ISIN US2423701042 AGENDA 933427634 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: STEPHEN L. GREEN Management For For
1B ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Management For For
1C ELECTION OF DIRECTOR: JOHN R. MUSE Management For For
02 PROPOSAL TO AMEND THE DEAN FOODS COMPANY 2007 STOCK INCENTIVE Management Against Against
PLAN.
03 PROPOSAL TO APPROVE OUR EXECUTIVE COMPENSATION. Management Abstain Against
04 PROPOSAL TO APPROVE THE FREQUENCY OF STOCKHOLDER VOTES ON OUR Management Abstain Against
EXECUTIVE COMPENSATION.
05 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITOR.
06 STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UPS. Shareholder Against For
STATOIL ASA
SECURITY 85771P102 MEETING TYPE Annual
TICKER SYMBOL STO MEETING DATE 19-May-2011
ISIN US85771P1021 AGENDA 933440567 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
02 ELECTION OF OLAUG SVARVA AS CHAIR OF THE MEETING Management For For
03 APPROVAL OF THE NOTICE AND THE AGENDA Management For For
05 ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH Management For For
THE CHAIR OF THE MEETING
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS INCLUDING Management For For
DISTRIBUTION OF THE DIVIDEND
07 DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION Management For For
FOR EXECUTIVE MANAGEMENT
08 DETERMINATION OF REMUNERATION FOR THE COMPANY'S AUDITOR Management For For
09 DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY Management For For
10 ELECTION OF INGRID RASMUSSEN YNEW ELECTED<129>N AS MEMBER Management For For
OF THE NOMINATION COMMITTEE
11 DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE Management For For
12 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE MARKET TO Management For For
CONTINUE IMPLEMENTATION OF THE SHARE SAVING PLAN FOR EMPLOYEES
13 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE MARKET FOR Management For For
SUBSEQUENT ANNULMENT
14 MARKETING INSTRUCTIONS FOR STATOIL ASA - ADJUSTMENTS Management For For
15 CHANGES TO THE ARTICLES OF ASSOCIATION Management For For
16 ADOPT INSTRUCTION FOR THE NOMINATION COMMITTEE Management For For
17 PROPOSAL FROM A SHAREHOLDER Shareholder Against For
NEXTERA ENERGY, INC.
SECURITY 65339F101 MEETING TYPE Annual
TICKER SYMBOL NEE MEETING DATE 20-May-2011
ISIN US65339F1012 AGENDA 933401286 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 KENNETH B. DUNN For For
6 J. BRIAN FERGUSON For For
7 LEWIS HAY, III For For
8 TONI JENNINGS For For
9 OLIVER D. KINGSLEY, JR. For For
10 RUDY E. SCHUPP For For
11 WILLIAM H. SWANSON For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 126
The Gabelli Equity Income Fund
12 MICHAEL H. THAMAN For For
13 HANSEL E. TOOKES, II For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE NEXTERA ENERGY, INC. 2011 LONG TERM INCENTIVE Management For For
PLAN.
04 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S Management Abstain Against
COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
05 NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA ENERGY SHOULD Management Abstain Against
HOLD A NON-BINDING SHAREHOLDER ADVISORY VOTE TO APPROVE
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS
EVERY 1, 2 OR 3 YEARS.
TIME WARNER INC.
SECURITY 887317303 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 20-May-2011
ISIN US8873173038 AGENDA 933411124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1B ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For
1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Management For For
1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For
1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Management For For
1F ELECTION OF DIRECTOR: ROBERT C. CLARK Management For For
1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Management For For
1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Management For For
1I ELECTION OF DIRECTOR: FRED HASSAN Management For For
1J ELECTION OF DIRECTOR: MICHAEL A. MILES Management For For
1K ELECTION OF DIRECTOR: KENNETH J. NOVACK Management For For
1L ELECTION OF DIRECTOR: PAUL D. WACHTER Management For For
1M ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO REMOVE ABSOLUTE MAJORITY VOTE PROVISIONS
IN THE FORM ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS
ANNEX B.
06 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
MACY'S INC.
SECURITY 55616P104 MEETING TYPE Annual
TICKER SYMBOL M MEETING DATE 20-May-2011
ISIN US55616P1049 AGENDA 933416984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 STEPHEN F. BOLLENBACH For For
2 DEIRDRE P. CONNELLY For For
3 MEYER FELDBERG For For
4 SARA LEVINSON For For
5 TERRY J. LUNDGREN For For
6 JOSEPH NEUBAUER For For
7 JOSEPH A. PICHLER For For
8 JOYCE M. ROCHE For For
9 CRAIG E. WEATHERUP For For
10 MARNA C. WHITTINGTON For For
02 THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 28, 2012.
03 THE PROPOSED APPROVAL OF AN AMENDMENT OF THE COMPANY'S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
AETNA INC.
SECURITY 00817Y108 MEETING TYPE Annual
TICKER SYMBOL AET MEETING DATE 20-May-2011
ISIN US00817Y1082 AGENDA 933419182 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 127
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: MARK T. BERTOLINI Management For For
1B ELECTION OF DIRECTOR: FRANK M. CLARK Management For For
1C ELECTION OF DIRECTOR: BETSY Z. COHEN Management For For
1D ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Management For For
1E ELECTION OF DIRECTOR: ROGER N. FARAH Management For For
1F ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN Management For For
1G ELECTION OF DIRECTOR: JEFFREY E. GARTEN Management For For
1H ELECTION OF DIRECTOR: GERALD GREENWALD Management For For
1I ELECTION OF DIRECTOR: ELLEN M. HANCOCK Management For For
1J ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Management For For
1K ELECTION OF DIRECTOR: EDWARD J. LUDWIG Management For For
1L ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Management For For
02 APPROVAL OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVAL OF AMENDMENT TO AETNA INC. 2010 STOCK INCENTIVE PLAN Management Against Against
04 APPROVAL OF AETNA INC. 2011 EMPLOYEE STOCK PURCHASE PLAN Management For For
05 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
06 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management Abstain
EXECUTIVE COMPENSATION
07 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For
08 SHAREHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN OF THE BOARD Shareholder Against For
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 23-May-2011
ISIN US91324P1021 AGENDA 933414295 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For
1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For
1F ELECTION OF DIRECTOR: RODGER A. LAWSON Management For For
1G ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For
1H ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For
1I ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. Management For For
1J ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Management For For
02 APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, OF THE Management Abstain Against
FREQUENCY OF HOLDING A SAY-ON-PAY VOTE.
04 APPROVAL OF THE UNITEDHEALTH GROUP 2011 INCENTIVE STOCK PLAN. Management For For
05 APPROVAL OF AN AMENDMENT TO THE UNITEDHEALTH GROUP 1993 Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK ISSUABLE THEREUNDER.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 24-May-2011
ISIN US50075N1046 AGENDA 933395255 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For
1B ELECTION OF DIRECTOR: MYRA M. HART Management For For
1C ELECTION OF DIRECTOR: PETER B. HENRY Management For For
1D ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1E ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For
1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For
1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION Management Abstain Against
VOTE.
4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND RESTATED 2006 Management For For
STOCK COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 128
The Gabelli Equity Income Fund
MEDCO HEALTH SOLUTIONS, INC.
SECURITY 58405U102 MEETING TYPE Annual
TICKER SYMBOL MHS MEETING DATE 24-May-2011
ISIN US58405U1025 AGENDA 933414423 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. Management For For
1B ELECTION OF DIRECTOR: JOHN L. CASSIS Management For For
1C ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN Management For For
1D ELECTION OF DIRECTOR: CHARLES M. LILLIS Management For For
1E ELECTION OF DIRECTOR: MYRTLE S. POTTER Management For For
1F ELECTION OF DIRECTOR: WILLIAM L. ROPER Management For For
1G ELECTION OF DIRECTOR: DAVID B. SNOW, JR. Management For For
1H ELECTION OF DIRECTOR: DAVID D. STEVENS Management For For
1I ELECTION OF DIRECTOR: BLENDA J. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE 2011 FISCAL YEAR
03 APPROVAL OF AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION
04 APPROVAL OF THE COMPANY'S AMENDED AND RESTATED STOCK INCENTIVE Management Against Against
PLAN
05 APPROVAL OF AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS
06 APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY HOLDING Shareholder Against For
REQUIREMENTS
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 24-May-2011
ISIN US58933Y1055 AGENDA 933416744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
LORAL SPACE & COMMUNICATIONS INC.
SECURITY 543881106 MEETING TYPE Annual
TICKER SYMBOL LORL MEETING DATE 24-May-2011
ISIN US5438811060 AGENDA 933434829 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 JOHN D. HARKEY, JR. For For
2 MICHAEL B. TARGOFF For For
02 ACTING UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ACTING UPON A PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY Management Abstain Against
BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT.
04 ACTING UPON A PROPOSAL TO SELECT, ON A NON- BINDING, ADVISORY Management Abstain Against
BASIS, THE FREQUENCY OF FUTURE NON-BINDING, ADVISORY VOTES ON
COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 129
The Gabelli Equity Income Fund
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 24-May-2011
ISIN US12686C1099 AGENDA 933435542 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ZACHARY W. CARTER For For
2 THOMAS V. REIFENHEISER For For
3 JOHN R. RYAN For For
4 VINCENT TESE For For
5 LEONARD TOW For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
YEAR 2011.
03 TO APPROVE CABLEVISION SYSTEMS CORPORATION 2011 CASH INCENTIVE Management For For
PLAN.
04 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVE Management Abstain Against
OFFICERS.
05 AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS.
ONEOK, INC.
SECURITY 682680103 MEETING TYPE Annual
TICKER SYMBOL OKE MEETING DATE 25-May-2011
ISIN US6826801036 AGENDA 933410829 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JAMES C. DAY Management For For
1B ELECTION OF DIRECTOR: JULIE H. EDWARDS Management For For
1C ELECTION OF DIRECTOR: WILLIAM L. FORD Management For For
1D ELECTION OF DIRECTOR: JOHN W. GIBSON Management For For
1E ELECTION OF DIRECTOR: BERT H. MACKIE Management For For
1F ELECTION OF DIRECTOR: JIM W. MOGG Management For For
1G ELECTION OF DIRECTOR: PATTYE L. MOORE Management For For
1H ELECTION OF DIRECTOR: GARY D. PARKER Management For For
1I ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ Management For For
1J ELECTION OF DIRECTOR: GERALD B. SMITH Management For For
1K ELECTION OF DIRECTOR: DAVID J. TIPPECONNIC Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DEC 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 25-May-2011
ISIN US30231G1022 AGENDA 933416908 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 K.C. FRAZIER For For
6 W.W. GEORGE For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) Management Abstain Against
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57) Management Abstain Against
05 INDEPENDENT CHAIRMAN (PAGE 58) Shareholder Against For
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shareholder Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder Against For
08 POLICY ON WATER (PAGE 62) Shareholder Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shareholder Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shareholder Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shareholder Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 130
The Gabelli Equity Income Fund
THERMO FISHER SCIENTIFIC INC.
SECURITY 883556102 MEETING TYPE Annual
TICKER SYMBOL TMO MEETING DATE 25-May-2011
ISIN US8835561023 AGENDA 933417455 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: THOMAS J. LYNCH Management For For
1B ELECTION OF DIRECTOR: WILLIAM G. PARRETT Management For For
1C ELECTION OF DIRECTOR: MICHAEL E. PORTER Management For For
1D ELECTION OF DIRECTOR: SCOTT M. SPERLING Management For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES.
04 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR 2011. THE BOARD OF DIRECTORS RECOMMENDS YOU
VOTE "AGAINST" THE FOLLOWING SHAREHOLDER PROPOSAL
05 SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD Shareholder Against For
OF DIRECTORS.
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-May-2011
ISIN US1667641005 AGENDA 933419687 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C ELECTION OF DIRECTOR: R.J. EATON Management For For
1D ELECTION OF DIRECTOR: C. HAGEL Management For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1G ELECTION OF DIRECTOR: D.B. RICE Management For For
1H ELECTION OF DIRECTOR: K.W. SHARER Management For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1L ELECTION OF DIRECTOR: C. WARE Management For For
1M ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shareholder Against For
06 HUMAN RIGHTS COMMITTEE. Shareholder Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
10 HYDRAULIC FRACTURING. Shareholder Against For
11 OFFSHORE OIL WELLS. Shareholder Against For
WEATHERFORD INTERNATIONAL LTD
SECURITY H27013103 MEETING TYPE Annual
TICKER SYMBOL WFT MEETING DATE 25-May-2011
ISIN CH0038838394 AGENDA 933429359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR
ENDED DECEMBER 31, 2010 AND THE STATUTORY FINANCIAL STATEMENTS
OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER
31, 2010.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS Management For For
FROM LIABILITY FOR ACTIONS OR OMISSIONS DURING THE YEAR ENDED
DECEMBER 31, 2010.
3A ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Management For For
3B ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Management For For
3C ELECTION OF DIRECTOR: NICHOLAS F. BRADY Management For For
3D ELECTION OF DIRECTOR: DAVID J. BUTTERS Management For For
3E ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Management For For
3F ELECTION OF DIRECTOR: ROBERT B. MILLARD Management For For
3G ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Management For For
3H ELECTION OF DIRECTOR: GUILLERMO ORTIZ Management For For
3I ELECTION OF DIRECTOR: EMYR JONES PARRY Management For For
3J ELECTION OF DIRECTOR: ROBERT A. RAYNE Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 131
The Gabelli Equity Income Fund
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2011 AND THE RE-ELECTION OF
ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2011. Management For For
05 APPROVAL OF AN ADVISORY RESOLUTION REGARDING EXECUTIVE Management Abstain Against
COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 26-May-2011
ISIN US89417E1091 AGENDA 933414714 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: ALAN L. BELLER Management For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Management For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Management For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Management For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Management For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Management For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. Management For For
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For
1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
EL PASO ELECTRIC COMPANY
SECURITY 283677854 MEETING TYPE Annual
TICKER SYMBOL EE MEETING DATE 26-May-2011
ISIN US2836778546 AGENDA 933416566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 CATHERINE A. ALLEN For For
2 KENNETH R. HEITZ For For
3 MICHAEL K. PARKS For For
4 ERIC B. SIEGEL For For
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
CBS CORPORATION
SECURITY 124857103 MEETING TYPE Annual
TICKER SYMBOL CBSA MEETING DATE 26-May-2011
ISIN US1248571036 AGENDA 933419500 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DAVID R. ANDELMAN For For
2 JOSEPH A. CALIFANO, JR. For For
3 WILLIAM S. COHEN For For
4 GARY L. COUNTRYMAN For For
5 CHARLES K. GIFFORD For For
6 LEONARD GOLDBERG For For
7 BRUCE S. GORDON For For
8 LINDA M. GRIEGO For For
9 ARNOLD KOPELSON For For
10 LESLIE MOONVES For For
11 DOUG MORRIS For For
12 SHARI REDSTONE For For
13 SUMNER M. REDSTONE For For
14 FREDERIC V. SALERNO For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 APPROVAL OF ADVISORY RESOLUTION ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE 2011
PROXY STATEMENT.
04 APPROVAL OF ADVISORY RESOLUTION ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 132
The Gabelli Equity Income Fund
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 26-May-2011
ISIN US7551115071 AGENDA 933437940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: VERNON E. CLARK Management For For
1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For
1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Management For For
1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For
1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For
1F ELECTION OF DIRECTOR: RONALD L. SKATES Management For For
1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For
1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management For For
1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
04 RATIFICATION OF INDEPENDENT AUDITORS Management For For
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against For
RETIREMENT PLANS
SILVERBIRCH ENERGY CORPORATION
SECURITY 82835V100 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL SBEXF MEETING DATE 26-May-2011
ISIN CA82835V1004 AGENDA 933439172 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 ON THE ORDINARY RESOLUTION TO SET THE NUMBER OF DIRECTORS OF Management For For
THE CORPORATION AT EIGHT AS SET FORTH IN THE MANAGEMENT PROXY
CIRCULAR OF THE CORPORATION DATED APRIL 18, 2011 (THE
"INFORMATION CIRCULAR"):
02 ON THE ORDINARY RESOLUTION TO ELECT THE DIRECTORS OF THE Management For For
CORPORATION TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS OR UNTIL THEIR SUCCESSORS ARE ELECTED OR APPOINTED
AS SET FORTH IN THE INFORMATION CIRCULAR.
03 ON THE ORDINARY RESOLUTION TO APPOINT AUDITORS OF THE Management For For
CORPORATION FOR THE ENSUING YEAR AT SUCH REMUNERATION AS MAY
BE APPROVED BY THE DIRECTORS OF THE CORPORATION:
04 ON THE ORDINARY RESOLUTION RATIFYING AND APPROVING THE STOCK Management For For
OPTION PLAN OF THE CORPORATION AS DESCRIBED IN THE INFORMATION
CIRCULAR.
DEUTSCHE BANK AG
SECURITY D18190898 MEETING TYPE Annual
TICKER SYMBOL DB MEETING DATE 26-May-2011
ISIN DE0005140008 AGENDA 933449375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MANAGEMENT BOARD Management For For
FOR THE 2010 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE SUPERVISORY Management For For
BOARD FOR THE 2010 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2011 FINANCIAL YEAR, INTERIM Management For For
ACCOUNTS
06 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE WITH THE Management For For
POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS
07 AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF PURCHASE Management For For
OF OWN SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
08 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH WARRANTS Management For For
AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS
AND CONVERTIBLE BONDS (WITH THE POSSIBILITY OF EXCLUDING PRE-
EMPTIVE RIGHTS), CREATION OF CONDITIONAL CAPITAL AND AMENDMENT
TO THE ARTICLES OF ASSOCIATION
09 NEW AUTHORIZED CAPITAL IN AN AMOUNT OF 230.4 MILLION EURO, Management For For
POSSIBILITY TO EXCLUDE SHAREHOLDERS' PRE-EMPTIVE RIGHTS.
10 NEW AUTHORIZED CAPITAL OF 230.4 MILLION EURO, POSSIBILITY TO Management For For
EXCLUDE PRE-EMPTIVE RIGHTS FOR CAPITAL INCREASE IN KIND
11 NEW AUTHORIZED CAPITAL, AMOUNT OF 691.2 MILLION EURO WITHOUT Management For For
EXCLUSION OF PRE-EMPTIVE RIGHTS, EXCEPT FOR FRACTIONAL AMOUNTS.
12 ELECTION TO THE SUPERVISORY BOARD Management For For
13 APPROVAL OF CONCLUSION OF PARTIAL PROFIT TRANSFER AGREEMENT Management For For
BETWEEN DEUTSCHE BANK AG AND DEUTSCHE BANK FINANCIAL LLC
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 133
The Gabelli Equity Income Fund
CONSTELLATION ENERGY GROUP, INC.
SECURITY 210371100 MEETING TYPE Annual
TICKER SYMBOL CEG MEETING DATE 27-May-2011
ISIN US2103711006 AGENDA 933414550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: YVES C. DE BALMANN Management For For
1B ELECTION OF DIRECTOR: ANN C. BERZIN Management For For
1C ELECTION OF DIRECTOR: JAMES T. BRADY Management For For
1D ELECTION OF DIRECTOR: JAMES R. CURTISS Management For For
1E ELECTION OF DIRECTOR: FREEMAN A. HRABOWSKI, III Management For For
1F ELECTION OF DIRECTOR: NANCY LAMPTON Management For For
1G ELECTION OF DIRECTOR: ROBERT J. LAWLESS Management For For
1H ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Management For For
1I ELECTION OF DIRECTOR: JOHN L. SKOLDS Management For For
1J ELECTION OF DIRECTOR: MICHAEL D. SULLIVAN Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF Management Abstain Against
NAMED EXECUTIVE OFFICERS.
IBERDROLA SA
SECURITY 450737101 MEETING TYPE Annual
TICKER SYMBOL IBDRY MEETING DATE 27-May-2011
ISIN US4507371015 AGENDA 933458386 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
02 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
03 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
04 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
05 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
06 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
07 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
08 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
09 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
10 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
11 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
12 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
13A PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
13B PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
13C PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
13D PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
13E PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
13F PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
13G PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
14 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 134
The Gabelli Equity Income Fund
15 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION Management For For
ON THE ITEMS TO BE VOTED ON FOR THE GENERAL
SHAREHOLDERS' MEETING
16 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
17 PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO Management For For
BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING
TENARIS, S.A.
SECURITY 88031M109 MEETING TYPE Annual
TICKER SYMBOL TS MEETING DATE 01-Jun-2011
ISIN US88031M1099 AGENDA 933446189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 CONSIDERATION OF THE BOARD'S MANAGEMENT REPORT & Management For For
CERTIFICATIONS AND THE INDEPENDENT AUDITORS' REPORTS ON
CONSOLIDATED FINANCIAL STATEMENTS AND THE COMPANY'S ANNUAL
ACCOUNTS
02 APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE YEARS ENDED DECEMBER 31, 2010, 2009 AND 2008
03 APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, Management For For
2010
04 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE Management For For
YEAR ENDED DECEMBER 31, 2010
05 DISCHARGE OF THE MEMBERS OF THE BOARD FOR THE EXERCISE OF Management For For
THEIR MANDATE DURING THE YEAR ENDED DECEMBER 31, 2010
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For
07 COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For
08 APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR Management For For
ENDING DECEMBER 31, 2011, AND APPROVAL OF THEIR FEES
09 AUTHORIZATION TO BOARD TO CAUSE THE DISTRIBUTION OF ALL Management For For
SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
E1 ADAPTATION OF ARTICLES OF ASSOCIATION TO ABOLISHMENT OF LAW OF Management For For
JULY 31, 1929, ALL AS MORE FULLY DESCRIBED IN PROXY STATEMENT
E2 CHANGE OF THE DATE OF THE ANNUAL GENERAL MEETING SO THAT IT BE Management For For
HELD ON FIRST WEDNESDAY OF MAY OF EACH YEAR AT 11:00 A.M., AND
CONSEQUENTIAL AMENDMENT TO ARTICLE 15 OF ARTICLES OF
ASSOCIATION
TENARIS, S.A.
SECURITY 88031M109 MEETING TYPE Annual
TICKER SYMBOL TS MEETING DATE 01-Jun-2011
ISIN US88031M1099 AGENDA 933465709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 CONSIDERATION OF THE BOARD'S MANAGEMENT REPORT & Management For For
CERTIFICATIONS AND THE INDEPENDENT AUDITORS' REPORTS ON
CONSOLIDATED FINANCIAL STATEMENTS AND THE COMPANY'S ANNUAL
ACCOUNTS
02 APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE YEARS ENDED DECEMBER 31, 2010, 2009 AND 2008
03 APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, Management For For
2010
04 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE Management For For
YEAR ENDED DECEMBER 31, 2010
05 DISCHARGE OF THE MEMBERS OF THE BOARD FOR THE EXERCISE OF Management For For
THEIR MANDATE DURING THE YEAR ENDED DECEMBER 31, 2010
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For
07 COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For
08 APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR Management For For
ENDING DECEMBER 31, 2011, AND APPROVAL OF THEIR FEES
09 AUTHORIZATION TO BOARD TO CAUSE THE DISTRIBUTION OF ALL Management For For
SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
E1 ADAPTATION OF ARTICLES OF ASSOCIATION TO ABOLISHMENT OF LAW OF Management For For
JULY 31, 1929, ALL AS MORE FULLY DESCRIBED IN PROXY STATEMENT
E2 CHANGE OF THE DATE OF THE ANNUAL GENERAL MEETING SO THAT IT BE Management For For
HELD ON FIRST WEDNESDAY OF MAY OF EACH YEAR AT 11:00 A.M., AND
CONSEQUENTIAL AMENDMENT TO ARTICLE 15 OF ARTICLES OF
ASSOCIATION
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 02-Jun-2011
ISIN US4370761029 AGENDA 933427127 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 135
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1C ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1D ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
1E ELECTION OF DIRECTOR: J. FRANK BROWN Management For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1H ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
1J ELECTION OF DIRECTOR: RONALD L. SARGENT Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
05 COMPANY PROPOSAL TO IMPLEMENT SHAREHOLDER ABILITY TO ACT BY Management For For
WRITTEN CONSENT (APPROVAL OF AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION)
06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING POLICIES AND Shareholder Against For
CONTRIBUTIONS
INGERSOLL-RAND PLC
SECURITY G47791101 MEETING TYPE Annual
TICKER SYMBOL IR MEETING DATE 02-Jun-2011
ISIN IE00B6330302 AGENDA 933429171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: A.C. BERZIN Management For For
1B ELECTION OF DIRECTOR: J. BRUTON Management For For
1C ELECTION OF DIRECTOR: J.L. COHON Management For For
1D ELECTION OF DIRECTOR: G.D. FORSEE Management For For
1E ELECTION OF DIRECTOR: P.C. GODSOE Management For For
1F ELECTION OF DIRECTOR: E.E. HAGENLOCKER Management For For
1G ELECTION OF DIRECTOR: C.J. HORNER Management For For
1H ELECTION OF DIRECTOR: M.W. LAMACH Management For For
1I ELECTION OF DIRECTOR: T.E. MARTIN Management For For
1J ELECTION OF DIRECTOR: R.J. SWIFT Management For For
1K ELECTION OF DIRECTOR: T.L. WHITE Management For For
02 APPROVAL OF A NEW SENIOR EXECUTIVE PERFORMANCE PLAN. Management For For
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF AUTHORITY FOR THE COMPANY AND/OR ANY SUBSIDIARY OF Management For For
THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES.
06 APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS AND Management For For
AUTHORIZATION OF THE AUDIT COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 03-Jun-2011
ISIN US9311421039 AGENDA 933425236 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 136
The Gabelli Equity Income Fund
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
07 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY REPORT Shareholder Against For
09 CLIMATE CHANGE RISK DISCLOSURE Shareholder Against For
FRANCE TELECOM
SECURITY 35177Q105 MEETING TYPE Annual
TICKER SYMBOL FTE MEETING DATE 07-Jun-2011
ISIN US35177Q1058 AGENDA 933448878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
O1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL Management For For
YEAR ENDED DECEMBER 31, 2010
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE Management For For
FINANCIAL YEAR ENDED DECEMBER 31, 2010
O3 ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER Management For For
31, 2010, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS
O4 AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH Management For For
COMMERCIAL CODE (CODE DE COMMERCE)
O5 RENEWAL OF THE APPOINTMENT OF MR. BERNARD DUFAU AS A DIRECTOR Management For For
O6 APPOINTMENT OF MRS. HELLE KRISTOFFERSEN AS A DIRECTOR Management For For
O7 APPOINTMENT OF MRS. MURIEL PENICAUD AS A DIRECTOR Management For For
O8 APPOINTMENT OF MR. JEAN-MICHEL SEVERINO AS A DIRECTOR Management For For
O9 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO Management For For
PURCHASE OR TRANSFER FRANCE TELECOM'S SHARES
E10 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES
OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH SHAREHOLDER
PRE-EMPTIVE SUBSCRIPTION RIGHTS
E11 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES
OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT
SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS IN THE CONTEXT OF
A PUBLIC OFFER
E12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES
OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT
SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF
AN OFFER AS DESCRIBED IN PARAGRAPH II OF ARTICLE L. 411-2 OF
THE FRENCH MONETARY AND FINANCIAL CODE (CODE MONETAIRE ET
FINANCIER)
E13 AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER Management For For
OF ISSUABLE SECURITIES, IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS
E14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN THE EVENT OF
A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
E15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES Management For For
AND SECURITIES GIVING ACCESS TO SHARES, IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF
SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL
E16 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES Management For For
RESERVED FOR PERSONS THAT SIGNED A LIQUIDITY CONTRACT WITH THE
COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS
OF ORANGE S.A.
E17 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO PROCEED WITH Management For For
THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS
RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A.
THAT HAVE SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY
E18 OVERALL LIMIT OF AUTHORIZATIONS Management For For
E19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SECURITIES GIVING ACCESS TO THE ALLOCATION OF DEBT SECURITIES
E20 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE Management For For
THE COMPANY'S CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS
OR PREMIUMS
E21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED Management For For
WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF SAVINGS PLANS
E22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE Management For For
CAPITAL THROUGH THE CANCELLATION OF SHARES
E23 POWERS FOR FORMALITIES Management For For
MASTERCARD INCORPORATED
SECURITY 57636Q104 MEETING TYPE Annual
TICKER SYMBOL MA MEETING DATE 07-Jun-2011
ISIN US57636Q1040 AGENDA 933452396 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 137
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: MARC OLIVIE Management For For
1B ELECTION OF DIRECTOR: RIMA QURESHI Management For For
1C ELECTION OF DIRECTOR: MARK SCHWARTZ Management For For
1D ELECTION OF DIRECTOR: JACKSON P. TAI Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2011
RAIFFEISEN BANK INTERNATIONAL AG, WIEN
SECURITY A7111G104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Jun-2011
ISIN AT0000606306 AGENDA 703066565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 Presentation of the financial statements and management Management For For
report, consolidated financial statements and management report
for each of 31.12.2010, the proposal for the appropriation and
the report of the supervisory board for the fiscal year 2010 and
the corporate governance report of the board
2 Resolution on the use of the financial statements 31.12.2010 Management For For
reported net income
3 Resolution on the discharge of the executive board for fiscal Management For For
year 2010
4 Resolution on the approval of the supervisory board for fiscal Management For For
year 2010
5 Resolution on the remuneration of the members of the Management For For
supervisory board for fiscal year 2010
6 Appointment of auditors (audit) for the annual and Management For For
consolidated financial statements for fiscal year 2012
7 Election of a member of the supervisory board Management For For
8 Resolution on the revocation of the still unutilized portion Management For For
of the authorization of the board pursuant to section 169
(authorized capital) and the issue of authorization for a new
authorized capital in cash and / or in kind in compliance
with the statutory subscription rights and the corresponding
amendment
9 Resolution authorizing the confiscation of capital Management For For
participation and the corresponding amendment
10 Resolution authorizing a transfer of shares program for Management For For
members of the board
CMMT Due to changes in the Austrian market, instructions can only Non-Voting
be processed if t-he depository confirmation form and letter
of attorney form are filled out, wh-ich can usually be found
on the company homepage. Please send us these, compl-eted, in
their original form, by the stated deadline, to the following
address-: . Xchanging Transaction Bank Event Services / CA
Processing HV Ausland Postk-orb 44A02C Wilhelm Fay Str.31-37
65936 Frankfurt Germany . Please note: If th-ese forms are
not fully completed and submitted by the stated deadline, then
the instruction will be rejected.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 08-Jun-2011
ISIN US1491231015 AGENDA 933433740 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 DAVID L. CALHOUN For For
2 DANIEL M. DICKINSON For For
3 EUGENE V. FIFE For For
4 JUAN GALLARDO For For
5 DAVID R. GOODE For For
6 JESSE J. GREENE, JR. For For
7 PETER A. MAGOWAN For For
8 DENNIS A. MUILENBURG For For
9 DOUGLAS R. OBERHELMAN For For
10 WILLIAM A. OSBORN For For
11 CHARLES D. POWELL For For
12 EDWARD B. RUST, JR. For For
13 SUSAN C. SCHWAB For For
14 JOSHUA I. SMITH For For
15 MILES D. WHITE For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2011.
03 APPROVE AMENDED AND RESTATED CATERPILLAR INC. EXECUTIVE Management For For
SHORT-TERM INCENTIVE PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 138
The Gabelli Equity Income Fund
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. Management Abstain Against
06 STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS AND Shareholder Against For
EXPENSES.
07 STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shareholder Against For
08 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE Shareholder Against For
STANDARD.
09 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
10 STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD. Shareholder Against For
11 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS. Shareholder Against For
12 STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY. Shareholder Against For
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 08-Jun-2011
ISIN US25179M1036 AGENDA 933435491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ROBERT H. HENRY For For
2 JOHN A. HILL For For
3 MICHAEL M. KANOVSKY For For
4 ROBERT A. MOSBACHER, JR For For
5 J. LARRY NICHOLS For For
6 DUANE C. RADTKE For For
7 MARY P. RICCIARDELLO For For
8 JOHN RICHELS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE Management For For
SUPERMAJORITY VOTING PROVISIONS.
05 AMEND AND RESTATE THE RESTATED CERTIFICATE OF INCORPORATION TO Management For For
REMOVE UNNECESSARY AND OUTDATED PROVISIONS.
06 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS Management For For
FOR 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
THE LUBRIZOL CORPORATION
SECURITY 549271104 MEETING TYPE Special
TICKER SYMBOL LZ MEETING DATE 09-Jun-2011
ISIN US5492711040 AGENDA 933450710 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
MARCH 13, 2011, BY AND AMONG BERKSHIRE HATHAWAY INC., OHIO
MERGER SUB, INC., AND THE LUBRIZOL CORPORATION.
02 ANY PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF Management For For
NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT.
LAS VEGAS SANDS CORP.
SECURITY 517834107 MEETING TYPE Annual
TICKER SYMBOL LVS MEETING DATE 10-Jun-2011
ISIN US5178341070 AGENDA 933441420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 CHARLES D. FORMAN For For
2 GEORGE P. KOO For For
3 IRWIN A. SIEGEL For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO CONSIDER AND ACT UPON AN ADVISORY (NON- BINDING) PROPOSAL Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 TO CONSIDER AND ACT UPON AN ADVISORY (NON- BINDING) PROPOSAL Management Abstain Against
ON HOW FREQUENTLY STOCKHOLDERS SHOULD VOTE TO APPROVE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
MGM RESORTS INTERNATIONAL
SECURITY 552953101 MEETING TYPE Annual
TICKER SYMBOL MGM MEETING DATE 14-Jun-2011
ISIN US5529531015 AGENDA 933443676 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 139
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 ROBERT H. BALDWIN For For
2 WILLIAM A. BIBLE For For
3 BURTON M. COHEN For For
4 WILLIE D. DAVIS For For
5 ALEXIS M. HERMAN For For
6 ROLAND HERNANDEZ For For
7 ANTHONY MANDEKIC For For
8 ROSE MCKINNEY-JAMES For For
9 JAMES J. MURREN For For
10 DANIEL J. TAYLOR For For
11 MELVIN B. WOLZINGER For For
02 TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO AMEND AND RESTATE THE AMENDED AND RESTATED CERTIFICATE OF Management For For
INCORPORATION OF THE COMPANY TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK TO 1,000,000,000.
06 TO APPROVE THE COMPANY'S AMENDED AND RESTATED ANNUAL Management For For
PERFORMANCE-BASED INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
07 STOCKHOLDER PROPOSAL IF PRESENTED AT THE ANNUAL MEETING. Shareholder Against For
AGL RESOURCES INC.
SECURITY 001204106 MEETING TYPE Special
TICKER SYMBOL AGL MEETING DATE 14-Jun-2011
ISIN US0012041069 AGENDA 933450657 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO APPROVE THE ISSUANCE OF SHARES OF AGL RESOURCES INC. COMMON Management For For
STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF DECEMBER 6, 2010, AMONG AGL RESOURCES INC., APOLLO
ACQUISITION CORP., OTTAWA ACQUISITION LLC AND NICOR INC.
02 TO APPROVE AN AMENDMENT TO AGL RESOURCES INC.'S AMENDED AND Management For For
RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF
DIRECTORS THAT MAY SERVE ON AGL RESOURCES INC.'S BOARD OF
DIRECTORS FROM 15 TO 16 DIRECTORS
03 TO ADJOURN THE SPECIAL MEETING IF NECESSARY TO PERMIT FURTHER Management For For
SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
ISSUANCE OF SHARES AND/OR THE AMENDMENT TO THE AMENDED AND
RESTATED ARTICLES OF INCORPORATION
BELL ALIANT INC.
SECURITY 07786R105 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 14-Jun-2011
ISIN US07786R1059 AGENDA 933458653 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 DIRECTOR Management
1 GEORGE COPE For For
2 CATHERINE BENNETT For For
3 ROBERT DEXTER For For
4 EDWARD REEVEY For For
5 KAREN SHERIFF For For
6 ANDREW SMITH For For
7 LOUIS TANGUAY For For
8 MARTINE TURCOTTE For For
9 SIIM VANASELJA For For
10 DAVID WELLS For For
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS BELL ALIANT'S Management For For
AUDITORS.
03 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE Management For For
COMPENSATION (THE FULL TEXT OF WHICH IS SET OUT IN THE SECTION
ENTITLED "WHAT THE MEETING WILL COVER - 4. NON-BINDING
ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION" OF BELL
ALIANT'S INFORMATION CIRCULAR).
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Annual
TICKER SYMBOL FCX MEETING DATE 15-Jun-2011
ISIN US35671D8570 AGENDA 933435720 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 140
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 DIRECTOR Management
1 RICHARD C. ADKERSON For For
2 ROBERT J. ALLISON, JR. For For
3 ROBERT A. DAY For For
4 GERALD J. FORD For For
5 H. DEVON GRAHAM, JR. For For
6 CHARLES C. KRULAK For For
7 BOBBY LEE LACKEY For For
8 JON C. MADONNA For For
9 DUSTAN E. MCCOY For For
10 JAMES R. MOFFETT For For
11 B.M. RANKIN, JR. For For
12 STEPHEN H. SIEGELE For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE Shareholder Against For
WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION
TO THE COMPANY'S BOARD OF DIRECTORS.
THE PEP BOYS - MANNY, MOE & JACK
SECURITY 713278109 MEETING TYPE Annual
TICKER SYMBOL PBY MEETING DATE 15-Jun-2011
ISIN US7132781094 AGENDA 933436873 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: JANE SCACCETTI Management For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Management For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Management For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Management For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Management For For
1F ELECTION OF DIRECTOR: NICK WHITE Management For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Management For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Management For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Management For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Management For For
02 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE TO CONDUCT FUTURE ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. Management For For
06 SHAREHOLDER PROPOSAL REGARDING LOWERING THE THRESHOLD REQUIRED Shareholder Against For
TO CALL A SPECIAL MEETING, IF PRESENTED BY ITS PROPONENT.
NTT DOCOMO,INC.
SECURITY J59399105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Jun-2011
ISIN JP3165650007 AGENDA 703101864 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2. Amend Articles to: Expand Business Lines Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management For For
4.4 Appoint a Corporate Auditor Management For For
BANCO SANTANDER, S.A.
SECURITY 05964H105 MEETING TYPE Annual
TICKER SYMBOL STD MEETING DATE 17-Jun-2011
ISIN US05964H1059 AGENDA 933465797 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 141
The Gabelli Equity Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
1B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE
FULL TEXT OF THE RESOLUTION. Management For For
02 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
3A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
3B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
3C PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
3D PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
04 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
5A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
5B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
5C PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
6A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
6B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
6C PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
07 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
8A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
8B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
9A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
9B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
10A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
10B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
10C PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
10D PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
11 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
12 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE Management For For
RESOLUTION.
WIMM BILL DANN FOODS
SECURITY 97263M109 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 21-Jun-2011
ISIN US97263M1099 AGENDA 933480167 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
01 TO APPROVE THE ANNUAL REPORT PREPARED ON BASIS OF BOOK RECORDS Management For For
FOR 2010 FINANCIAL YEAR DRAWN UP ACCORDING TO RUSSIAN STANDARDS
02 TO APPROVAL THE WBD FOODS OJSC ANNUAL FINANCIAL STATEMENTS, Management For For
INCLUDING PROFIT AND LOSS STATEMENTS FOR 2010
03 TO LEAVE AMOUNT OF NET PROFIT REFLECTED IN BOOK RECORDS FOR Management For For
2010 FINANCIAL YEAR UNDISTRIBUTED. DO NOT DECLARE PAYMENT OF
DIVIDEND
04 FOR PURPOSE OF VERIFYING FINANCIAL & BUSINESS ACTIVITIES OF Management For For
WBD FOODS OJSC, IN ACCORDANCE WITH LEGAL ACTS OF RUSSIAN
FEDERATION, TO ASSIGN AS THE AUDITOR OF THE COMPANY IN 2011
KPMG CJSC
05 DIRECTOR Management
1 LAGUARTA RAMON LUIS For For
2 HAMPTON A.N. SEYMOUR For For
3 HEAVISIDE W. TIMOTHY For For
4 KIESLER, PAUL DOMINIC For For
5 EPIFANIOU, ANDREAS For For
6 MACLEOD, ANDREW JOHN For For
7 EZAMA, SERGIO For For
8 BOLOTOVSKY R.V. For For
9 POPOVICI SIIVIU EUGENIU For For
10 IVANOV D. VLADIMIROVICH For For
11 RHODES, MARCUS JAMES For For
6A ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION MEMBER : Management For For
VOLKOVA NATALIA BORISOVNA
6B ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION MEMBER : Management For For
ERMAKOVA SVETLANA ALEXANDROVNA
6C ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION MEMBER : Management For For
POLIKARPOVA NATALIA LEONIDOVNA
6D ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION MEMBER : Management For For
PEREGUDOVA EKATERINA ALEXANDROVNA
6E ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION MEMBER : Management For For
SOLNTSEVA EVGENIA SOLOMONOVNA
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 142
The Gabelli Equity Income Fund
6F ELECTION OF THE WBD FOODS OJSC AUDITING
COMMISSION MEMBER : KOLESNIKOVA NATALIA
NIKOLAEVNA Management For For
6G ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION MEMBER : Management For For
CHERKUNOVA OLGA NIKOLAEVNA
07 TO AMEND WBD FOODS CHARTER WITH THE REVISED VERSION OF CLAUSE Management For For
15, PARAGRAPH 15.10
YAKULT HONSHA CO.,LTD.
SECURITY J95468120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2011
ISIN JP3931600005 AGENDA 703133760 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1 Amend Articles to: Reduce Board Size to 15, Adopt Reduction of Management For For
Liability System for All Directors and All Auditors
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
YAHOO! INC.
SECURITY 984332106 MEETING TYPE Annual
TICKER SYMBOL YHOO MEETING DATE 23-Jun-2011
ISIN US9843321061 AGENDA 933448575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
1A ELECTION OF DIRECTOR: CAROL BARTZ Management For For
1B ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1C ELECTION OF DIRECTOR: PATTI S. HART Management For For
1D ELECTION OF DIRECTOR: SUSAN M. JAMES Management For For
1E ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1F ELECTION OF DIRECTOR: DAVID W. KENNY Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For
1H ELECTION OF DIRECTOR: BRAD D. SMITH Management For For
1I ELECTION OF DIRECTOR: GARY L. WILSON Management For For
1J ELECTION OF DIRECTOR: JERRY YANG Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS PRINCIPLES, IF Shareholder Against For
PROPERLY PRESENTED AT THE ANNUAL MEETING.
ALSTOM, PARIS
SECURITY F0259M475 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN FR0010220475 AGENDA 703050916 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact
your Client Service-Representative to obtain the necessary
card, account details and directions.-The following applies to
Non- Resident Shareowners: Proxy Cards: Voting-instructions
will be forwarded to the Global Custodians that have
become-Registered Intermediaries, on the Vote Deadline Date.
In capacity as- Registered Intermediary, the Global Custodian
will sign the Proxy Card and-forward to the local custodian.
If you are unsure whether your Global-Custodian acts as
Registered Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINKS:
https://balo.journal-
officiel.gouv.fr/pdf/2011-/0509/201105091102076.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2011/0-
610/201106101103537.pdf
O.1 Approval of the corporate financial statements and operations Management For For
for the financial year ended March 31, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 143
The Gabelli Equity Income Fund
O.2 Approval of the consolidated financial statements and Management For For
operations for the financial year ended March 31, 2011
O.3 Allocation of income Management For For
O.4 Renewal of term of Mr. Patrick Kron as Board member Management For For
O.5 Renewal of term of Mrs. Candace Beinecke as Board member Management For For
O.6 Renewal of term of Mr. Jean-Martin Folz as Board member Management For For
O.7 Renewal of term of Mr. James W. Leng as Board member Management For For
O.8 Renewal of term of Mr. Klaus Mangold as Board member Management For For
O.9 Renewal of term of Mr. Alan Thomson as Board member Management For For
O.10 Authorization to be granted to the Board of Directors to trade Management For For
Company's shares
E.11 Authorization to be granted to the Board of Directors to Management For For
reduce capital by cancellation of shares
E.12 Powers to implement decisions of the General Meeting and to Management For For
accomplish all formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL URL. IF YOU H-AVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YO-U DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
PARMALAT S P A
SECURITY T7S73M107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN IT0003826473 AGENDA 703148797 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 813670 DUE Non-Voting
TO RECEIPT OF N-AMES OF DIRECTORS AND AUDITORS AND APPLICATION
OF SPIN CONTROL. ALL VOTES RECE-IVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRU-CT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING Non-Voting
DATE FROM 25 JUNE-2011 TO 28 JUNE 2011. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT R-ETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. T-HANK
YOU.
O.1 To approve financial statement as of 31-Dec-10 and report on Management For For
management activity. Proposal of profit allocation. To exam
Internal Auditors' report. Resolutions related thereto
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO BE ELECTED AS Non-Voting
DIRECTORS, THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTI-ONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR ONLY
1 SLATE OF THE 3 SLATES OF DIRECTORS. THANK YOU
O.2.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder Against For
candidate slate for the Board of Directors presented by Groupe
Lactalis SA, holding 33,840,033 odinary shares of Parmalat
S.p.A are the following: Antonio Sala, Marco Reboa, Francesco
Gatti, Francesco Tato, Daniel Jaouen, Marco Jesi, Olivier
Savary, Riccardo Zingales and Ferdinando Grimaldi Gualtieri
O.2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder
candidate slate for the Board of Directors presented by
Mackenzie Financial corporation, holding 135,972,662 ordinary
shares, Skagen As, holding 95,375,464 ordinary shares and
Zenit Asset management holding 34,396,826 ordinary shares of
Parmalat S.p.A are the following: Rainer Masera, Massimo
Rossi, Enrico Salza, Peter Harf, Gerardus Wenceslaus Ignatius
Maria van Kesteren, Johannees Gerardus Maria Priem, Dario
Trevisan, Marco Pinciroli, Marco Rigotti, Francesco Daveri and
Valter Lazzari
O.2.3 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Group of Shareholder
Minority shareholders: Aletti Gestierre SGR S.p.A, Anima SGR
S.p.A, APG Algemene Pensioen Groep NV, Arca SGR S.p.A,
Bancoposta Fondi SGR, BNP Paribas Investment partners SGR
S.p.A, Eurizon Capital SGR S.p.A, Fideuram gestions S.p.A,
Governance for Owners LLP, Interfund Sicav, Mediolanum
Gestione fondi SGR and Pioneer investment management SGRpa:
The candidate slate for the Board of Directors presented by
Group of Minority shareholders holding 39,647,014 ordinary
shares of Parmalat S.p.A are the following: Gatetano Mele,
Nigel Cooper and Paolo Dal Pino
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO BE ELECTED AS Non-Voting
AUDITORS, THERE-IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCT-IONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR
ONLY 1 OF THE 3 SLATES. THANK YOU.
O.3.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder Against For
candidate slate for the Internal Auditors presented by Groupe
Lactalis SA, holding 33,840,033 odinary shares of Parmalat
S.p.A are the following: Alfredo Malguzzi (Effective auditor),
Roberto Cravero (Effective auditor), Massimilano Nova
(Effective auditor), Andrea Lionzo (alternate auditor) and
Enrico Cossa (alternate auditor)
O.3.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: The Shareholder Against For
candidate slate for the Internal Auditors presented by
Mackenzie Financial corporation, holding 135,972,662 ordinary
shares, Skagen As, holding 95,375,464 ordinary shares and
Zenit Asset management holding 34,396,826 ordinary shares of
Parmalat S.p.A are the following: Giorgio Picone (Effective
auditor), Paolo Alinovi (Effective auditor), Angelo Anedda
(Effective auditor), Andrea Foschi (alternate auditor) and
Cristian Tundo (alternate auditor)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 144
The Gabelli Equity Income Fund
O.3.3 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shareholder Against For
The candidate slates for the Internal Auditors presented by
Group of Minority shareholders holding 39,647,014 ordinary
shares of Parmalat S.p.A are the following: Mario Stella
Richter (Effective auditor) and Michele Rutigliano (alternate
auditor)
E.1 Proposal to issue ordinary shares, free of payment, for Management For For
maximum EUR 90,019,822 by using the allocation to issue new
shares upon partial amendment of the capital increase resolution
approved by the extraordinary shareholders meeting held on
01-Mar-05. To modify art. 5 (Stock capital) of the Bylaw a part
from stock capital's nominal value approved by the shareholders
meeting held on 01-Mar-05. Resolution related thereto
E.2 Proposal to modify art. 8 (Shareholders Meeting), 9 (Proxy Management For For
Voting) and 23 (Audit) of the Bylaw and amendment of the audit
paragraph's title. Resolution related thereto
NISSIN FOODS HOLDINGS CO.,LTD.
SECURITY J58063124 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3675600005 AGENDA 703141969 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------ --------------------------------------------------------------- ------------ --------- -------------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
The Gabelli Woodland Small Cap Value Fund
Investment Company Report
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 09-Jul-2010
ISIN US0436321089 AGENDA 933287028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 PHILIP J. HOLTHOUSE For For
2 BRIAN C. MULLIGAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
03 STOCKHOLDER PROPOSAL RELATING TO THE REDEMPTION OF Shareholder For Against
THE PREFERRED SHARE PURCHASE RIGHTS ISSUED PURSUANT
TO OUR RIGHTS AGREEMENT DATED SEPTEMBER 17, 2008, AS
AMENDED.
KID BRANDS INC
SECURITY 49375T100 MEETING TYPE Annual
TICKER SYMBOL KID MEETING DATE 15-Jul-2010
ISIN US49375T1007 AGENDA 933295683 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RAPHAEL BENAROYA For For
2 MARIO CIAMPI For For
3 BRUCE G. CRAIN For For
4 FREDERICK J. HOROWITZ For For
5 HUGH R. ROVIT For For
6 SALVATORE M. SALIBELLO For For
7 JOHN SCHAEFER For For
8 MICHAEL ZIMMERMAN For For
CONSTELLATION BRANDS, INC.
SECURITY 21036P108 MEETING TYPE Annual
TICKER SYMBOL STZ MEETING DATE 22-Jul-2010
ISIN US21036P1084 AGENDA 933300319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 JERRY FOWDEN For For
2 BARRY A. FROMBERG For For
3 JEANANNE K. HAUSWALD For For
4 JAMES A. LOCKE III For For
5 RICHARD SANDS For For
6 ROBERT SANDS For For
7 PAUL L. SMITH For For
8 MARK ZUPAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2011.
BRISTOW GROUP INC.
SECURITY 110394103 MEETING TYPE Annual
TICKER SYMBOL BRS MEETING DATE 04-Aug-2010
ISIN US1103941035 AGENDA 933303872 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1 DIRECTOR Management
1 THOMAS N. AMONETT For For
2 STEPHEN J. CANNON For For
3 WILLIAM E. CHILES For For
4 MICHAEL A. FLICK For For
5 IAN A. GODDEN For For
6 THOMAS C. KNUDSON For For
7 JOHN M. MAY For For
8 BRUCE H. STOVER For For
9 KEN C. TAMBLYN For For
10 WILLIAM P. WYATT For For
2 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 LONG Management For For
TERM INCENTIVE PLAN
3 TO APPROVE AND RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 31, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
The Gabelli Woodland Small Cap Value Fund
CPI CORP.
SECURITY 125902106 MEETING TYPE Annual
TICKER SYMBOL CPY MEETING DATE 11-Aug-2010
ISIN US1259021061 AGENDA 933309329 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: JAMES ABEL Management For For
1B ELECTION OF DIRECTOR: MICHAEL GLAZER Management For For
1C ELECTION OF DIRECTOR: MICHAEL KOENEKE Management For For
1D ELECTION OF DIRECTOR: DAVID MEYER Management For For
1E ELECTION OF DIRECTOR: TURNER WHITE Management For For
1F ELECTION OF DIRECTOR: ERIC SALUS Management For For
02 APPROVAL OF A PROPOSAL TO AMEND THE CPI CORP. Management Against Against
OMNIBUS INCENTIVE PLAN (THE "PLAN") TO AUTHORIZE
THE ISSUANCE OF AN ADDITIONAL 300,000 SHARES OF
COMMON STOCK PURSUANT TO THE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 5, 2011.
ALLIANCE ONE INTERNATIONAL, INC.
SECURITY 018772103 MEETING TYPE Annual
TICKER SYMBOL AOI MEETING DATE 12-Aug-2010
ISIN US0187721032 AGENDA 933310916 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 ROBERT E. HARRISON For For
2 B. CLYDE PRESLAR For For
3 NORMAN A. SCHER For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING MARCH 31, 2011
THE J. M. SMUCKER COMPANY
SECURITY 832696405 MEETING TYPE Annual
TICKER SYMBOL SJM MEETING DATE 18-Aug-2010
ISIN US8326964058 AGENDA 933307375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: KATHRYN W. DINDO Management For For
1B ELECTION OF DIRECTOR: RICHARD K. SMUCKER Management For For
1C ELECTION OF DIRECTOR: WILLIAM H. STEINBRINK Management For For
1D ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
03 APPROVAL OF THE J.M. SMUCKER COMPANY 2010 EQUITY AND Management For For
INCENTIVE COMPENSATION PLAN.
SCHOLASTIC CORPORATION
SECURITY 807066105 MEETING TYPE Annual
TICKER SYMBOL SCHL MEETING DATE 22-Sep-2010
ISIN US8070661058 AGENDA 933318823 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1 DIRECTOR Management
1 JAMES W. BARGE For For
2 MARIANNE CAPONNETTO For For
3 JOHN G. MCDONALD For For
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Annual
TICKER SYMBOL GRB MEETING DATE 23-Sep-2010
ISIN US3737301008 AGENDA 933321856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 JAMES A. MITAROTONDA For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
The Gabelli Woodland Small Cap Value Fund
7 JAVIER PEREZ For For
8 CAROLE F. ST. MARK For For
9 W. JERRY VEREEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2011 FISCAL YEAR.
TEXAS INDUSTRIES, INC.
SECURITY 882491103 MEETING TYPE Annual
TICKER SYMBOL TXI MEETING DATE 13-Oct-2010
ISIN US8824911031 AGENDA 933323608 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 MEL G. BREKHUS For For
2 ROBERT D. ROGERS For For
3 RONALD G. STEINHART For For
02 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT AUDITORS.
LAWSON SOFTWARE, INC.
SECURITY 52078P102 MEETING TYPE Annual
TICKER SYMBOL LWSN MEETING DATE 18-Oct-2010
ISIN US52078P1021 AGENDA 933325309 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 STEVEN C. CHANG For For
2 HARRY DEBES For For
3 PETER GYENES For For
4 DAVID R. HUBERS For For
5 H. RICHARD LAWSON For For
6 MICHAEL A. ROCCA For For
7 ROBERT A. SCHRIESHEIM For For
8 DR. ROMESH WADHWANI For For
9 PAUL WAHL For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MAY 31, 2011.
03 TO APPROVE THE LAWSON SOFTWARE, INC. 2010 STOCK Management Against Against
INCENTIVE PLAN.
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Annual
TICKER SYMBOL MRCY MEETING DATE 21-Oct-2010
ISIN US5893781089 AGENDA 933330045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 JAMES K. BASS For For
2 MICHAEL A. DANIELS For For
3 LEE C. STEELE For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
MERCURY COMPUTER SYSTEMS, INC. 2005 STOCK INCENTIVE
PLAN DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011.
TECHNE CORPORATION
SECURITY 878377100 MEETING TYPE Annual
TICKER SYMBOL TECH MEETING DATE 28-Oct-2010
ISIN US8783771004 AGENDA 933327315 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1 DIRECTOR Management
1 THOMAS E. OLAND For For
2 ROGER C. LUCAS PHD For For
3 HOWARD V. O'CONNELL For For
4 RANDOLPH C STEER MD PHD For For
5 ROBERT V. BAUMGARTNER For For
6 CHARLES A. DINARELLO MD For For
7 KAREN A. HOLBROOK, PHD For For
8 JOHN L. HIGGINS For For
9 ROELAND NUSSE PHD For For
2 TO SET THE NUMBER OF DIRECTORS AT NINE. Management For For
3 TO APPROVE THE COMPANY'S 2010 EQUITY INCENTIVE PLAN. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 4
The Gabelli Woodland Small Cap Value Fund
IMMUCOR, INC.
SECURITY 452526106 MEETING TYPE Annual
TICKER SYMBOL BLUD MEETING DATE 10-Nov-2010
ISIN US4525261065 AGENDA 933333104 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1 DIRECTOR Management
1 JAMES F. CLOUSER For For
2 DR. G. DE CHIRICO For For
3 PAUL V. HOLLAND, M.D. For For
4 RONNY B. LANCASTER For For
5 PAUL D. MINTZ, M.D. For For
6 G. MASON MORFIT For For
7 CHRIS E. PERKINS For For
8 JOSEPH E. ROSEN For For
2 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2011.
MICROS SYSTEMS, INC.
SECURITY 594901100 MEETING TYPE Annual
TICKER SYMBOL MCRS MEETING DATE 19-Nov-2010
ISIN US5949011002 AGENDA 933336299 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 LOUIS M. BROWN, JR. For For
2 B. GARY DANDO For For
3 A.L. GIANNOPOULOS For For
4 F. SUZANNE JENNICHES For For
5 JOHN G. PUENTE For For
6 DWIGHT S. TAYLOR For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE 2011 FISCAL YEAR (PROPOSAL 2)
03 PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK OPTION Management Against Against
PLAN TO AUTHORIZE THE ISSUANCE OF AN ADDITIONAL
1,200,000 SHARES OF COMMON STOCK (PROPOSAL 3)
OSI SYSTEMS, INC.
SECURITY 671044105 MEETING TYPE Annual
TICKER SYMBOL OSIS MEETING DATE 30-Nov-2010
ISIN US6710441055 AGENDA 933337900 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1 DIRECTOR Management
1 DEEPAK CHOPRA For For
2 AJAY MEHRA For For
3 STEVEN C. GOOD For For
4 MEYER LUSKIN For For
5 DAVID T. FEINBERG For For
6 WILLIAM F. BALLHAUS For For
2 RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
3 APPROVE THE AMENDED AND RESTATED 2006 EQUITY Management Against Against
PARTICIPATION PLAN OF OSI SYSTEMS, INC., TO
INCREASE THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 1,350,000 SHARES AND
TO INCREASE THE LIMIT ON THE NUMBER OF SHARES THAT
MAY BE GRANTED UNDER THE PLAN AS RESTRICTED STOCK
BY 675,000 SHARES.
A. SCHULMAN, INC.
SECURITY 808194104 MEETING TYPE Annual
TICKER SYMBOL SHLM MEETING DATE 09-Dec-2010
ISIN US8081941044 AGENDA 933346303 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 EUGENE R. ALLSPACH For For
2 GREGORY T. BARMORE For For
3 DAVID G. BIRNEY For For
4 HOWARD R. CURD For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
The Gabelli Woodland Small Cap Value Fund
5 JOSEPH M. GINGO For For
6 MICHAEL A. MCMANUS, JR. For For
7 LEE D. MEYER For For
8 JAMES A. MITAROTONDA For For
9 ERNEST J. NOVAK, JR. For For
10 DR. IRVIN D. REID For For
11 JOHN B. YASINSKY For For
02 THE RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS A. SCHULMAN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING AUGUST 31, 2011.
03 THE ADOPTION AND APPROVAL OF A. SCHULMAN'S 2010 Management Against Against
VALUE CREATION REWARDS PLAN.
ALBERTO-CULVER COMPANY
SECURITY 013078100 MEETING TYPE Special
TICKER SYMBOL ACV MEETING DATE 17-Dec-2010
ISIN US0130781000 AGENDA 933349537 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, BY AND AMONG UNILEVER N.V., A NETHERLANDS
CORPORATION, SOLELY WITH RESPECT TO SECTION 5.10
THEREOF, UNILEVER PLC, A COMPANY INCORPORATED UNDER
THE LAWS OF AND REGISTERED IN ENGLAND, CONOPCO,
INC., A NEW YORK CORPORATION, ACE MERGER, INC., A
DELAWARE CORPORATION, AND ALBERTO-CULVER COMPANY.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For
LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE
MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING.
NEWALLIANCE BANCSHARES, INC.
SECURITY 650203102 MEETING TYPE Special
TICKER SYMBOL NAL MEETING DATE 20-Dec-2010
ISIN US6502031023 AGENDA 933347127 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF AUGUST 18, 2010, AND AS AMENDED, BY AND BETWEEN
FIRST NIAGARA FINANCIAL GROUP, INC., FNFG MERGER
SUB, INC. AND NEWALLIANCE BANCSHARES, INC. AND
APPROVE THE TRANSACTIONS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, INCLUDING THE MERGER
OF FNFG MERGER SUB, INC. WITH AND INTO NEWALLIANCE
BANCSHARES, INC.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
AGREEMENT AND PLAN OF MERGER.
COMMSCOPE, INC.
SECURITY 203372107 MEETING TYPE Special
TICKER SYMBOL CTV MEETING DATE 30-Dec-2010
ISIN US2033721075 AGENDA 933357899 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF OCTOBER 26, 2010, AS IT MAY BE AMENDED FROM TIME
TO TIME, BY AND AMONG COMMSCOPE, INC., CEDAR I
HOLDING COMPANY, INC. AND CEDAR I MERGER SUB, INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Special
TICKER SYMBOL RBN MEETING DATE 07-Jan-2011
ISIN US7701961036 AGENDA 933355566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 APPROVE THE ISSUANCE OF COMMON SHARES, WITHOUT PAR Management For For
VALUE, IN CONNECTION WITH THE MERGER (THE "MERGER")
CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF OCTOBER 6, 2010 (THE "MERGER
AGREEMENT"), BY & AMONG ROBBINS & MYERS, INC, T-3
ENERGY SERVICES, INC. ("T-3"), TRIPLE MERGER I, INC.
AND TRIPLE MERGER II, INC., ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO APPROVE AN ADJOURNMENT OF THE ROBBINS & Management For For
MYERS SPECIAL MEETING (IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES FOR THE APPROVAL OF THE
PROPOSAL 1).
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
The Gabelli Woodland Small Cap Value Fund
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 11-Jan-2011
ISIN US4273981021 AGENDA 933360252 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DR. EDWARD A. BOGUCZ For For
2 CARLOS C. CAMPBELL For For
3 F. JACK LIEBAU, JR. For For
4 MICHAEL N. POCALYKO For For
5 JOHN A. THONET For For
6 RAJ TATTA For For
02 PROPOSAL TO AMEND ARTICLE V OF THE COMPANY'S BYLAWS Management For For
TO MODIFY THE DEFINITION OF "INDEPENDENT DIRECTOR."
03 PROPOSAL TO AMEND SECTION 3, ARTICLE V OF THE Management For For
COMPANY'S BYLAWS TO GIVE THE AUDIT COMMITTEE
RESPONSIBILITY FOR REVIEW OF "AFFILIATE
TRANSACTIONS."
04 PROPOSAL TO AMEND ARTICLE V OF THE BYLAWS TO DELETE Management Against Against
SECTION 5, WHICH CURRENTLY REQUIRES A TWO- THIRDS
VOTE OF STOCKHOLDERS TO AMEND ARTICLE V OF THE
BYLAWS.
05 PROPOSAL TO AMEND SECTIONS 1 AND 4 OF ARTICLE V OF Management For For
THE BYLAWS TO CORRECT TYPOGRAPHICAL ERRORS.
ACTUANT CORPORATION
SECURITY 00508X203 MEETING TYPE Annual
TICKER SYMBOL ATU MEETING DATE 14-Jan-2011
ISIN US00508X2036 AGENDA 933355213 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1 DIRECTOR Management
1 ROBERT C. ARZBAECHER For For
2 GURMINDER S. BEDI For For
3 GUSTAV H.P. BOEL For For
4 THOMAS J. FISCHER For For
5 WILLIAM K. HALL For For
6 R. ALAN HUNTER For For
7 ROBERT A. PETERSON For For
8 HOLLY A. VAN DEURSEN For For
9 DENNIS K. WILLIAMS For For
2 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITOR.
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 27-Jan-2011
ISIN US7714971048 AGENDA 933361216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 ROGER W. SCHNOBRICH For For
5 BENSON SMITH For For
02 RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011
03 ADVISORY APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES
FAIR ISAAC CORPORATION
SECURITY 303250104 MEETING TYPE Annual
TICKER SYMBOL FICO MEETING DATE 01-Feb-2011
ISIN US3032501047 AGENDA 933362030 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: A. GEORGE BATTLE Management For For
1B ELECTION OF DIRECTOR: NICHOLAS F. GRAZIANO Management For For
1C ELECTION OF DIRECTOR: MARK N. GREENE Management For For
1D ELECTION OF DIRECTOR: ALEX W. HART Management For For
1E ELECTION OF DIRECTOR: JAMES D. KRISNER Management For For
1F ELECTION OF DIRECTOR: WILLIAM J. LANSING Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
The Gabelli Woodland Small Cap Value Fund
1G ELECTION OF DIRECTOR: RAHUL N. MERCHANT Management For For
1H ELECTION OF DIRECTOR: MARGARET L. TAYLOR Management For For
1I ELECTION OF DIRECTOR: DUANE E. WHITE Management For For
02 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO THE COMPANY'S EXECUTIVE OFFICER
COMPENSATION AS DISCLOSED IN THIS PROXY STATEMENT.
03 ADVISORY (NON-BINDING) VOTE ON THE DESIRED FREQUENCY Management Abstain Against
OF SEEKING APPROVAL OF THE COMPANY'S EXECUTIVE
OFFICER COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR.
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 03-Feb-2011
ISIN US3984331021 AGENDA 933360048 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 BERTRAND M. BELL For For
2 ROBERT G. HARRISON For For
3 RONALD J. KRAMER For For
4 MARTIN S. SUSSMAN For For
02 APPROVAL OF THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
03 SELECTION OF VOTING FREQUENCY FOR FUTURE ADVISORY Management Abstain Against
VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 APPROVAL OF THE GRIFFON CORPORATION 2011 EQUITY Management Against Against
INCENTIVE PLAN.
05 APPROVAL OF THE GRIFFON CORPORATION 2011 PERFORMANCE Management For For
BONUS PLAN.
06 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE Management For For
OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
MTS SYSTEMS CORPORATION
SECURITY 553777103 MEETING TYPE Annual
TICKER SYMBOL MTSC MEETING DATE 09-Feb-2011
ISIN US5537771033 AGENDA 933361660 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DAVID J. ANDERSON For For
2 JEAN-LOU CHAMEAU For For
3 LAURA B. HAMILTON For For
4 BRENDAN C. HEGARTY For For
5 EMILY M. LIGGETT For For
6 WILLIAM V. MURRAY For For
7 BARB J. SAMARDZICH For For
8 GAIL P. STEINEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011.
03 TO APPROVE THE MTS SYSTEMS CORPORATION 2011 STOCK Management Against Against
INCENTIVE PLAN.
04 TO APPROVE THE MTS SYSTEMS CORPORATION 2012 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
05 TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
06 TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING THE Management Abstain Against
FREQUENCY OF THE VOTING ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
KEY TECHNOLOGY, INC.
SECURITY 493143101 MEETING TYPE Annual
TICKER SYMBOL KTEC MEETING DATE 11-Feb-2011
ISIN US4931431013 AGENDA 933362004 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DAVID M. CAMP For For
2 RICHARD LAWRENCE For For
02 PROPOSAL TO CONSIDER ADVISORY APPROVAL OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 PROPOSAL TO CONDUCT AN ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO CONSIDER APPROVAL OF THE COMPANY'S 2010 Management Against Against
EQUITY INCENTIVE PLAN.
05 PROPOSAL TO RATIFY SELECTION OF GRANT THORNTON LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE 2011 FISCAL YEAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
The Gabelli Woodland Small Cap Value Fund
LIQUIDITY SERVICES, INC.
SECURITY 53635B107 MEETING TYPE Annual
TICKER SYMBOL LQDT MEETING DATE 16-Feb-2011
ISIN US53635B1070 AGENDA 933368094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 PHILLIP A. CLOUGH For For
2 GEORGE H. ELLIS For For
3 JAIME MATEUS-TIQUE For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2011.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
POWELL INDUSTRIES, INC.
SECURITY 739128106 MEETING TYPE Annual
TICKER SYMBOL POWL MEETING DATE 23-Feb-2011
ISIN US7391281067 AGENDA 933365529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 EUGENE L. BUTLER For For
2 CHRISTOPHER E. CRAGG For For
3 BONNIE V. HANCOCK For For
02 TO HOLD A STOCKHOLDER ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF EXECUTIVES, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND
ANY RELATED MATERIAL DISCLOSED IN THIS PROXY
STATEMENT ("SAY-ON-PAY").
03 TO HOLD A VOTE ON WHETHER THE COMPANY WILL CONDUCT Management Abstain Against
FUTURE SAY-ON-PAY VOTES EVERY YEAR, EVERY TWO YEARS
OR EVERY THREE YEARS.
ALBERTO-CULVER COMPANY
SECURITY 013078100 MEETING TYPE Annual
TICKER SYMBOL ACV MEETING DATE 24-Feb-2011
ISIN US0130781000 AGENDA 933368878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 THOMAS A. DATTILO For For
2 JIM EDGAR For For
3 SAM J. SUSSER For For
02 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
03 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Special
TICKER SYMBOL ASCMA MEETING DATE 24-Feb-2011
ISIN US0436321089 AGENDA 933368931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 PROPOSAL TO APPROVE THE SALE OF 100% OF OUR CONTENT Management Against Against
DISTRIBUTION BUSINESS UNIT TO ENCOMPASS DIGITAL
MEDIA, INC. AND ITS WHOLLY-OWNED SUBSIDIARY.
J.CREW GROUP, INC.
SECURITY 46612H402 MEETING TYPE Special
TICKER SYMBOL JCG MEETING DATE 01-Mar-2011
ISIN US46612H4020 AGENDA 933370087 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
NOVEMBER 23, 2010, AS AMENDED BY AMENDMENT NO. 1
TO THE AGREEMENT AND PLAN OF MERGER, DATED
JANUARY 18, 2011 (AS AMENDED, THE "MERGER AGREEMENT")
WITH CHINOS HOLDINGS, INC., ("PARENT"), AND CHINOS
ACQUISITION CORPORATION, ("MERGER SUB") AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 9
The Gabelli Woodland Small Cap Value Fund
THE TORO COMPANY
SECURITY 891092108 MEETING TYPE Annual
TICKER SYMBOL TTC MEETING DATE 15-Mar-2011
ISIN US8910921084 AGENDA 933368842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 JEFFREY M. ETTINGER For For
2 KATHERINE J. HARLESS For For
3 INGE G. THULIN For For
4 MICHAEL J. HOFFMAN For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING OCTOBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTE.
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Annual
TICKER SYMBOL RBN MEETING DATE 22-Mar-2011
ISIN US7701961036 AGENDA 933375051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 ANDREW G. LAMPEREUR For For
2 THOMAS P. LOFTIS For For
3 DALE L. MEDFORD For For
4 ALBERT J. NEUPAVER For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING AUGUST
31, 2011.
03 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF THE Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Annual
TICKER SYMBOL TIER MEETING DATE 07-Apr-2011
ISIN US88650Q1004 AGENDA 933387931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 MORGAN P. GUENTHER For For
3 JAMES C. HALE For For
4 ALEX P. HART For For
5 PHILIP G. HEASLEY For For
6 DAVID A. POE For For
7 ZACHARY F. SADEK For For
8 KATHERINE A. SCHIPPER For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO APPROVE HOLDING FUTURE EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTES EVERY ONE YEAR, TWO YEARS, OR THREE
YEARS, AS INDICATED.
04 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
AEP INDUSTRIES INC.
SECURITY 001031103 MEETING TYPE Annual
TICKER SYMBOL AEPI MEETING DATE 12-Apr-2011
ISIN US0010311035 AGENDA 933377120 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 KENNETH AVIA For For
2 LAWRENCE R. NOLL For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 10
The Gabelli Woodland Small Cap Value Fund
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 14-Apr-2011
ISIN US3596941068 AGENDA 933375291 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 J. MICHAEL LOSH For For
2 LEE R. MITAU For For
3 R. WILLIAM VAN SANT For For
02 A NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
DISCLOSED IN THE ATTACHED PROXY STATEMENT.
03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
3, 2011.
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 18-Apr-2011
ISIN US2243991054 AGENDA 933380482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: E. THAYER BIGELOW Management For For
1B ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. Management For For
1C ELECTION OF DIRECTOR: RONALD F. MCKENNA Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2011
03 APPROVAL OF ANNUAL INCENTIVE PLAN Management For For
04 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION
05 SAY WHEN ON PAY - AN ADVISORY VOTE ON APPROVAL OF Management Abstain Against
THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
VALMONT INDUSTRIES, INC.
SECURITY 920253101 MEETING TYPE Annual
TICKER SYMBOL VMI MEETING DATE 26-Apr-2011
ISIN US9202531011 AGENDA 933383832 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 MOGENS C. BAY For For
2 WALTER SCOTT, JR. For For
3 CLARK T. RANDT, JR. For For
02 PROPOSAL TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
04 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS FOR FISCAL 2011.
FMC CORPORATION
SECURITY 302491303 MEETING TYPE Annual
TICKER SYMBOL FMC MEETING DATE 26-Apr-2011
ISIN US3024913036 AGENDA 933390419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: EDWARD J. MOONEY Management For For
1B ELECTION OF DIRECTOR: ENRIQUE J. SOSA Management For For
1C ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 11
The Gabelli Woodland Small Cap Value Fund
HARSCO CORPORATION
SECURITY 415864107 MEETING TYPE Annual
TICKER SYMBOL HSC MEETING DATE 26-Apr-2011
ISIN US4158641070 AGENDA 933395419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 K.G. EDDY For For
2 D.C. EVERITT For For
3 S.D. FAZZOLARI For For
4 S.E. GRAHAM For For
5 T.D. GROWCOCK For For
6 H.W. KNUEPPEL For For
7 J.M. LOREE For For
8 A.J. SORDONI III For For
9 R.C. WILBURN For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES.
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 27-Apr-2011
ISIN US4835481031 AGENDA 933375734 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1 DIRECTOR Management
1 BRIAN E. BARENTS For For
2 GEORGE E. MINNICH For For
3 THOMAS W. RABAUT For For
2 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
3 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
EXECUTIVE COMPENSATION ADVISORY VOTE.
4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
TCF FINANCIAL CORPORATION
SECURITY 872275102 MEETING TYPE Annual
TICKER SYMBOL TCB MEETING DATE 27-Apr-2011
ISIN US8722751026 AGENDA 933380103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RAYMOND L. BARTON For For
2 PETER BELL For For
3 WILLIAM F. BIEBER For For
4 THEODORE J. BIGOS For For
5 WILLIAM A. COOPER For For
6 THOMAS A. CUSICK For For
7 LUELLA G. GOLDBERG For For
8 KAREN L. GRANDSTRAND For For
9 GEORGE G. JOHNSON For For
10 VANCE K. OPPERMAN For For
11 GREGORY J. PULLES For For
12 GERALD A. SCHWALBACH For For
13 RALPH STRANGIS For For
14 BARRY N. WINSLOW For For
15 RICHARD A. ZONA For For
02 APPROVE AN INCREASE IN THE NUMBER OF AUTHORIZED Management For For
SHARES RESERVED FOR ISSUANCE UNDER THE TCF
EMPLOYEES STOCK PURCHASE PLAN - SUPPLEMENTAL PLAN
03 APPROVE REVISED AND ADDITIONAL PERFORMANCE CRITERIA Management For For
UNDER THE TCF PERFORMANCE-BASED COMPENSATION POLICY
04 APPROVE REVISED AND ADDITIONAL PERFORMANCE CRITERIA Management For For
UNDER THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
05 APPROVE AN AMENDED AND RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS
06 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT
07 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE Management Abstain Against
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT
08 ADVISORY (NON-BINDING) VOTE ON THE APPOINTMENT OF Management For For
KPMG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
The Gabelli Woodland Small Cap Value Fund
DELUXE CORPORATION
SECURITY 248019101 MEETING TYPE Annual
TICKER SYMBOL DLX MEETING DATE 27-Apr-2011
ISIN US2480191012 AGENDA 933381030 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RONALD C. BALDWIN For For
2 CHARLES A. HAGGERTY For For
3 DON J. MCGRATH For For
4 C.E. MAYBERRY MCKISSACK For For
5 NEIL J. METVINER For For
6 STEPHEN P. NACHTSHEIM For For
7 MARY ANN O'DWYER For For
8 MARTYN R. REDGRAVE For For
9 LEE J. SCHRAM For For
02 RESOLVED, THAT THE SHAREHOLDERS APPROVE, ON AN Management Abstain Against
ADVISORY BASIS, THE COMPENSATION OF DELUXE'S
NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS SECTION,
THE COMPENSATION TABLES AND THE NARRATIVE DISCLOSURES
THAT ACCOMPANY THE COMPENSATION TABLES SET FORTH
IN THIS PROXY STATEMENT.
03 THE PREFERRED FREQUENCY WITH WHICH DELUXE IS TO HOLD Management Abstain Against
A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS IS EVERY 1 YEAR,
EVERY 2 YEARS OR EVERY 3 YEARS.
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS DELUXE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
FAMOUS DAVE'S OF AMERICA, INC.
SECURITY 307068106 MEETING TYPE Annual
TICKER SYMBOL DAVE MEETING DATE 03-May-2011
ISIN US3070681065 AGENDA 933388729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 CHRISTOPHER O'DONNELL For For
2 K. JEFFREY DAHLBERG For For
3 WALLACE B. DOOLIN For For
4 LISA A. KRO For For
5 RICHARD L. MONFORT For For
6 DEAN A. RIESEN For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND Management Against Against
RESTATED 2005 STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER FROM 950,000 SHARES TO 1,400,000
SHARES.
03 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2011.
SPIRIT AEROSYSTEMS HOLDINGS INC
SECURITY 848574109 MEETING TYPE Annual
TICKER SYMBOL SPR MEETING DATE 03-May-2011
ISIN US8485741099 AGENDA 933404256 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 CHARLES L. CHADWELL For For
2 IVOR EVANS For For
3 PAUL FULCHINO For For
4 RICHARD GEPHARDT For For
5 ROBERT JOHNSON For For
6 RONALD KADISH For For
7 TAWFIQ POPATIA For For
8 FRANCIS RABORN For For
9 JEFFREY L. TURNER For For
10 JAMES L. WELCH For For
02 APPROVE AN AMENDMENT TO THE COMPANY'S LONG- TERM Management For For
INCENTIVE PLAN.
03 APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 VOTE ON AN ADVISORY BASIS ON THE FREQUENCY OF AN Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
05 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
The Gabelli Woodland Small Cap Value Fund
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 04-May-2011
ISIN US4811301021 AGENDA 933387373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 STEVEN J. SMITH For For
2 MARY ELLEN STANEK For For
3 OWEN SULLIVAN For For
02 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT
03 NON-BINDING PREFERENCE AS TO HOW FREQUENTLY Management
SHAREHOLDERS WILL VOTE ON A NON-BINDING RESOLUTION
TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN FUTURE YEARS
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 25, 2011
CHURCH & DWIGHT CO., INC.
SECURITY 171340102 MEETING TYPE Annual
TICKER SYMBOL CHD MEETING DATE 05-May-2011
ISIN US1713401024 AGENDA 933389430 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 JOSE B. ALVAREZ For For
2 JAMES R. CRAIGIE For For
3 ROSINA B. DIXON For For
4 ROBERT D. LEBLANC For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Management Abstain Against
OFFICERS.
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2011
CONSOLIDATED FINANCIAL STATEMENTS.
GAYLORD ENTERTAINMENT COMPANY
SECURITY 367905106 MEETING TYPE Annual
TICKER SYMBOL GET MEETING DATE 05-May-2011
ISIN US3679051066 AGENDA 933404092 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 GLENN J. ANGIOLILLO For For
2 MICHAEL J. BENDER For For
3 E.K. GAYLORD II For For
4 RALPH HORN For For
5 DAVID W. JOHNSON For For
6 ELLEN LEVINE For For
7 TERRELL T. PHILEN, JR. For For
8 ROBERT S. PRATHER, JR. For For
9 COLIN V. REED For For
10 MICHAEL D. ROSE For For
11 MICHAEL I. ROTH For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2006 Management For For
OMNIBUS INCENTIVE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Management For For
COMPENSATION.
05 TO RECOMMEND, ON AN ADVISORY BASIS, WHETHER WE WILL Management 1 Year For
HAVE FUTURE ADVISORY VOTES REGARDING OUR EXECUTIVE
COMPENSATION EVERY ONE YEAR, EVERY TWO YEARS OR
EVERY THREE YEARS.
ENPRO INDUSTRIES, INC.
SECURITY 29355X107 MEETING TYPE Annual
TICKER SYMBOL NPO MEETING DATE 05-May-2011
ISIN US29355X1072 AGENDA 933414485 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 STEPHEN E. MACADAM For For
2 J.P. BOLDUC For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
The Gabelli Woodland Small Cap Value Fund
3 PETER C. BROWNING For For
4 DIANE C. CREEL For For
5 DON DEFOSSET For For
6 GORDON D. HARNETT For For
7 DAVID L. HAUSER For For
8 WILBUR J. PREZZANO, JR. For For
02 ON AN ADVISORY BASIS, TO APPROVE THE COMPENSATION TO Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS
PROXY STATEMENT.
03 ON AN ADVISORY BASIS, WHETHER FUTURE ADVISORY VOTES Management Abstain Against
TO APPROVE EXECUTIVE COMPENSATION SHOULD BE HELD.
04 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
THE BRINK'S COMPANY
SECURITY 109696104 MEETING TYPE Annual
TICKER SYMBOL BCO MEETING DATE 06-May-2011
ISIN US1096961040 AGENDA 933392300 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 APPROVE AMENDMENTS TO THE AMENDED AND RESTATED Management For For
ARTICLES OF INCORPORATION RELATING TO THE SIZE OF
THE BOARD OF DIRECTORS.
02 DIRECTOR Management
1 MARC C. BRESLAWSKY For For
2 MICHAEL T. DAN For For
03 APPROVE THE AMENDED AND RESTATED KEY EMPLOYEES Management For For
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING Management Abstain Against
TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
05 PROVIDE A NON-BINDING ADVISORY VOTE AS TO THE Management Abstain Against
FREQUENCY (EVERY ONE, TWO OR THREE YEARS) OF THE
NON-BINDING SHAREHOLDER VOTE ON THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
06 APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION Management For For
OF KPMG LLP AS AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE ACCOUNTS OF THE COMPANY
AND ITS SUBSIDIARIES FOR 2011.
PENSKE AUTOMOTIVE GROUP, INC.
SECURITY 70959W103 MEETING TYPE Annual
TICKER SYMBOL PAG MEETING DATE 10-May-2011
ISIN US70959W1036 AGENDA 933396942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 JOHN D. BARR For For
2 MICHAEL R. EISENSON For For
3 ROBERT H. KURNICK, JR. For For
4 WILLIAM J. LOVEJOY For For
5 KIMBERLY J. MCWATERS For For
6 YOSHIMI NAMBA For For
7 LUCIO A. NOTO For For
8 ROGER S. PENSKE For For
9 RICHARD J. PETERS For For
10 RONALD G. STEINHART For For
11 H. BRIAN THOMPSON For For
02 FOR RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT AUDITING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING.
AIR TRANSPORT SERVICES GROUP, INC.
SECURITY 00922R105 MEETING TYPE Annual
TICKER SYMBOL ATSG MEETING DATE 10-May-2011
ISIN US00922R1059 AGENDA 933399722 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 JAMES H. CAREY For For
2 JOHN D. GEARY For For
3 J. CHRISTOPHER TEETS For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
The Gabelli Woodland Small Cap Value Fund
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
TRIMAS CORPORATION
SECURITY 896215209 MEETING TYPE Annual
TICKER SYMBOL TRS MEETING DATE 10-May-2011
ISIN US8962152091 AGENDA 933410538 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RICHARD M. GABRYS For For
2 EUGENE A. MILLER For For
02 TO APPROVE THE TRIMAS CORPORATION 2011 OMNIBUS Management Against Against
INCENTIVE COMPENSATION PLAN.
03 TO APPROVE A NON-BINDING, ADVISORY VOTE REGARDING Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING THE Management Abstain Against
FREQUENCY OF VOTING ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 11-May-2011
ISIN US6027201044 AGENDA 933396447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DIANE M. PEARSE For For
2 L. EDWARD SHAW, JR. For For
3 WILLIAM M. LAMBERT For For
02 APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED AND Management Against Against
RESTATED 2008 MANAGEMENT EQUITY INCENTIVE PLAN.
03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
05 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
POLYONE CORPORATION
SECURITY 73179P106 MEETING TYPE Annual
TICKER SYMBOL POL MEETING DATE 11-May-2011
ISIN US73179P1066 AGENDA 933398681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 J. DOUGLAS CAMPBELL For For
2 DR. CAROL A. CARTWRIGHT For For
3 RICHARD H. FEARON For For
4 GORDON D. HARNETT For For
5 RICHARD A. LORRAINE For For
6 EDWARD J. MOONEY For For
7 STEPHEN D. NEWLIN For For
8 WILLIAM H. POWELL For For
9 FARAH M. WALTERS For For
02 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION ON NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
03 PROPOSAL TO APPROVE HOLDING AN ADVISORY VOTE ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION EVERY ONE, TWO
OR THREE YEARS, AS INDICATED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS POLYONE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
QUAKER CHEMICAL CORPORATION
SECURITY 747316107 MEETING TYPE Annual
TICKER SYMBOL KWR MEETING DATE 11-May-2011
ISIN US7473161070 AGENDA 933414601 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 MICHAEL F. BARRY For For
2 ROBERT E. CHAPPELL For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
The Gabelli Woodland Small Cap Value Fund
3 ROBERT H. ROCK For For
02 APPROVAL OF THE GLOBAL ANNUAL INCENTIVE PLAN. Management For For
03 APPROVAL OF THE 2011 LONG-TERM PERFORMANCE INCENTIVE Management Against Against
PLAN.
04 ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE Management Abstain Against
OFFICERS.
05 ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
06 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2011.
RIMAGE CORPORATION
SECURITY 766721104 MEETING TYPE Annual
TICKER SYMBOL RIMG MEETING DATE 11-May-2011
ISIN US7667211046 AGENDA 933425717 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 SHERMAN L. BLACK For For
2 LAWRENCE M. BENVENISTE For For
3 PHILIP D. HOTCHKISS For For
4 THOMAS F. MADISON For For
5 STEVEN M. QUIST For For
6 JAMES L. REISSNER For For
02 APPROVAL OF THE RIMAGE CORPORATION SECOND AMENDED Management Against Against
AND RESTATED 2007 STOCK INCENTIVE PLAN.
03 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 CAST AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
EXECUTIVE COMPENSATION ADVISORY VOTES.
05 A PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF Management For For
KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR RIMAGE CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
J2 GLOBAL COMMUNICATIONS, INC.
SECURITY 46626E205 MEETING TYPE Annual
TICKER SYMBOL JCOM MEETING DATE 12-May-2011
ISIN US46626E2054 AGENDA 933412885 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DOUGLAS Y. BECH For For
2 ROBERT J. CRESCI For For
3 W. BRIAN KRETZMER For For
4 RICHARD S. RESSLER For For
5 JOHN F. RIELEY For For
6 STEPHEN ROSS For For
7 MICHAEL P. SCHULHOF For For
02 TO RATIFY THE APPOINTMENT OF SINGERLEWAK LLP TO Management For For
SERVE AS THE COMPANY'S INDEPENDENT AUDITORS FOR
FISCAL 2011.
03 TO APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING OR ANY POSTPONEMENTS OR
ADJOURNMENTS THEREOF.
PICO HOLDINGS, INC.
SECURITY 693366205 MEETING TYPE Annual
TICKER SYMBOL PICO MEETING DATE 13-May-2011
ISIN US6933662057 AGENDA 933400587 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: RONALD LANGLEY Management For For
1B ELECTION OF DIRECTOR: JOHN R. HART Management For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, DISCLOSED
PURSUANT TO THE COMPANY'S DEFINITIVE PROXY STATEMENT
FOR THE 2011 ANNUAL MEETING OF SHAREHOLDERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO PERFORM THE
ANNUAL AUDIT OF OUR 2011 FINANCIAL STATEMENTS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
The Gabelli Woodland Small Cap Value Fund
TEKELEC
SECURITY 879101103 MEETING TYPE Annual
TICKER SYMBOL TKLC MEETING DATE 13-May-2011
ISIN US8791011039 AGENDA 933423876 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RONALD W. BUCKLY For For
2 ANTHONY COLALUCA, JR. For For
3 THOMAS J. COLEMAN For For
4 JEAN-YVES COURTOIS For For
5 HUBERT DE PESQUIDOUX For For
6 CAROL G. MILLS For For
7 KRISH A. PRABHU For For
8 MICHAEL P. RESSNER For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
CHEMED CORPORATION
SECURITY 16359R103 MEETING TYPE Annual
TICKER SYMBOL CHE MEETING DATE 16-May-2011
ISIN US16359R1032 AGENDA 933415540 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 KEVIN J. MCNAMARA For For
2 JOEL F. GEMUNDER For For
3 PATRICK P. GRACE For For
4 THOMAS C. HUTTON For For
5 WALTER L. KREBS For For
6 ANDREA R. LINDELL For For
7 THOMAS P. RICE For For
8 DONALD E. SAUNDERS For For
9 GEORGE J. WALSH III For For
10 FRANK E. WOOD For For
02 RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
ACCO BRANDS CORPORATION
SECURITY 00081T108 MEETING TYPE Annual
TICKER SYMBOL ABD MEETING DATE 17-May-2011
ISIN US00081T1088 AGENDA 933401046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 GEORGE V. BAYLY For For
2 KATHLEEN S. DVORAK For For
3 G. THOMAS HARGROVE For For
4 ROBERT H. JENKINS For For
5 ROBERT J. KELLER For For
6 THOMAS KROEGER For For
7 MICHAEL NORKUS For For
8 SHEILA G. TALTON For For
9 NORMAN H. WESLEY For For
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR 2011.
03 THE APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 A RECOMMENDATION, BY NON-BINDING VOTE, ON THE Management Abstain Against
FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 THE APPROVAL OF OUR AMENDED AND RESTATED 2011 Management Against Against
INCENTIVE PLAN WHICH, AMONG OTHER THINGS, INCREASES
THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 5,265,000 SHARES.
06 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
MEETING OR ANY ADJOURNMENT THEREOF.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 18
The Gabelli Woodland Small Cap Value Fund
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 17-May-2011
ISIN US4290601065 AGENDA 933410045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 ROBERT D. ALTON, JR. For For
2 JAMES W. BRACKE For For
3 R. WYNN KEARNEY, JR. For For
4 DALE E. PARKER For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSTION.
04 RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT Management For For
AUDITOR.
DINEEQUITY INC
SECURITY 254423106 MEETING TYPE Annual
TICKER SYMBOL DIN MEETING DATE 17-May-2011
ISIN US2544231069 AGENDA 933420589 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 MICHAEL S. GORDON For For
2 LARRY A. KAY For For
3 JULIA A. STEWART For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL
YEAR 2011.
03 TO APPROVE OF THE ADOPTION OF THE DINEEQUITY, INC. Management Against Against
2011 STOCK INCENTIVE PLAN.
04 TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A Management Abstain Against
STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
CASH AMERICA INTERNATIONAL, INC.
SECURITY 14754D100 MEETING TYPE Annual
TICKER SYMBOL CSH MEETING DATE 18-May-2011
ISIN US14754D1000 AGENDA 933405501 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DANIEL E. BERCE For For
2 JACK R. DAUGHERTY For For
3 DANIEL R. FEEHAN For For
4 ALBERT GOLDSTEIN For For
5 JAMES H. GRAVES For For
6 B.D. HUNTER For For
7 TIMOTHY J. MCKIBBEN For For
8 ALFRED M. MICALLEF For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
L.B. FOSTER COMPANY
SECURITY 350060109 MEETING TYPE Annual
TICKER SYMBOL FSTR MEETING DATE 18-May-2011
ISIN US3500601097 AGENDA 933408331 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 LEE B. FOSTER II For For
2 STAN L. HASSELBUSCH For For
3 PETER MCILROY II For For
4 G. THOMAS MCKANE For For
5 DIANE B. OWEN For For
6 WILLIAM H. RACKOFF For For
7 SUZANNE B. ROWLAND For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 APPROVE THE AMENDMENTS TO THE COMPANY'S 2006 OMNIBUS Management Against Against
INCENTIVE PLAN, AS AMENDED AND RESTATED.
04 APPROVE BY ADVISORY VOTE, THE COMPENSATION PAID TO Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 19
The Gabelli Woodland Small Cap Value Fund
PULSE ELECTRONICS CORP
SECURITY 74586W106 MEETING TYPE Contested-Annual
TICKER SYMBOL PULS MEETING DATE 18-May-2011
ISIN US74586W1062 AGENDA 933419411 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 THE COMPANY'S PROPOSAL TO APPROVE AMENDMENTS TO ITS Management For For
ARTICLES OF INCORPORATION AND BY-LAWS TO PROVIDE FOR
PLURALITY VOTING IN CONTESTED DIRECTOR ELECTIONS.
02 DIRECTOR Management
1 TIMOTHY E. BROG For For
2 JAMES DENNEDY For For
03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Management Abstain For
COMPENSATION. OPPOSITION HAS NO RECOMMENDATION FOR
THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE CAST AS A
VOTE TO "ABSTAIN".
04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
OPPOSITION HAS NO RECOMMENDATION FOR THIS PROPOSAL.
UNINSTRUCTED SHARES WILL BE CAST AS A VOTE FOR "1
YEAR".
ATRICURE INC.
SECURITY 04963C209 MEETING TYPE Annual
TICKER SYMBOL ATRC MEETING DATE 18-May-2011
ISIN US04963C2098 AGENDA 933426327 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 MARK A. COLLAR For For
2 DAVID J. DRACHMAN For For
3 DONALD C. HARRISON, MD For For
4 MICHAEL D. HOOVEN For For
5 RICHARD M. JOHNSTON For For
6 ELIZABETH D. KRELL, PHD For For
7 MARK R. LANNING For For
8 KAREN P. ROBARDS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2011.
SCHAWK, INC.
SECURITY 806373106 MEETING TYPE Annual
TICKER SYMBOL SGK MEETING DATE 18-May-2011
ISIN US8063731066 AGENDA 933434196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 CLARENCE W. SCHAWK For For
2 DAVID A. SCHAWK For For
3 A. ALEX SARKISIAN, ESQ. For For
4 LEONARD S. CARONIA For For
5 JUDITH W. MCCUE, ESQ. For For
6 HOLLIS W. RADEMACHER For For
7 JOHN T. MCENROE, ESQ. For For
8 MICHAEL G. O'ROURKE For For
9 STANLEY N. LOGAN For For
02 FOR THE APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 FOR THE RE-APPROVAL OF THE PERFORMANCE MEASURES Management For For
UNDER THE SCHAWK, INC. 2006 LONG-TERM INCENTIVE PLAN.
05 FOR THE APPROVAL OF THE AMENDED AND RESTATED Management For For
EMPLOYEE STOCK PURCHASE PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 20
The Gabelli Woodland Small Cap Value Fund
GRAPHIC PACKAGING HOLDING COMPANY
SECURITY 388689101 MEETING TYPE Annual
TICKER SYMBOL GPK MEETING DATE 19-May-2011
ISIN AGENDA 933393631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 G. ANDREA BOTTA For For
2 KEVIN R. BURNS For For
3 KEVIN J. CONWAY For For
4 JEFFREY H. COORS For For
5 DAVID W. SCHEIBLE For For
02 AMEND THE GRAPHIC PACKAGING HOLDING COMPANY AMENDED Management Against Against
AND RESTATED 2004 STOCK AND INCENTIVE COMPENSATION
PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS THAT Management For For
MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR ADJOURNMENTS THEREOF.
THE JONES GROUP INC.
SECURITY 48020T101 MEETING TYPE Annual
TICKER SYMBOL JNY MEETING DATE 19-May-2011
ISIN US48020T1016 AGENDA 933412431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: WESLEY R. CARD Management For For
1B ELECTION OF DIRECTOR: SIDNEY KIMMEL Management For For
1C ELECTION OF DIRECTOR: MATTHEW H. KAMENS Management For For
1D ELECTION OF DIRECTOR: GERALD C. CROTTY Management For For
1E ELECTION OF DIRECTOR: LOWELL W. ROBINSON Management For For
1F ELECTION OF DIRECTOR: DONNA F. ZARCONE Management For For
1G ELECTION OF DIRECTOR: ROBERT L. METTLER Management For For
1H ELECTION OF DIRECTOR: MARGARET H. GEORGIADIS Management For For
02 RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR THE CORPORATION
FOR THE YEAR 2011.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
IRIS INTERNATIONAL, INC.
SECURITY 46270W105 MEETING TYPE Annual
TICKER SYMBOL IRIS MEETING DATE 20-May-2011
ISIN US46270W1053 AGENDA 933426555 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 STEVEN M. BESBECK For For
2 CESAR M. GARCIA For For
3 BETH Y. KARLAN, M.D. For For
4 MICHAEL D. MATTE For For
5 RICHARD G. NADEAU, PH.D For For
6 DAVID T. DELLA PENTA For For
7 RICK TIMMINS For For
8 EDWARD F. VOBORIL For For
9 STEPHEN E. WASSERMAN For For
02 APPROVAL OF THE 2011 OMNIBUS INCENTIVE PLAN. Management Against Against
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE SELECTION OF BDO USA, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Annual
TICKER SYMBOL PNK MEETING DATE 24-May-2011
ISIN US7234561097 AGENDA 933402226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For
1B ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For
1C ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For
1D ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For
1E ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For
1F ELECTION OF DIRECTOR: LYNN P. REITNOUER Management For For
1G ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 AMENDMENT TO THE COMPANY'S 2005 EQUITY AND Management Against Against
PERFORMANCE INCENTIVE PLAN TO PERMIT A ONE-TIME
VALUE-FOR-VALUE STOCK OPTION EXCHANGE PROGRAM.
04 ADVISORY RESOLUTION REGARDING COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 21
The Gabelli Woodland Small Cap Value Fund
HOOPER HOLMES, INC.
SECURITY 439104100 MEETING TYPE Annual
TICKER SYMBOL HH MEETING DATE 24-May-2011
ISIN US4391041005 AGENDA 933415045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RANSOM J. PARKER For For
2 DR. ELAINE L. RIGOLOSI For For
3 THOMAS A. WATFORD For For
02 APPROVAL OF THE COMPANY'S 2011 OMNIBUS EMPLOYEE Management Against Against
INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
RAVEN INDUSTRIES, INC.
SECURITY 754212108 MEETING TYPE Annual
TICKER SYMBOL RAVN MEETING DATE 24-May-2011
ISIN US7542121089 AGENDA 933417962 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 ANTHONY W. BOUR For For
2 THOMAS S. EVERIST For For
3 MARK E. GRIFFIN For For
4 KEVIN T. KIRBY For For
5 MARC E. LEBARON For For
6 CYNTHIA H. MILLIGAN For For
7 DANIEL A. RYKHUS For For
02 TO APPROVE IN A NON-BINDING ADVISORY VOTE THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS DISCLOSED IN
THE PROXY STATEMENT.
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against
PREFERRED FREQUENCY OF ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY'S CURRENT FISCAL YEAR.
S1 CORPORATION
SECURITY 78463B101 MEETING TYPE Annual
TICKER SYMBOL SONE MEETING DATE 24-May-2011
ISIN US78463B1017 AGENDA 933418077 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RAM GUPTA For For
2 GREGORY J. OWENS For For
02 RATIFY THE APPOINTMENT OF AN INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
PRGX GLOBAL, INC.
SECURITY 69357C503 MEETING TYPE Annual
TICKER SYMBOL PRGX MEETING DATE 24-May-2011
ISIN US69357C5031 AGENDA 933424272 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 DAVID A. COLE* For For
2 PHILLIP J MAZZILLI, JR* For For
3 ARCHELLE G. FELDSHON* For For
4 PATRICK M. BYRNE** For For
02 RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS Management For For
PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Management Abstain Against
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 FREQUENCY OF FUTURE ADVISORY VOTES ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 22
The Gabelli Woodland Small Cap Value Fund
INTERMEC, INC.
SECURITY 458786100 MEETING TYPE Annual
TICKER SYMBOL IN MEETING DATE 25-May-2011
ISIN US4587861000 AGENDA 933414269 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: PATRICK J. BYRNE Management For For
1B ELECTION OF DIRECTOR: ERIC J. DRAUT Management For For
1C ELECTION OF DIRECTOR: GREGORY K. HINCKLEY Management For For
1D ELECTION OF DIRECTOR: LYDIA H. KENNARD Management For For
1E ELECTION OF DIRECTOR: ALLEN J. LAUER Management For For
1F ELECTION OF DIRECTOR: STEPHEN P. REYNOLDS Management For For
1G ELECTION OF DIRECTOR: STEVEN B. SAMPLE Management For For
1H ELECTION OF DIRECTOR: OREN G. SHAFFER Management For For
1I ELECTION OF DIRECTOR: LARRY D. YOST Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INTERMEC, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 ADOPT ADVISORY RESOLUTION APPROVING COMPENSATION OF Management Abstain Against
INTERMEC, INC.'S NAMED EXECUTIVE OFFICERS FOR 2010.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON THE COMPENSATION OF INTERMEC, INC.'S NAMED
EXECUTIVE OFFICERS.
05 APPROVE AMENDMENT TO THE INTERMEC, INC. 2008 OMNIBUS Management Against Against
INCENTIVE PLAN.
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 25-May-2011
ISIN US3135494041 AGENDA 933419651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 GEORGE FELDENKREIS For For
4 VINCENT J. INTRIERI For For
5 J. MICHAEL LAISURE For For
6 SAMUEL J. MERKSAMER For For
7 DANIEL A. NINIVAGGI For For
8 DAVID S. SCHECHTER For For
9 NEIL S. SUBIN For For
10 JAMES H. VANDENBERGHE For For
02 AN ADVISORY, NON-BINDING VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY AN ADVISORY, NON-BINDING VOTE, THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
NEUTRAL TANDEM, INC.
SECURITY 64128B108 MEETING TYPE Annual
TICKER SYMBOL TNDM MEETING DATE 25-May-2011
ISIN US64128B1089 AGENDA 933437762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RIAN J. WREN For For
2 JAMES P. HYNES For For
3 PETER J. BARRIS For For
4 ROBERT C. HAWK For For
5 LAWRENCE M. INGENERI For For
6 G. EDWARD EVANS For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS NEUTRAL TANDEM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 23
The Gabelli Woodland Small Cap Value Fund
COLLECTIVE BRANDS, INC.
SECURITY 19421W100 MEETING TYPE Annual
TICKER SYMBOL PSS MEETING DATE 26-May-2011
ISIN US19421W1009 AGENDA 933422230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 ROBERT F. MORAN For For
2 MATTHEW A. OUIMET For For
3 MATTHEW E. RUBEL For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
SAFEGUARD SCIENTIFICS, INC.
SECURITY 786449207 MEETING TYPE Annual
TICKER SYMBOL SFE MEETING DATE 26-May-2011
ISIN US7864492076 AGENDA 933427759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 PETER J. BONI For For
2 JULIE A. DOBSON For For
3 ANDREW E. LIETZ For For
4 GEORGE MACKENZIE For For
5 GEORGE D. MCCLELLAND For For
6 JACK L. MESSMAN For For
7 JOHN J. ROBERTS For For
8 ROBERT J. ROSENTHAL For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2011.
03 ADVISORY RESOLUTION CONCERNING THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE CONCERNING THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES CONCERNING EXECUTIVE COMPENSATION.
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 26-May-2011
ISIN US3843131026 AGENDA 933429690 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 NATHAN MILIKOWSKY For For
6 MICHAEL C. NAHL For For
7 STEVEN R. SHAWLEY For For
8 CRAIG S. SHULAR For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, HOW Management Abstain Against
FREQUENTLY WE WILL HAVE FUTURE ADVISORY VOTES ON
OUR EXECUTIVE COMPENSATION - EVERY ONE, TWO OR
THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR ENDING DECEMBER 31, 2011.
ALBANY INTERNATIONAL CORP.
SECURITY 012348108 MEETING TYPE Annual
TICKER SYMBOL AIN MEETING DATE 27-May-2011
ISIN US0123481089 AGENDA 933416794 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1A ELECTION OF DIRECTOR: JOHN F. CASSIDY, JR. Management For For
1B ELECTION OF DIRECTOR: PAULA H.J. CHOLMONDELEY Management For For
1C ELECTION OF DIRECTOR: EDGAR G. HOTARD Management For For
1D ELECTION OF DIRECTOR: ERLAND E. KAILBOURNE Management For For
1E ELECTION OF DIRECTOR: JOSEPH G. MORONE Management For For
1F ELECTION OF DIRECTOR: JUHANI PAKKALA Management For For
1G ELECTION OF DIRECTOR: CHRISTINE L. STANDISH Management For For
1H ELECTION OF DIRECTOR: JOHN C. STANDISH Management For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
VOTING ON EXECUTIVE COMPENSATION.
05 TO APPROVE THE COMPANY'S 2011 INCENTIVE COMPENSATION Management For For
PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 24
The Gabelli Woodland Small Cap Value Fund
TRANSACT TECHNOLOGIES INCORPORATED
SECURITY 892918103 MEETING TYPE Annual
TICKER SYMBOL TACT MEETING DATE 27-May-2011
ISIN US8929181035 AGENDA 933422747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 THOMAS R. SCHWARZ For For
2 BART C. SHULDMAN For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
VISHAY INTERTECHNOLOGY, INC.
SECURITY 928298108 MEETING TYPE Annual
TICKER SYMBOL VSH MEETING DATE 01-Jun-2011
ISIN US9282981086 AGENDA 933421240 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 ELIYAHU HURVITZ For For
2 DR. ABRAHAM LUDOMIRSKI For For
3 WAYNE M. ROGERS For For
4 RONALD RUZIC For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
VISHAY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 THE ADVISORY APPROVAL OF THE COMPENSATION OF THE Management Abstain Against
COMPANY'S EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF Management Abstain Against
THE COMPANY'S EXECUTIVE OFFICERS.
ODYSSEY MARINE EXPLORATION, INC.
SECURITY 676118102 MEETING TYPE Annual
TICKER SYMBOL OMEX MEETING DATE 01-Jun-2011
ISIN US6761181022 AGENDA 933421276 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 BRADFORD B. BAKER For For
2 DAVID J. BEDERMAN For For
3 MAX H. COHEN For For
4 MARK D. GORDON For For
5 DAVID J. SAUL For For
6 JON D. SAWYER For For
7 GREGORY P. STEMM For For
02 NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
03 NON-BINDING ADVISORY VOTE TO DETERMINE THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF FERLITA, WALSH & Management For For
GONZALEZ, P.A. AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
05 TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE Management For For
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF
THE COMPANY TO 150,000,000.
DYNAMICS RESEARCH CORPORATION
SECURITY 268057106 MEETING TYPE Annual
TICKER SYMBOL DRCO MEETING DATE 01-Jun-2011
ISIN US2680571062 AGENDA 933421391 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 JAMES P. REGAN For For
2 RICHARD G. TENNANT For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
TRANSCEND SERVICES, INC.
SECURITY 893929208 MEETING TYPE Annual
TICKER SYMBOL TRCR MEETING DATE 01-Jun-2011
ISIN US8939292087 AGENDA 933425856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 JOSEPH G. BLESER For For
2 JOSEPH P. CLAYTON For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 25
The Gabelli Woodland Small Cap Value Fund
3 JAMES D. EDWARDS For For
4 LARRY G. GERDES For For
5 WALTER S. HUFF, JR. For For
6 CHARLES E. THOELE For For
02 TO AMEND THE TRANSCEND SERVICES, INC. 2009 STOCK Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR GRANT THEREUNDER BY 500,000 SHARES
AND TO REQUIRE STOCKHOLDER APPROVAL TO REPRICE
AWARDS UNDER THE PLAN.
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
05 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
MACQUARIE INFRASTRUCTURE CO. LLC
SECURITY 55608B105 MEETING TYPE Annual
TICKER SYMBOL MIC MEETING DATE 02-Jun-2011
ISIN US55608B1052 AGENDA 933428991 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 NORMAN H. BROWN, JR. For For
2 GEORGE W. CARMANY, III For For
3 WILLIAM H. WEBB For For
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 THE APPROVAL, ON AN ADVISORY BASIS, OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY YEAR.
VISHAY PRECISION GROUP,INC.
SECURITY 92835K103 MEETING TYPE Annual
TICKER SYMBOL VPG MEETING DATE 02-Jun-2011
ISIN AGENDA 933441709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 MARC ZANDMAN For For
2 DR. SAMUEL BROYDO For For
3 SAUL REIBSTEIN For For
4 TIMOTHY TALBERT For For
5 ZIV SHOSHANI For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
VISHAY PRECISION GROUP, INC.'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT TO VISHAY PRECISION GROUP, Management For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION.
04 TO APPROVE THE NON-BINDING RESOLUTION RELATING TO Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
GEORESOURCES, INC.
SECURITY 372476101 MEETING TYPE Annual
TICKER SYMBOL GEOI MEETING DATE 07-Jun-2011
ISIN US3724761016 AGENDA 933446470 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 FRANK A. LODZINSKI For For
2 COLLIS P. CHANDLER, III For For
3 JAY F. JOLIAT For For
4 BRYANT W. SEAMAN, III For For
5 MICHAEL A. VLASIC For For
6 NICK L. VOLLER For For
7 DONALD J. WHELLEY For For
02 AMENDMENT TO THE GEORESOURCES 2004 AMENDED AND Management Against Against
RESTATED EMPLOYEES' STOCK INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 26
The Gabelli Woodland Small Cap Value Fund
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 08-Jun-2011
ISIN US2803581022 AGENDA 933440062 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO APPROVE THE PROPOSED AMENDMENT TO THE EDGEWATER Management For For
TECHNOLOGY, INC. 2008 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE AUTHORIZED SHARES UNDER THE PLAN
FROM 500,000 TO 1,200,000
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Management Abstain Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
5 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2011
INVESTMENT TECHNOLOGY GROUP, INC.
SECURITY 46145F105 MEETING TYPE Annual
TICKER SYMBOL ITG MEETING DATE 14-Jun-2011
ISIN US46145F1057 AGENDA 933444755 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 J. WILLIAM BURDETT For For
2 MINDER CHENG For For
3 CHRISTOPHER V. DODDS For For
4 ROBERT C. GASSER For For
5 TIMOTHY L. JONES For For
6 KEVIN J.P. O'HARA For For
7 MAUREEN O'HARA For For
8 STEVEN S. WOOD For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
STEINER LEISURE LIMITED
SECURITY P8744Y102 MEETING TYPE Annual
TICKER SYMBOL STNR MEETING DATE 14-Jun-2011
ISIN BSP8744Y1024 AGENDA 933445707 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 LEONARD I. FLUXMAN For For
2 MICHELE STEINER WARSHAW For For
3 STEVEN J. PRESTON For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 14-Jun-2011
ISIN US0490792050 AGENDA 933449868 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE- Management Against Against
NETWORK, INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER
THE PLAN.
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION VOTES.
04 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 27
The Gabelli Woodland Small Cap Value Fund
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
05 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR
FOR 2011.
UNIVERSAL DISPLAY CORPORATION
SECURITY 91347P105 MEETING TYPE Annual
TICKER SYMBOL PANL MEETING DATE 23-Jun-2011
ISIN US91347P1057 AGENDA 933437128 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 DIRECTOR Management
1 STEVEN V. ABRAMSON For For
2 LEONARD BECKER For For
3 ELIZABETH H. GEMMILL For For
4 C. KEITH HARTLEY For For
5 LAWRENCE LACERTE For For
6 SIDNEY D. ROSENBLATT For For
7 SHERWIN I. SELIGSOHN For For
02 APPROVAL OF A PROPOSAL TO INCREASE THE NUMBER OF Management For For
SHARES AUTHORIZED FOR ISSUANCE UNDER THE EQUITY
COMPENSATION PLAN
03 APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION Management Abstain Against
REGARDING EXECUTIVE COMPENSATION
04 NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
LAWSON SOFTWARE, INC.
SECURITY 52078P102 MEETING TYPE Special
TICKER SYMBOL LWSN MEETING DATE 29-Jun-2011
ISIN US52078P1021 AGENDA 933475142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ----------------------------------------------------- -------------- ------------ ----------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 26,
2011, BY AND AMONG LAWSON SOFTWARE, INC., OR LAWSON,
GGC SOFTWARE HOLDINGS, INC., OR PARENT, AND ATLANTIS
MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF
PARENT, AS IT MAY BE AMENDED FROM TIME TO TIME.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
ALLOW FOR THE SOLICITATION OF ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT
IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT.
03 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN Management Abstain Against
COMPENSATION ARRANGEMENTS FOR LAWSON'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli Equity Series Funds, Inc.
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 10, 2011
* Print the name and title of each signing officer under his or her signature.