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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22026
Gabelli SRI Green Fund, Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: March 31
Date of reporting period: July 1, 2010 - June 30, 2011
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
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PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 1
Investment Company Report
WESTPORT INNOVATIONS INC.
SECURITY 960908309 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL WPRT MEETING DATE 15-Jul-2010
ISIN CA9609083097 AGENDA 933304482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 JOHN A. BEAULIEU For For
2 WARREN J. BAKER For For
3 M.A. (JILL) BODKIN For For
4 DAVID R. DEMERS For For
5 DEZSO J. HORVATH For For
6 SARAH LIAO SAU TUNG For For
7 ALBERT MARINGER For For
8 GOTTFRIED (GUFF) MUENCH For For
02 APPOINTMENT OF KPMG LLP, AS AUDITORS OF THE Management For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE THE ADOPTION OF THE OMNIBUS INCENTIVE Management Against Against
PLAN OF THE CORPORATION AS FULLY DESCRIBED IN THE
CORPORATION'S ACCOMPANYING INFORMATION
CIRCULAR, DATED JUNE 1, 2010 (THE "INFORMATION
CIRCULAR") AND ATTACHED THERETO AS SCHEDULE "B".
GEOMET, INC.
SECURITY 37250U201 MEETING TYPE Special
TICKER SYMBOL GMET MEETING DATE 20-Jul-2010
ISIN US37250U2015 AGENDA 933305953 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 TO APPROVE A RIGHTS OFFERING GRANTING Management For For
STOCKHOLDERS ONE RIGHT TO PURCHASE ONE SHARE
OF SERIES A CONVERTIBLE REDEEMABLE PREFERRED
STOCK, PAR VALUE $0.001 PER SHARE ("PREFERRED
STOCK"), ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE THE INVESTMENT AGREEMENT, DATED AS OF Management For For
JUNE 2, 2010 BETWEEN THE COMPANY AND SHERWOOD
ENERGY, LLC ("SHERWOOD"), PURSUANT TO WHICH
SHERWOOD HAS COMMITTED TO PURCHASE, FOR $10.00
PER SHARE, ANY SHARES OF PREFERRED STOCK NOT
PURCHASED IN THE RIGHTS OFFERING (THE "INVESTMENT
AGREEMENT").
SOLAR POWER INC
SECURITY 83490A100 MEETING TYPE Annual
TICKER SYMBOL SOPW MEETING DATE 21-Jul-2010
ISIN US83490A1007 AGENDA 933297485 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ----- -----------
1 DIRECTOR Management
1 STEPHEN C. KIRCHER For For
2 D. PAUL REGAN For For
3 TIMOTHY B. NYMAN For For
4 RONALD A. COHAN For For
5 FRANCIS W. CHEN For For
2 TO RATIFY THE APPOINTMENT OF MACIAS, GINI & Management For For
O'CONNELL LLP AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR THE 2010 FISCAL
YEAR.
AMERICAN SUPERCONDUCTOR CORPORATION
SECURITY 030111108 MEETING TYPE Annual
TICKER SYMBOL AMSC MEETING DATE 06-Aug-2010
ISIN US0301111086 AGENDA 933304343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 GREGORY J. YUREK For For
2 VIKRAM S. BUDHRAJA For For
3 PETER O. CRISP For For
4 RICHARD DROUIN For For
5 DAVID R. OLIVER, JR. For For
6 JOHN B. VANDER SANDE For For
7 JOHN W. WOOD, JR. For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 2
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ----- -----------
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS AMERICAN
SUPERCONDUCTOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
RENESOLA LTD
SECURITY 75971T103 MEETING TYPE Annual
TICKER SYMBOL SOL MEETING DATE 20-Aug-2010
ISIN US75971T1034 AGENDA 933312869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 TO RECEIVE, CONSIDER & APPROVE THE FINANCIAL Management For For
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2009,
TOGETHER WITH REPORTS OF AUDITORS.
02 TO RE-ELECT MARTIN BLOOM AS A DIRECTOR OF THE Management For For
COMPANY, WHO IS RETIRING BY ROTATION AND OFFERING
HIMSELF FOR RE-ELECTION IN ACCORDANCE WITH THE
COMPANY'S ARTICLES OF ASSOCIATION.
03 TO AUTHORISE THE DIRECTORS TO RE-APPOINT DELOITTE Management For For
TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID.
04 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Management For For
REMUNERATION OF THE AUDITORS.
05 THAT THE MAXIMUM NUMBER OF SHARES THE COMPANY Management For For
IS AUTHORISED TO ISSUE BE INCREASED FROM
250,000,000 SHARES OF NO PAR VALUE TO 500,000,000
SHARES OF NO PAR VALUE HAVING THE RIGHTS SET OUT
IN THE MEMORANDUM AND ARTICLES OF ASSOCIATION.
06 THAT THE 2007 SHARE INCENTIVE PLAN BE AMENDED SO Management For For
AS TO INCREASE THE NUMBER OF RESERVED SHARES
WHICH MAY BE ISSUED IN ACCORDANCE WITH THE RULES
OF THE 2007 SHARE INCENTIVE PLAN FROM 7,500,000
SHARES OF NO PAR VALUE TO 12,500,000 SHARES OF NO
PAR VALUE.
07 THAT THE ADMISSION OF THE SHARES OF NO PAR VALUE Management For For
TRADING ON AIM, A MARKET OPERATED BY LONDON
STOCK EXCHANGE PLC, BE CANCELLED.
CHINA HYDROELECTRIC CORPORATION
SECURITY 16949D101 MEETING TYPE Annual
TICKER SYMBOL CHC MEETING DATE 28-Sep-2010
ISIN US16949D1019 AGENDA 933324054 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 AMENDMENT BY SPECIAL RESOLUTION OF ARTICLE 89 OF Management Against Against
OUR ARTICLES OF ASSOCIATION TO PROVIDE FOR THE
CLASSIFICATION OF OUR DIRECTORS INTO THREE
CLASSES WITH STAGGERED THREE-YEAR TERMS, AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
2A RE-ELECTION OF JOHN D. KUHNS TO SERVE AS CLASS I Management For For
DIRECTOR FOR A THREE-YEAR TERM IN THE EVENT THAT
PROPOSAL 1 IS APPROVED; OR, RE-ELECTION OF JOHN D.
KUHNS TO SERVE AS DIRECTOR FOR A THREE-YEAR TERM
IN THE EVENT THAT PROPOSAL 1 IS NOT APPROVED.
2B RE-ELECTION OF RICHARD H. HOCHMAN TO SERVE AS Management For For
CLASS I DIRECTOR FOR A THREE-YEAR TERM IN THE
EVENT THAT PROPOSAL 1 IS APPROVED; OR, RE-ELECTION
OF RICHARD H. HOCHMAN TO SERVE AS DIRECTOR FOR A
THREE-YEAR TERM IN THE EVENT THAT PROPOSAL 1 IS
NOT APPROVED.
2C RE-ELECTION OF SHADRON LEE STASTNEY TO SERVE AS Management For For
CLASS I DIRECTOR FOR A THREE-YEAR TERM IN THE
EVENT THAT PROPOSAL 1 IS APPROVED; OR, RE-ELECTION
OF SHADRON LEE STASTNEY TO SERVE AS DIRECTOR FOR
A THREE-YEAR TERM IN THE EVENT THAT PROPOSAL 1 IS
NOT APPROVED.
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG HUA MING Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2010.
JSC RUSHYDRO
SECURITY 466294105 MEETING TYPE Special
TICKER SYMBOL RSHYY MEETING DATE 22-Oct-2010
ISIN US4662941057 AGENDA 933333914 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
1A APPROVAL OF THE TRANSACTIONS WHICH ARE IDENTIFIED Management For For
AS BEING OF INTEREST - TO APPROVE CONCLUDING OF
PLEDGE AGREEMENTS BETWEEN THE COMPANY AND
VNESHEKONOMBANK IN WHICH PARTIES ARE INTERESTED,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
1B APPROVAL OF THE TRANSACTIONS WHICH ARE IDENTIFIED Management For For
AS BEING OF INTEREST - TO APPROVE CONCLUSION OF A
GUARANTEE AGREEMENT BETWEEN THE COMPANY AND
VNESHEKONOMBANK IN WHICH PARTIES ARE INTERESTED,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 3
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
02 INCREASING THE COMPANY'S AUTHORIZED CAPITAL VIA A Management For For
FOLLOW-ON SHARE PLACEMENT - TO INCREASE
REGISTERED CAPITAL OF THE COMPANY BY PLACING
ADDITIONAL REGISTERED ORDINARY SHARES IN THE
QUANTITY OF 1,860,000,000 (ONE BILLION EIGHT HUNDRED
AND SIXTY MILLION) PIECES PAR VALUE OF 1.00 (ONE)
RUBLE EACH FOR THE TOTAL PAR VALUE AMOUNT OF
1,860,000,000 (ONE BILLION EIGHT HUNDRED AND SIXTY
MILLION) RUBLES, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
TELVENT GIT, S.A.
SECURITY E90215109 MEETING TYPE Special
TICKER SYMBOL TLVT MEETING DATE 22-Nov-2010
ISIN ES0178495034 AGENDA 933341973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 RATIFICATION AND APPOINTMENT, AS APPROPRIATE, OF Management For For
DIRECTORS.
02 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Management For For
REPURCHASE ITS ORDINARY SHARES, DIRECTLY OR
INDIRECTLY THROUGH GROUP COMPANIES, IN
ACCORDANCE WITH CURRENT LEGISLATION.
03 AUTHORIZE THE BOARD OF DIRECTORS WITH EXPRESS Management For For
POWERS OF SUBSTITUTION, TO INTERPRET, AMEND,
COMPLEMENT, EXECUTE, REGISTRATION, SUBSTITUTION
OF POWERS AND ADAPTATION OF THE AGREEMENTS TO
BE ADOPTED BY THE SHAREHOLDERS AT THIS MEETING.
04 APPROVAL, AS THE CASE MAY BE, OF THE MINUTES OF Management For For
THIS MEETING AS MAY BE REQUIRED BY LAW.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO Management For For
VOTE UPON SUCH OTHER BUSINESS AS PROPERLY MAY
COME BEFORE THE MEETING.
GLOBE SPECIALTY METALS INC.
SECURITY 37954N206 MEETING TYPE Annual
TICKER SYMBOL GSM MEETING DATE 06-Dec-2010
ISIN US37954N2062 AGENDA 933345399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 MR. BARGER For For
2 MR. DANJCZEK For For
3 MR. EIZENSTAT For For
4 MR. KESTENBAUM For For
5 MR. LAVIN For For
02 APPROVE THE COMPANY'S 2010 ANNUAL EXECUTIVE Management For For
BONUS PLAN.
03 APPROVE THE AMENDMENT TO THE COMPANY'S 2006 Management For For
EMPLOYEE, DIRECTOR AND CONSULTANT STOCK PLAN.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011.
ALLANA POTASH CORP.
SECURITY 016735102 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL ALLRF MEETING DATE 17-Jan-2011
ISIN AGENDA 933361331 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ----- -----------
01 THE ELECTION OF DIRECTORS PROPOSED BY Management For For
MANAGEMENT;
02 THE APPOINTMENT OF MCGOVERN, HURLEY CUNNINGHAM Management For For
LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION.
03 THE RE-APPROVAL OF A 10% ROLLING STOCK OPTION Management For For
PLAN.
HEADWATERS INCORPORATED
SECURITY 42210P102 MEETING TYPE Annual
TICKER SYMBOL HW MEETING DATE 24-Feb-2011
ISIN US42210P1021 AGENDA 933364161 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 KIRK A. BENSON For For
2 E.J. "JAKE" GARN For For
3 RAYMOND J. WELLER For For
02 RATIFY THE SELECTION BY THE BOARD OF BDO USA, LLP Management For For
AS INDEPENDENT AUDITORS OF HEADWATERS FOR FISCAL
2011.
03 APPROVE AMENDMENT TO CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES TO 200,000,000.
04 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
05 FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 4
ELECTROVAYA INC.
SECURITY 28617B101 MEETING TYPE Annual
TICKER SYMBOL EFLVF MEETING DATE 28-Mar-2011
ISIN CA28617B1013 AGENDA 933379996 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- -----------
01 DIRECTOR Management
1 DR. SANKAR DAS GUPTA For For
2 MR. THOMAS LASORDA For For
3 DR. BEJOY DAS GUPTA For For
4 DR. MICHAEL GOPIKANTH For For
5 DR. ALEXANDER MCLEAN For For
6 DR. BERNARD FLEET For For
02 APPOINTMENT OF AUDITORS AND AUTHORIZING BOARD TO Management For For
FIX THEIR REMUNERATION
MEAD JOHNSON NUTRITION COMPANY
SECURITY 582839106 MEETING TYPE Annual
TICKER SYMBOL MJN MEETING DATE 26-Apr-2011
ISIN US5828391061 AGENDA 933396978 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 STEPHEN W. GOLSBY For For
2 DR.STEVEN M. ALTSCHULER For For
3 HOWARD B. BERNICK For For
4 KIMBERLY A. CASIANO For For
5 ANNA C. CATALANO For For
6 DR. CELESTE A. CLARK For For
7 JAMES M. CORNELIUS For For
8 PETER G. RATCLIFFE For For
9 DR. ELLIOTT SIGAL For For
10 ROBERT S. SINGER For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) IN 2011.
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 28-Apr-2011
ISIN US2193501051 AGENDA 933380191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ----- -----------
1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Management For For
1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Management For For
1C ELECTION OF DIRECTOR: GORDON GUND Management For For
1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Management For For
1E ELECTION OF DIRECTOR: H. ONNO RUDING Management For For
1F ELECTION OF DIRECTOR: GLENN F. TILTON Management For For
02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shareholder Against For
MEETINGS.
CATALYST PAPER CORPORATION
SECURITY 14888T104 MEETING TYPE Annual
TICKER SYMBOL CTLUF MEETING DATE 28-Apr-2011
ISIN CA14888T1049 AGENDA 933401250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 THOMAS S. CHAMBERS For For
2 KEVIN J. CLARKE For For
3 WILLIAM F. DICKSON For For
4 BENJAMIN C. DUSTER, IV For For
5 DOUGLAS P. HAYHURST For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 5
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
6 DENIS JEAN For For
7 JEFFREY G. MARSHALL For For
8 ALAN B. MILLER For For
9 GEOFFREY PLANT For For
10 M. DALLAS H. ROSS For For
02 RE-APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION.
COOPER INDUSTRIES PLC
SECURITY G24140108 MEETING TYPE Annual
TICKER SYMBOL CBE MEETING DATE 02-May-2011
ISIN IE00B40K9117 AGENDA 933389531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- -----------
1A ELECTION OF DIRECTOR: LINDA A. HILL Management For For
1B ELECTION OF DIRECTOR: JAMES J. POSTL Management For For
1C ELECTION OF DIRECTOR: MARK S. THOMPSON Management For For
02 TO RECEIVE AND CONSIDER THE COMPANY'S IRISH Management For For
STATUTORY ACCOUNTS AND THE RELATED REPORTS OF
THE DIRECTORS AND AUDITORS
03 APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING 12/31/2011
04 TO APPROVE THE 2011 OMNIBUS INCENTIVE Management Against Against
COMPENSATION PLAN
05 TO APPROVE ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
06 TO RECOMMEND ON AN ADVISORY BASIS THE FREQUENCY Management Abstain Against
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION
07 TO AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO Management For For
MAKE MARKET PURCHASES OF COMPANY SHARES
08 TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY Management For For
SHARES
DOMTAR CORPORATION
SECURITY 257559203 MEETING TYPE Annual
TICKER SYMBOL UFS MEETING DATE 04-May-2011
ISIN US2575592033 AGENDA 933411136 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 ELECTION OF DIRECTOR: JACK C. BINGLEMAN Management For For
02 ELECTION OF DIRECTOR: LOUIS P. GIGNAC Management For For
03 ELECTION OF DIRECTOR: BRIAN M. LEVITT Management For For
04 ELECTION OF DIRECTOR: HAROLD H. MACKAY Management For For
05 ELECTION OF DIRECTOR: DAVID G. MAFFUCCI Management For For
06 ELECTION OF DIRECTOR: W. HENSON MOORE Management For For
07 ELECTION OF DIRECTOR: MICHAEL R. ONUSTOCK Management For For
08 ELECTION OF DIRECTOR: ROBERT J. STEACY Management For For
09 ELECTION OF DIRECTOR: PAMELA B. STROBEL Management For For
10 ELECTION OF DIRECTOR: RICHARD TAN Management For For
11 ELECTION OF DIRECTOR: DENIS TURCOTTE Management For For
12 ELECTION OF DIRECTOR: JOHN D. WILLIAMS Management For For
2 SAY-ON-PAY-AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
3 SAY-WHEN-ON-PAY-AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
4 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
COMVERGE, INC.
SECURITY 205859101 MEETING TYPE Annual
TICKER SYMBOL COMV MEETING DATE 10-May-2011
ISIN US2058591015 AGENDA 933388806 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 ALEC G. DREYER For For
2 SCOTT B. UNGERER For For
02 APPROVAL OF THE COMPANY'S SIXTH AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION.
03 APPROVAL, BY NON-BINDING VOTE, OF THE ADVISORY Management Abstain Against
RESOLUTION ON THE COMPANY'S EXECUTIVE
COMPENSATION.
04 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 6
INNERGEX RENEWABLE ENERGY INC.
SECURITY 45790B104 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL INGXF MEETING DATE 10-May-2011
ISIN CA45790B1040 AGENDA 933426620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 WILLIAM A. LAMBERT For For
2 JOHN A. HANNA For For
3 JEAN LA COUTURE For For
4 MICHEL LETELLIER For For
5 SUSAN M. SMITH For For
6 DANIEL L. LAFRANCE For For
7 LISE LACHAPELLE For For
8 RICHARD LAFLAMME For For
02 THE APPOINTMENT OF SAMSON B LAIR/DELOITTE & Management For For
TOUCHE, S.E.N.C.R.L., CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE CORPORATION AND AUTHORIZING THE
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 TO ADOPT A SPECIAL RESOLUTION TO AMEND THE Management Against Against
ARTICLES OF THE CORPORATION TO, INTER ALIA,
INTRODUCE A VOTING RIGHT, IN CERTAIN LIMITED
CIRCUMSTANCES, FOR HOLDERS OF PREFERRED SHARES
OF THE CORPORATION.
04 TO ADOPT A SPECIAL RESOLUTION TO REDUCE THE Management For For
STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF
THE COMMON SHARES OF THE CORPORATION TO $500,000,
AND TO CREDIT TO THE CONTRIBUTED SURPLUS
ACCOUNT OF THE CORPORATION AN AMOUNT EQUAL TO
THE DIFFERENCE BETWEEN THE CURRENT STATED
CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE
COMMON SHARES AND $500,000.
05 TO ADOPT A RESOLUTION TO APPROVE THE AMENDMENT Management For For
PROPOSED TO BE MADE TO THE STOCK OPTION PLAN OF
THE CORPORATION TO INCREASE THE MAXIMUM NUMBER
OF COMMON SHARES OF THE CORPORATION AVAILABLE
FOR ISSUANCE PURSUANT TO OPTIONS GRANTED UNDER
THE STOCK OPTION PLAN TO 4,064,123.
INNERGEX RENEWABLE ENERGY INC.
SECURITY 45790B104 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL INGXF MEETING DATE 10-May-2011
ISIN CA45790B1040 AGENDA 933426632 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 WILLIAM A. LAMBERT For For
2 JOHN A. HANNA For For
3 JEAN LA COUTURE For For
4 MICHEL LETELLIER For For
5 SUSAN M. SMITH For For
6 DANIEL L. LAFRANCE For For
7 LISE LACHAPELLE For For
8 RICHARD LAFLAMME For For
02 THE APPOINTMENT OF SAMSON B LAIR/DELOITTE & Management For For
TOUCHE, S.E.N.C.R.L., CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE CORPORATION AND AUTHORIZING THE
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 TO ADOPT A SPECIAL RESOLUTION TO AMEND THE Management Against Against
ARTICLES OF THE CORPORATION TO, INTER ALIA,
INTRODUCE A VOTING RIGHT, IN CERTAIN LIMITED
CIRCUMSTANCES, FOR HOLDERS OF PREFERRED SHARES
OF THE CORPORATION.
04 TO ADOPT A SPECIAL RESOLUTION TO REDUCE THE Management For For
STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF
THE COMMON SHARES OF THE CORPORATION TO $500,000,
AND TO CREDIT TO THE CONTRIBUTED SURPLUS
ACCOUNT OF THE CORPORATION AN AMOUNT EQUAL TO
THE DIFFERENCE BETWEEN THE CURRENT STATED
CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE
COMMON SHARES AND $500,000.
05 TO ADOPT A RESOLUTION TO APPROVE THE AMENDMENT Management For For
PROPOSED TO BE MADE TO THE STOCK OPTION PLAN OF
THE CORPORATION TO INCREASE THE MAXIMUM NUMBER
OF COMMON SHARES OF THE CORPORATION AVAILABLE
FOR ISSUANCE PURSUANT TO OPTIONS GRANTED UNDER
THE STOCK OPTION PLAN TO 4,064,123.
CF INDUSTRIES HOLDINGS, INC.
SECURITY 125269100 MEETING TYPE Annual
TICKER SYMBOL CF MEETING DATE 11-May-2011
ISIN US1252691001 AGENDA 933429258 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 STEPHEN R. WILSON For For
2 WALLACE W. CREEK For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 7
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
3 WILLIAM DAVISSON For For
4 ROBERT G. KUHBACH For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS CF Management For For
INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
DECLASSIFICATION OF THE BOARD OF DIRECTORS, IF
PROPERLY PRESENTED AT THE MEETING.
POTASH CORPORATION OF SASKATCHEWAN INC.
SECURITY 73755L107 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL POT MEETING DATE 12-May-2011
ISIN CA73755L1076 AGENDA 933391726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 C.M. BURLEY For For
2 W.J. DOYLE For For
3 J.W. ESTEY For For
4 C.S. HOFFMAN For For
5 D.J. HOWE For For
6 A.D. LABERGE For For
7 K.G. MARTELL For For
8 J.J. MCCAIG For For
9 M. MOGFORD For For
10 P.J. SCHOENHALS For For
11 E.R. STROMBERG For For
12 E. VIYELLA DE PALIZA For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO THE Management For For
ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS
APPENDIX C TO THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION (ATTACHED AS APPENDIX D Management For For
TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
ACCEPTING THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
CASCADES INC.
SECURITY 146900105 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CADNF MEETING DATE 12-May-2011
ISIN CA1469001053 AGENDA 933410742 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- -----------
01 DIRECTOR Management
1 BERNARD LEMAIRE For For
2 LAURENT LEMAIRE For For
3 ALAIN LEMAIRE For For
4 MARTIN P. PELLETIER For For
5 PAUL R. BANNERMAN For For
6 LOUIS GARNEAU For For
7 SYLVIE LEMAIRE For For
8 LAURENT VERREAULT For For
9 ROBERT CHEVRIER For For
10 DAVID MCAUSLAND For For
11 JAMES B.C. DOAK For For
12 GEORGES KOBRYNSKY For For
02 APPOINT PRICEWATERHOUSECOOPERS Management For For
LLP/S.R.L./S.E.N.C.R.L. AS AUDITORS.
03 TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS A Management For For
SPECIAL RESOLUTION FOR THE PURPOSE OF AMENDING
THE ARTICLES OF THE CORPORATION, ALL AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR OF THE CORPORATION.
04 TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS AN Management For For
ORDINARY RESOLUTION APPROVING AND RATIFYING THE
AMENDMENTS TO THE CORPORATION'S BY-LAWS
PROPOSED IN CONNECTION WITH THE ENTERING INTO
FORCE OF THE NEW BUSINESS CORPORATIONS ACT
(QU BEC), ALL AS MORE PARTICULARLY DESCRIBED IN
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR OF
THE CORPORATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 8
POLYPORE INTERNATIONAL INC.
SECURITY 73179V103 MEETING TYPE Annual
TICKER SYMBOL PPO MEETING DATE 12-May-2011
ISIN US73179V1035 AGENDA 933416910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 MICHAEL GRAFF For For
2 W. NICHOLAS HOWLEY For For
02 TO APPROVE THE AMENDED AND RESTATED POLYPORE Management Against Against
INTERNATIONAL, INC. 2007 STOCK INCENTIVE PLAN
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION
ACTIVE POWER, INC.
SECURITY 00504W100 MEETING TYPE Annual
TICKER SYMBOL ACPW MEETING DATE 12-May-2011
ISIN US00504W1009 AGENDA 933424133 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 JAN H. LINDELOW For For
2 JAMES A. CLISHEM For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS INDEPENDENT AUDITORS FOR ACTIVE POWER, INC.
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL TO ESTABLISH TERM LIMITS Shareholder Against For
FOR OUTSIDE DIRECTORS.
HORSEHEAD HOLDING CORP.
SECURITY 440694305 MEETING TYPE Annual
TICKER SYMBOL ZINC MEETING DATE 19-May-2011
ISIN US4406943054 AGENDA 933424157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 JOHN VAN RODEN For For
2 JACK SHILLING For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS HORSEHEAD HOLDING CORP.'S INDEPENDENT
REGISTERED ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 INCENTIVE COMPENSATION PLAN. Management Against Against
NEXXUS LIGHTING, INC.
SECURITY 65338E105 MEETING TYPE Annual
TICKER SYMBOL NEXS MEETING DATE 24-May-2011
ISIN US65338E1055 AGENDA 933422470 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 MICHAEL A. BAUER For For
2 MICHAEL J. BROWN For For
3 PATRICK DOHERTY For For
4 EDGAR PROTIVA For For
5 CHRIS RICHARDSON For For
6 WILLIAM YAGER For For
02 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
03 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS INDEPENDENT AUDITORS FOR 2011.
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 26-May-2011
ISIN US3843131026 AGENDA 933429690 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 NATHAN MILIKOWSKY For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 9
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
6 MICHAEL C. NAHL For For
7 STEVEN R. SHAWLEY For For
8 CRAIG S. SHULAR For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against
HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY
VOTES ON OUR EXECUTIVE COMPENSATION - EVERY ONE,
TWO OR THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
SINO-FOREST CORPORATION
SECURITY 82934H101 MEETING TYPE Annual
TICKER SYMBOL SNOFF MEETING DATE 30-May-2011
ISIN CA82934H1010 AGENDA 933450188 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 ALLEN CHAN For For
2 WILLIAM ARDELL For For
3 JAMES BOWLAND For For
4 JAMES HYDE For For
5 EDMUND MAK For For
6 JUDSON MARTIN For For
7 SIMON MURRAY For For
8 PETER WANG For For
9 GARRY WEST For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR OF Management For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS OF THE CORPORATION TO
FIX THE REMUNERATION TO BE PAID TO THE AUDITOR.
SINO-FOREST CORPORATION
SECURITY 82934H101 MEETING TYPE Annual
TICKER SYMBOL SNOFF MEETING DATE 30-May-2011
ISIN CA82934H1010 AGENDA 933450190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 ALLEN CHAN For For
2 WILLIAM ARDELL For For
3 JAMES BOWLAND For For
4 JAMES HYDE For For
5 EDMUND MAK For For
6 JUDSON MARTIN For For
7 SIMON MURRAY For For
8 PETER WANG For For
9 GARRY WEST For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR OF Management For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS OF THE CORPORATION TO
FIX THE REMUNERATION TO BE PAID TO THE AUDITOR.
MOLYCORP INC
SECURITY 608753109 MEETING TYPE Annual
TICKER SYMBOL MCP MEETING DATE 01-Jun-2011
ISIN US6087531090 AGENDA 933439754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- -----------
01 DIRECTOR Management
1 RUSSELL D. BALL For For
2 CHARLES R. HENRY For For
3 JACK E. THOMPSON For For
02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Management Abstain Against
THE FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
04 TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
LULULEMON ATHLETICA INC.
SECURITY 550021109 MEETING TYPE Annual
TICKER SYMBOL LULU MEETING DATE 08-Jun-2011
ISIN US5500211090 AGENDA 933440529 - Management
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 10
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 MICHAEL CASEY For For
2 ROANN COSTIN For For
3 R. BRAD MARTIN For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 29, 2012.
03 TO ADOPT A NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
05 TO APPROVE THE PERFORMANCE GOALS AND GRANT Management For For
LIMITS CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN.
06 TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE Management For For
BONUS PLAN.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For
INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD
STOCK SPLIT, WITH A PROPORTIONATE INCREASE IN THE
NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AND SPECIAL VOTING STOCK AND A
PROPORTIONATE REDUCTION IN THE PAR VALUE OF SUCH
STOCK.
PURE TECHNOLOGIES LTD.
SECURITY 745915108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL PPEHF MEETING DATE 09-Jun-2011
ISIN CA7459151089 AGENDA 933460874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 TO SET THE NUMBER OF DIRECTORS AT SIX (6) SUBJECT Management For For
TO THE RIGHT OF THE DIRECTORS OF THE CORPORATION
TO APPOINT TWO ADDITIONAL DIRECTORS AT ANY TIME
PRIOR TO THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS.
02 DIRECTOR Management
1 JAMES E. PAULSON For For
2 PETER O. PAULSON For For
3 MICHAEL M. KANOVSKY For For
4 DAVID H. MCDERMID For For
5 CHARLES W. FISCHER For For
6 SCOTT I. MACDONALD For For
03 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
04 TO APPROVE THE NEW SHARE OPTION PLAN OF THE Management For For
CORPORATION AS REQUIRED BY THE RULES OF THE TSX
AND AS SET FORTH IN THE INFORMATION CIRCULAR OF
THE CORPORATION DATED MAY 5, 2011.
PURE TECHNOLOGIES LTD.
SECURITY 745915108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL PPEHF MEETING DATE 09-Jun-2011
ISIN CA7459151089 AGENDA 933460886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 TO SET THE NUMBER OF DIRECTORS AT SIX (6) SUBJECT Management For For
TO THE RIGHT OF THE DIRECTORS OF THE CORPORATION
TO APPOINT TWO ADDITIONAL DIRECTORS AT ANY TIME
PRIOR TO THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS.
02 DIRECTOR Management
1 JAMES E. PAULSON For For
2 PETER O. PAULSON For For
3 MICHAEL M. KANOVSKY For For
4 DAVID H. MCDERMID For For
5 CHARLES W. FISCHER For For
6 SCOTT I. MACDONALD For For
03 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
04 TO APPROVE THE NEW SHARE OPTION PLAN OF THE Management For For
CORPORATION AS REQUIRED BY THE RULES OF THE TSX
AND AS SET FORTH IN THE INFORMATION CIRCULAR OF
THE CORPORATION DATED MAY 5, 2011.
NEO MATERIAL TECHNOLOGIES INC.
SECURITY 64045Y108 MEETING TYPE Annual
TICKER SYMBOL NEMFF MEETING DATE 13-Jun-2011
ISIN CA64045Y1088 AGENDA 933465862 - Management
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 11
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 GARY E. GERMAN For For
2 HO SOO CHING For For
3 JAMES J. JACKSON For For
4 C. E. KARAYANNOPOULOS For For
5 CLAIRE M.C. KENNEDY For For
6 WILLIAM E. MACFARLANE For For
7 PETER E. O'CONNOR For For
8 JOHN E. PEARSON For For
02 REAPPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS AS AUDITORS OF NEM AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
FORTRESS PAPER LTD.
SECURITY 34958R101 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL FTPLF MEETING DATE 13-Jun-2011
ISIN CA34958R1010 AGENDA 933467260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- -----------
01 DIRECTOR Management
1 CHADWICK WASILENKOFF For For
2 RICHARD O'C. WHITTALL For For
3 PER GUNDERSBY For For
4 JOHN COLEMAN For For
5 ROLAND TORNARE For For
6 PIERRE MONAHAN For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 A SPECIAL RESOLUTION TO AUTHORIZE AND APPROVE A Management For For
SUBDIVISION OF THE CORPORATION'S ISSUED AND
OUTSTANDING COMMON SHARES ON A THREE FOR ONE
BASIS.
GEVO INC
SECURITY 374396109 MEETING TYPE Annual
TICKER SYMBOL GEVO MEETING DATE 14-Jun-2011
ISIN US3743961092 AGENDA 933441963 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
1 DIRECTOR Management
1 GANESH M. KISHORE, PH.D For For
2 PATRICK R. GRUBER, PH.D For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
3 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS PRESENTED IN THE PROXY STATEMENT.
4 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management Abstain Against
OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS
PRESENTED IN THE PROXY STATEMENT.
ALGONQUIN POWER & UTILITIES CORP.
SECURITY 015857105 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL AQUNF MEETING DATE 21-Jun-2011
ISIN CA0158571053 AGENDA 933468692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ----- -----------
01 THE RE-APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND
AUTHORIZING THE DIRECTORS OF THE CORPORATION TO
FIX THE REMUNERATION OF THE AUDITORS;
02 DIRECTOR Management
1 CHRISTOPHER BALL For For
2 CHRISTOPHER HUSKILSON For For
3 CHRISTOPHER JARRATT For For
4 KENNETH MOORE For For
5 IAN ROBERTSON For For
6 GEORGE STEEVES For For
03 A SPECIAL RESOLUTION PROVIDING THAT THE Management For For
CORPORATION'S ARTICLES BE AMENDED TO CHANGE THE
NAME OF THE CORPORATION TO SUCH NAME AS MAY BE
DETERMINED BY THE BOARD FROM TIME TO TIME, WHICH
RESOLUTION IS SET FORTH IN SCHEDULE "A" TO THE
CIRCULAR;
04 A RESOLUTION TO APPROVE A STRATEGIC INVESTMENT Management For For
AGREEMENT ("STRATEGIC INVESTMENT AGREEMENT")
WITH EMERA INC. ("EMERA") (AS MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR), WHICH RESOLUTION IS SET
FORTH IN SCHEDULE "B" OF THE CIRCULAR;
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 12
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ----- -----------
05 A RESOLUTION TO APPROVE THE TRANSACTIONS Management For For
PROPOSED WITH EMERA (AS MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR), TO THE EXTENT THAT ANY
ONE OR MORE OF SUCH TRANSACTIONS MAY RESULT IN
EMERA HOLDING 20% OR MORE OF THE CORPORATION'S
OUTSTANDING COMMON SHARES ("SHARES"), SUBJECT TO
EMERA'S HOLDINGS NOT EXCEEDING 25% OF THE
OUTSTANDING SHARES, WHICH RESOLUTION IS SET
FORTH IN SCHEDULE "C" OF THE CIRCULAR;
06 A RESOLUTION TO APPROVE THE WAIVER OF THE Management For For
CORPORATION'S SHAREHOLDER RIGHTS PLAN TO
ACQUISITIONS OF SHARES BY EMERA UNDER
TRANSACTIONS COMPLETED IN ACCORDANCE WITH THE
STRATEGIC INVESTMENT AGREEMENT, WHICH
RESOLUTION IS SET FORTH IN SCHEDULE "D" OF THE
CIRCULAR;
07 A RESOLUTION TO APPROVE AMENDMENTS TO THE Management For For
CORPORATION'S STOCK OPTION PLAN, WHICH
RESOLUTION IS SET FORTH IN SCHEDULE "E" OF THE
CIRCULAR;
08 A RESOLUTION TO APPROVE THE CORPORATION'S Management For For
EMPLOYEE SHARE PURCHASE PLAN, WHICH RESOLUTION
IS SET FORTH IN SCHEDULE "F" OF THE CIRCULAR;
09 A RESOLUTION TO APPROVE THE CORPORATION'S Management For For
DIRECTORS' DEFERRED SHARE UNIT PLAN, WHICH
RESOLUTION IS SET FORTH IN SCHEDULE "G" OF THE
CIRCULAR.
ALGONQUIN POWER & UTILITIES CORP.
SECURITY 015857105 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL AQUNF MEETING DATE 21-Jun-2011
ISIN CA0158571053 AGENDA 933469719 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ----- -----------
01 THE RE-APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND
AUTHORIZING THE DIRECTORS OF THE CORPORATION TO
FIX THE REMUNERATION OF THE AUDITORS;
02 DIRECTOR Management
1 CHRISTOPHER BALL For For
2 CHRISTOPHER HUSKILSON For For
3 CHRISTOPHER JARRATT For For
4 KENNETH MOORE For For
5 IAN ROBERTSON For For
6 GEORGE STEEVES For For
03 A SPECIAL RESOLUTION PROVIDING THAT THE Management For For
CORPORATION'S ARTICLES BE AMENDED TO CHANGE THE
NAME OF THE CORPORATION TO SUCH NAME AS MAY BE
DETERMINED BY THE BOARD FROM TIME TO TIME, WHICH
RESOLUTION IS SET FORTH IN SCHEDULE "A" TO THE
CIRCULAR;
04 A RESOLUTION TO APPROVE A STRATEGIC INVESTMENT Management For For
AGREEMENT ("STRATEGIC INVESTMENT AGREEMENT")
WITH EMERA INC. ("EMERA") (AS MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR), WHICH RESOLUTION IS SET
FORTH IN SCHEDULE "B" OF THE CIRCULAR;
05 A RESOLUTION TO APPROVE THE TRANSACTIONS Management For For
PROPOSED WITH EMERA (AS MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR), TO THE EXTENT THAT ANY
ONE OR MORE OF SUCH TRANSACTIONS MAY RESULT IN
EMERA HOLDING 20% OR MORE OF THE CORPORATION'S
OUTSTANDING COMMON SHARES ("SHARES"), SUBJECT TO
EMERA'S HOLDINGS NOT EXCEEDING 25% OF THE
OUTSTANDING SHARES, WHICH RESOLUTION IS SET
FORTH IN SCHEDULE "C" OF THE CIRCULAR;
06 A RESOLUTION TO APPROVE THE WAIVER OF THE Management For For
CORPORATION'S SHAREHOLDER RIGHTS PLAN TO
ACQUISITIONS OF SHARES BY EMERA UNDER
TRANSACTIONS COMPLETED IN ACCORDANCE WITH THE
STRATEGIC INVESTMENT AGREEMENT, WHICH
RESOLUTION IS SET FORTH IN SCHEDULE "D" OF THE
CIRCULAR;
07 A RESOLUTION TO APPROVE AMENDMENTS TO THE Management For For
CORPORATION'S STOCK OPTION PLAN, WHICH
RESOLUTION IS SET FORTH IN SCHEDULE "E" OF THE
CIRCULAR;
08 A RESOLUTION TO APPROVE THE CORPORATION'S Management For For
EMPLOYEE SHARE PURCHASE PLAN, WHICH RESOLUTION
IS SET FORTH IN SCHEDULE "F" OF THE CIRCULAR;
09 A RESOLUTION TO APPROVE THE CORPORATION'S Management For For
DIRECTORS' DEFERRED SHARE UNIT PLAN, WHICH
RESOLUTION IS SET FORTH IN SCHEDULE "G" OF THE
CIRCULAR.
SOLAR POWER INC
SECURITY 83490A100 MEETING TYPE Annual
TICKER SYMBOL SOPW MEETING DATE 22-Jun-2011
ISIN US83490A1007 AGENDA 933452625 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ----- -----------
1A ELECTION OF DIRECTOR: XIAOFENG PENG Management For For
1B ELECTION OF DIRECTOR: STEPHEN C. KIRCHER Management For For
1C ELECTION OF DIRECTOR: JACK LAI Management For For
1D ELECTION OF DIRECTOR: RONALD A. COHAN Management For For
1E ELECTION OF DIRECTOR: FRANCIS W. CHEN Management For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 13
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ----- -----------
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO EFFECT A REVERSE STOCK SPLIT.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO DECREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK IN CONNECTION WITH THE REVERSE
SPLIT.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
RUBICON TECHNOLOGY, INC.
SECURITY 78112T107 MEETING TYPE Annual
TICKER SYMBOL RBCN MEETING DATE 22-Jun-2011
ISIN US78112T1079 AGENDA 933465076 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- -----------
01 DIRECTOR Management
1 RAJA M. PARVEZ For For
2 RAYMOND J. SPENCER For For
02 PROPOSAL TO RATIFY THE SELECTION OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 PROPOSAL TO APPROVE AMENDMENT NO.1 TO THE Management For For
EIGHTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION.
04 PROPOSAL TO APPROVE THE AMENDMENT AND Management Against Against
RESTATEMENT OF THE RUBICON TECHNOLOGY, INC. 2007
STOCK INCENTIVE PLAN.
05 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS Management Abstain Against
DESCRIBED IN THE PROXY STATEMENT.
06 ADVISORY APPROVAL OF FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
UNIVERSAL DISPLAY CORPORATION
SECURITY 91347P105 MEETING TYPE Annual
TICKER SYMBOL PANL MEETING DATE 23-Jun-2011
ISIN US91347P1057 AGENDA 933437128 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 STEVEN V. ABRAMSON For For
2 LEONARD BECKER For For
3 ELIZABETH H. GEMMILL For For
4 C. KEITH HARTLEY For For
5 LAWRENCE LACERTE For For
6 SIDNEY D. ROSENBLATT For For
7 SHERWIN I. SELIGSOHN For For
02 APPROVAL OF A PROPOSAL TO INCREASE THE NUMBER OF Management For For
SHARES AUTHORIZED FOR ISSUANCE UNDER THE EQUITY
COMPENSATION PLAN
03 APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION Management Abstain Against
REGARDING EXECUTIVE COMPENSATION
04 NON-BINDING, ADVISORY VOTE REGARDING THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011
TELVENT GIT, S.A.
SECURITY E90215109 MEETING TYPE Annual
TICKER SYMBOL TLVT MEETING DATE 29-Jun-2011
ISIN ES0178495034 AGENDA 933475659 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
01 APPROVAL OF ANNUAL ACCOUNTS AND THE MANAGEMENT Management For For
REPORT OF THE COMPANY AND ITS CONSOLIDATED
GROUP, CORRESPONDING TO FINANCIAL YEAR 2010, AS
WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS IN
ACCORDANCE WITH UNITED STATES GAAP FOR THE
FINANCIAL YEAR 2010.
02 EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF Management For For
THE PROPOSED ALLOCATION OF THE COMPANY'S NET
INCOME FOR FINANCIAL YEAR 2010.
03 EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF Management For For
THE MANAGEMENT OF THE BOARD OF DIRECTORS IN 2010.
04 EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF Management For For
THE BOARD OF DIRECTORS' COMPENSATION FOR 2010.
05 RE-ELECTION OR APPOINTMENT, AS THE CASE MAY BE, OF Management For For
THE AUDITOR FOR THE COMPANY AND ITS CONSOLIDATED
GROUP FOR 2011.
06 RE-ELECTION OR APPOINTMENT, AS THE CASE MAY BE, OF Management For For
DIRECTORS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 14
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
07 AMENDMENTS TO CORPORATE BYLAWS, TO INCLUDE Management For For
AMENDMENTS RELATING TO PLACE AND TIME OF
SHAREHOLDERS' MEETING, DISTANCE VOTING AND
CONDUCT OF BOARD MEETINGS, AND AMENDMENT TO
ARTICLE 24.BIS.
08 AUTHORIZE THE BOARD OF DIRECTORS WITH EXPRESS Management For For
POWERS OF SUBSTITUTION, TO INTERPRET, AMEND,
COMPLEMENT, EXECUTE, REGISTRATION, SUBSTITUTION
OF POWERS AND ADAPTATION OF THE AGREEMENTS TO
BE ADOPTED BY THE SHAREHOLDERS AT THIS MEETING.
09 APPROVAL, AS THE CASE MAY BE, OF THE MINUTES OF Management For For
THIS MEETING AS MAY BE REQUIRED BY LAW.
10 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO Management For For
VOTE UPON SUCH OTHER BUSINESS AS PROPERLY MAY
COME BEFORE THE MEETING.
JSC RUSHYDRO
SECURITY 466294105 MEETING TYPE Annual
TICKER SYMBOL RSHYY MEETING DATE 30-Jun-2011
ISIN US4662941057 AGENDA 933480220 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ----- -----------
01 TO APPROVE ANNUAL REPORT OF JSC "RUSHYDRO" FOR Management For For
2010, ANNUAL ACCOUNTING STATEMENTS INCLUDING
PROFIT AND LOSS STATEMENT.
02 1. TO APPROVE DISTRIBUTION OF PROFITS (LOSSES) Management For For
ACCORDING TO RESULTS OF 2010: UNDISTRIBUTED
PROFITS (LOSSES) OF REPORTING PERIOD: 37 962 948
537.35 RUB.; TO BE DISTRIBUTED AS: RESERVE FUND 1 898
147 426.87 RUB.; ACCUMULATION FUND (INCLUDING
PAYMENT OF REMUNERATION TO MEMBERS OF BOARD): 33
567 933 694.57 RUBLES INCLUDING: FINANCING OF
INNOVATIVE DEVELOPMENT: 1 094 604 659.55 RUBLES;
DIVIDENDS: 2 496 867 415.91 RUBLES; LIQUIDATION OF
UNDISTRIBUTED DEFICIT OF PRIOR YEARS; 2. TO PAY
DIVIDENDS ON ORDINARY SHARES IN AMOUNT OF
0.00860091 RUBLES PER ONE SHARE.
3A ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
BALLO ANATOLY BORISOVICH
3B ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
BELOBORODOV SERGEY SERGEEVICH
3C ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
DANILOV-DANILYAN VIKTOR IVANOVICH
3D ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: DOD Management Split
EVGENY VYACHESLAVOVICH
3E ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
ZIMIN VICTOR MIKHAILOVICH
3F ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
KOVALCHUK BORIS YURYEVICH
3G ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
KUDRYAVY VICTOR VASILYEVICH
3H ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
KURTSER GRIGORY MARKOVICH
3I ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
LEBEDEV VIKTOR YURYEVICH
3J ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
MALYSHEV ANDREY BORISOVICH
3K ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
POLUBOYARINOV MIKHAIL IGOREVICH
3L ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
SELIVERSTOVA MARINA VALERYEVNA
3M ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
TATSY VLADIMIR VITALYEVICH
3N ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
SHARIPOV RASHID RAVELEVICH
3O ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
SHMATKO SERGEY IVANOVICH
3P ELECTION OF THE MEMBER OF BOARD OF DIRECTOR: Management Split
SHISHIN SERGEY VLADIMIROVICH
4A ELECTION TO THE AUDIT COMMISSION: AZHIMOV OLEG Management For For
EVGENYEVICH
4B ELECTION TO THE AUDIT COMMISSION: GOREVOY DMITRY Management For For
MIKHAILOVICH
4C ELECTION TO THE AUDIT COMMISSION: KOLYADA ANDREY Management For For
SERGEEVICH
4D ELECTION TO THE AUDIT COMMISSION: KOCHANOV Management For For
ANDREY ALEKSANDROVICH
4E ELECTION TO THE AUDIT COMMISSION: KUDRYASHOV Management For For
VALENTIN GENNADYEVICH
4F ELECTION TO THE AUDIT COMMISSION: LITVINA ELENA Management For For
YURIEVNA
4G ELECTION TO THE AUDIT COMMISSION: TIKHONOVA MARIA Management For For
GENNADYEVNA
4H ELECTION TO THE AUDIT COMMISSION: YUGOV Management For For
ALEXANDER SERGEEVICH
05 TO APPROVE APPOINTMENT OF CJSC "HLB VNESHAUDIT" Management For For
(PRIMARY STATE REGISTRATION NUMBER (OGRN)
1027739314448) AS AN AUDITOR OF JSC "RUSHYDRO" FOR
AUDITING OF COMPANY'S ACCOUNTING STATEMENTS,
PREPARED ACCORDING TO RUSSIAN ACCOUNTING
STANDARDS FOR 2011.
06 TO PAY REMUNERATION TO THE MEMBERS OF THE BOARD Management For For
OF DIRECTORS OF JSC "RUSHYDRO" ACCORDING TO THE
RESULTS OF WORK IN THE BOARD OF DIRECTORS DURING
A PERIOD FROM 30.06.2010 TO 30.06.2011 IN THE AMOUNT
AND IN THE ORDER SPECIFIED IN REGULATION FOR
PAYMENT OF REMUNERATION TO THE MEMBERS OF THE
BOARD OF DIRECTORS OF JSC "RUSHYDRO".
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
Gabelli SRI Green Fund 15
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ----- -----------
07 TO DETERMINE THAT THE COMPANY SHALL HAVE A RIGHT Management For For
TO PLACE, IN ADDITION TO PLACED SHARES, 100 000 000
000 (ONE HUNDRED BILLION) ORDINARY REGISTERED
UNCERTIFIED SHARES, WITH NOMINAL VALUE OF 1 (ONE)
RUBLE EACH, TO THE TOTAL AMOUNT OF 100 000 000 000
(ONE HUNDRED BILLION) RUBLES (DECLARED SHARES).
THE ORDINARY REGISTERED SHARES DECLARED FOR
PLACING BY THE COMPANY PROVIDE THEIR HOLDERS
WITH THE RIGHTS STIPULATED BY ITEM 6.2 OF ARTICLE 6
OF COMPANY'S ARTICLES OF ASSOCIATION.
08 TO APPROVE THE REVISED VERSION OF COMPANY'S Management For For
ARTICLES OF ASSOCIATION
09 ON INCREASE OF THE AUTHORIZED CAPITAL OF THE Management For For
COMPANY.
10 TO APPROVE THE NEW VERSION OF REGULATIONS ON Management For For
PROCEDURE FOR CONVOCATION AND HOLDING OF JSC
"RUSHYDRO" BOARD OF DIRECTORS MEETINGS.
11A TO APPROVE THE TRANSACTION (SEVERAL INTER- Management No Action
RELATED TRANSACTIONS) ON ACQUISITION OF
SECURITIES - ORDINARY REGISTERED UNCERTIFIED
SHARES OF OJSC "INTER RAO UES" OF ADDITIONAL ISSUE,
REGISTERED BY FEDERAL SERVICE FOR FINANCIAL
MARKETS ON 16.11.2010 WITH STATE REGISTRATION
NUMBER 1-03-33498-E-002D, PLACED THROUGH PRIVATE
OFFERING, BY THE COMPANY, AS AN INTERESTED-PARTY
TRANSACTION(S).
11B TO APPROVE CONTRACT FOR EXCHANGE OF SHARES OF Management No Action
JSC "RUSHYDRO" AND OJSC "IRKUTSKENERGO",
CONCLUDED BETWEEN JSC "RUSHYDRO" AND OJSC "INTER
RAO UES" (HEREINAFTER - THE CONTRACT) AND WHICH IS
AN INTERESTED-PARTY TRANSACTION, SUBJECT TO THE
ESSENTIAL CONDITIONS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
11C TO APPROVE THE CONTRACT (INTER-RELATED Management For For
CONTRACTS) FOR PLACEMENT OF MONETARY FUNDS TO
DEPOSIT CONCLUDED AS AN INTERESTED-PARTY
TRANSACTION (INTER-RELATED TRANSACTIONS), SUBJECT
TO THE ESSENTIAL CONDITIONS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
11D TO APPROVE THE TRANSACTION (INTER-RELATED Management For For
TRANSACTIONS) FOR DETERMINATION OF MINIMUM
BALANCE OF MONETARY FUNDS ON ACCOUNT
(ACCOUNTS) WITH THE BANK AS AN INTERESTED-PARTY
TRANSACTION (INTER-RELATED TRANSACTIONS), SUBJECT
TO THE ESSENTIAL CONDITIONS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
11E TO APPROVE THE TRANSACTION (INTER-RELATED Management For For
TRANSACTIONS) ON ACCOUNT CREDITING IN FORM OF
OVERDRAFT IN THE BANK AS AN INTERESTED-PARTY
TRANSACTION (INTER-RELATED TRANSACTIONS), SUBJECT
TO THE ESSENTIAL CONDITIONS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
11F TO APPROVE THE CONTRACT (INTER-RELATED Management For For
CONTRACTS) FOR OPENING OF CREDIT LINE WITH THE
BANK AS AN INTERESTED-PARTY TRANSACTION (INTER-
RELATED TRANSACTIONS), SUBJECT TO THE ESSENTIAL
CONDITIONS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
11G TO APPROVE THE CONTRACT (INTER-RELATED Management For For
CONTRACTS) FOR CREDIT ACCOMMODATION AS AN
INTERESTED-PARTY TRANSACTION (INTER-RELATED
TRANSACTIONS), SUBJECT TO THE ESSENTIAL
CONDITIONS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
11H TO APPROVE THE CONTRACT (INTER-RELATED Management For For
CONTRACTS) FOR ISSUE OF BANK GUARANTEE AS AN
INTERESTED-PARTY TRANSACTION (INTER-RELATED
TRANSACTIONS), SUBJECT TO THE ESSENTIAL
CONDITIONS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
11I TO APPROVE THE CONTRACT (INTER-RELATED Management For For
CONTRACTS) FOR OPENING OF A LETTER OF CREDIT AS
AN INTERESTED-PARTY TRANSACTION (INTER-RELATED
TRANSACTIONS), SUBJECT TO THE ESSENTIAL
CONDITIONS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
11J TO APPROVE THE CONTRACT (INTER-RELATED Management For For
CONTRACTS) FOR "REMOTE BANKING" AS AN INTERESTED-
PARTY TRANSACTION (INTER-RELATED TRANSACTIONS),
SUBJECT TO THE ESSENTIAL CONDITIONS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli SRI Green Fund, Inc.
By (Signature and Title)* /s/ Bruce N. Alpert
----------------------
Bruce N. Alpert, Principal Executive Officer
Date August 10, 2011
---------------
* Print the name and title of each signing officer under his or her signature.