================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04719
The GAMCO Westwood Funds
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
--------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2010 - June 30, 2011
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
================================================================================
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 1
Investment Company Report
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 09-Jul-2010
ISIN US0436321089 AGENDA 933287028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 PHILIP J. HOLTHOUSE For For
2 BRIAN C. MULLIGAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
03 STOCKHOLDER PROPOSAL RELATING TO THE Shareholder For Against
REDEMPTION OF THE PREFERRED SHARE PURCHASE
RIGHTS ISSUED PURSUANT TO OUR RIGHTS AGREEMENT
DATED SEPTEMBER 17, 2008, AS AMENDED.
WILLAMETTE VALLEY VINEYARDS, INC.
SECURITY 969136100 MEETING TYPE Annual
TICKER SYMBOL WVVI MEETING DATE 11-Jul-2010
ISIN US9691361003 AGENDA 933295291 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 JAMES W. BERNAU For For
2 JAMES L. ELLIS For For
3 THOMAS M. BRIAN For For
4 SEAN M. CARY For For
5 DELNA L. JONES For For
6 BETTY M. O'BRIEN For For
7 CRAIG SMITH For For
8 STAN G. TUREL For For
2 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF WILLAMETTE VALLEY VINEYARDS, INC. FOR THE
YEAR ENDING DECEMBER 31, 2010.
AZZ INCORPORATED
SECURITY 002474104 MEETING TYPE Annual
TICKER SYMBOL AZZ MEETING DATE 13-Jul-2010
ISIN US0024741045 AGENDA 933293184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 DR. H. KIRK DOWNEY For For
2 DANIEL R. FEEHAN For For
3 PETER A. HEGEDUS For For
02 APPROVAL TO RATIFY THE APPOINTMENT OF BDO Management For For
SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
FEBRUARY 28, 2011.
EVERGREEN ENERGY INC.
SECURITY 30024B104 MEETING TYPE Annual
TICKER SYMBOL EEE MEETING DATE 13-Jul-2010
ISIN US30024B1044 AGENDA 933298639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 GUIDO BARTELS For For
2 WILLIAM G. GIBSON For For
3 MANUEL H. JOHNSON For For
4 ROBERT S. KAPLAN For For
5 RICHARD B. PERL For For
6 CHESTER N. WINTER For For
7 THOMAS H. STONER, JR. For For
02 AUTHORIZE THE BOARD OF DIRECTORS TO EFFECT A Management For For
REVERSE STOCK SPLIT OF ALL ISSUED AND OUTSTANDING
SHARES OF COMMON STOCK AT A SPLIT RATIO OF
BETWEEN 1-FOR-12 AND 1-FOR-17.
03 RATIFICATION AND APPROVAL OF THE COMPANY'S 2010 Management Against Against
EQUITY INCENTIVE PLAN.
04 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON
DECEMBER 31, 2010.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 2
INVERNESS MEDICAL INNOVATIONS, INC.
SECURITY 46126P106 MEETING TYPE Annual
TICKER SYMBOL IMA MEETING DATE 14-Jul-2010
ISIN US46126P1066 AGENDA 933290330 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 ROBERT P. KHEDERIAN For For
2 DAVID SCOTT, PH.D. For For
3 PETER TOWNSEND For For
4 ELI Y. ADASHI, M.D. For For
02 APPROVAL OF AN AMENDMENT TO INVERNESS MEDICAL Management For For
INNOVATIONS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
CHANGE THE NAME OF THE COMPANY.
03 APPROVAL OF THE INVERNESS MEDICAL INNOVATIONS, Management Against Against
INC. 2010 STOCK OPTION AND INCENTIVE PLAN.
04 APPROVAL OF AN AMENDMENT TO INVERNESS MEDICAL Management For For
INNOVATIONS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK BY 50,000,000 FROM 150,000,000 TO
200,000,000.
THE GREAT ATLANTIC & PACIFIC TEA CO INC.
SECURITY 390064103 MEETING TYPE Annual
TICKER SYMBOL GAP MEETING DATE 15-Jul-2010
ISIN US3900641032 AGENDA 933294237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against
COMPANY'S CHARTER TO INCREASE THE TOTAL NUMBER
OF SHARES OF COMMON STOCK WHICH THE COMPANY
HAS AUTHORITY TO ISSUE FROM 160,000,000 TO
260,000,000 SHARES.
02 DIRECTOR Management
1 B. GAUNT For For
2 D. KOURKOUMELIS For For
3 E. LEWIS For For
4 G. MAYS For For
5 M. B. TART-BEZER For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
KID BRANDS INC
SECURITY 49375T100 MEETING TYPE Annual
TICKER SYMBOL KID MEETING DATE 15-Jul-2010
ISIN US49375T1007 AGENDA 933295683 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 RAPHAEL BENAROYA For For
2 MARIO CIAMPI For For
3 BRUCE G. CRAIN For For
4 FREDERICK J. HOROWITZ For For
5 HUGH R. ROVIT For For
6 SALVATORE M. SALIBELLO For For
7 JOHN SCHAEFER For For
8 MICHAEL ZIMMERMAN For For
ULTRATECH, INC.
SECURITY 904034105 MEETING TYPE Annual
TICKER SYMBOL UTEK MEETING DATE 20-Jul-2010
ISIN US9040341052 AGENDA 933296952 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 ARTHUR W. ZAFIROPOULO For For
2 JOEL F. GEMUNDER For For
3 NICHOLAS KONIDARIS For For
4 RICK TIMMINS For For
5 BEN TSAI For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
3 TO APPROVE AMENDMENTS TO THE COMPANY'S 1993 Management For For
STOCK OPTION/STOCK ISSUANCE PLAN TO EXTEND THE
EXPIRATION DATE OF THE PLAN AND REQUIRE
STOCKHOLDER APPROVAL OF OPTION REPRICING
PROGRAMS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 3
PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 20-Jul-2010
ISIN US7004162092 AGENDA 933305686 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 EMILY J. GROEHL For For
4 BRIAN E. SHORE For For
5 STEVEN T. WARSHAW For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 27, 2011.
MODINE MANUFACTURING COMPANY
SECURITY 607828100 MEETING TYPE Annual
TICKER SYMBOL MOD MEETING DATE 22-Jul-2010
ISIN US6078281002 AGENDA 933304230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1A ELECTION OF DIRECTOR: THOMAS A. BURKE Management For For
1B ELECTION OF DIRECTOR: CHARLES P. COOLEY Management For For
1C ELECTION OF DIRECTOR: GARY L. NEALE Management For For
02 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
FARMERS & MERCHANTS BANK OF LONG BEACH
SECURITY 308243104 MEETING TYPE Annual
TICKER SYMBOL FMBL MEETING DATE 22-Jul-2010
ISIN US3082431046 AGENDA 933306121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 RICHARD W. DARLING For For
2 WALTER M. FLORIE For For
3 WILLIAM G. HAYTER For For
4 TIMOTHY W. JACKERT For For
5 LAWRENCE J. MCLAUGHLIN For For
6 DANIEL K. WALKER For For
7 TIMOTHY M. WILSON For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANT OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
3 TO ACT UPON A PROPOSAL TO APPROVE THE FARMERS Management For For
AND MERCHANTS BANK OF LONG BEACH 2010 LONG-TERM
INCENTIVE PLAN.
MAINE & MARITIMES CORPORATION
SECURITY 560377103 MEETING TYPE Annual
TICKER SYMBOL MAM MEETING DATE 22-Jul-2010
ISIN US5603771032 AGENDA 933307173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 12, 2010, AMONG BHE
HOLDINGS INC., BHE HOLDING SUB ONE INC., AND MAINE &
MARITIMES CORPORATION.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH DDDDDDD
ADJOURNMENT TO ADOPT THE AGREEMENT AND PLAN OF
MERGER.
03 DIRECTOR Management
1 RICHARD G. DAIGLE For For
2 DAVID N. FELCH For For
3 BRIAN N. HAMEL For For
04 PROPOSAL TO RATIFY THE SELECTION OF CATURANO AND Management For For
COMPANY, P.C. AS THE COMPANY'S INDEPENDENT
AUDITORS FOR 2010.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 4
NMT MEDICAL, INC.
SECURITY 629294109 MEETING TYPE Annual
TICKER SYMBOL NMTI MEETING DATE 27-Jul-2010
ISIN US6292941092 AGENDA 933303973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 FRANCIS J. MARTIN For For
2 RICHARD E. DAVIS For For
3 JOHN E. AHERN For For
4 DANIEL F. HANLEY, M.D. For For
5 PAUL H. KRAMER, M.D. For For
6 JAMES J. MAHONEY, JR. For For
7 DAVID L. WEST, PHD, MPH For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
HAWKINS, INC.
SECURITY 420261109 MEETING TYPE Annual
TICKER SYMBOL HWKN MEETING DATE 28-Jul-2010
ISIN US4202611095 AGENDA 933303822 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JOHN S. MCKEON For For
2 JOHN R. HAWKINS For For
3 JAMES A. FAULCONBRIDGE For For
4 DUANE M. JERGENSON For For
5 DARYL I. SKAAR For For
6 JAMES T. THOMPSON For For
7 JEFFREY L. WRIGHT For For
02 PROPOSAL TO APPROVE THE HAWKINS, INC. 2010 Management Against Against
OMNIBUS INCENTIVE PLAN
03 PROPOSAL TO AMEND AND RESTATE THE COMPANY'S Management For For
ARTICLES OF INCORPORATION
GRAHAM CORPORATION
SECURITY 384556106 MEETING TYPE Annual
TICKER SYMBOL GHM MEETING DATE 29-Jul-2010
ISIN US3845561063 AGENDA 933301688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JERALD D. BIDLACK For For
2 JAMES J. MALVASO For For
02 RATIFICATION AND APPROVAL OF THE GRAHAM Management For For
CORPORATION EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2011.
NATIONAL DENTEX CORPORATION
SECURITY 63563H109 MEETING TYPE Special
TICKER SYMBOL NADX MEETING DATE 29-Jul-2010
ISIN US63563H1095 AGENDA 933307046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 THE ADOPTION AND APPROVAL OF THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF APRIL 2, 2010, AMONG
GDC HOLDINGS, INC., A DELAWARE CORPORATION
("PARENT"), ROYAL ACQUISITION CORP., A DELAWARE
CORPORATION AND AN INDIRECT WHOLLY OWNED
SUBSIDIARY OF PARENT ("MERGER SUB"), AND NATIONAL
DENTEX CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY, TO PERMIT NATIONAL DENTEX
CORPORATION TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES TO ADOPT AND APPROVE THE
AGREEMENT AND PLAN OF MERGER.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 5
SENECA FOODS CORPORATION
SECURITY 817070709 MEETING TYPE Annual
TICKER SYMBOL SENEL MEETING DATE 05-Aug-2010
ISIN US8170707090 AGENDA 933308620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JOHN P. GAYLORD For For
2 SUSAN A. HENRY For For
3 SUSAN W. STUART For For
02 TO CONSIDER AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION FOR THE PURPOSE OF
DELETING ARTICLES 10 THERETO.
03 APPOINTMENT OF AUDITORS: RATIFICATION OF THE Management For For
APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
ATS MEDICAL, INC.
SECURITY 002083103 MEETING TYPE Special
TICKER SYMBOL ATSI MEETING DATE 05-Aug-2010
ISIN US0020831030 AGENDA 933309646 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF APRIL 28, 2010, BY AND AMONG
MEDTRONIC, INC., PILGRIM MERGER CORPORATION AND
ATS MEDICAL, INC.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES IN FAVOR OF APPROVAL OF
THE MERGER AGREEMENT.
THERMOGENESIS CORP.
SECURITY 883623209 MEETING TYPE Special
TICKER SYMBOL KOOL MEETING DATE 09-Aug-2010
ISIN US8836232095 AGENDA 933305939 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 TO APPROVE AN AMENDMENT OF AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A
REVERSE SPLIT.
ELECTRO SCIENTIFIC INDUSTRIES, INC.
SECURITY 285229100 MEETING TYPE Annual
TICKER SYMBOL ESIO MEETING DATE 12-Aug-2010
ISIN US2852291002 AGENDA 933308377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 FREDERICK A. BALL* For For
2 NICHOLAS KONIDARIS* For For
3 ROBERT R. WALKER* For For
4 DAVID NIERENBERG** For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ESI'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING APRIL 2, 2011.
03 TO TRANSACT ANY OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING.
ACME COMMUNICATIONS, INC.
SECURITY 004631107 MEETING TYPE Annual
TICKER SYMBOL ACME MEETING DATE 12-Aug-2010
ISIN US0046311074 AGENDA 933310322 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JAMIE KELLNER For For
2 DOUGLAS GEALY For For
3 THOMAS ALLEN For For
4 MICHAEL CORRIGAN For For
5 FREDERICK WASSERMAN For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Management For For
MCCANN P.C. AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
03 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Management Against Against
HOLDERS, TO TRANSACT SUCH OTHER BUSINESS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 6
BIGLARI HOLDINGS INC.
SECURITY 08986R101 MEETING TYPE Special
TICKER SYMBOL BH MEETING DATE 12-Aug-2010
ISIN US08986R1014 AGENDA 933313809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 TO APPROVE, FOR PURPOSES OF SECTION 162(M) OF THE Management Against Against
INTERNAL REVENUE CODE OF 1986, THE INCENTIVE BONUS
AGREEMENT WITH THE INTENT OF PRESERVING THE TAX
DEDUCTIBILITY TO THE CORPORATION OF THE
COMPENSATION PAYABLE THEREUNDER.
02 TO APPROVE ONE PEOPLE FOR ETHICAL TREATMENT OF Shareholder Against For
ANIMALS (PETA) SHAREHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE SPECIAL MEETING.
VALUE LINE, INC.
SECURITY 920437100 MEETING TYPE Annual
TICKER SYMBOL VALU MEETING DATE 17-Aug-2010
ISIN US9204371002 AGENDA 933316994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 H.A. BRECHER For For
2 M.E. APPEL For For
3 S.R. ANASTASIO For For
4 W.E. REED For For
5 A. FIORE For For
6 S. DAVIS For For
7 T. SARKANY For For
BERKSHIRE BANCORP INC.
SECURITY 084597202 MEETING TYPE Annual
TICKER SYMBOL BERK MEETING DATE 24-Aug-2010
ISIN US0845972027 AGENDA 933311108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 WILLIAM L. COHEN For For
2 MARTIN A. FISCHER For For
3 MOSES KRAUSZ For For
4 MOSES MARX For For
5 STEVEN ROSENBERG For For
6 RANDOLPH B. STOCKWELL For For
MATRIXX INITIATIVES, INC.
SECURITY 57685L105 MEETING TYPE Annual
TICKER SYMBOL MTXX MEETING DATE 25-Aug-2010
ISIN US57685L1052 AGENDA 933313190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JOHN M. CLAYTON, PH.D For For
2 WILLIAM J. HEMELT For For
3 MICHAEL A. ZEHER For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Management For For
MCCANN P.C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2011.
CAPSTONE TURBINE CORPORATION
SECURITY 14067D102 MEETING TYPE Annual
TICKER SYMBOL CPST MEETING DATE 26-Aug-2010
ISIN US14067D1028 AGENDA 933309204 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 ELIOT G. PROTSCH For For
2 RICHARD K. ATKINSON For For
3 JOHN V. JAGGERS For For
4 DARREN R. JAMISON For For
5 NOAM LOTAN For For
6 GARY J. MAYO For For
7 GARY D. SIMON For For
8 HOLLY A. VAN DEURSEN For For
9 DARRELL J. WILK For For
2 TO APPROVE THE AMENDED AND RESTATED CAPSTONE Management For For
TURBINE CORPORATION EMPLOYEE STOCK PURCHASE
PLAN
3 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011
FLOW INTERNATIONAL CORPORATION
SECURITY 343468104 MEETING TYPE Annual
TICKER SYMBOL FLOW MEETING DATE 09-Sep-2010
ISIN US3434681041 AGENDA 933316374 - Management
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 7
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1A ELECTION OF DIRECTOR CHARLES M. BROWN TO SERVE Management For For
UNTIL THE 2013 ANNUAL MEETING
1B ELECTION OF DIRECTOR PATRICK J. BYRNE TO SERVE Management For For
UNTIL THE 2013 ANNUAL MEETING
1C ELECTION OF DIRECTOR BRADLEY D. TILDEN TO SERVE Management For For
UNTIL THE 2013 ANNUAL MEETING
1D ELECTION OF DIRECTOR JERRY L. CALHOUN TO SERVE Management For For
UNTIL THE 2012 ANNUAL MEETING
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
NATHAN'S FAMOUS, INC.
SECURITY 632347100 MEETING TYPE Annual
TICKER SYMBOL NATH MEETING DATE 14-Sep-2010
ISIN US6323471002 AGENDA 933313102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 ROBERT J. EIDE For For
2 ERIC GATOFF For For
3 BRIAN S. GENSON For For
4 BARRY LEISTNER For For
5 HOWARD M. LORBER For For
6 WAYNE NORBITZ For For
7 DONALD L. PERLYN For For
8 A.F. PETROCELLI For For
9 CHARLES RAICH For For
02 ADOPTION OF THE 2010 STOCK INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS AUDITORS FOR FISCAL 2011.
MICRUS ENDOVASCULAR CORPORATION
SECURITY 59518V102 MEETING TYPE Annual
TICKER SYMBOL MEND MEETING DATE 14-Sep-2010
ISIN US59518V1026 AGENDA 933319596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JULY 11, 2010, BY AND AMONG JOHNSON &
JOHNSON, COPE ACQUISITION CORP. AND MICRUS
ENDOVASCULAR CORPORATION.
02 DIRECTOR Management
1 JOHN T. KILCOYNE For For
2 JEFFREY H. THIEL For For
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS MICRUS'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
04 TO APPROVE THE ADJOURNMENT OF THE ANNUAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES FOR THE ADOPTION OF THE
MERGER AGREEMENT.
MESA LABORATORIES, INC.
SECURITY 59064R109 MEETING TYPE Annual
TICKER SYMBOL MLAB MEETING DATE 23-Sep-2010
ISIN US59064R1095 AGENDA 933317441 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 LUKE R. SCHMIEDER For For
2 H. STUART CAMPBELL For For
3 MICHAEL T. BROOKS For For
4 ROBERT V. DWYER For For
5 EVAN C. GUILLEMIN For For
6 JOHN J. SULLIVAN For For
2 TO APPROVE AN AMENDMENT TO OUR 2006 STOCK Management Against Against
COMPENSATION PLAN INCREASING THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM 400,000
TO 800,000 (THE "2006 STOCK COMPENSATION PLAN
AMENDMENT PROPOSAL").
3 TO RATIFY THE APPOINTMENT OF EHRHARDT, KEEFE, Management For For
STEINER & HOTTMAN, PC (EKS&H) AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL 2011
(THE "RATIFICATION OF AUDITORS PROPOSAL".
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Annual
TICKER SYMBOL GRB MEETING DATE 23-Sep-2010
ISIN US3737301008 AGENDA 933321856 - Management
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 8
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 JAMES A. MITAROTONDA For For
7 JAVIER PEREZ For For
8 CAROLE F. ST. MARK For For
9 W. JERRY VEREEN. For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
SKYLINE CORPORATION
SECURITY 830830105 MEETING TYPE Annual
TICKER SYMBOL SKY MEETING DATE 27-Sep-2010
ISIN US8308301055 AGENDA 933321503 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 ARTHUR J. DECIO For For
2 THOMAS G. DERANEK For For
3 JOHN C. FIRTH For For
4 JERRY HAMMES For For
5 WILLIAM H. LAWSON For For
6 DAVID T. LINK For For
7 ANDREW J. MCKENNA For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
ACCOUNTING FIRM: THE BOARD AND AUDIT COMMITTEE
HAVE APPOINTED CROWE HORWATH LLP AS SKYLINE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
IMAX CORPORATION
SECURITY 45245E109 MEETING TYPE Special
TICKER SYMBOL IMAX MEETING DATE 28-Sep-2010
ISIN CA45245E1097 AGENDA 933324181 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 ERIC A. DEMIRIAN For For
2 I. MARTIN POMPADUR For For
HAMPTON ROADS BANKSHARES, INC.
SECURITY 409321106 MEETING TYPE Annual
TICKER SYMBOL HMPR MEETING DATE 28-Sep-2010
ISIN US4093211062 AGENDA 933325638 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JOHN A.B. DAVIES, JR.* For For
2 HERMAN A. HALL, III** For For
3 W. LEWIS WITT** For For
4 ROBERT R. KINSER** For For
5 JORDAN E. SLONE** For For
6 JERRY T. WOMACK** For For
7 OLLIN B. SYKES** For For
02 TO ALLOW SHAREHOLDERS TO ENDORSE OR NOT Management For For
ENDORSE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
03 APPROVAL OF THE ISSUANCE OF UP TO 800,000,000 Management For For
SHARES OF THE COMPANY'S COMMON STOCK AT $0.40
PER SHARE.
04 APPROVAL OF THE ISSUANCE OF UP TO 25,000,000 SHARES Management For For
OF THE COMPANY'S COMMON STOCK IN POTENTIAL
TRANSACTIONS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
05 APPROVAL OF THE POTENTIAL ISSUANCE OF UP TO Management For For
60,000,000 SHARES OF THE COMMON STOCK.
06 AMENDMENT TO THE ARTICLES OF INCORPORATION, AS Management For For
AMENDED ("ARTICLES OF INCORPORATION"), TO INCREASE
THE AUTHORIZED COMMON STOCK FROM 100,000,000 TO
1,000,000,000 SHARES.
07 TO AMEND THE TERMS OF OUR ARTICLES OF Management For For
INCORPORATION TO CHANGE THE DESIGNATIONS OF THE
SERIES A AND SERIES B PREFERRED STOCK.
08 APPROVE AN AMENDMENT TO THE ARTICLES OF Management For For
INCORPORATION TO PERMIT OUR BOARD OF DIRECTORS
TO EFFECT A REVERSE STOCK SPLIT OF COMMON STOCK.
09 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shareholder Against For
DECLASSIFY THE BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 9
ALL AMERICAN GROUP INC.
SECURITY 016437105 MEETING TYPE Special
TICKER SYMBOL COHM MEETING DATE 28-Sep-2010
ISIN US0164371058 AGENDA 933328064 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 ROBERT J. DEPUTY Withheld Against
2 RICHARD M. LAVERS Withheld Against
3 EDWIN W. MILLER Withheld Against
02 TO AMEND THE ARTICLES OF INCORPORATION TO Management Against Against
INCREASE THE NUMBER OF AUTHORIZED COMMON
SHARES
AMERICREDIT CORP.
SECURITY 03060R101 MEETING TYPE Special
TICKER SYMBOL ACF MEETING DATE 29-Sep-2010
ISIN US03060R1014 AGENDA 933325842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 THE PROPOSAL TO ADOPT AND APPROVE THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY
21, 2010, AMONG GENERAL MOTORS HOLDINGS LLC,
GOALIE TEXAS HOLDCO INC., A WHOLLY-OWNED
SUBSIDIARY OF GENERAL MOTORS HOLDINGS LLC, AND
AMERICREDIT CORP., AS IT MAY BE AMENDED FROM TIME
TO TIME.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FOR,
AMONG OTHER REASONS, THE SOLICITATION OF
ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO ADOPT AND APPROVE THE MERGER AGREEMENT.
STRATTEC SECURITY CORPORATION
SECURITY 863111100 MEETING TYPE Annual
TICKER SYMBOL STRT MEETING DATE 05-Oct-2010
ISIN US8631111007 AGENDA 933325169 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 FRANK J. KREJCI For For
02 APPROVAL OF THE PROPOSAL TO AMEND AND RESTATE Management For For
THE STRATTEC SECURITY CORPORATION STOCK
INCENTIVE PLAN.
UNICA CORPORATION
SECURITY 904583101 MEETING TYPE Special
TICKER SYMBOL UNCA MEETING DATE 05-Oct-2010
ISIN US9045831016 AGENDA 933326173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF AUGUST 12, 2010, BY AND AMONG
INTERNATIONAL BUSINESS MACHINES CORPORATION, A
NEW YORK CORPORATION ("IBM"), AMAROO ACQUISITION
CORP., A DELAWARE CORPORATION AND WHOLLY-OWNED
SUBSIDIARY OF IBM, AND UNICA CORPORATION, A
DELAWARE CORPORATION, AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For
LATER DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE
MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
NEOGEN CORPORATION
SECURITY 640491106 MEETING TYPE Annual
TICKER SYMBOL NEOG MEETING DATE 07-Oct-2010
ISIN US6404911066 AGENDA 933326072 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 ROBERT M. BOOK For For
2 JACK C. PARNELL For For
3 CLAYTON K. YEUTTER For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 10
5N PLUS INC.
SECURITY 33833X101 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL FPLSF MEETING DATE 07-Oct-2010
ISIN CA33833X1015 AGENDA 933328482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 ELECTION OF DIRECTORS FOR ALL NOMINEES PROPOSED Management For For
FOR ELECTION AS DIRECTORS IN THE MANAGEMENT
PROXY CIRCULAR.
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION.
03 THE RESOLUTION RATIFYING AND CONFIRMING THE 2007 Management For For
STOCK OPTION PLAN OF THE CORPORATION, AND AS
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR,
WHICH RESOLUTION IS ANNEXED AS SCHEDULE A TO THE
MANAGEMENT PROXY CIRCULAR.
SCHMITT INDUSTRIES, INC.
SECURITY 806870200 MEETING TYPE Annual
TICKER SYMBOL SMIT MEETING DATE 08-Oct-2010
ISIN US8068702005 AGENDA 933324686 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JAMES A. FITZHENRY For For
2 DAVID M. HUDSON For For
CASELLA WASTE SYSTEMS, INC.
SECURITY 147448104 MEETING TYPE Annual
TICKER SYMBOL CWST MEETING DATE 12-Oct-2010
ISIN US1474481041 AGENDA 933324698 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JAMES F. CALLAHAN, JR. For For
2 DOUGLAS R. CASELLA For For
3 MICHAEL K. BURKE For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 1997 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
THE MARCUS CORPORATION
SECURITY 566330106 MEETING TYPE Annual
TICKER SYMBOL MCS MEETING DATE 13-Oct-2010
ISIN US5663301068 AGENDA 933324826 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 STEPHEN H. MARCUS For For
2 DIANE MARCUS GERSHOWITZ For For
3 DANIEL F. MCKEITHAN, JR For For
4 ALLAN H. SELIG For For
5 TIMOTHY E. HOEKSEMA For For
6 BRUCE J. OLSON For For
7 PHILIP L. MILSTEIN For For
8 BRONSON J. HAASE For For
9 JAMES D. ERICSON For For
10GREGORY S. MARCUS For For
02 THE RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE MARCUS CORPORATION FOR
FISCAL YEAR 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 11
DEL GLOBAL TECHNOLOGIES CORP.
SECURITY 245073101 MEETING TYPE Special
TICKER SYMBOL DGTC MEETING DATE 13-Oct-2010
ISIN US2450731011 AGENDA 933328507 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For
INCORPORATION, AS AMENDED ("CERTIFICATE OF
INCORPORATION") TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED TO
BE ISSUED BY THE COMPANY FROM 50,000,000 TO
100,000,000.
02 TO APPROVE AMENDMENTS TO CERTIFICATE OF Management For For
INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF
THE COMMON STOCK AT A RATIO OF ONE-FOR- 50, AT ANY
TIME PRIOR TO FEBRUARY 28, 2011 AND TO EFFECT A
FORWARD STOCK SPLIT OF THE COMMON STOCK
IMMEDIATELY FOLLOWING THE REVERSE STOCK SPLIT OF
THE COMPANY'S COMMON STOCK AT A RATIO OF FOUR-
FOR-ONE, AT ANY TIME PRIOR TO FEBRUARY 28, 2011.
03 TO APPROVE OF AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO CHANGE THE COMPANY'S NAME
FROM "DEL GLOBAL TECHNOLOGIES CORP." TO "DGT
HOLDINGS CORP."
METHODE ELECTRONICS, INC.
SECURITY 591520200 MEETING TYPE Annual
TICKER SYMBOL MEI MEETING DATE 14-Oct-2010
ISIN US5915202007 AGENDA 933312504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1A ELECTION OF DIRECTOR: WALTER J. ASPATORE Management For For
1B ELECTION OF DIRECTOR: WARREN L. BATTS Management For For
1C ELECTION OF DIRECTOR: J. EDWARD COLGATE Management For For
1D ELECTION OF DIRECTOR: DARREN M. DAWSON Management For For
1E ELECTION OF DIRECTOR: DONALD W. DUDA Management For For
1F ELECTION OF DIRECTOR: STEPHEN F. GATES Management For For
1G ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN Management For For
1H ELECTION OF DIRECTOR: CHRISTOPHER J. HORNUNG Management For For
1I ELECTION OF DIRECTOR: PAUL G. SHELTON Management For For
1J ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF Management For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE'S Management For For
SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING APRIL 30, 2011.
03 THE APPROVAL OF THE METHODE ELECTRONICS, INC. 2010 Management For For
CASH INCENTIVE PLAN.
04 THE APPROVAL OF THE METHODE ELECTRONICS, INC. 2010 Management For For
STOCK PLAN.
TWIN DISC, INCORPORATED
SECURITY 901476101 MEETING TYPE Annual
TICKER SYMBOL TWIN MEETING DATE 15-Oct-2010
ISIN US9014761012 AGENDA 933329282 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 JOHN H. BATTEN For For
2 HAROLD M. STRATTON II For For
3 MICHAEL C. SMILEY For For
02 APPROVE THE TWIN DISC, INCORPORATED 2010 LONG- Management Against Against
TERM INCENTIVE COMPENSATION PLAN.
03 APPROVE THE TWIN DISC, INCORPORATED 2010 STOCK Management Against Against
INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS.
04 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 18-Oct-2010
ISIN US03475V1017 AGENDA 933325234 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 JEFFREY G. GOLD For For
2 KEVIN J. GOULD For For
3 DENNIS S. METENY For For
2 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
3 TO AMEND ANGIODYNAMICS' EMPLOYEE STOCK Management For For
PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE OFFERED
UNDER THE PLAN FROM 400,000 TO 700,000.
THE L.S. STARRETT COMPANY
SECURITY 855668109 MEETING TYPE Annual
TICKER SYMBOL SCX MEETING DATE 20-Oct-2010
ISIN US8556681091 AGENDA 933332936 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 RICHARD B. KENNEDY For For
2 TERRY A. PIPER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
GAMCO Westwood Mighty MitesSM Fund
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Annual
TICKER SYMBOL MRCY MEETING DATE 21-Oct-2010
ISIN US5893781089 AGENDA 933330045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ------------------ ------- ------------
01 DIRECTOR Management
1 JAMES K. BASS For For
2 MICHAEL A. DANIELS For For
3 LEE C. STEELE For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE MERCURY COMPUTER SYSTEMS, INC. 2005 STOCK
INCENTIVE PLAN DESCRIBED IN THE PROXY STATEMENT
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
VIEWCAST CORPORATION
SECURITY 926713108 MEETING TYPE Annual
TICKER SYMBOL VCST MEETING DATE 21-Oct-2010
ISIN US9267131087 AGENDA 933330487 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------- ------- ------------
01 DIRECTOR Management
1 GEORGE C. PLATT For For
2 DAVID T. STONER For For
3 JOSEPH AUTEM For For
4 SHEREL D. HORSLEY For For
5 DAVID W. BRANDENBURG For For
6 JOHN W. SLOCUM, JR. For For
02 RATIFICATION OF THE APPOINTMENT OF BKD, LLP AS Management For For
VIEWCAST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
MGP INGREDIENTS, INC.
SECURITY 55302G103 MEETING TYPE Annual
TICKER SYMBOL MGPI MEETING DATE 21-Oct-2010
ISIN US55302G1031 AGENDA 933330906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------ ------------- ------- ------------
01 DIRECTOR Management
1 JOHN R. SPEIRS For For
LECROY CORPORATION
SECURITY 52324W109 MEETING TYPE Annual
TICKER SYMBOL LCRY MEETING DATE 22-Oct-2010
ISIN US52324W1099 AGENDA 933330007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------------- ------- ------------
01 DIRECTOR Management
1 WALTER O. LECROY For For
2 ROBERT E. ANDERSON For For
3 THOMAS H. RESLEWIC For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JULY 2,
2011.
COOLBRANDS INTERNATIONAL INC.
SECURITY 21639P307 MEETING TYPE Special
TICKER SYMBOL CULBF MEETING DATE 27-Oct-2010
ISIN CA21639P3079 AGENDA 933333229 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- --------- ------- ------------
01 THE SPECIAL RESOLUTION APPROVING THE Management For For
ARRANGEMENT TO EFFECT THE CONTINUANCE OF THE
COMPANY AS A CORPORATION UNDER THE LAWS OF THE
STATE OF DELAWARE, THE FULL TEXT OF WHICH IS SET
FORTH AS SCHEDULE "A" TO THE CIRCULAR;
02 THE ORDINARY RESOLUTION APPROVING THE ISSUANCE Management For For
OF ADDITIONAL COMMON SHARES OF THE COMPANY, AS
CONTINUED IN THE STATE OF DELAWARE, THE FULL TEXT
OF WHICH IS SET FORTH AS SCHEDULE "B" TO THE
CIRCULAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
GAMCO Westwood Mighty MitesSM Fund
COOLBRANDS INTERNATIONAL INC.
SECURITY 21639P307 MEETING TYPE Special
TICKER SYMBOL CULBF MEETING DATE 27-Oct-2010
ISIN CA21639P3079 AGENDA 933333798 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------ -----------
01 THE SPECIAL RESOLUTION APPROVING THE Management For For
ARRANGEMENT TO EFFECT THE CONTINUANCE OF THE
COMPANY AS A CORPORATION UNDER THE LAWS OF THE
STATE OF DELAWARE, THE FULL TEXT OF WHICH IS SET
FORTH AS SCHEDULE "A" TO THE CIRCULAR;
02 THE ORDINARY RESOLUTION APPROVING THE ISSUANCE Management For For
OF ADDITIONAL COMMON SHARES OF THE COMPANY, AS
CONTINUED IN THE STATE OF DELAWARE, THE FULL TEXT
OF WHICH IS SET FORTH AS SCHEDULE "B" TO THE
CIRCULAR.
SYMMETRICOM, INC.
SECURITY 871543104 MEETING TYPE Annual
TICKER SYMBOL SYMM MEETING DATE 29-Oct-2010
ISIN US8715431040 AGENDA 933333332 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------ ------ -----------
01 DIRECTOR Management
1 ROBERT T. CLARKSON For For
2 DAVID G. COTE For For
3 ALFRED BOSCHULTE For For
4 JAMES A. CHIDDIX For For
5 ELIZABETH A. FETTER For For
6 ROBERT J. STANZIONE For For
7 R.M. NEUMEISTER,JR. For For
8 DR. RICHARD W. OLIVER For For
9 RICHARD N. SNYDER For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT
FISCAL YEAR.
03 PROPOSAL TO APPROVE THE ADOPTION OF THE 2010 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
DIAMOND MGMT & TECHNOLOGY CONSULTANTS
SECURITY 25269L106 MEETING TYPE Annual
TICKER SYMBOL DTPI MEETING DATE 02-Nov-2010
ISIN US25269L1061 AGENDA 933333875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------ -----------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
THE MERGER AGREEMENT DATED AS OF AUGUST 23, 2010
AMONG THE COMPANY, PRICEWATERHOUSECOOPERS LLP
(ALSO REFERRED TO AS "PWC") AND CARBON MERGER
SUBSIDIARY, INC., A WHOLLY-OWNED INDIRECT
SUBSIDIARY OF PWC, AND APPROVE THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL
MEETING TO ADOPT THE MERGER AGREEMENT
03 DIRECTOR Management
1 MELVYN E. BERGSTEIN For For
2 PAULINE A. SCHNEIDER For For
3 JOHN J. SVIOKLA For For
04 TO RA TIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEP ENDENT REGISTERED AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
BIGLARI HOLDINGS INC.
SECURITY 08986R101 MEETING TYPE Special
TICKER SYMBOL BH MEETING DATE 05-Nov-2010
ISIN US08986R1014 AGENDA 933338104 - Management
FOR/AGAINST
ITEM PROOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------- ------------ --------- -----------
01 TO APPROVE, FOR PURPOSES OF SECTION 162(M) OF THE Management Against Against
INTERNAL REVENUE CODE OF 1986, THE AMENDED AND
RESTATED INCENTIVE BONUS AGREEMENT WITH THE
INTENT OF PRESERVING THE TAX DEDUCTIBILITY TO THE
CORPORATION OF THE COMPENSATION PAYABLE
THEREUNDER.
02 TO APPROVE ONE PEOPLE FOR THE ETHICAL TREATMENT Shareholder Against For
OF ANIMALS (PETA) SHAREHOLDER PROPOSAL, IF
PROPERLY PRESENTED AT THE SPECIAL MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
GAMCO Westwood Mighty MitesSM Fund
ACERGY S.A.
SECURITY 00443E104 MEETING TYPE Special
TICKER SYMBOL ACGY MEETING DATE 09-Nov-2010
ISIN US00443E1047 AGENDA 933335552 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- ----- -----------
01 TO APPROVE THE COMBINATION WITH SUBSEA 7, AND Management For For
ACCORDINGLY TO INCREASE THE AUTHORISED SHARE
CAPITAL OF THE COMPANY TO $900M AND, CONDITIONAL
UPON AND WITH EFFECT FROM COMPLETION (AS DEFINED
IN THE ENCLOSED PROSPECTUS), TO RESTATE THE
COMPANY'S ARTICLES OF INCORPORATION, AS SET OUT IN
THE PROSPECTUS, INCLUDING CHANGING THE NAME OF
THE COMPANY TO "SUBSEA 7 S.A."
02 TO APPOINT MR KRISTIAN SIEM, SIR PETER MASON KBE, Management For For
MR JEAN CAHUZAC, MR MEL FITZGERALD, MR DOD
FRASER, MR ARILD SCHULTZ, MR ALLEN L STEVENS AND
MR TROND WESTLIE AS THE DIRECTORS OF THE COMPANY
AS FROM COMPLETION. ADDITIONALLY, TO APPOINT A
NINTH DIRECTOR JOINTLY IDENTIFIED BY THE CHAIRMEN
OF ACERGY S.A. AND SUBSEA 7 INC. AND PROPOSED FOR
APPOINTMENT AT THE EXTRAORDINARY GENERAL
MEETING. MR KRISTIAN SIEM, SIR PETER MASON KBE, MR
JEAN CAHUZAC, MR MEL FITZGERALD AND SUCH NINTH
DIRECTOR TO SERVE FOR AN INITIAL TERM EXPIRING AT
THE ANNUAL GENERAL MEETING.
MAGNETEK, INC.
SECURITY 559424106 MEETING TYPE Annual
TICKER SYMBOL MAG MEETING DATE 10-Nov-2010
ISIN US5594241060 AGENDA 933330968 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 DAVID A. BLOSS, SR. For For
2 YON Y. JORDEN For For
3 MITCHELL I. QUAIN For For
4 DAVID P. REILAND For For
02 RATI FICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGI STERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011 .
03 APPROVAL OF ADOPTION OF THE FOURTH AMENDED AND Management For For
RESTATED 1997 NON-EMPLOYEE DIRECTOR STOCK
OPTION PLAN OF MAGNETEK, INC.
SCHIFF NUTRITION INTERNATIONAL, INC.
SECURITY 806693107 MEETING TYPE Annual
TICKER SYMBOL WNI MEETING DATE 11-Nov-2010
ISIN US8066931077 AGENDA 933342747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------- -------------- ------------- -----------
01 DIRECTOR Management
1 ERIC WEIDER For For
2 GEORGE F. LENGVARI For For
3 BRUCE J. WOOD For For
4 RONALD L. COREY For For
5 MATTHEW T. HOBART For For
6 MICHAEL HYATT For For
7 EUGENE B. JONES For For
8 ROGER H. KIMMEL For For
9 BRIAN P. MCDERMOTT For For
10 WILLIAM E. MCGLASHAN JR For For
ZYGO CORPORATION
SECURITY 989855101 MEETING TYPE Annual
TICKER SYMBOL ZIGO MEETING DATE 16-Nov-2010
ISIN US9898551018 AGENDA 933331910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ---------------- -------- -----------
01 DIRECTOR Management
1 STEPHEN D. FANTONE For For
2 SAMUEL H. FULLER For For
3 CHRIS L. KOLIOPOULOS For For
4 SEYMOUR E. LIEBMAN For For
5 ROBERT B. TAYLOR For For
6 CAROL P. WALLACE For For
7 GARY K. WILLIS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR FISCAL 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
GAMCO Westwood Mighty MitesSM Fund
BALDWIN TECHNOLOGY COMPANY, INC.
SECURITY 058264102 MEETING TYPE Annual
TICKER SYMBOL BLD MEETING DATE 16-Nov-2010
ISIN US0582641025 AGENDA 933338510 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------- ---------- ----------- -----------
01 DIRECTOR Management
1 MARK T. BECKER Withheld Against
2 GERALD A. NATHE Withheld Against
3 RONALD B. SALVAGIO Withheld Against
CORINTHIAN COLLEGES, INC.
SECURITY 218868107 MEETING TYPE Annual
TICKER SYMBOL COCO MEETING DATE 17-Nov-2010
ISIN US2188681074 AGENDA 933337481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 PAUL R. ST. PIERRE For For
2 LINDA AREY SKLADANY For For
3 ROBERT LEE For For
4 JACK D. MASSIMINO For For
5 HANK ADLER For For
6 JOHN M. DIONISIO For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE COMPANY'S CERTIFICATE OF INCORPORATION TO
INCREASE THE MAXIMUM PERMITTED NUMBER OF
DIRECTORS ON THE COMPANY'S BOARD OF DIRECTORS
TO THIRTEEN.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE CORINTHIAN COLLEGES, INC. 2003 PERFORMANCE
AWARD PLAN, WHICH AUTHORIZES THE ISSUANCE OF AN
ADDITIONAL 5,000,000 SHARES UNDER SUCH PLAN, AND
CERTAIN OTHER AMENDMENTS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
04 APPROVAL OF THE AMENDMENT OF THE CORINTHIAN Management For For
COLLEGES, INC. EMPLOYEE STOCK PURCHASE PLAN TO
EXTEND THE COMPANY'S ABILITY TO GRANT NEW AWARDS
UNDER SUCH PLAN UNTIL DECEMBER 31, 2020.
05 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
SWS GROUP INC.
SECURITY 78503N107 MEETING TYPE Annual
TICKER SYMBOL SWS MEETING DATE 18-Nov-2010
ISIN US78503N1072 AGENDA 933334942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------- ---------- ----------- -----------
1 DIRECTOR Management
1 DON A. BUCHHOLZ For For
2 ROBERT A. BUCHHOLZ For For
3 BRODIE L. COBB For For
4 I.D. FLORES III For For
5 LARRY A. JOBE For For
6 FREDERICK R. MEYER For For
7 DR. MIKE MOSES For For
8 JAMES H. ROSS For For
9 JOEL T. WILLIAMS III For For
2 THE RATIFICATION OF THE SELECTION OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JUNE 24, 2011.
SHARPS COMPLIANCE CORP.
SECURITY 820017101 MEETING TYPE Annual
TICKER SYMBOL SMED MEETING DATE 18-Nov-2010
ISIN US8200171010 AGENDA 933337479 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 JOHN W. DALTON For For
2 RAMSAY GILLMAN For For
3 PARRIS H. HOLMES For For
4 F. GARDNER PARKER For For
5 DAVID P. TUSA For For
6 DR. PHILIP C. ZERRILLO For For
02 PROPOSAL TO APPROVE THE SHARPS COMPLIANCE CORP. Management Against Against
2010 STOCK PLAN WHICH WOULD REPLACE THE SHARPS
COMPLIANCE 1993 STOCK PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
GAMCO Westwood Mighty MitesSM Fund
DELTA NATURAL GAS COMPANY, INC.
SECURITY 247748106 MEETING TYPE Annual
TICKER SYMBOL DGAS MEETING DATE 18-Nov-2010
ISIN US2477481061 AGENDA 933338508 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------ -----------
01 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS DELTA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
02 DIRECTOR Management
1 LINDA K. BREATHITT For For
2 LANNY D. GREER For For
EDGAR ONLINE, INC.
SECURITY 279765101 MEETING TYPE Annual
TICKER SYMBOL EDGR MEETING DATE 18-Nov-2010
ISIN US2797651013 AGENDA 933341252 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management For For
THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON
STOCK AND SERIES C CONVERTIBLE PREFERRED STOCK
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JUNE 23, 2010, BY AND AMONG THE
COMPANY, UBM ACQUISITION CORP., UBMATRIX, INC. AND
A REPRESENTATIVE OF THE STOCKHOLDERS OF
UBMATRIX, INC.
02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management For For
THE ISSUANCE OF SHARES OF THE COMPANY'S SERIES C
CONVERTIBLE PREFERRED STOCK PURSUANT TO THE
SERIES C PREFERRED STOCK PURCHASE AGREEMENT.
03 TO CONSIDER AND ACT UPON A PROPOSAL TO CONSIDER Management For For
AND VOTE UPON AN ADJOURNMENT OF THE ANNUAL
MEETING.
04 DIRECTOR Management
1 ALFRED R. BERKELEY, III For For
2 RICHARD L. FEINSTEIN For For
3 MARK MAGED For For
4 WILLIAM J. O'NEILL, JR. or For
05 PROPOSAL TO AUTHORIZE, APPROVE AND ADOPT Management Against Against
AMENDMENTS TO THE COMPANY'S 2005 STOCK AWARD
AND INCENTIVE PLAN (I) TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR AWARD
UNDER SUCH PLAN AND (II) TO INCREASE THE LIMITATION
ON THE AMOUNT OF AWARDS THAT MAY BE GRANTED TO
ANY ONE PARTICIPANT IN A GIVEN YEAR IN ORDER TO
QUALIFY AWARDS AS "PERFORMANCE-BASED".
06 TO CONSIDER AND ACT UPON A PROPOSAL TO AMEND Management For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE NUMBER OF SHARES OF
AUTHORIZED SHARES OF COMMON STOCK THEREUNDER.
07 TO APPROVE AND RATIFY THE APPOINTMENT OF BDO USA, Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
THE HAIN CELESTIAL GROUP, INC.
SECURITY 405217100 MEETING TYPE Annual
TICKER SYMBOL HAIN MEETING DATE 18-Nov-2010
ISIN US4052171000 AGENDA 933344753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 IRWIN D. SIMON For For
2 BARRY J. ALPERIN For For
3 RICHARD C. BERKE For For
4 JACK FUTTERMAN For For
5 MARINA HAHN For For
6 BRETT ICAHN For For
7 ROGER MELTZER For For
8 DAVID SCHECHTER For For
9 LEWIS D. SCHILIRO For For
10 LAWRENCE S. ZILAVY For For
02 TO VOTE, ON AN ADVISORY BASIS, FOR THE Management For For
COMPENSATION AWARDED TO THE NAMED EXECUTIVE
OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30, 2010, AS
SET FORTH IN THE SUMMARY COMPENSATION TABLE.
03 TO APPROVE THE AMENDEMENT OF THE AMENDED AND Management Against Against
RESTATED 2002 LONG TERM INCENTIVE AND STOCK
AWARD PLAN.
04 TO APPROVE THE AMENDEMENT OF THE AMENDED AND Management For For
RESTATED BY-LAWS OF THE HAIN CELESTIAL GROUP, INC.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, TO . Management For For
ACT AS REGISTERED INDEPENDENT ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30,
2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
GAMCO Westwood Mighty MitesSM Fund
PHOENIX TECHNOLOGIES LTD.
SECURITY 719153108 MEETING TYPE Special
TICKER SYMBOL PTEC MEETING DATE 19-Nov-2010
ISIN US7191531083 AGENDA 933332102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------ ---------- ------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE Management For For
"MERGER AGREEMENT"), DATED AS OF AUGUST 17, 2010,
BY AND AMONG PHOENIX TECHNOLOGIES LTD., PHARAOH
ACQUISITION CORP. ("PARENT") AND PHARAOH MERGER
SUB CORP., ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO Management For For
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT.
COLLECTORS UNIVERSE, INC.
SECURITY 19421R200 MEETING TYPE Annual
TICKER SYMBOL CLCT MEETING DATE 19-Nov-2010
ISIN US19421R2004 AGENDA 933336489 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 DEBORAH A. FARRINGTON For For
3 DAVID G. HALL For For
4 MICHAEL J. MCCONNELL For For
5 A.J. "BERT" MOYER For For
6 VAN D. SIMMONS For For
7 BRUCE A. STEVENS For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
MICROTUNE, INC.
SECURITY 59514P109 MEETING TYPE Special
TICKER SYMBOL TUNE MEETING DATE 19-Nov-2010
ISIN US59514P1093 AGENDA 933340743 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------ -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 7, 2010, BY AND BETWEEN
ZORAN CORPORATION, MAPLE ACQUISITION CORP. AND
MICROTUNE, INC., AS IT MAY BE AMENDED.
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A Management For For
LATER TIME OR DATE, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE SPECIAL MEETING TO ADOPT
THE AGREEMENT AND PLAN OF MERGER.
KEITHLEY INSTRUMENTS, INC.
SECURITY 487584104 MEETING TYPE Special
TICKER SYMBOL KEI MEETING DATE 19-Nov-2010
ISIN US4875841045 AGENDA 933342432 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ----- -----------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF SEPTEMBER 29, 2010, AMONG
DANAHER CORPORATION, AEGEAN ACQUISITION CORP.
AND KEITHLEY INSTRUMENTS, INC. AND THE
TRANSACTIONS CONTEMPLATED THEREBY.
OTIX GLOBAL, INC.
SECURITY 68906N200 MEETING TYPE Special
TICKER SYMBOL OTIX MEETING DATE 22-Nov-2010
ISIN US68906N2009 AGENDA 933341769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------- ---------- ------ -----------
01 TO ADOPT THE AGREEMENT AND PLAN MERGER DATED AS Management For For
SEPTEMBER 13, 2010, AMONG WILLIAM DEMANT HOLDING
A/S, OI MERGER SUB, INC., AND OTIX GLOBAL, INC., AS IT
MAY BE AMENDED FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
NYMAGIC, INC.
SECURITY 629484106 MEETING TYPE Special
TICKER SYMBOL NYM MEETING DATE 22-Nov-2010
ISIN US6294841068 AGENDA 933342610 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------- ---------- ------ -----------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF JULY 15, 2010, BY AND AMONG
PROSIGHT SPECIALTY INSURANCE HOLDINGS, INC., PSI
MERGER SUB INC. AND NYMAGIC, INC.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE MERGER AGREEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 18
GAMCO Westwood Mighty MitesSM Fund
ORITANI FINANCIAL CORP
SECURITY 68633D103 MEETING TYPE Annual
TICKER SYMBOL ORIT MEETING DATE 23-Nov-2010
ISIN US68633D1037 AGENDA 933342406 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 NICHOLAS ANTONACCIO For For
2 KEVIN J. LYNCH For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ORITANI FINANCIAL CORP. FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
GSI GROUP INC.
SECURITY 36191C106 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL LASR MEETING DATE 23-Nov-2010
ISIN CA36191C1068 AGENDA 933342519 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ------ -----------
01 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
02 TO APPROVE THE GSI GROUP INC. 2010 INCENTIVE AWARD Management For For
PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
ARTICLES TO EFFECT A REVERSE STOCK SPLIT OF OUR
COMMON SHARES BY A RATIO OF 1-FOR-2, 1-FOR-3, 1-FOR-
4, OR 1-FOR-5, WITH THE EXACT RATIO TO BE DETERMINED
BY OUR BOARD OF DIRECTORS IN ITS DISCRETION, AND TO
AUTHORIZE OUR BOARD OF DIRECTORS TO IMPLEMENT
THE REVERSE STOCK SPLIT AT ANY TIME PRIOR TO
FEBRUARY 23, 2011 BY FILING AN AMENDMENT TO OUR
ARTICLES.
TIB FINANCIAL CORP.
SECURITY 872449103 MEETING TYPE Special
TICKER SYMBOL TIBB MEETING DATE 01-Dec-2010
ISIN US8724491035 AGENDA 933347507 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY'S COMMON STOCK AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
02 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO EFFECT A
REVERSE STOCK SPLIT AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
03 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO PERMIT
SHAREHOLDERS TO ACT BY WRITTEN CONSENT AS
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 02-Dec-2010
ISIN US29428R1032 AGENDA 933338813 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 JOHN L. CECIL For For
6 PETER A. FLAHERTY For For
7 TIMOTHY T. TAUSSIG For For
02 RATIFICATION OF THE APPOINTMENT OF CF & CO., L.L.P. Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 19
GAMCO Westwood Mighty MitesSM Fund
1-800-FLOWERS.COM, INC.
SECURITY 68243Q106 MEETING TYPE Annual
TICKER SYMBOL FLWS MEETING DATE 02-Dec-2010
ISIN US68243Q1067 AGENDA 933339928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 JOHN J. CONEFRY For For
2 LEONARD J. ELMORE For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM: PROPOSAL TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 3,
2011 AS DESCRIBED IN THE PROXY STATEMENT.
THERMADYNE HOLDINGS CORPORATION
SECURITY 883435307 MEETING TYPE Special
TICKER SYMBOL THMD MEETING DATE 02-Dec-2010
ISIN US8834353075 AGENDA 933345161 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------ -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF OCTOBER 5, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG RAZOR HOLDCO INC.,
RAZOR MERGER SUB INC. AND THERMADYNE HOLDINGS
CORPORATION.
02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL
TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
ULTICOM, INC.
SECURITY 903844207 MEETING TYPE Special
TICKER SYMBOL ULCM MEETING DATE 02-Dec-2010
ISIN US9038442078 AGENDA 933345680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------ -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF OCTOBER 12, 2010, AMONG UTAH
INTERMEDIATE HOLDING CORPORATION, A DELAWARE
CORPORATION, UTAH MERGER CORPORATION, A NEW
JERSEY CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF UTAH INTERMEDIATE HOLDING
CORPORATION AND ULTICOM, INC., A NEW JERSEY
CORPORATION, AS IT MAY BE AMENDED FROM TIME TO
TIME AND APPROVE THE MERGER.
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A Management For For
LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO ADOPT THE AGREEMENT AND PLAN OF
MERGER.
NU HORIZONS ELECTRONICS CORP.
SECURITY 669908105 MEETING TYPE Special
TICKER SYMBOL NUHC MEETING DATE 07-Dec-2010
ISIN US6699081054 AGENDA 933344020 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------ -----------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
THE MERGER AGREEMENT, DATED AS OF SEPTEMBER 19,
2010 (THE "MERGER AGREEMENT") BY AND AMONG NU
HORIZONS ELECTRONICS CORP., ARROW ELECTRONICS,
INC., AND NEPTUNE ACQUISITION CORPORATION, INC.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Management For For
THE SPECIAL MEETING, IF NECESSARY, FOR THE
SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
KMG CHEMICALS, INC.
SECURITY 482564101 MEETING TYPE Annual
TICKER SYMBOL KMGB MEETING DATE 07-Dec-2010
ISIN US4825641016 AGENDA 933344373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 DAVID L. HATCHER For For
2 J. NEAL BUTLER For For
3 GERALD G. ERMENTROUT For For
4 CHRISTOPHER T. FRASER For For
5 GEORGE W. GILMAN For For
6 FRED C. LEONARD, III For For
7 STEPHEN A. THORINGTON For For
8 KAREN A. TWITCHELL For For
9 RICHARD L. URBANOWSKI For For
02 TO RATIFY THE APPOINTMENT OF UHY LLP AS THE . Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
AND AUDITORS FOR THE COMPANY FOR FISCAL YEAR
2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 20
GAMCO Westwood Mighty MitesSM Fund
AARON'S INC.
SECURITY 002535300 MEETING TYPE Special
TICKER SYMBOL AANA MEETING DATE 07-Dec-2010
ISIN US0025353006 AGENDA 933346214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 APPROVAL OF AN AMENDMENT TO ARTICLES OF Management For For
INCORPORATION TO CONVERT ALL SHARES OF COMMON
STOCK INTO CLASS A COMMON STOCK, REMOVE THE
CURRENT CLASS OF COMMON STOCK, RENAME CLASS A
COMMON STOCK AS COMMON STOCK, ELIMINATE CERTAIN
OBSOLETE PROVISIONS OF EXISTING ARTICLES OF
INCORPORATION RELATING TO DUAL-CLASS COMMON
STOCK STRUCTURE AND AMEND NUMBER OF AUTHORIZED
SHARES TO 225,000,000.
02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management Against Against
BYLAWS TO ESTABLISH A CLASSIFIED BOARD OF
DIRECTORS WITH THREE CLASSES OF DIRECTORS EACH
TO SERVE A THREE-YEAR TERM.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management Against Against
BYLAWS TO PROVIDE THAT VACANCIES ON OUR BOARD OF
DIRECTORS SHALL ONLY BE FILLED BY OUR BOARD OF
DIRECTORS.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
BYLAWS TO REDUCE THE DEFAULT APPROVAL
THRESHOLD REQUIRED FOR MATTERS SUBMITTED TO
SHAREHOLDERS FOR A VOTE.
PERICOM SEMICONDUCTOR CORPORATION
SECURITY 713831105 MEETING TYPE Annual
TICKER SYMBOL PSEM MEETING DATE 09-Dec-2010
ISIN US7138311052 AGENDA 933340349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 ALEX CHIMING HUI For For
2 CHI-HUNG (JOHN) HUI PHD For For
3 HAU L. LEE, PH.D. For For
4 DENNIS MCKENNA For For
5 MICHAEL J. SOPHIE For For
6 SIU-WENG SIMON WONG PHD For For
7 EDWARD YANG For For
02 TO RATIFY THE APPOINTMENT OF BURR, PILGER & MAYER Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR 2011.
WHX CORPORATION
SECURITY 929248607 MEETING TYPE Annual
TICKER SYMBOL WXCO MEETING DATE 09-Dec-2010
ISIN US9292486076 AGENDA 933345212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 ROBERT FRANKFURT For For
3 JACK L. HOWARD For For
4 GLEN M. KASSAN For For
5 LOUIS KLEIN, JR. For For
6 JOHN H. MCNAMARA JR. For For
7 GAREN W. SMITH For For
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION OF THE
COMPANY, AS AMENDED, TO CHANGE THE NAME OF THE
COMPANY FROM "WHX CORPORATION" TO "HANDY &
HARMAN HOLDINGS LTD."
03 TO APPROVE AN AMENDMENT OF THE COMPANY'S 2007 . Management For For
INCENTIVE STOCK PLAN (THE "2007 PLAN") TO INCREASE
THE NUMBER OF SHARES OF THE COMPANY'S COMMON
STOCK SUBJECT TO THE 2007 PLAN FROM 80,000 SHARES
TO 1,200,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 21
GAMCO Westwood Mighty MitesSM Fund
A. SCHULMAN, INC.
SECURITY 808194104 MEETING TYPE Annual
TICKER SYMBOL SHLM MEETING DATE 09-Dec-2010
ISIN US8081941044 AGENDA 933346303 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 EUGENE R. ALLSPACH For For
2 GREGORY T. BARMORE For For
3 DAVID G. BIRNEY For For
4 HOWARD R. CURD For For
5 JOSEPH M. GINGO For For
6 MICHAEL A. MCMANUS, JR. For For
7 LEE D. MEYER For For
8 JAMES A. MITAROTONDA For For
9 ERNEST J. NOVAK, JR. For For
10 DR. IRVIN D. REID For For
11 JOHN B. YASINSKY For For
02 THE RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS A. SCHULMAN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING AUGUST 31, 2011.
03 THE ADOPTION AND APPROVAL OF A. SCHULMAN'S 2010 Management Against Against
VALUE CREATION REWARDS PLAN.
THERMOGENESIS CORP.
SECURITY 883623308 MEETING TYPE Annual
TICKER SYMBOL KOOL MEETING DATE 10-Dec-2010
ISIN US8836233085 AGENDA 933342420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 HUBERT E. HUCKEL, M.D. For For
2 DAVID W.CARTER For For
3 PATRICK J. MCENANY For For
4 CRAIG W. MOORE For For
5 MAHENDRA S. RAO, PH.D For For
6 J. MELVILLE ENGLE For For
02 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
GYRODYNE COMPANY OF AMERICA, INC.
SECURITY 403820103 MEETING TYPE Annual
TICKER SYMBOL GYRO MEETING DATE 10-Dec-2010
ISIN US4038201038 AGENDA 933348662 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 RONALD J. MACKLIN For For
2 STEPHEN V. MARONEY For For
3 PHILIP F. PALMEDO For For
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Management For For
REMINICK LLP AS INDEPENDENT ACCOUNTANTS FOR THE
CURRENT FISCAL YEAR.
ICO GLOBAL COMMUNICATIONS (HLDG.) LTD.
SECURITY 44930K108 MEETING TYPE Annual
TICKER SYMBOL ICOG MEETING DATE 13-Dec-2010
ISIN US44930K1088 AGENDA 933342773 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
1 DIRECTOR Management
1 RICHARD P. EMERSON For For
2 RICHARD P. FOX For For
3 NICOLAS KAUSER For For
4 CRAIG O. MCCAW For For
5 BARRY L. ROWAN For For
6 R. GERARD SALEMME For For
7 STUART M. SLOAN For For
8 H. BRIAN THOMPSON For For
9 BENJAMIN G. WOLFF For For
2 RATIFICATION OF THE SELECTION BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR
WINNEBAGO INDUSTRIES, INC.
SECURITY 974637100 MEETING TYPE Annual
TICKER SYMBOL WGO MEETING DATE 14-Dec-2010
ISIN US9746371007 AGENDA 933342684 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------ -----------
1 DIRECTOR Management
1 ROBERT M. CHIUSANO For For
2 JERRY N. CURRIE For For
3 LAWRENCE A. ERICKSON For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC.
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 22
GAMCO Westwood Mighty MitesSM Fund
OIL-DRI CORPORATION OF AMERICA
SECURITY 677864100 MEETING TYPE Annual
TICKER SYMBOL ODC MEETING DATE 14-Dec-2010
ISIN US6778641000 AGENDA 933345781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 J. STEVEN COLE For For
2 ARNOLD W. DONALD For For
3 DANIEL S. JAFFEE For For
4 RICHARD M. JAFFEE For For
5 JOSEPH C. MILLER For For
6 MICHAEL A. NEMEROFF For For
7 ALLAN H. SELIG For For
8 PAUL E. SUCKOW For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
JULY 31, 2011.
GP STRATEGIES CORPORATION
SECURITY 36225V104 MEETING TYPE Annual
TICKER SYMBOL GPX MEETING DATE 15-Dec-2010
ISIN US36225V1044 AGENDA 933343206 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------ -----------
1 DIRECTOR Management
1 HARVEY P. EISEN For For
2 MARSHALL S. GELLER For For
3 SCOTT N. GREENBERG For For
4 SUE W. KELLY For For
5 RICHARD C. PFENNIGER For For
6 A. MARVIN STRAIT For For
7 GENE A. WASHINGTON For For
8 DANIEL M. FRIEDBERG For For
2 TO RATIFY THE BOARD OF DIRECTORS' APPOINTMENT OF Management For For
KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
3 ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE Management For For
MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
CROWN MEDIA HOLDINGS, INC.
SECURITY 228411104 MEETING TYPE Annual
TICKER SYMBOL CRWN MEETING DATE 16-Dec-2010
ISIN US2284111042 AGENDA 933344955 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 WILLIAM J. ABBOTT For For
2 DWIGHT C. ARN For For
3 ROBERT C. BLOSS For For
4 WILLIAM CELLA For For
5 GLENN CURTIS For For
6 STEVE DOYAL For For
7 BRIAN E. GARDNER For For
8 HERBERT GRANATH For For
9 DONALD HALL, JR. For For
10 IRVINE O. HOCKADAY, JR. For For
11 A. DRUE JENNINGS For For
12 PETER A. LUND For For
13 BRAD R. MOORE For For
14 DEANNE STEDEM For For
02 APPROVE THE CHIEF EXECUTIVE OFFICER AND OTHER Management For For
EXECUTIVE OFFICERS' PERFORMANCE-BASED
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 23
GAMCO Westwood Mighty MitesSM Fund
ACTIVIDENTITY CORPORATION
SECURITY 00506P103 MEETING TYPE Special
TICKER SYMBOL ACTI MEETING DATE 16-Dec-2010
ISIN US00506P1030 AGENDA 933349551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ------ -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OR Management For For
MERGER, DATED AS OF OCTOBER 11, 2010 (THE "MERGER
AGREEMENT"), BY AND AMONG ASSA ABLOY INC., AN
OREGON CORPORATION ("ASSA US"), FITACQUISITION,
INC., A DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF ASSA US ("MERGER SUB"), AND
ACTIVIDENTITY, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
VILLAGE SUPER MARKET, INC.
SECURITY 927107409 MEETING TYPE Annual
TICKER SYMBOL VLGEA MEETING DATE 17-Dec-2010
ISIN US9271074091 AGENDA 933341098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- --------- -----------
1 DIRECTOR Management
1 JAMES SUMAS For For
2 ROBERT SUMAS For For
3 WILLIAM SUMAS For For
4 JOHN P. SUMAS For For
5 KEVIN BEGLEY For For
6 NICHOLAS SUMAS For For
7 JOHN J. SUMAS For For
8 STEVEN CRYSTAL For For
9 DAVID C. JUDGE For For
10 PETER R. LAVOY For For
11 STEPHEN F. ROONEY For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL 2011.
3 TO APPROVE THE VILLAGE SUPER MARKET, INC. 2010 Management Against Against
STOCK PLAN.
ACERGY S.A.
SECURITY 00443E104 MEETING TYPE Special
TICKER SYMBOL ACGY MEETING DATE 20-Dec-2010
ISIN US00443E1047 AGENDA 933355097 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------ -----------
01 TO APPOINT MR. BOB LONG AS AN INDEPENDENT NON- Management For For
EXECUTIVE DIRECTOR OF THE COMPANY, TO SERVE FOR
AN INITIAL TERM COMMENCING ON AND SUBJECT TO
COMPLETION OF THE COMBINATION AND EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD NOT LESS THAN
12 MONTHS AFTER COMPLETION.
NIGHTHAWK RADIOLOGY HOLDINGS, INC.
SECURITY 65411N105 MEETING TYPE Special
TICKER SYMBOL NHWK MEETING DATE 22-Dec-2010
ISIN US65411N1054 AGENDA 933354083 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------ ---------- ------ -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 26, 2010, BY AND AMONG
VIRTUAL RADIOLOGIC CORPORATION, EAGLE MERGER SUB
CORPORATION AND NIGHTHAWK RADIOLOGY HOLDINGS,
INC. (THE "MERGER AGREEMENT").
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE MEETING TO ADOPT THE MERGER
AGREEMENT.
CELLU TISSUE HOLDINGS, INC.
SECURITY 151169109 MEETING TYPE Special
TICKER SYMBOL CLU MEETING DATE 23-Dec-2010
ISIN US1511691099 AGENDA 933356974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ------ -----------
01 THE PROPOSAL TO ADOPT AND APPROVE THE Management For For
AGREEMENT AND PLAN OF MERGER DATED SEPTEMBER
15, 2010, AS AMENDED FROM TIME TO TIME, BY AND
AMONG CELLU TISSUE HOLDINGS, INC, CLEARWATER
PAPER CORPORATION, AND SAND DOLLAR ACQUISITION
CORPORATION.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING, FOR Management For For
ANY PURPOSE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT AND APPROVE THE
AGREEMENT AND PLAN OF MERGER.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 24
GAMCO Westwood Mighty MitesSM Fund
HESKA CORPORATION
SECURITY 42805E207 MEETING TYPE Special
TICKER SYMBOL HSKA MEETING DATE 29-Dec-2010
ISIN US42805E2072 AGENDA 933354588 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ------------ ------ ------------
01 TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
EFFECT A ONE-FOR-TEN REVERSE SPLIT OF OUR COMMON
STOCK, TOGETHER WITH A CORRESPONDING REDUCTION
IN THE TOTAL NUMBER OF SHARES OF OUR AUTHORIZED
STOCK AND INCREASE IN THE PAR VALUE FOR SUCH
AUTHORIZED STOCK.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES
FOR THE REVERSE STOCK SPLIT AMENDMENT PROPOSAL
SYCAMORE NETWORKS, INC.
SECURITY 871206405 MEETING TYPE Annual
TICKER SYMBOL SCMR MEETING DATE 04-Jan-2011
ISIN US8712064059 AGENDA 933347278 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ------------ ------ ------------
1 DIRECTOR Management
1 GURURAJ DESHPANDE For For
2 CRAIG R. BENSON For For
2 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS SYCAMORE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2011.
3 IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO Shareholder Against For
ACT ON A STOCKHOLDER PROPOSAL REQUESTING THAT
THE BOARD OF DIRECTORS ADOPT A SIMPLE MAJORITY
VOTE STANDARD IN SYCAMORE'S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION AND BY- LAWS.
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 06-Jan-2011
ISIN US98944B1089 AGENDA 933350364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------ ------ ------------
1 DIRECTOR Management
1 TIMOTHY M. MANGANELLO For For
2 JOHN K. MORGAN For For
3 JOSEPH SQUICCIARINO For For
4 TIMOTHY T. TEVENS For For
2 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM.
THE GREENBRIER COMPANIES, INC.
SECURITY 393657101 MEETING TYPE Annual
TICKER SYMBOL GBX MEETING DATE 07-Jan-2011
ISIN US3936571013 AGENDA 933354350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 GRAEME A. JACK For For
2 VICTORIA MCMANUS For For
3 WENDY L. TERAMOTO For For
4 BENJAMIN R. WHITELEY For For
02 APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Management For For
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE UNDER THE PLAN AND TO CHANGE
THE VESTING SCHEDULE FOR RESTRICTED STOCK
GRANTS TO NON-EMPLOYEE DIRECTORS.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR 2011
SUBJECT TO THE AUDIT COMMITTEE'S RIGHT, IN ITS
DISCRETION, TO APPOINT A DIFFERENT INDEPENDENT
AUDITOR AT ANY TIME DURING THE YEAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 25
GAMCO Westwood Mighty MitesSM Fund
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 11-Jan-2011
ISIN US4273981021 AGENDA 933360252 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 DR. EDWARD A. BOGUCZ For For
2 CARLOS C. CAMPBELL For For
3 F. JACK LIEBAU, JR. For For
4 MICHAEL N. POCALYKO For For
5 JOHN A. THONET For For
6 RAJ TATTA For For
02 PROPOSAL TO AMEND ARTICLE V OF THE COMPANY'S Management For For
BYLAWS TO MODIFY THE DEFINITION OF "INDEPENDENT
DIRECTOR."
03 PROPOSAL TO AMEND SECTION 3, ARTICLE V OF THE Management For For
COMPANY'S BYLAWS TO GIVE THE AUDIT COMMITTEE
RESPONSIBILITY FOR REVIEW OF "AFFILIATE
TRANSACTIONS."
04 PROPOSAL TO AMEND ARTICLE V OF THE BYLAWS TO Management Against Against
DELETE SECTION 5, WHICH CURRENTLY REQUIRES A TWO-
THIRDS VOTE OF STOCKHOLDERS TO AMEND ARTICLE V
OF THE BYLAWS.
05 PROPOSAL TO AMEND SECTIONS 1 AND 4 OF ARTICLE V OF Management For For
THE BYLAWS TO CORRECT TYPOGRAPHICAL ERRORS.
CANTEL MEDICAL CORP.
SECURITY 138098108 MEETING TYPE Annual
TICKER SYMBOL CMN MEETING DATE 13-Jan-2011
ISIN US1380981084 AGENDA 933355302 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 ROBERT L. BARBANELL For For
2 ALAN R. BATKIN For For
3 JOSEPH M. COHEN For For
4 CHARLES M. DIKER For For
5 MARK N. DIKER For For
6 GEORGE L. FOTIADES For For
7 ALAN J. HIRSCHFIELD For For
8 ANDREW A. KRAKAUER For For
9 P.J. PRONOVOST, MD, PHD For For
10 BRUCE SLOVIN For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
FIRST MERCURY FINANCIAL CORP.
SECURITY 320841109 MEETING TYPE Special
TICKER SYMBOL FMR MEETING DATE 14-Jan-2011
ISIN US3208411096 AGENDA 933359792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ------------ ------ ------------
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 28, 2010, AS IT MAY BE AMENDED FROM TIME TO
TIME, AMONG FAIRFAX FINANCIAL HOLDINGS LIMITED,
FAIRFAX INVESTMENTS II USA CORP. AND FIRST MERCURY
FINANCIAL CORPORATION.
02 TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO ADOPT THE
AGREEMENT AND PLAN OF MERGER REFERENCED IN
PROPOSAL 1 ABOVE.
03 TO TRANSACT ANY OTHER BUSINESS THAT MAY Management For For
PROPERLY COME BEFORE THE SPECIAL MEETING, OR ANY
ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL
MEETING, BY OR AT THE DIRECTION OF THE BOARD OF
DIRECTORS OF THE COMPANY.
DAWSON GEOPHYSICAL COMPANY
SECURITY 239359102 MEETING TYPE Annual
TICKER SYMBOL DWSN MEETING DATE 18-Jan-2011
ISIN US2393591027 AGENDA 933358017 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ------------ ------ -----------
01 DIRECTOR Management
1 PAUL H. BROWN For For
2 CRAIG W. COOPER For For
3 L. DECKER DAWSON For For
4 GARY M. HOOVER For For
5 STEPHEN C. JUMPER For For
6 JACK D. LADD For For
7 TED R. NORTH For For
8 TIM C. THOMPSON For For
02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 26
GAMCO Westwood Mighty MitesSM Fund
ROCK OF AGES CORPORATION
SECURITY 772632105 MEETING TYPE Special
TICKER SYMBOL ROAC MEETING DATE 18-Jan-2011
ISIN US7726321059 AGENDA 933360125 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ------------ ------ ------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF OCTOBER 18, 2010, BY AND AMONG ROCK OF
AGES CORPORATION, SWENSON GRANITE COMPANY, LLC
AND GRANITE ACQUISITION, LLC.
02 TO ADJOURN MEETING IF NECESSARY TO PERMIT Management For For
FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES OF CLASS A COMMON STOCK
AT THE TIME OF MEETING TO SATISFY THE CONDITION IN
MERGER AGREEMENT THAT MERGER AGREEMENT BE
APPROVED BY A MAJORITY OF THE OUTSTANDING SHARES
OF OUR CLASS A COMMON STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
MARINEMAX, INC.
SECURITY 567908108 MEETING TYPE Annual
TICKER SYMBOL HZO MEETING DATE 19-Jan-2011
ISIN US5679081084 AGENDA 933357736 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ------------ ------ ------------
1A ELECTION OF MICHAEL H. MCLAMB AS A DIRECTOR TO Management For For
SERVE A THREE-YEAR TERM EXPIRING IN 2014
1B ELECTION OF RUSSELL J. KNITTEL AS A DIRECTOR TO Management For For
SERVE A THREE-YEAR TERM EXPIRING IN 2014
02 TO APPROVE OUR 2011 STOCK-BASED COMPENSATION Management Against Against
PLAN.
03 TO APPROVE OUR INCENTIVE COMPENSATION PROGRAM Management For For
SO AS TO TAKE ADVANTAGE OF THE BENEFITS OF
SECTION 162(M).
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR THE YEAR ENDING
SEPTEMBER 30, 2011.
CHASE CORPORATION
SECURITY 16150R104 MEETING TYPE Annual
TICKER SYMBOL CCF MEETING DATE 19-Jan-2011
ISIN US16150R1041 AGENDA 933361696 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 ADAM P. CHASE For For
2 PETER R. CHASE For For
3 MARY CLAIRE CHAS E For For
4 J. BROOKS FENNO For For
5 LEWIS P. GACK For For
6 GEORGE M. HUGHES For For
7 RONALD LEVY For For
8 THOMAS WROE, JR. For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2011.
EURAND N.V.
SECURITY N31010106 MEETING TYPE Special
TICKER SYMBOL EURX MEETING DATE 19-Jan-2011
ISIN NL0000886448 AGENDA 933363854 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
1A TO APPOINT JOHN J. FRAHER AS EXECUTIVE DIRECTOR 'A' Management For For
AND CHIEF EXECUTIVE OFFICER OF THE COMPANY.
1B TO APPOINT CECILIA GONZALO AS A NON-EXECUTIVE Management For For
DIRECTOR 'B' OF THE COMPANY.
2A TO REVIEW AND APPROVE COMPENSATION FOR JOHN J. Management For For
FRAHER, EXECUTIVE DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY.
2B TO REVIEW AND APPROVE COMPENSATION FOR ANGELO Management For For
C. MALAHIAS, CHAIRMAN OF THE BOARD OF THE
COMPANY.
2C TO REVIEW AND APPROVE COMPENSATION FOR CECILIA Management For For
GONZALO AS A DIRECTOR OF THE COMPANY.
03 TO GRANT A DISCHARGE TO THE RESIGNING DIRECTORS Management For For
(GEAROID FAHERTY AND JONATHAN COSGRAVE) IN
RESPECT OF THEIR MANAGEMENT.
04 TO APPROVE THE SHARE PURCHASE AGREEMENT BY AND Management For For
AMONG THE COMPANY, AXCAN HOLDINGS INC. AND AXCAN
PHARMA HOLDING B.V.
05 TO REVIEW & APPROVE SALE OF ALL ASSETS & LIABILITIES Management For For
OF COMPANY TO AXCAN PHARMA HOLDING B.V. OR ONE
OR MORE OF ITS DESIGNEES.
06 TO APPROVE THE DESIGNATION OF THE MEMBERS OF Management For For
SPECIAL COMMITTEE WITH RESPECT TO SALE OF ASSETS
AND LIABILITIES OF THE COMPANY.
7A TO APPOINT RICHARD TARTE, VP, CORPORATE Management For For
DEVELOPMENT AND GENERAL COUNSEL OF AXCAN, AS AN
EXECUTIVE DIRECTOR 'A' OF THE COMPANY.
7B TO APPOINT RICHARD DEVLEESCHOUWER, SENIOR VICE Management For For
PRESIDENT, HUMAN RESOURCES OF AXCAN, AS AN
EXECUTIVE DIRECTOR 'A' OF THE COMPANY.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 27
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ---- ------------
7C TO APPOINT STEVE GANNON, SENIOR VICE PRESIDENT, Management For For
CFO OF AXCAN, AS AN EXECUTIVE DIRECTOR 'A' OF THE
COMPANY.
08 TO APPROVE THE DISSOLUTION OF THE COMPANY, Management For For
EFFECTIVE UPON THE COMPLETION OF THE SUBSEQUENT
OFFERING PERIOD.
09 TO APPROVE THE APPOINTMENT OF AXCAN PHARMA Management For For
HOLDING B.V. KEEPER OF BOOKS & RECORDS OF
COMPANY UPON TERMINATION OF LIQUIDATION.
10 TO APPROVE ANY OTHER RESOLUTION TABLED IN Management For For
CONNECTION WITH THE ABOVE.
TECH/OPS SEVCON, INC.
SECURITY 878293109 MEETING TYPE Annual
TICKER SYMBOL TO MEETING DATE 25-Jan-2011
ISIN US8782931096 AGENDA 933361963 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ---- ------------
01 DIRECTOR Management
1 MATTHEW BOYLE For For
2 PAUL O. STUMP For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
EXECUTIVE OFFICERS.
04 TO INDICATE THE FREQUENCY OF VOTES TO APPROVE Management Abstain Against
THE COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
CAMINO MINERALS CORPORATION
SECURITY 138050109 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CAMZF MEETING DATE 25-Jan-2011
ISIN CA1380501090 AGENDA 933362864 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- ------------
01 TO SET THE NUMBER OF DIRECTORS AT FOUR (4). Management For For
02 DIRECTOR Management
1 R.E. GORDON DAVIS For For
2 GORDON BOGDEN For For
3 JAMES TUTTON For For
4 DAVID WATKINS For For
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AT A REMUNERATION
TO BE FIXED BY THE DIRECTORS.
04 TO APPROVE THE OPTION PLAN RESOLUTION RELATING Management For For
TO THE ADOPTION OF THE STOCK OPTION PLAN OF THE
COMPANY, AS DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR DATED DECEMBER 6, 2010.
CRAZY WOMAN CREEK BANCORP INCORPORATED
SECURITY 225233105 MEETING TYPE Annual
TICKER SYMBOL CRZY MEETING DATE 26-Jan-2011
ISIN US2252331051 AGENDA 933360923 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- ------------
01 DIRECTOR Management
1 RICHARD REIMANN Withheld Against
2 SANDRA K. TODD Withheld Against
3 PAUL M. BRUNKHORST Withheld Against
02 THE RATIFICATION OF THE APPOINTMENT OF ANDERSON Management Against Against
ZURMUEHLEN, CPA AS INDEPENDENT AUDITORS OF CRAZY
WOMAN CREEK BANCORP INCORPORATED FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2010.
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 27-Jan-2011
ISIN US7714971048 AGENDA 933361216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ---- ------------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 ROGER W. SCHNOBRICH For For
5 BENSON SMITH For For
02 RATIFICATION OF SELECTION OF GRANT THORNTON LLP Management For For
AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011
03 ADVISORY APPROVAL, BY NON-BINDING VOTE, OF Management Abstain Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 28
GAMCO Westwood Mighty MitesSM Fund
RGC RESOURCES, INC.
SECURITY 74955L103 MEETING TYPE Annual
TICKER SYMBOL RGCO MEETING DATE 31-Jan-2011
ISIN US74955L1035 AGENDA 933360151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 NANCY HOWELL AGEE For For
2 J. ALLEN LAYMAN For For
3 RAYMOND D. SMOOT, JR. For For
02 TO RATIFY THE SELECTION OF BROWN EDWARDS & Management For For
COMPANY L.L.P. AS THE INDEPENDENT ACCOUNTANTS.
03 TO AUTHORIZE AN ADDITIONAL 50,000 SHARES OF Management For For
COMMON STOCK FOR THE RESTRICTED STOCK PLAN FOR
OUTSIDE DIRECTORS FOR PURCHASE AT MARKET PRICE.
04 A NON-BINDING SHAREHOLDER ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 A NON-BINDING SHAREHOLDER ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
LINDSAY CORPORATION
SECURITY 535555106 MEETING TYPE Annual
TICKER SYMBOL LNN MEETING DATE 31-Jan-2011
ISIN US5355551061 AGENDA 933364440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 MICHAEL N. CHRISTODOLOU For For
2 W. THOMAS JAGODINSKI For For
3 J. DAVID MCINTOSH For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
AUGUST 31, 2011.
03 NON-BINDING VOTE ON RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 NON-BINDING VOTE ON WHETHER A STOCKHOLDER VOTE Management Abstain Against
TO APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS SHOULD BE TAKEN EVERY
YEAR, EVERY SECOND YEAR OR EVERY THIRD YEAR.
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 03-Feb-2011
ISIN US3984331021 AGENDA 933360048 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 BERTRAND M. BELL For For
2 ROBERT G. HARRISON For For
3 RONALD J. KRAMER For For
4 MARTIN S. SUSSMAN For For
02 APPROVAL OF THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
03 SELECTION OF VOTING FREQUENCY FOR FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF OUR
EXECUTIVE OFFICERS.
04 APPROVAL OF THE GRIFFON CORPORATION 2011 EQUITY Management Against Against
INCENTIVE PLAN.
05 APPROVAL OF THE GRIFFON CORPORATION 2011 Management For For
PERFORMANCE BONUS PLAN.
06 RATIFICATION OF THE SELECTION BY OUR AUDIT Management For For
COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2011.
L-1 IDENTITY SOLUTIONS, INC.
SECURITY 50212A106 MEETING TYPE Special
TICKER SYMBOL ID MEETING DATE 03-Feb-2011
ISIN US50212A1060 AGENDA 933363967 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF SEPTEMBER 19, 2010, BY AND
AMONG L-1 IDENTITY SOLUTIONS, INC., A DELAWARE
CORPORATION, SAFRAN SA, A FRENCH SOCIETE
ANONYME, AND LASER ACQUISITION SUB INC., A
DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF SAFRAN SA, AND TO APPROVE THE
MERGER CONTEMPLATED BY THE MERGER AGREEMENT.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT AND APPROVE THE MERGER.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 29
GAMCO Westwood Mighty MitesSM Fund
TECHNICAL COMMUNICATIONS CORPORATION
SECURITY 878409101 MEETING TYPE Annual
TICKER SYMBOL TCCO MEETING DATE 07-Feb-2011
ISIN US8784091014 AGENDA 933364779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 ROBERT T. LESSARD For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Management Abstain Against
VOTING BY STOCKHOLDERS ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 APPROVE THE TECHNICAL COMMUNICATIONS Management Against Against
CORPORATION 2010 EQUITY INCENTIVE PLAN, AS
AMENDED AND RESTATED.
05 RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN LLP Management For For
AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 24, 2011.
SURMODICS, INC.
SECURITY 868873100 MEETING TYPE Annual
TICKER SYMBOL SRDX MEETING DATE 07-Feb-2011
ISIN US8688731004 AGENDA 933365694 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 ROBERT C. BUHRMASTER For For
2 JEFFREY C. SMITH For For
3 SUSAN E. KNIGHT For For
02 TO SET THE NUMBER OF DIRECTORS AT TEN (10). Management For For
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
SURMODICS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
04 CAST A NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 CAST A NON-BINDING ADVISORY VOTE REGARDING THE Management Abstain Against
FREQUENCY OF NON-BINDING SHAREHOLDER ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
INGLES MARKETS, INCORPORATED
SECURITY 457030104 MEETING TYPE Annual
TICKER SYMBOL IMKTA MEETING DATE 08-Feb-2011
ISIN US4570301048 AGENDA 933361141 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management
1 FRED D. AYERS For For
2 JOHN O. POLLARD For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION, AS DISCLOSED IN THE PROXY
STATEMENT.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 24, 2011.
05 STOCKHOLDER PROPOSAL CONCERNING EQUAL Shareholder Against For
SHAREHOLDER VOTING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 30
GAMCO Westwood Mighty MitesSM Fund
CRUCELL N.V.
SECURITY 228769105 MEETING TYPE Special
TICKER SYMBOL CRXL MEETING DATE 08-Feb-2011
ISIN US2287691057 AGENDA 933366608 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
3A PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF Management For For
THE COMPANY WITH EFFECT OF THE SETTLEMENT DATE,
BEING THE DATE NO LATER THAN THE THIRD BUSINESS
DAY AFTER THE DATE THE OFFER HAS BEEN DECLARED
UNCONDITIONAL, UNDER THE CONDITION PRECEDENT OF
THE CONTEMPLATED OFFER OF JOHNSON & JOHNSON
FOR ALL THE ISSUED AND OUTSTANDING SHARES IN THE
CAPITAL OF THE COMPANY (THE OFFER) BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
3B PROPOSAL TO AUTHORISE EACH MEMBER OF THE BOARD Management For
OF MANAGEMENT OF THE COMPANY AND ALSO EACH CIVIL
LAW NOTARY, DEPUTY CIVIL LAW NOTARY AND NOTARIAL
ASSISTANT OF ALLEN & OVERY LLP, EACH OF THEM
SEVERALLY, WITH EFFECT OF THE SETTLEMENT DATE,
UNDER THE CONDITION PRECEDENT OF THE OFFER BEING
DECLARED UNCONDITIONAL, TO APPLY TO THE DUTCH
MINISTRY OF JUSTICE FOR THE STATEMENT OF NO
OBJECTIONS AND TO HAVE THE DEED OF AMENDMENT OF
THE ARTICLES OF ASSOCIATION EXECUTED.
(RESOLUTION).
04 RESIGNATION SUPERVISORY BOARD AND DISCHARGE: Management For For
RESIGNATION OF MESSRS. W.M. BURNS, S.A. DAVIS, P.
SATOW, J.S.S. SHANNON, G.R. SIBER, F.F. WALLER AND C.-
E. WILHELMSSON AS MEMBERS OF THE SUPERVISORY
BOARD AND THE PROPOSAL TO GRANT DISCHARGE WITH
EFFECT OF THE SETTLEMENT DATE, UNDER THE
CONDITION PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5A PROPOSAL TO APPOINT MR. J.H.J. PEETERS AS MEMBER Management For For
OF THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5B PROPOSAL TO APPOINT MR. P. STOFFELS AS MEMBER OF Management For For
THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5C PROPOSAL TO APPOINT MR. T.J. HEYMAN AS MEMBER OF Management For For
THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5D PROPOSAL TO APPOINT MR. J.J.U. VAN HOOF AS MEMBER Management For For
OF THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5E PROPOSAL TO APPOINT MS. J.V. GRIFFITHS AS MEMBER OF Management For For
THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5F PROPOSAL TO APPOINT MR. B.W. VAN ZIJLL LANGHOUT AS Management For For
MEMBER OF THE SUPERVISORY BOARD WITH EFFECT OF
THE SETTLEMENT DATE, UNDER THE CONDITION
PRECEDENT OF THE OFFER BEING DECLARED
UNCONDITIONAL. (RESOLUTION).
5G PROPOSAL TO APPOINT MR. P. KORTE AS MEMBER OF THE Management For For
SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT
DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER
BEING DECLARED UNCONDITIONAL. (RESOLUTION).
5H PROPOSAL TO APPOINT MR. D.-J. ZWEERS AS MEMBER OF Management For For
THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5I PROPOSAL TO APPOINT MR. J.C. BOT AS MEMBER OF THE Management For For
SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT
DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER
BEING DECLARED UNCONDITIONAL. (RESOLUTION).
J & J SNACK FOODS CORP.
SECURITY 466032109 MEETING TYPE Annual
TICKER SYMBOL JJSF MEETING DATE 09-Feb-2011
ISIN US4660321096 AGENDA 933360581 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ ------------
01 DIRECTOR Management For For
1 PETER G. STANLEY
02 ADVISORY VOTE ON APPROVAL OF THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION PROGRAMS
03 ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
SHAREHOLDER'S ADVISORY VOTE ON THE COMPANY'S
EXECUTIVE COMPENSATION PROGRAM
MTS SYSTEMS CORPORATION
SECURITY 553777103 MEETING TYPE Annual
TICKER SYMBOL MTSC MEETING DATE 09-Feb-2011
ISIN US5537771033 AGENDA 933361660 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ---------- ----- ----------
01 DIRECTOR Management
1 DAVID J. ANDERSON For For
2 JEAN-LOU CHAMEAU For For
3 LAURA B. HAMILTON For For
4 BRENDAN C. HEGARTY For For
5 EMILY M. LIGGETT For For
6 WILLIAM V. MURRAY For For
7 BARB J. SAMARDZICH For For
8 GAIL P. STEINEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 31
GAMCO Westwood Mighty MitesSM Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ---------- ----- ----------
03 TO APPROVE THE MTS SYSTEMS CORPORATION 2011 Management Against Against
STOCK INCENTIVE PLAN.
04 TO APPROVE THE MTS SYSTEMS CORPORATION 2012 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
05 TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
06 TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING Management Abstain Against
THE FREQUENCY OF THE VOTING ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
KEY TECHNOLOGY, INC.
SECURITY 493143101 MEETING TYPE Annual
TICKER SYMBOL KTEC MEETING DATE 11-Feb-2011
ISIN US4931431013 AGENDA 933362004 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ---------- ----- ----------
01 DIRECTOR Management
1 DAVID M. CAMP For For
2 RICHARD LAWRENCE For For
02 PROPOSAL TO CONSIDER ADVISORY APPROVAL OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 PROPOSAL TO CONDUCT AN ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 PROPOSAL TO CONSIDER APPROVAL OF THE COMPANY'S Management Against Against
2010 EQUITY INCENTIVE PLAN.
05 PROPOSAL TO RATIFY SELECTION OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE 2011 FISCAL YEAR.
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Special
TICKER SYMBOL SMBL MEETING DATE 15-Feb-2011
ISIN US83169Y1082 AGENDA 933365896 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------- ---- ---- -----------
01 PROPOSAL TO APPROVE THE PROPOSED AMENDMENT TO Management For For
OUR SECOND AMENDED AND RESTATED STOCK AND
AWARDS PLAN TO ALLOW FOR A STOCK OPTION
EXCHANGE PROGRAM FOR EMPLOYEES (OTHER THAN
OUR EXECUTIVE OFFICERS AND DIRECTORS).
02 PROPOSAL TO APPROVE THE PROPOSED AMENDMENT TO Management Against Against
OUR SECOND AMENDED AND RESTATED STOCK AND
AWARDS PLAN TO ALLOW FOR A STOCK OPTION
EXCHANGE PROGRAM FOR OUR EXECUTIVE OFFICERS
AND EMPLOYEE DIRECTORS.
LIQUIDITY SERVICES, INC.
SECURITY 53635B107 MEETING TYPE Annual
TICKER SYMBOL LQDT MEETING DATE 16-Feb-2011
ISIN US53635B1070 AGENDA 933368094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- --------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 PHILLIP A. CLOUGH For For
2 GEORGE H. ELLIS For For
3 JAIME MATEUS-TIQUE For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2011.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
PROVIDENT NEW YORK BANCORP
SECURITY 744028101 MEETING TYPE Annual
TICKER SYMBOL PBNY MEETING DATE 17-Feb-2011
ISIN US7440281019 AGENDA 933364476 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- --------------------------------------------------- ---------- ----- -----------
1 DIRECTOR Management
1 DENNIS L. COYLE For For
2 VICTORIA KOSSOVER For For
3 BURT STEINBERG For For
4 GEORGE STRAYTON For For
2 APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS ("SAY-ON-PAY");
3 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
4 RATIFICATION OF THE APPOINTMENT OF CROWE Management For For
HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011; AND
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 32
GAMCO Westwood Mighty MitesSM Fund
DYNAMEX INC.
SECURITY 26784F103 MEETING TYPE Special
TICKER SYMBOL DDMX MEETING DATE 18-Feb-2011
ISIN US26784F1030 AGENDA 933367561 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ----- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 14, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG DYNAMEX INC.,
TRANSFORCE INC., AND TRANSFORCE ACQUISITION CORP.
02 TO APPROVE ANY ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF
MERGER.
CAPITOL FEDERAL FINANCIAL INC
SECURITY 14057J101 MEETING TYPE Annual
TICKER SYMBOL CFFN MEETING DATE 22-Feb-2011
ISIN US14057J1016 AGENDA 933369212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
I DIRECTOR Management
1 JEFFREY M. JOHNSON For For
2 MICHAEL T. MCCOY, M.D. For For
3 MARILYN S. WARD For For
II ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
III ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
IV THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL, INC'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
UNIVERSAL TECHNICAL INSTITUTE, INC.
SECURITY 913915104 MEETING TYPE Annual
TICKER SYMBOL UTI MEETING DATE 23-Feb-2011
ISIN US9139151040 AGENDA 933366709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: CONRAD A. CONRAD Management For For
1B ELECTION OF DIRECTOR: ALAN E. CABITO Management For For
1C ELECTION OF DIRECTOR: KIMBERLY J. MCWATERS Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION.
ALLIS-CHALMERS ENERGY INC.
SECURITY 019645506 MEETING TYPE Special
TICKER SYMBOL ALY MEETING DATE 23-Feb-2011
ISIN US0196455069 AGENDA 933368359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF AUGUST 12, 2010, AMONG ALLIS-
CHALMERS ENERGY INC., SEAWELL LIMITED AND WELLCO SUB COMPANY.
02 TO APPROVE AND ADOPT AN AMENDMENT TO THE Management For For
CERTIFICATE OF DESIGNATION OF 7% CONVERTIBLE PERPETUAL PREFERRED STOCK.
03 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING OF THE STOCKHOLDERS OF ALLIS-
CHALMERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE FOREGOING PROPOSALS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 33
GAMCO Westwood Mighty MitesSM Fund
HEADWATERS INCORPORATED
SECURITY 42210P102 MEETING TYPE Annual
TICKER SYMBOL HW MEETING DATE 24-Feb-2011
ISIN US42210P1021 AGENDA 933364161 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 KIRK A. BENSON For For
2 E.J. "JAKE" GARN For For
3 RAYMOND J. WELLER For For
02 RATIFY THE SELECTION BY THE BOARD OF BDO USA, LLP Management For For
AS INDEPENDENT AUDITORS OF HEADWATERS FOR FISCAL 2011.
03 APPROVE AMENDMENT TO CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES TO 200,000,000.
04 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
05 FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
CONTINUCARE CORPORATION
SECURITY 212172100 MEETING TYPE Annual
TICKER SYMBOL CNU MEETING DATE 24-Feb-2011
ISIN US2121721003 AGENDA 933368171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 R.C. PFENNIGER, JR. For For
2 ROBERT J. CRESCI For For
3 NEIL FLANZRAICH For For
4 PHILLIP FROST, M.D. For For
5 JACOB NUDEL, M.D. For For
6 MARVIN A. SACKNER, M.D. For For
7 JACQUELINE M. SIMKIN For For
8 A. MARVIN STRAIT For For
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS CONTINUCARE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING JUNE 30, 2011.
03 A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON PAY").
04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON SAY ON PAY IN FUTURE YEARS.
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Special
TICKER SYMBOL ASCMA MEETING DATE 24-Feb-2011
ISIN US0436321089 AGENDA 933368931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
01 PROPOSAL TO APPROVE THE SALE OF 100% OF OUR Management For For
CONTENT DISTRIBUTION BUSINESS UNIT TO ENCOMPASS
DIGITAL MEDIA, INC. AND ITS WHOLLY-OWNED SUBSIDIARY.
JOHNSON OUTDOORS INC.
SECURITY 479167108 MEETING TYPE Annual
TICKER SYMBOL JOUT MEETING DATE 02-Mar-2011
ISIN US4791671088 AGENDA 933368107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 TERRY E. LONDON For For
2 JOHN M. FAHEY, JR. For For
02 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN Management For For
LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS OF THE COMPANY FOR ITS FISCAL
YEAR ENDING SEPTEMBER 30, 2011.
03 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. Management Abstain Against
04 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MEDIACOM COMMUNICATIONS CORPORATION
SECURITY 58446K105 MEETING TYPE Special
TICKER SYMBOL MCCC MEETING DATE 04-Mar-2011
ISIN US58446K1051 AGENDA 933370809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF NOVEMBER 12, 2010, BY AND AMONG
MEDIACOM COMMUNICATIONS CORPORATION, JMC
COMMUNICATIONS LLC AND ROCCO B. COMMISSO, AS IT
MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE ANY INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO Management For For
VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE
THE SPECIAL MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 34
GAMCO Westwood Mighty MitesSM Fund
DGT HOLDINGS CORP.
SECURITY 23328R107 MEETING TYPE Annual
TICKER SYMBOL DGTCD MEETING DATE 08-Mar-2011
ISIN US23328R1077 AGENDA 933368284 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 JAMES R. HENDERSON For For
2 GENERAL M.A. MCPEAK For For
3 JAMES A. RISHER For For
4 JOHN J. QUICKE For For
5 T. SCOTT AVILA For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Management Against Against
INCENTIVE STOCK PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED AND RESERVED FOR ISSUANCE
THEREUNDER BY 300,000 SHARES.
03 TO APPROVE AN ADVISORY RESOLUTION REGARDING THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY AT Management Abstain Against
WHICH THE COMPANY SHOULD INCLUDE AN ADVISORY
VOTE REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING JULY 30, 2011.
MVC CAPITAL, INC.
SECURITY 553829102 MEETING TYPE Annual
TICKER SYMBOL MVC MEETING DATE 10-Mar-2011
ISIN US5538291023 AGENDA 933367826 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 EMILIO DOMINIANNI For For
2 GERALD HELLERMAN For For
3 WARREN HOLTSBERG For For
4 ROBERT KNAPP For For
5 WILLIAM TAYLOR For For
6 MICHAEL TOKARZ For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
OMNOVA SOLUTIONS INC.
SECURITY 682129101 MEETING TYPE Annual
TICKER SYMBOL OMN MEETING DATE 17-Mar-2011
ISIN US6821291019 AGENDA 933369832 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
1 DIRECTOR Management
1 MICHAEL J. MERRIMAN For For
2 WILLIAM R. SEELBACH For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2011
3 APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against
EXECUTIVE OFFICERS
4 FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION Management Abstain Against
MULTIMEDIA GAMES, INC.
SECURITY 625453105 MEETING TYPE Annual
TICKER SYMBOL MGAM MEETING DATE 22-Mar-2011
ISIN US6254531055 AGENDA 933372055 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: MICHAEL J. MAPLES, SR. Management For For
1B ELECTION OF DIRECTOR: STEPHEN J. GREATHOUSE Management For For
1C ELECTION OF DIRECTOR: NEIL E. JENKINS Management For For
1D ELECTION OF DIRECTOR: JUSTIN A. ORLANDO Management For For
1E ELECTION OF DIRECTOR: PATRICK J. RAMSEY Management For For
1F ELECTION OF DIRECTOR: ROBERT D. REPASS Management For For
1G ELECTION OF DIRECTOR: TIMOTHY S. STANLEY Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW Management For For
THE COMPANY TO REDEEM SHARES OF CAPITAL STOCK
THAT ARE OWNED BY SHAREHOLDERS THAT ARE FOUND
TO BE UNSUITABLE FOR GAMING REGULATORY PURPOSES.
03 AMENDMENT TO THE ARTICLES OF INCORPORATION, Management For For
WHICH WILL CHANGE THE NAME OF THE COMPANY FROM
"MULTIMEDIA GAMES, INC." TO "MULTIMEDIA GAMES HOLDING COMPANY, INC."
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 35
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------- ---------- ----- -----------
04 NON-BINDING ADVISORY Management Abstain Against
VOTE REGARDING
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 NON-BINDING ADVISORY Management Abstain Against
VOTE UPON THE FREQUENCY OF
SHAREHOLDER APPROVAL OF COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
06 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
ALL AMERICAN GROUP INC.
SECURITY 016437105 MEETING TYPE Special
TICKER SYMBOL COHM MEETING DATE 22-Mar-2011
ISIN US0164371058 AGENDA 933374249 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- ----------- ----- -----------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management Against Against
DATED AS OF NOVEMBER 8, 2010, BY AND AMONG ALL
AMERICAN GROUP HOLDINGS, LLC ("ACQUIROR"), ALL
AMERICAN ACQUISITION CORPORATION ("ACQUISITION
SUB"), AAG AND RICHARD M. LAVERS (AS SHAREHOLDERS
REPRESENTATIVE).
LIMONEIRA COMPANY
SECURITY 532746104 MEETING TYPE Annual
TICKER SYMBOL LMNR MEETING DATE 22-Mar-2011
ISIN US5327461043 AGENDA 933376700 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 ALLAN M. PINKERTON For For
2 ROBERT M. SAWYER For For
3 ALAN M. TEAGUE For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF LIMONEIRA COMPANY FOR THE YEAR ENDING
OCTOBER 31, 2011.
03 ADVISORY VOTE FOR THE APPROVAL OF THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
AIRTRAN HOLDINGS, INC.
SECURITY 00949P108 MEETING TYPE Special
TICKER SYMBOL AAI MEETING DATE 23-Mar-2011
ISIN US00949P1084 AGENDA 933373247 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------- ---------- ------ -----------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 26, 2010, BY AND AMONG
SOUTHWEST AIRLINES CO. ("SOUTHWEST"), AIRTRAN
HOLDINGS, INC. AND GUADALUPE HOLDINGS CORP., A
WHOLLY OWNED SUBSIDIARY OF SOUTHWEST.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
BURKE & HERBERT BANK & TRUST COMPANY
SECURITY 121331102 MEETING TYPE Annual
TICKER SYMBOL BHRB MEETING DATE 24-Mar-2011
ISIN US1213311020 AGENDA 933375645 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------- ---------- ------ -----------
01 THE ELECTION OF THE PERSONS LISTED ON THE PROXY Management For For
STATEMENT DATED FEBRUARY 14, 2011, ACCOMPANYING
THE NOTICE OF SAID MEETING AS DIRECTORS OF THE BANK.
SYNERON MEDICAL LTD.
SECURITY M87245102 MEETING TYPE Annual
TICKER SYMBOL ELOS MEETING DATE 29-Mar-2011
ISIN IL0010909351 AGENDA 933377877 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------- ---------- ------ -----------
01 TO APPROVE AND RATIFY THE RE-APPOINTMENT OF KOST Management For For
FORER GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS OUR INDEPENDENT AUDITORS FOR
THE COMPANY'S 2010 AND 2011 FISCAL YEARS AND FOR
AN ADDITIONAL PERIOD UNTIL THE NEXT ANNUAL
GENERAL MEETING.
02 TO RE-ELECT MR. SHIMON ECKHOUSE, THE COMPANY'S Management For For
CHAIRMAN OF THE BOARD OF DIRECTORS, WHOSE
CURRENT TERM EXPIRES AT THE MEETING, AS A CLASS III
DIRECTOR TO HOLD OFFICE UNTIL THE END OF THE THIRD
ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY TO BE HELD AFTER THE MEETING OR UNTIL A
SUCCESSOR HAS BEEN DULY ELECTED.
03 TO RE-ELECT DR. MICHAEL ANGHEL, THE COMPANY'S Management For For
EXTERNAL DIRECTOR, FOR A THREE-YEAR TERM,
EFFECTIVE AS OF NOVEMBER 7, 2011, IN ACCORDANCE
WITH THE PROVISIONS OF THE ISRAELI COMPANIES LAW.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 36
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- --------- ----- -----------
3A ARE YOU A CONTROLLING SHAREHOLDER IN THE Management For For
COMPANY (AS DEFINED IN THE ISRAELI COMPANIES LAW)
OR VOTING ON BEHALF OF A CONTROLLING
SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE
COUNTED. MARK "FOR" = YES AND "AGAINST" = NO.
04 TO RE-ELECT MR. DAN SUESSKIND, THE COMPANY'S Management For For
EXTERNAL DIRECTOR, FOR A THREE-YEAR TERM,
EFFECTIVE AS OF NOVEMBER 7, 2011, IN ACCORDANCE
WITH THE PROVISIONS OF THE ISRAELI COMPANIES LAW.
4A ARE YOU A CONTROLLING SHAREHOLDER IN THE Management For For
COMPANY (AS DEFINED IN THE ISRAELI COMPANIES LAW)
OR VOTING ON BEHALF OF A CONTROLLING
SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE
COUNTED. MARK "FOR" = YES AND "AGAINST" = NO.
05 TO APPROVE THE COMPENSATION FOR OUR NON- Management For For
EXECUTIVE DIRECTORS AND EXTERNAL DIRECTORS.
06 TO APPROVE AN INCREASE IN THE COMPANY'S Management For For
AUTHORIZED SHARE CAPITAL FROM NIS 1,000,000 TO NIS
1,300,000 AND TO AMEND THE COMPANY'S ARTICLES OF
ASSOCIATION TO REFLECT SUCH INCREASE.
GENCORP INC.
SECURITY 368682100 MEETING TYPE Annual
TICKER SYMBOL GY MEETING DATE 30-Mar-2011
ISIN US3686821006 AGENDA 933373350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 THOMAS A. CORCORAN For For
2 JAMES R. HENDERSON For For
3 WARREN G. LICHTENSTEIN For For
4 DAVID A. LORBER For For
5 JAMES H. PERRY For For
6 SCOTT J. SEYMOUR For For
7 MARTIN TURCHIN For For
8 ROBERT C. WOODS For For
02 TO APPROVE AN AMENDMENT TO THE GENCORP Management For For
AMENDED AND RESTATED 2009 EQUITY AND
PERFORMANCE INCENTIVE PLAN TO ELIMINATE THE
LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO BE
ISSUED AS FULL VALUE AWARDS.
03 TO APPROVE AN ADVISORY RESOLUTION REGARDING THE Management Abstain Against
COMPENSATION OF GENCORP'S NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE AN ADVISORY Management Abstain Against
VOTE ON THE FREQUENCY AT
WHICH GENCORP SHOULD INCLUDE AN ADVISORY
VOTE
REGARDING THE COMPENSATION OF GENCORP'S NAMED
EXECUTIVE OFFICERS.
05 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY.
NORTH STATE TELECOMMUNICATIONS CORP.
SECURITY 662642107 MEETING TYPE Annual
TICKER SYMBOL NORSA MEETING DATE 06-Apr-2011
ISIN US6626421076 AGENDA 933387222 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 J. PATRICK HARMAN For For
2 COULSON S. MUCHER For For
3 LIZBETH W. PRIVETTE For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF BAUKNIGHT Management For For
PIETRAS & STORMER, P.A. AS INDEPENDENT AUDITORS OF
THE CORPORATION FOR 2011.
STEWART ENTERPRISES, INC.
SECURITY 860370105 MEETING TYPE Annual
TICKER SYMBOL STEI MEETING DATE 07-Apr-2011
ISIN US8603701058 AGENDA 933377574 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 JOHN B. ELSTROTT For For
2 THOMAS M. KITCHEN For For
3 ALDEN J. MCDONALD, JR. For For
4 RONALD H. PATRON For For
5 ASHTON J. RYAN, JR. For For
6 JOHN K. SAER, JR. For For
7 FRANK B. STEWART, JR. For For
02 SAY ON PAY VOTE: ADVISORY (NON-BINDING) VOTE TO Management Abstain Against
APPROVE EXECUTIVE COMPENSATION (AS DISCLOSED IN
THE PROXY STATEMENT).
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 37
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------- ---------- ----- -----------
03 FREQUENCY VOTE: ADVISORY (NON-BINDING) VOTE ON Management Abstain Against
HOW OFTEN THE COMPANY SHOULD HOLD A SAY-ON-PAY VOTE.
04 TO RATIFY THE RETENTION OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
BIGLARI HOLDINGS INC.
SECURITY 08986R101 MEETING TYPE Annual
TICKER SYMBOL BH MEETING DATE 07-Apr-2011
ISIN US08986R1014 AGENDA 933383452 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 SARDAR BIGLARI Withheld Against
2 PHILIP L. COOLEY Withheld Against
3 KENNETH R. COOPER Withheld Against
4 RUTH J. PERSON Withheld Against
5 JOHN W. RYAN Withheld Against
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
03 VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION, Management Abstain Against
AS DESCRIBED IN THESE PROXY MATERIALS.
04 VOTE ON THE FREQUENCY OF HOLDING FUTURE Management Abstain Against
SHAREHOLDER ADVISORY VOTES ON THE CORPORATION'S
EXECUTIVE COMPENSATION.
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Annual
TICKER SYMBOL TIER MEETING DATE 07-Apr-2011
ISIN US88650Q1004 AGENDA 933387931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 MORGAN P. GUENTHER For For
3 JAMES C. HALE For For
4 ALEX P. HART For For
5 PHILIP G. HEASLEY For For
6 DAVID A. POE For For
7 ZACHARY F. SADEK For For
8 KATHERINE A. SCHIPPER For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO APPROVE HOLDING FUTURE EXECUTIVE COMPENSATION Management Abstain Against
ADVISORY VOTES EVERY ONE YEAR, TWO YEARS, OR
THREE YEARS, AS INDICATED.
04 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
THE MONARCH CEMENT COMPANY
SECURITY 609031109 MEETING TYPE Annual
TICKER SYMBOL MCEM MEETING DATE 13-Apr-2011
ISIN US6090311092 AGENDA 933387715 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 DAVID L. DEFFNER For For
2 GAYLE C. MCMILLEN For For
3 RICHARD N. NIXON For For
02 APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
03 FREQUENCY OF FUTURE NON-BINDING ADVISORY Management Abstain Abstain
VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 38
ANSWERS CORPORATION
SECURITY 03662X100 MEETING TYPE Special
TICKER SYMBOL ANSW MEETING DATE 14-Apr-2011
ISIN AGENDA 933378069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ------------ ---- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE Management For For
"MERGER AGREEMENT"), DATED AS OF FEBRUARY 2, 2011,
BY AND AMONG ANSWERS CORPORATION, AFCV
HOLDINGS, LLC ("AFCV") AND A-TEAM ACQUISITION SUB,
INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF AFCV.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO Management For For
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE AND ADOPT THE MERGER AGREEMENT.
HUTTIG BUILDING PRODUCTS, INC.
SECURITY 448451104 MEETING TYPE Annual
TICKER SYMBOL HBPI MEETING DATE 18-Apr-2011
ISIN US4484511047 AGENDA 933383933 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ------------ ---- -----------
01 DIRECTOR Management
1 R.S. EVANS For For
2 J. KEITH MATHENEY For For
3 STEVEN A. WISE For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
CONEXANT SYSTEMS, INC.
SECURITY 207142308 MEETING TYPE Annual
TICKER SYMBOL CNXT MEETING DATE 18-Apr-2011
ISIN US2071423089 AGENDA 933389923 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ------------ ---- -----------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 20, 2011, BY AND AMONG
CONEXANT SYSTEMS, INC., GOLD HOLDINGS, INC. AND
GOLD ACQUISITION CORP., AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME
02 DIRECTOR Management
1 STEVEN J. BILODEAU For For
2 D. SCOTT MERCER For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
06 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT
HOLOBEAM, INC.
SECURITY 436434104 MEETING TYPE Annual
TICKER SYMBOL HOOB MEETING DATE 18-Apr-2011
ISIN US4364341044 AGENDA 933395914 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ------------ ---- -----------
01 DIRECTOR Management
1 MELVIN S. COOK For For
02 RATIFICATION OF SIMONTACCHI, MILLER & DEANGELIS, PA Management For For
AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR
THE CURRENT YEAR.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 39
SHENANDOAH TELECOMMUNICATIONS COMPANY
SECURITY 82312B106 MEETING TYPE Annual
TICKER SYMBOL SHEN MEETING DATE 19-Apr-2011
ISIN US82312B1061 AGENDA 933387006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ------------ ---- -----------
01 DIRECTOR Management
1 DOUGLAS C. ARTHUR For For
2 TRACY FITZSIMMONS For For
3 JOHN W. FLORA For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE APPROVING THE COMPENSATION PAID TO Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
CORNING NATURAL GAS CORPORATION
SECURITY 219381100 MEETING TYPE Annual
TICKER SYMBOL CNIG MEETING DATE 19-Apr-2011
ISIN US2193811005 AGENDA 933389416 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ------------ ---- -----------
01 DIRECTOR Management
1 HENRY B. COOK, JR. For For
2 MICHAEL I. GERMAN For For
3 TED W. GIBSON For For
4 JOSEPH P. MIRABITO For For
5 WILLIAM MIRABITO For For
6 GEORGE J. WELCH For For
7 JOHN B. WILLIAMSON, III For For
02 TO RATIFY THE APPOINTMENT OF EFP ROTENBERG, LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
SECURITY 45769N105 MEETING TYPE Annual
TICKER SYMBOL ISSC MEETING DATE 21-Apr-2011
ISIN US45769N1054 AGENDA 933370633 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ------------ ---- -----------
01 DIRECTOR Management
1 ROBERT A. MIONIS For For
2 GLEN R. BRESSNER For For
3 ROBERT MITTELSTAEDT, JR For For
02 PREFERENCE THAT THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS BE HELD ONCE EVERY.
03 APPROVAL OF THE RESOLUTION APPROVING Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED SEPTEMBER 30, 2011.
VASCULAR SOLUTIONS, INC.
SECURITY 92231M109 MEETING TYPE Annual
TICKER SYMBOL VASC MEETING DATE 22-Apr-2011
ISIN US92231M1099 AGENDA 933392348 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ------------ ---- -----------
01 DIRECTOR Management
1 JOHN ERB For For
2 MICHAEL KOPP For For
3 RICHARD NIGON For For
4 PAUL O'CONNELL For For
5 HOWARD ROOT For For
6 JORGE SAUCEDO For For
7 MARTIN EMERSON For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF VASCULAR SOLUTION'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS SECTION,
AND THE OTHER TABULAR AND NARRATIVE DISCLOSURE
REGARDING SUCH COMPENSATION, SET FORTH IN THE
PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF SHAREHOLDERS.
03 THE OPTION OF ONCE EVERY ONE, TWO OR THREE YEARS Management Abstain Against
THAT RECEIVES THE HIGHEST NUMBER OF VOTES CAST
FOR THIS ADVISORY RESOLUTION WILL BE THE
PREFERRED FREQUENCY WITH WHICH VASCULAR
SOLUTIONS IS TO HOLD AN ADVISORY SHAREHOLDER
VOTE ON THE COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF BAKER TILLY VIRCHOW Management For For
KRAUSE, LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 40
PREFORMED LINE PRODUCTS COMPANY
SECURITY 740444104 MEETING TYPE Annual
TICKER SYMBOL PLPC MEETING DATE 25-Apr-2011
ISIN US7404441047 AGENDA 933389757 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 RICHARD R. GASCOIGNE For For
2 BARBARA P. RUHLMAN For For
3 ROBERT G. RUHLMAN For For
02 AMENDED AND RESTATED LONG TERM INCENTIVE PLAN OF Management Against Against
2008 TO INCREASE AVAILABLE SHARES.
03 NAMED EXECUTIVE OFFICERS' COMPENSATION. Management Abstain Against
04 FREQUENCY OF VOTING ON NAMED EXECUTIVE OFFICERS' Management Abstain Against
COMPENSATION.
05 RATIFICATION OF ERNST & YOUNG LLP. Management For For
CEPHEID
SECURITY 15670R107 MEETING TYPE Annual
TICKER SYMBOL CPHD MEETING DATE 26-Apr-2011
ISIN US15670R1077 AGENDA 933382208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 ROBERT J. EASTON For For
2 HOLLINGS C. RENTON For For
3 GLENN D. STEELE, JR. For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
CEPHEID FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO VOTE ON A NON-BINDING ADVISORY Management Abstain Against
RESOLUTION ON THE FREQUENCY OF SHAREHOLDER
VOTES ON EXECUTIVE COMPENSATION.
WASHINGTON TRUST BANCORP, INC.
SECURITY 940610108 MEETING TYPE Annual
TICKER SYMBOL WASH MEETING DATE 26-Apr-2011
ISIN US9406101082 AGENDA 933386496 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
1 DIRECTOR Management
1 GARY P. BENNETT For For
2 JOHN J. BOWEN For For
3 ROBERT A. DIMUCCIO, CPA For For
4 H. DOUGLAS RANDALL, III For For
5 JOHN F. TREANOR For For
2 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011;
3 A NON-BINDING RESOLUTION TO APPROVE THE Management For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS;
4 A NON-BINDING RESOLUTION TO SELECT THE FREQUENCY Management For For
OF A SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS;
RPC, INC.
SECURITY 749660106 MEETING TYPE Annual
TICKER SYMBOL RES MEETING DATE 26-Apr-2011
ISIN US7496601060 AGENDA 933386535 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 R. RANDALL ROLLINS For For
2 HENRY B. TIPPIE For For
3 JAMES B. WILLIAMS For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO AMEND THE CERTIFICATE OF INCORPORATON OF Management For For
COMPANY TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CAPITAL STOCK TO 350,000,000 SHARES.
04 TO APPROVE THE PERFORMANCE-BASED INCENTIVE CASH Management For For
COMPENSATION PLAN FOR THE EXECUTIVE OFFICERS.
05 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Management Abstain Abstain
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
06 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY Management Abstain Abstain
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 41
MARINE PRODUCTS CORPORATION
SECURITY 568427108 MEETING TYPE Annual
TICKER SYMBOL MPX MEETING DATE 26-Apr-2011
ISIN US5684271084 AGENDA 933387563 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 R. RANDALL ROLLINS For For
2 HENRY B. TIPPIE For For
3 JAMES B. WILLIAMS For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
BURNHAM HOLDINGS, INC.
SECURITY 122295108 MEETING TYPE Annual
TICKER SYMBOL BURCA MEETING DATE 26-Apr-2011
ISIN US1222951089 AGENDA 933394823 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 WILLIAM F. DODGE, II For For
2 JOHN W. LYMAN For For
3 ROBERT P. NEWCOMER For For
02 THE APPOINTMENT OF PARENTEBEARD LLC, OR OTHER Management For For
AUDITING FIRM AS THE BOARD MAY SELECT, AS
INDEPENDENT AUDITORS FOR THE ENSUING YEAR.
FEDERAL SIGNAL CORPORATION
SECURITY 313855108 MEETING TYPE Annual
TICKER SYMBOL FSS MEETING DATE 26-Apr-2011
ISIN US3138551086 AGENDA 933399695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 WILLIAM F. OWENS For For
2 CHARLES R. CAMPBELL For For
3 PAUL W. JONES For For
4 DENNIS J. MARTIN For For
5 BRENDA L. REICHELDERFER For For
02 ADVISORY RESOLUTION RELATING TO OUR EXECUTIVE Management Abstain Against
COMPENSATION
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011
CAPITAL PROPERTIES, INC.
SECURITY 140430109 MEETING TYPE Annual
TICKER SYMBOL CPTP MEETING DATE 26-Apr-2011
ISIN US1404301095 AGENDA 933401236 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 ROBERT H. EDER For For
2 HARRIS N. ROSEN For For
CAPITAL PROPERTIES, INC.
SECURITY 140430307 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 26-Apr-2011
ISIN US1404303075 AGENDA 933401856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 MATTHEW C. BAUM For For
2 ALFRED J. CORSO For For
3 CRAIG M. SCOTT For For
4 TODD D. TURCOTTE For For
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 27-Apr-2011
ISIN US4835481031 AGENDA 933375734 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
1 DIRECTOR Management
1 BRIAN E. BARENTS For For
2 GEORGE E. MINNICH For For
3 THOMAS W. RABAUT For For
2 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
3 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
THE EXECUTIVE COMPENSATION ADVISORY VOTE.
4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 42
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 27-Apr-2011
ISIN US7843051043 AGENDA 933387448 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 K. ARMSTRONG For For
2 M.L. CALI For For
3 J.P. DINAPOLI For For
4 D.R. KING For For
5 N.Y. MINETA For For
6 R.B. MOSKOVITZ For For
7 G.E. MOSS For For
8 W.R. ROTH For For
9 C.J. TOENISKOETTER For For
10 R.A. VAN VALER For For
02 APPROVE THE ADVISORY RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO VOTE ON AN ADVISORY BASIS AS TO WHETHER THE Management Abstain Against
ADVISORY SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY YEAR, ONCE EVERY TWO YEARS
OR ONCE EVERY THREE YEARS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL YEAR 2011.
INTRICON CORPORATION
SECURITY 46121H109 MEETING TYPE Annual
TICKER SYMBOL IIN MEETING DATE 27-Apr-2011
ISIN US46121H1095 AGENDA 933395697 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 ROBERT N. MASUCCI For For
02 TO APPROVE AN AMENDMENT TO THE CORPORATION'S Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES WHICH MAY BE PURCHASED UNDER
THAT PLAN BY 100,000 SHARES, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW Management For For
KRAUSE, LLP AS THE CORPORATION'S INDEPENDENT
AUDITOR FOR FISCAL YEAR 2011, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
DOVER DOWNS GAMING & ENTERTAINMENT, INC.
SECURITY 260095104 MEETING TYPE Annual
TICKER SYMBOL DDE MEETING DATE 27-Apr-2011
ISIN US2600951048 AGENDA 933402769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 DENIS MCGLYNN For For
2 JEFFREY W. ROLLINS For For
3 KENNETH K. CHALMERS For For
4 RICHARD K. STRUTHERS For For
DOVER MOTORSPORTS, INC.
SECURITY 260174107 MEETING TYPE Annual
TICKER SYMBOL DVD MEETING DATE 27-Apr-2011
ISIN US2601741075 AGENDA 933406818 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 DENIS MCGLYNN For For
2 JEFFREY W. ROLLINS For For
3 KENNETH K. CHALMERS For For
4 PATRICK J. BAGLEY For For
5 RICHARD K. STRUTHERS For For
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 43
THE EASTERN COMPANY
SECURITY 276317104 MEETING TYPE Annual
TICKER SYMBOL EML MEETING DATE 27-Apr-2011
ISIN US2763171046 AGENDA 933414271 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 J.W. EVERETS For For
2 L.F. LEGANZA For For
02 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
04 RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (FIONDELLA,
MILONE & LASARACINA LLP).
PROVIDENCE AND WORCESTER RAILROAD CO.
SECURITY 743737108 MEETING TYPE Annual
TICKER SYMBOL PWX MEETING DATE 27-Apr-2011
ISIN US7437371088 AGENDA 933419346 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 RICHARD ANDERSON For For
2 ROBERT EDER For For
3 PAUL TITTERTON For For
02 SHAREHOLDER PROPOSAL TO VOTE ANNUALLY ON A Shareholder Against For
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION OF THE CHAIRMAN.
03 TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against
THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF NAMED EXECUTIVE OFFICERS.
ASTEC INDUSTRIES, INC.
SECURITY 046224101 MEETING TYPE Annual
TICKER SYMBOL ASTE MEETING DATE 28-Apr-2011
ISIN US0462241011 AGENDA 933380280 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 WILLIAM D. GEHL For For
2 PHILLIP E. CASEY For For
3 WILLIAM G. DOREY For For
02 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND THE FREQUENCY WITH WHICH Management Abstain Against
SHAREHOLDER APPROVAL OF THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS IS
SOLICITED.
04 TO APPROVE THE 2011 INCENTIVE PLAN. Management For For
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 28-Apr-2011
ISIN US8803451033 AGENDA 933380658 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
DIRECTOR Management
1 CAROL S. EICHER For For
2 DAVID MATHIESON For For
3 DONAL L. MULLIGAN For For
4 STEPHEN G. SHANK For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Abstain
COMPENSATION.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Abstain
FREQUENCY FOR FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 44
RWC, INC.
SECURITY 749904108 MEETING TYPE Annual
TICKER SYMBOL RWCI MEETING DATE 28-Apr-2011
ISIN US7499041082 AGENDA 933382260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 JEFFREY M. HERR* For For
2 RICHARD W. GLENN** For For
02 A PROPOSAL TO CONFIRM THE APPOINTMENT OF Management For For
WEINLANDER FITZHUGH AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING OCTOBER
31, 2011.
MEDIA GENERAL, INC.
SECURITY 584404107 MEETING TYPE Annual
TICKER SYMBOL MEG MEETING DATE 28-Apr-2011
ISIN US5844041070 AGENDA 933383111 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 SCOTT D. ANTHONY For For
2 DENNIS J. FITZSIMONS For For
3 CARL S. THIGPEN For For
CNA SURETY CORPORATION
SECURITY 12612L108 MEETING TYPE Annual
TICKER SYMBOL SUR MEETING DATE 28-Apr-2011
ISIN US12612L1089 AGENDA 933385367 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 PHILIP H. BRITT For For
2 ANTHONY S. CLEBERG For For
3 DAVID B. EDELSON For For
4 D. CRAIG MENSE For For
5 ROBERT A. TINSTMAN For For
6 JOHN F. WELCH For For
7 PETER W. WILSON For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, DELOITTE & TOUCHE LLP, FOR THE
FISCAL YEAR 2011.
03 TO APPROVE THE RESTATED CNA SURETY CORPORATION Management For For
2006 LONG-TERM EQUITY COMPENSATION PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
05 TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
WITH WHICH THE COMPANY IS TO HOLD A SHAREHOLDER
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
GULF ISLAND FABRICATION, INC.
SECURITY 402307102 MEETING TYPE Annual
TICKER SYMBOL GIFI MEETING DATE 28-Apr-2011
ISIN US4023071024 AGENDA 933386511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 GREGORY J. COTTER For For
2 JOHN P. (JACK) LABORDE For For
3 CHRISTOPHER M. HARDING For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
05 TO APPROVE THE COMPANY'S 2011 STOCK INCENTIVE
PLAN.
THE GORMAN-RUPP COMPANY
SECURITY 383082104 MEETING TYPE Annual
TICKER SYMBOL GRC MEETING DATE 28-Apr-2011
ISIN US3830821043 AGENDA 933392425 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- --------- -----------
01 DIRECTOR Management
1 JAMES C. GORMAN For For
2 JEFFREY S. GORMAN For For
3 M. ANN HARLAN For For
4 THOMAS E. HOAGLIN For For
5 CHRISTOPHER H. LAKE For For
6 DR. PETER B. LAKE For For
7 RICK R. TAYLOR For For
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 45
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
8 W. WAYNE WALSTON For For
02 APPROVE, ON AN ADVISORY BASIS, THE COM PENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE COMPANY DURING THE YEAR ENDING DECEMBER
31, 2011.
A.T. CROSS COMPANY
SECURITY 227478104 MEETING TYPE Annual
TICKER SYMBOL ATX MEETING DATE 28-Apr-2011
ISIN US2274781044 AGENDA 933395344 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---- ---- -----------
01 FIXING THE NUMBER OF CLASS A DIRECTORS AT THREE Management For For
AND CLASS B DIRECTORS AT SIX.
02 DIRECTOR Management
1 HARLAN M. KENT For For
2 ANDREW J. PARSONS For For
3 FRANCES P. PHILIP For For
03 APPROVAL OF AMENDMENT TO OMNIBUS INCENTIVE PLAN. Management Against Against
FIDELITY SOUTHERN CORPORATION
SECURITY 316394105 MEETING TYPE Annual
TICKER SYMBOL LION MEETING DATE 28-Apr-2011
ISIN US3163941053 AGENDA 933397639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 JAMES B. MILLER, JR. For For
2 DAVID R. BOCKEL For For
3 WM. MILLARD CHOATE For For
4 DONALD A. HARP, JR. For For
5 KEVIN S. KING For For
6 WILLIAM C. LANKFORD, JR For For
7 H. PALMER PROCTOR, JR. For For
8 W. CLYDE SHEPHERD III For For
9 RANKIN M. SMITH, JR. For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY'S Management Against Against
EQUITY INCENTIVE PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Against Against
COMPENSATION.
LYDALL, INC.
SECURITY 550819106 MEETING TYPE Annual
TICKER SYMBOL LDL MEETING DATE 29-Apr-2011
ISIN US5508191062 AGENDA 933384860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----- ---- -----------
01 DIRECTOR Management
1 DALE G. BARNHART For For
2 KATHLEEN BURDETT For For
3 W. LESLIE DUFFY, ESQ. For For
4 MATTHEW T. FARRELL For For
5 MARC T. GILES For For
6 WILLIAM D. GURLEY For For
7 SUZANNE HAMMETT For For
8 S. CARL SODERSTROM, JR. For For
02 TO APPROVE, BY NON-BINDING Management Abstain Against
VOTE, EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING Management Abstain Against
VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
04 RATIFYING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2011.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 46
CARDIONET, INC.
SECURITY 14159L103 MEETING TYPE Annual
TICKER SYMBOL BEAT MEETING DATE 29-Apr-2011
ISIN US14159L1035 AGENDA 933394328 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 JOSEPH H. CAPPER For For
2 RONALD A. AHRENS For For
02 NON-BINDING, ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING A NON-BINDING, ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
04 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 29-Apr-2011
ISIN US3154051003 AGENDA 933404042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 SANDRA AUSTIN CRAYTON Withheld Against
2 RICHARD J. HIPPLE Withheld Against
3 WILLIAM B. LAWRENCE Withheld Against
4 TIMOTHY K. PISTELL Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT.
03 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE Management Abstain Against
COMPENSATION FOR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THIS PROXY STATEMENT.
04 RECOMMENDATION, IN A NON-BINDING ADVISORY Management Abstain Against
VOTE, FOR THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
THE ZIEGLER COMPANIES, INC.
SECURITY 989506209 MEETING TYPE Annual
TICKER SYMBOL ZGCO MEETING DATE 29-Apr-2011
ISIN US9895062092 AGENDA 933408418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 DONALD A. CARLSON For For
2 THOMAS R. PAPROCKI For For
3 WILLIAM D. MCGUIRE For For
WHITNEY HOLDING CORPORATION
SECURITY 966612103 MEETING TYPE Special
TICKER SYMBOL WTNY MEETING DATE 29-Apr-2011
ISIN US9666121036 AGENDA 933409787 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- -----------
01 ADOPT AND APPROVE THE MERGER AGREEMENT, DATED Management For For
AS OF DECEMBER 21, 2010, BY AND BETWEEN HANCOCK
HOLDING COMPANY AND WHITNEY HOLDING
CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME.
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE FOREGOING
PROPOSAL.
MYERS INDUSTRIES, INC.
SECURITY 628464109 MEETING TYPE Contested-Annual
TICKER SYMBOL MYE MEETING DATE 29-Apr-2011
ISIN US6284641098 AGENDA 933419726 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 ROBERT S. PRATHER, JR. For For
2 F. JACK LIEBAU, JR. For For
02 THE RATIFICATION OF THE BOARD'S APPOINTMENT OF Management For
ERNST & YOUNG AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
FISCAL 2011.
03 VOTE ON EXECUTIVE COMPENSATION
04 A VOTE ON THE FREQUENCY FOR HOLDING THE NON- Management 1 Year For
BINDING ADVISORY VOTE ON SAY-ON-PAY (EVERY ONE,
TWO, OR THREE YEARS).
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 47
THE YORK WATER COMPANY
SECURITY 987184108 MEETING TYPE Annual
TICKER SYMBOL YORW MEETING DATE 02-May-2011
ISIN US9871841089 AGENDA 933386369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 JOHN L. FINLAYSON For For
2 THOMAS C. NORRIS For For
3 ERNEST J. WATERS For For
02 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS Management For For
AUDITORS.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF THE NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
DOT HILL SYSTEMS CORP.
SECURITY 25848T109 MEETING TYPE Annual
TICKER SYMBOL HILL MEETING DATE 02-May-2011
ISIN US25848T1097 AGENDA 933395142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management For For
1 DANA W. KAMMERSGARD For For
2 RICHARD MEJIA, JR. For For
02 TO APPROVE THE COMPANY'S 2009 EQUITY INCENTIVE Management Against Against
PLAN, AS AMENDED, TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN BY 8,000,000 SHARES.
03 TO APPROVE THE FOLLOWING RESOLUTION: RESOLVED, Management Abstain Against
THAT THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE DISCUSSION, IS
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
SKILLED HEALTHCARE GROUP, INC.
SECURITY 83066R107 MEETING TYPE Annual
TICKER SYMBOL SKH MEETING DATE 02-May-2011
ISIN US83066R1077 AGENDA 933402543 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 M. BERNARD PUCKETT For For
2 GLENN S. SCHAFER For For
3 WILLIAM C. SCOTT For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON HOLDING FUTURE ADVISORY VOTES Management Abstain Against
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS EVERY ONE, TWO OR THREE YEARS
04 APPROVAL OF THE AMENDED AND RESTATED SKILLED Management Against Against
HEALTHCARE GROUP, INC. 2007 INCENTIVE AWARD PLAN
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
FAMOUS DAVE'S OF AMERICA, INC.
SECURITY 307068106 MEETING TYPE Annual
TICKER SYMBOL DAVE MEETING DATE 03-May-2011
ISIN US3070681065 AGENDA 933388729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 CHRISTOPHER O'DONNELL For For
2 K. JEFFREY DAHLBERG For For
3 WALLACE B. DOOLIN For For
4 LISA A. KRO For For
5 RICHARD L. MONFORT For For
6 DEAN A. RIESEN For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management Against Against
AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER FROM 950,000
SHARES TO 1,400,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 48
LIONBRIDGE TECHNOLOGIES, INC.
SECURITY 536252109 MEETING TYPE Annual
TICKER SYMBOL LIOX MEETING DATE 03-May-2011
ISIN US5362521099 AGENDA 933388983 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 RORY J. COWAN For For
2 PAUL A. KAVANAGH For For
02 TO APPROVE THE ADOPTION OF THE 2011 STOCK Management Against Against
INCENTIVE PLAN.
03 TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPENSATION DISCUSSION AND
ANALYSIS, EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN OUR PROXY
STATEMENT.
04 TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE Management Abstain Against
FREQUENCY OF THE VOTE ON OUR EXECUTIVE
COMPENSATION PROGRAM.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
CINCINNATI BELL INC.
SECURITY 171871106 MEETING TYPE Annual
TICKER SYMBOL CBB MEETING DATE 03-May-2011
ISIN US1718711062 AGENDA 933389264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- -----------
1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For
1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For
1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For
1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For
1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For
1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For
1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For
1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2011.
03 TO APPROVE, BY NON-BINDING Management Abstain Against
VOTE, EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING Management Abstain Against
VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
05 TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM Management For For
INCENTIVE PLAN.
HESKA CORPORATION
SECURITY 42805E306 MEETING TYPE Annual
TICKER SYMBOL HSKA MEETING DATE 03-May-2011
ISIN US42805E3062 AGENDA 933397982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 LOUISE L. MCCORMICK For For
2 JOHN F. SASEN, SR. For For
02 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE Management For For
STEINER & HOTTMAN PC AS HESKA CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
03 ADVISORY VOTE WITH RESPECT TO DISCRETIONARY Management For For
VOTING BY PROXYHOLDERS, IF OTHER BUSINESS
PROPERLY COMES BEFORE THE 2011 ANNUAL MEETING.
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
SECURITY 209034107 MEETING TYPE Annual
TICKER SYMBOL CNSL MEETING DATE 03-May-2011
ISIN US2090341072 AGENDA 933402353 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- -----------
01 DIRECTOR Management
1 ROBERT J. CURREY For For
2 MARIBETH S. RAHE For For
02 APPROVAL OF ERNST & YOUNG, LLP, AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 EXECUTIVE COMPENSATION - AN ADVISORY VOTE ON THE Management Abstain For
APPROVAL OF COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain For
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
05 APPROVE THE AMENDMENT TO THE CERTIFICATION OF Management For For
INCORPORATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 49
HARDINGE INC.
SECURITY 412324303 MEETING TYPE Annual
TICKER SYMBOL HDNG MEETING DATE 03-May-2011
ISIN US4123243036 AGENDA 933404030 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 DANIEL J. BURKE For For
2 J. PHILIP HUNTER For For
02 PROPOSAL TO ADOPT THE 2011 INCENTIVE STOCK PLAN. Management For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2011.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
SNYDERS-LANCE INC
SECURITY 833551104 MEETING TYPE Annual
TICKER SYMBOL LNCE MEETING DATE 03-May-2011
ISIN US8335511049 AGENDA 933406820 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 C. PETER CARLUCCI, JR. For For
2 JAMES W. JOHNSTON For For
3 W.J. PREZZANO For For
4 PATRICIA A. WAREHIME For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTING FIRM.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF SNYDER'S-LANCE, INC.'S NAMED
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON THE COMPENSATION OF SNYDER'S-LANCE, INC.'S
NAMED EXECUTIVE OFFICERS.
AARON'S INC.
SECURITY 002535300 MEETING TYPE Annual
TICKER SYMBOL AAN MEETING DATE 03-May-2011
ISIN US0025353006 AGENDA 933419536 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 R.C. LOUDERMILK, SR. For For
2 RONALD W. ALLEN For For
3 RAY M. ROBINSON For For
4 JOHN C. PORTMAN, JR. For For
02 APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
03 APPROVAL OF A NON-BINDING RESOLUTION TO Management Abstain Against
DETERMINE THE FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 04-May-2011
ISIN US17273K1097 AGENDA 933386903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1 DIRECTOR Management
1 A. WILLIAM HIGGINS For For
2 C. WILLIAM ZADEL For For
2 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
3 TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION Management Abstain Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY AT WHICH THE COMPANY SHOULD INCLUDE
AN ADVISORY VOTE REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS
PROXY STATEMENT FOR STOCKHOLDER CONSIDERATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 50
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 04-May-2011
ISIN US4811301021 AGENDA 933387373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 STEVEN J. SMITH For For
2 MARY ELLEN STANEK For For
3 OWEN SULLIVAN For For
02 NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT
03 NON-BINDING PREFERENCE AS TO HOW FREQUENTLY Management Abstain Against
SHAREHOLDERS WILL VOTE ON A NON-BINDING
RESOLUTION TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN FUTURE
YEARS
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 25, 2011
WINDSTREAM CORPORATION
SECURITY 97381W104 MEETING TYPE Annual
TICKER SYMBOL WIN MEETING DATE 04-May-2011
ISIN US97381W1045 AGENDA 933389389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: CAROL B. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Management For For
1C ELECTION OF DIRECTOR: DENNIS E. FOSTER Management For For
1D ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Management For For
1E ELECTION OF DIRECTOR: JEFFERY R. GARDNER Management For For
1F ELECTION OF DIRECTOR: JEFFREY T. HINSON Management For For
1G ELECTION OF DIRECTOR: JUDY K. JONES Management For For
1H ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Management For For
1I ELECTION OF DIRECTOR: ALAN L. WELLS Management For For
02 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
ON EXECUTIVE COMPENSATION
03 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
ON THE FREQUENCY OF ADVISORY
VOTES ON EXECUTIVE COMPENSATION
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS WINDSTREAM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR
2011
05 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
06 STOCKHOLDER PROPOSAL - TRANSPARENCY AND Shareholder Against For
ACCOUNTABILITY IN CORPORATE SPENDING ON POLITICAL
ACTIVITIES
MATERION CORPORATION
SECURITY 576690101 MEETING TYPE Annual
TICKER SYMBOL MTRN MEETING DATE 04-May-2011
ISIN US5766901012 AGENDA 933397499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 N. MOHAN REDDY For For
3 CRAIG S. SHULAR For For
02 TO APPROVE THE AMENDED AND RESTATED MATERION Management For For
CORPORATION 2006 STOCK INCENTIVE PLAN
03 TO APPROVE THE AMENDED AND RESTATED MATERION Management For For
CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY
PLAN
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY
05 TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES
CENVEO, INC.
SECURITY 15670S105 MEETING TYPE Annual
TICKER SYMBOL CVO MEETING DATE 04-May-2011
ISIN US15670S1050 AGENDA 933398439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 ROBERT G. BURTON, SR. For For
2 GERALD S. ARMSTRONG For For
3 LEONARD C. GREEN For For
4 DR. MARK J. GRIFFIN For For
5 ROBERT B. OBERNIER For For
02 PROPOSAL TO RATIFY THE SELECTION OF GRANT Management For For
THORNTON, LLP AS THE CORPORATION'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 PROPOSAL TO APPROVE, BY A NON-BINDING, ADVISORY Management Abstain Against
VOTE, 2010 COMPENSATION PAID TO THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RECOMMEND, BY A NON-BINDING, Management Abstain Against
ADVISORY VOTE, THE FREQUENCY OF SHAREHOLDER
VOTES TO APPROVE THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVES OFFICERS EVERY.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 51
DANA HOLDING CORP
SECURITY 235825205 MEETING TYPE Annual
TICKER SYMBOL DAN MEETING DATE 04-May-2011
ISIN US2358252052 AGENDA 933400549 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 JOHN M. DEVINE For For
2 TERRENCE J. KEATING For For
3 JOSEPH C. MUSCARI For For
4 RICHARD F. WALLMAN For For
5 KEITH E. WANDELL For For
02 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Management Abstain Against
APPROVING EXECUTIVE COMPENSATION
03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Management Abstain Against
REGARDING THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
ENTEGRIS, INC.
SECURITY 29362U104 MEETING TYPE Annual
TICKER SYMBOL ENTG MEETING DATE 04-May-2011
ISIN US29362U1043 AGENDA 933404484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 GIDEON ARGOV For For
2 MICHAEL A. BRADLEY For For
3 MARVIN D. BURKETT For For
4 R. NICHOLAS BURNS For For
5 DANIEL W. CHRISTMAN For For
6 ROGER D. MCDANIEL For For
7 PAUL L.H. OLSON For For
8 BRIAN F. SULLIVAN For For
02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, Management Abstain Against
INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE).
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
CHESAPEAKE UTILITIES CORPORATION
SECURITY 165303108 MEETING TYPE Annual
TICKER SYMBOL CPK MEETING DATE 04-May-2011
ISIN US1653031088 AGENDA 933407226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 THOMAS J. BRESNAN For For
2 MICHAEL P. MCMASTERS For For
3 JOSEPH E. MOORE For For
4 DIANNA F. MORGAN For For
5 JOHN R. SCHIMKAITIS For For
02 NON-BINDING ADVISORY Management Abstain Against
VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 NON-BINDING ADVISORY Management Abstain Against
VOTE REGARDING THE
FREQUENCY OF STOCKHOLDER ADVISORY
VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE SELECTION OF PARENTEBEARD LLC Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 04-May-2011
ISIN US2641471097 AGENDA 933408002 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 JOSEPH C. BERENATO For For
2 ROBERT D. PAULSON For For
02 ADVISORY RESOLUTION ON NAMED EXECUTIVE Management Abstain Against
COMPENSATION.
03 ADVISORY VOTE OF THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT ACCOUNTANTS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 52
TESCO CORPORATION
SECURITY 88157K101 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL TESO MEETING DATE 04-May-2011
ISIN CA88157K1012 AGENDA 933413736 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 FRED J. DYMENT For For
2 GARY L. KOTT For For
3 R. VANCE MILLIGAN, Q.C. For For
4 JULIO M. QUINTANA For For
5 JOHN T. REYNOLDS For For
6 NORMAN W. ROBERTSON For For
7 MICHAEL W. SUTHERLIN For For
8 CLIFTON T. WEATHERFORD For For
02 APPROVAL OF A RESOLUTION TO CONTINUE THE Management Against Against
CORPORATION'S SHAREHOLDER RIGHTS PLAN UNDER THE
AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN
AGREEMENT.
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZATION OF THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 APPROVAL OF THE ADVISORY VOTE ON THE 2010 Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
05 APPROVE THE ADVISORY VOTE ON THE FREQUENCY, IN Management Abstain Against
FUTURE YEARS, OF AN ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
BALLANTYNE STRONG, INC.
SECURITY 058516105 MEETING TYPE Annual
TICKER SYMBOL BTN MEETING DATE 04-May-2011
ISIN US0585161054 AGENDA 933414980 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 WILLIAM F. WELSH, II For For
2 ALVIN ABRAMSON For For
3 GARY L. CAVEY For For
4 MARC E. LEBARON For For
5 MARK D. HASEBROOCK For For
02 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
03 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
AMPCO-PITTSBURGH CORPORATION
SECURITY 032037103 MEETING TYPE Annual
TICKER SYMBOL AP MEETING DATE 05-May-2011
ISIN US0320371034 AGENDA 933390685 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 WILLIAM K. LIEBERMAN For For
2 STEPHEN E. PAUL For For
3 C.H. PFORZHEIMER, III For For
02 TO APPROVE, IN A NON-BINDING VOTE, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, IN A NON-BINDING VOTE, THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
04 TO APPROVE THE AMPCO-PITTSBURGH CORPORATION Management Against Against
2011 OMNIBUS INCENTIVE PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 53
BERKSHIRE HILLS BANCORP, INC.
SECURITY 084680107 MEETING TYPE Annual
TICKER SYMBOL BHLB MEETING DATE 05-May-2011
ISIN US0846801076 AGENDA 933394114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 MICHAEL P. DALY For For
2 SUSAN M. HILL For For
3 CORNELIUS D. MAHONEY For For
4 CATHERINE B. MILLER For For
02 THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
03 A NON-BINDING PROPOSAL TO GIVE ADVICE WITH Management Abstain Against
RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL
VOTE ON OUR EXECUTIVE COMPENSATION PROGRAMS
AND POLICIES.
04 TO APPROVE THE BERKSHIRE HILLS BANCORP, INC. 2011 Management Against Against
EQUITY INCENTIVE PLAN.
05 THE RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF BERKSHIRE
HILLS BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
ASTRONICS CORPORATION
SECURITY 046433108 MEETING TYPE Annual
TICKER SYMBOL ATRO MEETING DATE 05-May-2011
ISIN US0464331083 AGENDA 933396435 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
03 TO CONSIDER AND VOTE UPON THE ADOPTION OF THE Management Against Against
2011 EMPLOYEE STOCK OPTION PLAN.
04 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION PROGRAMS AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS SECTION OF
THE PROXY STATEMENT.
05 THE COMPANY SEEKS SHAREHOLDERS' INPUT ON THE Management Abstain Against
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION PROGRAMS.
06 TO CONSIDER AND VOTE UPON A SHAREHOLDER Shareholder Against For
PROPOSAL RECOMMENDING THE BOARD OF DIRECTORS
TAKE ACTION TO CONVERT ALL CLASS B SHARES
(CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES
(CURRENTLY ONE VOTE PER SHARE).
PENNICHUCK CORPORATION
SECURITY 708254206 MEETING TYPE Annual
TICKER SYMBOL PNNW MEETING DATE 05-May-2011
ISIN US7082542066 AGENDA 933403660 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 JOSEPH A. BELLAVANCE For For
2 JANET M. HANSEN For For
3 HANNAH M. MCCARTHY For For
4 JAMES M. MURPHY For For
02 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2011.
03 TO HAVE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
APPROVAL OF THE COMPENSATION OF THE COMPANYS
NAMED EXECUTIVE OFFICERS ("SAY ON PAY") AS
DISCLOSED IN THE PROXY STATEMENT FOR THIS
MEETING.
04 TO HAVE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
DESIRED FREQUENCY ON WHICH SHAREHOLDERS WILL
HAVE AN ADVISORY (NON-BINDING) VOTE ON THE
APPROVAL OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS ("SAY WHEN ON PAY").
GAYLORD ENTERTAINMENT COMPANY
SECURITY 367905106 MEETING TYPE Annual
TICKER SYMBOL GET MEETING DATE 05-May-2011
ISIN US3679051066 AGENDA 933404092 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 GLENN J. ANGIOLILLO For For
2 MICHAEL J. BENDER For For
3 E.K. GAYLORD II For For
4 RALPH HORN For For
5 DAVID W. JOHNSON For For
6 ELLEN LEVINE For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 54
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
7 TERRELL T. PHILEN, JR. For For
8 ROBERT S. PRATHER, JR. For For
9 COLIN V. REED For For
10 MICHAEL D. ROSE For For
11 MICHAEL I. ROTH For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against
OUR 2006 OMNIBUS INCENTIVE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Management Abstain Against
COMPENSATION.
05 TO RECOMMEND, ON AN ADVISORY BASIS, WHETHER WE Management Abstain Against
WILL HAVE FUTURE ADVISORY
VOTES REGARDING OUR
EXECUTIVE COMPENSATION EVERY ONE YEAR, EVERY
TWO YEARS OR EVERY THREE YEARS.
COVANTA HOLDING CORPORATION
SECURITY 22282E102 MEETING TYPE Annual
TICKER SYMBOL CVA MEETING DATE 05-May-2011
ISIN US22282E1029 AGENDA 933404143 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 DAVID M. BARSE For For
2 RONALD J. BROGLIO For For
3 PETER C.B. BYNOE For For
4 LINDA J. FISHER For For
5 JOSEPH M. HOLSTEN For For
6 ANTHONY J. ORLANDO For For
7 WILLIAM C. PATE For For
8 ROBERT S. SILBERMAN For For
9 JEAN SMITH For For
10 SAMUEL ZELL For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
COVANTA HOLDING CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
VALASSIS COMMUNICATIONS, INC.
SECURITY 918866104 MEETING TYPE Annual
TICKER SYMBOL VCI MEETING DATE 05-May-2011
ISIN US9188661048 AGENDA 933404244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. Management For For
1B ELECTION OF DIRECTOR: PATRICK F. BRENNAN Management For For
1C ELECTION OF DIRECTOR: KENNETH V. DARISH Management For For
1D ELECTION OF DIRECTOR: DR. WALTER H. KU Management For For
1E ELECTION OF DIRECTOR: ROBERT L. RECCHIA Management For For
1F ELECTION OF DIRECTOR: THOMAS J. REDDIN Management For For
1G ELECTION OF DIRECTOR: ALAN F. SCHULTZ Management For For
1H ELECTION OF DIRECTOR: WALLACE S. SNYDER Management For For
1I ELECTION OF DIRECTOR: AMBASSADOR FAITH Management For For
WHITTLESEY
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against
VALASSIS COMMUNICATIONS, INC. 2008 OMNIBUS
INCENTIVE COMPENSATION PLAN.
03 PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO ACT UPON AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2011.
06 APPROVE ANY ADJOURNMENT OF THE ANNUAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF ANY OR ALL FOREGOING
PROPOSALS IF THERE ARE NOT SUFFICIENT VOTES.
BIOLASE TECHNOLOGY, INC.
SECURITY 090911108 MEETING TYPE Annual
TICKER SYMBOL BLTI MEETING DATE 05-May-2011
ISIN US0909111082 AGENDA 933406907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For
1B ELECTION OF DIRECTOR: DR. ALEX K. ARROW Management For For
1C ELECTION OF DIRECTOR: DR. NORMAN J. NEMOY Management For For
1D ELECTION OF DIRECTOR: GREGORY E. LICHTWARDT Management For For
02 TO APPROVE THE AMENDMENT TO THE 2002 STOCK Management Against Against
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 55
RTI BIOLOGICS, INC.
SECURITY 74975N105 MEETING TYPE Annual
TICKER SYMBOL RTIX MEETING DATE 05-May-2011
ISIN US74975N1054 AGENDA 933407377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 PETER F. GEAREN For For
2 ADRIAN J.R. SMITH For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE Management Abstain Against
"SAY ON PAY VOTE")
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Management Abstain Against
SAY ON PAY VOTE
RAM ENERGY RESOURCES, INC.
SECURITY 75130P109 MEETING TYPE Annual
TICKER SYMBOL RAME MEETING DATE 05-May-2011
ISIN US75130P1093 AGENDA 933412722 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 SEAN P. LANE For For
2 JOHN M. REARDON For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFY AND APPROVE THE APPOINTMENT OF UHY LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
SWISHER HYGIENE INC.
SECURITY 870808102 MEETING TYPE Annual
TICKER SYMBOL SWSH MEETING DATE 05-May-2011
ISIN US8708081026 AGENDA 933423004 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 H. WAYNE HUIZENGA For For
2 STEVEN R. BERRARD For For
3 DAVID BRALEY For For
4 JOHN ELLIS BUSH For For
5 HARRIS W. HUDSON For For
6 WILLIAM D. PRUITT For For
7 DAVID PRUSSKY For For
8 MICHAEL SERRUYA For For
02 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management For For
INC.'S CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK FROM 400,000,000 TO 600,000,000.
03 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management Against Against
INC.'S CERTIFICATE OF INCORPORATION TO AUTHORIZE
10,000,000 SHARES OF "BLANK CHECK" PREFERRED
STOCK.
04 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management For For
INC.'S CERTIFICATE OF INCORPORATION TO PERMIT
STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
05 TO APPROVE THE AMENDED AND RESTATED SWISHER Management For For
HYGIENE INC. 2010 STOCK INCENTIVE PLAN AND RATIFY
AWARDS PREVIOUSLY GRANTED UNDER THE PLAN.
06 TO APPROVE THE SWISHER HYGIENE INC. SENIOR Management For For
EXECUTIVE OFFICERS PERFORMANCE INCENTIVE BONUS
PLAN.
07 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THE Management Abstain Against
COMPENSATION OF SWISHER HYGIENE INC.'S NAMED
EXECUTIVE OFFICERS ("SAY ON PAY").
08 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THREE Management Abstain Against
YEARS AS THE FREQUENCY OF FUTURE "SAY ON PAY"
VOTES.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 56
SWISHER HYGIENE INC.
SECURITY 870808102 MEETING TYPE Annual
TICKER SYMBOL SWSH MEETING DATE 05-May-2011
ISIN US8708081026 AGENDA 933426694 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 H. WAYNE HUIZENGA For For
2 STEVEN R. BERRARD For For
3 DAVID BRALEY For For
4 JOHN ELLIS BUSH For For
5 HARRIS W. HUDSON For For
6 WILLIAM D. PRUITT For For
7 DAVID PRUSSKY For For
8 MICHAEL SERRUYA For For
02 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management For For
INC.'S CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK FROM 400,000,000 TO 600,000,000.
03 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management Against Against
INC.'S CERTIFICATE OF INCORPORATION TO AUTHORIZE
10,000,000 SHARES OF "BLANK CHECK" PREFERRED
STOCK.
04 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management For For
INC.'S CERTIFICATE OF INCORPORATION TO PERMIT
STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
05 TO APPROVE THE AMENDED AND RESTATED SWISHER Management For For
HYGIENE INC. 2010 STOCK INCENTIVE PLAN AND RATIFY
AWARDS PREVIOUSLY GRANTED UNDER THE PLAN.
06 TO APPROVE THE SWISHER HYGIENE INC. SENIOR Management For For
EXECUTIVE OFFICERS PERFORMANCE INCENTIVE BONUS
PLAN.
07 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THE Management Abstain Against
COMPENSATION OF SWISHER HYGIENE INC.'S NAMED
EXECUTIVE OFFICERS ("SAY ON PAY").
08 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THREE Management Abstain Against
YEARS AS THE FREQUENCY OF FUTURE "SAY ON PAY"
VOTES.
FALCONSTOR SOFTWARE, INC.
SECURITY 306137100 MEETING TYPE Annual
TICKER SYMBOL FALC MEETING DATE 09-May-2011
ISIN US3061371007 AGENDA 933410627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 ELI OXENHORN* For For
2 STEVEN R. FISCHER* For For
3 ALAN W. KAUFMAN** For For
02 TO APPROVE STAND ALONE STOCK OPTION AGREEMENT. Management Against Against
03 RESOLVED, THAT THE STOCKHOLDERS APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION
TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN
THE PROXY STATEMENT.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
STONERIDGE, INC.
SECURITY 86183P102 MEETING TYPE Annual
TICKER SYMBOL SRI MEETING DATE 09-May-2011
ISIN US86183P1021 AGENDA 933423953 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 JOHN C. COREY For For
2 JEFFREY P. DRAIME For For
3 DOUGLAS C. JACOBS For For
4 IRA C. KAPLAN For For
5 KIM KORTH For For
6 WILLIAM M. LASKY For For
7 PAUL J. SCHLATHER For For
02 RATIFICATION OF ERNST & YOUNG LLP Management For For
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDED ANNUAL INCENTIVE PLAN Management For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 57
COMVERGE, INC.
SECURITY 205859101 MEETING TYPE Annual
TICKER SYMBOL COMV MEETING DATE 10-May-2011
ISIN US2058591015 AGENDA 933388806 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 ALEC G. DREYER For For
2 SCOTT B. UNGERER For For
02 APPROVAL OF THE COMPANY'S SIXTH AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION.
03 APPROVAL, BY NON-BINDING VOTE, OF THE ADVISORY Management Abstain Against
RESOLUTION ON THE COMPANY'S EXECUTIVE
COMPENSATION.
04 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2011.
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 10-May-2011
ISIN US0805551050 AGENDA 933394378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1 DIRECTOR Management
1 ROBERT W. DECHERD For For
2 DUNIA A. SHIVE For For
3 M. ANNE SZOSTAK For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION (SAY-ON-PAY)
4 AN ADVISORY Management Abstain Against
VOTE ON THE FREQUENCY OF FUTURE ADVISORY
VOTES ON SAY-ON-PAY.
YOUNG INNOVATIONS, INC.
SECURITY 987520103 MEETING TYPE Annual
TICKER SYMBOL YDNT MEETING DATE 10-May-2011
ISIN US9875201033 AGENDA 933411009 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 GEORGE E. RICHMOND For For
2 ALFRED E. BRENNAN For For
3 BRIAN F. BREMER For For
4 P.J. FERRILLO, JR. For For
5 RICHARD J. BLISS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
(SAY ON PAY)VOTE.
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Management Abstain Against
SAY ON PAYVOTE.
04 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Management For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
QUIDEL CORPORATION
SECURITY 74838J101 MEETING TYPE Annual
TICKER SYMBOL QDEL MEETING DATE 10-May-2011
ISIN US74838J1016 AGENDA 933412164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 THOMAS D. BROWN For For
2 DOUGLAS C. BRYANT For For
3 KENNETH F. BUECHLER For For
4 ROD F. DAMMEYER For For
5 MARY LAKE POLAN For For
6 MARK A. PULIDO For For
7 JACK W. SCHULER For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
WATERFURNACE RENEWABLE ENERGY, INC.
SECURITY 9415EQ108 MEETING TYPE Annual
TICKER SYMBOL WFIFF MEETING DATE 10-May-2011
ISIN CA9415EQ1089 AGENDA 933412760 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 ELECTION OF DIRECTORS FOR THE COMPANY FOR THE Management For For
ENSUING YEAR.
02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 58
TYLER TECHNOLOGIES, INC.
SECURITY 902252105 MEETING TYPE Annual
TICKER SYMBOL TYL MEETING DATE 10-May-2011
ISIN US9022521051 AGENDA 933415730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 DONALD R. BRATTAIN For For
2 J. LUTHER KING, JR. For For
3 JOHN S. MARR, JR. For For
4 G. STUART REEVES For For
5 MICHAEL D. RICHARDS For For
6 DUSTIN R. WOMBLE For For
7 JOHN M. YEAMAN For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
03 ADVISORY VOTE ON APPROVAL OF THE COMPENSATION Management Abstain Against
FOR THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 10-May-2011
ISIN US5956261029 AGENDA 933417025 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 THOMAS L. BINDLEY For For
2 ROBERT R. SCHOEBERL For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 RESOLUTION APPROVING THE COMPENSATION OF THE Management For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 FREQUENCY OF INCLUSION IN THE PROXY STATEMENT OF Management 3 Years For
A NON-BINDING ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
WATERFURNACE RENEWABLE ENERGY, INC.
SECURITY 9415EQ108 MEETING TYPE Annual
TICKER SYMBOL WFIFF MEETING DATE 10-May-2011
ISIN CA9415EQ1089 AGENDA 933417253 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 ELECTION OF DIRECTORS FOR THE COMPANY FOR THE Management For For
ENSUING YEAR.
02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
CHEMTURA CORPORATION
SECURITY 163893209 MEETING TYPE Annual
TICKER SYMBOL CHMT MEETING DATE 10-May-2011
ISIN US1638932095 AGENDA 933418471 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 JEFFREY D. BENJAMIN For For
2 TIMOTHY J. BERNLOHR For For
3 ANNA C. CATALANO For For
4 ALAN S. COOPER For For
5 JAMES W. CROWNOVER For For
6 JONATHAN F. FOSTER For For
7 CRAIG A. ROGERSON For For
8 JOHN K. WULFF For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO DESIGNATE THE FREQUENCY OF PERIODIC ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 59
ADAMS GOLF, INC.
SECURITY 006228209 MEETING TYPE Annual
TICKER SYMBOL ADGF MEETING DATE 10-May-2011
ISIN US0062282092 AGENDA 933420414 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 JOHN M. GREGORY For For
2 ROBERT D. ROGERS For For
02 DIRECTORS' PROPOSAL - RATIFY THE APPOINTMENT OF Management For For
BKD, LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR 2011
03 EQUITY INCENTIVE PLAN - APPROVE THE 2011 EQUITY Management Against Against
INCENTIVE PLAN
GRIFFIN LAND & NURSERIES, INC.
SECURITY 398231100 MEETING TYPE Annual
TICKER SYMBOL GRIF MEETING DATE 10-May-2011
ISIN US3982311009 AGENDA 933420781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 WINSTON J. CHURCHILL JR Withheld Against
2 EDGAR M. CULLMAN Withheld Against
3 DAVID M. DANZIGER Withheld Against
4 FREDERICK M. DANZIGER Withheld Against
5 THOMAS C. ISRAEL Withheld Against
6 ALBERT H. SMALL, JR. Withheld Against
7 DAVID F. STEIN Withheld Against
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
03 APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
PRESENTED IN GRIFFIN'S PROXY STATEMENT.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Management Abstain Against
FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
WATTS WATER TECHNOLOGIES, INC.
SECURITY 942749102 MEETING TYPE Annual
TICKER SYMBOL WTS MEETING DATE 11-May-2011
ISIN US9427491025 AGENDA 933391221 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1 DIRECTOR Management
1 ROBERT L. AYERS For For
2 KENNETT F. BURNES For For
3 RICHARD J. CATHCART For For
4 DAVID J. COGHLAN For For
5 RALPH E. JACKSON, JR. For For
6 JOHN K. MCGILLICUDDY For For
7 MERILEE RAINES For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
3 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
4 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION ADVISORY
VOTES.
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 11-May-2011
ISIN US6027201044 AGENDA 933396447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 DIANE M. PEARSE For For
2 L. EDWARD SHAW, JR. For For
3 WILLIAM M. LAMBERT For For
02 APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED Management Against Against
AND RESTATED 2008 MANAGEMENT EQUITY INCENTIVE
PLAN.
03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
05 TO PROVIDE AN ADVISORY (NON-BINDING) Management Abstain Against
VOTE ON THE FREQUENCY OF THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 60
THE MIDDLEBY CORPORATION
SECURITY 596278101 MEETING TYPE Annual
TICKER SYMBOL MIDD MEETING DATE 11-May-2011
ISIN US5962781010 AGENDA 933402757 - MANAGEMENT
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: SELIM A. BASSOUL Management For For
1B ELECTION OF DIRECTOR: ROBERT B. LAMB Management For For
1C ELECTION OF DIRECTOR: RYAN LEVENSON Management For For
1D ELECTION OF DIRECTOR: JOHN R. MILLER III Management For For
1E ELECTION OF DIRECTOR: GORDON O'BRIEN Management For For
1F ELECTION OF DIRECTOR: PHILIP G. PUTNAM Management For For
1G ELECTION OF DIRECTOR: SABIN C. STREETER Management For For
02 APPROVAL OF THE ADOPTION OF THE COMPANY'S 2011 Management Against Against
LONG-TERM INCENTIVE PLAN.
03 APPROVAL OF THE ADOPTION OF THE COMPANY'S VALUE Management For For
CREATION INCENTIVE PLAN.
04 APPROVAL, BY AN ADVISORY VOTE, OF THE 2010 Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION ("SEC").
05 SELECTION, BY AN ADVISORY VOTE, OF THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
06 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING
DECEMBER 31, 2011.
COMPUTER TASK GROUP, INCORPORATED
SECURITY 205477102 MEETING TYPE Annual
TICKER SYMBOL CTGX MEETING DATE 11-May-2011
ISIN US2054771025 AGENDA 933406919 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 JAMES R. BOLDT For For
2 THOMAS E. BAKER For For
3 WILLIAM D. MCGUIRE For For
02 TO APPROVE, IN AN ADVISORY AND NON-BINDING VOTE, Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
03 TO RECOMMEND, IN AN ADVISORY AND NON-BINDING Management Abstain Against
VOTE, WHETHER A NON-BINDING SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO, OR THREE YEARS.
SMART BALANCE, INC.
SECURITY 83169Y108 MEETING TYPE Annual
TICKER SYMBOL SMBL MEETING DATE 11-May-2011
ISIN US83169Y1082 AGENDA 933415526 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 WILLIAM E. HOOPER For For
2 GERALD J. LABER For For
3 JAMES B. LEIGHTON For For
02 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION ON Management Abstain Against
EXECUTIVE COMPENSATION
03 PROPOSAL TO PROVIDE AN ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
04 PROPOSAL TO RATIFY THE APPOINTMENT OF EHRHARDT Management For For
KEEFE STEINER & HOTTMAN PC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011
CORE MOLDING TECHNOLOGIES, INC.
SECURITY 218683100 MEETING TYPE Annual
TICKER SYMBOL CMT MEETING DATE 11-May-2011
ISIN US2186831002 AGENDA 933417897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 KEVIN L. BARNETT For For
2 THOMAS R. CELLITTI For For
3 JAMES F. CROWLEY For For
4 RALPH O. HELLMOLD For For
5 MALCOLM M. PRINE For For
6 JAMES L. SIMONTON For For
02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 61
UNITED-GUARDIAN, INC.
SECURITY 910571108 MEETING TYPE Annual
TICKER SYMBOL UG MEETING DATE 11-May-2011
ISIN US9105711082 AGENDA 933423799 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 HENRY P. GLOBUS For For
2 ROBERT S. RUBINGER For For
3 KENNETH H. GLOBUS For For
4 LAWRENCE F. MAIETTA For For
5 ARTHUR M. DRESNER For For
6 ANDREW A. BOCCONE For For
7 CHRISTOPHER W. NOLAN SR For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF HOLTZ Management For For
RUBENSTEIN REMINICK LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
FISHER COMMUNICATIONS, INC.
SECURITY 337756209 MEETING TYPE Contested-Annual
TICKER SYMBOL FSCI MEETING DATE 11-May-2011
ISIN US3377562091 AGENDA 933425363 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 MATTHEW GOLDFARB For For
2 STEPHEN LOUKAS Withheld Against
3 JOHN F. POWERS For For
4 JOSEPH J. TROY For For
02 APPROVAL OF THE COMPANY'S PROPOSAL TO RATIFY THE Management For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011:
03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Management Abstain For
COMPENSATION, OFTEN REFERRED TO AS "SAY ON PAY":
04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON COMPENSATION OFTEN
REFERRED TO AS "SAY WHEN ON PAY":
GSI GROUP INC.
SECURITY 36191C205 MEETING TYPE Annual
TICKER SYMBOL GSIG MEETING DATE 11-May-2011
ISIN CA36191C2058 AGENDA 933428294 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 JOHN A. ROUSH For For
2 STEPHEN W. BERSHAD For For
3 EUGENE I. DAVIS For For
4 DENNIS J. FORTINO For For
5 K. PETER HEILAND For For
6 IRA J. LAMEL For For
7 BYRON O. POND For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
CALLON PETROLEUM COMPANY
SECURITY 13123X102 MEETING TYPE Annual
TICKER SYMBOL CPE MEETING DATE 12-May-2011
ISIN US13123X1028 AGENDA 933393061 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 B.F. WEATHERLY For For
2 ANTHONY J. NOCCHIERO For For
02 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
03 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL TO Management Abstain Against
DETERMINE WHETHER THE SHAREHOLDER VOTE TO
APPROVE EXECUTIVE COMPENSATION (ITEM 2 ABOVE)
SHOULD OCCUR EVERY 1, 2 OR 3 YEARS.
04 TO APPROVE AND RATIFY THE CALLON PETROLEUM Management For For
COMPANY 2011 OMNIBUS INCENTIVE PLAN.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 62
CARIBOU COFFEE COMPANY, INC.
SECURITY 142042209 MEETING TYPE Annual
TICKER SYMBOL CBOU MEETING DATE 12-May-2011
ISIN US1420422099 AGENDA 933393679 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 KIP R. CAFFEY For For
2 SARAH PALISI CHAPIN For For
3 E. STOCKTON CROFT For For
4 WALLACE B. DOOLIN For For
5 GARY A. GRAVES For For
6 KEVIN J. KEOGH For For
7 CHARLES H. OGBURN For For
8 PHILIP H. SANFORD For For
9 MICHAEL J. TATTERSFIELD For For
02 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Management Against Against
2005 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2012.
04 TO CONSIDER ANY OTHER BUSINESS TO PROPERLY COME Management For For
BEFORE THE MEETING.
ARTHROCARE CORPORATION
SECURITY 043136100 MEETING TYPE Annual
TICKER SYMBOL ARTC MEETING DATE 12-May-2011
ISIN US0431361007 AGENDA 933394239 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 CHRISTIAN P. AHRENS For For
2 GREGORY A. BELINFANTI For For
3 BARBARA D. BOYAN, PH.D. For For
4 DAVID FITZGERALD For For
5 JAMES G. FOSTER For For
6 TERRENCE E. GEREMSKI For For
7 TORD B. LENDAU For For
8 PETER L. WILSON For For
02 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
THE E.W. SCRIPPS COMPANY
SECURITY 811054402 MEETING TYPE Annual
TICKER SYMBOL SSP MEETING DATE 12-May-2011
ISIN US8110544025 AGENDA 933400979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 ROGER L. OGDEN For For
2 J. MARVIN QUIN For For
3 KIM WILLIAMS For For
CYNOSURE INC.
SECURITY 232577205 MEETING TYPE Annual
TICKER SYMBOL CYNO MEETING DATE 12-May-2011
ISIN US2325772059 AGENDA 933401224 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 MICHAEL R. DAVIN For For
03 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
CYNOSURE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 63
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 12-May-2011
ISIN US3610861011 AGENDA 933402834 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 CHARLES R. COX For For
2 SANGWOO AHN For For
3 HANS KESSLER For For
4 KEVIN R. JOST For For
02 APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 THE RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
HUDSON VALLEY HOLDING CORP.
SECURITY 444172100 MEETING TYPE Annual
TICKER SYMBOL HUVL MEETING DATE 12-May-2011
ISIN US4441721002 AGENDA 933415184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 WILLIAM E. GRIFFIN For For
2 JAMES J. LANDY For For
3 STEPHEN R. BROWN For For
4 JOHN P. CAHILL For For
5 MARY-JANE FOSTER For For
6 GREGORY F. HOLCOMBE For For
7 ADAM W. IFSHIN For For
8 MICHAEL P. MALONEY For For
9 ANGELO R. MARTINELLI For For
10 JOHN A. PRATT JR. For For
11 CECILE D. SINGER For For
12 CRAIG S. THOMPSON For For
02 NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
03 NON-BINDING ADVISORY VOTE ON FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS (PROPOSING ANNUAL VOTE)
04 RATIFY APPOINTMENT OF CROWE HORWATH LLP AS Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER
31, 2011
KAR AUCTION SERVICES INC
SECURITY 48238T109 MEETING TYPE Annual
TICKER SYMBOL KAR MEETING DATE 12-May-2011
ISIN US48238T1097 AGENDA 933416631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 DAVID J. AMENT For For
2 J. CARELLA For For
3 BRIAN T. CLINGEN For For
4 MICHAEL B. GOLDBERG For For
5 ROBERT M. FINLAYSON For For
6 PETER R. FORMANEK For For
7 JAMES P. HALLETT For For
8 PETER H. KAMIN For For
9 SANJEEV K. MEHRA For For
10 CHURCH M. MOORE For For
11 THOMAS C. O'BRIEN For For
12 GREGORY P. SPIVY For For
13 JONATHAN P. WARD For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against
FREQUENCY OF VOTING ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 64
BRUKER CORPORATION
SECURITY 116794108 MEETING TYPE Annual
TICKER SYMBOL BRKR MEETING DATE 12-May-2011
ISIN US1167941087 AGENDA 933420274 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 STEPHEN W. FESIK For For
2 DIRK D. LAUKIEN For For
3 RICHARD M. STEIN For For
4 CHARLES F. WAGNER, JR. For For
5 BERNHARD WANGLER For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BRUKER CORPORATION FOR
FISCAL 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
OTELCO, INC.
SECURITY 688823202 MEETING TYPE Annual
TICKER SYMBOL OTT MEETING DATE 12-May-2011
ISIN US6888232021 AGENDA 933421567 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 WILLIAM BAK For For
2 MICHAEL D. WEAVER For For
02 RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against
COMPENSATION OF OTELCO'S NAMED EXECUTIVES.
04 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Management Abstain Against
FOR HOLDING AN ADVISORY VOTE ON THE
COMPENSATION OF OTELCO'S NAMED EXECUTIVES.
BERKSHIRE BANCORP INC.
SECURITY 084597202 MEETING TYPE Annual
TICKER SYMBOL BERK MEETING DATE 12-May-2011
ISIN US0845972027 AGENDA 933430314 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 WILLIAM L. COHEN For For
2 MARTIN A. FISCHER For For
3 MOSES KRAUSZ For For
4 MOSES MARX For For
5 STEVEN ROSENBERG For For
6 RANDOLPH B. STOCKWELL For For
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 13-May-2011
ISIN US44930G1076 AGENDA 933414497 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 JOHN J. CONNORS For For
2 MICHAEL T. KOVALCHIK For For
3 JOSEPH R. SAUCEDO For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS AUDITORS FOR THE COMPANY.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK Management Abstain Against
INCENTIVE PLAN.
CASCADE MICROTECH, INC.
SECURITY 147322101 MEETING TYPE Annual
TICKER SYMBOL CSCD MEETING DATE 13-May-2011
ISIN US1473221018 AGENDA 933417544 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 MICHAEL D. BURGER*** For For
2 DR. F. PAUL CARLSON* For For
3 DR. JOHN Y. CHEN* For For
4 JOHN DELAFIELD* For For
5 RAYMOND A. LINK*** For For
6 DR. WILLIAM R. SPIVEY** For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 65
KEWEENAW LAND ASSOCIATION, LIMITED
SECURITY 493026108 MEETING TYPE Contested-Annual
TICKER SYMBOL KEWL MEETING DATE 16-May-2011
ISIN US4930261080 AGENDA 933403709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 DAVID AYER For For
2 DONALD J. HOFFMAN For For
02 IN THE MATTER OF APPROVING ANDERSON, TACKMAN & Management For For
COMPANY AS THE COMPANY'S AUDITORS FOR 2011.
03 PROPOSAL TO AMEND ARTICLE IV OF THE ARTICLES OF Management For For
INCORPORATION.
MGE ENERGY, INC.
SECURITY 55277P104 MEETING TYPE Annual
TICKER SYMBOL MGEE MEETING DATE 17-May-2011
ISIN US55277P1049 AGENDA 933391182 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 LONDA J. DEWEY For For
2 REGINA M. MILLNER For For
3 THOMAS R. STOLPER For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
2011.
03 APPROVAL OF THE COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT UNDER THE HEADING "EXECUTIVE
COMPENSATION".
04 WHETHER SHAREHOLDER ADVISORY VOTE TO APPROVE Management Abstain Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
SHOULD OCCUR EVERY.
PINNACLE AIRLINES CORP.
SECURITY 723443107 MEETING TYPE Annual
TICKER SYMBOL PNCL MEETING DATE 17-May-2011
ISIN US7234431077 AGENDA 933395027 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 IAN MASSEY For For
2 JAMES E. MCGEHEE, JR. For For
3 PHILIP H. TRENARY For For
02 ADVISORY VOTE ON THE COMPENSATION OF PINNACLE Management Abstain Against
AIRLINES CORP.'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN "COMPENSATION DISCUSSION AND
ANALYSIS" AND "EXECUTIVE COMPENSATION" IN THE
PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR
2011.
ENTERCOM COMMUNICATIONS CORP.
SECURITY 293639100 MEETING TYPE Annual
TICKER SYMBOL ETM MEETING DATE 17-May-2011
ISIN US2936391000 AGENDA 933397831 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
1 2 DIRECTOR Management
1 DAVID J. BERKMAN* For For
2 DANIEL E. GOLD* For For
3 JOSEPH M. FIELD For For
4 DAVID J. FIELD For For
5 JOHN C. DONLEVIE For For
6 ROBERT S. WIESENTHAL For For
7 MICHAEL J. WOLF For For
03 APPROVAL OF AN AMENDMENT TO THE ENTERCOM EQUITY Management For For
COMPENSATION PLAN TO ELIMINATE THE SUBLIMIT ON
THE NUMBER OF SHARES OF RESTRICTED STOCK/RSUS
WHICH MAY BE GRANTED THEREUNDER.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 66
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
04 APPROVAL OF THE FOLLOWING ADVISORY RESOLUTION Management Abstain Against
REGARDING THE COMPANY'S EXECUTIVE COMPENSATION:
"RESOLVED, THAT THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE DISCUSSION, IS
HEREBY APPROVED."
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
06 RATIFICATION OF THE SELECTION OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
NEWPORT CORPORATION
SECURITY 651824104 MEETING TYPE Annual
TICKER SYMBOL NEWP MEETING DATE 17-May-2011
ISIN US6518241046 AGENDA 933406022 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 OLEG KHAYKIN For For
2 PETER J. SIMONE For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF NEWPORT'S 2011 STOCK INCENTIVE PLAN. Management Against Against
04 ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
COMPENSATION OF NEWPORT'S NAMED EXECUTIVE
OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON THE APPROVAL OF THE COMPENSATION OF
NEWPORT'S NAMED EXECUTIVE OFFICERS.
CAMBIUM LEARNING GROUP, INC
SECURITY 13201A107 MEETING TYPE Annual
TICKER SYMBOL ABCD MEETING DATE 17-May-2011
ISIN US13201A1079 AGENDA 933408696 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 SCOTT J. TROELLER For For
2 NEIL WEINER For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against
OF THE STOCKHOLDER VOTE ON THE COMPANY'S
EXECUTIVE COMPENSATION (EVERY 1, 2 OR 3 YEARS).
04 RATIFICATION OF THE APPOINTMENT OF WHITLEY PENN Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
NATIONAL PRESTO INDUSTRIES, INC.
SECURITY 637215104 MEETING TYPE Annual
TICKER SYMBOL PK MEETING DATE 17-May-2011
ISIN US6372151042 AGENDA 933409270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 RANDY F. LIEBLE For For
2 JOSEPH G. STIENESSEN For For
02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
NATIONAL PRESTO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF NATIONAL PRESTO'S NAMED
EXECUTIVE OFFICERS.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
HICKORYTECH CORPORATION
SECURITY 429060106 MEETING TYPE Annual
TICKER SYMBOL HTCO MEETING DATE 17-May-2011
ISIN US4290601065 AGENDA 933410045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 ROBERT D. ALTON, JR. For For
2 JAMES W. BRACKE For For
3 R. WYNN KEARNEY, JR. For For
4 DALE E. PARKER For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF THE SHAREHOLDER VOTE ON EXECUTIVE
COMPENSTION.
04 RATIFICATION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT AUDITOR.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 67
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 17-May-2011
ISIN US3438731057 AGENDA 933415057 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 MICHAEL J. HEGARTY For For
2 JOHN J. MCCABE For For
3 DONNA M. O'BRIEN For For
4 MICHAEL J. RUSSO For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 Management For For
OMNIBUS INCENTIVE PLAN.
05 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2011.
PZENA INVESTMENT MANAGEMENT, INC.
SECURITY 74731Q103 MEETING TYPE Annual
TICKER SYMBOL PZN MEETING DATE 17-May-2011
ISIN US74731Q1031 AGENDA 933416895 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 RICHARD S. PZENA For For
2 JOHN P. GOETZ For For
3 WILLIAM L. LIPSEY For For
4 STEVEN M. GALBRAITH For For
5 JOEL M. GREENBLATT For For
6 RICHARD P. MEYEROWICH For For
7 RONALD W. TYSOE For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR OUR COMPANY FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 VOTE ON AN ADVISORY BASIS TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 VOTE ON AN ADVISORY BASIS ON THE FREQUENCY OF Management Abstain Against
SUBMISSION TO STOCKHOLDERS OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
STRATEGIC DIAGNOSTICS INC.
SECURITY 862700101 MEETING TYPE Annual
TICKER SYMBOL SDIX MEETING DATE 17-May-2011
ISIN US8627001014 AGENDA 933427507 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 STEVEN R. BECKER For For
2 THOMAS A. BOLOGNA For For
3 FRANCIS M. DINUZZO For For
4 DAVID M. WURZER For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK THEREUNDER
FROM 35,000,000 TO 50,000,000.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2000 Management Against Against
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 6,000,000 TO 8,000,000.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 68
BEL FUSE INC.
SECURITY 077347201 MEETING TYPE Annual
TICKER SYMBOL BELFA MEETING DATE 17-May-2011
ISIN US0773472016 AGENDA 933429272 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 AVI EDEN For For
2 ROBERT H. SIMANDL For For
02 WITH RESPECT TO THE RATIFICATION OF THE Management For For
DESIGNATION OF DELOITTE & TOUCHE LLP TO AUDIT BEL'S
BOOKS AND ACCOUNTS FOR 2011.
03 WITH RESPECT TO THE APPROVAL, ON AN ADVISORY Management Abstain Against
BASIS, OF THE EXECUTIVE COMPENSATION OF BEL'S
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
04 WITH RESPECT TO THE VOTE, ON AN ADVISORY BASIS, ON Management Abstain Against
HOW OFTEN TO CONDUCT THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
05 WITH RESPECT TO THE APPROVAL OF THE BEL FUSE INC. Management Abstain Against
2011 EQUITY COMPENSATION PLAN.
RUSH ENTERPRISES, INC.
SECURITY 781846209 MEETING TYPE Annual
TICKER SYMBOL RUSHA MEETING DATE 17-May-2011
ISIN US7818462092 AGENDA 933435869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 JAMES C. UNDERWOOD For For
4 HAROLD D. MARSHALL For For
5 THOMAS A. AKIN For For
6 GERALD R. SZCZEPANSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
2011 YEAR.
03 PROPOSAL TO APPROVE THE AMENDMENT AND Management For For
RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2006
NON-EMPLOYEE DIRECTOR STOCK PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
RUSH ENTERPRISES, INC.
SECURITY 781846308 MEETING TYPE Annual
TICKER SYMBOL RUSHB MEETING DATE 17-May-2011
ISIN US7818463082 AGENDA 933439449 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 JAMES C. UNDERWOOD For For
4 HAROLD D. MARSHALL For For
5 THOMAS A. AKIN For For
6 GERALD R. SZCZEPANSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
2011 YEAR.
03 PROPOSAL TO APPROVE THE AMENDMENT AND Management For For
RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2006
NON-EMPLOYEE DIRECTOR STOCK PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
PALOMAR MEDICAL TECHNOLOGIES, INC.
SECURITY 697529303 MEETING TYPE Annual
TICKER SYMBOL PMTI MEETING DATE 18-May-2011
ISIN US6975293035 AGENDA 933399633 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------- -------------- ---- -----------
01 DIRECTOR Management
1 JOSEPH P. CARUSO For For
2 JEANNE COHANE For For
3 NICHOLAS P. ECONOMOU For For
4 JAMES G. MARTIN For For
5 A. NEIL PAPPALARDO For For
6 LOUIS P. VALENTE For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against For
REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 69
TENNECO INC.
SECURITY 880349105 MEETING TYPE Annual
TICKER SYMBOL TEN MEETING DATE 18-May-2011
ISIN US8803491054 AGENDA 933400640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1C ELECTION OF DIRECTOR: HARI N. NAIR Management For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1I ELECTION OF DIRECTOR: JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY Management Abstain Against
VOTE.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
CALLAWAY GOLF COMPANY
SECURITY 131193104 MEETING TYPE Annual
TICKER SYMBOL ELY MEETING DATE 18-May-2011
ISIN US1311931042 AGENDA 933410704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
1 DIRECTOR Management
1 GEORGE FELLOWS For For
2 SAMUEL H. ARMACOST For For
3 RONALD S. BEARD For For
4 JOHN C. CUSHMAN, III For For
5 YOTARO KOBAYASHI For For
6 JOHN F. LUNDGREN For For
7 ADEBAYO O. OGUNLESI For For
8 RICHARD L. ROSENFIELD For For
9 ANTHONY S. THORNLEY For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
3 TO HOLD AN ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
DENNY'S CORPORATION
SECURITY 24869P104 MEETING TYPE Annual
TICKER SYMBOL DENN MEETING DATE 18-May-2011
ISIN US24869P1049 AGENDA 933410792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: GREGG R. DEDRICK Management For For
1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For
1C ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For
1D ELECTION OF DIRECTOR: JOHN C. MILLER Management For For
1E ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For
1F ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For
1G ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For
1H ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For
1I ELECTION OF DIRECTOR: LAYSHA WARD Management For For
1J ELECTION OF DIRECTOR: F. MARK WOLFINGER Management For For
2 A PROPOSAL TO RATIFY THE SELECTION OF KPMG, LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF DENNY'S CORPORATION AND ITS SUBSIDIARIES
FOR THE YEAR ENDING DECEMBER 28, 2011.
3 AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 70
PULSE ELECTRONICS CORP
SECURITY 74586W106 MEETING TYPE Contested-Annual
TICKER SYMBOL PULS MEETING DATE 18-May-2011
ISIN US74586W1062 AGENDA 933419411 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
01 THE COMPANY'S PROPOSAL TO APPROVE AMENDMENTS Management For For
TO ITS ARTICLES OF INCORPORATION AND BY-LAWS TO
PROVIDE FOR PLURALITY VOTING IN CONTESTED
DIRECTOR ELECTIONS.
02 DIRECTOR Management
1 TIMOTHY E. BROG For For
2 JAMES DENNEDY For For
03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Management Abstain For
COMPENSATION. OPPOSITION HAS NO RECOMMENDATION
FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE
CAST AS A VOTE TO "ABSTAIN".
04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. OPPOSITION HAS NO RECOMMENDATION
FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE
CAST AS A VOTE FOR "1 YEAR".
INVENTURE FOODS INC
SECURITY 461212102 MEETING TYPE Annual
TICKER SYMBOL SNAK MEETING DATE 18-May-2011
ISIN US4612121024 AGENDA 933420159 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 ASHTON D. ASENSIO For For
2 MACON BRYCE EDMONSON For For
3 MARK S. HOWELLS For For
4 RONALD C. KESSELMAN For For
5 LARRY R. POLHILL For For
6 ITZHAK REICHMAN For For
7 TERRY MCDANIEL For For
02 PROPOSAL TO APPROVE AN AMENDMENT OF THE Management Against Against
INVENTURE FOODS, INC. 2005 EQUITY PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 800,000.
03 RATIFY SELECTION OF MOSS ADAMS LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS.
SWS GROUP INC.
SECURITY 78503N107 MEETING TYPE Special
TICKER SYMBOL SWS MEETING DATE 18-May-2011
ISIN US78503N1072 AGENDA 933421062 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
01 APPROVAL, FOR PURPOSES OF NYSE LISTING Management Against Against
STANDARDS, OF ISSUANCE OF WARRANTS & UP TO
17,391,304 SHARES OF COMMON STOCK OF COMPANY
ISSUABLE UPON THE EXERCISE OF WARRANTS (SUBJECT
TO ANTI-DILUTION ADJUSTMENTS) OR, IN CERTAIN
CIRCUMSTANCES, NON-VOTING PERPETUAL
PARTICIPATING PREFERRED STOCK ISSUABLE UPON
EXERCISE OF WARRANTS & CONVERTIBLE, IN CERTAIN
CIRCUMSTANCES, INTO COMMON STOCK.
02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management Against Against
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE IS AN INSUFFICIENT
NUMBER OF VOTES AT THE SPECIAL MEETING TO
APPROVE PROPOSAL NO. 1 DESCRIBED ABOVE.
MORGANS HOTEL GROUP CO.
SECURITY 61748W108 MEETING TYPE Annual
TICKER SYMBOL MHGC MEETING DATE 18-May-2011
ISIN US61748W1080 AGENDA 933429462 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 RONALD W. BURKLE For For
2 ROBERT FRIEDMAN For For
3 JEFFREY M. GAULT For For
4 MICHAEL J. GROSS For For
5 DAVID T. HAMAMOTO For For
6 JASON T. KALISMAN For For
7 THOMAS L. HARRISON For For
8 EDWIN L. KNETZGER, III For For
9 MICHAEL D. MALONE For For
02 PROPOSAL TO RATIFY BDO USA, LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 YEAR.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
FREQUENCY OF VOTES RELATING TO EXECUTIVE
COMPENSATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 71
THE WET SEAL, INC.
SECURITY 961840105 MEETING TYPE Annual
TICKER SYMBOL WTSLA MEETING DATE 18-May-2011
ISIN US9618401056 AGENDA 933433954 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 JONATHAN DUSKIN For For
2 SIDNEY M. HORN For For
3 HAROLD D. KAHN For For
4 SUSAN P. MCGALLA For For
5 KENNETH M. REISS For For
6 HENRY D. WINTERSTERN For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE WET SEAL, INC.'S NAMED
EXECUTIVE OFFICERS.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against
OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION
OF THE WET SEAL, INC.'S NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL
2011.
SCHAWK, INC.
SECURITY 806373106 MEETING TYPE Annual
TICKER SYMBOL SGK MEETING DATE 18-May-2011
ISIN US8063731066 AGENDA 933434196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 CLARENCE W. SCHAWK For For
2 DAVID A. SCHAWK For For
3 A. ALEX SARKISIAN, ESQ. For For
4 LEONARD S. CARONIA For For
5 JUDITH W. MCCUE, ESQ. For For
6 HOLLIS W. RADEMACHER For For
7 JOHN T. MCENROE, ESQ. For For
8 MICHAEL G. O'ROURKE For For
9 STANLEY N. LOGAN For For
02 FOR THE APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 FOR THE RE-APPROVAL OF THE PERFORMANCE Management For For
MEASURES UNDER THE SCHAWK, INC. 2006 LONG-TERM
INCENTIVE PLAN.
05 FOR THE APPROVAL OF THE AMENDED AND RESTATED Management For For
EMPLOYEE STOCK PURCHASE PLAN.
HORIZON TELCOM, INC.
SECURITY 440441103 MEETING TYPE Annual
TICKER SYMBOL HRZCA MEETING DATE 18-May-2011
ISIN US4404411039 AGENDA 933436431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 JOEL GERBER For For
2 JOHN E. HERRNSTEIN For For
3 PETER HOLLAND For For
4 DAVID MCKELL For For
5 ROBERT MCKELL For For
6 THOMAS MCKELL For For
7 WILLIAM MCKELL For For
8 HELEN SPROAT For For
9 DONALD G. MCKELL For For
10 DONALD L. MCNEAL For For
11 JACK E. THOMPSON For For
12 JERRY B. WHITED For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 72
NORTHRIM BANCORP, INC.
SECURITY 666762109 MEETING TYPE Annual
TICKER SYMBOL NRIM MEETING DATE 19-May-2011
ISIN US6667621097 AGENDA 933395825 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 R. MARC LANGLAND For For
2 LARRY S. CASH For For
3 MARK G. COPELAND For For
4 RONALD A. DAVIS For For
5 ANTHONY DRABEK For For
6 CHRISTOPHER N. KNUDSON For For
7 RICHARD L. LOWELL For For
8 IRENE SPARKS ROWAN For For
9 JOHN C. SWALLING For For
10 DAVID G. WIGHT For For
02 TOAPPROVE, BY NONBINDING VOTE, THE COMPENSATION Management Abstain Against
OF THE NAMED EXECUTIVE OFFICERS.
03 TO APPROVE, BY NONBINDING VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR NORTHRIM BANCORP, INC. FOR FISCAL YEAR 2011.
COHEN & STEERS, INC.
SECURITY 19247A100 MEETING TYPE Annual
TICKER SYMBOL CNS MEETING DATE 19-May-2011
ISIN US19247A1007 AGENDA 933410021 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: MARTIN COHEN Management For For
1B ELECTION OF DIRECTOR: ROBERT H. STEERS Management For For
1C ELECTION OF DIRECTOR: RICHARD E. BRUCE Management For For
1D ELECTION OF DIRECTOR: PETER L. RHEIN Management For For
1E ELECTION OF DIRECTOR: RICHARD P. SIMON Management For For
1F ELECTION OF DIRECTOR: EDMOND D. VILLANI Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
STOCKHOLDER VOTES ON NAMED EXECUTIVE OF THE
COMPENSATION.
COMMUNICATIONS SYSTEMS, INC.
SECURITY 203900105 MEETING TYPE Annual
TICKER SYMBOL JCS MEETING DATE 19-May-2011
ISIN US2039001050 AGENDA 933410956 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
1 DIRECTOR Management
1 EDWIN C. FREEMAN For For
2 LUELLA G. GOLDBERG For For
3 RANDALL D. SAMPSON For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLC AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31,
2011.
3 APPROVAL OF THE COMMUNICATIONS SYSTEMS, INC. 2011 Management Against Against
EXECUTIVE INCENTIVE COMPENSATION PLAN.
4 APPROVAL OF AMENDMENTS TO THE COMMUNICATIONS Management For For
SYSTEMS, INC. EMPLOYEE STOCK PURCHASE PLAN.
WESTFIELD FINANCIAL, INC.
SECURITY 96008P104 MEETING TYPE Annual
TICKER SYMBOL WFD MEETING DATE 19-May-2011
ISIN US96008P1049 AGENDA 933416782 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 DONNA J. DAMON For For
2 ROBERT T. CROWLEY, JR. For For
3 PAUL R. POHL For For
4 STEVEN G. RICHTER For For
02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS WESTFIELD FINANCIAL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 THE CONSIDERATION AND APPROVAL OF A NON-BINDING Management Abstain Against
ADVISORY RESOLUTION ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
04 THE CONSIDERATION AND VOTE UPON A NON-BINDING Management Abstain Against
ADVISORY PROPOSAL ON THE FREQUENCY OF ADVISORY
VOTE CONCERNING COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 73
NEWPORT BANCORP, INC.
SECURITY 651754103 MEETING TYPE Annual
TICKER SYMBOL NFSB MEETING DATE 19-May-2011
ISIN US6517541032 AGENDA 933423511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 PETER T. CROWLEY For For
2 MICHAEL J. HAYES For For
3 ARTHUR H. LATHROP For For
4 KATHLEEN A. NEALON For For
02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEWPORT BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
PAIN THERAPEUTICS, INC.
SECURITY 69562K100 MEETING TYPE Annual
TICKER SYMBOL PTIE MEETING DATE 19-May-2011
ISIN US69562K1007 AGENDA 933424284 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 ROBERT Z. GUSSIN, PH.D. For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011 (PROPOSAL TWO).
03 APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION Management Abstain Against
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
(PROPOSAL THREE).
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
(PROPOSAL FOUR).
ENTROPIC COMMUNICATIONS, INC.
SECURITY 29384R105 MEETING TYPE Annual
TICKER SYMBOL ENTR MEETING DATE 19-May-2011
ISIN US29384R1059 AGENDA 933425440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 THOMAS BARUCH For For
2 PATRICK HENRY For For
02 TO REAPPROVE THE INTERNAL REVENUE CODE SECTION Management For For
162(M) PERFORMANCE CRITERIA AND AWARD LIMITS OF
THE ENTROPIC COMMUNICATIONS, INC. 2007 EQUITY
INCENTIVE PLAN.
03 TO APPROVE ENTROPIC'S EXECUTIVE COMPENSATION. Management Abstain Against
04 TO APPROVE THE FREQUENCY WITH WHICH A Management Abstain Against
SHAREHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION WILL BE HELD.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
MEADOWBROOK INSURANCE GROUP, INC.
SECURITY 58319P108 MEETING TYPE Annual
TICKER SYMBOL MIG MEETING DATE 19-May-2011
ISIN US58319P1084 AGENDA 933427242 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 ROBERT H. NAFTALY For For
2 ROBERT W. STURGIS For For
3 BRUCE E. THAL For For
4 JEFFREY A. MAFFETT For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER Management Abstain Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 74
GLOBAL POWER EQUIPMENT GROUP INC.
SECURITY 37941P306 MEETING TYPE Annual
TICKER SYMBOL GLPW MEETING DATE 19-May-2011
ISIN US37941P3064 AGENDA 933427292 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 DAVID L. KELLER For For
2 CHARLES MACALUSO For For
3 CARL BARTOLI For For
4 TERENCE CRYAN For For
5 EUGENE I. DAVIS For For
6 FRANK E. WILLIAMS, JR. For For
02 RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN. Management Against Against
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
WABASH NATIONAL CORPORATION
SECURITY 929566107 MEETING TYPE Annual
TICKER SYMBOL WNC MEETING DATE 19-May-2011
ISIN US9295661071 AGENDA 933429614 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: RICHARD J. GIROMINI Management For For
1B ELECTION OF DIRECTOR: MARTIN C. JISCHKE Management For For
1C ELECTION OF DIRECTOR: JAMES D. KELLY Management For For
1D ELECTION OF DIRECTOR: JOHN E. KUNZ Management For For
1E ELECTION OF DIRECTOR: LARRY J. MAGEE Management For For
1F ELECTION OF DIRECTOR: SCOTT K. SORENSEN Management For For
02 TO APPROVE THE WABASH NATIONAL CORPORATION 2011 Management Against Against
OMNIBUS INCENTIVE PLAN.
03 TO APPROVE THE COMPENSATION OF OUR EXECUTIVE Management Abstain Against
OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF ADVISORY VOTES ON THE COMPENSATION OF OUR
EXECUTIVE OFFICERS.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
WABASH NATIONAL CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
STANDARD MOTOR PRODUCTS, INC.
SECURITY 853666105 MEETING TYPE Annual
TICKER SYMBOL SMP MEETING DATE 19-May-2011
ISIN US8536661056 AGENDA 933435756 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 ROBERT M. GERRITY For For
2 PAMELA FORBES LIEBERMAN For For
3 ARTHUR S. SILLS For For
4 LAWRENCE I. SILLS For For
5 PETER J. SILLS For For
6 FREDERICK D. STURDIVANT For For
7 WILLIAM H. TURNER For For
8 RICHARD S. WARD For For
9 ROGER M. WIDMANN For For
02 APPROVAL OF AMENDMENTS TO THE STANDARD MOTOR Management For For
PRODUCTS, INC. 2006 OMNIBUS INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON Management Abstain Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
05 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON Management Abstain Against
THE FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ULTRA CLEAN HOLDINGS, INC.
SECURITY 90385V107 MEETING TYPE Annual
TICKER SYMBOL UCTT MEETING DATE 19-May-2011
ISIN US90385V1070 AGENDA 933438980 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 SUSAN H. BILLAT For For
2 JOHN CHENAULT For For
3 CLARENCE L. GRANGER For For
4 DAVID T. IBNALE For For
5 LEONID MEZHVINSKY For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC. FOR
FISCAL 2011.
03 TO APPROVE, BY AN ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF ULTRA CLEAN'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT FOR
THE 2011 ANNUAL MEETING OF STOCKHOLDERS.
04 TO RECOMMEND, BY AN ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 75
READING INTERNATIONAL, INC.
SECURITY 755408200 MEETING TYPE Annual
TICKER SYMBOL RDIB MEETING DATE 19-May-2011
ISIN US7554082005 AGENDA 933446482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: JAMES J. COTTER Management For For
1B ELECTION OF DIRECTOR: ERIC BARR Management For For
1C ELECTION OF DIRECTOR: JAMES J. COTTER, JR. Management For For
1D ELECTION OF DIRECTOR: MARGARET COTTER Management For For
1E ELECTION OF DIRECTOR: WILLIAM D. GOULD Management For For
1F ELECTION OF DIRECTOR: EDWARD L. KANE Management For For
1G ELECTION OF DIRECTOR: GERARD P. LAHENEY Management For For
1H ELECTION OF DIRECTOR: ALFRED VILLASENOR Management For For
02 APPROVAL OF THE AMENDMENT TO THE 2010 STOCK Management Against Against
INCENTIVE PLAN
03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
SECURITY 868168105 MEETING TYPE Annual
TICKER SYMBOL SUP MEETING DATE 20-May-2011
ISIN US8681681057 AGENDA 933400361 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 LOUIS L. BORICK For For
2 STEVEN J. BORICK For For
3 FRANCISCO S. URANGA For For
02 APPROVAL OF THE CEO ANNUAL INCENTIVE Management For For
PERFORMANCE PLAN.
03 APPROVAL OF EXECUTIVE COMPENSATION ON AN Management Abstain Against
ADVISORY BASIS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE Shareholder Against For
VOTING STANDARD FOR DIRECTOR ELECTIONS.
BTU INTERNATIONAL, INC.
SECURITY 056032105 MEETING TYPE Annual
TICKER SYMBOL BTUI MEETING DATE 20-May-2011
ISIN US0560321053 AGENDA 933426086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 PAUL J. VAN DER WANSEM For For
2 G. MEAD WYMAN For For
3 J. SAMUEL PARKHILL For For
4 JOHN E. BEARD For For
5 JOSEPH F. WRINN For For
6 BERTRAND LOY For For
02 TO ACT UPON THE PROPOSAL TO AMEND THE 2003 EQUITY Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
IRIS INTERNATIONAL, INC.
SECURITY 46270W105 MEETING TYPE Annual
TICKER SYMBOL IRIS MEETING DATE 20-May-2011
ISIN US46270W1053 AGENDA 933426555 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 STEVEN M. BESBECK For For
2 CESAR M. GARCIA For For
3 BETH Y. KARLAN, M.D. For For
4 MICHAEL D. MATTE For For
5 RICHARD G. NADEAU, PH.D For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 76
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
6 DAVID T. DELLA PENTA For For
7 RICK TIMMINS For For
8 EDWARD F. VOBORIL For For
9 STEPHEN E. WASSERMAN For For
02 APPROVAL OF THE 2011 OMNIBUS INCENTIVE PLAN. Management Against Against
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE SELECTION OF BDO USA, LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
TRINITY BIOTECH PLC
SECURITY 896438306 MEETING TYPE Annual
TICKER SYMBOL TRIB MEETING DATE 20-May-2011
ISIN US8964383066 AGENDA 933451077 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
O1 RECEIVE AND CONSIDER FINANCIAL STATEMENTS FOR Management For For
YEAR ENDED DEC 31, 2010 TOGETHER WITH REPORTS OF
DIRECTORS' AND AUDITOR'S.
O2 TO RE-ELECT AS A DIRECTOR MR. DENIS BURGER WHO Management For For
RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION.
O3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE Management For For
AUDITOR'S REMUNERATION.
S4 THAT THE COMPANY AND/OR A SUBSIDIARY BE Management For For
GENERALLY AUTHORISED TO MAKE ONE OR MORE
OVERSEAS MARKET PURCHASES.
S5 THAT THE RE-ISSUE PRICE RANGE AT WHICH A TREASURY Management For For
SHARE FOR THE TIME BEING HELD BY THE COMPANY MAY
BE RE-ISSUED OFF-MARKET
O6 THAT THE TRINITY BIOTECH PLC EMPLOYEE SHARE Management For For
OPTION PLAN 2011 (THE "PLAN"), BE AND IS HEREBY
APPROVED AND ADOPTED.
S7 THAT THE ARTICLES OF ASSOCIATION BE AMENDED BY Management For For
THE INSERTION OF THE FOLLOWING NEW ARTICLE 128A
AFTER THE EXISTING ARTICLE 128.
S8 SUBJECT TO PASSING OF RESOLUTION 7 AND TO Management For For
ALLOTMENT AND ISSUE OF 218,750 BONUS "A" ORDINARY
SHARES PROVIDED FOR IN NEW ARTICLE 128A AS
INSERTED BY RESOLUTION 7.
O9 THAT A FINAL DIVIDEND BE AND IS HEREBY DECLARED IN Management For For
RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER
2010, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
SONESTA INTERNATIONAL HOTELS CORPORATION
SECURITY 835438409 MEETING TYPE Annual
TICKER SYMBOL SNSTA MEETING DATE 23-May-2011
ISIN US8354384096 AGENDA 933442129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: G. ABRAMS Management For For
1B ELECTION OF DIRECTOR: J. BOWER Management For For
1C ELECTION OF DIRECTOR: C. CLARK Management For For
1D ELECTION OF DIRECTOR: C. DAVIS Management For For
1E ELECTION OF DIRECTOR: I. MANN Management For For
1F ELECTION OF DIRECTOR: J. SONNABEND Management For For
1G ELECTION OF DIRECTOR: P. SONNABEND Management For For
1H ELECTION OF DIRECTOR: STEPHANIE SONNABEND Management For For
1I ELECTION OF DIRECTOR: STEPHEN SONNABEND Management For For
1J ELECTION OF DIRECTOR: J. TEMPEL Management For For
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Annual
TICKER SYMBOL PNK MEETING DATE 24-May-2011
ISIN US7234561097 AGENDA 933402226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For
1B ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For
1C ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For
1D ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For
1E ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For
1F ELECTION OF DIRECTOR: LYNN P. REITNOUER Management For For
1G ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 AMENDMENT TO THE COMPANY'S 2005 EQUITY AND Management Against Against
PERFORMANCE INCENTIVE PLAN TO PERMIT A ONE-TIME
VALUE-FOR-VALUE STOCK OPTION EXCHANGE PROGRAM.
04 ADVISORY RESOLUTION REGARDING COMPENSATION OF Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 77
HOOPER HOLMES, INC.
SECURITY 439104100 MEETING TYPE Annual
TICKER SYMBOL HH MEETING DATE 24-May-2011
ISIN US4391041005 AGENDA 933415045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 RANSOM J. PARKER For For
2 DR. ELAINE L. RIGOLOSI For For
3 THOMAS A. WATFORD For For
02 APPROVAL OF THE COMPANY'S 2011 OMNIBUS EMPLOYEE Management Against Against
INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
TREDEGAR CORPORATION
SECURITY 894650100 MEETING TYPE Annual
TICKER SYMBOL TG MEETING DATE 24-May-2011
ISIN US8946501009 AGENDA 933417417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 GEORGE C. FREEMAN, III Withheld Against
2 GEORGE A. NEWBILL Withheld Against
3 THOMAS G. SLATER, JR. Withheld Against
4 R. GREGORY WILLIAMS Withheld Against
02 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
03 FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
S1 CORPORATION
SECURITY 78463B101 MEETING TYPE Annual
TICKER SYMBOL SONE MEETING DATE 24-May-2011
ISIN US78463B1017 AGENDA 933418077 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 RAM GUPTA For For
2 GREGORY J. OWENS For For
02 RATIFY THE APPOINTMENT OF AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
CONSOLIDATED WATER COMPANY LIMITED
SECURITY G23773107 MEETING TYPE Annual
TICKER SYMBOL CWCO MEETING DATE 24-May-2011
ISIN KYG237731073 AGENDA 933418368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 CARSON K. EBANKS For For
2 RICHARD L. FINLAY For For
3 CLARENCE B. FLOWERS, JR For For
4 FREDERICK W. MCTAGGART For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF MARCUM LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011, AT THE REMUNERATION TO BE
DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 78
MIDDLESEX WATER COMPANY
SECURITY 596680108 MEETING TYPE Annual
TICKER SYMBOL MSEX MEETING DATE 24-May-2011
ISIN US5966801087 AGENDA 933419233 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 JAMES COSGROVE, JR. For For
2 AMY B. MANSUE For For
3 JOHN MIDDLETON, M.D. For For
4 JEFFRIES SHEIN For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF PARENTEBEARD LLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
PRGX GLOBAL, INC.
SECURITY 69357C503 MEETING TYPE Annual
TICKER SYMBOL PRGX MEETING DATE 24-May-2011
ISIN US69357C5031 AGENDA 933424272 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 DAVID A. COLE* For For
2 PHILLIP J MAZZILLI, JR* For For
3 ARCHELLE G. FELDSHON* For For
4 PATRICK M. BYRNE** For For
02 RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS Management For For
PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 FREQUENCY OF FUTURE ADVISORY VOTES ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
CALIFORNIA WATER SERVICE GROUP
SECURITY 130788102 MEETING TYPE Annual
TICKER SYMBOL CWT MEETING DATE 24-May-2011
ISIN US1307881029 AGENDA 933427216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 DOUGLAS M. BROWN For For
2 ROBERT W. FOY For For
3 EDWIN A. GUILES For For
4 BONNIE G. HILL For For
5 THOMAS M. KRUMMEL, M.D. For For
6 RICHARD P. MAGNUSON For For
7 LINDA R. MEIER For For
8 PETER C. NELSON For For
9 LESTER A. SNOW For For
10 GEORGE A. VERA For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION
04 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011
05 AMENDMENT TO THE GROUP'S CERTIFICATE OF Management Against Against
INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN
ORDER TO ADOPT MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS
06 AMENDMENT TO THE GROUP'S CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK THAT THE GROUP IS
AUTHORIZED TO ISSUE IN ORDER TO EFFECT A STOCK
SPLIT
LIN TV CORP.
SECURITY 532774106 MEETING TYPE Annual
TICKER SYMBOL TVL MEETING DATE 24-May-2011
ISIN US5327741063 AGENDA 933433980 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 PETER S. BRODSKY For For
2 DOUGLAS W. MCCORMICK For For
3 MICHAEL A. PAUSIC For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV CORP.
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 A STOCKHOLDER PROPOSAL TO DECLASSIFY OUR BOARD Shareholder Against For
OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION
OF DIRECTORS IF PROPERLY PRESENTED AT THE ANNUAL
MEETING.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 79
OUTDOOR CHANNEL HOLDINGS, INC.
SECURITY 690027206 MEETING TYPE Annual
TICKER SYMBOL OUTD MEETING DATE 24-May-2011
ISIN US6900272062 AGENDA 933441191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 AJIT M. DALVI For For
2 DAVID D. KINLEY For For
3 MICHAEL L. PANDZIK For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
TIB FINANCIAL CORP.
SECURITY 872449202 MEETING TYPE Annual
TICKER SYMBOL TIBB MEETING DATE 24-May-2011
ISIN US8724492025 AGENDA 933445074 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 PETER N. FOSS* For For
2 HOWARD B. GUTMAN* For For
3 C.G. MARSHALL* For For
4 R. BRUCE SINGLETARY* For For
5 WILLIAM A. HODGES** For For
6 R. EUGENE TAYLOR** For For
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 APPROVAL OF A NONBINDING ADVISORY PROPOSAL ON Management Abstain Against
EXECUTIVE COMPENSATION MATTERS.
04 APPROVAL OF A NONBINDING ADVISORY PROPOSAL ON Management Abstain Against
THE FREQUENCY OF FUTURE ADVISORY PROPOSALS ON
EXECUTIVE COMPENSATION MATTERS.
SUREWEST COMMUNICATIONS
SECURITY 868733106 MEETING TYPE Annual
TICKER SYMBOL SURW MEETING DATE 25-May-2011
ISIN US8687331061 AGENDA 933401945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1 DIRECTOR Management
1 KIRK C. DOYLE For For
2 GUY R. GIBSON For For
3 ROBERT D. KITTREDGE For For
4 STEVEN C. OLDHAM For For
5 JOHN R. ROBERTS III For For
6 TIMOTHY D. TARON For For
7 ROGER J. VALINE For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
3 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF THE NAMED EXECUTIVE OFFICERS.
4 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 80
BEASLEY BROADCAST GROUP, INC.
SECURITY 074014101 MEETING TYPE Annual
TICKER SYMBOL BBGI MEETING DATE 25-May-2011
ISIN US0740141017 AGENDA 933412669 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1 DIRECTOR Management
1 GEORGE G. BEASLEY For For
2 BRUCE G. BEASLEY For For
3 CAROLINE BEASLEY For For
4 BRIAN E. BEASLEY For For
5 JOE B. COX For For
6 ALLEN B. SHAW For For
7 MARK S. FOWLER For For
8 HERBERT W. MCCORD For For
INTERMEC, INC.
SECURITY 458786100 MEETING TYPE Annual
TICKER SYMBOL IN MEETING DATE 25-May-2011
ISIN US4587861000 AGENDA 933414269 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: PATRICK J. BYRNE Management For For
1B ELECTION OF DIRECTOR: ERIC J. DRAUT Management For For
1C ELECTION OF DIRECTOR: GREGORY K. HINCKLEY Management For For
1D ELECTION OF DIRECTOR: LYDIA H. KENNARD Management For For
1E ELECTION OF DIRECTOR: ALLEN J. LAUER Management For For
1F ELECTION OF DIRECTOR: STEPHEN P. REYNOLDS Management For For
1G ELECTION OF DIRECTOR: STEVEN B. SAMPLE Management For For
1H ELECTION OF DIRECTOR: OREN G. SHAFFER Management For For
1I ELECTION OF DIRECTOR: LARRY D. YOST Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INTERMEC, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 ADOPT ADVISORY RESOLUTION APPROVING Management Abstain Against
COMPENSATION OF INTERMEC, INC.'S NAMED EXECUTIVE
OFFICERS FOR 2010.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF INTERMEC,
INC.'S NAMED EXECUTIVE OFFICERS.
05 APPROVE AMENDMENT TO THE INTERMEC, INC. 2008 Management Against Against
OMNIBUS INCENTIVE PLAN.
WILSHIRE BANCORP, INC.
SECURITY 97186T108 MEETING TYPE Annual
TICKER SYMBOL WIBC MEETING DATE 25-May-2011
ISIN US97186T1088 AGENDA 933415451 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 STEVEN KOH For For
2 DONALD BYUN For For
3 LAWRENCE JEON For For
02 ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO APPROVE THE SHAREHOLDER PROPOSAL REGARDING Shareholder For For
THE IMPLEMENTATION OF A MAJORITY VOTE STANDARD
FOR UNCONTESTED DIRECTOR ELECTIONS.
04 TO APPROVE AN AMENDMENT TO THE WILSHIRE Management For For
BANCORP, INC. ARTICLES OF INCORPORATION TO
PROVIDE FOR A MAJORITY VOTE STANDARD IN
UNCONTESTED DIRECTOR ELECTIONS.
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 25-May-2011
ISIN US3135494041 AGENDA 933419651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 GEORGE FELDENKREIS For For
4 VINCENT J. INTRIERI For For
5 J. MICHAEL LAISURE For For
6 SAMUEL J. MERKSAMER For For
7 DANIEL A. NINIVAGGI For For
8 DAVID S. SCHECHTER For For
9 NEIL S. SUBIN For For
10 JAMES H. VANDENBERGHE For For
02 AN ADVISORY, NON-BINDING VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY AN ADVISORY, NON-BINDING VOTE, Management Abstain Against
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 81
A123 SYSTEMS INC
SECURITY 03739T108 MEETING TYPE Annual
TICKER SYMBOL AONE MEETING DATE 25-May-2011
ISIN US03739T1088 AGENDA 933420349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 GURURAJ DESHPANDE For For
2 PAUL E. JACOBS For For
3 MARK M. LITTLE For For
02 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN OUR PROXY STATEMENT
RELATING TO OUR 2011 ANNUAL MEETING OF
STOCKHOLDERS.
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
THE BOSTON BEER COMPANY, INC.
SECURITY 100557107 MEETING TYPE Annual
TICKER SYMBOL SAM MEETING DATE 25-May-2011
ISIN US1005571070 AGENDA 933422165 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 DAVID A. BURWICK For For
2 PEARSON C. CUMMIN, III For For
3 JEAN-MICHEL VALETTE For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
03 SHAREHOLDER ADVISORY VOTE ON FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTE.
DEXCOM, INC.
SECURITY 252131107 MEETING TYPE Annual
TICKER SYMBOL DXCM MEETING DATE 25-May-2011
ISIN US2521311074 AGENDA 933425541 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 JONATHAN T. LORD, M.D. For For
2 ERIC TOPOL, M.D. For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO RECOMMEND A NON-BINDING ADVISORY RESOLUTION Management Abstain Against
ON THE FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
CTS CORPORATION
SECURITY 126501105 MEETING TYPE Annual
TICKER SYMBOL CTS MEETING DATE 25-May-2011
ISIN US1265011056 AGENDA 933429107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 W.S. CATLOW For For
2 L.J. CIANCIA For For
3 T.G. CODY For For
4 P.K. COLLAWN For For
5 R.R. HEMMINGHAUS For For
6 M.A. HENNING For For
7 V.M. KHILNANI For For
8 D.M. MURPHY For For
9 G. HUNTER For For
10 R.A. PROFUSEK For For
02 AN ADVISORY VOTE UPON THE COMPENSATION OF CTS Management For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
03 AN ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES REGARDING THE
COMPENSATION OF CTS CORPORATION'S NAMED
EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS CTS' INDEPENDENT AUDITOR FOR 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Mighty MitesSM Fund 82
ADPT CORPORATION
SECURITY 00101B103 MEETING TYPE Annual
TICKER SYMBOL ADPT MEETING DATE 25-May-2011
ISIN US00101B1035 AGENDA 933436063 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JON S. CASTOR Management For For
1B ELECTION OF DIRECTOR: JACK L. HOWARD Management For For
1C ELECTION OF DIRECTOR: WARREN G. LICHTENSTEIN Management For For
1D ELECTION OF DIRECTOR: JOHN MUTCH Management For For
1E ELECTION OF DIRECTOR: JOHN J. QUICKE Management For For
1F ELECTION OF DIRECTOR: LAWRENCE J. RUISI Management For For
02 APPROVAL OF GIVING OUR BOARD THE AUTHORITY TO Management Against Against
EFFECT, IN ITS DISCRETION PRIOR TO OUR 2012 ANNUAL
MEETING, A REVERSE SPLIT OF OUR OUTSTANDING AND
TREASURY SHARES OF COMMON STOCK, IMMEDIATELY
FOLLOWED BY A FORWARD SPLIT OF OUR OUTSTANDING
AND TREASURY COMMON STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF ADPT'S NAMED EXECUTIVES
OFFICERS.
04 ADVISORY VOTE TO DESIGNATE THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPENSATION OF
ADPT'S NAMED EXECUTIVE OFFICERS.
05 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
KATY INDUSTRIES, INC.
SECURITY 486026107 MEETING TYPE Annual
TICKER SYMBOL KATY MEETING DATE 25-May-2011
ISIN US4860261076 AGENDA 933451306 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 CHRISTOPHER W. ANDERSON For For
2 WILLIAM F. ANDREWS For For
3 SAMUEL P. FRIEDER For For
4 CHRISTOPHER LACOVARA For For
5 SHANT MARDIROSSIAN For For
02 TO RATIFY THE SELECTION OF UHY LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 26-May-2011
ISIN US3843131026 AGENDA 933429690 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 NATHAN MILIKOWSKY For For
6 MICHAEL C. NAHL For For
7 STEVEN R. SHAWLEY For For
8 CRAIG S. SHULAR For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against
HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY
VOTES ON OUR EXECUTIVE COMPENSATION - EVERY ONE,
TWO OR THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
XETA TECHNOLOGIES, INC.
SECURITY 983909102 MEETING TYPE Special
TICKER SYMBOL XETA MEETING DATE 26-May-2011
ISIN US9839091025 AGENDA 933430756 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF FEBRUARY 8, 2011, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG XETA
TECHNOLOGIES, INC., PAETEC HOLDING CORP. AND HERA
CORPORATION.
02 TO APPROVE AN ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE
TO SOLICIT ADDITIONAL PROXIES FOR THE ADOPTION OF
THE MERGER AGREEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 83
GAMCO Westwood Mighty MitesSM Fund
NEW ULM TELECOM INC
SECURITY 649060100 MEETING TYPE Annual
TICKER SYMBOL NULM MEETING DATE 26-May-2011
ISIN US6490601001 AGENDA 933431049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 PAUL ERICK For For
2 DUANE LAMBRECHT For For
02 TO RATIFY THE SELECTION OF OLSEN
THIELEN & CO., LTD. Management For For
AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTING FIRM.
PARK-OHIO HOLDINGS CORP.
SECURITY 700666100 MEETING TYPE Annual
TICKER SYMBOL PKOH MEETING DATE 26-May-2011
ISIN US7006661000 AGENDA 933434069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- -----------
01 DIRECTOR Management
1 KEVIN R. GREENE For For
2 A. MALACHI MIXON III For For
3 DAN T. MOORE III For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF THE PARK-OHIO HOLDINGS CORP. ANNUAL Management For For
CASH BONUS PLAN.
04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
SANDERS MORRIS HARRIS GROUP INC.
SECURITY 80000Q104 MEETING TYPE Annual
TICKER SYMBOL SMHG MEETING DATE 26-May-2011
ISIN US80000Q1040 AGENDA 933434499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 GEORGE L. BALL For For
2 RICHARD E. BEAN For For
3 DIANA F. CANTOR For For
4 CHARLES W. DUNCAN, III For For
5 FREDRIC M. EDELMAN For For
6 SCOTT B. MCCLELLAND For For
7 BEN T. MORRIS For For
8 ALBERT W. NIEMI, JR. For For
9 DON A. SANDERS For For
02 APPROVAL TO CHANGE OUR NAME TO THE EDELMAN Management For For
FINANCIAL GROUP INC.
03 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING Management For For
FIRM FOR 2011
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION
AMERICAN DG ENERGY INC.
SECURITY 025398108 MEETING TYPE Annual
TICKER SYMBOL ADGE MEETING DATE 26-May-2011
ISIN US0253981080 AGENDA 933443525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 GEORGE N. HATSOPOULOS For For
2 JOHN N. HATSOPOULOS For For
3 EARL R. LEWIS For For
4 CHARLES T. MAXWELL For For
5 DEANNA M. PETERSON For For
6 F.A. MLYNARCZYK, JR. For For
02 TO RATIFY THE SELECTION BY THE Management For For
AUDIT COMMITTEE OFOUR BOARD OF
DIRECTORS OF THE FIRM OF
MCGLADREY & PULLEN, LLP, AS
OUR INDEPENDENT REGISTEREDPUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 84
GAMCO Westwood Mighty MitesSM Fund
ENTRAVISION COMMUNICATIONS CORPORATION
SECURITY 29382R107 MEETING TYPE Annual
TICKER SYMBOL EVC MEETING DATE 26-May-2011
ISIN US29382R1077 AGENDA 933448498 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 WALTER F. ULLOA For For
2 PHILIP C. WILKINSON For For
3 PAUL A. ZEVNIK For For
4 DARRYL B.THOMPSON For For
5 ESTEBAN E. TORRES For For
6 GILBERT R. VASQUEZ For For
02 RATIFICATION OF THE APPOINTMENT OF MCGLADREY & Management For For
PULLEN, LLP AS INDEPENDENT AUDITOR
OF THE COMPANY FOR THE 2011 FISCAL YEAR.
03 APPROVAL OF THE ADVISORY (NON-
BINDING) RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
04 PROPOSAL ON FREQUENCY OF Management Abstain Against
ADVISORY (NON-BINDING) VOTE RELATING
TO EXECUTIVE COMPENSATION.
BIOTEQ ENVIRONMENTAL TECH. INC.
SECURITY 09068W109 MEETING TYPE Annual
TICKER SYMBOL BTQNF MEETING DATE 26-May-2011
ISIN CA09068W1095 AGENDA 933451546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- -----------
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN. Management For For
02 DIRECTOR Management
1 GEORGE W. POLING For For
2 CLEMENT A. PELLETIER For For
3 KELVIN P.M. DUSHNISKY For For
4 C. BRUCE BURTON For For
5 CHRISTOPHER A. FLEMING For For
6 RONALD L. SIFTON For For
7 DAVID KRATOCHVIL For For
03 APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
KRATOS DEFENSE & SEC SOLUTIONS, INC.
SECURITY 50077B207 MEETING TYPE Annual
TICKER SYMBOL KTOS MEETING DATE 27-May-2011
ISIN US50077B2079 AGENDA 933422305 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 SCOTT ANDERSON For For
2 BANDEL CARANO For For
3 ERIC DEMARCO For For
4 WILLIAM HOGLUND For For
5 SCOT JARVIS For For
6 JANE JUDD For For
7 SAMUEL LIBERATORE For For
02 TO RATIFY THE SELECTION OF GRANT Management For For
THORNTON LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING
DECEMBER 25, 2011.
03 TO APPROVE THE ADOPTION OF THE Management Against Against
COMPANY'S 2011
EQUITY INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT TO THE Management For For
COMPANY'S 1999
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE
AGGREGATE NUMBER OF SHARES THAT
MAY BE ISSUED
UNDER THE PLAN BY 250,000 SHARES.
05 AN ADVISORY (NON-BINDING) VOTE ON Management Against Against
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS
PRESENTED IN THE PROXY STATEMENT.
06 AN ADVISORY (NON-BINDING) VOTE ON Management Against Against
THE FREQUENCY
OF THE STOCKHOLDER ADVISORY VOTE
TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS
PRESENTED IN THE PROXY STATEMENT.
07 TO TRANSACT SUCH OTHER BUSINESS Management For For
AS MAY PROPERLY
COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 85
GAMCO Westwood Mighty MitesSM Fund
TRANSACT TECHNOLOGIES INCORPORATED
SECURITY 892918103 MEETING TYPE Annual
TICKER SYMBOL TACT MEETING DATE 27-May-2011
ISIN US8929181035 AGENDA 933422747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 THOMAS R. SCHWARZ For For
2 BART C. SHULDMAN For For
02 RATIFICATION OF INDEPENDENT Management For For
REGISTERED PUBLIC
ACCOUNTING FIRM.
PEET'S COFFEE & TEA, INC.
SECURITY 705560100 MEETING TYPE Annual
TICKER SYMBOL PEET MEETING DATE 27-May-2011
ISIN US7055601006 AGENDA 933425515 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 GERALD BALDWIN For For
2 HILARY BILLINGS For For
3 ELIZABETH SARTAIN For For
02 APPROVAL OF THE AMENDMENT AND Management Against Against
RESTATEMENT OF
THE PEET'S COFFEE & TEA, INC. 2010
EQUITY INCENTIVE
PLAN.
03 ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY Management Abstain Against
OF SOLICITATION OF
ADVISORY SHAREHOLDER APPROVAL
OF EXECUTIVE
COMPENSATION.
05 TO RATIFY THE SELECTION OF Management For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF
THE COMPANY FOR ITS FISCAL YEAR
ENDING JANUARY 1,
2012.
SUBSEA 7 S.A.
SECURITY 864323100 MEETING TYPE Annual
TICKER SYMBOL SUBCY MEETING DATE 27-May-2011
ISIN US8643231009 AGENDA 933436366 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ----- -----------
01 CONSIDER (I) BOARDS MANAGEMENT Management For For
REPORTS (II)
REPORTS OF DELOITTE S.A.,
UNCONSOLIDATED &
CONSOLIDATED FINANCIAL
STATEMENTS.
02 TO APPROVE THE UNCONSOLIDATED Management For For
FINANCIAL
STATEMENTS OF THE COMPANY FOR
THE FISCAL YEAR
ENDED NOVEMBER 30, 2010, AS
ENCLOSED WITH THIS
NOTICE.
03 TO APPROVE THE CONSOLIDATED Management For For
FINANCIAL
STATEMENTS OF THE COMPANY FOR
THE FISCAL YEAR
ENDED NOVEMBER 30, 2010, AS
ENCLOSED WITH THIS
NOTICE.
04 TO APPROVE THE ALLOCATION OF Management For For
PROFITS TO THE LEGAL
RESERVE AND THE CARRY FORWARD
RESERVE.
05 TO DISCHARGE THE BOARD OF Management For For
DIRECTORS OF THE
COMPANY IN RESPECT OF THE PROPER PERFORMANCE
OF THEIR DUTIES FOR THE FISCAL YEAR ENDED
NOVEMBER 30, 2010.
06 TO AUTHORISE THE COMPANY, OR ANY WHOLLY-OWNED Management For For
SUBSIDIARY OR SUB-SUBSIDIARY, TO PURCHASE COMMON
SHARES UP TO A MAXIMUM OF 10% OF THE ISSUED
COMMON SHARES NET OF THE COMMON SHARES
PREVIOUSLY REPURCHASED AND STILL HELD, AT A PRICE
REFLECTING SUCH OPEN MARKET PRICE AND ON SUCH
OTHER TERMS AS SHALL BE DETERMINED BY THE BOARD,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
07 TO ELECT DELOITTE S.A., LUXEMBOURG AS AUTHORISED Management For For
STATUTORY AUDITOR, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
INFUSYSTEM HOLDINGS, INC.
SECURITY 45685K102 MEETING TYPE Annual
TICKER SYMBOL INFU MEETING DATE 27-May-2011
ISIN US45685K1025 AGENDA 933436378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
I DIRECTOR Management
1 SEAN MCDEVITT For For
2 DAVID DREYER For For
3 TIMOTHY KOPRA For For
4 PAT LAVECCHIA For For
5 JEAN-PIERRE MILLON For For
6 JOHN VORIS For For
7 WAYNE YETTER For For
II AUTHORIZATION OF AN ADDITIONAL 3,000,000 SHARES Management Against Against
OF COMMON STOCK FOR ISSUANCE UNDER THE
INFUSYSTEM HOLDINGS 2007 STOCK INCENTIVE PLAN
III RE-APPROVAL OF THE CRITERIA FOR PERFORMANCE- Management For For
BASED SHARE AWARDS UNDER THE INFUSYSTEM
HOLDINGS 2007 INCENTIVE STOCK PLAN
IV RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 86
GAMCO Westwood Mighty MitesSM Fund
MET-PRO CORPORATION
SECURITY 590876306 MEETING TYPE Annual
TICKER SYMBOL MPR MEETING DATE 01-Jun-2011
ISIN US5908763064 AGENDA 933422711 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 JUDITH A. SPIRES For For
2 STANLEY W. SILVERMAN For For
02 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE AS TO THE FREQUENCY WITH WHICH Management Abstain Against
SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO
HAVE AN ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AN AMENDMENT TO THE 2008 EQUITY Management For For
INCENTIVE PLAN TO AUTHORIZE AWARDS UNDER THE
PLAN THAT COMPLY WITH THE EXEMPTIONS FROM THE
DEDUCTION LIMITATIONS IMPOSED UNDER SECTION 162
(M)OF THE U.S. INTERNAL REVENUE CODE OF 1986.
05 TO RATIFY THE SELECTION OF MARCUM LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
THE CHEESECAKE FACTORY INCORPORATED
SECURITY 163072101 MEETING TYPE Annual
TICKER SYMBOL CAKE MEETING DATE 01-Jun-2011
ISIN US1630721017 AGENDA 933423410 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: DAVID OVERTON Management For For
1B ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Management For For
1C ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO Management For For
1D ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For
1E ELECTION OF DIRECTOR: JEROME I. KRANSDORF Management For For
1F ELECTION OF DIRECTOR: DAVID B. PITTAWAY Management For For
1G ELECTION OF DIRECTOR: HERBERT SIMON Management For For
02 TO APPROVE THE AMENDMENT TO THE 2010 STOCK Management Against Against
INCENTIVE PLAN TO INCREASE AUTHORIZED SHARES.
03 TO RATIFY OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2011, ENDING JANUARY 3, 2012.
04 TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY Management Abstain Against
RESOLUTION ON EXECUTIVE COMPENSATION.
05 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
GRAY TELEVISION INC
SECURITY 389375106 MEETING TYPE Annual
TICKER SYMBOL GTN MEETING DATE 01-Jun-2011
ISIN US3893751061 AGENDA 933431443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 RICHARD L. BOGER For For
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 WILLIAM E. MAYHER, III For For
6 ZELL B. MILLER For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
11 J. MACK ROBINSON For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 87
GAMCO Westwood Mighty MitesSM Fund
GRAY TELEVISION INC
SECURITY 389375205 MEETING TYPE Annual
TICKER SYMBOL GTNA MEETING DATE 01-Jun-2011
ISIN US3893752051 AGENDA 933431443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 RICHARD L. BOGER For For
2 RAY M. DEAVER For For
3 T.L. ELDER For For
4 HILTON H. HOWELL, JR. For For
5 WILLIAM E. MAYHER, III For For
6 ZELL B. MILLER For For
7 HOWELL W. NEWTON For For
8 HUGH E. NORTON For For
9 ROBERT S. PRATHER, JR. For For
10 HARRIETT J. ROBINSON For For
11 J. MACK ROBINSON For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
CALLIDUS SOFTWARE INC.
SECURITY 13123E500 MEETING TYPE Annual
TICKER SYMBOL CALD MEETING DATE 01-Jun-2011
ISIN US13123E5006 AGENDA 933435504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 WILLIAM B. BINCH For For
2 MICHELE VION For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND ONE OF THE FOLLOWING OPTIONS FOR Management Abstain Against
THE FREQUENCY OF FUTURE SHAREHOLDER VOTES TO
APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
IMAX CORPORATION
SECURITY 45245E109 MEETING TYPE Annual
TICKER SYMBOL IMAX MEETING DATE 01-Jun-2011
ISIN CA45245E1097 AGENDA 933446646 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 ERIC A. DEMIRIAN For For
2 DAVID W. LEEBRON For For
3 MARTIN POMPADUR For For
4 MARC A. UTAY For For
02 IN RESPECT OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE
COMPANY AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE
EQUIVALENT TO VOTING ABSTAIN.
03 ADVISORY RESOLUTION TO APPROVE THE COMPENSATION Management Abstain Against
OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE ACCOMPANYING PROXY CIRCULAR AND PROXY
STATEMENT.
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE OFFICER
COMPENSATION.
LODGENET INTERACTIVE CORPORATION
SECURITY 540211109 MEETING TYPE Annual
TICKER SYMBOL LNET MEETING DATE 02-Jun-2011
ISIN US5402111091 AGENDA 933418130 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 VIKKI PACHERA For For
2 EDWARD L. SHAPIRO For For
02 RATIFICATION OF 2008 SHAREHOLDER RIGHTS PLAN. TO Management Against Against
RATIFY THE EXISTING SHAREHOLDER RIGHTS PLAN
APPROVED BY THE COMPANY'S STOCKHOLDERS IN 2008.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO Management Abstain Against
APPROVE, BY NON-BINDING VOTE, EXECUTIVE
COMPENSATION.
05 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES. TO RECOMMEND, BY NON-
BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 88
GAMCO Westwood Mighty MitesSM Fund
SINCLAIR BROADCAST GROUP, INC.
SECURITY 829226109 MEETING TYPE Annual
TICKER SYMBOL SBGI MEETING DATE 02-Jun-2011
ISIN US8292261091 AGENDA 933425159 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 DAVID D. SMITH For For
2 FREDERICK G. SMITH For For
3 J. DUNCAN SMITH For For
4 ROBERT E. SMITH For For
5 BASIL A. THOMAS For For
6 LAWRENCE E. MCCANNA For For
7 DANIEL C. KEITH For For
8 MARTIN R. LEADER For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 NON-BINDING ADVISORY VOTE ON OUR EXECUTIVE Management Abstain Against
COMPENSATION.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.
MACQUARIE INFRASTRUCTURE CO. LLC
SECURITY 55608B105 MEETING TYPE Annual
TICKER SYMBOL MIC MEETING DATE 02-Jun-2011
ISIN US55608B1052 AGENDA 933428991 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 NORMAN H. BROWN, JR. For For
2 GEORGE W. CARMANY, III For For
3 WILLIAM H. WEBB For For
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 THE APPROVAL, ON AN ADVISORY BASIS, OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY
YEAR.
CANTERBURY PARK HOLDING CORPORATION
SECURITY 13811E101 MEETING TYPE Annual
TICKER SYMBOL CPHC MEETING DATE 02-Jun-2011
ISIN US13811E1010 AGENDA 933429070 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 PATRICK R. CRUZEN For For
2 BURTON F. DAHLBERG For For
3 CARIN J. OFFERMAN For For
4 CURTIS A. SAMPSON For For
5 RANDALL D. SAMPSON For For
6 DALE H. SCHENIAN For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 APPROVAL OF AMENDMENT OF COMPANY'S STOCK PLAN Management For For
TO PERMIT COMPENSATION OF DIRECTORS THROUGH
ANNUAL DISCRETIONARY AWARDS OF RESTRICTED STOCK
AND STOCK OPTIONS.
NEW YORK COMMUNITY BANCORP, INC.
SECURITY 649445103 MEETING TYPE Annual
TICKER SYMBOL NYB MEETING DATE 02-Jun-2011
ISIN US6494451031 AGENDA 933431277 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 DOMINICK CIAMPA For For
2 W.C. FREDERICK, M.D. For For
3 MAX L. KUPFERBERG For For
4 SPIROS J. VOUTSINAS For For
5 ROBERT WANN For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/20111 89
GAMCO Westwood Mighty MitesSM Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
03 REAPPROVAL OF THE NEW YORK COMMUNITY BANCORP, Management For For
INC. MANAGEMENT INCENTIVE COMPENSATION PLAN,
WHICH WAS ORIGINALLY APPROVED BY THE COMPANY'S
STOCKHOLDERS IN 2006, AND THE MATERIAL TERMS OF
WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
04 REAPPROVAL OF THE NEW YORK COMMUNITY BANCORP, Management For For
INC. 2006 STOCK INCENTIVE PLAN, WHICH WAS
ORIGINALLY APPROVED BY THE COMPANY'S
STOCKHOLDERS IN 2006, AND THE MATERIAL TERMS OF
WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
05 TO APPROVE, BY NON-BINDING VOTE, AN ADVISORY Management Abstain Against
PROPOSAL ON COMPENSATION FOR CERTAIN OF OUR
EXECUTIVE OFFICERS.
06 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY Management Abstain Against
WITH WHICH THE ADVISORY VOTE ON THE EXECUTIVE
OFFICERS' COMPENSATION SHALL OCCUR.
CADIZ INC.
SECURITY 127537207 MEETING TYPE Annual
TICKER SYMBOL CDZI MEETING DATE 02-Jun-2011
ISIN US1275372076 AGENDA 933436102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 KEITH BRACKPOOL For For
2 MURRAY H. HUTCHISON For For
3 TIMOTHY J. SHAHEEN For For
4 WINSTON HICKOX For For
5 GEOFFREY GRANT For For
6 RAYMOND J. PACINI For For
7 STEPHEN E. COURTER For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION AS Management Abstain Against
DISCLOSED IN THE PROXY MATERIALS
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES, EVERY
VISHAY PRECISION GROUP,INC.
SECURITY 92835K103 MEETING TYPE Annual
TICKER SYMBOL VPG MEETING DATE 02-Jun-2011
ISIN AGENDA 933441709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 MARC ZANDMAN For For
2 DR. SAMUEL BROYDO For For
3 SAUL REIBSTEIN For For
4 TIMOTHY TALBERT For For
5 ZIV SHOSHANI For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
VISHAY PRECISION GROUP, INC.'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE AN AMENDMENT TO VISHAY PRECISION Management For For
GROUP, INC.'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION.
04 TO APPROVE THE NON-BINDING RESOLUTION RELATING Management Abstain Against
TO EXECUTIVE COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
HALLMARK FINANCIAL SERVICES, INC.
SECURITY 40624Q203 MEETING TYPE Annual
TICKER SYMBOL HALL MEETING DATE 02-Jun-2011
ISIN US40624Q2030 AGENDA 933443258 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 MARK E. SCHWARZ For For
2 SCOTT T. BERLIN For For
3 JAMES H. GRAVES For For
4 JIM W. HENDERSON For For
02 ADVISORY VOTE ON SAY-ON-PAY RESOLUTION. Management Abstain Against
03 ADVISORY VOTE ON SAY-ON-FREQUENCY PROPOSAL. Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 90
GAMCO Westwood Mighty MitesSM Fund
TITAN MACHINERY, INC.
SECURITY 88830R101 MEETING TYPE Annual
TICKER SYMBOL TITN MEETING DATE 02-Jun-2011
ISIN US88830R1014 AGENDA 933443640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 TONY CHRISTIANSON For For
2 JAMES IRWIN For For
3 THEODORE WRIGHT For For
02 RATIFY APPOINTMENT OF EIDE BAILLY LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31, 2012.
03 AN ADVISORY NON-BINDING VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY NON-BINDING VOTE ON THE FREQUENCY OF Management Abstain Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 AMEND THE TITAN MACHINERY INC. 2005 EQUITY Management For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR GRANT THEREUNDER TO 1,500,000.
GASTAR EXPLORATION LTD.
SECURITY 367299203 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL GST MEETING DATE 02-Jun-2011
ISIN CA3672992037 AGENDA 933451370 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 FIX THE NUMBER OF BOARD OF DIRECTORS AT SIX (6) Management For For
MEMBERS.
02 DIRECTOR Management
1 JOHN H. CASSELS For For
2 RANDOLPH C. COLEY For For
3 ROBERT D. PENNER For For
4 J. RUSSELL PORTER For For
5 FLOYD R. PRICE For For
6 JOHN M. SELSER SR. For For
03 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2011.
04 APPROVE ON A NON-BINDING ADVISORY BASIS THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.
05 APPROVE ON A NON-BINDING ADVISORY BASIS THE Management Abstain Against
FREQUENCY (EVERY ONE, TWO OR THREE YEARS) WITH
WHICH AN ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD
BE HELD.
ICF INTERNATIONAL, INC.
SECURITY 44925C103 MEETING TYPE Annual
TICKER SYMBOL ICFI MEETING DATE 03-Jun-2011
ISIN US44925C1036 AGENDA 933434312 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 DR. EDWARD H. BERSOFF For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNT- RATIFICATION OF THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Management Abstain Against
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE
COMPENSATION PROGRAM - APPROVE, BY NON-BINDING
VOTE, THE COMPANY'S OVERALL EXECUTIVE
COMPENSATION PROGRAM, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED NARRATIVES
AND OTHER MATERIALS IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES - Management Abstain Against
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF EXECUTIVE COMPENSATION ADVISORY VOTES.
ELECTRONIC SYSTEMS TECHNOLOGY, INC.
SECURITY 285848107 MEETING TYPE Annual
TICKER SYMBOL ELST MEETING DATE 03-Jun-2011
ISIN US2858481078 AGENDA 933441951 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 MICHAEL S. BROWN For For
2 TOM L. KIRCHNER For For
02 TO RATIFY MOE O'SHAUGHNESSY & ASSOCIATES, P.S. AS Management For For
INDEPENDENT REGISTERED ACCOUNTANTS.
03 IN HIS DISCRETION THE PROXY IS HEREBY AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 91
GAMCO Westwood Mighty MitesSM Fund
JMP GROUP, INC.
SECURITY 46629U107 MEETING TYPE Annual
TICKER SYMBOL JMP MEETING DATE 06-Jun-2011
ISIN US46629U1079 AGENDA 933452928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 JOSEPH A. JOLSON For For
2 CRAIG R. JOHNSON For For
3 MARK L. LEHMANN For For
4 CARTER D. MACK For For
5 GLENN H. TONGUE For For
6 KENNETH M. KARMIN For For
7 H. MARK LUNENBURG For For
8 DAVID M. DIPIETRO For For
9 JONATHAN M. ORSZAG For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE JMP GROUP EQUITY INCENTIVE PLAN, AS Management For For
AMENDED AND RESTATED.
05 TO APPROVE THE JMP GROUP SENIOR EXECUTIVE BONUS Management For For
PLAN, AS AMENDED AND RESTATED.
06 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM - TO RATIFY THE
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
MOSYS, INC.
SECURITY 619718109 MEETING TYPE Annual
TICKER SYMBOL MOSY MEETING DATE 07-Jun-2011
ISIN US6197181091 AGENDA 933437039 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 CARL E. BERG For For
2 TOMMY ENG For For
3 CHI-PING HSU For For
4 JAMES D. KUPEC For For
5 LEONARD PERHAM For For
02 THE RATIFICATION OF THE APPOINTMENT OF BURR PILGER Management For For
MAYER, INC. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 PROPOSAL TO APPROVE 2010 EXECUTIVE COMPENSATION. Management Abstain Against
04 EXECUTIVE COMPENSATION FREQUENCY PROPOSAL. Management Abstain Against
HOT TOPIC, INC.
SECURITY 441339108 MEETING TYPE Annual
TICKER SYMBOL HOTT MEETING DATE 07-Jun-2011
ISIN US4413391081 AGENDA 933437306 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------------------- ---------- ----------
01 DIRECTOR Management
1 STEVEN BECKER For For
2 EVELYN D'AN For For
3 MATTHEW DRAPKIN For For
4 LISA HARPER For For
5 W. SCOTT HEDRICK For For
6 BRUCE QUINNELL For For
7 ANDREW SCHUON For For
8 THOMAS VELLIOS For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For
THE COMPANY'S BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28,
2012.
03 TO REAPPROVE THE INTERNAL REVENUE CODE SECTION Management For For
162(M) PERFORMANCE CRITERIA OF THE COMPANY'S 2006
EQUITY INCENTIVE PLAN SO THAT PERFORMANCE-BASED
COMPENSATION PAID THEREUNDER WILL CONTINUE TO BE
DEDUCTIBLE BY THE COMPANY FOR FEDERAL INCOME TAX
PURPOSES.
04 TO APPROVE, ON A NON-BINDING AND ADVISORY BASIS, Management Abstain Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
05 TO APPROVE, ON A NON-BINDING AND ADVISORY BASIS, Management Abstain Against
THE FREQUENCY OF ADVISORY VOTES BY
SHAREHOLDERS ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 92
GAMCO Westwood Mighty MitesSM Fund
ULTRALIFE CORPORATION - NEWARK, NY
SECURITY 903899102 MEETING TYPE Annual
TICKER SYMBOL ULBI MEETING DATE 07-Jun-2011
ISIN US9038991025 AGENDA 933439095 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ----------- ---- ----------
01 DIRECTOR Management
1 STEVEN M. ANDERSON For For
2 PATRICIA C. BARRON For For
3 JAMES A. CROCE For For
4 MICHAEL D. POPIELEC For For
5 THOMAS L. SAELI For For
6 ROBERT W. SHAW II For For
7 RANJIT C. SINGH For For
8 BRADFORD T. WHITMORE For For
02 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND Management Against Against
RESTATED 2004 LONG-TERM INCENTIVE PLAN, INCLUDING
AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES
UNDER THE PLAN AND AN AMENDMENT TO THE ANNUAL
LIMITATION SET FORTH IN THE PLAN.
05 TO RATIFY THE SELECTION OF BDO USA, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
AMERICAN RAILCAR INDUSTRIES, INC.
SECURITY 02916P103 MEETING TYPE Annual
TICKER SYMBOL ARII MEETING DATE 07-Jun-2011
ISIN US02916P1030 AGENDA 933455215 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------ ---- ------- ----------
1A ELECTION OF DIRECTOR: CARL C. ICAHN Management For For
1B ELECTION OF DIRECTOR: JAMES J. UNGER Management For For
1C ELECTION OF DIRECTOR: VINCENT J. INTRIERI Management For For
1D ELECTION OF DIRECTOR: SAMUEL MERKSAMER Management For For
1E ELECTION OF DIRECTOR: J. MIKE LAISURE Management For For
1F ELECTION OF DIRECTOR: JAMES C. PONTIOUS Management For For
1G ELECTION OF DIRECTOR: HAROLD FIRST Management For For
1H ELECTION OF DIRECTOR: BRETT ICAHN Management For For
1I ELECTION OF DIRECTOR: HUNTER GARY Management For For
02 TO APPROVE THE ADVISORY VOTE REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
03 AN ADVISORY VOTE REGARDING THE FREQUENCY OF Management Abstain Against
HOLDING AN ADVISORY VOTE REGARDING EXECUTIVE
COMPENSATION.
TRAILER BRIDGE, INC.
SECURITY 892782103 MEETING TYPE Annual
TICKER SYMBOL TRBR MEETING DATE 07-Jun-2011
ISIN US8927821038 AGENDA 933457613 - Management
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- ----------
01 DIRECTOR Management
1 ROBERT P. BURKE For For
2 MALCOM P. MCLEAN, JR. For For
3 GREGGORY B. MENDENHALL For For
4 DOUGLAS E. SCHIMMEL For For
5 ALLEN L. STEVENS For For
6 NICKEL VAN REESEMA For For
02 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 93
GAMCO Westwood Mighty MitesSM Fund
TREE.COM INC
SECURITY 894675107 MEETING TYPE Annual
TICKER SYMBOL TREE MEETING DATE 08-Jun-2011
ISIN US8946751075 AGENDA 933439780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------ -----------
01 DIRECTOR Management
1 PETER HORAN For For
2 W. MAC LACKEY For For
3 DOUGLAS LEBDA For For
4 JOSEPH LEVIN For For
5 PATRICK MCCRORY For For
6 LANCE MELBER For For
7 STEVEN OZONIAN For For
02 APPROVAL OF THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
03 ADVISORY (NON-BINDING) VOTE REGARDING FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION STOCKHOLDER VOTE.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE 2011 FISCAL
YEAR.
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 08-Jun-2011
ISIN US2803581022 AGENDA 933440062 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- -----------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO APPROVE THE PROPOSED AMENDMENT TO THE Management For For
EDGEWATER TECHNOLOGY, INC. 2008 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE AUTHORIZED SHARES
UNDER THE PLAN FROM 500,000 TO 1,200,000
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION
5 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2011
SL INDUSTRIES, INC.
SECURITY 784413106 MEETING TYPE Annual
TICKER SYMBOL SLI MEETING DATE 08-Jun-2011
ISIN US7844131067 AGENDA 933452877 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 GLEN M. KASSAN For For
2 AVRUM GRAY For For
3 WARREN LICHTENSTEIN For For
4 MARK E. SCHWARZ For For
5 JAMES A. RISHER For For
02 TO APPROVE AN AMENDMENT OF THE COMPANY'S 2008 Management For For
INCENTIVE STOCK PLAN TO INCREASE THE NUMBER OF
SHARES OF THE COMPANY'S COMMON STOCK SUBJECT
TO THE 2008 INCENTIVE STOCK PLAN FROM 315,000
SHARES TO 450,000 SHARES.
03 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
ANIMAL HEALTH INTERNATIONAL, INC.
SECURITY 03525N109 MEETING TYPE Special
TICKER SYMBOL AHII MEETING DATE 08-Jun-2011
ISIN US03525N1090 AGENDA 933454984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ---- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE Management For For
"MERGER AGREEMENT") DATED AS OF MARCH 14, 2011,
AMONG ANIMAL HEALTH INTERNATIONAL, INC., LEXTRON,
INC. AND BUFFALO ACQUISITION, INC., A WHOLLY-OWNED
SUBSIDIARY OF LEXTRON , INC., ALL AS MORE FULLY
DESCRIBED AS PER THE PROXY STATEMENT.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT.
HEELYS, INC
SECURITY 42279M107 MEETING TYPE Annual
TICKER SYMBOL HLYS MEETING DATE 09-Jun-2011
ISIN US42279M1071 AGENDA 933438106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- ----------
01 DIRECTOR Management
1 JERRY R. EDWARDS For For
2 PATRICK F. HAMNER For For
3 THOMAS C. HANSEN For For
4 GARY L. MARTIN For For
5 N RODERICK MCGEACHY III For For
6 GLENN M. NEBLETT For For
7 RALPH T. PARKS For For
8 RICHARD F. STRUP For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 94
GAMCO Westwood Mighty MitesSM Fund
OPKO HEALTH, INC.
SECURITY 68375N103 MEETING TYPE Annual
TICKER SYMBOL OPK MEETING DATE 09-Jun-2011
ISIN US68375N1037 AGENDA 933439994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 PHILLIP FROST, M.D. For For
2 J.H. HSIAO, PH.D., MBA For For
3 STEVEN D. RUBIN For For
4 ROBERT A. BARON For For
5 THOMAS E. BEIER For For
6 P.J. GOLDSCHMIDT, M.D. For For
7 RICHARD A. LERNER, M.D. For For
8 JOHN A. PAGANELLI For For
9 R.C. PFENNIGER, JR. For For
10 A. LIN-TSING YU, MD PHD For For
02 A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
PAID TO NAMED EXECUTIVE OFFICERS OF THE COMPANY
("SAY ON PAY").
03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Management Abstain Against
WITH WHICH STOCKHOLDERS ARE PROVIDED AN
ADVISORY VOTE ON SAY ON PAY.
EXACTECH, INC.
SECURITY 30064E109 MEETING TYPE Annual
TICKER SYMBOL EXAC MEETING DATE 09-Jun-2011
ISIN US30064E1091 AGENDA 933440644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ----------- ------- ----------
01 DIRECTOR Management
1 RICHARD C. SMITH For For
2 WILLIAM PETTY, M.D. For For
3 R. WYNN KEARNEY JR., MD For For
02 APPROVE THE NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against
THE NAMED EXECUTIVE OFFICERS' COMPENSATION
03 APPROVE THE NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against
THE FREQUENCY OF THE ADVISORY VOTE ON THE NAMED
EXECUTIVE OFFICERS' COMPENSATION
04 APPROVE THE AMENDMENT TO THE 2009 EXECUTIVE Management Against Against
COMPENSATION PLAN
05 RATIFY SELECTION OF MCGLADREY & PULLEN, LLP AS THE Management For For
COMPANY'S PRINCIPAL INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2011
UNION DRILLING INC.
SECURITY 90653P105 MEETING TYPE Annual
TICKER SYMBOL UDRL MEETING DATE 09-Jun-2011
ISIN US90653P1057 AGENDA 933442953 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 THOMAS H. O'NEILL, JR. For For
2 GREGORY D. MYERS For For
3 CHRISTOPHER D. STRONG For For
02 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION ADVISORY VOTES.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 95
GAMCO Westwood Mighty MitesSM Fund
CAPITAL FINANCIAL HOLDINGS, INC
SECURITY 140144106 MEETING TYPE Annual
TICKER SYMBOL CPFH MEETING DATE 09-Jun-2011
ISIN US1401441068 AGENDA 933443107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 VANCE CASTLEMAN For For
2 VAUNE M. CRIPE For For
3 JEFFREY A. CUMMER For For
4 MYRON D. THOMPSON For For
5 GREGORY G. PHILIPPS For For
02 THE RATIFICATION OF THE APPOINTMENT OF BRADY, Management For For
MARTZ & ASSOCIATES, P.C. AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
LAYNE CHRISTENSEN COMPANY
SECURITY 521050104 MEETING TYPE Annual
TICKER SYMBOL LAYN MEETING DATE 09-Jun-2011
ISIN US5210501046 AGENDA 933454085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- -----------
01 DIRECTOR Management
1 DAVID A.B. BROWN For For
2 J. SAMUEL BUTLER For For
3 ROBERT R. GILMORE For For
4 ANTHONY B. HELFET For For
5 NELSON OBUS For For
6 JEFFREY J. REYNOLDS For For
7 RENE J. ROBICHAUD For For
8 ANDREW B. SCHMITT For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO RATIFY THE SELECTION OF THE Management For For
ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS LAYNE
CHRISTENSEN'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 31, 2012.
05 STOCKHOLDER PROPOSAL REGARDING THE Shareholder For For
PREPARATION OF A SUSTAINABILITY REPORT.
TOMOTHERAPY INC
SECURITY 890088107 MEETING TYPE Special
TICKER SYMBOL TOMO MEETING DATE 09-Jun-2011
ISIN US8900881074 AGENDA 933458209 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- -----------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 6, 2011, BY AND AMONG
ACCURAY INCORPORATED, TOMOTHERAPY
INCORPORATED AND JAGUAR ACQUISITION, INC., AS IT
MAY BE AMENDED FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR Management For For
TIME, IF NECESSARY OR APPROPRIATE, FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES IN THE
EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE AND ADOPT THE
MERGER AGREEMENT.
PURE TECHNOLOGIES LTD.
SECURITY 745915108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL PPEHF MEETING DATE 09-Jun-2011
ISIN CA7459151089 AGENDA 933460874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ---- ----------
01 TO SET THE NUMBER OF DIRECTORS AT SIX (6) SUBJECT Management For For
TO THE RIGHT OF THE DIRECTORS OF THE CORPORATION
TO APPOINT TWO ADDITIONAL DIRECTORS AT ANY TIME
PRIOR TO THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS.
02 DIRECTOR Management
1 JAMES E. PAULSON For For
2 PETER O. PAULSON For For
3 MICHAEL M. KANOVSKY For For
4 DAVID H. MCDERMID For For
5 CHARLES W. FISCHER For For
6 SCOTT I. MACDONALD For For
03 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
04 TO APPROVE THE NEW SHARE OPTION PLAN OF THE Management For For
CORPORATION AS REQUIRED BY THE RULES OF THE TSX
AND AS SET FORTH IN THE INFORMATION CIRCULAR OF
THE CORPORATION DATED MAY 5, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 96
GAMCO Westwood Mighty MitesSM Fund
PURE TECHNOLOGIES LTD.
SECURITY 745915108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL PPEHF MEETING DATE 09-Jun-2011
ISIN CA7459151089 AGENDA 933460886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------ -----------
01 TO SET THE NUMBER OF DIRECTORS AT SIX (6) SUBJECT Management For For
TO THE RIGHT OF THE DIRECTORS OF THE CORPORATION
TO APPOINT TWO ADDITIONAL DIRECTORS AT ANY TIME
PRIOR TO THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS.
02 DIRECTOR Management
1 JAMES E. PAULSON For For
2 PETER O. PAULSON For For
3 MICHAEL M. KANOVSKY For For
4 DAVID H. MCDERMID For For
5 CHARLES W. FISCHER For For
6 SCOTT I. MACDONALD For For
03 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
04 TO APPROVE THE NEW SHARE OPTION PLAN OF THE Management For For
CORPORATION AS REQUIRED BY THE RULES OF THE TSX
AND AS SET FORTH IN THE INFORMATION CIRCULAR OF
THE CORPORATION DATED MAY 5, 2011.
COLDWATER CREEK INC.
SECURITY 193068103 MEETING TYPE Annual
TICKER SYMBOL CWTR MEETING DATE 10-Jun-2011
ISIN US1930681036 AGENDA 933436140 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- -------- ----------
01 DIRECTOR Management
1 CURT HECKER For For
2 MICHAEL J. POTTER For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 28, 2012
03 APPROVAL OF THE AMENDED AND RESTATED STOCK Management For For
OPTION/ISSUANCE PLAN
04 ADVISORY (NON-BINDING) APPROVAL OF THE SAY-ON-PAY Management Abstain Against
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
SAY-ON-PAY APPROVAL
ENERGY RECOVERY INC
SECURITY 29270J100 MEETING TYPE Annual
TICKER SYMBOL ERII MEETING DATE 10-Jun-2011
ISIN US29270J1007 AGENDA 933449731 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- --------- ----------
01 DIRECTOR Management
1 ROBERT YU LANG MAO For For
2 THOMAS S. ROONEY, JR. For For
3 DOMINIQUE TREMPONT For For
02 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
CHINA WIND SYSTEMS, INC.
SECURITY 16945F209 MEETING TYPE Annual
TICKER SYMBOL CWS MEETING DATE 13-Jun-2011
ISIN US16945F2092 AGENDA 933464050 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ----------------------- ---- ----------
01 DIRECTOR Management
1 JIANHUA WU For For
2 DREW BERNSTEIN For For
3 MIN LI For For
4 XI LIU For For
5 TIANZIANG ZHOU For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO CHANGE ITS
CORPORATE NAME TO CLEANTECH SOLUTIONS
INTERNATIONAL, INC.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 97
GAMCO Westwood Mighty MitesSM Fund
THE BON-TON STORES, INC.
SECURITY 09776J101 MEETING TYPE Annual
TICKER SYMBOL BONT MEETING DATE 14-Jun-2011
ISIN US09776J1016 AGENDA 933443020 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 LUCINDA M. BAIER For For
2 BYRON L. BERGREN For For
3 PHILIP M. BROWNE For For
4 SHIRLEY A. DAWE For For
5 MARSHA M. EVERTON For For
6 MICHAEL L. GLEIM For For
7 TIM GRUMBACHER For For
8 TODD C. MCCARTY For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF
THE COMPANY, AS DISCLOSED IN THE PROXY STATEMENT.
03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
05 TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION Management For For
TO REQUIRE THAT EACH DIRECTOR SHALL BE ELECTED BY
A MAJORITY OF VOTES CAST.
ICO GLOBAL COMMUNICATIONS (HLDG.) LTD.
SECURITY 44930K108 MEETING TYPE Annual
TICKER SYMBOL ICOG MEETING DATE 14-Jun-2011
ISIN US44930K1088 AGENDA 933443753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 RICHARD P. EMERSON For For
2 RICHARD P. FOX For For
3 NICOLAS KAUSER For For
4 CRAIG O. MCCAW For For
5 R. GERARD SALEMME For For
6 STUART M. SLOAN For For
7 H. BRIAN THOMPSON For For
8 BENJAMIN G. WOLFF For For
02 APPROVAL OF AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
ON EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF DELOITTE &
TOUCHE LLP AS INDEPENDENT AUDITOR OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
CUTERA, INC.
SECURITY 232109108 MEETING TYPE Annual
TICKER SYMBOL CUTR MEETING DATE 14-Jun-2011
ISIN US2321091082 AGENDA 933444236 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---- ---- ----------
01 DIRECTOR Management
1 KEVIN P. CONNORS For For
2 DAVID A. GOLLNICK For For
02 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTING.
04 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
GSE SYSTEMS, INC.
SECURITY 36227K106 MEETING TYPE Annual
TICKER SYMBOL GVP MEETING DATE 14-Jun-2011
ISIN US36227K1060 AGENDA 933445151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------ ----------
01 DIRECTOR Management
1 MICHAEL D. FELDMAN For For
2 SHELDON L. GLASHOW For For
3 ROGER L. HAGENGRUBER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
03 TO APPROVE THE COMPANY'S 1995 LONG-TERM INCENTIVE Management Against Against
PLAN (AS AMENDED AND RESTATED EFFECTIVE MARCH 7,
2011).
04 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF FUTURE STOCKHOLDER VOTES ON THE COMPANY'S
EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 98
GAMCO Westwood Mighty MitesSM Fund
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 14-Jun-2011
ISIN US0490792050 AGENDA 933449868 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---- ---- ----------
01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE- Management Against Against
NETWORK, INC. 2008 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION VOTES.
04 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
05 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2011.
BIG 5 SPORTING GOODS CORPORATION
SECURITY 08915P101 MEETING TYPE Annual
TICKER SYMBOL BGFV MEETING DATE 14-Jun-2011
ISIN US08915P1012 AGENDA 933450164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 JENNIFER H. DUNBAR For For
2 STEVEN G. MILLER For For
02 APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
03 THE RECOMMENDATION TO CONDUCT THE COMPANY'S Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY
ONE, TWO OR THREE YEARS.
04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE COMPANY'S 2007 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
KRISPY KREME DOUGHNUTS, INC.
SECURITY 501014104 MEETING TYPE Annual
TICKER SYMBOL KKD MEETING DATE 14-Jun-2011
ISIN US5010141043 AGENDA 933451166 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- ----------
01 DIRECTOR Management
1 C. STEPHEN LYNN For For
2 MICHAEL H. SUTTON For For
3 LIZANNE THOMAS For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2011 PROXY
STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 THE RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ITS FISCAL YEAR ENDING JANUARY 29, 2012.
LEMAITRE VASCULAR, INC.
SECURITY 525558201 MEETING TYPE Annual
TICKER SYMBOL LMAT MEETING DATE 14-Jun-2011
ISIN US5255582018 AGENDA 933452687 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 RUSSELL D. HAYS For For
2 GEORGE D. LEMAITRE, M.D For For
3 WILLIAM N. THORNDIKE For For
02 TO RATIFY ERNST & YOUNG LLP AS OUR REGISTERED Management For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 99
GAMCO Westwood Mighty MitesSM Fund
CUTERA, INC.
SECURITY 232109108 MEETING TYPE Annual
TICKER SYMBOL CUTR MEETING DATE 14-Jun-2011
ISIN US2321091082 AGENDA 933458401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- ----------
1 DIRECTOR Management
1 KEVIN P. CONNORS For For
2 DAVID A GOLLNICK For For
2 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
3 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTING.
4 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
PENNICHUCK CORPORATION
SECURITY 708254206 MEETING TYPE Special
TICKER SYMBOL PNNW MEETING DATE 15-Jun-2011
ISIN US7082542066 AGENDA 933436392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ----------- ---- ----------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER Management For For
EFFECTIVE AS OF NOVEMBER 11, 2010 (THE "MERGER
AGREEMENT") BETWEEN THE COMPANY AND THE CITY OF
NASHUA, NEW HAMPSHIRE (THE "CITY" OR "NASHUA"),
WHEREBY THE CITY HAS AGREED TO ACQUIRE ALL OF THE
OUTSTANDING SHARES OF PENNICHUCK CORPORATION
COMMON STOCK FOR $29.00 PER SHARE IN CASH.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, FOR Management For For
THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
VOTE IN FAVOR OF APPROVING THE MERGER
AGREEMENT.
THE PEP BOYS - MANNY, MOE & JACK
SECURITY 713278109 MEETING TYPE Annual
TICKER SYMBOL PBY MEETING DATE 15-Jun-2011
ISIN US7132781094 AGENDA 933436873 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: JANE SCACCETTI Management For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Management For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Management For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Management For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Management For For
1F ELECTION OF DIRECTOR: NICK WHITE Management For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Management For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Management For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Management For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Management For For
02 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE TO CONDUCT FUTURE ADVISORY VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. Management For For
06 SHAREHOLDER PROPOSAL REGARDING LOWERING THE Shareholder Against For
THRESHOLD REQUIRED TO CALL A SPECIAL MEETING, IF
PRESENTED BY ITS PROPONENT.
LAKELAND INDUSTRIES, INC.
SECURITY 511795106 MEETING TYPE Annual
TICKER SYMBOL LAKE MEETING DATE 15-Jun-2011
ISIN US5117951062 AGENDA 933444628 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 CHRISTOPHER J. RYAN For For
2 A. JOHN KREFT For For
02 RATIFICATION OF SELECTION OF WARREN, AVERETT, Management For For
KIMBROUGH, & MARINO LLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2012.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 100
GAMCO Westwood Mighty MitesSM Fund
STAMPS.COM INC.
SECURITY 852857200 MEETING TYPE Annual
TICKER SYMBOL STMP MEETING DATE 15-Jun-2011
ISIN US8528572006 AGENDA 933452702 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---- ---- ----------
01 DIRECTOR Management
1 KEN MCBRIDE For For
02 TO APPROVE, ON AN ADVISORY BASIS, ON THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR 2011.
DULUTH METALS LIMITED
SECURITY 26443R100 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL DULMF MEETING DATE 15-Jun-2011
ISIN CA26443R1001 AGENDA 933465925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ----------
01 THE ELECTION OF DIRECTORS AS SET FORTH IN THE Management For For
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR;
02 THE APPOINTMENT OF AUDITORS AND THE Management For For
AUTHORIZATION OF DIRECTORS TO FIX THE AUDITORS'
REMUNERATION AS SET FORTH IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR;
03 PASSAGE, WITH OR WITHOUT AMENDMENT, OF A Management Against Against
RESOLUTION TO AMEND THE CORPORATION'S STOCK
OPTION PLAN AND TO APPROVE, RATIFY AND CONFIRM
THE STOCK OPTION PLAN SO AMENDED AND ANY GRANTS
MADE THEREUNDER.
CHURCHILL DOWNS INCORPORATED
SECURITY 171484108 MEETING TYPE Annual
TICKER SYMBOL CHDN MEETING DATE 16-Jun-2011
ISIN US1714841087 AGENDA 933439932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 MICHAEL B. BRODSKY For For
2 ROBERT L. FEALY For For
3 DANIEL P. HARRINGTON For For
4 DARRELL R. WELLS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR
ENDING DECEMBER 31, 2011 (PROPOSAL NO. 2).
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS AND MAXIMUM AWARDS PAYABLE
AS ESTABLISHED BY THE SPECIAL SUBCOMMITTEE OF THE
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
04 PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY Management Abstain Against
VOTE, EXECUTIVE COMPENSATION (PROPOSAL NO. 4).
05 PROPOSAL TO RECOMMEND, BY NON-BIDING ADVISORY Management Abstain Against
VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
SALEM COMMUNICATIONS CORPORATION
SECURITY 794093104 MEETING TYPE Annual
TICKER SYMBOL SALM MEETING DATE 16-Jun-2011
ISIN US7940931048 AGENDA 933442080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ---- ---- ----------
1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For
1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For
1C ELECTION OF INDEPENDENT DIRECTOR: DAVID Management For For
DAVENPORT
1D ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For
1E ELECTION OF INDEPENDENT DIRECTOR: RICHARD A. Management For For
RIDDLE
1F ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 101
GAMCO Westwood Mighty MitesSM Fund
TRIDENT MICROSYSTEMS, INC.
SECURITY 895919108 MEETING TYPE Annual
TICKER SYMBOL TRID MEETING DATE 16-Jun-2011
ISIN US8959191086 AGENDA 933445531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- ----------
01 DIRECTOR Management
1 RAYMOND K. OSTBY For For
2 PHILIPPE GEYRES For For
02 TO AMEND TRIDENT'S CERTIFICATE OF INCORPORATION Management For For
AS AMENDED, TO REDUCE FROM FOUR TO TWO THE
NUMBER OF DIRECTORS THAT THE HOLDERS OF
TRIDENT'S SERIES B PREFERRED STOCK MAY ELECT AND
TO MAKE CERTAIN RELATED CHANGES TO THE RIGHTS,
PREFERENCES AND PRIVILEGES OF TRIDENT'S SERIES B
PREFERRED STOCK.
03 TO AMEND TRIDENT'S 2010 EQUITY INCENTIVE PLAN TO Management Against Against
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 35,000,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS TRIDENT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
05 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against
FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION
ON THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
MOVADO GROUP, INC.
SECURITY 624580106 MEETING TYPE Annual
TICKER SYMBOL MOV MEETING DATE 16-Jun-2011
ISIN US6245801062 AGENDA 933446711 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- ----------
01 DIRECTOR Management
1 MARGARET HAYES ADAME For For
2 RICHARD COTE For For
3 EFRAIM GRINBERG For For
4 ALAN H. HOWARD For For
5 RICHARD ISSERMAN For For
6 NATHAN LEVENTHAL For For
7 DONALD ORESMAN For For
8 LEONARD L. SILVERSTEIN For For
9 ALEX GRINBERG For For
10 MAURICE REZNIK For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JANUARY 31, 2012.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY'S EXECUTIVE PERFORMANCE PLAN, ORIGINALLY
ESTABLISHED EFFECTIVE FEBRUARY 1, 2001 AND
SUBSEQUENTLY AMENDED AND RESTATED EFFECTIVE
FEBRUARY 1, 2007.
04 TO ADOPT, ON AN ADVISORY BASIS, A RESOLUTION Management Abstain Against
APPROVING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE
PROXY STATEMENT UNDER "EXECUTIVE COMPENSATION".
05 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against
THE ADVISORY SHAREHOLDER VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
INTERNAP NETWORK SERVICES CORPORATION
SECURITY 45885A300 MEETING TYPE Annual
TICKER SYMBOL INAP MEETING DATE 16-Jun-2011
ISIN US45885A3005 AGENDA 933447307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 DANIEL C. STANZIONE For For
2 DEBORA J. WILSON For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S 2005 Management Against Against
INCENTIVE STOCK PLAN.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
MEDALLION FINANCIAL CORP.
SECURITY 583928106 MEETING TYPE Annual
TICKER SYMBO TAXI MEETING DATE 17-Jun-2011
ISIN US5839281061 AGENDA 933446836 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- --------- ---- ----------
01 DIRECTOR Management
1 HENRY L. AARON For For
2 HENRY D. JACKSON For For
3 ALVIN MURSTEIN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
WEISERMAZARS LLP AS MEDALLION FINANCIAL CORP.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management Abstain Against
RESOLUTION REGARDING EXECUTIVE COMPENSATION
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 102
GAMCO Westwood Mighty MitesSM Fund
LIFEWAY FOODS, INC.
SECURITY 531914109 MEETING TYPE Annual
TICKER SYMBOL LWAY MEETING DATE 17-Jun-2011
ISIN US5319141090 AGENDA 933448145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------- ------------ ---- ----------
01 DIRECTOR Management
1 LUDMILA SMOLYANSKY For For
2 JULIE SMOLYANSKY For For
3 POL SIKAR For For
4 RENZO BERNARDI For For
5 GUSTAVO CARLOS VALLE For For
6 EUGENE B. KATZ For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS Management For For
INDEPENDENT AUDITORS
SRS LABS, INC.
SECURITY 78464M106 MEETING TYPE Annual
TICKER SYMBOL SRSL MEETING DATE 20-Jun-2011
ISIN US78464M1062 AGENDA 933450518 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--- -------------------------------------------------- ---------- --------- ----------
01 DIRECTOR Management
1 THOMAS C.K. YUEN For For
2 SAM YAU For For
02 TO APPROVE AN AMENDMENT TO THE SRS LABS, INC. 2006 Management Against Against
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER BY 750,000.
03 TO RATIFY THE APPOINTMENT OF SQUAR, MILNER, Management For For
PETERSON, MIRANDA & WILLIAMSON, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
BERKSHIRE HILLS BANCORP, INC.
SECURITY 084680107 MEETING TYPE Special
TICKER SYMBOL BHLB MEETING DATE 20-Jun-2011
ISIN US0846801076 AGENDA 933458196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- ----------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
DECEMBER 21, 2010, BY AND BETWEEN BERKSHIRE HILLS
BANCORP, INC. AND LEGACY BANCORP, INC., AND
THEREBY TO APPROVE THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER OF LEGACY BANCORP, INC. WITH
AND INTO BERKSHIRE HILLS BANCORP, INC.
02 THE AMENDMENT OF OUR CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK WE ARE AUTHORIZED TO ISSUE FROM
26 MILLION TO 50 MILLION.
03 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENTS TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF THE MERGER.
GLOBAL SOURCES LTD.
SECURITY G39300101 MEETING TYPE Annual
TICKER SYMBOL GSOL MEETING DATE 21-Jun-2011
ISIN BMG393001018 AGENDA 933458603 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 MR. DAVID F JONES For For
2 MR. JAMES A WATKINS For For
3 MR. YAM KAM HON PETER For For
03 TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT Management For For
COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS,
DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL
VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE
VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT.
04 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 103
GAMCO Westwood Mighty MitesSM Fund
HERITAGE FINANCIAL GROUP INC
SECURITY 42726X102 MEETING TYPE Annual
TICKER SYMBOL HBOS MEETING DATE 22-Jun-2011
ISIN US42726X1028 AGENDA 933456368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- ----------
01 DIRECTOR Management
1 JOSEPH C. BURGER, JR. For For
2 CAROL W. SLAPPEY For For
02 THE APPROVAL OF THE HERITAGE FINANCIAL GROUP, INC. Management Against Against
2011 EQUITY INCENTIVE PLAN.
03 THE ADVISORY (NON-BINDING) RESOLUTION TO APPROVE Management Abstain Against
OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
04 THE ADVISORY (NON-BINDING) VOTE ON HOW OFTEN Management Abstain Against
STOCKHOLDERS SHALL VOTE ON OUR EXECUTIVE
COMPENSATION - EVERY ONE, TWO OR THREE YEARS.
05 THE RATIFICATION OF THE APPOINTMENT OF MAULDIN & Management For For
JENKINS, LLC AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CORPORATION FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
CROWN MEDIA HOLDINGS, INC.
SECURITY 228411104 MEETING TYPE Annual
TICKER SYMBOL CRWN MEETING DATE 22-Jun-2011
ISIN US2284111042 AGENDA 933456546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- ----------
01 DIRECTOR Management
1 WILLIAM J. ABBOTT For For
2 DWIGHT C. ARN For For
3 ROBERT BLOSS For For
4 WILLIAM CELLA For For
5 GLENN CURTIS For For
6 STEVE DOYAL For For
7 BRIAN E. GARDNER For For
8 HERBERT GRANATH For For
9 DONALD HALL, JR. For For
10 IRVINE O. HOCKADAY, JR. For For
11 A. DRUE JENNINGS For For
12 PETER A. LUND For For
13 BRAD R. MOORE For For
14 DEANNE STEDEM For For
02 APPROVAL OF CHIEF EXECUTIVE OFFICER'S AND OTHER Management For For
EXECUTIVE OFFICER'S PERFORMANCE-BASED
COMPENSATION.
03 TO CONDUCT AN ADVISORY VOTE REGARDING THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
UNIVERSAL DISPLAY CORPORATION
SECURITY 91347P105 MEETING TYPE Annual
TICKER SYMBOL PANL MEETING DATE 23-Jun-2011
ISIN US91347P1057 AGENDA 933437128 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---- ---- ----------
01 DIRECTOR Management
1 STEVEN V. ABRAMSON For For
2 LEONARD BECKER For For
3 ELIZABETH H. GEMMILL For For
4 C. KEITH HARTLEY For For
5 LAWRENCE LACERTE For For
6 SIDNEY D. ROSENBLATT For For
7 SHERWIN I. SELIGSOHN For For
02 APPROVAL OF A PROPOSAL TO INCREASE THE NUMBER OF Management For For
SHARES AUTHORIZED FOR ISSUANCE UNDER THE EQUITY
COMPENSATION PLAN
03 APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION Management Abstain Against
REGARDING EXECUTIVE COMPENSATION
04 NON-BINDING, ADVISORY VOTE REGARDING THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 104
GAMCO Westwood Mighty MitesSM Fund
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 23-Jun-2011
ISIN US9258151029 AGENDA 933452942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
9 LIAM K. GRIFFIN For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
03 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
LABARGE, INC.
SECURITY 502470107 MEETING TYPE Special
TICKER SYMBOL LB MEETING DATE 23-Jun-2011
ISIN US5024701071 AGENDA 933464884 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ----------- ---- -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF APRIL 3, 2011 AMONG DUCOMMUN
INCORPORATED, DLBMS, INC. AND LABARGE, INC.
02 PROPOSAL TO APPROVE ADJOURNMENTS OR Management For For
POSTPONEMENTS OF THE LABARGE, INC. SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO ADOPT THE AGREEMENT AND PLAN OF
MERGER.
INTERCLICK INC
SECURITY 458483203 MEETING TYPE Annual
TICKER SYMBOL ICLK MEETING DATE 23-Jun-2011
ISIN US4584832038 AGENDA 933467943 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 MICHAEL BRAUSER For For
2 BARRY HONIG For For
3 BRETT CRAVATT For For
4 MICHAEL KATZ For For
5 MICHAEL MATHEWS For For
6 DAVID HILLS For For
7 FRANK COTRONEO For For
8 WILLIAM WISE For For
02 TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO RATIFY AND APPROVE OUR 2011 EQUITY INCENTIVE Management Against Against
PLAN.
U.S. ENERGY CORP.
SECURITY 911805109 MEETING TYPE Annual
TICKER SYMBOL USEG MEETING DATE 24-Jun-2011
ISIN US9118051096 AGENDA 933455152 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 ROBERT SCOTT LORIMER For For
2 JERRY WAYNE DANNI For For
3 LEO A. HEATH For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY- Management Abstain Against
ON-PAY").
03 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF HEIN & ASSOCIATES Management For For
AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL
YEAR.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 105
GAMCO Westwood Mighty MitesSM Fund
STEINWAY MUSICAL INSTRUMENTS, INC.
SECURITY 858495104 MEETING TYPE Annual
TICKER SYMBOL LVB MEETING DATE 24-Jun-2011
ISIN US8584951045 AGENDA 933474431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---- ---- ----------
01 DIRECTOR Management
1 KYLE R. KIRKLAND For For
2 DANA D. MESSINA For For
3 THOMAS KURRER For For
4 JOHN M. STONER, JR. For For
5 EDWARD KIM For For
6 JONG SUP KIM For For
7 DON KWON For For
8 DAVID LOCKWOOD For For
9 MICHAEL T. SWEENEY For For
02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Management Abstain Against
THE FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP TO SERVE AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL
STATEMENTS AND INTERNAL CONTROLS FOR 2011.
PIER 1 IMPORTS, INC.
SECURITY 720279108 MEETING TYPE Annual
TICKER SYMBOL PIR MEETING DATE 28-Jun-2011
ISIN US7202791080 AGENDA 933452740 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ---- ----------
1A ELECTION OF DIRECTOR: CLAIRE H. BABROWSKI Management For For
1B ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For
1C ELECTION OF DIRECTOR: HAMISH A. DODDS Management For For
1D ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For
1E ELECTION OF DIRECTOR: BRENDAN L. HOFFMAN Management For For
1F ELECTION OF DIRECTOR: TERRY E. LONDON Management For For
1G ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For
1H ELECTION OF DIRECTOR: CECE SMITH Management For For
02 APPROVAL OF MATERIAL TERMS OF PERFORMANCE Management For For
GOALS UNDER THE 2006 STOCK INCENTIVE PLAN FOR
PURPOSES OF COMPENSATION DEDUCTIBILITY UNDER
SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 NON-BINDING, ADVISORY VOTE APPROVING THE Management Abstain Against
COMPENSATION OF PIER 1 IMPORTS' NAMED EXECUTIVE
OFFICERS.
04 NON-BINDING, ADVISORY VOTE REGARDING THE Management Abstain Against
FREQUENCY OF FUTURE VOTING ON THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
05 RATIFY AUDIT COMMITTEE'S APPROVAL TO ENGAGE Management For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2012.
LAWSON SOFTWARE, INC.
SECURITY 52078P102 MEETING TYPE Special
TICKER SYMBOL LWSN MEETING DATE 29-Jun-2011
ISIN US52078P1021 AGENDA 933475142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ---- ----------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
APRIL 26, 2011, BY AND AMONG LAWSON SOFTWARE, INC.,
OR LAWSON, GGC SOFTWARE HOLDINGS, INC., OR
PARENT, AND ATLANTIS MERGER SUB, INC., A WHOLLY
OWNED SUBSIDIARY OF PARENT, AS IT MAY BE AMENDED
FROM TIME TO TIME.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO ALLOW FOR THE SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE
MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES
TO ADOPT THE MERGER AGREEMENT.
03 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN Management Abstain Against
COMPENSATION ARRANGEMENTS FOR LAWSON'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.
ProxyEdge Report Date: 07/08/2011
Meeting Date Rang: 07/01/2010 to 06/30/2011 106
GAMCO Westwood Mighty MitesSM Fund
DXP ENTERPRISES, INC.
SECURITY 233377407 MEETING TYPE Annual
TICKER SYMBOL DXPE MEETING DATE 30-Jun-2011
ISIN US2333774071 AGENDA 933459667 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ----------
01 DIRECTOR Management
1 DAVID R. LITTLE For For
2 CLETUS DAVIS For For
3 TIMOTHY P. HALTER For For
4 KENNETH H. MILLER For For
02 APPROVE AMENDMENT TO THE COMPANY'S RESTATED Management For For
ARTICLES OF INCORPORATION TO REDUCE THE PAR
VALUE OF SERIES B PREFERRED STOCK AND
UNDESIGNATED PREFERRED STOCK AND MOVE THE
UNISSUED SHARES OF SERIES B PREFERRED STOCK AND
SERIES A PREFERRED STOCK TO THE STATUS OF
UNDESIGNATED PREFERRED STOCK.
03 APPROVE, AS NON-BINDING ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
MATERIAL SCIENCES CORPORATION
SECURITY 576674105 MEETING TYPE Annual
TICKER SYMBOL MASC MEETING DATE 30-Jun-2011
ISIN US5766741053 AGENDA 933472172 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- ----------
01 DIRECTOR Management
1 TERRY L. BERNANDER For For
2 FRANK L. HOHMANN III For For
3 SAMUEL LICAVOLI For For
4 PATRICK J. MCDONNELL For For
5 CLIFFORD D. NASTAS For For
6 JOHN P. REILLY For For
7 DOMINICK J. SCHIANO For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING FEBRUARY 29, 2012.
CAVCO INDUSTRIES, INC.
SECURITY 149568107 MEETING TYPE Annual
TICKER SYMBOL CVCO MEETING DATE 30-Jun-2011
ISIN AGENDA 933476726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ----- ---- ----------
1 DIRECTOR Management
1 JOSEPH H. STEGMAYER For For
2 WILLIAM C. BOOR For For
2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITOR FOR FISCAL 2012.
3 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
4 EXECUTIVE COMPENSATION FREQUENCY STOCKHOLDER Management Abstain Against
VOTE.
GENOIL INC.
SECURITY 371924101 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL GNOLF MEETING DATE 30-Jun-2011
ISIN CA3719241018 AGENDA 933480179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ----------
01 THE ELECTION OF DIRECTORS FOR THE ENSUING YEAR Management For For
FROM THE MANAGEMENT PROPOSED NOMINEES, ALL AS
MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR.
02 TO APPOINT MEYERS NORRIS PENNY LLP AS AUDITORS OF Management For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE THE PROPOSED AMENDMENT TO THE Management Against Against
CORPORATION'S STOCK OPTION PLAN TO INCREASE THE
NUMBER OF COMMON SHARES IN RESPECT OF WHICH
OPTIONS MAY BE GRANTED PURSUANT TO THE OPTION
PLAN TO 60,949,855 COMMON SHARES AS FURTHER
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 1
Investment Company Report
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 09-Jul-2010
ISIN US0436321089 AGENDA 933287028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ------------- ---- ----------
01 DIRECTOR Management
1 PHILIP J. HOLTHOUSE For For
2 BRIAN C. MULLIGAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
03 STOCKHOLDER PROPOSAL RELATING TO THE Shareholder For Against
REDEMPTION OF THE PREFERRED SHARE PURCHASE
RIGHTS ISSUED PURSUANT TO OUR RIGHTS AGREEMENT
DATED SEPTEMBER 17, 2008, AS AMENDED.
AZZ INCORPORATED
SECURITY 002474104 MEETING TYPE Annual
TICKER SYMBOL AZZ MEETING DATE 13-Jul-2010
ISIN US0024741045 AGENDA 933293184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------------ ---- ----------
01 DIRECTOR Management
1 DR. H. KIRK DOWNEY For For
2 DANIEL R. FEEHAN For For
3 PETER A. HEGEDUS For For
02 APPROVAL TO RATIFY THE APPOINTMENT OF BDO Management For For
SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
FEBRUARY 28, 2011.
KID BRANDS INC
SECURITY 49375T100 MEETING TYPE Annual
TICKER SYMBOL KID MEETING DATE 15-Jul-2010
ISIN US49375T1007 AGENDA 933295683 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------- ------------ ---- ----------
01 DIRECTOR Management
1 RAPHAEL BENAROYA For For
2 MARIO CIAMPI For For
3 BRUCE G. CRAIN For For
4 FREDERICK J. HOROWITZ For For
5 HUGH R. ROVIT For For
6 SALVATORE M. SALIBELLO For For
7 JOHN SCHAEFER For For
8 MICHAEL ZIMMERMAN For For
ULTRATECH, INC.
SECURITY 904034105 MEETING TYPE Annual
TICKER SYMBOL UTEK MEETING DATE 20-Jul-2010
ISIN US9040341052 AGENDA 933296952 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------- ---- ----------
1 DIRECTOR Management
1 ARTHUR W. ZAFIROPOULO For For
2 JOEL F. GEMUNDER For For
3 NICHOLAS KONIDARIS For For
4 RICK TIMMINS For For
5 BEN TSAI For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
3 TO APPROVE AMENDMENTS TO THE COMPANY'S 1993 Management For For
STOCK OPTION/STOCK ISSUANCE PLAN TO EXTEND THE
EXPIRATION DATE OF THE PLAN AND REQUIRE
STOCKHOLDER APPROVAL OF OPTION REPRICING
PROGRAMS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 2
PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 20-Jul-2010
ISIN US7004162092 AGENDA 933305686 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------------- ---- ----------
01 DIRECTOR Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 EMILY J. GROEHL For For
4 BRIAN E. SHORE For For
5 STEVEN T. WARSHAW For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 27, 2011.
COLUMBUS MCKINNON CORPORATION
SECURITY 199333105 MEETING TYPE Annual
TICKER SYMBOL CMCO MEETING DATE 26-Jul-2010
ISIN US1993331057 AGENDA 933304773 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------------ ---- ----------
01 DIRECTOR Management
1 TIMOTHY T. TEVENS For For
2 RICHARD H. FLEMING For For
3 ERNEST R. VEREBELYI For For
4 WALLACE W. CREEK For For
5 STEPHEN RABINOWITZ For For
6 LINDA A. GOODSPEED For For
7 NICHOLAS T. PINCHUK For For
8 LIAM G. MCCARTHY For For
9 CHRISTIAN B. RAGOT For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011
03 ADOPTION OF THE COLUMBUS MCKINNON CORPORATION Management For For
2010 LONG TERM INCENTIVE PLAN
PLANTRONICS, INC.
SECURITY 727493108 MEETING TYPE Annual
TICKER SYMBOL PLT MEETING DATE 27-Jul-2010
ISIN US7274931085 AGENDA 933301208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------------- ------ ----------
1 DIRECTOR Management
1 MARV TSEU For For
2 KEN KANNAPPAN For For
3 BRIAN DEXHEIMER For For
4 GREGG HAMMANN For For
5 JOHN HART For For
6 MARSHALL MOHR For For
7 ROGER WERY For For
2 RATIFY AND APPROVE AMENDMENTS TO THE 2003 STOCK Management Against Against
PLAN.
3 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS
FOR FISCAL 2011.
STERIS CORPORATION
SECURITY 859152100 MEETING TYPE Annual
TICKER SYMBOL STE MEETING DATE 29-Jul-2010
ISIN US8591521005 AGENDA 933300422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------------- ---- ----------
01 DIRECTOR Management
1 RICHARD C. BREEDEN For For
2 CYNTHIA L. FELDMANN For For
3 JACQUELINE B. KOSECOFF For For
4 DAVID B. LEWIS For For
5 KEVIN M. MCMULLEN For For
6 WALTER M ROSEBROUGH, JR For For
7 MOHSEN M. SOHI For For
8 JOHN P. WAREHAM For For
9 LOYAL W. WILSON For For
10 MICHAEL B. WOOD For For
02 APPROVING THE STERIS CORPORATION SENIOR Management For For
EXECUTIVE INCENTIVE COMPENSATION PLAN, AS
AMENDED AND RESTATED EFFECTIVE APRIL 1, 2010.
03 APPROVING A NON-BINDING ADVISORY PROPOSAL Management For For
REGARDING THE COMPANY'S EXECUTIVE COMPENSATION
POLICIES AND PROCEDURES.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH
31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 3
TIVO INC.
SECURITY 888706108 MEETING TYPE Annual
TICKER SYMBOL TIVO MEETING DATE 04-Aug-2010
ISIN US8887061088 AGENDA 933304987 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------------- ------- ----------
01 DIRECTOR Management
1 JEFFREY T. HINSON For For
2 WILLIAM CELLA For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2011.
03 TO APPROVE AN AMENDMENT TO THE AMENDED & Management Against Against
RESTATED 2008 EQUITY INCENTIVE AWARD PLAN TO
RESERVE AN ADDITIONAL 5,000,000 SHARES OF OUR
COMMON STOCK FOR ISSUANCE.
THQ INC.
SECURITY 872443403 MEETING TYPE Annual
TICKER SYMBOL THQI MEETING DATE 10-Aug-2010
ISIN US8724434035 AGENDA 933308783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------------- ---- ----------
01 DIRECTOR Management
1 BRIAN J. FARRELL For For
2 LAWRENCE BURSTEIN For For
3 HENRY T. DENERO For For
4 BRIAN P. DOUGHERTY For For
5 JEFFREY W. GRIFFITHS For For
6 GARY E. RIESCHEL For For
7 JAMES L. WHIMS For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM: TO RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY'S FISCAL YEAR ENDING MARCH 31,
2011.
MONRO MUFFLER BRAKE, INC.
SECURITY 610236101 MEETING TYPE Annual
TICKER SYMBOL MNRO MEETING DATE 10-Aug-2010
ISIN US6102361010 AGENDA 933309189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------- ------- ----------
01 DIRECTOR Management
1 RICHARD A. BERENSON* For For
2 DONALD GLICKMAN* For For
3 JAMES WILEN* For For
4 ELIZABETH A. WOLSZON* For For
5 ROBERT E. MELLOR** For For
02 TO RATIFY THE AMENDMENT TO THE MONRO MUFFLER Management Against Against
BRAKE, INC. 2007 STOCK INCENTIVE PLAN.
03 TO RATIFY THE RE-APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING MARCH 26, 2011.
ELECTRO SCIENTIFIC INDUSTRIES, INC.
SECURITY 285229100 MEETING TYPE Annual
TICKER SYMBOL ESIO MEETING DATE 12-Aug-2010
ISIN US2852291002 AGENDA 933308377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------- ---- ----------
01 DIRECTOR Management
1 FREDERICK A. BALL* For For
2 NICHOLAS KONIDARIS* For For
3 ROBERT R. WALKER* For For
4 DAVID NIERENBERG** For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ESI'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING APRIL 2, 2011.
03 TO TRANSACT ANY OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 4
RADISYS CORPORATION
SECURITY 750459109 MEETING TYPE Annual
TICKER SYMBOL RSYS MEETING DATE 17-Aug-2010
ISIN US7504591097 AGENDA 933305989 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- -------------------- ------- ----------
1 DIRECTOR Management
1 C. SCOTT GIBSON For For
2 SCOTT C. GROUT For For
3 KEN J. BRADLEY For For
4 RICHARD J. FAUBERT For For
5 DR. WILLIAM W. LATTIN For For
6 KEVIN C. MELIA For For
7 CARL W. NEUN For For
8 LORENE K. STEFFES For For
2 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3 TO APPROVE AN AMENDMENT TO OUR 2007 STOCK PLAN Management Against Against
4 TO APPROVE THE AMENDED AND RESTATED RADISYS Management For For
CORPORATION LONG-TERM INCENTIVE PLAN
PSS WORLD MEDICAL, INC.
SECURITY 69366A100 MEETING TYPE Annual
TICKER SYMBOL PSSI MEETING DATE 24-Aug-2010
ISIN US69366A1007 AGENDA 933309292 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ------------------ ---- ----------
01 DIRECTOR Management
1 GARY A. CORLESS For For
2 MELVIN L. HECKTMAN For For
3 DELORES M. KESLER For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
QLOGIC CORPORATION
SECURITY 747277101 MEETING TYPE Annual
TICKER SYMBOL QLGC MEETING DATE 26-Aug-2010
ISIN US7472771010 AGENDA 933311502 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------ --------- ---- ----------
1A ELECTION OF DIRECTOR: H.K. DESAI Management For For
1B ELECTION OF DIRECTOR: JOEL S. BIRNBAUM Management For For
1C ELECTION OF DIRECTOR: JAMES R. FIEBIGER Management For For
1D ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Management For For
1E ELECTION OF DIRECTOR: KATHRYN B. LEWIS Management For For
1F ELECTION OF DIRECTOR: GEORGE D. WELLS Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS
KENNEDY-WILSON HOLDINGS, INC.
SECURITY 489398107 MEETING TYPE Annual
TICKER SYMBOL KW MEETING DATE 26-Aug-2010
ISIN US4893981070 AGENDA 933318455 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------------- ---- ----------
01 DIRECTOR Management
1 CATHY HENDRICKSON For For
2 STANLEY R. ZAX For For
02 AMENDMENT TO AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION
03 ISSUANCE OF SHARES OF COMMON STOCK UPON Management For For
CONVERSION OF SERIES A PREFERRED STOCK
04 KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
IXYS CORPORATION
SECURITY 46600W106 MEETING TYPE Annual
TICKER SYMBOL IXYS MEETING DATE 27-Aug-2010
ISIN US46600W1062 AGENDA 933312960 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------------------- ---- ----------
01 DIRECTOR Management
1 DONALD L. FEUCHT For For
2 SAMUEL KORY For For
3 S. JOON LEE For For
4 TIMOTHY A. RICHARDSON For For
5 JAMES M. THORBURN For For
6 NATHAN ZOMMER For For
02 TO APPROVE AN INCREASE OF 350,000 SHARES OF Management For For
COMMON STOCK OF THE COMPANY UNDER THE 1999
EMPLOYEE STOCK PURCHASE PLAN.
03 TO RATIFY THE SELECTION OF BDO USA, LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR ITS FISCAL YEAR ENDING MARCH 31,
2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 5
FLOW INTERNATIONAL CORPORATION
SECURITY 343468104 MEETING TYPE Annual
TICKER SYMBOL FLOW MEETING DATE 09-Sep-2010
SIN US3434681041 AGENDA 933316374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ----------
1A ELECTION OF DIRECTOR CHARLES M. BROWN TO SERVE Management For For
UNTIL THE 2013 ANNUAL MEETING
1B ELECTION OF DIRECTOR PATRICK J. BYRNE TO SERVE Management For For
UNTIL THE 2013 ANNUAL MEETING
1C ELECTION OF DIRECTOR BRADLEY D. TILDEN TO SERVE Management For For
UNTIL THE 2013 ANNUAL MEETING
1D ELECTION OF DIRECTOR JERRY L. CALHOUN TO SERVE Management For For
UNTIL THE 2012 ANNUAL MEETING
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
INTEGRATED DEVICE TECHNOLOGY, INC.
SECURITY 458118106 MEETING TYPE Annual
TICKER SYMBOL IDTI MEETING DATE 23-Sep-2010
ISIN US4581181066 AGENDA 933317302 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------------- ------- ----------
01 DIRECTOR Management
1 JOHN SCHOFIELD For For
2 LEW EGGEBRECHT For For
3 UMESH PADVAL For For
4 GORDON PARNELL For For
5 DONALD SCHROCK For For
6 RON SMITH, PH.D. For For
7 T.L. TEWKSBURY III, PHD For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 Management Against Against
EQUITY PLAN TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE THEREUNDER FROM 28,500,000
TO 36,800,000.
03 RATIFICATION OF SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
MAGMA DESIGN AUTOMATION, INC.
SECURITY 559181102 MEETING TYPE Annual
TICKER SYMBOL LAVA MEETING DATE 23-Sep-2010
ISIN US5591811022 AGENDA 933318809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------------- ------- ----------
01 DIRECTOR Management
1 RAJEEV MADHAVAN For For
2 KEVIN C. EICHLER For For
02 TO ESTABLISH THE 2010 STOCK INCENTIVE PLAN, WHICH Management Against Against
WILL REPLACE THE 2001 STOCK INCENTIVE PLAN.
03 TO AMEND AND RESTATE THE 2001 EMPLOYEE, STOCK Management For For
PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
GERBER SCIENTIFIC, INC.
SECURITY 373730100 MEETING TYPE Annual
TICKER SYMBOL GRB MEETING DATE 23-Sep-2010
ISIN US3737301008 AGENDA 933321856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- -------------- ---- ----------
01 DIRECTOR Management
1 DONALD P. AIKEN For For
2 MARC T. GILES For For
3 EDWARD G. JEPSEN For For
4 RANDALL D. LEDFORD For For
5 JOHN R. LORD For For
6 JAMES A. MITAROTONDA For For
7 JAVIER PEREZ For For
8 CAROLE F. ST. MARK For For
9 W. JERRY VEREEN. For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 6
5N PLUS INC.
SECURITY 33833X101 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL FPLSF MEETING DATE 07-Oct-2010
ISIN CA33833X1015 AGENDA 933328482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- ----------
01 ELECTION OF DIRECTORS FOR ALL NOMINEES PROPOSED Management For For
FOR ELECTION AS DIRECTORS IN THE MANAGEMENT
PROXY CIRCULAR.
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION.
03 THE RESOLUTION RATIFYING AND CONFIRMING THE 2007 Management For For
STOCK OPTION PLAN OF THE CORPORATION, AND AS
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR,
WHICH RESOLUTION IS ANNEXED AS SCHEDULE A TO THE
MANAGEMENT PROXY CIRCULAR.
TEXAS INDUSTRIES, INC.
SECURITY 882491103 MEETING TYPE Annual
TICKER SYMBOL TXI MEETING DATE 13-Oct-2010
ISIN US8824911031 AGENDA 933323608 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ -------------- ---- ----------
01 DIRECTOR Management
1 MEL G. BREKHUS For For
2 ROBERT D. ROGERS For For
3 RONALD G. STEINHART For For
02 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT AUDITORS.
AAR CORP.
SECURITY 000361105 MEETING TYPE Annual
TICKER SYMBOL AIR MEETING DATE 13-Oct-2010
ISIN US0003611052 AGENDA 933324256 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------------- ---- ----------
01 DIRECTOR Management
1 NORMAN R. BOBINS For For
2 JAMES E. GOODWIN For For
3 MARC J. WALFISH For For
02 APPROVAL OF THE AAR CORP. SECTION 162(M) ANNUAL Management For For
CASH INCENTIVE PLAN
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31,
2011
ANGIODYNAMICS, INC.
SECURITY 03475V101 MEETING TYPE Annual
TICKER SYMBOL ANGO MEETING DATE 18-Oct-2010
ISIN US03475V1017 AGENDA 933325234 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------------- ---- ----------
1 DIRECTOR Management
1 JEFFREY G. GOLD For For
2 KEVIN J. GOULD For For
3 DENNIS S. METENY For For
2 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
3 TO AMEND ANGIODYNAMICS' EMPLOYEE STOCK Management For For
PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE OFFERED
UNDER THE PLAN FROM 400,000 TO 700,000.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 7
LAWSON SOFTWARE, INC.
SECURITY 52078P102 MEETING TYPE Annual
TICKER SYMBOL LWSN MEETING DATE 18-Oct-2010
ISIN US52078P1021 AGENDA 933325309 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------------------- ------ ----------
01 DIRECTOR Management
1 STEVEN C. CHANG For For
2 HARRY DEBES For For
3 PETER GYENES For For
4 DAVID R. HUBERS For For
5 H. RICHARD LAWSON For For
6 MICHAEL A. ROCCA For For
7 ROBERT A. SCHRIESHEIM For For
8 DR. ROMESH WADHWANI For For
9 PAUL WAHL For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MAY 31, 2011.
03 TO APPROVE THE LAWSON SOFTWARE, INC. 2010 STOCK Management Against Against
INCENTIVE PLAN.
MERCURY COMPUTER SYSTEMS, INC.
SECURITY 589378108 MEETING TYPE Annual
TICKER SYMBOL MRCY MEETING DATE 21-Oct-2010
ISIN US5893781089 AGENDA 933330045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------------ ------- ----------
01 DIRECTOR Management
1 JAMES K. BASS For For
2 MICHAEL A. DANIELS For For
3 LEE C. STEELE For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE MERCURY COMPUTER SYSTEMS, INC. 2005 STOCK
INCENTIVE PLAN DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
LECROY CORPORATION
SECURITY 52324W109 MEETING TYPE Annual
TICKER SYMBOL LCRY MEETING DATE 22-Oct-2010
ISIN US52324W1099 AGENDA 933330007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------------- ---- ----------
01 DIRECTOR Management
1 WALTER O. LECROY For For
2 ROBERT E. ANDERSON For For
3 THOMAS H. RESLEWIC For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JULY 2,
2011.
INVESTORS BANCORP, INC.
SECURITY 46146P102 MEETING TYPE Annual
TICKER SYMBOL ISBC MEETING DATE 26-Oct-2010
ISIN US46146P1021 AGENDA 933331364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- -------------- ---- ----------
01 DIRECTOR Management
1 ROBERT M. CASHILL** For For
2 BRIAN D. DITTENHAFER** For For
3 VINCENT D. MANAHAN III* For For
4 JAMES H. WARD, III* For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR INVESTORS BANCORP, INC. FOR THE YEAR ENDING
DECEMBER 31, 2010.
MOLEX INCORPORATED
SECURITY 608554101 MEETING TYPE Annual
TICKER SYMBOL MOLX MEETING DATE 29-Oct-2010
ISIN US6085541018 AGENDA 933326933 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------------------- ---- ----------
01 DIRECTOR Management
1 MICHAEL J. BIRCK For For
2 ANIRUDH DHEBAR For For
3 FREDERICK A. KREHBIEL For For
4 MARTIN P. SLARK For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT AUDITORS OF MOLEX
INCORPORATED FOR THE FISCAL YEAR ENDING JUNE 30,
2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 8
SYMMETRICOM, INC.
SECURITY 871543104 MEETING TYPE Annual
TICKER SYMBOL SYMM MEETING DATE 29-Oct-2010
ISIN US8715431040 AGENDA 933333332 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------------------- ---- ----------
01 DIRECTOR Management
1 ROBERT T. CLARKSON For For
2 DAVID G. COTE For For
3 ALFRED BOSCHULTE For For
4 JAMES A. CHIDDIX For For
5 ELIZABETH A. FETTER For For
6 ROBERT J. STANZIONE For For
7 R.M. NEUMEISTER,JR. For For
8 DR. RICHARD W. OLIVER For For
9 RICHARD N. SNYDER For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT
FISCAL YEAR.
03 PROPOSAL TO APPROVE THE ADOPTION OF THE 2010 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
MEREDITH CORPORATION
SECURITY 589433101 MEETING TYPE Annual
TICKER SYMBOL MDP MEETING DATE 03-Nov-2010
ISIN US5894331017 AGENDA 933331542 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- --------------- ---- ----------
1 DIRECTOR Management
1 MARY SUE COLEMAN For For
2 D MELL MEREDITH FRAZIER For For
3 JOEL W. JOHNSON For For
4 STEPHEN M. LACY For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011.
G&K SERVICES, INC.
SECURITY 361268105 MEETING TYPE Annual
TICKER SYMBOL GKSR MEETING DATE 04-Nov-2010
ISIN US3612681052 AGENDA 933336869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------------- ------- ----------
01 DIRECTOR Management
1 JOHN S. BRONSON For For
2 WAYNE M. FORTUN For For
3 ERNEST J. MROZEK For For
02 PROPOSAL TO APPROVE OUR RESTATED EQUITY Management Against Against
INCENTIVE PLAN (2010).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS FOR
FISCAL 2011.
AVNET, INC
SECURITY 053807103 MEETING TYPE Annual
TICKER SYMBOL AVT MEETING DATE 05-Nov-2010
ISIN US0538071038 AGENDA 933330920 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- -------------- ---- ----------
01 DIRECTOR Management
1 ELEANOR BAUM For For
2 J. VERONICA BIGGINS For For
3 EHUD HOUMINER For For
4 FRANK R. NOONAN For For
5 RAY M. ROBINSON For For
6 WILLIAM H. SCHUMANN III For For
7 WILLIAM P. SULLIVAN For For
8 GARY L. TOOKER For For
9 ROY VALLEE For For
02 APPROVAL OF THE AVNET 2010 STOCK COMPENSATION Management For For
PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 2, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 9
INTERNATIONAL RECTIFIER CORPORATION
SECURITY 460254105 MEETING TYPE Annual
TICKER SYMBOL IRF MEETING DATE 12-Nov-2010
ISIN US4602541058 AGENDA 933333647 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ --------------------------------------------- ----------------- -------- -------------
01 DIRECTOR Management
1 MARY B. CRANSTON For For
2 THOMAS A. LACEY For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY TO SERVE FOR
FISCAL YEAR 2011.
CORINTHIAN COLLEGES, INC.
SECURITY 218868107 MEETING TYPE Annual
TICKER SYMBOL COCO MEETING DATE 17-Nov-2010
ISIN US2188681074 AGENDA 933337481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------- ----------------- ------- -------------
01 DIRECTOR Management
1 PAUL R. ST. PIERRE For For
2 LINDA AREY SKLADANY For For
3 ROBERT LEE For For
4 JACK D. MASSIMINO For For
5 HANK ADLER For For
6 JOHN M. DIONISIO For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE COMPANY'S CERTIFICATE OF INCORPORATION TO
INCREASE THE MAXIMUM PERMITTED NUMBER OF
DIRECTORS ON THE COMPANY'S BOARD OF DIRECTORS
TO THIRTEEN.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE CORINTHIAN COLLEGES, INC. 2003 PERFORMANCE
AWARD PLAN, WHICH AUTHORIZES THE ISSUANCE OF AN
ADDITIONAL 5,000,000 SHARES UNDER SUCH PLAN, AND
CERTAIN OTHER AMENDMENTS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
04 APPROVAL OF THE AMENDMENT OF THE CORINTHIAN Management For For
COLLEGES, INC. EMPLOYEE STOCK PURCHASE PLAN TO
EXTEND THE COMPANY'S ABILITY TO GRANT NEW AWARDS
UNDER SUCH PLAN UNTIL DECEMBER 31, 2020.
05 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
HF FINANCIAL CORP.
SECURITY 404172108 MEETING TYPE Annual
TICKER SYMBOL HFFC MEETING DATE 17-Nov-2010
ISIN US4041721089 AGENDA 933337873 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------- ----------------- ------- -------------
01 DIRECTOR Management
1 CHARLES T. DAY For For
2 ROBERT L. HANSON For For
02 TO RATIFY THE APPOINTMENT OF EIDE BAILLY, LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2011.
BOTTOMLINE TECHNOLOGIES (DE), INC.
SECURITY 101388106 MEETING TYPE Annual
TICKER SYMBOL EPAY MEETING DATE 18-Nov-2010
ISIN US1013881065 AGENDA 933337328 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ----------------------------------------------- -------------- ------- -------------
01 DIRECTOR Management
1 DANIEL M. MCGURL For For
2 JAMES L. LOOMIS For For
3 GAREN K. STAGLIN For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY'S 2000 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM
1,500,000 TO 4,000,000 AND TO MAKE CERTAIN OTHER
CHANGES, AS SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 10
DYCOM INDUSTRIES, INC.
SECURITY 267475101 MEETING TYPE Annual
TICKER SYMBOL DY MEETING DATE 23-Nov-2010
ISIN US2674751019 AGENDA 933342331 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------------- -------------- -------- -------------
01 DIRECTOR Management
1 THOMAS G. BAXTER For For
2 CHARLES M. BRENNAN, III For For
02 TO AMEND THE COMPANY'S 2007 NON-EMPLOYEE Management Against Against
DIRECTORS EQUITY PLAN TO INCREASE BY 250,000 THE
NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
THAT ARE AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL
2011.
OSI SYSTEMS, INC.
SECURITY 671044105 MEETING TYPE Annual
TICKER SYMBOL OSIS MEETING DATE 30-Nov-2010
ISIN US6710441055 AGENDA 933337900 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------------- -------------- -------- -------------
1 DIRECTOR Management
1 DEEPAK CHOPRA For For
2 AJAY MEHRA For For
3 STEVEN C. GOOD For For
4 MEYER LUSKIN For For
5 DAVID T. FEINBERG For For
6 WILLIAM F. BALLHAUS For For
2 RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2011.
3 APPROVE THE AMENDED AND RESTATED 2006 EQUITY Management Against Against
PARTICIPATION PLAN OF OSI SYSTEMS, INC., TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
UNDER THE PLAN BY 1,350,000 SHARES AND TO INCREASE
THE LIMIT ON THE NUMBER OF SHARES THAT MAY BE
GRANTED UNDER THE PLAN AS RESTRICTED STOCK BY
675,000 SHARES.
PIKE ELECTRIC CORPORATION
SECURITY 721283109 MEETING TYPE Annual
TICKER SYMBOL PIKE MEETING DATE 01-Dec-2010
ISIN US7212831090 AGENDA 933339358 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------ -------------- -------- ------------
01 DIRECTOR Management
1 J. ERIC PIKE For For
2 CHARLES E. BAYLESS For For
3 ADAM P. GODFREY For For
4 JAMES R. HELVEY III For For
5 ROBERT D. LINDSAY For For
6 PETER PACE For For
7 DANIEL J. SULLIVAN For For
8 LOUIS F. TERHAR For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2011.
EPOCH HOLDING CORPORATION
SECURITY 29428R103 MEETING TYPE Annual
TICKER SYMBOL EPHC MEETING DATE 02-Dec-2010
ISIN US29428R1032 AGENDA 933338813 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------------- -------------- -------- -------------
01 DIRECTOR Management
1 ALLAN R. TESSLER For For
2 WILLIAM W. PRIEST For For
3 ENRIQUE R. ARZAC For For
4 JEFFREY L. BERENSON For For
5 JOHN L. CECIL For For
6 PETER A. FLAHERTY For For
7 TIMOTHY T. TAUSSIG For For
02 RATIFICATION OF THE APPOINTMENT OF CF & CO., L.L.P. Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 11
MATRIX SERVICE COMPANY
SECURITY 576853105 MEETING TYPE Annual
TICKER SYMBOL MTRX MEETING DATE 02-Dec-2010
ISIN US5768531056 AGENDA 933344359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------- -------------- -------- -------------
01 DIRECTOR Management
1 MICHAEL J. BRADLEY For For
2 MICHAEL J. HALL For For
3 I. EDGAR (ED) HENDRIX For For
4 PAUL K. LACKEY For For
5 TOM E. MAXWELL For For
6 DAVID J. TIPPECONNIC For For
02 TO RATIFY THE ENGAGEMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011.
GLOBE SPECIALTY METALS INC.
SECURITY 37954N206 MEETING TYPE Annual
TICKER SYMBOL GSM MEETING DATE 06-Dec-2010
ISIN US37954N2062 AGENDA 933345399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------- -------------- -------- -------------
01 DIRECTOR Management
1 MR. BARGER For For
2 MR. DANJCZEK For For
3 MR. EIZENSTAT For For
4 MR. KESTENBAUM For For
5 MR. LAVIN For For
02 APPROVE THE COMPANY'S 2010 ANNUAL EXECUTIVE Management For For
BONUS PLAN.
03 APPROVE THE AMENDMENT TO THE COMPANY'S 2006 Management For For
EMPLOYEE, DIRECTOR AND CONSULTANT STOCK PLAN.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011.
PERICOM SEMICONDUCTOR CORPORATION
SECURITY 713831105 MEETING TYPE Annual
TICKER SYMBOL PSEM MEETING DATE 09-Dec-2010
ISIN US7138311052 AGENDA 933340349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------- -------------- -------- -------------
01 DIRECTOR Management
1 ALEX CHIMING HUI For For
2 CHI-HUNG (JOHN) HUI PHD For For
3 HAU L. LEE, PH.D. For For
4 DENNIS MCKENNA For For
5 MICHAEL J. SOPHIE For For
6 SIU-WENG SIMON WONG PHD For For
7 EDWARD YANG For For
02 TO RATIFY THE APPOINTMENT OF BURR, PILGER & MAYER Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR 2011.
PLX TECHNOLOGY, INC.
SECURITY 693417107 MEETING TYPE Special
TICKER SYMBOL PLXT MEETING DATE 10-Dec-2010
ISIN US6934171074 AGENDA 933348559 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------- ---------- -------- -------------
01 TO AMEND OUR AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF OUR AUTHORIZED COMMON STOCK FROM 50
MILLION SHARES TO 200 MILLION SHARES.
UTSTARCOM, INC.
SECURITY 918076100 MEETING TYPE Annual
TICKER SYMBOL UTSI MEETING DATE 13-Dec-2010
ISIN US9180761002 AGENDA 933343193 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------- ---------- -------- -------------
01 ELECTION OF DIRECTOR: THOMAS J. TOY Management For For
02 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED
COMPANY AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 12
GP STRATEGIES CORPORATION
SECURITY 36225V104 MEETING TYPE Annual
TICKER SYMBOL GPX MEETING DATE 15-Dec-2010
ISIN US36225V1044 AGENDA 933343206 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------------- ---- ------------
1 DIRECTOR Management
1 HARVEY P. EISEN For For
2 MARSHALL S. GELLER For For
3 SCOTT N. GREENBERG For For
4 SUE W. KELLY For For
5 RICHARD C. PFENNIGER For For
6 A. MARVIN STRAIT For For
7 GENE A. WASHINGTON For For
8 DANIEL M. FRIEDBERG For For
2 TO RATIFY THE BOARD OF DIRECTORS' APPOINTMENT OF Management For For
KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
3 ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE Management For For
MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS
THEREOF.
OMNICELL, INC.
SECURITY 68213N109 MEETING TYPE Special
TICKER SYMBOL OMCL MEETING DATE 16-Dec-2010
ISIN US68213N1090 AGENDA 933351239 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against
OMNICELL, INC. 2009 EQUITY INCENTIVE PLAN, AS
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
NEWALLIANCE BANCSHARES, INC.
SECURITY 650203102 MEETING TYPE Special
TICKER SYMBOL NAL MEETING DATE 20-Dec-2010
ISIN US6502031023 AGENDA 933347127 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 18, 2010, AND AS AMENDED, BY AND
BETWEEN FIRST NIAGARA FINANCIAL GROUP, INC., FNFG
MERGER SUB, INC. AND NEWALLIANCE BANCSHARES, INC.
AND APPROVE THE TRANSACTIONS CONTEMPLATED BY
THE AGREEMENT AND PLAN OF MERGER, INCLUDING THE
MERGER OF FNFG MERGER SUB, INC. WITH AND INTO
NEWALLIANCE BANCSHARES, INC.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE AGREEMENT AND PLAN OF MERGER.
FIRST NIAGARA FINANCIAL GROUP, INC.
SECURITY 33582V108 MEETING TYPE Special
TICKER SYMBOL FNFG MEETING DATE 20-Dec-2010
ISIN US33582V1089 AGENDA 933348547 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ---- -----------
01 THE ISSUANCE OF FIRST NIAGARA FINANCIAL GROUP, INC. Management For For
COMMON STOCK TO NEWALLIANCE BANCSHARES, INC.
STOCKHOLDERS PURSUANT TO THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF AUGUST 18, 2010, AND AS
AMENDED AS OF SEPTEMBER 27, 2010, BY AND AMONG
NEWALLIANCE BANCSHARES, INC., FIRST NIAGARA
FINANCIAL GROUP, INC. AND FNFG MERGER SUB, INC.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENTS TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF THE STOCK
ISSUANCE.
ZEP INC
SECURITY 98944B108 MEETING TYPE Annual
TICKER SYMBOL ZEP MEETING DATE 06-Jan-2011
ISIN US98944B1089 AGENDA 933350364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ---- -------------
1 DIRECTOR Management
1 TIMOTHY M. MANGANELLO For For
2 JOHN K. MORGAN For For
3 JOSEPH SQUICCIARINO For For
4 TIMOTHY T. TEVENS For For
2 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 13
THE GREENBRIER COMPANIES, INC.
SECURITY 393657101 MEETING TYPE Annual
TICKER SYMBOL GBX MEETING DATE 07-Jan-2011
ISIN US3936571013 AGENDA 933354350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------------- ----------- ---- -------------
01 DIRECTOR Management
1 GRAEME A. JACK For For
2 VICTORIA MCMANUS For For
3 WENDY L. TERAMOTO For For
4 BENJAMIN R. WHITELEY For For
02 APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Management For For
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE UNDER THE PLAN AND TO CHANGE
THE VESTING SCHEDULE FOR RESTRICTED STOCK
GRANTS TO NON-EMPLOYEE DIRECTORS.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR 2011
SUBJECT TO THE AUDIT COMMITTEE'S RIGHT, IN ITS
DISCRETION, TO APPOINT A DIFFERENT INDEPENDENT
AUDITOR AT ANY TIME DURING THE YEAR.
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Special
TICKER SYMBOL RBN MEETING DATE 07-Jan-2011
ISIN US7701961036 AGENDA 933355566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------------------- ---------- ---- ------------
01 APPROVE THE ISSUANCE OF COMMON SHARES, WITHOUT Management For For
PAR VALUE, IN CONNECTION WITH THE MERGER (THE
"MERGER") CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF OCTOBER 6, 2010 (THE
"MERGER AGREEMENT"), BY & AMONG ROBBINS & MYERS,
INC, T-3 ENERGY SERVICES, INC. ("T-3"), TRIPLE MERGERI,
INC. AND TRIPLE MERGER II, INC., ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Management For For
ROBBINS & MYERS SPECIAL MEETING (IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR THE
APPROVAL OF THE PROPOSAL 1).
HERLEY INDUSTRIES, INC.
SECURITY 427398102 MEETING TYPE Annual
TICKER SYMBOL HRLY MEETING DATE 11-Jan-2011
ISIN US4273981021 AGENDA 933360252 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------------- ------------------- ------- ---------------
01 DIRECTOR Management
1 DR. EDWARD A. BOGUCZ For For
2 CARLOS C. CAMPBELL For For
3 F. JACK LIEBAU, JR. For For
4 MICHAEL N. POCALYKO For For
5 JOHN A. THONET For For
6 RAJ TATTA For For
02 PROPOSAL TO AMEND ARTICLE V OF THE COMPANY'S Management For For
BYLAWS TO MODIFY THE DEFINITION OF "INDEPENDENT
DIRECTOR."
03 PROPOSAL TO AMEND SECTION 3, ARTICLE V OF THE Management For For
COMPANY'S BYLAWS TO GIVE THE AUDIT COMMITTEE
RESPONSIBILITY FOR REVIEW OF "AFFILIATE
TRANSACTIONS."
04 PROPOSAL TO AMEND ARTICLE V OF THE BYLAWS TO Management Against Against
DELETE SECTION 5, WHICH CURRENTLY REQUIRES A TWO-
THIRDS VOTE OF STOCKHOLDERS TO AMEND ARTICL V
OF THE BYLAWS.
05 PROPOSAL TO AMEND SECTIONS 1 AND 4 OF ARTICLE V OF Management For For
THE BYLAWS TO CORRECT TYPOGRAPHICAL ERRORS.
BROOKS AUTOMATION, INC.
SECURITY 114340102 MEETING TYPE Annual
TICKER SYMBOL BRKS MEETING DATE 18-Jan-2011
ISIN US1143401024 AGENDA 933356796 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ---------------------------------------------- ---------------------- ---- -------------
01 DIRECTOR Management
1 A. CLINTON ALLEN For For
2 JOSEPH R. MARTIN For For
3 JOHN K. MCGILLICUDDY For For
4 KRISHNA G. PALEPU For For
5 C.S. PARK For For
6 KIRK P. POND For For
7 STEPHEN S. SCHWARTZ For For
8 ALFRED WOOLLACOTT, III For For
9 MARK S. WRIGHTON For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 14
MICROSEMI CORPORATION
SECURITY 595137100 MEETING TYPE Annual
TICKER SYMBOL MSCC MEETING DATE 19-Jan-2011
ISIN US5951371005 AGENDA 933355934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------- --------------------- ---- --------------
01 DIRECTOR Management
1 JAMES J. PETERSON For For
2 DENNIS R. LEIBEL For For
3 THOMAS R. ANDERSON For For
4 WILLIAM E. BENDUSH For For
5 WILLIAM L. HEALEY For For
6 PAUL F. FOLINO For For
7 MATTHEW E. MASSENGILL For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR MICROSEMI
CORPORATION FOR FISCAL YEAR 2011.
WASHINGTON FEDERAL, INC.
SECURITY 938824109 MEETING TYPE Annual
TICKER SYMBOL WFSL MEETING DATE 19-Jan-2011
ISIN US9388241096 AGENDA 933357128 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------ --- ------------
1 DIRECTOR Management
1 ANNA C. JOHNSON For For
2 CHARLES R. RICHMOND For For
2 ADOPTION OF THE WASHINGTON FEDERAL, INC. 2011 Management For For
INCENTIVE PLAN.
3 ADVISORY VOTE ON WASHINGTON FEDERAL'S EXECUTIVE Management For For
COMPENSATION.
4 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
FSI INTERNATIONAL, INC.
SECURITY 302633102 MEETING TYPE Annual
TICKER SYMBOL FSII MEETING DATE 19-Jan-2011
ISIN US3026331021 AGENDA 933357673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------- ------------------- ------- -------------
01 DIRECTOR Management
1 TERRENCE W. GLARNER For For
2 DAVID V. SMITH For For
02 PROPOSAL TO APPROVE AN AMENDMENT OF THE FSI Management Against Against
INTERNATIONAL 2008 OMNIBUS STOCK PLAN TO INCREASE
THE AGGREGATE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY
500,000.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE FSI Management For For
INTERNATIONAL EMPLOYEES STOCK PURCHASE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF OUR
COMMON STOCK RESERVED FOR ISSUANCE UNDER THE
PLAN BY 1,000,000.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 27, 2011.
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC.
SECURITY 922207105 MEETING TYPE Annual
TICKER SYMBOL VSEA MEETING DATE 20-Jan-2011
ISIN US9222071055 AGENDA 933355237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ---- -------------
1 DIRECTOR Management
1 RICHARD A. AURELIO For For
2 BIN-MING TSAI For For
2 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011.
3 TO APPROVE OUR 2011 MANAGEMENT INCENTIVE PLAN. Management For For
ANALOGIC CORPORATION
SECURITY 032657207 MEETING TYPE Annual
TICKER SYMBOL ALOG MEETING DATE 20-Jan-2011
ISIN US0326572072 AGENDA 933356710 - Management
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 15
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ---- -----------
1A ELECTION OF DIRECTOR: BERNARD C. BAILEY Management For For
1B ELECTION OF DIRECTOR: JEFFREY P. BLACK Management For For
1C ELECTION OF DIRECTOR: JAMES W. GREEN Management For For
1D ELECTION OF DIRECTOR: JAMES J. JUDGE Management For For
1E ELECTION OF DIRECTOR: KEVIN C. MELIA Management For For
1F ELECTION OF DIRECTOR: MICHAEL T. MODIC Management For For
1G ELECTION OF DIRECTOR: FRED B. PARKS Management For For
1H ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Management For For
1I ELECTION OF DIRECTOR: EDWARD F. VOBORIL Management For For
1J ELECTION OF DIRECTOR: GERALD L. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS ANALOGIC
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
31, 2011.
03 TO ACT UPON ANY AND ALL MATTERS INCIDENTAL TO ANY Management For For
OF THE FOREGOING AND TRANSACT SUCH OTHER
BUSINESS AS MAY LEGALLY COME BEFORE THE MEETING
OR ANY ADJOURNED SESSION OR SESSIONS THEREOF.
WOODWARD GOVERNOR COMPANY
SECURITY 980745103 MEETING TYPE Annual
TICKER SYMBOL WGOV MEETING DATE 26-Jan-2011
ISIN US9807451037 AGENDA 933359374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ---- -------------
01 DIRECTOR Management
1 MARY L. PETROVICH For For
2 LARRY E. RITTENBERG For For
3 MICHAEL T. YONKER For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
03 PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO EFFECT A NAME CHANGE OF THE
COMPANY TO "WOODWARD, INC."
04 PROPOSAL REGARDING ADVISORY (NON-BINDING) VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE Management Abstain Against
REGARDING FREQUENCY OF STOCKHOLDER ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL TO ELIMINATE SUPERMAJORITY Shareholder Against For
VOTING.
ROCHESTER MEDICAL CORPORATION
SECURITY 771497104 MEETING TYPE Annual
TICKER SYMBOL ROCM MEETING DATE 27-Jan-2011
ISIN US7714971048 AGENDA 933361216 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ---- ------------
01 DIRECTOR Management
1 DARNELL L. BOEHM For For
2 ANTHONY J. CONWAY For For
3 DAVID A. JONAS For For
4 ROGER W. SCHNOBRICH For For
5 BENSON SMITH For For
02 RATIFICATION OF SELECTION OF GRANT THORNTON LLP Management For For
AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011
03 ADVISORY APPROVAL, BY NON-BINDING VOTE, OF Management Abstain Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES
FAIR ISAAC CORPORATION
SECURITY 303250104 MEETING TYPE Annual
TICKER SYMBOL FICO MEETING DATE 01-Feb-2011
ISIN US3032501047 AGENDA 933362030 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ------ ------------
1A ELECTION OF DIRECTOR: A. GEORGE BATTLE Management For For
1B ELECTION OF DIRECTOR: NICHOLAS F. GRAZIANO Management For For
1C ELECTION OF DIRECTOR: MARK N. GREENE Management For For
1D ELECTION OF DIRECTOR: ALEX W. HART Management For For
1E ELECTION OF DIRECTOR: JAMES D. KRISNER Management For For
1F ELECTION OF DIRECTOR: WILLIAM J. LANSING Management For For
1G ELECTION OF DIRECTOR: RAHUL N. MERCHANT Management For For
1H ELECTION OF DIRECTOR: MARGARET L. TAYLOR Management For For
1I ELECTION OF DIRECTOR: DUANE E. WHITE Management For For
02 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
RELATING TO THE COMPANY'S EXECUTIVE OFFICER
COMPENSATION AS DISCLOSED IN THIS PROXY
STATEMENT.
03 ADVISORY (NON-BINDING) VOTE ON THE DESIRED Management Abstain Against
FREQUENCY OF SEEKING APPROVAL OF THE COMPANY'S
EXECUTIVE OFFICER COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 16
GRIFFON CORPORATION
SECURITY 398433102 MEETING TYPE Annual
TICKER SYMBOL GFF MEETING DATE 03-Feb-2011
ISIN US3984331021 AGENDA 933360048 - Management
FOR/AGAINST
ITEM PROPOSAL MTYPE VOTE MANAGEMENT
---- --------------------------------------------- ----------- ------ ------------
01 DIRECTOR Management
1 BERTRAND M. BELL For For
2 ROBERT G. HARRISON For For
3 RONALD J. KRAMER For For
4 MARTIN S. SUSSMAN For For
02 APPROVAL OF THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
03 SELECTION OF VOTING FREQUENCY FOR FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF OUR
EXECUTIVE OFFICERS.
04 APPROVAL OF THE GRIFFON CORPORATION 2011 EQUITY Management Against Against
INCENTIVE PLAN.
05 APPROVAL OF THE GRIFFON CORPORATION 2011 Management For For
PERFORMANCE BONUS PLAN.
06 RATIFICATION OF THE SELECTION BY OUR AUDIT Management For For
COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2011.
KULICKE & SOFFA INDUSTRIES, INC.
SECURITY 501242101 MEETING TYPE Annual
TICKER SYMBOL KLIC MEETING DATE 08-Feb-2011
ISIN US5012421013 AGENDA 933361773 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ----- -----------
01 DIRECTOR Management
1 MR. BRUNO GUILMART For For
2 MR. BARRY WAITE For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 1, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
ZOLL MEDICAL CORPORATION
SECURITY 989922109 MEETING TYPE Annual
TICKER SYMBOL ZOLL MEETING DATE 10-Feb-2011
ISIN US9899221090 AGENDA 933360935 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- ------------
01 DIRECTOR Management
1 JUDITH C. PELHAM For For
2 BENSON F. SMITH For For
3 JOHN J. WALLACE For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against
COMPANY'S AMENDED AND RESTATED 2001 STOCK
INCENTIVE PLAN, AS AMENDED.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against
COMPANY'S AMENDED AND RESTATED 2006 NON-
EMPLOYEE DIRECTOR STOCK OPTION PLAN, AS AMENDED.
04 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Management Abstain Against
RESOLUTION REGARDING EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Management Abstain Against
RESOLUTION REGARDING THE FREQUENCY OF FUTURE
NON-BINDING, ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
06 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 2, 2011.
NAVISTAR INTERNATIONAL CORPORATION
SECURITY 63934E108 MEETING TYPE Annual
TICKER SYMBOL NAV MEETING DATE 15-Feb-2011
ISIN US63934E1082 AGENDA 933365707 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ------------
01 DIRECTOR Management
1 JAMES H. KEYES For For
2 JOHN D. CORRENTI For For
3 DANIEL C. USTIAN For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 17
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------ ------------
03 VOTE TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 110,000,000 TO 220,000,000.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For
POLICY TO OBTAIN STOCKHOLDER APPROVAL FOR
CERTAIN FUTURE SEVERANCE AGREEMENTS.
THE VALSPAR CORPORATION
SECURITY 920355104 MEETING TYPE Annual
TICKER SYMBOL VAL MEETING DATE 17-Feb-2011
ISIN US9203551042 AGENDA 933365264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------ ------------
01 DIRECTOR Management
1 IAN R. FRIENDLY For For
2 JANEL S. HAUGARTH For For
3 WILLIAM L. MANSFIELD For For
02 TO CAST AN ADVISORY VOTE ON THE CORPORATION'S Management Abstain Against
EXECUTIVE COMPENSATION ("SAY-ON-PAY" VOTE).
03 TO CAST AN ADVISORY VOTE ON THE FREQUENCY FOR A Management Abstain Against
STOCKHOLDERS' ADVISORY VOTE ON THE
CORPORATION'S EXECUTIVE COMPENSATION
("FREQUENCY" VOTE).
04 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE THE
CORPORATION'S ACCOUNTS FOR THE FISCAL YEAR
ENDING OCTOBER 28, 2011.
NCI BUILDING SYSTEMS, INC.
SECURITY 628852204 MEETING TYPE Annual
TICKER SYMBOL NCS MEETING DATE 18-Feb-2011
ISIN US6288522047 AGENDA 933367080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------ ---------- ------ -----------
01 DIRECTOR Management
1 NORMAN C. CHAMBERS For For
2 KATHLEEN J. AFFELDT For For
3 NATHAN K. SLEEPER For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF AUDITORS. Management For For
CONTINUCARE CORPORATION
SECURITY 212172100 MEETING TYPE Annual
TICKER SYMBOL CNU MEETING DATE 24-Feb-2011
ISIN US2121721003 AGENDA 933368171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- --------- ------ ------------
01 DIRECTOR Management
1 R.C. PFENNIGER, JR. For For
2 ROBERT J. CRESCI For For
3 NEIL FLANZRAICH For For
4 PHILLIP FROST, M.D. For For
5 JACOB NUDEL, M.D. For For
6 MARVIN A. SACKNER, M.D. For For
7 JACQUELINE M. SIMKIN For For
8 A. MARVIN STRAIT For For
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS CONTINUCARE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING JUNE 30, 2011.
03 A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY
("SAY ON PAY").
04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON SAY ON PAY IN FUTURE YEARS.
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Special
TICKER SYMBOL ASCMA MEETING DATE 24-Feb-2011
ISIN US0436321089 AGENDA 933368931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- --------- ------ ------------
01 PROPOSAL TO APPROVE THE SALE OF 100% OF OUR Management Against Against
CONTENT DISTRIBUTION BUSINESS UNIT TO ENCOMPASS
DIGITAL MEDIA, INC. AND ITS WHOLLY-OWNED SUBSIDIARY.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 18
TETRA TECH, INC.
SECURITY 88162G103 MEETING TYPE Annual
TICKER SYMBOL TTEK MEETING DATE 01-Mar-2011
ISIN US88162G1031 AGENDA 933364527 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- --------- ------ ------------
01 DIRECTOR Management
1 DAN L. BATRACK For For
2 HUGH M. GRANT For For
3 PATRICK C. HADEN For For
4 J. CHRISTOPHER LEWIS For For
5 ALBERT E. SMITH For For
6 J. KENNETH THOMPSON For For
7 RICHARD H. TRULY For For
02 TO VOTE ON A NONBINDING RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO VOTE ON THE FREQUENCY OF NONBINDING Management Abstain Against
STOCKHOLDER VOTES TO APPROVE EXECUTIVE
COMPENSATION.
04 TO VOTE ON THE AMENDMENT OF OUR 2005 EQUITY Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK ISSUABLE UNDER THE PLAN BY
2,500,000 SHARES.
05 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
ESTERLINE TECHNOLOGIES CORPORATION
SECURITY 297425100 MEETING TYPE Annual
TICKER SYMBOL ESL MEETING DATE 02-Mar-2011
ISIN US2974251009 AGENDA 933366949 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- ------------
1A ELECTION OF ROBERT W. CREMIN AS A DIRECTOR TO Management For For
SERVE A TERM THAT EXPIRES IN 2014
1B ELECTION OF ANTHONY P. FRANCESCHINI AS A DIRECTOR Management For For
TO SERVE A TERM THAT EXPIRES IN 2014
1C ELECTION OF JAMES J. MORRIS AS A DIRECTOR TO SERVE Management For For
A TERM THAT EXPIRES IN 2014
1D ELECTION OF DELORES M. ETTER AS A DIRECTOR TO Management For For
SERVE A TERM THAT EXPIRES IN 2012
02 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 28, 2011.
PARAMETRIC TECHNOLOGY CORPORATION
SECURITY 699173209 MEETING TYPE Annual
TICKER SYMBOL PMTC MEETING DATE 09-Mar-2011
ISIN US6991732099 AGENDA 933367713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- ------------
01 DIRECTOR Management
1 C. RICHARD HARRISON For For
02 APPROVE AN INCREASE TO 26,800,000 IN THE TOTAL Management Against Against
NUMBER OF SHARES ISSUABLE UNDER THE 2000 EQUITY
INCENTIVE PLAN.
03 APPROVE THE PERFORMANCE GOALS UNDER THE 2000 Management For For
EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
06 CONFIRM THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS PTC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
VITERRA INC.
SECURITY 92849T108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL VTRAF MEETING DATE 09-Mar-2011
ISIN CA92849T1084 AGENDA 933372207 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ---- ------------
01 DIRECTOR Management
1 THOMAS BIRKS For For
2 VIC BRUCE For For
3 THOMAS CHAMBERS For For
4 PAUL DANIEL For For
5 BONNIE DUPONT For For
6 PERRY GUNNER For For
7 TIM HEARN For For
8 DALLAS HOWE For For
9 KEVIN OSBORN For For
10 HERB PINDER, JR. For For
11 LARRY RUUD For For
12 MAYO SCHMIDT For For
13 MAX VENNING For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF Management For For
THE COMPANY FOR THE ENSUING YEAR.
03 TO APPROVE AND ADOPT THE KEY EMPLOYEE SHARE UNIT Management For For
PLAN FOR THE COMPANY AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR DATED FEBRUARY 2, 2011, TO RESERVE FOR
ISSUANCE 6,000,000 COMMON SHARES OF THE COMPANY
UNDER THE SAID PLAN, AND TO REDUCE BY 6,000,000 THE
NUMBER OF COMMON SHARES OF THE COMPANY
RESERVED FOR ISSUANCE UNDER THE COMPANY'S
MANAGEMENT STOCK OPTION PLAN.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 19
VITERRA INC.
SECURITY 92849T108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL VTRAF MEETING DATE 09-Mar-2011
ISIN CA92849T1084 AGENDA 933372219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- ------------
01 DIRECTOR Management
1 THOMAS BIRKS For For
2 VIC BRUCE For For
3 THOMAS CHAMBERS For For
4 PAUL DANIEL For For
5 BONNIE DUPONT For For
6 PERRY GUNNER For For
7 TIM HEARN For For
8 DALLAS HOWE For For
9 KEVIN OSBORN For For
10 HERB PINDER, JR. For For
11 LARRY RUUD For For
12 MAYO SCHMIDT For For
13 MAX VENNING For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF Management For For
THE COMPANY FOR THE ENSUING YEAR.
03 TO APPROVE AND ADOPT THE KEY EMPLOYEE SHARE UNIT Management For For
PLAN FOR THE COMPANY AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR DATED FEBRUARY 2, 2011, TO RESERVE FOR
ISSUANCE 6,000,000 COMMON SHARES OF THE COMPANY
UNDER THE SAID PLAN, AND TO REDUCE BY 6,000,000 THE
NUMBER OF COMMON SHARES OF THE COMPANY
RESERVED FOR ISSUANCE UNDER THE COMPANY'S
MANAGEMENT STOCK OPTION PLAN.
THE TORO COMPANY
SECURITY 891092108 MEETING TYPE Annual
TICKER SYMBOL TTC MEETING DATE 15-Mar-2011
ISIN US8910921084 AGENDA 933368842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 JEFFREY M. ETTINGER For For
2 KATHERINE J. HARLESS For For
3 INGE G. THULIN For For
4 MICHAEL J. HOFFMAN For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTE.
ROBBINS & MYERS, INC.
SECURITY 770196103 MEETING TYPE Annual
TICKER SYMBOL RBN MEETING DATE 22-Mar-2011
ISIN US7701961036 AGENDA 933375051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 ANDREW G. LAMPEREUR For For
2 THOMAS P. LOFTIS For For
3 DALE L. MEDFORD For For
4 ALBERT J. NEUPAVER For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
AUGUST 31, 2011.
03 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF THE Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 20
SYNERON MEDICAL LTD.
SECURITY M87245102 MEETING TYPE Annual
TICKER SYMBOL ELOS MEETING DATE 29-Mar-2011
ISIN IL0010909351 AGENDA 933377877 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- -------- ----- ------------
01 TO APPROVE AND RATIFY THE RE-APPOINTMENT OF KOST Management For For
FORER GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS OUR INDEPENDENT AUDITORS FOR
THE COMPANY'S 2010 AND 2011 FISCAL YEARS AND FOR
AN ADDITIONAL PERIOD UNTIL THE NEXT ANNUAL
GENERAL MEETING.
02 TO RE-ELECT MR. SHIMON ECKHOUSE, THE COMPANY'S Management For For
CHAIRMAN OF THE BOARD OF DIRECTORS, WHOSE
CURRENT TERM EXPIRES AT THE MEETING, AS A CLASS III
DIRECTOR TO HOLD OFFICE UNTIL THE END OF THE THIRD
ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY TO BE HELD AFTER THE MEETING OR UNTIL A
SUCCESSOR HAS BEEN DULY ELECTED.
03 TO RE-ELECT DR. MICHAEL ANGHEL, THE COMPANY'S Management For For
EXTERNAL DIRECTOR, FOR A THREE-YEAR TERM,
EFFECTIVE AS OF NOVEMBER 7, 2011, IN ACCORDANCE
WITH THE PROVISIONS OF THE ISRAELI COMPANIES LAW.
3A ARE YOU A CONTROLLING SHAREHOLDER IN THE Management Against
COMPANY (AS DEFINED IN THE ISRAELI COMPANIES LAW)
OR VOTING ON BEHALF OF A CONTROLLING
SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE
COUNTED. MARK "FOR" = YES AND "AGAINST" = NO.
04 TO RE-ELECT MR. DAN SUESSKIND, THE COMPANY'S Management For For
EXTERNAL DIRECTOR, FOR A THREE-YEAR TERM,
EFFECTIVE AS OF NOVEMBER 7, 2011, IN ACCORDANCE
WITH THE PROVISIONS OF THE ISRAELI COMPANIES LAW.
4A ARE YOU A CONTROLLING SHAREHOLDER IN THE Management Against
COMPANY (AS DEFINED IN THE ISRAELI COMPANIES LAW)
OR VOTING ON BEHALF OF A CONTROLLING
SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE
COUNTED. MARK "FOR" = YES AND "AGAINST" = NO.
05 TO APPROVE THE COMPENSATION FOR OUR NON- Management For For
EXECUTIVE DIRECTORS AND EXTERNAL DIRECTORS.
06 TO APPROVE AN INCREASE IN THE COMPANY'S Management For For
AUTHORIZED SHARE CAPITAL FROM NIS 1,000,000 TO NIS
1,300,000 AND TO AMEND THE COMPANY'S ARTICLES OF
ASSOCIATION TO REFLECT SUCH INCREASE.
COHERENT, INC.
SECURITY 192479103 MEETING TYPE Annual
TICKER SYMBOL COHR MEETING DATE 31-Mar-2011
ISIN US1924791031 AGENDA 933375758 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- -------- ----- ------------
01 DIRECTOR Management
1 JOHN R. AMBROSEO For For
2 SUSAN JAMES For For
3 L. WILLIAM KRAUSE For For
4 GARRY ROGERSON For For
5 LAWRENCE TOMLINSON For For
6 SANDEEP VIJ For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 1, 2011.
03 TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Management Against Against
04 TO RECEIVE AN ADVISORY VOTE ON OUR EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES. THERE IS NO
MANAGEMENT RECOMMENDATION FOR PROPOSAL 5. IF NO
DIRECTION IS MADE OR GIVEN, THIS PROPOSAL WILL BE
VOTED AS ABSTAIN
IDEX CORPORATION
SECURITY 45167R104 MEETING TYPE Annual
TICKER SYMBOL IEX MEETING DATE 05-Apr-2011
ISIN US45167R1041 AGENDA 933378665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ------- -------------
01 DIRECTOR Management
1 BRADLEY J. BELL For For
2 LAWRENCE D. KINGSLEY For For
3 GREGORY F. MILZCIK For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS AUDITORS OF THE COMPANY FOR 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 21
TIER TECHNOLOGIES, INC.
SECURITY 88650Q100 MEETING TYPE Annual
TICKER SYMBOL TIER MEETING DATE 07-Apr-2011
ISIN US88650Q1004 AGENDA 933387931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ------- -------------
01 DIRECTOR Management
1 CHARLES W. BERGER For For
2 MORGAN P. GUENTHER For For
3 JAMES C. HALE For For
4 ALEX P. HART For For
5 PHILIP G. HEASLEY For For
6 DAVID A. POE For For
7 ZACHARY F. SADEK For For
8 KATHERINE A. SCHIPPER For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO APPROVE HOLDING FUTURE EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES EVERY ONE YEAR, TWO
YEARS, OR THREE YEARS, AS INDICATED.
04 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
AMN HEALTHCARE SERVICES, INC.
SECURITY 001744101 MEETING TYPE Annual
TICKER SYMBOL AHS MEETING DATE 12-Apr-2011
ISIN US0017441017 AGENDA 933385343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ------- -------------
1A ELECTION OF DIRECTOR: R. JEFFREY HARRIS Management For For
1B ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1C ELECTION OF DIRECTOR: MARTHA H. MARSH Management For For
1D ELECTION OF DIRECTOR: SUSAN R. SALKA Management For For
1E ELECTION OF DIRECTOR: ANDREW M. STERN Management For For
1F ELECTION OF DIRECTOR: PAUL E. WEAVER Management For For
1G ELECTION OF DIRECTOR: DOUGLAS D. WHEAT Management For For
02 NON-BINDING ADVISORY VOTE TO APPROVE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
VALLEY NATIONAL BANCORP
SECURITY 919794107 MEETING TYPE Annual
TICKER SYMBOL VLY MEETING DATE 13-Apr-2011
ISIN US9197941076 AGENDA 933381802 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ------- -------------
01 DIRECTOR Management
1 ANDREW B. ABRAMSON For For
2 PAMELA R. BRONANDER For For
3 ERIC P. EDELSTEIN For For
4 M.J. STEELE GUILFOILE For For
5 GRAHAM O. JONES For For
6 WALTER H. JONES, III For For
7 GERALD KORDE For For
8 MICHAEL L. LARUSSO For For
9 MARC J. LENNER For For
10 GERALD H. LIPKIN For For
11 ROBINSON MARKEL For For
12 RICHARD S. MILLER For For
13 BARNETT RUKIN For For
14 SURESH L. SANI For For
15 ROBERT C. SOLDOVERI For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 22
H.B. FULLER COMPANY
SECURITY 359694106 MEETING TYPE Annual
TICKER SYMBOL FUL MEETING DATE 14-Apr-2011
ISIN US3596941068 AGENDA 933375291 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ------- -------------
01 DIRECTOR Management
1 J. MICHAEL LOSH For For
2 LEE R. MITAU For For
3 R. WILLIAM VAN SANT For For
02 A NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
DISCLOSED IN THE ATTACHED PROXY STATEMENT.
03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 3, 2011.
CARDINAL FINANCIAL CORPORATION
SECURITY 14149F109 MEETING TYPE Annual
TICKER SYMBOL CFNL MEETING DATE 15-Apr-2011
ISIN US14149F1093 AGENDA 933387981 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- --------- ------- -------------
01 DIRECTOR Management
1 WILLIAM G. BUCK For For
2 SIDNEY O. DEWBERRY For For
3 ALAN G. MERTEN For For
4 WILLIAM E. PETERSON For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 APPROVE AMENDMENT TO THE COMPANY'S 2002 EQUITY Management Against Against
COMPENSATION PLAN.
05 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR 2011.
UMPQUA HOLDINGS CORPORATION
SECURITY 904214103 MEETING TYPE Annual
TICKER SYMBOL UMPQ MEETING DATE 19-Apr-2011
ISIN US9042141039 AGENDA 933377562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- --------- ------ ------------
1A ELECTION OF DIRECTOR: RAYMOND P. DAVIS Management For For
1B ELECTION OF DIRECTOR: PEGGY Y. FOWLER Management For For
1C ELECTION OF DIRECTOR: ALLYN C. FORD Management For For
1D ELECTION OF DIRECTOR: STEPHEN M. GAMBEE Management For For
1E ELECTION OF DIRECTOR: JOSE R. HERMOCILLO Management For For
1F ELECTION OF DIRECTOR: WILLIAM A. LANSING Management For For
1G ELECTION OF DIRECTOR: LUIS F. MACHUCA Management For For
1H ELECTION OF DIRECTOR: DIANE D. MILLER Management For For
1I ELECTION OF DIRECTOR: HILLIARD C. TERRY, III Management For For
1J ELECTION OF DIRECTOR: BRYAN L. TIMM Management For For
1K ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER Management For For
02 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS Management For For
THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO CONSIDER & APPROVE THE PROPOSAL REGARDING Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
04 TO RECOMMEND (NON-BINDING) THE FREQUENCY OF AN Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
CITIZENS & NORTHERN CORPORATION
SECURITY 172922106 MEETING TYPE Annual
TICKER SYMBOL CZNC MEETING DATE 19-Apr-2011
ISIN US1729221069 AGENDA 933378312 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -------------
1 DIRECTOR Management
1 DENNIS F. BEARDSLEE For For
2 JAN E. FISHER For For
3 ANN M. TYLER For For
2 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE Management Abstain Against
COMPENSATION OF THE COMPANYS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
3 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Management Abstain Against
WHETHER A SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANYS NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
4 RATIFICATION OF THE APPOINTMENT OF THE FIRM OF Management For For
PARENTEBEARD, LLC AS INDEPENDENT AUDITORS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 23
FIRST HORIZON NATIONAL CORPORATION
SECURITY 320517105 MEETING TYPE Annual
TICKER SYMBOL FHN MEETING DATE 19-Apr-2011
ISIN US3205171057 AGENDA 933382056 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- ------------
1A ELECTION OF DIRECTOR: ROBERT B. CARTER Management For For
1B ELECTION OF DIRECTOR: JOHN C. COMPTON Management For For
1C ELECTION OF DIRECTOR: MARK A. EMKES Management For For
1D ELECTION OF DIRECTOR: VICKY B. GREGG Management For For
1E ELECTION OF DIRECTOR: JAMES A. HASLAM, III Management For For
1F ELECTION OF DIRECTOR: D. BRYAN JORDAN Management For For
1G ELECTION OF DIRECTOR: R. BRAD MARTIN Management For For
1H ELECTION OF DIRECTOR: VICKI R. PALMER Management For For
1I ELECTION OF DIRECTOR: COLIN V. REED Management For For
1J ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1K ELECTION OF DIRECTOR: WILLIAM B. SANSOM Management For For
1L ELECTION OF DIRECTOR: LUKE YANCY III Management For For
02 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION
03 DETERMINATION OF THE FREQUENCY AT WHICH A VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION SHALL BE HELD AT THE
ANNUAL MEETING OF SHAREHOLDERS
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
AUDITORS
BROOKLINE BANCORP, INC.
SECURITY 11373M107 MEETING TYPE Annual
TICKER SYMBOL BRKL MEETING DATE 20-Apr-2011
ISIN US11373M1071 AGENDA 933383921 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 PETER O. WILDE For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2011.
03 THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
04 A NON-BINDING PROPOSAL TO GIVE ADVICE WITH Management Abstain Against
RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL
VOTE ON OUR EXECUTIVE COMPENSATION PROGRAMS
AND POLICIES.
05 THE APPROVAL OF THE BROOKLINE BANCORP, INC. 2011 Management For For
RESTRICTED STOCK PLAN.
INSITUFORM TECHNOLOGIES, INC.
SECURITY 457667103 MEETING TYPE Annual
TICKER SYMBOL INSU MEETING DATE 20-Apr-2011
ISIN US4576671030 AGENDA 933386434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- --------- ------- -----------
01 DIRECTOR Management
1 J. JOSEPH BURGESS For For
2 STEPHEN P. CORTINOVIS For For
3 STEPHANIE A. CUSKLEY For For
4 JOHN P. DUBINSKY For For
5 CHARLES R. GORDON For For
6 JUANITA H. HINSHAW For For
7 M. RICHARD SMITH For For
8 ALFRED L. WOODS For For
02 TO APPROVE THE 2011 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against
PLAN
03 TO APPROVE THE 2011 EXECUTIVE PERFORMANCE PLAN Management For For
04 TO APPROVE AN ADVISORY RESOLUTION RELATING TO Management Abstain Against
EXECUTIVE COMPENSATION
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION EVERY ONE, TWO OR THREE YEARS
06 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 24
RSC HOLDINGS INC
SECURITY 74972L102 MEETING TYPE Annual
TICKER SYMBOL RRR MEETING DATE 20-Apr-2011
ISIN US74972L1026 AGENDA 933388945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 PIERRE E. LEROY For For
2 JOHN R. MONSKY For For
3 DONALD C. ROOF For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
FOR OUR YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
FOR 2010.
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
SVB FINANCIAL GROUP
SECURITY 78486Q101 MEETING TYPE Annual
TICKER SYMBOL SIVB MEETING DATE 21-Apr-2011
ISIN US78486Q1013 AGENDA 933379376 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------ -------------
01 DIRECTOR Management
1 GREG W. BECKER For For
2 ERIC A. BENHAMOU For For
3 DAVID M. CLAPPER For For
4 ROGER F. DUNBAR For For
5 JOEL P. FRIEDMAN For For
6 G. FELDA HARDYMON For For
7 ALEX W. 'PETE' HART For For
8 C. RICHARD KRAMLICH For For
9 LATA KRISHNAN For For
10 KATE D. MITCHELL For For
11 JOHN F. ROBINSON For For
12 KYUNG H. YOON For For
02 TO APPROVE THE COMPANY'S 2006 EQUITY INCENTIVE Management Against Against
PLAN, AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 425,000 SHARES OF COMMON STOCK FOR
ISSUANCE THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON Management Abstain Against
THE COMPANY'S EXECUTIVE COMPENSATION ("SAY ON
PAY").
05 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON Management Abstain Against
THE FREQUENCY OF FUTURE SAY ON PAY VOTES.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management
COME BEFORE THE MEETING AND ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF, ACCORDING TO THE
PROXY HOLDERS' DECISION AND IN THEIR DISCRETION.
TERADATA CORPORATION
SECURITY 88076W103 MEETING TYPE Annual
TICKER SYMBOL TDC MEETING DATE 26-Apr-2011
ISIN US88076W1036 AGENDA 933382753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- --------- ----- ------------
1A ELECTION OF DIRECTOR: NANCY E. COOPER Management For For
1B ELECTION OF DIRECTOR: DAVID E. KEPLER Management For For
1C ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS Management For For
02 AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Management Abstain Against
SAY-ON-PAY VOTE. *PLEASE SELECT ONLY ONE OPTION*.
04 APPROVAL OF THE RATIFICATION OF THE APPOINTMENT Management For For
OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
WASHINGTON TRUST BANCORP, INC.
SECURITY 940610108 MEETING TYPE Annual
TICKER SYMBOL WASH MEETING DATE 26-Apr-2011
ISIN US9406101082 AGENDA 933386496 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------ ------------
1 DIRECTOR Management
1 GARY P. BENNETT For For
2 JOHN J. BOWEN For For
3 ROBERT A. DIMUCCIO, CPA For For
4 H. DOUGLAS RANDALL, III For For
5 JOHN F. TREANOR For For
2 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011;
3 A NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS;
4 A NON-BINDING RESOLUTION TO SELECT THE FREQUENCY Management Abstain Against
OF A SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS;
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 25
FIRST NIAGARA FINANCIAL GROUP, INC.
SECURITY 33582V108 MEETING TYPE Annual
TICKER SYMBOL FNFG MEETING DATE 26-Apr-2011
ISIN US33582V1089 AGENDA 933389163 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------ ------------
01 DIRECTOR Management
1 THOMAS E. BAKER For For
2 G. THOMAS BOWERS For For
3 WILLIAM H. (TONY) JONES For For
4 PETER B. ROBINSON For For
02 THE AMENDMENT OF OUR CERTIFICATE OF Management For For
INCORPORATION TO IMPLEMENT THE PHASED IN
DECLASSIFYING OF OUR BOARD OF DIRECTORS
03 THE AMENDMENT TO OUR CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE THE "FAIR PRICE"
PROVISION BY DELETING THE CURRENT TEXT OF ARTICLE
EIGHTH
04 AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR Management Abstain Against
EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS
DESCRIBED IN THIS PROXY STATEMENT
05 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management Abstain Against
OF FUTURE VOTES ON EXECUTIVE COMPENSATION
06 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011
TELEFLEX INCORPORATED
SECURITY 879369106 MEETING TYPE Annual
TICKER SYMBOL TFX MEETING DATE 26-Apr-2011
ISIN US8793691069 AGENDA 933398009 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 GEORGE BABICH, JR. For For
2 WILLIAM R. COOK For For
3 STEPHEN K. KLASKO For For
4 BENSON F. SMITH For For
02 APPROVAL OF THE TELEFLEX INCORPORATED 2011 Management For For
EXECUTIVE INCENTIVE PLAN.
03 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
05 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
FEDERAL SIGNAL CORPORATION
SECURITY 313855108 MEETING TYPE Annual
TICKER SYMBOL FSS MEETING DATE 26-Apr-2011
ISIN US3138551086 AGENDA 933399695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 WILLIAM F. OWENS For For
2 CHARLES R. CAMPBELL For For
3 PAUL W. JONES For For
4 DENNIS J. MARTIN For For
5 BRENDA L. REICHELDERFER For For
02 ADVISORY RESOLUTION RELATING TO OUR EXECUTIVE Management Abstain Against
COMPENSATION
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 26
NATIONAL PENN BANCSHARES, INC.
SECURITY 637138108 MEETING TYPE Annual
TICKER SYMBOL NPBC MEETING DATE 26-Apr-2011
ISIN US6371381087 AGENDA 933414687 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ----- -----------
01 DIRECTOR Management
1 THOMAS A. BEAVER For For
2 JEFFREY P. FEATHER For For
3 PATRICA L. LANGIOTTI For For
4 NATALYE PAQUIN For For
02 RATIFICATION OF NATIONAL PENN'S INDEPENDENT Management For For
AUDITORS FOR 2011.
03 AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE Management Abstain Against
COMPENSATION OF NATIONAL PENN'S EXECUTIVES.
04 AN ADVISORY (NON-BINDING) PROPOSAL RELATING TO Management Abstain Against
THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE
OFFICER COMPENSATION.
KAMAN CORPORATION
SECURITY 483548103 MEETING TYPE Annual
TICKER SYMBOL KAMN MEETING DATE 27-Apr-2011
ISIN US4835481031 AGENDA 933375734 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- ------------
1 DIRECTOR Management
1 BRIAN E. BARENTS For For
2 GEORGE E. MINNICH For For
3 THOMAS W. RABAUT For For
2 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
3 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
THE EXECUTIVE COMPENSATION ADVISORY VOTE.
4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
CONVERGYS CORPORATION
SECURITY 212485106 MEETING TYPE Annual
TICKER SYMBOL CVG MEETING DATE 27-Apr-2011
ISIN US2124851062 AGENDA 933380379 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ------ ------------
1 DIRECTOR Management
1 JEFFREY H. FOX For For
2 RONALD L. NELSON For For
2 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE A PROPOSED AMENDMENT TO THE AMENDED Management For For
AND RESTATED CODE OF REGULATIONS TO ALLOW FOR A
MAJORITY VOTING STANDARD FOR UNCONTESTED
ELECTION OF DIRECTORS.
4 TO CONSIDER AN ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
5 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
NCR CORPORATION
SECURITY 62886E108 MEETING TYPE Annual
TICKER SYMBOL NCR MEETING DATE 27-Apr-2011
ISIN US62886E1082 AGENDA 933382006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 RICHARD L. CLEMMER For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Management Abstain Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THESE
PROXY MATERIALS.
04 TO VOTE ON THE FREQUENCY OF FUTURE NON-BINDING Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 TO RE-APPROVE THE PERFORMANCE GOALS INCLUDED IN Management For For
THE NCR CORPORATION 2006 STOCK INCENTIVE PLAN (AS
AMENDED AND RESTATED EFFECTIVE AS OF DECEMBER
31, 2008) FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
06 TO APPROVE AN AMENDMENT TO INDIVIDUAL AWARD Management For For
LIMITATIONS INCLUDED IN THE NCR CORPORATION 2006
STOCK INCENTIVE PLAN.
07 TO APPROVE AN AMENDMENT TO THE FUNDING FORMULA Management For For
IN THE NCR MANAGEMENT INCENTIVE PLAN FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
08 TO APPROVE THE NCR CORPORATION 2011 ECONOMIC Management For For
PROFIT PLAN FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 27
ORIENTAL FINANCIAL GROUP INC.
SECURITY 68618W100 MEETING TYPE Annual
TICKER SYMBOL OFG MEETING DATE 27-Apr-2011
ISIN PR68618W1001 AGENDA 933383325 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- --------- ------- ------------
01 DIRECTOR Management
1 JOSEN ROSSI* For For
2 JUAN C. AGUAYO** For For
3 PABLO I. ALTIERI** For For
4 FRANCISCO ARRIVI** For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Management Abstain Against
WITH WHICH FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS WILL BE CONDUCTED.
04 TO RATIFY THE SELECTION OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
BROWN & BROWN, INC.
SECURITY 115236101 MEETING TYPE Annual
TICKER SYMBOL BRO MEETING DATE 27-Apr-2011
ISIN US1152361010 AGENDA 933385204 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- --------- ------- ------------
1 DIRECTOR Management
1 J. HYATT BROWN For For
2 SAMUEL P. BELL, III For For
3 HUGH M. BROWN For For
4 J. POWELL BROWN For For
5 BRADLEY CURREY, JR. For For
6 THEODORE J. HOEPNER For For
7 TONI JENNINGS For For
8 TIMOTHY R.M. MAIN For For
9 WENDELL S. REILLY For For
10 JOHN R. RIEDMAN For For
11 CHILTON D. VARNER For For
2 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE, LLP AS BROWN & BROWN, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011
3 TO APPROVE (ON AN ADVISORY BASIS) THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
COLUMBIA BANKING SYSTEM, INC.
SECURITY 197236102 MEETING TYPE Annual
TICKER SYMBOL COLB MEETING DATE 27-Apr-2011
ISIN US1972361026 AGENDA 933390976 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- --------- -------- ------------
1A ELECTION OF DIRECTOR: MELANIE J. DRESSEL Management For For
1B ELECTION OF DIRECTOR: JOHN P. FOLSOM Management For For
1C ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Management For For
1D ELECTION OF DIRECTOR: THOMAS M. HULBERT Management For For
1E ELECTION OF DIRECTOR: THOMAS L. MATSON Management For For
1F ELECTION OF DIRECTOR: DANIEL C. REGIS Management For For
1G ELECTION OF DIRECTOR: DONALD H. RODMAN Management For For
1H ELECTION OF DIRECTOR: WILLIAM T. WEYERHAEUSER Management For For
1I ELECTION OF DIRECTOR: JAMES M. WILL Management For For
02 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
ON COLUMBIA'S EXECUTIVE COMPENSATION.
03 TO VOTE, IN AN ADVISORY (NON-BINDING) CAPACITY, ON Management Abstain Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF COLUMBIA'S EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 28
ARCH CHEMICALS, INC.
SECURITY 03937R102 MEETING TYPE Annual
TICKER SYMBOL ARJ MEETING DATE 28-Apr-2011
ISIN US03937R1023 AGENDA 933379441 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------ ------------
1 DIRECTOR Management
1 MICHAEL E. CAMPBELL For For
2 DAVID LILLEY For For
2 APPROVAL OF THE AMENDED AND RESTATED 1999 STOCK Management For For
PLAN FOR NON-EMPLOYEE DIRECTORS
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
4 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTE.
5 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TENNANT COMPANY
SECURITY 880345103 MEETING TYPE Annual
TICKER SYMBOL TNC MEETING DATE 28-Apr-2011
ISIN US8803451033 AGENDA 933380658 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------ ------------
01 DIRECTOR Management
1 CAROL S. EICHER For For
2 DAVID MATHIESON For For
3 DONAL L. MULLIGAN For For
4 STEPHEN G. SHANK For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against
FREQUENCY FOR FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
OLIN CORPORATION
SECURITY 680665205 MEETING TYPE Annual
TICKER SYMBOL OLN MEETING DATE 28-Apr-2011
ISIN US6806652052 AGENDA 933381129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 GRAY G. BENOIST For For
2 RICHARD M. ROMPALA For For
3 JOSEPH D. RUPP For For
02 NON-BINDING VOTE ON APPROVAL OF THE Management Abstain Against
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
03 NON-BINDING VOTE ON THE FREQUENCY OF A Management Abstain Against
SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ROWAN COMPANIES, INC.
SECURITY 779382100 MEETING TYPE Annual
TICKER SYMBOL RDC MEETING DATE 28-Apr-2011
ISIN US7793821007 AGENDA 933382777 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- ------------
1A ELECTION OF DIRECTOR: R.G. CROYLE Management For For
1B ELECTION OF DIRECTOR: LORD MOYNIHAN Management For For
1C ELECTION OF DIRECTOR: W. MATT RALLS Management For For
1D ELECTION OF DIRECTOR: JOHN J. QUICKE Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
WEBSTER FINANCIAL CORPORATION
SECURITY 947890109 MEETING TYPE Annual
TICKER SYMBOL WBS MEETING DATE 28-Apr-2011
ISIN US9478901096 AGENDA 933386206 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 JOHN J. CRAWFORD For For
2 C. MICHAEL JACOBI For For
3 KAREN R. OSAR For For
02 TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF
THE COMPANY.
03 TO VOTE, ON A NON-BINDING, ADVISORY BASIS, ON THE Management Abstain Against
FREQUENCY OF VOTING ON THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS OF THE COMPANY.
04 TO RATIFY THE APPOINTMENT BY THE BOARD OF Management For For
DIRECTORS OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For
THE ANNUAL ELECTION OF DIRECTORS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 29
GULF ISLAND FABRICATION, INC.
SECURITY 402307102 MEETING TYPE Annual
TICKER SYMBOL GIFI MEETING DATE 28-Apr-2011
ISIN US4023071024 AGENDA 933386511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- --------- ------- -----------
01 DIRECTOR Management
1 GREGORY J. COTTER For For
2 JOHN P. (JACK) LABORDE For For
3 CHRISTOPHER M. HARDING For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
05 TO APPROVE THE COMPANY'S 2011 STOCK INCENTIVE Management For For
PLAN.
A.T. CROSS COMPANY
SECURITY 227478104 MEETING TYPE Annual
TICKER SYMBOL ATX MEETING DATE 28-Apr-2011
ISIN US2274781044 AGENDA 933395344 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------- ------- ------------
01 FIXING THE NUMBER OF CLASS A DIRECTORS AT THREE Management For For
AND CLASS B DIRECTORS AT SIX.
02 DIRECTOR Management
1 HARLAN M. KENT For For
2 ANDREW J. PARSONS For For
3 FRANCES P. PHILIP For For
03 APPROVAL OF AMENDMENT TO OMNIBUS INCENTIVE PLAN. Management Against Against
PROGRESS SOFTWARE CORPORATION
SECURITY 743312100 MEETING TYPE Annual
TICKER SYMBOL PRGS MEETING DATE 28-Apr-2011
ISIN US7433121008 AGENDA 933396081 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 BARRY N. BYCOFF For For
2 RAM GUPTA For For
3 CHARLES F. KANE For For
4 DAVID A. KRALL For For
5 MICHAEL L. MARK For For
6 RICHARD D. REIDY For For
02 TO APPROVE AN AMENDMENT TO THE PROGRESS Management For For
SOFTWARE CORPORATION RESTATED ARTICLES OF
ORGANIZATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
100,000,000 TO 200,000,00
03 ADVISORY VOTE ON THE COMPENSATION OF PROGRESS Management Abstain Against
SOFTWARE CORPORATION'S NAMED EXECUTIVE
OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF PROGRESS
SOFTWARE CORPORATION'S NAMED EXECUTIVE
OFFICERS
CROWN HOLDINGS, INC.
SECURITY 228368106 MEETING TYPE Annual
TICKER SYMBOL CCK MEETING DATE 28-Apr-2011
ISIN US2283681060 AGENDA 933396461 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------ ---------- ---- -----------
01 DIRECTOR Management
1 JENNE K. BRITELL For For
2 JOHN W. CONWAY For For
3 ARNOLD W. DONALD For For
4 WILLIAM G. LITTLE For For
5 HANS J. LOLIGER For For
6 JAMES H. MILLER For For
7 JOSEF M. MULLER For For
8 THOMAS A. RALPH For For
9 HUGUES DU ROURET For For
10 JIM L. TURNER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 30
GAMCO Westwood SmallCap Equity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- ---------------------------------------------------- -------------- ----------- -----------
11 WILLIAM S. URKIEL For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011, WHICH THE BOARD OF DIRECTORS UNANIMOUSLY
RECOMMENDS.
03 TO RE-APPROVE THE TERMS OF THE 2006 STOCK-BASED Management For For
INCENTIVE COMPENSATION PLAN, AS AMENDED.
04 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE SAY-ON-PAY VOTES.
WSFS FINANCIAL CORPORATION
SECURITY 929328102 MEETING TYPE Annual
TICKER SYMBOL WSFS MEETING DATE 28-Apr-2011
ISIN US9293281021 AGENDA 933399784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- ---------------------------------------------------- -------------- ----------- -----------
01 DIRECTOR Management
1 CHARLES G. CHELEDEN For For
2 Z.A. FRANGOPOULOS For For
3 DENNIS E. KLIMA For For
4 MARK A. TURNER For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG, LLP AS Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
03 ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S EXECUTIVES
04 ADVISORY (NON-BINDING) VOTE RECOMMENDING THE Management Abstain Against
FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE TO
APPROVE THE COMPENSATION OF THE COMPANY'S
EXECUTIVES, EVERY
A.M. CASTLE & CO.
SECURITY 148411101 MEETING TYPE Annual
TICKER SYMBOL CAS MEETING DATE 28-Apr-2011
ISIN US1484111018 AGENDA 933407935 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- ---------------------------------------------------- -------------- ----------- -----------
01 DIRECTOR Management
1 BRIAN P. ANDERSON For For
2 THOMAS A. DONAHOE For For
3 ANN M. DRAKE For For
4 MICHAEL H. GOLDBERG For For
5 PATRICK J. HERBERT, III For For
6 TERRENCE J. KEATING For For
7 JAMES D. KELLY For For
8 PAMELA FORBES LIEBERMAN For For
9 JOHN MCCARTNEY For For
10 MICHAEL SIMPSON For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 VOTE TO APPROVE AN AMENDMENT AND RESTATEMENT Management For For
TO THE A. M. CASTLE & CO. RESTRICTED STOCK, STOCK
OPTION AND EQUITY COMPENSATION PLAN TO MODIFY
CERTAIN TERMS.
05 VOTE TO APPROVE AN AMENDMENT TO THE A. M. CASTLE Management Against Against
& CO. RESTRICTED STOCK, STOCK OPTION AND EQUITY
COMPENSATION PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER FROM
2,000,000 TO 2,750,000.
06 VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
LITTELFUSE, INC.
SECURITY 537008104 MEETING TYPE Annual
TICKER SYMBOL LFUS MEETING DATE 29-Apr-2011
ISIN US5370081045 AGENDA 933382664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- ---------------------------------------------------- -------------- ----------- -----------
01 DIRECTOR Management
1 T.J. CHUNG For For
2 JOHN P. DRISCOLL For For
3 ANTHONY GRILLO For For
4 GORDON HUNTER For For
5 JOHN E. MAJOR For For
6 WILLIAM P. NOGLOWS For For
7 RONALD L. SCHUBEL For For
02 APPROVE AND RATIFY THE APPOINTMENT OF ERNST AND Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 31
GAMCO Westwood SmallCap Equity Fund
LYDALL, INC.
SECURITY 550819106 MEETING TYPE Annual
TICKER SYMBOL LDL MEETING DATE 29-Apr-2011
ISIN US5508191062 AGENDA 933384860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- ---------------------------------------------------- -------------- ----------- -----------
01 DIRECTOR Management
1 DALE G. BARNHART For For
2 KATHLEEN BURDETT For For
3 W. LESLIE DUFFY, ESQ. For For
4 MATTHEW T. FARRELL For For
5 MARC T. GILES For For
6 WILLIAM D. GURLEY For For
7 SUZANNE HAMMETT For For
8 S. CARL SODERSTROM, JR. For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFYING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2011.
FERRO CORPORATION
SECURITY 315405100 MEETING TYPE Annual
TICKER SYMBOL FOE MEETING DATE 29-Apr-2011
ISIN US3154051003 AGENDA 933404042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- ---------------------------------------------------- -------------- ----------- -----------
01 DIRECTOR Management
1 SANDRA AUSTIN CRAYTON Withheld Against
2 RICHARD J. HIPPLE Withheld Against
3 WILLIAM B. LAWRENCE Withheld Against
4 TIMOTHY K. PISTELL Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT.
03 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE Management Abstain Against
COMPENSATION FOR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THIS PROXY STATEMENT.
04 RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, Management Abstain Against
FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
MKS INSTRUMENTS, INC.
SECURITY 55306N104 MEETING TYPE Annual
TICKER SYMBOL MKSI MEETING DATE 02-May-2011
ISIN US55306N1046 AGENDA 933385406 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---- ---- ----------
01 DIRECTOR Management
1 JOHN R. BERTUCCI For For
2 ROBERT R. ANDERSON For For
3 GREGORY R. BEECHER For For
02 TO APPROVE A NON-BINDING ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO HOLD A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 32
GAMCO Westwood SmallCap Equity Fund
ASSISTED LIVING CONCEPTS INC
SECURITY 04544X300 MEETING TYPE Annual
TICKER SYMBOL ALC MEETING DATE 02-May-2011
ISIN US04544X3008 AGENDA 933392792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------ ----------- ------- -----------
01 DIRECTOR Management
1 LAURIE A. BEBO For For
2 ALAN BELL For For
3 DEREK H.L. BUNTAIN For For
4 DAVID J. HENNIGAR For For
5 MALEN S. NG For For
6 MELVIN A. RHINELANDER For For
7 C.H. ROADMAN II, MD For For
8 MICHAEL J. SPECTOR For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR 2011.
TRINITY INDUSTRIES, INC.
SECURITY 896522109 MEETING TYPE Annual
TICKER SYMBOL TRN MEETING DATE 02-May-2011
ISIN US8965221091 AGENDA 933400501 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 LELDON E. ECHOLS For For
5 RONALD J. GAFFORD For For
6 RONALD W. HADDOCK For For
7 ADRIAN LAJOUS For For
8 CHARLES W. MATTHEWS For For
9 DIANA S. NATALICIO For For
10 DOUGLAS L. ROCK For For
11 TIMOTHY R. WALLACE For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
THE MANITOWOC COMPANY, INC.
SECURITY 563571108 MEETING TYPE Annual
TICKER SYMBOL MTW MEETING DATE 03-May-2011
ISIN US5635711089 AGENDA 933380230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------- ----------
1 DIRECTOR Management
1 DONALD M. CONDON, JR. For For
2 KEITH D. NOSBUSCH For For
3 GLEN E. TELLOCK For For
2 THE RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
3 AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANYS NAMED EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANYS NAMED EXECUTIVE OFFICERS.
GARDNER DENVER, INC.
SECURITY 365558105 MEETING TYPE Annual
TICKER SYMBOL GDI MEETING DATE 03-May-2011
ISIN US3655581052 AGENDA 933388440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 DONALD G. BARGER, JR. For For
2 RAYMOND R. HIPP For For
3 DAVID D. PETRATIS For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 TO CAST AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 33
GAMCO Westwood SmallCap Equity Fund
MARTEN TRANSPORT, LTD.
SECURITY 573075108 MEETING TYPE Annual
TICKER SYMBOL MRTN MEETING DATE 03-May-2011
ISIN US5730751089 AGENDA 933395560 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 RANDOLPH L. MARTEN For For
2 LARRY B. HAGNESS For For
3 THOMAS J. WINKEL For For
4 JERRY M. BAUER For For
5 ROBERT L. DEMOREST For For
6 G. LARRY OWENS For For
02 ADVISORY, NON-BINDING VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 ADVISORY, NON-BINDING VOTE ON THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO CONFIRM THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ORRSTOWN FINANCIAL SERVICES, INC.
SECURITY 687380105 MEETING TYPE Annual
TICKER SYMBOL ORRF MEETING DATE 03-May-2011
ISIN US6873801053 AGENDA 933406375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 JEFFREY W. COY For For
2 JOHN S. WARD For For
3 JOEL R. ZULLINGER For For
02 APPROVE COMPENSATION OF NAMED EXECUTIVE Management Abstain Against
OFFICERS.
03 FREQUENCY OF SAY-ON-PAY VOTE. Management Abstain Against
04 APPROVE 2011 STOCK INCENTIVE PLAN. Management Against Against
05 RATIFICATION OF APPOINTMENT OF SMITH ELLIOTT Management For For
KEARNS & COMPANY, LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 04-May-2011
ISIN US17273K1097 AGENDA 933386903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- -------- -----------
1 DIRECTOR Management
1 A. WILLIAM HIGGINS For For
2 C. WILLIAM ZADEL For For
2 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
3 TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION Management Abstain Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY AT WHICH THE COMPANY SHOULD INCLUDE
AN ADVISORY VOTE REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS
PROXY STATEMENT FOR STOCKHOLDER CONSIDERATION.
JOURNAL COMMUNICATIONS, INC.
SECURITY 481130102 MEETING TYPE Annual
TICKER SYMBOL JRN MEETING DATE 04-May-2011
ISIN US4811301021 AGENDA 933387373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 STEVEN J. SMITH For For
2 MARY ELLEN STANEK For For
3 OWEN SULLIVAN For For
02 NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT
03 NON-BINDING PREFERENCE AS TO HOW FREQUENTLY Management Abstain Against
SHAREHOLDERS WILL VOTE ON A NON-BINDING
RESOLUTION TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN FUTURE
YEARS
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 25, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 34
GAMCO Westwood SmallCap Equity Fund
UNIT CORPORATION
SECURITY 909218109 MEETING TYPE Annual
TICKER SYMBOL UNT MEETING DATE 04-May-2011
ISIN US9092181091 AGENDA 933387385 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- ----------
01 DIRECTOR Management
1 J. MICHAEL ADCOCK For For
2 STEVEN B. HILDEBRAND For For
3 LARRY C. PAYNE For For
4 G. BAILEY PEYTON For For
02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 THE SELECTION, ON A NON-BINDING ADVISORY BASIS, OF Management Abstain Against
THE FREQUENCY OF THE STOCKHOLDERS' VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR
2011.
CHICAGO BRIDGE & IRON COMPANY N.V.
SECURITY 167250109 MEETING TYPE Annual
TICKER SYMBOL CBI MEETING DATE 04-May-2011
ISIN US1672501095 AGENDA 933390332 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- --------- -----------
1A ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Management For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2013: GARY L. NEALE. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR
THE ALTERNATE NOMINEE LUCIANO REYES).
1B ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Management For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2013: J. CHARLES JENNETT. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE WESTLEY S.
STOCKTON).
2A ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Management For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: LARRY D. MCVAY. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR
THE ALTERNATE NOMINEE DAVID L. KING).
2B ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Management For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: MARSHA C. WILLIAMS. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE LUKE V. SCORSONE).
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO AUTHORIZE THE PREPARATION OF OUR DUTCH Management For For
STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL
REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH
LANGUAGE AND TO ADOPT OUR DUTCH STATUTORY
ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2010.
06 TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT Management For For
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF
ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2010.
07 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Management For For
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF
THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31,
2010.
08 TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR Management For For
MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF
THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10%
OF OUR ISSUED SHARE CAPITAL OF THE COMPANY UNTIL
NOVEMBER 4, 2012, ON THE OPEN MARKET, THROUGH
PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR
MORE SELF TENDER OFFERS FOR A PRICE PER SHARE
NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND
NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE
(AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON
ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE
TRADED.
09 TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT
OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31,
2011.
10 TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE Management For For
SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT
RIGHTS TO ACQUIRE SHARES (INCLUDING OPTIONS TO
SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE
NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO
LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF
SHAREHOLDERS OF THE COMPANY WITH RESPECT TO THE
ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT
TO ACQUIRE SHARES, UNTIL MAY 4, 2016.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 35
GAMCO Westwood SmallCap Equity Fund
ADVANCED ENERGY INDUSTRIES, INC.
SECURITY 007973100 MEETING TYPE Annual
TICKER SYMBOL AEIS MEETING DATE 04-May-2011
ISIN US0079731008 AGENDA 933391106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 DOUGLAS S. SCHATZ For For
2 FREDERICK A. BALL For For
3 RICHARD P. BECK For For
4 HANS GEORG BETZ For For
5 TRUNG T. DOAN For For
6 EDWARD C. GRADY For For
7 TERRY HUDGENS For For
8 THOMAS M. ROHRS For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS ADVANCED ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
AUTONATION, INC.
SECURITY 05329W102 MEETING TYPE Annual
TICKER SYMBOL AN MEETING DATE 04-May-2011
ISIN US05329W1027 AGENDA 933391411 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ---------- -----------
1A ELECTION OF DIRECTOR: MIKE JACKSON Management For For
1B ELECTION OF DIRECTOR: ROBERT J. BROWN Management For For
1C ELECTION OF DIRECTOR: RICK L. BURDICK Management For For
1D ELECTION OF DIRECTOR: WILLIAM C. CROWLEY Management For For
1E ELECTION OF DIRECTOR: DAVID B. EDELSON Management For For
1F ELECTION OF DIRECTOR: ROBERT R. GRUSKY Management For For
1G ELECTION OF DIRECTOR: MICHAEL LARSON Management For For
1H ELECTION OF DIRECTOR: MICHAEL E. MAROONE Management For For
1I ELECTION OF DIRECTOR: CARLOS A. MIGOYA Management For For
1J ELECTION OF DIRECTOR: ALISON H. ROSENTHAL Management For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION
05 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
SPECIAL MEETINGS
06 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
CUMULATIVE VOTING
MATERION CORPORATION
SECURITY 576690101 MEETING TYPE Annual
TICKER SYMBOL MTRN MEETING DATE 04-May-2011
ISIN US5766901012 AGENDA 933397499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ----------- -----------
01 DIRECTOR Management
1 JOSEPH P. KEITHLEY For For
2 N. MOHAN REDDY For For
3 CRAIG S. SHULAR For For
02 TO APPROVE THE AMENDED AND RESTATED MATERION Management For For
CORPORATION 2006 STOCK INCENTIVE PLAN
03 TO APPROVE THE AMENDED AND RESTATED MATERION Management For For
CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY
PLAN
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY
05 TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES
ENTEGRIS, INC.
SECURITY 29362U104 MEETING TYPE Annual
TICKER SYMBOL ENTG MEETING DATE 04-May-2011
ISIN US29362U1043 AGENDA 933404484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ----------- -----------
01 DIRECTOR Management
1 GIDEON ARGOV For For
2 MICHAEL A. BRADLEY For For
3 MARVIN D. BURKETT For For
4 R. NICHOLAS BURNS For For
5 DANIEL W. CHRISTMAN For For
6 ROGER D. MCDANIEL For For
7 PAUL L.H. OLSON For For
8 BRIAN F. SULLIVAN For For
02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, Management Abstain Against
INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE).
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 36
GAMCO Westwood SmallCap Equity Fund
DUCOMMUN INCORPORATED
SECURITY 264147109 MEETING TYPE Annual
TICKER SYMBOL DCO MEETING DATE 04-May-2011
ISIN US2641471097 AGENDA 933408002 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 JOSEPH C. BERENATO For For
2 ROBERT D. PAULSON For For
02 ADVISORY RESOLUTION ON NAMED EXECUTIVE Management Abstain Against
COMPENSATION.
03 ADVISORY VOTE OF THE FREQUENCY OF FUTURE Management Abstain
ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT ACCOUNTANTS.
KAYDON CORPORATION
SECURITY 486587108 MEETING TYPE Annual
TICKER SYMBOL KDN MEETING DATE 04-May-2011
ISIN US4865871085 AGENDA 933412126 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 MARK A. ALEXANDER For For
2 DAVID A. BRANDON For For
3 ATRICK P. COYNE For For
4 WILLIAM K. GERBER For For
5 TIMOTHY J. O'DONOVAN For For
6 JAMES O'LEARY For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, FOR THE YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
TESCO CORPORATION
SECURITY 88157K101 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL TESO MEETING DATE 04-May-2011
ISIN CA88157K1012 AGENDA 933413736 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 FRED J. DYMENT For For
2 GARY L. KOTT For For
3 R. VANCE MILLIGAN, Q.C. For For
4 JULIO M. QUINTANA For For
5 JOHN T. REYNOLDS For For
6 NORMAN W. ROBERTSON For For
7 MICHAEL W. SUTHERLIN For For
8 CLIFTON T. WEATHERFORD For For
02 APPROVAL OF A RESOLUTION TO CONTINUE THE Management Against Against
CORPORATION'S SHAREHOLDER RIGHTS PLAN UNDER THE
AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN
AGREEMENT.
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZATION OF THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 APPROVAL OF THE ADVISORY VOTE ON THE 2010 Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
05 APPROVE THE ADVISORY VOTE ON THE FREQUENCY, IN Management Abstain Against
FUTURE YEARS, OF AN ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 37
GAMCO Westwood SmallCap Equity Fund
BALLANTYNE STRONG, INC.
SECURITY 058516105 MEETING TYPE Annual
TICKER SYMBOL BTN MEETING DATE 04-May-2011
ISIN US0585161054 AGENDA 933414980 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 WILLIAM F. WELSH, II For For
2 ALVIN ABRAMSON For For
3 GARY L. CAVEY For For
4 MARC E. LEBARON For For
5 MARK D. HASEBROOCK For For
02 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
03 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
HEXCEL CORPORATION
SECURITY 428291108 MEETING TYPE Annual
TICKER SYMBOL HXL MEETING DATE 05-May-2011
ISIN US4282911084 AGENDA 933388058 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
1 DIRECTOR Management
1 JOEL S. BECKMAN For For
2 DAVID E. BERGES For For
3 LYNN BRUBAKER For For
4 JEFFREY C. CAMPBELL For For
5 SANDRA L. DERICKSON For For
6 W. KIM FOSTER For For
7 THOMAS A. GENDRON For For
8 JEFFREY A. GRAVES For For
9 DAVID C. HILL For For
10 DAVID L. PUGH For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
3 ADVISORY VOTE ON FREQUENCY OF CONDUCTING AN Management Abstain Against
ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION
4 APPROVAL OF MANAGEMENT INCENTIVE COMPENSATION Management For For
PLAN
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
MUELLER INDUSTRIES, INC.
SECURITY 624756102 MEETING TYPE Annual
TICKER SYMBOL MLI MEETING DATE 05-May-2011
ISIN US6247561029 AGENDA 933391079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 ALEXANDER P. FEDERBUSH For For
2 PAUL J. FLAHERTY For For
3 GENNARO J. FULVIO For For
4 GARY S. GLADSTEIN For For
5 SCOTT J. GOLDMAN For For
6 TERRY HERMANSON For For
7 HARVEY L. KARP For For
8 GREGORY L. CHRISTOPHER For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY.
03 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING Management Abstain Against
VOTE, EXECUTIVE COMPENSATION.
04 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING Management Abstain Against
VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
05 TO APPROVE THE ADOPTION OF THE COMPANY'S 2011 Management For For
ANNUAL BONUS PLAN.
BERKSHIRE HILLS BANCORP, INC.
SECURITY 084680107 MEETING TYPE Annual
TICKER SYMBOL BHLB MEETING DATE 05-May-2011
ISIN US0846801076 AGENDA 933394114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- -------- ------------
01 DIRECTOR Management
1 MICHAEL P. DALY For For
2 SUSAN M. HILL For For
3 CORNELIUS D. MAHONEY For For
4 CATHERINE B. MILLER For For
02 THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
03 A NON-BINDING PROPOSAL TO GIVE ADVICE WITH Management Abstain Against
RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL
VOTE ON OUR EXECUTIVE COMPENSATION PROGRAMS
AND POLICIES.
04 TO APPROVE THE BERKSHIRE HILLS BANCORP, INC. 2011 Management Against Against
EQUITY INCENTIVE PLAN.
05 THE RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF BERKSHIRE
HILLS BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 38
GAMCO Westwood SmallCap Equity Fund
ASTRONICS CORPORATION
SECURITY 046433108 MEETING TYPE Annual
TICKER SYMBOL ATRO MEETING DATE 05-May-2011
ISIN US0464331083 AGENDA 933396435 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 RAYMOND W. BOUSHIE For For
2 ROBERT T. BRADY For For
3 JOHN B. DRENNING For For
4 PETER J. GUNDERMANN For For
5 KEVIN T. KEANE For For
6 ROBERT J. MCKENNA For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
03 TO CONSIDER AND VOTE UPON THE ADOPTION OF THE Management Against Against
2011 EMPLOYEE STOCK OPTION PLAN.
04 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION PROGRAMS AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS SECTION OF
THE PROXY STATEMENT.
05 THE COMPANY SEEKS SHAREHOLDERS' INPUT ON THE Management Abstain Against
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION PROGRAMS.
06 TO CONSIDER AND VOTE UPON A SHAREHOLDER Shareholder Against For
PROPOSAL RECOMMENDING THE BOARD OF DIRECTORS
TAKE ACTION TO CONVERT ALL CLASS B SHARES
(CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES
(CURRENTLY ONE VOTE PER SHARE).
KNOLL, INC.
SECURITY 498904200 MEETING TYPE Annual
TICKER SYMBOL KNL MEETING DATE 05-May-2011
ISIN US4989042001 AGENDA 933397463 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 ANDREW B. COGAN For For
2 STEPHEN F. FISHER For For
3 SARAH E. NASH For For
02 TO RATIFY SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management Abstain Against
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
FLINT ENERGY SERVICES LTD.
SECURITY 339457103 MEETING TYPE Annual
TICKER SYMBOL FESVF MEETING DATE 05-May-2011
ISIN CA3394571036 AGENDA 933413116 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 C. DOUGLAS ANNABLE For For
2 JOHN BATES For For
3 STUART O'CONNOR For For
4 T.D. (TERRY) FREEMAN For For
5 PHILIP C. LACHAMBRE For For
6 W.J. (BILL) LINGARD For For
7 IAN REID For For
8 ROGER THOMAS For For
02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 39
GAMCO Westwood SmallCap Equity Fund
STERLING BANCORP
SECURITY 859158107 MEETING TYPE Annual
TICKER SYMBOL STL MEETING DATE 05-May-2011
ISIN US8591581074 AGENDA 933415146 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 ROBERT ABRAMS For For
2 JOSEPH M. ADAMKO For For
3 LOUIS J. CAPPELLI For For
4 FERNANDO FERRER For For
5 ALLAN F. HERSHFIELD For For
6 HENRY J. HUMPHREYS For For
7 ROBERT W. LAZAR For For
8 CAROLYN JOY LEE For For
9 JOHN C. MILLMAN For For
10 EUGENE ROSSIDES For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF CROWE
HORWATH LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2011.
03 ADVISORY APPROVAL OF THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO REAPPROVE THE STERLING BANCORP KEY Management For For
EXECUTIVE INCENTIVE BONUS PLAN, WHICH WAS
ORIGINALLY APPROVED BY THE COMPANY'S
SHAREHOLDERS IN 2001 AND REAPPROVED IN 2006, THE
MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL TO AMEND THE CERTIFICATE OF Management For For
INCORPORATION OF STERLING BANCORP TO INCREASE
THE NUMBER OF AUTHORIZED COMMON SHARES OF
STERLING BANCORP FROM 50,000,000 TO 100,000,000
SHARES.
CURTISS-WRIGHT CORPORATION
SECURITY 231561101 MEETING TYPE Annual
TICKER SYMBOL CW MEETING DATE 06-May-2011
ISIN US2315611010 AGENDA 933404167 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 MARTIN R. BENANTE For For
2 S. MARCE FULLER For For
3 ALLEN A. KOZINSKI For For
4 JOHN R. MYERS For For
5 JOHN B. NATHMAN For For
6 ROBERT J. RIVET For For
7 WILLIAM W. SIHLER For For
8 ALBERT E. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 PROPOSAL TO APPROVE THE AMENDMENT TO TH E Management For For
COMPANY'S INCENTIVE COMPENSATION PLAN.
04 PROPOSAL TO APPROVE THE AMENDMENTS TO THE Management For For
COMPANY'S EMPLOYEE STOCK PURCHASE PLAN.
05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
06 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON Management Abstain Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
BARNES GROUP INC.
SECURITY 067806109 MEETING TYPE Annual
TICKER SYMBOL B MEETING DATE 06-May-2011
ISIN US0678061096 AGENDA 933416477 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---------- -----------
01 DIRECTOR Management
1 WILLIAM S. BRISTOW, JR. For For
2 HASSELL H. MCCLELLAN For For
3 GREGORY F. MILZCIK For For
02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE BARNES GROUP INC. PERFORMANCE Management For For
BASED BONUS PLAN FOR SELECTED EXECUTIVE
OFFICERS, AS AMENDED.
04 ADVISORY (NON-BINDING) RESOLUTION REGARDING THE Management Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
05 ADVISORY (NON-BINDING) RESOLUTION REGARDING THE Management Abstain Against
FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION.
06 AMENDMENT OF THE COMPANY'S AMENDED AND Shareholder Against For
RESTATED BY-LAWS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS.
07 STOCKHOLDER PROPOSAL REGARDING ELIMINATION OF Shareholder Against For
SUPERMAJORITY VOTING REQUIREMENTS IN THE
COMPANY'S RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, AND ITS AMENDED AND RESTATED BY-
LAWS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 40
GAMCO Westwood SmallCap Equity Fund
IBERIABANK CORPORATION
SECURITY 450828108 MEETING TYPE Annual
TICKER SYMBOL IBKC MEETING DATE 06-May-2011
ISIN US4508281080 AGENDA 933419409 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 HARRY V. BARTON, JR. For For
2 E. STEWART SHEA III For For
3 DAVID H. WELCH For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF PROPOSED AMENDMENTS TO THE 2010 Management Against Against
STOCK INCENTIVE PLAN TO INCREASE SHARES AVAILABLE
FOR ISSUANCE THEREUNDER BY 900,000 SHARES AND
INCREASE SHARES AVAILABLE FOR ISSUANCE AS FULL
VALUE AWARDS BY 450,000 SHARES.
04 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO Management Abstain Against
APPROVE THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF THE NON- Management Abstain Against
BINDING RESOLUTION TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
CADENCE DESIGN SYSTEMS, INC.
SECURITY 127387108 MEETING TYPE Annual
TICKER SYMBOL CDNS MEETING DATE 10-May-2011
ISIN US1273871087 AGENDA 933390609 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: SUSAN L. BOSTROM Management For For
1B ELECTION OF DIRECTOR: DONALD L. LUCAS Management For For
1C ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI- Management For For
VINCENTELLI
1D ELECTION OF DIRECTOR: GEORGE M. SCALISE Management For For
1E ELECTION OF DIRECTOR: JOHN B. SHOVEN Management For For
1F ELECTION OF DIRECTOR: ROGER S. SIBONI Management For For
1G ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Management For For
1H ELECTION OF DIRECTOR: LIP-BU TAN Management For For
02 APPROVAL OF THE 2000 EQUITY INCENTIVE PLAN, Management Against Against
INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER.
03 RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE Management For For
SENIOR EXECUTIVE BONUS PLAN FOR COMPLIANCE WITH
SECTION 162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
04 RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE Management For For
1987 STOCK INCENTIVE PLAN FOR COMPLIANCE WITH
SECTION 162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
05 APPROVAL OF AN AMENDMENT TO THE 1987 STOCK Management Against Against
INCENTIVE PLAN, INCLUDING AN INCREASE IN THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER.
06 VOTE ON A NON-BINDING ADVISORY RESOLUTION Management Abstain Against
REGARDING EXECUTIVE COMPENSATION.
07 VOTE ON A NON-BINDING ADVISORY RESOLUTION Management Abstain Against
REGARDING THE FREQUENCY OF NON-BINDING
STOCKHOLDER VOTES REGARDING EXECUTIVE
COMPENSATION.
08 RATIFICATION OF THE SELECTION OF KPMG LLC AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
BELO CORP.
SECURITY 080555105 MEETING TYPE Annual
TICKER SYMBOL BLC MEETING DATE 10-May-2011
ISIN US0805551050 AGENDA 933394378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
1 DIRECTOR Management
1 ROBERT W. DECHERD For For
2 DUNIA A. SHIVE For For
3 M. ANNE SZOSTAK For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION (SAY-ON-PAY)
4 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON SAY-ON-PAY.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 41
GAMCO Westwood SmallCap Equity Fund
PENSKE AUTOMOTIVE GROUP, INC.
SECURITY 70959W103 MEETING TYPE Annual
TICKER SYMBOL PAG MEETING DATE 10-May-2011
ISIN US70959W1036 AGENDA 933396942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 JOHN D. BARR For For
2 MICHAEL R. EISENSON For For
3 ROBERT H. KURNICK, JR. For For
4 WILLIAM J. LOVEJOY For For
5 KIMBERLY J. MCWATERS For For
6 YOSHIMI NAMBA For For
7 LUCIO A. NOTO For For
8 ROGER S. PENSKE For For
9 RICHARD J. PETERS For For
10 RONALD G. STEINHART For For
11 H. BRIAN THOMPSON For For
02 FOR RATIFICATION OF THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT AUDITING FIRM FOR
2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING.
LAWSON PRODUCTS, INC.
SECURITY 520776105 MEETING TYPE Annual
TICKER SYMBOL LAWS MEETING DATE 10-May-2011
ISIN US5207761058 AGENDA 933412518 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 RONALD B. PORT, M.D. For For
2 ROBERT G. RETTIG For For
3 WILMA J. SMELCER For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF LAWSON PRODUCTS, INC. NAMED
EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF
LAWSON PRODUCTS, INC. NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF THE AMENDMENT OF THE LAWSON Management For For
PRODUCTS, INC. 2009 EQUITY COMPENSATION PLAN.
MIDAS, INC.
SECURITY 595626102 MEETING TYPE Annual
TICKER SYMBOL MDS MEETING DATE 10-May-2011
ISIN US5956261029 AGENDA 933417025 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 THOMAS L. BINDLEY For For
2 ROBERT R. SCHOEBERL For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 RESOLUTION APPROVING THE COMPENSATION OF THE Management For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 FREQUENCY OF INCLUSION IN THE PROXY STATEMENT OF Management 3 Years For
A NON-BINDING ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
MINE SAFETY APPLIANCES COMPANY
SECURITY 602720104 MEETING TYPE Annual
TICKER SYMBOL MSA MEETING DATE 11-May-2011
ISIN US6027201044 AGENDA 933396447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 DIANE M. PEARSE For For
2 L. EDWARD SHAW, JR. For For
3 WILLIAM M. LAMBERT For For
02 APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED Management Against Against
AND RESTATED 2008 MANAGEMENT EQUITY INCENTIVE
PLAN.
03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
05 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 42
GAMCO Westwood SmallCap Equity Fund
ON SEMICONDUCTOR CORPORATION
SECURITY 682189105 MEETING TYPE Annual
TICKER SYMBOL ONNN MEETING DATE 11-May-2011
ISIN US6821891057 AGENDA 933406868 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 KEITH D. JACKSON For For
2 PHILLIP D. HESTER For For
02 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION
03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 RATIFY PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
COHU, INC.
SECURITY 192576106 MEETING TYPE Annual
TICKER SYMBOL COHU MEETING DATE 11-May-2011
ISIN US1925761066 AGENDA 933414699 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 ROBERT L. CIARDELLA For For
02 PROPOSAL TO APPROVE THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
03 PROPOSAL TO RECOMMEND THE FREQUENCY OF AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO REAPPROVE THE PERFORMANCE-BASED Management For For
COMPENSATION MEASURES TO BE USED UNDER THE
COHU, INC. 2005 EQUITY INCENTIVE PLAN.
05 PROPOSAL TO APPROVE AN AMENDMENT TO THE COHU, Management For For
INC. 1997 EMPLOYEE STOCK PURCHASE PLAN.
06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
COHU'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
THE WARNACO GROUP, INC.
SECURITY 934390402 MEETING TYPE Annual
TICKER SYMBOL WRC MEETING DATE 11-May-2011
ISIN US9343904028 AGENDA 933424082 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: DAVID A. BELL Management For For
1B ELECTION OF DIRECTOR: ROBERT A. BOWMAN Management For For
1C ELECTION OF DIRECTOR: RICHARD KARL GOELTZ Management For For
1D ELECTION OF DIRECTOR: JOSEPH R. GROMEK Management For For
1E ELECTION OF DIRECTOR: SHEILA A. HOPKINS Management For For
1F ELECTION OF DIRECTOR: CHARLES R. PERRIN Management For For
1G ELECTION OF DIRECTOR: NANCY A. REARDON Management For For
1H ELECTION OF DIRECTOR: DONALD L. SEELEY Management For For
1I ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS WARNACO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST AN ADVISORY VOTE ON THE COMPENSATION OF Management Abstain Against
WARNACO'S NAMED EXECUTIVE OFFICERS.
04 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES REGARDING
THE COMPENSATION OF WARNACO'S NAMED EXECUTIVE
OFFICERS.
KNIGHT CAPITAL GROUP, INC.
SECURITY 499005106 MEETING TYPE Annual
TICKER SYMBOL KCG MEETING DATE 11-May-2011
ISIN US4990051066 AGENDA 933425298 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: WILLIAM L. BOLSTER Management For For
1B ELECTION OF DIRECTOR: THOMAS M. JOYCE Management For For
1C ELECTION OF DIRECTOR: JAMES W. LEWIS Management For For
1D ELECTION OF DIRECTOR: THOMAS C. LOCKBURNER Management For For
1E ELECTION OF DIRECTOR: JAMES T. MILDE Management For For
1F ELECTION OF DIRECTOR: CHRISTOPHER C. QUICK Management For For
1G ELECTION OF DIRECTOR: LAURIE M. SHAHON Management For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 TO APPROVE HOLDING AN ADVISORY (NON-BINDING) VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR
THREE YEARS, AS INDICATED.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 43
GAMCO Westwood SmallCap Equity Fund
ARTHROCARE CORPORATION
SECURITY 043136100 MEETING TYPE Annual
TICKER SYMBOL ARTC MEETING DATE 12-May-2011
ISIN US0431361007 AGENDA 933394239 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 CHRISTIAN P. AHRENS For For
2 GREGORY A. BELINFANTI For For
3 BARBARA D. BOYAN, PH.D. For For
4 DAVID FITZGERALD For For
5 JAMES G. FOSTER For For
6 TERRENCE E. GEREMSKI For For
7 TORD B. LENDAU For For
8 PETER L. WILSON For For
02 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
GENERAL CABLE CORPORATION
SECURITY 369300108 MEETING TYPE Annual
TICKER SYMBOL BGC MEETING DATE 12-May-2011
ISIN US3693001089 AGENDA 933396271 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 GREGORY B. KENNY For For
2 CHARLES G. MCCLURE, JR. For For
3 PATRICK M. PREVOST For For
4 ROBERT L. SMIALEK For For
5 JOHN E. WELSH, III For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO AUDIT GENERAL CABLE'S 2011
CONSOLIDATED FINANCIAL STATEMENTS AND INTERNAL
CONTROL OVER FINANCIAL REPORTING.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF OUR EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
PETROQUEST ENERGY, INC.
SECURITY 716748108 MEETING TYPE Annual
TICKER SYMBOL PQ MEETING DATE 12-May-2011
ISIN US7167481081 AGENDA 933400791 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 CHARLES T. GOODSON For For
2 WILLIAM W. RUCKS, IV For For
3 E. WAYNE NORDBERG For For
4 MICHAEL L. FINCH For For
5 W.J. GORDON, III For For
6 CHARLES F. MITCHELL, II For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
CYNOSURE INC.
SECURITY 232577205 MEETING TYPE Annual
TICKER SYMBOL CYNO MEETING DATE 12-May-2011
ISIN US2325772059 AGENDA 933401224 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 MICHAEL R. DAVIN For For
03 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
CYNOSURE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 44
GAMCO Westwood SmallCap Equity Fund
CINEMARK HOLDINGS, INC.
SECURITY 17243V102 MEETING TYPE Annual
TICKER SYMBOL CNK MEETING DATE 12-May-2011
ISIN US17243V1026 AGENDA 933401301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 STEVEN P. ROSENBERG For For
2 ENRIQUE F. SENIOR For For
3 DONALD G. SODERQUIST For For
4 ROGER T. STAUBACH For For
02 APPROVAL AND RATIFICATION OF THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE, LLP, AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT.
03 APPROVAL OF THE NON-BINDING, ADVISORY RESOLUTION Management Abstain Against
REGARDING EXECUTIVE COMPENSATION.
04 RECOMMENDATION ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
THE BANCORP, INC.
SECURITY 05969A105 MEETING TYPE Annual
TICKER SYMBOL TBBK MEETING DATE 12-May-2011
ISIN US05969A1051 AGENDA 933402454 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
1A ELECTION OF DIRECTOR: BETSY Z. COHEN Management For For
1B ELECTION OF DIRECTOR: DANIEL G. COHEN Management For For
1C ELECTION OF DIRECTOR: WALTER T. BEACH Management For For
1D ELECTION OF DIRECTOR: MICHAEL J. BRADLEY Management For For
1E ELECTION OF DIRECTOR: MATTHEW COHN Management For For
1F ELECTION OF DIRECTOR: LEON A. HUFF Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. LAMB Management For For
1H ELECTION OF DIRECTOR: FRANK M. MASTRANGELO Management For For
1I ELECTION OF DIRECTOR: JAMES J. MCENTEE III Management For For
1J ELECTION OF DIRECTOR: LINDA SCHAEFFER Management For For
1K ELECTION OF DIRECTOR: JOAN SPECTER Management For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY VOTE Management Abstain Against
ON THE COMPANY'S 2010 COMPENSATION PROGRAM FOR
ITS NAMED EXECUTIVE OFFICERS.
03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY VOTE Management Abstain Against
ON THE COMPANY'S FREQUENCY OF VOTES ON
EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE THE COMPANY'S STOCK OPTION Management Against Against
AND EQUITY PLAN OF 2011.
05 TO APPROVE SELECTION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY
FOR YEAR ENDING DECEMBER 31, 2011.
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 12-May-2011
ISIN US3610861011 AGENDA 933402834 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 CHARLES R. COX For For
2 SANGWOO AHN For For
3 HANS KESSLER For For
4 KEVIN R. JOST For For
02 APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 THE RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 45
GAMCO Westwood SmallCap Equity Fund
HUDSON VALLEY HOLDING CORP.
SECURITY 444172100 MEETING TYPE Annual
TICKER SYMBOL HUVL MEETING DATE 12-May-2011
ISIN US4441721002 AGENDA 933415184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 WILLIAM E. GRIFFIN For For
2 JAMES J. LANDY For For
3 STEPHEN R. BROWN For For
4 JOHN P. CAHILL For For
5 MARY-JANE FOSTER For For
6 GREGORY F. HOLCOMBE For For
7 ADAM W. IFSHIN For For
8 MICHAEL P. MALONEY For For
9 ANGELO R. MARTINELLI For For
10 JOHN A. PRATT JR. For For
11 CECILE D. SINGER For For
12 CRAIG S. THOMPSON For For
02 NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
03 NON-BINDING ADVISORY VOTE ON FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS (PROPOSING ANNUAL VOTE)
04 RATIFY APPOINTMENT OF CROWE HORWATH LLP AS Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER
31, 2011
KAR AUCTION SERVICES INC
SECURITY 48238T109 MEETING TYPE Annual
TICKER SYMBOL KAR MEETING DATE 12-May-2011
ISIN US48238T1097 AGENDA 933416631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 DAVID J. AMENT For For
2 THOMAS J. CARELLA For For
3 BRIAN T. CLINGEN For For
4 MICHAEL B. GOLDBERG For For
5 ROBERT M. FINLAYSON For For
6 PETER R. FORMANEK For For
7 JAMES P. HALLETT For For
8 PETER H. KAMIN For For
9 SANJEEV K. MEHRA For For
10 CHURCH M. MOORE For For
11 THOMAS C. O'BRIEN For For
12 GREGORY P. SPIVY For For
13 JONATHAN P. WARD For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against
FREQUENCY OF VOTING ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
PIONEER DRILLING COMPANY
SECURITY 723655106 MEETING TYPE Annual
TICKER SYMBOL PDC MEETING DATE 12-May-2011
ISIN US7236551062 AGENDA 933421771 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 DEAN A. BURKHARDT For For
2 SCOTT D. URBAN For For
02 TO APPROVE THE AMENDMENT TO THE PIONEER DRILLING Management Against Against
COMPANY 2007 INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 46
GAMCO Westwood SmallCap Equity Fund
FARO TECHNOLOGIES, INC.
SECURITY 311642102 MEETING TYPE Annual
TICKER SYMBOL FARO MEETING DATE 12-May-2011
ISIN US3116421021 AGENDA 933429878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------- ---------- -----------
01 DIRECTOR Management
1 STEPHEN R. COLE For For
2 MARVIN R. SAMBUR, PH.D. For For
3 JAY W. FREELAND For For
02 THE RATIFICATION OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011
03 NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
04 NON-BINDING VOTE ON THE FREQUENCY WITH WHICH Management Abstain Against
SHAREHOLDERS WILL VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
GROUP 1 AUTOMOTIVE, INC.
SECURITY 398905109 MEETING TYPE Annual
TICKER SYMBOL GPI MEETING DATE 13-May-2011
ISIN US3989051095 AGENDA 933395089 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------- ---------- -----------
01 DIRECTOR Management
1 LOUIS E. LATAIF For For
2 STEPHEN D. QUINN For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 13-May-2011
ISIN US44930G1076 AGENDA 933414497 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ------------- ---------- -----------
01 DIRECTOR Management
1 JOHN J. CONNORS For For
2 MICHAEL T. KOVALCHIK For For
3 JOSEPH R. SAUCEDO For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS AUDITORS FOR THE COMPANY.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK Management Against Against
INCENTIVE PLAN.
CASCADE MICROTECH, INC.
SECURITY 147322101 MEETING TYPE Annual
TICKER SYMBOL CSCD MEETING DATE 13-May-2011
ISIN US1473221018 AGENDA 933417544 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 MICHAEL D. BURGER*** For For
2 DR. F. PAUL CARLSON* For For
3 DR. JOHN Y. CHEN* For For
4 JOHN DELAFIELD* For For
5 RAYMOND A. LINK*** For For
6 DR. WILLIAM R. SPIVEY** For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2011.
HEARTLAND PAYMENT SYSTEMS, INC.
SECURITY 42235N108 MEETING TYPE Annual
TICKER SYMBOL HPY MEETING DATE 13-May-2011
ISIN US42235N1081 AGENDA 933438079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 ROBERT O. CARR For For
2 MITCHELL L. HOLLIN For For
3 ROBERT H. NIEHAUS For For
4 MARC J. OSTRO, PH.D. For For
5 JONATHAN J. PALMER For For
6 GEORGE F. RAYMOND For For
7 RICHARD W. VAGUE For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 47
GAMCO Westwood SmallCap Equity Fund
THE DOLAN COMPANY
SECURITY 25659P402 MEETING TYPE Annual
TICKER SYMBOL DM MEETING DATE 17-May-2011
ISIN US25659P4028 AGENDA 933401907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 ARTHUR F. KINGSBURY For For
2 LAUREN RICH FINE For For
3 GARY H. STERN For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
DISCOVERY COMMUNICATIONS, INC.
SECURITY 25470F104 MEETING TYPE Annual
TICKER SYMBOL DISCA MEETING DATE 17-May-2011
ISIN US25470F1049 AGENDA 933405866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 ROBERT R. BENNETT For For
2 JOHN C. MALONE For For
3DAVID M. ZASLAV For For
02 APPROVAL OF THE 2011 EMPLOYEE STOCK PURCHASE Management For For
PLAN
03 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY
COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION Management Abstain Against
DESCRIBED IN THESE PROXY MATERIALS
05 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER Management Abstain Against
ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION IN
THE FUTURE
NEWPORT CORPORATION
SECURITY 651824104 MEETING TYPE Annual
TICKER SYMBOL NEWP MEETING DATE 17-May-2011
ISIN US6518241046 AGENDA 933406022 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 OLEG KHAYKIN For For
2 PETER J. SIMONE For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF NEWPORT'S 2011 STOCK INCENTIVE PLAN. Management Against Against
04 ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
COMPENSATION OF NEWPORT'S NAMED EXECUTIVE
OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON THE APPROVAL OF THE COMPENSATION OF
NEWPORT'S NAMED EXECUTIVE OFFICERS.
TEXAS CAPITAL BANCSHARES, INC.
SECURITY 88224Q107 MEETING TYPE Annual
TICKER SYMBOL TCBI MEETING DATE 17-May-2011
ISIN US88224Q1076 AGENDA 933409030 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 GEORGE F. JONES, JR. For For
2 PETER B. BARTHOLOW For For
3 JAMES H. BROWNING For For
4 JOSEPH M. (JODY) GRANT For For
5 FREDERICK B. HEGI, JR. For For
6 LARRY L. HELM For For
7 JAMES R. HOLLAND, JR. For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 48
GAMCO Westwood SmallCap Equity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- --------- -----------
8 W.W. MCALLISTER III For For
9 ELYSIA HOLT RAGUSA For For
10 STEVEN P. ROSENBERG For For
11 ROBERT W. STALLINGS For For
12 IAN J. TURPIN For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF NAMED EXECUTIVE OFFICERS.
FLUSHING FINANCIAL CORPORATION
SECURITY 343873105 MEETING TYPE Annual
TICKER SYMBOL FFIC MEETING DATE 17-May-2011
ISIN US3438731057 AGENDA 933415057 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 MICHAEL J. HEGARTY For For
2 JOHN J. MCCABE For For
3 DONNA M. O'BRIEN For For
4 MICHAEL J. RUSSO For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 Management For For
OMNIBUS INCENTIVE PLAN.
05 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2011.
COMMUNITY HEALTH SYSTEMS, INC.
SECURITY 203668108 MEETING TYPE Annual
TICKER SYMBOL CYH MEETING DATE 17-May-2011
ISIN US2036681086 AGENDA 933419144 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: W. LARRY CASH Management For For
1B ELECTION OF DIRECTOR: JAMES S. ELY III Management For For
1C ELECTION OF DIRECTOR: JOHN A. FRY Management For For
1D ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D. Management For For
1E ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. Management For For
02 THE APPROVAL OF THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
03 THE APPROVAL OF AN ADVISORY (NON-BINDING) Management Abstain Against
PROPOSAL ON THE FREQUENCY OF ADVISORY
STOCKHOLDER VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
04 THE APPROVAL OF THE 2009 STOCK OPTION AND AWARD Management Against Against
PLAN, AS AMENDED AND RESTATED MARCH 18, 2011.
05 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
SIERRA WIRELESS, INC.
SECURITY 826516106 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL SWIR MEETING DATE 17-May-2011
ISIN CA8265161064 AGENDA 933424739 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JASON W. COHENOUR For For
2 GREGORY D. AASEN For For
3 ROBIN A. ABRAMS For For
4 PAUL G. CATAFORD For For
5 CHARLES E. LEVINE For For
6 S. JANE ROWE For For
7 DAVID B. SUTCLIFFE For For
8 KENT P. THEXTON For For
02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Management For For
ORDINARY RESOLUTION AUTHORIZING AND APPROVING
THE CONTINUATION AND THE AMENDMENT AND
RESTATEMENT OF THE CORPORATION'S AMENDED AND
RESTATED 1997 STOCK OPTION PLAN.
04 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Management Against Against
ORDINARY RESOLUTION AUTHORIZING AND APPROVING
THE ADOPTION OF THE CORPORATION'S 2011 TREASURY
BASED RESTRICTED SHARE UNIT PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 49
GAMCO Westwood SmallCap Equity Fund
RUSH ENTERPRISES, INC.
SECURITY 781846209 MEETING TYPE Annual
TICKER SYMBOL RUSHA MEETING DATE 17-May-2011
ISIN US7818462092 AGENDA 933435869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 W. MARVIN RUSH For For
2 W.M. "RUSTY" RUSH For For
3 JAMES C. UNDERWOOD For For
4 HAROLD D. MARSHALL For For
5 THOMAS A. AKIN For For
6 GERALD R. SZCZEPANSKI For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
2011 YEAR.
03 PROPOSAL TO APPROVE THE AMENDMENT AND Management For For
RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2006
NON-EMPLOYEE DIRECTOR STOCK PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
GLOBAL INDUSTRIES, LTD.
SECURITY 379336100 MEETING TYPE Annual
TICKER SYMBOL GLBL MEETING DATE 18-May-2011
ISIN US3793361003 AGENDA 933396500 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 CHARLES O. BUCKNER For For
2 JOHN A. CLERICO For For
3 LAWRENCE R. DICKERSON For For
4 EDWARD P. DJEREJIAN For For
5 CHARLES R. ENZE For For
6 LARRY E. FARMER For For
7 EDGAR G. HOTARD For For
8 RICHARD A. PATTAROZZI For For
9 JOHN B. REED For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY TO SERVE FOR THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
FOOT LOCKER, INC.
SECURITY 344849104 MEETING TYPE Annual
TICKER SYMBOL FL MEETING DATE 18-May-2011
ISIN US3448491049 AGENDA 933406628 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 NICHOLAS DIPAOLO** For For
2 MATTHEW M. MCKENNA** For For
3 ALLEN QUESTROM** For For
4 CHERYL NIDO TURPIN** For For
5 GUILLERMO MARMOL* For For
02 RATIFICATION OF THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE FOOT LOCKER LONG-TERM INCENTIVE Management For For
COMPENSATION PLAN, AS AMENDED AND RESTATED.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
SEALED AIR CORPORATION
SECURITY 81211K100 MEETING TYPE Annual
TICKER SYMBOL SEE MEETING DATE 18-May-2011
ISIN US81211K1007 AGENDA 933410641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ----------- -------- -----------
01 ELECTION OF HANK BROWN AS A DIRECTOR. Management For For
02 ELECTION OF MICHAEL CHU AS A DIRECTOR. Management For For
03 ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. Management For For
04 ELECTION OF PATRICK DUFF AS A DIRECTOR. Management For For
05 ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR. Management For For
06 ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 50
GAMCO Westwood SmallCap Equity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
07 ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. Management For For
08 ELECTION OF KENNETH P. MANNING AS A DIRECTOR. Management For For
09 ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. Management For For
10 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
11 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
12 APPROVAL OF AMENDED 2005 CONTINGENT STOCK PLAN Management For For
OF SEALED AIR CORPORATION.
13 APPROVAL OF AMENDED SEALED AIR CORPORATION 2002 Management For For
STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
14 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2011.
DENNY'S CORPORATION
SECURITY 24869P104 MEETING TYPE Annual
TICKER SYMBOL DENN MEETING DATE 18-May-2011
ISIN US24869P1049 AGENDA 933410792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: GREGG R. DEDRICK Management For For
1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For
1C ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For
1D ELECTION OF DIRECTOR: JOHN C. MILLER Management For For
1E ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For
1F ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For
1G ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For
1H ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For
1I ELECTION OF DIRECTOR: LAYSHA WARD Management For For
1J ELECTION OF DIRECTOR: F. MARK WOLFINGER Management For For
2 A PROPOSAL TO RATIFY THE SELECTION OF KPMG, LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF DENNY'S CORPORATION AND ITS SUBSIDIARIES
FOR THE YEAR ENDING DECEMBER 28, 2011.
3 AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.
ATMEL CORPORATION
SECURITY 049513104 MEETING TYPE Annual
TICKER SYMBOL ATML MEETING DATE 18-May-2011
ISIN US0495131049 AGENDA 933410906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- --------- -----------
1 ELECTION OF DIRECTOR: STEVEN LAUB Management For For
2 ELECTION OF DIRECTOR: TSUNG-CHING WU Management For For
3 ELECTION OF DIRECTOR: DAVID SUGISHITA Management For For
4 ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN Management For For
5 ELECTION OF DIRECTOR: JACK L. SALTICH Management For For
6 ELECTION OF DIRECTOR: CHARLES CARINALLI Management For For
7 ELECTION OF DIRECTOR: DR. EDWARD ROSS Management For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR Management Against Against
2005 STOCK PLAN.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE Management Abstain Against
COMPENSATION.
05 TO DETERMINE, IN AN ADVISORY VOTE, THE FREQUENCY Management Abstain Against
OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
AKAMAI TECHNOLOGIES, INC.
SECURITY 00971T101 MEETING TYPE Annual
TICKER SYMBOL AKAM MEETING DATE 18-May-2011
ISIN US00971T1016 AGENDA 933412986 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- -------- -----------
1A ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN Management For For
1B ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY Management For For
1C ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT Management For For
1D ELECTION OF CLASS III DIRECTOR: FREDERIC V. SALERNO Management For For
02 AMENDMENT TO 2009 STOCK INCENTIVE PLAN. Management Against Against
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF HOLDING FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
05 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 51
ASTORIA FINANCIAL CORPORATION
SECURITY 046265104 MEETING TYPE Annual
TICKER SYMBOL AF MEETING DATE 18-May-2011
ISIN US0462651045 AGENDA 933416807 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 GEORGE L. ENGELKE, JR. For For
2 PETER C. HAEFFNER, JR. For For
3 RALPH F. PALLESCHI For For
02 THE APPROVAL OF AN AMENDMENT TO THE 2005 RE- Management Against Against
DESIGNATED, AMENDED AND RESTATED STOCK INCENTIVE
PLAN FOR OFFICERS AND EMPLOYEES OF ASTORIA
FINANCIAL CORPORATION.
03 THE APPROVAL, ON A NON-BINDING BASIS, OF THE Management Abstain Against
COMPENSATION OF ASTORIA FINANCIAL CORPORATION'S
NAMED EXECUTIVE OFFICERS.
04 THE APPROVAL, ON A NON-BINDING BASIS, OF THE Management Abstain Against
FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES
TO APPROVE THE COMPENSATION OF ASTORIA FINANCIAL
CORPORATION'S NAMED EXECUTIVE OFFICERS.
05 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ASTORIA FINANCIAL CORPORATION FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
FRANCO-NEVADA CORPORATION
SECURITY 351858105 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL FNNVF MEETING DATE 18-May-2011
ISIN CA3518581051 AGENDA 933418801 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 PIERRE LASSONDE For For
2 DAVID HARQUAIL For For
3 DEREK W. EVANS For For
4 GRAHAM FARQUHARSON For For
5 LOUIS GIGNAC For For
6 RANDALL OLIPHANT For For
7 DAVID R. PETERSON For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS, Management For For
WITH OR WITHOUT VARIATION, THE ADVISORY
RESOLUTION ON THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION.
PULSE ELECTRONICS CORP
SECURITY 74586W106 MEETING TYPE Contested-Annual
TICKER SYMBOL PULS MEETING DATE 18-May-2011
ISIN US74586W1062 AGENDA 933419411 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 THE COMPANY'S PROPOSAL TO APPROVE AMENDMENTS Management For For
TO ITS ARTICLES OF INCORPORATION AND BY-LAWS TO
PROVIDE FOR PLURALITY VOTING IN CONTESTED
DIRECTOR ELECTIONS.
02 DIRECTOR Management
1 TIMOTHY E. BROG For For
2 JAMES DENNEDY For For
03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Management Abstain For
COMPENSATION. OPPOSITION HAS NO RECOMMENDATION
FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE
CAST AS A VOTE TO "ABSTAIN".
04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. OPPOSITION HAS NO RECOMMENDATION
FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE
CAST AS A VOTE FOR "1 YEAR".
PETROHAWK ENERGY CORPORATION
SECURITY 716495106 MEETING TYPE Annual
TICKER SYMBOL HK MEETING DATE 18-May-2011
ISIN US7164951060 AGENDA 933425818 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 FLOYD C. WILSON For For
2 GARY A. MERRIMAN For For
3 ROBERT C. STONE, JR. For For
02 APPROVAL OF THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
03 RECOMMENDATION OF THE FREQUENCY OF A Management Abstain Against
STOCKHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 APPROVAL OF AMENDMENTS TO OUR THIRD AMENDED Management For For
AND RESTATED 2004 EMPLOYEE INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 52
SILICON IMAGE, INC.
SECURITY 82705T102 MEETING TYPE Annual
TICKER SYMBOL SIMG MEETING DATE 18-May-2011
ISIN US82705T1025 AGENDA 933431532 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 WILLIAM RADUCHEL For For
2 CAMILLO MARTINO For For
02 VOTE TO AMEND OUR 1999 EMPLOYEE STOCK PURCHASE Management For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE THEREUNDER
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
05 VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
CINEPLEX INC.
SECURITY 172454100 MEETING TYPE Annual
TICKER SYMBOL CPXGF MEETING DATE 18-May-2011
ISIN CA1724541000 AGENDA 933432281 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 ROBERT BRUCE For For
2 IAN GREENBERG For For
3 SARABJIT MARWAH For For
4 EDWARD SONSHINE For For
5 PHYLLIS YAFFE For For
6 JOAN DEA For For
7 ELLIS JACOB For For
8 ANTHONY MUNK For For
9 ROBERT STEACY For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITORS OF THE CORPORATION AND THE
AUTHORIZATION OF THE DIRECTORS TO FIX THEIR
REMUNERATION.
THE WET SEAL, INC.
SECURITY 961840105 MEETING TYPE Annual
TICKER SYMBOL WTSLA MEETING DATE 18-May-2011
ISIN US9618401056 AGENDA 933433954 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 JONATHAN DUSKIN For For
2 SIDNEY M. HORN For For
3 HAROLD D. KAHN For For
4 SUSAN P. MCGALLA For For
5 KENNETH M. REISS For For
6 HENRY D. WINTERSTERN For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE WET SEAL, INC.'S NAMED
EXECUTIVE OFFICERS.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against
OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION
OF THE WET SEAL, INC.'S NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL
2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 53
SCHAWK, INC.
SECURITY 806373106 MEETING TYPE Annual
TICKER SYMBOL SGK MEETING DATE 18-May-2011
ISIN US8063731066 AGENDA 933434196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 CLARENCE W. SCHAWK For For
2 DAVID A. SCHAWK For For
3 A. ALEX SARKISIAN, ESQ. For For
4 LEONARD S. CARONIA For For
5 JUDITH W. MCCUE, ESQ. For For
6 HOLLIS W. RADEMACHER For For
7 JOHN T. MCENROE, ESQ. For For
8 MICHAEL G. O'ROURKE For For
9 STANLEY N. LOGAN For For
02 FOR THE APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 FOR THE RE-APPROVAL OF THE PERFORMANCE Management For For
MEASURES UNDER THE SCHAWK, INC. 2006 LONG-TERM
INCENTIVE PLAN.
05 FOR THE APPROVAL OF THE AMENDED AND RESTATED Management For For
EMPLOYEE STOCK PURCHASE PLAN.
OLD NATIONAL BANCORP
SECURITY 680033107 MEETING TYPE Annual
TICKER SYMBOL ONB MEETING DATE 19-May-2011
ISIN US6800331075 AGENDA 933396928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 JOSEPH D. BARNETTE, JR. For For
2 ALAN W. BRAUN For For
3 LARRY E. DUNIGAN For For
4 NIEL C. ELLERBROOK For For
5 ANDREW E. GOEBEL For For
6 ROBERT G. JONES For For
7 PHELPS L. LAMBERT For For
8 ARTHUR H. MCELWEE, JR. For For
9 JAMES T. MORRIS For For
10 MARJORIE Z. SOYUGENC For For
11 KELLY N. STANLEY For For
12 LINDA E. WHITE For For
02 APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against
EXECUTIVE COMPENSATION.
03 APPROVAL OF A NON-BINDING ADVISORY PROPOSAL Management Abstain Against
DETERMINING THE FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF CROWE Management For For
HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
STEC, INC.
SECURITY 784774101 MEETING TYPE Annual
TICKER SYMBOL STEC MEETING DATE 19-May-2011
ISIN US7847741011 AGENDA 933405602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 MANOUCH MOSHAYEDI For For
2 MARK MOSHAYEDI For For
3 F. MICHAEL BALL For For
4 RAJAT BAHRI For For
5 CHRISTOPHER W. COLPITTS For For
6 KEVIN C. DALY, PH.D. For For
7 MATTHEW L. WITTE For For
02 TO APPROVE AN AMENDMENT TO INCREASE THE SHARE Management Against Against
RESERVE UNDER OUR 2010 INCENTIVE AWARD PLAN.
03 TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
AN ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
05 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP BY THE BOARD OF
DIRECTORS AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 54
WASHINGTON BANKING COMPANY
SECURITY 937303105 MEETING TYPE Annual
TICKER SYMBOL WBCO MEETING DATE 19-May-2011
ISIN US9373031056 AGENDA 933407036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 TO APPROVE AN AMENDMENT TO OUR ARTICLES OF Management For For
INCORPORATION THAT WOULD DECLASSIFY THE BOARD
OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION
OF DIRECTORS.
02 DIRECTOR Management
1 JAY T. LIEN#* For For
2 GRAGG E. MILLER# For For
3 ANTHONY B. PICKERING# For For
4 ROBERT T. SEVERNS# For For
5 JOHN L. WAGNER# For For
6 EDWARD J. WALLGREN#* For For
03 TO CONSIDER A RESOLUTION TO APPROVE THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
04 TO CONSIDER AN ADVISORY VOTE ON HOW OFTEN TO Management Abstain Against
HOLD THE NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
05 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
FORMFACTOR, INC.
SECURITY 346375108 MEETING TYPE Annual
TICKER SYMBOL FORM MEETING DATE 19-May-2011
ISIN US3463751087 AGENDA 933411314 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
1 DIRECTOR Management
1 G. CARL EVERETT, JR. For For
2 THOMAS ST. DENNIS For For
2 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
SHAREHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS FORMFACTOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
THE JONES GROUP INC.
SECURITY 48020T101 MEETING TYPE Annual
TICKER SYMBOL JNY MEETING DATE 19-May-2011
ISIN US48020T1016 AGENDA 933412431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
1A ELECTION OF DIRECTOR: WESLEY R. CARD Management For For
1B ELECTION OF DIRECTOR: SIDNEY KIMMEL Management For For
1C ELECTION OF DIRECTOR: MATTHEW H. KAMENS Management For For
1D ELECTION OF DIRECTOR: GERALD C. CROTTY Management For For
1E ELECTION OF DIRECTOR: LOWELL W. ROBINSON Management For For
1F ELECTION OF DIRECTOR: DONNA F. ZARCONE Management For For
1G ELECTION OF DIRECTOR: ROBERT L. METTLER Management For For
1H ELECTION OF DIRECTOR: MARGARET H. GEORGIADIS Management For For
02 RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR THE
CORPORATION FOR THE YEAR 2011.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
WESTFIELD FINANCIAL, INC.
SECURITY 96008P104 MEETING TYPE Annual
TICKER SYMBOL WFD MEETING DATE 19-May-2011
ISIN US96008P1049 AGENDA 933416782 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 DONNA J. DAMON For For
2 ROBERT T. CROWLEY, JR. For For
3 PAUL R. POHL For For
4 STEVEN G. RICHTER For For
02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS WESTFIELD FINANCIAL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 THE CONSIDERATION AND APPROVAL OF A NON-BINDING Management Abstain Against
ADVISORY RESOLUTION ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
04 THE CONSIDERATION AND VOTE UPON A NON-BINDING Management Abstain Against
ADVISORY PROPOSAL ON THE FREQUENCY OF ADVISORY
VOTE CONCERNING COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood SmallCap Equity Fund 55
ZEBRA TECHNOLOGIES CORPORATION
SECURITY 989207105 MEETING TYPE Annual
TICKER SYMBOL ZBRA MEETING DATE 19-May-2011
ISIN US9892071054 AGENDA 933419524 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 ANDERS GUSTAFSSON For For
2 ANDREW K. LUDWICK For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
04 TO APPROVE OUR 2011 LONG-TERM INCENTIVE PLAN Management Against Against
05 TO APPROVE OUR 2011 SHORT-TERM INCENTIVE PLAN Management For For
06 TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE Management For For
PLAN
07 TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE Management For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR 2011
MORTON'S RESTAURANT GROUP, INC.
SECURITY 619430101 MEETING TYPE Annual
TICKER SYMBOL MRT MEETING DATE 19-May-2011
ISIN US6194301015 AGENDA 933422139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 STEPHEN E. PAUL For For
2 DAVID B. PITTAWAY For For
3 DIANNE H. RUSSELL For For
4 ZANE TANKEL For For
02 PROPOSAL TO RATIFY THE RE-APPOINTMENT OF KPMG Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS.
03 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE.
NEWPORT BANCORP, INC.
SECURITY 651754103 MEETING TYPE Annual
TICKER SYMBOL NFSB MEETING DATE 19-May-2011
ISIN US6517541032 AGENDA 933423511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 PETER T. CROWLEY For For
2 MICHAEL J. HAYES For For
3 ARTHUR H. LATHROP For For
4 KATHLEEN A. NEALON For For
02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For
COMPANY, P.C. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEWPORT BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
KEY ENERGY SERVICES, INC.
SECURITY 492914106 MEETING TYPE Annual
TICKER SYMBOL KEG MEETING DATE 19-May-2011
ISIN US4929141061 AGENDA 933423713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- --------- ----------- -------------
01 DIRECTOR Management
1 WILLIAM D. FERTIG For For
2 ROBERT K. REEVES For For
3 J. ROBINSON WEST For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF Management For For
DIRECTORS OF GRANT THORNTON LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 56
GAMCO Westwood SmallCap Equity Fund
VEECO INSTRUMENTS INC.
SECURITY 922417100 MEETING TYPE Annual
TICKER SYMBOL VECO MEETING DATE 19-May-2011
ISIN US9224171002 AGENDA 933425452 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------------- ------- -----------
01 DIRECTOR Management
1 THOMAS GUTIERREZ For For
2 GORDON HUNTER For For
3 PETER J. SIMONE For For
02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE VEECO MANAGEMENT BONUS PLAN. Management For For
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
GOODRICH PETROLEUM CORPORATION
SECURITY 382410405 MEETING TYPE Annual
TICKER SYMBOL GDP MEETING DATE 19-May-2011
ISIN US3824104059 AGENDA 933425666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------------- ------- -----------
01 DIRECTOR Management
1 JOSIAH T. AUSTIN For For
2 PETER GOODSON For For
3 GENE WASHINGTON For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against
STOCKHOLDER VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO APPROVE THE FIRST AMENDMENT TO THE Management For For
2006 LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE Management For For
2006 LONG-TERM INCENTIVE PLAN FOR PURPOSES OF
COMPLYING WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
MEADOWBROOK INSURANCE GROUP, INC.
SECURITY 58319P108 MEETING TYPE Annual
TICKER SYMBOL MIG MEETING DATE 19-May-2011
ISIN US58319P1084 AGENDA 933427242 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ------------------ ------- -----------
01 DIRECTOR Management
1 ROBERT H. NAFTALY For For
2 ROBERT W. STURGIS For For
3 BRUCE E. THAL For For
4 JEFFREY A. MAFFETT For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER Management Abstain Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
WABASH NATIONAL CORPORATION
SECURITY 929566107 MEETING TYPE Annual
TICKER SYMBOL WNC MEETING DATE 19-May-2011
ISIN US9295661071 AGENDA 933429614 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: RICHARD J. GIROMINI Management For For
1B ELECTION OF DIRECTOR: MARTIN C. JISCHKE Management For For
1C ELECTION OF DIRECTOR: JAMES D. KELLY Management For For
1D ELECTION OF DIRECTOR: JOHN E. KUNZ Management For For
1E ELECTION OF DIRECTOR: LARRY J. MAGEE Management For For
1F ELECTION OF DIRECTOR: SCOTT K. SORENSEN Management For For
02 TO APPROVE THE WABASH NATIONAL CORPORATION 2011 Management Against Against
OMNIBUS INCENTIVE PLAN.
03 TO APPROVE THE COMPENSATION OF OUR EXECUTIVE Management Abstain Against
OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF ADVISORY VOTES ON THE COMPENSATION OF OUR
EXECUTIVE OFFICERS.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
WABASH NATIONAL CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 57
GAMCO Westwood SmallCap Equity Fund
ULTRA CLEAN HOLDINGS, INC.
SECURITY 90385V107 MEETING TYPE Annual
TICKER SYMBOL UCTT MEETING DATE 19-May-2011
ISIN US90385V1070 AGENDA 933438980 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------------- ------- -----------
01 DIRECTOR Management
1 SUSAN H. BILLAT For For
2 JOHN CHENAULT For For
3 CLARENCE L. GRANGER For For
4 DAVID T. IBNALE For For
5 LEONID MEZHVINSKY For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC. FOR
FISCAL 2011.
03 TO APPROVE, BY AN ADVISORY VOTE, THE Management Abstain Against
COMPENSATION OF ULTRA CLEAN'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT FOR
THE 2011 ANNUAL MEETING OF STOCKHOLDERS.
04 TO RECOMMEND, BY AN ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
SECURITY 868168105 MEETING TYPE Annual
TICKER SYMBOL SUP MEETING DATE 20-May-2011
ISIN US8681681057 AGENDA 933400361 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------- ------- -----------
01 DIRECTOR Management
1 LOUIS L. BORICK For For
2 STEVEN J. BORICK For For
3 FRANCISCO S. URANGA For For
02 APPROVAL OF THE CEO ANNUAL INCENTIVE Management For For
PERFORMANCE PLAN.
03 APPROVAL OF EXECUTIVE COMPENSATION ON AN Management Abstain Against
ADVISORY BASIS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE Shareholder Against For
VOTING STANDARD FOR DIRECTOR ELECTIONS.
SUPERIOR ENERGY SERVICES, INC.
SECURITY 868157108 MEETING TYPE Annual
TICKER SYMBOL SPN MEETING DATE 20-May-2011
ISIN US8681571084 AGENDA 933429727 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------------------- ------- -----------
01 DIRECTOR Management
1 HAROLD J. BOUILLION For For
2 ENOCH L. DAWKINS For For
3 DAVID D. DUNLAP For For
4 JAMES M. FUNK For For
5 TERENCE E. HALL For For
6 E.E. "WYN" HOWARD, III For For
7 JUSTIN L. SULLIVAN For For
02 APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY AN ADVISORY VOTE, THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
05 ADOPT THE PROPOSED 2011 STOCK INCENTIVE PLAN. Management Against Against
ROVI CORPORATION
SECURITY 779376102 MEETING TYPE Annual
TICKER SYMBOL ROVI MEETING DATE 24-May-2011
ISIN US7793761021 AGENDA 933409319 - Management
FOR/AGAINST
TEM PROPOSAL TYPE VOTE MANAGEMENT
--- -------------------------------------------------- ---------------------- ------- -----------
01 DIRECTOR Management
1 ALFRED J. AMOROSO For For
2 ALAN L. EARHART For For
3 ANDREW K. LUDWICK For For
4 JAMES E. MEYER For For
5 JAMES P. O'SHAUGHNESSY For For
6 RUTHANN QUINDLEN For For
02 APPROVAL OF THE AMENDMENT TO THE 2008 EQUITY Management For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
04 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
05 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Management Abstain Against
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 58
GAMCO Westwood SmallCap Equity Fund
TREDEGAR CORPORATION
SECURITY 894650100 MEETING TYPE Annual
TICKER SYMBOL TG MEETING DATE 24-May-2011
ISIN US8946501009 AGENDA 933417417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------------------- ------- -----------
01 DIRECTOR Management
1 GEORGE C. FREEMAN, III Withheld Against
2 GEORGE A. NEWBILL Withheld Against
3 THOMAS G. SLATER, JR. Withheld Against
4 R. GREGORY WILLIAMS Withheld Against
02 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
03 FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
S1 CORPORATION
SECURITY 78463B101 MEETING TYPE Annual
TICKER SYMBOL SONE MEETING DATE 24-May-2011
ISIN US78463B1017 AGENDA 933418077 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------------- ------- -----------
01 DIRECTOR Management
1 RAM GUPTA For For
2 GREGORY J. OWENS For For
02 RATIFY THE APPOINTMENT OF AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
PRGX GLOBAL, INC.
SECURITY 69357C503 MEETING TYPE Annual
TICKER SYMBOL PRGX MEETING DATE 24-May-2011
ISIN US69357C5031 AGENDA 933424272 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------------------- ------- -----------
01 DIRECTOR Management
1 DAVID A. COLE* For For
2 PHILLIP J MAZZILLI, JR* For For
3 ARCHELLE G. FELDSHON* For For
4 PATRICK M. BYRNE** For For
02 RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS Management For For
PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 FREQUENCY OF FUTURE ADVISORY VOTES ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
OMNICELL, INC.
SECURITY 68213N109 MEETING TYPE Annual
TICKER SYMBOL OMCL MEETING DATE 24-May-2011
ISIN US68213N1090 AGENDA 933425577 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------------------- ------- -----------
01 DIRECTOR Management
1 RANDY D. LINDHOLM For For
2 SARA J. WHITE For For
3 WILLIAM H. YOUNGER, JR. For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
03 FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF SOLICITATION OF STOCKHOLDER VOTES
ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 59
GAMCO Westwood SmallCap Equity Fund
SECURITY 421906108 MEETING TYPE Annual
TICKER SYMBOL HCSG MEETING DATE 24-May-2011
ISIN US4219061086 AGENDA 933431708 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------- ------- -----------
01 DIRECTOR Management
1 DANIEL P. MCCARTNEY For For
2 JOSEPH F. MCCARTNEY For For
3 ROBERT L. FROME For For
4 ROBERT J. MOSS For For
5 JOHN M. BRIGGS For For
6 DINO D. OTTAVIANO For For
7 THEODORE WAHL For For
8 MICHAEL E. MCBRYAN For For
9 DIANE S. CASEY For For
02 TO APPROVE AND RATIFY THE SELECTION OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
SHAREHOLDER ADVICE ON EXECUTIVE COMPENSATION.
OMNICARE, INC.
SECURITY 681904108 MEETING TYPE Annual
TICKER SYMBOL OCR MEETING DATE 24-May-2011
ISIN US6819041087 AGENDA 933436657 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN FIGUEROA Management For For
1B ELECTION OF DIRECTOR: STEVEN J. HEYER Management For For
1C ELECTION OF DIRECTOR: ANDREA R. LINDELL Management For For
1D ELECTION OF DIRECTOR: JAMES D. SHELTON Management For For
1E ELECTION OF DIRECTOR: AMY WALLMAN Management For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
03 VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF AN Management Abstain Against
ADVISORY STOCKHOLDER VOTE ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
TTM TECHNOLOGIES, INC.
SECURITY 87305R109 MEETING TYPE Annual
TICKER SYMBOL TTMI MEETING DATE 24-May-2011
ISIN US87305R1095 AGENDA 933436710 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------ ------- -----------
01 DIRECTOR Management
1 KENTON K. ALDER For For
2 PHILIP G. FRANKLIN For For
3 JACQUES S. GANSLER For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
04 THE RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011
05 THE RE-APPROVAL OF THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS UNDER THE COMPANY'S 2006
INCENTIVE COMPENSATION PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
06 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF ITS COMMON STOCK
FROM 100,000,000 TO 200,000,000
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 60
GAMCO Westwood SmallCap Equity Fund
WILLIAMS-SONOMA, INC.
SECURITY 969904101 MEETING TYPE Annual
TICKER SYMBOL WSM MEETING DATE 25-May-2011
ISIN US9699041011 AGENDA 933414675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE OTE MANAGEMENT
---- ---------------------------------------------- ------------------- ------- -----------
1 DIRECTOR Management
1 LAURA J. ALBER For For
2 ADRIAN D.P. BELLAMY For For
3 PATRICK J. CONNOLLY For For
4 ADRIAN T. DILLON For For
5 ANTHONY A. GREENER For For
6 TED W. HALL For For
7 MICHAEL R. LYNCH For For
8 SHARON L. MCCOLLAM For For
2 OUR REINCORPORATION FROM CALIFORNIA TO DELAWARE Management For For
3 THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS- Management Against Against
SONOMA, INC. 2001 LONG-TERM INCENTIVE PLAN
4 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
5 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
6 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 29, 2012
THORATEC CORPORATION
SECURITY 885175307 MEETING TYPE Annual
TICKER SYMBOL THOR MEETING DATE 25-May-2011
ISIN US8851753074 AGENDA 933415766 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------ ------- -----------
01 DIRECTOR Management
1 NEIL F. DIMICK For For
2 GERHARD F. BURBACH For For
3 J. DANIEL COLE For For
4 STEVEN H. COLLIS For For
5 ELISHA W. FINNEY For For
6 D. KEITH GROSSMAN For For
7 PAUL A. LAVIOLETTE For For
8 DANIEL M. MULVENA For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011
FIDELITY NATIONAL FINANCIAL, INC
SECURITY 31620R105 MEETING TYPE Annual
TICKER SYMBOL FNF MEETING DATE 25-May-2011
ISIN US31620R1059 AGENDA 933416732 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------- ------- -----------
01 DIRECTOR Management
1 WILLIAM P. FOLEY, II For For
2 DOUGLAS K. AMMERMAN For For
3 THOMAS M. HAGERTY For For
4 PETER O. SHEA, JR. For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management Against Against
FIDELITY NATIONAL FINANCIAL, INC. AMENDED AND
RESTATED 2005 OMNIBUS INCENTIVE PLAN.
03 TO APPROVE THE MATERIAL TERMS OF THE FIDELITY Management For For
NATIONAL FINANCIAL, INC. ANNUAL INCENTIVE PLAN IN
ORDER FOR SUCH PLAN TO GRANT AWARDS THAT CAN
QUALIFY AS PERFORMANCE-BASED COMPENSATION FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
04 TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
05 TO SELECT ON A NON-BINDING ADVISORY BASIS THE Management Abstain Against
FREQUENCY (ANNUAL, BIENNIAL OR TRIENNIAL) WITH
WHICH WE WILL SOLICIT FUTURE NON-BINDING ADVISORY
VOTES ON THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
06 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
AOL INC.
SECURITY 00184X105 MEETING TYPE Annual
TICKER SYMBOL AOL MEETING DATE 25-May-2011
ISIN US00184X1054 AGENDA 933419106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1 ELECTION OF DIRECTOR: TIM ARMSTRONG Management For For
2 ELECTION OF DIRECTOR: RICHARD DALZELL Management For For
3 ELECTION OF DIRECTOR: KAREN DYKSTRA Management For For
4 ELECTION OF DIRECTOR: ALBERTO IBARGUEN Management For For
5 ELECTION OF DIRECTOR: SUSAN LYNE Management For For
6 ELECTION OF DIRECTOR: PATRICIA MITCHELL Management For For
7 ELECTION OF DIRECTOR: FREDRIC REYNOLDS Management For For
8 ELECTION OF DIRECTOR: JAMES STENGEL Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 61
GAMCO Westwood SmallCap Equity Fund
FEDERAL-MOGUL CORPORATION
SECURITY 313549404 MEETING TYPE Annual
TICKER SYMBOL FDML MEETING DATE 25-May-2011
ISIN US3135494041 AGENDA 933419651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------- ------- -----------
01 DIRECTOR Management
1 CARL C. ICAHN For For
2 JOSE MARIA ALAPONT For For
3 GEORGE FELDENKREIS For For
4 VINCENT J. INTRIERI For For
5 J. MICHAEL LAISURE For For
6 SAMUEL J. MERKSAMER For For
7 DANIEL A. NINIVAGGI For For
8 DAVID S. SCHECHTER For For
9 NEIL S. SUBIN For For
10 JAMES H. VANDENBERGHE For For
02 AN ADVISORY, NON-BINDING VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY AN ADVISORY, NON-BINDING VOTE, Management Abstain Against
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
ATMI, INC.
SECURITY 00207R101 MEETING TYPE Annual
TICKER SYMBOL ATMI MEETING DATE 25-May-2011
ISIN US00207R1014 AGENDA 933420301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------------- ------- -----------
1 DIRECTOR Management
1 MARK A. ADLEY For For
2 EUGENE G. BANUCCI For For
2 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS
3 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
4 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
PLX TECHNOLOGY, INC.
SECURITY 693417107 MEETING TYPE Annual
TICKER SYMBOL PLXT MEETING DATE 25-May-2011
ISIN US6934171074 AGENDA 933440579 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------ ------- -----------
01 DIRECTOR Management
1 MICHAEL J. SALAMEH For For
2 D. JAMES GUZY For For
3 JOHN H. HART For For
4 ROBERT H. SMITH For For
5 THOMAS RIORDAN For For
6 PATRICK VERDERICO For For
7 RALPH H. SCHMITT For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2008 Management For For
EQUITY INCENTIVE PLAN TO ADD 2,300,000 SHARES TO THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 62
GAMCO Westwood SmallCap Equity Fund
DYNAMIC MATERIALS CORPORATION
SECURITY 267888105 MEETING TYPE Annual
TICKER SYMBOL BOOM MEETING DATE 26-May-2011
ISIN US2678881051 AGENDA 933417950 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------ ------- -----------
01 DIRECTOR Management
1 DEAN K. ALLEN For For
2 YVON PIERRE CARIOU For For
3 ROBERT A. COHEN For For
4 JAMES J. FERRIS For For
5 RICHARD P. GRAFF For For
6 BERNARD HUEBER For For
7 GERARD MUNERA For For
8 ROLF ROSPEK For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE NON-BINDING, ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 TO APPROVE THE NON-BINDING, ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF THE NON-BINDING, ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
THE NAVIGATORS GROUP, INC.
SECURITY 638904102 MEETING TYPE Annual
TICKER SYMBOL NAVG MEETING DATE 26-May-2011
ISIN US6389041020 AGENDA 933419093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------- ------- -----------
01 DIRECTOR Management
1 H.J. MERVYN BLAKENEY For For
2 TERENCE N. DEEKS For For
3 W. THOMAS FORRESTER For For
4 STANLEY A. GALANSKI For For
5 GEOFFREY E. JOHNSON For For
6 JOHN F. KIRBY For For
7 ROBERT V. MENDELSOHN For For
8 MARJORIE D. RAINES For For
9 JANICE C. TOMLINSON For For
10 MARC M. TRACT For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Management Abstain Against
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
THE NASDAQ OMX GROUP, INC.
SECURITY 631103108 MEETING TYPE Annual
TICKER SYMBOL NDAQ MEETING DATE 26-May-2011
ISIN US6311031081 AGENDA 933423434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: URBAN BACKSTROM Management For For
1B ELECTION OF DIRECTOR: H. FURLONG BALDWIN Management For For
1C ELECTION OF DIRECTOR: MICHAEL CASEY Management For For
1D ELECTION OF DIRECTOR: BORJE EKHOLM Management For For
1E ELECTION OF DIRECTOR: LON GORMAN Management For For
1F ELECTION OF DIRECTOR: ROBERT GREIFELD Management For For
1G ELECTION OF DIRECTOR: GLENN H. HUTCHINS Management For For
1H ELECTION OF DIRECTOR: BIRGITTA KANTOLA Management For For
1I ELECTION OF DIRECTOR: ESSA KAZIM Management For For
1J ELECTION OF DIRECTOR: JOHN D. MARKESE Management For For
1K ELECTION OF DIRECTOR: HANS MUNK NIELSEN Management For For
1L ELECTION OF DIRECTOR: THOMAS F. O'NEILL Management For For
1M ELECTION OF DIRECTOR: JAMES S. RIEPE Management For For
1N ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Management For For
1O ELECTION OF DIRECTOR: LARS WEDENBORN Management For For
1P ELECTION OF DIRECTOR: DEBORAH L. WINCE-SMITH Management For For
2 RATIFY APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
4 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 63
GAMCO Westwood SmallCap Equity Fund
GRAFTECH INTERNATIONAL LTD.
SECURITY 384313102 MEETING TYPE Annual
TICKER SYMBOL GTI MEETING DATE 26-May-2011
ISIN US3843131026 AGENDA 933429690 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 RANDY W. CARSON For For
2 MARY B. CRANSTON For For
3 HAROLD E. LAYMAN For For
4 FERRELL P. MCCLEAN For For
5 NATHAN MILIKOWSKY For For
6 MICHAEL C. NAHL For For
7 STEVEN R. SHAWLEY For For
8 CRAIG S. SHULAR For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against
HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY
VOTES ON OUR EXECUTIVE COMPENSATION - EVERY ONE,
TWO OR THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
KINDRED HEALTHCARE, INC.
SECURITY 494580103 MEETING TYPE Annual
TICKER SYMBOL KND MEETING DATE 26-May-2011
ISIN US4945801037 AGENDA 933450176 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------ -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF FEBRUARY 7, 2011, AMONG
KINDRED HEALTHCARE, INC., KINDRED HEALTHCARE
DEVELOPMENT, INC. AND REHABCARE GROUP, INC.
2A ELECTION OF DIRECTOR: EDWARD L. KUNTZ Management For For
2B ELECTION OF DIRECTOR: JOEL ACKERMAN Management For For
2C ELECTION OF DIRECTOR: ANN C. BERZIN Management For For
2D ELECTION OF DIRECTOR: JONATHAN D. BLUM Management For For
2E ELECTION OF DIRECTOR: THOMAS P. COOPER, M.D. Management For For
2F ELECTION OF DIRECTOR: PAUL J. DIAZ Management For For
2G ELECTION OF DIRECTOR: ISAAC KAUFMAN Management For For
2H ELECTION OF DIRECTOR: FREDERICK J. KLEISNER Management For For
2I ELECTION OF DIRECTOR: EDDY J. ROGERS, JR. Management For For
2J ELECTION OF DIRECTOR: PHYLLIS R. YALE Management For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS KINDRED'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Management Abstain Against
KINDRED'S EXECUTIVE COMPENSATION PROGRAM.
05 AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
STOCKHOLDER ADVISORY VOTES ON KINDRED'S
EXECUTIVE COMPENSATION PROGRAM.
06 PROPOSAL TO APPROVE THE KINDRED 2011 STOCK Management Against Against
INCENTIVE PLAN.
07 PROPOSAL TO APPROVE ADJOURNMENTS OR Management For For
POSTPONEMENTS OF THE KINDRED ANNUAL MEETING, IF
NECESSARY OR APPROPRIATE, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE KINDRED ANNUAL MEETING
TO APPROVE THE MERGER.
VISHAY INTERTECHNOLOGY, INC.
SECURITY 928298108 MEETING TYPE Annual
TICKER SYMBOL VSH MEETING DATE 01-Jun-2011
ISIN US9282981086 AGENDA 933421240 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 ELIYAHU HURVITZ For For
2 DR. ABRAHAM LUDOMIRSKI For For
3 WAYNE M. ROGERS For For
4 RONALD RUZIC For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
VISHAY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011.
03 THE ADVISORY APPROVAL OF THE COMPENSATION OF THE Management Abstain Against
COMPANY'S EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF THE COMPANY'S EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 64
GAMCO Westwood SmallCap Equity Fund
DYNAMICS RESEARCH CORPORATION
SECURITY 268057106 MEETING TYPE Annual
TICKER SYMBOL DRCO MEETING DATE 01-Jun-2011
ISIN US2680571062 AGENDA 933421391 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 JAMES P. REGAN For For
2 RICHARD G. TENNANT For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
THE CHEESECAKE FACTORY INCORPORATED
SECURITY 163072101 MEETING TYPE Annual
TICKER SYMBOL CAKE MEETING DATE 01-Jun-2011
ISIN US1630721017 AGENDA 933423410 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: DAVID OVERTON Management For For
1B ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Management For For
1C ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO Management For For
1D ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For
1E ELECTION OF DIRECTOR: JEROME I. KRANSDORF Management For For
1F ELECTION OF DIRECTOR: DAVID B. PITTAWAY Management For For
1G ELECTION OF DIRECTOR: HERBERT SIMON Management For For
02 TO APPROVE THE AMENDMENT TO THE 2010 STOCK Management Against Against
INCENTIVE PLAN TO INCREASE AUTHORIZED SHARES.
03 TO RATIFY OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2011, ENDING JANUARY 3, 2012.
04 TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY Management Abstain Against
RESOLUTION ON EXECUTIVE COMPENSATION.
05 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
FTI CONSULTING, INC.
SECURITY 302941109 MEETING TYPE Annual
TICKER SYMBOL FCN MEETING DATE 01-Jun-2011
ISIN US3029411093 AGENDA 933427141 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 MARK H. BEREY For For
2 JACK B. DUNN, IV For For
3 GERARD E. HOLTHAUS For For
02 APPROVE THE AMENDMENT TO THE CHARTER OF THE Management For For
COMPANY TO DECLASSIFY THE BOARD OF DIRECTORS AS
CONTEMPLATED BY THE ARTICLES OF AMENDMENT
03 APPROVE THE 2011 FTI CONSULTING, INC. INCENTIVE Management For For
COMPENSATION PLAN
04 RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, Management For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011
05 APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT FOR THE 2011
ANNUAL MEETING OF STOCKHOLDERS
06 CONDUCT AN ADVISORY (NON-BINDING) VOTE ON Management Abstain Against
WHETHER TO HOLD FUTURE ADVISORY (NON-BINDING)
VOTES ON EXECUTIVE COMPENSATION EVERY ONE, TWO
OR THREE YEARS OR ABSTAIN
CALLIDUS SOFTWARE INC.
SECURITY 13123E500 MEETING TYPE Annual
TICKER SYMBOL CALD MEETING DATE 01-Jun-2011
ISIN US13123E5006 AGENDA 933435504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------ -----------
01 DIRECTOR Management
1 WILLIAM B. BINCH For For
2 MICHELE VION For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE THE RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND ONE OF THE FOLLOWING OPTIONS FOR Management Abstain Against
THE FREQUENCY OF FUTURE SHAREHOLDER VOTES TO
APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 65
GAMCO Westwood SmallCap Equity Fund
SAKS INCORPORATED
SECURITY 79377W108 MEETING TYPE Annual
TICKER SYMBOL SKS MEETING DATE 01-Jun-2011
ISIN US79377W1080 AGENDA 933441230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------------- ------ -----------
01 DIRECTOR Management
1 ROBERT B. CARTER For For
2 DONALD E. HESS For For
3 JERRY W. LEVIN For For
4 MICHAEL S. GROSS For For
5 NORA P. MCANIFF For For
6 STEPHEN I. SADOVE For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING FOR Shareholder Against For
THE ELECTION OF DIRECTORS.
MDC PARTNERS INC.
SECURITY 552697104 MEETING TYPE Annual
TICKER SYMBOL MDCA MEETING DATE 01-Jun-2011
ISIN CA5526971042 AGENDA 933449781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 MILES S. NADAL For For
2 ROBERT J. KAMERSCHEN For For
3 CLARE COPELAND For For
4 THOMAS N. DAVIDSON For For
5 SCOTT L. KAUFFMAN For For
6 MICHAEL J.L. KIRBY For For
7 STEPHEN M. PUSTIL For For
02 A RESOLUTION APPOINTING BDO USA, LLP TO ACT AS Management For For
AUDITORS OF MDC PARTNERS AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 A RESOLUTION APPROVING THE COMPANY'S 2011 STOCK Management Against Against
INCENTIVE PLAN.
04 A NON-BINDING ADVISORY RESOLUTION ON THE Management Withheld Against
COMPANY'S EXECUTIVE COMPENSATION.
05 WITH RESPECT TO A NON-BINDING RESOLUTION ON THE Management Abstain Against
FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
FBR CAPITAL MARKETS CORPORATION
SECURITY 30247C301 MEETING TYPE Annual
TICKER SYMBOL FBCM MEETING DATE 01-Jun-2011
ISIN US30247C3016 AGENDA 933449806 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 REENA AGGARWAL For For
2 ERIC F. BILLINGS For For
3 RICHARD J. HENDRIX For For
4 THOMAS J. HYNES, JR. For For
5 ADAM J. KLEIN For For
6 RICHARD A. KRAEMER For For
7 RALPH S. MICHAEL, III For For
8 THOMAS S. MURPHY, JR. For For
9 ARTHUR J. REIMERS For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO CHANGE THE COMPANY'S CORPORATE NAME FROM
"FBR CAPITAL MARKETS CORPORATION" TO "FBR & CO."
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
1,000,000 SHARES THE MAXIMUM NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE THEREUNDER.
04 TO CONSIDER A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
05 TO CONSIDER A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF THE FUTURE NON-BINDING ADVISORY
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
06 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 66
GAMCO Westwood SmallCap Equity Fund
TITAN MACHINERY, INC.
SECURITY 88830R101 MEETING TYPE Annual
TICKER SYMBOL TITN MEETING DATE 02-Jun-2011
ISIN US88830R1014 AGENDA 933443640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 TONY CHRISTIANSON For For
2 JAMES IRWIN For For
3 THEODORE WRIGHT For For
02 RATIFY APPOINTMENT OF EIDE BAILLY LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31, 2012.
03 AN ADVISORY NON-BINDING VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY NON-BINDING VOTE ON THE FREQUENCY OF Management Abstain Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 AMEND THE TITAN MACHINERY INC. 2005 EQUITY Management For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR GRANT THEREUNDER TO 1,500,000.
ICF INTERNATIONAL, INC.
SECURITY 44925C103 MEETING TYPE Annual
TICKER SYMBOL ICFI MEETING DATE 03-Jun-2011
ISIN US44925C1036 AGENDA 933434312 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 DR. EDWARD H. BERSOFF For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNT- RATIFICATION OF THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Management Abstain Against
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE
COMPENSATION PROGRAM - APPROVE, BY NON-BINDING
VOTE, THE COMPANY'S OVERALL EXECUTIVE
COMPENSATION PROGRAM, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED NARRATIVES
AND OTHER MATERIALS IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES - Management Abstain Against
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF EXECUTIVE COMPENSATION ADVISORY VOTES.
VCA ANTECH, INC.
SECURITY 918194101 MEETING TYPE Annual
TICKER SYMBOL WOOF MEETING DATE 06-Jun-2011
ISIN US9181941017 AGENDA 933431671 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 JOHN B. CHICKERING, JR. For For
2 JOHN HEIL For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 RE-APPROVAL OF THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2006
EQUITY INCENTIVE PLAN.
04 RE-APPROVAL OF THE MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2007
CASH INCENTIVE PLAN.
05 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against
FUTURE ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY 018581108 MEETING TYPE Annual
TICKER SYMBOL ADS MEETING DATE 07-Jun-2011
ISIN US0185811082 AGENDA 933436772 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
1 DIRECTOR Management
1 BRUCE K. ANDERSON For For
2 ROGER H. BALLOU For For
3 E. LINN DRAPER, JR. For For
2 APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
3 APPROVAL OF THE FREQUENCY OF AN ADVISORY VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
4 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR
2011.
CENTURY ALUMINUM COMPANY
SECURITY 156431108 MEETING TYPE Annual
TICKER SYMBOL CENX MEETING DATE 07-Jun-2011
ISIN US1564311082 AGENDA 933437875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------ -----------
01 DIRECTOR Management
1 STEVEN BLUMGART For For
2 STEVEN KALMIN For For
3 TERENCE WILKINSON For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
3 TO APPROVE, ON AN ADVISORY BASIS, A RESOLUTION ON Management Abstain Against
EXECUTIVE COMPENSATION.
4 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF Management Abstain Against
FUTURE VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 67
GAMCO Westwood SmallCap Equity Fund
ULTRALIFE CORPORATION - NEWARK, NY
SECURITY 903899102 MEETING TYPE Annual
TICKER SYMBOL ULBI MEETING DATE 07-Jun-2011
ISIN US9038991025 AGENDA 933439095 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 STEVEN M. ANDERSON For For
2 PATRICIA C. BARRON For For
3 JAMES A. CROCE For For
4 MICHAEL D. POPIELEC For For
5 THOMAS L. SAELI For For
6 ROBERT W. SHAW II For For
7 RANJIT C. SINGH For For
8 BRADFORD T. WHITMORE For For
02 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND Management Against Against
RESTATED 2004 LONG-TERM INCENTIVE PLAN, INCLUDING
AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES
UNDER THE PLAN AND AN AMENDMENT TO THE ANNUAL
LIMITATION SET FORTH IN THE PLAN.
05 TO RATIFY THE SELECTION OF BDO USA, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
GEORESOURCES, INC.
SECURITY 372476101 MEETING TYPE Annual
TICKER SYMBOL GEOI MEETING DATE 07-Jun-2011
ISIN US3724761016 AGENDA 933446470 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------ -----------
01 DIRECTOR Management
1 FRANK A. LODZINSKI For For
2 COLLIS P. CHANDLER, III For For
3 JAY F. JOLIAT For For
4 BRYANT W. SEAMAN, III For For
5 MICHAEL A. VLASIC For For
6 NICK L. VOLLER For For
7 DONALD J. WHELLEY For For
02 AMENDMENT TO THE GEORESOURCES 2004 AMENDED AND Management Against Against
RESTATED EMPLOYEES' STOCK INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
PATTERSON-UTI ENERGY, INC.
SECURITY 703481101 MEETING TYPE Annual
TICKER SYMBOL PTEN MEETING DATE 08-Jun-2011
ISIN US7034811015 AGENDA 933429866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 MARK S. SIEGEL For For
2 KENNETH N. BERNS For For
3 CHARLES O. BUCKNER For For
4 CURTIS W. HUFF For For
5 TERRY H. HUNT For For
6 KENNETH R. PEAK For For
7 CLOYCE A. TALBOTT For For
02 APPROVAL OF THE MATERIAL TERMS OF THE Management For For
PERFORMANCE CRITERIA UNDER PATTERSON-UTI'S LONG-
TERM INCENTIVE PLAN.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-
UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 68
GAMCO Westwood SmallCap Equity Fund
EDGEWATER TECHNOLOGY, INC.
SECURITY 280358102 MEETING TYPE Annual
TICKER SYMBOL EDGW MEETING DATE 08-Jun-2011
ISIN US2803581022 AGENDA 933440062 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
1 DIRECTOR Management
1 SHIRLEY SINGLETON For For
2 WAYNE WILSON For For
3 PAUL E. FLYNN For For
4 PAUL GUZZI For For
5 NANCY L. LEAMING For For
6 MICHAEL R. LOEB For For
7 DANIEL O'CONNELL For For
2 TO APPROVE THE PROPOSED AMENDMENT TO THE Management For For
EDGEWATER TECHNOLOGY, INC. 2008 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE AUTHORIZED SHARES
UNDER THE PLAN FROM 500,000 TO 1,200,000
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION
5 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2011
CHECKPOINT SYSTEMS, INC.
SECURITY 162825103 MEETING TYPE Annual
TICKER SYMBOL CKP MEETING DATE 08-Jun-2011
ISIN US1628251035 AGENDA 933442131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------------- ------ -----------
01 DIRECTOR Management
1 HARALD EINSMANN* For For
2 JACK W. PARTRIDGE* For For
3 R.P. VAN DER MERWE* For For
4 JULIE S. ENGLAND# For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS ("PWC") AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
25, 2011.
STAGE STORES, INC.
SECURITY 85254C305 MEETING TYPE Annual
TICKER SYMBOL SSI MEETING DATE 09-Jun-2011
ISIN US85254C3051 AGENDA 933428357 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: ALAN BAROCAS Management For For
1B ELECTION OF DIRECTOR: MICHAEL GLAZER Management For For
1C ELECTION OF DIRECTOR: GABRIELLE GREEN Management For For
1D ELECTION OF DIRECTOR: ANDREW HALL Management For For
1E ELECTION OF DIRECTOR: EARL HESTERBERG Management For For
1F ELECTION OF DIRECTOR: WILLIAM MONTGORIS Management For For
1G ELECTION OF DIRECTOR: DAVID SCHWARTZ Management For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011.
5 APPROVAL OF SECOND AMENDED AND RESTATED 2008 Management Against Against
EQUITY INCENTIVE PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 69
GAMCO Westwood SmallCap Equity Fund
NEWPARK RESOURCES, INC.
SECURITY 651718504 MEETING TYPE Annual
TICKER SYMBOL NR MEETING DATE 09-Jun-2011
ISIN US6517185046 AGENDA 933437356 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 DAVID C. ANDERSON For For
2 JERRY W. BOX For For
3 G. STEPHEN FINLEY For For
4 PAUL L. HOWES For For
5 JAMES W. MCFARLAND, PHD For For
6 GARY L. WARREN For For
02 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION DESCRIBED
IN THE PROXY STATEMENT.
03 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
04 APPROVAL OF THE PROPOSED AMENDMENT TO THE 2003 Management For For
LONG TERM INCENTIVE PLAN.
05 APPROVAL OF THE PROPOSED AMENDMENT TO THE 2006 Management For For
EQUITY INCENTIVE PLAN INCREASING THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE THEREUNDER FROM
5,000,000 TO 8,000,000 SHARES OF COMMON STOCK.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2011.
TELECOMMUNICATION SYSTEMS, INC.
SECURITY 87929J103 MEETING TYPE Annual
TICKER SYMBOL TSYS MEETING DATE 09-Jun-2011
ISIN US87929J1034 AGENDA 933451433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 THOMAS M. BRANDT, JR.* For For
2 JON B. KUTLER* For For
3 A. REZA JAFARI# For For
02 NONBINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS OR "SAY ON PAY" VOTE.
03 NONBINDING ADVISORY VOTE ON THE FREQUENCY WITH Management Abstain Against
WHICH SAY ON PAY VOTES SHOULD BE HELD IN THE
FUTURE.
AVID TECHNOLOGY, INC.
SECURITY 05367P100 MEETING TYPE Annual
TICKER SYMBOL AVID MEETING DATE 10-Jun-2011
ISIN US05367P1003 AGENDA 933433788 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------ -----------
1A ELECTION OF DIRECTOR: ELIZABETH M. DALEY Management For For
1B ELECTION OF DIRECTOR: YOUNGME E. MOON Management For For
1C ELECTION OF DIRECTOR: DAVID B. MULLEN Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
03 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
KBW, INC.
SECURITY 482423100 MEETING TYPE Annual
TICKER SYMBOL KBW MEETING DATE 13-Jun-2011
ISIN US4824231009 AGENDA 933441052 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 DIRECTOR Management
1 ANDREW M. SENCHAK For For
2 CHRISTOPHER M. CONDRON For For
02 ADVISORY RESOLUTION APPROVING THE COMPENSATION Management Abstain Against
OF THE OFFICERS DISCLOSED IN THE PROXY STATEMENT,
OR A "SAY ON PAY" VOTE.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE "SAY ON Management Abstain Against
PAY" VOTES.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 70
GAMCO Westwood SmallCap Equity Fund
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 14-Jun-2011
ISIN US0490792050 AGENDA 933449868 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------------- ------ -----------
01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE- Management Against Against
NETWORK, INC. 2008 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION VOTES.
04 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
05 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2011.
RADISYS CORPORATION
SECURITY 750459109 MEETING TYPE Annual
TICKER SYMBOL RSYS MEETING DATE 15-Jun-2011
ISIN US7504591097 AGENDA 933438889 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- -------------- ----- -----------
01 DIRECTOR Management
1 C. SCOTT GIBSON For For
2 SCOTT C. GROUT For For
3 RICHARD J. FAUBERT For For
4 DR. WILLIAM W. LATTIN For For
5 KEVIN C. MELIA For For
6 CARL W. NEUN For For
7 DAVID NIERENBERG For For
8 M. NIEL RANSOM For For
9 LORENE K. STEFFES For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
05 APPROVAL OF AN AMENDMENT TO THE RADISYS Management Against Against
CORPORATION 2007 STOCK PLAN
COWEN GROUP, INC.
SECURITY 223622101 MEETING TYPE Special
TICKER SYMBOL COWN MEETING DATE 15-Jun-2011
ISIN US2236221014 AGENDA 933453704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ----- -----------
01 APPROVE THE ISSUANCE OF COWEN GROUP, INC. CLASS A Management For For
COMMON STOCK TO LABRANCHE & CO INC.
STOCKHOLDERS AS CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER DATED FEBRUARY 16, 2011.
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
EVOLVING SYSTEMS, INC.
SECURITY 30049R209 MEETING TYPE Annual
TICKER SYMBOL EVOL MEETING DATE 16-Jun-2011
ISIN US30049R2094 AGENDA 933435857 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- -------------- ----- -----------
01 DIRECTOR Management
1 THADDEUS DUPPER For For
2 DAVID S. OROS For For
02 APPROVAL OF AN AMENDMENT TO THE AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE CLASSIFIED BOARD STRUCTURE AND
PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS.
03 RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
CRAY INC.
SECURITY 225223304 MEETING TYPE Annual
TICKER SYMBOL CRAY MEETING DATE 16-Jun-2011
ISIN US2252233042 AGENDA 933443121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ----- -----------
01 DIRECTOR Management
1 WILLIAM C. BLAKE For For
2 JOHN B. JONES, JR. For For
3 STEPHEN C. KIELY For For
4 FRANK L. LEDERMAN For For
5 SALLY G. NARODICK For For
6 DANIEL C. REGIS For For
7 STEPHEN C. RICHARDS For For
8 PETER J. UNGARO For For
02 TO APPROVE, ON AN ADVISORY OR NON-BINDING BASIS, Management Abstain Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
03 TO SELECT, ON AN ADVISORY OR NON-BINDING BASIS, THE Management Abstain Against
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE OUR AMENDED AND RESTATED 2001 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE APPOINTMENT OF PETERSON SULLIVAN Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 71
GAMCO Westwood SmallCap Equity Fund
BERKSHIRE HILLS BANCORP, INC.
SECURITY 084680107 MEETING TYPE Special
TICKER SYMBOL BHLB MEETING DATE 20-Jun-2011
ISIN US0846801076 AGENDA 933458196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ----- -----------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
DECEMBER 21, 2010, BY AND BETWEEN BERKSHIRE HILLS
BANCORP, INC. AND LEGACY BANCORP, INC., AND
THEREBY TO APPROVE THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER OF LEGACY BANCORP, INC. WITH
AND INTO BERKSHIRE HILLS BANCORP, INC.
02 THE AMENDMENT OF OUR CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK WE ARE AUTHORIZED TO ISSUE FROM
26 MILLION TO 50 MILLION.
03 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENTS TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF THE MERGER.
KFORCE INC.
SECURITY 493732101 MEETING TYPE Annual
TICKER SYMBOL KFRC MEETING DATE 21-Jun-2011
ISIN US4937321010 AGENDA 933445264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ----- -----------
01 DIRECTOR Management
1 JOHN N. ALLRED For For
2 RICHARD M. COCCHIARO For For
3 A. GORDON TUNSTALL For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
KFORCE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
04 NON-BINDING ADVISORY VOTE REGARDING THE Management Abstain Against
FREQUENCY OF FUTURE SHAREHOLDER NON-BINDING
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
AMERICAN EAGLE OUTFITTERS, INC.
SECURITY 02553E106 MEETING TYPE Annual
TICKER SYMBOL AEO MEETING DATE 21-Jun-2011
ISIN US02553E1064 AGENDA 933447612 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Management For For
1B ELECTION OF DIRECTOR: ROGER S. MARKFIELD Management For For
1C ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 28, 2012.
03 HOLD AN ADVISORY VOTE ON THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
04 HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 72
GAMCO Westwood SmallCap Equity Fund
INVESTORS BANCORP, INC.
SECURITY 46146P102 MEETING TYPE Annual
TICKER SYMBOL ISBC MEETING DATE 21-Jun-2011
ISIN US46146P1021 AGENDA 933454275 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 DOREEN R. BYRNES For For
2 STEPHEN J. SZABATIN For For
02 THE APPROVAL (NON-BINDING) OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management Abstain Against
OF STOCKHOLDER VOTING ON EXECUTIVE
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR INVESTORS BANCORP, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
BRIGHAM EXPLORATION COMPANY
SECURITY 109178103 MEETING TYPE Annual
TICKER SYMBOL BEXP MEETING DATE 21-Jun-2011
ISIN US1091781039 AGENDA 933462208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 BEN M. BRIGHAM For For
2 DAVID T. BRIGHAM For For
3 HAROLD D. CARTER For For
4 STEPHEN C. HURLEY For For
5 STEPHEN P. REYNOLDS For For
6 HOBART A. SMITH For For
7 DR. SCOTT W. TINKER For For
02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS IN 2010.
04 DETERMINATION OF, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against
THE FREQUENCY OF SUBMISSION TO STOCKHOLDERS OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
05 APPROVAL OF THE AMENDMENT TO THE 1997 DIRECTOR Management For For
STOCK OPTION PLAN TO EXTEND THE TERM OF FUTURE
OPTIONS TO BE GRANTED PURSUANT TO THE PLAN FROM
SEVEN YEARS TO TEN YEARS.
06 APPROVAL OF THE GRANT OF 1,500 SHARES OF COMMON Management For For
STOCK TO EACH OF OUR NON-EMPLOYEE DIRECTORS.
HARMONIC INC.
SECURITY 413160102 MEETING TYPE Annual
TICKER SYMBOL HLIT MEETING DATE 22-Jun-2011
ISIN US4131601027 AGENDA 933446759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 PATRICK J. HARSHMAN For For
2 LEWIS SOLOMON For For
3 HAROLD COVERT For For
4 PATRICK GALLAGHER For For
5 E. FLOYD KVAMME For For
6 ANTHONY J. LEY For For
7 WILLIAM F. REDDERSEN For For
8 DAVID R. VAN VALKENBURG For For
02 TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS.
03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF AN ADVISORY VOTE ON COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK Management For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 2,000,000 SHARES.
05 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
VICOR CORPORATION
SECURITY 925815102 MEETING TYPE Annual
TICKER SYMBOL VICR MEETING DATE 23-Jun-2011
ISIN US9258151029 AGENDA 933452942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 SAMUEL J. ANDERSON For For
2 ESTIA J. EICHTEN For For
3 BARRY KELLEHER For For
4 DAVID T. RIDDIFORD For For
5 JAMES A. SIMMS For For
6 CLAUDIO TUOZZOLO For For
7 PATRIZIO VINCIARELLI For For
8 JASON L. CARLSON For For
9 LIAM K. GRIFFIN For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
03 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 73
GAMCO Westwood SmallCap Equtiy Fund
KENNEDY-WILSON HOLDINGS, INC.
SECURITY 489398107 MEETING TYPE Annual
TICKER SYMBOL KW MEETING DATE 23-Jun-2011
ISIN US4893981070 AGENDA 933454617 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------ ------- -----------
01 DIRECTOR Management
1 JERRY R. SOLOMON For For
2 DAVID A. MINELLA For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION - TO OCCUR EVERY
04 ISSUANCE OF SHARES OF COMMON STOCK UPON Management For For
CONVERSION OF SERIES B PREFERRED STOCK
05 KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
EVOLVING SYSTEMS, INC.
SECURITY 30049R209 MEETING TYPE Special
TICKER SYMBOL EVOL MEETING DATE 23-Jun-2011
ISIN US30049R2094 AGENDA 933471687 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ----- -----------
01 TO APPROVE THE SALE OF OUR NUMBERING BUSINESS IN Management For For
THE ASSET SALE AS DESCRIBED IN THE ASSET PURCHASE
AGREEMENT, DATED APRIL 21, 2011, BY AND BETWEEN
NEUSTAR AND EVOLVING SYSTEMS.
02 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE ASSET SALE.
UTSTARCOM, INC.
SECURITY 918076100 MEETING TYPE Annual
TICKER SYMBOL UTSI MEETING DATE 24-Jun-2011
ISIN US9180761002 AGENDA 933467854 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JACK LU Management For For
1B ELECTION OF DIRECTOR: BAICHUAN DU Management For For
1C ELECTION OF DIRECTOR: XIAOPING LI Management For For
02 THE RATIFICATION AND APPROVAL OF THE APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS
LIMITED COMPANY AS UTSTARCOM, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Management Abstain Against
VOTES REGARDING EXECUTIVE COMPENSATION.
05 THE ADOPTION OF THE AGREEMENT AND PLAN OF Management For For
MERGER AND REORGANIZATION, ENTERED INTO AS OF
APRIL 25, 2011, BY AND AMONG UTSTARCOM, INC., A
DELAWARE CORPORATION, UTSTARCOM HOLDING CORP.,
A CAYMAN ISLANDS EXEMPTED COMPANY AND A WHOLLY-
OWNED SUBSIDIARY OF UTSTARCOM, INC., AND UTSI
MERGECO INC., ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 74
GAMCO Westwood SmallCap Equity Fund
STIFEL FINANCIAL CORP.
SECURITY 860630102 MEETING TYPE Annual
TICKER SYMBOL SF MEETING DATE 27-Jun-2011
ISIN US8606301021 AGENDA 933423941 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 BRUCE A. BEDA* For For
2 FREDERICK O. HANSER* For For
3 RONALD J. KRUSZEWSKI* For For
4 THOMAS P. MULROY* For For
5 THOMAS W. WEISEL* For For
6 KELVIN R. WESTBROOK* For For
7 ALTON F. IRBY III** For For
8 MICHAEL W. BROWN *** For For
9 ROBERT E. GRADY*** For For
02 PROPOSAL TO APPROVE AN AMENDMENT AND Management Against Against
RESTATEMENT TO THE STIFEL FINANCIAL CORP. 2001
INCENTIVE STOCK PLAN.
03 PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
VOTING ON EXECUTIVE COMPENSATION.
05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011.
DXP ENTERPRISES, INC.
SECURITY 233377407 MEETING TYPE Annual
TICKER SYMBOL DXPE MEETING DATE 30-Jun-2011
ISIN US2333774071 AGENDA 933459667 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 DAVID R. LITTLE For For
2 CLETUS DAVIS For For
3 TIMOTHY P. HALTER For For
4 KENNETH H. MILLER For For
02 APPROVE AMENDMENT TO THE COMPANY'S RESTATED Management For For
ARTICLES OF INCORPORATION TO REDUCE THE PAR
VALUE OF SERIES B PREFERRED STOCK AND
UNDESIGNATED PREFERRED STOCK AND MOVE THE
UNISSUED SHARES OF SERIES B PREFERRED STOCK AND
SERIES A PREFERRED STOCK TO THE STATUS OF
UNDESIGNATED PREFERRED STOCK.
03 APPROVE, AS NON-BINDING ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
GAMCO Westwood Income Fund
Investment Company Report
RESEARCH IN MOTION LIMITED
SECURITY 760975102 MEETING TYPE Annual
TICKER SYMBOL RIMM MEETING DATE 13-Jul-2010
ISIN CA7609751028 AGENDA 933301121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 DIRECTOR Management
1 JAMES L. BALSILLIE For For
2 MIKE LAZARIDIS For For
3 JAMES ESTILL For For
4 DAVID KERR For For
5 ROGER MARTIN For For
6 JOHN RICHARDSON For For
7 BARBARA STYMIEST For For
8 ANTONIO VIANA-BAPTISTA For For
9 JOHN WETMORE For For
02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND
AUTHORIZING THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
</Table>
ALLEGHENY ENERGY, INC.
SECURITY 017361106 MEETING TYPE Special
TICKER SYMBOL AYE MEETING DATE 14-Sep-2010
ISIN US0173611064 AGENDA 933313049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF FEBRUARY 10, 2010, BY AND
AMONG FIRSTENERGY CORP., ELEMENT MERGER SUB,
INC. (A WHOLLY-OWNED SUBSIDIARY OF FIRSTENERGY
CORP.) AND ALLEGHENY ENERGY, INC., AS AMENDED AS
OF JUNE 4, 2010, AND AS IT MAY BE FURTHER AMENDED
FROM TIME TO TIME, AND THE MERGER DESCRIBED
THEREIN.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For
LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE THE MERGER
AGREEMENT AND THE MERGER AT THE TIME OF THE
SPECIAL MEETING.
CONAGRA FOODS, INC.
SECURITY 205887102 MEETING TYPE Annual
TICKER SYMBOL CAG MEETING DATE 24-Sep-2010
ISIN US2058871029 AGENDA 933318392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 DIRECTOR Management
1 MOGENS C. BAY For For
2 STEPHEN G. BUTLER For For
3 STEVEN F. GOLDSTONE For For
4 JOIE A. GREGOR For For
5 RAJIVE JOHRI For For
6 W.G. JURGENSEN For For
7 RICHARD H. LENNY For For
8 RUTH ANN MARSHALL For For
9 GARY M. RODKIN For For
10 ANDREW J. SCHINDLER For For
11 KENNETH E. STINSON For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR Management For For
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 27-Sep-2010
ISIN US3703341046 AGENDA 933315966 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
GAMCO Westwood Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 APPROVE EXECUTIVE INCENTIVE PLAN. Management For For
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY 039483102 MEETING TYPE Annual
TICKER SYMBOL ADM MEETING DATE 04-Nov-2010
ISIN US0394831020 AGENDA 933332998 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: G.W. BUCKLEY Management For For
1B ELECTION OF DIRECTOR: M.H. CARTER Management For For
1C ELECTION OF DIRECTOR: P. DUFOUR Management For For
1D ELECTION OF DIRECTOR: D.E. FELSINGER Management For For
1E ELECTION OF DIRECTOR: V.F. HAYNES Management For For
1F ELECTION OF DIRECTOR: A. MACIEL Management For For
1G ELECTION OF DIRECTOR: P.J. MOORE Management For For
1H ELECTION OF DIRECTOR: T.F. O'NEILL Management For For
1I ELECTION OF DIRECTOR: K.R. WESTBROOK Management For For
1J ELECTION OF DIRECTOR: P.A. WOERTZ Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
03 ADOPT STOCKHOLDER'S PROPOSAL REGARDING Shareholder Against For
POLITICAL CONTRIBUTIONS.
04 ADOPT STOCKHOLDER'S PROPOSAL REGARDING REPORT Shareholder Against For
ON POLITICAL CONTRIBUTIONS.
AUTOMATIC DATA PROCESSING, INC.
SECURITY 053015103 MEETING TYPE Annual
TICKER SYMBOL ADP MEETING DATE 09-Nov-2010
ISIN US0530151036 AGENDA 933332378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 DIRECTOR Management
1 GREGORY D. BRENNEMAN For For
2 LESLIE A. BRUN For For
3 GARY C. BUTLER For For
4 LEON G. COOPERMAN For For
5 ERIC C. FAST For For
6 LINDA R. GOODEN For For
7 R. GLENN HUBBARD For For
8 JOHN P. JONES For For
9 SHARON T. ROWLANDS For For
10 ENRIQUE T. SALEM For For
11 GREGORY L. SUMME For For
02 AMENDMENT OF THE AUTOMATIC DATA PROCESSING, INC. Management For For
EMPLOYEES' SAVINGS STOCK PURCHASE PLAN
03 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AIR PRODUCTS AND CHEMICALS, INC.
SECURITY 009158106 MEETING TYPE Annual
TICKER SYMBOL APD MEETING DATE 27-Jan-2011
ISIN US0091581068 AGENDA 933358699 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 DIRECTOR Management
1 CHADWICK C. DEATON For For
2 MICHAEL J. DONAHUE For For
3 URSULA O. FAIRBAIRN For For
4 LAWRENCE S. SMITH For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG
LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
TO APPROVE THE COMPENSATION OF EXECUTIVE
OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION. TO RECOMMEND, BY NON-BINDING VOTE,
THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE
OFFICER COMPENSATION.
05 APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Management For For
APPROVE THE ANNUAL INCENTIVE PLAN TERMS TO
PERMIT EXCLUSION FROM TAX DEDUCTION LIMITS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
GAMCO Westwood Income Fund
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 23-Feb-2011
ISIN US0378331005 AGENDA 933364755 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- -------- -----------
01 DIRECTOR Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ANDREA JUNG For For
6 ARTHUR D. LEVINSON For For
7 RONALD D. SUGAR For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION Shareholder Against For
PLANNING, IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shareholder Against For
VOTING, IF PROPERLY PRESENTED AT THE MEETING.
VALLEY NATIONAL BANCORP
SECURITY 919794107 MEETING TYPE Annual
TICKER SYMBOL VLY MEETING DATE 13-Apr-2011
ISIN US9197941076 AGENDA 933381802 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 DIRECTOR Management
1 ANDREW B. ABRAMSON For For
2 PAMELA R. BRONANDER For For
3 ERIC P. EDELSTEIN For For
4 M.J. STEELE GUILFOILE For For
5 GRAHAM O. JONES For For
6 WALTER H. JONES, III For For
7 GERALD KORDE For For
8 MICHAEL L. LARUSSO For For
9 MARC J. LENNER For For
10 GERALD H. LIPKIN For For
11 ROBINSON MARKEL For For
12 RICHARD S. MILLER For For
13 BARNETT RUKIN For For
14 SURESH L. SANI For For
15 ROBERT C. SOLDOVERI For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
SPECTRA ENERGY CORP
SECURITY 847560109 MEETING TYPE Annual
TICKER SYMBOL SE MEETING DATE 19-Apr-2011
ISIN US8475601097 AGENDA 933378843 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 DIRECTOR Management
1 WILLIAM T. ESREY For For
2 GREGORY L. EBEL For For
3 AUSTIN A. ADAMS For For
4 PAUL M. ANDERSON For For
5 PAMELA L. CARTER For For
6 F. ANTHONY COMPER For For
7 PETER B. HAMILTON For For
8 DENNIS R. HENDRIX For For
9 MICHAEL MCSHANE For For
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 4
GAMCO Westwood Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
10 JOSEPH H. NETHERLAND For For
11 MICHAEL E.J. PHELPS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011.
03 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG- Management For For
TERM INCENTIVE PLAN, AS AMENDED AND RESTATED.
04 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE Management For For
SHORT-TERM INCENTIVE PLAN, AS AMENDED AND
RESTATED.
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD.
U.S. BANCORP
SECURITY 902973304 MEETING TYPE Annual
TICKER SYMBOL USB MEETING DATE 19-Apr-2011
ISIN US9029733048 AGENDA 933382676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Management For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Management For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Management For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Management For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Management For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Management For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Management For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Management For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. Management For For
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Management For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Management For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shareholder Against For
DIRECTOR COMPENSATION.
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 21-Apr-2011
ISIN US1729671016 AGENDA 933378336 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Management For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Management For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management For For
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Management For For
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Management For For
1I ELECTION OF DIRECTOR: JUDITH RODIN Management For For
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Management For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Management For For
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Management For For
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management For For
CITIGROUP 2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Management For For
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE Management Abstain Against
COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Management For For
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON- Shareholder Against For
PARTISANSHIP.
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
POLITICAL CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT Shareholder Against For
STOCKHOLDERS HOLDING 15% OR ABOVE HAVE THE
RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shareholder Against For
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND
REPORT ON CONTROLS RELATED TO LOANS,
FORECLOSURES, AND SECURITIZATIONS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
GAMCO Westwood Income Fund
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 25-Apr-2011
ISIN US4385161066 AGENDA 933380115 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Management For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1G ELECTION OF DIRECTOR: JUDD GREGG Management For For
1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF HONEYWELL Management Against Against
INTERNATIONAL INC. AND ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL INC. INCENTIVE Management For For
COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES,
AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1,
2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
08 SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 26-Apr-2011
ISIN US4592001014 AGENDA 933380381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: W.R. BRODY Management For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Management For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Management For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Management For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Management For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For
1H ELECTION OF DIRECTOR: J.W. OWENS Management For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Management For For
1J ELECTION OF DIRECTOR: J.E. SPERO Management For For
1K ELECTION OF DIRECTOR: S. TAUREL Management For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) Management Abstain Against
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shareholder Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shareholder Against For
CONTRIBUTIONS POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shareholder Against For
MEAD JOHNSON NUTRITION COMPANY
SECURITY 582839106 MEETING TYPE Annual
TICKER SYMBOL MJN MEETING DATE 26-Apr-2011
ISIN US5828391061 AGENDA 933396978 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 DIRECTOR Management
1 STEPHEN W. GOLSBY For For
2 DR.STEVEN M. ALTSCHULER For For
3 HOWARD B. BERNICK For For
4 KIMBERLY A. CASIANO For For
5 ANNA C. CATALANO For For
6 DR. CELESTE A. CLARK For For
7 JAMES M. CORNELIUS For For
8 PETER G. RATCLIFFE For For
9 DR. ELLIOTT SIGAL For For
10 ROBERT S. SINGER For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) IN 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
GAMCO Westwood Income Fund
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 27-Apr-2011
ISIN US2635341090 AGENDA 933385521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1B ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON AMENDED EQUITY AND INCENTIVE PLAN Management Against Against
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shareholder Against For
07 ON GENETICALLY ENGINEERED SEED Shareholder Against For
08 ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 27-Apr-2011
ISIN US3696041033 AGENDA 933387664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF KPMG Management For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shareholder Against For
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shareholder Against For
GRANTED TO EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK Shareholder Against For
DISCLOSURE
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shareholder Against For
RESEARCH
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
GAMCO Westwood Income Fund
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011
ISIN US4781601046 AGENDA 933382854 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shareholder Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO Shareholder Against For
COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shareholder Against For
METHODS FOR TRAINING
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 28-Apr-2011
ISIN US7170811035 AGENDA 933392196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L ELECTION OF DIRECTOR: IAN C. READ Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shareholder Against For
INITIATIVES.
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shareholder Against For
PRICE RESTRAINTS.
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shareholder Against For
WRITTEN CONSENT.
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL Shareholder Against For
RESEARCH
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 29-Apr-2011
ISIN US00206R1023 AGENDA 933378437 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Management For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
03 APPROVE 2011 INCENTIVE PLAN. Management For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
06 POLITICAL CONTRIBUTIONS. Shareholder Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
08 WRITTEN CONSENT. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
GAMCO Westwood Income Fund
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 29-Apr-2011
ISIN CH0033347318 AGENDA 933383349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1 DIRECTOR Management
1 LAWRENCE J. CHAZEN For For
2 JON A. MARSHALL For For
3 MARY P. RICCIARDELLO For For
2 APPROVAL OF THE 2010 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL
YEAR 2010
3 APPROVAL OF THE CREATION OF A RESERVE THROUGH Management For For
APPROPRIATION OF RETAINED EARNINGS
4 APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION Management For For
OF CERTAIN SHARES HELD IN TREASURY
5 APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO Management For For
ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013
6 APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A Management For For
PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS
FRANCS 0.52 PER SHARE
7 APPROVAL OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS
AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM
8 APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF
THE COMPANY FOR FISCAL YEAR 2010
9 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
10 ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTE
ALLEGHANY CORPORATION
SECURITY 017175100 MEETING TYPE Annual
TICKER SYMBOL Y MEETING DATE 29-Apr-2011
ISIN US0171751003 AGENDA 933389226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: REX D. ADAMS Management For For
1B ELECTION OF DIRECTOR: WESTON M. HICKS Management For For
1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Management For For
02 RATIFICATION OF KPMG LLP AS ALLEGHANY Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE THE EXECUTIVE Management Abstain Against
COMPENSATION OF ALLEGHANY CORPORATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
STOCKHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 29-Apr-2011
ISIN CH0033347318 AGENDA 933425248 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1 DIRECTOR Management
1 LAWRENCE J. CHAZEN For For
2 JON A. MARSHALL For For
3 MARY P. RICCIARDELLO For For
2 APPROVAL OF THE 2010 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL
YEAR 2010
3 APPROVAL OF THE CREATION OF A RESERVE THROUGH Management For For
APPROPRIATION OF RETAINED EARNINGS
4 APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION Management For For
OF CERTAIN SHARES HELD IN TREASURY
5 APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO Management For For
ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013
6 APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A Management For For
PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS
FRANCS 0.52 PER SHARE
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
GAMCO Westwood Income Fund 9
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
7 APPROVAL OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS
AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM
8 APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF
THE COMPANY FOR FISCAL YEAR 2010
9 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
10 ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTE
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 03-May-2011
ISIN US1101221083 AGENDA 933386701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ----- -----------
1A ELECTION OF DIRECTOR: L. ANDREOTTI Management For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1D ELECTION OF DIRECTOR: L.J. FREEH Management For For
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1F ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1H ELECTION OF DIRECTOR: A.J. LACY Management For For
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1J ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Management For For
1K ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For
1L ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
06 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
07 PHARMACEUTICAL PRICE RESTRAINT Shareholder Against For
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 03-May-2011
ISIN US9497461015 AGENDA 933389151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- ------ -----------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Management Abstain Against
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shareholder Against For
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10%
OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shareholder Against For
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF Shareholder Against For
A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY Shareholder Against For
VOTE ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shareholder Against For
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 10
GAMCO Westwood Income Fund
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 04-May-2011
ISIN US2686481027 AGENDA 933387929 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ---------- ----- ----------
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Management For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Management For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Management For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Management For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Management For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Management For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Management For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Management For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Management For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT Management For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Management Against Against
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Management For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF
SHAREHOLDERS, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Management Abstain Against
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 04-May-2011
ISIN US7134481081 AGENDA 933392069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- ----------
1A ELECTION OF DIRECTOR: S.L. BROWN Management For For
1B ELECTION OF DIRECTOR: I.M. COOK Management For For
1C ELECTION OF DIRECTOR: D. DUBLON Management For For
1D ELECTION OF DIRECTOR: V.J. DZAU Management For For
1E ELECTION OF DIRECTOR: R.L. HUNT Management For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1L ELECTION OF DIRECTOR: D. VASELLA Management For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF Management For For
INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR
DIRECTORS IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For
REPORT (PROXY STATEMENT P.65)
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 05-May-2011
ISIN US92343V1044 AGENDA 933387830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ---------- ----- ----------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 11
GAMCO Westwood Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE RELATED TO FUTURE VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
05 DISCLOSE PRIOR GOVERNMENT SERVICE Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
AMERICAN WATER WORKS COMPANY, INC.
SECURITY 030420103 MEETING TYPE Annual
TICKER SYMBOL AWK MEETING DATE 06-May-2011
ISIN US0304201033 AGENDA 933390647 - Management
FOR/AGAINST
TEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: STEPHEN P. ADIK Management For For
1B ELECTION OF DIRECTOR: MARTHA CLARK GOSS Management For For
1C ELECTION OF DIRECTOR: JULIE A. DOBSON Management For For
1D ELECTION OF DIRECTOR: RICHARD R. GRIGG Management For For
1E ELECTION OF DIRECTOR: JULIA L. JOHNSON Management For For
1F ELECTION OF DIRECTOR: GEORGE MACKENZIE Management For For
1G ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO Management For For
1H ELECTION OF DIRECTOR: JEFFRY E. STERBA Management For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
INTERNATIONAL PAPER COMPANY
SECURITY 460146103 MEETING TYPE Annual
TICKER SYMBOL IP MEETING DATE 09-May-2011
ISIN US4601461035 AGENDA 933416883 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: DAVID J. BRONCZEK Management For For
1B ELECTION OF DIRECTOR: AHMET C. DORDUNCU Management For For
1C ELECTION OF DIRECTOR: LYNN LAVERTY ELSENHANS Management For For
1D ELECTION OF DIRECTOR: JOHN V. FARACI Management For For
1E ELECTION OF DIRECTOR: SAMIR G. GIBARA Management For For
1F ELECTION OF DIRECTOR: STACEY J. MOBLEY Management For For
1G ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Management For For
1H ELECTION OF DIRECTOR: JOHN F. TURNER Management For For
1I ELECTION OF DIRECTOR: WILLIAM G. WALTER Management For For
1J ELECTION OF DIRECTOR: ALBERTO WEISSER Management For For
1K ELECTION OF DIRECTOR: J. STEVEN WHISLER Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE NON-BINDING RESOLUTION TO Management Abstain Against
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 NON-BINDING VOTE ON THE FREQUENCY WITH WHICH Management Abstain Against
SHAREOWNERS WILL APPROVE THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
05 SHAREOWNER PROPOSAL CONCERNING SHAREOWNER Shareholder Against For
ACTION BY WRITTEN CONSENT.
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 11-May-2011
ISIN US0605051046 AGENDA 933398491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Management For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Management For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Management For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Management For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Management For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Management For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
GAMCO Westwood Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- ------- -----------
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO Management Abstain Against
APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Management For For
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF Shareholder Against For
GOVERNMENT EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shareholder Against For
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING Shareholder Against For
OPERATIONS.
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shareholder Against For
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shareholder Against For
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shareholder Against For
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shareholder Against For
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shareholder Against For
RELOCATION BENEFITS.
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 11-May-2011
ISIN US20825C1045 AGENDA 933398732 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Management For For
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shareholder Against For
07 POLITICAL CONTRIBUTIONS. Shareholder Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shareholder Against For
09 ACCIDENT RISK MITIGATION. Shareholder Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shareholder Against For
WETLANDS).
11 GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
13 CANADIAN OIL SANDS. Shareholder Against For
TUPPERWARE BRANDS CORPORATION
SECURITY 899896104 MEETING TYPE Annual
TICKER SYMBOL TUP MEETING DATE 11-May-2011
ISIN US8998961044 AGENDA 933399114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Management For For
1B ELECTION OF DIRECTOR: RITA BORNSTEIN, PH.D. Management For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Management For For
1D ELECTION OF DIRECTOR: E. V. GOINGS Management For For
1E ELECTION OF DIRECTOR: CLIFFORD J. GRUM Management For For
1F ELECTION OF DIRECTOR: JOE R. LEE Management For For
1G ELECTION OF DIRECTOR: BOB MARBUT Management For For
1H ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Management For For
1I ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Management For For
1J ELECTION OF DIRECTOR: ROBERT J. MURRAY Management For For
1K ELECTION OF DIRECTOR: DAVID R. PARKER Management For For
1L ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1M ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR Management For For
1N ELECTION OF DIRECTOR: M. ANNE SZOSTAK Management For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE REGARDING THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION PROGRAM
4 ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING Management Abstain Against
ON THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
GAMCO Westwood Income Fund
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 13-May-2011
ISIN CH0048265513 AGENDA 933405373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2010.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS AND EXECUTIVE MANAGEMENT FROM
LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For
YEAR 2010.
04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL Management For For
RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS.
05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN Management For For
THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT
THE 2010 ANNUAL GENERAL MEETING.
06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE Management For For
FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE
FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION
OUT OF THE DIVIDEND RESERVE FROM CAPITAL
CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE
NOT APPROVED AS PROPOSED BY THE BOARD OF
DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL
6.
07 NEW AUTHORIZED SHARE CAPITAL. Management For For
08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF Management For For
THE BOARD OF DIRECTORS TO 12.
9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Management For For
9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Management For For
9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Management For For
9D REELECTION OF CLASS III DIRECTOR: MARTIN B. Management For For
MCNAMARA
9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Management For For
10 APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE
COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM.
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTE.
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 13-May-2011
ISIN CH0048265513 AGENDA 933443171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2010.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS AND EXECUTIVE MANAGEMENT FROM
LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For
YEAR 2010.
04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL Management For For
RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS.
05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN Management For For
THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT
THE 2010 ANNUAL GENERAL MEETING.
06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE Management For For
FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE
FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION
OUT OF THE DIVIDEND RESERVE FROM CAPITAL
CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE
NOT APPROVED AS PROPOSED BY THE BOARD OF
DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL
6.
07 NEW AUTHORIZED SHARE CAPITAL. Management For For
08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF Management For For
THE BOARD OF DIRECTORS TO 12.
9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Management For For
9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Management For For
9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Management For For
9D REELECTION OF CLASS III DIRECTOR: MARTIN B. Management For For
MCNAMARA
9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Management For For
10 APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE
COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM.
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTE.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
GAMCO Westwood Income Fund
FIRSTENERGY CORP.
SECURITY 337932107 MEETING TYPE Annual
TICKER SYMBOL FE MEETING DATE 17-May-2011
ISIN US3379321074 AGENDA 933406995 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 PAUL T. ADDISON For For
2 ANTHONY J. ALEXANDER For For
3 MICHAEL J. ANDERSON For For
4 DR. CAROL A. CARTWRIGHT For For
5 WILLIAM T. COTTLE For For
6 ROBERT B. HEISLER, JR. For For
7 JULIA L. JOHNSON For For
8 TED J. KLEISNER For For
9 ERNEST J. NOVAK, JR. For For
10 CATHERINE A. REIN For For
11 GEORGE M. SMART For For
12 WES M. TAYLOR For For
13 JESSE T. WILLIAMS, SR. For For
02 RATIFICATION OF THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 REDUCE THE PERCENTAGE OF SHARES REQUIRED TO Management For For
CALL A SPECIAL MEETING OF SHAREHOLDER
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION
05 RECOMMEND ADVISORY VOTE ON FREQUENCY OF Management Abstain Against
FUTURE VOTES ON EXECUTIVE COMPENSATION
06 SHAREHOLDER PROPOSAL: REPORT ON COAL Shareholder Against For
COMBUSTION WASTE
07 SHAREHOLDER PROPOSAL: LOWER PERCENTAGE Shareholder Against For
REQUIRED FOR SHAREHOLDER ACTION BY WRITTEN
CONSENT
08 SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE Shareholder Against For
STANDARD FOR THE ELECTION OF DIRECTORS
09 SHAREHOLDER PROPOSAL: REPORT ON FINANCIAL RISKS Shareholder Against For
OF RELIANCE ON COAL
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 19-May-2011
ISIN US4062161017 AGENDA 933402668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: R.A. MALONE Management For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2011
ISIN US4581401001 AGENDA 933403812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- --------- ------- -----------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
GAMCO Westwood Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY Management Against Against
INCENTIVE PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK Management For For
PURCHASE PLAN
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 24-May-2011
ISIN US50075N1046 AGENDA 933395255 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For
1B ELECTION OF DIRECTOR: MYRA M. HART Management For For
1C ELECTION OF DIRECTOR: PETER B. HENRY Management For For
1D ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1E ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For
1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For
1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Management Abstain Against
COMPENSATION VOTE.
4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Management For For
RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-
EMPLOYEE DIRECTORS.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 24-May-2011
ISIN US58933Y1055 AGENDA 933416744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-May-2011
ISIN US1667641005 AGENDA 933419687 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C ELECTION OF DIRECTOR: R.J. EATON Management For For
1D ELECTION OF DIRECTOR: C. HAGEL Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
GAMCO Westwood Income Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1G ELECTION OF DIRECTOR: D.B. RICE Management For For
1H ELECTION OF DIRECTOR: K.W. SHARER Management For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1L ELECTION OF DIRECTOR: C. WARE Management For For
1M ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shareholder Against For
EXPERTISE.
06 HUMAN RIGHTS COMMITTEE. Shareholder Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
10 HYDRAULIC FRACTURING. Shareholder Against For
11 OFFSHORE OIL WELLS. Shareholder Against For
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 02-Jun-2011
ISIN US4370761029 AGENDA 933427127 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1C ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1D ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
1E ELECTION OF DIRECTOR: J. FRANK BROWN Management For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1H ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
1J ELECTION OF DIRECTOR: RONALD L. SARGENT Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION
05 COMPANY PROPOSAL TO IMPLEMENT SHAREHOLDER Management For For
ABILITY TO ACT BY WRITTEN CONSENT (APPROVAL OF
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION)
06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE Shareholder Against For
VOTING
07 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS
08 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shareholder Against For
DIVERSITY REPORT
09 SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING Shareholder Against For
POLICIES AND CONTRIBUTIONS
GENERAL MOTORS COMPANY
SECURITY 37045V100 MEETING TYPE Annual
TICKER SYMBOL GM MEETING DATE 07-Jun-2011
ISIN US37045V1008 AGENDA 933434437 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Management For For
1B ELECTION OF DIRECTOR: DAVID BONDERMAN Management For For
1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Management For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For
1F ELECTION OF DIRECTOR: ROBERT D. KREBS Management For For
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management For For
1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Management For For
1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Management For For
1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS GM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
GAMCO Westwood Income Fund
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 08-Jun-2011
ISIN US25179M1036 AGENDA 933435491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 ROBERT H. HENRY For For
2 JOHN A. HILL For For
3 MICHAEL M. KANOVSKY For For
4 ROBERT A. MOSBACHER, JR For For
5 J. LARRY NICHOLS For For
6 DUANE C. RADTKE For For
7 MARY P. RICCIARDELLO For For
8 JOHN RICHELS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS.
05 AMEND AND RESTATE THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REMOVE UNNECESSARY AND
OUTDATED PROVISIONS.
06 RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
Vote Summary
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 20-Sep-2010
ISIN US6541061031 AGENDA 933315548 - Management
CITY HOLDING RECON DATE 26-Jul-2010
COUNTRY United States VOTE DEADLINE DATE 17-Sep-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ---------- ----- -----------
01 DIRECTOR Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JOHN C. LECHLEITER For For
4 PHYLLIS M. WISE For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Management For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK Management For For
INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 15400 0 19-Aug-2010 19-Aug-2010
FEDEX CORPORATION
SECURITY 31428X106 MEETING TYPE Annual
TICKER SYMBOL FDX MEETING DATE 27-Sep-2010
ISIN US31428X1063 AGENDA 933319419 - Management
CITY HOLDING RECON DATE 02-Aug-2010
COUNTRY United States VOTE DEADLINE DATE 24-Sep-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1B ELECTION OF DIRECTOR: JOHN A. EDWARDSON Management For For
1C ELECTION OF DIRECTOR: J.R. HYDE, III Management For For
1D ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Management Against Against
1E ELECTION OF DIRECTOR: STEVEN R. LORANGER Management Against Against
1F ELECTION OF DIRECTOR: GARY W. LOVEMAN Management For For
1G ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For
1H ELECTION OF DIRECTOR: FREDERICK W. SMITH Management For For
1I ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
1J ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1K ELECTION OF DIRECTOR: PAUL S. WALSH Management For For
02 ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. Management For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shareholder For Against
BOARD CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder For Against
ACTION BY WRITTEN CONSENT.
06 STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION Shareholder Against For
PLANNING.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 13800 0 10-Sep-2010 11-Sep-2010
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 06-Oct-2010
ISIN US68389X1054 AGENDA 933328189 - Management
CITY HOLDING RECON DATE 09-Aug-2010
COUNTRY United States VOTE DEADLINE DATE 05-Oct-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- -------- -----------
01 DIRECTOR Management
1 JEFFREY S. BERG Withheld Against
2 H. RAYMOND BINGHAM Withheld Against
3 MICHAEL J. BOSKIN For For
4 SAFRA A. CATZ For For
5 BRUCE R. CHIZEN For For
6 GEORGE H. CONRADES For For
7 LAWRENCE J. ELLISON For For
8 HECTOR GARCIA-MOLINA For For
9 JEFFREY O. HENLEY For For
10 MARK V. HURD For For
11 DONALD L. LUCAS For For
12 NAOMI O. SELIGMAN For For
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Management For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND Management Against Against
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE THE
AGGREGATE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE Shareholder Against For
CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING Shareholder For Against
MAJORITY VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shareholder Against For
RETENTION.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 48600 0 21-Sep-2010 21-Sep-2010
SYSCO CORPORATION
SECURITY 871829107 MEETING TYPE Annual
TICKER SYMBOL SYY MEETING DATE 12-Nov-2010
ISIN US8718291078 AGENDA 933330398 - Management
CITY HOLDING RECON DATE 14-Sep-2010
COUNTRY United States VOTE DEADLINE DATE 11-Nov-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN M. CASSADAY Management Against Against
1B ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ Management Against Against
1C ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Management For For
1D ELECTION OF DIRECTOR: JACKIE M. WARD Management Against Against
02 TO APPROVE AN AMENDMENT TO THE SYSCO Management For For
CORPORATION 1974 EMPLOYEES' STOCK PURCHASE PLAN
TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO
CORPORATION COMMON STOCK FOR ISSUANCE UNDER
THE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2011.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 36300 0 14-Oct-2010 15-Oct-2010
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 16-Nov-2010
ISIN US5949181045 AGENDA 933331011 - Management
CITY HOLDING RECON DATE 03-Sep-2010
COUNTRY United States VOTE DEADLINE DATE 15-Nov-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
02 ELECTION OF DIRECTOR: DINA DUBLON Management For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
05 ELECTION OF DIRECTOR: REED HASTINGS Management For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE VOTE DATE DATE CONFIRMED
SHARES
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 86900 0 26-Oct-2010 27-Oct-2010
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 18-Nov-2010
ISIN US17275R1023 AGENDA 933332265 - Management
CITY HOLDING RECON DATE 20-Sep-2010
COUNTRY United States VOTE DEADLINE DATE 17-Nov-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Management For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Management For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Management For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Management For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Management Against Against
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Management For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Management For For
1K ELECTION OF DIRECTOR: ARUN SARIN Management For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Management For For
1M ELECTION OF DIRECTOR: JERRY YANG Management For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management Against Against
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS CISCO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shareholder Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON
ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS
BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shareholder Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY
RESTRICTING CERTAIN SALES IN CHINA, ADOPT A
RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH
RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE
PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND
CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 99200 0 29-Oct-2010 30-Oct-2010
MOTOROLA SOLUTIONS, INC.
SECURITY 620076109 MEETING TYPE Special
TICKER SYMBOL MOT MEETING DATE 29-Nov-2010
ISIN US6200761095 AGENDA 933338736 - Management
CITY HOLDING RECON DATE 08-Oct-2010
COUNTRY United States VOTE DEADLINE DATE 26-Nov-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ---------- ---- -----------
01 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Management For For
EFFECT, IN ITS DISCRETION PRIOR TO DECEMBER 31, 2011,
A REVERSE STOCK SPLIT OF THE OUTSTANDING AND
TREASURY COMMON STOCK OF MOTOROLA, AT A
REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND
OF UP TO 1-FOR-7, AS DETERMINED BY THE BOARD OF
DIRECTORS.
02 APPROVAL OF A CORRESPONDING AMENDMENT TO Management For For
MOTOROLA'S RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT
AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER
OF SHARES OF COMMON STOCK THAT MOTOROLA IS
AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD OF
DIRECTORS' AUTHORITY TO ABANDON SUCH AMENDMENT.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 138100 0 01-Nov-2010 02-Nov-2010
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 23-Feb-2011
ISIN US2441991054 AGENDA 933366343 - Management
CITY HOLDING RECON DATE 31-Dec-2010
COUNTRY United States VOTE DEADLINE DATE 22-Feb-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ---------- ------ -----------
1A ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1B ELECTION OF DIRECTOR: DIPAK C. JAIN Management For For
1C ELECTION OF DIRECTOR: JOACHIM MILBERG Management For For
1D ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION ("SAY-ON-PAY")
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For
SAY-ON-PAY VOTES
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 15800 0 02-Feb-2011 02-Feb-2011
FRANKLIN RESOURCES, INC.
SECURITY 354613101 MEETING TYPE Annual
TICKER SYMBOL BEN MEETING DATE 15-Mar-2011
ISIN US3546131018 AGENDA 933367371 - Management
CITY HOLDING RECON DATE 18-Jan-2011
COUNTRY United States VOTE DEADLINE DATE 14-Mar-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: CHARLES CROCKER Management For For
1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Management For For
1D ELECTION OF DIRECTOR: CHARLES B. JOHNSON Management For For
1E ELECTION OF DIRECTOR: GREGORY E. JOHNSON Management For For
1F ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Management For For
1G ELECTION OF DIRECTOR: MARK C. PIGOTT Management For For
1H ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Management For For
1I ELECTION OF DIRECTOR: PETER M. SACERDOTE Management For For
1J ELECTION OF DIRECTOR: LAURA STEIN Management For For
1K ELECTION OF DIRECTOR: ANNE M. TATLOCK Management Against Against
1L ELECTION OF DIRECTOR: GEOFFREY Y. YANG Management For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR
ISSUANCE BY 10,000,000 SHARES.
04 TO APPROVE, ON AN ADVISORY BASIS, THE Management For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management 1 Year Against
VOTES ON THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ----------- --------- --------------
000382688 93I 19000 0 11-Mar-2011 11-Mar-2011
COVIDIEN PLC
SECURITY G2554F105 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 15-Mar-2011
ISIN IE00B3QN1M21 AGENDA 933367701 - Management
CITY HOLDING RECON DATE 12-Jan-2011
COUNTRY United States VOTE DEADLINE DATE 11-Mar-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
1B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For
1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For
1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For
1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For
1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For
1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ----------- ------- -----------
02 APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE Management For For
THE AUDIT COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
03 EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT Management For For
FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT
OF THE COMPANY'S ORDINARY SHARES.
04 AN ADVISORY VOTE TO APPROVE EXECUTIVE Management For For
COMPENSATION.
05 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management 1 Year Against
COMPENSATION VOTES.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 47500 0 19-Feb-2011 19-Feb-2011
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 23-Mar-2011
ISIN US2546871060 AGENDA 933369440 - Management
CITY HOLDING RECON DATE 24-Jan-2011
COUNTRY United States VOTE DEADLINE DATE 22-Mar-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Management Against Against
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Management Against Against
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Management For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Management For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Management Against Against
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Management Against Against
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Management Against Against
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Management For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Management Against Against
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Management For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Management Against Against
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Management Against Against
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Against Against
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Management 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS
INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 58600 0 02-Mar-2011 02-Mar-2011
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 25-Apr-2011
ISIN US4385161066 AGENDA 933380115 - Management
CITY HOLDING RECON DATE 25-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ------------ -------- -----------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Management For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ------------ -------- -----------
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1G ELECTION OF DIRECTOR: JUDD GREGG Management For For
1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF HONEYWELL Management For For
INTERNATIONAL INC. AND ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL INC. INCENTIVE Management For For
COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES,
AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1,
2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder For Against
08 SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 40300 0 12-Apr-2011 12-Apr-2011
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 26-Apr-2011
ISIN US4592001014 AGENDA 933380381 - Management
CITY HOLDING RECON DATE 25-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- -------------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: A.J.P. BELDA Management Against Against
1B ELECTION OF DIRECTOR: W.R. BRODY Management For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Management For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Management Against Against
1E ELECTION OF DIRECTOR: S.A. JACKSON Management For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Management Against Against
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For
1H ELECTION OF DIRECTOR: J.W. OWENS Management For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Management For For
1J ELECTION OF DIRECTOR: J.E. SPERO Management For For
1K ELECTION OF DIRECTOR: S. TAUREL Management For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Management Against Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) Management For For
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management 1 Year Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)p
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shareholder Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shareholder Against For
CONTRIBUTIONS POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 14200 0 29-Mar-2011 29-Mar-2011
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 26-Apr-2011
ISIN US0255371017 AGENDA 933383779 - Management
CITY HOLDING RECON DATE 28-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: DAVID J. ANDERSON Management For For
1B ELECTION OF DIRECTOR: JAMES F. CORDES Management For For
1C ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Management For For
1D ELECTION OF DIRECTOR: LINDA A. GOODSPEED Management For For
1E ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Management For For
1F ELECTION OF DIRECTOR: LESTER A. HUDSON, JR. Management For For
1G ELECTION OF DIRECTOR: MICHAEL G. MORRIS Management For For
1H ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Management For For
1I ELECTION OF DIRECTOR: LIONEL L. NOWELL III Management For For
1J ELECTION OF DIRECTOR: RICHARD L. SANDOR Management For For
1K ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN Management For For
1L ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Management For For
1M ELECTION OF DIRECTOR: JOHN F. TURNER Management For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
4 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 64200 0 30-Mar-2011 30-Mar-2011
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 26-Apr-2011
ISIN US59156R1086 AGENDA 933398883 - Management
CITY HOLDING RECON DATE 01-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ------------ ------- -----------
01 DIRECTOR Management
1 STEVEN A. KANDARIAN* For For
2 SYLVIA MATHEWS BURWELL# For For
3 EDUARDO CASTRO-WRIGHT# For For
4 CHERYL W. GRISE# For For
5 LULU C. WANG# For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF Management For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011
04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Management For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For
ADVISORY VOTES TO APPROVE THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 52000 0 01-Apr-2011 01-Apr-2011
AMERIPRISE FINANCIAL, INC.
SECURITY 03076C106 MEETING TYPE Annual
TICKER SYMBOL AMP MEETING DATE 27-Apr-2011
ISIN US03076C1062 AGENDA 933382688 - Management
CITY HOLDING RECON DATE 28-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: SIRI S. MARSHALL Management For For
1B ELECTION OF DIRECTOR: W. WALKER LEWIS Management For For
1C ELECTION OF DIRECTOR: WILLIAM H. TURNER Management For For
02 A NONBINDING ADVISORY VOTE TO APPROVE THE Management For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
03 A NONBINDING ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For
SHAREHOLDER APPROVAL OF THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2011.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 36500 0 31-Mar-2011 31-Mar-2011
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 27-Apr-2011
ISIN US2635341090 AGENDA 933385521 - Management
CITY HOLDING RECON DATE 02-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1B ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON AMENDED EQUITY AND INCENTIVE PLAN Management For For
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management For For
COMPENSATION
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management 1 Year For
OF EXECUTIVE COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shareholder Against For
07 ON GENETICALLY ENGINEERED SEED Shareholder Against For
08 ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 42100 0 01-Apr-2011 01-Apr-2011
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 28-Apr-2011
ISIN US2193501051 AGENDA 933380191 - Management
CITY HOLDING RECON DATE 24-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ---------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Management Against Against
1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Management For For
1C ELECTION OF DIRECTOR: GORDON GUND Management Against Against
1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Management For For
1E ELECTION OF DIRECTOR: H. ONNO RUDING Management For For
1F ELECTION OF DIRECTOR: GLENN F. TILTON Management For For
02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE Management For For
COMPENSATION.
03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF Management 1 Year For
FUTURE EXECUTIVE COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shareholder For Against
MEETINGS.
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 52900 0 01-Apr-2011 01-Apr-2011
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011
ISIN US4781601046 AGENDA 933382854 - Management
CITY HOLDING RECON DATE 01-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ----------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management Against Against
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management Against Against
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Management Against Against
1G ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management Against Against
1I ELECTION OF DIRECTOR: CHARLES PRINCE Management Against Against
1J ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management For For
COMPENSATION
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management 1 Year For
NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shareholder Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO Shareholder Against For
COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shareholder Against For
METHODS FOR TRAINING
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 56900 0 06-Apr-2011 06-Apr-2011
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 28-Apr-2011
ISIN US7170811035 AGENDA 933392196 - Management
CITY HOLDING RECON DATE 01-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ------------ -------- -----------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L ELECTION OF DIRECTOR: IAN C. READ Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shareholder Against For
INITIATIVES.
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shareholder Against For
PRICE RESTRAINTS.
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shareholder For Against
WRITTEN CONSENT.
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL Shareholder Against For
RESEARCH
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
------------------ ------------- ----------------- -------------- -------------- --------------
000382688 93I 193900 0 12-Apr-2011 12-Apr-2011
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 29-Apr-2011
ISIN US00206R1023 AGENDA 933378437 - Management
CITY HOLDING RECON DATE 01-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- ------------------------------------------------ ------------ -------- -----------
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Management For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
03 APPROVE 2011 INCENTIVE PLAN. Management For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Management 1 Year Against
COMPENSATION.
06 POLITICAL CONTRIBUTIONS. Shareholder Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
08 WRITTEN CONSENT. Shareholder For Against
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 118100 0 02-Apr-2011 02-Apr-2011
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 29-Apr-2011
ISIN US0028241000 AGENDA 933386319 - Management
CITY HOLDING RECON DATE 02-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 E.M. LIDDY For For
6 P.N. NOVAKOVIC For For
7 W.A. OSBORN For For
8 S.C. SCOTT III For For
9 G.F. TILTON For For
10 M.D. WHITE For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Against Against
EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management 1 Year For
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ------------ ----------- ---------
000382688 93I 50000 0 05-Apr-2011 05-Apr-2011
AFLAC INCORPORATED
SECURITY 001055102 MEETING TYPE Annual
TICKER SYMBOL AFL MEETING DATE 02-May-2011
ISIN US0010551028 AGENDA 933383616 - Management
CITY HOLDING RECON DATE 23-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: DANIEL P. AMOS Management For For
1B ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Management Against Against
1C ELECTION OF DIRECTOR: PAUL S. AMOS II Management For For
1D ELECTION OF DIRECTOR: MICHAEL H. ARMACOST Management For For
1E ELECTION OF DIRECTOR: KRISS CLONINGER III Management Against Against
1F ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Management For For
1G ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Management For For
1H ELECTION OF DIRECTOR: ROBERT B. JOHNSON Management For For
1I ELECTION OF DIRECTOR: CHARLES B. KNAPP Management For For
1J ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. Management For For
1K ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH Management For For
1L ELECTION OF DIRECTOR: MARVIN R. SCHUSTER Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ---- -----------
1M ELECTION OF DIRECTOR: DAVID GARY THOMPSON Management For For
1N ELECTION OF DIRECTOR: ROBERT L. WRIGHT Management For For
1O ELECTION OF DIRECTOR: TAKURO YOSHIDA Management For For
02 TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY Management For For
PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING NARRATIVE
DISCLOSURE IN THE PROXY STATEMENT.
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2011.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 42300 0 06-Apr-2011 06-Apr-2011
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 02-May-2011
ISIN US0970231058 AGENDA 933387397 - Management
CITY HOLDING RECON DATE 03-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For
1B ELECTION OF DIRECTOR: DAVID L. CALHOUN Management For For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Management For For
1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1F ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. Management For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1H ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For
1I ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1J ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For
1K ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For
1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
03 RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON Management 1 Year Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011.
05 INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. Shareholder Against For
06 REPORT ON POLITICAL ACTIVITY. Shareholder Against For
07 ACTION BY WRITTEN CONSENT. Shareholder For Against
08 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL Shareholder For Against
MEETINGS.
09 INDEPENDENT CHAIRMAN. Shareholder For Against
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
--------- --------- ------ ----------- ----------- ------------
000382688 93I 31000 0 06-Apr-2011 06-Apr-2011
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 03-May-2011
ISIN US1101221083 AGENDA 933386701 - Management
CITY HOLDING RECON DATE 10-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 02-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: L. ANDREOTTI Management For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1D ELECTION OF DIRECTOR: L.J. FREEH Management Against Against
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1F ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1H ELECTION OF DIRECTOR: A.J. LACY Management For For
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1J ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Management For For
1K ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For
1L ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management 1 Year Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
06 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against
07 PHARMACEUTICAL PRICE RESTRAINT Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
--------- --------- ------ ----------- ----------- ------------
000382688 93I 45500 0 08-Apr-2011 08-Apr-2011
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 03-May-2011
ISIN US9497461015 AGENDA 933389151 - Management
CITY HOLDING RECON DATE 04-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 02-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management Against Against
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Management Against Against
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management Against Against
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management Against Against
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management Against Against
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Management For For
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Management 1 Year For
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shareholder For Against
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10%
OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shareholder For Against
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF Shareholder Against For
A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY Shareholder Against For
VOTE ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shareholder Against For
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 107100 0 13-Apr-2011 14-Apr-2011
GENERAL DYNAMICS CORPORATION
SECURITY 369550108 MEETING TYPE Annual
TICKER SYMBOL GD MEETING DATE 04-May-2011
ISIN US3695501086 AGENDA 933387854 - Management
CITY HOLDING RECON DATE 07-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 03-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: MARY T. BARRA Management For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Management For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Management Against Against
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Management For For
1E ELECTION OF DIRECTOR: JAY L. JOHNSON Management For For
1F ELECTION OF DIRECTOR: GEORGE A. JOULWAN Management For For
1G ELECTION OF DIRECTOR: PAUL G. KAMINSKI Management For For
1H ELECTION OF DIRECTOR: JOHN M. KEANE Management For For
1I ELECTION OF DIRECTOR: LESTER L. LYLES Management For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Management For For
1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Management For For
02 SELECTION OF INDEPENDENT AUDITORS. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against
04 ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE Management 1 Year Against
COMPENSATION ADVISORY VOTES.
05 SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shareholder Against For
RIGHTS POLICY.
06 SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 14900 0 12-Apr-2011 12-Apr-2011
UNION PACIFIC CORPORATION
SECURITY 907818108 MEETING TYPE Annual
TICKER SYMBOL UNP MEETING DATE 05-May-2011
ISIN US9078181081 AGENDA 933408189 - Management
CITY HOLDING RECON DATE 28-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 04-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: A.H. CARD, JR. Management For For
1B ELECTION OF DIRECTOR: E.B. DAVIS, JR. Management For For
1C ELECTION OF DIRECTOR: T.J. DONOHUE Management For For
1D ELECTION OF DIRECTOR: A.W. DUNHAM Management For For
1E ELECTION OF DIRECTOR: J.R. HOPE Management For For
1F ELECTION OF DIRECTOR: C.C. KRULAK Management For For
1G ELECTION OF DIRECTOR: M.R. MCCARTHY Management For For
1H ELECTION OF DIRECTOR: M.W. MCCONNELL Management For For
1I ELECTION OF DIRECTOR: T.F. MCLARTY III Management For For
1J ELECTION OF DIRECTOR: S.R. ROGEL Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1K ELECTION OF DIRECTOR: J.H. VILLARREAL Management Against Against
1L ELECTION OF DIRECTOR: J.R. YOUNG Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Management For For
ON PAY").
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY
ON FREQUENCY").
5A COMPANY PROPOSAL TO AMEND THE COMPANY'S Management For For
ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER
VOTING REQUIREMENTS RELATED TO: ACTIONS
ADVERSELY AFFECTING PREFERRED STOCK.
5B COMPANY PROPOSAL TO AMEND THE COMPANY'S Management For For
ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER
VOTING REQUIREMENTS RELATED TO: REMOVAL OF
DIRECTORS.
5C COMPANY PROPOSAL TO AMEND THE COMPANY'S Management For For
ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER
VOTING REQUIREMENTS RELATED TO: CHANGING THE
AUTHORIZED AMOUNT OF CAPITAL STOCK.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Against
DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 24400 0 14-Apr-2011 14-Apr-2011
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 05-May-2011
ISIN US0374111054 AGENDA 933423395 - Management
CITY HOLDING RECON DATE 07-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 04-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Management For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Management For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Management For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S Management For For
INDEPENDENT AUDITORS
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Management For For
EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON Management 1 Year For
COMPENSATION OF APACHE'S NAMED EXECUTIVE
OFFICERS
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
ADDITIONAL COMMON STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management Against Against
CERTIFICATE OF INCORPORATION TO AUTHORIZE
ADDITIONAL PREFERRED STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY Management Against Against
COMPENSATION PLAN
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 93I 19106 0 16-Apr-2011 16-Apr-2011
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 06-May-2011
ISIN US6745991058 AGENDA 933401060 - Management
CITY HOLDING RECON DATE 15-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 05-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ------ ---- -----------
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Management For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Management For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Management For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Management For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Management For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Management For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Management For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For
AUDITORS.
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Management For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management 1 Year Against
EXECUTIVE COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shareholder Against For
PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR WITH Shareholder Against For
ENVIRONMENTAL EXPERTISE.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 93I 22010 0 20-Apr-2011 20-Apr-2011
EQT CORPORATION
SECURITY 26884L109 MEETING TYPE Annual
TICKER SYMBOL EQT MEETING DATE 10-May-2011
ISIN US26884L1098 AGENDA 933389466 - Management
CITY HOLDING RECON DATE 09-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 09-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ------ ---- -----------
1 DIRECTOR Management
1 STEPHEN A. THORINGTON For For
2 DAVID L. PORGES For For
3 JAMES E. ROHR Withheld Against
4 DAVID S. SHAPIRA For For
2 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3 APPROVAL OF THE 2011 EXECUTIVE SHORT-TERM Management For For
INCENTIVE PLAN
4 APPROVAL OF THE EXECUTIVE COMPENSATION OF THE Management For For
COMPANY
5 RECOMMENDATION ON THE FREQUENCY WITH WHICH THE Management 1 Year For
COMPANY SHOULD HOLD AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION
6 APPROVAL OF AN AMENDMENT TO THE RESTATED Management For For
ARTICLES OF INCORPORATION OF THE COMPANY TO
ADOPT A MAJORITY VOTING STANDARD FOR
UNCONTESTED DIRECTOR ELECTIONS
7 APPROVAL OF AN AMENDMENT TO THE RESTATED Management For For
ARTICLES OF INCORPORATION OF THE COMPANY
RELATED TO VACANCIES IN THE BOARD OF DIRECTORS
8 APPROVAL OF AN AMENDMENT TO THE RESTATED Management For For
ARTICLES OF INCORPORATION OF THE COMPANY TO
ELIMINATE SHAREHOLDER PRE-EMPTIVE RIGHTS
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 93I 46500 0 17-Apr-2011 18-Apr-2011
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 10-May-2011
ISIN US4509111021 AGENDA 933396586 - Management
CITY HOLDING RECON DATE 16-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 09-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD Withheld Against
4 RALPH F. HAKE Withheld Against
5 JOHN J. HAMRE For For
6 PAUL J. KERN For For
7 FRANK T. MACINNIS Withheld Against
8 SURYA N. MOHAPATRA Withheld Against
9 LINDA S. SANFORD Withheld Against
10 MARKOS I. TAMBAKERAS For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management Against Against
TOUCHE LLP AS ITT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS Management For For
INCENTIVE PLAN.
04 APPROVAL OF A PROPOSAL TO AMEND THE COMPANY'S Management For For
RESTATED ARTICLES OF INCORPORATION TO ALLOW
SHAREHOLDERS TO CALL SPECIAL MEETINGS.
05 TO APPROVE, IN A NON-BINDING VOTE, THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
06 TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A Management 1 Year For
SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shareholder Against For
THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT'S
POLICIES RELATED TO HUMAN RIGHTS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 93I 37600 0 15-Apr-2011 15-Apr-2011
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 11-May-2011
ISIN US7181721090 AGENDA 933393744 - Management
CITY HOLDING RECON DATE 15-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 10-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: HAROLD BROWN Management For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Management For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Management For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Management For For
1E ELECTION OF DIRECTOR: JENNIFER LI Management For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Management For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Management Against Against
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Management For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Management For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shareholder Against For
TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD Shareholder For Against
CHAIR
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 93I 37580 0 20-Apr-2011 20-Apr-2011
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 11-May-2011
ISIN US20030N1019 AGENDA 933396334 - Management
CITY HOLDING RECON DATE 08-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 10-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ------ ---- -----------
01 DIRECTOR Management
1 S. DECKER ANSTROM For For
2 KENNETH J. BACON Withheld Against
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JOSEPH J. COLLINS For For
6 J. MICHAEL COOK For For
7 GERALD L. HASSELL For For
8 JEFFREY A. HONICKMAN For For
9 EDUARDO G. MESTRE For For
10 BRIAN L. ROBERTS For For
11 RALPH J. ROBERTS For For
12 DR. JUDITH RODIN Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF OUR Management For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE COMCAST-NBCUNIVERSAL 2011 Management For For
EMPLOYEE STOCK PURCHASE PLAN
04 APPROVAL OF THE COMCAST CORPORATION 2002 Management For For
RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED
05 APPROVAL OF THE COMCAST CORPORATION 2003 STOCK Management For For
OPTION PLAN, AS AMENDED AND RESTATED
06 APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE Management Against Against
COMPENSATION
07 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management 1 Year Against
EXECUTIVE COMPENSATION
08 TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION Shareholder For Against
OF DIRECTORS
09 TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shareholder For Against
A CURRENT OR FORMER EXECUTIVE OFFICER
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 93I 95700 0 20-Apr-2011 20-Apr-2011
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 11-May-2011
ISIN US1266501006 AGENDA 933397110 - Management
CITY HOLDING RECON DATE 15-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 10-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ------ ---- -----------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Management For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Management For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
1L ELECTION OF DIRECTOR: TONY L. WHITE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Management For For
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION Management 1 Year For
VOTES.
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shareholder For Against
CONTRIBUTIONS AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shareholder For Against
ACTION BY WRITTEN CONSENT.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 931 68000 0 19-Apr-2011 19-Apr-2011
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 11-May-2011
ISIN US0605051046 AGENDA 933398491 - Management
CITY HOLDING RECON DATE 16-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 10-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ------ ---- -----------
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Management For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Management For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Management For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Management For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Management For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Management Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Management For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO Management For For
APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management 1 Year For
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Management Against Against
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF Shareholder Against For
GOVERNMENT EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shareholder For Against
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING Shareholder For Against
OPERATIONS.
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shareholder For Against
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shareholder Against For
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shareholder For Against
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shareholder Against For
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shareholder For Against
RELOCATION BENEFITS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 157600 0 29-Apr-2011 29-Apr-2011
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 12-May-2011
ISIN US2605431038 AGENDA 933392057 - Management
CITY HOLDING RECON DATE 14-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 11-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Management For For
1B ELECTION OF DIRECTOR: JACQUELINE K. BARTON Management For For
1C ELECTION OF DIRECTOR: JAMES A. BELL Management For For
1D ELECTION OF DIRECTOR: JEFF M. FETTIG Management For For
1E ELECTION OF DIRECTOR: BARBARA H. FRANKLIN Management For For
1F ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM Management For For
1G ELECTION OF DIRECTOR: JOHN B. HESS Management For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1I ELECTION OF DIRECTOR: PAUL POLMAN Management For For
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Management Against Against
1K ELECTION OF DIRECTOR: JAMES M. RINGLER Management For For
1L ELECTION OF DIRECTOR: RUTH G. SHAW Management Against Against
1M ELECTION OF DIRECTOR: PAUL G. STERN Management Against Against
02 RATIFICATION OF THE APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against
04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management 1 Year Against
COMPENSATION.
05 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shareholder For Against
WRITTEN CONSENT.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 64300 0 21-Apr-2011 21-Apr-2011
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 12-May-2011
ISIN US25746U1097 AGENDA 933400892 - Management
CITY HOLDING RECON DATE 04-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 11-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For
1B ELECTION OF DIRECTOR: PETER W. BROWN Management Against Against
1C ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. Management For For
1D ELECTION OF DIRECTOR: HELEN E. DRAGAS Management For For
1E ELECTION OF DIRECTOR: THOMAS F. FARRELL II Management For For
1F ELECTION OF DIRECTOR: JOHN W. HARRIS Management Against Against
1G ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Management For For
1H ELECTION OF DIRECTOR: MARK J. KINGTON Management For For
1I ELECTION OF DIRECTOR: MARGARET A. MCKENNA Management For For
1J ELECTION OF DIRECTOR: FRANK S. ROYAL Management Against Against
1K ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1L ELECTION OF DIRECTOR: DAVID A. WOLLARD Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
AUDITORS FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON Management For For
PAY")
04 ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY Management 1 Year For
VOTE
05 REPORT RELATED TO USE OF MOUNTAINTOP REMOVAL Shareholder Against For
COAL MINING
06 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY Shareholder Against For
2024
07 REPORT ON FINANCIAL RISKS OF CONTINUED RELIANCE Shareholder Against For
ON COAL
08 NEW NUCLEAR CONSTRUCTION Shareholder Against For
09 POLICY FOR INDEPENDENT CHAIRMAN OF THE BOARD Shareholder For Against
10 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against
11 EXECUTIVE SUPPLEMENTAL RETIREMENT BENEFITS Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 53500 0 20-Apr-2011 20-Apr-2011
SEMPRA ENERGY
SECURITY 816851109 MEETING TYPE Annual
TICKER SYMBOL SRE MEETING DATE 13-May-2011
ISIN US8168511090 AGENDA 933398566 - Management
CITY HOLDING RECON DATE 16-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 12-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: ALAN L. BOECKMANN Management For For
1B ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Management For For
1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For
1D ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Management For For
1E ELECTION OF DIRECTOR: WILLIAM D. JONES Management For For
1F ELECTION OF DIRECTOR: WILLIAM G. OUCHI Management For For
1G ELECTION OF DIRECTOR: CARLOS RUIZ Management For For
1H ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Management Against Against
1I ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Management For For
1J ELECTION OF DIRECTOR: LYNN SCHENK Management For For
1K ELECTION OF DIRECTOR: NEAL E. SCHMALE Management For For
1L ELECTION OF DIRECTOR: LUIS M. TELLEZ Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDER Shareholder For Against
ACTION BY WRITTEN CONSENT.
06 SHAREHOLDER PROPOSAL REGARDING RETIREMENT Shareholder Against For
BENEFITS.
07 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY. Shareholder Against For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 43900 0 22-Apr-2011 22-Apr-2011
SECURITY 020002101 MEETING TYPE Annual
TICKER SYMBOL ALL MEETING DATE 17-May-2011
ISIN US0200021014 AGENDA 933400551 - Management
CITY HOLDING RECON DATE 18-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management Against Against
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management Against Against
1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1F ELECTION OF DIRECTOR: ANDREA REDMOND Management Against Against
1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management Against Against
1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Management Against Against
1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management Against Against
1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management Against Against
1K ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2011.
03 APPROVE THE PROPOSED AMENDMENT TO THE Management For For
CERTIFICATE OF INCORPORATION GRANTING TO HOLDERS
OF NOT LESS THAN 20% OF THE CORPORATION'S SHARES
THE RIGHT TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
04 APPROVE THE PROPOSED AMENDMENT TO THE Management Against Against
CERTIFICATE OF INCORPORATION DESIGNATING A FORUM
FOR CERTAIN LEGAL ACTIONS.
05 ADVISORY Management Against Against
VOTE ON THE EXECUTIVE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
06 ADVISORY Management 1 Year Against
VOTE ON THE FREQUENCY OF FUTURE
ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
07 STOCKHOLDER Shareholder For Against
PROPOSAL SEEKING THE RIGHT FOR
STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
08 STOCKHOLDER Shareholder For Against
PROPOSAL SEEKING A REPORT ON
POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE
ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 36400 0 25-Apr-2011 26-Apr-2011
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 17-May-2011
ISIN US0325111070 AGENDA 933403622 - Management
CITY HOLDING RECON DATE 22-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management Against Against
1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For
1C ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For
1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For
1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For
1F ELECTION OF DIRECTOR: JOHN R. GORDON Management For For
1G ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITOR.
03 ADVISORY Management Against Against
VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
04 ADVISORY Management 1 Year Against
VOTE ON THE FREQUENCY OF FUTURE
ADVISORY
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 STOCKHOLDER Shareholder Against For
PROPOSAL- GENDER IDENTITY NON-
DISCRIMINATION POLICY.
06 STOCKHOLDER Shareholder For Against
PROPOSAL- ADOPTION OF POLICY OF
INDEPENDENT DIRECTOR CHAIRMAN.
07 STOCKHOLDER Shareholder For Against
PROPOSAL- ADOPTION OF POLICY ON
ACCELERATED VESTING OF EQUITY AWARDS.
08 STOCKHOLDER Shareholder For Against
PROPOSAL- REPORT ON POLITICAL
CONTRIBUTIONS.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 30100 0 23-Apr-2011 23-Apr-2011
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 17-May-2011
ISIN US46625H1005 AGENDA 933404028 - Management
CITY HOLDING RECON DATE 18-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management Against Against
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management Against Against
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY Management For For
VOTE ON EXECUTIVE COMPENSATION
04 ADVISORY Management 1 Year For
VOTE ON FREQUENCY OF ADVISORY
VOTE ON
EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Management For For
PLAN
06 POLITICAL NON-PARTISANSHIP Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against
08 MORTGAGE LOAN SERVICING Shareholder Against For
09 POLITICAL CONTRIBUTIONS Shareholder For Against
10 GENOCIDE-FREE INVESTING Shareholder Against For
11 INDEPENDENT LEAD DIRECTOR Shareholder Against For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 74084 0 29-Apr-2011 29-Apr-2011
GAP INC.
SECURITY 364760108 MEETING TYPE Annual
TICKER SYMBOL GPS MEETING DATE 17-May-2011
ISIN US3647601083 AGENDA 933405424 - Management
CITY HOLDING RECON DATE 21-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------------------- ------ -----------
01 DIRECTOR Management
1 ADRIAN D.P. BELLAMY For For
2 DOMENICO DE SOLE For For
3 ROBERT J. FISHER For For
4 WILLIAM S. FISHER For For
5 BOB L. MARTIN For For
6 JORGE P. MONTOYA For For
7 GLENN K. MURPHY For For
8 MAYO A. SHATTUCK III For For
9 KATHERINE TSANG For For
10 KNEELAND C. YOUNGBLOOD For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 28, 2012.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE GAP, INC. 2006 LONG-TERM INCENTIVE PLAN.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL Management For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
05 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management 1 Year For
FOR AN ADVISORY
VOTE ON THE OVERALL
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 104000 0 23-Apr-2011 23-Apr-2011
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 18-May-2011
ISIN CH0044328745 AGENDA 933420147 - Management
CITY HOLDING RECON DATE 30-Mar-2011
COUNTRY Bermuda VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------ -----------
1A ELECTION OF EVAN G. GREENBERG Management For For
1B ELECTION OF LEO F. MULLIN Management For For
1C ELECTION OF OLIVIER STEIMER Management For For
1D ELECTION OF MICHAEL P. CONNORS Management For For
1E ELECTION OF EUGENE B. SHANKS, JR. Management For For
1F ELECTION OF JOHN A. KROL Management For For
2A APPROVAL OF THE ANNUAL REPORT Management For For
2B APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For
OF ACE LIMITED
2C APPROVAL OF THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS
03 ALLOCATION OF DISPOSABLE PROFIT Management For For
04 DISCHARGE OF THE BOARD OF DIRECTORS Management For For
5A ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) Management For For
AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
5B RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR
PURPOSES OF UNITED STATES SECURITIES LAW
REPORTING FOR THE YEAR ENDING DECEMBER 31, 2011
5C ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING Management For For
FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL
MEETING
06 APPROVAL OF DIVIDENDS FROM LEGAL RESERVES Management For For
07 ADVISORY Management For For
VOTE ON EXECUTIVE COMPENSATION
08 ADVISORY Management 1 Year
VOTE ON FREQUENCY OF EXECUTIVE
COMPENSATION ADVISORY
VOTE
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 38600 0 26-Apr-2011 26-Apr-2011
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2011
ISIN US4581401001 AGENDA 933403812 - Management
CITY HOLDING RECON DATE 21-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 18-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management Against Against
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management Against Against
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY Management For For
INCENTIVE PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK Management For For
PURCHASE PLAN
05 ADVISORY Management For For
VOTE ON EXECUTIVE COMPENSATION
06 ADVISORY Management 1 Year For
VOTE ON THE FREQUENCY OF HOLDING
FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 53400 0 30-Apr-2011 30-Apr-2011
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 24-May-2011
ISIN US58933Y1055 AGENDA 933416744 - Management
CITY HOLDING RECON DATE 25-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 23-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------ -----------
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY Management For For
VOTE ON EXECUTIVE COMPENSATION.
04 ADVISORY Management 1 Year Against
VOTE ON THE FREQUENCY OF FUTURE
VOTES
ON EXECUTIVE COMPENSATION.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 30300 0 03-May-2011 03-May-2011
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 25-May-2011
ISIN US30231G1022 AGENDA 933416908 - Management
CITY HOLDING RECON DATE 06-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 24-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------- ------- -----------
01 DIRECTOR Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 K.C. FRAZIER For For
6 W.W. GEORGE For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Management For For
03 ADVISORY Management Against Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 56)
04 FREQUENCY OF ADVISORY Management 1 Year Against
VOTE ON EXECUTIVE
COMPENSATION (PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shareholder For Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shareholder Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder For Against
08 POLICY ON WATER (PAGE 62) Shareholder Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shareholder Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shareholder Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shareholder Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shareholder Against For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------ ----------- ----------- --------------
000382688 93I 27500 0 13-May-2011 13-May-2011
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-May-2011
ISIN US1667641005 AGENDA 933419687 - Management
CITY HOLDING RECON DATE 01-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 24-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C ELECTION OF DIRECTOR: R.J. EATON Management For For
1D ELECTION OF DIRECTOR: C. HAGEL Management For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1G ELECTION OF DIRECTOR: D.B. RICE Management For For
1H ELECTION OF DIRECTOR: K.W. SHARER Management For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1L ELECTION OF DIRECTOR: C. WARE Management Against Against
1M ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shareholder Against For
EXPERTISE.
06 HUMAN RIGHTS COMMITTEE. Shareholder Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
10 HYDRAULIC FRACTURING. Shareholder For Against
11 OFFSHORE OIL WELLS. Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 22100 0 08-May-2011 08-May-2011
XEROX CORPORATION
SECURITY 984121103 MEETING TYPE Annual
TICKER SYMBOL XRX MEETING DATE 26-May-2011
ISIN US9841211033 AGENDA 933414548 - Management
CITY HOLDING RECON DATE 28-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 25-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: GLENN A. BRITT Management For For
1B ELECTION OF DIRECTOR: URSULA M. BURNS Management For For
1C ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Management For For
1D ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Management For For
1E ELECTION OF DIRECTOR: ROBERT J. KEEGAN Management For For
1F ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For
1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management Against Against
1H ELECTION OF DIRECTOR: CHARLES PRINCE Management Against Against
1I ELECTION OF DIRECTOR: ANN N. REESE Management Against Against
1J ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Management For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 Management Against Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY Management 1 Year For
OF A SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 100500 0 06-May-2011 06-May-2011
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 26-May-2011
ISIN US89417E1091 AGENDA 933414714 - Management
CITY HOLDING RECON DATE 28-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 25-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: ALAN L. BELLER Management For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Management For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Management For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Management For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Management For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Management For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. Management For For
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For
1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Management Against Against
04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Management 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 19600 0 05-May-2011 05-May-2011
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 26-May-2011
ISIN US7551115071 AGENDA 933437940 - Management
CITY HOLDING RECON DATE 01-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 25-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: VERNON E. CLARK Management For For
1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Management Against Against
1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Management For For
1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For
1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For
1F ELECTION OF DIRECTOR: RONALD L. SKATES Management Against Against
1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For
1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management Against Against
1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 RATIFICATION OF INDEPENDENT AUDITORS Management For For
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder For Against
ACTION BY WRITTEN CONSENT
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK Shareholder Against For
RETENTION
07 SHAREHOLDER PROPOSAL REGARDING LOBBYING Shareholder Against For
EXPENSES
08 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shareholder Against For
EXECUTIVE RETIREMENT PLANS
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382688 93I 23300 0 06-May-2011 06-May-2011
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 03-Jun-2011
ISIN US9311421039 AGENDA 933425236 - Management
CITY HOLDING RECON DATE 06-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 02-Jun-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 POLITICAL CONTRIBUTIONS REPORT Shareholder For Against
07 SPECIAL SHAREOWNER MEETINGS Shareholder For Against
08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL Shareholder Against For
SUSTAINABILITY REPORT
09 CLIMATE CHANGE RISK DISCLOSURE Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 93I 41800 0 18-May-2011 18-May-2011
GENERAL MOTORS COMPANY
SECURITY 37045V100 MEETING TYPE Annual
TICKER SYMBOL GM MEETING DATE 07-Jun-2011
ISIN US37045V1008 AGENDA 933434437 - Management
CITY HOLDING RECON DATE 08-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 06-Jun-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Management For For
1B ELECTION OF DIRECTOR: DAVID BONDERMAN Management For For
1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Management For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For
1F ELECTION OF DIRECTOR: ROBERT D. KREBS Management For For
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management Against Against
1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Management For For
1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Management For For
1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Management Against Against
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS GM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE Management For For
COMPENSATION.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ---- ------------
000382688 93I 69900 0 26-May-2011 26-May-2011
Vote Summary
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 20-Sep-2010
ISIN US6541061031 AGENDA 933315548 - Management
CITY HOLDING RECON DATE 26-Jul-2010
COUNTRY United States VOTE DEADLINE DATE 17-Sep-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JOHN C. LECHLEITER For For
4 PHYLLIS M. WISE For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Management For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK Management For For
INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 11100 0 19-Aug-2010 19-Aug-2010
FEDEX CORPORATION
SECURITY 31428X106 MEETING TYPE Annual
TICKER SYMBOL FDX MEETING DATE 27-Sep-2010
ISIN US31428X1063 AGENDA 933319419 - Management
CITY HOLDING RECON DATE 02-Aug-2010
COUNTRY United States VOTE DEADLINE DATE 24-Sep-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1B ELECTION OF DIRECTOR: JOHN A. EDWARDSON Management For For
1C ELECTION OF DIRECTOR: J.R. HYDE, III Management For For
1D ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Management Against Against
1E ELECTION OF DIRECTOR: STEVEN R. LORANGER Management Against Against
1F ELECTION OF DIRECTOR: GARY W. LOVEMAN Management For For
1G ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For
1H ELECTION OF DIRECTOR: FREDERICK W. SMITH Management For For
1I ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
1J ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1K ELECTION OF DIRECTOR: PAUL S. WALSH Management For For
02 ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. Management For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shareholder For Against
BOARD CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder For Against
ACTION BY WRITTEN CONSENT.
06 STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION Shareholder Against For
PLANNING.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 13000 0 10-Sep-2010 11-Sep-2010
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 06-Oct-2010
ISIN US68389X1054 AGENDA 933328189 - Management
CITY HOLDING RECON DATE 09-Aug-2010
COUNTRY United States VOTE DEADLINE DATE 05-Oct-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
01 DIRECTOR Management
1 JEFFREY S. BERG Withheld Against
2 H. RAYMOND BINGHAM Withheld Against
3 MICHAEL J. BOSKIN For For
4 SAFRA A. CATZ For For
5 BRUCE R. CHIZEN For For
6 GEORGE H. CONRADES For For
7 LAWRENCE J. ELLISON For For
8 HECTOR GARCIA-MOLINA For For
9 JEFFREY O. HENLEY For For
10 MARK V. HURD For For
11 DONALD L. LUCAS For For
12 NAOMI O. SELIGMAN For For
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Management For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND Management Against Against
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE THE
AGGREGATE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE Shareholder Against For
CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING Shareholder For Against
MAJORITY VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shareholder Against For
RETENTION.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 29380 0 21-Sep-2010 21-Sep-2010
SYSCO CORPORATION
SECURITY 871829107 MEETING TYPE Annual
TICKER SYMBOL SYY MEETING DATE 12-Nov-2010
ISIN US8718291078 AGENDA 933330398 - Management
CITY HOLDING RECON DATE 14-Sep-2010
COUNTRY United States VOTE DEADLINE DATE 11-Nov-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN M. CASSADAY Management Against Against
1B ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ Management Against Against
1C ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Management For For
1D ELECTION OF DIRECTOR: JACKIE M. WARD Management Against Against
02 TO APPROVE AN AMENDMENT TO THE SYSCO Management For For
CORPORATION 1974 EMPLOYEES' STOCK PURCHASE PLAN
TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO
CORPORATION COMMON STOCK FOR ISSUANCE UNDER
THE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2011.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 23100 0 14-Oct-2010 15-Oct-2010
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 16-Nov-2010
ISIN US5949181045 AGENDA 933331011 - Management
CITY HOLDING RECON DATE 03-Sep-2010
COUNTRY United States VOTE DEADLINE DATE 15-Nov-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
02 ELECTION OF DIRECTOR: DINA DUBLON Management For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
05 ELECTION OF DIRECTOR: REED HASTINGS Management For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 56100 0 26-Oct-2010 27-Oct-2010
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 18-Nov-2010
ISIN US17275R1023 AGENDA 933332265 - Management
CITY HOLDING RECON DATE 20-Sep-2010
COUNTRY United States VOTE DEADLINE DATE 17-Nov-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Management For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Management For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Management For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Management For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Management Against Against
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Management For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Management For For
1K ELECTION OF DIRECTOR: ARUN SARIN Management For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Management For For
1M ELECTION OF DIRECTOR: JERRY YANG Management For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management Against Against
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS CISCO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shareholder Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON
ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS
BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shareholder Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY
RESTRICTING CERTAIN SALES IN CHINA, ADOPT A
RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH
RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE
PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND
CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 62600 0 29-Oct-2010 30-Oct-2010
MOTOROLA SOLUTIONS, INC.
SECURITY 620076109 MEETING TYPE Special
TICKER SYMBOL MOT MEETING DATE 29-Nov-2010
ISIN US6200761095 AGENDA 933338736 - Management
CITY HOLDING RECON DATE 08-Oct-2010
COUNTRY United States VOTE DEADLINE DATE 26-Nov-2010
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------ -----------
01 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Management For For
EFFECT, IN ITS DISCRETION PRIOR TO DECEMBER 31, 2011,
A REVERSE STOCK SPLIT OF THE OUTSTANDING AND
TREASURY COMMON STOCK OF MOTOROLA, AT A
REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND
OF UP TO 1-FOR-7, AS DETERMINED BY THE BOARD OF
DIRECTORS.
02 APPROVAL OF A CORRESPONDING AMENDMENT TO Management For For
MOTOROLA'S RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT
AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER
OF SHARES OF COMMON STOCK THAT MOTOROLA IS
AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD OF
DIRECTORS' AUTHORITY TO ABANDON SUCH AMENDMENT.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 86500 0 01-Nov-2010 02-Nov-2010
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 23-Feb-2011
ISIN US2441991054 AGENDA 933366343 - Management
CITY HOLDING RECON DATE 31-Dec-2010
COUNTRY United States VOTE DEADLINE DATE 22-Feb-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1B ELECTION OF DIRECTOR: DIPAK C. JAIN Management For For
1C ELECTION OF DIRECTOR: JOACHIM MILBERG Management For For
1D ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION ("SAY-ON-PAY")
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For
SAY-ON-PAY VOTES
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 10100 0 02-Feb-2011 02-Feb-2011
FRANKLIN RESOURCES, INC.
SECURITY 354613101 MEETING TYPE Annual
TICKER SYMBOL BEN MEETING DATE 15-Mar-2011
ISIN US3546131018 AGENDA 933367371 - Management
CITY HOLDING RECON DATE 18-Jan-2011
COUNTRY United States VOTE DEADLINE DATE 14-Mar-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: CHARLES CROCKER Management For For
1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Management For For
1D ELECTION OF DIRECTOR: CHARLES B. JOHNSON Management For For
1E ELECTION OF DIRECTOR: GREGORY E. JOHNSON Management For For
1F ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Management For For
1G ELECTION OF DIRECTOR: MARK C. PIGOTT Management For For
1H ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Management For For
1I ELECTION OF DIRECTOR: PETER M. SACERDOTE Management For For
1J ELECTION OF DIRECTOR: LAURA STEIN Management For For
1K ELECTION OF DIRECTOR: ANNE M. TATLOCK Management Against Against
1L ELECTION OF DIRECTOR: GEOFFREY Y. YANG Management For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR
ISSUANCE BY 10,000,000 SHARES.
04 TO APPROVE, ON AN ADVISORY BASIS, THE Management For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management 1 Year Against
VOTES ON THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE
NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED
------ --------- ------ ----------- ----------- ------------
000382691 93I 15200 0 11-Mar-2011 11-Mar-2011
COVIDIEN PLC
SECURITY G2554F105 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 15-Mar-2011
ISIN IE00B3QN1M21 AGENDA 933367701 - Management
CITY HOLDING RECON DATE 12-Jan-2011
COUNTRY United States VOTE DEADLINE DATE 11-Mar-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
1B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For
1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For
1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For
1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For
1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For
1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------- ---------- ------ -----------
02 APPOINT THE INDEPENDENT Management For For
AUDITORS AND AUTHORIZE THE
AUDIT COMMITTEE TO SET
THE AUDITORS' REMUNERATION.
03 EFFECT A ONE-FOR-ONE HUNDRED Management For For
REVERSE SPLIT FOLLOWED BY A
ONE HUNDRED-FOR-ONE FORWARD
SPLIT OF THE COMPANY'S ORDINARY SHARES.
04 AN ADVISORY VOTE TO APPROVE Management For For
EXECUTIVE COMPENSATION.
05 AN ADVISORY VOTE ON THE Management 1 Year Against
FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
------- ------ --------- ------------- ------------------ --------- --------------
000382691 93I 34100 0 19-Feb-2011 19-Feb-2011
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 23-Mar-2011
ISIN US2546871060 AGENDA 933369440 - Management
CITY HOLDING RECON DATE 24-Jan-2011
COUNTRY United States VOTE DEADLINE DATE 22-Mar-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------- ---------- -------- -----------
1A ELECTION OF DIRECTOR: Management Against Against
SUSAN E. ARNOLD
1B ELECTION OF DIRECTOR: Management For For
JOHN E. BRYSON
1C ELECTION OF DIRECTOR: Management Against Against
JOHN S. CHEN
1D ELECTION OF DIRECTOR Management For For
: JUDITH L. ESTRIN
1E ELECTION OF DIRECTOR: Management For For
ROBERT A. IGER
1F ELECTION OF DIRECTOR Management Against Against
: STEVEN P. JOBS
1G ELECTION OF DIRECTOR Management Against Against
: FRED H. LANGHAMMER
1H ELECTION OF DIRECTOR: Management Against Against
AYLWIN B. LEWIS
1I ELECTION OF DIRECTOR: Management For For
MONICA C. LOZANO
1J ELECTION OF DIRECTOR Management For For
: ROBERT W. MATSCHULLAT
1K ELECTION OF DIRECTOR: Management Against Against
JOHN E. PEPPER, JR.
1L ELECTION OF DIRECTOR: Management For For
SHERYL K. SANDBERG
1M ELECTION OF DIRECTOR: Management Against Against
ORIN C. SMITH
02 TO RATIFY THE APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTANTS FOR 2011.
03 TO APPROVE THE 2011 STOCK Management Against Against
INCENTIVE PLAN.
04 TO APPROVE THE ADVISORY Management Against Against
RESOLUTION ON EXECUTIVE
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY Management 1 Year For
VOTE ON EXECUTIVE COMPENSATION
EVERY ONE, TWO OR THREE
YEARS, AS INDICATED.
06 TO APPROVE THE SHAREHOLDER Shareholder Against For
PROPOSAL RELATING TO
PERFORMANCE TESTS FOR
RESTRICTED STOCK UNITS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 41300 0 02-Mar-2011 02-Mar-2011
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 25-Apr-2011
ISIN US4385161066 AGENDA 933380115 - Management
CITY HOLDING RECON DATE 25-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: Management For For
GORDON M. BETHUNE
1B ELECTION OF DIRECTOR: Management For For
KEVIN BURKE
1C ELECTION OF DIRECTOR: Management For For
JAIME CHICO PARDO
1D ELECTION OF DIRECTOR Management For For
: DAVID M. COTE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ---------- ------ -----------
1E ELECTION OF DIRECTOR Management For For
: D. SCOTT DAVIS
1F ELECTION OF DIRECTOR: Management For For
LINNET F. DEILY
1G ELECTION OF DIRECTOR: Management For For
JUDD GREGG
1H ELECTION OF DIRECTOR: Management For For
CLIVE R. HOLLICK
1I ELECTION OF DIRECTOR: Management For For
GEORGE PAZ
1J ELECTION OF DIRECTOR: Management For For
BRADLEY T. SHEARES
02 APPROVAL OF INDEPENDENT Management For For
ACCOUNTANTS.
03 ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY Management 1 Year For
OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF Management For For
HONEYWELL INTERNATIONAL
INC. AND ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL Management For For
INC. INCENTIVE COMPENSATION
PLAN FOR EXECUTIVE EMPLOYEES,
AMENDED AND RESTATED
EFFECTIVE AS OF JANUARY 1, 2011.
07 SHAREHOLDER ACTION BY Shareholder For Against
WRITTEN CONSENT.
08 SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 26300 0 12-Apr-2011 12-Apr-2011
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 26-Apr-2011
ISIN US4592001014 AGENDA 933380381 - Management
CITY HOLDING RECON DATE 25-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR Management Against Against
: A.J.P. BELDA
1B ELECTION OF DIRECTOR Management For For
: W.R. BRODY
1C ELECTION OF DIRECTOR Management For For
: K.I. CHENAULT
1D ELECTION OF DIRECTOR Management Against Against
M.L. ESKEW
1E ELECTION OF DIRECTOR: Management For For
S.A. JACKSON
1F ELECTION OF DIRECTOR Management Against Against
: A.N. LIVERIS
1G ELECTION OF DIRECTOR: Management For For
W.J. MCNERNEY, JR.
1H ELECTION OF DIRECTOR Management For For
: J.W. OWENS
1I ELECTION OF DIRECTOR Management For For
: S.J. PALMISANO
1J ELECTION OF DIRECTOR Management For For
: J.E. SPERO
1K ELECTION OF DIRECTOR Management For For
: S. TAUREL
1L ELECTION OF DIRECTOR: Management Against Against
L.H. ZAMBRANO
02 RATIFICATION OF APPOINTMENT Management For For
OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION (PAGE 72)
04 ADVISORY VOTE REGARDING Management 1 Year Against
FREQUENCY OF ADVISORY
VOTE ON EXECUTIVE
COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON Shareholder Against For
CUMULATIVE VOTING (PAGE 74)
06 STOCKHOLDER PROPOSAL Shareholder Against For
TO REVIEW POLITICAL CONTRIBUTIONS
POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON Shareholder Against For
LOBBYING (PAGES 75-76)
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 9400 0 29-Mar-2011 29-Mar-2011
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 26-Apr-2011
ISIN US0255371017 AGENDA 933383779 - Management
CITY HOLDING RECON DATE 28-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: Management For For
DAVID J. ANDERSON
1B ELECTION OF DIRECTOR Management For For
JAMES F. CORDES
1C ELECTION OF DIRECTOR Management For For
: RALPH D. CROSBY, JR.
1D ELECTION OF DIRECTOR: Management For For
LINDA A. GOODSPEED
1E ELECTION OF DIRECTOR: Management For For
THOMAS E. HOAGLIN
1F ELECTION OF DIRECTOR Management For For
: LESTER A. HUDSON, JR.
1G ELECTION OF DIRECTOR: Management For For
MICHAEL G. MORRIS
1H ELECTION OF DIRECTOR Management For For
RICHARD C. NOTEBAERT
1I ELECTION OF DIRECTOR: Management For For
LIONEL L. NOWELL III
1J ELECTION OF DIRECTOR: Management For For
RICHARD L. SANDOR
1K ELECTION OF DIRECTOR: Management For For
KATHRYN D. SULLIVAN
1L ELECTION OF DIRECTOR: Management For For
SARA MARTINEZ TUCKER
1M ELECTION OF DIRECTOR: Management For For
JOHN F. TURNER
2 RATIFICATION OF THE APPOINTMENT Management For For
OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY Management 1 Year For
OF HOLDING AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 39300 0 30-Mar-2011 30-Mar-2011
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 26-Apr-2011
ISIN US59156R1086 AGENDA 933398883 - Management
CITY HOLDING RECON DATE 01-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------- ---------- -------- ----------
01 DIRECTOR Management
1 STEVEN A. KANDARIAN* For For
2 SYLVIA MATHEWS BURWELL# For For
3 EDUARDO CASTRO-WRIGHT# For For
4 CHERYL W. GRISE# For For
5 LULU C. WANG# For For
02 PROPOSAL TO AMEND THE Management For For
CERTIFICATE OF INCORPORATION
TO DECLASSIFY THE BOARD
OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT Management For For
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR FOR 2011
04 ADVISORY VOTE TO APPROVE THE Management For For
COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE
OFFICERS
05 ADVISORY VOTE ON THE FREQUENCY Management 1 Year For
OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION
PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ------------ --------------
000382691 93I 32400 0 01-Apr-2011 01-Apr-2011
AMERIPRISE FINANCIAL, INC.
SECURITY 03076C106 MEETING TYPE Annual
TICKER SYMBOL AMP MEETING DATE 27-Apr-2011
ISIN US03076C1062 AGENDA 933382688 - Management
CITY HOLDING RECON DATE 28-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: SIRI S Management For For
. MARSHALL
1B ELECTION OF DIRECTOR: W. Management For For
WALKER LEWIS
1C ELECTION OF DIRECTOR Management For For
: WILLIAM H. TURNER
02 A NONBINDING ADVISORY VOTE Management For For
TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
03 A NONBINDING ADVISORY VOTE Management 1 Year For
ON THE FREQUENCY OF
SHAREHOLDER APPROVAL OF
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
04 TO RATIFY THE AUDIT COMMITTEE'S Management For For
SELECTION OF PRICE WATER
HOUSECOOPERS LLP, THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2011.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 25100 0 31-Mar-2011 31-Mar-2011
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 27-Apr-2011
ISIN US2635341090 AGENDA 933385521 - Management
CITY HOLDING RECON DATE 02-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR Management For For
: RICHARD H. BROWN
1B ELECTION OF DIRECTOR: Management For For
ROBERT A. BROWN
1C ELECTION OF DIRECTOR Management For For
: BERTRAND P. COLLOMB
1D ELECTION OF DIRECTOR: Management For For
CURTIS J. CRAWFORD
1E ELECTION OF DIRECTOR: Management For For
ALEXANDER M. CUTLER
1F ELECTION OF DIRECTOR: Management For For
ELEUTHERE I. DU PONT
1G ELECTION OF DIRECTOR: Management For For
MARILLYN A. HEWSON
1H ELECTION OF DIRECTOR: Management For For
LOIS D. JULIBER
1I ELECTION OF DIRECTOR: Management For For
ELLEN J. KULLMAN
1J ELECTION OF DIRECTOR: Management For For
WILLIAM K. REILLY
02 ON RATIFICATION OF INDEPENDENT Management For For
REGISTERED PUBLIC
ACCOUNTING FIRM
03 ON AMENDED EQUITY AND Management For For
INCENTIVE PLAN
04 TO APPROVE, BY ADVISORY Management For For
VOTE, EXECUTIVE COMPENSATION
05 TO RECOMMEND, BY ADVISORY Management 1 Year For
VOTE, THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shareholder Against For
07 ON GENETICALLY ENGINEERED SEED Shareholder Against For
08 ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ------------ --------------
000382691 93I 28600 0 01-Apr-2011 01-Apr-2011
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 28-Apr-2011
ISIN US2193501051 AGENDA 933380191 - Management
CITY HOLDING RECON DATE 24-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ----------- ------- ----------
1A ELECTION OF DIRECTOR: Management Against Against
JOHN SEELY BROWN
1B ELECTION OF DIRECTOR: Management For For
JOHN A. CANNING, JR.
1C ELECTION OF DIRECTOR: Management Against Against
GORDON GUND
1D ELECTION OF DIRECTOR: Management For For
KURT M. LANDGRAF
1E ELECTION OF DIRECTOR: H. Management For For
ONNO RUDING
1F ELECTION OF DIRECTOR: Management For For
GLENN F. TILTON
02 APPROVAL, BY NON-BINDING Management For For
VOTE, ON EXECUTIVE COMPENSATION.
03 APPROVAL, BY NON-BINDING, Management 1 Year For
ON THE FREQUENCY OF FUTURE
EXECUTIVE COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP
AS CORNING'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL Shareholder For Against
CONCERNING SPECIAL MEETINGS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ------------ --------------
000382691 93I 34300 0 01-Apr-2011 01-Apr-2011
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011
ISIN US4781601046 AGENDA 933382854 - Management
CITY HOLDING RECON DATE 01-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: MARY Management Against Against
SUE COLEMAN
1B ELECTION OF DIRECTOR: Management For For
JAMES G. CULLEN
1C ELECTION OF DIRECTOR: Management For For
IAN E.L. DAVIS
1D ELECTION OF DIRECTOR: Management Against Against
MICHAEL M.E. JOHNS
1E ELECTION OF DIRECTOR: Management For For
SUSAN L. LINDQUIST
1F ELECTION OF DIRECTOR: Management Against Against
ANNE M. MULCAHY
1G ELECTION OF DIRECTOR Management For For
: LEO F. MULLIN
1H ELECTION OF DIRECTOR: Management Against Against
WILLIAM D. PEREZ
1I ELECTION OF DIRECTOR: Management Against Against
CHARLES PRINCE
1J ELECTION OF DIRECTOR: Management For For
DAVID SATCHER
1K ELECTION OF DIRECTOR: Management For For
WILLIAM C. WELDON
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON NAMED Management For For
EXECUTIVE OFFICER COMPENSATION
04 ADVISORY VOTE ON FREQUENCY Management 1 Year For
OF ADVISORY VOTE ON NAMED
EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL Shareholder Against For
ON PHARMACEUTICAL
PRICE RESTRAINT
06 SHAREHOLDER PROPOSAL Shareholder Against For
ON AMENDMENT TO COMPANY'S
EQUAL EMPLOYMENT
OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON Shareholder Against For
ADOPTING NON-ANIMAL METHODS
FOR TRAINING
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ------------ --------------
000382691 93I 35700 0 06-Apr-2011 06-Apr-2011
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 28-Apr-2011
ISIN US7170811035 AGENDA 933392196 - Management
CITY HOLDING RECON DATE 01-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------ ----------- ------ -----------
1A ELECTION OF DIRECTOR: Management For For
DENNIS A. AUSIELLO
1B ELECTION OF DIRECTOR: Management For For
MICHAEL S. BROWN
1C ELECTION OF DIRECTOR: Management For For
M. ANTHONY BURNS
1D ELECTION OF DIRECTOR: Management For For
W. DON CORNWELL
1E ELECTION OF DIRECTOR: Management For For
FRANCES D. FERGUSSON
1F ELECTION OF DIRECTOR: Management For For
WILLIAM H. GRAY III
1G ELECTION OF DIRECTOR Management For For
: CONSTANCE J. HORNER
1H ELECTION OF DIRECTOR: Management For For
JAMES M. KILTS
1I ELECTION OF DIRECTOR: Management For For
GEORGE A. LORCH
1J ELECTION OF DIRECTOR: Management For For
JOHN P. MASCOTTE
1K ELECTION OF DIRECTOR: Management For For
SUZANNE NORA JOHNSON
1L ELECTION OF DIRECTOR: Management For For
IAN C. READ
1M ELECTION OF DIRECTOR: Management For For
STEPHEN W. SANGER
02 PROPOSAL TO RATIFY THE Management For For
SELECTION OF KPMG LLP AS
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE Management Against Against
COMPENSATION
04 ADVISORY VOTE ON THE Management 1 Year Against
FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING PUBLICATION OF
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING PUBLIC POLICY
INITIATIVES.
07 SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING PHARMACEUTICAL PRICE
RESTRAINTS.
08 SHAREHOLDER PROPOSAL Shareholder For Against
REGARDING ACTION BY WRITTEN
CONSENT.
09 SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING SPECIAL SHAREHOLDER
MEETINGS.
10 SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING ANIMAL RESEARCH
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 111000 0 12-Apr-2011 12-Apr-2011
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 29-Apr-2011
ISIN US00206R1023 AGENDA 933378437 - Management
CITY HOLDING RECON DATE 01-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: Management For For
RANDALL L. STEPHENSON
1B ELECTION OF DIRECTOR: Management For For
GILBERT F. AMELIO
1C ELECTION OF DIRECTOR: Management For For
REUBEN V. ANDERSON
1D ELECTION OF DIRECTOR: Management For For
JAMES H. BLANCHARD
1E ELECTION OF DIRECTOR: Management For For
JAIME CHICO PARDO
1F ELECTION OF DIRECTOR: Management For For
JAMES P. KELLY
1G ELECTION OF DIRECTOR: Management For For
JON C. MADONNA
1H ELECTION OF DIRECTOR Management For For
: LYNN M. MARTIN
1I ELECTION OF DIRECTOR: Management For For
JOHN B. MCCOY
1J ELECTION OF DIRECTOR Management For For
: JOYCE M. ROCHE
1K ELECTION OF DIRECTOR: Management For For
MATTHEW K. ROSE
1L ELECTION OF DIRECTOR: Management For For
LAURA D'ANDREA TYSON
02 RATIFICATION OF APPOINTMENT Management For For
OF INDEPENDENT AUDITORS.
03 APPROVE 2011 INCENTIVE PLAN. Management For For
04 ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION.
05 ADVISORY VOTE ON FREQUENCY Management 1 Year Against
OF VOTE ON EXECUTIVE COMPENSATION.
06 POLITICAL CONTRIBUTIONS. Shareholder Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
08 WRITTEN CONSENT. Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ------------ --------------
000382691 93I 72900 0 02-Apr-2011 02-Apr-2011
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 29-Apr-2011
ISIN US0028241000 AGENDA 933386319 - Management
CITY HOLDING RECON DATE 02-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------ ---------- ------ -----------
01 DIRECTOR Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 E.M. LIDDY For For
6 P.N. NOVAKOVIC For For
7 W.A. OSBORN For For
8 S.C. SCOTT III For For
9 G.F. TILTON For For
10 M.D. WHITE For For
02 RATIFICATION OF DELOITTE & Management For For
TOUCHE LLP AS AUDITORS.
03 SAY ON PAY - AN ADVISORY VOTE Management Against Against
ON THE APPROVAL OF EXECUTIVE
COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY Management 1 Year For
VOTE ON THE APPROVAL OF THE
FREQUENCY OF SHAREHOLDER
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL - Shareholder Against For
PHARMACEUTICAL PRICING.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 30300 0 05-Apr-2011 05-Apr-2011
AFLAC INCORPORATED
SECURITY 001055102 MEETING TYPE Annual
TICKER SYMBOL AFL MEETING DATE 02-May-2011
ISIN US0010551028 AGENDA 933383616 - Management
CITY HOLDING RECON DATE 23-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: Management For For
DANIEL P. AMOS
1B ELECTION OF DIRECTOR: Management Against Against
JOHN SHELBY AMOS II
1C ELECTION OF DIRECTOR: Management For For
PAUL S. AMOS II
1D ELECTION OF DIRECTOR: Management For For
MICHAEL H. ARMACOST
1E ELECTION OF DIRECTOR: Management Against Against
KRISS CLONINGER III
1F ELECTION OF DIRECTOR: Management For For
ELIZABETH J. HUDSON
1G ELECTION OF DIRECTOR: Management For For
DOUGLAS W. JOHNSON
1H ELECTION OF DIRECTOR: Management For For
ROBERT B. JOHNSON
1I ELECTION OF DIRECTOR: Management For For
CHARLES B. KNAPP
1J ELECTION OF DIRECTOR: E Management For For
. STEPHEN PURDOM, M.D.
1K ELECTION OF DIRECTOR: Management For For
BARBARA K. RIMER, DRPH
1L ELECTION OF DIRECTOR: Management For For
MARVIN R. SCHUSTER
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ---------- ------ ----------
1M ELECTION OF DIRECTOR: Management For For
DAVID GARY THOMPSON
1N ELECTION OF DIRECTOR: Management For For
ROBERT L. WRIGHT
1O ELECTION OF DIRECTOR: Management For For
TAKURO YOSHIDA
02 TO CONSIDER THE FOLLOWING Management For For
NON-BINDING ADVISORY
PROPOSAL: RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS,
AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION
TABLES AND ACCOMPANYING
NARRATIVE DISCLOSURE IN
THE PROXY STATEMENT.
03 NON-BINDING, ADVISORY VOTE ON Management 1 Year For
THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT Management For For
OF KPMG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2011.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 27100 0 06-Apr-2011 06-Apr-2011
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 02-May-2011
ISIN US0970231058 AGENDA 933387397 - Management
CITY HOLDING RECON DATE 03-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: Management For For
JOHN E. BRYSON
1B ELECTION OF DIRECTOR: Management For For
DAVID L. CALHOUN
1C ELECTION OF DIRECTOR: Management For For
ARTHUR D. COLLINS, JR.
1D ELECTION OF DIRECTOR: Management For For
LINDA Z. COOK
1E ELECTION OF DIRECTOR: Management For For
KENNETH M. DUBERSTEIN
1F ELECTION OF DIRECTOR: Management For For
EDMUND P. GIAMBASTIANI, JR.
1G ELECTION OF DIRECTOR: Management For For
EDWARD M. LIDDY
1H ELECTION OF DIRECTOR: Management For For
JOHN F. MCDONNELL
1I ELECTION OF DIRECTOR: W. Management For For
JAMES MCNERNEY, JR.
1J ELECTION OF DIRECTOR: Management For For
SUSAN C. SCHWAB
1K ELECTION OF DIRECTOR: Management For For
RONALD A. WILLIAMS
1L ELECTION OF DIRECTOR: Management For For
MIKE S. ZAFIROVSKI
02 ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION.
03 RECOMMEND THE FREQUENCY Management 1 Year Against
OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT Management For For
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR FOR 2011.
05 INDEPENDENT MONITORING OF Shareholder Against For
THE HUMAN RIGHTS CODE.
06 REPORT ON POLITICAL ACTIVITY. Shareholder Against For
07 ACTION BY WRITTEN CONSENT. Shareholder For Against
08 CHANGE OWNERSHIP THRESHOLD Shareholder For Against
TO CALL SPECIAL MEETINGS.
09 INDEPENDENT CHAIRMAN. Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 22000 0 06-Apr-2011 06-Apr-2011
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 03-May-2011
ISIN US1101221083 AGENDA 933386701 - Management
CITY HOLDING RECON DATE 10-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 02-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: Management For For
L. ANDREOTTI
1B ELECTION OF DIRECTOR: Management For For
L.B. CAMPBELL
1C ELECTION OF DIRECTOR: Management For For
J.M. CORNELIUS
1D ELECTION OF DIRECTOR: Management Against Against
L.J. FREEH
1E ELECTION OF DIRECTOR: Management For For
L.H. GLIMCHER, M.D.
1F ELECTION OF DIRECTOR: Management For For
M. GROBSTEIN
1G ELECTION OF DIRECTOR Management For For
: L. JOHANSSON
1H ELECTION OF DIRECTOR: Management For For
A.J. LACY
1I ELECTION OF DIRECTOR Management For For
: V.L. SATO, PH.D.
1J ELECTION OF DIRECTOR: Management For For
E. SIGAL, M.D., PH.D.
1K ELECTION OF DIRECTOR: Management For For
T.D. WEST, JR.
1L ELECTION OF DIRECTOR Management For For
: R.S. WILLIAMS, M.D.
02 RATIFICATION OF THE APPOINTMENT Management For For
OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON THE Management For For
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY Management 1 Year Against
OF THE ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
05 EXECUTIVE COMPENSATION Shareholder Against For
DISCLOSURE
06 SHAREHOLDER ACTION BY Shareholder For Against
WRITTEN CONSENT
07 PHARMACEUTICAL PRICE Shareholder Against For
RESTRAINT
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 27400 0 08-Apr-2011 08-Apr-2011
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 03-May-2011
ISIN US9497461015 AGENDA 933389151 - Management
CITY HOLDING RECON DATE 04-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 02-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: Management Against Against
JOHN D. BAKER II
1B ELECTION OF DIRECTOR: Management For For
JOHN S. CHEN
1C ELECTION OF DIRECTOR Management For For
: LLOYD H. DEAN
1D ELECTION OF DIRECTOR: Management For For
SUSAN E. ENGEL
1E ELECTION OF DIRECTOR: Management For For
ENRIQUE HERNANDEZ, JR.
1F ELECTION OF DIRECTOR: Management Against Against
DONALD M. JAMES
1G ELECTION OF DIRECTOR: Management Against Against
MACKEY J. MCDONALD
1H ELECTION OF DIRECTOR: Management Against Against
CYNTHIA H. MILLIGAN
1I ELECTION OF DIRECTOR: Management For For
NICHOLAS G. MOORE
1J ELECTION OF DIRECTOR: Management Against Against
PHILIP J. QUIGLEY
1K ELECTION OF DIRECTOR: Management For For
JUDITH M. RUNSTAD
1L ELECTION OF DIRECTOR: Management For For
STEPHEN W. SANGER
1M ELECTION OF DIRECTOR: Management For For
JOHN G. STUMPF
1N ELECTION OF DIRECTOR: Management For For
SUSAN G. SWENSON
02 PROPOSAL TO APPROVE AN Management For For
ADVISORY RESOLUTION TO
APPROVE THE NAMED EXECUTIVES'
COMPENSATION.
03 ADVISORY PROPOSAL ON THE Management 1 Year For
FREQUENCY OF FUTURE ADVISORY
VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE Management For For
APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL Shareholder For Against
REGARDING AN AMENDMENT TO THE
COMPANY'S BY-LAWS TO ALLOW
HOLDERS OF 10% OF THE COMPANY'S
COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO Shareholder For Against
PROVIDE FOR CUMULATIVE VOTING
IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
THE ADOPTION OF A POLICY
TO REQUIRE AN INDEPENDENT
CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
AN ADVISORY VOTE ON DIRECTOR
COMPENSATION.
09 STOCKHOLDER PROPOSAL Shareholder Against For
REGARDING AN INVESTIGATION
AND REPORT ON INTERNAL
CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 65500 0 13-Apr-2011 14-Apr-2011
GENERAL DYNAMICS CORPORATION
SECURITY 369550108 MEETING TYPE Annual
TICKER SYMBOL GD MEETING DATE 04-May-2011
ISIN US3695501086 AGENDA 933387854 - Management
CITY HOLDING RECON DATE 07-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 03-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: Management For For
MARY T. BARRA
1B ELECTION OF DIRECTOR: Management For For
NICHOLAS D. CHABRAJA
1C ELECTION OF DIRECTOR: Management Against Against
JAMES S. CROWN
1D ELECTION OF DIRECTOR Management For For
: WILLIAM P. FRICKS
1E ELECTION OF DIRECTOR: Management For For
JAY L. JOHNSON
1F ELECTION OF DIRECTOR: Management For For
GEORGE A. JOULWAN
1G ELECTION OF DIRECTOR: Management For For
PAUL G. KAMINSKI
1H ELECTION OF DIRECTOR: Management For For
JOHN M. KEANE
1I ELECTION OF DIRECTOR: Management For For
LESTER L. LYLES
1J ELECTION OF DIRECTOR: Management For For
WILLIAM A. OSBORN
1K ELECTION OF DIRECTOR: Management For For
ROBERT WALMSLEY
02 SELECTION OF INDEPENDENT Management For For
AUDITORS.
03 ADVISORY VOTE ON EXECUTIVE Management Against Against
COMPENSATION.
04 ADVISORY VOTE ON FREQUENCY Management 1 Year Against
OF FUTURE EXECUTIVE
COMPENSATION ADVISORY VOTES.
05 SHAREHOLDER PROPOSAL WITH Shareholder Against For
REGARD TO A HUMAN RIGHTS POLICY.
06 SHAREHOLDER PROPOSAL WITH Shareholder Against For
REGARD TO SPECIAL
SHAREHOLDER MEETINGS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 8900 0 12-Apr-2011 12-Apr-2011
UNION PACIFIC CORPORATION
SECURITY 907818108 MEETING TYPE Annual
TICKER SYMBOL UNP MEETING DATE 05-May-2011
ISIN US9078181081 AGENDA 933408189 - Management
CITY HOLDING RECON DATE 28-Feb-2011
COUNTRY United States VOTE DEADLINE DATE 04-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: Management For For
A.H. CARD, JR.
1B ELECTION OF DIRECTOR: Management For For
E.B. DAVIS, JR.
1C ELECTION OF DIRECTOR: Management For For
T.J. DONOHUE
1D ELECTION OF DIRECTOR: Management For For
A.W. DUNHAM
1E ELECTION OF DIRECTOR: Management For For
J.R. HOPE
1F ELECTION OF DIRECTOR Management For For
: C.C. KRULAK
1G ELECTION OF DIRECTOR: Management For For
M.R. MCCARTHY
1H ELECTION OF DIRECTOR: Management For For
M.W. MCCONNELL
1I ELECTION OF DIRECTOR: Management For For
T.F. MCLARTY III
1J ELECTION OF DIRECTOR: Management For For
S.R. ROGEL
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ---------- ------- -----------
1K ELECTION OF DIRECTOR: Management Against Against
J.H. VILLARREAL
1L ELECTION OF DIRECTOR Management For For
: J.R. YOUNG
02 RATIFICATION OF THE APPOINTMENT Management For For
OF DELOITTE & TOUCHE AS THE
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION ("SAY ON PAY").
04 AN ADVISORY VOTE ON THE FREQUENCY Management 1 Year For
OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION
("SAY ON FREQUENCY").
5A COMPANY PROPOSAL TO AMEND Management For For
THE COMPANY'S ARTICLES OF
INCORPORATION TO REDUCE
SHAREHOLDER VOTING REQUIREMENTS
RELATED TO: ACTIONS ADVERSELY
AFFECTING PREFERRED STOCK.
5B COMPANY PROPOSAL TO AMEND THE Management For For
COMPANY'S ARTICLES OF
INCORPORATION TO REDUCE
SHAREHOLDER VOTING REQUIREMENTS
RELATED TO: REMOVAL OF DIRECTORS.
5C COMPANY PROPOSAL TO AMEND Management For For
THE COMPANY'S ARTICLES OF
INCORPORATION TO REDUCE
SHAREHOLDER VOTING REQUIREMENTS
RELATED TO: CHANGING THE
AUTHORIZED AMOUNT OF CAPITAL STOCK.
06 SHAREHOLDER PROPOSAL REGARDING Shareholder For Against
AN INDEPENDENT DIRECTOR TO
SERVE AS CHAIRMAN OF THE BOARD
IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 15800 0 14-Apr-2011 14-Apr-2011
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 05-May-2011
ISIN US0374111054 AGENDA 933423395 - Management
CITY HOLDING RECON DATE 07-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 04-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------- --------- ------- -----------
01 ELECTION OF DIRECTOR: G. Management For For
STEVEN FARRIS
02 ELECTION OF DIRECTOR: Management For For
RANDOLPH M. FERLIC
03 ELECTION OF DIRECTOR: A.D. Management For For
FRAZIER, JR.
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For
05 RATIFICATION OF ERNST & YOUNG Management For For
AS APACHE'S INDEPENDENT AUDITORS
06 ADVISORY VOTE ON COMPENSATION Management For For
OF APACHE'S NAMED EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY Management 1 Year For
OF ADVISORY VOTE ON COMPENSATION
OF APACHE'S NAMED EXECUTIVE OFFICERS
08 APPROVAL OF AMENDMENT TO Management For For
APACHE'S RESTATED CERTIFICATE
OF INCORPORATION TO AUTHORIZE
ADDITIONAL COMMON STOCK
09 APPROVAL OF AMENDMENT TO Management Against Against
APACHE'S RESTATED CERTIFICATE
OF INCORPORATION TO AUTHORIZE
ADDITIONAL PREFERRED STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS Management Against Against
EQUITY COMPENSATION PLAN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 12655 0 16-Apr-2011 16-Apr-2011
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 06-May-2011
ISIN US6745991058 AGENDA 933401060 - Management
CITY HOLDING RECON DATE 15-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 05-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: Management For For
SPENCER ABRAHAM
1B ELECTION OF DIRECTOR: Management For For
HOWARD I. ATKINS
1C ELECTION OF DIRECTOR: Management For For
STEPHEN I. CHAZEN
1D ELECTION OF DIRECTOR: Management For For
EDWARD P. DJEREJIAN
1E ELECTION OF DIRECTOR: Management For For
JOHN E. FEICK
1F ELECTION OF DIRECTOR: Management For For
MARGARET M. FORAN
1G ELECTION OF DIRECTOR: Management For For
CARLOS M. GUTIERREZ
1H ELECTION OF DIRECTOR: Management For For
RAY R. IRANI
1I ELECTION OF DIRECTOR: Management For For
AVEDICK B. POLADIAN
1J ELECTION OF DIRECTOR: Management For For
RODOLFO SEGOVIA
1K ELECTION OF DIRECTOR: Management For For
AZIZ D. SYRIANI
1L ELECTION OF DIRECTOR: Management For For
ROSEMARY TOMICH
1M ELECTION OF DIRECTOR: Management For For
WALTER L. WEISMAN
02 RATIFICATION OF SELECTION Management For For
OF KPMG AS INDEPENDENT AUDITORS.
03 ADVISORY VOTE APPROVING Management For For
EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON FREQUENCY Management 1 Year Against
OF ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES Shareholder Against For
AND SPENDING PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR Shareholder Against For
WITH ENVIRONMENTAL EXPERTISE.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 13200 0 20-Apr-2011 20-Apr-2011
EQT CORPORATION
SECURITY 26884L109 MEETING TYPE Annual
TICKER SYMBOL EQT MEETING DATE 10-May-2011
ISIN US26884L1098 AGENDA 933389466 - Management
CITY HOLDING RECON DATE 09-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 09-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------ --------------------- ------- -----------
1 DIRECTOR Management
1 STEPHEN A. THORINGTON For For
2 DAVID L. PORGES For For
3 JAMES E. ROHR Withheld Against
4 DAVID S. SHAPIRA For For
2 RATIFY APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS
3 APPROVAL OF THE 2011 EXECUTIVE Management For For
SHORT-TERM INCENTIVE PLAN
4 APPROVAL OF THE EXECUTIVE Management For For
COMPENSATION OF THE COMPANY
5 RECOMMENDATION ON THE FREQUENCY Management 1 Year For
WITH WHICH THE COMPANY SHOULD
HOLD AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION
6 APPROVAL OF AN AMENDMENT TO Management For For
THE RESTATED ARTICLES OF
INCORPORATION OF THE COMPANY
TO ADOPT A MAJORITY VOTING
STANDARD FOR UNCONTESTED
DIRECTOR ELECTIONS
7 APPROVAL OF AN AMENDMENT TO Management For For
THE RESTATED ARTICLES OF
INCORPORATION OF THE COMPANY
RELATED TO VACANCIES IN THE
BOARD OF DIRECTORS
8 APPROVAL OF AN AMENDMENT TO Management For For
THE RESTATED ARTICLES OF
INCORPORATION OF THE COMPANY
TO ELIMINATE SHAREHOLDER
PRE-EMPTIVE RIGHTS
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 28200 0 17-Apr-2011 18-Apr-2011
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 10-May-2011
ISIN US4509111021 AGENDA 933396586 - Management
CITY HOLDING RECON DATE 16-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 09-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------- -------------------- -------- -----------
01 DIRECTOR Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD Withheld Against
4 RALPH F. HAKE Withheld Against
5 JOHN J. HAMRE For For
6 PAUL J. KERN For For
7 FRANK T. MACINNIS Withheld Against
8 SURYA N. MOHAPATRA Withheld Against
9 LINDA S. SANFORD Withheld Against
10 MARKOS I. TAMBAKERAS For For
02 RATIFICATION OF THE APPOINTMENT Management Against Against
OF DELOITTE & TOUCHE LLP AS ITT'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE ITT CORPORATION Management For For
2011 OMNIBUS INCENTIVE PLAN.
04 APPROVAL OF A PROPOSAL TO AMEND Management For For
THE COMPANY'S RESTATED ARTICLES
OF INCORPORATION TO ALLOW
SHAREHOLDERS TO CALL SPECIAL MEETINGS.
05 TO APPROVE, IN A NON-BINDING VOTE Management For For
, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
06 TO DETERMINE, IN A NON-BINDING Management 1 Year For
VOTE, WHETHER A SHAREHOLDER
VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY ONE, TWO
OR THREE YEARS.
07 TO VOTE ON A SHAREHOLDER PROPOSAL Shareholder Against For
REQUESTING THAT THE COMPANY
AMEND, WHERE APPLICABLE, ITT'S
POLICIES RELATED TO HUMAN RIGHTS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 22990 0 15-Apr-2011 15-Apr-2011
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 11-May-2011
ISIN US7181721090 AGENDA 933393744 - Management
CITY HOLDING RECON DATE 15-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 10-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: Management For For
HAROLD BROWN
1B ELECTION OF DIRECTOR: Management For For
MATHIS CABIALLAVETTA
1C ELECTION OF DIRECTOR: Management For For
LOUIS C. CAMILLERI
1D ELECTION OF DIRECTOR: J. Management For For
DUDLEY FISHBURN
1E ELECTION OF DIRECTOR: Management For For
JENNIFER LI
1F ELECTION OF DIRECTOR: Management For For
GRAHAM MACKAY
1G ELECTION OF DIRECTOR: Management Against Against
SERGIO MARCHIONNE
1H ELECTION OF DIRECTOR Management For For
: LUCIO A. NOTO
1I ELECTION OF DIRECTOR: Management For For
CARLOS SLIM HELU
1J ELECTION OF DIRECTOR: Management For For
STEPHEN M. WOLF
02 RATIFICATION OF THE SELECTION OF Management For For
INDEPENDENT AUDITORS
03 ADVISORY VOTE TO APPROVE Management For For
EXECUTIVE COMPENSATION
04 ADVISORY VOTE ON THE Management 1 Year For
FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - Shareholder Against For
FOOD INSECURITY AND TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - Shareholder For Against
INDEPENDENT BOARD CHAIR
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 27820 0 20-Apr-2011 20-Apr-2011
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 11-May-2011
ISIN US20030N1019 AGENDA 933396334 - Management
CITY HOLDING RECON DATE 08-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 10-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------- -------------------- -------- -----------
01 DIRECTOR Management
1 S. DECKER ANSTROM For For
2 KENNETH J. BACON Withheld Against
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JOSEPH J. COLLINS For For
6 J. MICHAEL COOK For For
7 GERALD L. HASSELL For For
8 JEFFREY A. HONICKMAN For For
9 EDUARDO G. MESTRE For For
10 BRIAN L. ROBERTS For For
11 RALPH J. ROBERTS For For
12 DR. JUDITH RODIN Withheld Against
02 RATIFICATION OF THE APPOINTMENT Management For For
OF OUR INDEPENDENT AUDITORS
03 APPROVAL OF THE COMCAST Management For For
-NBCUNIVERSAL
2011 EMPLOYEE STOCK
PURCHASE PLAN
04 APPROVAL OF THE COMCAST Management For For
CORPORATION 2002 RESTRICTED
STOCK PLAN, AS AMENDED AND RESTATED
05 APPROVAL OF THE COMCAST Management For For
CORPORATION 2003 STOCK OPTION
PLAN, AS AMENDED AND RESTATED
06 APPROVAL, ON AN ADVISORY BASIS, Management Against Against
OF OUR EXECUTIVE COMPENSATION
07 ADVISORY VOTE ON THE FREQUENCY Management 1 Year Against
OF THE VOTE ON EXECUTIVE COMPENSATION
08 TO PROVIDE FOR CUMULATIVE VOTING Shareholder For Against
IN THE ELECTION OF DIRECTORS
09 TO REQUIRE THAT THE CHAIRMAN OF Shareholder For Against
THE BOARD NOT BE A CURRENT OR
FORMER EXECUTIVE OFFICER
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 63100 0 20-Apr-2011 20-Apr-2011
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 11-May-2011
ISIN US1266501006 AGENDA 933397110 - Management
CITY HOLDING RECON DATE 15-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 10-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------ ---------- ------ -----------
1A ELECTION OF DIRECTOR: Management For For
EDWIN M. BANKS
1B ELECTION OF DIRECTOR: C. Management For For
DAVID BROWN II
1C ELECTION OF DIRECTOR Management For For
: DAVID W. DORMAN
1D ELECTION OF DIRECTOR: Management For For
ANNE M. FINUCANE
1E ELECTION OF DIRECTOR: Management For For
KRISTEN GIBNEY WILLIAMS
1F ELECTION OF DIRECTOR: Management For For
MARIAN L. HEARD
1G ELECTION OF DIRECTOR: Management For For
LARRY J. MERLO
1H ELECTION OF DIRECTOR: Management For For
JEAN-PIERRE MILLON
1I ELECTION OF DIRECTOR: Management For For
TERRENCE MURRAY
1J ELECTION OF DIRECTOR: Management For For
C.A. LANCE PICCOLO
1K ELECTION OF DIRECTOR: Management For For
RICHARD J. SWIFT
1L ELECTION OF DIRECTOR: TONY L. WHITE Management For For
02 PROPOSAL TO RATIFY THE Management For For
APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR
THE 2011 FISCAL YEAR.
03 PROPOSAL TO APPROVE THE Management For For
COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE Management 1 Year For
COMPENSATION VOTES.
05 STOCKHOLDER PROPOSAL Shareholder For Against
REGARDING POLITICAL CONTRIBUTIONS
AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING Shareholder For Against
STOCKHOLDER ACTION BY WRITTEN CONSENT.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 46700 0 19-Apr-2011 19-Apr-2011
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 11-May-2011
ISIN US0605051046 AGENDA 933398491 - Management
CITY HOLDING RECON DATE 16-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 10-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: Management For For
MUKESH D. AMBANI
1B ELECTION OF DIRECTOR: Management For For
SUSAN S. BIES
1C ELECTION OF DIRECTOR: Management For For
FRANK P. BRAMBLE, SR.
1D ELECTION OF DIRECTOR: Management Against Against
VIRGIS W. COLBERT
1E ELECTION OF DIRECTOR: Management For For
CHARLES K. GIFFORD
1F ELECTION OF DIRECTOR: Management For For
CHARLES O. HOLLIDAY, JR.
1G ELECTION OF DIRECTOR: D Management For For
. PAUL JONES, JR.
1H ELECTION OF DIRECTOR Management For For
: MONICA C. LOZANO
1I ELECTION OF DIRECTOR Management For For
: THOMAS J. MAY
1J ELECTION OF DIRECTOR: Management For For
BRIAN T. MOYNIHAN
1K ELECTION OF DIRECTOR: Management For For
DONALD E. POWELL
1L ELECTION OF DIRECTOR: Management Against Against
CHARLES O. ROSSOTTI
1M ELECTION OF DIRECTOR: Management For For
ROBERT W. SCULLY
02 AN ADVISORY (NON-BINDING) " Management For For
SAY ON PAY" VOTE TO APPROVE
EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) Management 1 Year For
VOTE ON THE FREQUENCY OF
FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED Management Against Against
INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - Shareholder Against For
DISCLOSURE OF GOVERNMENT
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - Shareholder For Against
STOCKHOLDER ACTION BY
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - Shareholder For Against
MORTGAGE SERVICING OPERATIONS.
08 STOCKHOLDER PROPOSAL - Shareholder For Against
GRASSROOTS LOBBYING.
09 STOCKHOLDER PROPOSAL - Shareholder Against For
OTC DERIVATIVES TRADING.
10 STOCKHOLDER PROPOSAL - Shareholder For Against
CUMULATIVE VOTING IN
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - Shareholder Against For
RECOUPMENT OF INCENTIVE
COMPENSATION.
12 STOCKHOLDER PROPOSAL - Shareholder For Against
PROHIBITION OF CERTAIN
RELOCATION BENEFITS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 109400 0 29-Apr-2011 29-Apr-2011
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 12-May-2011
ISIN US2605431038 AGENDA 933392057 - Management
CITY HOLDING RECON DATE 14-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 11-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: Management For For
ARNOLD A. ALLEMANG
1B ELECTION OF DIRECTOR: Management For For
JACQUELINE K. BARTON
1C ELECTION OF DIRECTOR: Management For For
JAMES A. BELL
1D ELECTION OF DIRECTOR: Management For For
JEFF M. FETTIG
1E ELECTION OF DIRECTOR: Management For For
BARBARA H. FRANKLIN
1F ELECTION OF DIRECTOR: Management For For
JENNIFER M. GRANHOLM
1G ELECTION OF DIRECTOR: Management For For
JOHN B. HESS
1H ELECTION OF DIRECTOR: Management For For
ANDREW N. LIVERIS
1I ELECTION OF DIRECTOR: Management For For
PAUL POLMAN
1J ELECTION OF DIRECTOR: Management Against Against
DENNIS H. REILLEY
1K ELECTION OF DIRECTOR: Management For For
JAMES M. RINGLER
1L ELECTION OF DIRECTOR: Management Against Against
RUTH G. SHAW
1M ELECTION OF DIRECTOR: Management Against Against
PAUL G. STERN
02 RATIFICATION OF THE APPOINTMENT Management For For
OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against
04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management 1 Year Against
COMPENSATION.
05 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shareholder For Against
WRITTEN CONSENT.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 39600 0 21-Apr-2011 21-Apr-2011
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 12-May-2011
ISIN US25746U1097 AGENDA 933400892 - Management
CITY HOLDING RECON DATE 04-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 11-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For
1B ELECTION OF DIRECTOR: PETER W. BROWN Management Against Against
1C ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. Management For For
1D ELECTION OF DIRECTOR: HELEN E. DRAGAS Management For For
1E ELECTION OF DIRECTOR: THOMAS F. FARRELL II Management For For
1F ELECTION OF DIRECTOR: JOHN W. HARRIS Management Against Against
1G ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Management For For
1H ELECTION OF DIRECTOR: MARK J. KINGTON Management For For
1I ELECTION OF DIRECTOR: MARGARET A. MCKENNA Management For For
1J ELECTION OF DIRECTOR: FRANK S. ROYAL Management Against Against
1K ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ------- -----------
1L ELECTION OF DIRECTOR: DAVID A. WOLLARD Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
AUDITORS FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY") Management For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE Management 1 Year For
05 REPORT RELATED TO USE OF MOUNTAINTOP REMOVAL COAL Shareholder Against For
MINING
06 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2024 Shareholder Against For
07 REPORT ON FINANCIAL RISKS OF CONTINUED RELIANCE ON Shareholder Against For
COAL
08 NEW NUCLEAR CONSTRUCTION Shareholder Against For
09 POLICY FOR INDEPENDENT CHAIRMAN OF THE BOARD Shareholder For Against
10 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against
11 EXECUTIVE SUPPLEMENTAL RETIREMENT BENEFITS Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 33200 0 20-Apr-2011 20-Apr-2011
SEMPRA ENERGY
SECURITY 816851109 MEETING TYPE Annual
TICKER SYMBOL SRE MEETING DATE 13-May-2011
ISIN US8168511090 AGENDA 933398566 - Management
CITY HOLDING RECON DATE 16-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 12-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: ALAN L. BOECKMANN Management For For
1B ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Management For For
1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For
1D ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Management For For
1E ELECTION OF DIRECTOR: WILLIAM D. JONES Management For For
1F ELECTION OF DIRECTOR: WILLIAM G. OUCHI Management For For
1G ELECTION OF DIRECTOR: CARLOS RUIZ Management For For
1H ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Management Against Against
1I ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Management For For
1J ELECTION OF DIRECTOR: LYNN SCHENK Management For For
1K ELECTION OF DIRECTOR: NEAL E. SCHMALE Management For For
1L ELECTION OF DIRECTOR: LUIS M. TELLEZ Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON Management 1 Year For
EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDER ACTION Shareholder For Against
BY WRITTEN CONSENT.
06 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS. Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY. Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 27100 0 22-Apr-2011 22-Apr-2011
THE ALLSTATE CORPORATION
SECURITY 020002101 MEETING TYPE Annual
TICKER SYMBOL ALL MEETING DATE 17-May-2011
ISIN US0200021014 AGENDA 933400551 - Management
CITY HOLDING RECON DATE 18-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management Against Against
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management Against Against
1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1F ELECTION OF DIRECTOR: ANDREA REDMOND Management Against Against
1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management Against Against
1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Management Against Against
1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management Against Against
1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management Against Against
1K ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2011.
03 APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE Management For For
OF INCORPORATION GRANTING TO HOLDERS OF NOT LESS
THAN 20% OF THE CORPORATION'S SHARES THE RIGHT TO CALL
A SPECIAL MEETING OF STOCKHOLDERS.
04 APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE OF Management Against Against
INCORPORATION DESIGNATING A FORUM FOR CERTAIN LEGAL
ACTIONS.
05 ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF THE Management Against Against
NAMED EXECUTIVE OFFICERS.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR Shareholder For Against
STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
08 STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL Shareholder For Against
CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND
OTHER TAX EXEMPT ORGANIZATIONS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 21800 0 25-Apr-2011 26-Apr-2011
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 17-May-2011
ISIN US0325111070 AGENDA 933403622 - Management
CITY HOLDING RECON DATE 22-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management Against Against
1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For
1C ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For
1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For
1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For
1F ELECTION OF DIRECTOR: JOHN R. GORDON Management For For
1G ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Against Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management 1 Year Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON- Shareholder Against For
DISCRIMINATION POLICY.
06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shareholder For Against
INDEPENDENT DIRECTOR CHAIRMAN.
07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shareholder For Against
ACCELERATED VESTING OF EQUITY AWARDS.
08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL Shareholder For Against
CONTRIBUTIONS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 19300 0 23-Apr-2011 23-Apr-2011
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 17-May-2011
ISIN US46625H1005 AGENDA 933404028 - Management
CITY HOLDING RECON DATE 18-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management Against Against
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management Against Against
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management 1 Year For
EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN Management For For
06 POLITICAL NON-PARTISANSHIP Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against
08 MORTGAGE LOAN SERVICING Shareholder Against For
09 POLITICAL CONTRIBUTIONS Shareholder For Against
10 GENOCIDE-FREE INVESTING Shareholder Against For
11 INDEPENDENT LEAD DIRECTOR Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 47696 0 29-Apr-2011 29-Apr-2011
GAP INC.
SECURITY 364760108 MEETING TYPE Annual
TICKER SYMBOL GPS MEETING DATE 17-May-2011
ISIN US3647601083 AGENDA 933405424 - Management
CITY HOLDING RECON DATE 21-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 ADRIAN D.P. BELLAMY For For
2 DOMENICO DE SOLE For For
3 ROBERT J. FISHER For For
4 WILLIAM S. FISHER For For
5 BOB L. MARTIN For For
6 JORGE P. MONTOYA For For
7 GLENN K. MURPHY For For
8 MAYO A. SHATTUCK III For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------ ---------- ----- -----------
9 KATHERINE TSANG For For
10 KNEELAND C. YOUNGBLOOD For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28, 2012.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management For For
GAP, INC. 2006 LONG-TERM INCENTIVE PLAN.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL Management For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
05 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY FOR Management 1 Year For
AN ADVISORY VOTE ON THE OVERALL COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 74900 0 23-Apr-2011 23-Apr-2011
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 18-May-2011
ISIN CH0044328745 AGENDA 933420147 - Management
CITY HOLDING RECON DATE 30-Mar-2011
COUNTRY Bermuda VOTE DEADLINE DATE 16-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------ ---------- ---- -----------
1A ELECTION OF EVAN G. GREENBERG Management For For
1B ELECTION OF LEO F. MULLIN Management For For
1C ELECTION OF OLIVIER STEIMER Management For For
1D ELECTION OF MICHAEL P. CONNORS Management For For
1E ELECTION OF EUGENE B. SHANKS, JR. Management For For
1F ELECTION OF JOHN A. KROL Management For For
2A APPROVAL OF THE ANNUAL REPORT Management For For
2B APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE Management For For
LIMITED
2C APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
03 ALLOCATION OF DISPOSABLE PROFIT Management For For
04 DISCHARGE OF THE BOARD OF DIRECTORS Management For For
5A ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS Management For For
OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
5B RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP
(UNITED STATES) FOR PURPOSES OF UNITED STATES
SECURITIES LAW REPORTING FOR THE YEAR ENDING
DECEMBER 31, 2011
5C ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM Management For For
UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING
06 APPROVAL OF DIVIDENDS FROM LEGAL RESERVES Management For For
07 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
08 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTE Management 1 Year
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- ---------------
000382691 93I 24600 0 26-Apr-2011 26-Apr-2011
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2011
ISIN US4581401001 AGENDA 933403812 - Management
CITY HOLDING RECON DATE 21-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 18-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------------------- ---------- ----- -----------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management Against Against
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management Against Against
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Management For For
PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Management For For
PLAN
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ONE EXECUTIVE COMPENSATION Management 1 Year For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 41500 0 30-Apr-2011 30-Apr-2011
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 24-May-2011
ISIN US58933Y1055 AGENDA 933416744 - Management
CITY HOLDING RECON DATE 25-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 23-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------ ---------- ----- -----------
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON Management 1 Year Against
EXECUTIVE COMPENSATION.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 22900 0 03-May-2011 03-May-2011
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 25-May-2011
ISIN US30231G1022 AGENDA 933416908 - Management
CITY HOLDING RECON DATE 06-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 24-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------------- ------ -----------
01 DIRECTOR Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 K.C. FRAZIER For For
6 W.W. GEORGE For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) Management Against Against
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management 1 Year Against
COMPENSATION (PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shareholder For Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shareholder Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder For Against
08 POLICY ON WATER (PAGE 62) Shareholder Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shareholder Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shareholder Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shareholder Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 16700 0 13-May-2011 13-May-2011
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-May-2011
ISIN US1667641005 AGENDA 933419687 - Management
CITY HOLDING RECON DATE 01-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 24-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C ELECTION OF DIRECTOR: R.J. EATON Management For For
1D ELECTION OF DIRECTOR: C. HAGEL Management For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1G ELECTION OF DIRECTOR: D.B. RICE Management For For
1H ELECTION OF DIRECTOR: K.W. SHARER Management For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1L ELECTION OF DIRECTOR: C. WARE Management Against Against
1M ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shareholder Against For
06 HUMAN RIGHTS COMMITTEE. Shareholder Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
10 HYDRAULIC FRACTURING. Shareholder For Against
11 OFFSHORE OIL WELLS. Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 13300 0 08-May-2011 08-May-2011
XEROX CORPORATION
SECURITY 984121103 MEETING TYPE Annual
TICKER SYMBOL XRX MEETING DATE 26-May-2011
ISIN US9841211033 AGENDA 933414548 - Management
CITY HOLDING RECON DATE 28-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 25-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ------ -----------
1A ELECTION OF DIRECTOR: GLENN A. BRITT Management For For
1B ELECTION OF DIRECTOR: URSULA M. BURNS Management For For
1C ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Management For For
1D ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Management For For
1E ELECTION OF DIRECTOR: ROBERT J. KEEGAN Management For For
1F ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For
1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management Against Against
1H ELECTION OF DIRECTOR: CHARLES PRINCE Management Against Against
1I ELECTION OF DIRECTOR: ANN N. REESE Management Against Against
1J ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Management For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 Management Against Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY OF A Management 1 Year For
SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 74900 0 06-May-2011 06-May-2011
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 26-May-2011
ISIN US89417E1091 AGENDA 933414714 - Management
CITY HOLDING RECON DATE 28-Mar-2011
COUNTRY United States VOTE DEADLINE DATE 25-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: ALAN L. BELLER Management For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Management For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Management For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Management For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Management For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Management For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. Management For For
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For
1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Management Against Against
04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES Management 1 Year Against
ON EXECUTIVE COMPENSATION.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 11700 0 05-May-2011 05-May-2011
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 26-May-2011
ISIN US7551115071 AGENDA 933437940 - Management
CITY HOLDING RECON DATE 01-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 25-May-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: VERNON E. CLARK Management For For
1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Management Against Against
1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Management For For
1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For
1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For
1F ELECTION OF DIRECTOR: RONALD L. SKATES Management Against Against
1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For
1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management Against Against
1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES Management 1 Year For
ON EXECUTIVE COMPENSATION
04 RATIFICATION OF INDEPENDENT AUDITORS Management For For
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder For Against
ACTION BY WRITTEN CONSENT
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shareholder Against For
STOCK RETENTION
07 SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shareholder Against For
EXECUTIVE RETIREMENT PLANS
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 14100 0 06-May-2011 06-May-2011
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 03-Jun-2011
ISIN US9311421039 AGENDA 933425236 - Management
CITY HOLDING RECON DATE 06-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 02-Jun-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 POLITICAL CONTRIBUTIONS REPORT Shareholder For Against
07 SPECIAL SHAREOWNER MEETINGS Shareholder For Against
08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL Shareholder Against For
SUSTAINABILITY REPORT
09 CLIMATE CHANGE RISK DISCLOSURE Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ --------- --------------
000382691 93I 25700 0 18-May-2011 18-May-2011
GENERAL MOTORS COMPANY
SECURITY 37045V100 MEETING TYPE Annual
TICKER SYMBOL GM MEETING DATE 07-Jun-2011
ISIN US37045V1008 AGENDA 933434437 - Management
CITY HOLDING RECON DATE 08-Apr-2011
COUNTRY United States VOTE DEADLINE DATE 06-Jun-2011
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Management For For
1B ELECTION OF DIRECTOR: DAVID BONDERMAN Management For For
1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Management For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For
1F ELECTION OF DIRECTOR: ROBERT D. KREBS Management For For
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management Against Against
1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Management For For
1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Management For For
1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Management Against Against
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
-------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 42000 0 26-May-2011 26-May-2011
There is no proxy voting record for GAMCO Westwood Intermediate Bond Fund, as
the Fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The GAMCO Westwood Funds
By (Signature and Title)* /s/Bruce N. Alpert
------------------
Bruce N. Alpert, Principal Executive Officer
Date August 10, 2011
----------
* Print the name and title of each signing officer under his or her signature.