UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07896
---------
GAMCO Global Series Funds, Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
--------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
--------------
Date of fiscal year end: December 31
-----------
Date of reporting period: July 1, 2010 - June 30, 2011
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
The GAMCO Global Telecommunications Fund
Investment Company Report
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Annual
TICKER SYMBOL ASCMA MEETING DATE 09-Jul-2010
ISIN US0436321089 AGENDA 933287028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 PHILIP J. HOLTHOUSE For For
2 BRIAN C. MULLIGAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 STOCKHOLDER PROPOSAL RELATING TO THE REDEMPTION OF THE PREFERRED Shareholder For Against
SHARE PURCHASE RIGHTS ISSUED PURSUANT TO OUR RIGHTS AGREEMENT
DATED SEPTEMBER 17, 2008, AS AMENDED.
MTN GROUP LTD
SECURITY S8039R108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jul-2010
ISIN ZAE000042164 AGENDA 702532006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Receive and adopt the annual financial statements Management For For
2 Re-election of Mr. MC Ramaphosa as a Director Management For For
3 Re-election of DDB Band as a Director Management For For
4 Re-election of Mr. AF Van Biljon as a Director Management For For
5 Re-election of Ms. MLD Marole as a Director Management For For
6 Re-election of Mr. NP Mageza as a Director Management For For
7 Re-election of Mr. A. Harper as a Director Management For For
8 Re-election of Mr. NI Patel as the Director Management For For
9 Approve the increase in and setting of the remuneration payable Management For For
to Non-Executive Directors
10 Approve the placing of all unissued ordinary shares of 0.01 cent Management For For
under the control of the Directors
11 Approve to confirm the appointments to the Audit Committee Management For For
12 Approve the MTN Group Limited Share Appreciation Rights Scheme Management For For
2010 and Performance Share Plan 2010
13 Approve the restraint of trade agreement with Mr. PF Nhleko Management For For
14 Approve the re-appointment of Joint External Auditors Management For For
S.15 Authorize the Company and or its subsidiaries to repurchase Management For For
shares in the Company
16 Grant authority to give effect to the ordinary resolutions Management For For
Numbered 1 to 14 and Special Resolution 15
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING Non-Voting
OF RESOLUTION.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM U-NLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CABLE & WIRELESS WORLDWIDE PLC
SECURITY G1839Y103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jul-2010
ISIN GB00B5WB0X89 AGENDA 702529390 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1. Receive the group accounts for the FYE 31 MAR 2010 and the Management For For
reports of the Directors and Auditors thereon
2. Approve the Directors' remuneration report for the YE 31 MAR 2010 Management For For
3. Election of Tim Weller as a Director Management For For
4. Re-elect Penny Hughes as a Director Management For For
5. Re-elect John Pluthero as a Director Management For For
6. Re-appoint KPMG Audit Plc as the Auditor of the Company Management For For
7. Authorize the Directors to set the Auditors' remuneration Management For For
8. Authorize the Directors to allot shares or to grant rights to Management For For
subscribe for or to convert any security into shares in
accordance with Article 12 of the Company's Articles of
Association shall apply until the earlier of the conclusion of
the Company's AGM in 2011 or 30 SEP 2011 and for that period
there shall be two Section 551 Amounts (as defined in Article
12) of: (i) GBP 43 million; and (ii) GBP 88 million (such amount
to be reduced by any allotments or grants made under (i) above)
which the Directors shall only be empowered to use in connection
with a rights issue (As defined in Article 12), all previous
authorities under Article 12(B) are revoked, subject to Article
12(D)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
The GAMCO Global Telecommunications Fund
S.9 Authorize the Directors to allot equity securities without first Management For For
being required to offer such shares to existing shareholders [as
set out in Sections 561 and 571 of the Act], this resolution
requests that shareholders approve this authority, but only for
securities having a maximum aggregate nominal value of GBP 6
million which is equivalent to just under 5% of the Company's
issued ordinary share capital as at 02 JUN 2010, the Directors
have no present intention of exercising this new authority; in
accordance with institutional investor guidelines, the Directors
confirm their intention that no more than 7.5% of the issued
share capital will be issued for cash on a non-pre-emptive basis
during any rolling 3 year period [excluding shares issued
pursuant to employee incentive schemes]; this authorities sought
under Resolutions 8 and 9, if passed, will expire on the earlier
of the Company's AGM in 2011 or 30 SEP 2011, the Directors
intend to seek renewal or these authorities at the next AGM
S.10 Authorize the Company, to make market purchases (as defined in Management For For
Section 701 of the Companies Act 2006) of ordinary shares with a
nominal value of 5p each in the Company, provided that: (a) the
Company does not purchase under this authority more than 262
million ordinary shares; (b) the Company does not pay less than
5p for each ordinary share; and (c) the Company does not pay
more for each share than the higher of (i) 5% over the average
of the middle market price of the ordinary shares for the five
business days immediately preceding the day on which the Company
agrees to buy the shares concerned, based on share
prices, published in the Daily Official List of the London Stock
Exchange; and (ii) the price stipulated by Article 5(i) of the
buy-back and Stabilization Regulation (EC No. 227S/2003); and
[Authority expires the earlier of the conclusion of the AGM of
the Company in 2011 or 30 September]; and the Company, before
the expiry, may make a contract to purchase ordinary shares
which will or may be executed wholly or partly after such expiry
11. Amend the rules of the Cable & Wireless Worldwide Long Term Management For For
Incentive Plan as specified
12. Approve the trust deed and rules of the THUS Share Purchase Plan Management For For
2010, as specified be adopted and authorize the Directors of
THUS Limited, or a duly authorized Committee of them, to do all
such acts and things as they may consider necessary or expedient
to operate the Thus share Purchase Plan 2010 including making
any amendments required in order to obtain the approval of Her
Majesty's Revenue & Customs and the Directors of THUS Limited,
or a duly authorized Committee of them, to establish any
schedule to the THUS Share Purchase Plan 2010 they consider
necessary in relation to employees in jurisdictions outside the
United Kingdom, including without limitation making any
modifications necessary or desirable to take account of local
securities laws, exchange control and tax legislation, provided
that any ordinary shares in the capital of the Company made
available under any schedule are treated as counting against the
relevant limits on individual and overall participation in the
THUS Share Purchase Plan 2010
13. Approve that the Company may send or supply any document or Management For For
information that is: (i) required or authorized to be sent or
supplied by the Company under the Companies Acts (as defined in
Section 2 of the Companies Act 2006); or (ii) pursuant to the
Company's Articles of Association or pursuant to any other rules
or regulations to which the Company may be subject, by making it
available by electronic means, including via a website
S.14 Authorize the Company to call a general meeting of the Management For For
shareholders, other than an AGM, on not less than 14 clear days'
notice
15. Authorize, in accordance with Section 365 of the Companies Act Management For For
2006 (the "Act"), the Company and any Company which is or
becomes a subsidiary of the Company during the period to which
the resolution relates, to make political donations to political
parties and/or independent election candidates or other
political organizations not exceeding GBP 100,000 in the period
ending on the earlier of 20 JUL 2014 at the date of the
Company's AGM in 2014
16. Authorize the Directors of the Company to: (a) exercise the Management For For
power conferred upon them by Article 130(A) of the Company's
Articles so that, to the extent and in the manner determined by
the Directors, the holders of ordinary shares in the Company be
offered the right to choose to receive new ordinary shares in
the Company, credited as fully paid up, instead of all or part
of the final dividend of the Company for the FYE 31 MAR 2010 and
instead of some or all of their cash dividends (Including
interim dividend) paid by the Directors or declared by the
Company in general meeting (as the case may be) during the
period 21 JUL 2010 and ending on 20 JUL 2015; and (b) capitalize
a sum equal to the nominal value of the new ordinary shares of
the Company to be allotted pursuant to the authorization in (a)
which is part of any of the Company's reserves (Including
premiums received when any shares were issued, capital
redemption reserves or other undistributable reserves) or
which the Company is holding as net profits, as the Directors may
determine, to apply such sum in paying up such ordinary shares
in the Company in full and to allot such ordinary shares,
credited as fully paid, to the shareholders of the Company
validity opting to receive ordinary shares instead of some or
all of their cash dividends (Including interim dividends) in
accordance with their respective entitlements
17. Declare a final dividend for the YE 31 MAR 2010 of 3.00 pence Management For For
per ordinary share
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
The GAMCO Global Telecommunications Fund
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON
SECURITY G1839G102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jul-2010
ISIN GB00B5KKT968 AGENDA 702535901 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1. Receive the group accounts for the FYE 31 MAR 2010 and the Management For For
reports of the Directors and Auditors thereon
2. Approve the Directors' remuneration report for the YE 31 MAR Management For For
2010 as contained within the annual report and accounts
3. Re-elect Sir Richard Lapthorne, CBE as a Director Management For For
4. Re-elect Mr. Nick Cooper as a Director Management For For
5. Re-elect Ms. Kate Nealon as a Director Management For For
6. Re-appoint KPMG Audit PLC as the Auditors of the Company until Management For For
the conclusion of the next AGM of the Company
7. Authorize the Director to set the Auditors' remuneration Management For For
8. Authorize the Directors to allot shares or to grant rights to Management For For
subscribe for or to convert any security into shares in
accordance with Article 12 of the Company's Articles of
Association; [Authority expires at the conclusion of the
Company's AGM in 2011 or 30 SEP 2011] and for that period there
shall be tow Section 551 amounts [as defined in Article 12[B]]
of; [i] USD 43 million; and [ii] USD 86 million [such amount to
be reduced by any allotments or grants made under [i] above]
which the Directors shall only be empowered to use in connection
with a rights issue [as defined in Article 12[E]]; all previous
authorities under Article 12[B] are revoked, subject to
Article 12[D]
S.9 Authorize the Directors, subject to the passing of Resolution 8, Management For For
to allot equity securities for cash in accordance with Article
12 of the Company's Articles of Association; [Authority expires
at conclusion of the Company's AGM in 2011 or 30 SEP 2011] and
for that period the Section 561 amount [as defined in Article
12[C] shall be USD 6 million; all previous authorities under
Article 12[C] are revoked, subject to Article 12[D]
S.10 Authorize the Company, for the purposes of Section 701 of the Management For For
Companies Act 2006 to make one or more market purchases [as
defined in Section 693[4] of the Companies Act 2006] of its
ordinary shares with nominal value of USD 0.05 each in the
Company, provided that: [a] the Company does not purchase under
this authority more than 262 million ordinary shares; [b] the
Company does not pay less than the nominal value, currently USD
0.05, for each ordinary share; and [c] the Company does not pay
more per ordinary share than the higher of [i] an amount equal
to 5% over the average of the middle-market price of the
ordinary shares for the 5 business days immediately preceding
the day on which the Company agrees to buy the shares concerned,
based on share prices published in the Daily Official List of
the London Stock Exchange; and [ii] the price stipulated by
Article 5[1] of the Buy-back and Stabilization Regulation
[EC No. 2273/203]; [Authority shall continue until the conclusion
of the Company's AGM in 2011 or 30 SEP 2011], provided that if
the Company has agreed before this date to purchase ordinary
shares where these purchases will or may be executed after the
authority terminates [either wholly or in part] the Company may
complete such purchases
S.11 Authorize Company to call a general meeting of the shareholders, Management For For
other than an AGM, on not less than 14 clear days' notice
12. Authorize the Directors of the Company, to exercise the power Management For For
conferred upon them by Article 130 [A] of the Company's Articles
of Association as from time to time varied so that, to the
extent and in the manner determined by the Directors, the
holders of ordinary shares in the Company be permitted to elect
to receive new ordinary shares in the Company, credited as fully
paid, instead of all or part of the final dividend for the FY of
the Company ended 31 MAR 2010 and instead of all or any part of
any dividends [including interim dividends] paid by the
Directors or declared by the Company in general meeting [as the
case may be] during the period commencing on 21 JUL 2010 and
ending on or before 20 JUL 2015; and [b] capitalize an amount
equal to the nominal value of the new ordinary shares of the
Company to be allotted pursuant to any elections made as
aforesaid out of the amount standing to the credit of reserves
or funds [including any share premium account, capital
redemption reserve and the profit and loss account] or any other
sum which is available to be distributed, as the Directors may
determine, to apply such sum in paying up such ordinary shares
in the Company in full and to allot such ordinary shares to the
shareholders of the Company validly making such elections in
accordance with their respective entitlements
13. Authorize the Company and all Companies that are its Management For For
Subsidiaries, in accordance with Sections 366 and 367 of the
Companies Act 2006, at any time during the period for which this
resolution is effective [the Group], in aggregate, to: [a] make
political donations to political parties and/or Independent
election candidates not exceeding GBP 100,000 in total; and b]
make political donations to political organizations other than
political parties not exceeding GBP 100,000 in total; and [c]
incur political expenditure not exceeding GBP 100,000 in total;
[Authority expires at the conclusion of the AGM to be held in
2014 or 20 JUL 2014], provided that the authorized sum referred
to in paragraphs [a], [b] and [c] may be comprised of one or
more amounts in different currencies which, for the purposes of
calculating the said sum, shall be converted into pounds
sterling at the exchange rate published in the London edition of
the Financial Times on the day on which the relevant donation is
made or expenditure incurred [or the first business day
thereafter] or, if earlier, on the day which the relevant member
of the Group enters into any contract or undertaking relating to
the same; any terms used in this resolution which are defined in
Part 14 of the Companies Act 2006 shall bear the same meaning
for the purposes of this resolution
14. Authorize the Company to send or supply any document or Management For For
information that is [i] required or authorized to be sent or
supplied by the Company under the Companies Acts [as defined in
Section 2 of the Companies Act 2006]; or [ii] pursuant to the
Company's Articles of Association or pursuant to any other rules
or regulations to which the Company may be subject, by making it
available by electronic means, including via a website
15. Declare a final dividend for the YE 31 MAR 2010 Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 4
The GAMCO Global Telecommunications Fund
BT GROUP PLC
SECURITY 05577E101 MEETING TYPE Annual
TICKER SYMBOL BT MEETING DATE 22-Jul-2010
ISIN US05577E1010 AGENDA 933301171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 REPORT AND ACCOUNTS Management For For
02 REMUNERATION REPORT Management For For
03 FINAL DIVIDEND Management For For
04 RE-ELECT SIR MICHAEL RAKE Management For For
05 RE-ELECT IAN LIVINGSTON Management For For
06 RE-ELECT CARL SYMON Management For For
07 ELECT TONY BALL Management For For
08 REAPPOINTMENT OF AUDITORS Management For For
09 REMUNERATION OF AUDITORS Management For For
10 AUTHORITY TO ALLOT SHARES Management For For
S11 AUTHORITY TO ALLOT SHARES FOR CASH Management For For
S12 AUTHORITY TO PURCHASE OWN SHARES Management For For
S13 14 DAYS' NOTICE OF MEETINGS Management For For
14 AUTHORITY FOR POLITICAL DONATIONS Management For For
HELLENIC TELECOMMUNICATIONS ORGANIZATION S A
SECURITY X3258B102 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Jul-2010
ISIN GRS260333000 AGENDA 702537044 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1. Appointment of Audit Committee Members in accordance with Management No Action
Article 37 of Law 3693/2008
2. Approve the transportation and accommodation expenses of Board Management No Action
of Directors in order to participate in meetings
3. Grant the special authorization to the general meeting in order Management No Action
to approve the modifications in contracts between the Company
and Company's officers
4. Various announcements Management No Action
HELLENIC TELECOMMUNICATIONS ORG. S.A.
SECURITY 423325307 MEETING TYPE Special
TICKER SYMBOL OTE MEETING DATE 23-Jul-2010
ISIN US4233253073 AGENDA 933309660 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPOINTMENT OF MEMBERS OF THE AUDIT COMMITTEE, PURSUANT TO Management For For
ARTICLE 37 OF LAW 3693/2008.
02 APPROVAL OF ASSUMING THE TRAVEL AND SOJOURN EXPENSES OF THE BOD Management For For
MEMBERS FOR THEIR PARTICIPATION IN THE BOD MEETINGS AND IN THE
MEETINGS OF ITS COMMITTEES.
03 GRANTING OF SPECIAL PERMISSION BY THE GENERAL MEETING PURSUANT Management For For
TO ARTICLE 23A , PARAS, 2 AND 4 OF C.L.2190/1920, FOR THE
APPROVAL OF THE AMENDMENT OF TERMS OF CONTRACTS CONCLUDED BETWEEN
COMPANY'S EXECUTIVES AND THE COMPANY.
VODAFONE GROUP PLC
SECURITY 92857W209 MEETING TYPE Annual
TICKER SYMBOL VOD MEETING DATE 27-Jul-2010
ISIN US92857W2098 AGENDA 933299681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS Management For For
AND THE AUDITORS FOR THE YEAR ENDED 31 MARCH 2010
02 TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER OF THE Management For For
NOMINATIONS AND GOVERNANCE COMMITTEE)
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER OF THE AUDIT Management For For
COMMITTEE, MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Management For For
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Management For For
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Management For For
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Management For For
08 TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT Management For For
COMMITTEE)
09 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE Management For For
REMUNERATION COMMITTEE)
10 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT Management For For
COMMITTEE)
11 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT Management For For
COMMITTEE)
12 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE Management For For
NOMINATIONS AND GOVERNANCE COMMITTEE, MEMBER OF THE REMUNERATION
COMMITTEE)
13 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE Management For For
REMUNERATION COMMITTEE)
14 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION Management For For
COMMITTEE)
15 TO APPROVE A FINAL DIVIDEND OF 5.65P PER ORDINARY SHARE Management For For
16 TO APPROVE THE REMUNERATION REPORT Management For For
17 TO RE-APPOINT DELOITTE LLP AS AUDITORS Management For For
18 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION Management For For
OF THE AUDITORS
19 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Management For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS Management For For
(SPECIAL RESOLUTION)
S21 TO AUTHORISE THE COMPANY'S TO PURCHASE ITS OWN SHARES (SECTION Management For For
701, COMPANIES ACT 2006) (SPECIAL RESOLUTION)
S22 TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) Management For For
S23 TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN Management For For
ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
(SPECIAL RESOLUTION)
24 TO APPROVE THE CONTINUED OPERATION OF THE VODAFONE SHARE Management For For
INCENTIVE PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
The GAMCO Global Telecommunications Fund
SINGAPORE TELECOMMUNICATIONS LTD
SECURITY Y79985209 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 30-Jul-2010
ISIN SG1T75931496 AGENDA 702534555 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ------------------------------------------------------------------ ----------- --------- -----------
1 Authorize the Directors of the Company, for the purposes of Management For For
Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore
[the Companies Act ], to purchase or otherwise acquire issued
ordinary shares in the capital of the Company [ Shares ] not
exceeding in aggregate the Maximum Limit [as specified], at such
price or prices as may be determined by the Directors from time to
time up to the Maximum Price [as specified], whether by way of:
[i] market purchase[s] on the Singapore Exchange Securities
Trading Limited [ SGX-ST ] and/or any other stock exchange on
which the Shares may for the time being be listed and quoted [
Other Exchange ]; and/or [ii] off-market purchase[s] [if effected
otherwise than on the SGX-ST or, as the case may be, Other
Exchange] in accordance with any equal access scheme[s] as may be
determined or formulated by the Directors as they consider fit,
which scheme[s] shall satisfy all the conditions prescribed by the
Companies Act, and otherwise in accordance with all other laws and
regulations and rules of the SGX-ST or, as the case may be, Other
Exchange as may for the time being be applicable, [the Share
Purchase Mandate ]; [the authority conferred on the Directors of
the Company pursuant to the Share Purchase Mandate may be
exercised by the Directors at any time and from time to time
during the period commencing from the date of the passing of this
Resolution and [Authority expires the earlier of the conclusion or
the date on which the next AGM of the Company is held; and the
date by which the next AGM of the Company is required by law to be
held]; average closing price means the average of the last dealt
prices [excluding any transaction that the SGX-ST or Other
Exchange [as the case may be] requires to be excluded for this
purpose] of a Share for the five consecutive market days on which
the Shares are transacted on the SGX-ST or, as the case may be,
Other Exchange immediately preceding the date of market purchase
by the Company or, as the case may be, the date of the making of
the offer pursuant to the off-market purchase, and deemed to be
adjusted, in accordance with the listing rules of the SGX-ST, for
any corporate action which occurs after the relevant five-day
period; date of the making of the offer means the date on which
the Company makes an offer for the purchase or acquisition of
Shares from holders of Shares, stating therein the relevant terms
of the equal access scheme for effecting the off-market purchase;
Maximum Limit means that number of issued Shares representing 10%
of the total number of issued Shares as at the date of the passing
of this Resolution [excluding any Shares which are held as
treasury shares as at that date]; and Maximum Price in relation to
a Share to be purchased or acquired, means the purchase price
[excluding brokerage, commission, applicable goods and services
tax and other related expenses] which shall not exceed: [i] in the
case of a market purchase of a Share, 105% of the Average Closing
Price of the Shares; and [ii] in the case of an off-market
purchase of a Share pursuant to an equal access scheme, 110% of
the Average Closing Price of the Shares; and to complete and do
all such acts and things [including executing such documents as
may be required] as they and/or he may consider expedient or
necessary to give effect to the transactions contemplated and/or
authorized by this Resolution
2 Approve, for the purposes of Rule 10.14 of the ASX Listing Management For For
Rules, the participation by the Relevant Person in the Relevant
Period specified in paragraph 3.2 of the Circular to
Shareholders and CUFS Holders dated 29 JUN 2010 in the SingTel
Performance Share Plan, on the terms as specified
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
The GAMCO Global Telecommunications Fund
SINGAPORE TELECOMMUNICATIONS LTD
SECURITY Y79985209 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Jul-2010
ISIN SG1T75931496 AGENDA 702534783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Receive and adopt the financial statements for the FYE 31 MAR Management For For
2010, the Directors' report and the Auditors' report thereon
2 Declare the final dividend of 8.0 cents per share in respect of Management For For
the FYE 31 MAR 2010
3 Re-elect Mr. Simon Israel, who retires by rotation in accordance Management For For
with Article 97 of the Company's Articles of Association
4 Approve the payment of Directors' fees by the Company of up to Management For For
SGD 2,450,000 for the FY ending 31 MAR 2011
5 Re-appoint the Auditors and authorize the Directors to fix their Management For For
remuneration
0 Transact any other business Non-Voting
6 Authorize the Directors to: issue shares in the capital of the Management For For
Company shares whether by way of rights, bonus or otherwise;
and/or make or grant offers, agreements or options
collectively, Instruments that might or would require shares to
be issued, including but not limited to the creation and issue
of as well as adjustments to warrants, debentures or other
instruments convertible into shares, at any time and upon such
terms and conditions and for such purposes and to such persons
as the Directors may in their absolute discretion deem fit; and
notwithstanding the authority conferred by this Resolution may
have ceased to be in force issue shares in pursuance of any
Instrument made or granted by the Directors while this
Resolution was in force, provided that: the aggregate number of
shares to be issued pursuant to CONTD.
CONT CONTD. this resolution including shares to be issued in Non-Voting
pursuance of-Instruments made or granted pursuant to this
Resolution does not exceed 50%-of the total number of issued
shares excluding treasury shares in the-capital of the Company
as calculated in accordance with Sub-Paragraph (II) ,-of which
the aggregate number of shares to be issued other than on a pro
rata- basis to shareholders of the Company including shares to
be issued in-pursuance of Instruments made or granted pursuant
to this Resolution does-not exceed 5% of the total number of
issued shares excluding treasury shares-in the capital of the
Company as calculated in accordance with-sub-Paragraph (II) ;
subject to such manner of calculation as may be-prescribed by
the Singapore Exchange Securities Trading Limited SGX-ST
for-the purpose of determining the CONTD.
CONT CONTD. aggregate number of shares that may be issued under this Non-Voting
resolution,-the percentage of issued shares shall be based on
the total number of issued-shares excluding treasury shares in
the capital of the Company at the time-this Resolution is
passed, after adjusting for: a) new shares arising from-the
conversion or exercise of any convertible securities or share
options or-vesting of share awards which are outstanding or
subsisting at the time this-Resolution is passed; and b) any
subsequent bonus issue or consolidation or-sub-division of
shares; in exercising the authority conferred by
this-Resolution, the Company shall comply with the provisions of
the Listing-Manual of the SGX-ST and the rules CONTD.
CONT CONTD. of any other stock exchange on which the shares of the Non-Voting
Company may for-the time being be listed or quoted Other
Exchange for the time being in-force unless such compliance
has been waived by the SGX-ST or, as the case-may be, the Other
Exchange and the Articles of Association for the time-being of
the Company; and Authority shall continue in force until the-
conclusion of the next AGM of the Company or the date by which
the next AGM-of the Company is required by law to be held
7 Authorize the Directors to allot and issue from time to time Management For For
such number of shares in the capital of the Company as may be
required to be issued pursuant to the exercise of options under
the Singapore Telecom Share Option Scheme 1999 1999 Scheme ,
provided that the aggregate number of new shares to be issued
pursuant to the exercise of options granted under the 1999
Scheme shall not exceed 5% of the total number of issued shares
excluding treasury shares in the capital of the Company from
time to time as calculated in accordance with the Rules of the
1999 Scheme
8 Authorize the Directors to grant awards in accordance with the Management For For
provisions of the SingTel Performance Share Plan Share Plan and
to allot and issue from time to time such number of shares in
the capital of the Company as may be required to be issued
pursuant to the vesting of awards under the Share Plan, provided
that: i) the aggregate number of new shares to be issued
pursuant to the exercise of options granted under the 1999
Scheme and the vesting of awards granted or to be granted under
the Share Plan shall not exceed 10% of the total number of
issued shares excluding treasury shares in the capital of the
Company from time to time; and ii) the aggregate number of new
shares under awards to be granted pursuant to the Share Plan
during the period commencing from CONTD.
CONT CONTD. the date of this AGM of the Company and ending on the Non-Voting
date of the next-AGM of the Company or the date by which the
next AGM of the Company is-required by law to be held, whichever
is the earlier, shall not exceed 1% of-the total number of
issued shares excluding treasury shares in the capital-of the
Company from time to time
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 AND VOTES Non-Voting
CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR DO EXPECT TO-OBTAIN FUTURE BENEFIT YOU
SHOULD NOT VOTE (OR VOTE "ABSTAIN") FOR THE-RELEVANT PROPOSAL
ITEMS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
The GAMCO Global Telecommunications Fund
ECONET WIRELESS ZIMBABWE LIMITED
SECURITY V31995109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Jul-2010
ISIN ZW0009011223 AGENDA 702541675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Receive and adopt the financial statements for the year ended 28 Management For For
FEB 2010 together with the report of Directors and the Auditors
thereon
2 Approve the total dividend of USD 0.14 per share for the YE 28 Management For For
FEB 2010 , made up of an interim dividend of USD 0.08 per share
for the half year and a final dividend of USD 0.06 per share
3 Election of the Directors Management For For
4 Approve the fees paid to the Directors Management For For
5 Approve the Auditors remuneration Management For For
6.1 Approve the Company, may undertake the purchase of its own Management For For
ordinary shares in such manner or on such terms as the Directors
may from time to time determine , provided that the repurchases
are not made at a price greater than 5 % above the weighted
average of the market value 5 days prior to date of repurchase and
also provided that the maximum number of shares authorized to be
acquired shall not exceed 10 %of the Company's issued share
capital
6.2 Approve to redenominate Company's share capital Econet Wireless Management For For
Zimbabwe Ltd ordinary shares ZWD 0.10
JSFC SISTEMA
SECURITY 48122U204 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 02-Aug-2010
ISIN US48122U2042 AGENDA 702553098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Approve the related party transaction entering into a Guarantee Management No Action
Agreement with OJSC Svyazinvest as a security for fulfillment by
CJSC Sistema-Inventure hereinafter - 'Borrower' of obligations
under the Agreement on exchange of OJSC MGTS shares PSRN
1027739285265 for the shares of CJSC Sky Link PSRN 1037702026691 ,
entered into by the Borrower and OJSC Svyazinvest hereinafter -
'Lender' , under which the Lender undertakes to transfer to the
Borrower 22,352,150 ordinary registered shares of OJSC MGTS state
registration number 1-05- 00083-A , which accounts for 28% of the
total amount of outstanding ordinary registered shares of OJSC
MGTS or 23.3% of the total amount of issued and placed CONTD
CONT CONTD ordinary and preference shares of MGTS with the total Non-Voting
value of RUR-9,750,000,000 hereinafter-MGTS Shares , and the
Borrower undertakes to-transfer to the Lender in return
6,482,736 ordinary registered shares of CJSC-Sky Link state
registration number 1-01-44980-H , which accounts for 50% of-the
total amount of outstanding ordinary registered shares of CJSC
Sky Link-effectively accounting for 100% of outstanding ordinary
registered shares of-CJSC Sky Link with the total value of
9,300,000,000 rubles hereinafter-Sky-Link Shares and pay up
the difference in the value of MGTS shares and Sky-Link shares
being the subject of the transaction, in the amount of RUB-
450,000,000.00 hereinafter-Exchange Agreement , on the
specified terms
TIVO INC.
SECURITY 888706108 MEETING TYPE Annual
TICKER SYMBOL TIVO MEETING DATE 04-Aug-2010
ISIN US8887061088 AGENDA 933304987 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JEFFREY T. HINSON For For
2 WILLIAM CELLA For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2011.
03 TO APPROVE AN AMENDMENT TO THE AMENDED & RESTATED 2008 EQUITY Management Against Against
INCENTIVE AWARD PLAN TO RESERVE AN ADDITIONAL 5,000,000 SHARES
OF OUR COMMON STOCK FOR ISSUANCE.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
The GAMCO Global Telecommunications Fund
TELECOMUNICACOES DE SAO PAULO S A - TELESP
SECURITY P90337109 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 12-Aug-2010
ISIN BRTLPPACNOR8 AGENDA 702563013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA,
MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER Non-Voting
MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1.1 Approve to adapt the wording of Article 3 to make it compatible Management For For
with the New Line VII of Article 22, which establishes the
authority of the Executive Committee for the creation and
closure of branches, offices, agencies, branch offices and
representative offices of the Company in Brazil
1.2 Approve to adapt the wording of Article 17, which deals with the Management For For
authority of the Board of Directors, to establish the authority
of that body I to approve the creation and the closure of
subsidiaries of the Company, in Brazil or abroad, II to
approve the creation of technical and consultative Committees to
advise it, III to approve the participation of the Company in
consortiums in general with a view to developing the activities
of the corporate purpose of the Company and to delegate limits
to the Executive Committee for such approval, IV to establish
the limits of the CONTD
CONT CONT Executive Committee for the approval of the organizational Non-Voting
structure,-the authorization for the disposition of assets,
establishment of collateral-encumbrances, provision of
guarantees for the obligations of third parties,-the approval of
a plan of positions and salaries, professional
development-incentive policies, regulations and staff,
collective bargaining agreements-and joining or withdrawing
from private pension funds, the authorization to-do acts of
liberality
1.3 Approve to include a Paragraph 4 in Article 19, which deals with Management For For
the meetings of the Board of Directors, to formalize the
possibility of holding meetings of that body virtually, by means
such as telephone conference, videoconference or other means
that allow the Board members to cast their votes
1.4.1 Approve to adapt Article 22, which deals with the authority f Management For For
the Executive Committee to establish the authority of that body
I to approve the planning of financial transactions, II to
promote compliance with rules of ethical conduct, III to
prepare and propose to the Board of Directors institutional
responsibility policies, IV to approve the creation of
technical and consultative committees to advise it, V in
accordance with the limits established by the Board of
Directors, to approve the purchase of material, equipment,
goods, works and services and the sale of assets, to approve the
organizational structure, to authorize the practice of acts of
liberality
1.4.2 Approve to adapt Article 22, which deals with the authority f Management For For
the Executive Committee to make adjustments that seek I to
better specify the responsibilities of the members of the
Executive Committee in regard to the representation of the
Company and to the annual presentation of accounts, II to
allow the representation of the Company by just one officer or
attorney in fact, given specific authority, in an act that does
not result in the creation of liability for the Company, new
Paragraph 4, also resulting in changes in wording of Paragraphs
2 and 3, III to standardize expressions used in the Bye-laws
in accordance with the terms used in the Law
2 Approve the consolidated Corporate Bye-laws Management For For
3 Election of a Member of the Board of Directors for the position Management For For
currently held by a member elected by the Board of Directors
itself, in accordance with Article 150 of Law Number 6,404 of 1976
TELE NORTE LESTE PARTICIPACOES S A
SECURITY P9036X117 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 16-Aug-2010
ISIN BRTNLPACNOR3 AGENDA 702563429 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
I Approve the issuance by the Company of unsecured, simple Management For For
debentures, not convertible into shares, in a single series
II Authorize the Board of Directors to decide regarding or amend Management For For
the conditions that are dealt with in the second part of
Paragraph 1 of Article
59 of Law Number 6,404 of 1976, as amended
III Authorize the Executive Committee of the Company to take all the Management For For
measures necessary for the issuance of the debentures
MTN GROUP LTD
SECURITY S8039R108 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 20-Aug-2010
ISIN ZAE000042164 AGENDA 702560550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1.O.1 Approve the various transactions relating to the MTN BEE Management For For
Transaction
2.S.1 Approve the specific repurchase of shares Management For For
3.S.2 Approve the sanctioning of financial assistance in connection Management For For
with the MTN BEE Transaction
4.O.2 Approve the initial specific issue of shares to BIC for cash Management For For
5.O.3 Approve the additional specific issue of shares to BIC for cash Management For For
6.O.4 Grant authority to give effect to the ordinary resolutions 1 and Management For For
2 and 3 and special resolutions 1 and 2
7.O.5 Approve the ESOP and the specific issue of shares under the ESOP Management For For
for cash and authority to give effect to the resolution
8.S.3 Approve the Sanctioning of financial assistance in connection Management For For
with the ESOP
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING Non-Voting
OF RESOLUTIONS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 9
The GAMCO Global Telecommunications Fund
TELKOM SA LTD
SECURITY S84197102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Aug-2010
ISIN ZAE000044897 AGENDA 702559622 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Receive the annual financial statements for the YE 31 MAR 2010 Management For For
2 Re-elect PCS Luthuli as a Director who in terms of the Articles Management For For
of Association retires by rotation
3 Re-appoint Ernst & Young Inc as the Auditors of the Company, to Management For For
hold office until the conclusion of the next AGM of the Company
and to note that the individual registered Auditor who will
undertake the audit during the FYE 31 MAR 2011 is Mr. R Hillen
CENTURYLINK, INC.
SECURITY 156700106 MEETING TYPE Special
TICKER SYMBOL CTL MEETING DATE 24-Aug-2010
ISIN US1567001060 AGENDA 933312681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF CENTURYLINK Management For For
COMMON STOCK IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 21, 2010, BY AND
AMONG QWEST COMMUNICATIONS INTERNATIONAL INC., THE COMPANY, AND
SB44 ACQUISITION COMPANY, AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES FOR THE PROPOSAL TO ISSUE CENTURYLINK COMMON
STOCK IN COMPANY IN CONNECTION WITH THE MERGER.
QWEST COMMUNICATIONS INTERNATIONAL INC.
SECURITY 749121109 MEETING TYPE Special
TICKER SYMBOL Q MEETING DATE 24-Aug-2010
ISIN US7491211097 AGENDA 933312720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 ADOPT AGREEMENT AND PLAN OF MERGER AMONG CENTURYLINK, INC., SB44 Management For For
ACQUISITION COMPANY AND QWEST COMMUNICATIONS INTERNATIONAL INC.,
PURSUANT TO WHICH SB44 ACQUISITION COMPANY BE MERGED WITH AND INTO
QWEST AND EACH OUTSTANDING SHARE OF COMMON STOCK OF QWEST BE
CONVERTED INTO RIGHT TO RECEIVE 0.1664 SHARES OF COMMON STOCK OF
CENTURYLINK, WITH CASH PAID IN LIEU OF FRACTIONAL SHARES
02 TO VOTE UPON AN ADJOURNMENT OF THE QWEST SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT
TELECOM CORPORATION OF NEW ZEALAND LTD.
SECURITY 879278208 MEETING TYPE Annual
TICKER SYMBOL NZT MEETING DATE 30-Sep-2010
ISIN US8792782083 AGENDA 933325210 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 FIX THE REMUNERATION OF THE AUDITORS, KPMG: TO AUTHORISE THE Management For For
DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS.
02 TO RE-ELECT DR MURRAY HORN AS A DIRECTOR. Management For For
03 TO ELECT MS SUE SHELDON AS A DIRECTOR. Management For For
NEXTWAVE WIRELESS INC
SECURITY 65337Y409 MEETING TYPE Special
TICKER SYMBOL WAVE MEETING DATE 01-Oct-2010
ISIN US65337Y4098 AGENDA 933327000 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO ADOPT AND APPROVE THE STOCK PURCHASE AGREEMENT DATED JULY 30, Management For For
2010, BY AND AMONG NEXTWAVE WIRELESS INC. (THE "COMPANY"),
NEXTWAVE BROADBAND INC., A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY ("NEXTWAVE BROADBAND"), PACKETVIDEO CORPORATION, A
MAJORITY-OWNED SUBSIDIARY OF NEXTWAVE BROADBAND ("PACKETVIDEO")
AND NTT DOCOMO, INC. ("DOCOMO").
02 TO AUTHORIZE THE PROXIES TO VOTE TO ADJOURN, POSTPONE OR Management For For
CONTINUE THE SPECIAL MEETING TO A LATER DATE TO ENABLE THE
COMPANY TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO
ADOPT AND APPROVE THE STOCK PURCHASE AGREEMENT AND AUTHORIZE THE
SALE OF THE PACKETVIDEO SHARES TO DOCOMO CONTEMPLATED THEREBY AT
THE SPECIAL MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 10
The GAMCO Global Telecommunications Fund
NEWS CORPORATION
SECURITY 65248E203 MEETING TYPE Annual
TICKER SYMBOL NWS MEETING DATE 15-Oct-2010
ISIN US65248E2037 AGENDA 933324232 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JOSE MARIA AZNAR For For
2 NATALIE BANCROFT For For
3 PETER L. BARNES For For
4 CHASE CAREY For For
5 KENNETH E. COWLEY For For
6 DAVID F. DEVOE For For
7 VIET DINH For For
8 SIR R.I. EDDINGTON For For
9 ANDREW S.B. KNIGHT For For
10 JAMES R. MURDOCH For For
11 K. RUPERT MURDOCH For For
12 LACHLAN K. MURDOCH For For
13 THOMAS J. PERKINS For For
14 ARTHUR M. SISKIND For For
15 JOHN L. THORNTON For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
03 RE-APPROVAL OF MATERIAL TERMS UNDER THE COMPANY'S LONG-TERM Management For For
INCENTIVE PLAN FOR PAYMENT OF PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.
04 STOCKHOLDER PROPOSAL - ESTABLISHMENT OF A HUMAN RIGHTS COMMITTEE. Shareholder Against For
05 STOCKHOLDER PROPOSAL - SHAREHOLDER SAY ON PAY. Shareholder Against For
BRITISH SKY BROADCASTING GROUP PLC
SECURITY 111013108 MEETING TYPE Annual
TICKER SYMBOL BSYBY MEETING DATE 22-Oct-2010
ISIN US1110131083 AGENDA 933331162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO RECEIVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE Management For For
2010, TOGETHER WITH THE REPORT OF THE DIRECTORS AND AUDITORS
THEREON
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 30 JUNE 2010 Management For For
03 TO REAPPOINT JEREMY DARROCH AS A DIRECTOR Management For For
04 TO REAPPOINT ANDREW GRIFFITH AS A DIRECTOR Management For For
05 TO REAPPOINT JAMES MURDOCH AS A DIRECTOR (MEMBER OF THE BIGGER Management For For
PICTURE COMMITTEE)
06 TO REAPPOINT DANIEL RIMER AS A DIRECTOR (MEMBER OF REMUNERATION Management For For
COMMITTEE)
07 TO REAPPOINT DAVID F. DEVOE AS A DIRECTOR Management For For
08 TO REAPPOINT ALLAN LEIGHTON AS A DIRECTOR (MEMBER OF AUDIT Management For For
COMMITTEE)
09 TO REAPPOINT ARTHUR SISKIND AS A DIRECTOR (MEMBER OF CORPORATE Management For For
GOVERNANCE AND NOMINATIONS COMMITTEE)
10 TO REAPPOINT DAVID EVANS AS A DIRECTOR (MEMBER OF REMUNERATION Management For For
COMMITTEE)
11 TO REAPPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY AND TO Management For For
AUTHORISE THE DIRECTORS TO AGREE THEIR REMUNERATION
12 TO APPROVE THE REPORT ON DIRECTORS' REMUNERATION FOR THE YEAR Management For For
ENDED 30 JUNE 2010
13 TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL Management For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER SECTION 551 OF Management For For
THE COMPANIES ACT 2006
S15 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) Management For For
S16 TO ALLOW THE COMPANY TO HOLD GENERAL MEETINGS (OTHER THAN ANNUAL Management For For
GENERAL MEETINGS) ON 14 DAYS' NOTICE (SPECIAL RESOLUTION)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 11
The GAMCO Global Telecommunications Fund
BRASIL TELECOM S A
SECURITY P18445141 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 09-Nov-2010
ISIN BRBRTOACNOR8 AGENDA 702631715 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1 Issuance of simple debentures, not convertible into shares, of Management For For
the subordinated type, for private placement, in the amount of
up to BRL 500 million
2 Delegation of authority to the Board of Directors of the Company Management For For
to decide on certain conditions of the mentioned issuance, as
authorized by Paragraph 1 of Article 59 of Law 6404.76
3 Authorization for the Executive Committee of the Company to Management For For
implement any and all acts necessary to effectuate the private
issuance of simple debentures
ROSTELECOM LONG DISTANCE & TELECOMM.
SECURITY 778529107 MEETING TYPE Special
TICKER SYMBOL ROSYY MEETING DATE 10-Nov-2010
ISIN US7785291078 AGENDA 933336756 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ------------------------------------------------------------------ ----------- --------- -----------
01 TO PAY DIVIDEND AS FOLLOWS: IN AMOUNT OF - 0.0000000411722654% Management For Against
OF NET PROFITS UPON THE RESULTS OF THE 9 MONTHS OF THE FISCAL YEAR
2010 PER ONE TYPE A PREFERRED SHARE; 0.0000000274519684% OF NET
PROFITS UPON THE RESULTS OF THE 9 MONTHS OF FISCAL YEAR 2010 PER
ONE ORDINARY SHARE. IN A MANNER SPECIFIED BY SHAREHOLDERS, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE AMENDMENTS NO.3 TO THE COMPANY'S CHARTER. Management For Against
MOTOROLA SOLUTIONS, INC.
SECURITY 620076109 MEETING TYPE Special
TICKER SYMBOL MOT MEETING DATE 29-Nov-2010
ISIN US6200761095 AGENDA 933338736 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ------------------------------------------------------------------ ----------- --------- -----------
01 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO EFFECT, IN ITS Management For For
DISCRETION PRIOR TO DECEMBER 31, 2011, A REVERSE STOCK SPLIT OF
THE OUTSTANDING AND TREASURY COMMON STOCK OF MOTOROLA, AT A
REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND OF UP TO
1-FOR-7, AS DETERMINED BY THE BOARD OF DIRECTORS.
02 APPROVAL OF A CORRESPONDING AMENDMENT TO MOTOROLA'S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT
AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER OF SHARES OF COMMON
STOCK THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD
OF DIRECTORS' AUTHORITY TO ABANDON SUCH AMENDMENT.
TELECOM ARGENTINA, S.A.
SECURITY 879273209 MEETING TYPE Special
TICKER SYMBOL TEO MEETING DATE 30-Nov-2010
ISIN US8792732096 AGENDA 933348941 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
E1 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES. Management For For
E2 AMENDMENT OF ARTICLE TEN OF THE CORPORATE BYLAWS, SO AS TO: (I) Management For For
INCREASE THE MAXIMUM NUMBER OF MEMBERS OF BOARD FROM 9 TO 11; (II)
INCREASE THE TERM OF DIRECTORS TO 3 FISCAL YEARS; (III) ELIMINATE
THE OPTION TO ELECT TWO VICE-CHAIRMEN; (IV) IF THERE IS ANY TIE IN
A VOTE, WHERE VICE-CHAIRMAN REPLACES THE CHAIRMAN, VICE-CHAIRMAN
SHALL NOT HAVE CHAIRMAN'S POWER TO CAST TWO VOTES.
O1 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES. Management For For
O2 CONSIDERATION OF BOARD OF DIRECTORS' AND SUPERVISORY COMMITTEE'S Management For For
PERFORMANCE FROM APRIL 29, 2008 TO THE DATE OF THIS MEETING.
O3 DETERMINATION OF THE NUMBER OF DIRECTORS AND ALTERNATE DIRECTORS Management For For
WHO WILL SERVE FROM THE DATE OF THIS SHAREHOLDERS' MEETING.
O4 DETERMINATION OF THE NUMBER OF MEMBERS AND ALTERNATE MEMBERS OF Management For For
THE SUPERVISORY COMMITTEE WHO WILL SERVE FROM THE DATE OF THIS
SHAREHOLDERS' MEETING.
O5 RECTIFICATION OF THE NON-APPROVAL OF GERARDO WERTHEIN'S Management For For
PERFORMANCE DURING THE NINETEENTH FISCAL YEAR.
TELEGRAAF MEDIA GROEP NV
SECURITY N8502L104 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 07-Dec-2010
ISIN NL0000386605 AGENDA 702662265 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN THERE IS A RECORD Non-Voting
DATE-ASSOCIATED WITH THIS MEETING. THANK YOU
1 Opening Non-Voting
2 Proposal to amend the remuneration policy for members of the Management For For
Executive Board
3 Notification concerning the proposed appointment of Mr. H.M.P. Non-Voting
van-Campenhout, LL M, as member of the Executive Board in the
position of CEO
4 Proposal to amend the company's articles of association Management For For
5 Any other business Non-Voting
6 Closing Non-Voting
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
The GAMCO Global Telecommunications Fund
TELE NORTE LESTE PARTICIPACOES S A
SECURITY P9036X117 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 07-Dec-2010
ISIN BRTNLPACNOR3 AGENDA 702714711 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
1 In order to decide regarding the proposal for the change of the Management Against Against
authorized capital limit of the Company to 950 million common or
preferred shares, with the consequent amendment of the main part
of Article 6 of its bylaws, which will come to be effective with
the following wording, Article 6, the Company is authorized to
increase its share capital, by resolution of the Board of
Directors, up to the limit of 950 million common or preferred
shares, with there being no requirement to maintain
proportionality between them, observing the limit of two thirds
for the issuance of preferred shares without the right to vote
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
CMMT OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU Non-Voting
FIRST PACIFIC CO LTD
SECURITY G34804107 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 08-Dec-2010
ISIN BMG348041077 AGENDA 702709239 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20101117/LTN2
0101117649.pdf PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE
'IN FAVOR' OR 'AGAINST' ONLY-FOR RESOLUTIONS "A AND B". THANK YOU. Non-Voting
a That each of the continuing connected transactions and the Management For For
related new annual caps for each of the financial years ending
31 December 2011, 2012 and 2013 relating to the noodles business
carried on by PT Indofood Sukses Makmur Tbk ( "Indofood ") and
its subsidiaries, as described in Table A on page 6 of the
letter from the Board Section of the circular of the Company
dated 18 November 2010 (the "Circular ") be and are hereby
approved and any Director of the Company be and is hereby
authorized to do all such further acts and things and execute
and/or approve all such further documents which in his opinion
may be necessary, desirable or expedient to implement and/or
give effect to the terms of such transactions
b That each of the continuing connected transactions and the Management For For
related new annual caps for each of the financial years ending
31 December 2011, 2012 and 2013 relating to the plantations
business carried on by Indofood and its subsidiaries, as
described in Table B on page 9 of the letter from the Board
Section of the Circular be and are hereby approved and any
Director of the Company be and is hereby authorised to do all
such further acts and things and execute and/or approve all such
further documents which in his opinion may be necessary,
desirable or expedient to implement and/or give effect to the
terms of such transactions
ICO GLOBAL COMMUNICATIONS (HLDG.) LTD.
SECURITY 44930K108 MEETING TYPE Annual
TICKER SYMBOL ICOG MEETING DATE 13-Dec-2010
ISIN US44930K1088 AGENDA 933342773 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 DIRECTOR Management
1 RICHARD P. EMERSON For For
2 RICHARD P. FOX For For
3 NICOLAS KAUSER For For
4 CRAIG O. MCCAW For For
5 BARRY L. ROWAN For For
6 R. GERARD SALEMME For For
7 STUART M. SLOAN For For
8 H. BRIAN THOMPSON For For
9 BENJAMIN G. WOLFF For For
2 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF THE Management For For
BOARD OF DIRECTORS OF THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
The GAMCO Global Telecommunications Fund
P.T. TELEKOMUNIKASI INDONESIA, TBK
SECURITY 715684106 MEETING TYPE Special
TICKER SYMBOL TLK MEETING DATE 17-Dec-2010
ISIN US7156841063 AGENDA 933357077 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 CHANGES IN THE FORMATION OF THE MEMBERS OF THE BOARD OF Management For For
COMMISSIONERS AND THE BOARD OF DIRECTORS
02 ADJUSTMENT TO THE TERM OF OFFICE OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS AND THE BOARD OF COMMISSIONERS OF THE COMPANY WHO
STILL HOLD OFFICE
JSFC SISTEMA
SECURITY 48122U204 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 21-Dec-2010
ISIN US48122U2042 AGENDA 702724293 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Approve the transaction for the divestment of 99.998% in the Management No Action
charter capital of the limited liability company Sistema
Telecommunications, Informatics and Communication to be executed
under a stake purchase agreement (hereinafter the Stake Purchase
Agreement), which is a related party transaction with the related
party being a shareholder of the company that, together with its
affiliates, holds more than 20% of shares of Sistema JSFC
HELLENIC TELECOMMUNICATIONS ORGANIZATION S A
SECURITY X3258B102 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Dec-2010
ISIN GRS260333000 AGENDA 702723924 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1. Announcement of the election of a new Member of the Board of Management For For
Directors, pursuant to Article 9, Par. 4 of the Company's
Articles of Incorporation
2. Approval of the termination of the contract independent services Management For For
agreement between OTE and the former Chairman of the Board of
Directors and Chief Executive Officer of the Company, dated 25
June 2009, pursuant to the second section of term 9 thereof
3. Approval of a contract between the Company and the Chief Management For For
Executive Officer, pursuant to Article 23A of Codified Law
2190.1920, and granting of power to sign it
4. Miscellaneous announcements Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
MOBILE TELESYSTEMS OJSC
SECURITY 607409109 MEETING TYPE Special
TICKER SYMBOL MBT MEETING DATE 23-Dec-2010
ISIN US6074091090 AGENDA 933358372 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 PROCEDURE FOR CONDUCTING THE EXTRAORDINARY GENERAL SHAREHOLDERS Management For For
MEETING
02 REORGANIZATION OF MTS OJSC THROUGH TAKEOVER OF COMSTAR-UNITED Management For For
TELESYSTEMS OPEN JOINT STOCK COMPANY, UNITED TELESYSTEMS CLOSED
JOINT STOCK COMPANY, CAPITAL CLOSED JOINT STOCK COMPANY,
COMMUNICATION OPERATOR CLOSED JOINT STOCK COMPANY, MOBILE
TELESYSTEMS CLOSED JOINT STOCK COMPANY AND COMSTAR-DIRECT CLOSED
JSC BY MTS OJSC AND APPROVAL OF THE ACCESSION AGREEMENT
03 REORGANIZATION OF MTS OJSC THROUGH THE TAKEOVER OF DAGTELECOM Management For For
CLOSED JOINT STOCK COMPANY AND APPROVAL OF THE ACCESSION
AGREEMENT
04 REORGANIZATION OF MTS OJSC THROUGH THE TAKEOVER OF EUROTEL OPEN Management For For
JOINT STOCK COMPANY AND APPROVAL OF THE ACCESSION AGREEMENT
05 INCREASING THE CHARTER CAPITAL OF MTS OJSC THROUGH THE PLACEMENT Management For For
OF ADDITIONAL SHARES
06 AMENDMENTS AND ADDITIONS TO THE CHARTER OF MTS OJSC Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
The GAMCO Global Telecommunications Fund
HELLENIC TELECOMMUNICATIONS ORG. S.A.
SECURITY 423325307 MEETING TYPE Special
TICKER SYMBOL HLTOY MEETING DATE 23-Dec-2010
ISIN US4233253073 AGENDA 933359615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
02 APPROVAL OF THE TERMINATION OF THE CONTRACT (INDEPENDENT Management For For
SERVICES AGREEMENT) BETWEEN OTE AND THE FORMER CHAIRMAN OF THE
BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER OF THE COMPANY,
DATED 25-6-2009, PURSUANT TO THE SECOND SECTION OF TERM 9 THEREOF.
03 APPROVAL OF A CONTRACT BETWEEN THE COMPANY AND THE CHIEF Management For For
EXECUTIVE OFFICER, PURSUANT TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AND GRANTING OF POWER TO SIGN IT.
VIVO PARTICIPACOES S A
SECURITY P9810G108 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 20-Jan-2011
ISIN BRVIVOACNOR1 AGENDA 702745766 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA,
MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER Non-Voting
MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1 Election to the Fiscal Council to fill a vacancy and serve out Management For For
the term in office: Mr. Juarez Rosa da Silva (as a member of the
Fiscal Council) and Mr. Herio Paulo S. Andriola (as an alternate
member to the Fiscal Council)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING Non-Voting
DATE FROM 18 JAN-2011 TO 20 JAN 2011 AND RECEIPT OF NOMINEE
NAMES. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YO-UR ORIGINAL
INSTRUCTIONS. THANK YOU.
THYSSENKRUPP AG, DUISBURG/ESSEN
SECURITY D8398Q119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jan-2011
ISIN DE0007500001 AGENDA 702730905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF Non-Voting
INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR
THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR
VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED
WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS
AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING
ACT (WHPG). SHOULD YOU HAVE ANY QUESTIONS OR-DOUBTS IN THIS
REGARD, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO T-
HAT THIS ISSUE CAN BE CLARIFIED. IF YOU DO NOT HAVE ANY
INDICATION REGARDING S-UCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR-VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 31 DEC Non-Voting
2010, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD
DATE - 1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL
POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW.
THANK YOU
1. Presentation of the adopted financial statements of ThyssenKrupp Non-Voting
AG and the co-nsolidated financial statements for the period
ended September 30, 2010, the m-anagement reports on
ThyssenKrupp AG and the Group for the 2009/2010 fiscal ye-ar,
the report by the Supervisory Board and the explanatory report
by the Exec-utive Board on the information pursuant to para 289.
4 and para 315. 4 German-Commercial Code (HGB)
2. Resolution on the disposition of unappropriated net income Management For For
3. Resolution on the ratification of the acts of the members of the Management For For
Executive Board
4. Resolution on the ratification of the acts of the members of the Management For For
Supervisory Board
5. Resolution on the approval of the new system of compensation for Management For For
the members of the Executive Board
6. Resolution on the election of a Supervisory Board member Dr. - Management For For
Ing. Ekkehard D. Schulz
7. Resolution on the election of KPMG AG, Berlin as the auditors Management For For
for the 2010/2011 financial year
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
The GAMCO Global Telecommunications Fund
SIEMENS AG
SECURITY 826197501 MEETING TYPE Annual
TICKER SYMBOL SI MEETING DATE 25-Jan-2011
ISIN US8261975010 AGENDA 933362939 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
03 ALLOCATION OF NET INCOME Management For For
04 RATIFICATION OF THE ACTS OF THE MANAGING BOARD Management For For
05 RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For
06 APPROVAL OF THE COMPENSATION SYSTEM FOR MANAGING BOARD MEMBERS Management For For
07 APPOINTMENT OF INDEPENDENT AUDITORS Management For For
08 REPURCHASE AND USE OF SIEMENS SHARES Management For For
09 USE OF DERIVATIVES IN CONNECTION WITH THE REPURCHASE OF SIEMENS Management For For
SHARES
10 CREATION OF AN AUTHORIZED CAPITAL 2011 Management For For
11 ADJUSTMENT OF SUPERVISORY BOARD COMPENSATION Management For For
12 PROFIT-AND-LOSS TRANSFER AGREEMENT WITH A SUBSIDIARY Management For For
13 ISSUE OF CONVERTIBLE BONDS AND/OR WARRANT BONDS AND CREATION OF Management For For
A CONDITIONAL CAPITAL 2011
14 AMENDMENT TO 2 OF THE ARTICLES OF ASSOCIATION OF SIEMENS AG Shareholder Against For
CM1 COUNTER MOTION 1 Management Against For
CM2 COUNTER MOTION 2 Management Against For
VIVO PARTICIPACOES S A
SECURITY P9810G108 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 03-Feb-2011
ISIN BRVIVOACNOR1 AGENDA 702757569 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
A To consider and decide regarding the creation of the positions Management For For
of i. executive vice president for coordination and synergy and
ii. general secretary and legal director, and the consequent
amendment of the wording of line xv of article 17, the amendment
of the main part and of the sole paragraph of article 20, with
the inclusion of a new paragraph in the same article and the
inclusion of lines viii and ix in article 23 of the corporate
bylaws of the company
B To consolidate the corporate bylaws of the company Management For For
PT INDOSAT TBK
SECURITY 744383100 MEETING TYPE Special
TICKER SYMBOL IIT MEETING DATE 08-Feb-2011
ISIN US7443831000 AGENDA 933368791 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO APPROVE CHANGES TO THE COMPOSITION OF THE BOARD OF Management For For
COMMISSIONERS AND/OR BOARD OF DIRECTORS OF THE COMPANY.
TELEMAR NORTE LESTE S A
SECURITY P9037H103 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 18-Feb-2011
ISIN BRTMARACNPA7 AGENDA 702783932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU Non-Voting
WISH TO-ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY-CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss an increase of capital into BRL 446,481,000.00 Non-Voting
through an issuance-of new debentures convertible into preferred
shares class 'A'
ASCENT MEDIA CORPORATION
SECURITY 043632108 MEETING TYPE Special
TICKER SYMBOL ASCMA MEETING DATE 24-Feb-2011
ISIN US0436321089 AGENDA 933368931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 PROPOSAL TO APPROVE THE SALE OF 100% OF OUR CONTENT DISTRIBUTION Management Against Against
BUSINESS UNIT TO ENCOMPASS DIGITAL MEDIA, INC. AND ITS
WHOLLY-OWNED SUBSIDIARY.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
The GAMCO Global Telecommunications Fund
MEDIACOM COMMUNICATIONS CORPORATION
SECURITY 58446K105 MEETING TYPE Special
TICKER SYMBOL MCCC MEETING DATE 04-Mar-2011
ISIN US58446K1051 AGENDA 933370809 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER Management For For
12, 2010, BY AND AMONG MEDIACOM COMMUNICATIONS CORPORATION, JMC
COMMUNICATIONS LLC AND ROCCO B. COMMISSO, AS IT MAY BE AMENDED
FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING TO A LATER Management For For
DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE ANY INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON Management For For
SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL
MEETING.
KT CORPORATION
SECURITY 48268K101 MEETING TYPE Annual
TICKER SYMBOL KT MEETING DATE 11-Mar-2011
ISIN US48268K1016 AGENDA 933375304 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPROVAL OF BALANCE SHEET, INCOME STATEMENT AND STATEMENT OF Management For For
APPROPRIATION OF RETAINED EARNINGS FOR THE 29TH FISCAL YEAR.
02 AMENDMENT OF ARTICLES OF INCORPORATION. Management For For
3A ELECTION OF DIRECTOR: SANG HOON LEE Management For For
3B ELECTION OF DIRECTOR: HYUN MYUNG PYO Management For For
3C ELECTION OF DIRECTOR: HYUN NAK LEE Management For For
3D ELECTION OF DIRECTOR: BYONG WON BAHK Management For For
4A ELECTION OF MEMBER OF AUDIT COMMITTEE HYUN NAK LEE. Management For For
4B ELECTION OF MEMBER OF AUDIT COMMITTEE BYONG WON BAHK. Management For For
05 APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS. Management For For
06 AMENDMENT OF EXECUTIVES' SEVERANCE PAY REGULATIONS. Management For For
SK TELECOM CO., LTD.
SECURITY 78440P108 MEETING TYPE Annual
TICKER SYMBOL SKM MEETING DATE 11-Mar-2011
ISIN US78440P1084 AGENDA 933375710 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPROVAL OF FINANCIAL STATEMENTS FOR THE 27TH FISCAL YEAR (FROM Management For For
JANUARY 1, 2010 TO DECEMBER 31, 2010), AS SET FORTH IN ITEM 1 OF
THE COMPANY'S AGENDA ENCLOSED HEREWITH.
02 APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR Management For For
DIRECTORS. * PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR
DIRECTORS IS KRW 12 BILLION.
03 AMENDMENT TO THE COMPANY REGULATION ON EXECUTIVE COMPENSATION AS Management For For
SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.
4A ELECTION OF DIRECTOR. Management For For
4B ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR. Management For For
4C ELECTION OF MEMBERS OF THE AUDIT COMMITTEE. Management For For
VIMPELCOM LTD.
SECURITY 92719A106 MEETING TYPE Contested-Special
TICKER SYMBOL VIP MEETING DATE 17-Mar-2011
ISIN US92719A1060 AGENDA 933373615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO APPROVE, FOR PURPOSES OF BYE-LAW 55.4(F) OF BYE- LAWS OF Management For For
VIMPELCOM LTD., ISSUANCE BY VIMPELCOM LTD. OF UP TO 325,639,827
COMMON SHARES OF VIMPELCOM LTD. AND OF 305,000,000 CONVERTIBLE
PREFERRED SHARES OF VIMPELCOM LTD. PURSUANT TO TERMS OF SHARE
SALE AND EXCHANGE AGREEMENT RELATING TO ACQUISITION OF WIND
TELECOM S.P.A. APPROVED BY SUPERVISORY BOARD ON JANUARY 16, 2011
02 TO INCREASE AUTHORIZED SHARE CAPITAL OF VIMPELCOM LTD. TO Management For For
US$3,114,171.83 BY CREATION OF 630,639,827 NEW COMMON SHARES OF
PAR VALUE US$0.001 EACH IN VIMPELCOM LTD. AND OF 305,000,000 NEW
CONVERTIBLE PREFERRED SHARES OF PAR VALUE US$0.001 EACH IN
VIMPELCOM LTD., THE NEW SHARES HAVING THE RIGHTS AND BEING
SUBJECT TO CONDITIONS SET OUT IN THE VIMPELCOM LTD. BYE-LAWS
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
The GAMCO Global Telecommunications Fund
VIMPELCOM LTD.
SECURITY 92719A106 MEETING TYPE Contested-Special
TICKER SYMBOL VIP MEETING DATE 17-Mar-2011
ISIN US92719A1060 AGENDA 933373615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO APPROVE, FOR PURPOSES OF BYE-LAW 55.4(F) OF BYE- LAWS OF Management For For
VIMPELCOM LTD., ISSUANCE BY VIMPELCOM LTD. OF UP TO 325,639,827
COMMON SHARES OF VIMPELCOM LTD. AND OF 305,000,000 CONVERTIBLE
PREFERRED SHARES OF VIMPELCOM LTD. PURSUANT TO TERMS OF SHARE
SALE AND EXCHANGE AGREEMENT RELATING TO ACQUISITION OF WIND
TELECOM S.P.A. APPROVED BY SUPERVISORY BOARD ON JANUARY 16, 2011
02 TO INCREASE AUTHORIZED SHARE CAPITAL OF VIMPELCOM LTD. TO Management For For
US$3,114,171.83 BY CREATION OF 630,639,827 NEW COMMON SHARES OF
PAR VALUE US$0.001 EACH IN VIMPELCOM LTD. AND OF 305,000,000 NEW
CONVERTIBLE PREFERRED SHARES OF PAR VALUE US$0.001 EACH IN
VIMPELCOM LTD., THE NEW SHARES HAVING THE RIGHTS AND BEING
SUBJECT TO CONDITIONS SET OUT IN THE VIMPELCOM LTD. BYE-LAWS
JSFC SISTEMA
SECURITY 48122U204 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 18-Mar-2011
ISIN US48122U2042 AGENDA 702799947 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Approve the related party transaction with interest of a Management No Action
shareholder entity of Sistema JSFC who, jointly with its
affiliated persons, holds more than 20% of Sistema JSFC shares,
and of the member of the Management Board of Sistema JSFC Mr.S.
Boyev, by which Sistema JSFC brings a contribution to the
authorized capital of the Open Joint-Stock Company RTI (located at
the address: Russia, 127083, 10-1 Vosmogo Marta St.) (hereinafter
- OJSC RTI) on the following terms: (1) Parties of the
Transaction: Sistema OJSC (hereinafter the "Founder") and OJSC RTI
(hereinafter - the "Company") (2) Subject of the Transaction: The
Established Company undertakes to transfer to the Founder
16,480,000,000 ordinary registered shares of the Company with the
nominal value 1.00 rubles each, CONTD
CONT CONTD that constitute not less than 84% of the Companys charter Non-Voting
capital, and-the Founder undertakes to transfer to the
Established Company as contribution-to its charter capital
16,480,000,000 rubles, including: - cash funds in the-amount of
2,880,000,000 rubles; - 258,700 ordinary registered shares of
the- OJSC RTI-Systems Concern (PSRN 1027739299060, located at
the address: Russia,-127083, Moscow, 10-1 Vosmogo Marta St.),
which constitute 97% of the-authorized capital of OJSC RTI-
Systems Concern. (3) Payment procedure: within-2 (two) months
since the date of the state registration of OJSC RTI, given-the
positive opinion received from antimonopoly authorities of the
Russian-Federation. (4) Other conditions: common for
transactions of this type-conditions CONTD
CONT CONTD regarding guarantees, rights, obligations and Non-Voting
responsibilities of-parties, as well as other provisions,
required by the type and/or the legal-nature of the
transactions, the specifics of the applicable law, the-specifics
of the business of the parties to the transactions
TELECOMUNICACOES DE SAO PAULO S A - TELESP
SECURITY P90337109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Mar-2011
ISIN BRTLPPACNOR8 AGENDA 702819042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA,
MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER Non-Voting
MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1 To receive the administrators accounts, to examine, discuss and Management For For
vote on the financial statements regarding the fiscal year
ending on December 31, 2010
2 Destination of the year end results of 2010 Management For For
3 To elect the members of the Board of Directors Management For For
4 To elect the members of the Finance Committee Management For For
5 To set the remuneration of the administrators and of the Finance Management For For
Committee
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 18
The GAMCO Global Telecommunications Fund
ELISA CORPORATION, HELSINKI
SECURITY X1949T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Mar-2011
ISIN FI0009007884 AGENDA 702786849 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER
FOR YOUR VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the minutes and to supervise Non-Voting
the counting-of votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and adoption of the list Non-Voting
of votes
6 Presentation of the financial statements, the report of the Non-Voting
board of- directors and the auditor's report for the year 2010
7 Adoption of the annual accounts Management For For
8 Resolution on the use of the profit shown on the balance sheet Management For For
and the payment of dividend. the board proposes that a dividend
of EUR 0.90 per share be paid
9 Resolution on the discharge of the members of the board of Management For For
directors and the CEO from liability
10 Resolution on the remuneration of the board of directors Management For For
11 Proposal by the compensation and nomination committee of Elisa's Management For For
board of directors to the AGM to decide the number of Board
Members to be five
12 Proposal by the compensation and nomination committee of Elisa's Management For For
board of directors to the AGM to re-elect: A. Lehtoranta, R.
Lind, L. Niemisto, E. Palin-Lehtinen and R. Siilasmaa as board
members
13 Resolution on the remuneration of the auditor Management For For
14 Resolution on the number of auditors. The board's audit Management For For
committee proposes that one auditor be elected
15 Election of auditor. The board's audit committee proposes that Management For For
KPMG Oy Ab be re-elected
16 Authorising the board of directors to decide on the distribution Management For For
of funds from unrestricted equity
17 Authorising the board of directors to decide on the repurchase Management For For
of the company's own shares
18 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR Non-Voting
NAMES IN RESOLU-TION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
GN STORE NORD A/S
SECURITY K4001S214 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Mar-2011
ISIN DK0010272632 AGENDA 702816286 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER Non-Voting
IS APPOINTED-AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY
EXPECT THEM TO ACCEPT-PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST-VOTES ARE REPRESENTED AT
THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE-SUB
CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE
IF-REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS IN DENMARK REQUIRE Non-Voting
THE SHARES TO-BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO-PROVIDE VOTING SERVICE. PLEASE
CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF-THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR SHARES ARE-REGISTERED IN
A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING.
a The Board of Directors proposes that the oral report by the Management For For
Chairman of the Board of Directors to the annual general meeting
is Adopted
b The Board of Directors proposes that the audited annual report Management For For
for 2010 is approved, and that the Board of Directors and the
Executive Board are discharged
c The Board of Directors refers to the annual report for 2010 with Management For For
the proposal set forth therein for the allocation of profits
d The fees to the members of the Board of Directors are proposed Management For For
increased in relation to 2010, so that the total fees to the
members of the Board of Directors of GN Store Nord A/S are DKK
5,250,000. The total fees are proposed divided as described below.
The basic fee for serving on the Board of Directors of GN Store
Nord A/S is proposed to be maintained at DKK 200,000 with twice
the basic fee to the Vice-Chairman and three times the basic fee
to the Chairman. The basic fees for serving on the committees are
proposed increased to DKK CONTD
CONT CONTD 150,000 with twice the basic fee to the Chairman of the Non-Voting
Remuneration-Committee and twice the basic fee to the Chairman
of the Audit Committee. The-basic fee for serving on the Board
of Directors of GN Netcom A/S and GN-Resound A/S is proposed to
be maintained at DKK 100,000 with 1.75 times the-basic fee to
the Vice-Chairman and 2.5 times the basic fee to the Chairman
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 19
The GAMCO Global Telecommunications Fund
e According to Article 15.1 of the Articles of Association, the Management For For
members of the Board of Directors who are elected by the annual
general meeting must be elected every year. The Board of
Directors proposes re-election of Per Wold-Olsen, William E.
Hoover, Jr., Jorgen Bardenfleth, Ren Svendsen-Tune, Carsten
Krogsgaard Thomsen and Wolfgang Reim. For information on the
managerial offices of each member of the Board of Directors,
reference is made to the annual report for 2010
f According to Article 19.2 of the Articles of Association a Management For For
state-authorised public accountant is to be elected for the
term until the next annual general meeting. The Board of
Directors proposes re- election of KPMG Statsautoriseret
Revisionsaktieselskab
g.1.1 The Board of Directors proposes that amended general guidelines Management For For
for incentive pay to the management are adopted by the annual
general meeting. The proposal is submitted as a consequence of
the new rules for corporate governance Consequently it is
proposed that the following two clauses are added to the general
guidelines for incentive pay to the management: "Clause 4: Claw
back agreements In accordance with the recommendations for
corporate governance, GN has the right to reclaim in full or in
part financial benefits derived by Executive Management if it is
found that the economic benefits are earned based on information
subsequently proved manifestly erroneous, provided that the
individual member of Executive Management acted in bad faith.
Clause 6: Remuneration for the Board of Directors CONTD
CONT CONTD Remuneration for the Board of Directors should be at the Non-Voting
level of the-remuneration paid in other large Danish companies with
international-activities as well as the level of foreign based
competitors. Remuneration-for the Board of Directors for the
current financial year is to be approved-at the annual general
meeting under a separate item on the agenda. Proposals-for
remuneration for the Board of Directors for the next financial
year are-to be included in the notice convening the annual general
meeting. Each Board-of Directors member receives fixed annual
remuneration, and the chairman and-the deputy chairman receive an
annual supplement for their extended tasks.-Services provided
under the auspices of the Board of Directors' audit-committee and
remuneration committee entitle the members to additional CONTD
CONT CONTD remuneration, and the chairman of each of the two Non-Voting
committees receive an-annual supplement for their extended tasks.
In addition the individual member-of the Board of Directors may
receive additional remuneration on market terms-for extraordinary
ad hoc work going beyond the normal scope of the
Boards-responsibility areas. Expenses, e.g. travelling and
accommodation expenses in-connection with board of directors
meetings are refunded according to-vouchers submitted. Share
options, warrants, shares at a discount or other-incentive schemes
are not offered to Board of Directors members." As a-consequence
clause 4 will change to clause 5, and clause 5 will change
to-clause 7. The amended guidelines are attached as Appendix 1
g.1.2 The Board of Directors proposes that the authorisation to the Management For For
Board of Directors in Article 5.1 to increase the share capital
is renewed until 30 April 2012. It is proposed that the current
provision in Article 5.1 of the Articles of Association is
amended as follows: "5.1. The Board of Directors is authorised
to increase the share capital in one or more rounds up to a
total nominal amount of DKK 205,000,000. The authorisation is
valid until 30 April 2012, but is renewable for one or more
periods of one to five years' duration. Subject to resolution by
the Board of Directors the increase may take place by payment in
CONTD
CONT CONTD cash, payment in assets, conversion of debt or issue of Non-Voting
bonus shares.-If the subscription price is equivalent to the
market price, the Board of-Directors may decide that the
subscription may take place without preemptive-rights for the
shareholders. If the increase takes place by conversion of-debt
or as payment for acquisition of a going concern or specific
financial-assets, the shareholders will not have any preemptive
rights
g.1.3 The Board of Directors proposes that the Board of Directors for Management For For
the period until the next annual general meeting is authorised,
within the limits of the Danish Companies Act, if desirable, to
allow the Company and its subsidiaries to acquire treasury
shares in the Company for a nominal value of up to 15% of the
share capital of the Company at the market price at the time of
acquisition with a variation of up to 10%
g.1.4 The Board of Directors proposes that the Board of Directors for Management For For
the period until the next annual general meeting is authorised,
within the limits of the Danish Companies Act, to distribute
extraordinary dividend
g.1.5 The Board of Directors proposes that the chairman of the annual Management For For
general meeting is authorised to file the amendments to the
Articles of Association adopted by the annual general meeting
for registration with the Danish Commerce and Companies Agency
and to make amendments to the filed documents to the extent the
Danish Commerce and Companies Agency may request this in order
to register the amendments to the Articles of Association
g.2 There are no proposals made by the shareholders Management For For
h The Board of Directors does not submit proposals under item h) Non-Voting
of the agenda.-It will be possible to ask questions to the Board
of Directors on any issue-relating to the Company. No
resolutions can be adopted in connection with-this item on the
Agenda
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 20
The GAMCO Global Telecommunications Fund
VIVO PARTICIPACOES S A
SECURITY P9810G116 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-Mar-2011
ISIN BRVIVOACNPR8 AGENDA 702813747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU Non-Voting
WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK YOU
I To elect the members of the finance committee Non-Voting
VIVO PARTICIPACOES S A
SECURITY P9810G108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-Mar-2011
ISIN BRVIVOACNOR1 AGENDA 702813759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
I To receive the administrators accounts, to examine, discuss and Management For For
vote on the administrations report, the financial statements and
the accounting statements accompanied by the independent
auditors report regarding the fiscal year ending on december 31,
2010
II To consider the proposal for the capital budget for the year 2011 Management For For
III To decide on the allocation of the net profits from the fiscal Management For For
year 2010
IV To elect the members of the finance committee Management For For
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. Non-Voting
IF YOU HAVE AL-READY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A Non-Voting
MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
VIVO PARTICIPACOES S A
SECURITY P9810G108 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 31-Mar-2011
ISIN BRVIVOACNOR1 AGENDA 702815652 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU
1 To set the global remuneration of the company directors and the Management For For
individual remuneration of the finance committee
VIVO PARTICIPACOES S A
SECURITY P9810G116 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-Mar-2011
ISIN BRVIVOACNPR8 AGENDA 702815789 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM IV Non-Voting
ONLY. THANK-YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A Non-Voting
MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
I To receive the administrators accounts, to examine, discuss and Non-Voting
vote on the-administrations report, the financial statements and
the accounting-statements accompanied by the independent auditors
report regarding the-fiscal year ending on December 31, 2010
II To consider the proposal for the capital budget for the year 2011 Non-Voting
III To decide on the allocation of the net profits from the fiscal Non-Voting
year 2010
IV To elect the members of the finance committee Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 21
The GAMCO Global Telecommunications Fund
TELIASONERA AB, STOCKHOLM
SECURITY W95890104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-Apr-2011
ISIN SE0000667925 AGENDA 702846847 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER
FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN Non-Voting
AS A VALID-VOTE OPTION. THANK YOU
0 Opening of the annual general meeting Non-Voting
1 Election of Chairperson of the meeting: Claes Beyer, Non-Voting
Attorney-at-law
2 Preparation and approval of voting register Non-Voting
3 Adoption of agenda Non-Voting
4 Election of two persons to check the meeting minutes along with Non-Voting
the-chairperson
5 Confirmation that the meeting has been duly and properly convened Non-Voting
6 Presentation of the Annual Report and Auditor's Report, Non-Voting
Consolidated-Financial Statements and Group Auditor's Report for
2010. Speech by President-and CEO Lars Nyberg in connection
herewith and a description of the Board of-Directors work during
2010
7 Resolution to adopt the Income Statement, Balance Sheet, Management For For
Consolidated Statement of Comprehensive Income and Consolidated
Statement of Financial Position for 2010
8 Resolution concerning appropriation of the Company's profits as Management For For
per the adopted Balance Sheet and setting of record date for the
stock dividend
9 Resolution concerning discharging of members of the Board of Management For For
Directors and the President from personal liability towards the
Company for the administration of the Company in 2010
10 Resolution concerning number of board members and deputy board Management For For
members to be elected by the Annual General Meeting: Eight (8)
with no deputy board members
11 Resolution concerning remuneration to the Board of Directors Management For For
12 Re-election of Maija-Liisa Friman, Ingrid Jonasson Blank, Conny Management For For
Karlsson, Anders Narvinger, Timo Peltola, Lars Renstrom, Jon
Risfelt and Per-Arne Sandstrom as the Board of Directors. The
election will be preceded by information from the Chairperson
concerning positions held in other companies by the candidates
13 Election of chairman of the Board of Directors: Anders Narvinger Management For For
14 Resolution concerning number of auditors and deputy auditors: Management For For
The number of auditors shall, until the end of the annual
general meeting 2012, be one (1)
15 Resolution concerning remuneration to the auditors Management For For
16 Re-election of PricewaterhouseCoopers until the end of the Management For For
annual general meeting 2012 and election of deputy auditors
17 Election of Nomination Committee: Kristina Ekengren (Swedish Management For For
State), Kari Jarvinen (Finnish State via Solidium Oy), Thomas
Eriksson (Swedbank Robur Funds), Per Frennberg (Alecta) and
Anders Narvinger (chairman of the Board of Directors)
18 Proposal regarding guidelines for remuneration to the executive Management For For
management
19 The Board of Directors' proposal for amendment in Articles of Management For For
Association
20 The Board of Directors' proposal for authorization to acquire Management For For
own shares
21.a The Board of Directors' proposal for implementation of a Management For For
long-term incentive program 2011/2014
21.b The Board of Directors' proposal for hedging arrangements for Management For For
the program
22 The Board of Directors' proposal for reduction of the share Management For For
capital
23.a Matter submitted by the shareholder Torwald Arvidsson regarding Management For For
announced proposal that the annual general meeting shall decide
that a special examinations shall be done in the following
respects: the consequences of the company's independence and
freedom of action having the Swedish State as owner
23.b Matter submitted by the shareholder Torwald Arvidsson regarding Management For For
announced proposal that the annual general meeting shall decide
that a special examinations shall be done in the following
respects: to what extent has the current human resourses
strategy harmed the company
23.c Matter submitted by the shareholder Torwald Arvidsson regarding Management For For
announced proposal that the annual general meeting shall decide
that a special examinations shall be done in the following
respects: the risk that repeated savings obligations will affect
the company's long-term profitability
24 The board does not make any recommendation: Matter submitted by Management For For
the shareholder Torwald Arvidsson regarding announced proposal
that the annual general meeting shall authorize the Board of
Directors to initiate negotiations regarding a transfer of
Skanova on commercial terms
0 Closing of the annual general meeting Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE Non-Voting
TEXT OF RESOLUT-ION 23B. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 22
The GAMCO Global Telecommunications Fund
TELECOM ARGENTINA, S.A.
SECURITY 879273209 MEETING TYPE Annual
TICKER SYMBOL TEO MEETING DATE 07-Apr-2011
ISIN US8792732096 AGENDA 933384529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES Management For For
OF THE MEETING.
02 REVIEW OF THE DOCUMENTS PROVIDED FOR IN SECTION 234, SUBSECTION Management For For
1 OF LAW 19,550, THE RULES OF THE COMISION NACIONAL DE VALORES
AND THE LISTING REGULATIONS OF THE BOLSA DE COMERCIO DE BUENOS
AIRES, AND OF THE ACCOUNTING DOCUMENTS IN ENGLISH REQUIRED BY THE
RULES OF THE U.S. SECURITIES & EXCHANGE COMMISSION FOR THE
TWENTY-SECOND FISCAL YEAR ENDED ON DECEMBER 31, 2010 ("FISCAL YEAR
2010").
03 REVIEW OF FISCAL YEAR 2010 RESULTS AND THE BOARD OF DIRECTORS' Management For For
PROPOSAL ON THE USE OF RETAINED EARNINGS AS OF 12.31.10. THE
BOARD PROPOSES THAT P$ 91,057,793.- (5% OF FISCAL YEAR 2010 NET
EARNINGS) SHOULD BE ALLOCATED TO THE LEGAL RESERVE; P$
915,474,310.- SHOULD BE ALLOCATED TO CASH DIVIDENDS; AND P$
1,058,869,390.- SHOULD BE ASSIGNED TO THE NEW FISCAL YEAR.
04 REVIEW OF THE BOARD OF DIRECTORS AND SUPERVISORY COMMITTEE Management For For
MEMBERS' PERFORMANCE FROM NOVEMBER 30, 2010 TO THE DATE OF THIS
SHAREHOLDERS' MEETING.
05 REVIEW OF BOARD OF DIRECTORS' COMPENSATION FOR THE SERVICES Management For For
RENDERED DURING FISCAL YEAR 2010 (FROM THE SHAREHOLDERS MEETING
OF APRIL 28, 2010 THROUGH THE DATE OF THIS MEETING). PROPOSAL TO
PAY THE AGGREGATE AMOUNT OF P$ 5,300,000.-, WHICH REPRESENTS 0.29%
OF "ACCOUNTABLE EARNINGS", CALCULATED UNDER SECTION 2 OF CHAPTER
III OF THE RULES OF THE COMISION NACIONAL DE VALORES.
06 AUTHORIZATION TO THE BOARD OF DIRECTORS TO MAKE ADVANCE PAYMENTS Management For For
OF FEES FOR UP TO P$ 6,500,000.- TO THOSE DIRECTORS ACTING
DURING FISCAL YEAR 2011 (FROM THE DATE OF THIS SHAREHOLDERS'
MEETING THROUGH THE DATE OF THE SHAREHOLDERS' MEETING REVIEWING
THE DOCUMENTS OF SUCH FISCAL YEAR AND CONTINGENT UPON THE DECISION
ADOPTED AT SUCH MEETING).
07 REVIEW OF THE SUPERVISORY COMMITTEE'S COMPENSATION FOR THE Management For For
SERVICES RENDERED DURING FISCAL YEAR 2010 (FROM THE SHAREHOLDERS
MEETING OF APRIL 28, 2010 THROUGH THE DATE OF THIS MEETING).
PROPOSAL TO PAY THE AGGREGATE AMOUNT OF P$ 800,000.-
08 AUTHORIZATION TO MAKE ADVANCE PAYMENTS OF FEES FOR UP TO P$ Management For For
980,000.- TO THOSE MEMBERS OF THE SUPERVISORY COMMITTEE ACTING
DURING FISCAL YEAR 2011 (FROM THE DATE OF THIS SHAREHOLDERS'
MEETING THROUGH THE DATE OF THE SHAREHOLDERS' MEETING REVIEWING
THE DOCUMENTS OF SUCH FISCAL YEAR AND CONTINGENT UPON THE DECISION
ADOPTED AT SUCH MEETING).
09 ELECTION OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY Management For For
COMMITTEE FOR FISCAL YEAR 2011.
10 APPOINTMENT OF INDEPENDENT AUDITORS FOR FISCAL YEAR 2011 Management For For
FINANCIAL STATEMENTS AND DETERMINATION OF THEIR COMPENSATION AS
WELL AS OF THE COMPENSATION DUE TO THOSE ACTING IN FISCAL YEAR
2010.
11 REVIEW OF THE AUDIT COMMITTEE'S BUDGET FOR FISCAL YEAR 2011. Management For For
TRUE CORPORATION PUBLIC COMPANY LIMITED
SECURITY Y3187S100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Apr-2011
ISIN TH0375010012 AGENDA 702810210 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 To adopt the minutes of the Annual General Meeting of the Management For For
shareholders for the year 2010
2 To acknowledge the report on the result of business operation of Management For For
the company for the year 2010
3 To consider and approve the Balance Sheet and the Profit and Management For For
Loss Statements of the Company for the Fiscal Year ended 31st
December 2010
4 To consider and approve the dividend and the profit Management For For
appropriation as a legal reserves from the 2010 annual results
5.1 Election of Dr. Ajva Taulananda as a director to replace the Management For For
directors who retire by rotation
5.2 Election of Mr. Chaleo Souvannakitti as a director to replace Management For For
the directors who retire by rotation
5.3 Election of Mr. Harald Link as an Independent director to Management For For
replace the directors who retire by rotation
5.4 Election of Mr. Rawat Chamchalerm as an Independent director to Management For For
replace the directors who retire by rotation
5.5 Election of Mr. Narong Chearavanont as a director to replace the Management For For
directors who retire by rotation
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 23
The GAMCO Global Telecommunications Fund
6 To consider and approve the directors' remuneration Management For For
7 To consider the appointment of the company's auditors and Management For For
determination of the auditors' remuneration for the year 2011
8 To Consider and approve the amendment to the company's articles Management For For
of association: Article 2, 2 BIS and 27 (regarding the
preference shares)
9 To consider and approve the sale of all ordinary shares of Management For For
Bangkok Inter Teletech Public Company Limited held by the
company to Real Future Company Limited, the company's subsidiary
10 To consider and approve the purchase of ordinary shares of Real Management For For
Future Company Limited from Asia Wireless Communication Company
Limited, the company's subsidiary
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY Non-Voting
CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING,WE
WILL VOTE THAT AGENDA AS ABSTAIN.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE Non-Voting
TEXT OF THE RES-OLUTION 8. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
TELECOM ITALIA SPA, MILANO
SECURITY T92778108 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 09-Apr-2011
ISIN IT0003497168 AGENDA 702852826 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ------------------------------------------------------------------ ----------- --------- -----------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A SE-COND CALL ON 11 APR 2011 (AND A THIRD CALL ON
12 APR 2011). CONSEQUENTLY, YOUR-VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMEN-DED. THANK YOU.
cmmt PLEASE NOTE THAT THE SHAREHOLDERS WHO INDIVIDUALLY OR JOINTLY, Non-Voting
REPRESENT AT LE-AST 2.5 PCT OF THE CORPORATE CAPITAL, ARE ENTITLED
TO REQUEST BY 10 MARCH 2011-, THE INTEGRATION TO THE ITEMS TO BE
DISCUSSED BY QUOTING IN THEIR REQUEST THE- ADDITIONAL PROPOSED
SUBJECTS. THE INTEGRATION IS NOT PERMITTED WITH REGARD TO-SUBJECTS
ON WHICH THE SHAREHOLDERS MEETING DELIBERATES AS PER LAW ON
PROPOSAL-OF THE BOARD OF DIRECTORS OR ON THE BASIS OF A PROJECT OR
REPORT ARRANGED BY-THEM [DIFFERENT FROM THOSE OF ART. 125 TER,
COMMA I, OF D.LGS N 58 1998 OF TUF-]. SHAREHOLDERS HOLDING
INDIVIDUALLY OR JOINTLY AT LEAST 1 PCT OF THE SHARE CA-PITAL WITH
VOTING RIGHT ARE ENTITLED TO SUBMIT SLATES. SUBMITTED SLATES MUST
B-E DEPOSITED, ALONG WITH THE REQUIRED DOCUMENTATION, AT THE
COMPANY'S REGISTERE-D OFFICE
BY 15 MARCH 2011. THANK YOU.
a.1 Financial statement as of 31 December 2010. Related and Management For For
consequential resolutions
PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO BE ELECTED, Non-Voting
THERE IS ONLY 1 VA-CANCY AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING INSTRUCTIONS FOR THI-S MEETING WILL BE DISABLED
AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE ON ONL-Y 1 OF THE 3
SLATES. THANK YOU
a.2.1 Appointment of the board of directors: List presented by Telco Shareholder Against For
S.p.A, holding 22.40% of company stock capital: 1. Mr. Cesar
Alierta Izuel, 2. Mr. Tarak Ben Ammar, 3. Mr. Franco Bernabe, 4.
Mr. Elio Cosimo Catania, 5. Mr. Jean Paul Fitoussi, 6. Mr.
Gabriele Galateri di Genola, 7. Mr. Julio Linares Lopez, 8. Mr.
Gaetano Micciche, 9. Mr. Aldo Minucci, 10. Mr. Renato Pagliaro,
11. Mr. Marco Patauno, 12. Mr. Mauro Sentinelli, 13. Mr.
Francesco Coatti, 14. Mr. Filippo Bruno and 15. Mr. Oliviero
Edoardo Pessi
a.2.2 Appointment of the board of directors: List presented by Findim Shareholder
Group S.p.A. currently holding 4.90% of company stock capital: 1.
Mr. Gianemilio Osculati, 2.Mr. Paolo Carlo Renato Dal Pino and
3.Mr. Carlos Manuel De Lucena e Vasconcelos Cruz
a.2.3 Appointment of the board of directors: List presented by a group Shareholder
of S.G.R. and some Foreign Institutional Investors: 1. Mr. Luigi
Zingales, 2.Mr. Ferdinando Falco Beccalli and 3.Mr. Francesco
Profumo
a.3 Updating of the economic status of the auditing for the period Management For For
2011 2018. Related and consequential resolutions
a.4 Authorisation to purchase and dispose own shares Management For For
a.5 Long term incentive plan 2011. Related and consequential Management For For
resolutions
a.6 Amendments of the meeting regulations. Related and consequential Management For For
resolutions
e.1 Amendments of art 15, 18 and 19 of company's corporate bylaws. Management For For
Related and consequential resolutions
e.2 Granting authority to increase the corporate capital versus Management For For
payment and free of payment for a maximum of EUR 15,500,000 in
relation to the long term incentive plan 2011. Related and
consequential resolutions
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 24
The GAMCO Global Telecommunications Fund
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ
SECURITY P91536105 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 11-Apr-2011
ISIN BRTCSLACNOR0 AGENDA 702841900 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1 Extension of the period of the Cooperation and Support Management For For
Agreement, to be entered into by and between Telecom Italia
S.p.A. and TIM Celular S.A., with the Company as intervener; and
2 Company's capital increase, related to the tax benefit accrued Management For For
by TIM Celular S.A. during 2010, with the issuance of new
shares, which results from the amortization of the goodwill
accounted by the subsidiaries in the year 2000, and the
resulting amendment to the Section 5th of the Company's By- Laws
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ
SECURITY P91536105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-Apr-2011
ISIN BRTCSLACNOR0 AGENDA 702843257 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A Non-Voting
MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
1 To vote regarding the annual report and individual and Management For For
consolidated financial statements of the Company in IFRS, in
relation to the fiscal year that ended on December 31, 2010
2 To decide on the proposal to allocate the net profits from the Management For For
2010 fiscal year and to distribute dividends
3 Deliberation on the proposed capital budget of the company Management For For
4 To set the global remuneration of the company directors for the Management For For
2011
5 To elect the full and alternate members of the board of Management For For
directors of the company, as well as its chairperson
6 To elect the members of the finance committee and respective Management For For
substitutes and set their remuneration
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2011
ISIN BE0003810273 AGENDA 702858195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ------------------------------------------------------------------ ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER
FOR YOUR VOTE TO BE LODGED
1 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the introduction of article 526bis in
the Belgian Code of Companies by the law of 17 December 2008
creating an audit committee in listed companies and financial
institutions. Proposal to modify Article 18, section 3,
subsection 2 and 3, of the Articles of Association as follows:
replace "524(4)" by "526ter". Proposal to modify Article 25,
section 2, subsection 1, of the Articles of Association as
follows: After the words "The role of this Committee is", insert
the words "to perform the tasks laid down in Article 526bis of
the Code of Companies and more specifically" CONTD
CONT CONTD Proposal to modify Article 25, section 2,
subsection 2, of Non-Voting the Articles-of Association as
follows: After the words "which must ensure that" insert-the words
"(i) the Committee is composed of non-executive Board Members
and-that (ii)"
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 25
The GAMCO Global Telecommunications Fund
2 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the introduction of article 526quater
in the Belgian Code of Companies by the law of 23 April 2010
strengthening corporate governance for listed companies and
state owned companies. Proposal to modify Article 25, Section 2,
Sub-section 3, of the Articles of Association as follows: After
the words "the Appointments and Remuneration Committee is
composed of "replace ": (1) the Chairman of the Board of
Directors; (2) two Independent Board members appointed in
accordance with Article 18, Section 3 of these Articles of
Association and chosen by the Board of Directors; and (3) a
Board Member appointed in accordance with Article 18, Section
CONTD
CONT CONTD 2, of these Articles of Association and chosen by the Non-Voting
Board of-Directors" by "minimum three and maximum five non-
executive Directors,-provided that the majority of the members
of the Committee need to be-independent Directors, appointed in
accordance with Article 18, Section 3, of-these Articles of
Association. The Chairman of the Board of Directors is-Chairman
of the Committee." After the words "the Law of 21 March 1991"
add-the words "and in article 526quater of the Code of Companies"
3 Motion for a resolution: proposal to amend the articles of Management No Action
association in order to change the date of the Annual General
Meeting from the second Wednesday in April to the third
Wednesday in April. Proposal to amend Article 32, Sub-section 1,
of the Articles of Association as follows: Replace the word
"second" by the word "third"
4 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication
and the entering into force of such law. Proposal to amend
Article 33 of the Articles of Association as follows: Replace
the existing text of the first sub-section by: "Notices
convening the general meetings include the legal mentions of
article 533bis of the Code of Companies and must be published at
least 30 days before the meeting in the Belgian Official
Gazette, in at least one CONTD
CONT CONTD French-language and one Dutch-language national newspaper Non-Voting
and via media-of which it can be reasonably assumed that they
can provide an effective-distribution of the information within
the European economic area and which-are accessible in a fast
and non-discriminatory way." In the second-sub-section replace
the word "fifteen" by "thirty". After the fourth-sub-section
insert a new sub-section with the following text: "One or more-
shareholders, who hold together, at least 3 % of the Company's
share capital,-can request to add items to be dealt with on the
agenda of the general-meeting and propose motions for
resolutions related to items included or to-be included on the
agenda. Such requests CONTD
CONT CONTD must comply with the requirements of article 533ter of the Non-Voting
Code of-Companies. The items and motions for resolution that are
included in the-agenda pursuant to this clause, are only
discussed if the concerned share of-the Company's share capital
is registered according to Article 34 of these-Articles of
Association"
5 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on to the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication and
the entering into force of such law. Proposal to amend Article 34
of the Articles of Association as follows: Replace the existing
text of the Article by: "Registration of shares and notification
of participation to the general meeting "Section 1 The right to
participate to a general meeting of the Company and to exercise
the right to vote is only granted based on an accounting CONTD
CONT CONTD registration of the shares in the name of the shareholder, Non-Voting
on the-fourteenth day before the general meeting at 12 PM
Belgian time, either by a-recording of these shares in the
register of shareholders of the Company,-either by recording
them on the accounts of a recognized account holder
or-settlement institution, either by presenting the bearer
shares to a financial-institution, irrespective of the number of
shares the shareholder possesses-on the day of the general
meeting. The day and hour mentioned in this section-constitute
the record date. Section 2 The shareholder notifies the Company
of-his intention to participate to the general meeting, at the
latest on the-sixth day before the date of the CONTD
CONT CONTD meeting, in compliance with the formalities mentioned in Non-Voting
the convening-notice, and upon submission of the proof of
registration delivered to him by-the financial intermediary, the
recognized account holder or the settlement-institution. Section
3 In a register, established by the Board of Directors,-for
every shareholder who has indicated that he intends to
participate to the-general meeting, his name, address or
registered office, the number of shares-that he possessed on the
record date and for which he intends to participate-to the
general meeting, as well as a description of the
documents-establishing that he owned the shares on the record
date"
6 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication
and the entering into force of such law. Proposal to amend
Article 35, sub-section 2, of the Articles of Association as
follows: Replace the existing text of sub-section 2 by: "Any
shareholder may issue a proxy - in writing or in electronic form
- to another person, be it a shareholder or not, to represent
him at the general meeting. The proxy must be signed by the
shareholder. Such proxies must be filed at least six days before
the meeting concerned"
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 26
The GAMCO Global Telecommunications Fund
7 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication
and the entering into force of such law. Proposal to modify
Article 37 of the Articles of Association as follows:
Sub-section 1 becomes Section 1. Sub-section 2 becomes Section
2. In Section 2, before the current text, add the CONTD
CONT CONTD following text: "For every decision the minutes record the Non-Voting
number of-shares for which valid votes are expressed, the
percentage that these shares-represent in the total share of
capital, the total number of valid votes, and-the number of
votes in favor or against every decision, as well as the
number-of abstentions, if any"
8 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication
and the entering into force of such law. Proposal to include an
Article 38 bis in the Articles of Association with the following
text: "Article 38bis - Right to ask questions - As soon as the
notice convening the general meeting is published, the
shareholders, who comply with the formalities of Article 34 of
these Articles of Association, have the right to ask questions
in writing to the CONTD
CONT CONTD Directors, with respect to their report or to the items on Non-Voting
the agenda,-and to the auditors with respect to their report.
Such questions must be-filed at least six days before the
meeting concerned. The shareholders can-also ask oral questions
during the meeting on the same subjects
9 Motion for a resolution: proposal to amend the articles of Management No Action
association pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 related to
the exercise of certain rights of shareholders in listed
companies, under the condition precedent of the adoption, the
publication and the entering into force of that law. Proposal to
modify Article 39bis, of the Articles of Association as follows:
Replace the existing text of sub-section 1 by: "All shareholders
may vote by letter at any general meeting, using a form of which
the model is determined by the Company and that contains the
following information: (i) the name and address or registered
office of the CONTD
CONT CONTD shareholder; (ii) the number of shares Non-Voting
the shareholder will represent-when voting; (iii) the form of the
shares; (iv) the agenda of the meeting,-including the motions for
a resolution; (v) the deadline for the Company to-receive the form
for voting by correspondence; (vi) the signature of
the-shareholder; (vii) a clear indication, for each item on the
agenda, of the-way he exercises his right of vote or abstains. For
the calculation of the-quorum, only the forms that are received by
the Company on the address- mentioned in the invitation, at the
latest the sixth day before the meeting,-are taken into account.
In sub-section 3, after the words "organizers can-control", add
the words "the capacity and the
identity of the shareholder-and"
10 Motion for a resolution: proposal to grant all powers to the Management No Action
Secretary General, with the power of substitution, to ensure the
coordination of the Articles of Association to reflect the
resolutions above. Proposal for a resolution: grant all powers to
the Secretary General, with the power of substitution, to make
available to the shareholders an unofficial coordinated version of
the Articles of Association - including the amendments to the
Articles of Association under condition precedent - on the website
www.belgacom.com
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2011
ISIN BE0003810273 AGENDA 702859957 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER
FOR YOUR VOTE TO BE LODGED
1 Examination of the annual reports of the Board of Directors of Non-Voting
Belgacom SA-under public law with regard to the annual accounts
and consolidated annual-accounts at 31 December 2010
2 Examination of the reports of the Board of Auditors of Belgacom Non-Voting
SA under-public law with regard to the annual accounts and of
the Auditor with regard-to the consolidated annual accounts at
31 December 2010
3 Examination of the information provided by the Joint Committee Non-Voting
4 Examination of the consolidated annual accounts at 31 December Non-Voting
2010
5 Approval of the annual accounts with regard to the financial Management No Action
year closed on 31 December 2010, including the following
allocation of the results: Profit of the period available for
appropriation EUR 324,369,280.43; Net transfers from the
reserves available EUR 401,793,828.41; Profit to be distributed
EUR 726,163,108.84; Remuneration of capital (gross dividends)
EUR 703,485,909.05; and Other beneficiaries (Personnel) EUR
22,677,199.79. For 2010, the gross dividend amounts to EUR 2.18
per share, entitling shareholders to a dividend net of
withholding tax of EUR 1.6350 per share, from which, on 10
December 2010, an interim CONTD
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 27
The GAMCO Global Telecommunications Fund
CONT CONTD dividend of EUR 0.50 (EUR 0.375 per share net of Non-Voting
withholding tax) was-paid; so that a gross dividend of EUR 1.68
per share (EUR 1.26 per share net-of withholding tax) will be
paid on 29 April 2011. The ex-dividend date is-fixed on 26 April
2011, the record date on 28 April 2011 and the payment date-on
29 April 2011
6 To approve the Remuneration Report Management No Action
7 Granting of a discharge to the members of the Board of Directors Management No Action
for the exercise of their mandate during the financial year
closed on 31 December 2010
8 Granting of a special discharge to Mr. Philip Hampton for the Management No Action
exercise of his mandate until 14 April 2010
9 Granting of a discharge to the members of the Board of Auditors Management No Action
for the exercise of their mandate during the financial year
closed on 31 December 2010
10 Granting of a discharge to Deloitte Statutory Auditors SC sfd Management No Action
SCRL represented by Mr. G. Verstraeten and Mr. L. Van Coppenolle
for the exercise of their mandate during the financial year
closed on 31 December 2010
11 Acknowledgment of resignation of Mr. Georges Jacobs as member of Non-Voting
the Board.-Mr. Jacobs resigns for having reached the age limit
of 70 years
12 To appoint, on proposal of the Board of Directors and in Management No Action
accordance with the recommendation of the Nomination and
Remuneration Committee, Mr. Pierre De Muelenaere as Board
Member, for a period which will expire at the annual general
meeting of 2017
13 To set the remuneration for the mandate of Mr. Pierre De Management No Action
Muelenaere as follows: Fixed annual remuneration of EUR 25,000;
Attendance fee of EUR 5,000 per Board meeting attended;
Attendance fee of EUR 2,500 per Board advisory committee meeting
attended; EUR 2,000 per year to cover communications costs
14 Miscellaneous Non-Voting
L M ERICSSON TELEPHONE CO
SECURITY 294821608 MEETING TYPE Annual
TICKER SYMBOL ERIC MEETING DATE 13-Apr-2011
ISIN US2948216088 AGENDA 933386105 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 ELECTION OF THE CHAIRMAN OF THE MEETING. Management For For
8A ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, THE Management For For
CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET.
8B DISCHARGE OF LIABILITY FOR THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
AND THE PRESIDENT.
8C THE APPROPRIATION OF THE PROFIT IN ACCORDANCE WITH THE APPROVED Management For For
BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR DIVIDEND.
9A DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTIES OF THE Management For For
BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING.
9B DETERMINATION OF THE FEES PAYABLE TO NON- EMPLOYED MEMBERS OF Management For For
THE BOARD OF DIRECTORS ELECTED BY THE MEETING AND NON-EMPLOYED
MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY
THE MEETING.
9C ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, OTHER BOARD Management For For
MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS.
9D RESOLUTION ON THE PROCEDURE ON APPOINTMENT OF THE MEMBERS OF THE Management For For
NOMINATION COMMITTEE AND DETERMINATION OF THE ASSIGNMENT OF THE
COMMITTEE.
9E DETERMINATION OF THE FEES PAYABLE TO THE MEMBERS OF THE Management For For
NOMINATION COMMITTEE.
9F DETERMINATION OF THE FEES PAYABLE TO THE AUDITOR. Management For For
9G ELECTION OF AUDITOR. Management For For
10 RESOLUTION ON THE GUIDELINES FOR REMUNERATION TO SENIOR Management For For
MANAGEMENT.
11A RESOLUTION ON IMPLEMENTATION OF THE STOCK PURCHASE PLAN. Management For For
11B RESOLUTION ON TRANSFER OF TREASURY STOCK FOR THE STOCK PURCHASE Management For For
PLAN.
11C RESOLUTION ON EQUITY SWAP AGREEMENT IN RELATION TO THE STOCK Management For For
PURCHASE PLAN.
11D RESOLUTION ON IMPLEMENTATION OF THE KEY CONTRIBUTOR RETENTION Management For For
PLAN.
11E RESOLUTION ON TRANSFER OF TREASURY STOCK FOR THE KEY CONTRIBUTOR Management For For
RETENTION PLAN.
11F RESOLUTION ON EQUITY SWAP AGREEMENT IN RELATION TO THE KEY Management For For
CONTRIBUTOR RETENTION PLAN.
11G RESOLUTION ON IMPLEMENTATION OF THE EXECUTIVE PERFORMANCE STOCK Management For For
PLAN.
11H RESOLUTION ON TRANSFER OF TREASURY STOCK FOR THE EXECUTIVE Management For For
PERFORMANCE STOCK PLAN.
11I RESOLUTION ON EQUITY SWAP AGREEMENT IN RELATION TO THE EXECUTIVE Management For For
PERFORMANCE STOCK PLAN.
12 RESOLUTION ON TRANSFER OF TREASURY STOCK IN RELATION TO THE Management For For
RESOLUTIONS ON THE LONG-TERM VARIABLE REMUNERATION PROGRAMS 2007,
2008, 2009 AND 2010.
13 RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For
14 RESOLUTION ON EINAR HELLBOM'S PROPOSAL FOR THE MEETING TO Management For For
DELEGATE TO THE BOARD OF DIRECTORS TO REVIEW HOW SHARES ARE TO BE
GIVEN EQUAL VOTING RIGHTS AND TO PRESENT A PROPOSAL TO THAT EFFECT
AT THE NEXT ANNUAL GENERAL MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 28
The GAMCO Global Telecommunications Fund
ORASCOM TELECOM S A E
SECURITY 68554W205 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 14-Apr-2011
ISIN US68554W2052 AGENDA 702902316 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR Non-Voting
'AGAINST' ONLY-FOR ALL RESOLUTIONS. THANK YOU.
O.1 The pre-approval and authorization of the entrance by the Management No Action
Company into financing arrangements funded by a member in the
Company's majority shareholder's group to provide funds
for the redemption/payment of the USD 750 million aggregate
principal amount 7.875% senior notes due 2014 issued by
Orascom Telecom Finance S.C.A. ("High Yield Notes") in
accordance with the terms and conditions of the indenture
governing such notes, for a price equal to the outstanding
principal balance plus the applicable redemption premium
plus accrued but unpaid interest and other costs owed at the
time. Or, as an alternative to the actions described in this
item, the pre-approval and authorization of a shareholder loan
from a member in the Company's majority shareholder's group, to
the Company to facilitate a flow of funds to redeem in full the
High Yield Notes
O.2 The pre-approval and authorization of (i) the purchase by a Management No Action
member in the Company's majority shareholder's group, of the USD
2.5 billion senior secured syndicated facility agreement dated
27 February 2006 (as amended and restated pursuant to a
supplemental agreement dated 14 April 2008 and as amended by an
amendment letter dated 21 April 2008) (the "Senior Facility
Agreement") and other agreements related to the Senior Facility
Agreement, such purchase from the lenders to be made for a price
equal to the principal balance outstanding together with accrued
but unpaid interest and other costs owed at the time of the
purchase; (ii) the entrance by the Company into certain
amendments and waivers under the Senior Facility Agreement, and
related agreements, to allow a member of the Company's majority
shareholder's group, by virtue of a notice to the facility agent
to make such purchase from the lenders; and (iii) the entrance
by the Company into certain amendments and waivers under the
Senior Facility Agreement, and related agreements, following the
accession thereof by a member in the Company's majority
shareholder's group, as the lender under the Senior Facility
Agreement, the terms and conditions of such amendments and
waivers as described in the refinancing plan set out in the
notice to shareholders. Or, as an alternative to the actions
described in this item, the pre-approval of a shareholder loan
from a member in the Company's majority shareholder's group, to
the Company for use by the Company to repay in full the Senior
Facility Agreement (and to terminate and close-out the hedging
transactions which comprise part of the Senior Facility
Agreement)
O.3 The pre-approval and authorization of (i) the purchase by a Management No Action
member in the Company's majority shareholder's group, of the USD
230,013,000 aggregate principal amount of secured equity linked
notes due 2013 issued by Orascom Telecom Oscar S.A. ("Equity
Linked Notes"), such purchase to be made from the holders of such
notes for a price equal to the principal balance outstanding,
together with the applicable premium for payment and accrued but
unpaid interest and other costs owed at the time of the purchase;
(ii) the entrance by the Company into certain amendments and
waivers on the Secured Equity Linked Notes to allow for the
purchase of each interest of the noteholders by a member in the
Company's majority shareholder's group; and (iii) the entrance by
the Company into certain amendments and waivers on the Secured
Equity Linked Notes following the purchase thereof by a member in
the Company's majority shareholder's group, the terms and
conditions of each such amendment and waiver as described in the
refinancing plan set out in the notice to shareholders. Or, as an
alternative to the actions described in this item, the
pre-approval and authorization of a shareholder loan from a member
in the Company's majority shareholder's group, to the Company for
use by the Company to repay in full the Secured Equity Linked
Notes
O.4 The delegation of one or more members of the Board of Directors Management No Action
to undertake all actions and sign all agreements and documents
that may be necessary or advisable in relation to the
implementation of any of the resolutions taken by virtue of this
ordinary general assembly
E.1 To approve the increase of the authorized capital of the Company Management No Action
to become EGP fourteen billion provided that in relation to any
issued capital increase within such authorized capital increase,
the Board shall abide by the following conditions:Any such
issuance will only be undertaken by the Company in order to
repay debt; Such issuance shall be consummated with reference to
the fair market value per share rather than the par value
thereof. In accordance with EFSA regulations governing any
increase in issued capital at any price other than par value per
share, an Independent Financial Advisor registered with EFSA
will be appointed to give a fairness opinion on the fair market
value of the new shares to be issued, and the increase in issued
capital will be subject to EFSA approval; and Any potential
increase in issued share capital will take place in accordance
with article 18 of the articles of association of the Company
which gives all shareholders of the Company a preemption right
to subscribe to any increase in issued share capital on a
pro-rata basis, based on their respective shareholding interests
in the Company; and the amendment of article (6) of the statutes
of the company as follows: The authorized capital of the company
is EGP fourteen billion EGP, the issued capital of the company
is EGP 5,245,690,620 distributed over 5,245,690,620 shares with
the par value of each share being EGP 1 (all share are cash
shares)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 29
The GAMCO Global Telecommunications Fund
E.2 To approve the demerger of the Company whereby the Company will Management No Action
survive as Orascom Telecom Holding S.A.E. (the "Original
Demerged Company") and reduce its issued capital through the
reduction of the nominal par value of its shares while as a
result of the split, a new holding company named "Orascom
Telecom Media and Technology Holding S.A.E." will be formed (the
"New Demerged Company")
E.3 To approve the split of assets, liabilities, shareholders Management No Action
equity, revenues and expenses between the Original Demerged
Company and the New Demerged Company according to the terms and
conditions of the Plan of the Detailed Split of Assets
E.4 To adopt of the following rationale for the demerger: To enable Management No Action
each shareholder to dispose separately of the investment of
either the Original Demerged Company or the New Demerged Company
while retaining the investments of the other company, in
addition to increasing the liquidity of the shares of both
companies (subject any restrictions applicable to certain
shareholders under the applicable laws of foreign jurisdictions)
E.5 To approve and ratify the draft Demerger Agreement including the Management No Action
following: (i) To conduct the demerger based on the book value
of the Company as per the financial statements dated 30/09/2010
taking into consideration major transactions that took place
since then; (ii) To adopt 30/09/2010 as the reference date for
the demerger and 25/05/2011 as the suggested execution date of
the demerger; (iii) To amend articles 6 and 7 of the articles of
incorporation of the Company to reflect the amendment of the
authorized capital of the Company to be EGP fourteen billion and
its issued capital to be EGP 3,147,414,372 distributed over
5,245,690,620 shares of a nominal value of EGP 0.60 each. The
reduction of the issued capital shall take place through the
reduction of the par value of the shares of the Company against
the issuance of shares in the New Demerged Company free from any
payment, representing the reduction in the issued capital of the
Company, as mentioned below; (iv) To approve the establishment
contract and the articles of incorporation of the New Demerged
Company to be named Orascom Telecom Media and Technology Holding
S.A.E., its head quarters to be located on the 26th floor,
2005a, Nile City Tower, South Tower, Corniche El Nil, Ramleat
Beaulac, Cairo, with an authorized capital amounting to EGP
2,098,276,248 and its issued capital amounting to EGP
2,098,276,248 distributed over 5,245,690,620 shares of a nominal
value of EGP 0.40 each. Upon completion of the demerger, each
shareholder of the Company will receive, free from any payment
and subject to applicable legal restrictions, one share in the
New Demerged Company held as of the last trading date prior to
the execution of the demerger as per the shareholders list
issued by Misr for Central Clearing, Depository and Registry on
the same date. The first board shall consist of five members and
its auditors shall be Mr. Kamel Magdy Saleh and Mr. Ehab Abu El
Magd
E.6 To approve the continuation of the listing of the shares of the Management No Action
Orascom Telecom Holding S.A.E. following the demerger and amend
its listing accordingly. To also approve the listing of the
shares of Orascom Telecom Media and Technology Holding S.A.E.
upon completion of the demerger. Since all conditions required for
such listing and continuation of listing of the shares of the two
entities will be satisfied, accordingly to resolve that there is
no need to set a mechanism for compensation of shareholders for
absence of listing through share buy-back
E.7 To approve undertaking any required amendment to the existing Management No Action
GDR programs of the Company and the creation of a new GDR
program in relation to the New Demerged Company following its
incorporation
E.8 Based on the refinancing plan that has been approved by the Management No Action
Ordinary General Assembly, the Company shall take all necessary
actions to obtain creditors approval and/or prepay any non
consenting creditor
E.9 The approval and ratification of the separation agreement Management No Action
relating to the spin-off assets
E.10 The approval and ratification of the interim control agreement Management No Action
relating to the spin-off assets
E.11 The delegation of one or more members of the Board of Directors Management No Action
to undertake all actions and sign all agreements and documents
that may be necessary or advisable in relation to the
implementation of any of the resolutions taken by virtue of this
extraordinary general assembly
ZON MULTIMEDIA - SERVICOS DE TELECOMUNICACOES E MU
SECURITY X9819B101 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 15-Apr-2011
ISIN PTZON0AM0006 AGENDA 702857662 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 To resolve on the management report, balance sheet and accounts, Management For For
individual and consolidated, and the corporate governance
report, for the year 2010
2 To resolve on the proposal for application and distribution of Management For For
profits
3 To resolve on a general appraisal of the Company's management Management For For
and supervision
4 To appreciate the compensation committee statement on the Management For For
remuneration policy of the members of the management and
supervisory bodies
5 To resolve on the amendment of paragraph 2 of article 2 of the Management For For
Articles of Association
6 To resolve on (i) the addition of a new paragraph 2 and Management For For
paragraphs 13 and 14 to article 12 of the Articles of
Association and inherent renumbering of the former paragraphs
2,4 to 11 (current 3 to 12); (ii) amendment of subparagraph c)
of paragraph 1 of article 11, paragraphs 3, 4 and 8 (former
paragraphs 2, 3 and 7) of article 12, of subparagraph b) of
paragraph 12 (former paragraph 11) of article 12, paragraphs 2
and 5 of article 13 and subparagraph b) of paragraph 4 of
article 13 of the Articles of Association; (iii) the suppression
of subparagraph a) of paragraph 1 of article 11, of the
subparagraphs e) and f) of paragraph 12 (former paragraph 11) of
article 12 and article 27 of the Articles of Association
7 To resolve on the acquisition and disposal of own shares Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 30
The GAMCO Global Telecommunications Fund
MAROC TELECOM, MAROC
SECURITY F6077E108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2011
ISIN MA0000011488 AGENDA 702856317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 792978 DUE Non-Voting
TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1 Approval of the annual reports and the individual financial Management No Action
statements for the fiscal year ended December 31, 2010
2 Approval of the consolidated financial statements for the fiscal Management No Action
year ended December 31, 2010
3 Approval of related party agreements referred to in the special Management No Action
report of the statutory auditors
4 Appropriation of net income and payment of the dividend Management No Action
5 Ratification of the cooptation of Mr. Samir Mohammed Tazi Capron Management No Action
as a member of the supervisory board
6 Renewal of the term of office of the statutory auditors by Mr. Management No Action
Abdelaziz Almechat
7 Powers to effect formalities Management No Action
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING Non-Voting
TIME. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
SHENANDOAH TELECOMMUNICATIONS COMPANY
SECURITY 82312B106 MEETING TYPE Annual
TICKER SYMBOL SHEN MEETING DATE 19-Apr-2011
ISIN US82312B1061 AGENDA 933387006 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 DOUGLAS C. ARTHUR For For
2 TRACY FITZSIMMONS For For
3 JOHN W. FLORA For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE APPROVING THE COMPENSATION PAID TO THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
SWISSCOM LTD.
SECURITY 871013108 MEETING TYPE Annual
TICKER SYMBOL SCMWY MEETING DATE 20-Apr-2011
ISIN US8710131082 AGENDA 933389721 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A APPROVAL OF THE ANNUAL REPORT, FINANCIAL STATEMENTS OF SWISSCOM Management For For
LTD AND CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2010
1B CONSULTATIVE VOTE ON THE 2010 REMUNERATION REPORT Management For For
02 APPROPRIATION OF RETAINED EARNINGS AND DECLARATION OF DIVIDEND Management For For
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP Management For For
EXECUTIVE BOARD
04 AMENDMENT OF CLAUSES 6.1.1 AND 6.1.2 OF THE ARTICLES OF Management For For
INCORPORATION
5A RE-ELECTION OF DR ANTON SCHERRER AS MEMBER AND CHAIRMAN UNTIL 31 Management For For
AUGUST 2011
5B RE-ELECTION OF HANSUELI LOOSLI AS MEMBER AND ELECTION AS Management For For
CHAIRMAN AS OF 1 SEPTEMBER 2011
5C RE-ELECTION OF MICHEL GOBET Management For For
5D RE-ELECTION OF DR TORSTEN G. KREINDL Management For For
5E RE-ELECTION OF RICHARD ROY Management For For
5F RE-ELECTION OF OTHMAR VOCK Management For For
5G ELECTION OF THEOPHIL H. SCHLATTER Management For For
06 RE-ELECTION OF THE STATUTORY AUDITORS Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 31
The GAMCO Global Telecommunications Fund
BOUYGUES SA
SECURITY F11487125 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 21-Apr-2011
ISIN FR0000120503 AGENDA 702819547 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the
Proxy Card and-forward to the local custodian. If you are unsure
whether your Global-Custodian acts as Registered Intermediary,
please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2011/0304/201103041100547.pdf AND ht-
tps://balo.journal-
officiel.gouv.fr/pdf/2011/0401/201104011100932.pdf
O.1 Approval of the annual corporate financial statements and Management For For
operations for the financial year 2010
O.2 Approval of the consolidated financial statements and operations Management For For
for the financial year 2010
O.3 Allocation of income and setting the dividend Management For For
O.4 Approval of the regulated Agreements and Undertakings Management For For
O.5 Renewal of Mrs. Patricia Barbizet's term as Board member Management For For
O.6 Renewal of Mr. Herve Le Bouc's term as Board member Management For For
O.7 Renewal of Mr. Helman le Pas de Secheval's term as Board member Management For For
O.8 Renewal of Mr. Nonce Paolini's term as Board member Management For For
O.9 Authorization granted to the Board of Directors to allow the Management For For
Company to trade its own shares
E.10 Authorization granted to the Board of Directors to reduce the Management For For
share capital by cancellation of treasury shares held by the
Company
E.11 Delegation of authority granted to the Board of Directors to Management For For
increase the share capital with preferential subscription
rights, by issuing shares or securities giving access to shares
of the Company or a subsidiary's
E.12 Delegation of authority granted to the Board of Directors to Management For For
increase the share capital by incorporation of premiums,
reserves or profits
E.13 Delegation of authority granted to the Board of Directors to Management For For
increase the share capital by way of a public offer with
cancellation of preferential subscription rights, by issuing
shares or securities giving access to shares of the Company or a
subsidiary's
E.14 Delegation of authority granted to the Board of Directors to Management For For
issue, by way of an offer pursuant to Article L.411-2, II of the
Monetary and Financial Code, shares and securities giving access
to the capital of the Company with cancellation of preferential
subscription rights of shareholders
E.15 Authorization granted to the Board of Directors to set the issue Management For For
price of equity securities to be issued immediately or in the
future without preferential subscription rights, according to
the terms decided by the General Meeting, by way of a public
offer or an offer pursuant to Article L.411-2, II of the
Monetary and Financial Code
E.16 Authorization granted to the Board of Directors to increase the Management For For
number of securities to be issued in the event of capital
increase with or without preferential subscription rights
E.17 Delegation of powers granted to the Board of Directors to Management For For
increase the share capital, in consideration for in-kind
contributions granted to the Company and composed of equity
securities or securities giving access to the capital of another
company, outside of public exchange offer
E.18 Delegation of authority granted to the Board of Directors to Management For For
increase the share capital, without preferential subscription
rights, in consideration for contributions of securities in case
or public exchange offer initiated by the Company
E.19 Delegation of authority granted to the Board of Directors to Management For For
issue shares as a result of the issuance of securities by a
subsidiary, giving access to shares of the Company
E.20 Delegation of authority granted to the Board of Directors to Management For For
issue any securities entitling to the allotment of debts
securities
E.21 Delegation of authority granted to the Board of Directors to Management For For
increase the share capital in favor of employees or corporate
officers of the Company or related companies participating in a
company savings plan
E.22 Authorization granted to the Board of Directors to grant options Management For For
to subscribe for or purchase shares
E.23 Delegation of authority granted to the Board of Directors to Management For For
issue equity warrants during a public offer involving stocks of
the Company
E.24 Authorization granted to the Board of Directors to increase the Management For For
share capital during a public offer involving stocks of the
Company
E.25 Powers for the formalities Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL Non-Voting
URL LINK. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 32
The GAMCO Global Telecommunications Fund
VIVENDI SA
SECURITY F97982106 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 21-Apr-2011
ISIN FR0000127771 AGENDA 702819573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the
Proxy Card and-forward to the local custodian. If you are unsure
whether your Global-Custodian acts as Registered Intermediary,
please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK:
https://balo.journal-
officiel.gouv.fr/pdf/2011/-0304/201103041100553.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2011/03-
30/201103301100972.pdf
O.1 Approval of the reports and annual financial statements for the Management For For
financial year 2010
O.2 Approval of the reports and consolidated financial statements Management For For
for the financial year 2010
O.3 Approval of the Statutory Auditors' special report on new Management For For
regulated Agreements and Undertakings concluded during the
financial year 2010
O.4 Allocation of income for the financial year 2010, setting the Management For For
dividend and the date of payment
O.5 Renewal of Mr. Jean-Yves Charlier's term as Supervisory Board Management For For
member
O.6 Renewal of Mr. Henri Lachmann's term as Supervisory Board member Management For For
O.7 Renewal of Mr. Pierre Rodocanachi's term as Supervisory Board Management For For
member
O.8 Appointment of the company KPMG SA as principal statutory auditor Management For For
O.9 Appointment of the company KPMG Audit Is SAS as deputy statutory Management For For
auditor
O.10 Authorization to be granted to the Executive Board to allow the Management For For
Company to purchase its own shares
E.11 Authorization to be granted to the Executive Board to reduce the Management For For
share capital by cancellation of shares
E.12 Authorization to be granted to the Executive Board to grant Management For For
options to subscribe for shares of the Company
E.13 Authorization to be granted to the Executive Board to carry out Management For For
the allocation of performance shares existing or to be issued
E.14 Delegation granted to the Executive Board to increase capital by Management For For
issuing ordinary shares or any securities giving access to the
capital with preferential subscription rights of shareholders
E.15 Delegation granted to the Executive Board to increase capital by Management For For
issuing ordinary shares or any securities giving access to the
capital without preferential subscription rights of shareholders
E.16 Authorization to be granted to the Executive Board to increase Management For For
the number of issuable securities in the event of surplus demand
with a capital increase with or without preferential
subscription rights, within the limit of 15% of the original
issuance and within the limits set under the fourteenth and
fifteenth resolutions
E.17 Delegation granted to the Executive Board to increase the share Management For For
capital, within the limit of 10% of the capital and within the
limits set under the fourteenth and fifteenth resolutions, in
consideration for in-kind contributions of equity securities or
securities giving access to the capital of third party companies
outside of a public exchange offer
E.18 Delegation granted to the Executive Board to increase the share Management For For
capital in favor of employees and retired employees
participating in the Group Savings Plan
E.19 Delegation granted to the Executive Board to decide to increase Management For For
the share capital in favor of employees of Vivendi foreign
subsidiaries participating in the Group Savings Plan and to
implement any similar plan
E.20 Delegation granted to the Executive Board to increase the Management For For
capital by incorporation of premiums, reserves, profits or other
amounts
E.21 Amendment of Article 10 of the Statutes "Organizing the Management For For
Supervisory Board", by adding a new 6th paragraph: Censors
E.22 Powers to accomplish the formalities Management For For
SCANA CORPORATION
SECURITY 80589M102 MEETING TYPE Annual
TICKER SYMBOL SCG MEETING DATE 21-Apr-2011
ISIN US80589M1027 AGENDA 933382640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 BILL L. AMICK* For For
2 SHARON A. DECKER* For For
3 D. MAYBANK HAGOOD* For For
4 WILLIAM B. TIMMERMAN* For For
5 KEVIN B. MARSH** For For
02 APPROVAL OF AMENDMENT TO DIRECTOR COMPENSATION AND DEFERRAL PLAN Management For For
03 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO INCREASE Management For For
AUTHORIZED SHARES FROM 150,000,000 TO 200,000,000
04 APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
05 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
06 ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTE
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 33
The GAMCO Global Telecommunications Fund
L-3 COMMUNICATIONS HOLDINGS, INC.
SECURITY 502424104 MEETING TYPE Annual
TICKER SYMBOL LLL MEETING DATE 26-Apr-2011
ISIN US5024241045 AGENDA 933381989 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 DIRECTOR Management
1 H. HUGH SHELTON For For
2 MICHAEL T. STRIANESE For For
3 JOHN P. WHITE For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO APPROVE, IN A Management Abstain Against
NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO Management Abstain Against
DETERMINE, IN A NON-BINDING, ADVISORY VOTE, WHETHER A
STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS.
TELECOMUNICACOES DE SAO PAULO S A - TELESP
SECURITY P90337109 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2011
ISIN BRTLPPACNOR8 AGENDA 702880750 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
A.I To ratify the appointment effectuated by the managers of the Management For For
company and of Vivo, of the specialized company Planconsult
Planejamento E Consultoria Ltda. with Brazilian Corporate
Taxpayer Id number 51.163.748.0001.23, to effectuate the
valuation of the equities of Vivo Part. and of the company at
market prices, for the purposes provided for in article 264 of
law number 6404.76
A.II To ratify the appointment effectuated by the managers of the Management For For
company and of Vivo, of the specialized company Planconsult
Planejamento E Consultoria Ltda. with Brazilian Corporate
Taxpayer Id number 51.163.748.0001.23, to value the shares of
Vivo Part. for the purposes of determining the capital increase
of the company
B To ratify the appointment effectuated by the managers of the Management For For
company of the specialized company Banco Santander, Brasil,
S.A., with Brazilian corporate taxpayer id number
90.400.888.001.42, from here onwards the financial advisor, to
value the equities of the company and of Vivo Part. for the
purpose of supporting the work of the special committee
established within the company for the purpose of determining
the substitution ratio in accordance with the terms of Brazilian
securities commission guideline opinion number 35.08
C To consider and decide regarding the valuation report referred Management For For
to in item A and the report referred to in item B above
D To decide regarding the ratio at which the shares of Vivo Part. Management For For
will be replaced by new shares of the company to be issued
E To consider and decide regarding the terms and conditions of the Management For For
draft protocol of share merger and instrument of justification
signed by the managers of Vivo Participacoes S.A., from here
onwards Vivo Part., and the company, having as its objective the
merger of shares of Vivo Part. in to the company for the
conversion of Vivo Part. in to a wholly-owned subsidiary of the
company, as described in the notices of material fact
F To decide regarding the merger of shares of Vivo Part. in to the Management For For
company, with the conversion of Vivo Part. in to a wholly owned
subsidiary of the company and the consequent increase of the
share capital of the company and amendment of the wording of
article 5 of its corporate bylaws
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 34
The GAMCO Global Telecommunications Fund
BRASIL TELECOM S A
SECURITY P18445141 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2011
ISIN BRBRTOACNOR8 AGENDA 702880863 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1 To consolidate the text of the corporate bylaws Management For For
BRASIL TELECOM S A
SECURITY P18445141 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2011
ISIN BRBRTOACNOR8 AGENDA 702884835 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA,
MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER Non-Voting
MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, discuss and approve Management For For
the board of directors report, the company's consolidated
financial statements for the fiscal year ending December 31, 2010
II To approve the proposal for the capital budget for the year Management For For
2010, and the participation payment for the employees according
to article 45 from the company bylaw
III Approval of the capital budget for the fiscal year 2011 Management For For
IV Election of the members of the board of directors, and their Management For For
respective substitutes
V Election of the members of the finance committee, and their Management For For
respective substitutes
VI To set the total amount of remuneration of the administrators of Management For For
the company and finance committee
VIVO PARTICIPACOES S A
SECURITY P9810G108 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2011
ISIN BRVIVOACNOR1 AGENDA 702884912 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
A To consider and decide regarding the terms and conditions of the Management For For
draft of the protocol of merger and instrument of justification
signed between the management of the company and of the
Brazilian Holding Companies Tbs Celular Participacoes Ltda.
Portelecom Participacoes S.A. and Ptelecom Brasil S.A. from here
onwards, jointly, the Br Holding Companies, from here onwards
the merger protocol of the Br Holding Companies, which provides
for the merger into the company of the Br Holding Companies, as
described in the notices of material fact
B To ratify the appointment by the managers of the company of the Management For For
specialized company Ernst and Young Terco Auditores
Independentes SS, with Brazilian corporate taxpayer id number
61.366.936.0001.25, for the valuation of the respective equities
of the Br Holding Companies to be merged into the company
C To consider and decide regarding the terms and conditions of the Management For For
draft of the protocol of share merger and instrument of
justification signed by the managers of Telecomunicacoes de Sao
Paulo S.A. Telesp, from here onwards Telesp, and the company,
having as its object the merger of shares of the company into
Telesp, as described in the notices of material fact
D To ratify the appointment effectuated by the managers of the Management For For
company and of Telesp of the specialized company Planconsult
Planejamento E Consultoria Ltda. with Brazilian corporate
taxpayer id number 51.163.748.0001.23, to i) effectuate the
valuation of the equities of the company and of Telesp at market
prices, for the purposes stated in article 264 of law number
6404.76, and ii) value the shares of the company, for the
purpose of determining the capital increase of Telesp
E To ratify the appointment effectuated by the managers of the Management For For
company of the specialized company Signatura Lazard Assessoria
Financeira Ltda. with Brazilian corporate taxpayer id number 069
55244.0001.04, from here onwards the financial advisor, for
valuation of the net equity of the company and of Telesp for the
purpose of supporting the work of the special independent
committee established within the company for the purpose of
determining the substitution ratio in accordance with the terms of
Brazilian securities commission guideline opinion 35.08
F To consider and decide regarding the valuation report referred Management For For
to in item D and the report referred to in item E above
G To decide regarding the ratio at which shares of the company Management For For
will be replaced by new shares from Telesp that are to be issued,
with the conversion of the company into a wholly owned subsidiary
of Telesp and the merger of the shares of the company into Telesp
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 35
The GAMCO Global Telecommunications Fund
BRASIL TELECOM S A
SECURITY P18445158 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2011
ISIN BRBRTOACNPR5 AGENDA 702902607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM IV Non-Voting
AND V ONLY. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A Non-Voting
MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 806553 DUE Non-Voting
TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
I To take knowledge of the directors accounts, discuss and approve Non-Voting
the board of-directors report, the companys consolidated financial
statements for the fiscal year ending December 31, 2010
II To approve the proposal for the capital budget for the year Non-Voting
2010, and the participation payment for the
employees according to article 45 from the company bylaw
III Approval of the capital budget for the fiscal year 2011 Non-Voting
IV Election of the members of the board of directors, and their Management For For
respective substitutes
V Election of the members of the finance committee, and their Management For For
respective substitutes
VI To set the total amount of remuneration of the administrators of Non-Voting
the company and finance committee
CONVERGYS CORPORATION
SECURITY 212485106 MEETING TYPE Annual
TICKER SYMBOL CVG MEETING DATE 27-Apr-2011
ISIN US2124851062 AGENDA 933380379 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 DIRECTOR Management
1 JEFFREY H. FOX For For
2 RONALD L. NELSON For For
2 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
3 TO APPROVE A PROPOSED AMENDMENT TO THE AMENDED AND RESTATED CODE Management For For
OF REGULATIONS TO ALLOW FOR A MAJORITY VOTING STANDARD FOR
UNCONTESTED ELECTION OF DIRECTORS.
4 TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
5 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 36
The GAMCO Global Telecommunications Fund
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 27-Apr-2011
ISIN US7843051043 AGENDA 933387448 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 K. ARMSTRONG For For
2 M.L. CALI For For
3 J.P. DINAPOLI For For
4 D.R. KING For For
5 N.Y. MINETA For For
6 R.B. MOSKOVITZ For For
7 G.E. MOSS For For
8 W.R. ROTH For For
9 C.J. TOENISKOETTER For For
10 R.A. VAN VALER For For
02 APPROVE THE ADVISORY RESOLUTION APPROVING THE COMPENSATION OF Management Abstain Against
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
03 TO VOTE ON AN ADVISORY BASIS AS TO WHETHER THE ADVISORY Management Abstain Against
SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY YEAR, ONCE EVERY TWO YEARS
OR ONCE EVERY THREE YEARS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2011.
AMERICA MOVIL, S.A.B. DE C.V.
SECURITY 02364W105 MEETING TYPE Special
TICKER SYMBOL AMX MEETING DATE 27-Apr-2011
ISIN US02364W1053 AGENDA 933435338 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF Management For For
THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE
SERIES "L" SHARES ARE ENTITLED TO APPOINT. ADOPTION OF
RESOLUTIONS THEREON.
02 APPOINTMENT OF DELEGATES TO EXECUTE, AND IF, APPLICABLE, Management For For
FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
COLT GROUP SA, LUXEMBOURG
SECURITY L18842101 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN LU0253815640 AGENDA 702847281 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 To receive the Reports of the Board of Directors on the Management For For
consolidated and unconsolidated Financial Statements and Annual
Accounts of the Company for the financial year ended 31 December
2010
2 To receive the consolidated and unconsolidated Financial Management For For
Statements and Annual Accounts of the Company for the financial
year ended 31 December 2010 and the Auditors' Reports thereon
3 To approve the consolidated Financial Statements and Annual Management For For
Accounts of the Company for the financial year ended 31 December
2010
4 To approve the unconsolidated Financial Statements and Annual Management For For
Accounts of the Company for the financial year ended 31 December
2010
5 To approve the results of the Company for the financial year Management For For
ended 31 December 2010 by allocation of the annual net loss to
the carry forward account
6 To approve the Directors' Remuneration Report for the financial Management For For
year ended 31 December 2010
7 To discharge the Directors for the financial year ended 31 Management For For
December 2010
8 To re-elect Andreas Barth, who is 66 years of age, as a Director Management For For
9 To re-elect Rakesh Bhasin, who is 48 years of age, as a Director Management For For
10 To re-elect Vincenzo Damiani, who is 71 years of age, as a Management For For
Director
11 To re-elect Hans Eggerstedt, who is 72 years of age, as a Management For For
Director
12 To re-elect Mark Ferrari, who is 53 years of age, as a Director Management For For
13 To re-elect Gene Gabbard, who is 70 years of age, as a Director Management For For
14 To re-elect Simon Haslam, who is 53 years of age, as a Director Management For For
15 To re-elect Tim Hilton, who is 58 years of age, as a Director Management For For
16 To re-elect Richard Walsh, who is 64 years of age, as a Director Management For For
17 To re-elect Sergio Giacoletto, who is 61 years of age, as a Management For For
Director
18 To approve the Shareholders' delegation to the Board of the Management For For
power to appoint Directors until the next Annual General Meeting
to be held on Thursday 26 April 2012
19 To re-appoint PricewaterhouseCoopers S.a.r.l as Auditor of the Management For For
Company, to hold office until the conclusion of the next Annual
General Meeting
20 To authorise the Directors to determine the remuneration of the Management For For
Auditor
21 To resolve that the Company be and is hereby generally Management For For
authorised to make market purchases of its ordinary shares of
EUR0.50 each on the London Stock Exchange, as fully set out in
the agenda included in the convening Notice of Meeting
22 To approve that the Directors have full power to issue shares on Management For For
a non-preemptive basts as provided by the Company's Articles of
Association and to approve the Director's intention to comply
with the Pre-Emption Guideline supported by the ABI and the NAPF
to the extent practical for a Luxembourg company
23 To approve and adopt the amendments to the Rules of the COLT Management For For
Telecom Group S.A. Share Grant Plan summarised in the Notice of
Meeting
24 Amendment to Article 1 (Name) and Article 3 (Object) of the Management For For
Company's Articles of Association
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 37
The GAMCO Global Telecommunications Fund
TELEGRAAF MEDIA GROEP NV
SECURITY N8502L104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN NL0000386605 AGENDA 702849398 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN THERE IS A RECORD Non-Voting
DATE-ASSOCIATED WITH THIS MEETING. THANK YOU.
1 Opening Non-Voting
2 Report of the Executive Board concerning the Company's Non-Voting
performance and-policies pursued during the 2010 financial year
3 Adoption of the 2010 Financial Statements Management For For
4.a Discharge of the members of the Executive Board for the policies Management For For
pursued in 2010
4.b Discharge of the members of the Supervisory Board for the Management For For
supervision exercised in 2010
5.a Adoption of the proposed profit appropriation Management For For
5.b Notification of the time and location where the dividend will be Non-Voting
made payable
6.1 Composition of the Supervisory Board: Ms M. Tiemstra Management For For
6.2 Composition of the Supervisory Board: Mr A.J. Van Puijenbroek Management For For
6.3 Composition of the Supervisory Board: Mr J.G. Drechsel Management For For
7 Remuneration of the Supervisory Board Management For For
8 Appointment of the external auditor. Proposal to appoint Management For For
Deloitte as the Company's auditor for the 2011 financial year
9 Authorisation to purchase company shares Management For For
10 Any Other Business Non-Voting
11 Closing Non-Voting
TELE NORTE LESTE PARTICIPACOES S A
SECURITY P9036X117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN BRTNLPACNOR3 AGENDA 702960483 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA,
MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER Non-Voting
MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU.
I To take knowledge of the directors accounts, to examine, discuss Management For For
and approve the company's consolidated financial statements for
the fiscal year ended December 31, 2010, accompanied by the
independent auditors opinion
II Destination of the year end results of 2010 Management For For
III To approve the proposal for the capital budget Management For For
IV Elect the members of the finance committee and their substitute Management For For
V To decide on the remuneration for administrators and members of Management For For
the finance committee
TELE NORTE LESTE PARTICIPACOES S A
SECURITY P9036X117 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN BRTNLPACNOR3 AGENDA 702960700 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
I Replacement of members of the board of directors and inclusion Management For For
of new positions, to serve out the term in office
II Amendment of article 5 of the corporate bylaws of the company Management For For
because of the ratification of the capital increase approved by
the board of directors on March 28, 2011
III To consolidate the text of the corporate bylaws of the company Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 38
The GAMCO Global Telecommunications Fund
TELEMAR NORTE LESTE S A
SECURITY P9037H103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN BRTMARACNPA7 AGENDA 702960712 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A Non-Voting
MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM IV Non-Voting
AND V ONLY.-THANK YOU
I To take knowledge of the directors accounts, examine, discuss Non-Voting
and approve the-board of directors report and the financial
statements for the fiscal year-ending December 31, 2010,
accompanied by the independent auditors opinion
II To approve the distribution of net profits from the 2010 fiscal Non-Voting
year and the-payment of profit sharing to the employees in
accordance with that which is-provided for in article 41 of the
corporate bylaws
III To approve the proposal for the capital budget Non-Voting
IV To elect members of the board of directors and their respective Management For For
substitutes
V To elect members of the finance committee and their respective Management For For
substitutes
VI To decide on the remuneration for administrators and members of Non-Voting
the finance-committee
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 28-Apr-2011
ISIN US5398301094 AGENDA 933383147 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Management For For
1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Management For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Management For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Management For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For
1G ELECTION OF DIRECTOR: JAMES M. LOY Management For For
1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Management For For
1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Management For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Management For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS
03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN CORPORATION 2011 Management Against Against
INCENTIVE PERFORMANCE AWARD PLAN
04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS Management Abstain Against
05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE VOTES ON THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT BY WRITTEN Shareholder Against For
CONSENT IN LIEU OF A MEETING
ORBITAL SCIENCES CORPORATION
SECURITY 685564106 MEETING TYPE Annual
TICKER SYMBOL ORB MEETING DATE 28-Apr-2011
ISIN US6855641063 AGENDA 933383666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 ROBERT J. HERMANN For For
2 JANICE I. OBUCHOWSKI For For
3 FRANK L. SALIZZONI For For
4 DAVID W. THOMPSON For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY
STATEMENT.
04 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON OUR EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 39
The GAMCO Global Telecommunications Fund
DIRECTV
SECURITY 25490A101 MEETING TYPE Annual
TICKER SYMBOL DTV MEETING DATE 28-Apr-2011
ISIN US25490A1016 AGENDA 933386624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 DAVID B. DILLON For For
2 SAMUEL A. DIPIAZZA, JR. For For
3 LORRIE M. NORRINGTON For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS.
03 AMEND CERTIFICATE OF INCORPORATION TO MAKE CERTAIN CAPITAL STOCK Management For For
CHANGES INCLUDING REDUCTION OF AUTHORIZED CLASS B SHARES FROM
30,000,000 TO 3,000,000 AND ELIMINATION OF THE CLASS C COMMON
STOCK.
04 AMEND CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF Management For For
DIRECTORS.
05 AMEND CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE Management For For
STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS.
06 AMEND CERTIFICATE OF INCORPORATION TO PERMIT A SPECIAL MEETING Management For For
OF STOCKHOLDERS TO BE CALLED BY 25% OR MORE OF THE STOCKHOLDERS
IN CERTAIN CIRCUMSTANCES.
07 AMEND CERTIFICATE OF INCORPORATION TO ADOPT DELAWARE AS THE Management For For
EXCLUSIVE FORUM FOR CERTAIN DISPUTES.
08 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. Management Abstain Against
09 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 29-Apr-2011
ISIN US00206R1023 AGENDA 933378437 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Management For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 APPROVE 2011 INCENTIVE PLAN. Management For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
06 POLITICAL CONTRIBUTIONS. Shareholder Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
08 WRITTEN CONSENT. Shareholder Against For
GRUPO TELEVISA, S.A.B.
SECURITY 40049J206 MEETING TYPE Annual
TICKER SYMBOL TV MEETING DATE 29-Apr-2011
ISIN US40049J2069 AGENDA 933432851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
I APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS Management For For
OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT
TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE
ARTICLES OF THE CORPORATE BY-LAWS.
II APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE Management For For
RESOLUTIONS ADOPTED AT THIS MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 40
The GAMCO Global Telecommunications Fund
DISH NETWORK CORPORATION
SECURITY 25470M109 MEETING TYPE Annual
TICKER SYMBOL DISH MEETING DATE 02-May-2011
ISIN US25470M1099 AGENDA 933390192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JAMES DEFRANCO For For
2 CANTEY ERGEN For For
3 CHARLES W. ERGEN For For
4 STEVEN R. GOODBARN For For
5 GARY S. HOWARD For For
6 DAVID K. MOSKOWITZ For For
7 TOM A. ORTOLF For For
8 CARL E. VOGEL For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 THE SHAREHOLDER PROPOSAL REGARDING DISH NETWORK CORPORATION'S Shareholder Against For
DUAL CLASS CAPITAL STRUCTURE.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
NOKIA CORPORATION
SECURITY 654902204 MEETING TYPE Annual
TICKER SYMBOL NOK MEETING DATE 03-May-2011
ISIN US6549022043 AGENDA 933373538 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
07 ADOPTION OF THE ANNUAL ACCOUNTS. Management For For
08 RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET Management For For
AND THE PAYMENT OF DIVIDEND.
09 RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS AND THE PRESIDENT FROM LIABILITY.
10 RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS.
11 RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. Management For For
12 DIRECTOR Management
1 STEPHEN ELOP For For
2 DR. BENGT HOLMSTROM For For
3 PROF. DR. H. KAGERMANN For For
4 PER KARLSSON For For
5 JOUKO KARVINEN For For
6 HELGE LUND For For
7 ISABEL MAREY-SEMPER For For
8 JORMA OLLILA For For
9 DAME MARJORIE SCARDINO For For
10 RISTO SIILASMAA For For
11 KARI STADIGH For For
13 RESOLUTION ON THE REMUNERATION OF THE AUDITOR. Management For For
14 ELECTION OF AUDITOR. Management For For
15 AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE Management For For
COMPANY'S OWN SHARES.
16 GRANT OF STOCK OPTIONS TO SELECTED PERSONNEL OF NOKIA. Management For For
CINCINNATI BELL INC.
SECURITY 171871106 MEETING TYPE Annual
TICKER SYMBOL CBB MEETING DATE 03-May-2011
ISIN US1718711062 AGENDA 933389264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For For
1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For
1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For For
1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For
1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For For
1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For For
1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
05 TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM INCENTIVE Management For For
PLAN.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 41
The GAMCO Global Telecommunications Fund
ECHOSTAR CORPORATION
SECURITY 278768106 MEETING TYPE Annual
TICKER SYMBOL SATS MEETING DATE 03-May-2011
ISIN US2787681061 AGENDA 933390205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JOSEPH P. CLAYTON For For
2 R. STANTON DODGE For For
3 MICHAEL T. DUGAN For For
4 CHARLES W. ERGEN For For
5 DAVID K. MOSKOWITZ For For
6 TOM A. ORTOLF For For
7 C. MICHAEL SCHROEDER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For
ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
EARTHLINK, INC.
SECURITY 270321102 MEETING TYPE Annual
TICKER SYMBOL ELNK MEETING DATE 03-May-2011
ISIN US2703211027 AGENDA 933392449 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 AMENDMENT OF OUR SECOND RESTATED CERTIFICATE OF INCORPORATION TO Management For For
DECLASSIFY THE BOARD OF DIRECTORS.
02 AMENDMENT OF OUR SECOND RESTATED CERTIFICATE OF INCORPORATION TO Management For For
PROVIDE FOR A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
03 DIRECTOR Management
1 SUSAN D. BOWICK For For
2 NATHANIEL A. DAVIS For For
3 MARCE FULLER For For
4 ROLLA P. HUFF For For
5 DAVID A. KORETZ For For
6 THOMAS E. WHEELER For For
7 M. WAYNE WISEHART For For
8 NATHANIEL A. DAVIS For For
9 ROLLA P. HUFF For For
05 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
06 NON-BINDING ADVISORY VOTE AS TO THE FREQUENCY OF THE NON-BINDING Management Abstain Against
STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
07 APPROVAL OF THE EARTHLINK, INC. 2011 EQUITY AND CASH INCENTIVE Management Against Against
PLAN.
08 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP BY THE Management For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SERVE AS
EARTHLINK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
SECURITY 209034107 MEETING TYPE Annual
TICKER SYMBOL CNSL MEETING DATE 03-May-2011
ISIN US2090341072 AGENDA 933402353 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 ROBERT J. CURREY For For
2 MARIBETH S. RAHE For For
02 APPROVAL OF ERNST & YOUNG, LLP, AS THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 EXECUTIVE COMPENSATION - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
05 APPROVE THE AMENDMENT TO THE CERTIFICATION OF INCORPORATION. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 42
The GAMCO Global Telecommunications Fund
WINDSTREAM CORPORATION
SECURITY 97381W104 MEETING TYPE Annual
TICKER SYMBOL WIN MEETING DATE 04-May-2011
ISIN US97381W1045 AGENDA 933389389 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: CAROL B. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Management For For
1C ELECTION OF DIRECTOR: DENNIS E. FOSTER Management For For
1D ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Management For For
1E ELECTION OF DIRECTOR: JEFFERY R. GARDNER Management For For
1F ELECTION OF DIRECTOR: JEFFREY T. HINSON Management For For
1G ELECTION OF DIRECTOR: JUDY K. JONES Management For For
1H ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Management For For
1I ELECTION OF DIRECTOR: ALAN L. WELLS Management For For
02 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION
03 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION ON THE FREQUENCY Management Abstain Against
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011
05 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
06 STOCKHOLDER PROPOSAL - TRANSPARENCY AND ACCOUNTABILITY IN Shareholder Against For
CORPORATE SPENDING ON POLITICAL ACTIVITIES
MANITOBA TELECOM SERVICES INC.
SECURITY 563486109 MEETING TYPE Annual
TICKER SYMBOL MOBAF MEETING DATE 04-May-2011
ISIN CA5634861093 AGENDA 933399417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 PIERRE J. BLOUIN For For
2 JOCELYNE M. COTE-O'HARA For For
3 N. ASHLEIGH EVERETT For For
4 THE HON. GARY A. FILMON For For
5 GREGORY J. HANSON For For
6 KISHORE KAPOOR For For
7 DAVID G. LEITH For For
8 DONALD H. PENNY For For
9 H. SANFORD RILEY For For
10 D. SAMUEL SCHELLENBERG For For
11 CAROL M. STEPHENSON For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS, Management For For
AS AUDITORS AT A REMUNERATION TO BE DETERMINED BY THE BOARD OF
DIRECTORS.
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY D24914133 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-May-2011
ISIN DE000ENAG999 AGENDA 702858032 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF Non-Voting
INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR
THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR
VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED
WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS
AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING
ACT (WHPG). SHOULD YOU HAVE ANY QUESTIONS OR-DOUBTS IN THIS
REGARD, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO T-
HAT THIS ISSUE CAN BE CLARIFIED. IF YOU DO NOT HAVE ANY
INDICATION REGARDING S-UCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR-VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED DEPENDING ON SOME Non-Voting
SUBCUSTODIANS'-PROCESSING IN THE MARKET. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE TO-OBTAIN BLOCKING INFORMATION FOR
YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20.04.2011. FURTHER Non-Voting
INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE- MS,
YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT-THE COMPANY'S MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 43
The GAMCO Global Telecommunications Fund
1. Presentation of the adopted Annual Financial Statements and the Non-Voting
approved Consolidated Financial Statements for the 2010
financial year, along with the Management Report Summary for
E.ON AG and the E.ON Group and the Report of the Supervisory
Board as well as the Explanatory Report of the Board of
Management regarding the statements pursuant to Sections 289
para. 4, 315 para. 4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch - HGB)
2. Appropriation of balance sheet profits from the 2010 financial Management For For
year
3. Discharge of the Board of Management for the 2010 financial year Management For For
4. Discharge of the Supervisory Board for the 2010 financial year Management For For
5. Approval of the compensation system applying to the Members of Management For For
the Board of Management
6.a Elections for the Supervisory Board: Baroness Denise Kingsmill Management For For
CBE
6.b Elections for the Supervisory Board: B rd Mikkelsen Management For For
6.c Elections for the Supervisory Board: Ren Obermann Management For For
7.a Election of the auditor for the 2011 financial year as well as Management For For
for the inspection of financial statements: Election of
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftspruefungsgesellschaft, Duesseldorf, as the auditor
for the annual as well as the consolidated financial statements
for the 2011 financial year
7.b Election of the auditor for the 2011 financial year as well as Management For For
for the inspection of financial statements: Election of
PricewaterhouseCoopers Aktiengsellschaft
Wirtschaftspruefungsgesellschaft, Duesseldorf, as the auditor
for the inspection of the abbreviated financial statements and
the interim management report for the first half of the 2011
financial year
8. Resolution on the modification of Supervisory Board compensation Management For For
and amendment of Articles of Association
9.a Approval of amendment agreement regarding the control and profit Management For For
and loss transfer agreement between E.ON AG and E.ON
Beteiligungsverwaltungs GmbH
9.b Approval of amendment agreement regarding the control and profit Management For For
and loss transfer agreement between E.ON AG and E.ON Energy
Trading Holding GmbH
9.c Approval of amendment agreement regarding the control and profit Management For For
and loss transfer agreement between E.ON AG and E.ON
Finanzanlagen GmbH
9.d Approval of amendment agreement regarding the control and profit Management For For
and loss transfer agreement between E.ON AG and E.ON Ruhrgas
Holding GmbH
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 05-May-2011
ISIN US92343V1044 AGENDA 933387830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION Management Abstain Against
05 DISCLOSE PRIOR GOVERNMENT SERVICE Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
TELUS CORPORATION
SECURITY 87971M996 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 05-May-2011
ISIN CA87971M9969 AGENDA 933410576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 R.H. (DICK) AUCHINLECK For For
2 A. CHARLES BAILLIE For For
3 MICHELINE BOUCHARD For For
4 R. JOHN BUTLER For For
5 BRIAN A. CANFIELD For For
6 PIERRE Y. DUCROS For For
7 DARREN ENTWISTLE For For
8 RUSTON E.T. GOEPEL For For
9 JOHN S. LACEY For For
10 WILLIAM A. MACKINNON For For
11 RONALD P. TRIFFO For For
12 DONALD WOODLEY For For
02 APPOINT DELOITTE & TOUCHE LLP AS AUDITORS FOR THE ENSUING YEAR Management For For
AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION.
03 ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 44
The GAMCO Global Telecommunications Fund
PORTUGAL TELECOM SGPS S A
SECURITY X6769Q104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-May-2011
ISIN PTPTC0AM0009 AGENDA 702929425 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE Non-Voting
DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS
OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE
BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS
TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY
BE-REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 23 MAY 2011. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 To resolve on the management report, balance sheet and accounts Management For For
for the year 2010
2 To resolve on the consolidated management report, balance sheet Management For For
and accounts for the year 2010
3 To resolve on the proposal for application of profits Management For For
4 To resolve on a general appraisal of the company's management Management For For
and supervision
5 To resolve on an amendment to article 13 and article 17 of the Management For For
articles of association of the company
6 To resolve on the acquisition and disposal of own shares Management For For
7 To resolve, pursuant to article 8, number 4, of the articles of Management For For
association, on the parameters applicable in the event of any
issuance of bonds convertible into shares that may be resolved
upon by the board of directors
8 To resolve on the suppression of the pre-emptive right of Management For For
shareholders in the subscription of any issuance of convertible
bonds as referred to under item 7 hereof as may be resolved
upon by the board of directors
9 To resolve on the issuance of bonds and other securities, of Management For For
whatever nature, by the board of directors, and notably on the
fixing of the value of such securities, in accordance with
articles 8, number 3 and 15, number 1, paragraph e), of the
articles of association
10 To resolve on the acquisition and disposal of own bonds and Management For For
other own securities
11 To resolve on the statement of the compensation committee on the Management For For
remuneration policy for the members of the management and
supervisory bodies of the company
12 To resolve on the ratification of the appointment of new members Management For For
of the board of directors to complete the 2009-2011
term-of-office
PORTUGAL TELECOM, SGPS, S.A.
SECURITY 737273102 MEETING TYPE Annual
TICKER SYMBOL PT MEETING DATE 06-May-2011
ISIN US7372731023 AGENDA 933436429 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS Management For For
FOR THE YEAR 2010
02 TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET Management For For
AND ACCOUNTS FOR THE YEAR 2010
03 TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS Management For For
04 TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT Management For
AND SUPERVISION
05 TO RESOLVE ON AN AMENDMENT TO ARTICLE 13 AND ARTICLE 17 OF THE Management For For
ARTICLES OF ASSOCIATION OF THE COMPANY
06 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN SHARES Management For For
07 TO RESOLVE, PURSUANT TO ARTICLE 8, NUMBER 4, OF ARTICLES, ON THE Management For For
PARAMETERS OF ANY ISSUANCE OF BONDS CONVERTIBLE IN TO SHARES
08 TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE RIGHT OF Management For For
SHAREHOLDERS IN THE SUBSCRIPTION OF ANY ISSUANCE OF CONVERTIBLE
BONDS AS REFERRED TO UNDER ITEM 7 HEREOF AS MAY BE RESOLVED UPON
BY THE BOARD OF DIRECTORS
09 TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER SECURITIES, OF Management For For
WHATEVER NATURE, BY THE BOARD, AND NOTABLY ON THE FIXING OF THE
VALUE OF SUCH SECURITIES, IN ACCORDANCE WITH ARTICLES 8, NUMBER 3
AND 15, NUMBER 1, PARAGRAPH E), OF THE ARTICLES OF ASSOCIATION
10 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN BONDS AND Management For For
OTHER OWN SECURITIES
11 RESOLVE ON STATEMENT OF COMPENSATION COMMITTEE ON REMUNERATION Management Abstain Against
POLICY FOR THE MEMBERS OF THE MANAGEMENT & SUPERVISORY BODIES
12 TO RESOLVE ON THE RATIFICATION OF THE APPOINTMENT OF NEW MEMBERS Management For For
OF THE BOARD OF DIRECTORS TO COMPLETE 2009-2011 TERM-OF-OFFICE
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 45
The GAMCO Global Telecommunications Fund
TELEKOM MALAYSIA BHD
SECURITY Y8578H118 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 10-May-2011
ISIN MYL4863OO006 AGENDA 702961194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
S.1 Proposed alteration to Tm's authorised share capital and Management For For
corresponding amendments to Tm's memorandum and articles of
association ("proposed AASC")
O.1 Proposed capital distribution of approximately MYR 1,037.4 Management For For
million to shareholders ("proposed capital distribution")
O.2 Proposed renewal of shareholders' mandate for recurrent related Management For For
party transactions of a revenue or trading nature ("proposed
renewal of shareholders' mandate")
TELEKOM MALAYSIA BHD
SECURITY Y8578H118 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2011
ISIN MYL4863OO006 AGENDA 702961207 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 To receive the Audited Financial Statements for the financial Management For For
year ended 31 December 2010 together with the Reports of the
Directors and Auditors thereon
2 To declare a final gross dividend of 13.1 sen per share (less Management For For
25.0% Income Tax) in respect of the financial year ended 31
December 2010
3 To re-elect the following Director, who retires by rotation Management For For
pursuant to Article 103 of the Company's Articles of
Association: Dato' Sri Zamzamzairani Mohd Isa
4 To re-elect the following Director, who retires by rotation Management For For
pursuant to Article 103 of the Company's Articles of
Association: Datuk Bazlan Osman
5 To re-elect the following Director, who retires by rotation Management For For
pursuant to Article 103 of the Company's Articles of
Association: Tunku Dato' Mahmood Fawzy Tunku Muhiyiddin
6 To re-elect the following Director, who retires by rotation Management For For
pursuant to Article 103 of the Company's Articles of
Association: Dato' Danapalan T.P. Vinggrasalam
7 To re-elect the following Director, who retires by rotation Management For For
pursuant to Article 103 of the Company's Articles of
Association: Dato' Ir Abdul Rahim Abu Bakar
8 To re-elect the following Director, who retires by rotation Management For For
pursuant to Article 103 of the Company's Articles of
Association: Quah Poh Keat
9 To re-elect the following Director, who retires by rotation Management For For
pursuant to Article 103 of the Company's Articles of
Association: Ibrahim Marsidi
10 To re-elect the following Director, who retires by rotation Management For For
pursuant to Article 103 of the Company's Articles of
Association: Riccardo Ruggiero
11 To approve the payment of Directors' fees of MYR 1,116,000.00 Management For For
for the financial year ended 31 December 2010
12 To re-appoint Messrs PricewaterhouseCoopers having consented to Management For For
act as Auditors of the Company for the financial year ending 31
December 2011 and to authorise the Directors to fix their
remuneration
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 10-May-2011
ISIN US8520611000 AGENDA 933396536 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1E ELECTION OF DIRECTOR: DANIEL R. HESSE Management For For
1F ELECTION OF DIRECTOR: V. JANET HILL Management For For
1G ELECTION OF DIRECTOR: FRANK IANNA Management For For
1H ELECTION OF DIRECTOR: SVEN-CHRISTER NILSSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM R. NUTI Management For For
1J ELECTION OF DIRECTOR: RODNEY O'NEAL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2011.
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against
ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.
05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING POLITICAL Shareholder Against For
CONTRIBUTIONS.
06 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING THE RETENTION OF Shareholder Against For
EQUITY AWARDS.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING CHANGE TO A VOTING Shareholder Against For
REQUIREMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 46
The GAMCO Global Telecommunications Fund
NII HOLDINGS, INC.
SECURITY 62913F201 MEETING TYPE Annual
TICKER SYMBOL NIHD MEETING DATE 10-May-2011
ISIN US62913F2011 AGENDA 933406604 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 CHARLES M. HERINGTON For For
2 ROSENDO G. PARRA For For
3 JOHN W. RISNER For For
02 A NON-BINDING STOCKHOLDER ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 A NON-BINDING STOCKHOLDER ADVISORY VOTE ON FREQUENCY OF HOLDING Management Abstain Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
LSI CORPORATION
SECURITY 502161102 MEETING TYPE Annual
TICKER SYMBOL LSI MEETING DATE 11-May-2011
ISIN US5021611026 AGENDA 933395596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: CHARLES A. HAGGERTY Management For For
1B ELECTION OF DIRECTOR: RICHARD S. HILL Management For For
1C ELECTION OF DIRECTOR: JOHN H.F. MINER Management For For
1D ELECTION OF DIRECTOR: ARUN NETRAVALI Management For For
1E ELECTION OF DIRECTOR: CHARLES C. POPE Management For For
1F ELECTION OF DIRECTOR: GREGORIO REYES Management For For
1G ELECTION OF DIRECTOR: MICHAEL G. STRACHAN Management For For
1H ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR Management For For
1I ELECTION OF DIRECTOR: SUSAN M. WHITNEY Management For For
02 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2011.
03 TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. Management Abstain Against
04 TO RECOMMEND, IN AN ADVISORY VOTE, THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
FISHER COMMUNICATIONS, INC.
SECURITY 337756209 MEETING TYPE Contested-Annual
TICKER SYMBOL FSCI MEETING DATE 11-May-2011
ISIN US3377562091 AGENDA 933425363 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 MATTHEW GOLDFARB For For
2 STEPHEN LOUKAS Withheld Against
3 JOHN F. POWERS For For
4 JOSEPH J. TROY For For
02 APPROVAL OF THE COMPANY'S PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011:
03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE COMPENSATION, OFTEN Management Abstain For
REFERRED TO AS "SAY ON PAY":
04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON COMPENSATION OFTEN REFERRED TO AS "SAY WHEN ON PAY":
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 47
The GAMCO Global Telecommunications Fund
FRONTIER COMMUNICATIONS CORP
SECURITY 35906A108 MEETING TYPE Annual
TICKER SYMBOL FTR MEETING DATE 12-May-2011
ISIN US35906A1088 AGENDA 933394570 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 LEROY T. BARNES, JR. For For
2 PETER C.B. BYNOE For For
3 JERI B. FINARD For For
4 EDWARD FRAIOLI For For
5 JAMES S. KAHAN For For
6 PAMELA D.A. REEVE For For
7 HOWARD L. SCHROTT For For
8 LARRAINE D. SEGIL For For
9 MARK SHAPIRO For For
10 MYRON A. WICK, III For For
11 MARY AGNES WILDEROTTER For For
02 TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON THE FREQUENCY Management Abstain Against
OF THE EXECUTIVE COMPENSATION ADVISORY PROPOSAL.
04 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, IF PRESENTED Shareholder Against For
AT THE MEETING.
05 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
BCE INC.
SECURITY 05534B760 MEETING TYPE Annual
TICKER SYMBOL BCE MEETING DATE 12-May-2011
ISIN CA05534B7604 AGENDA 933399366 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 B.K. ALLEN For For
2 A. BERARD For For
3 R.A. BRENNEMAN For For
4 S. BROCHU For For
5 R.E. BROWN For For
6 G.A. COPE For For
7 A.S. FELL For For
8 E.C. LUMLEY For For
9 T.C. O'NEILL For For
10 R.C. SIMMONDS For For
11 C. TAYLOR For For
12 P.R. WEISS For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND Management For For
RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE
2011 MANAGEMENT PROXY CIRCULAR DATED MARCH 10, 2011 DELIVERED IN
ADVANCE OF THE 2011 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE.
4A CRITICAL MASS OF QUALIFIED WOMEN ON BOARD. Shareholder Against For
4B EQUITY RATIO. Shareholder Against For
4C ADDITIONAL INFORMATION ON COMPARATOR GROUPS. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 48
The GAMCO Global Telecommunications Fund
DEUTSCHE TELEKOM AG
SECURITY 251566105 MEETING TYPE Annual
TICKER SYMBOL DTEGY MEETING DATE 12-May-2011
ISIN US2515661054 AGENDA 933416009 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For For
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE Management For For
BOARD OF MANAGEMENT FOR THE 2010 FINANCIAL YEAR.
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF DR. KLAUS Management For For
ZUMWINKEL, WHO RESIGNED FROM THE SUPERVISORY BOARD, FOR THE 2008
FINANCIAL YEAR.
05 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE Management For For
SUPERVISORY BOARD FOR THE 2010 FINANCIAL YEAR.
06 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE Management For For
GROUP AUDITOR PURSUANT TO SECTION 318 (1) HGB FOR THE 2011
FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE
CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT
PURSUANT TO SECTION 37W (5), SECTION 37Y NO. 2 WPHG
(WERTPAPIERHANDELSGESETZ - GERMAN SECURITIES TRADING ACT) IN THE
2011 FINANCIAL YEAR.
07 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE TREASURY SHARES AND Management For For
USE THEM WITH POSSIBLE EXCLUSION OF SUBSCRIPTION RIGHTS AND ANY
RIGHT TO OFFER SHARES AS WELL AS OF THE OPTION TO REDEEM TREASURY
SHARES, REDUCING THE CAPITAL STOCK.
08 ELECTION OF A SUPERVISORY BOARD MEMBER (DR. HUBERTUS VON Management For For
GRUNBERG)
09 ELECTION OF A SUPERVISORY BOARD MEMBER (DR. H.C. BERNHARD WALTER) Management For For
10 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH T- SYSTEMS INTERNATIONAL GMBH.
11 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH DETEFLEETSERVICES GMBH.
12 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH DFMG HOLDING GMBH.
13 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH DETEASSEKURANZ - DEUTSCHE TELEKOM
ASSEKURANZ- VERMITTLUNGSGESELLSCHAFT MBH.
14 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH VIVENTO CUSTOMER SERVICES GMBH.
15 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH VIVENTO TECHNICAL SERVICES GMBH.
16 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH DEUTSCHE TELEKOM ACCOUNTING GMBH.
17 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH DEUTSCHE TELEKOM TRAINING GMBH.
18 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIENSTE
GMBH.
19 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH DETEASIA HOLDING GMBH.
20 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE
GMBH.
21 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH SCOUT24 HOLDING GMBH.
22 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH T- MOBILE WORLDWIDE HOLDING GMBH.
23 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH TELEKOM DEUTSCHLAND GMBH.
24 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT TO THE PROFIT AND Management For For
LOSS TRANSFER AGREEMENT WITH MAGYARCOM HOLDING GMBH.
25 RESOLUTION ON THE AMENDMENT TO SECTION 2 OF THE ARTICLES OF Management For For
INCORPORATION.
26 RESOLUTION REGARDING APPROVAL OF THE SETTLEMENT AGREEMENT WITH Management For For
THE FORMER MEMBER OF THE BOARD OF MANAGEMENT KAI UWE RICKE.
27 RESOLUTION REGARDING APPROVAL OF THE SETTLEMENT AGREEMENT WITH Management For For
THE FORMER MEMBER OF THE SUPERVISORY BOARD DR. KLAUS ZUMWINKEL.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 49
The GAMCO Global Telecommunications Fund
INVESTMENT AB KINNEVIK, STOCKHOLM
SECURITY W4832D128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2011
ISIN SE0000164600 AGENDA 702967881 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER
FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN Non-Voting
AS A VALID-VOTE OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Annual General Meeting : lawyer Non-Voting
Wilhelm Luning
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of one or two persons to check and verify the minutes Non-Voting
6 Determination of whether the Annual General Meeting has been Non-Voting
duly convened
7 Statement by the Chairman of the Board on the work of the Board Non-Voting
of Directors
8 Presentation by the Chief Executive Officer Non-Voting
9 Presentation of the Annual Report and Auditor's Report and of Non-Voting
the Group-Annual Report and the Group Auditor's Report
10 Resolution on the adoption of the Profit and Loss Statement and Management For For
the Balance Sheet and of the Group Profit and Loss Statement and
the Group Balance Sheet
11 Resolution on the proposed treatment of the Company's Management For For
unappropriated earnings or accumulated loss as stated in the
adopted Balance Sheet
12 Resolution on the discharge of liability of the directors of the Management For For
Board and the Chief Executive Officer
13 Determination of the number of directors of the Board Management For For
14 Determination of the remuneration to the directors of the Board Management For For
and the auditor
15 The Nomination Committee proposes, for the period until the Management For For
close of the next Annual General Meeting, the re-election of
Vigo Carlund, Wilhelm Klingspor, Erik Mitteregger, Allen
Sangines- Krause and Cristina Stenbeck as directors of the
Board. The Nomination Committee proposes the election of Tom
Boardman and Dame Amelia Fawcett as new directors of the Board.
John Hewko and Stig Nordin have informed the Nomination Committee
that they decline re-election at the Annual General Meeting. The
Nomination Committee proposes that the Meeting shall re-elect
Cristina Stenbeck as Chairman of the Board of Directors.
Furthermore, it is proposed that the Board of Directors at the
Constituent Board Meeting appoints an Audit Committee, a
Remuneration Committee and a New Ventures Committee within the
Board of Directors. The Nomination Committee's motivated opinion
regarding proposal of the Board of Directors is available at the
Company's website, www.kinnevik.se
16 Approval of the procedure of the Nomination Committee Management For For
17 Resolution regarding Guidelines for remuneration to the senior Management For For
executives
18.A Resolution regarding incentive programme comprising the Management For For
following resolution: adoption of an incentive programme
18.B Resolution regarding incentive programme comprising the Management For For
following resolution: authorisation to resolve to issue Class C
shares
18.C Resolution regarding incentive programme comprising the Management For For
following resolution: authorisation to resolve to repurchase
Class C shares
18.D Resolution regarding incentive programme comprising the Management For For
following resolution: transfer of Class B shares
19 Resolution to authorise the Board of Directors to resolve on Management For For
repurchase of own shares
20 Resolution on amendment of the Articles of Association Management For For
21 Closing of the Meeting Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE Non-Voting
TEXT OF THE RES-OLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 50
The GAMCO Global Telecommunications Fund
INVESTMENT AB KINNEVIK, STOCKHOLM
SECURITY W4832D110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2011
ISIN SE0000164626 AGENDA 702973480 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 788740 DUE Non-Voting
TO DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN Non-Voting
AS A VALID VOTE OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Opening of the Meeting Non-Voting
2 The Nomination Committee proposes that the lawyer Wilhelm Luning Non-Voting
is appointed-to be the Chairman of the Annual General Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of one or two persons to check and verify the minutes Non-Voting
6 Determination of whether the Annual General Meeting has been Non-Voting
duly convened
7 Statement by the Chairman of the Board on the work of the Board Non-Voting
of Directors
8 Presentation by the Chief Executive Officer Non-Voting
9 Presentation of the Annual Report and Auditor's Report and of Non-Voting
the Group Annual-Report and the Group Auditor's Report
10 Resolution on the adoption of the Profit and Loss Statement and Management For For
the Balance Sheet and of the Group Profit and Loss Statement and
the Group Balance Sheet
11 Resolution on the proposed treatment of the Company's Management For For
unappropriated earnings or accumulated loss as stated in the
adopted Balance Sheet
12 Resolution on the discharge of liability of the directors of the Management For For
Board and the Chief Executive Officer
13 The Nomination Committee proposes that the Board of Directors Management For For
shall consist of seven directors and no deputy directors
14 The Nomination Committee proposes that the Annual General Management For For
Meeting resolve to increase the total Board remuneration from
SEK 3,875,000 to SEK 4,325,000 for the period until the close of
the next Annual General Meeting in 2012. The proposal includes
SEK 1,000,000 to be allocated to the Chairman of the Board, SEK
450,000 to each of the directors of the Board and total SEK
625,000 for the work in the committees of the Board of
Directors. The Nomination Committee proposes that for work
within the Audit Committee SEK 150,000 shall be allocated to the
Chairman and SEK 75,000 to each of the other three members. For
work within the Remuneration Committee SEK 50,000 shall be
allocated to the Chairman and SEK 25,000 to each of the other
three members. Finally, the Nomination Committee proposes that
for work within the New Ventures Committee SEK 25,000 shall be
allocated to each of the five members. Furthermore, remuneration
to the auditor shall be paid in accordance with approved invoices
15 The Nomination Committee proposes, for the period until the Management For For
close of the next Annual General Meeting, the reelection of
Vigo Carlund, Wilhelm Klingspor, Erik Mitteregger, Allen
Sangines- Krause and Cristina Stenbeck as directors of the
Board. The Nomination Committee proposes the election of Tom
Boardman and Dame Amelia Fawcett as new directors of the Board.
John Hewko and Stig Nordin have informed the Nomination Committee
that they decline reelection at the Annual General Meeting. The
Nomination Committee proposes that the Meeting shall re-elect
Cristina Stenbeck as Chairman of the Board of Directors.
Furthermore, it is proposed that the Board of Directors at the
Constituent Board Meeting appoints an Audit Committee, a
Remuneration Committee and a New Ventures Committee within the
Board of Directors
16 Approval of the procedure of the Nomination Committee Management For For
17 Resolution regarding Guidelines for remuneration to the senior Management For For
executives
18 Resolution regarding incentive programme comprising the Management For For
following resolutions: (a) adoption of an incentive programme;
(b) authorisation to resolve to issue Class C shares; (c)
authorisation to resolve to repurchase Class C shares; (d)
transfer of Class B shares
19 Resolution to authorise the Board of Directors to resolve on Management For For
repurchase of own shares
20 Resolution on amendment of the Articles of Association Management For For
21 Closing of the Meeting Non-Voting
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 51
The GAMCO Global Telecommunications Fund
TELEFONICA SA, MADRID
SECURITY E90183281 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-May-2011
ISIN BRTEFCBDR014 AGENDA 703000947 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE A-SECOND CALL ON 18 MAY 2011. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
I Analysis and approval, if relevant, of the individual annual Management For For
accounts, of the consolidated financial statements, consolidated
annual accounts, and of the management report for both
Telefonica, S.A. and for its consolidated group of companies, as
well as of the proposal for the allocation of the result of
Telefonica, S.A. and of the management of its board of
directors, all of this in regard to the 2010 fiscal year
II Compensation for shareholders, distribution of dividends on the Management For For
basis of profit reserves
III.1 Amendment of the corporate bylaws. Amendment of articles 1, 6.2, Management For For
7, 14, 16.1, 17.4, 18.4, 31 bis and 36 of the corporate bylaws
to adapt them to the most recent legislation
III.2 Amendment of the corporate bylaws. Addition of a new item 5 to Management For For
article 16 of the corporate bylaws
III.3 Amendment of the corporate bylaws. Addition of a new article 26 Management For For
bis to the corporate bylaws
IV.1 Amendment of the regulations for the general meeting of Management For For
shareholders. Amendment of articles 5, 8.1, 11 and 13.1 of the
regulations for the general meeting of shareholders to adapt
them to the most recent legislation
IV.2 Amendment of the regulations for the general meeting of Management For For
shareholders. Amendment of article 14.1 of the regulations for
the general meeting of shareholders
V.1 Reelection, appointment and ratification, if deemed appropriate, Management For For
of a member of the board of director: Mr. Isidro Faine Casas
V.2 Reelection, appointment and ratification, if deemed appropriate, Management For For
of a member of the board of director: Mr. Vitalino Manuel Nafria
Aznar
V.3 Reelection, appointment and ratification, if deemed appropriate, Management For For
of a member of the board of director: Mr. Julio Linares Lopez
V.4 Reelection, appointment and ratification, if deemed appropriate, Management For For
of a member of the board of director: Mr. David Arculus
V.5 Reelection, appointment and ratification, if deemed appropriate, Management For For
of a member of the board of director: Mr. Carlos Colomer Casellas
V.6 Reelection, appointment and ratification, if deemed appropriate, Management For For
of a member of the board of director: Mr. Peter Erskine
V.7 Reelection, appointment and ratification, if deemed appropriate, Management For For
of a member of the board of director: Mr. Alfonso Ferrari Herrero
V.8 Reelection, appointment and ratification, if deemed appropriate, Management For For
of a member of the board of director: Mr. Antonio Massanell
Lavilla
V.9 Appointment of Mr. Chang Xiaobing. Establishment of the number Management For For
of members of the board of directors
VI Authorization for the board of directors to increase the share Management For For
capital in accordance with the terms and conditions of article
297.1.b of the corporations law, for a maximum period of five
years, with delegation of the authority to exclude the
preemptive subscription right in accordance with that which is
established in article 506 of the corporations law
VII Reelection of the accounts auditor for the 2011 fiscal year Management For For
VIII Long term Telefonica S.A. share incentive plan. Approval of a Management For For
long term incentive plan, which consists of the delivery of
Telefonica S.A. shares, allocated to the members of the
management team of Grupo Telefonica, including executive members
of the board of directors
IX Telefonica S.A. share restriction plan. Approval of a restricted Management For For
long term incentive plan that consists of the delivery of
Telefonica S.A. shares, allocated to the employees and
management personnel, connected to their remaining with the
Grupo Telefonica
X Aggregate plan to encourage the purchase of Telefonica S.A. Management For For
shares. Approval of an aggregate plan to encourage the purchase
of Telefonica S.A. shares for the employees of Grupo Telefonica
XI Delegation of powers to formalize, interpret, carry out and Management For For
execute the resolutions passed by the general meeting of
shareholders
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 52
The GAMCO Global Telecommunications Fund
ORASCOM TELECOM S A E
SECURITY 68554W205 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 17-May-2011
ISIN US68554W2052 AGENDA 703067199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Ratification and approval of the BoD's report on the Company's Management No Action
activity during the fiscal year ended December 31, 2010
2 Approval of the financial statements of the fiscal year ended Management No Action
December 31, 2010, and ratification of the general balance-sheet
and the profits and loss accounts of the fiscal year ended
December 31, 2010
3 Ratification of the Auditor's report of the fiscal year ended Management No Action
December 31, 2010
4 Consideration of the proposal made regarding the distribution of Management No Action
profits of the fiscal year ended December 31, 2010
5 Discharging the Chairman and the Board Members regarding the Management No Action
fiscal year ended December 31, 2010
6 Approval and specification of the BM's compensation and Management No Action
allowances regarding the fiscal year ending December 31, 2011
7 Appointment of the Company's Auditor during the year ending Management No Action
December 31, 2011, and determining his annual professional fees
8 Approving the related parties' transactions for year 2011 with Management No Action
subsidiaries and affiliates
9 Delegation of the BoD to conclude loans and mortgages and to Management No Action
issue securities for lenders regarding the Company and its
subsidiaries and affiliates
10 Approval and recognition of the donations made during the fiscal Management No Action
year 2010, and authorization of the BoD to make donations during
the fiscal year 2011
11 Consideration of the approval of the amendments introduced to Management No Action
the BoD's constitution
DISCOVERY COMMUNICATIONS, INC.
SECURITY 25470F104 MEETING TYPE Annual
TICKER SYMBOL DISCA MEETING DATE 17-May-2011
ISIN US25470F1049 AGENDA 933405866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 ROBERT R. BENNETT For For
2 JOHN C. MALONE For For
3 DAVID M. ZASLAV For For
02 APPROVAL OF THE 2011 EMPLOYEE STOCK PURCHASE PLAN Management For For
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
04 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION DESCRIBED IN THESE Management Abstain Against
PROXY MATERIALS
05 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON Management Abstain Against
OUR EXECUTIVE COMPENSATION IN THE FUTURE
UNITED STATES CELLULAR CORPORATION
SECURITY 911684108 MEETING TYPE Annual
TICKER SYMBOL USM MEETING DATE 17-May-2011
ISIN US9116841084 AGENDA 933425503 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 J. SAMUEL CROWLEY For For
02 RATIFY ACCOUNTANTS FOR 2011. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 53
The GAMCO Global Telecommunications Fund
TELEFONICA, S.A.
SECURITY 879382208 MEETING TYPE Annual
TICKER SYMBOL TEF MEETING DATE 17-May-2011
ISIN US8793822086 AGENDA 933445757 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL Management For For
ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS
(CONSOLIDATED ANNUAL ACCOUNTS) AND THE MANAGEMENT REPORT OF
TELEFONICA, S.A AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF
TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL
WITH RESPECT TO FISCAL YEAR 2010.
02 COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF DIVIDENDS TO BE Management For For
CHARGED TO UNRESTRICTED RESERVES.
3A AMENDMENT OF THE BY-LAWS: AMENDMENT OF ARTICLES 1, 6.2, 7, 14, Management For For
16.1, 17.4, 18.4, 31 BIS AND 36 OF THE BY-LAWS FOR ADJUSTMENT
THEREOF TO THE LATEST LEGISLATIVE DEVELOPMENTS.
3B AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW PARAGRAPH 5 TO Management For For
ARTICLE 16 OF THE BY-LAWS.
3C AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW ARTICLE 26 BIS TO Management For For
THE BY-LAWS.
4A AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' Management For For
MEETING: AMENDMENT OF ARTICLES 5, 8.1, 11 AND 13.1 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING FOR ADJUSTMENT
TO THE LATEST LEGISLATIVE DEVELOPMENTS.
4B AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' Management For For
MEETING: AMENDMENT OF ARTICLE 14.1 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING.
5A RE-ELECTION OF MR. ISIDRO FAINE CASAS. Management For For
5B RE-ELECTION OF MR. VITALINO MANUEL NAFRIA AZNAR. Management For For
5C RE-ELECTION OF MR. JULIO LINARES LOPEZ. Management For For
5D RE-ELECTION OF MR. DAVID ARCULUS. Management For For
5E RE-ELECTION OF MR. CARLOS COLOMER CASELLAS. Management For For
5F RE-ELECTION OF MR. PETER ERSKINE. Management For For
5G RE-ELECTION OF MR. ALFONSO FERRARI HERRERO. Management For For
5H RE-ELECTION OF MR. ANTONIO MASSANELL LAVILLA. Management For For
5I APPOINTMENT OF MR. CHANG XIAOBING. Management For For
06 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE Management For For
SHARE CAPITAL PURSUANT TO THE TERMS AND CONDITIONS OF SECTION
297.1.B) OF THE COMPANIES ACT, OVER A MAXIMUM PERIOD OF FIVE
YEARS, DELEGATING THE POWER TO EXCLUDE PRE- EMPTIVE RIGHTS
PURSUANT TO SECTION 506 OF THE COMPANIES ACT.
07 RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2011. Management For For
08 LONG-TERM INCENTIVE PLAN BASED ON SHARES OF TELEFONICA, S.A. Management For For
APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY
OF SHARES OF TELEFONICA, S.A. AIMED AT MEMBERS OF THE EXECUTIVE
TEAM OF THE TELEFONICA GROUP (INCLUDING EXECUTIVE DIRECTORS).
09 RESTRICTED SHARE PLAN OF TELEFONICA, S.A. APPROVAL OF A Management For For
LONG-TERM INCENTIVE RESTRICTED PLAN CONSISTING OF THE DELIVERY
OF SHARES OF TELEFONICA, S.A. AIMED AT EMPLOYEES AND EXECUTIVE
PERSONNEL AND LINKED TO THEIR CONTINUED EMPLOYMENT IN THE
TELEFONICA GROUP.
10 GLOBAL INCENTIVE SHARE PURCHASE PLAN OF TELEFONICA, S.A. Management For For
APPROVAL OF AN INCENTIVE SHARE PURCHASE GLOBAL PLAN FOR THE
EMPLOYEES OF THE TELEFONICA GROUP.
11 DELEGATION OF POWERS TO FORMALIZE, INTERPRETS, CORRECT AND Management For For
IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE
GENERAL SHAREHOLDERS' MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 54
The GAMCO Global Telecommunications Fund
CENTURYLINK, INC.
SECURITY 156700106 MEETING TYPE Annual
TICKER SYMBOL CTL MEETING DATE 18-May-2011
ISIN US1567001060 AGENDA 933407238 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 DIRECTOR Management
1 VIRGINIA BOULET For For
2 PETER C. BROWN For For
3 RICHARD A. GEPHARDT For For
4 GREGORY J. MCCRAY For For
5 MICHAEL J. ROBERTS For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR Management For For
FOR 2011.
3 APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Management Against Against
4A ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. Management Abstain Against
4B ADVISORY VOTE REGARDING THE FREQUENCY OF OUR EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
5A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORTS. Shareholder Against For
5B SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. Shareholder Against For
HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LT
SECURITY G4672G106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN KYG4672G1064 AGENDA 702901566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR Non-Voting
'AGAINST' FOR-ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110401/LTN2
01104011462.pdf
1 To receive and consider the audited financial statements and the Management For For
reports of the directors and auditor for the year ended 31
December 2010
2 To declare a final dividend Management For For
3.a To re-elect Mr Fok Kin-ning, Canning as a director Management For For
3.b To re-elect Mr Lai Kai Ming, Dominic as a director Management For For
3.c To re-elect Mr Cheong Ying Chew, Henry as a director Management For For
3.d To authorise the board of directors to fix the directors' Management For For
remuneration
4 To re-appoint PricewaterhouseCoopers as the auditor and to Management For For
authorise the board of directors to fix the auditor's remuneration
5.1 Ordinary resolution on item 5(1) of the Notice of the Meeting (To Management For For
grant a general mandate to the directors of the Company to
issue additional shares)
5.2 Ordinary resolution on item 5(2) of the Notice of the Meeting Management For For
(To grant a general mandate to the directors of the Company to
repurchase shares of the Company)
5.3 Ordinary resolution on item 5(3) of the Notice of the Meeting Management For For
(To extend the general mandate to the directors of the Company
to issue additional shares)
G4S PLC, CRAWLEY
SECURITY G39283109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN GB00B01FLG62 AGENDA 702937345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 To receive the financial statements of the Company for the year Management For For
ended 31 December 2010 and the reports of the directors and
auditor thereon
2 To receive and approve the Directors' Remuneration Report Management For For
contained in the annual report for the year ended 31 December
2010
3 To confirm and declare dividends Management For For
4 To elect Clare Spottiswoode (member of the Remuneration Management For For
Committee) as a director
5 To elect Winnie Kin Wah Fok (member of the Audit Committee) as a Management For For
director
6 To re-elect Alf Duch-Pedersen (member of the Nomination Management For For
Committee) as a director
7 To re-elect Lord Condon (member of the Audit, Nomination and Management For For
Remuneration Committees) as a director
8 To re-elect Nick Buckles as a director Management For For
9 To re-elect Trevor Dighton as a director Management For For
10 To re-elect Grahame Gibson as a director Management For For
11 To re-elect Mark Elliott (member of the Nomination and Management For For
Remuneration Committees) as a director
12 To re-elect Bo Lerenius (member of the Audit and Remuneration Management For For
Committees) as a director
13 To re-elect Mark Seligman (member of the Audit and Remuneration Management For For
Committees) as a director
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 55
The GAMCO Global Telecommunications Fund
14 To re-appoint KPMG Audit Plc as auditor of the Company from the Management For For
conclusion of this meeting until the conclusion of the next
general meeting at which accounts are laid before the
shareholders, and to authorise the directors to fix their
remuneration
15 That the directors be and are hereby generally and Management For For
unconditionally authorised pursuant to and in accordance with
section 551 of the Companies Act 2006 ("the Act") to exercise
all the powers of the Company to allot shares in the Company or
grant rights to subscribe for, or convert any security into,
shares in the Company: (i) up to an aggregate nominal amount of
GBP 117,550,000; and (ii) comprising equity securities (as
defined in section 560 of the Act) up to a further aggregate
nominal amount of GBP117,550,000 provided that they are offered
by way of a rights issue to holders of ordinary shares on the
register of members at such record date(s) as the directors may
determine where the equity securities respectively attributable
to the interests of the ordinary shareholders are proportionate
(as nearly as may be practicable) to the respective numbers of
ordinary shares held or deemed to be held by them on any such
record date(s), subject to such exclusions or other arrangements
as the directors may deem necessary or expedient to deal with
treasury shares, fractional entitlements, record dates, shares
represented by depositary receipts, legal or practical problems
arising under the laws of any territory or the requirements of
any relevant regulatory body or
stock exchange or any other matter; provided that this authority
shall expire on the date of the next Annual General Meeting of
the Company, save that the Company shall be entitled to make
offers or agreements before the expiry of such authority which
would or might require shares to be allotted after such expiry
and the directors shall be entitled to allot shares pursuant to
any such offer or agreement as if this authority had not
expired; and all unexercised authorities granted previously to
the directors to allot shares under section 551 of the Act shall
cease to have effect at the conclusion of this Annual General
Meeting (save to the extent that the same are exercisable
pursuant to section 551(7) of the Act by reason of any offer or
agreement made prior to the date of this resolution which would
or might require shares to be allotted or rights to be granted
on or after that date)
16 That the directors be and are hereby empowered, pursuant to Management For For
section 570 of the Act, subject to the passing of Resolution 15
above, to allot equity securities (as defined in section 560 of
the Act) for cash pursuant to the authority conferred by
Resolution 15 above as if section 561 of the Act did not apply
to any such allotment, provided that this power shall be limited
to: (i) the allotment of equity securities in connection with an
offer or issue of equity securities (but in the case of the
authority granted under paragraph (ii) of Resolution 15 above,
by way of rights issue only) to or in favour of the holders of
shares on the register of members at such record date(s) as the
directors may determine where the equity securities respectively
attributable to the interests of the shareholders are
proportionate (as nearly as may be practicable) to the
respective numbers of shares held by them on any such record
date(s), but subject to such exclusions or other arrangements as
the directors may deem necessary or expedient in relation to
fractional entitlements, treasury shares, record dates, shares
represented by depositary receipts, legal or practical problems
arising under the laws of any territory or the requirements of
any relevant regulatory body or stock exchange or any other
matter; and (ii) the allotment (otherwise than pursuant to
sub-paragraph (i) above) of equity securities pursuant to the
authority granted under Resolution 15(i) above up to an maximum
nominal amount of GBP17,632,000; and shall expire on the expiry
of the general authority conferred by Resolution 15 above unless
previously renewed, varied or revoked by the Company in general
meeting, save that the Company shall be entitled to make offers
or agreements before the expiry of such power which would or
might require equity securities to be allotted, or treasury
shares to be sold, after such expiry and the directors shall be
entitled to allot equity securities or sell treasury shares
pursuant to any such offer or agreement as if the power
conferred hereby had not expired. All previous unutilised
authorities under section 570 of the Act shall cease to have
effect at the conclusion of this Annual General Meeting
17 That the Company be and is hereby generally and unconditionally Management For For
authorised for the purposes of section 701 of the Act, to make
market purchases (within the meaning of section 693(4) of the
Act) of ordinary shares of 25p each in the capital of the
Company on such terms and in such manner as the directors may
from time to time determine, provided that: (i) the maximum
number of such shares which may be purchased is 141,060,000 (ii)
the minimum price which may be paid for each such share is 25p
(exclusive of all expenses) (iii) the maximum price which may be
paid for each such share is an amount equal to 105% of the
average of the middle market quotations for an ordinary share in
the Company as derived from The London Stock Exchange Daily
Official List for the five business days immediately preceding
the day on which
such share is contracted to be purchased (exclusive of
expenses); and (iv) this authority shall, unless previously
revoked or varied, expire at the conclusion of the Annual
General Meeting of the Company to be held in 2012 (except in
relation to the purchase of such shares the contract for which
was entered into before the expiry of this authority and which
might be executed wholly or partly after such expiry)
18 That in accordance with sections 366 and 367 of the Act, the Management For For
Company and all companies which are subsidiaries of the Company
during the period when this Resolution 18 has effect be and are
hereby unconditionally authorised to: (i) make political
donations to political parties or independent election
candidates not exceeding GBP50,000 in total (ii) make political
donations to political organisations other than political
parties not exceeding GBP50,000 in total; and incur political
expenditure not exceeding GBP50,000 in total; (as such terms are
defined in the Act) during the period beginning with the date of
the passing of this resolution and ending on 18 November 2012
or, if sooner, at the conclusion of the Annual General Meeting
of the Company to be held next year provided that the authorised
sum referred to in paragraphs (i), (ii) and (iii) above may be
comprised of one or more amounts in different currencies which,
for the purposes of calculating the said sum, shall be converted
into pounds sterling at the exchange rate published in the
London edition of the Financial Times on the date on which the
relevant donation is made or expenditure incurred (or the first
business day thereafter) or, if earlier, on the day in which the
Company enters into any contract or undertaking in relation to
the same
19 That, with immediate effect, the Company's Articles of Management For For
Association be amended by deleting the words "an annual sum of
GBP750,000" in Article 92(1) relating to the aggregate annual
limit on the fees payable to directors who do not hold executive
office and replacing them with the words "an annual sum of
GBP1,000,000"
20 That a general meeting of the Company, other than an Annual Management For For
General Meeting, may be called on not less than 14 clear days'
notice
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 56
The GAMCO Global Telecommunications Fund
TELEKOM AUSTRIA AG, WIEN
SECURITY A8502A102 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN AT0000720008 AGENDA 702974735 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Presentation annual report Management For For
2 Approval of usage of earnings Management For For
3 Approval of discharge of bod Management For For
4 Approval of discharge of supervisory Board Management For For
5 Approval of remuneration of supervisory Board Management For For
6 Election auditor Management For For
7 Election to the supervisory Board (split) Management For For
8 Report on buy back of own shs Management For For
9 Approval of buyback Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE Non-Voting
TEXT OF THE RES-OLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
TELENOR ASA, FORNEBU
SECURITY R21882106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN NO0010063308 AGENDA 703038491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 832209 DUE Non-Voting
TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting
FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Approval of the notice of the Annual General Meeting Management No Action
2 Election of a representative to sign the minutes together with Management No Action
the Chairman of the meeting
3 Approval of the financial statements and report from the Board, Management No Action
including distribution of dividends
4 Approval of the remuneration to the company's auditor Management No Action
5 The Board's declaration regarding the determination of salary Management No Action
and other remuneration to senior management
6 Reduction of share capital by cancelling of own shares as well Management No Action
as redemption of shares owned by the Kingdom of Norway through
the Ministry of Trade and Industry and reduction of other equity
7.i Authorisation to acquire own shares for the purpose of Management No Action
cancellation
7.ii Authorisation to acquire own shares for the purposes of Management No Action
fulfilling Telenor's obligations pursuant to option and LTI
programmes for senior employees and general share programmes for
employees
8 Election of shareholder representatives and deputy shareholder Management No Action
representatives to the Corporate Assembly
9 Election of members to the Nomination Committee Management No Action
10 Determination of remuneration to the members of the Corporate Management No Action
Assembly
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 56
The GAMCO Global Telecommunications Fund
TIME WARNER CABLE INC
SECURITY 88732J207 MEETING TYPE Annual
TICKER SYMBOL TWC MEETING DATE 19-May-2011
ISIN US88732J2078 AGENDA 933403634 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: CAROLE BLACK Management For For
1B ELECTION OF DIRECTOR: GLENN A. BRITT Management For For
1C ELECTION OF DIRECTOR: THOMAS H. CASTRO Management For For
1D ELECTION OF DIRECTOR: DAVID C. CHANG Management For For
1E ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1F ELECTION OF DIRECTOR: PETER R. HAJE Management For For
1G ELECTION OF DIRECTOR: DONNA A. JAMES Management For For
1H ELECTION OF DIRECTOR: DON LOGAN Management For For
1I ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For For
1J ELECTION OF DIRECTOR: WAYNE H. PACE Management For For
1K ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Management For For
1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
03 APPROVAL OF THE TIME WARNER CABLE INC. 2011 STOCK INCENTIVE PLAN Management For For
04 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
05 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION
TELEPHONE AND DATA SYSTEMS, INC.
SECURITY 879433100 MEETING TYPE Annual
TICKER SYMBOL TDS MEETING DATE 19-May-2011
ISIN US8794331004 AGENDA 933427444 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 C.A. DAVIS For For
2 C.D. O'LEARY For For
3 G.L. SUGARMAN For For
4 H.S. WANDER For For
02 RATIFY ACCOUNTANTS FOR 2011. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO RECAPITALIZE TDS' OUTSTANDING STOCK. Shareholder Against For
TELEPHONE AND DATA SYSTEMS, INC.
SECURITY 879433860 MEETING TYPE Annual
TICKER SYMBOL TDSS MEETING DATE 19-May-2011
ISIN US8794338603 AGENDA 933427456 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 C.A. DAVIS For For
2 C.D. O'LEARY For For
3 G.L. SUGARMAN For For
4 H.S. WANDER For For
CHINA MOBILE (HONG KONG) LIMITED
SECURITY 16941M109 MEETING TYPE Annual
TICKER SYMBOL CHL MEETING DATE 19-May-2011
ISIN US16941M1099 AGENDA 933430390 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
O1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE Management For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2010.
O2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2010. Management For For
O3A TO RE-ELECT XUE TAOHAI AS A DIRECTOR. Management For For
O3B TO RE-ELECT HUANG WENLIN AS A DIRECTOR. Management For For
O3C TO RE-ELECT XU LONG AS A DIRECTOR. Management For For
O3D TO RE-ELECT LO KA SHUI AS A DIRECTOR. Management For For
O4 TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO AUTHORISE THE Management For For
DIRECTORS TO FIX THEIR REMUNERATION.
O5 GENERAL MANDATE TO DIRECTORS TO REPURCHASE SHARES IN COMPANY NOT Management For For
EXCEEDING 10% OF AGGREGATE NOMINAL AMT. OF ISSUED SHARE CAPITAL.
O6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND Management For For
DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE
CAPITAL.
O7 TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, Management For For
ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 57
The GAMCO Global Telecommunications Fund
P.T. TELEKOMUNIKASI INDONESIA, TBK
SECURITY 715684106 MEETING TYPE Annual
TICKER SYMBOL TLK MEETING DATE 19-May-2011
ISIN US7156841063 AGENDA 933454681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR THE 2010 FINANCIAL Management For For
YEAR, INCLUDING THE BOARD OF COMMISSIONERS' SUPERVISORY REPORT
02 RATIFICATION OF THE COMPANY'S FINANCIAL STATEMENTS AND Management For For
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PROGRAM KEMITRAAN
DAN BINA LINGKUNGAN) ANNUAL REPORT FOR THE 2010 FINANCIAL YEAR
AND ACQUITTAL AND DISCHARGE OF ALL MEMBERS OF THE BOARD OF
DIRECTORS AND THE BOARD OF COMMISSIONERS
03 APPROPRIATION OF THE COMPANY'S NET INCOME FOR THE 2010 FINANCIAL Management For For
YEAR
04 DETERMINATION OF REMUNERATION FOR MEMBERS OF THE BOARD OF Management For For
DIRECTORS AND THE BOARD OF COMMISSIONERS FOR THE 2011 FINANCIAL
YEAR
05 APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S Management For For
FINANCIAL STATEMENTS FOR THE 2011 FINANCIAL YEAR, INCLUDING
AUDIT OF INTERNAL CONTROL OVER FINANCIAL REPORTING AND
APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL
STATEMENTS OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM
FOR THE 2011 FINANCIAL YEAR
06 PROPOSED SHARE BUY BACK IV PROGRAM Management For For
HUTCHISON WHAMPOA LTD
SECURITY Y38024108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-May-2011
ISIN HK0013000119 AGENDA 702932814 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL-
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110411/
LTN20110411605.p-df
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF Non-Voting
"ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.
1 To receive and adopt the Statement of Audited Accounts and Management For For
Reports of the Directors and Auditor for the year ended 31
December 2010
2 To declare a final dividend Management For For
3.1 To re-elect Fok Kin-ning, Canning as a Director Management For For
3.2 To re-elect Kam Hing Lam as a Director Management For For
3.3 To re-elect Holger Kluge as a Director Management For For
3.4 To re-elect William Shurniak as a Director Management For For
3.5 To re-elect Wong Chung Hin as a Director Management For For
4 To appoint auditor and authorise the Directors to fix the Management For For
Auditor's remuneration
5.1 To give a general mandate to the Directors to issue additional Management For For
shares
5.2 To approve the purchase by the Company of its own shares Management For For
5.3 To extend the general mandate in Ordinary Resolution No 5 (1) Management For For
6 To approve the amendments to the Articles of Association Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL Non-Voting
RECORD DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
TIME WARNER INC.
SECURITY 887317303 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 20-May-2011
ISIN US8873173038 AGENDA 933411124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1B ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For
1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Management For For
1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For
1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Management For For
1F ELECTION OF DIRECTOR: ROBERT C. CLARK Management For For
1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Management For For
1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Management For For
1I ELECTION OF DIRECTOR: FRED HASSAN Management For For
1J ELECTION OF DIRECTOR: MICHAEL A. MILES Management For For
1K ELECTION OF DIRECTOR: KENNETH J. NOVACK Management For For
1L ELECTION OF DIRECTOR: PAUL D. WACHTER Management For For
1M ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO REMOVE ABSOLUTE MAJORITY VOTE PROVISIONS IN
THE FORM ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.
06 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 58
The GAMCO Global Telecommunications Fund
TELE NORTE LESTE PARTICIPACOES S A
SECURITY P9036X117 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-May-2011
ISIN BRTNLPACNOR3 AGENDA 703051336 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
I Issuance by the company of unsecured, simple debentures, not Management For For
convertible into shares, in a single series, in the amount of up
to BRL 1,500,000,000.00
II Delegation of authority to the board of directors to resolve Management For For
regarding or to amend the conditions that are dealt with in the
second part of paragraph 1 of article 59 of law number
6404.1976, as amended
III Authorization for the executive committee of the company to Management For For
take all the measures necessary for the issuance of the
debentures
LIBERTY MEDIA CORPORATION
SECURITY 53071M302 MEETING TYPE Special
TICKER SYMBOL LCAPA MEETING DATE 23-May-2011
ISIN US53071M3025 AGENDA 933436467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 A PROPOSAL TO REDEEM ALL OF THE OUTSTANDING SHARES OF SERIES A Management For For
LIBERTY CAPITAL COMMON STOCK AND SERIES B LIBERTY CAPITAL COMMON
STOCK FOR ALL OF THE OUTSTANDING SHARES OF LIBERTY SPLITCO, INC.
CAPITAL TRACKING STOCK.
ILIAD, PARIS
SECURITY F4958P102 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 24-May-2011
ISIN FR0004035913 AGENDA 702931836 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the
Proxy Card and-forward to the local custodian. If you are unsure
whether your Global-Custodian acts as Registered Intermediary,
please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINKS:-https://balo.journal-
officiel.gouv.fr/pdf/2011/0408/201104081101144.pdf AND h-
ttps://balo.journal-
officiel.gouv.fr/pdf/2011/0509/201105091102068.pdf
O.1 Approval of the corporate financial statements for the financial Management For For
year ended December 31, 2010
O.2 Approval of the consolidated financial statements for the Management For For
financial year ended December 31, 2010
O.3 Allocation of income for the financial year ended December 31, Management For For
2010 (as reflected in the financial statements) and setting the
dividend
O.4 Approval of the Agreements pursuant to Articles L. 225-38 et Management For For
seq. of the Commercial Code
O.5 Approval of the Commitments regarding the payment of Management For For
remuneration to Mr. Maxime Lombardini
O.6 Renewal of Mr. Maxime Lombardini's term as Board member Management For For
O.7 Setting the amount of attendance allowances allocated to the Management For For
Board of Directors
O.8 Authorization to be granted to the Board of Directors to allow Management For For
the Company to repurchase its own shares
E.9 Delegation of authority to the Board of Directors to issue, Management For For
while maintaining preferential subscription rights, shares or
securities providing access to the capital of the Company, of a
company controlled by the Company or of a company which controls
the Company
E.10 Delegation of authority to the Board of Directors to issue, with Management For For
cancellation of preferential subscription rights and by a public
offer, shares or securities providing access to capital of the
Company, of a company controlled by the Company or of a company
which controls the Company or entitling to the allotment of debt
securities
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 59
The GAMCO Global Telecommunications Fund
E.11 Delegation of authority to the Board of Directors to issue, with Management For For
cancellation of preferential subscription rights through private
investment, shares or securities providing access to capital of
the Company, of a company controlled by the Company or of a
company which controls the Company or entitling to the allotment
of debt securities
E.12 Authorization granted to the Board of Directors in case of Management For For
issuance with cancellation of preferential subscription rights
by a public offer or through private investment, of shares or
securities providing access to capital of the Company, to set
freely the issue price within the limit of 10% of the share
capital of the Company
E.13 Delegation of authority to the Board of Directors to increase Management For For
the number of issuable securities in case of capital increase
with or without preferential subscription rights
E.14 Delegation of powers to the Board of Directors to issue shares Management For For
of the Company and securities providing access to the capital of
the Company, in consideration for in-kind contributions granted
to the Company and composed of equity securities or securities
providing access to capital
E.15 Delegation of authority to the Board of Directors to issue Management For For
shares of the Company and securities providing access to the
capital of the Company in case of public exchange offer
initiated by the Company
E.16 Delegation of authority to the Board of Directors to increase Management For For
share capital by incorporation of reserves, profits, premiums or
otherwise
E.17 Delegation of authority to the Board of Directors to decide to Management For For
issue shares of the Company reserved for members of a company
savings plan
E.18 Authorization granted to the Board of Directors to grant options Management For For
to subscribe for or purchase shares of the Company to members of
the employed staff and corporate officers of the group or to
some of them
E.19 Authorization granted to the Board of Directors to carry out Management For For
free allocations of shares existing or to be issued to members
of the employed staff and corporate officers of the group or to
some of them
E.20 Authorization to the Board of Directors to reduce share capital Management For For
by cancellation of treasury shares
E.21 Amendment of Article 23.1 of the Statutes Management For For
E.22 Powers Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. Non-Voting
IF YOU HAVE A-LREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
ASIA SATELLITE TELECOMMUNICATIONS HOLDINGS LTD
SECURITY G0534R108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-May-2011
ISIN BMG0534R1088 AGENDA 702968097 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110418/LTN2
0110418411.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR Non-Voting
'AGAINST' FOR-ALL RESOLUTIONS. THANK YOU.
1 To receive and approve the audited consolidated financial Management For For
statements for the year ended 31 December 2010 and the reports
of the Directors and auditor thereon
2 To declare a final dividend for the year ended 31 December 2010 Management For For
3.(a) To re-elect Mr. Mark Chen as a Director Management For For
3.(b) To re-elect Mr. Guan Yi as a Director Management For For
3.(c) To re-elect Mr. Peter Jackson as a Director Management For For
3.(d) To re-elect Mr. William Wade as a Director Management For For
3.(e) To re-elect Mr. James Watkins as a Director Management For For
3.(f) To authorise the Board to fix the remuneration of the directors Management For For
4 To re-appoint PricewaterhouseCoopers as auditor of the Company Management For For
and authorise the Board to fix their remuneration for the year
ending 31 December 2011
5 To grant a general mandate to the Directors to allot, issue and Management For For
dispose of new shares in the capital of the Company
6 To grant a general mandate to the Directors to repurchase shares Management For For
of the Company
7 To extend, conditional upon the passing of Resolutions (5) and Management For For
(6), the general mandate to allot, issue and dispose of new
shares by adding the number of shares repurchased
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 60
The GAMCO Global Telecommunications Fund
NEXTWAVE WIRELESS INC
SECURITY 65337Y409 MEETING TYPE Annual
TICKER SYMBOL WAVE MEETING DATE 24-May-2011
ISIN US65337Y4098 AGENDA 933432534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JACK ROSEN For For
2 CARL E. VOGEL For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED
FINANCIAL STATEMENTS OF NEXTWAVE WIRELESS, INC. AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 24-May-2011
ISIN US12686C1099 AGENDA 933435542 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 ZACHARY W. CARTER For For
2 THOMAS V. REIFENHEISER For For
3 JOHN R. RYAN For For
4 VINCENT TESE For For
5 LEONARD TOW For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2011.
03 TO APPROVE CABLEVISION SYSTEMS CORPORATION 2011 CASH INCENTIVE Management For For
PLAN.
04 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVE Management Abstain Against
OFFICERS.
05 AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS.
CHINA UNICOM LIMITED
SECURITY 16945R104 MEETING TYPE Annual
TICKER SYMBOL CHU MEETING DATE 24-May-2011
ISIN US16945R1041 AGENDA 933437469 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE REPORTS Management For For
OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2010. (ORDINARY RESOLUTION)
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2010. Management For For
(ORDINARY RESOLUTION)
3A1 TO RE-ELECT MR. LU YIMIN AS A DIRECTOR. (ORDINARY RESOLUTION) Management For For
3A2 TO RE-ELECT MR. LI FUSHEN AS A DIRECTOR. (ORDINARY RESOLUTION) Management For For
3A3 TO RE-ELECT MR. CESAREO ALIERTA IZUEL AS A DIRECTOR. (ORDINARY Management For For
RESOLUTION)
3A4 TO RE-ELECT MR. WONG WAI MING AS A DIRECTOR. (ORDINARY Management For For
RESOLUTION)
3A5 TO RE-ELECT MR. CAI HONGBIN AS A DIRECTOR. (ORDINARY RESOLUTION) Management For For
3B TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX REMUNERATION OF THE Management For For
DIRECTORS FOR THE YEAR ENDING 31 DECEMBER 2011. (ORDINARY
RESOLUTION)
04 TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR, AND TO Management For For
AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION FOR
THE YEAR ENDING 31 DECEMBER 2011. (ORDINARY RESOLUTION)
05 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES Management For For
IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT
OF THE EXISTING ISSUED SHARE CAPITAL. (ORDINARY RESOLUTION)
06 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND Management For For
DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE
CAPITAL. (ORDINARY RESOLUTION)
07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, Management For For
ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED.
(ORDINARY RESOLUTION)
S8 TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO ARTICLES OF Management For For
ASSOCIATION FOR THE RELEVANT PROVISIONS IN RELATION TO USING
ELECTRONIC MEANS AND THE COMPANY'S WEBSITE FOR COMMUNICATIONS
WITH SHAREHOLDERS. (SPECIAL RESOLUTION)
AOL INC.
SECURITY 00184X105 MEETING TYPE Annual
TICKER SYMBOL AOL MEETING DATE 25-May-2011
ISIN US00184X1054 AGENDA 933419106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 ELECTION OF DIRECTOR: TIM ARMSTRONG Management For For
2 ELECTION OF DIRECTOR: RICHARD DALZELL Management For For
3 ELECTION OF DIRECTOR: KAREN DYKSTRA Management For For
4 ELECTION OF DIRECTOR: ALBERTO IBARGUEN Management For For
5 ELECTION OF DIRECTOR: SUSAN LYNE Management For For
6 ELECTION OF DIRECTOR: PATRICIA MITCHELL Management For For
7 ELECTION OF DIRECTOR: FREDRIC REYNOLDS Management For For
8 ELECTION OF DIRECTOR: JAMES STENGEL Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 61
The GAMCO Global Telecommunications Fund
AMPHENOL CORPORATION
SECURITY 032095101 MEETING TYPE Annual
TICKER SYMBOL APH MEETING DATE 25-May-2011
ISIN US0320951017 AGENDA 933439627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 RONALD P. BADIE For For
2 R. ADAM NORWITT For For
3 DEAN H. SECORD For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC Management For For
ACCOUNTANTS OF THE COMPANY.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
AUSTAR UNITED COMMUNICATIONS LIMITED
SECURITY Q0716Q109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-May-2011
ISIN AU000000AUN4 AGENDA 702996476 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 6.A, 6.B, Non-Voting
6.C AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL
(6.A, 6.B AND-6.C), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO- OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY
WITH-THE VOTING EXCLUSION.
1 To receive and consider the financial and other reports Management For For
2 To adopt the Remuneration Report Management For For
3.a To re-elect Mr. John W. Dick as a Director Management For For
3.b To re-elect Mr. Balan Nair as a Director Management For For
4 To approve the buy-back of up to AUD 400 million Ordinary Shares Management For For
5 To approve the return of up to AUD 400 million capital to Management For For
shareholders
6.a Issue of shares to Non-Executive Director Mr. Roger M. Amos Management For For
6.b Issue of shares to Non-Executive Director Mr. John W. Dick Management For For
6.c Issue of shares to Non-Executive Director Mr. Timothy D. Downing Management For For
NEW ULM TELECOM INC
SECURITY 649060100 MEETING TYPE Annual
TICKER SYMBOL NULM MEETING DATE 26-May-2011
ISIN US6490601001 AGENDA 933431049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 PAUL ERICK For For
2 DUANE LAMBRECHT For For
02 TO RATIFY THE SELECTION OF OLSEN THIELEN & CO., LTD. AS THE Management For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM.
METROPCS COMMUNICATIONS, INC.
SECURITY 591708102 MEETING TYPE Annual
TICKER SYMBOL PCS MEETING DATE 26-May-2011
ISIN US5917081029 AGENDA 933436241 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 ROGER D. LINQUIST For For
2 ARTHUR C. PATTERSON For For
02 NON-BINDING, ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION Management Abstain Against
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF THE NON-BINDING Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 62
The GAMCO Global Telecommunications Fund
ALCATEL-LUCENT
SECURITY 013904305 MEETING TYPE Annual
TICKER SYMBOL ALU MEETING DATE 27-May-2011
ISIN US0139043055 AGENDA 933401971 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 ORDINARY RESOLUTION: APPROVAL OF THE FINANCIAL STATEMENTS FOR Management For For
THE FISCAL YEAR ENDED DECEMBER 31, 2010.
02 ORDINARY RESOLUTION: APPROVAL OF THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010.
03 ORDINARY RESOLUTION: RESULTS FOR THE FISCAL YEAR - APPROPRIATION Management For For
04 ORDINARY RESOLUTION: RENEWAL OF THE TERM OF OFFICE OF DANIEL Management For For
BERNARD AS MEMBER OF THE BOARD OF DIRECTORS.
05 ORDINARY RESOLUTION: RENEWAL OF THE TERM OF OFFICE OF W. FRANK Management For For
BLOUNT AS MEMBER OF THE BOARD OF DIRECTORS.
06 ORDINARY RESOLUTION: REGULATED AGREEMENT AND REGULATED Management For For
COMMITMENTS.
07 ORDINARY RESOLUTION: AUTHORIZATION TO THE BOARD OF DIRECTORS TO Management For For
ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES.
08 EXTRAORDINARY RESOLUTION: AUTHORIZATION TO BE GIVEN TO THE BOARD Management For For
OF DIRECTORS TO REDUCE THE SHARE CAPITAL OF THE COMPANY BY
CANCELLATION OF TREASURY SHARES.
09 EXTRAORDINARY RESOLUTION: AMENDMENTS TO THE BY- LAWS (UPDATE OF Management For For
ARTICLE 16 OF THE BY-LAWS: VOID PROVISION - AMENDMENT OF ARTICLE
21 OF THE BY- LAWS: ELECTRONIC SIGNATURE AND PROCESS OF
IDENTIFICATION OF THE SHAREHOLDERS).
10 ORDINARY RESOLUTION: POWERS. Management For For
FIRST PACIFIC CO LTD
SECURITY G34804107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Jun-2011
ISIN BMG348041077 AGENDA 703019958 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR Non-Voting
'AGAINST'-FOR ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN2
0110426363.pdf
1 To receive and adopt the Audited Accounts and the Reports of the Management For For
Directors and Independent Auditors for the year ended 31
December 2010
2 To declare a final cash dividend of HK12.00 cents (US1.54 cents) Management For For
per ordinary share for the year ended 31 December 2010
3 To re-appoint Ernst & Young as Auditors of the Company and to Management For For
authorize the Board to fix their Remuneration
4.i To re-elect Mr. Robert C. Nicholson as an Executive Director of Management For For
the Company for a fixed term of approximately three years,
commencing on the date of the 2011 AGM and expiring at the
conclusion of the annual general meeting of the Company to be
held in the third year following the year of his reelection
(being 2014) ("a fixed 3-year term")
4.ii To re-elect Mr. Benny S. Santoso as a Non-executive Director of Management For For
the Company for a fixed 3-year term
4.iii To re-elect Mr. Graham L. Pickles as an Independent Non- Management For For
executive Director of the Company for a fixed 3-year term
4.iv To re-elect Mr. Napoleon L. Nazareno as a Non-executive Director Management For For
of the Company for a fixed 3-year Term
4.v To re-elect Mr. Tedy Djuhar as a Non-executive Director of the Management For For
Company for a fixed term of approximately one year, commencing
on the date of the 2011 AGM and expiring at the conclusion of
the annual general meeting of the Company to be held one year
following the year of his re-election (being 2012) ("a fixed
1-year term")
4.vi To re-elect Mr. Ibrahim Risjad as a Non-executive Director of Management For For
the Company for a fixed 1-year term
5 To elect Dr. Loh Kung Wai, Christine as an Independent Non- Management For For
executive Director of the Company for a fixed 3-year term
6.i To authorize the Board to fix the remuneration of the Executive Management For For
Directors pursuant to the Company's Bye-laws
6.ii To authorize the Board to fix the remuneration of the Non- Management For For
executive Directors (including the Independent Non-executive
Directors) at the sum of USD 5,000 for each meeting attended
7 To authorize the Board to appoint additional directors as an Management For For
addition to the Board
8 To grant a general mandate to the Directors to allot, issue and Management For For
deal with additional shares in the Company not exceeding 10% of
the Company's issued share capital, as described in the AGM
Notice
9 To grant a general mandate to the Directors to exercise all the Management For For
powers of the Company to repurchase shares in the Company not
exceeding 10% of the Company's issued share capital, as
described in the AGM Notice
10 To approve the addition of the aggregate nominal amount of Management For For
shares repurchased pursuant to Resolution (9) above to the
aggregate nominal amount of share capital which may be allotted
pursuant to Resolution (8) above
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING Non-Voting
OF THE RESOLUTI-ON. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 63
The GAMCO Global Telecommunications Fund
AXIATA GROUP BHD
SECURITY Y0488A101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Jun-2011
ISIN MYL6888OO001 AGENDA 703051463 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 To receive the Audited Financial Statements for the financial Management For For
year ended 31 December 2010 together with the Report of the
Directors and the Auditors thereon
2 To declare a final tax exempt dividend under single tier system Management For For
of 10 sen per ordinary share for the financial year ended 31
December 2010
3 To re-elect Datuk Azzat Kamaludin as a Director who retires by Management For For
rotation pursuant to Article 93 of the Company's Articles of
Association and who being eligible, offers himself for
re-election
4 To re-elect Juan Villalonga Navarro as a Director who retires by Management For For
rotation pursuant to Article 93 of the Company's Articles of
Association and who being eligible, offers himself for
re-election
5 To re-elect Muhamad Chatib Basri who was appointed to the Board Management For For
during the year and retires pursuant to Article 99 (ii) of the
Company's Articles of Association and being eligible, offers
himself for re-election
6 To approve the Directors' fees of MYR1,580,817.00 payable to the Management For For
Directors for the financial year ended 31 December 2010
7 To re-appoint Messrs PricewaterhouseCoopers having consented to Management For For
act as the Auditors of the Company for the financial year ending
31 December 2011 and to authorise the Directors to fix their
remuneration
8 Proposed shareholders' mandate for recurrent related party Management For For
transactions of a revenue or trading nature
9 Proposed amendments to the bye-laws of the existing Management For For
performance-based employee share option scheme of Axiata to
include a restricted share plan
10 Proposed grant of entitlement to, and allotment and issue of Management For For
ordinary shares of nominal value MYR 1.00 each in the Company to
Dato' Sri Jamaludin Ibrahim, Managing Director/President & Group
Chief Executive Officer of the Company
11 Proposed authority for Axiata to purchase its own shares of up Management For For
to 10% of its Issued and Paid-up share capital
12 Proposed exemption under paragraph 24 of practice note 9 of the Management For For
Malaysian code on take-overs and mergers, 2010 ("Code") for
Khazanah Nasional Berhad from the obligation to undertake a
mandatory take-over offer on the remaining voting shares in the
company not already owned by it, upon the purchase by the
Company of its own shares pursuant to the proposed share buy-
back
TW TELECOM INC.
SECURITY 87311L104 MEETING TYPE Annual
TICKER SYMBOL TWTC MEETING DATE 01-Jun-2011
ISIN US87311L1044 AGENDA 933438384 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 GREGORY J. ATTORRI For For
2 SPENCER B. HAYS For For
3 LARISSA L. HERDA For For
4 KEVIN W. MOONEY For For
5 KIRBY G. PICKLE For For
6 ROSCOE C. YOUNG, II For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 63
The GAMCO Global Telecommunications Fund
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 02-Jun-2011
ISIN US38259P5089 AGENDA 933424373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 LARRY PAGE For For
2 SERGEY BRIN For For
3 ERIC E. SCHMIDT For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ANN MATHER For For
7 PAUL S. OTELLINI For For
8 K. RAM SHRIRAM For For
9 SHIRLEY M. TILGHMAN For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK PLAN TO Management Against Against
INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK
ISSUABLE UNDER THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO NAMED EXECUTIVE Management Abstain Against
OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING Management Abstain Against
COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION OF A BOARD Shareholder Against For
COMMITTEE ON SUSTAINABILITY, IF PROPERLY PRESENTED AT THE
MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A SIMPLE Shareholder Against For
MAJORITY VOTING STANDARD FOR STOCKHOLDER MATTERS, IF PROPERLY
PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT OF INTEREST AND CODE Shareholder Against For
OF CONDUCT COMPLIANCE REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
TIME ENGINEERING BHD, KUALA LUMPUR
SECURITY Y8839H105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2011
ISIN MYL4456OO009 AGENDA 703068002 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 To declare a final gross dividend of 1.333 sen, less tax of 25% Management For For
(net dividend of 1.0 sen) per ordinary share for the financial
year ended 31 December 2010
2 To re-elect Encik Annuar Marzuki Abdul Aziz, the Director who Management For For
retires in accordance with Article 99 of the Company's Articles
of Association and who being eligible offers himself for
re-election
3 To re-elect Puan Elakumari Kantilal who retires by rotation in Management For For
accordance with Article 94 of the Company's Articles of
Association and who being eligible offers herself for re-election
S.1 To re-appoint the following Director who have attained the age Management For For
limit of 70, as Director of the Company to hold office until the
conclusion of the next Annual General Meeting of the Company in
accordance with Section 129(6) of the Companies Act, 1965: Datuk
Haji Mohd Khalil Dato' Haji Mohd Noor
S.2 To re-appoint the following Director who have attained the age Management For For
limit of 70, as Director of the Company to hold office until the
conclusion of the next Annual General Meeting of the Company in
accordance with Section 129(6) of the Companies Act, 1965: Tuan
Haji Abdullah Yusof
4 To approve the payment of Directors' Fees amounting to Management For For
MYR341,884.00 for the financial year ended 31 December 2010
5 To re-appoint Messrs KPMG as Auditors of the Company to hold Management For For
office until the conclusion of the next Annual General Meeting
of the Company and to authorize the Directors to fix the
Auditors' remuneration
TIME ENGINEERING BHD, KUALA LUMPUR
SECURITY Y8839H105 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2011
ISIN MYL4456OO009 AGENDA 703101509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 That subject to the approvals of the relevant authorities being Management For For
obtained, approval be and is hereby given to the Company to
undertake: (a) a renounceable offer for sale of up to 626,181,720
ordinary shares of RM 1.00 each in TdC representing its entire
equity interest in TdC (under the Before-Completion Scenario as
defined in the Company's Circular to Shareholders dated 20 May
2011) to the entitled shareholders of the Company upon such terms
and conditions as may be agreed upon and on a date to be
determined and announced later; or (b) a renounceable offer for
sale of up to 125,236,344 ordinary shares of RM 0.50 each in TdC
representing its entire equity interest in TdC (under the Post-
Completion Scenario as defined in the Company's Circular to
Shareholders dated 20 May 2011) to the entitled shareholders of
the Company CONTD
CONT CONTD upon such terms and conditions as may be agreed upon and Non-Voting
on a date to-be determined and announced later; and that the
Directors of the Company be-and are hereby authorised to do all
such acts and to enter into or execute,-on behalf of the
Company, all such transactions, arrangements and agreements-as
may be necessary or expedient in order to give full effect to
the Proposed- OFS, with full power to assent to any conditions,
modifications, variations-and/or amendments (if any) as may be
required or imposed by the relevant-authorities or consequent
upon the implementation of the said conditions,-modifications,
variations and/or amendments or as the Directors of the-Company
may deem fit, necessary or expedient in order to implement the-
Proposed OFS
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 64
The GAMCO Global Telecommunications Fund
FRANCE TELECOM
SECURITY 35177Q105 MEETING TYPE Annual
TICKER SYMBOL FTE MEETING DATE 07-Jun-2011
ISIN US35177Q1058 AGENDA 933448878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
O1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL Management For For
YEAR ENDED DECEMBER 31, 2010
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE Management For For
FINANCIAL YEAR ENDED DECEMBER 31, 2010
O3 ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER Management For For
31, 2010, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS
O4 AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH Management For For
COMMERCIAL CODE (CODE DE COMMERCE)
O5 RENEWAL OF THE APPOINTMENT OF MR. BERNARD DUFAU AS A DIRECTOR Management For For
O6 APPOINTMENT OF MRS. HELLE KRISTOFFERSEN AS A DIRECTOR Management For For
O7 APPOINTMENT OF MRS. MURIEL PENICAUD AS A DIRECTOR Management For For
O8 APPOINTMENT OF MR. JEAN-MICHEL SEVERINO AS A DIRECTOR Management For For
O9 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO Management For For
PURCHASE OR TRANSFER FRANCE TELECOM'S SHARES
E10 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF
THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH SHAREHOLDER
PRE-EMPTIVE SUBSCRIPTION RIGHTS
E11 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF
THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT SHAREHOLDER
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN THE CONTEXT OF A PUBLIC OFFER
E12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF
THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT SHAREHOLDER
PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OFFER AS
DESCRIBED IN PARAGRAPH II OF ARTICLE L. 411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE (CODE MONETAIRE ET FINANCIER)
E13 AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER Management For For
OF ISSUABLE SECURITIES, IN THE EVENT OF A CAPITAL INCREASE WITH
OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS
E14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
E15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES Management For For
AND SECURITIES GIVING ACCESS TO SHARES, IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF
SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL
E16 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES Management For For
RESERVED FOR PERSONS THAT SIGNED A LIQUIDITY CONTRACT WITH THE
COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF
ORANGE S.A.
E17 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO PROCEED WITH Management For For
THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS
RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A. THAT
HAVE SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY
E18 OVERALL LIMIT OF AUTHORIZATIONS Management For For
E19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE Management For For
SECURITIES GIVING ACCESS TO THE ALLOCATION OF DEBT SECURITIES
E20 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE Management For For
THE COMPANY'S CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR
PREMIUMS
E21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED Management For For
WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF SAVINGS PLANS
E22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE Management For For
CAPITAL THROUGH THE CANCELLATION OF SHARES
E23 POWERS FOR FORMALITIES Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 65
The GAMCO Global Telecommunications Fund
EQUINIX, INC.
SECURITY 29444U502 MEETING TYPE Annual
TICKER SYMBOL EQIX MEETING DATE 09-Jun-2011
ISIN US29444U5020 AGENDA 933451394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 STEVEN T. CLONTZ For For
2 GARY F. HROMADKO For For
3 SCOTT G. KRIENS For For
4 WILLIAM K. LUBY For For
5 IRVING F. LYONS, III For For
6 CHRISTOPHER B. PAISLEY For For
7 STEPHEN M. SMITH For For
8 PETER F. VAN CAMP For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF Management Abstain Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE BY A NON-BINDING ADVISORY VOTE THE FREQUENCY OF Management Abstain Against
STOCKHOLDER NON-BINDING ADVISORY VOTES ON THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION.
05 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO REDUCE THE CURRENT VOTING REQUIREMENT TO A
MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO AMEND,
REPEAL OR ADOPT ANY PROVISION OF THE CERTIFICATE OF
INCORPORATION.
06 TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE THE Management For For
CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING
SHARES ENTITLED TO VOTE TO REMOVE ANY DIRECTORS OR THE ENTIRE
BOARD FOR CAUSE.
07 TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE THE Management For For
CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING
SHARES ENTITLED TO VOTE TO AMEND, ALTER, ADD TO OR RESCIND OR
REPEAL THE BYLAWS.
TELECOMUNICACOES DE SAO PAULO S A - TELESP
SECURITY P90337109 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 10-Jun-2011
ISIN BRTLPPACNOR8 AGENDA 703110976 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 848459 DUE Non-Voting
TO DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE
AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU
1 To resolve regarding the proposal for amendments to the Management For For
corporate bylaws of the company, as follows: 1.1. To amend
article 20 of the corporate bylaws, which deals with the make up
of the executive committee, which will come to be composed of at
least five and at most 15 members as follows, (a) president
officer, (b) general and executive officer, (c) chief financial
and investo relations officer, (d) comptroller officer, (e)
general secretary and legal officer, (f) other officers without
a specific title. 1.2. To adapt the wording of article 22,
paragraph 2, of the corporate bylaws, which deals with the
representation of the company, to give the general and executive
officer the authority to do urgent acts, subject to later
approval by the executive committee. 1.3. To amend article 23 of
the corporate bylaws, which deals with the specific
responsibilities of the members of the executive committee, to
adapt them to the new make up of the executive committee that is
proposed. 1.4. To make the other provisions of the bylaws that
refer to the position of president uniform, by replacing that
with the new words president officer, article 21 and paragraphs
1 and 2 of article 22
2 To approve the consolidated corporate bylaws Management For For
ICO GLOBAL COMMUNICATIONS (HLDG.) LTD.
SECURITY 44930K108 MEETING TYPE Annual
TICKER SYMBOL ICOG MEETING DATE 14-Jun-2011
ISIN US44930K1088 AGENDA 933443753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 RICHARD P. EMERSON For For
2 RICHARD P. FOX For For
3 NICOLAS KAUSER For For
4 CRAIG O. MCCAW For For
5 R. GERARD SALEMME For For
6 STUART M. SLOAN For For
7 H. BRIAN THOMPSON For For
8 BENJAMIN G. WOLFF For For
02 APPROVAL OF AN ADVISORY (NON-BINDING) RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 66
The GAMCO Global Telecommunications Fund
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 14-Jun-2011
ISIN US0490792050 AGENDA 933449868 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE- NETWORK, INC. 2008 Management Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE UNDER THE PLAN.
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
04 DIRECTOR Management
1 MARTIN L. BUDD For For
2 THOMAS V. CUNNINGHAM For For
3 MICHAEL T. FLYNN For For
4 CORNELIUS B. PRIOR, JR. For For
5 MICHAEL T. PRIOR For For
6 CHARLES J. ROESSLEIN For For
7 BRIAN A. SCHUCHMAN For For
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR FOR 2011.
BELL ALIANT INC.
SECURITY 07786R105 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 14-Jun-2011
ISIN US07786R1059 AGENDA 933458653 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 GEORGE COPE For For
2 CATHERINE BENNETT For For
3 ROBERT DEXTER For For
4 EDWARD REEVEY For For
5 KAREN SHERIFF For For
6 ANDREW SMITH For For
7 LOUIS TANGUAY For For
8 MARTINE TURCOTTE For For
9 SIIM VANASELJA For For
10 DAVID WELLS For For
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS BELL ALIANT'S Management For For
AUDITORS.
03 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE Management For For
COMPENSATION (THE FULL TEXT OF WHICH IS SET OUT IN THE SECTION
ENTITLED "WHAT THE MEETING WILL COVER - 4. NON-BINDING ADVISORY
RESOLUTION ON EXECUTIVE COMPENSATION" OF BELL ALIANT'S
INFORMATION CIRCULAR).
PHILIPPINE LONG DISTANCE TELEPHONE CO.
SECURITY 718252604 MEETING TYPE Consent
TICKER SYMBOL PHI MEETING DATE 14-Jun-2011
ISIN US7182526043 AGENDA 933462145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR Management For Against
ENDING DECEMBER 31, 2010 CONTAINED IN THE COMPANY'S 2010 ANNUAL
REPORT
2A ELECTION OF DIRECTOR: REV. FR. BIENVENIDO F. NEBRES, S.J. Management For For
(INDEPENDENT DIRECTOR)
2B ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS (INDEPENDENT DIRECTOR) Management For For
2C ELECTION OF DIRECTOR: MR. ALFRED V. TY (INDEPENDENT DIRECTOR) Management For For
2D ELECTION OF DIRECTOR: MS. HELEN Y. DEE Management For For
2E ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Management For For
2F ELECTION OF DIRECTOR: MR. TATSU KONO Management For For
2G ELECTION OF DIRECTOR: MR. NAPOLEON L. NAZARENO Management For For
2H ELECTION OF DIRECTOR: MR. MANUEL V. PANGILINAN Management For For
2I ELECTION OF DIRECTOR: MR. TAKASHI OOI Management For For
2J ELECTION OF DIRECTOR: MR. OSCAR S. REYES Management For For
2K ELECTION OF DIRECTOR: MS. MA. LOURDES C. RAUSA- CHAN Management For For
2L ELECTION OF DIRECTOR: MR. JUAN B. SANTOS Management For For
2M ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Management For For
03 APPROVAL OF THE ISSUANCE OF UP TO 29,654,378 SHARES OF COMMON Management For Against
STOCK OF PLDT, AT THE ISSUE PRICE OF PHP2,500 PER SHARE, AS
PAYMENT FOR THE PURCHASE PRICE OF PROPERTIES TO BE ACQUIRED BY
THE COMPANY
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 67
The GAMCO Global Telecommunications Fund
CLEARWIRE CORPORATION
SECURITY 18538Q105 MEETING TYPE Annual
TICKER SYMBOL CLWR MEETING DATE 15-Jun-2011
ISIN US18538Q1058 AGENDA 933442232 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JOHN W. STANTON For For
2 WILLIAM R. BLESSING For For
3 JOSE A. COLLAZO For For
4 MUFIT CINALI For For
5 HOSSEIN ESLAMBOLCHI For For
6 DENNIS S. HERSCH For For
7 BRIAN P. MCANDREWS For For
8 THEODORE H. SCHELL For For
9 KATHLEEN H. RAE For For
10 BENJAMIN G. WOLFF For For
11 JENNIFER L. VOGEL For For
02 ADVISORY PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS CLEARWIRE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2011.
03 ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
KDDI CORPORATION
SECURITY J31843105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-Jun-2011
ISIN JP3496400007 AGENDA 703098788 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
3. Approve Payment of Bonuses to Directors Management For For
4. Introduction of Performance-Linked Payment of Board Member Management For For
Premiums to Directors
INTERNAP NETWORK SERVICES CORPORATION
SECURITY 45885A300 MEETING TYPE Annual
TICKER SYMBOL INAP MEETING DATE 16-Jun-2011
ISIN US45885A3005 AGENDA 933447307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 DANIEL C. STANZIONE For For
2 DEBORA J. WILSON For For
02 TO APPROVE AMENDMENTS TO THE COMPANY'S 2005 INCENTIVE STOCK PLAN. Management Against Against
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Management Abstain Against
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 68
The GAMCO Global Telecommunications Fund
PCCW LTD
SECURITY Y6802P120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Jun-2011
ISIN HK0008011667 AGENDA 703018110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON Non-Voting
THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN2
0110426299.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF
"ABSTAIN" Non-Voting WILL BE TREATED-THE SAME AS A "TAKE
NO ACTION" VOTE.
1 To receive and adopt the Audited Financial Statements of the Management For For
Company and the Reports of the Directors and the Independent
Auditor for the year ended December 31, 2010
2 To declare a final dividend of 10.2 HK cents in respect of the Management For For
year ended December 31, 2010
3a To re-elect Mr Peter Anthony Allen as Director Management For For
3b To re-elect Mr Lee Chi Hong, Robert as Director Management For For
3c To re-elect Ms Hui Hon Hing, Susanna as Director Management For For
3d To re-elect Mr Zuo Xunsheng as Director Management For For
3e To re-elect Mr Li Fushen as Director Management For For
3f To re-elect Professor Chang Hsin-kang as Director Management For For
3g To authorize the Directors to fix the remuneration of the Management For For
Directors
4 To re-appoint Messrs PricewaterhouseCoopers as Auditor and Management For For
authorize the Directors to fix their remuneration
5 To grant a general mandate to the Directors to issue new shares Management For For
in the capital of the Company
6 To grant a general mandate to the Directors to repurchase the Management For For
Company's own securities
7 To extend the general mandate granted to the Directors pursuant Management For For
to ordinary resolution no. 5
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL Non-Voting
RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
NTT DOCOMO,INC.
SECURITY J59399105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Jun-2011
ISIN JP3165650007 AGENDA 703101864 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2. Amend Articles to: Expand Business Lines Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management For For
4.4 Appoint a Corporate Auditor Management For For
LIBERTY GLOBAL, INC.
SECURITY 530555101 MEETING TYPE Annual
TICKER SYMBOL LBTYA MEETING DATE 21-Jun-2011
ISIN US5305551013 AGENDA 933446709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 MICHAEL T. FRIES For For
2 PAUL A. GOULD For For
3 JOHN C. MALONE For For
4 LARRY E. ROMRELL For For
02 APPROVAL OF A RESOLUTION ON COMPENSATION OF THE NAMED EXECUTIVE Management Abstain Against
OFFICERS.
03 APPROVAL OF A RESOLUTION ON THE FREQUENCY OF HOLDING AN ADVISORY Management Abstain Against
VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 69
The GAMCO Global Telecommunications Fund
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ
SECURITY P91536105 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2011
ISIN BRTCSLACNOR0 AGENDA 703105292 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1 The listing of the company on the special listing segment called Management For For
the Novo Mercado of the BM and FBOVESPA, Bolsa De Valores,
Mercadorias E Futuros S.A. from here onwards the BMFBOVESPA
2 If the resolution contained in item 1 above is approved, the Management For For
conversion of all of the preferred shares into common shares of
the company in the proportion of 0.8406 common shares newly
issued by the company for each preferred share
3 If the matters contained in item 1 and 2 above are approved, the Management For For
complete amendment of the corporate bylaws of the company, for
the purpose of: i) adapting them to the determinations of the
regulations of the Novo Mercado of the BM and FBOVESPA; ii) to
update the limits and the establishment of authority regarding
contracting for transactions by the company that depend on the
prior authorization of the general meeting, of the board of
directors and/or of the executive committee, as the case may be,
to adapt them to the current size of the company and to the
changes made in the applicable legislation, and in particular
the issuance of provisional measure number 517 of December 30
2010; and iii) to update the wording of the corporate bylaws
with a view to adopting best corporate governance practices
MTN GROUP LTD
SECURITY S8039R108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2011
ISIN ZAE000042164 AGENDA 703114859 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Re-elect AT Mikati as Director Management For For
2 Re-elect Jeff van Rooyen as Director Management For For
3 Re-elect JHN Strydom as Director Management For For
4 Re-elect MJN Njeke as Director Management For For
5 Re-elect KP Kalyan as Director Management For For
6 Re-elect AF Van Biljon as Chairman of the Audit Committee Management For For
7 Re-elect Jeff van Rooyen as Member of the Audit Committee Management For For
8 Re-elect JHN Strydom as Member of the Audit Committee Management For For
9 Re-elect NP Mageza as Member of the Audit Committee Management For For
10 Re-elect MJN Njeke as Member of the Audit Committee Management For For
11 Reappoint PricewaterhouseCoopers Inc and SizweNtsaluba VSP as Management For For
Joint Auditors
12 Place Authorised but Unissued Shares under Control of Directors Management For For
13 Approve Remuneration Philosophy Management For For
S.1 Approve Increase in Non executive Directors' Remuneration with Management For For
effect from 1 July 2011
S.2 Authorise Repurchase of Up to Ten Percent of Issued Share Capital Management For For
S.3 Approve Financial Assistance to Related or Inter-related Management For For
Companies
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE TO CHANGE IN Non-Voting
NUMBERING FOR RESO-LUTIONS 14, 15 AND 16 AND CORRECT IN DIRECTOR
NAMES. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND-YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
TIM PARTICIPACOES SA
SECURITY 88706P106 MEETING TYPE Special
TICKER SYMBOL TSU MEETING DATE 22-Jun-2011
ISIN US88706P1066 AGENDA 933480244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 BY VIRTUE OF THE COMPANY'S MIGRATION TO THE SPECIAL LISTING Management For For
SEGMENT 'NOVO MERCADO' OF BM&FBOVESPA - BOLSA DE VALORES,
MERCADORIAS E FUTUROS S.A., RATIFY THE RESOLUTION THAT APPROVES
THE CONVERSION OF ALL PREFERRED SHARES INTO COMMON SHARES ISSUED
BY THE COMPANY WITH THE CONVERSION RATIO OF 0.8406 COMMON SHARES
NEWLY ISSUED BY THE COMPANY FOR EACH PREFERRED SHARE.
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
SECURITY J59396101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Jun-2011
ISIN JP3735400008 AGENDA 703115558 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
2.3 Appoint a Corporate Auditor Management For For
2.4 Appoint a Corporate Auditor Management For For
2.5 Appoint a Corporate Auditor Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 70
The GAMCO Global Telecommunications Fund
HELLENIC TELECOMMUNICATIONS ORGANIZATION S A
SECURITY X3258B102 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 23-Jun-2011
ISIN GRS260333000 AGENDA 703131526 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting
THERE WILL BE AN-A REPETITIVE MEETING ON 05 JUL 2011 AT 16:30.
IF NO SUCH QUORUM IS NOT-ACHIEVED AGAIN THE B REPEATED GENERAL
MEETING WILL BE HELD ON WEDNESDAY, 20-JUL 2011, AT 16:30. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER-TO THE SECOND
CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED-AND
YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU
1. Submission for approval of the annual financial statements of Management For For
OTE S.A. both separate and consolidated of the fiscal year 2010
with the relevant board of directors and certified auditors
reports, and approval of profit distribution
2. Exoneration of the members of the board of directors and the Management For For
certified auditors of all liability, for the fiscal year 2010,
pursuant to Article 35 of C.L.2190.1920
3. Appointment of chartered auditors for the ordinary audit of the Management For For
financial statements of OTE S.A. both separate and consolidated,
in accordance with the international financial reporting
standards, for the fiscal year 2011 and determination of their
fees
4. Approval of the remuneration and expenses paid to the members of Management For For
the board of directors, the audit committee and the compensation
and human resources committee for the fiscal year 2010 and
determination of them for the fiscal year 2011
5. Approval of the renewal of the contract for the insurance Management For For
coverage of the company's members of the board of directors and
officers against liabilities incurred in the exercise of their
responsibilities, duties or authorities and granting of power to
sign it
6. Approval of the amendment of terms of the stock option plan in Management For For
force for executives of the company and its affiliated
companies, in the context of Article 42E of C.L.2190.1920
7. Approval of the Amendment of articles 9. i.e. election, Management For For
composition and term of the board of directors, 17. i.e.
notification daily agenda of the general assembly of the
shareholders of the company, 18. i.e. submission of documents
for participation in the general assembly, 19. i.e. ordinary
quorum and majority of the general assembly, 20. i.e.
extraordinary quorum and majority, 24. i.e. rights of minority
shareholders and 28. i.e. allocation of profits, of the
company's articles of incorporation in force, for the purpose of
adapting them to the provisions of C.L.2190.1920, as in force
8. Approval of the acquisition by OTE S.A. of own shares, pursuant Management For For
to Article 16 of C.L.2190.1920
9. Announcement of the election of a new member of the board of Management For For
directors, pursuant to Article 9, Par. 4 of the company's
Articles of Incorporation
10. Miscellaneous announcements Management For For
YAHOO! INC.
SECURITY 984332106 MEETING TYPE Annual
TICKER SYMBOL YHOO MEETING DATE 23-Jun-2011
ISIN US9843321061 AGENDA 933448575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: CAROL BARTZ Management For For
1B ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1C ELECTION OF DIRECTOR: PATTI S. HART Management For For
1D ELECTION OF DIRECTOR: SUSAN M. JAMES Management For For
1E ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1F ELECTION OF DIRECTOR: DAVID W. KENNY Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For
1H ELECTION OF DIRECTOR: BRAD D. SMITH Management For For
1I ELECTION OF DIRECTOR: GARY L. WILSON Management For For
1J ELECTION OF DIRECTOR: JERRY YANG Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS PRINCIPLES, IF Shareholder Against For
PROPERLY PRESENTED AT THE ANNUAL MEETING.
ABOVENET, INC.
SECURITY 00374N107 MEETING TYPE Annual
TICKER SYMBOL ABVT MEETING DATE 23-Jun-2011
ISIN US00374N1072 AGENDA 933463565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JEFFREY A. BRODSKY For For
2 MICHAEL J. EMBLER For For
3 WILLIAM G. LAPERCH For For
4 RICHARD POSTMA For For
5 RICHARD SHORTEN, JR. For For
6 STUART SUBOTNICK For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF Management For For
DIRECTORS OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE THE 2011 EQUITY INCENTIVE PLAN. Management Against Against
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE). Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 71
The GAMCO Global Telecommunications Fund
NIPPON TELEGRAPH & TELEPHONE CORPORATION
SECURITY 654624105 MEETING TYPE Annual
TICKER SYMBOL NTT MEETING DATE 23-Jun-2011
ISIN US6546241059 AGENDA 933470192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPROPRIATION OF RETAINED EARNINGS Management For Against
2A ELECTION OF CORPORATE AUDITOR: SHUNSUKE AMIYA Management For Against
2B ELECTION OF CORPORATE AUDITOR: YOSHITAKA MAKITANI Management For Against
2C ELECTION OF CORPORATE AUDITOR: SHIGERU IWAMOTO Management For Against
2D ELECTION OF CORPORATE AUDITOR: TORU MOTOBAYASHI Management For Against
2E ELECTION OF CORPORATE AUDITOR: MICHIKO TOMONAGA Management For Against
HELLENIC TELECOMMUNICATIONS ORG. S.A.
SECURITY 423325307 MEETING TYPE Consent
TICKER SYMBOL HLTOY MEETING DATE 23-Jun-2011
ISIN US4233253073 AGENDA 933479998 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 SUBMISSION FOR APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF Management For For
OTE S.A. (BOTH SEPARATE AND CONSOLIDATED) OF THE FISCAL YEAR
2010 (1/1/2010- 31/12/2010), WITH THE RELEVANT BOARD OF
DIRECTORS' AND CERTIFIED AUDITORS' REPORTS, AND APPROVAL OF
PROFIT DISTRIBUTION.
02 EXONERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE Management For For
CERTIFIED AUDITORS OF ALL LIABILITY, FOR THE FISCAL YEAR 2010,
PURSUANT TO ARTICLE 35 OF C.L.2190/1920.
03 APPOINTMENT OF CHARTERED AUDITORS FOR THE ORDINARY AUDIT OF THE Management For For
FINANCIAL STATEMENTS OF OTE S.A. (BOTH SEPARATE AND
CONSOLIDATED), IN ACCORDANCE WITH THE INTERNATIONAL FINANCIAL
REPORTING STANDARDS, FOR THE FISCAL YEAR 2011 AND DETERMINATION OF
THEIR FEES.
04 APPROVAL OF THE REMUNERATION AND EXPENSES PAID TO THE MEMBERS OF Management For For
THE BOARD OF DIRECTORS, THE AUDIT COMMITTEE AND THE COMPENSATION
& HUMAN RESOURCES COMMITTEE FOR THE FISCAL YEAR 2010 AND
DETERMINATION OF THEM FOR THE FISCAL YEAR 2011.
05 APPROVAL OF THE RENEWAL OF THE CONTRACT FOR THE INSURANCE Management For For
COVERAGE OF THE COMPANY'S MEMBERS OF THE BOARD OF DIRECTORS AND
OFFICERS AGAINST LIABILITIES INCURRED IN THE EXERCISE OF THEIR
RESPONSIBILITIES, DUTIES OR AUTHORITIES AND GRANTING OF POWER TO
SIGN IT.
06 APPROVAL OF THE AMENDMENT OF TERMS OF THE STOCK OPTION PLAN IN Management For For
FORCE FOR EXECUTIVES OF THE COMPANY AND ITS AFFILIATED
COMPANIES, IN THE CONTEXT OF ARTICLE 42E OF C.L.2190/1920.
07 APPROVAL OF THE AMENDMENT OF ARTICLES 9 "ELECTION, COMPOSITION Management For For
AND TERM OF THE BOARD OF DIRECTORS", 17 "NOTIFICATION - DAILY
AGENDA OF THE GENERAL ASSEMBLY OF THE SHAREHOLDERS OF THE
COMPANY", 18 "SUBMISSION OF DOCUMENTS FOR PARTICIPATION IN THE
GENERAL ASSEMBLY", 19 "ORDINARY QUORUM AND MAJORITY OF THE GENERAL
ASSEMBLY", 20 "EXTRAORDINARY QUORUM AND MAJORITY", 24 "RIGHTS OF
MINORITY SHAREHOLDERS" AND 28 "ALLOCATION OF PROFITS", OF THE
ARTICLES OF INCORPORATION IN FORCE, FOR PURPOSE OF ADAPTING THEM
TO PROVISIONS OF C.L.2190/1920, AS IN FORCE.
08 APPROVAL OF THE ACQUISITION BY OTE S.A. OF OWN SHARES, PURSUANT Management For For
TO ARTICLE 16 OF C.L.2190/1920.
PT INDOSAT TBK
SECURITY 744383100 MEETING TYPE Annual
TICKER SYMBOL IIT MEETING DATE 24-Jun-2011
ISIN US7443831000 AGENDA 933471675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO APPROVE THE ANNUAL REPORT AND TO RATIFY THE FINANCIAL Management For For
STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED DECEMBER
31, 2010.
02 TO APPROVE THE ALLOCATIONS OF NET PROFIT FOR RESERVE FUNDS, Management For For
DIVIDENDS AND OTHER PURPOSES AND TO APPROVE THE DETERMINATION OF
THE AMOUNT, TIME AND MANNER OF PAYMENT OF DIVIDENDS FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2010.
03 TO DETERMINE THE REMUNERATION FOR THE BOARD OF COMMISSIONERS OF Management For For
THE COMPANY FOR 2011.
04 TO APPROVE THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITOR Management For For
FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2011.
05 TO APPROVE CHANGES TO THE COMPOSITION OF THE BOARD OF Management For For
COMMISSIONERS AND/OR BOARD OF DIRECTORS OF THE COMPANY.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 72
The GAMCO Global Telecommunications Fund
JSFC SISTEMA
SECURITY 48122U204 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2011
ISIN US48122U2042 AGENDA 703183842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 To approve the meeting procedure Management For For
2 To approve the Annual report, Annual accounting reports, Management For For
including the profit and loss account of the Company for 2010
3 Approve the following allocation of net profit of the Company Management For For
for the year 2010:- 2,509,000,000,00 roubles shall be paid out
as dividends. -To pay a dividend in the amount 0,26 roubles per
ordinary share of the Company by banking transfer of the
corresponding amounts to the bank accounts indicated by the
shareholders of the Company.-To determine the term for the
dividend payout of not more that 60 days since the decision to
pay out dividends has been taken by the Annual general meeting
of shareholders of the Company
4 To determine the number of members of the Board of Directors as Management For For
12 members
5.1 Election of Natalia Demeshkina as a member of the Revision Management For For
Commission
5.2 Election of Alexey Krupkin as a member of the Revision Commission Management For For
5.3 Election of Ekaterina Kuznetsova as a member of the Revision Management For For
Commission
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION Non-Voting
REGARDING THE-ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
6.1 Election of Alexander Goncharuk as a member of the Board of Management For For
Directors of Sistema Joint Stock Financial Corporation
6.2 Election of Vladimir Evtushenkov as a member of the Board of Management For For
Directors of Sistema Joint Stock Financial Corporation
6.3 Election of Ron Sommer as a member of the Board of Directors of Management For For
Sistema Joint Stock Financial Corporation
6.4 Election of Dmitry Zubov as a member of the Board of Directors Management For For
of Sistema Joint Stock Financial Corporation
6.5 Election of Vyacheslav Kopiev as a member of the Board of Management For For
Directors of Sistema Joint Stock Financial Corporation
6.6 Election of Robert Kocharyan as a member of the Board of Management For For
Directors of Sistema Joint Stock Financial Corporation
6.7 Election of Roger Mannings a member of the Board of Directors of Management For For
Sistema Joint Stock Financial Corporation
6.8 Election of Leonid Melamed as a member of the Board of Directors Management For For
of Sistema Joint Stock Financial Corporation
6.9 Election of Evgeny Novitsky as a member of the Board of Management For For
Directors of Sistema Joint Stock Financial Corporation
6.10 Election of Serge Tchuruk as a member of the Board of Directors Management For For
of Sistema Joint Stock Financial Corporation
6.11 Election of Michael Shamolin as a member of the Board of Management For For
Directors of Sistema Joint Stock Financial Corporation
6.12 Election of David Yakobashvili as a member of the Board of Management For For
Directors of Sistema Joint Stock Financial Corporation
7.1 Approve CJSC BDO as the auditor to perform the audit for 2011 in Management For For
line with the Russian Accounting Standards
7.2 Approve CJSC Deloitte and Touche CIS as the auditor to perform Management For For
the audit for 2011 in line with the US GAAP international
standards
GENERAL COMMUNICATION, INC.
SECURITY 369385109 MEETING TYPE Annual
TICKER SYMBOL GNCMA MEETING DATE 27-Jun-2011
ISIN US3693851095 AGENDA 933452372 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 DIRECTOR Management
1 JERRY A. EDGERTON For For
2 MARK W. KROLOFF For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2011.
03 TO APPROVE, AS AN ADVISORY VOTE ONLY, THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S
MANAGEMENT PROXY STATEMENT FOR THE ANNUAL MEETING.
04 TO VOTE, AS AN ADVISORY VOTE ONLY, FOR A FREQUENCY OF Management Abstain Against
SHAREHOLDER ADVISORY VOTES AT COMPANY SHAREHOLDER MEETINGS ON
COMPENSATION OF COMPANY NAMED EXECUTIVE OFFICERS AS IDENTIFIED IN
CORRESPONDING COMPANY MANAGEMENT PROXY STATEMENTS TO OCCUR EVERY
(SELECT ONE).
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 73
The GAMCO Global Telecommunications Fund
ROSTELECOM LONG DISTANCE & TELECOMM.
SECURITY 778529107 MEETING TYPE Consent
TICKER SYMBOL ROSYY MEETING DATE 27-Jun-2011
ISIN US7785291078 AGENDA 933477805 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 APPROVAL OF THE COMPANY'S ANNUAL REPORT, ANNUAL FINANCIAL Management For Against
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT OF THE COMPANY,
UPON THE RESULTS OF THE REPORTING FISCAL YEAR 2010.
02 DISTRIBUTION OF PROFITS (INCLUDING DIVIDEND PAYMENT) UPON THE Management For Against
RESULTS OF THE REPORTING FISCAL YEAR 2010.
3A TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
ANATOLY BALLO
3B TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
VLADIMIR BONDARIK
3C TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
ALEXANDER VINOGRADOV
3D TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
ANTON ZLATOPOLSKY
3E TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
YURY KUDIMOV
3F TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
SERGEI KUZNETSOV
3G TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
ANATOLY MILYUKOV
3H TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
ANASTASIYA OSITIS
3I TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
ALEXANDER PERTSOVSKY
3J TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
MIKHAIL POLUBOYARINOV
3K TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
SERGEI PRIDANTSEV
3L TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
ALEXANDER PROVOTOROV
3M TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
IVAN RODIONOV
3N TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
VADIM SEMENOV
3O TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
ANATOLY TIKHONOV
3P TO ELECT THE FOLLOWING INDIVIDUAL ON THE BOARD OF DIRECTORS: Management Split
IGOR SHCHEGOLEV
4A ELECTION OF THE AUDIT COMMISSION: SVETLANA BOCHAROVA Management For Against
4B ELECTION OF THE AUDIT COMMISSION: VALENTINA VEREMYANINA Management For Against
4C ELECTION OF THE AUDIT COMMISSION: BOGDAN GOLUBITSKY Management For Against
4D ELECTION OF THE AUDIT COMMISSION: ANDREI DERKACH Management For Against
4E ELECTION OF THE AUDIT COMMISSION: EKATERINA DUBROVINA Management For Against
4F ELECTION OF THE AUDIT COMMISSION: OLGA KOROLEVA Management For Against
4G ELECTION OF THE AUDIT COMMISSION: VYACHESLAV ULUPOV Management For Against
05 APPROVAL OF THE COMPANY'S AUDITOR FOR THE YEAR 2011. Management For Against
06 APPROVAL OF THE RESTATED CHARTER OF THE COMPANY. Management For Against
07 APPROVAL OF THE RESTATED REGULATIONS ON THE BOARD OF DIRECTORS Management For Against
OF THE COMPANY.
08 APPROVAL OF THE RESTATED REGULATIONS ON THE PRESIDENT OF THE Management For Against
COMPANY.
09 APPROVAL OF THE RESTATED REGULATIONS ON THE MANAGEMENT BOARD OF Management For Against
THE COMPANY.
10 APPROVAL OF RELATED PARTY TRANSACTIONS THAT PROVIDE MUTUAL Management For Against
INCENTIVES AND ARE BASED ON STOCK AND PROPERTY OF THE COMPANY IN
EXCESS OF TWO (2) PERCENT OF THE COMPANY'S BOOK VALUE OF ASSETS AS
REFLECTED IN THE COMPANY'S FINANCIAL STATEMENTS AS OF THE LAST
REPORTING DATE, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
11 JOINING THE LTE TELECOM OPERATORS' UNION. Management For Against
12 COMPENSATION TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE Management For Against
DUTIES AS MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS.
BRASIL TELECOM S A
SECURITY P18445141 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN BRBRTOACNOR8 AGENDA 703174273 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1 To vote regarding the proposal for the amendment of the Management For For
corporate bylaws of the Company, for the purpose of providing
for the creation of the special independent committee that will
evaluate the conditions of the proposal for the merger of Tele
Norte Leste Participaes S.A. and the Coari Participacoes S.A.
into the Company
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 74
The GAMCO Global Telecommunications Fund
TELE NORTE LESTE PARTICIPACOES S A
SECURITY P9036X117 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN BRTNLPACNOR3 AGENDA 703174297 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER Non-Voting
SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME Non-Voting
AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU
1 To vote regarding the proposal for the amendment of the Management For For
corporate bylaws of the company, for the purpose of providing
for the creation of the special independent committee that will
evaluate the conditions of the proposal for the Merger of the
company into Brasil Telecom S.A.
VIMPELCOM LTD.
SECURITY 92719A106 MEETING TYPE Consent
TICKER SYMBOL VIP MEETING DATE 28-Jun-2011
ISIN US92719A1060 AGENDA 933479962 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 TO APPOINT DR. HANS PETER KOHLHAMMER AS AN UNAFFILIATED DIRECTOR. Management For For
02 TO APPOINT AUGIE K. FABELA II AS AN UNAFFILIATED DIRECTOR, Management For For
SUBJECT TO THE PASSING OF RESOLUTION 12 BELOW.
03 TO APPOINT LEONID NOVOSELSKY AS AN UNAFFILIATED DIRECTOR. Management For For
04 TO APPOINT MIKHAIL FRIDMAN AS A NOMINATED DIRECTOR. Management For For
05 TO APPOINT KJELL MARTEN JOHNSEN AS A NOMINATED DIRECTOR. Management For For
06 TO APPOINT OLEG MALIS AS A NOMINATED DIRECTOR. Management For For
07 TO APPOINT ALEXEY REZNIKOVICH AS A NOMINATED DIRECTOR. Management For For
08 TO APPOINT OLE BJORN SJULSTAD AS A NOMINATED DIRECTOR. Management For For
09 TO APPOINT JAN-EDVARD THYGESEN AS A NOMINATED DIRECTOR. Management For For
10 TO RE-APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS AUDITOR AND TO Management For For
AUTHORISE THE SUPERVISORY BOARD TO DETERMINE ITS REMUNERATION.
11 TO EXTEND THE PERIOD FOR PREPARATION OF THE STATUTORY ANNUAL Management For For
ACCOUNTS OF THE COMPANY.
12 TO RESOLVE THAT AUGIE K. FABELA II WILL BE DEEMED "UNAFFILIATED" Management For For
AND "INDEPENDENT" FOR THE PURPOSES OF HIS APPOINTMENT AS A
DIRECTOR.
FURUKAWA ELECTRIC CO.,LTD.
SECURITY J16464117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3827200001 AGENDA 703132629 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 75
The GAMCO Global Telecommunications Fund
TOKYO BROADCASTING SYSTEM HOLDINGS,INC.
SECURITY J86656105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3588600001 AGENDA 703147884 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Approve Minor Revisions Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
INTERXION HOLDING N V
SECURITY N47279109 MEETING TYPE Annual
TICKER SYMBOL INXN MEETING DATE 29-Jun-2011
ISIN NL0009693779 AGENDA 933480749 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- ----------------------------------------------------------------- ----------- --------- -----------
01 PROPOSAL TO ADOPT (EURO) AS THE OFFICIAL CURRENCY FOR OUR DUTCH Management For For
STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2010.
02 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL ACOOUNTS FOR THE Management For For
FINANCIAL YEAR 2010.
03 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD AND OUR Management For For
MANAGEMENT BOARD FROM CERTAIN LIABILITY FOR FINANCIAL YEAR 2010.
4A PROPOSAL TO RE-APPOINT PETER E.D. EKELUND AS NON- EXECUTIVE Management For For
DIRECTOR.
4B PROPOSAL TO RE-APPOINT PAUL SCHRODER AS NON- EXECUTIVE DIRECTOR. Management For For
4C PROPOSAL TO APPOINT DAVID LISTER AS NON-EXECUTIVE DIRECTOR. Management For For
05 PROPOSAL TO MAKE CERTAIN ADJUSTMENTS TO THE COMPENSATION PACKAGE Management For For
OF OUR CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR, DAVID C.
RUBERG, AS DESCRIBED IN THE PROXY STATEMENT.
06 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. TO AUDIT OUR ANNUAL Management For For
ACCOUNTS FOR THE FINANCIAL YEAR 2011.
07 PROPOSAL TO ADOPT ENGLISH AS THE OFFICIAL LANGUAGE AND (EURO) AS Management For For
THE OFFICIAL CURRENCY FOR OUR DUTCH STATUTORY ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR 2011 AND ONWARDS.
08 PROPOSAL TO PROVIDE A COMPENSATION PACKAGE TO OUR NON-EXECUTIVE Management For For
DIRECTORS, AS DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
The GAMCO Global Growth Fund
Investment Company Report
TESCO PLC, CHESHUNT
SECURITY G87621101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-Jul-2010
ISIN GB0008847096 AGENDA 702506607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
1 Receive the accounts and reports of the Directors and the Management For For
Auditors for the FYE 27 FEB 2010
2 Approve the Directors' remuneration report for the FYE 27 FEB Management For For
2010
3 Declare the final dividend of 9.16 pence per share recommended Management For For
by the Directors
4 Re-elect Ken Hydon as a Director Management For For
5 Re-elect Tim Mason as a Director Management For For
6 Re-elect Lucy Neville-Rolfe, CMG as a Director Management For For
7 Re-elect David Potts as a Director Management For For
8 Re-elect David Reid as a Director Management For For
9 Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Management For For
Company, to hold office until the conclusion of the next general
meeting at which accounts are laid before the Company
10 Approve the remuneration of PricewaterhouseCoopers LLP be Management For For
determined by the Directors
11 Authorize the Directors, in place of the equivalent authority Management For For
given to the Directors at the last AGM (but without prejudice to
the continuing authority of the Directors to allot relevant
securities pursuant to an offer or agreement made by the Company
before the expiry of the authority pursuant to which such offer
or agreement was made), in accordance with Section 551 of the
Companies Act 2006 (the Act) to allot: (i) shares in the Company
or grant rights to subscribe for or to convert any securities into
shares in the Company up to a maximum aggregate nominal amount of
GBP 133,688,202; CONTD..
CONT ..CONTD and in addition (ii) equity securities of the Company Non-Voting For For
(within the-meaning of Section 560 of the Act) in connection with
an offer of such-securities by way of a rights issue up to an
aggregate nominal amount of GBP-133,688,202, Authority shall
expire on the date of the next AGM of the-Company after the
passing of this resolution ; and the Board may allot equity-
securities in pursuance of such an offer or agreement as if the
authority-conferred had not expired
S.12 Authorize the Directors, subject to and conditional on the Management For For
passing of Resolution 11, pursuant to Section 570 of the Act to
allot equity securities (within the meaning of Section 560 of the
Act) for cash pursuant to the authority given by Resolution 11 as
if sub-Section 1 of Section 561 of the Act did not apply to any
such allotment provided that this power shall be limited: (i) to
the allotment of equity securities in connection with an offer of
such securities by way of a rights issue (as defined in
Resolution 11; and (ii) to the allotment (otherwise than pursuant
sub-Paragraph (i) above) of equity securities up to an aggregate
to nominal value of GBP 20,053,230; CONTD..
CONT ..CONTD Authority shall expire on the date of the next AGM of Non-Voting For For
the Company-after the passing of this resolution and the Board
may allot equity-securities in pursuance of such an offer or
agreement as if the power-conferred hereby had not expired
S.13 Authorize the Company, to make market purchases (within the Management For For
meaning of Section 693(4) of the Act) of Ordinary Shares of 5p
each in the capital of the Company ("Shares") on such terms as
the Directors think fit, and where such Shares are held as treasury
shares, the Company may use them for the purposes set out in
Section 727 of the Act, including for the purpose of its Employee
Share Schemes, provided that: a) the maximum number of Shares
which may be purchased is 802,129,223 Shares; b) the minimum
price, exclusive of any expenses, which may be paid for each
Share is 5p; c) the maximum price, exclusive of any expenses,
which may be paid for each Share is an amount equal to the
higher of: (i) 105% of the average of the middle market quotations
of a Share as derived from the London Stock Exchange CONTD
CONT CONTD Daily Official List for the five business days immediately Non-Voting For For
preceding-the day on which the share is contracted to be
purchased; and (ii) the amount-stipulated by Article 5(1) of the
Buy-back and Stabilization Regulation 2003;-Authority will expire
at the close of the next AGM of the Company (except in-relation to
the purchase of Shares, the contract for which was concluded-
before the expiry of this authority and which will or may be
executed wholly-or partly after such expiry) ; the Company may
make a contract to purchase-Shares under this authority before
the expiry of the authority which will or-may be executed wholly or
partly after the expiry of the authority, and may-make a purchase
of Shares in pursuance of any such contract
14 Authorize, in accordance with Section 366 of the Act, the Management For For
Company and all Companies that are its subsidiaries at any time
during the period for which this resolution has effect to: (a) make
donations to political parties and/or independent election
candidates; (b) make political donations to political organizations,
other than political parties; (c) incur political expenditure, during
the period beginning with the date of the passing of this resolution
and ending on the date of the Company's next AGM, such that the
aggregate of all expenditure under paragraphs (a), (b) and (c)
shall not exceed GBP 100,000 in total
15 Authorize the Directors: (a) to renew and continue The Tesco PLC Management For For
Share Incentive Plan (formerly the Tesco All Employee Share
Ownership Plan) (SIP) as summarized in Appendix 1 to this
document and to do all acts and things necessary to carry this into
effect; and (b) to adopt similar plans for overseas employees
subject to such modifications as may be necessary or desirable to
take account of overseas tax, exchange controls or securities laws
provided that any Ordinary Shares made available under such
further plans are treated as counting against any limits on
individual or overall participation in the SIP
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
The GAMCO Global Growth Fund
S.16 Amend the Articles of Association of the Company by deleting all Management For For
the provisions of the Company's Memorandum of Association
which, by virtue of Section 28 of the Act, are treated as provisions
of the Company's Articles of Association; and (ii) the Articles of
Association produced to the meeting and signed by the Chairman
of the meeting for the purpose of identification be adopted as the
Articles of Association of the Company in substitution for, and to
exclusion of the existing Articles of Association Management For For
S.17 Approve a general meeting other than an AGM may be called on
not less than 14 clear days' notice
RESEARCH IN MOTION LIMITED
SECURITY 760975102 MEETING TYPE Annual
TICKER SYMBOL RIMM MEETING DATE 13-Jul-2010
ISIN CA7609751028 AGENDA 933301121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
01 DIRECTOR Management
1 JAMES L. BALSILLIE For For
2 MIKE LAZARIDIS For For
3 JAMES ESTILL For For
4 DAVID KERR For For
5 ROGER MARTIN For For
6 JOHN RICHARDSON For For
7 BARBARA STYMIEST For For
8 ANTONIO VIANA-BAPTISTA For For
9 JOHN WETMORE For For
02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND
AUTHORIZING THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
POLO RALPH LAUREN CORPORATION
SECURITY 731572103 MEETING TYPE Annual
TICKER SYMBOL RL MEETING DATE 05-Aug-2010
ISIN US7315721032 AGENDA 933307438 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
01 DIRECTOR Management
1 FRANK A. BENNACK, JR. For For
2 JOEL L. FLEISHMAN For For
3 STEVEN P. MURPHY For For
02 ADOPTION OF THE COMPANY'S 2010 LONG-TERM STOCK Management Against Against
INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO SERVE FOR THE FISCAL YEAR ENDING APRIL 2, 2011.
PRECISION CASTPARTS CORP.
SECURITY 740189105 MEETING TYPE Annual
TICKER SYMBOL PCP MEETING DATE 10-Aug-2010
ISIN US7401891053 AGENDA 933303478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
01 DIRECTOR Management
1 DANIEL J. MURPHY For For
2 STEVEN G. ROTHMEIER For For
3 RICHARD L. WAMBOLD For For
4 TIMOTHY A. WICKS For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED Shareholder Against For
BOARD STRUCTURE
COMPAGNIE FINANCIERE RICHEMONT AG SWITZ
SECURITY H25662158 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Sep-2010
ISIN CH0045039655 AGENDA 702562124 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
The GAMCO Global Growth Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ------------- --------- ------------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 729469 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED
ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU HAVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
1. Approve the reports of the Auditors, the consolidated financial Management No Action
statements of the Group, the financial statements of the
Company and the Directors' report for the FYE 31 MAR 2010
2. Approve the retained earnings available for distribution amounted Management No Action
to CHF 1,600,466,093; that a dividend of CHF 0.35 be paid per
Richemont share; this is equivalent to CHF 0.350 per 'A' bearer
share in the Company and CHF 0.035 per 'B' registered share in
the Company; this represents a total dividend payable of CHF
200,970,000, subject to a waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary of the Company, of its
entitlement to receive dividends on an estimated 20 million
Richemont 'A' shares held in treasury; the Board of Directors
proposes that the remaining available retained earnings of the
Company at 31 MAR 2010 after payment of the dividend be
carried forward to the following business year
3. Grant discharge to the Members from their obligations in respect Management No Action
of the FYE 31 MAR 2010
4.1 Re-elect Johann Rupert as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.2 Re-elect Dr. Franco Cologni as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.3 Re-elect Lord Douro as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.4 Re-elect Yves-Andre Istel as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.5 Re-elect Richard Lepeu as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.6 Re-elect Ruggero Magnoni as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.7 Re-elect Simon Murray as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.8 Re-elect Alain Dominique Perrin as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.9 Re-elect Norbert Platt as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.10 Re-elect Alan Quasha as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.11 Re-elect Lord Renwick of Clifton as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.12 Re-elect Jan Rupert as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
4.13 Re-elect Prof. Jurgen Schrempp as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.14 Re-elect Martha Wikstrom as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.15 Election of Josua Malherbe as a Member of the Board of Directors Management No Action
to serve for a further term of 1 year
4.16 Election of Dr. Frederick Mostert as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.17 Election of Guillaume Pictet as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.18 Election of Dominique Rochat as a Member of the Board of Management No Action
Directors to serve for a further term of 1 year
4.19 Election of Gary Saage as a Member of the Board of Directors to Management No Action
serve for a further term of 1 year
5. Re-appoint PricewaterhouseCoopers as the Auditors of the
Management No
Action Company for a further term of 1 year
6.1 Amend the Articles 6, 12, 15, 18, 21, 26 and 28 of the Articles of Management No Action
Incorporation as specified
6.2 Approve that the Company's Articles of Incorporation be Management No Action
supplemented with an English translation (the French version will
continue to prevail)
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 20-Sep-2010
ISIN US6541061031 AGENDA 933315548 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
01 DIRECTOR Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JOHN C. LECHLEITER For For
4 PHYLLIS M. WISE For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Management For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK Management Against Against
INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 4
The GAMCO Global Growth Fund
MASTERCARD INCORPORATED
SECURITY 57636Q104 MEETING TYPE Annual
TICKER SYMBOL MA MEETING DATE 21-Sep-2010
ISIN US57636Q1040 AGENDA 933315586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
1A AMEND AND RESTATE THE COMPANY'S CURRENT Management For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS IN PHASES AND EFFECT RELATED CHANGES IN DIRECTOR
VACANCY AND REMOVAL PROCEDURES.
1B AMEND AND RESTATE THE COMPANY'S CURRENT Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE A SUPERMAJORITY
VOTING REQUIREMENT FOR AMENDING THE COMPANY'S CERTIFICATE OF
INCORPORATION.
1C AMEND AND RESTATE THE COMPANY'S CURRENT Management For For
CERTIFICATE OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE COMPOSITION OF THE BOARD OF DIRECTORS.
1D AMEND AND RESTATE THE COMPANY'S CURRENT Management For For
CERTIFICATE OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE OWNERSHIP OF THE COMPANY'S STOCK AND DELETE RELATED
OBSOLETE PROVISIONS.
02 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE
EACH OF THE PROPOSALS COMPRISING PROPOSAL 1 AT THE TIME OF THE
ANNUAL MEETING.
03 DIRECTOR
Management
1 NANCY J. KARCH For For
2 J.O. REYES LAGUNES For For
3 EDWARD SUNING TIAN For For
4 SILVIO BARZI For For
04 RE-APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE Management For For
ANNUAL INCENTIVE COMPENSATION PLAN.
05 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2010.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
01 DIRECTOR Management
1 WILLIAM R. GRABER For For
2 EMERY N. KOENIG For For
3 SERGIO RIAL For For
4 DAVID T. SEATON For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MAY 31, 2011.
THE PROCTER & GAMBLE COMPANY
SECURITY 742718109 MEETING TYPE Annual
TICKER SYMBOL PG MEETING DATE 12-Oct-2010
ISIN US7427181091 AGENDA 933321375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Management For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Management For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Management For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Management For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Management For For
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Management For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Management For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
DIAGEO PLC, LONDON
SECURITY G42089113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Oct-2010
ISIN GB0002374006 AGENDA 702606368 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
The GAMCO Global Growth Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
1 Receive the report and accounts 2010 Management For For
2 Approve the Directors' remuneration report 2010 Management For For
3 Declare the final dividend Management For For
4 Re-elect PB Bruzelius as a Director Management For For
5 Re-elect LM Danon as a Director Management For For
6 Re-elect BD Holden as a Director Management For For
7 Re-elect Lord Hollick as a Director Management For For
8 Re-elect Dr FB Humer as a Director Management For For
9 Re-elect PG Scott as a Director Management For For
10 Re-elect HT Stitzer as a Director Management For For
11 Re-elect PA Walker as a Director Management For For
12 Re-elect PS Walsh as a Director Management For For
13 Election of Lord Davies as a Director Management For For
14 Election of DA Mahlan as a Director Management For For
15 Re-appoint the Auditor Management For For
16 Approve the remuneration of Auditor Management For For
17 Authorize to allot shares Management For For
18 Approve the disapplication of pre-emption rights Management For For
19 Authorize to purchase own ordinary shares Management For For
20 Authorize to make political donations and/or to incur political Management For For
expenditure in the EU
21 Amend the Diageo Plc 2001 Share Incentive Plan Management For For
22 Adopt the Diageo Plc 2010 Sharesave Plan Management For For
23 Authorize to establish International share plans Management For For
24 Approve the reduced notice of a general meeting other than an Management For For
AGM
H & M HENNES & MAURITZ AB (PUBL)
SECURITY W41422101 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 20-Oct-2010
ISIN SE0000106270 AGENDA 702615848 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO PROVI-DE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE
POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting
ACCEPT ABSTAIN AS A VALID VO-TE OPTION. THANK YOU
1 Opening of the meeting
Non-Voting
2 Election of a Chairman for the meeting Management For For
3 Approve the voting list Management For For
4 Approve the agenda Management For For
5 Election of people to check the minutes Management For For
6 Examination of whether the meeting was duly convened Management For For
7 Approve the establishment of an incentive programme for all Management For For
employees of the H & M Group
8 Approve the supplement to the guidelines for remuneration for Management For For
senior executives
9 Closing of the meeting Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
BHP BILLITON PLC
SECURITY G10877101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Oct-2010
ISIN GB0000566504 AGENDA 702617599 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
1 Receive the financial statements for BHP Billiton Plc and BHP Management For For
Billiton Limited for the YE 30 JUN 2010, together with the
Directors' report and the Auditor's report, as specified in the
annual report
2 Re-elect Dr John Buchanan as a Director of each of BHP Billiton Management For For
Plc and BHP Billiton Limited, who retires by rotation
3 Re-elect Mr David Crawford as a Director of each of BHP Billiton Management For For
Plc and BHP Billiton Limited has served on the Board for more
than 9 years, in accordance with the Board's policy
4 Re-elect Mr Keith Rumble as a Director of each of BHP Billiton Plc Management For For
and BHP Billiton Limited, who retires by rotation
5 Re-elect Dr John Schubert as a Director of each of BHP Billiton Management For For
Plc and BHP Billiton Limited, has served on the Board for more
than 9 years, in accordance with the Board's policy
6 Re-elect Mr Jacques Nasser as a Director of each of BHP Billiton Management For For
Plc and BHP Billiton Limited, who retires by rotation
7 Appoint Mr Malcolm Broomhead as a Director by the Board of Management For For
BHP Billiton Plc and BHP Billiton Limited
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
The GAMCO Global Growth Fund
8 Appoint Ms Carolyn Hewson as a Director by the Board of BHP Management For For
Billiton Plc and BHP Billiton Limited
9 Re-appoint KPMG Audit Plc as the Auditor of BHP Billiton Plc and Management For For
authorize the Directors to agree their remuneration
10 Grant authority to allot shares in BHP Billiton Plc or to grant rights Management For For
to subscribe for or to convert any security into shares in BHP
Billiton Plc 'rights' conferred on the Directors by Article 9
of BHP Billiton Plc's Articles of Association in accordance
with Section 551 of the United Kingdom Companies Act 2006 be
renewed for the period ending on the later of the conclusion of
the AGM of BHP Billiton Plc and the AGM of BHP Billiton Limited
in 2011 provided that this authority shall allow BHP Billiton
Plc before the expiry of this authority to make offers or
agreements which would or might require shares in BHP Billiton
Plc to be allotted, or rights to be granted, after such expiry
and, notwithstanding such expiry, the Directors may allot
shares in BHP Billiton Plc, or grant rights, in CONTD.
CONT CONTD. pursuance of such offers or agreements and for such Non-Voting
period the-Section 551 amount under the United Kingdom
Companies Act 2006 shall be USD-277,983,328, this authority is
in substitution for all previous authorities-conferred on the
Directors in accordance with Section 551 of the United-Kingdom
Companies Act 2006, but without prejudice to any allotment of
shares-or grant of rights already made or offered or agreed to be
made pursuant to-such authorities
11 Authorize the Directors, pursuant to Section 570 of the United Management For For
Kingdom Companies Act 2006, to allot equity securities as
defined in Section 560 of the United Kingdom Companies Act
2006 for cash and/or to allot equity securities which are held by
BHP Billiton Plc as treasury shares pursuant to the authority given
by Item 10 and the power conferred on the Directors by Article 9
of BHP Billiton Plc's Articles of Association as if section 561 of the
United Kingdom Companies Act 2006 did not apply to any such
allotment, provided that this power shall be limited to the allotment
of equity securities: a) in connection with a rights issue or other
issue the subject of an offer or invitation, open for acceptance for
a period fixed by the Directors, to i) holders of ordinary shares on
the register on a record date CONTD.
CONT CONTD. fixed by the Directors in proportion as nearly as may be Non-Voting
practicable-to their respective holdings and ii) other persons so
entitled by virtue of-the rights attaching to any other equity
securities held by them, but in both-cases subject to such
exclusions or other arrangements as the Directors may-consider
necessary or expedient to deal with treasury shares, fractional-
entitlements or securities represented by depositary receipts or
having-regard to any legal or practical problems under the laws of,
or the-requirements of any regulatory body or stock exchange in,
any territory or-otherwise howsoever; and b) otherwise than
pursuant to this resolution, up to-an aggregate nominal amount of
USD 55,778,030; CONTD.
CONT CONTD. Authority shall expire on the later of the conclusion of Non-Voting
the AGM of-BHP Billiton Plc and the AGM of BHP Billiton Limited
in 2011 provided that-this authority shall allow BHP Billiton Plc
before the expiry of this-authority to make offers or agreements
which would or might require equity-securities to be allotted after
such expiry and, notwithstanding such expiry,-the Directors may
allot equity securities in pursuance of such offers or-agreements
12 Authorize BHP Billiton Plc, in accordance with Article 6 of its Management For For
Articles of Association and Section 701 of the United Kingdom
Companies Act 2006 to make market purchases as defined in
Section 693 of that Act of ordinary shares of USD 0.50 nominal
value each in the capital of BHP Billiton Plc 'shares' provided that:
a) the maximum aggregate number of shares hereby authorized to
be purchased will be 223,112,120, representing 10% of BHP
Billiton Plc's issued share capital; b) the minimum price that
may be paid for each share is USD 0.50, being the nominal value
of such a share; c) the maximum price that may be paid for any
share is not more than 5% above the average of the middle
market quotations for a share taken from the London Stock
Exchange Daily CONTD.
CONT CONTD. Official List for the 5 business days immediately Non-Voting
preceding the date-of purchase of the shares; Authority expire on
the later of the AGM of BHP-Billiton Plc and the AGM of BHP
Billiton Limited in 2011 provided that BHP-Billiton Plc may
enter into a contract or contracts for the purchase of-shares
before the expiry of this authority which would or might be
completed-wholly or partly after such expiry and may make a
purchase of shares in- pursuance of any such contract or
contracts
13 Approve the remuneration report for the YE 30 JUN 2010 Management For For
14 Approve the BHP Billiton Limited Long Term Incentive Plan, as Management For For
amended in the manner as specified and the BHP Billiton Plc
Long Term Incentive Plan, as amended in the manner as specified
15 Approve the grant of Deferred Shares and Options under the BHP Management For For
Billiton Limited Group Incentive Scheme and the grant of
Performance Shares under the BHP Billiton Limited Long Term
Incentive Plan to Executive Director, Mr Marius Kloppers, in the
manner as specified
16 Amend the Constitution of BHP Billiton Limited, with effect from Management For For
the close of the 2010 AGM of BHP Billiton Limited, in the manner
outlined in the Explanatory Notes and Appendix 2 to this Notice
of Meeting and as specified in the amended Constitution tabled by
the Chair of the meeting and signed for the purposes of
identification
17 Amend the Articles of Association of BHP Billiton Plc including Management For For
certain provisions of the Memorandum of Association deemed by
the United Kingdom Companies Act 2006 to be incorporated into
the Articles of Association, with effect from the close of the 2010
AGM of BHP Billiton Limited, in the manner outlined in the
Explanatory Notes and Appendix 2 to this Notice of Meeting and
as specified in the amended Articles of Association and the
amended Memorandum of Association tabled by the Chair of the
meeting and signed for the purposes of identification
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN TEXT OF RESOLUTION NUMBER-12. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY F-ORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
The GAMCO Global Growth Fund
BRITISH SKY BROADCASTING GROUP PLC
SECURITY G15632105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Oct-2010
ISIN GB0001411924 AGENDA 702600594 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
1 Receive the financial statements for the YE 30 JUN 2010, Management For For
together with the report of the Directors and Auditors thereon
2 Declare a final dividend for the YE 30 JUN 2010 Management For For
3 Re-appoint Jeremy Darroch as a Director Management For For
4 Re-appoint Andrew Griffith as a Director Management For For
5 Re-appoint James Murdoch as a Director Member of The Bigger Management For For
Picture Committee
6 Re-appoint Daniel Rimer as a Director Member of Remuneration Management For For
Committee
7 Re-appoint David F. DeVoe as a Director Management For For
8 Re-appoint Allan Leighton as a Director Member of Audit Management For For
Committee
9 Re-appoint Arthur Siskind as a Director Member of Corporate Management For For
Governance and Nominations Committee
10 Re-appoint David Evans as a Director Member of Remuneration Management For For
Committee
11 Re-appoint Deloitte LLP as the Auditors of the Company and to Management For For
authorize the Directors to agree their remuneration
12 Approve the report on Directors' remuneration for the YE 30 JUN Management For For
2010
13 Authorize the Company and its subsidiaries to make political Management For For
donations and incur political expenditure
14 Authorize the Directors to allot shares under Section 551 of the Management For For
Companies Act 2006
S.15 Approve to disapply statutory pre-emption rights Management For For
S.16 Approve to allow the Company to hold general meetings other Management For For
than annual general meetings on 14 days' notice
COACH, INC.
SECURITY 189754104 MEETING TYPE Annual
TICKER SYMBOL COH MEETING DATE 03-Nov-2010
ISIN US1897541041 AGENDA 933330350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
01 DIRECTOR Management
1 LEW FRANKFORT For For
2 SUSAN KROPF For For
3 GARY LOVEMAN For For
4 IVAN MENEZES For For
5 IRENE MILLER For For
6 MICHAEL MURPHY For For
7 JIDE ZEITLIN For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2011
03 TO APPROVE THE COACH, INC. 2010 STOCK INCENTIVE Management Against Against
PLAN
04 TO VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against For
PERNOD-RICARD, PARIS
SECURITY F72027109 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 10-Nov-2010
ISIN FR0000120693 AGENDA 702630179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please contact your
Client Service Representative-to obtain the necessary card,
account details and directions. The following ap-plies to Non-
Resident Shareowners: Proxy Cards: Voting instructions will be fo-
rwarded to the Global Custodians that have become Registered
Intermediaries, o-n the Vote Deadline Date. In capacity as
Registered Intermediary, the Global C-ustodian will sign the Proxy
Card and forward to the local custodian. If you a-re unsure
whether your Global Custodian acts as Registered Intermediary,
pleas-e contact your representative.
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting
VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE
OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLIC-KING ON THE
MATERIAL URL LINK: https://balo.journal-
officiel.gouv.fr/pdf/2010/-0920/201009201005328.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2010/10-
20/201010201005592.pdf
O.1 Approval of the Parent Company financial statements for the Management For For
financial year ended 30 JUN 2010
O.2 Approval of the consolidated financial statements for the financial Management For For
year ended 30 JUN 2010
O.3 Allocation of the net result for the financial year ended 30 JUN Management For For
2010 and setting of the dividend
O.4 Approval of regulated agreements referred to in Article L. 225-38 Management For For
et seq. of the French Commercial Code
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
The GAMCO Global Growth Fund
O.5 Renewal of the Directorship of Mr. Francois Gerard Management For For
O.6 Appointment of Ms. Susan Murray as a Director Management For For
O.7 Renew appointment of Mazars as Auditor Management For For
O.8 Renew appointment of Patrick de Cambourg as Alternate Auditor Management For For
O.9 Setting of the annual amount of Directors' fees allocated to Management For For
members of the Board of Directors
O.10 Authorization to be granted to the Board of Directors to trade in Management For For
the Company's shares
E.11 Delegation of authority to be granted to the Board of Directors to Management For For
decide on an allocation of performance-related shares to
Employees of the Company and to Employees and Corporate
Officers of the Companies of the Group
E.12 Delegation of authority to be granted to the Board of Directors to Management Against Against
issue share warrants in the event of a public offer on the
Company's shares
E.13 Delegation of authority to be granted to the Board of Directors to Management For For
decide on share capital increases through the issue of shares or
securities granting access to the share capital, reserved for
members of saving plans with cancellation of preferential
subscription rights in favour of the members of such saving plans
E.14 Amendment of the Company bylaws relating to the right of the Management For For
Board of Directors to appoint censors
E.15 Amendment of the Company bylaws relating to the terms and Management For For
conditions applicable to the attendance and vote at the General
Shareholders' Meeting
E.16 Powers to carry out the necessary legal formalities Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF NAMES IN RESOLUTIONS 7 A-ND 8 AND RECEIPT OF
ADDITIONAL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, P-LEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL I-
NSTRUCTIONS. THANK YOU.
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 16-Nov-2010
ISIN US5949181045 AGENDA 933331011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
02 ELECTION OF DIRECTOR: DINA DUBLON Management For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
05 ELECTION OF DIRECTOR: REED HASTINGS Management For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
WOOLWORTHS LTD
SECURITY Q98418108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Nov-2010
ISIN AU000000WOW2 AGENDA 702701473 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 6 AND VOTES CAST B-Y ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL-/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT YOU
SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE-RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED-BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S.-BY VOTING (FOR OR AGAINST) ON PROPOSAL
(4 AND 6), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT
NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 752013 DUE TO CHANGE IN VOTING STATUS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
2 To adopt the remuneration report for the financial year ended 27 Management For For
June 2010
3.a To elect Ms. (Carla) Jayne Hrdlicka as a Director Management For For
3.b PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: To elect Mr. Stephen Mayne as a Director
3.c To re-elect Mr. Ian John Macfarlane as a Director Management For For
4 Woolworths Long Term Incentive Plan Management For For
5 Alterations to the Constitution Management For For
6 Fees payable to Non-Executive Directors Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting
OF TEXT IN RESOLUTIONS 3.C-AND 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 9
The GAMCO Global Growth Fund
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 18-Nov-2010
ISIN US17275R1023 AGENDA 933332265 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Management For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Management For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Management For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Management For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Management For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Management For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Management For For
1K ELECTION OF DIRECTOR: ARUN SARIN Management For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Management For For
1M ELECTION OF DIRECTOR: JERRY YANG Management For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management For For
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30,
2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shareholder Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON
ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND
ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO
REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE
OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shareholder Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY
RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT
AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND
PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND CERTAIN
OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
SUN HUNG KAI PROPERTIES LTD, HONG KONG
SECURITY Y82594121 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-Dec-2010
ISIN HK0016000132 AGENDA 702666097 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------- ------------------------------------------------------------------------------ ---------------- ------- ------------
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE
Non-Voting OF
"ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20101028/LTN2
0101028150.pdf
1 To receive and consider the audited financial statements and the Management For For
reports of the Directors and auditors for the year ended 30 June
2010
2 To declare the final dividend Management For For
3.i.a To re-elect Dr. Fung Kwok Lun, William as Director Management For For
3.i.b To re-elect Dr. Lee Shau Kee as Director Management For For
3.i.c To re-elect Mr. Wong Yick -Kam, Michael as Director Management For For
3.i.d To re-elect Mr. Kwok Ping -Luen, Raymond as Director Management For For
3.i.e To re-elect Mr. Chan Kai -Ming as Director Management For For
3.i.f To re-elect Mr. Chan Kui- Yuen, Thomas as Director Management For For
3.i.g To re-elect Mr. Kwong Chun as Director Management For For
3.ii To fix Directors' fees, The proposed fees to be paid to each Management For For
Director, each Vice Chairman and the Chairman for the financial
year ending 30 June 2011 are HKD 100,000, HKD 110,000 and HKD
120,000 respectively
4 To re-appoint auditors and to authorise the Board of Directors to Management For For
fix their remuneration
5 To grant a general mandate to the Directors to repurchase shares Management For For
Ordinary Resolution No. 5 as set out in the notice of the AGM
6 To grant a general mandate to the Directors to issue new shares Management For For
Ordinary Resolution No. 6 as set out in the notice of the AGM
7 To extend the general mandate to issue new shares by adding the Management For For
number of shares repurchased Ordinary Resolution No. 7 as set
out in the notice of the AGM
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 10
The GAMCO Global Growth Fund
SIEMENS A G
SECURITY D69671218 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jan-2011
ISIN DE0007236101 AGENDA 702738545 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- ------------------------------------------------------------- ------- ----- ------------
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY
OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE
GERMAN SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE ANY
QUESTIONS OR-DOUBTS IN THIS REGARD, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT THIS ISSUE CAN BE CLARIFIED.
IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT
YOUR-VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting
DEPENDING ON SOME SUBCUSTODIANS'-PROCESSING IN
THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO-OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. To receive and consider the Report of the supervisory Board, Non-Voting
the corporate Governance Report and the Compensation Report as
well as the Compliance Report for fiscal year 2010
2. To receive and consider the adopted Annual Financial Statements Non-Voting
of Siemens AG-and the
approved Consolidated Financial Statements, together with the
Combined-Management's Discussion and Analysis of Siemens AG and
the Siemens Group,
including the Explanatory Report on the information required
pursuant to section-289 (4) and (5) and section 315 (4) of the
German Code (HGB) as of September 3-0, 2010
3. To resolve on the allocation of net income of siemens AG to pay a Management For For
dividend
4. To ratify the acts of the members of the Managing Board Management For For
5. To ratify the acts of the members of the Supervisory Board Management For For
6. To resolve on the approval of the compensation system for Management For For
Managing Board members
7. To resolve on the appointment of independent auditors for the Management For For
audit of the Annual Financial Statements and the Consolidated
Financial Statements and for the review of the Interim Financial
Statements
8. To resolve on the authorization to repurchase and use Siemens Management For For
shares and to exclude shareholders' subscription and tender
rights
9. To resolve on the authorization to use derivatives in connection Management For For
with the repurchase of Siemens shares pursuant to section 71 (1),
no. 8, of the German Corporation Act (AktG), and to exclude
shareholders' subscription and tender rights
10. To resolve on the creation of an Authorized Capital 2011 reserved Management For For
for the issuance to employees with shareholders' subscription
rights excluded, and related amendments to the Articles of
Association
11. To resolve on the adjustment of Supervisory Board compensation Management For For
and the related amendments to the Articles of Association
12. To resolve on the approval of a profit-and-loss transfer Management For For
agreement between Siemens AG and a subsidiary
13. To resolve on the authorization of the managing Board to issue Management For For
convertible bonds and/or warrant bonds and exclude
shareholders' subscription rights, and to resolve on the
creation of a Conditional Capital 2011 and related amendments
to the Articles of Association
14. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shareholder Against
For Resolution on an amendment to section 2 of the Articles of
Association of Siemens AG
MONSANTO COMPANY
SECURITY 61166W101 MEETING TYPE Annual
TICKER SYMBOL MON MEETING DATE 25-Jan-2011
ISIN US61166W1018 AGENDA 933358459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- ------------------------------------------------------------- ------- ----- ------------
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Management For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Management For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE Management For For
MONSANTO COMPANY CODE SECTION 162(M) ANNUAL
INCENTIVE PLAN FOR COVERED EXECUTIVES
SECURITY 826197501 MEETING TYPE Annual
TICKER SYMBOL SI MEETING DATE 25-Jan-2011
ISIN US8261975010 AGENDA 933362939 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- ------------------------------------------------------------- ------- ----- ------------
03 ALLOCATION OF NET INCOME Management For For
04 RATIFICATION OF THE ACTS OF THE MANAGING BOARD Management For For
05 RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 11
The GAMCO Global Growth Fund
06 APPROVAL OF THE COMPENSATION SYSTEM FOR Management For For
MANAGING BOARD MEMBERS
07 APPOINTMENT OF INDEPENDENT AUDITORS Management For For
08 REPURCHASE AND USE OF SIEMENS SHARES Management For For
09 USE OF DERIVATIVES IN CONNECTION WITH THE Management For For
REPURCHASE OF SIEMENS SHARES
10 CREATION OF AN AUTHORIZED CAPITAL 2011 Management For For
11 ADJUSTMENT OF SUPERVISORY BOARD COMPENSATION Management For For
12 PROFIT-AND-LOSS TRANSFER AGREEMENT WITH A Management For For
SUBSIDIARY
13 ISSUE OF CONVERTIBLE BONDS AND/OR WARRANT BONDS Management For For
AND CREATION OF A CONDITIONAL CAPITAL 2011
14 AMENDMENT TO 2 OF THE ARTICLES OF ASSOCIATION OF Shareholder Against For
SIEMENS AG
CM1 COUNTER MOTION 1 Management Against For
CM2 COUNTER MOTION 2 Management Against For
JOHNSON CONTROLS, INC.
SECURITY 478366107 MEETING TYPE Annual
TICKER SYMBOL JCI MEETING DATE 26-Jan-2011
ISIN US4783661071 AGENDA 933358865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- ------------------------------------------------------------- ------- ----- ------------
01 DIRECTOR Management
1 NATALIE A. BLACK For For
2 ROBERT A. CORNOG For For
3 WILLIAM H. LACY For For
4 STEPHEN A. ROELL For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS Management For For
INDEPENDENT AUDITORS FOR 2011
03 APPROVAL OF A PROPOSED AMENDMENT TO THE Management For For
JOHNSON CONTROLS, INC. RESTATED ARTICLES OF
INCORPORATION TO ALLOW FOR A MAJORITY VOTING
STANDARD FOR UNCONTESTED ELECTIONS OF
DIRECTORS
04 APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL Management For For
INCENTIVE PERFORMANCE PLAN.
05 APPROVAL OF THE JOHNSON CONTROLS, INC. LONG-TERM Management For For
INCENTIVE PERFORMANCE PLAN
06 ADVISORY VOTE ON COMPENSATON OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS
07 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
LONMIN PLC, LONDON
SECURITY G56350112 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jan-2011
ISIN GB0031192486 AGENDA 702732733 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- ------------------------------------------------------------- ------- ----- ------------
1 To receive the Report and Accounts for the year ended 30 Management For For
September 2010
2 To receive and approve the Director Remuneration Report for Management For For
the year ended 30 September 2010
3 To declare a final dividend for the year ended 30 September Management For For
2010 of 15 US cents net per share
4 To re-appoint KPMG Audit Plc as the Company's auditors Management For For
5 To authorise the Board to agree the auditors remuneration Management For For
6 To re-elect Roger Phillimore as a director of the Company Management For For
7 To re-elect Ian Farmer as a director of the Company Management For For
8 To re-elect Michael Hartnall as a director of the Company Management For For
9 To re-elect Jonathan Leslie as a director of the Company Management For For
10 To re-elect David Munro as a director of the Company Management For For
11 To re-elect Karen de Segundo as a director of the Company Management For For
12 To re-elect Jim Sutcliffe as a director of the Company Management For For
13 To re-elect Len Konar as a director of the Company Management For For
14 To re-elect Cyril Ramaphosa as a director of the Company Management For For
15 To re-elect Simon Scott as a director of the Company Management For For
16 To re-elect Mahomed Seedat as a director of the Company Management For For
17 To authorise the directors to allot shares Management For For
18 To authorise the directors to disapply pre emption rights Management For For
19 To authorise the Company to purchase own shares Management For For
20 To authorise a notice period of 14 days for general Management For For
meetings other than AGMs
21 To adopt the new Annual Share Awards Plan Management For For
VISA INC.
SECURITY 92826C839 MEETING TYPE Annual
TICKER SYMBOL V MEETING DATE 27-Jan-2011
ISIN US92826C8394 AGENDA 933358980 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
The GAMCO Global Growth Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- ------------------------------------------------------------- ------- ----- ------------
01 TO AMEND THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
02 TO AMEND THE COMPANY'S CERTIFICATE OF Management For For
INCORPORATION TO IMPLEMENT A MAJORITY VOTE
STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS.
3 4 DIRECTOR Management
1 GARY P. COUGHLAN For For
2 MARY B. CRANSTON For For
3 F.J. FERNANDEZ-CARBAJAL For For
4 ROBERT W. MATSCHULLAT For For
5 CATHY E. MINEHAN For For
6 SUZANNE NORA JOHNSON For For
7 DAVID J. PANG For For
8 JOSEPH W. SAUNDERS For For
9 WILLIAM S. SHANAHAN For For
10 JOHN A. SWAINSON For For
11 SUZANNE NORA JOHNSON For For
12 JOSEPH W. SAUNDERS For For
13 JOHN A. SWAINSON For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 TO APPROVE THE VISA INC. INCENTIVE PLAN, AS AMENDED Management For For
AND RESTATED.
08 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
COSTCO WHOLESALE CORPORATION
SECURITY 22160K105 MEETING TYPE Annual
TICKER SYMBOL COST MEETING DATE 27-Jan-2011
ISIN US22160K1051 AGENDA 933359007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- ------------------------------------------------------------- ------- ----- ------------
01 DIRECTOR Management
1 SUSAN L. DECKER For For
2 RICHARD M. LIBENSON For For
3 JOHN W. MEISENBACH For For
4 CHARLES T. MUNGER For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
EMERSON ELECTRIC CO.
SECURITY 291011104 MEETING TYPE Annual
TICKER SYMBOL EMR MEETING DATE 01-Feb-2011
ISIN US2910111044 AGENDA 933358435 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- ------------------------------------------------------------- ------- ----- ------------
01 DIRECTOR Management
1 D.N. FARR* For For
2 H. GREEN* For For
3 C.A. PETERS* For For
4 J.W. PRUEHER* For For
5 R.L. RIDGWAY** For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Management For For
THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
03 APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK Management For For
OPTION PLAN.
04 RATIFICATION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Management Abstain Against
EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES.
07 APPROVAL OF THE STOCKHOLDER PROPOSAL Shareholder Against For
REQUESTING THE ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
BECTON, DICKINSON AND COMPANY
SECURITY 075887109 MEETING TYPE Annual
TICKER SYMBOL BDX MEETING DATE 01-Feb-2011
ISIN US0758871091 AGENDA 933360531 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
The GAMCO Global Growth Fund
BECTON, DICKINSON AND COMPANY
<Table>
SECURITY 075887109 MEETING TYPE Annual
TICKER SYMBOL BDX MEETING DATE 01-Feb-2011
ISIN US0758871091 AGENDA 933360531 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
01 DIRECTOR Management
1 BASIL L. ANDERSON For For
2 HENRY P. BECTON, JR. For For
3 EDWARD F. DEGRAAN For For
4 C.M. FRASER-LIGGETT For For
5 CHRISTOPHER JONES For For
6 MARSHALL O. LARSEN For For
7 EDWARD J. LUDWIG For For
8 ADEL A.F. MAHMOUD For For
9 GARY A. MECKLENBURG For For
10 CATHY E. MINEHAN For For
11 JAMES F. ORR For For
12 WILLARD J. OVERLOCK, JR For For
13 BERTRAM L. SCOTT For For
14 ALFRED SOMMER For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTES.
05 SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For
06 CUMULATIVE VOTING. Shareholder Against For
</Table>
ROCKWELL COLLINS, INC.
<Table>
SECURITY 774341101 MEETING TYPE Annual
TICKER SYMBOL COL MEETING DATE 04-Feb-2011
ISIN US7743411016 AGENDA 933359944 - Management
</Table>
<Table>
<Caption> FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
01 DIRECTOR Management
1 C.A. DAVIS For For
2 R.E. EBERHART For For
3 D. LILLEY For For
02 TO CONSIDER AND VOTE ON A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against
THE COMPENSATION OF EXECUTIVE
OFFICERS AND RELATED DISCLOSURES.
03 TO VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 FOR THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For
AUDITORS FOR FISCAL YEAR 2011.
</Table>
VARIAN MEDICAL SYSTEMS, INC.
<Table>
SECURITY 92220P105 MEETING TYPE Annual
TICKER SYMBOL VAR MEETING DATE 10-Feb-2011
ISIN US92220P1057 AGENDA 933361127 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
01 DIRECTOR Management
1 SUSAN L. BOSTROM For For
2 RICHARD M. LEVY For For
3 VENKATRAMAN THYAGARAJAN For For
02 TO APPROVE THE COMPENSATION OF THE VARIAN Management Abstain Against
MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
03 TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE Management Abstain Against
COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC.
NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF.
04 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011.
</Table>
APPLE INC.
<Table>
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 23-Feb-2011
ISIN US0378331005 AGENDA 933364755 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
01 DIRECTOR Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ANDREA JUNG For For
6 ARTHUR D. LEVINSON For For
7 RONALD D. SUGAR For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION Shareholder Against For
PLANNING, IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shareholder Against For
VOTING, IF PROPERLY PRESENTED AT THE MEETING.
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
The GAMCO Global Growth Fund
<Table>
SECURITY H69293217 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Mar-2011
ISIN CH0012032048 AGENDA 702770125 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting
RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK
YOU
1.1 The Board of Directors proposes that the Annual Report, Annual Non-Voting
Financial Statements and Consolidated Financial Statements for
2010 be approved
1.2 The Board of Directors proposes that the Remuneration Report Non-Voting
(see Annual Report pages 91-101) be approved. This document
contains the principles governing the remuneration paid to the
Board of Directors and Corporate Executive Committee and
reports on the amounts paid to the members of both bodies in
2010. This-vote is purely consultative
2 The Board of Directors proposes that the actions taken by its Non-Voting
members in 2010-be affirmed and ratified
3 Vote on the appropriation of available earnings Non-Voting
4 Amendment to the articles of incorporation Non-Voting
5.1 The reelection of Prof. Pius Baschera to the Board for the term Non-Voting
as provided by the Articles of Incorporation
5.2 The re-election of Prof. Bruno Gehrig to the Board for the term as Non-Voting
provided by the Articles of Incorporation
5.3 The reelection of Mr Lodewijk J.R. de Vink to the Board for the Non-Voting
term as provided by the Articles of Incorporation
5.4 The re-election of Dr Andreas Oeri to the Board for the term as Non-Voting
provided by the Articles of Incorporation
5.5 The election of Mr Paul Bulcke to the Board for the term as Non-Voting
provided by the Articles of Incorporation
5.6 The election of Mr Peter R. Voser to the Board for the term as Non-Voting
provided by the-Articles of Incorporation
5.7 The election of Dr Christoph Franz to the Board for the term as Non-Voting
provided by the Articles of Incorporation
6 The Board of Directors proposes that KPMG Ltd. be elected as Non-Voting
Statutory Auditor-s for the 2011 financial year
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF AGENDA. THANK YOU.
</Table>
QUALCOMM, INCORPORATED
<Table>
SECURITY 747525103 MEETING TYPE Annual
TICKER SYMBOL QCOM MEETING DATE 08-Mar-2011
ISIN US7475251036 AGENDA 933365947 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
01 DIRECTOR Management
1 BARBARA T. ALEXANDER For For
2 STEPHEN M. BENNETT For For
3 DONALD G. CRUICKSHANK For For
4 RAYMOND V. DITTAMORE For For
5 THOMAS W. HORTON For For
6 IRWIN MARK JACOBS For For
7 PAUL E. JACOBS For For
8 ROBERT E. KAHN For For
9 SHERRY LANSING For For
10 DUANE A. NELLES For For
11 FRANCISCO ROS For For
12 BRENT SCOWCROFT For For
13 MARC I. STERN For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS Management Against Against
AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE
RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE
RESERVE BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS
FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shareholder Against For
PRESENTED AT THE ANNUAL MEETING.
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
The GAMCO Global Growth Fund
<Table>
SECURITY 481165108 MEETING TYPE Annual
TICKER SYMBOL JOYG MEETING DATE 08-Mar-2011
ISIN US4811651086 AGENDA 933369060 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
01 DIRECTOR Management
1 STEVEN L. GERARD For For
2 JOHN NILS HANSON For For
3 KEN C. JOHNSEN For For
4 GALE E. KLAPPA For For
5 RICHARD B. LOYND For For
6 P. ERIC SIEGERT For For
7 MICHAEL W. SUTHERLIN For For
8 JAMES H. TATE For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against
CORPORATION'S NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF THE JOY GLOBAL INC. EMPLOYEE STOCK Management For For
PURCHASE PLAN.
</Table>
NOVO-NORDISK A S
<Table>
SECURITY K7314N152 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Mar-2011
ISIN DK0060102614 AGENDA 702814030 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A Non-Voting
BOARD MEMBER IS APPOINTED-AS PROXY, WHICH IS
OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO
ACCEPT-PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST-VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR OWN
REPRESENTATIVE. THE-SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE IF-
REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS IN Non-Voting
DENMARK REQUIRE THE SHARES TO-BE REGISTERED IN
SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE IN ORDER TO-PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT
IF-THIS REQUIREMENT APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE-REGISTERED IN A SEGREGATED ACCOUNT FOR THIS GENERAL
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE-REPRESENTATIVE
2 Adoption of the audited Annual Report 2010 Management No Action
3.1 Approval of remuneration of the Board of Directors for 2010 Management No Action
3.2 Approval of remuneration level of the Board of Directors for 2011 Management No Action
4 A resolution to distribute the profit Management No Action
5.1.a Election of Sten Scheibye as a member to the Board of Directors Management No Action
5.1.b Election of Goran A Ando as a member to the Board of Directors Management No Action
5.1.c Election of Bruno Angelici as a member to the Board of Directors Management No Action
5.1.d Election of Henrik Gurtler as a member to the Board of Directors Management No Action
5.1.e Election of Thomas Paul Koestler as a member to the Board of Management No Action
Directors
5.1.f Election of Kurt Anker Nielsen as a member to the Board of Management No Action
Directors
5.1.g Election of Hannu Ryopponen as a member to the Board of Management No Action
Directors
5.1.h Election of Jorgen Wedel as a member to the Board of Directors Management No Action
5.2 The Board of Directors proposes election of Sten Scheibye as Management No Action
chairman
5.3 The Board of Directors proposes election of Goran A Ando as vice Management No Action
chairman
6 Re-appointment of PricewaterhouseCoopers as auditor Management No Action
7.1 Reduction of the Company's B share capital from DKK Management No Action
492,512,800 to DKK 472,512,800
7.2 Authorisation of the Board of Directors to acquire own shares up Management No Action
to a holding limit of 10% of the share capital
7.3.1 Amendments to the Articles of Asociation: Article 2 (deletion of Management No Action
article regarding location of registered office)
7.3.2 Amendments to the Articles of Asociation: Article 7.5 (new Management No Action
article 6.5) (removal of the requirement to advertise the notice
calling a general meeting in two daily newspapers)
7.3.3 Amendments to the Articles of Asociation: Article 11.2 (new
article 10.2) (introduction of age limit for nomination of Management No Action
candidates to the Board of Directors)
7.4 Adoption of Remuneration Principles and consequential Management No Action
amendment of article 15 (new article 14)
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
The GAMCO Global Growth Fund
TOKAI CARBON CO., LTD.
<Table>
SECURITY J85538106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Mar-2011
ISIN JP3560800009 AGENDA 702818646 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
3 Appoint a Supplementary Auditor Management For For
4 Approve Renewal and Extension of Anti-Takeover Defense Management Against Against
Measures
</Table>
CANON INC.
<Table>
SECURITY J05124144 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Mar-2011
ISIN JP3242800005 AGENDA 702814078 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
2.16 Appoint a Director Management For For
2.17 Appoint a Director Management For For
2.18 Appoint a Director Management For For
2.19 Appoint a Director Management For For
3. Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Directors Management For For
5. Issuance of Share Options as Stock Options without Management For For
Compensation
</Table>
CHRISTIAN DIOR SA, PARIS
<Table>
SECURITY F26334106 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 31-Mar-2011
ISIN FR0000130403 AGENDA 702805219 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ----------- ---------- -----------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY
Non-Voting VALID VOTE OPTIONS ARE
"FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN
"AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the Proxy
Card and-forward to the local custodian. If you are unsure
whether your Global-Custodian acts as Registered Intermediary,
please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY-CLICKING ON THE
MATERIAL URL LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2011/0223/201102231100414.pdf AND ht-
tps://balo.journal-
officiel.gouv.fr/pdf/2011/0311/201103111100689.pdf
O.1 Approval of the corporate financial statements Management For For
O.2 Approval of the consolidated financial statements Management For For
O.3 Approval of the regulated Agreements Management For For
O.4 Allocation of income - Setting the dividend Management For For
O.5 Appointment of Mr. Bernard Arnault as Board member Management For For
O.6 Appointment of Mr. Sidney Toledano as Board member Management For For
O.7 Appointment of Mr. Pierre node as Board member Management For For
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
The GAMCO Global Growth Fund
O.8 Authorization to be granted to the Board of Directors to trade the Management For For
Company's shares
O.9 Delegation of authority to be granted to the Board of Directors to Management For For
increase capital by incorporation of profits, reserves, premiums or
otherwise
E.10 Authorization to be granted to the Board of Directors to reduce the Management For For
share capital by cancellation of shares
E.11 Delegation of authority to be granted to the Board of Directors to Management For For
increase the share capital with preferential subscription rights
E.12 Delegation of authority to be granted to the Board of Directors to Management For For
increase the share capital without preferential subscription rights
by way of a public offer
E.13 Delegation of authority to be granted to the Board of Directors to Management For For
increase the share capital without preferential subscription rights
through private investment in favor of qualified investors or a
limited circle of investors
E.14 Authorization to be granted to the Board of Directors to set the Management For For
issue price of shares and/or securities giving access to the capital
under certain conditions, within the limit of 10% of the capital per
year, as part of a share capital increase by way of issuance
without preferential subscription rights
E.15 Delegation of authority to be granted to the Board of Directors to Management For For
increase the amount of issuances in the event of surplus demands
E.16 Delegation of authority to be granted to the Board of Directors to Management For For
increase capital as part of a public exchange offer
E.17 Delegation of authority to be granted to the Board of Directors to Management For For
increase capital, in consideration for in-kind contributions
E.18 Delegation of authority to be granted to the Board of Directors to Management For For
increase capital in favor of Group employees
E.19 Setting an overall limit for capital increases decided under the Management For For
delegations of authority
E.20 Authorization to be granted to the Board of Directors to award free Management For For
shares to employees and officers of the Group
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting
OF URL LINK. IF YOU HAVE A-LREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
JULIUS BAER GRUPPE AG, ZUERICH
SECURITY H4414N103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 07-Apr-2011
ISIN CH0102484968 AGENDA 702847534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- -------------------------------------------------------------------- ---------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 798734 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-798818, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE
VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
1 Annual report, financial statements and group accounts for the Management No Action
year 2010, report of the statutory auditors
2 Allocation of share premium reserves Management No Action
3.1 Appropriation of disposable profit, dissolution and distribution Management No Action
of share premium reserves
3.2 Disposal from balance sheet item share premium reserves for the Management No Action
purpose of share repurchases
4 Discharge of the members of the board of directors and of the Management No Action
executive board
5.1.1 Re-election of Peter Kuepfer (1 year) to the board of directors Management No Action
5.1.2 Re-election of Charles Stonehill (3 years) to the board of Management No Action
directors
5.2 New election of Heinrich Baumann (3 years) to the board of Management No Action
directors
6 The Board of Directors proposes that KPMG AG, Zurich, be Management No Action
elected as Statutory Auditors for another one-year period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF AUDITOR NAME. IF YOU HAV-E ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
UNITED TECHNOLOGIES CORPORATION
SECURITY 913017109 MEETING TYPE Annual
TICKER SYMBOL UTX MEETING DATE 13-Apr-2011
ISIN US9130171096 AGENDA 933375722 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- -------------------------------------------------------------------- ---------- --------- -----------
1A ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Management For For
1B ELECTION OF DIRECTOR: JOHN V. FARACI Management For For
1C ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 18
The GAMCO Global Growth Fund
1D ELECTION OF DIRECTOR: JAMIE S. GORELICK Management For For
1E ELECTION OF DIRECTOR: EDWARD A. KANGAS Management For For
1F ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Management For For
1H ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For
1I ELECTION OF DIRECTOR: HAROLD MCGRAW III Management For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Management For For
1L ELECTION OF DIRECTOR: ANDRE VILLENEUVE Management For For
1M ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Management For For
02 APPOINTMENT OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM Management Against Against
INCENTIVE PLAN
04 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against
EXECUTIVE OFFICERS
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 SHAREOWNER PROPOSAL CONCERNING ADDITIONAL Shareholder Against For
SHARE RETENTION REQUIREMENT FOR SENIOR
EXECUTIVES
NESTLE S A
SECURITY H57312649 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2011
ISIN CH0038863350 AGENDA 702847596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- -------------------------------------------------------------------- ---------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 799253 DUE TO DELETION OF-RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE
VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-741313, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report, the financial statements of Nestle Management No Action
S.A. and the consolidated financial statements of the Nestle group
for 2010
1.2 Acceptance of the Compensation Report 2010 (advisory vote) Management No Action
2 Release of the members of the Board of Directors and of the Management No Action
Management
3 Appropriation of profits resulting from the balance sheet of Nestle Management No Action
S.A.
4.1.1 Re-election to the Board of Directors: Mr. Paul Bulcke Management No Action
4.1.2 Re-election to the Board of Directors: Mr. Andreas Koopmann Management No Action
4.1.3 Re-election to the Board of Directors: Mr. Rolf Hanggi Management No Action
4.1.4 Re-election to the Board of Directors: Mr. Jean-Pierre Meyers Management No Action
4.1.5 Re-election to the Board of Directors: Mrs. Naina Lal Kidwai Management No Action
4.1.6 Re-election to the Board of Directors: Mr. Beat Hess Management No Action
4.2 Election to the Board of Directors: Ms. Ann Veneman (for a term Management No Action
of three years)
4.3 Re-election of the statutory auditors: KPMG S.A., Geneva branch Management No Action
(for a term of one year)
5 Cancellation of 165 000 000 shares repurchased under the share Management No Action
buy-back programmes, and reduction of the share capital by CHF
16 500 000
RIO TINTO PLC
SECURITY G75754104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2011
ISIN GB0007188757 AGENDA 702872549 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- -------------------------------------------------------------------- ---------- --------- -----------
1 Receipt of the 2010 Annual report Management For For
2 Approval of the Remuneration report Management For For
3 To re-elect Tom Albanese as a director Management For For
4 To re-elect Robert Brown as a director Management For For
5 To re-elect Vivienne Cox as a director Management For For
6 To re-elect Jan du Plessis as a director Management For For
7 To re-elect Guy Elliott as a director Management For For
8 To re-elect Michael Fitzpatrick as a director Management For For
9 To re-elect Ann Godbehere as a director Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 19
The GAMCO Global Growth Fund
10 To re-elect Richard Goodmanson as a director Management For For
11 To re-elect Andrew Gould as a director Management For For
12 To re-elect Lord Kerr as a director Management For For
13 To re-elect Paul Tellier as a director Management For For
14 To re-elect Sam Walsh as a director Management For For
15 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: To elect Stephen Mayne as a director
16 Re-appointment and remuneration of auditors Management For For
17 Amendments to the Rules of the Performance Share Plan Management For For
18 Renewal of and amendments to the Share Ownership Plan Management For For
19 General authority to allot shares Management For For
20 Disapplication of pre-emption rights Management For For
21 Authority to purchase Rio Tinto plc shares Management For For
22 Notice period for general meetings other than annual general Management For For
meetings
RIO TINTO PLC
SECURITY 767204100 MEETING TYPE Annual
TICKER SYMBOL RIO MEETING DATE 14-Apr-2011
ISIN US7672041008 AGENDA 933384795 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- -------------------------------------------------------------------- ---------- --------- -----------
01 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Management For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2010
02 APPROVAL OF THE REMUNERATION REPORT Management For For
03 TO RE-ELECT TOM ALBANESE AS A DIRECTOR Management For For
04 TO RE-ELECT ROBERT BROWN AS A DIRECTOR Management For For
05 TO RE-ELECT VIVIENNE COX AS A DIRECTOR Management For For
06 TO RE-ELECT JAN DU PLESSIS AS DIRECTOR Management For For
07 TO RE-ELECT GUY ELLIOTT AS A DIRECTOR Management For For
08 TO RE-ELECT MICHAEL FITZPATRICK AS A DIRECTOR Management For For
09 TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Management For For
10 TO RE-ELECT RICHARD GOODMANSON AS A DIRECTOR Management For For
11 TO RE-ELECT ANDREW GOULD AS A DIRECTOR Management For For
12 TO RE-ELECT LORD KERR AS A DIRECTOR Management For For
13 TO RE-ELECT PAUL TELLIER AS A DIRECTOR Management For For
14 TO RE-ELECT SAM WALSH AS A DIRECTOR Management For For
15 TO ELECT STEPHEN MAYNE AS A DIRECTOR Shareholder Against For
16 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITORS OF RIO TINTO PLC AND TO AUTHORISE THE
AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION
17 AMENDMENTS TO RULES OF THE PERFORMANCE SHARE Management For For
PLAN (PSP)
18 RENEWAL OF AND AMENDMENTS TO THE SHARE Management For For
OWNERSHIP PLAN
19 AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER Management For For
SECTION 551 OF THE COMPANIES ACT 2006
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
21 AUTHORITY TO PURCHASE RIO TINTO SHARES BY THE Management For For
COMPANY OR RIO TINTO LIMITED
22 NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN Management For For
ANNUAL GENERAL MEETINGS
NEWMONT MINING CORPORATION
SECURITY 651639106 MEETING TYPE Annual
TICKER SYMBOL NEM MEETING DATE 19-Apr-2011
ISIN US6516391066 AGENDA 933379352 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------- -------------------------------------------------------------------- ---------- --------- -----------
1A ELECTION OF DIRECTOR: G.A. BARTON Management For For
1B ELECTION OF DIRECTOR: V.A. CALARCO Management For For
1C ELECTION OF DIRECTOR: J.A. CARRABBA Management For For
1D ELECTION OF DIRECTOR: N. DOYLE Management For For
1E ELECTION OF DIRECTOR: V.M. HAGEN Management For For
1F ELECTION OF DIRECTOR: M.S. HAMSON Management For For
1G ELECTION OF DIRECTOR: R.T. O'BRIEN Management For For
1H ELECTION OF DIRECTOR: J.B. PRESCOTT Management For For
1I ELECTION OF DIRECTOR: D.C. ROTH Management For For
1J ELECTION OF DIRECTOR: S. THOMPSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR Management For For
2011.
03 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDERS Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
NORTHERN TRUST CORPORATION
SECURITY 665859104 MEETING TYPE Annual
TICKER SYMBOL NTRS MEETING DATE 19-Apr-2011
ISIN US6658591044 AGENDA 933383197 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 20
The GAMCO Global Growth Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
01 DIRECTOR Management
1 LINDA WALKER BYNOE For For
2 NICHOLAS D. CHABRAJA For For
3 SUSAN CROWN For For
4 DIPAK C. JAIN For For
5 ROBERT W. LANE For For
6 ROBERT C. MCCORMACK For For
7 EDWARD J. MOONEY For For
8 JOHN W. ROWE For For
9 MARTIN P. SLARK For For
10 DAVID H.B. SMITH, JR. For For
11 ENRIQUE J. SOSA For For
12 CHARLES A. TRIBBETT III For For
13 FREDERICK H. WADDELL For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
VALE S.A.
SECURITY 91912E105 MEETING TYPE Special
TICKER SYMBOL VALE MEETING DATE 19-Apr-2011
ISIN US91912E1055 AGENDA 933405246 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
O1A APPRECIATION OF THE MANAGEMENTS' REPORT AND Management For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
O1B PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Management For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET FOR VALE, PURSUANT TO ARTICLE 196 OF THE
BRAZILIAN CORPORATE LAW
O1C APPOINTMENT OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS
O1D APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL Management For For
O1E ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR Management For For
MANAGEMENT AND FISCAL COUNCIL MEMBERS
E2A PROPOSAL FOR A CAPITAL INCREASE, THROUGH Management For For
CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE
OF SHARES, AND THE CONSEQUENT CHANGE OF THE
HEAD OF ARTICLE 5 OF VALE'S BY-LAWS
PACCAR INC
SECURITY 693718108 MEETING TYPE Annual
TICKER SYMBOL PCAR MEETING DATE 20-Apr-2011
ISIN US6937181088 AGENDA 933376558 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
01 DIRECTOR Management
1 JOHN M. FLUKE, JR. For For
2 KIRK S. HACHIGIAN For For
3 STEPHEN F. PAGE For For
4 THOMAS E. PLIMPTON For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Management Abstain Against
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES
04 APPROVAL OF THE LONG TERM INCENTIVE PLAN Management For For
05 APPROVAL OF THE SENIOR EXECUTIVE YEARLY INCENTIVE Management For For
COMPENSATION PLAN
06 STOCKHOLDER PROPOSAL REGARDING THE Shareholder Against For
SUPERMAJORITY VOTE PROVISIONS
07 STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE Shareholder Against For
THRESHOLD
ANGLO AMERN PLC
SECURITY G03764134 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Apr-2011
ISIN GB00B1XZS820 AGENDA 702853400 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1 To receive the financial statements of the Company Management For For
and the Group and the reports of the directors and
auditors for the year ended 31 December 2010
2 To declare a final dividend of 40 US cents per ordinary share, Management For For
payable on 28 April 2011 to those shareholders registered at the
close of business on 1 April 2011
3 To elect Mr Phuthuma Nhleko as a director of the Company Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 21
The GAMCO Global Growth Fund
4 To re-elect Cynthia Carroll as a director of the Company Management For For
5 To re-elect David Challen as a director of the Company Management For For
6 To re-elect Sir CK Chow as a director of the Company Management For For
7 To re-elect Sir Philip Hampton as a director of the Company Management For For
8 To re-elect Rene Medori as a director of the Company Management For For
9 To re-elect Ray O'Rourke as a director of the Company Management For For
10 To re-elect Sir John Parker as a director of the Company Management For For
11 To re-elect Mamphela Ramphele as a director of the Company Management For For
12 To re-elect Jack Thompson as a director of the Company Management For For
13 To re-elect Peter Woicke as a director of the Company Management For For
14 To re-appoint Deloitte LLP as auditors of the Company for the Management For For
ensuing year
15 To authorise the directors to determine the remuneration of the Management For For
auditors
16 To approve the directors' remuneration report for the year ended Management For For
31 December 2010 set out in the Annual Report
17 To resolve that the rules of the Anglo American Long Term Management For For
Incentive Plan 2011 produced to the meeting and for the purposes
of identification initialled by the chairman (the 'Plan') be approved,
and the directors' adoption of the Plan be authorised
18 To resolve that the authority conferred on the directors by Article Management For For
9.2 of the Company's Articles of Association be renewed for the
period ending at the conclusion of the Annual General Meeting in
2012 or on 30 June 2012, whichever is the earlier, and for such
period the Section 551 Amount shall be USD 72.5 million. Such
authority shall be in substitution for all previous authorities
pursuant to Section 551 of the Companies Act 2006
19 To resolve that subject to the passing of Resolution 18 above, the Management For For
power conferred on the directors by Article 9.3 of the Company's
Articles of Association be renewed for the period referred to in
Resolution 18 and for such period the Section 561 Amount shall
be USD 36.2 million. Such authority shall be in substitution for all
previous powers pursuant to Section 561 of the Companies Act
2006
20 To resolve that the Company be and is generally and Management For For
unconditionally authorised for the purpose of Section 701 of the
Companies Act 2006 to make market purchases (within the
meaning of Section 693 of the Companies Act 2006) of ordinary
shares of 54 86/91 US cents each in the capital of the Company
provided that: a) the maximum number of ordinary shares of 54
86/91 US cents each in the capital of the Company authorised to
be acquired is 197.9 million; b) the minimum price which may be
paid for an ordinary share is 54 86/91 US cents, which amount
shall be exclusive of expenses; c) the maximum price which may
be paid for an ordinary share is an amount (exclusive of
expenses) equal to the higher of 105% of the average of the
middle market quotation for an ordinary share, as derived from the
London CONTD
CONT CONTD Stock Exchange Daily Official List, for the five business Non-Voting
days-immediately preceding the day on which such ordinary share
is contracted to-be purchased and the highest current bid as
stipulated by Article 5(1) of the-Buy-back and Stabilisation
Regulations 2003; and d) the authority hereby-conferred shall
expire at the conclusion of the Annual General Meeting of the-
Company to be held in 2012 (except in relation to the purchase of
ordinary-shares the contract for which was concluded before the
expiry of such-authority and which might be executed wholly or
partly after such expiry)-unless such authority is renewed prior to
such time
21 That a general meeting other than an annual general meeting may Management For For
be called on not less than 14 clear days' notice
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON
SECURITY F86921107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 21-Apr-2011
ISIN FR0000121972 AGENDA 702853981 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 794804 DUE TO DELETION OF-A RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED A-ND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting
VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST". A VOTE
OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please contact your
Client Service Representative-to obtain the necessary card,
account details and directions. The following ap-plies to Non-
Resident Shareowners: Proxy Cards: Voting instructions will be fo-
rwarded to the Global Custodians that have become Registered
Intermediaries, o-n the Vote Deadline Date. In capacity as
Registered Intermediary, the Global C-ustodian will sign the Proxy
Card and forward to the local custodian. If you a-re unsure
whether your Global Custodian acts as Registered Intermediary,
pleas-e contact your representative
O.1 Approval of 2010 parent company financial statements Management For For
O.2 Approval of 2010 consolidated financial statements Management For For
O.3 Appropriation of profit for the year, dividend and dividend Management For For
reinvestment option
O.4 Approval of the report on regulated agreements signed in 2010 Management For For
and previous years
O.5 Ratification of the co-optation of Mr. Anand Mahindra and his Management For For
appointment as a member of the Supervisory Board
O.6 Appointment of Ms. Betsy Atkins as a member of the Supervisory Management For For
Board
O.7 Appointment of Mr. Jeong H. Kim as a member of the Supervisory Management For For
Board
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 22
The GAMCO Global Growth Fund
O.8 Appointment of Ms. Dominique Senequier as a member of the Management For For
Supervisory Board
O.9 Determination of the amount of attendance fees awarded to the Management For For
members of the Supervisory Board
O.10 Authorization to trade in the Company's shares: maximum Management For For
purchase price EUR 150
E.11 Statutory changes: the statutory age limit for members of the Management For For
Supervisory Board is replaced by a restriction to two years
(renewable) of the period of appointment of members aged over
70
E.12 Statutory changes: possibility of appointing a third non-voting Management For For
member
E.13 Statutory changes: division by two of the par value of the Management For For
Company's shares
E.14 Authorization to (i) increase the capital by a maximum of EUR 800 Management For For
million by issuing common shares or securities convertible,
redeemable, exchangeable or otherwise exercisable for common
shares of the Company or one of its subsidiaries, subject to
preemptive subscription rights; or (ii) issue securities providing for
the attribution of debt securities, subject to preemptive
subscription rights
E.15 Authorization to increase the Company's capital by capitalizing Management For For
reserves, earnings or additional paid-in capital
E.16 Authorization to (i) increase the capital by a maximum of EUR 217 Management For For
million, by issuing common shares or securities convertible,
redeemable, exchangeable or otherwise exercisable for common
shares of the Company or one of its subsidiaries; or (ii) issue
securities providing for the attribution of debt securities; in both
cases, by means of public offerings and subject to the waiver by
existing shareholders of their preemptive subscription rights
E.17 Authorization to increase the amount of an initial share issue, with Management For For
or without preemptive subscription rights, determined pursuant to
the fourteenth and sixteenth resolutions respectively where an
issue is oversubscribed
E.18 Option to use the authorization to increase the capital without Management For For
preemptive subscription rights in payment for shares in the case of
a public exchange offer or share equivalents relating to the shares
of other companies
E.19 Authorization, through an offering governed by article L.411-2 II of Management For For
the French Monetary and Financial Code, in all cases without
preemptive subscription rights, at a price set by the Management
Board in accordance with procedures approved by shareholders
at this Meeting to (i) increase the capital by a maximum of EUR
108 million (i.e. 5% of share capital), by issuing common shares or
securities of the Company or one of its subsidiaries or (ii) to issue
convertible debt securities
E.20 Authorization given to the Management Board to grant options to Management For For
purchase new or existing shares to employees and corporate
officers of the Company and its affiliates
E.21 Authorization given to the Management Board to grant free share Management For For
allocations (based on existing shares or shares to be issued),
subject where applicable to performance criteria, to employees
and corporate officers of the Company and its affiliates
E.22 Authorization to issue shares to employees who are members of Management For For
the Employee Stock Purchase Plan
E.23 Authorization to carry out a share issue restricted to employees of Management For For
the foreign companies in the Group
E.24 Authorization given to the Management Board to cancel, where Management For For
applicable, company shares purchased in accordance with the
conditions determined by the Shareholders' Meeting, up to a
maximum of 10% of capital
E.25 Powers Management For For
ADOBE SYSTEMS INCORPORATED
SECURITY 00724F101 MEETING TYPE Annual
TICKER SYMBOL ADBE MEETING DATE 21-Apr-2011
ISIN US00724F1012 AGENDA 933378918 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF CLASS II DIRECTOR: ROBERT K. BURGESS Management For For
1B ELECTION OF CLASS II DIRECTOR: DANIEL ROSENSWEIG Management For For
1C ELECTION OF CLASS II DIRECTOR: ROBERT SEDGEWICK Management For For
1D ELECTION OF CLASS II DIRECTOR: JOHN E. WARNOCK Management For For
02 APPROVAL OF THE AMENDMENT OF THE 1997 EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE
RESERVE BY 17 MILLION SHARES.
03 APPROVAL OF THE ADOPTION OF THE 2011 EXECUTIVE Management For For
CASH PERFORMANCE BONUS PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON DECEMBER 2, 2011.
05 APPROVAL OF THE CERTIFICATE OF AMENDMENT TO THE Management For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE OUR CLASSIFIED BOARD STRUCTURE.
06 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
07 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES TO APPROVE A RESOLUTION ON THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
HONEYWELL INTERNATIONAL INC.
SECURITY 438516106 MEETING TYPE Annual
TICKER SYMBOL HON MEETING DATE 25-Apr-2011
ISIN US4385161066 AGENDA 933380115 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 23
The GAMCO Global Growth Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Management For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1G ELECTION OF DIRECTOR: JUDD GREGG Management For For
1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Management For For
1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF HONEYWELL Management Against Against
INTERNATIONAL INC. AND ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL INC. INCENTIVE Management For For
COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES,
AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1,
2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
08 SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 26-Apr-2011
ISIN US4592001014 AGENDA 933380381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: W.R. BRODY Management For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Management For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Management For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Management For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Management For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For
1H ELECTION OF DIRECTOR: J.W. OWENS Management For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Management For For
1J ELECTION OF DIRECTOR: J.E. SPERO Management For For
1K ELECTION OF DIRECTOR: S. TAUREL Management For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) Management Abstain Against
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shareholder Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shareholder Against For
CONTRIBUTIONS POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shareholder Against For
STRYKER CORPORATION
SECURITY 863667101 MEETING TYPE Annual
TICKER SYMBOL SYK MEETING DATE 26-Apr-2011
ISIN US8636671013 AGENDA 933388490 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
01 DIRECTOR Management
1 HOWARD E. COX, JR. For For
2 SRIKANT M. DATAR, PH.D. For For
3 ROCH DOLIVEUX, DVM For For
4 LOUISE L. FRANCESCONI For For
5 ALLAN C. GOLSTON For For
6 HOWARD L. LANCE For For
7 STEPHEN P. MACMILLAN For For
8 WILLIAM U. PARFET For For
9 RONDA E. STRYKER For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN. Management Against Against
04 APPROVAL OF THE 2011 PERFORMANCE INCENTIVE Management Against Against
AWARD PLAN.
05 APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
06 RECOMMENDATION, IN AN ADVISORY VOTE, OF THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
07 SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT Shareholder Against For
THE MEETING.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 24
The GAMCO Global Growth Fund
THE COCA-COLA COMPANY
SECURITY 191216100 MEETING TYPE Annual
TICKER SYMBOL KO MEETING DATE 27-Apr-2011
ISIN US1912161007 AGENDA 933380418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Management For For
1D ELECTION OF DIRECTOR: BARRY DILLER Management For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Management For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Management For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Management For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
1K ELECTION OF DIRECTOR: SAM NUNN Management For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Management For For
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX
DEDUCTIBILITY OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Management For For
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX
DEDUCTIBILITY OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON Management Abstain Against
PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Management Abstain Against
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON Shareholder Against For
BISPHENOL-A
EATON CORPORATION
SECURITY 278058102 MEETING TYPE Annual
TICKER SYMBOL ETN MEETING DATE 27-Apr-2011
ISIN US2780581029 AGENDA 933385230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: GEORGE S. BARRETT Management For For
1B ELECTION OF DIRECTOR: TODD M. BLUEDORN Management For For
1C ELECTION OF DIRECTOR: NED C. LAUTENBACH Management For For
1D ELECTION OF DIRECTOR: GREGORY R. PAGE Management For For
02 APPROVING AMENDMENTS TO THE AMENDED Management For For
REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION
OF ALL DIRECTORS. IMPLEMENTATION OF THIS PROPOSAL
2 IS CONDITIONED UPON THE APPROVAL OF PROPOSAL 3.
03 APPROVING AMENDMENTS TO THE AMENDED AND Management Against Against
RESTATED ARTICLES OF INCORPORATION AND THE AMENDED REGULATIONS
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITOR FOR 2011.
05 APPROVING, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF FUTURE NON-BINDING EXECUTIVE COMPENSATION
VOTES.
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 27-Apr-2011
ISIN US3696041033 AGENDA 933387664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 25
The GAMCO Global Growth Fund
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF KPMG Management For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shareholder Against For
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shareholder Against For
GRANTED TO EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK Shareholder Against For
DISCLOSURE
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shareholder Against For
RESEARCH
BARRICK GOLD CORPORATION
SECURITY 067901108 MEETING TYPE Annual
TICKER SYMBOL ABX MEETING DATE 27-Apr-2011
ISIN CA0679011084 AGENDA 933390849 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
01 DIRECTOR Management
1 H.L. BECK For For
2 C.W.D. BIRCHALL For For
3 D.J. CARTY For For
4 G. CISNEROS For For
5 P.A. CROSSGROVE For For
6 R.M. FRANKLIN For For
7 J.B. HARVEY For For
8 D. MOYO For For
9 B. MULRONEY For For
10 A. MUNK For For
11 P. MUNK For For
12 A.W. REGENT For For
13 N.P. ROTHSCHILD For For
14 S.J. SHAPIRO For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND
AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management For For
APPROACH.
CENOVUS ENERGY INC.
SECURITY 15135U109 MEETING TYPE Annual
TICKER SYMBOL CVE MEETING DATE 27-Apr-2011
ISIN CA15135U1093 AGENDA 933394049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
01 DIRECTOR
Management
1 RALPH S. CUNNINGHAM For For
2 PATRICK D. DANIEL For For
3 IAN W. DELANEY For For
4 BRIAN C. FERGUSON For For
5 MICHAEL A. GRANDIN For For
6 VALERIE A.A. NIELSEN For For
7 CHARLES M. RAMPACEK For For
8 COLIN TAYLOR For For
9 WAYNE G. THOMSON For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF CENOVUS
ENERGY INC.
DANONE, PARIS
SECURITY F12033134 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN FR0000120644 AGENDA 702819600 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 26
The GAMCO Global Growth Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY
Non-Voting VALID VOTE
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the Proxy
Card and-forward to the local custodian. If you are unsure whether
your Global-Custodian acts as Registered Intermediary, please
contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY-CLICKING ON THE
MATERIAL URL LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2011/0304/201103041100550.pdf
O.1 Approval of the corporate financial statements for the financial Management For For
year ended on December 31, 2010
O.2 Approval of the consolidated financial statements for the financial Management For For
year ended on December 31, 2010
O.3 Allocation of income for the financial year ended December 31, Management For For
2010 and setting the dividend at EUR 1.30 per share
O.4 Ratification of the co-optation of Mr. Yoshihiro Kawabata as Board Management For For
member
O.5 Renewal of Mr. Bruno Bonnell's term as Board member Management For For
O.6 Renewal of Mr. Bernard Hours's term as Board member Management For For
O.7 Renewal of Mr. Yoshihiro Kawabata's term as Board member Management For For
O.8 Renewal of Mr. Jacques Vincent's term as Board member Management For For
O.9 Appointment of Mrs. Isabelle Seillier as Board member Management For For
O.10 Appointment of Mr. Jean-Michel Severino as Board member Management For For
O.11 Approval of the Agreements referred to in the Statutory Auditors' Management For For
special report
O.12 Approval of the Agreements and Undertakings pursuant to Articles Management For For
L.225-38 and L.225-42-l of the Commercial Code relating to Mr.
Bernard Hours
O.13 Authorization to be granted to the Board of Directors to purchase, Management For For
hold or transfer Company's shares
E.14 Delegation of authority to the Board of Directors to issue ordinary Management For For
shares of the Company and securities giving access to the capital
of the Company, with preferential subscription rights of
shareholders
E.15 Delegation of authority to the Board of Directors to issue ordinary Management For For
shares of the Company and securities giving access to the capital
of the Company, with cancellation of preferential subscription
rights of shareholders, but with obligation to grant a priority right
E.16 Delegation of authority to the Board of Directors in the event of Management For For
capital increase with or with cancellation of preferential
subscription rights of shareholders to increase the amount of
issuable securities
E.17 Delegation of authority to the Board of Directors to issue ordinary Management For For
shares and securities giving access to the capital of the Company,
in the event of public exchange offer initiated by the Company
E.18 Delegation of powers to the Board of Directors to issue ordinary Management For For
shares, in consideration for in-kind contributions granted to the
Company and composed of equity securities or securities giving
access to the capital
E.19 Delegation of authority to the Board of Directors to increase the Management For For
Company's capital by incorporation of reserves, profits or
premiums or other amounts which capitalization is authorized
E.20 Delegation of authority to the Board of Directors to carry out Management For For
capital increases reserved for employees participating in a
company savings plan and/or transfers of reserved securities
E.21 Authorization granted to the Board of Directors to reduce capital Management For For
by cancellation of shares
E.22 Powers for formalities Management For For
H & M HENNES & MAURITZ AB (PUBL)
SECURITY W41422101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN SE0000106270 AGENDA 702857650 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting
ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS
REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE-REPRESENTATIVE
1 Opening of the AGM Non-Voting
2 Election of a chairman for the AGM: Lawyer Sven Unger Non-Voting
3 Address by Managing Director Karl-Johan Persson followed by an Non-Voting
opportunity to-ask questions about the company
4 Establishment and approval of voting list Non-Voting
5 Approval of the agenda Non-Voting
6 Election of people to check the minutes Non-Voting
7 Examination of whether the meeting was duly convened Non-Voting
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 27
The GAMCO Global Growth Fund
8 a. Presentation of the annual accounts and auditors' report as well Non-Voting
as the-consolidated accounts and the consolidated auditors'
report, and auditors'-statement on whether the guidelines for
remuneration to senior executives-applicable since the last AGM
have been followed. b. Statement by the-company's auditor and
the chairman of the Auditing Committee. c. Statement by-the
Chairman of the Board on the work of the Board. d. Statement by
the-chairman of the Election Committee on the work of the
Election Committee
9.a Adoption of the income statement and balance sheet as well as Management For For
the consolidated income statement and consolidated balance
sheet
9.b Disposal of the company's earnings in accordance with the Management For For
adopted balance sheets, and record date
9.c Discharge of the members of the Board and Managing Director Management For For
from liability to the company
10 The Election Committee proposes eight Board members with no Management For For
deputies
11 Establishment of fees to the Board and auditors Management For For
12 Election of Board members and Chairman of the Board: Re- Management For For
election of current Board members: Mia Brunell Livfors, Anders
Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan
Persson, Melker Schorling and Christian Sievert. Chairman of the
Board: re-election of Stefan Persson
13 Establishment of principles for the Election Committee and Management For For
election of members of the Election Committee
14 Resolution on amendment of the articles of association Management For For
15 Resolution on guidelines for remuneration to senior executives Management For For
16 Closing of the AGM Non-Voting
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V101 MEETING TYPE Annual
TICKER SYMBOL PBRA MEETING DATE 28-Apr-2011
ISIN US71654V1017 AGENDA 933430376 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Management For For
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND THEIR Management For For
RESPECTIVE SUBSTITUTES
DAVIDE CAMPARI-MILANO SPA
SECURITY T24091117 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 29-Apr-2011
ISIN IT0003849244 AGENDA 702874315 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A-SECOND CALL ON 2
MAY 2011 AT 10:00 CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. THANK YOU.
1 Approval of the balancesheet as of 31 December 2010 and Management For For
consequential resolutions
2 Approval of stock option plan ex art 114 BIS TUF Management For For
3 Authorisation to buy and sell own shares Management For For
4 Presentation of the report on the general politics of the executive Management For For
directors remuneration
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION-1 AND CHANGE IN
MEETING TYPE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE D-O NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCT-IONS. THANK YOU.
AGNICO-EAGLE MINES LIMITED
SECURITY 008474108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL AEM MEETING DATE 29-Apr-2011
ISIN CA0084741085 AGENDA 933403177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
01 DIRECTOR Management
1 LEANNE M. BAKER For For
2 DOUGLAS R. BEAUMONT For For
3 SEAN BOYD For For
4 MARTINE A. CELEJ For For
5 CLIFFORD J. DAVIS For For
6 ROBERT J. GEMMELL For For
7 BERNARD KRAFT For For
8 MEL LEIDERMAN For For
9 JAMES D. NASSO For For
10 SEAN RILEY For For
11 J. MERFYN ROBERTS For For
12 EBERHARD SCHERKUS For For
13 HOWARD R. STOCKFORD For For
14 PERTTI VOUTILAINEN For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 28
The GAMCO Global Growth Fund
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF Management For For
THE CORPORATION AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING AN AMENDMENT Management For For
OF AGNICO-EAGLE'S STOCK OPTION PLAN.
04 A NON-BINDING ADVISORY RESOLUTION ACCEPTING Management For For
AGNICO-EAGLE'S APPROACH TO EXECUTIVE
COMPENSATION.
ABB LTD
SECURITY 000375204 MEETING TYPE Annual
TICKER SYMBOL ABB MEETING DATE 29-Apr-2011
ISIN US0003752047 AGENDA 933411554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
2A APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Management For For
FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2010
2B CONSULTATIVE VOTE ON THE 2010 REMUNERATION Management For For
REPORT
03 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Management For For
PERSONS ENTRUSTED WITH MANAGEMENT
04 APPROPRIATION OF AVAILABLE EARNINGS AND Management For For
CONVERSION OF CAPITAL CONTRIBUTION RESERVE
05 CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL Management For For
IN CONNECTION WITH EMPLOYEE PARTICIPATION
06 RENEWAL OF AUTHORIZED SHARE CAPITAL Management For For
7A RE-ELECTION OF ROGER AGNELLI Management For For
7B RE-ELECTION OF LOUIS R. HUGHES Management For For
7C RE-ELECTION OF HANS ULRICH MAERKI Management For For
7D RE-ELECTION OF MICHEL DE ROSEN Management For For
7E RE-ELECTION OF MICHAEL TRESCHOW Management For For
7F RE-ELECTION OF JACOB WALLENBERG Management For For
7G RE-ELECTION OF HUBERTUS VON GRUNBERG Management For For
7H ELECTION OF MS. YING YEH TO THE BOARD OF DIRECTORS Management For For
08 RE-ELECTION OF THE AUDITORS Management For For
SUNCOR ENERGY INC.
SECURITY 867224107 MEETING TYPE Annual
TICKER SYMBOL SU MEETING DATE 03-May-2011
ISIN CA8672241079 AGENDA 933394164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
01 DIRECTOR Management
1 MEL E. BENSON For For
2 DOMINIC D'ALESSANDRO For For
3 JOHN T. FERGUSON For For
4 W. DOUGLAS FORD For For
5 RICHARD L. GEORGE For For
6 PAUL HASELDONCKX For For
7 JOHN R. HUFF For For
8 JACQUES LAMARRE For For
9 BRIAN F. MACNEILL For For
10 MAUREEN MCCAW For For
11 MICHAEL W. O'BRIEN For For
12 JAMES W. SIMPSON For For
13 EIRA THOMAS For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING
YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION AS SUCH.
03 TO ACCEPT THE APPROACH TO EXECUTIVE Management For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
EOG RESOURCES, INC.
SECURITY 26875P101 MEETING TYPE Annual
TICKER SYMBOL EOG MEETING DATE 03-May-2011
ISIN US26875P1012 AGENDA 933398516 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: GEORGE A. ALCORN Management For For
1B ELECTION OF DIRECTOR: CHARLES R. CRISP Management For For
1C ELECTION OF DIRECTOR: JAMES C. DAY Management For For
1D ELECTION OF DIRECTOR: MARK G. PAPA Management For For
1E ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Management For For
1F ELECTION OF DIRECTOR: DONALD F. TEXTOR Management For For
1G ELECTION OF DIRECTOR: FRANK G. WISNER Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 29
The GAMCO Global Growth Fund
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL CONCERNING ACCELERATED Shareholder Against For
VESTING OF EXECUTIVE OFFICER STOCK AWARDS UPON A
CHANGE OF CONTROL, IF PROPERLY PRESENTED.
06 STOCKHOLDER PROPOSAL CONCERNING CORPORATE Shareholder Against For
POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED.
XSTRATA PLC
SECURITY G9826T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-May-2011
ISIN GB0031411001 AGENDA 702882906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1 To receive and consider and, if thought fit, adopt the Annual Management For For
Report and Financial Statements of the Company, and the reports
of the directors and auditors thereon, for the year ended 31
December 2010
2 To declare a final dividend of USD 0.20 per Ordinary Share in Management For For
respect of the year ended 31 December 2010
3 To receive and consider and, if thought fit, to approve the Management For For
directors' Remuneration Report (on pages 119 to 129 of the
Annual Report) for the year ended 31 December 2010
4 To re-elect Mick Davis as a director Management For For
5 To re-elect Dr Con Fauconnier as a director Management For For
6 To re-elect Ivan Glasenberg as a director Management For For
7 To re-elect Peter Hooley as a director Management For For
8 To re-elect Claude Lamoureux as a director Management For For
9 To re-elect Trevor Reid as a director Management For For
10 To re-elect Sir Steve Robson as a director Management For For
11 To re-elect David Rough as a director Management For For
12 To re-elect Ian Strachan as a director Management For For
13 To re-elect Santiago Zaldumbide as a director Management For For
14 To elect Sir John Bond as a director Management For For
15 To elect Aristotelis Mistakidis as a director Management For For
16 To elect Tor Peterson as a director Management For For
17 To re-appoint Ernst & Young LLP as auditors to the Company to Management For For
hold office until the conclusion of the next general meeting at
which accounts are laid before the Company and to authorise the
directors to determine the remuneration of the auditors
18 That the directors be generally and unconditionally authorised Management For For
pursuant to section 551 of the Companies Act 2006 to: (i) allot
shares in the Company, and to grant rights to subscribe for or to
convert any security into shares in the Company: (A) up to an
aggregate nominal amount of USD 494,115,346; and (B)
comprising equity securities (as defined in section 560 of the
Companies Act 2006) up to an aggregate nominal amount of USD
988,230,692 (including within such limit any shares issued or
rights granted under paragraph (A) above) in connection with an
offer by way of a rights issue: (I) to holders of ordinary shares in
proportion (as nearly as may be practicable) to their existing
holdings; and (II) to people who are holders of other equity
securities if this is required by the rights of those securities or, if
the CONTD
CONT CONTD directors consider it necessary, as permitted by the rights Non-Voting
of those-securities, and so that the directors may impose any
limits or restrictions-and make any arrangements which they
consider necessary or appropriate to-deal with treasury shares,
fractional entitlements, record dates, legal,-regulatory or practical
problems in, or under, the laws of, any territory or-any other
matter; for a period expiring (unless previously renewed, varied or-
revoked by the Company in a general meeting) at the end of the
next Annual-General Meeting of the Company after the date on
which this resolution is-passed; and (ii) make an offer or
agreement which would or might require-shares to be allotted, or
rights to subscribe for or convert any security-into shares to be
granted, after expiry of this authority and the directors-may
CONTD
CONT CONTD allot shares and grant rights in pursuance of that offer or Non-Voting
agreement-as if this authority had not expired. (b) That, subject to
paragraph (c)-below, all existing authorities given to the directors
to allot shares in the-Company, and to grant rights to subscribe for
or to convert any security into-shares in the Company be revoked
by this resolution. (c) That paragraph (b)-above shall be without
prejudice to the continuing authority of the directors-to allot
shares, or grant rights to subscribe for or convert any securities-
into shares, pursuant to an offer or agreement made by the
Company before the-expiry of the authority pursuant to which
such offer or agreement was made
19 That, subject to the passing of resolution 18 in the Notice of Management For For
Annual General Meeting, the directors be generally empowered
pursuant to section 570 and section 573 of the Companies Act
2006 to allot equity securities (as defined in section 560 of the
Companies Act 2006) for cash, pursuant to the authority conferred
by resolution 18 in the Notice of Annual General Meeting as if
section 561(1) of the Companies Act 2006 did not apply to the
allotment. This power: (a) expires (unless previously renewed,
varied or revoked by the Company in a general meeting) at the
end of the next Annual General Meeting of the Company after the
date on which this resolution is passed, but the Company may
make an offer or agreement which would or might require equity
securities to be allotted after expiry of this power and the directors
may CONTD
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 30
The GAMCO Global Growth Fund
CONT CONTD allot equity securities in pursuance of that offer or Non-Voting
agreement as if-this power had not expired; and (b) shall be
limited to the allotment of-equity securities in connection with an
offer of equity securities (but in-the case of the authority granted
under resolution 18 (a)(i)(B), by way of a-rights issue only): (i) to
the ordinary shareholders in proportion (as nearly-as may be
practicable) to their existing holdings; and (ii) to people who-hold
other equity securities, if this is required by the rights of those-
securities or, if the directors consider it necessary, as permitted by
the-rights of those securities, and so that the directors may
impose any limits-or restrictions and make any arrangements
which they consider necessary or-appropriate to deal with treasury
shares, fractional entitlements, record-dates, CONTD
CONT CONTD legal, regulatory or practical problems in, or under the Non-Voting
laws of, any-territory or any other matter; and (c) in the case of the
authority granted-under resolution 18 (a)(i)(A) shall be limited to
the allotment of equity-securities for cash otherwise than pursuant
to paragraph (b) above up to an-aggregate nominal amount of
USD 74,117,301. This power applies in relation to-a sale of shares
which is an allotment of equity securities by virtue of-section
560(3) of the Act as if the first paragraph of this resolution the-
words "pursuant to the authority conferred by resolution 18 in the
Notice of-Annual General Meeting" were omitted
20 That any Extraordinary General Meeting of the Company Management For For
(asdefined in the Company's Articles of Association as a general
meeting other than an Annual General Meeting) may be called on
not less than 20 clear days' notice
SAIPEM S P A
SECURITY T82000117 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 04-May-2011
ISIN IT0000068525 AGENDA 702930365 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 802102 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 30 APR-2011 TO 04 MAY 2011. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RET-URN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU.
O.1 Balance sheet as of 31 December 2010 of Saipem Spa. Directors, Management For For
board of auditors and auditing company's reporting. Related
resolutions. Presentation of consolidated balance sheet as of 31
December 2010
O.2 Allocation of profits Management For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO Non-Voting
BE ELECTED AS DIRECTORS, THERE-IS ONLY 1 VACANCY AVAILABLE TO
BE FILLED AT THE MEETING. THE STANDING INSTRUC-TIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED
T-O VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU.
O.3.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: The list of candidates for the Board of Directors
presented by Eni is as follows: Appointment of directors upon
determination of their number, office tenor and emoluments.
Appointment of the chairman of the board of directors: Alberto
Meomartini, Pietro Franco Tali, Hugh James O'Donnell, Umberto
Vergine, Gabriele Galateri di Genola (independent), Nicola Greco
(independent)
O.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: The list of candidates for the Board of Directors
presented by institutional investors is as follows: Appointment of
directors upon determination of their number, office tenor and
emoluments. Appointment of the chairman of the board of
directors: Maurizio Montagnese (independent), Mauro Sacchetto
(independent), Michele Volpi (independent)
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO
BE ELECTED Non-Voting
AS AUDITORS, THERE-IS ONLY 1 VACANCY
AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING
INSTRUCT-IONS FOR THIS MEETING WILL BE DISABLED
AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR
ONLY 1 OF THE 2 SLATES. THANK YOU.
O.4.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: The list of candidates for the Internal Auditors
presented by Eni is as follows: Appointment of the auditors and of
the chairman of the board of auditors. Determination of the
emoluments reserved to statutory auditors and to the chairman of
the board of auditors: for the office of Statutory Auditors: Fabrizio
Gardi, Adriano Propersi, for the office of Alternate Auditors: Giulio
Gamba
O.4.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: The list of candidates for the Internal Auditors
presented by institutional investors is as follows: Appointment of
the auditors and of the chairman of the board of auditors.
Determination of the emoluments reserved to statutory auditors
and to the chairman of the board of auditors: for the office of
Statutory Auditors: Mario Busso, for the office of Alternate
Auditors: Paolo Sfameni
E.1 Amendment to art 12, 13 and 19 of the corporate bylaws Management For For
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 04-May-2011
ISIN US2686481027 AGENDA 933387929 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 31
The GAMCO Global Growth Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Management For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Management For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Management For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Management For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Management For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Management For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Management For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Management For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Management For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT Management For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Management Against Against
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Management For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Management Abstain Against
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
HESS CORPORATION
SECURITY 42809H107 MEETING TYPE Annual
TICKER SYMBOL HES MEETING DATE 04-May-2011
ISIN US42809H1077 AGENDA 933389428 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: E.E. HOLIDAY Management For For
1B ELECTION OF DIRECTOR: J.H. MULLIN Management For For
1C ELECTION OF DIRECTOR: F.B. WALKER Management For For
1D ELECTION OF DIRECTOR: R.N. WILSON Management For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 APPROVAL OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE
YEARS, AS INDICATED.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR Management For For
SENIOR OFFICERS, AS AMENDED.
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 04-May-2011
ISIN US7134481081 AGENDA 933392069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: S.L. BROWN Management For For
1B ELECTION OF DIRECTOR: I.M. COOK Management For For
1C ELECTION OF DIRECTOR: D. DUBLON Management For For
1D ELECTION OF DIRECTOR: V.J. DZAU Management For For
1E ELECTION OF DIRECTOR: R.L. HUNT Management For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1L ELECTION OF DIRECTOR: D. VASELLA Management For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF Management For For
INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR
DIRECTORS IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For
REPORT (PROXY STATEMENT P.65)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 32
The GAMCO Global Growth Fund
SCHRODERS
SECURITY G7860B102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-May-2011
ISIN GB0002405495 AGENDA 702873971 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1 Report and Accounts Management For For
2 Final dividend Management For For
3 Remuneration report Management For For
4 Re-elect Michael Dobson Management For For
5 Re-elect Massimo Tosato Management For For
6 Re-elect Andrew Beeson Management For For
7 Re-elect Bruno Schroder Management For For
8 Re-appoint PricewaterhouseCoopers LLP as auditors Management For For
9 Authority for the Directors to fix the auditors' remuneration Management For For
10 Authority to allot shares Management For For
11 Adoption of Schroders Equity Compensation Plan 2011 Management For For
12 Adoption of Schroders Share Option Plan 2011 Management For For
13 Authority to purchase own shares Management For For
14 Notice of general meetings Management For For
STANDARD CHARTERED PLC, LONDON
SECURITY G84228157 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-May-2011
ISIN GB0004082847 AGENDA 702874238 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1 To receive the report and accounts Management For For
2 To declare the final dividend Management For For
3 To approve the directors' remuneration report Management For For
4 To re-elect Mr S P Bertamini, an executive director Management For For
5 To re-elect Mr J S Bindra, an executive director Management For For
6 To re-elect Mr R Delbridge, a non-executive director Management For For
7 To re-elect Mr J F T Dundas, a non-executive director Management For For
8 To re-elect Miss V F Gooding CBE, a non-executive director Management For For
9 To re-elect Dr Han Seung-soo KBE, a non-executive director Management For For
10 To re-elect Mr S J Lowth, a non-executive director Management For For
11 To re-elected Mr R H P Markham, a non-executive director Management For For
12 To re-elect Ms R Markland, a non-executive director Management For For
13 To re-elect Mr R H Meddings, an executive director Management For For
14 To re-elect Mr J G H Paynter, a non-executive director Management For For
15 To re-elect Mr J W Peace, as Chairman Management For For
16 To re-elect Mr A M G Rees, an executive director Management For For
17 To re-elect Mr P A Sands, an executive director Management For For
18 To re-elect Mr P D Skinner, a non-executive director Management For For
19 To re-elect Mr O H J Stocken, a non-executive director Management For For
20 To re-appoint KPMG Audit Plc as Auditor to the company from the end of the agm until Management For For
the end of next year's agm
21 To authorise the Board to set the auditor's fees Management For For
22 To authorise the Company and its subsidiaries to make political donations Management For For
23 To authorise the board to allot shares Management For For
24 To extend the authority to allot shares Management For For
25 To approve the 2011 Standard Chartered Share Plan Management For For
26 To disapply pre-emption rights Management For For
27 To authorise the Company to buy back its ordinary shares Management For For
28 To authorise the Company to buy back its preference shares Management For For
29 To authorise the Company to call a general meeting other than an annual general meeting Management For For
on not less than 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME IN RESOLUTI-ON 20. Non-Voting
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 05-May-2011
ISIN US0374111054 AGENDA 933423395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Management For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Management For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Management For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT AUDITORS Management For For
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS Management Abstain Against
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Management Abstain Against
EXECUTIVE OFFICERS
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 33
The GAMCO Global Growth Fund
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE Management For For
ADDITIONAL COMMON STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE Management Against Against
ADDITIONAL PREFERRED STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION PLAN Management For For
COLGATE-PALMOLIVE COMPANY
SECURITY 194162103 MEETING TYPE Annual
TICKER SYMBOL CL MEETING DATE 06-May-2011
ISIN US1941621039 AGENDA 933386167 - Opposition
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN T. CAHILL Management For For
1B ELECTION OF DIRECTOR: IAN COOK Management For For
1C ELECTION OF DIRECTOR: HELENE D. GAYLE Management For For
1D ELECTION OF DIRECTOR: ELLEN M. HANCOCK Management For For
1E ELECTION OF DIRECTOR: JOSEPH JIMENEZ Management For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Management For For
1G ELECTION OF DIRECTOR: DELANO E. LEWIS Management For For
1H ELECTION OF DIRECTOR: J. PEDRO REINHARD Management For For
1I ELECTION OF DIRECTOR: STEPHEN I. SADOVE Management For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. Management Abstain Against
05 STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 06-May-2011
ISIN US6745991058 AGENDA 933401060 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Management For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Management For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Management For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Management For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Management For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Management For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Management For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. Management For For
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING PROCESSES. Shareholder Against For
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shareholder Against For
CUMMINS INC.
SECURITY 231021106 MEETING TYPE Annual
TICKER SYMBOL CMI MEETING DATE 10-May-2011
ISIN US2310211063 AGENDA 933400929 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 ELECTION OF DIRECTOR: THEODORE M. SOLSO Management For For
02 ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Management For For
03 ELECTION OF DIRECTOR: WILLIAM I. MILLER Management For For
04 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For
05 ELECTION OF DIRECTOR: GEORGIA R. NELSON Management For For
06 ELECTION OF DIRECTOR: CARL WARE Management For For
07 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Management For For
08 ELECTION OF DIRECTOR: ROBERT J. BERNHARD Management For For
09 ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG-DIAZ Management For For
10 ELECTION OF DIRECTOR: STEPHEN B. DOBBS Management For For
11 ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED Management Abstain Against
IN THE PROXY STATEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 34
The GAMCO Global Growth Fund
12 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Management Abstain Against
NAMED EXECUTIVE OFFICERS.
13 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE Management For For
YEAR 2011.
MURPHY OIL CORPORATION
SECURITY 626717102 MEETING TYPE Annual
TICKER SYMBOL MUR MEETING DATE 11-May-2011
ISIN US6267171022 AGENDA 933393934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: F.W. BLUE Management For For
1B ELECTION OF DIRECTOR: C.P. DEMING Management For For
1C ELECTION OF DIRECTOR: R.A. HERMES Management For For
1D ELECTION OF DIRECTOR: J.V. KELLEY Management For For
1E ELECTION OF DIRECTOR: R.M. MURPHY Management For For
1F ELECTION OF DIRECTOR: W.C. NOLAN, JR. Management For For
1G ELECTION OF DIRECTOR: N.E. SCHMALE Management For For
1H ELECTION OF DIRECTOR: D.J.H. SMITH Management For For
1I ELECTION OF DIRECTOR: C.G. THEUS Management For For
1J ELECTION OF DIRECTOR: D.M. WOOD Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 11-May-2011
ISIN US20825C1045 AGENDA 933398732 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN. Management For For
06 GENDER EXPRESSION NON-DISCRIMINATION. Shareholder Against For
07 POLITICAL CONTRIBUTIONS. Shareholder Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shareholder Against For
09 ACCIDENT RISK MITIGATION. Shareholder Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shareholder Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
13 CANADIAN OIL SANDS. Shareholder Against For
THE MOSAIC COMPANY
SECURITY 61945A107 MEETING TYPE Special
TICKER SYMBOL MOS MEETING DATE 11-May-2011
ISIN US61945A1079 AGENDA 933420008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, DATED AS OF JANUARY 18, 2011 (AS IT MAY Management For For
BE AMENDED FROM TIME TO TIME), BY AND AMONG THE MOSAIC COMPANY, CARGILL, INCORPORATED,
GNS II (U.S.) CORP., GNS MERGER SUB LLC, AND, FOR LIMITED PURPOSES SET FORTH THEREIN,
THE MARGARET A. CARGILL FOUNDATION, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO Management For For
PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 35
The GAMCO Global Growth Fund
JARDINE MATHESON HLDGS LTD
SECURITY G50736100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-May-2011
ISIN BMG507361001 AGENDA 702945619 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1 To receive the Financial Statements for 2010 and to declare a final dividend Management For For
2 To re-elect Mark Greenberg as a Director Management For For
3 To re-elect Simon Keswick as a Director Management For For
4 To re-elect Dr Richard Lee as a Director Management For For
5 To re-elect Y.K. Pang as a Director Management For For
6 To fix the Directors' fees Management For For
7 To re-appoint the Auditors and to authorize the Directors to fix their remuneration Management For For
8 To renew the general mandate to the Directors to issue new shares Management For For
9 To renew the general mandate to the Directors to purchase the Company's shares Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD DATE. IF YOU HAVE-ALREADY Non-Voting
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 12-May-2011
ISIN US7908491035 AGENDA 933398679 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Management For For
1B ELECTION OF DIRECTOR: THOMAS H. GARRETT III Management For For
1C ELECTION OF DIRECTOR: WENDY L. YARNO Management For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
04 TO APPROVE AMENDMENTS TO THE ST. JUDE MEDICAL, INC. 2007 STOCK INCENTIVE PLAN. Management Against Against
05 TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING THE DECLASSIFICATION OF OUR Shareholder For For
BOARD OF DIRECTORS.
06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2011.
THE CHARLES SCHWAB CORPORATION
SECURITY 808513105 MEETING TYPE Annual
TICKER SYMBOL SCHW MEETING DATE 17-May-2011
ISIN US8085131055 AGENDA 933400486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For
1B ELECTION OF DIRECTOR: STEPHEN T. MCLIN Management For For
1C ELECTION OF DIRECTOR: CHARLES R. SCHWAB Management For For
1D ELECTION OF DIRECTOR: ROGER 0. WALTHER Management For For
1E ELECTION OF DIRECTOR: ROBERT N. WILSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS Management For For
03 APPROVAL OF AMENDED 2004 STOCK INCENTIVE PLAN Management Against Against
04 APPROVAL OF COMPENSATION OF NAMED EXECUTIVE OFFICERS Management Abstain Against
05 FREQUENCY OF VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS Management Abstain Against
06 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
07 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF BOARD OF DIRECTORS Shareholder For For
SOUTHWESTERN ENERGY COMPANY
SECURITY 845467109 MEETING TYPE Annual
TICKER SYMBOL SWN MEETING DATE 17-May-2011
ISIN US8454671095 AGENDA 933406793 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: LEWIS E. EPLEY, JR. Management For For
1B ELECTION OF DIRECTOR: ROBERT L. HOWARD Management For For
1C ELECTION OF DIRECTOR: GREG D. KERLEY Management For For
1D ELECTION OF DIRECTOR: HAROLD M. KORELL Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 36
The GAMCO Global Growth Fund
1E ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Management For For
1F ELECTION OF DIRECTOR: KENNETH R. MOURTON Management For For
1G ELECTION OF DIRECTOR: STEVEN L. MUELLER Management For For
1H ELECTION OF DIRECTOR: CHARLES E. SCHARLAU Management For For
1I ELECTION OF DIRECTOR: ALAN H. STEVENS Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE Management For For
COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. Management Abstain Against
05 AMENDMENT OF THE COMPANY'S BY-LAWS TO REDUCE THE OWNERSHIP THRE- SHOLD FOR STOCKHOLDERS Management For For
TO CALL SPECIAL MEETING OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT. Shareholder Against For
GOLDCORP INC.
SECURITY 380956409 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL GG MEETING DATE 18-May-2011
ISIN CA3809564097 AGENDA 933411693 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
A DIRECTOR Management
1 IAN W. TELFER For For
2 DOUGLAS M. HOLTBY For For
3 CHARLES A. JEANNES For For
4 JOHN P. BELL For For
5 LAWRENCE I. BELL For For
6 BEVERLEY A. BRISCOE For For
7 PETER J. DEY For For
8 P. RANDY REIFEL For For
9 A. DAN ROVIG For For
10 KENNETH F. WILLIAMSON For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS, AS Management For For
AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION;
C A RESOLUTION APPROVING AN AMENDED AND RESTATED STOCK OPTION PLAN FOR THE COMPANY; Management For For
D A RESOLUTION AMENDING ARTICLES OF THE COMPANY TO INCREASE THE MAXIMUM NUMBER OF Management For For
DIRECTORS FROM 10 TO 12;
E THE SHAREHOLDER PROPOSAL ATTACHED AS SCHEDULE "C" TO THE MANAGEMENT INFORMATION Shareholder Against For
CIRCULAR ACCOMPANYING THIS VOTING INSTRUCTION FORM.
SWIRE PACIFIC LTD
SECURITY Y83310105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN HK0019000162 AGENDA 702923550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL- Non-Voting
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN20110407494.p-df
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME Non-Voting
AS A "TAKE NO ACTION" VOTE.
1 To declare final dividends Management For For
2.a To re-elect M Cubbon as a Director Management For For
2.b To re-elect Baroness Dunn as a Director Management For For
2.c To re-elect T G Freshwater as a Director Management For For
2.d To re-elect C Lee as a Director Management For For
2.e To re-elect M Leung as a Director Management For For
2.f To re-elect M C C Sze as a Director Management For For
2.g To elect I S C Shiu as a Director Management For For
3 To re-appoint PricewaterhouseCoopers as a Auditors and to authorise the Directors to Management For For
fix their remuneration
4 To grant a general mandate for share repurchase Management For For
5 To grant a general mandate to issue and dispose of additional shares in the Company Management For For
6 To approve Directors' Fees Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD Non-Voting
DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 37
The GAMCO Global Growth Fund
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2011
ISIN US4581401001 AGENDA 933403812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN Management Against Against
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE PLAN Management For For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
FLOWSERVE CORPORATION
SECURITY 34354P105 MEETING TYPE Annual
TICKER SYMBOL FLS MEETING DATE 19-May-2011
ISIN US34354P1057 AGENDA 933404129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 JOHN R. FRIEDERY For For
2 JOE E. HARLAN For For
3 MICHAEL F. JOHNSTON For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 APPROVE AN AMENDMENT TO ARTICLE EIGHTH OF THE AMENDED AND RESTATED CERTIFICATE OF Management For For
INCORPORATION.
05 APPROVE AN AMENDMENT TO ARTICLE NINTH OF THE AMENDED AND RESTATED CERTIFICATE OF Management For For
INCORPORATION.
06 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
TIFFANY & CO.
SECURITY 886547108 MEETING TYPE Annual
TICKER SYMBOL TIF MEETING DATE 19-May-2011
ISIN US8865471085 AGENDA 933412316 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Management For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Management For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Management For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Management For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Management For For
1G ELECTION OF DIRECTOR: PETER W. MAY Management For For
1H ELECTION OF DIRECTOR: J. THOMAS PRESBY Management For For
1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Management For For
2 APPROVAL OF THE APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2012.
3 APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. Management Abstain Against
4 THE FREQUENCY OF STOCKHOLDER VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 38
The GAMCO Global Growth Fund
CHEUNG KONG HLDGS LTD
SECURITY Y13213106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-May-2011
ISIN HK0001000014 AGENDA 702932775 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL Non-Voting
LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2 0110411864.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME Non-Voting
AS A "TAKE NO ACTION" VOTE.
1 To receive the audited Financial Statements, the Report of the Directors and the Management For For
Independent Auditor's Report for the year ended 31st December, 2010
2 To declare a final dividend Management For For
3.1 To elect Mr. Li Ka-shing as Director Management For For
3.2 To elect Mr. Chung Sun Keung, Davy as Director Management For For
3.3 To elect Ms. Pau Yee Wan, Ezra as Director Management For For
3.4 To elect Mr. Leung Siu Hon as Director Management For For
3.5 To elect Mr. George Colin Magnus as Director Management For For
3.6 To elect Mr. Simon Murray as Director Management For For
3.7 To elect Mr. Cheong Ying Chew, Henry as Director Management For For
4 To appoint Messrs. Deloitte Touche Tohmatsu as Auditor and authorise the Directors to Management For For
fix their remuneration
5.1 Ordinary Resolution No. 5(1) of the Notice of Annual General Meeting (To give a general Management For For
mandate to the Directors to issue additional shares of the Company)
5.2 Ordinary Resolution No. 5(2) of the Notice of Annual General Meeting (To give a general Management For For
mandate to the Directors to repurchase shares of the Company)
5.3 Ordinary Resolution No. 5(3) of the Notice of Annual General Meeting (To extend the Management For For
general mandate granted to the Directors pursuant to Ordinary Resolution No. 5(1) to
issue additional shares of the Company)
6 Special Resolution of the Notice of Annual General Meeting (To approve the amendments Management For For
to the Articles of Association of the Company)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF Y-OU HAVE Non-Voting
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-May-2011
ISIN US1667641005 AGENDA 933419687 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C ELECTION OF DIRECTOR: R.J. EATON Management For For
1D ELECTION OF DIRECTOR: C. HAGEL Management For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1G ELECTION OF DIRECTOR: D.B. RICE Management For For
1H ELECTION OF DIRECTOR: K.W. SHARER Management For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1L ELECTION OF DIRECTOR: C. WARE Management For For
1M ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shareholder Against For
06 HUMAN RIGHTS COMMITTEE. Shareholder Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
10 HYDRAULIC FRACTURING. Shareholder Against For
11 OFFSHORE OIL WELLS. Shareholder Against For
BLACKROCK, INC.
SECURITY 09247X101 MEETING TYPE Annual
TICKER SYMBOL BLK MEETING DATE 25-May-2011
ISIN US09247X1019 AGENDA 933435605 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 MURRY S. GERBER For For
2 JAMES GROSFELD For For
3 SIR DERYCK MAUGHAN For For
4 THOMAS K. MONTAG For For
5 LINDA GOSDEN ROBINSON For For
6 JOHN S. VARLEY For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 39
The GAMCO Global Growth Fund
02 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, Management Abstain Against
AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT.
03 RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES CAST ON Management Abstain Against
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
ULTRA PETROLEUM CORP.
SECURITY 903914109 MEETING TYPE Annual
TICKER SYMBOL UPL MEETING DATE 25-May-2011
ISIN CA9039141093 AGENDA 933440202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF MICHAEL D. WATFORD AS DIRECTOR Management For For
1B ELECTION OF W. CHARLES HELTON AS DIRECTOR Management For For
1C ELECTION OF ROBERT E. RIGNEY AS DIRECTOR Management For For
1D ELECTION OF STEPHEN J. MCDANIEL AS DIRECTOR Management For For
1E ELECTION OF ROGER A. BROWN AS DIRECTOR Management For For
02 APPOINTMENT OF ERNST & YOUNG, LLP, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND Management For For
AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Withheld Against
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION
05 IF PRESENTED, A SHAREHOLDER PROPOSAL REGARDING HYDRAULIC FRACTURING WHICH IS OPPOSED Shareholder Against For
BY THE BOARD.
HISAMITSU PHARMACEUTICAL CO.,INC.
SECURITY J20076121 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-May-2011
ISIN JP3784600003 AGENDA 703045434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1 Approve Appropriation of Profits Management For For
2 Amend Articles to: Reduce Term of Office of Directors to One Year Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5 Approve Provision of Retirement Allowance for Directors Management For For
6 Approve Extension of Anti-Takeover Defense Measures Management Against Against
THE SWATCH GROUP AG
SECURITY H83949133 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-May-2011
ISIN CH0012255144 AGENDA 703065070 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 832726 DUE TO ADDITION Non-Voting
OF-RESOLUTIONS AND CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC Non-Voting
POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THE NOTICE FOR THIS MEETING WAS RECEIVED AFTER THE REGISTRATI-ON Non-Voting
DEADLINE. IF YOUR SHARES WERE REGISTERED PRIOR TO THE DEADLINE OF 10 MAY 20-11 [BOOK
CLOSING/REGISTRATION DEADLINE DATE], YOUR VOTING INSTRUCTIONS WILL BE-ACCEPTED FOR THIS
MEETING. HOWEVER, VOTING INSTRUCTIONS FOR SHARES THAT WERE-NOT REGISTERED PRIOR TO THE
REGISTRATION DEADLINE WILL NOT BE ACCEPTED.
1.1 2010 Annual Report of the Board of Directors Non-Voting
1.2 2010 Financial Statements (Balance Sheet, Income Statement and Notes) and Non-Voting
2010-Consolidated Financial Statements
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 40
The GAMCO Global Growth Fund
1.3 Statutory Auditors' Report Non-Voting
1.4 Approval of the Reports and the Financial Statements Management No Action
2 The Board of Directors recommends that the General Meeting shall Management No Action
discharge all members of the Board of Directors for the financial year 2010
3 The Board of Directors recommends that the General Meeting appropriates the 2010 profit Management No Action
of CHF 607,596,832.93 resulting from the balance sheet (net income as of 31.12.2010 of
CHF 581,132,548.68 plus balance brought forward from the previous year of CHF
26,464,284.25) as follows:
Dividend on share capital of CHF 125,210,250.00 - CHF 1.00 per registered share with a
par value of CHF 0.45, CHF 124,045,000.00 - CHF 5.00 per bearer share with a par value
of CHF 2.25, CHF 154,200,000.00 Allocation to special reserve CHF 300,000,000.00 Net
income brought forward CHF 29,351,832.93 Total CHF 607,596,832.93 NB: The Group intends
not to pay a dividend to the subsidiaries of which it is a 100% owner
4 The Board of Directors recommends that the General Meeting appoints Management No Action
PricewaterhouseCoopers Ltd for another period of one year as Statutory Auditors
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE Non-Voting
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU-DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 02-Jun-2011
ISIN US38259P5089 AGENDA 933424373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 LARRY PAGE For For
2 SERGEY BRIN For For
3 ERIC E. SCHMIDT For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ANN MATHER For For
7 PAUL S. OTELLINI For For
8 K. RAM SHRIRAM For For
9 SHIRLEY M. TILGHMAN For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK PLAN TO INCREASE THE NUMBER OF Management Against Against
AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. Management Abstain Against
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO Management Abstain Against
NAMED EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION OF A BOARD COMMITTEE ON SUSTAINABILITY, Shareholder Against For
IF PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A SIMPLE MAJORITY VOTING STANDARD FOR Shareholder Against For
STOCKHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT OF INTEREST AND CODE OF CONDUCT COMPLIANCE Shareholder Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
CHINA LIFE INSURANCE COMPANY LIMITED
SECURITY 16939P106 MEETING TYPE Annual
TICKER SYMBOL LFC MEETING DATE 03-Jun-2011
ISIN US16939P1066 AGENDA 933453172 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
O1 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE Management For For
YEAR 2010.
O2 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE Management For For
YEAR 2010.
O3 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE Management For For
AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2010.
O4 TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION AND CASH DIVIDEND DISTRIBUTION PLAN OF Management For For
THE COMPANY FOR THE YEAR 2010.
O5 TO CONSIDER AND APPROVE THE RESOLUTION ON THE REMUNERATION OF DIRECTORS AND SUPERVISORS Management For For
OF THE COMPANY.
O6 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
ZHONG TIAN CERTIFIED PUBLIC ACCOUNTANTS LIMITED COMPANY AND PRICEWATERHOUSECOOPERS,
RESPECTIVELY, AS THE PRC AUDITOR AND INTERNATIONAL AUDITOR OF THE COMPANY FOR 2011.
O7 TO CONSIDER AND APPROVE THE CONTINUED DONATIONS TO THE CHINA LIFE CHARITY FUND. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 41
The GAMCO Global Growth Fund
S8 TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION. Management For For
O9 TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. YUAN LI AS AN EXECUTIVE DIRECTOR OF THE Management For For
COMPANY.
AMAZON.COM, INC.
SECURITY 023135106 MEETING TYPE Annual
TICKER SYMBOL AMZN MEETING DATE 07-Jun-2011
ISIN US0231351067 AGENDA 933435566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Management For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Management For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Management For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Management For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Management For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Management For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Management For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL Management For For
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. Management Abstain Against
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP THRESHOLD FOR CALLING A SPECIAL Shareholder Against For
MEETING OF SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT AND REPORT CONCERNING CLIMATE CHANGE. Shareholder Against For
MASTERCARD INCORPORATED
SECURITY 57636Q104 MEETING TYPE Annual
TICKER SYMBOL MA MEETING DATE 07-Jun-2011
ISIN US57636Q1040 AGENDA 933452396 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: MARC OLIVIE Management For For
1B ELECTION OF DIRECTOR: RIMA QURESHI Management For For
1C ELECTION OF DIRECTOR: MARK SCHWARTZ Management For For
1D ELECTION OF DIRECTOR: JACKSON P. TAI Management For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION Management Abstain Against
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 08-Jun-2011
ISIN US1491231015 AGENDA 933433740 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 DAVID L. CALHOUN For For
2 DANIEL M. DICKINSON For For
3 EUGENE V. FIFE For For
4 JUAN GALLARDO For For
5 DAVID R. GOODE For For
6 JESSE J. GREENE, JR. For For
7 PETER A. MAGOWAN For For
8 DENNIS A. MUILENBURG For For
9 DOUGLAS R. OBERHELMAN For For
10 WILLIAM A. OSBORN For For
11 CHARLES D. POWELL For For
12 EDWARD B. RUST, JR. For For
13 SUSAN C. SCHWAB For For
14 JOSHUA I. SMITH For For
15 MILES D. WHITE For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. Management For For
03 APPROVE AMENDED AND RESTATED CATERPILLAR INC. EXECUTIVE SHORT-TERM INCENTIVE PLAN. Management For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. Management Abstain Against
06 STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS AND EXPENSES. Shareholder Against For
07 STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 42
The GAMCO Global Growth Fund
08 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD. Shareholder Against For
09 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For
10 STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD. Shareholder Against For
11 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS. Shareholder Against For
12 STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY. Shareholder Against For
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 08-Jun-2011
ISIN US25179M1036 AGENDA 933435491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 ROBERT H. HENRY For For
2 JOHN A. HILL For For
3 MICHAEL M. KANOVSKY For For
4 ROBERT A. MOSBACHER, JR For For
5 J. LARRY NICHOLS For For
6 DUANE C. RADTKE For For
7 MARY P. RICCIARDELLO For For
8 JOHN RICHELS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING Management For For
PROVISIONS.
05 AMEND AND RESTATE THE RESTATED CERTIFICATE OF INCORPORATION TO REMOVE UNNECESSARY AND Management For For
OUTDATED PROVISIONS.
06 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2011. Management For For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
CHESAPEAKE ENERGY CORPORATION
SECURITY 165167107 MEETING TYPE Annual
TICKER SYMBOL CHK MEETING DATE 10-Jun-2011
ISIN US1651671075 AGENDA 933455126 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 AUBREY K. MCCLENDON For For
2 DON NICKLES For For
3 KATHLEEN M. EISBRENNER For For
4 LOUIS A. SIMPSON For For
02 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN. Management For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
04 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
05 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
06 SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON DIRECTOR COMPENSATION. Shareholder Against For
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Annual
TICKER SYMBOL FCX MEETING DATE 15-Jun-2011
ISIN US35671D8570 AGENDA 933435720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1 DIRECTOR Management
1 RICHARD C. ADKERSON For For
2 ROBERT J. ALLISON, JR. For For
3 ROBERT A. DAY For For
4 GERALD J. FORD For For
5 H. DEVON GRAHAM, JR. For For
6 CHARLES C. KRULAK For For
7 BOBBY LEE LACKEY For For
8 JON C. MADONNA For For
9 DUSTAN E. MCCOY For For
10 JAMES R. MOFFETT For For
11 B.M. RANKIN, JR. For For
12 STEPHEN H. SIEGELE For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 43
The GAMCO Global Growth Fund
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL Shareholder Against For
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S BOARD OF DIRECTORS.
KEYENCE CORPORATION
SECURITY J32491102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Jun-2011
ISIN JP3236200006 AGENDA 703133493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
4 Appoint a Supplementary Auditor Management For For
KOMATSU LTD.
SECURITY J35759125 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2011
ISIN JP3304200003 AGENDA 703112742 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
3. Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Directors Management For For
5. Giving the Board of Directors the Authority to Issue Stock Acquisition Rights as Management For For
Stock-Based Remuneration to Employees of the Company and Directors of Major
Subsidiaries of the Company
TAKEDA PHARMACEUTICAL COMPANY LIMITED
SECURITY J8129E108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Jun-2011
ISIN JP3463000004 AGENDA 703128745 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
3. Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Directors Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 44
The GAMCO Global Growth Fund
SECOM CO.,LTD.
SECURITY J69972107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Jun-2011
ISIN JP3421800008 AGENDA 703132946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2. Amend Articles to: Change Business Lines, Adopt Reduction of Liability System for Management For For
Outside Auditors, Increase Auditors Board Size to 5
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management For For
4.4 Appoint a Corporate Auditor Management For For
4.5 Appoint a Corporate Auditor Management For For
5. Amend the Compensation to be received by Corporate Auditors Management For For
NIKON CORPORATION
SECURITY 654111103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3657400002 AGENDA 703146135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
4. Approve Retirement Allowance for Retiring Directors and Retiring Corporate Auditors, Management For For
and Payment of Accrued Benefits associated with Abolition of Retirement Benefit System
for Current Directors and Current Corporate Auditors
5. Approve Payment of Bonuses to Directors Management For For
6. Amend the Compensation to be received by Directors and Corporate Auditors Management For For
FANUC LTD.
SECURITY J13440102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3802400006 AGENDA 703169018 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------------------------- ----------- ------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2. Amend Articles to: Change Official Company Name to FANUC CORPORATION, Management For For
Increase Board Size to 16
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 45
The GAMCO Global Growth Fund
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
The GAMCO Global Opportunity Fund
GOLD FIELDS LIMITED
SECURITY 38059T106 MEETING TYPE Special
TICKER SYMBOL GFI MEETING DATE 02-Nov-2010
ISIN US38059T1060 AGENDA 933340197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
O1 ALLOTMENT AND ISSUE OF ESOP SHARES TO THUSANO SHARE TRUST Management For
O2 ALLOTMENT AND ISSUE OF INVICTUS TRANSFORMATION SHARES TO INVICTUS Management For
O3 ALLOTMENT AND ISSUE OF THE SOUTH DEEP COMMUNITY TRUST TRANSFORMATION Management For
SHARES TO THE SOUTH DEEP COMMUNITY TRUST
S1 GRANTING OF FINANCIAL ASSISTANCE BY GOLD FIELDS AND GFIMSA Management For
O4 AUTHORITY TO GIVE EFFECT TO THE ABOVE RESOLUTIONS Management For
WESFARMERS LTD, PERTH WA
SECURITY Q95870103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Nov-2010
ISIN AU000000WES1 AGENDA 702629556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
2.a Re-election of Mr. C. B. Carter as a Director Management For For
2.b Re-election of Mr. J. P. Graham as a Director Management For For
2.c Re-election of Mr. A. J. Howarth as a Director Management For For
2.d Election of Mr. W. G. Osborn as a Director Management For For
2.e Election of Ms V. M. Wallace as a Director Management For For
3 Adoption of the remuneration report Management For For
PERNOD-RICARD, PARIS
SECURITY F72027109 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 10-Nov-2010
ISIN FR0000120693 AGENDA 702630179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please contact your
Client Service Representative-to obtain the necessary card, account
details and directions. The following ap-plies to Non- Resident
Shareowners: Proxy Cards: Voting instructions will be fo- rwarded to
the Global Custodians that have become Registered Intermediaries,
o-n the Vote Deadline Date. In capacity as Registered Intermediary,
the Global C-ustodian will sign the Proxy Card and forward to
the local custodian. If you a-re unsure whether your Global
Custodian acts as Registered Intermediary, pleas-e contact
your representative.
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE Non-Voting
"FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN
"AGAINST" VOTE.
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2010/-0920/201009201005328.
pdf AND https://balo.journal-officiel.gouv.fr/pdf/2010/10-
20/201010201005592.pdf
O.1 Approval of the Parent Company financial statements for the Management For For
financial year ended 30 JUN 2010
O.2 Approval of the consolidated financial statements for the financial Management For For
year ended 30 JUN 2010
O.3 Allocation of the net result for the financial year ended 30 JUN Management For For
2010 and setting of the dividend
O.4 Approval of regulated agreements referred to in Article L. 225-38 et Management For For
seq. of the French Commercial Code
O.5 Renewal of the Directorship of Mr. Francois Gerard Management For For
O.6 Appointment of Ms. Susan Murray as a Director Management For For
O.7 Renew appointment of Mazars as Auditor Management For For
O.8 Renew appointment of Patrick de Cambourg as Alternate Auditor Management For For
O.9 Setting of the annual amount of Directors' fees allocated to members Management For For
of the Board of Directors
O.10 Authorization to be granted to the Board of Directors to trade in Management For For
the Company's shares
E.11 Delegation of authority to be granted to the Board of Directors to Management For For
decide on an allocation of performance-related shares to Employees
of the Company and to Employees and Corporate Officers of the
Companies of the Group
E.12 Delegation of authority to be granted to the Board of Directors to Management Abstain Against
issue share warrants in the event of a public offer on the Company's
shares
E.13 Delegation of authority to be granted to the Board of Directors to Management For For
decide on share capital increases through the issue of shares or
securities granting access to the share capital, reserved for
members of saving plans with cancellation of preferential
subscription rights in favour of the members of such saving plans
E.14 Amendment of the Company bylaws relating to the right of the Board Management For For
of Directors to appoint censors
E.15 Amendment of the Company bylaws relating to the terms and conditions Management For For
applicable to the attendance and vote at the General Shareholders'
Meeting
E.16 Powers to carry out the necessary legal formalities Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAMES IN Non-Voting
RESOLUTIONS 7 A-ND 8 AND RECEIPT OF ADDITIONAL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, P-LEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL I- NSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
The GAMCO Global Opportunity Fund
BHP BILLITON LTD
SECURITY Q1498M100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-Nov-2010
ISIN AU000000BHP4 AGENDA 702616612 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
1 Receive the 2010 financial statements and reports for BHP Billiton Management For For
Limited and BHP Billiton Plc
2 Re-elect Dr. John Buchanan as a Director of BHP Billiton Limited and Management For For
BHP Billiton Plc
3 Re-elect Mr. David Crawford as a Director of BHP Billiton Limited and Management For For
BHP Billiton Plc
4 Re-elect Mr. Keith Rumble as a Director of BHP Billiton Limited and Management For For
BHP Billiton Plc
5 Re-elect Dr. John Schubert as a Director of BHP Billiton Limited and Management For For
BHP Billiton Plc
6 Re-elect Mr. Jacques Nasser as a Director of BHP Billiton Limited and Management For For
BHP Billiton Plc
7 Election Mr. Malcolm Broomhead as a Director of BHP Billiton Limited Management For For
and BHP Billiton Plc
8 Election Ms. Carolyn Hewson as a Director of BHP Billiton Limited and Management For For
BHP Billiton Plc
9 Re-appoint KPMG Audit Plc as the Auditor of BHP Billiton Plc Management For For
10 Approve to renew the general authority to issue shares in BHP Management For For
Billiton Plc
11 Approve to issue shares in BHP Billiton Plc for cash Management For For
12 Approve to repurchase the shares in BHP Billiton Plc Management For For
13 Approve the 2010 remuneration report Management For For
14 Approve the amendments to the Long Term Incentive Plan Management For For
15 Approve the grant of awards to Mr. Marius Kloppers under the GIS and Management For For
the LTIP
16 Approve the amendments to the Constitution of BHP Billiton Limited Management For For
17 Approve the amendments to the Articles of Association of BHP Billiton Management For For
Plc
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 16-Nov-2010
ISIN US5949181045 AGENDA 933331011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
02 ELECTION OF DIRECTOR: DINA DUBLON Management For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
05 ELECTION OF DIRECTOR: REED HASTINGS Management For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON Shareholder Against For
ENVIRONMENTAL SUSTAINABILITY
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 07-Dec-2010
ISIN US71654V4086 AGENDA 933354095 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
01 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION SIGNED BETWEEN Management For For
MARLIM PARTICIPACOES S.A. AND THE COMPANY ON 11/04/2010
02 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION SIGNED BETWEEN Management For For
NOVA MARLIM PARTICIPACOES S.A. AND THE COMPANY ON 11/04/2010
03 RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES BY THE COMPANY TO Management For For
PREPARE THE ASSESSMENT REPORTS FOR MARLIM PARTICIPACOES S.A. AND NOVA
MARLIM PARTICIPACOES S.A. ("ASSESSMENT REPORTS"), UNDER THE TERMS OF
PARAGRAPH 1 OF ARTICLE 227 OF ACT 6404/76, AS AMENDED
04 APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG AUDITORES Management For For
INDEPENDENTES AT BOOK VALUE FOR THE ASSESSMENT OF THE NET WORTH OF
MARLIM PARTICIPACOES S.A. AND OF NOVA MARLIM PARTICIPACOES S.A.
05 APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES S.A. AND NOVA Management For For
MARLIM PARTICIPACOES S.A. INTO THE COMPANY, WITH NO INCREASE TO THE
COMPANY'S JOINT STOCK
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
The GAMCO Global Opportunity Fund
MONSANTO COMPANY
SECURITY 61166W101 MEETING TYPE Annual
TICKER SYMBOL MON MEETING DATE 25-Jan-2011
ISIN US61166W1018 AGENDA 933358459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- --------- -----------
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Management For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Management For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Management Abstain Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO COMPANY CODE Management For For
SECTION 162(M) ANNUAL INCENTIVE PLAN FOR COVERED EXECUTIVES
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 31-Jan-2011
ISIN US71654V4086 AGENDA 933365113 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- --------- -----------
A MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. ("UPB") AND OF COMPERJ Management For For
PET S.A. ("PET") INTO PETROBRAS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
B APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' BYLAWS, UNDER THE TERMS, Management For For
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
NOVARTIS AG
SECURITY H5820Q150 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Feb-2011
ISIN CH0012005267 AGENDA 702775632 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT Non-Voting
UNDER MEETING-750908, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING
MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE
THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE Non-Voting
SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
A.1 The Board of Directors proposes approval of the Annual Report, the Management No Action No Action
Financial Statements of Novartis AG and the Group Consolidated
Financial Statements for the Business Year 2010
A.2 The Board of Directors proposes discharge from liability of its Management No Action No Action
members and those of the Executive Committee for the business year
2010
A.3 The Board of Directors proposes appropriation of the available Management No Action No Action
earnings of CHF 7,027,682,826 as: Dividend: CHF 5,452,130,559;
Transfer to free reserves: CHF 1,575,552,267; the total dividend
payment of CHF 5,452,130,559 is equivalent to a gross dividend of
CHF 2.20 per registered share of CHF 0.50 nominal value entitled to
dividends
A.4 The Board of Directors proposes that the Compensation System of Management No Action No Action
Novartis be endorsed (non-binding consultative vote)
A.5.1 At this Annual General Meeting, Alexandre F. Jetzer-Chung and Non-Voting
Hans-Joerg Rudlo-ff are retiring from the Board of Directors, having
reached the age limit set-in the Articles of Incorporation
A52.1 The Board of Directors proposes the re-election of Ann Fudge for a Management No Action No Action
three-year term
A52.2 The Board of Directors proposes the re-election of Pierre Landolt Management No Action No Action
for a three-year term
A52.3 The Board of Directors proposes the re-election of Ulrich Lehner, Management No Action No Action
Ph.D., for a three-year term
A.5.3 The Board of Directors proposes the election of Enrico Vanni, Ph.D., Management No Action No Action
for a three-year term
A.6 The Board of Directors proposes the election of Management No Action No Action
PricewaterhouseCoopers as auditor of Novartis AG for one year
B If shareholders at the Annual General Meeting propose additional Management No Action No Action
and/or counterproposals, I/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 9
The GAMCO Global Opportunity Fund
ROCHE HOLDING AG
SECURITY H69293217 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Mar-2011
ISIN CH0012032048 AGENDA 702770125 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH Non-Voting
TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK YOU
1.1 The Board of Directors proposes that the Annual Report, Annual Non-Voting
Financial Statements and Consolidated Financial Statements for 2010
be approved
1.2 The Board of Directors proposes that the Remuneration Report (see Non-Voting
Annual Report pages 91-101) be approved. This document contains the
principles governing the remuneration paid to the Board of
Directors and Corporate Executive Committee and reports on the
amounts paid to the members of both bodies in 2010. This-vote is
purely consultative
2 The Board of Directors proposes that the actions taken by its Non-Voting
members in 2010-be affirmed and ratified
3 Vote on the appropriation of available earnings Non-Voting
4 Amendment to the articles of incorporation Non-Voting
5.1 The reelection of Prof. Pius Baschera to the Board for the term as Non-Voting
provided by the Articles of Incorporation
5.2 The reelection of Prof. Bruno Gehrig to the Board for the term as Non-Voting
provided by the Articles of Incorporation
5.3 The reelection of Mr Lodewijk J.R. de Vink to the Board for the Non-Voting
term as provided by the Articles of Incorporation
5.4 The reelection of Dr Andreas Oeri to the Board for the term as Non-Voting
provided by the Articles of Incorporation
5.5 The election of Mr Paul Bulcke to the Board for the term as provided Non-Voting
by the Articles of Incorporation
5.6 The election of Mr Peter R. Voser to the Board for the term as Non-Voting
provided by the Articles of Incorporation
5.7 The election of Dr Christoph Franz to the Board for the term as Non-Voting
provided by the Articles of Incorporation
6 The Board of Directors proposes that KPMG Ltd. be elected as Non-Voting
Statutory Auditors for the 2011 financial year
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AGENDA. THANK Non-Voting
YOU.
GALP ENERGIA SGPS SA
SECURITY X3078L108 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 28-Mar-2011
ISIN PTGAL0AM0009 AGENDA 702838977 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
1 Ratification of the appointment of Mr. Luca Bertelli as member of Management For For
Galp Energia, SGPS, SA Board of Directors, at the Board of Directors
meeting of December 15th, 2010
2 Deliberate on the proposal to change the company by laws chapters I, Management For For
III, IV, V and articles 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 14, 15, 16,
17, 18, 19, 20, 21, 22, 23 and 24
CANON INC.
SECURITY J05124144 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Mar-2011
ISIN JP3242800005 AGENDA 702814078 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
2.16 Appoint a Director Management For For
2.17 Appoint a Director Management For For
2.18 Appoint a Director Management For For
2.19 Appoint a Director Management For For
3. Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Directors Management For For
5. Issuance of Share Options as Stock Options without Compensation Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 10
The GAMCO Global Opportunity Fund
CHRISTIAN DIOR SA, PARIS
SECURITY F26334106 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 31-Mar-2011
ISIN FR0000130403 AGENDA 702805219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE Non-Voting
OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward the Non-Voting
Proxy Card-directly to the sub custodian. Please contact your Client
Service-Representative to obtain the necessary card, account details
and directions.-The following applies to Non- Resident
Shareowners: Proxy Cards: Voting-instructions will be forwarded to
the Global Custodians that have become-Registered Intermediaries, on
the Vote Deadline Date. In capacity as- Registered Intermediary, the
Global Custodian will sign the Proxy Card and-forward to the local
custodian. If you are unsure whether your Global-Custodian acts as
Registered Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2011/0223/201102231100414.pdf AND ht-
tps://balo.journal-
officiel.gouv.fr/pdf/2011/0311/201103111100689.pdf
O.1 Approval of the corporate financial statements Management For For
O.2 Approval of the consolidated financial statements Management For For
O.3 Approval of the regulated Agreements Management For For
O.4 Allocation of income - Setting the dividend Management For For
O.5 Appointment of Mr. Bernard Arnault as Board member Management For For
O.6 Appointment of Mr. Sidney Toledano as Board member Management For For
O.7 Appointment of Mr. Pierre node as Board member Management For For
O.8 Authorization to be granted to the Board of Directors to trade the Management For For
Company's shares
O.9 Delegation of authority to be granted to the Board of Directors to Management For For
increase capital by incorporation of profits, reserves, premiums or
otherwise
E.10 Authorization to be granted to the Board of Directors to reduce the Management For For
share capital by cancellation of shares
E.11 Delegation of authority to be granted to the Board of Directors to Management For For
increase the share capital with preferential subscription rights
E.12 Delegation of authority to be granted to the Board of Directors to Management For For
increase the share capital without preferential subscription rights
by way of a public offer
E.13 Delegation of authority to be granted to the Board of Directors to Management For For
increase the share capital without preferential subscription rights
through private investment in favor of qualified investors or a
limited circle of investors
E.14 Authorization to be granted to the Board of Directors to set the Management For For
issue price of shares and/or securities giving access to the capital
under certain conditions, within the limit of 10% of the capital per
year, as part of a share capital increase by way of issuance without
preferential subscription rights
E.15 Delegation of authority to be granted to the Board of Directors to Management For For
increase the amount of issuances in the event of surplus demands
E.16 Delegation of authority to be granted to the Board of Directors to Management For For
increase capital as part of a public exchange offer
E.17 Delegation of authority to be granted to the Board of Directors to Management For For
increase capital, in consideration for in-kind contributions
E.18 Delegation of authority to be granted to the Board of Directors to Management For For
increase capital in favor of Group employees
E.19 Setting an overall limit for capital increases decided under the Management For For
delegations of authority
E.20 Authorization to be granted to the Board of Directors to award free Management For For
shares to employees and officers of the Group
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF Non-Voting
YOU HAVE A-LREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 04-Apr-2011
ISIN US71654V4086 AGENDA 933398237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
01 CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE 20 OF THE COMPANY'S Management For For
BYLAWS, BY EXCLUDING THE WORD "UP TO", AND ESTABLISHING THE NUMBER OF
DIRECTORS.
02 MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS. Management For For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY 806857108 MEETING TYPE Annual
TICKER SYMBOL SLB MEETING DATE 06-Apr-2011
ISIN AN8068571086 AGENDA 933377106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: P. CAMUS Management For For
1B ELECTION OF DIRECTOR: P. CURRIE Management For For
1C ELECTION OF DIRECTOR: A. GOULD Management For For
1D ELECTION OF DIRECTOR: T. ISAAC Management For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Management For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Management For For
1G ELECTION OF DIRECTOR: A. LAJOUS Management For For
1H ELECTION OF DIRECTOR: M.E. MARKS Management For For
1I ELECTION OF DIRECTOR: E. MOLER Management For For
1J ELECTION OF DIRECTOR: L.R. REIF Management For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
The GAMCO Global Opportunity Fund
Investment Company Report
CONSTELLATION BRANDS, INC.
SECURITY 21036P108 MEETING TYPE Annual
TICKER SYMBOL STZ MEETING DATE 22-Jul-2010
ISIN US21036P1084 AGENDA 933300319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
01 DIRECTOR Management
1 JERRY FOWDEN For For
2 BARRY A. FROMBERG For For
3 JEANANNE K. HAUSWALD For For
4 JAMES A. LOCKE III For For
5 RICHARD SANDS For For
6 ROBERT SANDS For For
7 PAUL L. SMITH For For
8 MARK ZUPAN For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
stocktickerFIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2011.
PRECISION CASTPARTS CORP.
SECURITY 740189105 MEETING TYPE Annual
TICKER SYMBOL PCP MEETING DATE 10-Aug-2010
ISIN US7401891053 AGENDA 933303478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
01 DIRECTOR Management
1 DANIEL J. MURPHY For For
2 STEVEN G. ROTHMEIER For For
3 RICHARD L. WAMBOLD For For
4 TIMOTHY A. WICKS For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING stocktickerFIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED Shareholder Against For
BOARD STRUCTURE
CHINA MERCHANTS HLDGS INTL CO LTD
SECURITY Y1489Q103 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 12-Aug-2010
ISIN HK0144000764 AGENDA 702536383 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO
ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20100630/LTN2
0100630029.pdf
1 Approve the Entrustment Agreement and the transactions Management For For
contemplated there under
PLEASE NOTE THAT THE EUROCLEAR DOES NOT OFFER Non-Voting
ANY VOTING SERVICES ON THIS ISSU-E. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO INCLUSION Non-Voting
OF COMMENT. IF YOU HAVE A-LREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DEC-stocktickerIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CHINA MERCHANTS HLDGS INTL CO LTD
SECURITY Y1489Q103 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 12-Aug-2010
ISIN HK0144000764 AGENDA 702553199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO
ACTION" VOTE.
1. Re-elect Mr. Bong Shu Ying Francis as a Director of the Company Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Special
TICKER SYMBOL PBR MEETING DATE 12-Aug-2010
ISIN US71654V4086 AGENDA 933316336 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
The GAMCO Global Opportunity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
01 RATIFYING THE ENGAGEMENT OF Management For For
PRICEWATERHOUSECOOPERS CORPORATE FINANCE &
RECOVERY LTDA. ("PWC"), TO PREPARE A VALUATION
REPORT OF 4 (FOUR) LETRAS FINANCEIRAS DO TESOURO
(FEDERAL TREASURY BILLS) ISSUED BY THE BRAZILIAN
FEDERAL GOVERNMENT (THE "VALUATION REPORT"), ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
02 APPROVING THE CRITERIA AND METHODOLOGY TO Management For For
ESTABLISH THE VALUE OF THE LFTS, AS PROPOSED BY
PWC IN THE VALUATION REPORT (THE "VALUATION
CRITERIA")
03 DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS Management For For
OF THE COMPANY TO RATIFY THE FINAL VALUE OF EACH
OF THE LFTS SERIES, AS APPEAR IN THE VALUATION
REPORT PURSUANT TO THE VALUATION CRITERIA
COMPAGNIE FINANCIERE RICHEMONT AG SWITZ
SECURITY H25662158 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Sep-2010
ISIN CH0045039655 AGENDA 702562124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 729469 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE
VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
1. Approve the reports of the Auditors, the consolidated financial Management No Action No Action
statements of the Group, the financial statements of the Company
and the Directors' report for the FYE 31 MAR 2010
2. Approve the retained earnings available for distribution amounted Management No Action No Action
to CHF 1,600,466,093; that a dividend of CHF 0.35 be paid per
Richemont share; this is equivalent to CHF 0.350 per 'A' bearer
share in the Company and CHF 0.035 per 'B' registered share in
the Company; this represents a total dividend payable of CHF
200,970,000, subject to a waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary of the Company, of its
entitlement to receive dividends on an estimated 20 million
Richemont 'A' shares held in treasury; the Board of Directors
proposes that the remaining available retained earnings of the
Company at 31 MAR 2010 after payment of the dividend be
carried forward to the following business year
3. Grant discharge to the Members from their obligations in respect Management No Action No Action
of the FYE 31 MAR 2010
4.1 Re-elect Johann Rupert as a Member of the Board of Directors to Management No Action No Action
serve for a further term of 1 year
4.2 Re-elect Dr. Franco Cologni as a Member of the Board of Management No Action No Action
Directors to serve for a further term of 1 year
4.3 Re-elect Lord Douro as a Member of the Board of Directors to Management No Action No Action
serve for a further term of 1 year
4.4 Re-elect Yves-Andre Istel as a Member of the Board of Directors Management No Action No Action
to serve for a further term of 1 year
4.5 Re-elect Richard Lepeu as a Member of the Board of Directors to Management No Action No Action
serve for a further term of 1 year
4.6 Re-elect Ruggero Magnoni as a Member of the Board of Directors Management No Action No Action
to serve for a further term of 1 year
4.7 Re-elect Simon Murray as a Member of the Board of Directors to Management No Action No Action
serve for a further term of 1 year
4.8 Re-elect Alain Dominique Perrin as a Member of the Board of Management No Action No Action
Directors to serve for a further term of 1 year
4.9 Re-elect Norbert Platt as a Member of the Board of Directors to Management No Action No Action
serve for a further term of 1 year
4.10 Re-elect Alan Quasha as a Member of the Board of Directors to Management No Action No Action
serve for a further term of 1 year
4.11 Re-elect Lord Renwick of Clifton as a Member of the Board of Management No Action No Action
Directors to serve for a further term of 1 year
4.12 Re-elect Jan Rupert as a Member of the Board of Directors to Management No Action No Action
serve for a further term of 1 year
4.13 Re-elect Prof. Jurgen Schrempp as a Member of the Board of Management No Action No Action
Directors to serve for a further term of 1 year
4.14 Re-elect Martha Wikstrom as a Member of the Board of Directors Management No Action No Action
to serve for a further term of 1 year
4.15 Election of Josua Malherbe as a Member of the Board of Directors Management No Action No Action
to serve for a further term of 1 year
4.16 Election of Dr. Frederick Mostert as a Member of the Board of Management No Action No Action
Directors to serve for a further term of 1 year
4.17 Election of Guillaume Pictet as a Member of the Board of Management No Action No Action
Directors to serve for a further term of 1 year
4.18 Election of Dominique Rochat as a Member of the Board of Management No Action No Action
Directors to serve for a further term of 1 year
4.19 Election of Gary Saage as a Member of the Board of Directors to Management No Action No Action
serve for a further term of 1 year
5. Re-appoint PricewaterhouseCoopers as the Auditors of the Management No Action No Action
Company for a further term of 1 year
6.1 Amend the Articles 6, 12, 15, 18, 21, 26 and 28 of the Articles of Management No Action No Action
Incorporation as specified
6.2 Approve that the Company's Articles of Incorporation be Management No Action No Action
supplemented with an English translation (the French version will
continue to prevail)
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
The GAMCO Global Opportunity Fund
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 27-Sep-2010
ISIN US3703341046 AGENDA 933315966 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 APPROVE EXECUTIVE INCENTIVE PLAN. Management For For
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
THE PROCTER & GAMBLE COMPANY
SECURITY 742718109 MEETING TYPE Annual
TICKER SYMBOL PG MEETING DATE 12-Oct-2010
ISIN US7427181091 AGENDA 933321375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Management For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Management For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Management For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Management For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Management For For
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Management For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Management For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
DIAGEO PLC, LONDON
SECURITY G42089113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Oct-2010
ISIN GB0002374006 AGENDA 702606368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
1 Receive the report and accounts 2010 Management For For
2 Approve the Directors' remuneration report 2010 Management For For
3 Declare the final dividend Management For For
4 Re-elect PB Bruzelius as a Director Management For For
5 Re-elect LM Danon as a Director Management For For
6 Re-elect BD Holden as a Director Management For For
7 Re-elect Lord Hollick as a Director Management For For
8 Re-elect Dr FB Humer as a Director Management For For
9 Re-elect PG Scott as a Director Management For For
10 Re-elect HT Stitzer as a Director Management For For
11 Re-elect PA Walker as a Director Management For For
12 Re-elect PS Walsh as a Director Management For For
13 Election of Lord Davies as a Director Management For For
14 Election of DA Mahlan as a Director Management For For
15 Re-appoint the Auditor Management For For
16 Approve the remuneration of Auditor Management For For
17 Authorize to allot shares Management For For
18 Approve the disapplication of pre-emption rights Management For For
19 Authorize to purchase own ordinary shares Management For For
20 Authorize to make political donations and/or to incur political Management For For
expenditure in the EU
21 Amend the Diageo Plc 2001 Share Incentive Plan Management For For
22 Adopt the Diageo Plc 2010 Sharesave Plan Management For For
23 Authorize to establish International share plans Management For For
24 Approve the reduced notice of a general meeting other than an Management For For
AGM
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2011 to 06/30/2011 4
The GAMCO Global Opportunity Fund
SINOTRANS LTD
SECURITY Y6145J104 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 18-Oct-2010
ISIN CNE1000004F1 AGENDA 702583003 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION NUMBER
"1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20100830/LTN2
0100830338.pdf
1 Re-elect Mr. Lu Zhengfei as an Independent Non-executive Management For For
Director of the Company and authorize the Board of Directors of
the Company to determine his remuneration
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
IMPALA PLATINUM HOLDINGS LTD
SECURITY S37840113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Oct-2010
ISIN ZAE000083648 AGENDA 702582784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
1 Receive the financial statements and statutory reports for the YE Management For For
30 JUN 2010
2 Appointment of PricewaterhouseCoopers Inc as the Auditors of Management For For
the Company and Jean Pierre van Staden as the Designated
Partner
3.1 Re-elect Michael McMahon as Director Management For For
3.2 Election of Paul Dunne as a Director Management For For
3.3 Election of Terence Goodlace as a Director Management For For
3.4 Election of Mpueleng Pooe as a Director Management For For
4 Approve the remuneration of the Directors Management For For
5.O.1 Approve to place the authorised but unissued shares under the Management For For
control of the Directors
6.S.1 Grant authority for the repurchase of up to 10% of the issued Management For For
share capital
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN NUMBERING OF RESOLUTIONS-5 AND 6. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
COCHLEAR LTD
SECURITY Q25953102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Oct-2010
ISIN AU000000COH5 AGENDA 702606813 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL "4" AND VOTES CAST BY-ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL
BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE
OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD
NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL 4, YOU-
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU
COMPLY WITH THE- VOTING EXCLUSION.
1 Receive the financial report, the Directors' report and the Management For For
Auditor's report in respect of the year ended 30 JUN 2010
2.1 Adopt the remuneration report Management For For
3.1 Re-elect Mr. Donal O'Dwyer as a Director of the Company Management For For
3.2 Re-elect Prof. Edward Byrne, AO as a Director of the Company Management For For
3.3 Re-elect Mrs. Yasmin Allen as a Director of the Company Management For For
4 Approve to issue, allocate or transfer of securities to the Chief Management For For
Executive Officer/President, Dr. Christopher Roberts under the
Cochlear Executive Long Term Incentive Plan
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
The GAMCO Global Opportunity Fund
NEWCREST MINING LTD, MELBOURNE VIC
SECURITY Q6651B114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Oct-2010
ISIN AU000000NCM7 AGENDA 702621334 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 4 AND VOTES CAST BY ANY-INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT YOU
SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON-THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE-OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT-PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL
(4), YOU ACKNOWLEDGE THAT-YOU HAVE NOT OBTAINED BENEFIT
NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING-OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION.
1 To receive and consider the Financial Report of the Company and Management For For
its controlled entities for the year ended 30 June 2010 and the
reports of the Directors and Auditors thereon
2.a To re-elect as a Director Mr. Richard Lee, who retires by Management For For
rotation in accordance with Rule 69 of the Company's
Constitution and, being eligible, offers himself for re-election
2.b To re-elect as a Director Mr. John Spark, who retires by Management For For
rotation in accordance with Rule 69 of the Company's Constitution
and, being eligible, offers himself for re-election
2.c To re-elect as a Director Mr. Tim Poole, who retires by rotation Management For For
in accordance with Rule 69 of the Company's Constitution and,
being eligible, offers himself for re-election
2.d To re-elect as a Director Mr. Greg Robinson, who retires by Management For For
rotation in accordance with Rule 69 of the Company's Constitution
and, being eligible, offers himself for re-election
3 That the Remuneration Report for the Company included in the Management For For
report of the Directors for the year ended 30 June 2010 be
adopted
4 That the aggregate sum per annum available for payment to the Management For For
Non-Executive Directors of the Company in accordance with Rule
58 of the Company's Constitution and ASX Listing Rule 10.17, as
remuneration for their services, be increased by AUD 900,000
from AUD 1,800,000 up to a maximum sum of AUD 2,700,000 per
annum
5 To transact any other business that may be legally brought Non-Voting
forward
SARA LEE CORPORATION
SECURITY 803111103 MEETING TYPE Annual
TICKER SYMBOL SLE MEETING DATE 28-Oct-2010
ISIN US8031111037 AGENDA 933327783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
1A ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Management For For
1B ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Management For For
1F ELECTION OF DIRECTOR: CORNELIS J.A. VAN LEDE Management For For
1G ELECTION OF DIRECTOR: DR. JOHN MCADAM Management For For
1H ELECTION OF DIRECTOR: SIR IAN PROSSER Management For For
1I ELECTION OF DIRECTOR: NORMAN R. SORENSEN Management For For
1J ELECTION OF DIRECTOR: JEFFREY W. UBBEN Management For For
1K ELECTION OF DIRECTOR: JONATHAN P. WARD Management For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR
2011.
GOLD FIELDS LIMITED
SECURITY 38059T106 MEETING TYPE Annual
TICKER SYMBOL GFI MEETING DATE 02-Nov-2010
ISIN US38059T1060 AGENDA 933339067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ ------------------------------------------------------------------ ---------- ---------- -----------
O1 ADOPTION OF FINANCIAL STATEMENTS Management For
O2 APPOINTMENT OF AUDITORS Management For
O3 RE-ELECTION OF DIRECTOR Management For
O4 RE-ELECTION OF DIRECTOR Management For
O5 RE-ELECTION OF DIRECTOR Management For
O6 RE-ELECTION OF DIRECTOR Management For
O7 PLACEMENT OF ORDINARY SHARES UNDER THE CONTROL Management For
OF THE DIRECTORS
O8 PLACEMENT OF NON-CONVERTIBLE REDEEMABLE Management For
PREFERENCE SHARES UNDER THE CONTROL OF THE
DIRECTORS
O9 ISSUING EQUITY SECURITIES FOR CASH Management For
O10 TERMINATION OF THE AWARDING OF RIGHTS TO NON- Management For
EXECUTIVE DIRECTORS UNDER THE GOLD FIELDS LIMITED
2005 NON-EXECUTIVE SHARE PLAN
O11 INCREASE OF NON-EXECUTIVE DIRECTORS' FEES Management For
S1 ACQUISITION OF COMPANY'S OWN SHARES Management For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 11
The GAMCO Global Opportunity Fund
1I ELECTION OF DIRECTOR: E. MOLER Management For For
1J ELECTION OF DIRECTOR: L.R. REIF Management For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Management For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Management For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Management For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Management For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION Management For For
TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION Management For For
TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO
MAKE CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS AND DECLARATION OF Management For For
DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
NOVARTIS AG
SECURITY H5820Q150 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 08-Apr-2011
ISIN CH0012005267 AGENDA 702821528 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ---------- --------- -----------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE Non-Voting
SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS
MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU
H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-793761, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
A.1.1 Under this item, the Board of Directors proposes approval of the Management No Action
merger agreement between Alcon, Inc. ("Alcon") and Novartis AG
("Novartis" or "Company") dated December 14, 2010
A.1.2 Under this item, the Board of Directors proposes the creation of Management No Action
authorised capital through the issuance of up to 108 million new
shares for the purpose of completing the merger of Alcon into
Novartis by means of the following new Article 4a of the Articles of
Incorporation: Article 4a Authorised Capital in favor of Alcon, Inc 1
Up to 8 April 2013, the Board of Directors shall be authorised to
increase the share capital in connection with the merger of Alcon,
Inc. into the Company by a maximum amount of CHF 54,000,000
nominal value through the issuance of maximally 108,000,000
fully paid-in registered shares with a nominal value of CHF 0.50
each. The pre-emptive rights of the existing shareholders shall not
apply. The Board of Directors shall determine the issue price in
accordance with the merger agreement between Alcon, Inc. and
Novartis AG dated 14 December 2010. The new shares shall be
entitled to dividends as from the financial year in which they are
issued and shall be subject to the registration requirements set
forth in Article 5 of the Articles of Incorporation
B If shareholders at the Extraordinary Management No Action
General Meeting propose additional and/or counter-proposals, l/we
instruct the Independent Proxy to vote according to the proposal
of the Board of Directors
BP PLC
SECURITY G12793108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2011
ISIN GB0007980591 AGENDA 702818040 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ---------- --------- -----------
1 To receive the directors annual report and accounts Management For For
2 To approve the directors remuneration report Management For For
3 To re elect Mr P M Anderson as a director Management For For
4 To re elect Mr A Burgmans as a director Management For For
5 To re elect Mrs C B Carroll as a director Management For For
6 To re elect Sir William Castell as a director Management For For
7 To re elect Mr I C Conn as a director Management For For
8 To re elect Mr G David as a director Management For For
9 To re elect Mr I E L Davis as a director Management For For
10 To re elect Mr R W Dudley as a director Management For For
11 To re elect Dr B E Grote as a director Management For For
12 To elect Mr F L Bowman as a director Management For For
13 To elect Mr B R Nelson as a director Management For For
14 To elect Mr F P Nhleko as a director Management For For
15 To re-elect Mr C H Svanberg as a director Management For For
16 To reappoint Ernst and Young LLP as auditors and authorize the Management For For
board to fix their remuneration
17 To give limited authority for the purchase of its own shares by the Management For For
company
18 To give limited authority to allot shares up to a specified amount Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
The GAMCO Global Opportunity Fund
19 To give authority to allot a limited number of shares for cash free Management For For
of pre emption rights
20 To authorize the calling of general meetings excluding annual Management For For
general meetings by notice of at least 14 clear days
21 To give limited authority to make political donations and incur Management For For
political expenditure
22 To approve the renewal of the BP Sharematch Plan Management For For
23 To approve the renewal of the BP Sharesave UK Plan Management For For
BUCHER INDUSTRIES AG, NIEDERWENINGEN
SECURITY H10914176 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2011
ISIN CH0002432174 AGENDA 702850757 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON
RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO
ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE
1 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration No Action No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR
VOTING INSTRUCTIONS
BUCHER INDUSTRIES AG, NIEDERWENINGEN
SECURITY H10914176 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2011
ISIN CH0002432174 AGENDA 702851557 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE Non-Voting
SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS
MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU
H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE Non-Voting
SENT UNDER MEETING-729298, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE
CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU
1.a Approval of the annual report and the consolidated and statutory Management No Action No Action
financial statements for 2010
1.b Acknowledgement of the remuneration report 2010 Management No Action No Action
2 Release of the board of directors and of the management Management No Action No Action
3 Appropriation of available earnings Management No Action No Action
4 Re-election of Mr. Ernst Baertschi of the board of director Management No Action No Action
5 New-election of Mr. Michael Hauser of the board of director Management No Action No Action
6 Election of the auditors PricewaterhouseCoopers Ag, Zurich Management No Action No Action
RIO TINTO PLC
SECURITY G75754104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2011
ISIN GB0007188757 AGENDA 702872549 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
1 Receipt of the 2010 Annual report Management For For
2 Approval of the Remuneration report Management For For
3 To re-elect Tom Albanese as a director Management For For
4 To re-elect Robert Brown as a director Management For For
5 To re-elect Vivienne Cox as a director Management For For
6 To re-elect Jan du Plessis as a director Management For For
7 To re-elect Guy Elliott as a director Management For For
8 To re-elect Michael Fitzpatrick as a director Management For For
9 To re-elect Ann Godbehere as a director Management For For
10 To re-elect Richard Goodmanson as a director Management For For
11 To re-elect Andrew Gould as a director Management For For
12 To re-elect Lord Kerr as a director Management For For
13 To re-elect Paul Tellier as a director Management For For
14 To re-elect Sam Walsh as a director Management For For
15 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: To elect Stephen Mayne as a director
16 Re-appointment and remuneration of auditors Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
The GAMCO Global Opportunity Fund
17 Amendments to the Rules of the Performance Share Plan Management For For
18 Renewal of and amendments to the Share Ownership Plan Management For For
19 General authority to allot shares Management For For
20 Disapplication of pre-emption rights Management For For
21 Authority to purchase Rio Tinto plc shares Management For For
22 Notice period for general meetings other than annual general Management For For
meetings
SYNGENTA AG
SECURITY H84140112 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2011
ISIN CH0011037469 AGENDA 702839020 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE
VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-751532, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report, including the annual financial Management No Action No Action
statements and the group consolidated financial statements for
the year 2010
1.2 Consultative vote on the compensation system Management No Action No Action
2 Discharge of the members of the board of directors and the Management No Action No Action
executive committee
3 Reduction of share capital by cancellation of repurchased shares Management No Action No Action
4.1 Appropriation of available earnings 2010 Management No Action No Action
4.2 Conversion and appropriation of reserves from capital Management No Action No Action
contributions (dividend from reserves from capital contributions)
5.1 Re-election of Martin Taylor to the board of directors Management No Action No Action
5.2 Re-election of Peter Thompson to the board of directors Management No Action No Action
5.3 Re-election of Rolf Watter to the board of directors Management No Action No Action
5.4 Re-election of Felix A. Weber to the board of directors Management No Action No Action
6 Election of the auditors: Ernst and Young Ag Management No Action No Action
7 Ad-hoc Management No Action No Action
HEINEKEN HOLDING NV
SECURITY N39338194 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Apr-2011
ISIN NL0000008977 AGENDA 702830781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting
THERE IS A RECORD DATE-ASSOCIATED WITH THIS MEETING. THANK YOU
0 Opening Non-Voting
1 Report for the 2010 financial year Non-Voting
2 Adoption of the financial statements for the 2010 financial year Management For For
3 Announcement of the appropriation of the balance of the income Non-Voting
statement-pursuant to the provisions in Article 10, paragraph 6, of
the Articles of-Association
4 Discharge of the members of the Board of Directors Management For For
5a Authorisation of the Board of Directors to acquire own shares Management For For
5b Authorisation of the Board of Directors to issue (rights to) shares Management For For
5c Authorisation of the Board of Directors to restrict or exclude Management For For
shareholders' pre-emptive rights
6 Amendments to the Articles of Association Management For For
7 Remuneration of the Board of Directors Management For For
8a Composition of the Board of Directors: Retirement of Mr D.P. Non-Voting
Hoyer from the-Board of Directors
8b Composition of the Board of Directors: Appointment of Mrs C.M. Management For For
Kwist as a member of the Board of Directors
8c Composition of the Board of Directors: Reappointment of Mrs C.L. Management For For
de Carvalho-Heineken as delegate member of the Board of Directors
0 Closure Non-Voting
L-3 COMMUNICATIONS HOLDINGS, INC.
SECURITY 502424104 MEETING TYPE Annual
TICKER SYMBOL LLL MEETING DATE 26-Apr-2011
ISIN US5024241045 AGENDA 933381989 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
The GAMCO Global Opportunity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
1 DIRECTOR Management
1 H. HUGH SHELTON For For
2 MICHAEL T. STRIANESE For For
3 JOHN P. WHITE For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO Management Abstain Against
APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS.
4 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION: TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE,
WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO
OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
MEAD JOHNSON NUTRITION COMPANY
SECURITY 582839106 MEETING TYPE Annual
TICKER SYMBOL MJN MEETING DATE 26-Apr-2011
ISIN US5828391061 AGENDA 933396978 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
01 DIRECTOR Management
1 STEPHEN W. GOLSBY For For
2 DR.STEVEN M. ALTSCHULER For For
3 HOWARD B. BERNICK For For
4 KIMBERLY A. CASIANO For For
5 ANNA C. CATALANO For For
6 DR. CELESTE A. CLARK For For
7 JAMES M. CORNELIUS For For
8 PETER G. RATCLIFFE For For
9 DR. ELLIOTT SIGAL For For
10 ROBERT S. SINGER For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR Management Abstain Against
NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING Management Abstain Against
ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITORS) IN 2011.
DANONE, PARIS
SECURITY F12033134 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN FR0000120644 AGENDA 702819600 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS Non-Voting
ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN
"AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the Proxy
Card and-forward to the local custodian. If you are unsure whether
your Global-Custodian acts as Registered Intermediary, please
contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS Non-Voting
AVAILABLE BY-CLICKING ON THE MATERIAL URL
LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2011/0304/201103041100550.pdf
O.1 Approval of the corporate financial statements for the financial Management For For
year ended on December 31, 2010
O.2 Approval of the consolidated financial statements for the financial Management For For
year ended on December 31, 2010
O.3 Allocation of income for the financial year ended December 31, Management For For
2010 and setting the dividend at EUR 1.30 per share
O.4 Ratification of the co-optation of Mr. Yoshihiro Kawabata as Board Management For For
member
O.5 Renewal of Mr. Bruno Bonnell's term as Board member Management For For
O.6 Renewal of Mr. Bernard Hours's term as Board member Management For For
O.7 Renewal of Mr. Yoshihiro Kawabata's term as Board member Management For For
O.8 Renewal of Mr. Jacques Vincent's term as Board member Management For For
O.9 Appointment of Mrs. Isabelle Seillier as Board member Management For For
O.10 Appointment of Mr. Jean-Michel Severino as Board member Management For For
O.11 Approval of the Agreements referred to in the Statutory Auditors' Management For For
special report
O.12 Approval of the Agreements and Undertakings pursuant to Articles Management For For
L.225-38 and L.225-42-l of the Commercial Code relating to
Mr. Bernard Hours
O.13 Authorization to be granted to the Board of Directors to purchase, Management For For
hold or transfer Company's shares
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
The GAMCO Global Opportunity Fund
E.14 Delegation of authority to the Board of Directors to issue ordinary Management For For
shares of the Company and securities giving access to the capital
of the Company, with preferential subscription rights of
shareholders
E.15 Delegation of authority to the Board of Directors to issue ordinary Management For For
shares of the Company and securities giving access to the capital
of the Company, with cancellation of preferential subscription
rights of shareholders, but with obligation to grant a priority right
E.16 Delegation of authority to the Board of Directors in the event of Management For For
capital increase with or with cancellation of preferential
subscription rights of shareholders to increase the amount of
issuable securities
E.17 Delegation of authority to the Board of Directors to issue ordinary Management For For
shares and securities giving access to the capital of the Company,
in the event of public exchange offer initiated by the Company
E.18 Delegation of powers to the Board of Directors to issue ordinary Management For For
shares, in consideration for in-kind contributions granted to the
Company and composed of equity securities or securities giving
access to the capital
E.19 Delegation of authority to the Board of Directors to increase the Management For For
Company's capital by incorporation of reserves, profits or
premiums or other amounts which capitalization is authorized
E.20 Delegation of authority to the Board of Directors to carry out Management For For
capital increases reserved for employees participating in a
company savings plan and/or transfers of reserved securities
E.21 Authorization granted to the Board of Directors to reduce capital Management For For
by cancellation of shares
E.22 Powers for formalities Management For For
BRITISH AMERN TOB PLC
SECURITY G1510J102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN GB0002875804 AGENDA 702877640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
1 Receipt of the 2010 Report and Accounts Management For For
2 Approval of the 2010 Remuneration Report Management For For
3 Declaration of the final dividend for 2010 Management For For
4 To re-appoint PricewaterhouseCoopers LLP as the companies Management For For
auditors
5 Authority for the Directors to agree the Auditors' remuneration Management For For
6 Re-election of Richard Burrows as a Director (N) Management For For
7 Re-election of Karen de Segundo as a Director (C, N, R) Management For For
8 Re-election of Nicandro Durante as a Director Management For For
9 Re-election of Robert Lerwill as a Director (A, N, R) Management For For
10 Re-election of Christine Morin-Postel as a Director (A, N, R) Management For For
11 Re-election of Gerry Murphy as a Director (C, N, R) Management For For
12 Re-election of Anthony Ruys as a Director (A, N, R) Management For For
13 Re-election of Sir Nicholas Scheele as a Director (A, N, R) Management For For
14 Re-election of Ben Stevens as a Director Management For For
15 Election of John Daly as a Director who has been appointed since Management For For
the last Annual General Meeting
16 Election of Kieran Poynter as a Director (C, N) who has been Management For For
appointed Since the last Annual General Meeting
17 Renewal of the Directors' authority to allot shares Management For For
18 Renewal of the Directors' authority to disapply pre-emption rights Management For For
19 Authority for the Company to purchase its own shares Management For For
20 Authority to amend the British American Tobacco 2007 Long Term Management For For
Incentive Plan
21 Notice period for General Meetings Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF AUDITOR NAME IN RESOLUTI-ON 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
SYNTHES INC
SECURITY 87162M409 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2011
ISIN US87162M4096 AGENDA 702973579 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE
VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY-FOR RESOLUTION
NUMBERS "5.1 AND 5.2". THANK YOU.
3 Approval of the report on the financial year, the annual accounts Management No Action No Action
and the consolidated accounts for 2010
5.1 Elections to the Board of Director: Robert Bland Management No Action No Action
5.2 Elections to the Board of Director: Amy Wyss Management No Action No Action
6 Ratify selection of Ernst & Young as Auditors for 2011 Management No Action No Action
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
The GAMCO Global Opportunity Fund
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 28-Apr-2011
ISIN US5398301094 AGENDA 933383147 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Management For For
1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Management For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Management For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Management For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For
1G ELECTION OF DIRECTOR: JAMES M. LOY Management For For
1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Management For For
1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Management For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Management For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN CORPORATION 2011 Management Against Against
INCENTIVE PERFORMANCE AWARD PLAN
04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS Management Abstain Against
05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE VOTES ON THE Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT BY WRITTEN Shareholder Against For
CONSENT IN LIEU OF A MEETING
IMPERIAL OIL LIMITED
SECURITY 453038408 MEETING TYPE Annual
TICKER SYMBOL IMO MEETING DATE 28-Apr-2011
ISIN CA4530384086 AGENDA 933383945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
01 PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITORS OF Management For For
THE COMPANY UNTIL THE NEXT ANNUAL MEETING.
02 DIRECTOR Management
1 K.T. HOEG For For
2 B.H. MARCH For For
3 J.M. MINTZ For For
4 R.C. OLSEN For For
5 D.S. SUTHERLAND For For
6 S.D. WHITTAKER For For
7 V.L. YOUNG For For
PETROLEO BRASILEIRO S.A. - PETROBRAS
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
01 PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY Management For For
UNTIL THE NEXT ANNUAL MEETING.
02 DIRECTOR Management
1 K.T. HOEG For For
2 B.H. MARCH For For
3 J.M. MINTZ For For
4 R.C. OLSEN For For
5 D.S. SUTHERLAND For For
6 S.D. WHITTAKER For For
7 V.L. YOUNG For For
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY 71654V408 MEETING TYPE Annual
TICKER SYMBOL PBR MEETING DATE 28-Apr-2011
ISIN US71654V4086 AGENDA 933430364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
O1 THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND FISCAL BOARD'S Management For For
REPORT OF FISCAL YEAR OF 2010
O2 CAPITAL BUDGET FOR 2011 Management For For
O3 DISTRIBUTION OF THE INCOME OF YEAR 2010 Management For For
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Management For For
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For For
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND THEIR RESPECTIVE Management For For
SUBSTITUTES
O7 ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND Management For For
EFFECTIVE MEMBERS OF THE FISCAL BOARD
E1 CAPITAL INCREASE Management For For
AGNICO-EAGLE MINES LIMITED
SECURITY 008474108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL AEM MEETING DATE 29-Apr-2011
ISIN CA0084741085 AGENDA 933403177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
01 DIRECTOR Management
1 LEANNE M. BAKER For For
2 DOUGLAS R. BEAUMONT For For
3 SEAN BOYD For For
4 MARTINE A. CELEJ For For
5 CLIFFORD J. DAVIS For For
6 ROBERT J. GEMMELL For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
The GAMCO Global Opportunity Fund
7 BERNARD KRAFT For For
8 MEL LEIDERMAN For For
9 JAMES D. NASSO For For
10 SEAN RILEY For For
11 J. MERFYN ROBERTS For For
12 EBERHARD SCHERKUS For For
13 HOWARD R. STOCKFORD For For
14 PERTTI VOUTILAINEN For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF Management For For
THE CORPORATION AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING AN AMENDMENT OF AGNICO-EAGLE'S Management For For
STOCK OPTION PLAN.
04 A NON-BINDING ADVISORY RESOLUTION ACCEPTING AGNICO-EAGLE'S Management For For
APPROACH TO EXECUTIVE COMPENSATION.
PEABODY ENERGY CORPORATION
SECURITY 704549104 MEETING TYPE Annual
TICKER SYMBOL BTU MEETING DATE 03-May-2011
ISIN US7045491047 AGENDA 933388692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
01 DIRECTOR Management
1 GREGORY H. BOYCE For For
2 WILLIAM A. COLEY For For
3 WILLIAM E. JAMES For For
4 ROBERT B. KARN III For For
5 M. FRANCES KEETH For For
6 HENRY E. LENTZ For For
7 ROBERT A. MALONE For For
8 WILLIAM C. RUSNACK For For
9 JOHN F. TURNER For For
10 SANDRA A. VAN TREASE For For
11 ALAN H. WASHKOWITZ For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY Management For For
INCENTIVE PLAN.
SUNCOR ENERGY INC.
SECURITY 867224107 MEETING TYPE Annual
TICKER SYMBOL SU MEETING DATE 03-May-2011
ISIN CA8672241079 AGENDA 933394164 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
01 DIRECTOR Management
1 MEL E. BENSON For For
2 DOMINIC D'ALESSANDRO For For
3 JOHN T. FERGUSON For For
4 W. DOUGLAS FORD For For
5 RICHARD L. GEORGE For For
6 PAUL HASELDONCKX For For
7 JOHN R. HUFF For For
8 JACQUES LAMARRE For For
9 BRIAN F. MACNEILL For For
10 MAUREEN MCCAW For For
11 MICHAEL W. O'BRIEN For For
12 JAMES W. SIMPSON For For
13 EIRA THOMAS For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING
YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION AS SUCH.
03 TO ACCEPT THE APPROACH TO EXECUTIVE Management For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
XSTRATA PLC
SECURITY G9826T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-May-2011
ISIN GB0031411001 AGENDA 702882906 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 18
The GAMCO Global Opportunity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
1 To receive and consider and, if thought fit, adopt the Annual Management For For
Report and Financial Statements of the Company, and the
reports of the directors and auditors thereon, for the year
ended 31 December 2010
2 To declare a final dividend of USD 0.20 per Ordinary Share in Management For For
respect of the year ended 31 December 2010
3 To receive and consider and, if thought fit, to approve the Management For For
directors' Remuneration Report (on pages 119 to 129 of the
Annual Report) for the year ended 31 December 2010
4 To re-elect Mick Davis as a director Management For For
5 To re-elect Dr Con Fauconnier as a director Management For For
6 To re-elect Ivan Glasenberg as a director Management For For
7 To re-elect Peter Hooley as a director Management For For
8 To re-elect Claude Lamoureux as a director Management For For
9 To re-elect Trevor Reid as a director Management For For
10 To re-elect Sir Steve Robson as a director Management For For
11 To re-elect David Rough as a director Management For For
12 To re-elect Ian Strachan as a director Management For For
13 To re-elect Santiago Zaldumbide as a director Management For For
14 To elect Sir John Bond as a director Management For For
15 To elect Aristotelis Mistakidis as a director Management For For
16 To elect Tor Peterson as a director Management For For
17 To re-appoint Ernst & Young LLP as auditors to the Company to Management For For
hold office until the conclusion of the next general meeting
at which accounts are laid before the Company and to
authorise the directors to determine the remuneration of the
auditors
18 That the directors be generally and unconditionally authorised Management For For
pursuant to section 551 of the Companies Act 2006 to: (i) allot
shares in the Company, and to grant rights to subscribe for or to
convert any security into shares in the Company: (A) up to an
aggregate nominal amount of USD 494,115,346; and (B)
comprising equity securities (as defined in section 560 of the
Companies Act 2006) up to an aggregate nominal amount of USD
988,230,692 (including within such limit any shares issued or
rights granted under paragraph (A) above) in connection with an
offer by way of a rights issue: (I) to holders of ordinary shares in
proportion (as nearly as may be practicable) to their existing
holdings; and (II) to people who are holders of other equity
securities if this is required by the rights of those securities or,
if the CONTD
CONT CONTD directors consider it necessary, as permitted by the rights Non-Voting
of those-securities, and so that the directors may impose any
limits or restrictions-and make any arrangements which they
consider necessary or appropriate to-deal with treasury shares,
fractional entitlements, record dates, legal,-regulatory or practical
problems in, or under, the laws of, any territory or-any other
matter; for a period expiring (unless previously renewed, varied or-
revoked by the Company in a general meeting) at the end of the
next Annual-General Meeting of the Company after the date on
which this resolution is-passed; and (ii) make an offer or
agreement which would or might require-shares to be allotted, or
rights to subscribe for or convert any security-into shares to be
granted, after expiry of this authority and the directors-may
CONTD
CONT CONTD allot shares and grant rights in pursuance of that offer or Non-Voting
agreement-as if this authority had not expired. (b) That, subject to
paragraph (c)-below, all existing authorities given to the directors
to allot shares in the-Company, and to grant rights to subscribe for
or to convert any security into-shares in the Company be revoked
by this resolution. (c) That paragraph (b)-above shall be without
prejudice to the continuing authority of the directors-to allot
shares, or grant rights to subscribe for or convert any securities-
into shares, pursuant to an offer or agreement made by the
Company before the-expiry of the authority pursuant to which
such offer or agreement was made
19 That, subject to the passing of resolution 18 in the Notice of Management For For
Annual General Meeting, the directors be generally empowered
pursuant to section 570 and section 573 of the Companies Act
2006 to allot equity securities (as defined in section 560 of the
Companies Act 2006) for cash, pursuant to the authority conferred
by resolution 18 in the Notice of Annual General Meeting as if
section 561(1) of the Companies Act 2006 did not apply to the
allotment. This power: (a) expires (unless previously renewed,
varied or revoked by the Company in a general meeting) at the
end of the next Annual General Meeting of the Company after the
date on which this resolution is passed, but the Company may
make an offer or agreement which would or might require equity
securities to be allotted after expiry of this power and the
directors may CONTD
CONT CONTD allot equity securities in pursuance of that offer or Non-Voting
agreement as if-this power had not expired; and (b) shall be
limited to the allotment of-equity securities in connection with an
offer of equity securities (but in-the case of the authority granted
under resolution 18 (a)(i)(B), by way of a-rights issue only): (i) to
the ordinary shareholders in proportion (as nearly-as may be
practicable) to their existing holdings; and (ii) to people who-hold
other equity securities, if this is required by the rights of those-
securities or, if the directors consider it necessary, as permitted
by the-rights of those securities, and so that the directors may
impose any limits-or restrictions and make any arrangements
which they consider necessary or-appropriate to deal with treasury
shares, fractional entitlements, record-dates, CONTD
CONT CONTD legal, regulatory or practical problems in, or under the Non-Voting
laws of, any-territory or any other matter; and (c) in the case of
the authority granted-under resolution 18 (a)(i)(A) shall be limited
to the allotment of equity-securities for cash otherwise than
pursuant to paragraph (b) above up to an-aggregate nominal amount of
USD 74,117,301. This power applies in relation to-a sale of shares
which is an allotment of equity securities by virtue of-section
560(3) of the Act as if the first paragraph of this resolution the-
words "pursuant to the authority conferred by resolution 18 in the
Notice of-Annual General Meeting" were omitted
20 That any Extraordinary General Meeting of the Company Management For For
(asdefined in the Company's Articles of Association as a general
meeting other than an Annual General Meeting) may be called on
not less than 20 clear days' notice
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 19
The GAMCO Global Opportunity Fund
CRH PLC
SECURITY G25508105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-May-2011
ISIN IE0001827041 AGENDA 702898923 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
1 To consider the company's financial statements and the reports of Management For For
the directors and auditors for the year ended 31st December 2010
2 To declare a dividend on the ordinary shares Management For For
3 To consider the report on directors' remuneration for the year Management For For
ended 31st December 2010
4A To re-elect the following director: Ms. M.C. Carton Management For For
4B To re-elect the following director: Mr. W.P. Egan Management For For
4C To re-elect the following director: Mr. U-H. Felcht Management For For
4D To re-elect the following director: Mr. N. Hartery Management For For
4E To re-elect the following director: Mr. J.M. De Jong Management For For
4F To re-elect the following director: Mr. J.W. Kennedy Management For For
4G To re-elect the following director: Mr. M.Lee Management For For
4H To re-elect the following director: Mr. A Manifold Management For For
4I To re-elect the following director: Mr. K. McGowan Management For For
4J To re-elect the following director: Mr D.N. O'Connor Management For For
4K To re-elect the following director: Mr. W.I. O'Mahony Management For For
4L To re-elect the following director: Mr. M.S.Towe Management For For
5 To authorise the directors to fix the remuneration of the auditors Management For For
6 That, in accordance with article 11 (e) of the articles of Management For For
association of the company, directors be empowered to allot equity
securities for cash
7 Authorisation to purchase shares on the market, up to 10 per cent Management For For
of the issue capital at the date of the 2011 AGM
8 That the company be authorised to re-issue treasury shares Management For For
9 That the provision in article article 60(a) allowing for convening of Management For For
EGMs by at least 14 clear days' notice to be effective
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD Non-Voting
DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
SAIPEM S P A
SECURITY T82000117 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 04-May-2011
ISIN IT0000068525 AGENDA 702930365 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 802102 DUE Non-Voting
TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE Non-Voting
FROM 30 APR-2011 TO 04 MAY 2011. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RET-URN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU.
O.1 Balance sheet as of 31 December 2010 of Saipem Spa. Directors, Management For For
board of auditors and auditing company's reporting. Related
resolutions. Presentation of consolidated balance sheet as of 31
December 2010
O.2 Allocation of profits Management For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO Non-Voting
BE ELECTED AS DIRECTORS, THERE-IS ONLY 1 VACANCY AVAILABLE TO
BE FILLED AT THE MEETING. THE STANDING INSTRUC-TIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED
T-O VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU.
O.3.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: The list of candidates for the Board of Directors
presented by Eni is as follows: Appointment of directors upon
determination of their number, office tenor and emoluments.
Appointment of the chairman of the board of directors: Alberto
Meomartini, Pietro Franco Tali, Hugh James O'Donnell, Umberto
Vergine, Gabriele Galateri di Genola (independent), Nicola Greco
(independent)
O.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder
PROPOSAL: The list of candidates for the Board of Directors
presented by institutional investors is as follows: Appointment of
directors upon determination of their number, office tenor and
emoluments. Appointment of the chairman of the board of
directors: Maurizio Montagnese (independent), Mauro Sacchetto
(independent), Michele Volpi (independent)
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS Non-Voting
AUDITORS, THERE-IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCT-IONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR
ONLY 1 OF THE 2 SLATES. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 20
The GAMCO Global Opportunity Fund
O.4.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: The list of candidates for the Internal Auditors
presented by Eni is as follows: Appointment of the auditors and of
the chairman of the board of auditors. Determination of the
emoluments reserved to statutory auditors and to the chairman of
the board of auditors: for the office of Statutory Auditors: Fabrizio
Gardi, Adriano Propersi, for the office of Alternate Auditors: Giulio
Gamba
O.4.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shareholder Against For
PROPOSAL: The list of candidates for the Internal Auditors
presented by institutional investors is as follows: Appointment of
the auditors and of the chairman of the board of auditors.
Determination of the emoluments reserved to statutory auditors
and to the chairman of the board of auditors: for the office of
Statutory Auditors: Mario Busso, for the office of Alternate
Auditors: Paolo Sfameni
E.1 Amendment to art 12, 13 and 19 of the corporate bylaws Management For For
SCHRODERS
SECURITY G7860B102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-May-2011
ISIN GB0002405495 AGENDA 702873971 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
1 Report and Accounts Management For For
2 Final dividend Management For For
3 Remuneration report Management For For
4 Re-elect Michael Dobson Management For For
5 Re-elect Massimo Tosato Management For For
6 Re-elect Andrew Beeson Management For For
7 Re-elect Bruno Schroder Management For For
8 Re-appoint PricewaterhouseCoopers LLP as auditors Management For For
9 Authority for the Directors to fix the auditors' remuneration Management For For
10 Authority to allot shares Management For For
11 Adoption of Schroders Equity Compensation Plan 2011 Management For For
12 Adoption of Schroders Share Option Plan 2011 Management For For
13 Authority to purchase own shares Management For For
14 Notice of general meetings Management For For
HONGKONG LAND HOLDINGS LTD
SECURITY G4587L109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2011
ISIN BMG4587L1090 AGENDA 702997454 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------- --------------------------------------------------------------------- ------------ --------- -----------
1 To receive and consider the financial statements and the Management For For
independent auditors report for the year ended 31st December
2010, and to declare a final dividend
2 To re-elect Charles Allen-Jones as a director Management For For
3 To re-elect Jenkin Hui as a director Management For For
4 To re-elect Sir Henry Keswick as a director Management For For
5 To re-elect Lord Powell of Bayswater as a director Management For For
6 To fix the directors fee Management For For
7 To re-appoint the auditors and to authorise the directors to fix Management For For
their remuneration
8 a. The exercise by the directors during the relevant period (for the Management For For
purposes of this resolution, relevant period being the period from
the passing of this resolution until the earlier of the conclusion of
the next annual general meeting, or the expiration of the period
within which such meeting is required by law to be held, or the
revocation or variation of this resolution by an ordinary resolution
of the shareholders of the company in general meeting) of all
powers of the company to allot or issue shares and to make and
grant offers, agreements and options which would or might require
shares to be allotted, issued or disposed of during or after the end
of the relevant period up to an aggregate nominal amount of USD
77.4 million, be and is hereby generally and unconditionally
approved resolution. b. The aggregate CONTD
CONT CONTD nominal amount of share capital allotted or agreed Non-Voting
conditionally or-unconditionally to be allotted wholly for cash
(whether pursuant to an-option or otherwise) by the directors
pursuant to the approval in paragraph-(a), otherwise than
pursuant to a rights issue (for the purposes of this-resolution,
rights issue being an offer of shares or other securities to-holders
of shares or other securities on the register on a fixed record
date-in proportion to their then holdings of such shares or other
securities or-otherwise in accordance with the rights attaching
thereto (subject to such-exclusions or other arrangements as the
directors may deem necessary or-expedient in relation to
fractional entitlements or legal or practical-problems under the
laws of, or the requirements of any recognised regulatory-body or
any CONTD
CONT CONTD stock exchange in, any territory)), or upon conversion of Non-Voting
the USD-400,000,000 2.75pct guaranteed convertible bonds
convertible into fully-paid-shares of the company, shall not exceed
USD 11.6 million, and the said-approval shall be limited
accordingly
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 21
The GAMCO Global Opportunity Fund
9 a. The exercise by the directors of all powers of the company to Management For For
purchase its own shares, subject to and in accordance with all
applicable laws and regulations, during the relevant period (for the
purposes of this resolution, relevant period being the period from
the passing of this resolution until the earlier of the conclusion of
the next annual general meeting, or the expiration of the period
within which such meeting is required by law to be held, or the
revocation or variation of this resolution by an ordinary resolution
of the shareholders of the company in general meeting) be and is
hereby generally and unconditionally approved resolution b. The
aggregate nominal amount of shares of the company which the company
may purchase pursuant to the approval in paragraph (a) of this
resolution shall be less than CONTD
CONT CONTD 15pct of the aggregate nominal amount of the existingg issued Non-Votin
share-capital of the company at the date of this meeting, and such
approval shall-be limited accordingly resolution c. The approval in
paragraph (a) of this-resolution shall, where permitted by applicable
laws and regulations and-subject to the limitation in paragraph (b)
of this resolution, extend to-permit the purchase of shares of the
company (i) by subsidiaries of the-company and (ii) pursuant to the
terms of put warrants or financial-instruments having similar effect
put warrants) whereby the company can be- required to purchase its
own shares, provided that where put warrants are-issued or offered
pursuant to a rights issue (as defined in resolution 8-above) the
price which the company may pay for shares purchased on exercise-of
put CONTD
CONT CONTD warrants shall not exceed 15pct more than the average of the Non-Voting
market-quotations for the shares for a period of not more than 30 nor
less than the-five dealing days falling one day prior to the date of
any public-announcement by the company of the proposed issue of put
warrants
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 11-May-2011
ISIN US7181721090 AGENDA 933393744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: HAROLD BROWN Management For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Management For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Management For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Management For For
1E ELECTION OF DIRECTOR: JENNIFER LI Management For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Management For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Management For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Management For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Management For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For For
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE Shareholder Against For
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shareholder Against For
JARDINE MATHESON HLDGS LTD
SECURITY G50736100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-May-2011
ISIN BMG507361001 AGENDA 702945619 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1 To receive the Financial Statements for 2010 and to declare a Management For For
final dividend
2 To re-elect Mark Greenberg as a Director Management For For
3 To re-elect Simon Keswick as a Director Management For For
4 To re-elect Dr Richard Lee as a Director Management For For
5 To re-elect Y.K. Pang as a Director Management For For
6 To fix the Directors' fees Management For For
7 To re-appoint the Auditors and to authorize the Directors to fix Management For For
their remuneration
8 To renew the general mandate to the Directors to issue new shares Management For For
9 To renew the general mandate to the Directors to purchase the Management For For
Company's shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL Non-Voting
OF RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 12-May-2011
ISIN US7908491035 AGENDA 933398679 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 22
The GAMCO Global Opportunity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Management For For
1B ELECTION OF DIRECTOR: THOMAS H. GARRETT III Management For For
1C ELECTION OF DIRECTOR: WENDY L. YARNO Management For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION Management Abstain
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AMENDMENTS TO THE ST. JUDE MEDICAL, INC. 2007 STOCK Management Against Against
INCENTIVE PLAN.
05 TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING THE Shareholder For
DECLASSIFICATION OF OUR BOARD OF DIRECTORS.
06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
CONNECTICUT WATER SERVICE, INC.
SECURITY 207797101 MEETING TYPE Annual
TICKER SYMBOL CTWS MEETING DATE 12-May-2011
ISIN US2077971016 AGENDA 933401921 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 MARY ANN HANLEY For For
2 MARK G. KACHUR For For
3 DAVID A. LENTINI For For
02 THE RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
PRICEWATERHOUSECOOPERS LLP
03 THE NON-BINDING ADVISORY RESOLUTION REGARDING APPROVAL OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
04 THE ADVISORY VOTE REGARDING THE FREQUENCY FOR THE NON-BINDING Management Abstain Against
SHAREHOLDER VOTE REGARDING APPROVAL OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
INVESTMENT AB KINNEVIK, STOCKHOLM
SECURITY W4832D110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2011
ISIN SE0000164626 AGENDA 702973480 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 788740 DUE TO Non-Voting
DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A Non-Voting
VALID VO-TE OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR Non-Voting
ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU
WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME,
ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED Non-Voting
POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Opening of the Meeting Non-Voting
2 The Nomination Committee proposes that the lawyer Wilhelm Luning is Non-Voting
appointed-to be the Chairman of the Annual General Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of one or two persons to check and verify the minutes Non-Voting
6 Determination of whether the Annual General Meeting has been duly Non-Voting
convened
7 Statement by the Chairman of the Board on the work of the Board of Non-Voting
Directors
8 Presentation by the Chief Executive Officer Non-Voting
9 Presentation of the Annual Report and Auditor's Report and of the Non-Voting
Group Annual-Report and the Group Auditor's Report
10 Resolution on the adoption of the Profit and Loss Statement and the Management For For
Balance Sheet and of the Group Profit and Loss Statement and the
Group Balance Sheet
11 Resolution on the proposed treatment of the Company's unappropriated Management For For
earnings or accumulated loss as stated in the adopted Balance Sheet
12 Resolution on the discharge of liability of the directors of the Management For For
Board and the Chief Executive Officer
13 The Nomination Committee proposes that the Board of Directors shall Management For For
consist of seven directors and no deputy directors
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 23
The GAMCO Global Opportunity Fund
14 Meeting resolve to increase the total Board remuneration from SEK Management For For
3,875,000 to SEK 4,325,000 for the period until the close of the next
Annual General Meeting in 2012. The proposal includes SEK 1,000,000
to be allocated to the Chairman of the Board, SEK 450,000 to each of
the directors of the Board and total SEK 625,000 for the work in the
committees of the Board of Directors. The Nomination Committee
proposes that for work within the Audit Committee SEK 150,000 shall
be allocated to the Chairman and SEK 75,000 to each of the other
three members. For work within the Remuneration Committee SEK 50,000
shall be allocated to the Chairman and SEK 25,000 to each of the
other three members. Finally, the Nomination Committee proposes that
for work within the New Ventures Committee SEK 25,000 shall be
allocated to each of the five members. Furthermore, remuneration to
the auditor shall be paid in accordance with approved invoices
15 The Nomination Committee proposes, for the period until the close of Management For For
the next Annual General Meeting, the re-election of Vigo Carlund,
Wilhelm Klingspor, Erik Mitteregger, Allen Sangines- Krause and
Cristina Stenbeck as directors of the Board. The Nomination Committee
proposes the election of Tom Boardman and Dame Amelia Fawcett as new
directors of the Board. John Hewko and Stig Nordin have informed the
Nomination Committee that they decline re-election at the Annual
General Meeting. The Nomination Committee proposes that the Meeting
shall re-elect Cristina Stenbeck as Chairman of the Board of
Directors. Furthermore, it is proposed that the Board of Directors at
the Constituent Board Meeting appoints an Audit Committee, a
Remuneration Committee and a New Ventures Committee within the Board
of Directors
16 Approval of the procedure of the Nomination Committee Management For For
17 Resolution regarding Guidelines for remuneration to the senior Management For For
executives
18 Resolution regarding incentive programme comprising the following Management For For
resolutions: (a) adoption of an incentive programme; (b)
authorisation to resolve to issue Class C shares; (c) authorisation
to resolve to repurchase Class C shares; (d) transfer of Class B
shares
19 Resolution to authorise the Board of Directors to resolve on Management For For
repurchase of own shares
20 Resolution on amendment of the Articles of Association Management For For
21 Closing of the Meeting Non-Voting
UNITED STATES CELLULAR CORPORATION
SECURITY 911684108 MEETING TYPE Annual
TICKER SYMBOL USM MEETING DATE 17-May-2011
ISIN US9116841084 AGENDA 933425503 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 J. SAMUEL CROWLEY For For
02 RATIFY ACCOUNTANTS FOR 2011. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
GOLD FIELDS LIMITED
SECURITY 38059T106 MEETING TYPE Annual
TICKER SYMBOL GFI MEETING DATE 17-May-2011
ISIN US38059T1060 AGENDA 933432762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
O1 RE-APPOINTMENT OF AUDITORS Management For
O2 ELECTION OF DIRECTOR Management For
O3 RE-ELECTION OF DIRECTOR Management For
O4 RE-ELECTION OF DIRECTOR Management For
O5 RE-ELECTION OF DIRECTOR Management For
O6 ELECTION OF THE AUDIT COMMITTEE - ELECTION OF MS GM WILSON (CHAIR) Management For
O7 ELECTION OF THE AUDIT COMMITTEE - ELECTION OF MR RP MENELL Management For
O8 ELECTION OF THE AUDIT COMMITTEE - ELECTION OF MR DMJ NCUBE Management For
O9 ELECTION OF THE AUDIT COMMITTEE - ELECTION OF MR RL PENNANT-REA Management For
O10 APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES Management For
O11 APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED NON-CONVERTIBLE Management For
REDEEMABLE PREFERENCE SHARES
O12 ISSUING EQUITY SECURITIES FOR CASH Management For
O13 ENDORSEMENT OF THE REMUNERATION POLICY Management For
OS1 INCREASE OF AUDIT COMMITTEE NON-EXECUTIVE DIRECTORS' FEES Management For
OS2 ACQUISITION OF COMPANY'S OWN SHARES Management For
B1 ADOPTION OF FINANCIAL STATEMENTS Management For
B2 RE-APPOINTMENT OF AUDITORS Management For
B3 ELECTION OF DIRECTOR Management For
B4 RE-ELECTION OF DIRECTOR Management For
B5 RE-ELECTION OF DIRECTOR Management For
B6 RE-ELECTION OF DIRECTOR Management For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 24
The GAMCO Global Opportunity Fund
B7 CONTROL OF THE DIRECTORS
B8 PLACEMENT OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES UNDER THE Management For
CONTROL OF THE DIRECTORS
B9 ISSUING EQUITY SECURITIES FOR CASH Management For
B10 INCREASE OF AUDIT COMMITTEE NON-EXECUTIVE DIRECTORS' FEES Management For
SB1 ACQUISITION OF COMPANY'S OWN SHARES Management For
SWIRE PACIFIC LTD
SECURITY Y83310105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN HK0019000162 AGENDA 702923550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE Non-Voting
URL- LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110407/
LTN20110407494.p-df
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE Non-Voting
TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.
1 To declare final dividends Management For For
2.a To re-elect M Cubbon as a Director Management For For
2.b To re-elect Baroness Dunn as a Director Management For For
2.c To re-elect T G Freshwater as a Director Management For For
2.d To re-elect C Lee as a Director Management For For
2.e To re-elect M Leung as a Director Management For For
2.f To re-elect M C C Sze as a Director Management For For
2.g To elect I S C Shiu as a Director Management For For
3 To re-appoint PricewaterhouseCoopers as a Auditors and to authorise Management For For
the Directors to fix their remuneration
4 To grant a general mandate for share repurchase Management For For
5 To grant a general mandate to issue and dispose of additional shares Management For For
in the Company
6 To approve Directors' Fees Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD Non-Voting
DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
DR PEPPER SNAPPLE GROUP,INC.
SECURITY 26138E109 MEETING TYPE Annual
TICKER SYMBOL DPS MEETING DATE 19-May-2011
ISIN US26138E1091 AGENDA 933393782 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1B ELECTION OF DIRECTOR: WAYNE R. SANDERS Management For For
1C ELECTION OF DIRECTOR: JACK L. STAHL Management For For
1D ELECTION OF DIRECTOR: LARRY D. YOUNG Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE Management Abstain Against
OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES
AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE
NARRATIVE DISCUSSION IS HEREBY APPROVED.
04 TO VOTE, ON AN ADVISORY (NON-BINDING) BASIS, ON THE FREQUENCY OF THE Management Abstain Against
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. STOCKHOLDERS MAY CHOOSE TO APPROVE HOLDING AN ADVISORY VOTE
ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, EVERY
TWO YEARS OR EVERY THREE YEARS OR STOCKHOLDERS MAY ABSTAIN FROM
VOTING.
TELEPHONE AND DATA SYSTEMS, INC.
SECURITY 879433100 MEETING TYPE Annual
TICKER SYMBOL TDS MEETING DATE 19-May-2011
ISIN US8794331004 AGENDA 933427444 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 C.A. DAVIS For For
2 C.D. O'LEARY For For
3 G.L. SUGARMAN For For
4 H.S. WANDER For For
02 RATIFY ACCOUNTANTS FOR 2011. Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO RECAPITALIZE TDS' OUTSTANDING STOCK. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 25
The GAMCO Global Opportunity Fund
TELEPHONE AND DATA SYSTEMS, INC.
SECURITY 879433860 MEETING TYPE Annual
TICKER SYMBOL TDSS MEETING DATE 19-May-2011
ISIN US8794338603 AGENDA 933427456 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 C.A. DAVIS For For
2 C.D. O'LEARY For For
3 G.L. SUGARMAN For For
4 H.S. WANDER For For
CHEUNG KONG HLDGS LTD
SECURITY Y13213106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-May-2011
ISIN HK0001000014 AGENDA 702932775 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE Non-Voting
URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2
0110411864.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE Non-Voting
TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.
1 To receive the audited Financial Statements, the Report of the Management For For
Directors and the Independent Auditor's Report for the year ended
31st December, 2010
2 To declare a final dividend Management For For
3.1 To elect Mr. Li Ka-shing as Director Management For For
3.2 To elect Mr. Chung Sun Keung, Davy as Director Management For For
3.3 To elect Ms. Pau Yee Wan, Ezra as Director Management For For
3.4 To elect Mr. Leung Siu Hon as Director Management For For
3.5 To elect Mr. George Colin Magnus as Director Management For For
3.6 To elect Mr. Simon Murray as Director Management For For
3.7 To elect Mr. Cheong Ying Chew, Henry as Director Management For For
4 To appoint Messrs. Deloitte Touche Tohmatsu as Auditor and authorise Management For For
the Directors to fix their remuneration
5.1 Ordinary Resolution No. 5(1) of the Notice of Annual General Meeting Management For For
(To give a general mandate to the Directors to issue additional
shares of the Company)
5.2 Ordinary Resolution No. 5(2) of the Notice of Annual General Meeting Management For For
(To give a general mandate to the Directors to repurchase shares of
the Company)
5.3 Ordinary Resolution No. 5(3) of the Notice of Annual General Meeting Management For For
(To extend the general mandate granted to the Directors pursuant to
Ordinary Resolution No. 5(1) to issue additional shares of the
Company)
6 Special Resolution of the Notice of Annual General Meeting (To Management For For
approve the amendments to the Articles of Association of the Company)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD Non-Voting
DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 24-May-2011
ISIN US12686C1099 AGENDA 933435542 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 ZACHARY W. CARTER For For
2 THOMAS V. REIFENHEISER For For
3 JOHN R. RYAN For For
4 VINCENT TESE For For
5 LEONARD TOW For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2011.
03 TO APPROVE CABLEVISION SYSTEMS CORPORATION 2011 CASH INCENTIVE PLAN. Management For For
04 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVE Management Abstain Against
OFFICERS.
05 AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR EXECUTIVE OFFICERS.
GALP ENERGIA SGPS SA
SECURITY X3078L108 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 30-May-2011
ISIN PTGAL0AM0009 AGENDA 703057352 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 26
The GAMCO Global Opportunity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE Non-Voting
DISCLOSURE OF BENE-FICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF
PARTICIPATION AND VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE
LAW DOES NOT PERMIT BENEFICIAL OWNERS TO VOTE INCNSISTENTLY ACROSS
THEIR HOLDINGS. OPPOSING VOTES MAY BE REJECTED SUMMARILY BY THE
COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR FURTHER DETAILS.
1 To resolve on the management report, individual and consolidated Management For For
accounts, for the year 2010, as well as remaining reporting documents
2 To resolve on the proposal for application of profits Management For For
3 To resolve on the corporate governance report for the year 2010 Management For For
4 To resolve on a general appraisal of the Company's management and Management For For
supervision
5 Declaration regarding the remuneration policy of the governing bodies Management For For
and top management
6 Election of the governing bodies for the 2011-2013 period Management For For
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 02-Jun-2011
ISIN US38259P5089 AGENDA 933424373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 LARRY PAGE For For
2 SERGEY BRIN For For
3 ERIC E. SCHMIDT For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ANN MATHER For For
7 PAUL S. OTELLINI For For
8 K. RAM SHRIRAM For For
9 SHIRLEY M. TILGHMAN For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK PLAN TO INCREASE Management Against Against
THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE
UNDER THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO NAMED EXECUTIVE Management Abstain Against
OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING Management Abstain Against
COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION OF A BOARD COMMITTEE Shareholder Against For
ON SUSTAINABILITY, IF PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A SIMPLE MAJORITY Shareholder Against For
VOTING STANDARD FOR STOCKHOLDER MATTERS, IF PROPERLY PRESENTED AT THE
MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT OF INTEREST AND CODE OF Shareholder Against For
CONDUCT COMPLIANCE REPORT, IF PROPERLY PRESENTED AT THE MEETING.
ANTOFAGASTA P L C
SECURITY G0398N128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Jun-2011
ISIN GB0000456144 AGENDA 702972399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1 To receive and adopt the Directors' and Auditors' Report and the Management For For
Financial Statements for the year ended 31 December 2010
2 To approve the Remuneration Report for the year ended 31 December Management For For
2010
3 To declare a final dividend Management For For
4 To re-elect Mr J-P Luksic as a Director Management For For
5 To re-elect Mr C H Bailey as a Director Management For For
6 To re-elect Mr G S Menendez as a Director Management For For
7 To re-elect Mr R F Jara as a Director Management For For
8 To re-elect Mr G A Luksic as a Director Management For For
9 To re-elect Mr J G Claro as a Director Management For For
10 To re-elect Mr W M Hayes as a Director Management For For
11 To re-elect Mr H Dryland as a Director Management For For
12 To re-elect Mr T C Baker as a Director Management For For
13 To re-appoint Deloitte LLP as auditors and to authorise the Directors Management For For
to fix their remuneration
14 To grant authority to the Directors to allot securities Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 27
The GAMCO Global Opportunity Fund
15 than on a pro rata basis to shareholders
16 To renew the Company's authority to make market purchases of Ordinary Management For For
Shares
17 To permit the Company to call general meetings (other than annual Management For For
general meetings) on 14 clear days' notice
CHINA MERCHANTS HLDGS INTL CO LTD
SECURITY Y1489Q103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Jun-2011
ISIN HK0144000764 AGENDA 703017916 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE Non-Voting
URL LINK:-
http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN2
0110426233.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE Non-Voting
TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the Audited Consolidated Financial Statements Management For For
for the year ended 31 December 2010 together with the Report of the
Directors and the Independent Auditor's Report
2 To declare a final dividend of 78 HK cents per share for the year Management For For
ended 31 December 2010 in scrip form with cash option
3.i To re-elect Mr. Li Jianhong as a Director Management For For
3.ii To re-elect Mr. Hu Zheng as a Director Management For For
3.iii To re-elect Mr. Kut Ying Hay as a Director Management For For
3.iv To re-elect Mr. Lee Yip Wah Peter as a Director Management For For
3.v To re-elect Mr. Li Kwok Heem John as a Director Management For For
3.vi To re-elect Mr. Li Ka Fai David as a Director Management For For
3.vii To authorise the Board to fix the remuneration of the Directors Management For For
4 To re-appoint PricewaterhouseCoopers as Auditors and to authorise the Management For For
Board to fix their remuneration
5.A To grant a general mandate to the Directors to allot shares as set Management For For
out in item 5A of the AGM Notice
5.B To grant a general mandate to the Directors for the repurchase of Management For For
shares as set out in item 5B of the AGM Notice
5.C To add the nominal amount of the shares repurchased under resolution Management For For
no. 5B to the mandate granted to the Directors under resolution no.
5A
KEYENCE CORPORATION
SECURITY J32491102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Jun-2011
ISIN JP3236200006 AGENDA 703133493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1 Approve Appropriation of Profits Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
4 Appoint a Supplementary Auditor Management For For
GOLD FIELDS LIMITED
SECURITY 38059T106 MEETING TYPE Special
TICKER SYMBOL GFI MEETING DATE 20-Jun-2011
ISIN US38059T1060 AGENDA 933467208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
S1 FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE ACT Management For
O1 APPROVAL FOR THE PROPOSED ACQUISITION Management For
O2 AUTHORITY TO GIVE EFFECT TO THE ABOVE RESOLUTIONS Management For
HOYA CORPORATION
SECURITY J22848105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2011
ISIN JP3837800006 AGENDA 703115510 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 28
The GAMCO Global Opportunity Fund
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights as Stock Options Management For For
3. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Review of the size of the Board of Directors)
4. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Individual disclosure of remunerations to Directors
and the Executive Officers)
5. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Prior notice and disclosure of sales of shares by
Directors, Executive Officers and their families)
6. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Prohibition against hedging by stock option holders)
7. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Increase in the number of Executive Officers)
8. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Separation of roles of Chairman of the Board and CEO)
9. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Prohibition to treat a blank vote as approval if it is
the Company's proposal and disapproval if it is a shareholder's
proposal)
10. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Disclosure obligations concerning exercise of
shareholders' right to make proposals, etc.)
11. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Establishment of a contact point within the Audit
Committee for whistle-blowing)
12. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Preparation of a succession plan for the CEO)
13. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Disclosure of academic background of the Directors
and the Executive Officers)
14. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Criteria for selection of candidates for Directors by
the Nomination Committee)
15. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Disclosure of time pledged by Directors)
16. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Preparation of Code of Ethics by the Board of
Directors)
17. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Provision for fiduciary responsibility and indemnity
liability)
18. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Provision for the Board of Directors' contact with
senior management)
19. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Allocation of committee budget that may be used
without approval of the Executive Officers)
20. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation (Employment of legal advisor to the Board of
Directors)
21. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation
22. Shareholders' Proposals: Partial amendment to the Articles of Shareholder Against For
Incorporation
KOMATSU LTD.
SECURITY J35759125 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2011
ISIN JP3304200003 AGENDA 703112742 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
3. Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Directors Management For For
5. Giving the Board of Directors the Authority to Issue Stock Management For For
Acquisition Rights as Stock-Based Remuneration to Employees of the
Company and Directors of Major Subsidiaries of the Company
MITSUI & CO.,LTD.
SECURITY J44690139 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Jun-2011
ISIN JP3893600001 AGENDA 703128959 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 29
The GAMCO Global Opportunity Fund
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
SMC CORPORATION
SECURITY J75734103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3162600005 AGENDA 703142113 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
2.16 Appoint a Director Management For For
2.17 Appoint a Director Management For For
2.18 Appoint a Director Management For For
2.19 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
4. Appoint Accounting Auditors Management For For
5. Approve Provision of Retirement Allowance for Retiring Directors Management For For
TSUMURA & CO.
SECURITY J93407120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3535800001 AGENDA 703145955 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4. Appoint a Substitute Corporate Auditor Management For For
SANYO SPECIAL STEEL CO.,LTD.
SECURITY J69284123 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3342000001 AGENDA 703157532 - Management
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 30
The GAMCO Global Opportunity Fund
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
3 Approve Payment of Bonuses to Directors and Corporate Auditors Management For For
FANUC LTD.
SECURITY J13440102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2011
ISIN JP3802400006 AGENDA 703169018 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Management For For
2. Amend Articles to: Change Official Company Name to FANUC CORPORATION, Management For For
Increase Board Size to 16
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
The GAMCO Vertumnus Fund
7.3 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 12 of the Bylaws. Delegation to
managers of increased social capital
7.4 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 14 of the Bylaws. Exclusion of pre-
emptive rights
7.5 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 15 of the Bylaws. Reduction of social
capital
7.6 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 16 of the Bylaws. Issuance of bonds
7.7 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 22 of the Bylaws. Convocation of the
General Board
7.8 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 23 of the Bylaws. Convening authority
and obligation
7.9 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 26 of the Bylaws. Special agreements.
Constitution
7.10 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 33 of the Bylaws. Right to information
7.11 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 36 of the Bylaws. Board of Directors.
General functions
7.12 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 40 of the Bylaws. Remuneration
7.13 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 42 of the Bylaws. Incompatibilities of
the Directors
7.14 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 44 of the Bylaws. Constitution of the
Council
7.15 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 51 of the Bylaws. Audit and
Compliance Committee
7.16 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 54 of the Bylaws. Contents of the
annual accounts
7.17 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Approve the revised text of the Bylaws
8.1 Modification of adaptation to the latest legislative reforms of the Management For For
General Regulations: Amend Article 3 of the General Meeting
Regulations. Advertising
8.2 Modification of adaptation to the latest legislative reforms of the Management For For
General Regulations: Amend Article 7 of the General Meeting
Regulations. Convening authority and obligation
8.3 Modification of adaptation to the latest legislative reforms of the Management For For
General Regulations: Amend Article 8 of the General Meeting
Regulations. Publication and notice of meeting
8.4 Modification of adaptation to the latest legislative reforms of the Management For For
General Regulations: Amend Article 9 of the General Meeting
Regulations. Right to information
8.5 Modification of adaptation to the latest legislative reforms of the Management For For
General Regulations: Amend Article 10 of the General Meeting
Regulations. Right to attend
8.6 Modification of adaptation to the latest legislative reforms of the Management For For
General Regulations: Amend Article 11 of the General Meeting
Regulations. Representation
8.7 Modification of adaptation to the latest legislative reforms of the Management For For
General Regulations: Amend Article 24 of the General Meeting
Regulations. Publication
8.8 Modification of adaptation to the latest legislative reforms of the Management For For
General Regulations: To approve the revised text of the General
Meeting Regulations
9 Annual Report on Remuneration of Directors for the advisory vote Management For For
10 Delegation to the Board of Directors for the execution and Management For For
development of resolutions adopted by the Board, so as to substitute
the powers received from the Board and granting of powers to a
public deed and registration of such agreements and for correction,
if necessary
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
</Table>
DANAHER CORPORATION
<Table>
SECURITY 235851102 METTING TYPE Anual
TICKER SYMBOL DHR MEETING DATE 10-May-2011
ISIN US2358511028 AGENDA 933405741 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------- -------------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Management For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Management For For
1C ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
04 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS OF
TWENTY-FIVE PERCENT (25%) OR MORE OF DANAHER'S SHARES TO CALL A
SPECIAL MEETING OF SHAREHOLDERS.
05 TO APPROVE AMENDMENTS TO DANAHER'S 2007 STOCK Management For For
INCENTIVE PLAN AND MATERIAL TERMS OF PLAN
PERFORMANCE GOALS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
The GAMCO Vertumnus Fund
06 TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
07 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE SHAREHOLDER ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE OFFICER COMPENSATION.
</Table>
JPMORGAN CHASE & CO.
<Table>
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 17-May-2011
ISIN US46625H1005 AGENDA 933404028 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------- -------------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Management Against Against
PLAN
06 POLITICAL NON-PARTISANSHIP Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
08 MORTGAGE LOAN SERVICING Shareholder Against For
09 POLITICAL CONTRIBUTIONS Shareholder Against For
10 GENOCIDE-FREE INVESTING Shareholder Against For
11 INDEPENDENT LEAD DIRECTOR Shareholder Against For
</Table>
AKAMAI TECHNOLOGIES, INC.
<Table>
SECURITY 00971T101 MEETING TYPE Annual
TICKER SYMBOL AKAM MEETING DATE 18-May-2011
ISIN US00971T1016 AGENDA 933412986 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------- -------------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN Management For For
1B ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY Management For For
1C ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT Management For For
1D ELECTION OF CLASS III DIRECTOR: FREDERIC V. SALERNO Management For For
02 AMENDMENT TO 2009 STOCK INCENTIVE PLAN. Management Against Against
03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against
OF HOLDING FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
05 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
</Table>
TELEKOM AUSTRIA AG, WIEN
<Table>
SECURITY A8502A102 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN AT0000720008 AGENDA 702974735 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------- -------------------------------------------------------------------- ---------- ------- ----------
1 Presentation annual report Management For For
2 Approval of usage of earnings Management For For
3 Approval of discharge of bod Management For For
4 Approval of discharge of supervisory Board Management For For
5 Approval of remuneration of supervisory Board Management For For
6 Election auditor Management For For
7 Election to the supervisory Board (split) Management For For
8 Report on buy back of own shs Management For For
9 Approval of buyback Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RES-OLUTION 9. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
The GAMCO Vertumnus Fund
MERCK & CO., INC.
<Table>
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 24-May-2011
ISIN US58933Y1055 AGENDA 933416744 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------- -------------------------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
</Table>
WIMM BILL DANN FOODS
<Table>
SECURITY 97263M109 MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 21-Jun-2011
ISIN US97263M1099 AGENDA 933480167 - Management
</Table>
<Table>
<Caption>
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------- -------------------------------------------------------------------- ---------- ------- ----------
01 TO APPROVE THE ANNUAL REPORT PREPARED ON BASIS Management For
OF BOOK RECORDS FOR 2010 FINANCIAL YEAR DRAWN UP
ACCORDING TO RUSSIAN STANDARDS
02 TO APPROVAL THE WBD FOODS OJSC ANNUAL FINANCIAL Management For
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENTS
FOR 2010
03 TO LEAVE AMOUNT OF NET PROFIT REFLECTED IN BOOK Management For
RECORDS FOR 2010 FINANCIAL YEAR UNDISTRIBUTED. DO
NOT DECLARE PAYMENT OF DIVIDEND
04 FOR PURPOSE OF VERIFYING FINANCIAL & BUSINESS Management For
ACTIVITIES OF WBD FOODS OJSC, IN ACCORDANCE WITH
LEGAL ACTS OF RUSSIAN FEDERATION, TO ASSIGN AS THE
AUDITOR OF THE COMPANY IN 2011 KPMG CJSC
05 DIRECTOR Management
1 LAGUARTA RAMON LUIS For For
2 HAMPTON A.N. SEYMOUR For For
3 HEAVISIDE W. TIMOTHY For For
4 KIESLER, PAUL DOMINIC For For
5 EPIFANIOU, ANDREAS For For
6 MACLEOD, ANDREW JOHN For For
7 EZAMA, SERGIO For For
8 BOLOTOVSKY R.V. For For
9 POPOVICI SIIVIU EUGENIU For For
10 IVANOV D. VLADIMIROVICH For For
11 RHODES, MARCUS JAMES For For
6A ELECTION OF THE WBD FOODS OJSC AUDITING Management For For
COMMISSION MEMBER : VOLKOVA NATALIA BORISOVNA
6B ELECTION OF THE WBD FOODS OJSC AUDITING Management For For
COMMISSION MEMBER : ERMAKOVA SVETLANA
ALEXANDROVNA
6C ELECTION OF THE WBD FOODS OJSC AUDITING Management For For
COMMISSION MEMBER : POLIKARPOVA NATALIA
LEONIDOVNA
6D ELECTION OF THE WBD FOODS OJSC AUDITING Management For For
COMMISSION MEMBER : PEREGUDOVA EKATERINA
ALEXANDROVNA
6E ELECTION OF THE WBD FOODS OJSC AUDITING Management For For
COMMISSION MEMBER : SOLNTSEVA EVGENIA
SOLOMONOVNA
6F ELECTION OF THE WBD FOODS OJSC AUDITING Management For For
COMMISSION MEMBER : KOLESNIKOVA NATALIA
NIKOLAEVNA
6G ELECTION OF THE WBD FOODS OJSC AUDITING Management For For
COMMISSION MEMBER : CHERKUNOVA OLGA NIKOLAEVNA
07 TO AMEND WBD FOODS CHARTER WITH THE REVISED Management For For
VERSION OF CLAUSE 15, PARAGRAPH 15.10
</Table>
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
The GAMCO Vertumnus Fund
Investment Company Report
TOMKINS PLC, LONDON
SECURITY G89158136 MEETING TYPE Court Meeting
TICKER SYMBOL MEETING DATE 31-Aug-2010
ISIN GB0008962655 AGENDA 702567059 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION Non-Voting
FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN
"FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO
VOTE ABSTAIN-FOR THIS MEETING THEN YOUR VOTE WILL
BE DISREGARDED BY THE ISSUER OR ISSUERS-AGENT.
1. Approve a scheme of arrangement [the "Scheme of Management For For
Arrangement"] proposed to be made between the Company and
the holders of Independent Scheme Shares and Executive Team
Shares
TOMKINS PLC, LONDON
SECURITY G89158136 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 31-Aug-2010
ISIN GB0008962655 AGENDA 702567061 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
S.1 Approve, for the purpose of giving effect to the scheme of Management For For
arrangement dated 06 AUG 2010 between the Company and the
holders of the Scheme Shares (as specified in the said scheme of
arrangement), a print of which has been produced to this meeting
and for the purposes of identification signed by the Chairman
hereof, in its original form or subject to such modification,
addition or condition as may be agreed between the Company and
Pinafore Acquisition Limited ("Pinafore") and approved or imposed
by the Court (the "Scheme"): authorize the Directors of the
Company to take all such action as they may consider necessary
or appropriate for carrying the scheme into effect; the share
capital of the company be reduced by canceling and extinguishing
all of the Cancellation Shares (as specified in the Scheme);
subject to and forthwith upon the reduction of share capital
referred to in Paragraph (B) above taking effect and, if
appropriate, the Company being reregistered as a private
Company pursuant to Section 651 of the Companies Act 2006 and
notwithstanding anything to the contrary in the Articles of
Association of the Company: the reserve arising in the books of
account of the Company as a result of the reduction of share
capital referred to in Paragraph (B) above be capitalized and
applied in paying up in full at par such number of new ordinary
shares of 9 US cents each (the "New Tomkins Shares") as shall
be equal to the aggregate number of Cancellation Shares
cancelled pursuant to Paragraph (B) above, which shall be allotted
and issued (free from any liens, charges, equitable interests,
encumbrances, rights of preemption and any other interests of
any nature whatsoever and together with all rights attaching
thereto) and any other interests of any nature whatsoever and
together with all rights attaching thereto, credited as fully paid,
to Pinafore and/or its nominee(s) in accordance with the Scheme;
and authorize the Directors of the Company for the purposes of
Section 551 of the Companies Act to allot the New Tomkins
Shares, provided that: the maximum aggregate nominal amount of
relevant securities that may be allotted under this authority shall
be the aggregate nominal amount of the New Tomkins Shares;
[Authority expires on the 5th anniversary of the date on which this
resolution is passed]; and this authority shall be in addition, and
without prejudice, to any other authority under the said Section
551 previously granted and in force on the date on which this
resolution is passed; and amend, with effect from the passing of
this resolution, the Articles of Association of the Company by the
adoption and inclusion of the following new Article 133 after
Article 132 as specified; amend, subject to and with effect from the
Scheme becoming effective in accordance with its terms, the
Articles of Association of the Company: by adopting and including
the following new Article 7A after Article 7 as specified; by
inserting the following as specified at the start of each sentence
beginning Article 6 and Article 7; and by deleting Article 77 and 83
and replacing them with the following as specified
2. Approve the Executive Team Arrangements (as specified in the Management For For
Scheme Document), notwithstanding that such arrangements are
not extended to all shareholders of the Company, and authorize
the Directors of the Company to do or procure to be done all such
acts and things or enter into any agreements on behalf of the
Company as they consider necessary or expedient for the
purpose of giving effect to such arrangements
UTS ENERGY CORPORATION
SECURITY 903396109 MEETING TYPE Special
TICKER SYMBOL UEYCF MEETING DATE 30-Sep-2010
ISIN CA9033961090 AGENDA 933325397 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET Management For For
FORTH IN APPENDIX A TO THE INFORMATION CIRCULAR OF
UTS ENERGY CORPORATION ("UTS") DATED AUGUST 27, 2010 (THE
"INFORMATION CIRCULAR"), TO APPROVE AN ARRANGEMENT UNDER SECTION 192
OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING UTS, TOTAL E&P
CANADA LTD., SILVERBIRCH ENERGY CORPORATION ("SILVERBIRCH") AND THE
HOLDERS OF COMMON SHARES OF UTS.
02 AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS Management For For
SET FORTH UNDER THE HEADING "OTHER MATTERS OF
SPECIAL BUSINESS RELATING TO SILVERBIRCH - APPROVAL OF SILVERBIRCH
STOCK OPTION PLAN" IN THE INFORMATION CIRCULAR, RATIFYING AND
APPROVING A STOCK OPTION PLAN FOR SILVERBIRCH.
03 AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS Management Against Against
SET FORTH UNDER THE HEADING "OTHER MATTERS OF
SPECIAL BUSINESS RELATING TO SILVERBIRCH - APPROVAL OF SILVERBIRCH
SHAREHOLDER RIGHTS PLAN" IN THE INFORMATION CIRCULAR, APPROVING A
SHAREHOLDER RIGHTS PLAN FOR SILVERBIRCH.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
The GAMCO Vertumnus Fund
BRITISH SKY BROADCASTING GROUP PLC
SECURITY G15632105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Oct-2010
ISIN GB0001411924 AGENDA 702600594 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1 Receive the financial statements for the YE 30 JUN 2010, Management For For
together with the report of the Directors and Auditors thereon
2 Declare a final dividend for the YE 30 JUN 2010 Management For For
3 Re-appoint Jeremy Darroch as a Director Management For For
4 Re-appoint Andrew Griffith as a Director Management For For
5 Re-appoint James Murdoch as a Director Member of The Bigger Management For For
Picture Committee
6 Re-appoint Daniel Rimer as a Director Member of Remuneration Management For For
Committee
7 Re-appoint David F. DeVoe as a Director Management For For
8 Re-appoint Allan Leighton as a Director Member of Audit Management For For
Committee
9 Re-appoint Arthur Siskind as a Director Member of Corporate Management For For
Governance and Nominations Committee
10 Re-appoint David Evans as a Director Member of Remuneration Management For For
Committee
11 Re-appoint Deloitte LLP as the Auditors of the Company and to Management For For
authorize the Directors to agree their remuneration
12 Approve the report on Directors' remuneration for the YE 30 JUN Management For For
2010
13 Authorize the Company and its subsidiaries to make political Management For For
donations and incur political expenditure
14 Authorize the Directors to allot shares under Section 551 of the Management For For
Companies Act 2006
S.15 Approve to disapply statutory pre-emption rights Management For For
S.16 Approve to allow the Company to hold general meetings other Management For For
than annual general meetings on 14 days' notice
BUCYRUS INTERNATIONAL, INC.
SECURITY 118759109 MEETING TYPE Special
TICKER SYMBOL BUCY MEETING DATE 20-Jan-2011
ISIN US1187591094 AGENDA 933361949 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF NOVEMBER 14, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, ("THE MERGER AGREEMENT"), BY
AND AMONG BUCYRUS INTERNATIONAL, INC.,
CATERPILLAR INC., AND BADGER MERGER SUB, INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT.
ROYAL BANK OF CANADA
SECURITY 780087102 MEETING TYPE Annual
TICKER SYMBOL RY MEETING DATE 03-Mar-2011
ISIN CA7800871021 AGENDA 933369577 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 W.G. BEATTIE For For
2 J.T. FERGUSON For For
3 P. GAUTHIER For For
4 T.J. HEARN For For
5 A.D. LABERGE For For
6 J. LAMARRE For For
7 B.C. LOUIE For For
8 M.H. MCCAIN For For
9 G.M. NIXON For For
10 D.P. O'BRIEN For For
11 J.P. REINHARD For For
12 E. SONSHINE For For
13 K.P. TAYLOR For For
14 V.L. YOUNG For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR Management For For
03 ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO Management For For
EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For
07 SHAREHOLDER PROPOSAL NO. 4. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
The GAMCO Vertumnus Fund
ATHEROS COMMUNICATIONS, INC.
SECURITY 04743P108 MEETING TYPE Special
TICKER SYMBOL ATHR MEETING DATE 18-Mar-2011
ISIN US04743P1084 AGENDA 933373982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JANUARY 5, 2011 (THE "MERGER
AGREEMENT"), BY AND AMONG ATHEROS
COMMUNICATIONS, INC., (THE "COMPANY"), QUALCOMM
INCORPORATED, ("PARENT"), AND T MERGER SUB, INC.,
("MERGER SUB"), ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 TO APPROVE THE POSTPONEMENT OR ADJOURNMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
ALCON, INC.
SECURITY H01301102 MEETING TYPE Annual
TICKER SYMBOL ACL MEETING DATE 07-Apr-2011
ISIN CH0013826497 AGENDA 933378499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 APPROVAL OF MERGER AGREEMENT, AS OF DECEMBER 14, Management For For
2010, ENTERED INTO BY AND BETWEEN ALCON, INC. AND NOVARTIS AG
02 APPROVAL OF THE 2010 BUSINESS REPORT, INCLUDING Management For For
THE OPERATING REVIEW, SWISS STATUTORY FINANCIAL STATEMENTS AND
CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND ITS
SUBSIDIARIES
03 DISCHARGE OF THE CURRENT AND FORMER MEMBERS OF THE BOARD OF DIRECTORS Management For For
OF ALCON, INC. FOR THEIR TERM OF OFFICE FROM JANUARY 1, 2010 UP TO
APRIL 1, 2011
04 RE-ELECTION OF KPMG AG, ZUG, SWITZERLAND, AS AUDITORS FOR PERIOD Management For For
BETWEEN THE ALCON, INC. ANNUAL GENERAL MEETING AND COMPLETION OF THE
MERGER OF ALCON, INC. WITH AND INTO NOVARTIS AG
5A RE-ELECTION OF THE BOARD OF DIRECTOR: THOMAS G. PLASKETT Management For For
5B RE-ELECTION OF THE BOARD OF DIRECTOR: CARY R. RAYMENT Management For For
5C RE-ELECTION OF THE BOARD OF DIRECTOR: DR. ENRICO VANNI Management For For
5D RE-ELECTION OF THE BOARD OF DIRECTOR: DR. DANIEL VASELLA Management For For
5E RE-ELECTION OF THE BOARD OF DIRECTOR: NORMAN WALKER Management For For
ALCON, INC.
SECURITY H01301102 MEETING TYPE Annual
TICKER SYMBOL ACL MEETING DATE 07-Apr-2011
ISIN CH0013826497 AGENDA 933393237 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 APPROVAL OF MERGER AGREEMENT, AS OF DECEMBER 14, 2010, ENTERED Management For For
INTO BY AND BETWEEN ALCON, INC. AND NOVARTIS AG
02 APPROVAL OF THE 2010 BUSINESS REPORT, INCLUDING THE OPERATING Management For For
REVIEW, SWISS STATUTORY FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ALCON, INC. AND ITS SUBSIDIARIES
03 DISCHARGE OF THE CURRENT AND FORMER MEMBERS OF THE BOARD OF Management For For
DIRECTORS OF ALCON, INC. FOR THEIR TERM OF OFFICE FROM JANUARY 1,
2010 UP TO APRIL 1, 2011
04 RE-ELECTION OF KPMG AG, ZUG, SWITZERLAND, AS AUDITORS FOR Management For For
PERIOD BETWEEN THE ALCON, INC. ANNUAL GENERAL MEETING AND COMPLETION
OF THE MERGER OF ALCON, INC. WITH AND INTO NOVARTIS AG
5A RE-ELECTION OF THE BOARD OF DIRECTOR: THOMAS G. PLASKETT Management For For
5B RE-ELECTION OF THE BOARD OF DIRECTOR: CARY R. RAYMENT Management For For
5C RE-ELECTION OF THE BOARD OF DIRECTOR: DR. ENRICO VANNI Management For For
5D RE-ELECTION OF THE BOARD OF DIRECTOR: DR. DANIEL VASELLA Management For For
5E RE-ELECTION OF THE BOARD OF DIRECTOR: NORMAN WALKER Management For For
WIMM BILL DANN FOODS
SECURITY 97263M109 MEETING TYPE Special
TICKER SYMBOL WBD MEETING DATE 08-Apr-2011
ISIN US97263M1099 AGENDA 933398251 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 EARLY TERMINATION OF THE POWERS OF ALL THE BOARD OF DIRECTORS Management Abstain
MEMBERS OF WBD FOODS OJSC.
02 DIRECTOR Management
1 RAMON LUIS LAGUARTA For For
2 A.N. SEYMOUR HAMPTON For For
3 W. TIMOTHY HEAVISIDE For For
4 PAUL DOMINIC KIESLER For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 4
The GAMCO Vertumnus Fund
5 ANDREAS EPIFANIOU For For
6 ANDREW JOHN MACLEOD For For
7 SERGIO EZAMA For For
8 R.V. BOLOTOVSKY For For
9 SILVIU EUGENIU POPOVICI For For
10 MARCUS RHODES For For
11 D. VLADIMIROVICH IVANOV For For
NESTLE S A
SECURITY H57312649 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2011
ISIN CH0038863350 AGENDA 702847596 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 799253 DUE TO DELETION OF-RESOLUTION. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION,
IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW
FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF
YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT Non-Voting
UNDER MEETING-741313, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING
MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE
THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report, the financial statements of Nestle Management No Action
S.A. and the consolidated financial statements of the Nestle group
for 2010
1.2 Acceptance of the Compensation Report 2010 (advisory vote) Management No Action
2 Release of the members of the Board of Directors and of the Management No Action
Management
3 Appropriation of profits resulting from the balance sheet of Nestle Management No Action
S.A.
4.1.1 Re-election to the Board of Directors: Mr. Paul Bulcke Management No Action
4.1.2 Re-election to the Board of Directors: Mr. Andreas Koopmann Management No Action
4.1.3 Re-election to the Board of Directors: Mr. Rolf Hanggi Management No Action
4.1.4 Re-election to the Board of Directors: Mr. Jean-Pierre Meyers Management No Action
4.1.5 Re-election to the Board of Directors: Mrs. Naina Lal Kidwai Management No Action
4.1.6 Re-election to the Board of Directors: Mr. Beat Hess Management No Action
4.2 Election to the Board of Directors: Ms. Ann Veneman (for a term Management No Action
of three years)
4.3 Re-election of the statutory auditors: KPMG S.A., Geneva branch Management No Action
(for a term of one year)
5 Cancellation of 165 000 000 shares repurchased under the share Management No Action
buy-back programmes, and reduction of the share capital by CHF
16 500 000
BUCYRUS INTERNATIONAL, INC.
SECURITY 118759109 MEETING TYPE Annual
TICKER SYMBOL BUCY MEETING DATE 21-Apr-2011
ISIN US1187591094 AGENDA 933379605 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1 DIRECTOR Management
1 MICHELLE L. COLLINS For For
2 GENE E. LITTLE For For
3 ROBERT K. ORTBERG For For
2 ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED Management Abstain Against
EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 28-Apr-2011
ISIN US7170811035 AGENDA 933392196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
The GAMCO Vertumnus Fund
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L ELECTION OF DIRECTOR: IAN C. READ Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF POLITICAL CONTRIBUTIONS Shareholder Against For
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY INITIATIVES. Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL PRICE RESTRAINTS. Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH Shareholder Against For
EMERA INCORPORATED
SECURITY 290876101 MEETING TYPE Annual
TICKER SYMBOL EMRAF MEETING DATE 04-May-2011
ISIN CA2908761018 AGENDA 933411201 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
01 DIRECTOR Management
1 ROBERT S. BRIGGS For For
2 THOMAS W. BUCHANAN For For
3 SYLVIA D. CHROMINSKA For For
4 GAIL COOK-BENNETT For For
5 ALLAN L. EDGEWORTH For For
6 JAMES D. EISENHAUER For For
7 CHRISTOPHER G.HUSKILSON For For
8 JOHN T. MCLENNAN For For
9 DONALD A. PETHER For For
10 ANDREA S. ROSEN For For
11 RICHARD P. SERGEL For For
12 M. JACQUELINE SHEPPARD For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Management For For
03 DIRECTORS TO ESTABLISH AUDITORS' FEE. Management For For
ENDESA SA, MADRID
SECURITY E41222113 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 09-May-2011
ISIN ES0130670112 AGENDA 702971880 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------- --------------------------------------------------------------------- ------------ -------- -----------
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09
MAY 2011 AT 12:31 PM. CONSEQUENTLY, YOUR VOTING-
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED.-THANK YOU.
1 Examination and approval, if any, of the individual financial Management For For
statements of Endesa, SA (Balance Sheet, Profit and Loss
Account, Statement of Changes in Equity, Cash Flow Statement
and Notes), as well as of the consolidated financial statements of
Endesa, SA and Subsidiaries (Consolidated Balance Sheet, Profit
and Loss Account Consolidated Consolidated Result Global,
Statement of Changes in Equity Consolidated Cash Flow
Statement Consolidated Report) for the year ended December 31,
2010
2 Examination and approval, where appropriate, the individual Management For For
management report of Endesa, SA and Consolidated
Management Report of Endesa, SA and Subsidiaries for the year
ended December 31, 2010
3 Examination and approval, if any, of the Social Management for Management For For
the year ended December 31, 2010
4 Examination and approval, if applicable, the allocation of profits Management For For
and the distribution of dividends for the year ended December 31,
2010
5 Re-election of Director, Mr. Borja Prado Eulate Management For For
6 Revocation and Appointment of Auditors Management For For
7.1 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 8 of the Bylaws. Non-voting,
redeemable and preference
7.2 Modification of adaptation to the latest legislative reforms of the Management For For
Association: Amend Article 11 of the Bylaws. Modalities of the
increase
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant GAMCO Global Series Funds, Inc.
By (Signature and Title)* /s/ Bruce N. Alpert
---------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 10, 2011
*Print the name and title of each signing officer under his or her signature.