UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
"Washington, DC 20549"
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07883
ICON Funds
Name of Registrant:
5299 DTC Blvd. Suite 1200 "Greenwood Village, CO 80111"
Address of Principal Executive Offices:
Erik L Jonson 5299 DTC Blvd. Suite 1200 "Greenwood Village, CO 80111"
Name and address of agent of service:
Registrant's telephone number including area code: 303-790-1600
Date of fiscal year end: 09/30
Date of reporting period: "July 1, 2010 - June 30, 2011"
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Asia-Pacific Region Fund
Reporting Period: 7/1/2010 - 6/30/2011
Agricultural
Bank of China
Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 03/02/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Procedural Rules of Mgmt For For For
Shareholders'
Meetings
4 Amendments to Procedural Rules of Mgmt For For For
Board of
Directors
5 Amendments to Procedural Rules of Mgmt For For For
Supervisors
6 Elect Frederick MA Si-Hang Mgmt For For For
7 Elect WEN Tiejun Mgmt For For For
8 Renewal of Liability Insurance Mgmt For Abstain Against
9 Issuance of Subordinated Bonds Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Agricultural
Bank of China
Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 06/08/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Fixed Assets Investment Budget for Mgmt For For For
2011
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Elect LI Yelin Mgmt For Against Against
11 2010 Final Emoluments Plan for Mgmt For For For
Directors and
Supervisors
Air Water Inc
Ticker Security ID: Meeting Date Meeting Status
4088 CINS J00662114 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroshi Aoki Mgmt For Against Against
3 Elect Masahiro Toyoda Mgmt For For For
4 Elect Yasuo Imai Mgmt For For For
5 Elect Akira Yoshino Mgmt For For For
6 Elect Hirohisa Hiramatsu Mgmt For For For
7 Elect Toshihiko Akatsu Mgmt For For For
8 Elect Yoshio Fujiwara Mgmt For For For
9 Elect Akira Fujita Mgmt For For For
10 Elect Noboru Sumiya Mgmt For For For
11 Elect Yu Karato Mgmt For For For
12 Elect Takashi Izumida Mgmt For For For
13 Elect Fusae Saitoh Mgmt For For For
14 Elect Noriyasu Saeki Mgmt For For For
15 Elect Yukio Matsubara Mgmt For For For
16 Elect Hideo Tsutsumi Mgmt For For For
17 Elect Masato Machida Mgmt For For For
18 Elect Ryohhei Minami Mgmt For For For
19 Elect Hiroshi Terai Mgmt For For For
Aisin Seiki Co.
Ltd.
Ticker Security ID: Meeting Date Meeting Status
7259 CINS J00714105 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Kanshiroh Toyoda Mgmt For Against Against
3 Elect Fumio Fujimori Mgmt For For For
4 Elect Shunichi Nakamura Mgmt For For For
5 Elect Masuji Arai Mgmt For For For
6 Elect Toshikazu Nagura Mgmt For For For
7 Elect Naofumi Fujie Mgmt For For For
8 Elect Takashi Morita Mgmt For For For
9 Elect Shizuo Shimanuki Mgmt For For For
10 Elect Makoto Mitsuya Mgmt For For For
11 Elect Toshiyuki Mizushima Mgmt For For For
12 Elect Takashi Enomoto Mgmt For For For
13 Elect Kazumi Usami Mgmt For For For
14 Elect Yutaka Miyamoto Mgmt For For For
15 Elect Toshiyuki Ishikawa Mgmt For For For
16 Elect Takeshi Kawata Mgmt For For For
17 Elect Tsutomu Ishikawa Mgmt For For For
18 Elect Shinzoh Kobuki Mgmt For Against Against
19 Elect Shinsuke Yagi Mgmt For For For
20 Elect Toshihiro Gonda Mgmt For Against Against
21 Bonus Mgmt For For For
22 Stock Option Plan Mgmt For For For
ALLIANCE
FINANCIAL GROUP
BERHAD
Ticker Security ID: Meeting Date Meeting Status
AFG CINS Y0034W102 07/29/2010 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect Stephen GEH Sim Whye Mgmt For For For
5 Elect PHOON Siew Heng Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Elect Thomas LEE Mun Lung Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect OH Shian Waei Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
Apollo Tyres Ltd.
Ticker Security ID: Meeting Date Meeting Status
APOLLOTYRE CINS Y0188S147 01/03/2011 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Borrowing Powers Mgmt For For For
4 Authority to Mortgage Assets Mgmt For For For
Apollo Tyres Ltd.
Ticker Security ID: Meeting Date Meeting Status
500877 CINS Y0188S147 07/29/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Michael Hankinson Mgmt For Against Against
4 Elect Subbaraman Narayan Mgmt For Against Against
5 Elect Nimesh Kampani Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Australia and
New Zealand
Banking Group
Limited
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/17/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amend the Consitution - Dividends Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (CEO Michael Smith) Mgmt For For For
6 Re-elect Gregory Clark Mgmt For For For
7 Re-elect David Meiklejohn Mgmt For For For
8 Elect Robert Reeves Mgmt Against Against For
9 Re-elect Ian Macfarlane Mgmt For For For
Axiata Group
(fka TM
International
Bhd)
Ticker Security ID: Meeting Date Meeting Status
AXIATA CINS Y0488A101 06/01/2011 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Datuk Azzat Kamaludin Mgmt For Against Against
4 Elect Juan Villalonga Navarro Mgmt For Against Against
5 Elect Muhamad Chatib Basri Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Related Party Transactions Mgmt For For For
9 Amendments to the Equity Mgmt For For For
Compensation
Plan
10 Equity Grant to Jamaludin Ibrahim Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Waiver of Mandatory Takeover Mgmt For For For
Requirement
Bank Danamon
Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 03/30/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Election of Directors Mgmt For Abstain Against
5 Director and Supervisory Boards' Fees Mgmt For Abstain Against
6 Amendments to Articles Mgmt For Abstain Against
7 Report on Bond Issuance and Audit Mgmt For Abstain Against
Committee
Restructuring
8 Non-Voting Meeting Note N/A N/A N/A N/A
Bank of Ayudhya
Public Company
Limited
Ticker Security ID: Meeting Date Meeting Status
BAY CINS Y0644Q115 04/07/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Minutes Mgmt For For For
3 Directors' Report Mgmt For For For
4 Acknowledge Payment of Interim Mgmt For For For
Dividend
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Veraphan Teepsuwan Mgmt For For For
8 Elect Karun Kittisataporn Mgmt For For For
9 Elect Virat Phairatphiboon Mgmt For For For
10 Elect Janice Rae Van Ekeren Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Amendments to Articles Mgmt For For For
14 Transaction of Other Business Mgmt For Against Against
Bank of China
Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 01/28/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jackson TAI Mgmt For For For
3 Authority to Issue RMB-denominated Mgmt For For For
Bonds
Bank of China
Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 05/27/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Annual Budget Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Elect ZHANG Xiangdong Mgmt For For For
9 Elect ZHANG Qi Mgmt For For For
10 Elect MEI Xingbao Mgmt For For For
11 Elect BAO Guoming Mgmt For For For
12 Authority to Issue Financial Bonds Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 08/20/2010 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Nominal Value Mgmt For For For
3 Proportion and Number of Rights Issue Mgmt For For For
4 Subscription Price Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Effective Period Mgmt For For For
8 Authorization Mgmt For For For
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 08/20/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Nominal Value Mgmt For For For
3 Proportion and Number of Rights Issue Mgmt For For For
4 Subscription Price Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Effective Period Mgmt For For For
8 Authorization Mgmt For For For
9 Distribution of Undistributed Profits Mgmt For For For
10 Feasibility Analysis Report on Use Mgmt For For For
of
Proceeds
11 Use of Proceeds from Previous Mgmt For For For
Issuance
12 Elect HONG Zhihua Mgmt For Against Against
13 Elect HUANG Haibo Mgmt For For For
14 Elect CAI Haoyi Mgmt For For For
15 Elect SUN Zhijun Mgmt For For For
16 Elect LIU Lina Mgmt For For For
17 Elect JIANG Yansong Mgmt For For For
18 Elect Paul CHOW Man Yiu Mgmt For For For
19 Directors' Fees Mgmt For For For
Bank of India
Ticker Security ID: Meeting Date Meeting Status
BOI CINS Y06949112 03/17/2011 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (Preferential
Allotment to
Promoters)
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
Bank Of India
Ticker Security ID: Meeting Date Meeting Status
BOI CINS Y06949112 07/14/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
Bank Of Yokohama
Limited
(The)
Ticker Security ID: Meeting Date Meeting Status
8332 CINS J04242103 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tadashi Ogawa Mgmt For For For
3 Elect Tatsumaro Terazawa Mgmt For For For
4 Elect Chiyuki Ohkubo Mgmt For For For
5 Elect Masaki Itoh Mgmt For For For
6 Elect Seiichi Yoneda Mgmt For For For
7 Elect Takashi Noguchi Mgmt For For For
8 Elect Atsushi Mochizuki Mgmt For For For
9 Elect Kengo Takano Mgmt For For For
10 Elect Shohji Hanawa Mgmt For For For
11 Elect Harumi Sakamoto Mgmt For For For
12 Elect Katsunori Amano Mgmt For For For
BHP Billiton
Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/16/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
2 Re-elect John Buchanan (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
3 Re-elect David Crawford (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
4 Re-elect Keith Rumble (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
5 Re-elect John Schubert (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
6 Re-elect Jacques Nasser (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
7 Elect Malcolm Broomhead (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton
plc)
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
12 Authority to Repurchase Shares (BHP Mgmt For For For
Billiton
plc)
13 Directors' Remuneration Report Mgmt For For For
14 Amendment to the Long-Term Incentive Mgmt For For For
Plan
15 Equity Grant (CEO Marius Kloppers) Mgmt For For For
16 Adoption of New Constitution (BHP Mgmt For For For
Billiton
Limited)
17 Adoption of New Articles (BHP Mgmt For For For
Billiton
plc)
Busan Bank
Ticker Security ID: Meeting Date Meeting Status
5280 CINS Y0534Y103 01/18/2011 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 All-Inclusive Exchange of Shares to Mgmt For For For
Incorporate a Financial Holding
Company
3 Change in Condition Of Share Options Mgmt For For For
Busan Bank
Ticker Security ID: Meeting Date Meeting Status
5280 CINS Y0534Y103 03/04/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Directors (Slate) Mgmt For For For
3 Election of Audit Committee Member: Mgmt For For For
PARK Hae
Sik
Caltex Australia
Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 04/21/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Remuneration Report Mgmt For For For
2 Re-elect Greig Gailey Mgmt For For For
3 Elect Walter Szopiak Mgmt For For For
4 Elect Timothy Leveille Mgmt For For For
Canon
Incorporated
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/30/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Fujio Mitarai Mgmt For Against Against
4 Elect Tsuneji Uchida Mgmt For For For
5 Elect Toshizo Tanaka Mgmt For For For
6 Elect Toshiaki Ikoma Mgmt For For For
7 Elect Kunio Watanabe Mgmt For For For
8 Elect Yohroku Adachi Mgmt For For For
9 Elect Yasuo Mitsuhashi Mgmt For For For
10 Elect Tomonori Iwashita Mgmt For For For
11 Elect Masahiro Ohsawa Mgmt For For For
12 Elect Shigeyuki Matsumoto Mgmt For For For
13 Elect Katsuichi Shimizu Mgmt For For For
14 Elect Ryohichi Banba Mgmt For For For
15 Elect Toshio Honma Mgmt For For For
16 Elect Masaki Nakaoka Mgmt For For For
17 Elect Haruhisa Honda Mgmt For For For
18 Elect Hideki Ozawa Mgmt For For For
19 Elect Masaya Maeda Mgmt For For For
20 Elect Yasuhiro Tani Mgmt For For For
21 Elect Makoto Araki Mgmt For For For
22 Elect Tadashi Ohe Mgmt For For For
23 Bonus Mgmt For For For
24 Stock Option Plan Mgmt For For For
Chaoda Modern
Agriculture
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
682 CINS G2046Q107 11/30/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For Abstain Against
5 Elect LI Yan Mgmt For For For
6 Elect HUANG Xie Ying Mgmt For For For
7 Elect IP Chi Ming Mgmt For For For
8 Elect LUAN Yue Wen Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Issue Repurchased Shares Mgmt For For For
Cheung Kong
(Holdings)
Limited
Ticker Security ID: Meeting Date Meeting Status
1 CINS Y13213106 05/20/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect LI Ka-Shing Mgmt For Against Against
6 Elect Davy CHUNG Sun Keung Mgmt For For For
7 Elect Ezra PAU Yee Wan Mgmt For For For
8 Elect LEUNG Siu Hon Mgmt For For For
9 Elect George C. Magnus Mgmt For For For
10 Elect Simon Murray Mgmt For Against Against
11 Elect Henry CHEONG Ying Chew Mgmt For Against Against
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For Against Against
16 Amendments to Articles Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
China
Construction
Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/09/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Final Financial Accounts Mgmt For For For
6 Fixed Assets Investment Budget Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Appointment of Auditors and Mgmt For For For
Authority to Set
Fees
9 Elect DONG Shi Mgmt For For For
10 Purchase of Head Office Business Mgmt For For For
Processing
Centre
11 2010 Final Emoluments Distribution Mgmt For For For
Plan
China
Construction
Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
939 CINS Y1397N101 09/15/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Furong as Supervisor Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
China Railway
Group
Limited
Ticker Security ID: Meeting Date Meeting Status
390 CINS Y1509D116 01/27/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Change of Part of Use of Proceeds Mgmt For For For
from H Share
Offering
5 Amendments to Articles Mgmt For For For
6 Elect LI Changjin Mgmt For For For
7 Elect BAI Zhongren Mgmt For For For
8 Elect YAO Guiqing Mgmt For For For
9 Elect HAN Xiuguo Mgmt For For For
10 Elect HE Gong Mgmt For For For
11 Elect GONG Huazhang Mgmt For For For
12 Elect WANG Taiwen Mgmt For For For
13 Elect Patrick SUN Mgmt For For For
14 Elect WANG Qiuming as Supervisor Mgmt For Against Against
15 Elect CHEN Wenxin as Supervisor Mgmt For Against Against
16 Issuance of Short Term Bonds Mgmt For For For
China Shineway
Pharmaceutical
Group
Ticker Security ID: Meeting Date Meeting Status
2877 CINS G2110P100 05/31/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Dividends Mgmt For For For
5 Allocation of Special Dividends Mgmt For For For
6 Elect WANG Zhihua Mgmt For For For
7 Elect CHENG Li Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Repurchased Shares Mgmt For Against Against
China Yurun Food
Group
Limited
Ticker Security ID: Meeting Date Meeting Status
1068 CINS G21159101 05/31/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect ZHU Yicai Mgmt For Against Against
6 Elect FENG Kuande Mgmt For Against Against
7 Elect GAO Hui Mgmt For For For
8 Elect QIAO Jun Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
13 Authority to Issue Repurchased Shares Mgmt For Against Against
Chuo Mitsui
Trust Holdings,
Inc. (fka
Mitsui Trust
Holdings,
Inc.)
Ticker Security ID: Meeting Date Meeting Status
8309 CINS J0752J108 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Reduce Capital Reserve Mgmt For For For
4 Elect Hitoshi Tsunekage Mgmt For Against Against
5 Elect Kazuo Tanabe Mgmt For For For
6 Elect Kiyoshi Mukohhara Mgmt For For For
7 Elect Kunitaroh Kitamura Mgmt For For For
8 Elect Nobuo Iwasaki Mgmt For For For
9 Elect Junichi Sayato Mgmt For For For
10 Elect Shinji Ochiai Mgmt For For For
11 Elect Testuo Ohkubo Mgmt For For For
12 Elect Jun Okuno Mgmt For For For
13 Elect Akio Ohtsuka Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Stock Option Plan Mgmt For For For
CJ CheilJedang
Corp.
Ticker Security ID: Meeting Date Meeting Status
97950 CINS Y1661W134 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles (Bundled) Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Member: Mgmt For For For
PARK Young
Bae
5 Directors' Fees Mgmt For Against Against
Coca-Cola Amatil
Limited
Ticker Security ID: Meeting Date Meeting Status
CCL CINS Q2594P146 05/04/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Catherine Brenner Mgmt For For For
4 Re-elect Wallace King Mgmt For For For
5 Re-elect David Meiklejohn Mgmt For For For
6 Elect Anthony (Tony) Froggatt Mgmt For For For
7 Elect Ilana Atlas Mgmt For For For
8 Increase NEDs' Fee Cap Mgmt For For For
9 Equity Grant (Group MD Terry Davis) Mgmt For For For
Daelim
Industrial Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
210 CINS Y1860N109 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect PARK Jong Kook Mgmt For For For
4 Elect LEE Hae Uk Mgmt For For For
5 Elect OH Soo Keun Mgmt For For For
6 Elect SHIN Jeung Sik Mgmt For For For
7 Elect CHO Jin Hyung Mgmt For For For
8 Elect SHIN Young Joon Mgmt For For For
9 Elect YOON Byung Gak Mgmt For For For
10 Elect JUNG Dong Woo Mgmt For For For
11 Elect OH Soo Keun Mgmt For For For
12 Elect SHIN Jeung Sik Mgmt For For For
13 Elect CHO Jin Hyung Mgmt For For For
14 Directors' Fees Mgmt For For For
Dah Sing
Financial
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
440 CINS Y19182107 05/27/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Nicholas Mayhew Mgmt For For For
6 Elect Gary WANG Pak-Ling Mgmt For For For
7 Elect Dennis SUN Tai-Lun Mgmt For Against Against
8 Elect Akimitsu Ashada Mgmt For Against Against
9 Elect Hidemitsu Otsuka Mgmt For For For
10 Elect Robert SZE Tsai-To Mgmt For Against Against
11 Directors' Fees Mgmt For Against Against
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Increase in Authorized Capital Mgmt For For For
14 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Issue Repurchased Shares Mgmt For Against Against
DBS Group
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/28/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Final Dividends on the Mgmt For For For
Ordinary
shares
3 Allocation of Dividends on the Mgmt For For For
Non-Voting Convertible Preference
Shares
4 Allocation of Dividends on the Mgmt For For For
Non-Voting Redeemable Convertible
Preference
Shares
5 Directors' Fees Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Elect Bart Broadman Mgmt For For For
8 Elect Euleen Goh Mgmt For For For
9 Elect Christopher CHENG Wai Chee Mgmt For Against Against
10 Elect Danny TEOH Leong Kay Mgmt For For For
11 Authority to issue shares under the Mgmt For Against Against
DBSH Share Option Plan and to grant
awards and issue shares under the
DBSH Share
Plan
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Shares under the Mgmt For For For
DBSH Scrip Dividend
Scheme
DBS Group
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/28/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
Denway Motors
Limited
Ticker Security ID: Meeting Date Meeting Status
203 CINS Y2032Y106 07/16/2010 Voted
Meeting Type Country of Trade
Court Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Merger Mgmt For For For
Denway Motors
Limited
Ticker Security ID: Meeting Date Meeting Status
203 CINS Y2032Y106 07/16/2010 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Merger Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
Doosan Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
150 CINS Y2100N107 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Stock Option Grant Mgmt For For For
Doosan Infracore
Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
42670 cins Y2102E105 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors (Slate) Mgmt For Against Against
4 Election of Audit Committee Member: Mgmt For For For
YANG
Ho
5 Directors' Fees Mgmt For For For
6 Stock Option Grant to Anthony C. Mgmt For For For
Helsham
7 Stock Option Grant to 108 Executives Mgmt For For For
Esprit Holdings
Ltd.
Ticker Security ID: Meeting Date Meeting Status
330 CINS G3122U145 11/24/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Paul CHENG Ming Fun Mgmt For For For
6 Elect Alexander Hamilton Mgmt For For For
7 Elect Raymond OR Ching Fai Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Non-Voting Meeting Note N/A N/A N/A N/A
Familymart Co Ltd
Ticker Security ID: Meeting Date Meeting Status
8028 CINS J13398102 05/26/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Junji Ueda Mgmt For Against Against
3 Elect Takayuki Yokota Mgmt For For For
4 Elect Yoshiki Miyamoto Mgmt For For For
5 Elect Yasuhiro Kobe Mgmt For For For
6 Elect Toshio Katoh Mgmt For For For
7 Elect Motoo Takada Mgmt For For For
8 Elect Masaaki Kosaka Mgmt For For For
9 Elect Akinori Wada Mgmt For For For
10 Elect Yukihiko Komatsuzaki Mgmt For For For
11 Elect Hiroaki Tamamaki Mgmt For For For
12 Elect Takashi Endoh Mgmt For Against Against
13 Elect Mika Takaoka Mgmt For For For
14 Retirement Allowances and Special Mgmt For Against Against
Allowances for Director(s) and
Statutory
Auditor(s)
Fast Retailing
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
9983 CINS J1346E100 11/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Tadashi Yanai Mgmt For For For
2 Elect Tohru Hanbayashi Mgmt For For For
3 Elect Nobumichi Hattori Mgmt For For For
4 Elect Tohru Murayama Mgmt For Against Against
5 Elect Masaaki Niake Mgmt For For For
6 Elect Akira Tanaka Mgmt For For For
7 Elect Akira Watanabe Mgmt For For For
Fisher & Paykel
Healthcare
Corporation
Limited.
Ticker Security ID: Meeting Date Meeting Status
FPH CINS Q38992105 08/27/2010 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Nigel Evans Mgmt For For For
3 Elect Arthur Morris Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Equity Grant (MD/CEO Michael Daniell) Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
Fujitsu Limited
Ticker Security ID: Meeting Date Meeting Status
6702 CINS J15708159 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michiyoshi Mazuka Mgmt For Against Against
3 Elect Masami Yamamoto Mgmt For For For
4 Elect Kazuo Ishida Mgmt For For For
5 Elect Masami Fujita Mgmt For For For
6 Elect Kazuhiko Katoh Mgmt For For For
7 Elect Masahiro Koezuka Mgmt For For For
8 Elect Hiroshi Ohura Mgmt For Against Against
9 Elect Haruo Itoh Mgmt For For For
10 Elect Yohko Ishikura Mgmt For For For
11 Elect Ryohsei Kokubun Mgmt For For For
12 Elect Takashi Okimoto Mgmt For For For
13 Elect Yoshikazu Amano Mgmt For For For
14 Bonus Mgmt For For For
15 Statutory Auditors' Fees Mgmt For For For
Glenmark
Pharmaceuticals
Limited
Ticker Security ID: Meeting Date Meeting Status
GLENMARK CINS Y2711C144 09/27/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Re-elect Glenn Saldanha Mgmt For For For
4 Re-elect Julio Ribeiro Mgmt For For For
5 Re-elect Sridhar Gorthi Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Elect Hocine Sidi Said Mgmt For For For
Guangdong
Investment
Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 06/03/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect ZHANG Hui Mgmt For For For
6 Elect TSANG Hon Nam Mgmt For For For
7 Elect Daniel FUNG Mgmt For Against Against
8 Elect WU Jianguo Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For Against Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
Guangshen
Railway Co.
Ltd.
Ticker Security ID: Meeting Date Meeting Status
525 CINS Y2930P108 12/21/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework Comprehensive Services Mgmt For For For
Agreement and Annual
Caps
Guangzhou
Automobile
Group Company
Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M104 05/09/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Adjustment on Independent Directors' Mgmt For Abstain Against
Fees
8 Authority to Issue additional H Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Non-Voting Meeting Note N/A N/A N/A N/A
Guangzhou
Automobile
Group Company
Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M104 06/27/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Type of Securities Mgmt For For For
4 Nominal Value Mgmt For For For
5 Number of Shares Mgmt For For For
6 Target Allottees Mgmt For For For
7 Issue Price Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Retained Profits Mgmt For For For
10 Place of Listing Mgmt For For For
11 Validity Period Mgmt For For For
12 Acquisition Mgmt For Abstain Against
13 Amendments to Articles Mgmt For For For
14 Ratification of Board Acts Mgmt For Abstain Against
15 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Hana Financial
Group
Ticker Security ID: Meeting Date Meeting Status
86790 CINS Y29975102 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Financial Statement Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
Hanwha Corp.
Ticker Security ID: Meeting Date Meeting Status
880 CINS Y3065M100 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For Against Against
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Member: Mgmt For For For
KIM Soo
Ki
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
HCL Technologies
Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 01/17/2011 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Mr. Nayar as CEO and Mgmt For For For
Wholetime Director; Approval of
Compensation
HCL Technologies
Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 10/28/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Soiles Bhattacharya Mgmt For For For
3 Elect Vineet Nayar Mgmt For For For
4 Elect Amal Ganguli Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Allocation of Profits/Dividends Mgmt For For For
Hengan
International
Group Company
Limited
Ticker Security ID: Meeting Date Meeting Status
1044 CINS G4402L151 05/26/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Elect HUI Lin Chit Mgmt For Against Against
7 Elect Henry CHAN Mgmt For For For
8 Elect Ada WONG Ying Kay Mgmt For For For
9 Elect XU Shui Shen Mgmt For For For
10 Elect XU Chun Man Mgmt For For For
11 Elect SZE Wong Kim Mgmt For Against Against
12 Elect HUI Ching Chi Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
15 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Issue Repurchased Shares Mgmt For Against Against
18 Adoption of Share Option Scheme Mgmt For For For
Hero Honda
Motors
Limited
Ticker Security ID: Meeting Date Meeting Status
HEROHONDA CINS Y3179Z146 09/20/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Analjit Singh Mgmt For Against Against
5 Elect Pritam Singh Mgmt For Against Against
6 Elect Sumihisa Fukuda Mgmt For For For
7 Elect Meleveetil Damodaran Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Elect Ravi Nath Mgmt For For For
10 Elect Anand Burman Mgmt For For For
11 Elect Suman Kant Munjal Mgmt For For For
12 Share Register Mgmt For For For
Hitachi Limited
Ticker Security ID: Meeting Date Meeting Status
6501 CINS J20454112 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Kawamura Mgmt For For For
3 Elect Yoshie Ohta Mgmt For For For
4 Elect Mitsuo Ohhashi Mgmt For For For
5 Elect Nobuo Katsumata Mgmt For For For
6 Elect Tohru Motobayashi Mgmt For For For
7 Elect Isao Ono Mgmt For For For
8 Elect Stephen Gomersall Mgmt For For For
9 Elect Tadamichi Sakiyama Mgmt For Against Against
10 Elect Masaharu Sumikawa Mgmt For For For
11 Elect Hiroaki Nakanishi Mgmt For Against Against
12 Elect Michiharu Nakamura Mgmt For For For
13 Elect Takashi Hatchohji Mgmt For For For
14 Elect Takashi Miyoshi Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Removal of a
Director
Honda Motor Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Kohichi Kondoh Mgmt For For For
5 Elect Takanobu Itoh Mgmt For Against Against
6 Elect Akio Hamada Mgmt For For For
7 Elect Tatsuhiro Ohyama Mgmt For For For
8 Elect Fumihiko Ike Mgmt For For For
9 Elect Tomohiko Kawanabe Mgmt For For For
10 Elect Kensaku Hohgen Mgmt For For For
11 Elect Nobuo Kuroyanagi Mgmt For For For
12 Elect Takeo Fukui Mgmt For For For
13 Elect Takuji Yamada Mgmt For For For
14 Elect Masahiro Yoshida Mgmt For For For
15 Elect Yoshiharu Yamamoto Mgmt For For For
16 Elect Hirotake Abe Mgmt For For For
17 Elect Tomochika Iwashita Mgmt For Against Against
18 Bonus Mgmt For Against Against
19 Directors' and Statutory Auditors' Mgmt For For For
Fees
Housing
Development and
Infrastructure
Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 08/27/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Satya Talwar Mgmt For For For
3 Elect Raj Aggarwal Mgmt For For For
4 Elect Ramesh Kapoor Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Authority to Issue Shares and Mgmt For Abstain Against
Convertible
Securities
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Give Guarantees Mgmt For For For
10 Issuance of Warrants w/o Preemptive Mgmt For For For
Rights
Hoya Corporation
Ticker Security ID: Meeting Date Meeting Status
7741 CINS J22848105 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yuzaburoh Mogi Mgmt For Against Against
3 Elect Eiko Kohno Mgmt For For For
4 Elect Yukiharu Kodama Mgmt For For For
5 Elect Itaru Koeda Mgmt For For For
6 Elect Yutaka Asoh Mgmt For For For
7 Elect Hiroshi Suzuki Mgmt For For For
8 Elect Hiroshi Hamada Mgmt For For For
9 Elect Kenji Ema Mgmt For For For
10 Stock Option Plan Mgmt For For For
11 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Size
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Individual Disclosure of
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Sales of Shares by
Directors, Officers and
Families
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Prohibiting Hedging by Option
Holders
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Increasing the Number of Executive
Officers
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chair and
CEO
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Voting
Rights
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure Obligations of
Shareholder
Proposals
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishing A Contact Point for
Whistle-Blowing
20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For
Succession
Plan
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Education Record of
Directors and Executive
Officers
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Selection Criteria for Director
Candidates
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Time Pledged by
Directors
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Preparation of a Code of
Ethics
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Director
Training
26 Shareholder Proposal Regarding ShrHoldr Against Against For
Provisions for Directors to Contact
Senior
Management
27 Shareholder Proposal Regarding ShrHoldr Against Against For
Budget Allocation for Committee
Consultants
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Separate Legal Advisor for the
Board
29 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Stock Subscription Rights
to an
Index
30 Shareholder Proposal Regarding ShrHoldr Against Against For
Issuance of Restricted
Stock
Hyosung
Corporation
Ticker Security ID: Meeting Date Meeting Status
4800 CINS Y3818Y120 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Members Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For For For
Indocement
Tunggal
Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 05/10/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Election of Directors and Mgmt For Abstain Against
Commissioners
(Slate)
5 Directors' and Commissioners' Fees Mgmt For For For
Itochu
Corporation
Ticker Security ID: Meeting Date Meeting Status
8001 CINS J2501P104 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Eizoh Kobayashi Mgmt For Against Against
5 Elect Masahiro Okafuji Mgmt For For For
6 Elect Yohichi Kobayashi Mgmt For For For
7 Elect Yoshio Akamatsu Mgmt For For For
8 Elect Yoshihisa Aoki Mgmt For For For
9 Elect Tadayuki Seki Mgmt For For For
10 Elect Kenji Okada Mgmt For For For
11 Elect Kohji Takayanagi Mgmt For For For
12 Elect Satoshi Kikuchi Mgmt For For For
13 Elect Tohru Matsushima Mgmt For For For
14 Elect Ichiroh Nakamura Mgmt For For For
15 Elect Hitoshi Okamoto Mgmt For For For
16 Elect Yuko Kawamoto Mgmt For For For
17 Elect Kazuyuki Sugimoto Mgmt For For For
18 Elect Kazutoshi Maeda Mgmt For Against Against
19 Elect Masahiro Shimojoh Mgmt For For For
20 Directors' Fees and Bonuses Mgmt For For For
Ivrcl
Infrastructure
&
Projects
Ticker Security ID: Meeting Date Meeting Status
IVRCLINFRA CINS Y42154123 03/09/2011 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change in Company Name Mgmt For For For
4 Amendment to Borrowing Powers Mgmt For For For
Ivrcl
Infrastructure
& Projects
Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVRCLINFRA CINS Y42154123 09/18/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect R. Balarami Reddy Mgmt For For For
4 Re-elect K. Ashok Reddy Mgmt For For For
5 Re-elect T.N. Chaturvedi Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Appointment of R. Balarami Reddy as Mgmt For For For
Executive Director of Finance and
CFO; Approval of
Compensation
8 Appointment of K. Ashok Reddy as Mgmt For For For
Executive Director; Approval of
Compensation
9 Amendment to Borrowing Powers Mgmt For For For
JSR Corporation
Ticker Security ID: Meeting Date Meeting Status
4185 CINS J2856K106 06/17/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yoshinori Yoshida Mgmt For For For
5 Elect Mitsunobu Koshiba Mgmt For For For
6 Elect Masaki Hirose Mgmt For For For
7 Elect Hozumi Satoh Mgmt For For For
8 Elect Takuya Gotoh Mgmt For For For
9 Elect Michio Kariya Mgmt For For For
10 Election of Alternate Statutory Mgmt For For For
Auditor(s)
11 Bonus Mgmt For For For
Kingboard
Chemical
Holdings,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
148 CINS G52562140 05/03/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect CHEUNG Kwok Wing Mgmt For For For
5 Elect CHEN Maosheng Mgmt For For For
6 Elect Christopher CHENG Wai Chee Mgmt For Against Against
7 Elect TSE Kam Hung Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Issue Repurchased Shares Mgmt For Against Against
Kingboard
Chemical
Holdings,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
148 CINS G52562140 05/16/2011 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Agreements and Annual Caps Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
Kintetsu World
Express
Ticker Security ID: Meeting Date Meeting Status
9375 CINS J33384108 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Akio Tsujii Mgmt For Against Against
3 Elect Satoshi Ishizaki Mgmt For For For
4 Elect Hirohiko Ueno Mgmt For For For
5 Elect Kenji Ueda Mgmt For For For
6 Elect Johji Tomiyama Mgmt For For For
7 Elect Hiroyuki Hoshiai Mgmt For For For
8 Elect Haruto Nakata Mgmt For For For
9 Elect Yoshinori Watarai Mgmt For For For
10 Elect Kazuya Mori Mgmt For For For
11 Elect Shinya Aikawa Mgmt For For For
12 Elect Toshimichi Inamura Mgmt For For For
13 Elect Takashi Banba Mgmt For For For
14 Elect Yoshinobu Mitsuhashi Mgmt For For For
15 Elect Masanori Yamaguchi Mgmt For Against Against
16 Elect Hideyuki Sohda Mgmt For For For
17 Elect Kanji Suzuki Mgmt For Against Against
18 Elect Masao Kishida Mgmt For For For
Korea Electric
Power
Corp.
Ticker Security ID: Meeting Date Meeting Status
15760 CINS Y48406105 01/17/2011 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Elect HAN Dae Soo Mgmt For For For
5 Election of Audit Committee Member: Mgmt For For For
HAN Dae
Soo
6 Election of Audit Committee Member: Mgmt For For For
KIM Jeong
Guk
Korea Electric
Power
Corp.
Ticker Security ID: Meeting Date Meeting Status
15760 CINS Y48406105 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
Korea Electric
Power
Corporation
Ticker Security ID: Meeting Date Meeting Status
15760 CINS Y48406105 04/22/2011 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect BYEON Jun Yeon Mgmt For For For
Korea Gas
Corporation
Ticker Security ID: Meeting Date Meeting Status
36460 CINS Y48861101 03/29/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Elect JUN Dae Chun Mgmt For Against Against
3 Elect PARK Young Sung Mgmt For Against Against
4 Elect LEE Suk Soon Mgmt For Against Against
5 Elect LEE Jong Ho Mgmt For Against Against
6 Elect JANG In Soon Mgmt For Against Against
7 Elect KIM Gi Heung Mgmt For Against Against
8 Elect KIM Myung Hwan Mgmt For Against Against
9 Elect KIM Sung Gi Mgmt For Against Against
10 Elect NAMGUNG Jong Gyu Mgmt For Against Against
11 Elect PARK Gil Hwan Mgmt For Against Against
12 Elect PARK Hyun Soo Mgmt For Against Against
13 Elect YOON Seung Chul Mgmt For Against Against
14 Elect LEE Shin Won Mgmt For Against Against
15 Elect CHOI Gi Ryun Mgmt For Against Against
16 Elect CHOI Joo Ho Mgmt For Against Against
17 Elect KIM Jong Kab Mgmt For Against Against
18 Elect KIM Sung Gi Mgmt For Against Against
19 Elect PARK Hyung Soo Mgmt For Against Against
20 Elect YOON Seung Chul Mgmt For Against Against
21 Directors' Fees Mgmt For For For
Korea Life
Insurance Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
088350 CINS Y4871N100 06/17/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Directors (Slate) Mgmt For For For
3 Election of Audit Committee Members Mgmt For For For
(Slate)
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
Korean
Reinsurance
Ticker Security ID: Meeting Date Meeting Status
003690 CINS Y49391108 06/10/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Directors (Slate) Mgmt For For For
3 Election of Audit Committee Members Mgmt For For For
(Slate)
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
KWG Property
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
1813 CINS G53224104 06/10/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect KONG Jian Tao Mgmt For For For
6 Elect KONG Jian Nan Mgmt For For For
7 Elect LI Jian Ming Mgmt For Against Against
8 Elect TSUI Kam Tim Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For Against Against
LG Display Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
34220 CINS Y5255T100 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
LG Fashion
Corporation
Ticker Security ID: Meeting Date Meeting Status
93050 CINS Y5275J108 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
LG Innotek
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
11070 CINS Y5276D100 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Members Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For For For
LS Corp.
Ticker Security ID: Meeting Date Meeting Status
6260 CINS Y5274S109 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Directors (Slate) Mgmt For For For
3 Election of Audit Committee Members Mgmt For For For
(Slate)
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 05/09/2011 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employee Stock Option Plan 2011 Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Employee Stock Option Plan 2011 for Mgmt For For For
Subsidiaries
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5360Z140 07/28/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Kamal Sharma Mgmt For For For
4 Re-elect Dady Contractor Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Elect K.V. Kamath Mgmt For For For
7 Elect Vijay Kelkar Mgmt For For For
8 Elect Richard Zahn Mgmt For For For
9 Stock Split Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 12/20/2010 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reappointment of D.B. Gupta as Mgmt For For For
Executive Chairman; Approval of
Remuneration
3 Reappointment of M.D. Gupta as Mgmt For For For
Executive Director; Approval of
Remuneration
4 Directors' Commission Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
M1 Limited
Ticker Security ID: Meeting Date Meeting Status
B2F CINS Y6132C104 04/07/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Roger Barlow Mgmt For For For
4 Elect CHOW Kok Kee Mgmt For Against Against
5 Elect Jamaludin bin Ibrahim Mgmt For For For
6 Elect Kannan Ramesh Mgmt For For For
7 Elect Reggie Thein Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
10 Authority to Grant Awards and Issue Mgmt For For For
Shares under M1 Share Option
Scheme
11 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Related Party Transactions Mgmt For For For
Megastudy
Ticker Security ID: Meeting Date Meeting Status
72870 CINS Y59327109 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For Against Against
Profits/Dividends
2 Elect KO Ji Soo Mgmt For For For
3 Elect PARK Seung Dong Mgmt For For For
4 Elect CHUNG Dong Sik Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Corporate Auditor's Fees Mgmt For For For
Meritz Fire &
Marine
Insurance CO.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
60 CINS Y5945N109 01/11/2011 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
Metropolitan
Bank & Trust
Company
Ticker Security ID: Meeting Date Meeting Status
MBT CINS Y6028G136 04/15/2011 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to order Mgmt For For For
3 Approve Notice and Quorum Mgmt For For For
4 Approve Minutes Mgmt For For For
5 President's Report Mgmt For For For
6 Ratification of Board Acts Mgmt For For For
7 Elect George S.K. Ty Mgmt For For For
8 Elect Antonio S. Abacan, Jr. Mgmt For For For
9 Elect Francisco C. Sebastian Mgmt For For For
10 Elect Arthur Ty Mgmt For For For
11 Elect Edmund A. Go Mgmt For For For
12 Elect Amelia B. Cabal Mgmt For For For
13 Elect Renato C. Valencia Mgmt For For For
14 Elect Valentin A. Araneta Mgmt For For For
15 Elect Jesli A. Lapus Mgmt For For For
16 Elect Vicente B. Valdepenas, Jr. Mgmt For For For
17 Elect Robin A. King Mgmt For For For
18 Elect Remedios L. Macalincag Mgmt For For For
19 Transaction of Other Business Mgmt For Against Against
20 Adjournment Mgmt For For For
Minebea Co
Limited
Ticker Security ID: Meeting Date Meeting Status
6479 CINS J42884130 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yoshihisa Kainuma Mgmt For Against Against
5 Elect Kohichi Dohshoh Mgmt For For For
6 Elect Hiroharu Katohgi Mgmt For For For
7 Elect Akihiro Hirao Mgmt For For For
8 Elect Eiichi Kobayashi Mgmt For For For
9 Elect Hiroyuki Yajima Mgmt For For For
10 Elect Masayoshi Yamanaka Mgmt For For For
11 Elect Hirotaka Fujita Mgmt For For For
12 Elect Kohshi Murakami Mgmt For For For
13 Elect Takashi Matsuoka Mgmt For Against Against
14 Elect Akifumi Kamoi Mgmt For For For
15 Elect Kazuaki Tanahashi Mgmt For For For
16 Elect Hisayoshi Rikuna Mgmt For For For
17 Renewal of Takeover Defense Plan Mgmt For Against Against
Mitsubishi
Electric
Corporation
Ticker Security ID: Meeting Date Meeting Status
6503 CINS J43873116 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Setsuhiro Shimomura Mgmt For For For
3 Elect Kenichiroh Yamanishi Mgmt For For For
4 Elect Masanori Saitoh Mgmt For Against Against
5 Elect Hiroki Yoshimatsu Mgmt For For For
6 Elect Noritomo Hashimoto Mgmt For Against Against
7 Elect Ryohsuke Fujimoto Mgmt For For For
8 Elect Hiroyoshi Sakuyama Mgmt For For For
9 Elect Hiroyoshi Murayama Mgmt For For For
10 Elect Shunji Yanai Mgmt For For For
11 Elect Mikio Sasaki Mgmt For For For
12 Elect Shigemitsu Miki Mgmt For Against Against
13 Elect Fujiatsu Makino Mgmt For For For
Mitsubishi Gas
Chemical
Company
Inc.
Ticker Security ID: Meeting Date Meeting Status
4182 CINS J43959113 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hideki Odaka Mgmt For Against Against
3 Elect Kazuo Sakai Mgmt For For For
4 Elect Yoshishige Yamazaki Mgmt For For For
5 Elect Jin Hata Mgmt For For For
6 Elect Yu Miyauchi Mgmt For For For
7 Elect Kunio Ohya Mgmt For For For
8 Elect Toshikiyo Kurai Mgmt For For For
9 Elect Makoto Mizutani Mgmt For For For
10 Elect Masami Orisaku Mgmt For For For
11 Elect Yukio Sakai Mgmt For For For
12 Elect Shohji Uematsu Mgmt For For For
13 Elect Hiroshi Shibata Mgmt For Against Against
14 Elect Wataru Taguchi Mgmt For Against Against
15 Elect Yoshimasa Nihei Mgmt For For For
16 Contributions to Cumulative Pension Mgmt For For For
Plan
Mitsui & Co
Limited
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shouei Utsuda Mgmt For For For
4 Elect Masami Iijima Mgmt For For For
5 Elect Seiichi Tanaka Mgmt For For For
6 Elect Takao Ohmae Mgmt For For For
7 Elect Masayoshi Komai Mgmt For For For
8 Elect Fuminobu Kawashima Mgmt For For For
9 Elect Daisuke Saiga Mgmt For For For
10 Elect Johji Okada Mgmt For For For
11 Elect Masayuki Kinoshita Mgmt For For For
12 Elect Nobuko Matsubara Mgmt For For For
13 Elect Ikujiroh Nonaka Mgmt For For For
14 Elect Hiroshi Hirabayashi Mgmt For For For
15 Elect Toshirho Mutoh Mgmt For For For
16 Elect Satoru Miura Mgmt For Against Against
17 Elect Motonori Murakami Mgmt For Against Against
National
Australia Bank
Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/16/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Patricia Cross Mgmt For For For
3 Re-elect Daniel Gilbert Mgmt For For For
4 Re-elect Jillian Segal Mgmt For For For
5 Re-elect Malcolm Williamson Mgmt For For For
6 Elect Anthony Yuen Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Equity Grant (CEO Cameron Clyne) Mgmt For For For
9 Equity Grant (Executive Director of Mgmt For For For
Finance Mark
Joiner)
10 Equity Grant (Group Deputy CEO Mgmt For For For
Michael
Ullmer)
11 Approve Termination Payments to a Mgmt For For For
Former
Employee
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Approve Selective Buy-back of 2008 Mgmt For For For
Stapled
Securities
14 Approve Selective Capital Reduction Mgmt For For For
of 2008 Stapled
Securities
15 Approve Selective Buy-back of 2009 Mgmt For For For
Stapled
Securities
16 Approve Selective Capital Reduction Mgmt For For For
of 2009 Stapled
Securities
NHK Spring
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
5991 CINS J49162126 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Kenji Sasaki Mgmt For Against Against
3 Elect Kazumi Tamamura Mgmt For For For
4 Elect Tsutomu Yamaguchi Mgmt For For For
5 Elect Akira Yamazaki Mgmt For For For
6 Elect Shohichi Hara Mgmt For For For
7 Elect Takao Itoi Mgmt For For For
8 Elect Hidetoshi Takahashi Mgmt For Against Against
9 Election of Alternate Statutory Mgmt For For For
Auditor(s)
NHN Corporation
Ticker Security ID: Meeting Date Meeting Status
35420 CINS Y6347M103 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For Against Against
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KIM Sang Hun Mgmt For For For
4 Elect LEE Joon Ho Mgmt For For For
5 Elect HWANG In Joon Mgmt For For For
6 Election of Independent Director: Mgmt For For For
YOON Jae
Seung
7 Election of Audit Committee Member: Mgmt For For For
YOON Jae
Seung
8 Directors' Fees Mgmt For Against Against
Nitori Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
9843 CINS J58214107 05/12/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Akio Nitori Mgmt For Against Against
2 Elect Kiyoshi Sugiyama Mgmt For For For
3 Elect Toshiyuki Shirai Mgmt For For For
4 Elect Shohsin Komiya Mgmt For For For
5 Elect Akira Satake Mgmt For For For
6 Elect Shohgo Imoto Mgmt For For For
7 Directors' and Statutory Auditors' Mgmt For For For
Stock Option
Plan
8 Employees' Stock Option Plan Mgmt For For For
Nitto Denko
Corporation
Ticker Security ID: Meeting Date Meeting Status
6988 CINS J58472119 06/17/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Bonus Mgmt For For For
4 Elect Yukio Nagira Mgmt For For For
5 Elect Kaoru Aizawa Mgmt For For For
6 Elect Yasuo Ninomiya Mgmt For For For
7 Elect Kenji Matsumoto Mgmt For For For
8 Elect Hideo Takasaki Mgmt For For For
9 Elect Yohichiroh Sakuma Mgmt For For For
10 Elect Toshihiko Omote Mgmt For For For
11 Elect Tohru Takeuchi Mgmt For For For
12 Elect Yohichiroh Furuse Mgmt For For For
13 Elect Kohshi Mizukoshi Mgmt For For For
14 Elect Masakazu Toyoda Mgmt For For For
15 Stock option Plan Mgmt For For For
Noble Group
Limited
Ticker Security ID: Meeting Date Meeting Status
N21 CINS G6542T119 04/29/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Robert TZE Leung Chan Mgmt For For For
4 Elect Ricardo Leiman Mgmt For Against Against
5 Elect Edward Rubin Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Repurchase Shares Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Shares Under the Mgmt For For For
Noble Group Share Option Scheme
2004
18 Authority to Issue Shares under Mgmt For For For
Scrip Dividend
Plan
19 Authority to Issue Shares Under the Mgmt For Against Against
Noble Group Performance Share
Plan
20 Amendments to Articles Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
Noble Group
Limited
Ticker Security ID: Meeting Date Meeting Status
N21 CINS G6542T119 09/17/2010 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Equity Grant to Ricardo Leiman Mgmt For Against Against
OCI Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
10060 CINS Y6435J103 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Members Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For For For
Otsuka
Corporation
Ticker Security ID: Meeting Date Meeting Status
4768 CINS J6243L107 03/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yuji Ohtsuka Mgmt For Against Against
5 Elect Kazuhide Hamada Mgmt For For For
6 Elect Kazuyuki Katakura Mgmt For For For
7 Elect Toshiyasu Takahashi Mgmt For For For
8 Elect Kimio Shiokawa Mgmt For For For
9 Elect Katsuhiro Yano Mgmt For For For
10 Elect Kohji Yama Mgmt For For For
11 Elect Hironobu Saitoh Mgmt For For For
12 Elect Yasuhiro Wakamatsu Mgmt For For For
13 Elect Hironobu Tsurumi Mgmt For For For
14 Elect Mitsuya Hirose Mgmt For For For
15 Elect Minoru Sakurai Mgmt For For For
16 Elect Kiyoshi Nakano Mgmt For For For
17 Retirement Allowances for Director(s) Mgmt For For For
Oversea-Chinese
Banking
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/15/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Extension of the OCBC Share Option Mgmt For For For
Scheme
2001
Oversea-Chinese
Banking
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/15/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect LEE Seng Wee Mgmt For For For
4 Elect Patrick YEOH Khwai Hoh Mgmt For For For
5 Elect CHEONG Choong Kong Mgmt For Against Against
6 Elect LEE Tih Shih Mgmt For Against Against
7 Elect Pramukti Surjaudaja Mgmt For For For
8 Elect LAI Teck Poh Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Authority to Issue Bonus Shares to Mgmt For For For
Non-executive
Directors
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Grant Awards and Issue Mgmt For For For
Shares under OCBC Employee
Incentive
Plan
16 Authority to Issue Shares under Mgmt For For For
Scrip Dividend
Plan
17 Authority to Issue Preferred Shares Mgmt For Abstain Against
Petrochina
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
857 CINS Y6883Q104 05/18/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Declare Interim Dividend Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Elect JIANG Jiemin Mgmt For For For
9 Elect ZHOU Jiping Mgmt For For For
10 Elect WANG Yilin Mgmt N/A Abstain N/A
11 Elect LI Xinhua Mgmt For For For
12 Elect LIAO Yongyuan Mgmt For For For
13 Elect WANG Guoliang Mgmt For For For
14 Elect WANG Dongjin Mgmt For For For
15 Elect YU Baocai Mgmt For For For
16 Elect RAN Xinquan Mgmt For For For
17 Elect LIU Hongru Mgmt For For For
18 Elect Franco Bernabe Mgmt For Against Against
19 Elect LI Yongwu Mgmt For For For
20 Elect CUI Junhui Mgmt For For For
21 Elect CHEN Zhiwu Mgmt For For For
22 Elect CHEN Ming Mgmt For Against Against
23 Elect GUO Jinping Mgmt For For For
24 Elect WEN Qingshan Mgmt For Against Against
25 Elect SUN Xianfeng Mgmt For For For
26 Elect LI Yuan Mgmt For For For
27 Elect WANG Daocheng Mgmt For For For
28 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
29 Issuance of Debt Financing Mgmt For For For
Instruments
30 Non-Voting Meeting Note N/A N/A N/A N/A
POSCO (fka
Pohang Iron &
Steel)
Ticker Security ID: Meeting Date Meeting Status
5490 CINS Y70750115 02/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect NAM Yong Mgmt For For For
5 Elect BYUN Dae Kyu Mgmt For For For
6 Elect PARK Sang Kil Mgmt For Against Against
7 Election of Audit Committee Member: Mgmt For For For
KIM Byung
Ki
8 Election of Audit Committee Member: Mgmt For Against Against
PARK Sang
Kil
9 Elect CHOI Jong Tae Mgmt For For For
10 Directors' Fees Mgmt For For For
Preuksa Real
Estate
Ticker Security ID: Meeting Date Meeting Status
PS CINS Y707A3147 04/22/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Minutes Mgmt For For For
4 Annual Report and Operating Results Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits and Dividends Mgmt For For For
7 Elect Adul Chandanachulaka Mgmt For For For
8 Elect Weerachai Ngamdeevilaisak Mgmt For For For
9 Elect Kanchit Bunajinda Mgmt For For For
10 Elect Rattana Promsawad Mgmt For For For
11 Election of Directors and Directors' Mgmt For For For
Fees
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Issuance and Offering for Sale of Mgmt For For For
Warrants
14 Increase in Registered Capital and Mgmt For For For
Allotment of Ordinary
Shares
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Debt Instruments Mgmt For For For
17 Transaction of Other Business Mgmt For Against Against
PT Bank Rakyat
Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 04/28/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Annual Report Mgmt For For For
2 Ratification of Annual Report and Mgmt For For For
Community Development
Program
3 Allocation of Profits/Dividends Mgmt For Abstain Against
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Related Party Transactions Mgmt For Abstain Against
7 Election of Directors Mgmt For Abstain Against
Pt Indika Energy
Tbk
Ticker Security ID: Meeting Date Meeting Status
INDY CINS Y71247103 06/08/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Report on Utilization of Funds Mgmt For Abstain Against
6 Execution of EMSOP Mgmt For Abstain Against
PT
Telekomunikasi
Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CINS Y71474137 05/19/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Annual Report and Commissioners' Mgmt For For For
Report
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Director and Commissioners' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
PTT Chemical
Public Company
Limited
Ticker Security ID: Meeting Date Meeting Status
PTTCH CINS Y7135Z116 04/21/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Agenda Mgmt For Abstain Against
3 Acknowledge the Company's Operations Mgmt For Abstain Against
and Strategic Business
Plan
4 Approve Financial Statements for the Mgmt For Abstain Against
year ended December 31,
2010
5 Appropriation of Profit for 2010 and Mgmt For Abstain Against
Dividends
6 Approve Director Remuneration Mgmt For Abstain Against
7 Elect Chainoi Puankosoom Mgmt For Abstain Against
8 Elect Sukrit Surabotsopon Mgmt For Abstain Against
9 Elect Prakit Piriyakiet Mgmt For Abstain Against
10 Elect Arkhom Termpittayapaisith Mgmt For Abstain Against
11 Elect Surachai Phuprasert Mgmt For Abstain Against
12 Appointment of Auditor Mgmt For Abstain Against
13 Approve the Amalgamation between the Mgmt For For For
Company and PTT Aromatics and
Refining Public Company
Limited
14 Transfer of Investment's Mgmt For For For
Certificates to the Merged
Company
15 Transact Other Business Mgmt For Abstain Against
16 Non-Voting Meeting Note N/A N/A N/A N/A
PTT Exploration
& Production
Public Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTTEP CINS Y7145P165 03/30/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report on the Performance Result and Mgmt For For For
Work
Plan
4 Approval of Financial Statements Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
7 Elect Prasert Bunsumpun Mgmt For For For
8 Elect Tevin Vongvanich Mgmt For For For
9 Elect Naris Chaiyasoot Mgmt For For For
10 Elect Ampon Kittiampon Mgmt For For For
11 Elect Norkun Sittiphong Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Authority to Issue Debenture Mgmt For For For
14 Transaction of Other Business Mgmt For Against Against
PTT Public
Company
Ticker Security ID: Meeting Date Meeting Status
PTT CINS Y6883U113 04/20/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Minutes Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Directors' Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Naris Chaiyasoot Mgmt For For For
9 Elect Bhusana Premanode Mgmt For For For
10 Elect Anuwat Methiwibunwut Mgmt For For For
11 Elect Surapit Kurtiputra Mgmt For Against Against
12 Elect Chulasingh Vasantasingh Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Transaction of Other Business Mgmt For Against Against
Reliance
Industries
Ltd
Ticker Security ID: Meeting Date Meeting Status
RIL CINS Y72596102 06/03/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ramniklal Ambani Mgmt For For For
5 Elect Nikhil Meswani Mgmt For For For
6 Elect Ashok Misra Mgmt For For For
7 Elect Yogendra Trivedi Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Reliance
Infrastructure
Limited (fka
Reliance Energy
Limited)
Ticker Security ID: Meeting Date Meeting Status
REL CINS Y09789127 12/22/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Reelect Lalit Jalan Mgmt For For For
4 Reelect V. P. Malik Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Directors' Commission Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
Rio Tinto Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS Q81437107 05/05/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
3 Re-elect Tom Albanese Mgmt For For For
4 Re-elect Robert Brown Mgmt For For For
5 Re-elect Vivienne Cox Mgmt For For For
6 Re-elect Jan du Plessis Mgmt For For For
7 Re-elect Guy Elliott Mgmt For For For
8 Re-elect Michael Fitzpatrick Mgmt For For For
9 Re-elect Ann Godbehere Mgmt For For For
10 Re-elect Richard Goodmanson Mgmt For For For
11 Re-elect Andrew Gould Mgmt For For For
12 Re-elect Lord John Kerr of Kinlochard Mgmt For For For
13 Re-elect Paul Tellier Mgmt For For For
14 Re-elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amend the Performance Share Plan Mgmt For For For
18 Renew Authority to Repurchase Shares Mgmt For For For
Samsung
Electronics
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
5930 CINS Y74718100 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
Sesa Goa Limited
Ticker Security ID: Meeting Date Meeting Status
SESAGOA CINS Y7673N111 04/07/2011 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Long Term Incentive Plan Mgmt For Against Against
4 Amendment to Compensation Agreement Mgmt For Against Against
of Mr. P.K.
Mukherjee
5 Approval of Compensation Mr. Arun Mgmt For Against Against
Kumar
Rai
6 Approval of Compensation Mr. Amit Mgmt For Against Against
Pradhan
Sesa Goa Limited
Ticker Security ID: Meeting Date Meeting Status
SESAGOA CINS Y7673N111 07/19/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Gurudas Kamat Mgmt For For For
4 Re-elect Kuldip Kaura Mgmt For Against Against
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Sesa Goa Limited
Ticker Security ID: Meeting Date Meeting Status
SESAGOA CINS Y7673N111 10/18/2010 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to Investment Powers Mgmt For For For
2 Amendment to Borrowing Powers Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Reappointment of Amit Pradhan as a Mgmt For For For
Wholetime Director; Amendment to
Compensation
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
Shenzhen
Expressway
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
600548 CINS Y7741B107 05/17/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 2011 Financial Budget Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Authority to Issue Debt Instruments Mgmt For For For
Shinhan
Financial Group
Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
55550 CINS Y7749X101 03/23/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect HAN Dong Woo Mgmt For For For
5 Elect SEO Jin Won Mgmt For For For
6 Elect KWON Tae Eun Mgmt For For For
7 Elect KIM Ki Young Mgmt For For For
8 Elect KIM Suk Won Mgmt For For For
9 Elect NAM Koong Hoon Mgmt For For For
10 Elect YOO Jae Geun Mgmt For For For
11 Elect YOON Gye Sub Mgmt For For For
12 Elect LEE Jung Il Mgmt For For For
13 Elect HWANG Sun Tae Mgmt For For For
14 Elect HIRAKAWA Haruki Mgmt For For For
15 Elect Philippe Aguignier Mgmt For For For
16 Elect KWON Tae Eun Mgmt For For For
17 Elect KIM Suk Won Mgmt For For For
18 Elect YOON Gye Sub Mgmt For For For
19 Elect HWANG Sun Tae Mgmt For For For
Singapore
Technologies
Engineering
Ticker Security ID: Meeting Date Meeting Status
S63 CINS Y7996W103 04/20/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect QUEK Poh Huat Mgmt For For For
4 Elect QUEK Tong Boon Mgmt For For For
5 Elect Davinder Singh Mgmt For For For
6 Elect KHOO Boon Hui Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Grant Awards and Issue Mgmt For Against Against
Shares under Employee Incentive
Plan
Singapore
Technologies
Engineering
Ticker Security ID: Meeting Date Meeting Status
S63 CINS Y7996W103 04/20/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Related Party Transactions Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Authority to Repurchase Shares Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
386 CINS Y15010104 05/13/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Surplus Common Reserve Mgmt For For For
Funds
8 Allocation of Profits/Dividends Mgmt For For For
9 Authority to Declare Interim Mgmt For For For
Dividends
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Issuance of Debt Financing Mgmt For For For
Instruments
12 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
13 Elect FU Chengyu Mgmt For For For
SK C&C Co Ltd
Ticker Security ID: Meeting Date Meeting Status
34730 CINS Y8066F103 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For Against Against
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect JUNG Chul Gil Mgmt For For For
4 Elect CHO Young Ho Mgmt For For For
5 Elect HAN Young Suk Mgmt For For For
6 Election of Audit Committee Member: Mgmt For For For
LEE Hwan
Kyun
7 Directors' Fees Mgmt For For For
8 Amendments to Executive Officer Mgmt For Against Against
Retirement Allowance
Policy
SK Holdings Co.,
Ltd. (fka SK
Corporation)
Ticker Security ID: Meeting Date Meeting Status
3600 CINS Y8070C112 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Elect CHOI Tae Won Mgmt For For For
3 Elect KIM Young Tae Mgmt For For For
4 Elect LEE Gun Ho Mgmt For For For
5 Election of Audit Committee Member: Mgmt For For For
LEE Gun
Ho
6 Directors' Fees Mgmt For For For
7 Spin-off Mgmt For For For
SMC Corporation
Ticker Security ID: Meeting Date Meeting Status
6273 CINS J75734103 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yoshiyuki Takada Mgmt For Against Against
4 Elect Katsunori Maruyama Mgmt For For For
5 Elect Fumitaka Itoh Mgmt For For For
6 Elect Ikuji Usui Mgmt For For For
7 Elect Yoshihiro Fukano Mgmt For For For
8 Elect Yoshiki Takada Mgmt For For For
9 Elect Katsunori Tomita Mgmt For For For
10 Elect Seiji Kosugi Mgmt For For For
11 Elect Tamon Kitabatake Mgmt For For For
12 Elect Iwao Mogi Mgmt For For For
13 Elect Eiji Ohhashi Mgmt For For For
14 Elect Masahiko Satake Mgmt For For For
15 Elect Kohichi Shikakura Mgmt For For For
16 Elect Osamu Kuwahara Mgmt For For For
17 Elect Kohji Ogura Mgmt For For For
18 Elect Motoichi Kawada Mgmt For For For
19 Elect Herman Berakoetxea Mgmt For For For
20 Elect Daniel Langmeier Mgmt For For For
21 Elect CHAN Rihyan Mgmt For For For
22 Elect Takashi Honda Mgmt For For For
23 Elect Kohji Takahashi Mgmt For For For
24 Elect Yoshiaki Ogawa Mgmt For For For
25 Appointment of Auditor Mgmt For For For
26 Retirement Allowances for Mgmt For For For
Director(s)
Straits Asia
Resources
Limited
Ticker Security ID: Meeting Date Meeting Status
AJ1 CINS Y81705108 04/20/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Martin David Purvis Mgmt For For For
4 Elect CHUA Yong Hai Mgmt For For For
5 Elect Peerachat Pinprayong Mgmt For For For
6 Elect Julie Therese Hall Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Offer and Grant Options Mgmt For For For
Under the Rules of the Straits
Employee Share Option
Plan
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Allot and Issue Shares Mgmt For For For
Under the Rules of the Straits
Executive Share Acquisition
Plan
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Equity Grant to Non-Executive Mgmt For Against Against
Directors
18 Amendments to Articles Regarding Mgmt For For For
Change in Company
Name
Sumitomo
Chemical Co
Limited
Ticker Security ID: Meeting Date Meeting Status
4005 CINS J77153120 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiromasa Yonekura Mgmt For Against Against
3 Elect Hiroshi Hirose Mgmt For For For
4 Elect Masakazu Tokura Mgmt For For For
5 Elect Osamu Ishitobi Mgmt For For For
6 Elect Kiyohiko Nakae Mgmt For For For
7 Elect Yoshimasa Takao Mgmt For For For
8 Elect Kenjiroh Fukubayashi Mgmt For For For
9 Elect Kenichi Hatano Mgmt For For For
10 Elect Toshihisa Deguchi Mgmt For For For
11 Elect Takao Akasaka Mgmt For For For
12 Elect Kenya Nagamatsu Mgmt For Against Against
13 Elect Kouichi Ikeda Mgmt For For For
Sumitomo
Electric
Industries
Limited
Ticker Security ID: Meeting Date Meeting Status
5802 CINS J77411114 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shintaroh Mitake Mgmt For Against Against
4 Elect Kazuyoshi Hasegawa Mgmt For For For
5 Bonus Mgmt For For For
Sumitomo Rubber
Industries
Ltd.
Ticker Security ID: Meeting Date Meeting Status
5110 CINS J77884112 03/30/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Tetsuji Mino Mgmt For Against Against
4 Elect Takaki Nakano Mgmt For For For
5 Elect Ikuji Ikeda Mgmt For For For
6 Elect Hiroaki Tanaka Mgmt For For For
7 Elect Keizoh Kohsaka Mgmt For For For
8 Elect Katsuhide Kurasaka Mgmt For For For
9 Elect Kenji Onga Mgmt For For For
10 Elect Minoru Nishi Mgmt For For For
11 Elect Yasutaka Ii Mgmt For For For
12 Elect Hiroki Ishida Mgmt For For For
13 Elect Yasuyuki Sasaki Mgmt For Against Against
Sumitomo Trust
And Banking
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
8403 CINS J77970101 12/22/2010 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Merger Mgmt For For For
Taiwan Mobile
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
3045 CINS Y84153215 06/15/2011 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Authority to Reduce Share Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Elect Richard TSAI Mgmt For For For
13 Elect Daniel TSAI Mgmt For For For
14 Elect Victor KUNG Mgmt For For For
15 Elect Cliff LAI Mgmt For For For
16 Elect Vivien HSU Mgmt For For For
17 Elect Jack Jih-Tsan HUANG Mgmt For For For
18 Elect Tsung-Ming CHUNG Mgmt For For For
19 Elect Wen-Li YEH Mgmt For For For
20 Elect J. Carl HSU Mgmt For For For
21 Non-Compete Restrictions for Mgmt For Against Against
Directors
22 Extraordinary Motions Mgmt For Against Against
Tanjong PLC
Ticker Security ID: Meeting Date Meeting Status
TANJONG CINS G8668W116 07/23/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LEONG Wai Hoong Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
7 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
10 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Tenaga Nasional
Berhad
Ticker Security ID: Meeting Date Meeting Status
TENAGA CINS Y85859109 12/15/2010 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Elect Che Khalib bin Mohamad Noh Mgmt For For For
6 Elect Fuad bin Jaafar Mgmt For For For
7 Elect Abd Manaf bin Hashim Mgmt For For For
8 Elect Ir. Azman bin Mohd Mgmt For For For
9 Elect CHUNG Hon Cheong Mgmt For For For
10 Elect Siti Norma binti Yaakob Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Issue Shares under Mgmt For Against Against
Employees' Share Option Scheme
II
13 Authority to Repurchase Shares Mgmt For For For
14 Bonus Share Issuance Mgmt For For For
15 Increase in Authorized Capital Mgmt For For For
16 Amendments to Articles Regarding Mgmt For For For
Authorised Share
Capital
17 Amendments to Articles Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
Terumo
Corporation
Ticker Security ID: Meeting Date Meeting Status
4543 CINS J83173104 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Kohji Nakao Mgmt For For For
4 Elect Yuhtaroh Shintaku Mgmt For For For
5 Elect Hiroshi Matsumura Mgmt For For For
6 Elect Takayoshi Mimura Mgmt For For For
7 Elect Akira Oguma Mgmt For For For
8 Elect Shohgo Ninomiya Mgmt For For For
9 Elect Kenji Sekine Mgmt For For For
10 Elect Hideo Arase Mgmt For For For
11 Elect Kuniko Shohji Mgmt For For For
12 Elect Toshiaki Takagi Mgmt For For For
13 Elect Akira Takahashi Mgmt For For For
14 Elect Takeshi Isayama Mgmt For For For
15 Elect Masaharu Ikuta Mgmt For For For
16 Elect Tadao Kakizoe Mgmt For For For
17 Election of Alternate Statutory Mgmt For For For
Auditor(s)
18 Bonus Mgmt For For For
19 Renewal of Takeover Defense Plan Mgmt For Against Against
Thai Union
Frozen
Products
Ticker Security ID: Meeting Date Meeting Status
TUF CINS Y8729T169 04/25/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Minutes Mgmt For For For
4 Annual Report and Results of Mgmt For For For
Operation
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Thiraphong Chansiri Mgmt For For For
8 Elect Chuan Tangchasiri Mgmt For For For
9 Elect Pracha Anucrokdilok Mgmt For For For
10 Elect Chan Tin King Mgmt For For For
11 Elect Chan Shue Chung Mgmt For For For
12 Elect Takehiko Kakiuchi Mgmt For Against Against
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
15 Amendments to Articles Mgmt For Abstain Against
16 Authority to increase the limit of Mgmt For For For
bond
issuance
17 Related Party Transactions Mgmt For For For
18 Related Party Transactions Mgmt For For For
19 Transaction of Other Business Mgmt For Against Against
Tokio Marine
Holdings Inc.
(fka Millea
Holdings
Incorporated)
Ticker Security ID: Meeting Date Meeting Status
8766 CINS J86298106 06/27/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Kunio Ishihara Mgmt For For For
4 Elect Shuzoh Sumi Mgmt For For For
5 Elect Hiroshi Amemiya Mgmt For For For
6 Elect Masashi Ohba Mgmt For For For
7 Elect Hiroshi Miyajima Mgmt For For For
8 Elect Kunio Itoh Mgmt For For For
9 Elect Akio Mimura Mgmt For For For
10 Elect Toshifumi Kitazawa Mgmt For For For
11 Elect Mikio Sasaki Mgmt For Against Against
12 Elect Takaaki Tamai Mgmt For For For
13 Elect Tsuyoshi Nagano Mgmt For For For
14 Elect Akinari Horii Mgmt For For For
15 Elect Toshiki Ohhashi Mgmt For For For
16 Statutory Auditors' Fees Mgmt For For For
Tokyo Electron
Ltd
Ticker Security ID: Meeting Date Meeting Status
8035 CINS J86957115 06/17/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tetsuroh Higashi Mgmt For Against Against
3 Elect Tetsuo Tsuneishi Mgmt For For For
4 Elect Hiroshi Takenaka Mgmt For For For
5 Elect Hirofumi Kitayama Mgmt For For For
6 Elect Kiyoshi Satoh Mgmt For For For
7 Elect Haruo Iwatsu Mgmt For For For
8 Elect Kenji Washino Mgmt For For For
9 Elect Hikaru Itoh Mgmt For For For
10 Elect Takashi Nakamura Mgmt For For For
11 Elect Takaaki Matsuoka Mgmt For For For
12 Elect Masami Akimoto Mgmt For For For
13 Elect Yoshiteru Harada Mgmt For For For
14 Elect Hideyuki Tsutsumi Mgmt For For For
15 Elect Hiroshi Inoue Mgmt For For For
16 Elect Masahiro Sakane Mgmt For For For
17 Elect Mitsutaka Yoshida Mgmt For Against Against
18 Bonus Mgmt For Against Against
19 Directors' Stock Option Plan Mgmt For For For
20 Directors' and Employees' Stock Mgmt For For For
Option
Plan
21 Directors' Fees Mgmt For For For
22 Statutory Auditors' Fees Mgmt For For For
Toyota Motor
Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/17/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Fujio Choh Mgmt For Against Against
5 Elect Akio Toyoda Mgmt For For For
6 Elect Takeshi Uchiyamada Mgmt For For For
7 Elect Yukitoshi Funo Mgmt For For For
8 Elect Atsushi Niimi Mgmt For For For
9 Elect Shinichi Sasaki Mgmt For For For
10 Elect Satoshi Ozawa Mgmt For For For
11 Elect Nobuyori Kodaira Mgmt For For For
12 Elect Mamoru Furuhashi Mgmt For For For
13 Elect Takahiko Ijichi Mgmt For For For
14 Elect Yasumori Ihara Mgmt For For For
15 Elect Kunihiro Matsuo Mgmt For For For
16 Elect Yohko Wake Mgmt For For For
17 Elect Yohichiroh Ichimaru Mgmt For Against Against
18 Elect Masahiro Katoh Mgmt For Against Against
19 Directors' Fees Mgmt For For For
20 Bonus Mgmt For For For
Union Bank Of
India
Limited
Ticker Security ID: Meeting Date Meeting Status
UNIONBANK CINS Y90885115 03/29/2011 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (Preferential
Allotment to
Promoters)
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
Union Bank Of
India
Limited
Ticker Security ID: Meeting Date Meeting Status
UNIONBANK CINS Y90885115 06/29/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
Union Bank Of
India
Limited
Ticker Security ID: Meeting Date Meeting Status
UNIONBANK CINS Y90885115 07/02/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
United
Phosphorus
Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 09/08/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Kalyan Mohan Anadimohan Mgmt For For For
Banerjee
4 Elect Reena Ramachandran Mgmt For For For
5 Elect Pradip Pranjivan Madhavji Mgmt For For For
6 Elect Rajnikant Devidas Shroff Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Directors' Commission Mgmt For For For
USS Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
4732 CINS J9446Z105 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Futoshi Hattori Mgmt For For For
4 Elect Yukihiro Andoh Mgmt For For For
5 Elect Fumihiko Tamura Mgmt For For For
6 Elect Shigeo Hara Mgmt For For For
7 Elect Dai Seta Mgmt For For For
8 Elect Motohiro Masuda Mgmt For For For
9 Elect Eiji Gohno Mgmt For For For
10 Elect Toshio Mishima Mgmt For For For
11 Elect Masafumi Yamanaka Mgmt For For For
12 Elect Hiromitsu Ikeda Mgmt For For For
13 Elect Masayuki Akase Mgmt For For For
14 Elect Hiroaki Inoue Mgmt For For For
15 Elect Yasuhisa Koga Mgmt For For For
16 Elect Hiroshi Kojima Mgmt For For For
17 Elect Hideo Okada Mgmt For For For
18 Elect Isamu Hayashi Mgmt For For For
19 Elect Satoru Madono Mgmt For For For
20 Elect Kohji Satoh Mgmt For For For
Weichai Power
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A109 10/26/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of General Services and Mgmt For For For
Labor Services by Weichai Holdings
to the
Company
3 Supply and Connection of Utilities Mgmt For For For
by Weichai Holdings to the
Company
4 Purchase of Diesel Engine Parts and Mgmt For For For
Components, Gas and Scrap Metals,
Raw Materials and Related Products
and Processing Services by the
Company from Weichai
Holdings
5 Sale of Diesel Engines, Diesel Mgmt For For For
Engine Parts and Components,
Materials and Related Products and
Provision of Processing Services by
the Company to Weichai
Holdings
6 Sale of Diesel Engines and Diesel Mgmt For For For
Engine Parts by the Company to
Fujian Longgong and Shanghai
Longgong
Machinery
7 Sale of Semi-finished Diesel Engine Mgmt For For For
Parts and Related Products by the
Company to Weichai
Deutz
8 Provision of Sales and Warranty Mgmt For For For
Period Repair Services by the
Company to Weichai
Deutz
9 Purchase of Diesel Engine Parts and Mgmt For For For
Components and Related Products by
the Company from Weichai
Deutz
10 Sale of Diesel Engines and Related Mgmt For For For
Products by the Company to Weichai
Heavy
Machinery
11 Purchase of Diesel Engines Parts and Mgmt For For For
Components, Materials, Steel, Scrap
Metal and Used Diesel Engines and
Related Products by the Company
from Weichai Heavy
Machinery
12 Sale of Parts and Components of Mgmt For For For
Transmissions and Related Products
by SFGC to Fast Transmission and
News
Caps
13 Purchase of Parts and Components of Mgmt For For For
Transmissions and Related Products
by SFGC from Fast Transmission and
New
Caps
14 Sale of Vehicles, Parts and Mgmt For For For
Components of Vehicles, Raw
Materials and Related Products and
Provision of Related Services by
Shaanxi Zhongqi to Shaanxi
Automotive
15 Purchase of Parts and Components of Mgmt For For For
Vehicles and Related Products by
Shaanxi Zhongqi to Shaanxi
Automotive
16 Bonus Share Issuance Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
Weichai Power
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A109 10/26/2010 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Bonus Share Issuance Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
WooriFinance
Holdings
Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
53000 CINS Y9695X119 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Executive Director: LEE Mgmt For For For
Pal
Seung
3 Elect BANG Min Joon Mgmt For For For
4 Elect SHIN Hee Taek Mgmt For For For
5 Elect LEE Doo Hee Mgmt For For For
6 Elect LEE Heon Mgmt For For For
7 Elect LEE Yong Man Mgmt For For For
8 Elect KIM Kwang Eui Mgmt For For For
9 Elect PARK Jee Hwan Mgmt For For For
10 Election of Representative Director: Mgmt For For For
LEE Pal
Seung
11 Elect SHIN Hee Taek Mgmt For For For
12 Elect LEE Doo Hee Mgmt For For For
13 Elect LEE Hun Mgmt For For For
14 Elect LEE Yong Mahn Mgmt For For For
15 Elect KIM Gwang Eui Mgmt For For For
16 Directors' Fees Mgmt For For For
Item 2: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Discretionary Fund
Report Period: 07/01/2010 - 06/30/2011
Aaron's, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAN CUSIP9 002535300 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect R. Charles Loudermilk, Sr. Mgmt For For For
1.2 Elect Ronald Allen Mgmt For For For
1.3 Elect Ray Robinson Mgmt For For For
1.4 Elect John Portman, Jr. Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP9 023135106 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For Against Against
4 Elect William Gordon Mgmt For For For
5 Elect Alain Monie Mgmt For For For
6 Elect Jonathan Rubinstein Mgmt For For For
7 Elect Thomas Ryder Mgmt For Against Against
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
12 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP9 053332102 12/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Crowley Mgmt For For For
1.2 Elect Sue Gove Mgmt For For For
1.3 Elect Earl Graves, Jr. Mgmt For For For
1.4 Elect Robert Grusky Mgmt For For For
1.5 Elect J.R. Hyde III Mgmt For For For
1.6 Elect W. Andrew McKenna Mgmt For For For
1.7 Elect George Mrkonic Mgmt For For For
1.8 Elect Luis Nieto Mgmt For For For
1.9 Elect William Rhodes III Mgmt For For For
1.10 Elect Theodore Ullyot Mgmt For For For
2 2011 Equity Incentive Award Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Bed Bath &
Beyond
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP9 075896100 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Leonard Feinstein Mgmt For For For
3 Elect Steven Temares Mgmt For For For
4 Elect Dean Adler Mgmt For For For
5 Elect Stanley Barshay Mgmt For For For
6 Elect Klaus Eppler Mgmt For Against Against
7 Elect Patrick Gaston Mgmt For For For
8 Elect Jordan Heller Mgmt For For For
9 Elect Victoria Morrison Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP9 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Darden
Restaurants,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP9 237194105 09/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect Christopher Fraleigh Mgmt For For For
1.4 Elect Victoria Harker Mgmt For For For
1.5 Elect David Hughes Mgmt For For For
1.6 Elect Charles Ledsinger, Jr. Mgmt For For For
1.7 Elect William Lewis, Jr. Mgmt For For For
1.8 Elect Connie Mack III Mgmt For For For
1.9 Elect Andrew Madsen Mgmt For For For
1.10 Elect Clarence Otis Jr. Mgmt For For For
1.11 Elect Michael Rose Mgmt For For For
1.12 Elect Maria Sastre Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For For For
incentive
Plan
3 Ratification of Auditor Mgmt For For For
Deckers Outdoor
Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP9 243537107 05/31/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Angel Martinez Mgmt For For For
1.2 Elect Rex Licklider Mgmt For For For
1.3 Elect John Gibbons Mgmt For For For
1.4 Elect John Perenchio Mgmt For For For
1.5 Elect Maureen Conners Mgmt For For For
1.6 Elect Ruth Owades Mgmt For For For
1.7 Elect Karyn Barsa Mgmt For For For
1.8 Elect Michael Devine, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
DIRECTV
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP9 25490A101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Dillon Mgmt For For For
1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For
1.3 Elect Lorrie Norrington Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to Dual Class Stock Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
6 Limitation of Right to Call a Mgmt For Against Against
Special
Meeting
7 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
DISH Network
Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP9 25470M109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James DeFranco Mgmt For For For
1.2 Elect Cantey Ergen Mgmt For For For
1.3 Elect Charles Ergen Mgmt For For For
1.4 Elect Steven Goodbarn Mgmt For For For
1.5 Elect Gary Howard Mgmt For For For
1.6 Elect David Moskowitz Mgmt For For For
1.7 Elect Tom Ortolf Mgmt For For For
1.8 Elect Carl Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
Plan
6 Transaction of Other Business Mgmt For Against Against
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP9 256746108 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Macon Brock, Jr. Mgmt For For For
1.2 Elect Mary Citrino Mgmt For For For
1.3 Elect Thomas Whiddon Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Omnibus Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
Family Dollar
Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FDO CUSIP9 307000109 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Bernstein Mgmt For For For
1.2 Elect Pamela Davies Mgmt For For For
1.3 Elect Sharon Decker Mgmt For For For
1.4 Elect Edward Dolby Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect Howard Levine Mgmt For For For
1.7 Elect George Mahoney, Jr. Mgmt For For For
1.8 Elect James Martin Mgmt For For For
1.9 Elect Harvey Morgan Mgmt For For For
1.10 Elect Dale Pond Mgmt For For For
2 Approval of Performance Measures Mgmt For For For
under the 2006 Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Genuine Parts
Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP9 372460105 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Holder Mgmt For For For
1.6 Elect John Johns Mgmt For For For
1.7 Elect Michael Johns Mgmt For For For
1.8 Elect J. Hicks Lanier Mgmt For For For
1.9 Elect Robert Loudermilk, Jr. Mgmt For For For
1.10 Elect Wendy Needham Mgmt For For For
1.11 Elect Jerry Nix Mgmt For Withhold Against
1.12 Elect Gary Rollins Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
Global Sources
Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSOL CUSIP9 G39300101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jones Mgmt For For For
1.2 Elect James Watkins Mgmt For Withhold Against
1.3 Elect Yam Kam Hon Peter Mgmt For For For
2 Authorization of Board to Set Board Mgmt For For For
Size
3 Ratification of Auditor Mgmt For For For
Johnson
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP9 478366107 01/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Natalie Black Mgmt For For For
1.2 Elect Robert Cornog Mgmt For For For
1.3 Elect William Lacy Mgmt For For For
1.4 Elect Stephen Roell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Amendment to the Annual Incentive Mgmt For For For
Performance
Plan
5 Amendment to the Long-Term Incentive Mgmt For For For
Performance
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Jos. A. Bank
Clothiers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JOSB CUSIP9 480838101 06/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect R. Neal Black Mgmt For For For
1.2 Elect Robert Wildrick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
LKQ Corporation
Ticker Security ID: Meeting Date Meeting Status
LKQX CUSIP9 501889208 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Victor Casini Mgmt For For For
1.3 Elect Robert Devlin Mgmt For Withhold Against
1.4 Elect Donald Flynn Mgmt For For For
1.5 Elect Kevin Flynn Mgmt For For For
1.6 Elect Ronald Foster Mgmt For For For
1.7 Elect Joseph Holsten Mgmt For For For
1.8 Elect Paul Meister Mgmt For For For
1.9 Elect John O'Brien Mgmt For For For
1.10 Elect William Webster IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Management Incentive Mgmt For For For
Plan
4 Re-approval of the Long Term Mgmt For For For
Incentive
Plan
5 Amendment to the 1998 Equity Mgmt For Against Against
Incentive
Plan
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP9 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David Bernauer Mgmt For For For
1.3 Elect Leonard Berry Mgmt For For For
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For For For
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For For For
1.8 Elect Richard Lochridge Mgmt For For For
1.9 Elect Robert Niblock Mgmt For For For
1.10 Elect Stephen Page Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP9 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For For For
2 Elect Richard Lenny Mgmt For For For
3 Elect Cary McMillan Mgmt For For For
4 Elect Sheila Penrose Mgmt For For For
5 Elect James Skinner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Beverage
Containers
Monro Muffler
Brake,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MNRO CUSIP9 610236101 08/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Berenson Mgmt For For For
1.2 Elect Donald Glickman Mgmt For Withhold Against
1.3 Elect James Wilen Mgmt For For For
1.4 Elect Elizabeth Wolszon Mgmt For Withhold Against
1.5 Elect Robert Mellor Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Newell
Rubbermaid
Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP9 651229106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kevin Conroy Mgmt For For For
2 Elect Michael Cowhig Mgmt For For For
3 Elect Mark Ketchum Mgmt For For For
4 Elect Raymond Viault Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP9 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
1.4 Elect Phyllis Wise Mgmt For For For
2 Amendment to the Executive Mgmt For For For
Performance Sharing
Plan
3 Amendment to the 1990 Stock Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP9 778296103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Orban Mgmt For For For
1.2 Elect Donald Seiler Mgmt For For For
2 Reapproval of the Incentive Mgmt For For For
Compensation
Plan
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP9 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Electronic
Waste
Texas Roadhouse,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TXRH CUSIP9 882681109 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Ramsey Mgmt For For For
1.2 Elect James Zarley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP9 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory Brenneman Mgmt For For For
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Ronald Sargent Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Restoration of Written Consent Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
CUMULATIVE
VOTING
16 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EMPLOYMENT DIVERSITY
REPORT
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Electioneering
Expenditure
The Walt Disney
Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP9 254687106 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For Against Against
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For Against Against
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For Against Against
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For Against Against
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 2011 Stock Incentive Plan Mgmt For Against Against
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding One ShrHoldr Against Against For
Test Performance
Assessment
Thomson Reuters
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRI CUSIP9 884903105 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Thomson Mgmt For For For
1.2 Elect W. Geoffrey Beattie Mgmt For For For
1.3 Elect Thomas Glocer Mgmt For For For
1.4 Elect Manvinder Banga Mgmt For For For
1.5 Elect Mary Cirillo Mgmt For For For
1.6 Elect Steven Denning Mgmt For For For
1.7 Elect Lawton Fitt Mgmt For For For
1.8 Elect Roger Martin Mgmt For For For
1.9 Elect Sir Deryck Maughan Mgmt For For For
1.10 Elect Kenneth Olisa Mgmt For For For
1.11 Elect Vance Opperman Mgmt For For For
1.12 Elect John Thompson Mgmt For For For
1.13 Elect Peter Thomson Mgmt For For For
1.14 Elect John Tory Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP9 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For Against Against
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Stock Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
TJX Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP9 872540109 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For For For
2 Elect Alan Bennett Mgmt For For For
3 Elect Bernard Cammarata Mgmt For For For
4 Elect David Ching Mgmt For For For
5 Elect Michael Hines Mgmt For For For
6 Elect Amy Lane Mgmt For For For
7 Elect Carol Meyrowitz Mgmt For For For
8 Elect John O'Brien Mgmt For For For
9 Elect Willow Shire Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Tupperware
Brands
Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP9 899896104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Catherine Bertini Mgmt For For For
2 Elect Rita Bornstein Mgmt For For For
3 Elect Kriss Cloninger III Mgmt For For For
4 Elect E. V. Goings Mgmt For For For
5 Elect Clifford Grum Mgmt For For For
6 Elect Joe Lee Mgmt For For For
7 Elect Bob Marbut Mgmt For For For
8 Elect Angel Martinez Mgmt For For For
9 Elect Antonio Monteiro de Castro Mgmt For For For
10 Elect Robert Murray Mgmt For For For
11 Elect David Parker Mgmt For For For
12 Elect Joyce Roche Mgmt For For For
13 Elect J. Patrick Spainhour Mgmt For For For
14 Elect M. Anne Szostak Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP9 918204108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juan de Bedout Mgmt For For For
1.2 Elect Ursula Fairbairn Mgmt For For For
1.3 Elect Eric Wiseman Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
4 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
5 Ratification of Auditor Mgmt For For For
Wolverine World
Wide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP9 978097103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Gerber Mgmt For For For
1.2 Elect Blake Krueger Mgmt For For For
1.3 Elect Michael Volkema Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Yum! Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP9 988498101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Dorman Mgmt For For For
2 Elect Massimo Ferragamo Mgmt For For For
3 Elect J. David Grissom Mgmt For For For
4 Elect Bonnie Hill Mgmt For For For
5 Elect Robert Holland, Jr. Mgmt For For For
6 Elect Kenneth Langone Mgmt For For For
7 Elect Jonathan Linen Mgmt For For For
8 Elect Thomas Nelson Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Thomas Ryan Mgmt For For For
11 Elect Jing-Shyh Su Mgmt For For For
12 Elect Robert Walter Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Right to Call a Special Meeting Mgmt For For For
Item 3: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Core Equity Fund
Reporting Period: 07/01/2011 - 06/30/2011
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP9 G1151C101 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Charles Giancarlo Mgmt For For For
3 Elect Dennis Hightower Mgmt For For For
4 Elect Blythe McGarvie Mgmt For For For
5 Elect Mark Moody-Stuart Mgmt For For For
6 Elect Pierre Nanterme Mgmt For For For
7 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
10 Authorization to Hold the 2012 Mgmt For For For
Annual Meeting Outside of
Ireland
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Alliant
Techsystems
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATK CUSIP9 018804104 08/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roxanne Decyk Mgmt For For For
1.2 Elect Mark DeYoung Mgmt For For For
1.3 Elect Martin Faga Mgmt For For For
1.4 Elect Ronald Fogleman Mgmt For For For
1.5 Elect April Foley Mgmt For For For
1.6 Elect Tig Krekel Mgmt For For For
1.7 Elect Douglas Maine Mgmt For For For
1.8 Elect Roman Martinez IV Mgmt For For For
1.9 Elect Mark Ronald Mgmt For For For
1.10 Elect William Van Dyke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP9 037833100 02/23/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For N/A N/A
1.2 Elect Millard Drexler Mgmt For N/A N/A
1.3 Elect Albert Gore, Jr. Mgmt For N/A N/A
1.4 Elect Steven Jobs Mgmt For N/A N/A
1.5 Elect Andrea Jung Mgmt For N/A N/A
1.6 Elect Arthur Levinson Mgmt For N/A N/A
1.7 Elect Ronald Sugar Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year N/A Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Adoption and Disclosure of a
Written CEO Succession Planning
Policy
6 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Majority Vote for Election of
Directors
Avnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVT CUSIP9 053807103 11/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eleanor Baum Mgmt For For For
1.2 Elect J. Veronica Biggins Mgmt For For For
1.3 Elect Ehud Houminer Mgmt For For For
1.4 Elect Frank Noonan Mgmt For For For
1.5 Elect Ray Robinson Mgmt For For For
1.6 Elect William Schumann III Mgmt For For For
1.7 Elect William Sullivan Mgmt For For For
1.8 Elect Gary Tooker Mgmt For For For
1.9 Elect Roy Vallee Mgmt For For For
2 2010 Stock Compensation Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Cash America
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP9 14754D100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP9 149123101 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Calhoun Mgmt For Withhold Against
1.2 Elect Daniel Dickinson Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For
1.4 Elect Juan Gallardo Mgmt For For For
1.5 Elect David Goode Mgmt For For For
1.6 Elect Jesse Greene, Jr. Mgmt For For For
1.7 Elect Peter Magowan Mgmt For For For
1.8 Elect Dennis Muilenburg Mgmt For For For
1.9 Elect Douglas Oberhelman Mgmt For For For
1.10 Elect William Osborn Mgmt For For For
1.11 Elect Charles Powell Mgmt For For For
1.12 Elect Edward Rust, Jr. Mgmt For For For
1.13 Elect Susan Schwab Mgmt For For For
1.14 Elect Joshua Smith Mgmt For For For
1.15 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
Chevron
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP9 166764100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Robert Eaton Mgmt For For For
4 Elect Chuck Hagel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect George Kirkland Mgmt For For For
7 Elect Donald Rice Mgmt For For For
8 Elect Kevin Sharer Mgmt For For For
9 Elect Charles Shoemate Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Ronald Sugar Mgmt For For For
12 Elect Carl Ware Mgmt For Against Against
13 Elect John Watson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Executive Pay to
Sustainability
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Financial Risks of Climate
Change
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Offshore Drilling
Report
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP9 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For For For
9 Elect Roderick McGeary Mgmt For For For
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Sales to
China
Cliffs Natural
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP9 18683K101 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Joseph Carrabba Mgmt For For For
2 Elect Susan Cunningham Mgmt For For For
3 Elect Barry Eldridge Mgmt For For For
4 Elect Andres Ricardo Gluski Weilert Mgmt For For For
5 Elect Susan Green Mgmt For For For
6 Elect Janice Henry Mgmt For For For
7 Elect James Kirsch Mgmt For For For
8 Elect Francis McAllister Mgmt For For For
9 Elect Roger Phillips Mgmt For For For
10 Elect Richard Riederer Mgmt For For For
11 Elect Richard Ross Mgmt For For For
12 Elect Alan Schwartz Mgmt For For For
13 Increase of Authorized Common Stock Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
17 Ratification of Auditor Mgmt For For For
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP9 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP9 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against Against For
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
Cooper
Industries
Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP9 G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Hill Mgmt For For For
2 Elect James Postl Mgmt For For For
3 Elect Mark Thompson Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 2011 Omnibus Incentive Compensation Mgmt For For For
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Authority of Subsidiary to Mgmt For For For
Repurchase
Shares
10 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Corning
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP9 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For For For
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For For For
5 Elect H. Onno Ruding Mgmt For For For
6 Elect Glenn Tilton Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP9 126408103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Dollar Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP9 256664103 11/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clive Kahn Mgmt For For For
1.2 Elect John Gavin Mgmt For Withhold Against
2 Amendment to the 2007 Equity Mgmt For For For
Incentive
Plan
3 Increase of Authorized Common Stock Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP9 260003108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For For For
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP9 278058102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Barrett Mgmt For For For
2 Elect Todd Bluedorn Mgmt For For For
3 Elect Ned Lautenbach Mgmt For For For
4 Elect Gregory Page Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Elimination of Cumulative Voting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP9 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For For For
1.2 Elect Harriet Green Mgmt For For For
1.3 Elect Charles Peters Mgmt For For For
1.4 Elect Joseph Prueher Mgmt For For For
1.5 Elect Rozanne Ridgway Mgmt For For For
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP9 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sexual Orientation and Gender
identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Technology and Products
to Become Environmentally
Sustainable
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emission
Goals
General Dynamics
Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP9 369550108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For For For
5 Elect Jay Johnson Mgmt For For For
6 Elect George Joulwan Mgmt For For For
7 Elect Paul Kaminski Mgmt For For For
8 Elect John Keane Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect William Osborn Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
16 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP9 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP9 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP9 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For For For
7 Elect John Hammergren Mgmt For For For
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
Honeywell
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP9 438516106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gordon Bethune Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet Deily Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Lord Clive Hollick Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect Bradley Sheares Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 2011 Stock Incentive Plan Mgmt For For For
15 Amendment to the Incentive Mgmt For For For
Compensation Plan for Executive
Employees
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
17 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Illinois Tool
Works
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP9 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Crown Mgmt For For For
2 Elect Don Davis, Jr. Mgmt For For For
3 Elect Robert McCormack Mgmt For Against Against
4 Elect Robert Morrison Mgmt For For For
5 Elect James Skinner Mgmt For For For
6 Elect David Smith, Jr. Mgmt For For For
7 Elect David Speer Mgmt For For For
8 Elect Pamela Strobel Mgmt For For For
9 Elect Kevin Warren Mgmt For For For
10 Elect Anre Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 2011 Cash Incentive Plan Mgmt For For For
15 Amendment to the 2011 Long-Term Mgmt For For For
Incentive
Plan
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP9 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect Shirley Jackson Mgmt For For For
6 Elect Andrew Liveris Mgmt For Against Against
7 Elect W. James McNerney, Jr. Mgmt For For For
8 Elect James Owens Mgmt For For For
9 Elect Samuel Palmisano Mgmt For For For
10 Elect Joan Spero Mgmt For For For
11 Elect Sidney Taurel Mgmt For For For
12 Elect Lorenzo Hector Zambrano Trevino Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
Kirby Corporation
Ticker Security ID: Meeting Date Meeting Status
KEX CUSIP9 497266106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Lemmon Mgmt For For For
2 Elect George Peterkin, Jr. Mgmt For For For
3 Elect Richard Stewart Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Massey Energy
Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP9 576206106 10/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Cumulative Voting Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw
Amendments
4 Elimination of Supermajority Mgmt For For For
Requirement Related to Business
Combinations
5 Restoration of Right to Call a Mgmt For For For
Special
Meeting
6 Increase of Authorized Common Stock Mgmt For Against Against
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP9 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP9 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Environmental
Sustainability
Committee
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP9 Y62196103 12/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Spyridon Magoulas Mgmt For For For
1.2 Elect Ted Petrone Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP9 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For For For
1.3 Elect Christopher Kearney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Omnicom Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP9 681919106 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Wren Mgmt For For For
2 Elect Bruce Crawford Mgmt For For For
3 Elect Alan Batkin Mgmt For For For
4 Elect Robert Clark Mgmt For For For
5 Elect Leonard Coleman, Jr. Mgmt For For For
6 Elect Errol Cook Mgmt For For For
7 Elect Susan Denison Mgmt For For For
8 Elect Michael Henning Mgmt For For For
9 Elect John Murphy Mgmt For For For
10 Elect John Purcell Mgmt For For For
11 Elect Linda Johnson Rice Mgmt For For For
12 Elect Gary Roubos Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Restoration of Written Consent Mgmt For For For
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Patterson
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP9 703395103 09/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Buck Mgmt For For For
1.2 Elect Peter Frechette Mgmt For For For
1.3 Elect Charles Reich Mgmt For For For
1.4 Elect Brian Tyler Mgmt For For For
1.5 Elect Scott Anderson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP9 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For For For
1.4 Elect Edward Galante Mgmt For For For
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP9 778296103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Orban Mgmt For For For
1.2 Elect Donald Seiler Mgmt For For For
2 Reapproval of the Incentive Mgmt For For For
Compensation
Plan
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
RPM
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP9 749685103 10/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Daberko Mgmt For Withhold Against
1.2 Elect William Papenbrock Mgmt For Withhold Against
1.3 Elect Frank Sullivan Mgmt For For For
1.4 Elect Thomas Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP9 826197501 01/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Compensation Policy Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
8 Increase in Authorized Capital for Mgmt For For For
Employee Share Purchase
Plan
9 Supervisory Board Members' Fees Mgmt For For For
10 Intra-company Contracts Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
12 Shareholder Proposal Regarding Mgmt Against Against For
Amendments to Corporate
Purpose
13 Countermotion A (Supervisory Board Mgmt Against Against For
Members'
Fees)
14 Countermotion B (Allocation of Mgmt Against Against For
Profits/Dividends)
Steel Dynamics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP9 858119100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
1.11 Elect Gabriel Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Transaction of Other Business Mgmt For Against Against
The Walt Disney
Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP9 254687106 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For Against Against
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For Against Against
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For Against Against
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For Against Against
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 2011 Stock Incentive Plan Mgmt For Against Against
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding One ShrHoldr Against Against For
Test Performance
Assessment
Thomas & Betts
Corporation
Ticker Security ID: Meeting Date Meeting Status
TNB CUSIP9 884315102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Ducker Mgmt For For For
1.2 Elect Jeananne Hauswald Mgmt For For For
1.3 Elect Dean Jernigan Mgmt For For For
1.4 Elect Ronald Kalich, Sr. Mgmt For For For
1.5 Elect Kenneth Masterson Mgmt For For For
1.6 Elect Dominic Pileggi Mgmt For For For
1.7 Elect Jean-Paul Richard Mgmt For For For
1.8 Elect Rufus Rivers Mgmt For For For
1.9 Elect Kevin Roberg Mgmt For For For
1.10 Elect David Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP9 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For Against Against
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Stock Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
TJX Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP9 872540109 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For For For
2 Elect Alan Bennett Mgmt For For For
3 Elect Bernard Cammarata Mgmt For For For
4 Elect David Ching Mgmt For For For
5 Elect Michael Hines Mgmt For For For
6 Elect Amy Lane Mgmt For For For
7 Elect Carol Meyrowitz Mgmt For For For
8 Elect John O'Brien Mgmt For For For
9 Elect Willow Shire Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Tupperware
Brands
Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP9 899896104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Catherine Bertini Mgmt For For For
2 Elect Rita Bornstein Mgmt For For For
3 Elect Kriss Cloninger III Mgmt For For For
4 Elect E. V. Goings Mgmt For For For
5 Elect Clifford Grum Mgmt For For For
6 Elect Joe Lee Mgmt For For For
7 Elect Bob Marbut Mgmt For For For
8 Elect Angel Martinez Mgmt For For For
9 Elect Antonio Monteiro de Castro Mgmt For For For
10 Elect Robert Murray Mgmt For For For
11 Elect David Parker Mgmt For For For
12 Elect Joyce Roche Mgmt For For For
13 Elect J. Patrick Spainhour Mgmt For For For
14 Elect M. Anne Szostak Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tyco
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP9 H89128104 03/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3.1 Elect Edward Breen Mgmt For For For
3.2 Elect Michael Daniels Mgmt For For For
3.3 Elect Timothy Donahue Mgmt For For For
3.4 Elect Brian Duperreault Mgmt For For For
3.5 Elect Bruce Gordon Mgmt For For For
3.6 Elect Rajiv Gupta Mgmt For For For
3.7 Elect John Krol Mgmt For For For
3.8 Elect Brendan O'Neill Mgmt For For For
3.9 Elect Dinesh Paliwal Mgmt For For For
3.10 Elect William Stavropoulos Mgmt For For For
3.11 Elect Sandra Wijnberg Mgmt For For For
3.12 Elect R. David Yost Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Special Auditor Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Approval of Ordinary Cash Dividend Mgmt For For For
9 Renewal of Authorized Share Capital Mgmt For For For
10 Cancellation of Repurchased Treasury Mgmt For For For
Shares
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP9 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Director
Compensation
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP9 907818108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For Against Against
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Actions adversely affecting Mgmt For For For
preferred
stock
17 Removal of directors Mgmt For For For
18 Changing the authorized amount of Mgmt For For For
capital
stock.
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Valero Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP9 91913Y100 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Calgaard Mgmt For For For
2 Elect Stephen Waters Mgmt For For For
3 Elect Randall Weisenburger Mgmt For For For
4 Elect Rayford Wilkins Jr. Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 2011 Omnibus Stock Incentive Plan Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
(2)
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Safety
Report
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP9 918204108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juan de Bedout Mgmt For For For
1.2 Elect Ursula Fairbairn Mgmt For For For
1.3 Elect Eric Wiseman Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
4 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
5 Ratification of Auditor Mgmt For For For
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP9 92826C839 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
3.1 Elect Gary Coughlan Mgmt For For For
3.2 Elect Mary Cranston Mgmt For Withhold Against
3.3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
3.4 Elect Robert Matschullat Mgmt For For For
3.5 Elect Cathy Minehan Mgmt For For For
3.6 Elect Suzanne Johnson Mgmt For For For
3.7 Elect David Pang Mgmt For For For
3.8 Elect Joseph Saunders Mgmt For For For
3.9 Elect William Shanahan Mgmt For For For
3.10 Elect John Swainson Mgmt For For For
3.11 Elect Suzanne Johnson Mgmt For For For
3.12 Elect Joseph Saunders Mgmt For For For
3.13 Elect John Swainson Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
6 Amendment to the Incentive Plan Mgmt For For For
7 Ratification of Auditor Mgmt For For For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP9 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Wolverine World
Wide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP9 978097103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Gerber Mgmt For For For
1.2 Elect Blake Krueger Mgmt For For For
1.3 Elect Michael Volkema Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Item 4: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Energy Fund
Reporting Period: 07/01/2010 - 06/30/2011
Alliance
Resource
Partners,
LP
Ticker Security ID: Meeting Date Meeting Status
ARLP CUSIP9 01877R108 04/01/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 NON-VOTING AGENDA Mgmt For N/A N/A
Alpha Natural
Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ANR CUSIP9 02076X102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Quillen Mgmt For For For
1.2 Elect William Crowley, Jr. Mgmt For For For
1.3 Elect Kevin Crutchfield Mgmt For For For
1.4 Elect E. Linn Draper, Jr. Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect P. Michael Giftos Mgmt For For For
1.7 Elect Joel Richards, III Mgmt For For For
1.8 Elect James Roberts Mgmt For For For
1.9 Elect Ted Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Pollution
Report
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP9 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect G. Steven Farris Mgmt For For For
2 Elect Randolph Ferlic Mgmt For For For
3 Elect A. D. Frazier, Jr. Mgmt For For For
4 Elect John Kocur Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Increase of Authorized Common Stock Mgmt For For For
9 Increase of Preferred Stock Mgmt For Against Against
10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against
Arch Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACI CUSIP9 039380100 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Boyd Mgmt For For For
1.2 Elect John Eaves Mgmt For For For
1.3 Elect David Freudenthal Mgmt For For For
1.4 Elect Douglas Hunt Mgmt For For For
1.5 Elect J. Thomas Jones Mgmt For For For
1.6 Elect A. Michael Perry Mgmt For For For
1.7 Elect Peter Wold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP9 057224107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Jr. Mgmt For For For
1.3 Elect Chad Deaton Mgmt For For For
1.4 Elect Anthony Fernandes Mgmt For For For
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Pierre Jungels Mgmt For For For
1.7 Elect James Lash Mgmt For For For
1.8 Elect J. Larry Nichols Mgmt For Withhold Against
1.9 Elect H. John Riley, Jr. Mgmt For For For
1.10 Elect J.W. Stewart Mgmt For For For
1.11 Elect Charles Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Performance Goals Mgmt For For For
under the Annual Incentive
Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP9 055622104 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Directors' Remuneration Report Mgmt For For For
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For Against Against
5 Elect Cynthia Carroll Mgmt For Against Against
6 Elect Sir William Castell Mgmt For Against Against
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Byron Grote Mgmt For For For
12 Elect Frank Bowman Mgmt For For For
13 Elect Brendan Nelson Mgmt For For For
14 Elect Phuthuma Nhleko Mgmt For For For
15 Elect Carl-Henric Svanberg Mgmt For For For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
21 Authorisation of Political Donations Mgmt For For For
22 Renewal of the BP ShareMatch Plan Mgmt For For For
23 Renewal of the BP Sharesave UK Plan Mgmt For For For
Cameco
Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP9 13321L108 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Declaration of Residence - Canada Mgmt For For For
2.1 Elect Daniel Camus Mgmt For For For
2.2 Elect John Clappison Mgmt For For For
2.3 Elect Joe Colvin Mgmt For For For
2.4 Elect James Curtiss Mgmt For For For
2.5 Elect Donald Deranger Mgmt For Withhold Against
2.6 Elect James Gowans Mgmt For For For
2.7 Elect Timothy Gitzel Mgmt For For For
2.8 Elect Gerald Grandey Mgmt For For For
2.9 Elect Nancy Hopkins Mgmt For For For
2.10 Elect Oyvind Hushovd Mgmt For For For
2.11 Elect A. Anne McLellan Mgmt For For For
2.12 Elect A. Neil McMillan Mgmt For For For
2.13 Elect Victor Zaleschuk Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendments to Bylaws Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
Chevron
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP9 166764100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Robert Eaton Mgmt For For For
4 Elect Chuck Hagel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect George Kirkland Mgmt For For For
7 Elect Donald Rice Mgmt For For For
8 Elect Kevin Sharer Mgmt For For For
9 Elect Charles Shoemate Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Ronald Sugar Mgmt For For For
12 Elect Carl Ware Mgmt For Against Against
13 Elect John Watson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Executive Pay to
Sustainability
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Financial Risks of Climate
Change
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Offshore Drilling
Report
CNOOC Ltd.
Ticker Security ID: Meeting Date Meeting Status
883 CUSIP9 126132109 11/24/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-exempt Continuing Connected Mgmt For For For
Transactions
2 Annual Caps Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP9 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against Against For
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
CONSOL Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP9 20854P109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Brett Harvey Mgmt For For For
1.2 Elect John Whitmire Mgmt For Withhold Against
1.3 Elect Philip Baxter Mgmt For For For
1.4 Elect James Altmeyer, Sr. Mgmt For Withhold Against
1.5 Elect William Davis Mgmt For For For
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
Dresser-Rand
Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
DRC CUSIP9 261608103 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Macaulay Mgmt For For For
1.2 Elect Vincent Volpe Jr. Mgmt For For For
1.3 Elect Rita Foley Mgmt For For For
1.4 Elect Louis Raspino Mgmt For For For
1.5 Elect Philip Roth Mgmt For For For
1.6 Elect Stephen Snider Mgmt For For For
1.7 Elect Michael Underwood Mgmt For For For
1.8 Elect Joseph Winkler III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP9 29358Q109 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J. Roderick Clark Mgmt For For For
2 Elect Daniel Rabun Mgmt For For For
3 Elect Keith Rattie Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Statutory Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Payment of Historic Dividends Mgmt For For For
8 Release of Shareholders from Claims Mgmt For For For
Regarding Historic
Dividends
9 Release of Shareholders from Claims Mgmt For For For
Regarding Historical
Dividends
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP9 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sexual Orientation and Gender
identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Technology and Products
to Become Environmentally
Sustainable
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emission
Goals
Frontline Ltd.
Ticker Security ID: Meeting Date Meeting Status
FRO CUSIP9 G3682E127 09/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Frixos Savvides Mgmt For For For
4 Elect Tony Curry Mgmt For For For
5 Elect Cecilie Fredriksen Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Directors' Fees Mgmt For For For
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
OGZRY CUSIP9 368287207 06/30/2011 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Early Termination of Directors Mgmt For For For
2 Elect Andrey Akimov Mgmt N/A Abstain N/A
3 Elect Alexander Ananenkov Mgmt N/A Abstain N/A
4 Elect Farit Gazizullin Mgmt N/A Abstain N/A
5 Elect Elena Karpel Mgmt N/A Abstain N/A
6 Elect Timur Kulibayev Mgmt N/A Abstain N/A
7 Elect Viktor Martynov Mgmt N/A Abstain N/A
8 Elect Vladimir Mau Mgmt N/A Abstain N/A
9 Elect Alexey Miller Mgmt N/A Abstain N/A
10 Elect Valery Musin Mgmt N/A For N/A
11 Elect Mikhail Sereda Mgmt N/A Abstain N/A
12 Elect Igor Yusufov Mgmt N/A Abstain N/A
13 Elect Viktor Zubkov Mgmt N/A Abstain N/A
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
OGZRY CUSIP9 368287207 06/30/2011 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Payment of Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Amendments to Charter Mgmt For For For
7 Directors' Fees Mgmt For Against Against
8 Audit Commission Members' Fees Mgmt For For For
9 Related Party Transactions Mgmt For For For
10 Related Party Transactions Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Related Party Transactions Mgmt For For For
13 Related Party Transactions Mgmt For For For
14 Related Party Transactions Mgmt For For For
15 Related Party Transactions Mgmt For For For
16 Related Party Transactions Mgmt For For For
17 Related Party Transactions Mgmt For For For
18 Related Party Transactions Mgmt For For For
19 Related Party Transactions Mgmt For For For
20 Related Party Transactions Mgmt For For For
21 Related Party Transactions Mgmt For For For
22 Related Party Transactions Mgmt For For For
23 Related Party Transactions Mgmt For For For
24 Related Party Transactions Mgmt For For For
25 Related Party Transactions Mgmt For For For
26 Related Party Transactions Mgmt For For For
27 Related Party Transactions Mgmt For For For
28 Related Party Transactions Mgmt For For For
29 Related Party Transactions Mgmt For For For
30 Related Party Transactions Mgmt For For For
31 Related Party Transactions Mgmt For For For
32 Related Party Transactions Mgmt For For For
33 Related Party Transactions Mgmt For For For
34 Related Party Transactions Mgmt For For For
35 Related Party Transactions Mgmt For For For
36 Related Party Transactions Mgmt For For For
37 Related Party Transactions Mgmt For For For
38 Related Party Transactions Mgmt For For For
39 Related Party Transactions Mgmt For For For
40 Related Party Transactions Mgmt For For For
41 Related Party Transactions Mgmt For For For
42 Related Party Transactions Mgmt For For For
43 Related Party Transactions Mgmt For For For
44 Related Party Transactions Mgmt For For For
45 Related Party Transactions Mgmt For For For
46 Related Party Transactions Mgmt For For For
47 Related Party Transactions Mgmt For For For
48 Related Party Transactions Mgmt For For For
49 Related Party Transactions Mgmt For For For
50 Related Party Transactions Mgmt For For For
51 Related Party Transactions Mgmt For For For
52 Related Party Transactions Mgmt For For For
53 Related Party Transactions Mgmt For For For
54 Related Party Transactions Mgmt For For For
55 Related Party Transactions Mgmt For For For
56 Related Party Transactions Mgmt For For For
57 Related Party Transactions Mgmt For For For
58 Related Party Transactions Mgmt For For For
59 Related Party Transactions Mgmt For For For
60 Related Party Transactions Mgmt For For For
61 Related Party Transactions Mgmt For For For
62 Related Party Transactions Mgmt For For For
63 Related Party Transactions Mgmt For For For
64 Related Party Transactions Mgmt For For For
65 Related Party Transactions Mgmt For For For
66 Related Party Transactions Mgmt For For For
67 Related Party Transactions Mgmt For For For
68 Related Party Transactions Mgmt For For For
69 Related Party Transactions Mgmt For For For
70 Related Party Transactions Mgmt For For For
71 Related Party Transactions Mgmt For For For
72 Related Party Transactions Mgmt For For For
73 Related Party Transactions Mgmt For For For
74 Related Party Transactions Mgmt For For For
75 Related Party Transactions Mgmt For For For
76 Related Party Transactions Mgmt For For For
77 Related Party Transactions Mgmt For For For
78 Related Party Transactions Mgmt For For For
79 Related Party Transactions Mgmt For For For
80 Related Party Transactions Mgmt For For For
81 Related Party Transactions Mgmt For For For
82 Related Party Transactions Mgmt For For For
83 Related Party Transactions Mgmt For For For
84 Related Party Transactions Mgmt For For For
85 Related Party Transactions Mgmt For For For
86 Related Party Transactions Mgmt For For For
87 Related Party Transactions Mgmt For For For
88 Related Party Transactions Mgmt For For For
89 Related Party Transactions Mgmt For For For
90 Related Party Transactions Mgmt For For For
91 Related Party Transactions Mgmt For For For
92 Related Party Transactions Mgmt For For For
93 Related Party Transactions Mgmt For For For
94 Related Party Transactions Mgmt For For For
95 Related Party Transactions Mgmt For For For
96 Related Party Transactions Mgmt For For For
97 Related Party Transactions Mgmt For For For
98 Related Party Transactions Mgmt For For For
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
OGZRY CUSIP9 368287207 06/30/2011 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Related Party Transactions Mgmt For For For
2 Related Party Transactions Mgmt For For For
3 Related Party Transactions Mgmt For For For
4 Related Party Transactions Mgmt For For For
5 Related Party Transactions Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Related Party Transactions Mgmt For For For
10 Related Party Transactions Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Related Party Transactions Mgmt For For For
13 Related Party Transactions Mgmt For For For
14 Related Party Transactions Mgmt For For For
15 Related Party Transactions Mgmt For For For
16 Related Party Transactions Mgmt For For For
17 Related Party Transactions Mgmt For For For
18 Related Party Transactions Mgmt For For For
19 Related Party Transactions Mgmt For For For
20 Related Party Transactions Mgmt For For For
21 Related Party Transactions Mgmt For For For
22 Related Party Transactions Mgmt For For For
23 Related Party Transactions Mgmt For For For
24 Related Party Transactions Mgmt For For For
25 Related Party Transactions Mgmt For For For
26 Related Party Transactions Mgmt For For For
27 Related Party Transactions Mgmt For For For
28 Related Party Transactions Mgmt For For For
29 Related Party Transactions Mgmt For For For
30 Related Party Transactions Mgmt For For For
31 Related Party Transactions Mgmt For For For
32 Related Party Transactions Mgmt For For For
33 Related Party Transactions Mgmt For For For
34 Related Party Transactions Mgmt For For For
35 Elect Andrey Akimov Mgmt N/A Abstain N/A
36 Elect Alexander Ananenkov Mgmt N/A Abstain N/A
37 Elect Farit Gazizullin Mgmt N/A Abstain N/A
38 Elect Viktor Zubkov Mgmt N/A Abstain N/A
39 Elect Elena Karpel Mgmt N/A Abstain N/A
40 Elect Alexey Miller Mgmt N/A Abstain N/A
41 Elect Valery Musin Mgmt N/A For N/A
42 Elect Elvira Nabiullina Mgmt N/A Abstain N/A
43 Elect Mikhail Sereda Mgmt N/A Abstain N/A
44 Elect Sergey Shmatko Mgmt N/A Abstain N/A
45 Elect Igor Yusufov Mgmt N/A Abstain N/A
46 Elect Dmitry Arkhipov Mgmt N/A Abstain N/A
47 Elect Andrey Belobrov Mgmt N/A For N/A
48 Elect Vadim Bikulov Mgmt N/A For N/A
49 Elect Aleksey Mironov Mgmt N/A For N/A
50 Elect Lidiya Morozova Mgmt N/A For N/A
51 Elect Anna Nesterova Mgmt N/A For N/A
52 Elect Yury Nosov Mgmt N/A Abstain N/A
53 Elect Karen Oganyan Mgmt N/A For N/A
54 Elect Konstantin Pesotsky Mgmt N/A For N/A
55 Elect Maria Tikhonova Mgmt N/A For N/A
56 Elect Aleksandr Yugov Mgmt N/A For N/A
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP9 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
Halliburton
Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP9 406216101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect S. Malcolm Gillis Mgmt For Against Against
6 Elect Abdallah Jum'ah Mgmt For For For
7 Elect David Lesar Mgmt For For For
8 Elect Robert Malone Mgmt For For For
9 Elect J. Landis Martin Mgmt For Against Against
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Helmerich &
Payne,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP9 423452101 03/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Zeglis Mgmt For For For
1.2 Elect William Armstrong Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Long-Term Incentive Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP9 42809H107 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edith Holiday Mgmt For For For
2 Elect John Mullin, III Mgmt For For For
3 Elect F. Borden Walker Mgmt For For For
4 Elect Robert Wilson Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Amendment to the Performance Mgmt For For For
Incentive Plan for Senior
Officers
Holly Corporation
Ticker Security ID: Meeting Date Meeting Status
HOC CUSIP9 435758305 06/28/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
and Company Name
Change
3 Right to Adjourn Meeting Mgmt For For For
Imperial Oil
Limited
Ticker Security ID: Meeting Date Meeting Status
IMO CUSIP9 453038408 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Krystyna Hoeg Mgmt For For For
2.2 Elect Bruce March Mgmt For For For
2.3 Elect Jack Mintz Mgmt For For For
2.4 Elect Robert Olsen Mgmt For For For
2.5 Elect David Sutherland Mgmt For For For
2.6 Elect Sheelagh Whittaker Mgmt For For For
2.7 Elect Victor Young Mgmt For For For
Marathon Oil
Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP9 565849106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gregory Boyce Mgmt For For For
2 Elect Pierre Brondeau Mgmt For For For
3 Elect Clarence Cazalot, Jr. Mgmt For For For
4 Elect David Daberko Mgmt For Against Against
5 Elect William Davis, III Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Philip Lader Mgmt For Against Against
8 Elect Charles Lee Mgmt For For For
9 Elect Michael Phelps Mgmt For Against Against
10 Elect Dennis Reilley Mgmt For Against Against
11 Elect Seth Schofield Mgmt For Against Against
12 Elect John Snow Mgmt For Against Against
13 Elect Thomas Usher Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Right to Call a Mgmt For For For
Special
Meeting
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Safety
Report
Massey Energy
Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP9 576206106 10/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Cumulative Voting Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw
Amendments
4 Elimination of Supermajority Mgmt For For For
Requirement Related to Business
Combinations
5 Restoration of Right to Call a Mgmt For For For
Special
Meeting
6 Increase of Authorized Common Stock Mgmt For Against Against
Matrix Service
Company
Ticker Security ID: Meeting Date Meeting Status
MTRX CUSIP9 576853105 12/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Bradley Mgmt For For For
1.2 Elect Michael Hall Mgmt For For For
1.3 Elect I. Edgar Hendrix Mgmt For Withhold Against
1.4 Elect Paul Lackey Mgmt For Withhold Against
1.5 Elect Tom Maxwell Mgmt For Withhold Against
1.6 Elect David Tippeconnic Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
MEMC Electronic
Materials,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WFR CUSIP9 552715104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Blackmore Mgmt For For For
2 Elect Ahmad Chatila Mgmt For For For
3 Elect Marshall Turner, Jr. Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Murphy Oil
Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP9 626717102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Blue Mgmt For For For
2 Elect Claiborne Deming Mgmt For For For
3 Elect Robert Hermes Mgmt For Against Against
4 Elect James Kelley Mgmt For For For
5 Elect R. Madison Murphy Mgmt For For For
6 Elect William Nolan, Jr. Mgmt For For For
7 Elect Neal Schmale Mgmt For For For
8 Elect David Smith Mgmt For For For
9 Elect Caroline Theus Mgmt For For For
10 Elect David Wood Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Occidental
Petroleum
Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP9 674599105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Rodolfo Segovia Mgmt For For For
11 Elect Aziz Syriani Mgmt For For For
12 Elect Rosemary Tomich Mgmt For For For
13 Elect Walter Weisman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
Peabody Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP9 704549104 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William Coley Mgmt For For For
1.3 Elect William James Mgmt For For For
1.4 Elect Robert Karn III Mgmt For For For
1.5 Elect M. Frances Keeth Mgmt For For For
1.6 Elect Henry Lentz Mgmt For For For
1.7 Elect Robert Malone Mgmt For For For
1.8 Elect William Rusnack Mgmt For For For
1.9 Elect John Turner Mgmt For For For
1.10 Elect Sandra Van Trease Mgmt For For For
1.11 Elect Alan Washkowitz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 2011 Long-Term Equity Incentive Plan Mgmt For For For
Repsol-YPF SA
Ticker Security ID: Meeting Date Meeting Status
REP CUSIP9 76026T205 04/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Board Acts Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendments to Articles; Amendments Mgmt For For For
to General Meeting
Regulations
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Elect Antonio Brufau Niubo Mgmt For For For
8 Elect Luis Fernando del Rivero Mgmt For For For
Asensio
9 Elect Juan Abello Gallo Mgmt For For For
10 Elect Luis Carlos Croissier Batista Mgmt For For For
11 Elect A?ngel Durandez Adeva Mgmt For For For
12 Elect Jose Manuel Loureda Mantinan Mgmt For For For
13 Elect Mario Fernandez Pelaz Mgmt For For For
14 Co-Investment Plan Mgmt For For For
15 Share Purchase Plan Mgmt For For For
16 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive
Rights
17 Authority to Carry Out Formalities Mgmt For For For
Schlumberger
Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP9 806857108 04/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Philippe Camus Mgmt For For For
2 Elect Peter Currie Mgmt For For For
3 Elect Andrew Gould Mgmt For For For
4 Elect Tony Isaac Mgmt For Against Against
5 Elect K.V. Kamath Mgmt For For For
6 Elect Nikolay Kudryavtsev Mgmt For For For
7 Elect Adrian Lajous Mgmt For For For
8 Elect Michael Marks Mgmt For For For
9 Elect Elizabeth Moler Mgmt For For For
10 Elect Leo Reif Mgmt For For For
11 Elect Tore Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Elect Paal Kibsgaard Mgmt For For For
14 Elect Lubna Olayan Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Increase of Authorized Common Stock Mgmt For For For
18 Amendements to Articles Mgmt For For For
19 Approval of Financial Statements and Mgmt For For For
Dividends
20 Ratification of Auditor Mgmt For For For
Ship Finance
International
Limited
Ticker Security ID: Meeting Date Meeting Status
SFL CUSIP9 G81075106 09/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Leand Mgmt For For For
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Hans Petter Aas Mgmt For Against Against
4 Elect Cecilie Fredriksen Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Directors' Fees Mgmt For For For
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
386 CUSIP9 16941R108 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Surplus Common Reserve Mgmt For For For
Funds
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Declare Interim Mgmt For For For
Dividends
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Issuance of Debt Financing Mgmt For For For
Instruments
9 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
10 Elect FU Chengyu Mgmt For For For
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP9 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Esrey Mgmt For For For
1.2 Elect Gregory Ebel Mgmt For For For
1.3 Elect Austin Adams Mgmt For For For
1.4 Elect Paul Anderson Mgmt For For For
1.5 Elect Pamela Carter Mgmt For For For
1.6 Elect F. Anthony Comper Mgmt For For For
1.7 Elect Peter Hamilton Mgmt For For For
1.8 Elect Dennis Hendrix Mgmt For For For
1.9 Elect Michael McShane Mgmt For For For
1.10 Elect Joseph Netherland Mgmt For For For
1.11 Elect Michael Phelps Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Long-Term Mgmt For For For
Incentive
PLan
4 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
SunPower
Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWRA CUSIP9 867652109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas McDaniel Mgmt For For For
1.2 Elect Thomas Werner Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tesoro
Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP9 881609101 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rodney Chase Mgmt For For For
2 Elect Gregory Goff Mgmt For For For
3 Elect Robert Goldman Mgmt For For For
4 Elect Steven Grapstein Mgmt For For For
5 Elect Jim Nokes Mgmt For Against Against
6 Elect Susan Tomasky Mgmt For For For
7 Elect Michael Wiley Mgmt For Against Against
8 Elect Patrick Yang Mgmt For For For
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 2011 Long-Term Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP9 886423102 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect Morris Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Jon Madonna Mgmt For For For
1.7 Elect Joseph Netherland Mgmt For For For
1.8 Elect Richard Pattarozzi Mgmt For For For
1.9 Elect Nicholas Sutton Mgmt For For For
1.10 Elect Cindy Taylor Mgmt For For For
1.11 Elect Dean Taylor Mgmt For For For
1.12 Elect Jack Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP9 H8817H100 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Transfer of Reserves Mgmt For For For
5 Amendment to Par Value Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Increase in Authorized Capital Mgmt For For For
8 Board Size Mgmt For For For
9 Elect Jagjeet Bindra Mgmt For For For
10 Elect Steve Lucas Mgmt For For For
11 Elect Tan Ek Kia Mgmt For For For
12 Elect Martin McNamara Mgmt For For For
13 Elect Ian Strachan Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Valero Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP9 91913Y100 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Calgaard Mgmt For For For
2 Elect Stephen Waters Mgmt For For For
3 Elect Randall Weisenburger Mgmt For For For
4 Elect Rayford Wilkins Jr. Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 2011 Omnibus Stock Incentive Plan Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
(2)
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Safety
Report
Weatherford
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP9 H27013103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Financial Statements Mgmt For For For
2 Ratification of Board and Management Mgmt For Against Against
Acts
3 Elect Bernard Duroc-Danner Mgmt For For For
4 Elect Samuel Bodman III Mgmt For For For
5 Elect Nicholas Brady Mgmt For For For
6 Elect David Butters Mgmt For Against Against
7 Elect William Macaulay Mgmt For For For
8 Elect Robert Millard Mgmt For For For
9 Elect Robert Moses, Jr. Mgmt For Against Against
10 Elect Guillermo Ortiz Martinez Mgmt For For For
11 Elect Emyr Parry Mgmt For For For
12 Elect Robert Rayne Mgmt For Against Against
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
World Fuel
Services
Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP9 981475106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Stebbins Mgmt For For For
1.2 Elect Michael Kasbar Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Richard Kassar Mgmt For Withhold Against
1.5 Elect Myles Klein Mgmt For For For
1.6 Elect John Manley Mgmt For For For
1.7 Elect J. Thomas Presby Mgmt For For For
1.8 Elect Stephen Roddenberry Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Item 5: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Equity Income Fund
Reporting Period: 07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP9 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Advance America,
Cash Advance
Centers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEA CUSIP9 00739W107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Webster IV Mgmt For For For
1.2 Elect Robert Chapman III Mgmt For For For
1.3 Elect Tony Colletti Mgmt For For For
1.4 Elect Kenneth Compton Mgmt For For For
1.5 Elect Gardner Courson Mgmt For For For
1.6 Elect Anthony Grant Mgmt For For For
1.7 Elect Thomas Hannah Mgmt For For For
1.8 Elect Donovan Langford III Mgmt For For For
1.9 Elect J. Patrick O'Shaughnessy Mgmt For Withhold Against
1.10 Elect W. Nisbet Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP9 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For For For
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
Alliance
Resource
Partners,
LP
Ticker Security ID: Meeting Date Meeting Status
ARLP CUSIP9 01877R108 04/01/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 NON-VOTING AGENDA Mgmt For N/A N/A
American
Electric Power
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP9 025537101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Anderson Mgmt For For For
2 Elect James Cordes Mgmt For For For
3 Elect Ralph Crosby, Jr. Mgmt For For For
4 Elect Linda Goodspeed Mgmt For For For
5 Elect Thomas Hoaglin Mgmt For For For
6 Elect Lester Hudson, Jr. Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Richard Notebaert Mgmt For For For
9 Elect Lionel Nowell III Mgmt For For For
10 Elect Richard Sandor Mgmt For For For
11 Elect Kathryn Sullivan Mgmt For For For
12 Elect Sara Tucker Mgmt For For For
13 Elect John Turner Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Annaly Capital
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP9 035710409 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Farrell Mgmt For For For
2 Elect Jonathan Green Mgmt For Against Against
3 Elect John Lambiase Mgmt For Against Against
4 Increase of Authorized Common Stock Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Anworth Mortgage
Asset
Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP9 037347101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd McAdams Mgmt For For For
2 Elect Lee Ault, III Mgmt For Against Against
3 Elect Charles Black Mgmt For For For
4 Elect Joe Davis Mgmt For For For
5 Elect Robert Davis Mgmt For For For
6 Elect Joseph McAdams Mgmt For For For
7 Externalization of Management Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
Apollo
Investment
Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP9 03761U106 08/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Elliot Stein, Jr. Mgmt For For For
1.2 Elect Bradley Wechsler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval to Sell Shares of Common Mgmt For For For
Stock Below Net Asset
Value
Automatic Data
Processing,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP9 053015103 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Leon Cooperman Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect Linda Gooden Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect John Jones Mgmt For For For
1.9 Elect Sharon Rowlands Mgmt For For For
1.10 Elect Enrique Salem Mgmt For For For
1.11 Elect Gregory Summe Mgmt For For For
2 Amendment to the Employees' Mgmt For For For
Savings-Stock Purchase
Plan
3 Ratification of Auditor Mgmt For For For
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP9 05534B760 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barry Allen Mgmt For For For
1.2 Elect Andre Berard Mgmt For For For
1.3 Elect Ronald Brenneman Mgmt For For For
1.4 Elect Sophie Brochu Mgmt For For For
1.5 Elect Robert Brown Mgmt For For For
1.6 Elect George Cope Mgmt For For For
1.7 Elect Anthony Fell Mgmt For For For
1.8 Elect Edward Lumley Mgmt For For For
1.9 Elect Thomas O'Neill Mgmt For For For
1.10 Elect Robert Simmonds Mgmt For For For
1.11 Elect Carole Taylor Mgmt For For For
1.12 Elect Paul Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against Against For
Critical Mass of Women on
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information on the
Comparison of Compensation with
Peers
BGC PARTNERS,
INC.
Ticker Security ID: Meeting Date Meeting Status
BGCP CUSIP9 05541T101 12/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Lutnick Mgmt For Withhold Against
1.2 Elect John Dalton Mgmt For Withhold Against
1.3 Elect Stephen Curwood Mgmt For Withhold Against
1.4 Elect Barry Sloane Mgmt For Withhold Against
1.5 Elect Albert Weis Mgmt For Withhold Against
Brinker
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EAT CUSIP9 109641100 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Brooks Mgmt For For For
1.2 Elect Joseph DePinto Mgmt For For For
1.3 Elect Harriet Edelman Mgmt For For For
1.4 Elect Marvin Girouard Mgmt For For For
1.5 Elect John Mims Mgmt For For For
1.6 Elect George Mrkonic, Jr. Mgmt For For For
1.7 Elect Erle Nye Mgmt For For For
1.8 Elect Rosendo Parra Mgmt For For For
1.9 Elect Cece Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Re-approval of the Profit Sharing Mgmt For For For
Plan
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP9 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Elliott Sigal Mgmt For For For
11 Elect Togo West, Jr. Mgmt For For For
12 Elect R. Sanders Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Pharmaceutical Price
Restraints
Capital One
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP9 14040H105 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Patrick Gross Mgmt For Against Against
2 Elect Ann Hackett Mgmt For For For
3 Elect Pierre Leroy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Chevron
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP9 166764100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Robert Eaton Mgmt For For For
4 Elect Chuck Hagel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect George Kirkland Mgmt For For For
7 Elect Donald Rice Mgmt For For For
8 Elect Kevin Sharer Mgmt For For For
9 Elect Charles Shoemate Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Ronald Sugar Mgmt For For For
12 Elect Carl Ware Mgmt For Against Against
13 Elect John Watson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Executive Pay to
Sustainability
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Financial Risks of Climate
Change
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Offshore Drilling
Report
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP9 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
ConAgra Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP9 205887102 09/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mogens Bay Mgmt For For For
1.2 Elect Stephen Butler Mgmt For For For
1.3 Elect Steven Goldstone Mgmt For For For
1.4 Elect Joie Gregor Mgmt For For For
1.5 Elect Rajive Johri Mgmt For For For
1.6 Elect W.G. Jurgensen Mgmt For Withhold Against
1.7 Elect Richard Lenny Mgmt For For For
1.8 Elect Ruth Ann Marshall Mgmt For For For
1.9 Elect Gary Rodkin Mgmt For For For
1.10 Elect Andrew Schindler Mgmt For For For
1.11 Elect Kenneth Stinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP9 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against Against For
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
Darden
Restaurants,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP9 237194105 09/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect Christopher Fraleigh Mgmt For For For
1.4 Elect Victoria Harker Mgmt For For For
1.5 Elect David Hughes Mgmt For For For
1.6 Elect Charles Ledsinger, Jr. Mgmt For For For
1.7 Elect William Lewis, Jr. Mgmt For For For
1.8 Elect Connie Mack III Mgmt For For For
1.9 Elect Andrew Madsen Mgmt For For For
1.10 Elect Clarence Otis Jr. Mgmt For For For
1.11 Elect Michael Rose Mgmt For For For
1.12 Elect Maria Sastre Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For For For
incentive
Plan
3 Ratification of Auditor Mgmt For For For
Diebold,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
DBD CUSIP9 253651103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick Allender Mgmt For For For
1.2 Elect Bruce Byrnes Mgmt For For For
1.3 Elect Mei-Wei Cheng Mgmt For For For
1.4 Elect Phillip Cox Mgmt For For For
1.5 Elect Richard Crandall Mgmt For Withhold Against
1.6 Elect Gale Fitzgerald Mgmt For For For
1.7 Elect Phillip Lassiter Mgmt For For For
1.8 Elect John Lauer Mgmt For For For
1.9 Elect Thomas Swidarski Mgmt For For For
1.10 Elect Henry Wallace Mgmt For Withhold Against
1.11 Elect Alan Weber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Dime Community
Bancshares,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DCOM CUSIP9 253922108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Clark, Jr. Mgmt For For For
1.2 Elect Steven Cohn Mgmt For For For
1.3 Elect John Flynn Mgmt For For For
1.4 Elect Kenneth Mahon Mgmt For Withhold Against
1.5 Elect Kathleen Nelson Mgmt For For For
1.6 Elect Robert Golden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Dominion
Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP9 25746U109 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Barr Mgmt For For For
2 Elect Peter Brown Mgmt For Against Against
3 Elect George Davidson, Jr. Mgmt For For For
4 Elect Helen Dragas Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect John Harris Mgmt For Against Against
7 Elect Robert Jepson, Jr. Mgmt For For For
8 Elect Mark Kington Mgmt For For For
9 Elect Margaret McKenna Mgmt For For For
10 Elect Frank Royal Mgmt For Against Against
11 Elect Robert Spilman, Jr. Mgmt For For For
12 Elect David Wollard Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Mountaintop Removal Coal
Mining
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of 20% Renewable
Energy
Goal
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Coal
Risk
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Nuclear Power Plant
Construction
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Benefits
E. I. du Pont de
Nemours and
Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP9 263534109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Brown Mgmt For For For
2 Elect Robert Brown Mgmt For For For
3 Elect Bertrand Collomb Mgmt For For For
4 Elect Curtis Crawford Mgmt For For For
5 Elect Alexander Cutler Mgmt For For For
6 Elect Eleuthere Du Pont Mgmt For For For
7 Elect Marillyn Hewson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Ellen Kullman Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Equity and Mgmt For For For
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered
Organisms
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Comparison Between Executive and
Employee
Pay
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP9 278058102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Barrett Mgmt For For For
2 Elect Todd Bluedorn Mgmt For For For
3 Elect Ned Lautenbach Mgmt For For For
4 Elect Gregory Page Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Elimination of Cumulative Voting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Eli Lilly and
Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP9 532457108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Eskew Mgmt For For For
2 Elect Alfred Gilman Mgmt For For For
3 Elect Karen Horn Mgmt For Against Against
4 Elect John Lechleiter Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Repeal of Classified Board Mgmt For For For
9 Elimination of Supermajority Mgmt For For For
Requirements
10 Executive Officer Incentive Plan Mgmt For For For
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP9 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sexual Orientation and Gender
identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Technology and Products
to Become Environmentally
Sustainable
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emission
Goals
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP9 337932107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Julia Johnson Mgmt For For For
1.8 Elect Ted Kleisner Mgmt For For For
1.9 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.10 Elect Catherine Rein Mgmt For Withhold Against
1.11 Elect George Smart Mgmt For Withhold Against
1.12 Elect Wesley Taylor Mgmt For Withhold Against
1.13 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to Right to Call a Special Mgmt For For For
Meeting
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Coal Combustion
Waste
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Coal
Risk
Frontline Ltd.
Ticker Security ID: Meeting Date Meeting Status
FRO CUSIP9 G3682E127 09/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Frixos Savvides Mgmt For For For
4 Elect Tony Curry Mgmt For For For
5 Elect Cecilie Fredriksen Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Directors' Fees Mgmt For For For
General Dynamics
Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP9 369550108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For For For
5 Elect Jay Johnson Mgmt For For For
6 Elect George Joulwan Mgmt For For For
7 Elect Paul Kaminski Mgmt For For For
8 Elect John Keane Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect William Osborn Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
16 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP9 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
Genuine Parts
Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP9 372460105 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Holder Mgmt For For For
1.6 Elect John Johns Mgmt For For For
1.7 Elect Michael Johns Mgmt For For For
1.8 Elect J. Hicks Lanier Mgmt For For For
1.9 Elect Robert Loudermilk, Jr. Mgmt For For For
1.10 Elect Wendy Needham Mgmt For For For
1.11 Elect Jerry Nix Mgmt For Withhold Against
1.12 Elect Gary Rollins Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP9 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP9 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect Shirley Jackson Mgmt For For For
6 Elect Andrew Liveris Mgmt For Against Against
7 Elect W. James McNerney, Jr. Mgmt For For For
8 Elect James Owens Mgmt For For For
9 Elect Samuel Palmisano Mgmt For For For
10 Elect Joan Spero Mgmt For For For
11 Elect Sidney Taurel Mgmt For For For
12 Elect Lorenzo Hector Zambrano Trevino Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP9 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For For For
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For For For
9 Elect Fedric Reynolds Mgmt For For For
10 Elect Irene Rosenfeld Mgmt For For For
11 Elect Jean-Francois van Boxmeer Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For For For
Lincare Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCR CUSIP9 532791100 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Byrnes Mgmt For For For
1.2 Elect Stuart Altman Mgmt For For For
1.3 Elect Chester Black Mgmt For Withhold Against
1.4 Elect Angela Bryant Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect William Miller III Mgmt For For For
1.7 Elect Ellen Zane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Linear
Technology
Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP9 535678106 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Swanson, Jr. Mgmt For For For
1.2 Elect Lothar Maier Mgmt For For For
1.3 Elect Arthur Agnos Mgmt For For For
1.4 Elect John Gordon Mgmt For For For
1.5 Elect David Lee Mgmt For Withhold Against
1.6 Elect Richard Moley Mgmt For Withhold Against
1.7 Elect Thomas Volpe Mgmt For For For
2 2010 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Manulife
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
MFC CUSIP9 56501R106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Linda Bammann Mgmt For For For
1.2 Elect Joseph Caron Mgmt For For For
1.3 Elect John Cassaday Mgmt For For For
1.4 Elect Gail Cook-Bennett Mgmt For For For
1.5 Elect Thomas d'Aquino Mgmt For For For
1.6 Elect Richard DeWolfe Mgmt For For For
1.7 Elect Robert Dineen, Jr. Mgmt For For For
1.8 Elect Donald Guloien Mgmt For For For
1.9 Elect Scott Hand Mgmt For For For
1.10 Elect Robert Harding Mgmt For For For
1.11 Elect Luther Helms Mgmt For For For
1.12 Elect Donald Lindsay Mgmt For For For
1.13 Elect Lorna Marsden Mgmt For For For
1.14 Elect John Palmer Mgmt For For For
1.15 Elect Hugh Sloan, Jr. Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Shareholder Proposal Regarding Mgmt Against Against For
Critical Mass of Women on
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
Maxim Integrated
Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP9 57772K101 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tunc Doluca Mgmt For For For
1.2 Elect B. Kipling Hagopian Mgmt For Withhold Against
1.3 Elect James Bergman Mgmt For Withhold Against
1.4 Elect Joseph Bronson Mgmt For For For
1.5 Elect Robert Grady Mgmt For Withhold Against
1.6 Elect William Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Employee Stock Mgmt For For For
Purchase
Plan
4 Amendment to the 1996 Stock Mgmt For For For
Incentive
Plan
MFA Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP9 55272X102 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Blank Mgmt For For For
1.2 Elect William Gorin Mgmt For For For
2 Increase of Authorized Capital Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP9 Y62196103 12/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Spyridon Magoulas Mgmt For For For
1.2 Elect Ted Petrone Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Northrop Grumman
Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP9 666807102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For Against Against
3 Elect Victor Fazio Mgmt For Against Against
4 Elect Donald Felsinger Mgmt For Against Against
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For Against Against
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For Against Against
9 Elect Richard Myers Mgmt For Against Against
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Stock Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Nstar
Ticker Security ID: Meeting Date Meeting Status
NST CUSIP9 67019E107 03/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP9 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For For For
1.3 Elect Christopher Kearney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
NYSE Euronext
Ticker Security ID: Meeting Date Meeting Status
NYX CUSIP9 629491101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andre Bergen Mgmt For For For
2 Elect Ellyn Brown Mgmt For For For
3 Elect Marshall Carter Mgmt For For For
4 Elect Dominique Cerutti Mgmt For For For
5 Elect Patricia Cloherty Mgmt For For For
6 Elect George Cox Mgmt For For For
7 Elect Sylvain Hefes Mgmt For For For
8 Elect Jan-Michiel Hessels Mgmt For For For
9 Elect Duncan McFarland Mgmt For For For
10 Elect James McNulty Mgmt For Against Against
11 Elect Duncan Niederauer Mgmt For For For
12 Elect Ricardo Espirito Santo Salgado Mgmt For For For
13 Elect Robert Scott Mgmt For For For
14 Elect Jackson Tai Mgmt For For For
15 Elect Rijnhard van Tets Mgmt For For For
16 Elect Brian Williamson Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Amendment to Supermajority Mgmt For For For
Requirement
19 Advisory Vote on Executive Mgmt For Against Against
Compensation
20 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP9 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For For For
5 Elect Frances Fergusson Mgmt For For For
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For For For
9 Elect George Lorch Mgmt For For For
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For For For
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
Philip Morris
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP9 718172109 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Jennifer Li Mgmt For For For
6 Elect Graham Mackay Mgmt For For For
7 Elect Sergio Marchionne Mgmt For Against Against
8 Elect Lucio Noto Mgmt For For For
9 Elect Carlos Slim Helu Mgmt For For For
10 Elect Stephen Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco
Use
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP9 724479100 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rodney Adkins Mgmt For For For
2 Elect Murray Martin Mgmt For For For
3 Elect Michael Roth Mgmt For For For
4 Elect Robert Weissman Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors from
Office
7 Elimination of Supermajority Mgmt For For For
Requirement for Certain Business
Combinations
8 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment, Adoption or Repeal of
Certificate
Provisions
9 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Alteration,
Adoption, Amendment or
Repeal
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Amendment to the Key Employees Mgmt For For For
Incentive
Plan
13 Amendment to the 2007 Stock Plan Mgmt For For For
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP9 736508847 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Kirby Dyess Mgmt For For For
1.5 Elect Peggy Fowler Mgmt For For For
1.6 Elect Mark Ganz Mgmt For For For
1.7 Elect Corbin McNeill, Jr. Mgmt For For For
1.8 Elect Neil Nelson Mgmt For For For
1.9 Elect M. Lee Pelton Mgmt For For For
1.10 Elect James Piro Mgmt For For For
1.11 Elect Robert Reid Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP9 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Repsol-YPF SA
Ticker Security ID: Meeting Date Meeting Status
REP CUSIP9 76026T205 04/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Board Acts Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendments to Articles; Amendments Mgmt For For For
to General Meeting
Regulations
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Elect Antonio Brufau Niubo Mgmt For For For
8 Elect Luis Fernando del Rivero Mgmt For For For
Asensio
9 Elect Juan Abello Gallo Mgmt For For For
10 Elect Luis Carlos Croissier Batista Mgmt For For For
11 Elect A?ngel Durandez Adeva Mgmt For For For
12 Elect Jose Manuel Loureda Mantinan Mgmt For For For
13 Elect Mario Fernandez Pelaz Mgmt For For For
14 Co-Investment Plan Mgmt For For For
15 Share Purchase Plan Mgmt For For For
16 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive
Rights
17 Authority to Carry Out Formalities Mgmt For For For
Royal Dutch
Shell
plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP9 780259206 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Linda Stuntz Mgmt For For For
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Malcolm Brinded Mgmt For For For
6 Elect Guy Elliott Mgmt For For For
7 Elect Simon Henry Mgmt For For For
8 Elect Charles Holliday, Jr. Mgmt For For For
9 Elect Lord John Kerr of Kinlochard Mgmt For For For
10 Elect Gerard Kleisterlee Mgmt For For For
11 Elect Christine Morin-Postel Mgmt For For For
12 Elect Jorma Ollila Mgmt For For For
13 Elect Jeroen van der Veer Mgmt For For For
14 Elect Peter Voser Mgmt For For For
15 Elect Hans Wijers Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authorisation of Political Donations Mgmt For For For
RPM
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP9 749685103 10/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Daberko Mgmt For Withhold Against
1.2 Elect William Papenbrock Mgmt For Withhold Against
1.3 Elect Frank Sullivan Mgmt For For For
1.4 Elect Thomas Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Sara Lee
Corporation
Ticker Security ID: Meeting Date Meeting Status
SLE CUSIP9 803111103 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Christopher Begley Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Virgis Colbert Mgmt For Against Against
4 Elect James Crown Mgmt For For For
5 Elect Laurette Koellner Mgmt For For For
6 Elect Cornelis van Lede Mgmt For For For
7 Elect John McAdam Mgmt For For For
8 Elect Ian Prosser Mgmt For For For
9 Elect Norman Sorensen Mgmt For For For
10 Elect Jeffrey Ubben Mgmt For For For
11 Elect Jonathan Ward Mgmt For For For
12 Ratification of Auditor Mgmt For For For
Ship Finance
International
Limited
Ticker Security ID: Meeting Date Meeting Status
SFL CUSIP9 G81075106 09/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Leand Mgmt For For For
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Hans Petter Aas Mgmt For Against Against
4 Elect Cecilie Fredriksen Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Directors' Fees Mgmt For For For
SK Telecom
Ticker Security ID: Meeting Date Meeting Status
17670 CUSIP9 78440P108 03/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Amendments to Executive Officer Mgmt For For For
Retirement Allowance
Policy
4 Election of Directors (Slate) Mgmt For For For
5 Election of Independent Directors Mgmt For For For
(Slate)
6 Election of Audit Committee Members Mgmt For For For
(Slate)
Sonoco Products
Company
Ticker Security ID: Meeting Date Meeting Status
SON CUSIP9 835495102 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Coker Mgmt For For For
1.2 Elect James Micali Mgmt For Withhold Against
1.3 Elect Lloyd Newton Mgmt For For For
1.4 Elect Marc Oken Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP9 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Esrey Mgmt For For For
1.2 Elect Gregory Ebel Mgmt For For For
1.3 Elect Austin Adams Mgmt For For For
1.4 Elect Paul Anderson Mgmt For For For
1.5 Elect Pamela Carter Mgmt For For For
1.6 Elect F. Anthony Comper Mgmt For For For
1.7 Elect Peter Hamilton Mgmt For For For
1.8 Elect Dennis Hendrix Mgmt For For For
1.9 Elect Michael McShane Mgmt For For For
1.10 Elect Joseph Netherland Mgmt For For For
1.11 Elect Michael Phelps Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Long-Term Mgmt For For For
Incentive
PLan
4 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Sun Life
Financial
Inc.
Ticker Security ID: Meeting Date Meeting Status
SLF CUSIP9 866796105 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect Richard Booth Mgmt For For For
1.3 Elect Jon Boscia Mgmt For For For
1.4 Elect John Clappison Mgmt For For For
1.5 Elect David Ganong Mgmt For For For
1.6 Elect Martin Glynn Mgmt For For For
1.7 Elect Krystyna Hoeg Mgmt For For For
1.8 Elect David Kerr Mgmt For For For
1.9 Elect Idalene Kesner Mgmt For For For
1.10 Elect Mitchell Merin Mgmt For For For
1.11 Elect Ronald Osborne Mgmt For For For
1.12 Elect Hugh Segal Mgmt For For For
1.13 Elect Donald Stewart Mgmt For For For
1.14 Elect James Sutcliffe Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
TECO Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
TE CUSIP9 872375100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect DuBose Ausley Mgmt For Against Against
2 Elect James Ferman, Jr. Mgmt For For For
3 Elect Paul Whiting Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP9 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory Brenneman Mgmt For For For
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Ronald Sargent Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Restoration of Written Consent Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
CUMULATIVE
VOTING
16 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EMPLOYMENT DIVERSITY
REPORT
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Electioneering
Expenditure
Thomson Reuters
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRI CUSIP9 884903105 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Thomson Mgmt For For For
1.2 Elect W. Geoffrey Beattie Mgmt For For For
1.3 Elect Thomas Glocer Mgmt For For For
1.4 Elect Manvinder Banga Mgmt For For For
1.5 Elect Mary Cirillo Mgmt For For For
1.6 Elect Steven Denning Mgmt For For For
1.7 Elect Lawton Fitt Mgmt For For For
1.8 Elect Roger Martin Mgmt For For For
1.9 Elect Sir Deryck Maughan Mgmt For For For
1.10 Elect Kenneth Olisa Mgmt For For For
1.11 Elect Vance Opperman Mgmt For For For
1.12 Elect John Thompson Mgmt For For For
1.13 Elect Peter Thomson Mgmt For For For
1.14 Elect John Tory Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP9 886423102 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect Morris Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Jon Madonna Mgmt For For For
1.7 Elect Joseph Netherland Mgmt For For For
1.8 Elect Richard Pattarozzi Mgmt For For For
1.9 Elect Nicholas Sutton Mgmt For For For
1.10 Elect Cindy Taylor Mgmt For For For
1.11 Elect Dean Taylor Mgmt For For For
1.12 Elect Jack Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TransCanada
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP9 89353D107 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kevin Benson Mgmt For For For
1.2 Elect Derek Burney Mgmt For For For
1.3 Elect Wendy Dobson Mgmt For For For
1.4 Elect E. Linn Draper, Jr. Mgmt For For For
1.5 Elect Paule Gauthier Mgmt For For For
1.6 Elect Russell Girling Mgmt For For For
1.7 Elect S. Barry Jackson Mgmt For For For
1.8 Elect Paul Joskow Mgmt For For For
1.9 Elect John MacNaughton Mgmt For For For
1.10 Elect David O'Brien Mgmt For For For
1.11 Elect W. Thomas Stephens Mgmt For For For
1.12 Elect D. Michael Stewart Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Tupperware
Brands
Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP9 899896104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Catherine Bertini Mgmt For For For
2 Elect Rita Bornstein Mgmt For For For
3 Elect Kriss Cloninger III Mgmt For For For
4 Elect E. V. Goings Mgmt For For For
5 Elect Clifford Grum Mgmt For For For
6 Elect Joe Lee Mgmt For For For
7 Elect Bob Marbut Mgmt For For For
8 Elect Angel Martinez Mgmt For For For
9 Elect Antonio Monteiro de Castro Mgmt For For For
10 Elect Robert Murray Mgmt For For For
11 Elect David Parker Mgmt For For For
12 Elect Joyce Roche Mgmt For For For
13 Elect J. Patrick Spainhour Mgmt For For For
14 Elect M. Anne Szostak Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tyco Electronics
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP9 H8912P106 03/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pierre Brondeau Mgmt For For For
2 Elect Juergen Gromer Mgmt For For For
3 Elect Robert Hernandez Mgmt For For For
4 Elect Thomas Lynch Mgmt For For For
5 Elect Daniel Phelan Mgmt For For For
6 Elect Frederic Poses Mgmt For For For
7 Elect Lawrence Smith Mgmt For For For
8 Elect Paula Sneed Mgmt For For For
9 Elect David Steiner Mgmt For For For
10 Elect John Van Scoter Mgmt For For For
11 2010 Annual Report Mgmt For For For
12 Statutory Financial Statements Mgmt For For For
13 Consolidated Financial Statements Mgmt For For For
14 Release Board of Directors and Mgmt For For For
Executive
Officers
15 Deloitte & Touche Mgmt For For For
16 Deloitte AG, Zurich Mgmt For For For
17 PricewaterhouseCoopers AG, Zurich Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
20 Dividend Payment/Reduction of Par Mgmt For For For
Value
21 Change in Company Name Mgmt For For For
22 Renewal of Authorized Capital Mgmt For For For
23 Reduction of Share Capital Under the Mgmt For For For
Share Repurchase
Program
24 Share Repurchase Program Mgmt For For For
25 Right to Adjourn Meeting Mgmt For For For
Tyco Electronics
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP9 H8912P106 03/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pierre Brondeau Mgmt For For For
2 Elect Juergen Gromer Mgmt For For For
3 Elect Robert Hernandez Mgmt For For For
4 Elect Thomas Lynch Mgmt For For For
5 Elect Daniel Phelan Mgmt For For For
6 Elect Frederic Poses Mgmt For For For
7 Elect Lawrence Smith Mgmt For For For
8 Elect Paula Sneed Mgmt For For For
9 Elect David Steiner Mgmt For For For
10 Elect John Van Scoter Mgmt For For For
11 2010 Annual Report Mgmt For For For
12 Statutory Financial Statements Mgmt For For For
13 Consolidated Financial Statements Mgmt For For For
14 Release Board of Directors and Mgmt For For For
Executive
Officers
15 Deloitte & Touche Mgmt For For For
16 Deloitte AG, Zurich Mgmt For For For
17 PricewaterhouseCoopers AG, Zurich Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
20 Dividend Payment/Reduction of Par Mgmt For For For
Value
21 Change in Company Name Mgmt For For For
22 Renewal of Authorized Capital Mgmt For For For
23 Reduction of Share Capital Under the Mgmt For For For
Share Repurchase
Program
24 Share Repurchase Program Mgmt For For For
25 Right to Adjourn Meeting Mgmt For For For
United Online,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UNTD CUSIP9 911268100 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Goldston Mgmt For For For
1.2 Elect Howard Phanstiel Mgmt For For For
1.3 Elect Carol Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Verizon
Communications
Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP9 92343V104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Lowell McAdam Mgmt For For For
5 Elect Sandra Moose Mgmt For For For
6 Elect Joseph Neubauer Mgmt For Against Against
7 Elect Donald Nicolaisen Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect Rodney Slater Mgmt For Against Against
12 Elect John Snow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
WGL Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WGL CUSIP9 92924F106 03/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Barnes Mgmt For For For
1.2 Elect George Clancy, Jr. Mgmt For For For
1.3 Elect James Dyke, Jr. Mgmt For For For
1.4 Elect Melvyn Estrin Mgmt For For For
1.5 Elect James Lafond Mgmt For For For
1.6 Elect Debra Lee Mgmt For For For
1.7 Elect Terry McCallister Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Item 6: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Europe Fund
Reporting Period: 07/01/2010 - 06/30/2011
ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CINS H0010V101 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
8 Allocation of Profits/Dividends Mgmt For For For
9 Creation of Conditional Capital for Mgmt For For For
Employee Compensation
Plan
10 Increase in Authorized Capital Mgmt For For For
11 Elect Roger Agnelli Mgmt For Against Against
12 Elect Louis Hughes Mgmt For Against Against
13 Elect Hans Marki Mgmt For For For
14 Elect Michel de Rosen Mgmt For For For
15 Elect Michael Treschow Mgmt For For For
16 Elect Jacob Wallenberg Mgmt For Against Against
17 Elect Hubertus von Grunberg Mgmt For For For
18 Elect Ying Yeh Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Transaction of Other Business Mgmt For Against Against
Adidas AG
Ticker Security ID: Meeting Date Meeting Status
ADS CINS D0066B185 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Increase in Authorized Capital Mgmt For For For
9 Appointment of Auditor Mgmt For For For
Air Liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/04/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Gerard de La Martiniere Mgmt For For For
9 Elect Cornelis van Lede Mgmt For For For
10 Elect Sian Herbert-Jones Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
14 Spin-off of Air Liquide France Mgmt For For For
Industrie
15 Spin-off of Air Liquide Advanced Mgmt For For For
Technologies
16 Spin-off of Air Cryopal Mgmt For For For
17 Spin-off of Air Liquide Engineering Mgmt For For For
18 Spin-off of Air Liquide Services Mgmt For For For
19 Authority to Issue Warrants as a Mgmt For Against Against
Takeover
Defense
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive
Rights
21 Authority to Increase Share Issuance Mgmt For For For
limit
22 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
23 Authority to Increase Capital for Mgmt For For For
the Benefit of Employees of
Subsidiaries
24 Authority to Carry Out Formalities Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
Allianz SE
Ticker Security ID: Meeting Date Meeting Status
ALV CINS D03080112 05/04/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Mgmt For For For
Acts
9 Elect Franz Heib Mgmt For For For
10 Amendment to Supervisory Board Mgmt For For For
Members'
Fees
11 Intra-company Contracts/Control Mgmt For For For
Agreements
12 Corporate Restructuring Mgmt For For For
Anheuser-Busch
Inbev
SA
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment Regarding Date of Annual Mgmt For For For
Meeting
4 Amendment Regarding Executive Mgmt For Against Against
Compensation
5 Amendments to Articles Mgmt For For For
6 Amend Article 24 Mgmt For For For
7 Amend Article 25 Mgmt For For For
8 Amend Article 26BIS Mgmt For For For
9 Amend Article 28 Mgmt For For For
10 Amend Article 30 Mgmt For For For
11 Amend Article 36-BIS Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Disapplication of Preemptive Rights Mgmt For Against Against
15 Authority to Issue Warrants Mgmt For Against Against
16 Authority to Increase Capital with Mgmt For Against Against
Regards to
Issuance
17 Authority to Issue Warrants to Mgmt For Against Against
Independent
Directors
18 Authority to Carry Out Formalities Mgmt For Against Against
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
23 Ratification of Board Acts Mgmt For For For
24 Ratification of Auditor Acts Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Elect Stefan Descheemaeker Mgmt For For For
27 Elect Paul Cornet de Ways Ruart Mgmt For For For
28 Elect Kees Storm Mgmt For For For
29 Elect Peter Harf Mgmt For For For
30 Elect Olivier Goudet Mgmt For For For
31 Remuneration Report Mgmt For Against Against
32 Approval of Equity Incentive Grants Mgmt For Against Against
33 Approval of Change in Control Mgmt For For For
Provision Relating to EMTN
Program
34 Change of Control Provision Relating Mgmt For For For
to the US Dollar
Notes
35 Change of Control Provisions Mgmt For For For
Relating to Notes Issued Under
Shelf Registration Statement Filed
In the US on Form
F-3
36 Change of Control Provision Relating Mgmt For For For
to the Canadian Dollar Notes Issued
Via Private
Placement
37 Authority to Carry Out Formalities Mgmt For For For
38 Non-Voting Meeting Note N/A N/A N/A N/A
ArcelorMittal
S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D129 01/25/2011 Voted
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Suzanne Nimocks Mgmt For For For
3 Presentation of the Report of the Mgmt For For For
Board of
Directors
4 Presentation of the Auditor's Report Mgmt For For For
5 Approval of Spin-off Mgmt For For For
6 Determination of Effective Date of Mgmt For For For
Spin-off
7 Reduction of Share Capital Mgmt For For For
8 Amendments to Articles Regarding Mgmt For For For
Share
Capital
9 Amendments to Articles Mgmt For For For
10 Authority to Carry Out Formalities Mgmt For For For
ArcelorMittal
S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D129 05/10/2011 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Consolidated Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Ratification of Board Acts Mgmt For For For
6 Elect Lakshmi Mittal Mgmt For For For
7 Elect Antoine Spillmann Mgmt For For For
8 Elect Lewis B. Kaden Mgmt For For For
9 Elect Prince Guillaume of Luxembourg Mgmt For For For
10 Elect Bruno Lafont Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 2011-2020 Restricted Share Unit Plan Mgmt For Against Against
and Performance Share Unit
Plan
AXA S.A.
Ticker Security ID: Meeting Date Meeting Status
AXA CINS F06106102 04/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Elect Jean-Martin Folz Mgmt For For For
9 Elect Giuseppe Mussari Mgmt For For For
10 Elect Marcus Schenck Mgmt For For For
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
14 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
15 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through
Private Placements; Authority to
Issue Debt
Instruments
16 Authority to Set Offering Price of Mgmt For Against Against
Shares
17 Authority to Increase Share Issuance Mgmt For Against Against
Limit
18 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange Offer; Authority
to Issue Debt
Instruments
19 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
20 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights in Consideration
for Securities Issued by a
Subsidiary
21 Authority to Issue Debt Instruments Mgmt For For For
22 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
23 Authority to Increase Capital Under Mgmt For For For
Foreign Employee Savings
Plan
24 Authority to Grant Stock Options Mgmt For Against Against
25 Authority to Issue Performance Shares Mgmt For Against Against
26 Authority to Issue Restricted Shares Mgmt For For For
27 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
28 Amend Article 23 Mgmt For For For
29 Authority to Carry Out Formalities Mgmt For For For
30 Non-Voting Meeting Note N/A N/A N/A N/A
Basf SE
Ticker Security ID: Meeting Date Meeting Status
BAS CINS D06216317 05/06/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Ratification of Management Board Acts Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect Anke Schaferkordt Mgmt For For For
10 Supervisory Board Fees Mgmt For For For
11 Intra-company Contracts/Control Mgmt For For For
Agreements
12 Intra-company Contracts/Control Mgmt For For For
Agreements
Bauer AG
Ticker Security ID: Meeting Date Meeting Status
CINS D0639R105 06/30/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Mgmt For For For
Acts
9 Appointment of Auditor Mgmt For For For
10 Elect Johannes Bauer Mgmt For For For
11 Elect Manfred NuSSbaumer Mgmt For For For
12 Elect Klaus Reinhardt Mgmt For For For
13 Elect Rainer Schuster Mgmt For For For
14 Elect Elisabeth Teschemacher Mgmt For For For
15 Elect Gerardus Wirken Mgmt For For For
16 Authority to Omit Executive Mgmt For Against Against
Compensation
Disclosure
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAY CINS D0712D163 04/29/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Presentation of Accounts and Mgmt For For For
Reports; Allocation of
Profits/Dividends
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Amendment Regarding Term Length Mgmt For For For
8 Corporate Restructuring Mgmt For For For
9 Appointment of Auditor Mgmt For For For
Bayerische
Motoren Werke
AG
(BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For Against Against
9 Compensation Policy Mgmt For Against Against
BHP Billiton PLC
Ticker Security ID: Meeting Date Meeting Status
BLT CINS G10877101 10/21/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
2 Elect John Buchanan (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
3 Elect David Crawford (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
4 Elect Keith Rumble (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
5 Elect John Schubert (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
6 Elect Jacques Nasser (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
7 Elect Malcolm Broomhead (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton
plc)
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Shares (BHP Mgmt For For For
Billiton
plc)
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Directors' Remuneration Report Mgmt For For For
18 Amendment to the Long-Term Incentive Mgmt For For For
Plan
19 Equity Grant (CEO Marius Kloppers) Mgmt For For For
20 Adoption of New Constitution (BHP Mgmt For For For
Billiton
Limited)
21 Adoption of New Articles (BHP Mgmt For For For
Billiton
plc)
22 Non-Voting Meeting Note N/A N/A N/A N/A
BNP Paribas
Ticker Security ID: Meeting Date Meeting Status
BNP CINS F1058Q238 05/11/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Approval of Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Jean-Francois Lepetit Mgmt For For For
10 Elect Helene Ploix Mgmt For For For
11 Elect Baudouin Prot Mgmt For For For
12 Elect Daniela Weber-Rey Mgmt For For For
13 Elect Fields Wicker-Miurin Mgmt For For For
14 Merger by Absorption of Banque de Mgmt For For For
Bretagne
15 Merger by Absorption of BNP Paribas Mgmt For For For
International
BV
16 Merger by Absorption of Cerenicim Mgmt For For For
17 Merger by absorption of SAS Noria Mgmt For For For
18 Authority to Issue Restricted Stock Mgmt For For For
19 Authority to Grant Stock Options Mgmt For For For
20 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
21 Authority to Carry Out Formalities Mgmt For For For
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/14/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Directors' Remuneration Report Mgmt For For For
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For Against Against
5 Elect Cynthia Carroll Mgmt For Against Against
6 Elect Sir William Castell Mgmt For Against Against
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Byron Grote Mgmt For For For
12 Elect Frank Bowman Mgmt For For For
13 Elect Brendan Nelson Mgmt For For For
14 Elect Phuthuma Nhleko Mgmt For For For
15 Elect Carl-Henric Svanberg Mgmt For For For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
21 Authorisation of Political Donations Mgmt For For For
22 Renewal of the BP ShareMatch Plan Mgmt For For For
23 Renewal of the BP Sharesave UK Plan Mgmt For For For
Brenntag AG
Ticker Security ID: Meeting Date Meeting Status
BNR CINS D12459109 06/22/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Compensation Policy Mgmt For For For
9 Elect Stephen Clark Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 06/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Ratification Mgmt For For For
of Board
Acts
4 Consolidated Accounts and Reports Mgmt For For For
5 Related Party Transactions Mgmt For For For
6 Relocation of Corporate Headquarters Mgmt For For For
7 Amend Article 26 Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Spin-Off of Dia SA Mgmt For For For
10 Elect Bernard Arnault Mgmt For Against Against
11 Elect Jean-Laurent Bonnafe Mgmt For For For
12 Elect Rene Brillet Mgmt For For For
13 Elect Amaury de Seze Mgmt For Against Against
14 Ratification of the Co-option of Mgmt For For For
Mathilde
Lemoine
15 Appointment of Auditor Mgmt For For For
16 Appointment of Alternate Auditor Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
19 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
21 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
22 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
23 Authority to Increase Capital in Mgmt For For For
Case of Exchange Offer; Authority
to Issue Debt
Instruments
24 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
25 Amend Restricted Share Plans Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
CNP Assurances
Ticker Security ID: Meeting Date Meeting Status
CNP CINS F1876N318 05/06/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Ratification of the Co-Option of Mgmt For Against Against
Antoine
Gosset-Grainville
9 Ratification of the Co-Option of Wahl Mgmt For Against Against
10 Ratification of the Co-Option of Mgmt For For For
Pierre Garcin as
Censor
11 Ratification of the Co-Option of Mgmt For For For
Marcia
Campbell
12 Ratification of the Co-Option of Mgmt For Against Against
Stephane
Pallez
13 Authority to Repurchase Shares Mgmt For Against Against
14 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
15 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
16 Authority to Issue Restricted Stock Mgmt For Against Against
17 Authority to Carry Out Formalities Mgmt For For For
CNP Assurances
Ticker Security ID: Meeting Date Meeting Status
CNP CINS F1876N318 07/29/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Joint Venture Mgmt For For For
5 Contribution Premium Related to Mgmt For For For
Joint
Venture
6 Authority to Carry Out Formalities Mgmt For For For
7 Ratification of the Co-option of Mgmt For Against Against
Olivier
Klein
8 Authority to Carry Out Formalities Mgmt For For For
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
10 Elect Werner Gatzer Mgmt For For For
11 Elect Thomas Kunz Mgmt For For For
12 Elect Elmar Toime Mgmt For For For
13 Elect Katja Windt Mgmt For For For
14 Elect Hero Brahms Mgmt For For For
Diageo PLC
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 10/14/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Director's Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Peggy Bruzelius Mgmt For Against Against
5 Elect Laurence Danon Mgmt For For For
6 Elect Betsey Holden Mgmt For For For
7 Elect Lord Clive Hollick Mgmt For For For
8 Elect Franz Humer Mgmt For For For
9 Elect Philip Scott Mgmt For For For
10 Elect H. Todd Stitzer Mgmt For For For
11 Elect Paul Walker Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Elect Lord Mervyn Davies Mgmt For For For
14 Elect Deirdre Mahlan Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authorisation of Political Donations Mgmt For For For
21 Share Incentive Plan Renewal Mgmt For For For
22 Sharesave Plan Mgmt For For For
23 Authority to Establish International Mgmt For For For
Share
Plans
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
DSG
International
plc
Ticker Security ID: Meeting Date Meeting Status
DSGI CINS G28473109 09/08/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Utho Creusen Mgmt For For For
3 Elect Tim How Mgmt For For For
4 Elect John Allan Mgmt For For For
5 Elect John Browett Mgmt For For For
6 Elect Nicholas Cadbury Mgmt For For For
7 Elect Rita Clifton Mgmt For For For
8 Elect Andrew Lynch Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Directors' Remuneration Report Mgmt For Against Against
12 Authorisation of Political Donations Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Adoption of New Articles Mgmt For For For
17 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
18 Amendments to Articles Regarding Mgmt For For For
Name
Change
DSV A/S
Ticker Security ID: Meeting Date Meeting Status
DSV CINS K3013J154 03/24/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Report of the Supervisory Board and Mgmt For For For
the Executive
Board
6 Accounts and Reports; Supervisory Mgmt For For For
Board Members'
Fees
7 Allocation of Profits/Dividends Mgmt For Abstain Against
8 Elect Kurt Larsen Mgmt For For For
9 Elect Erik Pedersen Mgmt For For For
10 Elect Per Skov Mgmt For For For
11 Elect Kaj Christiansen Mgmt For For For
12 Elect Annette Sadolin Mgmt For For For
13 Elect Birgit Norgaard Mgmt For For For
14 Elect Thomas Plenborg Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Reduce Share Capital Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendment to Incentive Guidelines Mgmt For Against Against
20 Non-Voting Agenda Item N/A N/A N/A N/A
Duerr AG
Ticker Security ID: Meeting Date Meeting Status
DUE CINS D23279108 05/06/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Alexandra Durr Mgmt For For For
10 Elect Heinz Durr Mgmt For For For
11 Elect Norbert Loos Mgmt For For For
12 Elect Joachim Schielke Mgmt For Against Against
13 Elect Karl-Heinz Streibich Mgmt For For For
14 Elect Klaus Wucherer Mgmt For Against Against
15 Intra-company Contracts Mgmt For For For
16 Supervisory Board Members' Fees Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to Articles Mgmt For For For
Experian plc
Ticker Security ID: Meeting Date Meeting Status
EXPN CINS G32655105 07/21/2010 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Judith Sprieser Mgmt For Against Against
4 Elect Paul Walker Mgmt For For For
5 Elect Alan Jebson Mgmt For For For
6 Elect Don Robert Mgmt For For For
7 Elect David Tyler Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
GEA cins D28304109 04/21/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Policy Mgmt For For For
10 Elect Jurgen Heraeus Mgmt For For For
11 Elect Dieter Ammer Mgmt For For For
12 Elect Ahmad Bastaki Mgmt For For For
13 Elect Hartmut Eberlein Mgmt For For For
14 Elect Helmut Perlet Mgmt For For For
15 Elect Jean Spence Mgmt For For For
16 Corporate Restructuring Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Supervisory Board Members' Fees Mgmt For For For
Gerry Weber
International
AG
Ticker Security ID: Meeting Date Meeting Status
GWI CINS D95473225 05/24/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Authority to Increase Share Capital; Mgmt For For For
Bonus Share
Issuance
9 Compensation Policy Mgmt For Against Against
10 Supervisory Board Members' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 10/20/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Election of Individuals to Check Mgmt For For For
Minutes
9 Compliance with Rules of Convocation Mgmt For For For
10 Employee Incentive Program Mgmt For For For
11 Amendment to Compensation Guidelines Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CINS N4578E413 05/09/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Executive Board Remuneration Policy Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Amendment to Articles A Mgmt For Against Against
12 Amendment to Articles B Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Ratification of Executive Board Acts Mgmt For For For
15 Ratification of Supervisory Board Mgmt For For For
Acts
16 Elect Koos Timmermans Mgmt For For For
17 Elect Peter Elverding Mgmt For For For
18 Elect Henk Breukink Mgmt For For For
19 Elect Sjoerd van Keulen Mgmt For For For
20 Elect Joost Kuiper Mgmt For For For
21 Elect Luc Vandewalle Mgmt For Against Against
22 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
23 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights in Connection
with a
Merger
24 Authority to Repurchase Shares Mgmt For For For
25 Authority to Repurchase Shares in Mgmt For For For
Connection with a
Merger
26 Non-Voting Agenda Item N/A N/A N/A N/A
K + S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164103 05/11/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Dematerialization of Bearer Shares Mgmt For For For
10 Amendments to Articles Mgmt For For For
Kloeckner & Co SE
Ticker Security ID: Meeting Date Meeting Status
KCO CINS D40376101 05/20/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Elect Michael Rogowski Mgmt For For For
9 Elect Hauke Stars Mgmt For For For
10 Elect Dieter Vogel Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Convertible Bonds Mgmt For For For
13 Cancellation/Creation of Conditional Mgmt For For For
Capital
14 Amendment to Authorized Capital 2010 Mgmt For For For
15 Compensation Policy Mgmt For For For
Koc Holdings As
Ticker Security ID: Meeting Date Meeting Status
KCHOL CINS M63751107 04/07/2011 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Mgmt For For For
Chairman
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Dividend Policy Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For For For
8 Election of Statutory Auditors Mgmt For For For
9 Directors and Auditors' Fees Mgmt For Abstain Against
10 Report on Guarantees Mgmt For For For
11 Charitable Donations Mgmt For For For
12 Report on Related Party Transactions Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Related Party Transactions Mgmt For For For
15 Minutes Mgmt For For For
16 Closing Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
Koninklijke
Philips
Electronics
N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N6817P109 03/31/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Mgmt For For For
Acts
9 Elect Mr. F.A. van Houten Mgmt For For For
10 Elect Mr. R.H. Widrahadiraksa Mgmt For For For
11 Elect Mr. P.A.J. Nota Mgmt For For For
12 Elect Cornelis van Lede Mgmt For Against Against
13 Elect John Thompson Mgmt For For For
14 Elect Heino von Prondzynski Mgmt For Against Against
15 Elect Jackson Tai Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
Kuehne & Nagel
International
AG
Ticker Security ID: Meeting Date Meeting Status
KNIN CINS H4673L145 05/10/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Allocation of Dividends from Reserves Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Elect Jurgen Fitschen Mgmt For For For
8 Elect Karl Gernandt Mgmt For For For
9 Elect Hans-Jorg Hager Mgmt For Against Against
10 Elect Klaus-Michael Kuehne Mgmt For For For
11 Elect Hans Lerch Mgmt For For For
12 Elect Wolfgang Peiner Mgmt For For For
13 Elect Thomas Staehelin Mgmt For Against Against
14 Elect Joerg Wolle Mgmt For For For
15 Elect Bernd Wrede Mgmt For Against Against
16 Elect Renato Fassbind Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Transaction of Other Business Mgmt For Against Against
Lanxess AG
Ticker Security ID: Meeting Date Meeting Status
LXS CINS D5032B102 05/18/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
11 Supervisory Board Members' Fees Mgmt For For For
Legal & General
Group
plc
Ticker Security ID: Meeting Date Meeting Status
LGEN CINS G54404127 05/25/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Michael Fairey Mgmt For For For
4 Elect Nick Prettejohn Mgmt For For For
5 Elect Tim Breedon Mgmt For For For
6 Elect Clara Furse Mgmt For For For
7 Elect Mark Gregory Mgmt For For For
8 Elect Rudy Markham Mgmt For For For
9 Elect John Pollock Mgmt For For For
10 Elect Henry Staunton Mgmt For For For
11 Elect John Stewart Mgmt For For For
12 Elect Nigel Wilson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Auditor's Fees Mgmt For For For
15 Directors' Remuneration Report Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
17 Authorisation of Political Donations Mgmt For For For
18 Scrip Dividend Mgmt For For For
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Linde AG
Ticker Security ID: Meeting Date Meeting Status
LIN CINS D50348107 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Ann-Kristin Achleitner Mgmt For For For
10 Elect Arne Wittig as Alternate Mgmt For For For
Supervisory Board
Member
11 Elect Gunter Hugger as Alternate Mgmt For For For
Supervisory Board
Member
Logitech
International
SA
Ticker Security ID: Meeting Date Meeting Status
LOGN CINS H50430232 09/08/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Policy Mgmt For Against Against
5 Allocation of Profits/Dividends Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Ratification of Board and Management Mgmt For For For
Acts
8 Elect Daniel Borel Mgmt For For For
9 Elect Sally Davis Mgmt For For For
10 Elect Guerrino De Luca Mgmt For Against Against
11 Elect Neil Hunt Mgmt For For For
12 Elect Monika Ribar Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CUSIP9 677862104 06/23/2011 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Elect Vagit Alekperov Mgmt N/A Abstain N/A
3 Elect Igor Belikov Mgmt N/A For N/A
4 Elect Victor Blazheev Mgmt N/A For N/A
5 Elect Valery Grayfer Mgmt N/A Abstain N/A
6 Elect Herman Gref Mgmt N/A Abstain N/A
7 Elect Igor Ivanov Mgmt N/A For N/A
8 Elect Ravil Maganov Mgmt N/A Abstain N/A
9 Elect Richard Matzke Mgmt N/A For N/A
10 Elect Sergei Mikhailov Mgmt N/A For N/A
11 Elect Mark Mobius Mgmt N/A For N/A
12 Elect Guglielmo Moscato Mgmt N/A For N/A
13 Elect Aleksander Shokhin Mgmt N/A For N/A
14 Appointment of Vagit Yusufovich Mgmt For For For
Alekperov as
President
15 Elect Pavel Kondratiev Mgmt For For For
16 Elect Vladimir Nikitenko Mgmt For For For
17 Elect Mikhail Shendrik Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Directors' Fees for Newly Elected Mgmt For For For
Members
20 Audit Commission's Fees Mgmt For For For
21 Audit Commission Fees for Newly Mgmt For For For
Elected
Members
22 Appointment of Auditor Mgmt For For For
23 Amendments to Charter Mgmt For For For
24 Amendments to Meeting Regulations Mgmt For For For
25 Directors' Liability Insurance Mgmt For For For
Man SE
Ticker Security ID: Meeting Date Meeting Status
MAN CINS D51716104 06/27/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For Abstain Against
7 Ratification of Supervisory Board Mgmt For Abstain Against
Acts
8 Compensation Policy Mgmt For Against Against
9 Elect Michael Behrendt Mgmt For For For
10 Elect Jochem Heizmann Mgmt For For For
11 Elect Ferdinand Piech Mgmt For Against Against
12 Elect Hans Potsch Mgmt For For For
13 Elect Angelika Pohlenz Mgmt For For For
14 Elect Ekkehard Schulz Mgmt For For For
15 Elect Rupert Stadler Mgmt For For For
16 Elect Martin Winterkorn Mgmt For Against Against
17 Elect Thomas Kremer as an Alternate Mgmt For For For
Supervisory Board
Member
18 Supervisory Board Members' Fees Mgmt For For For
19 Appointment of Auditor Mgmt For For For
Marks and
Spencer Group
plc
Ticker Security ID: Meeting Date Meeting Status
MKS CINS G5824M107 07/14/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir Stuart Rose Mgmt For For For
5 Elect Marc Bolland Mgmt For For For
6 Elect John Dixon Mgmt For For For
7 Elect Martha Lane Fox Mgmt For Against Against
8 Elect Steven Holliday Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
15 Authorisation of Political Donations Mgmt For For For
16 Adoption of New Articles Mgmt For For For
Mayr Melnhof
Karton
AG
Ticker Security ID: Meeting Date Meeting Status
MAYR CINS A42818103 04/27/2011 Voted
Meeting Type Country of Trade
Special Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For For For
4 Ratification of Supervisory Board Mgmt For For For
Acts
5 Supervisory Board Members' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
Michelin SCA
Ticker Security ID: Meeting Date Meeting Status
ML CINS F61824144 05/13/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Authority to Repurchase Shares Mgmt For Against Against
8 Amendments to Election Procedure for Mgmt For For For
Managing
Partners
9 Amendments to Shareholding Mgmt For For For
Requirements for Managing General
Partners
10 Amendments to Procedure for Mgmt For For For
Terminating General Partners'
Functions
11 Amendments to Managing Partners' Mgmt For For For
Duties
12 Amendments to Supervisory Board Mgmt For For For
Duties
13 Election of Managing General Partner Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Amendments to Articles Regarding Mgmt For For For
Electronic
Voting
16 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
17 Authority to Issue Restricted Shares Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
MTU Aero Engines
Holding
AG
Ticker Security ID: Meeting Date Meeting Status
MTX CINS D5565H104 05/05/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Increase in Authorized Capital II Mgmt For For For
10 Increase in Authorized Capital III Mgmt For For For
Muenchener
Rueckversicherun
gs AG (Munich
Re)
Ticker Security ID: Meeting Date Meeting Status
MUV2 CINS D55535104 04/20/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Management Board Acts Mgmt For For For
9 Ratification of Supervisory Board Mgmt For For For
Acts
10 Compensation Policy Mgmt For Against Against
11 Elect Annika Falkengren Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
14 Authority to Increase Capital for Mgmt For For For
Employee Share Purchase
Plan
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/14/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Compensation Mgmt For For For
Report
5 Compensation Report Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Paul Bulcke Mgmt For For For
9 Elect Andreas Koopmann Mgmt For For For
10 Elect Rolf Hanggi Mgmt For For For
11 Elect Jean-Pierre Meyers Mgmt For For For
12 Elect Naina Lal Kidwai Mgmt For For For
13 Elect Beat Hess Mgmt For For For
14 Elect Ann Veneman Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Cancellation of Shares and Reduction Mgmt For For For
of Share
Capital
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Management and Board Mgmt For For For
Acts
5 Allocation of Profits/Dividends Mgmt For For For
6 Compensation Policy Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Re-elect Ann Fudge Mgmt For For For
9 Re-elect Pierre Landolt Mgmt For For For
10 Re-elect Ulrich Lehner Mgmt For Against Against
11 Elect Enrico Vanni Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Transaction of Other Business Mgmt For Against Against
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Merger Agreement Mgmt For For For
4 Approval of Share Issuance Mgmt For For For
5 Additional and/or Counter-Proposals Mgmt For Against Against
Nutreco Holding
NV
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P102 03/28/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Payment of dividend Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Ratification of Executive Board Acts Mgmt For For For
10 Ratification of Supervisory Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Jan Maarten de Jong Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect Gosse Boon Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
Nutreco Holding
NV
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P102 12/21/2010 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Authority to Repurchase Cumulative Mgmt For For For
Preference A
Shares
4 Authority to Cancel Cumulative Mgmt For For For
Preference A
Shares
5 Amendments to Articles Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395106 05/12/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Maria Eva Castillo Sanz Mgmt For For For
4 Elect Alan Gillespie Mgmt For For For
5 Elect Roger Marshall Mgmt For For For
6 Elect Patrick O'Sullivan Mgmt For For For
7 Elect Russell Edey Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Directors' Remuneration Report Mgmt For Against Against
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Contingent Purchase Contracts Mgmt For For For
Omega Pharma NV
Ticker Security ID: Meeting Date Meeting Status
OME cins B6385E125 05/02/2011 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Increase in Authorized Capital Mgmt For Against Against
5 Amendment Regarding Date of Annual Mgmt For For For
Meeting
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Coordinate Articles Mgmt For For For
Omega Pharma NV
Ticker Security ID: Meeting Date Meeting Status
OME cins B6385E125 05/02/2011 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Presentation of the Board and Mgmt For For For
Auditor
Reports
4 Presentation of Consolidated Mgmt For For For
Accounts and
Reports
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Board and Auditor Mgmt For For For
Acts
8 Non-Executive Directors' Fees Mgmt For For For
9 Elect Marc Coucke Mgmt For For For
10 Elect Couckinvest NV Mgmt For For For
11 Elect Sam Sabbe Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authority to Reduce Vesting Period Mgmt For Against Against
of Equity
Awards
15 Authority to Reduce Performance Mgmt For Against Against
Period of Variable
Compensation
16 Change in Control Clauses Mgmt For Against Against
17 Transaction of other Business Mgmt For Against Against
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/17/2011 Voted
Meeting Type Country of Trade
Special Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For For For
4 Ratification of Supervisory Board Mgmt For For For
Acts
5 Supervisory Board Members' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Markus Beyrer Mgmt For For For
8 Long Term Incentive Plan 2011 Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Treasury Shares Mgmt For For For
Renault
Ticker Security ID: Meeting Date Meeting Status
RNO CINS F77098105 04/29/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Consolidated Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Presentation of Report on Redeemable Mgmt For For For
Shares
9 Elect Philippe Lagayette Mgmt For For For
10 Elect Alexis Kohler Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
14 Authority to Grant Stock Options Mgmt For For For
15 Authority to Issue Restricted Shares Mgmt For For For
16 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
17 Authority to Carry Out Formalities Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
Rexam plc
Ticker Security ID: Meeting Date Meeting Status
REX CINS G1274K113 05/05/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Peter Ellwood Mgmt For For For
5 Elect Graham Chipchase Mgmt For For For
6 Elect David Robbie Mgmt For For For
7 Elect Carl Symon Mgmt For For For
8 Elect Noreen Doyle Mgmt For For For
9 Elect John Langston Mgmt For For For
10 Elect Wolfgang Meusburger Mgmt For For For
11 Elect Jean-Pierre Rodier Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/14/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Royal Dutch
Shell
Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/17/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Linda Stuntz Mgmt For For For
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Malcolm Brinded Mgmt For For For
6 Elect Guy Elliott Mgmt For For For
7 Elect Simon Henry Mgmt For For For
8 Elect Charles Holliday, Jr. Mgmt For For For
9 Elect Lord John Kerr of Kinlochard Mgmt For For For
10 Elect Gerard Kleisterlee Mgmt For For For
11 Elect Christine Morin-Postel Mgmt For For For
12 Elect Jorma Ollila Mgmt For For For
13 Elect Jeroen van der Veer Mgmt For For For
14 Elect Peter Voser Mgmt For For For
15 Elect Hans Wijers Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Authority to Repurchase Shares Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authorisation of Political Donations Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Cancellation of Conditional Capital Mgmt For For For
VI
10 Authority to Issue Convertible Debt Mgmt For For For
Instruments
11 Intra-company Control Agreements Mgmt For For For
Schneider
Electric
SA
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 04/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Ratification of the Co-option of Mgmt For Against Against
Anand
Mahindra
9 Elect Betsy Atkins Mgmt For For For
10 Elect Jeong H. Kim Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Amendment Regarding Director Age Mgmt For For For
Limit
15 Amendment Regarding Censors Mgmt For For For
16 Stock Split Mgmt For For For
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
18 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
19 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
20 Authority to Increase Share Issuance Mgmt For For For
Limit
21 Authority to Increase Capital in Mgmt For For For
Case of Exchange Offer or in
Consideration for Contributions in
Kind
22 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
23 Authority to Grant Stock Options Mgmt For For For
24 Authority to Issue Restricted Shares Mgmt For For For
25 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
26 Authority to Increase Capital Under Mgmt For For For
Foreign Employee Savings
Plan
27 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
28 Authority to Carry Out Formalities Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Compensation Policy Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
12 Increase in Authorized Capital for Mgmt For For For
Employee Share Purchase
Plan
13 Supervisory Board Members' Fees Mgmt For For For
14 Intra-company Contracts Mgmt For For For
15 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendments to Corporate
Purpose
Sika AG
Ticker Security ID: Meeting Date Meeting Status
SIK CINS H7631K158 04/12/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Reduction in Par Value of Shares; Mgmt For For For
Capital
Distribution
6 Amendments to Articles Mgmt For For For
7 Ratification of Board Acts Mgmt For For For
8 Elect Urs Burkard Mgmt For For For
9 Elect Monika Ribar Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
Societe Generale
Ticker Security ID: Meeting Date Meeting Status
GLE CINS F43638141 05/24/2011 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Form of Dividend Payment Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Elect Frederic Oudea Mgmt For For For
9 Elect Anthony Wyand Mgmt For Against Against
10 Elect Jean-Martin Folz Mgmt For Against Against
11 Elect Kyra Hazou Mgmt For For For
12 Elect Ana Maria Llopis Rivas Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Carry Out Formalities Mgmt For For For
Sonae Sgps SA
Ticker Security ID: Meeting Date Meeting Status
SON.AE CINS X8252W176 04/27/2011 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Election of Corporate Bodies Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Remuneration Committee Fees Mgmt For For For
9 Remuneration Policy Mgmt For For For
10 Authority to Trade in Company Stock Mgmt For For For
11 Authority to Trade in Company Bonds Mgmt For For For
12 Authority for Subsidiaries to Mgmt For For For
Purchase
Shares
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/19/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Chairman Mgmt For For For
5 Notice of Meeting and Agenda Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Individuals to Check Mgmt For For For
Minutes
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Compensation Guidelines Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Corporate Assembly Fees Mgmt For For For
12 Election of Nominating Committee Mgmt For For For
Member
13 Nominating Committee Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
15 Authority to Repurchase Shares for Mgmt For For For
Cancellation
16 Amendments to Marketing Instructions Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Nomination Committee Guidelines Mgmt For For For
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Withdrawal from Canadian Oil
Sands
Svenska
Cellulosa
Aktiebolaget
SCA
Ticker Security ID: Meeting Date Meeting Status
SCA.A CINS W90152120 04/07/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Profits/Dividends Mgmt For For For
13 Ratification of Board and Management Mgmt For For For
Acts
14 Board Size Mgmt For For For
15 Directors and Auditors' Fees Mgmt For For For
16 Election of Directors Mgmt For For For
17 Nomination Committee Mgmt For For For
18 Compensation Guidelines Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
Takkt AG
Ticker Security ID: Meeting Date Meeting Status
TTK CINS D82824109 05/04/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Omit Executive Mgmt For Against Against
Compensation
Disclosure
Tekfen Holding
A.S.
Ticker Security ID: Meeting Date Meeting Status
TKFEN CINS M8788F103 05/06/2011 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Mgmt For For For
Chairman
3 Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board and Statutory Mgmt For For For
Auditors'
Acts
7 Election of Directors and Statutory Mgmt For For For
Auditors
8 Directors and Statutory Auditors' Mgmt For For For
Fees
9 Report on Guarantees Mgmt For For For
10 Charitable Donations Mgmt For For For
11 Report on Related Party Transactions Mgmt For For For
12 Related Party Transactions Mgmt For For For
13 Wishes Mgmt For For For
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/19/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Agenda Mgmt For For For
5 Election of Individuals to Check Mgmt For For For
Minutes
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Set Auditor's Fees Mgmt For For For
8 Compensation Guidelines Mgmt For For For
9 Cancellation of Shares Mgmt For For For
10 Authority to Repurchase Shares for Mgmt For For For
Cancellation
11 Authority to Repurchase Shares Mgmt For For For
Pursuant to
LTIP
12 Election of Corporate Assembly Mgmt For For For
13 Nomination Committee Mgmt For For For
14 Corporate Assembly Fees Mgmt For Abstain Against
Temenos Group
Ticker Security ID: Meeting Date Meeting Status
TEMN CINS H8547Q107 06/17/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Remuneration Mgmt For For For
Report
4 Allocation of Profits/Dividends Mgmt For For For
5 Transfer of Reserves Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Increase in Authorized Capital Mgmt For For For
8 Increase in Conditional Capital for Mgmt For Against Against
Equity
Incentives
9 Elect Guy Dubois Mgmt For For For
10 Elect George Koukis Mgmt For Against Against
11 Elect Chris Pavlou Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
TESCO PLC
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 07/02/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Kenneth Hydon Mgmt For For For
5 Elect Tim Mason Mgmt For For For
6 Elect Lucy Neville-Rolfe Mgmt For For For
7 Elect David Potts Mgmt For For For
8 Elect David Reid Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authorisation of Political Donations Mgmt For For For
18 Share Incentive Plan Renewal Mgmt For For For
19 Adoption of New Articles Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/13/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Elect Patricia Barbizet Mgmt For Against Against
11 Elect Paul Desmarais, Jr. Mgmt For Against Against
12 Elect Claude Mandil Mgmt For For For
13 Elect Marie-Christine Coisne Mgmt For For For
14 Elect Barbara Kux Mgmt For For For
15 Authority to Issue Restricted Shares Mgmt For For For
16 Shareholder Proposal Regarding Share ShrHoldr Against Against For
Ownership
Disclosure
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CINS H8817H100 05/13/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Transfer of Reserves Mgmt For For For
7 Amendment to Par Value Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Increase in Authorized Capital Mgmt For For For
10 Board Size Mgmt For For For
11 Elect Jagjeet Bindra Mgmt For For For
12 Elect Steve Lucas Mgmt For For For
13 Elect Tan Ek Kia Mgmt For For For
14 Elect Martin McNamara Mgmt For For For
15 Elect Ian Strachan Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Advisory vote on executive Mgmt For For For
compensation
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Advisory vote on the frequency of Mgmt For For For
executive compensation vote. Please
vote FOR on this resolution to
approve 1
year
20 Advisory vote on the frequency of Mgmt For N/A N/A
executive compensation vote. Please
vote FOR on this resolution to
approve 2
years
21 Advisory vote on the frequency of Mgmt For N/A N/A
executive compensation vote: Please
vote FOR on this resolution to
approve 3
years
22 Advisory vote on the frequency of Mgmt For N/A N/A
executive compensation vote: Please
vote FOR on this resolution to
ABSTAIN on this
resolution
Umicore NV/SA
Ticker Security ID: Meeting Date Meeting Status
UMI CINS B95505168 10/06/2010 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Shares Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Approval of Terms of Merger by Mgmt For For For
Absorption of Umicore Oxyde
Belgium
6 Approval of Merger by Absorption of Mgmt For For For
Umicore Oxyde
Belgium
7 Non-Voting Meeting Note N/A N/A N/A N/A
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CINS N8981F271 05/12/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Executive Directors' Mgmt For For For
Acts
4 Ratification of Non-Executive Mgmt For For For
Directors'
Acts
5 Elect Paul Polman Mgmt For For For
6 Elect Jean-Marc Huet Mgmt For For For
7 Elect Louise Fresco Mgmt For For For
8 Elect Ann Fudge Mgmt For For For
9 Elect Charles Golden Mgmt For For For
10 Elect Byron Grote Mgmt For For For
11 Elect Hixonia Nyasulu Mgmt For For For
12 Elect Malcolm Rifkind Mgmt For For For
13 Elect Kees Storm Mgmt For For For
14 Elect Michael Treschow Mgmt For For For
15 Elect Paul Walsh Mgmt For For For
16 Elect Sunil Bharti Mittal Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Cancel Shares Mgmt For For For
19 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
20 Appointment of Auditor Mgmt For For For
Vallourec
Ticker Security ID: Meeting Date Meeting Status
VK CINS F95922104 06/07/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Form of Dividend Payment Mgmt For For For
8 Ratification of the Co-option of Mgmt For For For
Pascale
Chargrasse
9 Elect Pascale Chargrasse Mgmt For For For
10 Elect Jean-Paul Parayre Mgmt For For For
11 Elect Patrick Boissier Mgmt For For For
12 Elect Anne-Marie Idrac Mgmt For For For
13 Elect Francois Henrot as Censor Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Issue Capital and/or Mgmt For For For
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
18 Authority to Set Offering Price of Mgmt For For For
Shares
19 Authority to Increase Share Issuance Mgmt For For For
Limit
20 Authority to Increase Capital In Mgmt For For For
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
21 Authority to Increase Capital in Mgmt For For For
Case of Exchange Offer; Authority
to Issue Debt
Instruments
22 Authority for Subsidiaries to Issue Mgmt For For For
Securities Convertible into Company
Shares
23 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
24 Authority to Issue Debt Instruments Mgmt For For For
25 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
26 Authority to Increase Capital for Mgmt For For For
Foreign
Employees
27 Authority to Increase Capital for Mgmt For For For
Foreign Employees as an Alternative
to Employee Savings
Plan
28 Authority to Issue Restricted Shares Mgmt For For For
Under Savings
Plans
29 Authority to Issue Restricted Shares Mgmt For For For
30 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
31 Amendment Regarding Supervisory Mgmt For For For
Board Member Term
Length
32 Amendment Regarding Employee Mgmt For For For
Representation
33 Authority to Carry Out Formalities Mgmt For For For
Vedanta
Resources
PLC
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 07/28/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Naresh Chandra Mgmt For For For
5 Elect Euan Macdonald Mgmt For For For
6 Elect Aman Mehta Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Settle Convertible Mgmt For For For
Bonds with Ordinary
Shares
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
14 Adoption of New Articles Mgmt For For For
15 Reduction in Share Premium Account Mgmt For For For
Vedanta
Resources
PLC
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 12/13/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
Vodafone Group
PLC
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882135 07/27/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For For For
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Wacker Chemie AG
Ticker Security ID: Meeting Date Meeting Status
WCH CINS D9540Z106 05/18/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Intra-company Contracts Mgmt For For For
10 Supervisory Board Members' Fees Mgmt For For For
Yara
International
ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/10/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Presiding Chairman and Mgmt For For For
Individuals to Check
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Nomination Committee Fees Mgmt For For For
9 Nomination Committee; Amendments to Mgmt For For For
Articles
10 Amendments to Articles Regarding Mgmt For For For
Electronic
Communication
11 Cancellation of Shares Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
YIT Oyj
Ticker Security ID: Meeting Date Meeting Status
YTY1V CINS X9862Q104 03/11/2011 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Account and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Dividend Record Date and Payment Date Mgmt For For For
11 Ratification of Board Act and Mgmt For For For
Management
Acts
12 Board Size Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Authority to Set Auditor's Fees Mgmt For For For
15 Election of Directors Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
Item 7: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Financial Fund
Reporting Period: 07/01/2010 - 06/30/2011
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP9 H0023R105 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Evan Greenberg Mgmt For For For
2 Elect Leo Mullin Mgmt For For For
3 Elect Olivier Steimer Mgmt For For For
4 Elect Michael Connors Mgmt For For For
5 Elect Eugene B. Shanks, Jr. Mgmt For For For
6 Elect John Krol Mgmt For For For
7 Approval of Annual Report Mgmt For For For
8 Approval of Statutory Financial Mgmt For For For
Statements
9 Approval of Consolidated Financial Mgmt For For For
Statements
10 Allocation of Disposable Profits Mgmt For For For
11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For
12 Appointment of Auditor (Zurich) Mgmt For For For
13 Appointment of Auditor (US) Mgmt For For For
14 Appointment of Special Auditor Mgmt For For For
(Zurich)
15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For
RESERVES
16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
17 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
Advance America,
Cash Advance
Centers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEA CUSIP9 00739W107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Webster IV Mgmt For For For
1.2 Elect Robert Chapman III Mgmt For For For
1.3 Elect Tony Colletti Mgmt For For For
1.4 Elect Kenneth Compton Mgmt For For For
1.5 Elect Gardner Courson Mgmt For For For
1.6 Elect Anthony Grant Mgmt For For For
1.7 Elect Thomas Hannah Mgmt For For For
1.8 Elect Donovan Langford III Mgmt For For For
1.9 Elect J. Patrick O'Shaughnessy Mgmt For Withhold Against
1.10 Elect W. Nisbet Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP9 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For For For
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
Allied World
Assurance
Company
Holdings,
Ltd
Ticker Security ID: Meeting Date Meeting Status
AWH CUSIP9 H01531104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Patterson Mgmt For For For
2 Elect Samuel Weinhoff Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Accounts and Reports Mgmt For For For
6 "Approval of Loss Carry Forward for Mgmt For For For
the Year Ended December
31,2010"
7 Approval of Dividend in the Form of Mgmt For For For
a Par Value
Reduction
8 Authority to Repurchase Shares Mgmt For For For
9 Appointment of Auditor and Mgmt For For For
Statuatory
Auditor
10 Appointment of Special Auditor Mgmt For For For
11 Indemnification of Directors/Officers Mgmt For For For
Allied World
Assurance
Company
Holdings,
Ltd
Ticker Security ID: Meeting Date Meeting Status
AWH CUSIP9 G0219G203 11/18/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP9 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For For For
1.5 Elect Peter Chernin Mgmt For For For
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For For For
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For For For
1.10 Elect Edward Miller Mgmt For For For
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For For For
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special
Meeting
Ameriprise
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP9 03076C106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Siri Marshall Mgmt For For For
2 Elect W. Walker Lewis Mgmt For For For
3 Elect William Turner Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Apollo
Investment
Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP9 03761U106 08/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Elliot Stein, Jr. Mgmt For For For
1.2 Elect Bradley Wechsler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval to Sell Shares of Common Mgmt For For For
Stock Below Net Asset
Value
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP9 04621X108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elaine Rosen Mgmt For For For
2 Elect Howard Carver Mgmt For For For
3 Elect Juan Cento Mgmt For For For
4 Elect Lawrence Jackson Mgmt For For For
5 Elect David Kelso Mgmt For For For
6 Elect Charles Koch Mgmt For For For
7 Elect H. Carroll Mackin Mgmt For For For
8 Elect Robert Pollock Mgmt For For For
9 Elect John Swainson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP9 060505104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mukesh Ambani Mgmt For For For
2 Elect Susan Bies Mgmt For For For
3 Elect Frank Bramble, Sr. Mgmt For For For
4 Elect Virgis Colbert Mgmt For Against Against
5 Elect Charles Gifford Mgmt For For For
6 Elect Charles Holliday, Jr. Mgmt For For For
7 Elect D. Paul Jones, Jr. Mgmt For For For
8 Elect Monica Lozano Mgmt For For For
9 Elect Thomas May Mgmt For For For
10 Elect Brian Moynihan Mgmt For For For
11 Elect Donald Powell Mgmt For For For
12 Elect Charles Rossotti Mgmt For Against Against
13 Elect Robert Scully Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Ratification of Auditor Mgmt For Against Against
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Report OTC Derivative
Trading
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Bonuses
(Clawback)
24 Shareholder Proposal Regarding ShrHoldr Against For Against
Prohibition of Certain Relocation
Benefits to Senior
Executives
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP9 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For For For
1.2 Elect James Grosfeld Mgmt For For For
1.3 Elect Sir Deryck Maughan Mgmt For For For
1.4 Elect Thomas Montag Mgmt For For For
1.5 Elect Linda Gosden Robinson Mgmt For For For
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Capital One
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP9 14040H105 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Patrick Gross Mgmt For Against Against
2 Elect Ann Hackett Mgmt For For For
3 Elect Pierre Leroy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cash America
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP9 14754D100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP9 172967101 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Timothy Collins Mgmt For For For
3 Elect Jerry Grundhofer Mgmt For For For
4 Elect Robert Joss Mgmt For Against Against
5 Elect Michael O'Neill Mgmt For For For
6 Elect Vikram Pandit Mgmt For For For
7 Elect Richard Parsons Mgmt For Against Against
8 Elect Lawrence Ricciardi Mgmt For For For
9 Elect Judith Rodin Mgmt For Against Against
10 Elect Robert Ryan Mgmt For For For
11 Elect Anthony Santomero Mgmt For For For
12 Elect Diana Taylor Mgmt For For For
13 Elect William Thompson, Jr. Mgmt For For For
14 Elect Ernesto Zedillo Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2009 Stock Mgmt For For For
Incentive
Plan
17 2011 Executive Performance Plan Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Reverse Stock Split Extension Mgmt For For For
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Affirmation of Political
Nonpartisanship
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
23 Shareholder Proposal Regarding Risk ShrHoldr Against Against For
Management
Report
24 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP9 12572Q105 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Craig Donohue Mgmt For For For
1.2 Elect Timothy Bitsberger Mgmt For For For
1.3 Elect Jackie Clegg Mgmt For For For
1.4 Elect James Donaldson Mgmt For For For
1.5 Elect J. Dennis Hastert Mgmt For For For
1.6 Elect William Miller II Mgmt For For For
1.7 Elect Terry Savage Mgmt For For For
1.8 Elect Christopher Stewart Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Credit Suisse
Group
Ticker Security ID: Meeting Date Meeting Status
CSGN CUSIP9 225401108 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Remuneration Report Mgmt For Against Against
2 Accounts and Reports Mgmt For For For
3 Ratification of Board and Management Mgmt For For For
Acts
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends from Reserves Mgmt For For For
6 Authority to Increase Conditional Mgmt For For For
Capital
7 Increase in Authorized Capital Mgmt For For For
8 Amendment Regarding Voting Procedure Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
10 Elect Peter Brabeck-Letmathe Mgmt For Against Against
11 Elect Jean Lanier Mgmt For For For
12 Elect Anton van Rossum Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Appointment of Special Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For Against Against
Delphi Financial
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DFG CUSIP9 247131105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Philip O'Connor Mgmt For Withhold Against
1.2 Elect Robert Rosenkranz Mgmt For For For
1.3 Elect Donald Sherman Mgmt For For For
1.4 Elect Kevin Brine Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For For For
1.10 Elect Robert Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP9 D18190898 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For Against Against
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Repurchase Shares Mgmt For For For
6 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
7 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
8 Increase in Authorized Capital Mgmt For For For
Against Cash Contributions w/out
Preemptive
Rights
9 Increase in Authorized Capital Mgmt For For For
Against Cash or Contributions in
Kind w/out Preemptive
Rights
10 Increase in Authorized Capital Mgmt For For For
Against Cash Contributions w/
Preemptive
Rights
11 Elect Katherine Garrett-Cox Mgmt For For For
12 Intra-company Contracts Mgmt For For For
13 Countermotion A (Ratification of Mgmt N/A Abstain N/A
Management Board
Acts)
14 Countermotion B (Election of Mgmt N/A Abstain N/A
Katherine
Garrett-Cox)
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP9 D18190898 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For Against Against
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Repurchase Shares Mgmt For For For
6 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
7 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
8 Increase in Authorized Capital Mgmt For For For
Against Cash Contributions w/out
Preemptive
Rights
9 Increase in Authorized Capital Mgmt For For For
Against Cash or Contributions in
Kind w/out Preemptive
Rights
10 Increase in Authorized Capital Mgmt For For For
Against Cash Contributions w/
Preemptive
Rights
11 Elect Katherine Garrett-Cox Mgmt For For For
12 Intra-company Contracts Mgmt For For For
13 Countermotion A (Ratification of Mgmt N/A Against N/A
Management Board
Acts)
14 Countermotion B (Election of Mgmt N/A Against N/A
Katherine
Garrett-Cox)
Dime Community
Bancshares,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DCOM CUSIP9 253922108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Clark, Jr. Mgmt For For For
1.2 Elect Steven Cohn Mgmt For For For
1.3 Elect John Flynn Mgmt For For For
1.4 Elect Kenneth Mahon Mgmt For Withhold Against
1.5 Elect Kathleen Nelson Mgmt For For For
1.6 Elect Robert Golden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Everest Re
Group,
Ltd
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP9 G3223R108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Galtney, Jr. Mgmt For Withhold Against
1.2 Elect John Phelan Mgmt For For For
1.3 Elect Roger Singer Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Executive Performance Annual Mgmt For For For
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
First Cash
Financial
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCFS CUSIP9 31942D107 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mikel Faulkner Mgmt For For For
1.2 Elect Randel Owen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Long-Term Incentive Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Franklin
Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP9 354613101 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Charles Crocker Mgmt For For For
3 Elect Joseph Hardiman Mgmt For For For
4 Elect Charles Johnson Mgmt For For For
5 Elect Gregory Johnson Mgmt For For For
6 Elect Rupert Johnson, Jr. Mgmt For For For
7 Elect Mark Pigott Mgmt For For For
8 Elect Chutta Ratnathicam Mgmt For For For
9 Elect Peter Sacerdote Mgmt For For For
10 Elect Laura Stein Mgmt For For For
11 Elect Anne Tatlock Mgmt For Against Against
12 Elect Geoffrey Yang Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2002 Universal Mgmt For For For
Stock Incentive
Plan
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
GFI Group Inc.
Ticker Security ID: Meeting Date Meeting Status
GFIG CUSIP9 361652209 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Gooch Mgmt For For For
1.2 Elect Marisa Cassoni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Equity Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
HCC Insurance
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP9 404132102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judy Bozeman Mgmt For For For
1.2 Elect Frank Bramanti Mgmt For For For
1.3 Elect Walter Duer Mgmt For For For
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Leslie Heisz Mgmt For For For
1.7 Elect Deborah Midanek Mgmt For For For
1.8 Elect John Molbeck, Jr. Mgmt For For For
1.9 Elect James Oesterreicher Mgmt For For For
1.10 Elect Robert Rosholt Mgmt For For For
1.11 Elect Christopher Williams Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CUSIP9 456837103 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Executive Board Remuneration Policy Mgmt For For For
3 Amendment to Articles A Mgmt For For For
4 Amendment to Articles B Mgmt For For For
5 Ratification of Executive Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Elect Koos Timmermans Mgmt For For For
8 Elect Peter Elverding Mgmt For For For
9 Elect Henk Breukink Mgmt For For For
10 Elect Sjoerd van Keulen Mgmt For For For
11 Elect Joost Kuiper Mgmt For For For
12 Elect Luc Vandewalle Mgmt For For For
13 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights in Connection
with a
Merger
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Repurchase Shares in Mgmt For For For
Connection with a
Merger
IntercontinentalE
xchange,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP9 45865V100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Crisp Mgmt For For For
2 Elect Jean-Marc Forneri Mgmt For For For
3 Elect Judd Gregg Mgmt For For For
4 Elect Fred Hatfield Mgmt For For For
5 Elect Terrence Martell Mgmt For For For
6 Elect Callum McCarthy Mgmt For For For
7 Elect Robert Reid Mgmt For For For
8 Elect Frederic Salerno Mgmt For Against Against
9 Elect Jeffrey Sprecher Mgmt For For For
10 Elect Judith Sprieser Mgmt For For For
11 Elect Vincent Tese Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP9 G491BT108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rex Adams Mgmt For For For
2 Elect John Banham Mgmt For For For
3 Elect Denis Kessler Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 2011 Global Equity Incentive Plan Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP9 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against Against For
Independent Lead
Director
Lender
Processing
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LPS CUSIP9 52602E102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lee Kennedy Mgmt For For For
1.2 Elect Philip Heasley Mgmt For For For
1.3 Elect Susan Lester Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Amendment to the 2008 Omnibus Mgmt For For For
Incentive
Plan
Manulife
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
MFC CUSIP9 56501R106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Linda Bammann Mgmt For For For
1.2 Elect Joseph Caron Mgmt For For For
1.3 Elect John Cassaday Mgmt For For For
1.4 Elect Gail Cook-Bennett Mgmt For For For
1.5 Elect Thomas d'Aquino Mgmt For For For
1.6 Elect Richard DeWolfe Mgmt For For For
1.7 Elect Robert Dineen, Jr. Mgmt For For For
1.8 Elect Donald Guloien Mgmt For For For
1.9 Elect Scott Hand Mgmt For For For
1.10 Elect Robert Harding Mgmt For For For
1.11 Elect Luther Helms Mgmt For For For
1.12 Elect Donald Lindsay Mgmt For For For
1.13 Elect Lorna Marsden Mgmt For For For
1.14 Elect John Palmer Mgmt For For For
1.15 Elect Hugh Sloan, Jr. Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Shareholder Proposal Regarding Mgmt Against Against For
Critical Mass of Women on
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP9 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For For For
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP9 59156R108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Kandarian Mgmt For For For
1.2 Elect Sylvia Mathews Burwell Mgmt For For For
1.3 Elect Eduardo Castro-Wright Mgmt For For For
1.4 Elect Cheryl Grise Mgmt For For For
1.5 Elect Lulu Wang Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP9 617446448 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roy Bostock Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Howard Davies Mgmt For For For
4 Elect James Gorman Mgmt For For For
5 Elect James Hance, Jr. Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect John Mack Mgmt For For For
8 Elect Donald Nicolaisen Mgmt For For For
9 Elect Hutham Olayan Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect O. Griffith Sexton Mgmt For For For
12 Elect Masaaki Tanaka Mgmt For For For
13 Elect Laura Tyson Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Equity Mgmt For For For
Incentive Compensation
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
National
Financial
Partners
Corp.
Ticker Security ID: Meeting Date Meeting Status
NFP CUSIP9 63607P208 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephanie Abramson Mgmt For Against Against
2 Elect Arthur Ainsberg Mgmt For For For
3 Elect Jessica Bibliowicz Mgmt For For For
4 Elect R. Bruce Callahan Mgmt For For For
5 Elect John Elliott Mgmt For For For
6 Elect J. Barry Griswell Mgmt For For For
7 Elect Kenneth Mlekush Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Conversion of Senior Notes and Mgmt For For For
Exercise of
Warrants
11 Ratification of Auditor Mgmt For For For
Portfolio
Recovery
Associates
Ticker Security ID: Meeting Date Meeting Status
PRAA CUSIP9 73640Q105 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Voss Mgmt For For For
1.2 Elect Scott Tabakin Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Protective Life
Corp.
Ticker Security ID: Meeting Date Meeting Status
PL CUSIP9 743674103 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Burton Mgmt For For For
1.2 Elect Thomas Hamby Mgmt For For For
1.3 Elect John Johns Mgmt For For For
1.4 Elect Vanessa Leonard Mgmt For For For
1.5 Elect Charles McCrary Mgmt For Withhold Against
1.6 Elect John McMahon, Jr. Mgmt For For For
1.7 Elect Hans Miller Mgmt For For For
1.8 Elect Malcolm Portera Mgmt For For For
1.9 Elect C. Dowd Ritter Mgmt For For For
1.10 Elect Jesse Spikes Mgmt For For For
1.11 Elect William Terry Mgmt For For For
1.12 Elect W. Michael Warren, Jr. Mgmt For For For
1.13 Elect Vanessa Wilson Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Prudential
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP9 744320102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect Martina Hund-Mejean Mgmt For For For
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr For For For
Simple Majority
Vote
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
Reinsurance
Group of
America,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP9 759351604 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Danahy Mgmt For For For
1.2 Elect Arnoud Boot Mgmt For For For
1.3 Elect J. Cliff Eason Mgmt For For For
2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Amendment to the Flexible Stock Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP9 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For Against Against
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Sun Life
Financial
Inc.
Ticker Security ID: Meeting Date Meeting Status
SLF CUSIP9 866796105 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect Richard Booth Mgmt For For For
1.3 Elect Jon Boscia Mgmt For For For
1.4 Elect John Clappison Mgmt For For For
1.5 Elect David Ganong Mgmt For For For
1.6 Elect Martin Glynn Mgmt For For For
1.7 Elect Krystyna Hoeg Mgmt For For For
1.8 Elect David Kerr Mgmt For For For
1.9 Elect Idalene Kesner Mgmt For For For
1.10 Elect Mitchell Merin Mgmt For For For
1.11 Elect Ronald Osborne Mgmt For For For
1.12 Elect Hugh Segal Mgmt For For For
1.13 Elect Donald Stewart Mgmt For For For
1.14 Elect James Sutcliffe Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP9 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For For For
8 Elect John Luke, Jr. Mgmt For For For
9 Elect Mark Nordenberg Mgmt For For For
10 Elect Catherine Rein Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For For For
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Chubb
Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP9 171232101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Zoe Baird Mgmt For For For
2 Elect Sheila Burke Mgmt For For For
3 Elect James Cash, Jr. Mgmt For For For
4 Elect John Finnegan Mgmt For For For
5 Elect Lawrence Kellner Mgmt For For For
6 Elect Martin McGuinn Mgmt For For For
7 Elect Lawrence Small Mgmt For For For
8 Elect Jess Soderberg Mgmt For For For
9 Elect Daniel Somers Mgmt For For For
10 Elect James Zimmerman Mgmt For For For
11 Elect Alfred Zollar Mgmt For For For
12 2011 Annual Incentive Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
The Goldman
Sachs Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP9 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect James Johnson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Lakshmi Mittal Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Hartford
Financial
Services Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP9 416515104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Trevor Fetter Mgmt For For For
3 Elect Paul Kirk, Jr. Mgmt For Against Against
4 Elect Liam McGee Mgmt For For For
5 Elect Kathryn Mikells Mgmt For For For
6 Elect Michael Morris Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
The NASDAQ OMX
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP9 631103108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Urban Backstrom Mgmt For For For
2 Elect H. Furlong Baldwin Mgmt For For For
3 Elect Michael Casey Mgmt For For For
4 Elect Borje Ekholm Mgmt For For For
5 Elect Lon Gorman Mgmt For For For
6 Elect Robert Greifeld Mgmt For For For
7 Elect Glenn Hutchins Mgmt For For For
8 Elect Birgitta Kantola Mgmt For For For
9 Elect Essa Kazim Mgmt For For For
10 Elect John Markese Mgmt For For For
11 Elect Hans Nielsen Mgmt For For For
12 Elect Thomas O'Neill Mgmt For For For
13 Elect James Riepe Mgmt For For For
14 Elect Michael Splinter Mgmt For For For
15 Elect Lars Wedenborn Mgmt For For For
16 Elect Deborah Wince-Smith Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP9 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stuart Burgdoerfer Mgmt For For For
2 Elect Charles Davis Mgmt For For For
3 Amendment to Code of Regulations Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP9 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Laurie Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP9 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Director
Compensation
Waddell & Reed
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP9 930059100 04/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sharilyn Gasaway Mgmt For For For
1.2 Elect Alan Kosloff Mgmt For Withhold Against
1.3 Elect Jerry Walton Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP9 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP9 G98290102 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Herbert Haag Mgmt For For For
2 Elect Michael McGavick Mgmt For For For
3 Elect Ellen Thrower Mgmt For For For
4 Elect John Vereker Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Amendment to the 1991 Performance Mgmt For Against Against
Incentive
Program
Item 8: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Healthcare Fund
Reporting Period: 07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP9 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP9 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect W. James Farrell Mgmt For For For
1.4 Elect H. Laurance Fuller Mgmt For For For
1.5 Elect Edward Liddy Mgmt For For For
1.6 Elect Phebe Novakovic Mgmt For For For
1.7 Elect William Osborn Mgmt For For For
1.8 Elect Samuel Scott III Mgmt For For For
1.9 Elect Glenn Tilton Mgmt For For For
1.10 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Pharmaceutical Price
Restraints
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP9 00817Y108 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Bertolini Mgmt For For For
2 Elect Frank Clark, Jr. Mgmt For Against Against
3 Elect Betsy Cohen Mgmt For Against Against
4 Elect Molly Coye Mgmt For Against Against
5 Elect Roger Farah Mgmt For Against Against
6 Elect Barbara Franklin Mgmt For Against Against
7 Elect Jeffrey Garten Mgmt For Against Against
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Stock Mgmt For Against Against
Incentive
Plan
15 2011 Employee Stock Purchase Plan Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP9 009158106 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chadwick Deaton Mgmt For For For
1.2 Elect Michael Donahue Mgmt For For For
1.3 Elect Ursula Fairbairn Mgmt For For For
1.4 Elect Lawrence Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Approval of the Annual Incentive Plan Mgmt For For For
Amsurg Corp.
Ticker Security ID: Meeting Date Meeting Status
AMSG CUSIP9 03232P405 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Herr Mgmt For For For
1.2 Elect Christopher Holden Mgmt For For For
1.3 Elect Kevin Lavender Mgmt For For For
1.4 Elect Ken McDonald Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
5 Ratification of Auditor Mgmt For For For
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP9 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Elliott Sigal Mgmt For For For
11 Elect Togo West, Jr. Mgmt For For For
12 Elect R. Sanders Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Pharmaceutical Price
Restraints
Cardinal Health,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP9 14149Y108 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Carrie Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce Downey Mgmt For For For
7 Elect John Finn Mgmt For For For
8 Elect Gregory Kenny Mgmt For For For
9 Elect James Mongan Mgmt For For For
10 Elect Richard Notebaert Mgmt For For For
11 Elect David Raisbeck Mgmt For Against Against
12 Elect Jean Spaulding Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Code of Regulations Mgmt For Against Against
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Celgene
Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP9 151020104 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Hugin Mgmt For For For
1.2 Elect Michael Casey Mgmt For For For
1.3 Elect Carrie Cox Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Michael Friedman Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Cephalon, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEPH CUSIP9 156708109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J. Kevin Buchi Mgmt For For For
2 Elect William Egan Mgmt For For For
3 Elect Martyn Greenacre Mgmt For For For
4 Elect Charles Homcy Mgmt For For For
5 Elect Vaughn Kailian Mgmt For For For
6 Elect Kevin Moley Mgmt For For For
7 Elect Charles Sanders Mgmt For For For
8 Elect Gail Wilensky Mgmt For For For
9 Elect Dennis Winger Mgmt For For For
10 Amendment to 2011 Equity Mgmt For For For
Compensation
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP9 125509109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roman Martinez IV Mgmt For For For
2 Elect Carol Wait Mgmt For For For
3 Elect William Zollars Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
Coventry Health
Care,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CVH CUSIP9 222862104 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Joel Ackerman Mgmt For For For
2 Elect Lawrence Kugelman Mgmt For For For
3 Elect Michael Stocker Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Express Scripts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP9 302182100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Maura Breen Mgmt For For For
3 Elect Nicholas LaHowchic Mgmt For For For
4 Elect Thomas Mac Mahon Mgmt For For For
5 Elect Frank Mergenthaler Mgmt For For For
6 Elect Woodrow Myers, Jr. Mgmt For For For
7 Elect John Parker, Jr. Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Samuel Skinner Mgmt For For For
10 Elect Seymour Sternberg Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to Bylaws to Permit Mgmt For For For
Shareholders to Call a Special
Meeting
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 2011 Long-Term Incentive Plan Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP9 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP9 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For Withhold Against
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Glaxosmithkline
plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP9 37733W105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Simon Dingemans Mgmt For For For
4 Elect Stacey Cartwright Mgmt For For For
5 Elect Judy Lewent Mgmt For For For
6 Elect Sir Christopher Gent Mgmt For Against Against
7 Elect Andrew Witty Mgmt For For For
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Stephanie Burns Mgmt For For For
10 Elect H. Lawrence Culp Mgmt For Against Against
11 Elect Sir Crispin Davis Mgmt For For For
12 Elect Sir Deryck Maughan Mgmt For Against Against
13 Elect James Murdoch Mgmt For Against Against
14 Elect Daniel Podolsky Mgmt For For For
15 Elect Moncef Slaoui Mgmt For For For
16 Elect Tom de Swaan Mgmt For Against Against
17 Elect Sir Robert Wilson Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authorisation of Political Donations Mgmt For For For
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Exemption from Statement of Senior Mgmt For For For
Auditor's
Name
25 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Henry Schein,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HSIC CUSIP9 806407102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley Bergman Mgmt For For For
1.2 Elect Gerald Benjamin Mgmt For For For
1.3 Elect James Breslawski Mgmt For For For
1.4 Elect Mark Mlotek Mgmt For For For
1.5 Elect Steven Paladino Mgmt For Withhold Against
1.6 Elect Barry Alperin Mgmt For For For
1.7 Elect Paul Brons Mgmt For For For
1.8 Elect Donald Kabat Mgmt For For For
1.9 Elect Philip Laskawy Mgmt For Withhold Against
1.10 Elect Karyn Mashima Mgmt For For For
1.11 Elect Norman Matthews Mgmt For For For
1.12 Elect Bradley Sheares Mgmt For For For
1.13 Elect Louis Sullivan Mgmt For For For
2 Amendment to the 1994 Stock Mgmt For For For
Incentive
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP9 444859102 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank D'Amelio Mgmt For For For
2 Elect W. Roy Dunbar Mgmt For For For
3 Elect Kurt Hilzinger Mgmt For For For
4 Elect David Jones Jr. Mgmt For For For
5 Elect Michael McCallister Mgmt For For For
6 Elect William McDonald Mgmt For For For
7 Elect William Mitchell Mgmt For For For
8 Elect David Nash Mgmt For For For
9 Elect James O'Brien Mgmt For For For
10 Elect Marissa Peterson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 2011 Stock Incentive Plan Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Lincare Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCR CUSIP9 532791100 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Byrnes Mgmt For For For
1.2 Elect Stuart Altman Mgmt For For For
1.3 Elect Chester Black Mgmt For Withhold Against
1.4 Elect Angela Bryant Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect William Miller III Mgmt For For For
1.7 Elect Ellen Zane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
McKesson
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP9 58155Q103 07/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby III Mgmt For Against Against
5 Elect M. Christine Jacobs Mgmt For For For
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For For For
8 Elect Edward Mueller Mgmt For For For
9 Elect Jane Shaw Mgmt For For For
10 Reapproval of Performance Goals Mgmt For For For
Under the 2005 Stock
Plan
11 Reapproval of Performance Goals Mgmt For For For
Under the 2005 Management Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Report of Ratio Between Executive
and Employee
Pay
Medco Health
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP9 58405U102 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Barker, Jr. Mgmt For For For
2 Elect John Cassis Mgmt For For For
3 Elect Michael Goldstein Mgmt For Against Against
4 Elect Charles Lillis Mgmt For Against Against
5 Elect Myrtle Potter Mgmt For For For
6 Elect William Roper Mgmt For For For
7 Elect David Snow, Jr. Mgmt For For For
8 Elect David Stevens Mgmt For For For
9 Elect Blenda Wilson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirements
12 Amendment to the 2002 Stock Mgmt For For For
Incentive
Plan
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP9 585055106 08/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Anderson Mgmt For For For
1.2 Elect David Calhoun Mgmt For For For
1.3 Elect Victor Dzau Mgmt For For For
1.4 Elect William Hawkins Mgmt For For For
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jean-Pierre Rosso Mgmt For For For
1.11 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP9 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Kenneth Frazier Mgmt For For For
5 Elect Thomas Glocer Mgmt For For For
6 Elect Steven Goldstone Mgmt For For For
7 Elect William Harrison, Jr. Mgmt For For For
8 Elect Harry Jacobson Mgmt For For For
9 Elect William Kelley Mgmt For For For
10 Elect C. Robert Kidder Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For For For
12 Elect Carlos Represas Mgmt For For For
13 Elect Patricia Russo Mgmt For For For
14 Elect Thomas Shenk Mgmt For For For
15 Elect Anne Tatlock Mgmt For For For
16 Elect Craig Thompson Mgmt For For For
17 Elect Wendell Weeks Mgmt For For For
18 Elect Peter Wendell Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Patterson
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP9 703395103 09/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Buck Mgmt For For For
1.2 Elect Peter Frechette Mgmt For For For
1.3 Elect Charles Reich Mgmt For For For
1.4 Elect Brian Tyler Mgmt For For For
1.5 Elect Scott Anderson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Perrigo Company
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP9 714290103 10/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Laurie Brlas Mgmt For For For
1.2 Elect Michael Jandernoa Mgmt For For For
1.3 Elect Joseph Papa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP9 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For For For
5 Elect Frances Fergusson Mgmt For For For
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For For For
9 Elect George Lorch Mgmt For For For
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For For For
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
PharMerica
Corporation
Ticker Security ID: Meeting Date Meeting Status
PMC CUSIP9 71714F104 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Weishar Mgmt For For For
1.2 Elect W. Robert Dahl, Jr. Mgmt For For For
1.3 Elect Frank Collins Mgmt For For For
1.4 Elect Thomas Mac Mahon Mgmt For For For
1.5 Elect Marjorie Dorr Mgmt For For For
1.6 Elect Thomas Gerrity Mgmt For For For
1.7 Elect Robert Oakley Mgmt For For For
1.8 Elect Geoffrey Meyers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP9 826197501 01/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Compensation Policy Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
8 Increase in Authorized Capital for Mgmt For For For
Employee Share Purchase
Plan
9 Supervisory Board Members' Fees Mgmt For For For
10 Intra-company Contracts Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
12 Shareholder Proposal Regarding Mgmt Against Against For
Amendments to Corporate
Purpose
13 Countermotion A (Supervisory Board Mgmt Against Against For
Members'
Fees)
14 Countermotion B (Allocation of Mgmt Against Against For
Profits/Dividends)
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP9 883556102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Lynch Mgmt For For For
2 Elect William Parrett Mgmt For For For
3 Elect Michael Porter Mgmt For For For
4 Elect Scott Sperling Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Tyco
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP9 H89128104 03/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3.1 Elect Edward Breen Mgmt For For For
3.2 Elect Michael Daniels Mgmt For For For
3.3 Elect Timothy Donahue Mgmt For For For
3.4 Elect Brian Duperreault Mgmt For For For
3.5 Elect Bruce Gordon Mgmt For For For
3.6 Elect Rajiv Gupta Mgmt For For For
3.7 Elect John Krol Mgmt For For For
3.8 Elect Brendan O'Neill Mgmt For For For
3.9 Elect Dinesh Paliwal Mgmt For For For
3.10 Elect William Stavropoulos Mgmt For For For
3.11 Elect Sandra Wijnberg Mgmt For For For
3.12 Elect R. David Yost Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Special Auditor Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Approval of Ordinary Cash Dividend Mgmt For For For
9 Renewal of Authorized Share Capital Mgmt For For For
10 Cancellation of Repurchased Treasury Mgmt For For For
Shares
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
UnitedHealth
Group
Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP9 91324P102 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Rodger Lawson Mgmt For For For
7 Elect Douglas Leatherdale Mgmt For Against Against
8 Elect Glenn Renwick Mgmt For For For
9 Elect Kenneth Shine Mgmt For For For
10 Elect Gail Wilensky Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 2011 Incentive Stock Plan Mgmt For For For
14 Amendment to the 1993 Employee Stock Mgmt For For For
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
Varian Medical
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP9 92220P105 02/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Susan Bostrom Mgmt For For For
1.2 Elect Richard Levy Mgmt For For For
1.3 Elect Venkatraman Thyagarajan Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Watson
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WPI CUSIP9 942683103 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Fedida Mgmt For For For
2 Elect Albert Hummel Mgmt For For For
3 Elect Catherine Klema Mgmt For For For
4 Elect Anthony Tabatznik Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Amendment to the 2001 Incentive Mgmt For For For
Award
Plan
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP9 94973V107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Warren Jobe Mgmt For For For
3 Elect William Mays Mgmt For For For
4 Elect William Ryan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Elimination of Supermajority Mgmt For For For
Requirement for Restrictions on
Ownership and Transfer of Stock,
Voting Rights of Shares and Number
of
Directors
7 Elimination of Supermajority Mgmt For For For
Requirement for Certain Business
Combinations
8 Amendments Removing Certain Mgmt For For For
Restrictions on Ownership of
Shares
9 Amendments Deleting Certain Obsolete Mgmt For For For
Provisions
10 Amendments Deleting Certain Obsolete Mgmt For For For
Provisions and Making Conforming
Changes
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Conversion to Nonprofit
Status
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Item 9: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Industrials Fund
Reporting Period: 07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP9 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Alaska Air
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP9 011659109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ayer Mgmt For For For
2 Elect Patricia Bedient Mgmt For For For
3 Elect Marion Blakey Mgmt For For For
4 Elect Phyllis Campbell Mgmt For For For
5 Elect Jessie Knight, Jr. Mgmt For For For
6 Elect R. Marc Langland Mgmt For For For
7 Elect Dennis Madsen Mgmt For For For
8 Elect Byron Mallott Mgmt For For For
9 Elect J. Kenneth Thompson Mgmt For For For
10 Elect Bradley Tilden Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Advisory Vote on Written Consent Mgmt Against For Against
15 Amendment to the 2008 Performance Mgmt For For For
Incentive
Plan
Alliant
Techsystems
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATK CUSIP9 018804104 08/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roxanne Decyk Mgmt For For For
1.2 Elect Mark DeYoung Mgmt For For For
1.3 Elect Martin Faga Mgmt For For For
1.4 Elect Ronald Fogleman Mgmt For For For
1.5 Elect April Foley Mgmt For For For
1.6 Elect Tig Krekel Mgmt For For For
1.7 Elect Douglas Maine Mgmt For For For
1.8 Elect Roman Martinez IV Mgmt For For For
1.9 Elect Mark Ronald Mgmt For For For
1.10 Elect William Van Dyke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Continental
Airlines,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CAL CUSIP9 210795308 09/17/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Declaration of Material Interest Mgmt For For For
Cooper
Industries
Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP9 G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Hill Mgmt For For For
2 Elect James Postl Mgmt For For For
3 Elect Mark Thompson Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 2011 Omnibus Incentive Compensation Mgmt For For For
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Authority of Subsidiary to Mgmt For For For
Repurchase
Shares
10 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP9 126408103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP9 231021106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Theodore Solso Mgmt For For For
2 Elect N. Thomas Linebarger Mgmt For For For
3 Elect William Miller Mgmt For For For
4 Elect Alexis Herman Mgmt For For For
5 Elect Georgia Nelson Mgmt For For For
6 Elect Carl Ware Mgmt For For For
7 Elect Robert Herdman Mgmt For For For
8 Elect Robert Bernhard Mgmt For For For
9 Elect Franklin Chang-Diaz Mgmt For For For
10 Elect Stephen Dobbs Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP9 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Mitchell Rales Mgmt For For For
3 Elect Elias Zerhouni Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Right to Call a Special Meeting Mgmt For For For
7 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP9 244199105 02/23/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For N/A N/A
2 Elect Dipak Jain Mgmt For N/A N/A
3 Elect Joachim Milberg Mgmt For N/A N/A
4 Elect Richard Myers Mgmt For N/A N/A
5 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year N/A Against
Executive
Compensation
7 Ratification of Auditor Mgmt For N/A N/A
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP9 260003108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For For For
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP9 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For For For
1.2 Elect Harriet Green Mgmt For For For
1.3 Elect Charles Peters Mgmt For For For
1.4 Elect Joseph Prueher Mgmt For For For
1.5 Elect Rozanne Ridgway Mgmt For For For
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
General Dynamics
Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP9 369550108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For For For
5 Elect Jay Johnson Mgmt For For For
6 Elect George Joulwan Mgmt For For For
7 Elect Paul Kaminski Mgmt For For For
8 Elect John Keane Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect William Osborn Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
16 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP9 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
Hubbell
Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUB.A CUSIP9 443510201 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Timothy Powers Mgmt For For For
1.2 Elect Lynn Good Mgmt For For For
1.3 Elect Anthony Guzzi Mgmt For For For
1.4 Elect Neal Keating Mgmt For For For
1.5 Elect Andrew McNally, IV Mgmt For For For
1.6 Elect G. Jackson Ratcliffe Mgmt For For For
1.7 Elect Carlos Rodriguez Mgmt For For For
1.8 Elect Richard Swift Mgmt For For For
1.9 Elect Daniel Van Riper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Senior Executive Mgmt For For For
Incentive Compensation
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Illinois Tool
Works
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP9 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Crown Mgmt For For For
2 Elect Don Davis, Jr. Mgmt For For For
3 Elect Robert McCormack Mgmt For Against Against
4 Elect Robert Morrison Mgmt For For For
5 Elect James Skinner Mgmt For For For
6 Elect David Smith, Jr. Mgmt For For For
7 Elect David Speer Mgmt For For For
8 Elect Pamela Strobel Mgmt For For For
9 Elect Kevin Warren Mgmt For For For
10 Elect Anre Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 2011 Cash Incentive Plan Mgmt For For For
15 Amendment to the 2011 Long-Term Mgmt For For For
Incentive
Plan
Lockheed Martin
Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP9 539830109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nolan Archibald Mgmt For For For
2 Elect Rosalind Brewer Mgmt For For For
3 Elect David Burritt Mgmt For Against Against
4 Elect James Ellis, Jr. Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Gwendolyn King Mgmt For For For
7 Elect James Loy Mgmt For Against Against
8 Elect Douglas McCorkindale Mgmt For Against Against
9 Elect Joseph Ralston Mgmt For Against Against
10 Elect Anne Stevens Mgmt For Against Against
11 Elect Robert Stevens Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Incentive Performance Award Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP9 Y62196103 12/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Spyridon Magoulas Mgmt For For For
1.2 Elect Ted Petrone Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Norfolk Southern
Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP9 655844108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gerald Baliles Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Karen Horn Mgmt For Against Against
4 Elect J. Paul Reason Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Northrop Grumman
Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP9 666807102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For Against Against
3 Elect Victor Fazio Mgmt For Against Against
4 Elect Donald Felsinger Mgmt For Against Against
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For Against Against
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For Against Against
9 Elect Richard Myers Mgmt For Against Against
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Stock Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Pall Corporation
Ticker Security ID: Meeting Date Meeting Status
PLL CUSIP9 696429307 12/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Amy Alving Mgmt For For For
2 Elect Daniel Carroll, Jr. Mgmt For For For
3 Elect Robert Coutts Mgmt For For For
4 Elect Cheryl Grise Mgmt For For For
5 Elect Ronald Hoffman Mgmt For For For
6 Elect Eric Krasnoff Mgmt For For For
7 Elect Dennis Longstreet Mgmt For For For
8 Elect Edwin Martin, Jr. Mgmt For For For
9 Elect Katharine Plourde Mgmt For For For
10 Elect Edward Snyder Mgmt For For For
11 Elect Edward Travaglianti Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Allow Company to Deliver Proxy Mgmt For For For
Materials via the
Internet
14 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
15 Amendment to the Management Stock Mgmt For For For
Purchase
Plan
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP9 724479100 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rodney Adkins Mgmt For For For
2 Elect Murray Martin Mgmt For For For
3 Elect Michael Roth Mgmt For For For
4 Elect Robert Weissman Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors from
Office
7 Elimination of Supermajority Mgmt For For For
Requirement for Certain Business
Combinations
8 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment, Adoption or Repeal of
Certificate
Provisions
9 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Alteration,
Adoption, Amendment or
Repeal
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Amendment to the Key Employees Mgmt For For For
Incentive
Plan
13 Amendment to the 2007 Stock Plan Mgmt For For For
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP9 755111507 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For Against Against
3 Elect Stephen Hadley Mgmt For For For
4 Elect Frederic Poses Mgmt For For For
5 Elect Michael Ruettgers Mgmt For For For
6 Elect Ronald Skates Mgmt For Against Against
7 Elect William Spivey Mgmt For For For
8 Elect Linda Stuntz Mgmt For Against Against
9 Elect William Swanson Mgmt For For For
10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Plans
Republic
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP9 760759100 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Crownover Mgmt For For For
2 Elect John Croghan Mgmt For For For
3 Elect William Flynn Mgmt For For For
4 Elect Michael Larson Mgmt For For For
5 Elect Nolan Lehmann Mgmt For For For
6 Elect W. Lee Nutter Mgmt For For For
7 Elect Ramon Rodriguez Mgmt For For For
8 Elect Donald Slager Mgmt For For For
9 Elect Allan Sorensen Mgmt For For For
10 Elect John Trani Mgmt For For For
11 Elect Michael Wickham Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
Rockwell
Collins,
Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP9 774341101 02/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chris Davis Mgmt For For For
1.2 Elect Ralph Eberhart Mgmt For For For
1.3 Elect David Lilley Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP9 826197501 01/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Compensation Policy Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
8 Increase in Authorized Capital for Mgmt For For For
Employee Share Purchase
Plan
9 Supervisory Board Members' Fees Mgmt For For For
10 Intra-company Contracts Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
12 Shareholder Proposal Regarding Mgmt Against Against For
Amendments to Corporate
Purpose
13 Countermotion A (Supervisory Board Mgmt Against Against For
Members'
Fees)
14 Countermotion B (Allocation of Mgmt Against Against For
Profits/Dividends)
SkyWest, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKYW CUSIP9 830879102 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Atkin Mgmt For For For
1.2 Elect J. Ralph Atkin Mgmt For Withhold Against
1.3 Elect Margaret Billson Mgmt For Withhold Against
1.4 Elect Ian Cumming Mgmt For Withhold Against
1.5 Elect Henry Eyring Mgmt For For For
1.6 Elect Robert Sarver Mgmt For For For
1.7 Elect Steven Udvar-Hazy Mgmt For Withhold Against
1.8 Elect James Welch Mgmt For Withhold Against
1.9 Elect Michael Young Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Southwest
Airlines
Co.
Ticker Security ID: Meeting Date Meeting Status
LUV CUSIP9 844741108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Biegler Mgmt For For For
2 Elect Douglas Brooks Mgmt For For For
3 Elect William Cunningham Mgmt For For For
4 Elect John Denison Mgmt For For For
5 Elect Gary Kelly Mgmt For For For
6 Elect Nancy Loeffler Mgmt For For For
7 Elect John Montford Mgmt For For For
8 Elect Thomas Nealon Mgmt For For For
9 Elect Daniel Villanueva Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
The Boeing
Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP9 097023105 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Bryson Mgmt For For For
2 Elect David Calhoun Mgmt For For For
3 Elect Arthur Collins, Jr. Mgmt For For For
4 Elect Linda Cook Mgmt For For For
5 Elect Kenneth Duberstein Mgmt For For For
6 Elect Edmund Giambastiani, Jr. Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect John McDonnell Mgmt For For For
9 Elect W. James McNerney, Jr. Mgmt For For For
10 Elect Susan Schwab Mgmt For For For
11 Elect Ronald Williams Mgmt For For For
12 Elect Mike Zafirovski Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Verification of
Compliance with Labor and Human
Rights
Standards
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Thomas & Betts
Corporation
Ticker Security ID: Meeting Date Meeting Status
TNB CUSIP9 884315102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Ducker Mgmt For For For
1.2 Elect Jeananne Hauswald Mgmt For For For
1.3 Elect Dean Jernigan Mgmt For For For
1.4 Elect Ronald Kalich, Sr. Mgmt For For For
1.5 Elect Kenneth Masterson Mgmt For For For
1.6 Elect Dominic Pileggi Mgmt For For For
1.7 Elect Jean-Paul Richard Mgmt For For For
1.8 Elect Rufus Rivers Mgmt For For For
1.9 Elect Kevin Roberg Mgmt For For For
1.10 Elect David Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP9 907818108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For Against Against
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Actions adversely affecting Mgmt For For For
preferred
stock
17 Removal of directors Mgmt For For For
18 Changing the authorized amount of Mgmt For For For
capital
stock.
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
United
Stationers
Inc.
Ticker Security ID: Meeting Date Meeting Status
USTR CUSIP9 913004107 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Aiken, Jr. Mgmt For For For
1.2 Elect Jean Blackwell Mgmt For For For
1.3 Elect P. Phipps Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Long-Term Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Item 10: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON International Equity Fund
Reporting Period: 07/01/2010 - 06/30/2011
Agricultural
Bank of China
Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 03/02/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Procedural Rules of Mgmt For For For
Shareholders'
Meetings
4 Amendments to Procedural Rules of Mgmt For For For
Board of
Directors
5 Amendments to Procedural Rules of Mgmt For For For
Supervisors
6 Elect Frederick MA Si-Hang Mgmt For For For
7 Elect WEN Tiejun Mgmt For For For
8 Renewal of Liability Insurance Mgmt For Abstain Against
9 Issuance of Subordinated Bonds Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Agricultural
Bank of China
Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 06/08/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Fixed Assets Investment Budget for Mgmt For For For
2011
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Elect LI Yelin Mgmt For Against Against
11 2010 Final Emoluments Plan for Mgmt For For For
Directors and
Supervisors
Air Liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/04/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Gerard de La Martiniere Mgmt For For For
9 Elect Cornelis van Lede Mgmt For For For
10 Elect Sian Herbert-Jones Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
14 Spin-off of Air Liquide France Mgmt For For For
Industrie
15 Spin-off of Air Liquide Advanced Mgmt For For For
Technologies
16 Spin-off of Air Cryopal Mgmt For For For
17 Spin-off of Air Liquide Engineering Mgmt For For For
18 Spin-off of Air Liquide Services Mgmt For For For
19 Authority to Issue Warrants as a Mgmt For Against Against
Takeover
Defense
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive
Rights
21 Authority to Increase Share Issuance Mgmt For For For
limit
22 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
23 Authority to Increase Capital for Mgmt For For For
the Benefit of Employees of
Subsidiaries
24 Authority to Carry Out Formalities Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
Allianz SE
Ticker Security ID: Meeting Date Meeting Status
ALV CINS D03080112 05/04/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Mgmt For For For
Acts
9 Elect Franz Heib Mgmt For For For
10 Amendment to Supervisory Board Mgmt For For For
Members'
Fees
11 Intra-company Contracts/Control Mgmt For For For
Agreements
12 Corporate Restructuring Mgmt For For For
Anheuser-Busch
Inbev
SA
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment Regarding Date of Annual Mgmt For For For
Meeting
4 Amendment Regarding Executive Mgmt For Against Against
Compensation
5 Amendments to Articles Mgmt For For For
6 Amend Article 24 Mgmt For For For
7 Amend Article 25 Mgmt For For For
8 Amend Article 26BIS Mgmt For For For
9 Amend Article 28 Mgmt For For For
10 Amend Article 30 Mgmt For For For
11 Amend Article 36-BIS Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Disapplication of Preemptive Rights Mgmt For Against Against
15 Authority to Issue Warrants Mgmt For Against Against
16 Authority to Increase Capital with Mgmt For Against Against
Regards to
Issuance
17 Authority to Issue Warrants to Mgmt For Against Against
Independent
Directors
18 Authority to Carry Out Formalities Mgmt For Against Against
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
23 Ratification of Board Acts Mgmt For For For
24 Ratification of Auditor Acts Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Elect Stefan Descheemaeker Mgmt For For For
27 Elect Paul Cornet de Ways Ruart Mgmt For For For
28 Elect Kees Storm Mgmt For For For
29 Elect Peter Harf Mgmt For For For
30 Elect Olivier Goudet Mgmt For For For
31 Remuneration Report Mgmt For Against Against
32 Approval of Equity Incentive Grants Mgmt For Against Against
33 Approval of Change in Control Mgmt For For For
Provision Relating to EMTN
Program
34 Change of Control Provision Relating Mgmt For For For
to the US Dollar
Notes
35 Change of Control Provisions Mgmt For For For
Relating to Notes Issued Under
Shelf Registration Statement Filed
In the US on Form
F-3
36 Change of Control Provision Relating Mgmt For For For
to the Canadian Dollar Notes Issued
Via Private
Placement
37 Authority to Carry Out Formalities Mgmt For For For
38 Non-Voting Meeting Note N/A N/A N/A N/A
Apollo Tyres Ltd.
Ticker Security ID: Meeting Date Meeting Status
APOLLOTYRE CINS Y0188S147 01/03/2011 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Borrowing Powers Mgmt For For For
4 Authority to Mortgage Assets Mgmt For For For
Apollo Tyres Ltd.
Ticker Security ID: Meeting Date Meeting Status
500877 CINS Y0188S147 07/29/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Michael Hankinson Mgmt For Against Against
4 Elect Subbaraman Narayan Mgmt For Against Against
5 Elect Nimesh Kampani Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Astra
International
Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N149 05/06/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Directors and Mgmt For Abstain Against
Commissioners and Set Directors'
and Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
AXA S.A.
Ticker Security ID: Meeting Date Meeting Status
AXA CINS F06106102 04/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Elect Jean-Martin Folz Mgmt For For For
9 Elect Giuseppe Mussari Mgmt For For For
10 Elect Marcus Schenck Mgmt For For For
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
14 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
15 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through
Private Placements; Authority to
Issue Debt
Instruments
16 Authority to Set Offering Price of Mgmt For Against Against
Shares
17 Authority to Increase Share Issuance Mgmt For Against Against
Limit
18 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange Offer; Authority
to Issue Debt
Instruments
19 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
20 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights in Consideration
for Securities Issued by a
Subsidiary
21 Authority to Issue Debt Instruments Mgmt For For For
22 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
23 Authority to Increase Capital Under Mgmt For For For
Foreign Employee Savings
Plan
24 Authority to Grant Stock Options Mgmt For Against Against
25 Authority to Issue Performance Shares Mgmt For Against Against
26 Authority to Issue Restricted Shares Mgmt For For For
27 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
28 Amend Article 23 Mgmt For For For
29 Authority to Carry Out Formalities Mgmt For For For
30 Non-Voting Meeting Note N/A N/A N/A N/A
Banco Bradesco
S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC4 CINS P1808G117 03/10/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For Against Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
Bank Danamon
Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 03/30/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Election of Directors Mgmt For Abstain Against
5 Director and Supervisory Boards' Fees Mgmt For Abstain Against
6 Amendments to Articles Mgmt For Abstain Against
7 Report on Bond Issuance and Audit Mgmt For Abstain Against
Committee
Restructuring
8 Non-Voting Meeting Note N/A N/A N/A N/A
Bank of China
Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 01/28/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jackson TAI Mgmt For For For
3 Authority to Issue RMB-denominated Mgmt For For For
Bonds
Bank of China
Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 05/27/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Annual Budget Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Elect ZHANG Xiangdong Mgmt For For For
9 Elect ZHANG Qi Mgmt For For For
10 Elect MEI Xingbao Mgmt For For For
11 Elect BAO Guoming Mgmt For For For
12 Authority to Issue Financial Bonds Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 08/20/2010 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Nominal Value Mgmt For For For
3 Proportion and Number of Rights Issue Mgmt For For For
4 Subscription Price Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Effective Period Mgmt For For For
8 Authorization Mgmt For For For
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 08/20/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Nominal Value Mgmt For For For
3 Proportion and Number of Rights Issue Mgmt For For For
4 Subscription Price Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Effective Period Mgmt For For For
8 Authorization Mgmt For For For
9 Distribution of Undistributed Profits Mgmt For For For
10 Feasibility Analysis Report on Use Mgmt For For For
of
Proceeds
11 Use of Proceeds from Previous Mgmt For For For
Issuance
12 Elect HONG Zhihua Mgmt For Against Against
13 Elect HUANG Haibo Mgmt For For For
14 Elect CAI Haoyi Mgmt For For For
15 Elect SUN Zhijun Mgmt For For For
16 Elect LIU Lina Mgmt For For For
17 Elect JIANG Yansong Mgmt For For For
18 Elect Paul CHOW Man Yiu Mgmt For For For
19 Directors' Fees Mgmt For For For
Barrick Gold
Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP9 067901108 04/27/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Beck Mgmt For For For
1.2 Elect Charles Birchall Mgmt For Withhold Against
1.3 Elect Donald Carty Mgmt For For For
1.4 Elect Gustavo Cisneros Mgmt For Withhold Against
1.5 Elect Peter Crossgrove Mgmt For Withhold Against
1.6 Elect Robert Franklin Mgmt For For For
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Dambisa Moyo Mgmt For For For
1.9 Elect Brian Mulroney Mgmt For Withhold Against
1.10 Elect Anthony Munk Mgmt For Withhold Against
1.11 Elect Peter Munk Mgmt For For For
1.12 Elect Aaron Regent Mgmt For For For
1.13 Elect Nathaniel Rothschild Mgmt For Withhold Against
1.14 Elect Steven Shapiro Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Basf SE
Ticker Security ID: Meeting Date Meeting Status
BAS CINS D06216317 05/06/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Ratification of Management Board Acts Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect Anke Schaferkordt Mgmt For For For
10 Supervisory Board Fees Mgmt For For For
11 Intra-company Contracts/Control Mgmt For For For
Agreements
12 Intra-company Contracts/Control Mgmt For For For
Agreements
BHP Billiton
Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/16/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
2 Re-elect John Buchanan (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
3 Re-elect David Crawford (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
4 Re-elect Keith Rumble (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
5 Re-elect John Schubert (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
6 Re-elect Jacques Nasser (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
7 Elect Malcolm Broomhead (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton
plc)
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
12 Authority to Repurchase Shares (BHP Mgmt For For For
Billiton
plc)
13 Directors' Remuneration Report Mgmt For For For
14 Amendment to the Long-Term Incentive Mgmt For For For
Plan
15 Equity Grant (CEO Marius Kloppers) Mgmt For For For
16 Adoption of New Constitution (BHP Mgmt For For For
Billiton
Limited)
17 Adoption of New Articles (BHP Mgmt For For For
Billiton
plc)
BNP Paribas
Ticker Security ID: Meeting Date Meeting Status
BNP CINS F1058Q238 05/11/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Approval of Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Jean-Francois Lepetit Mgmt For For For
10 Elect Helene Ploix Mgmt For For For
11 Elect Baudouin Prot Mgmt For For For
12 Elect Daniela Weber-Rey Mgmt For For For
13 Elect Fields Wicker-Miurin Mgmt For For For
14 Merger by Absorption of Banque de Mgmt For For For
Bretagne
15 Merger by Absorption of BNP Paribas Mgmt For For For
International
BV
16 Merger by Absorption of Cerenicim Mgmt For For For
17 Merger by absorption of SAS Noria Mgmt For For For
18 Authority to Issue Restricted Stock Mgmt For For For
19 Authority to Grant Stock Options Mgmt For For For
20 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
21 Authority to Carry Out Formalities Mgmt For For For
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/14/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Directors' Remuneration Report Mgmt For For For
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For Against Against
5 Elect Cynthia Carroll Mgmt For Against Against
6 Elect Sir William Castell Mgmt For Against Against
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Byron Grote Mgmt For For For
12 Elect Frank Bowman Mgmt For For For
13 Elect Brendan Nelson Mgmt For For For
14 Elect Phuthuma Nhleko Mgmt For For For
15 Elect Carl-Henric Svanberg Mgmt For For For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
21 Authorisation of Political Donations Mgmt For For For
22 Renewal of the BP ShareMatch Plan Mgmt For For For
23 Renewal of the BP Sharesave UK Plan Mgmt For For For
Brenntag AG
Ticker Security ID: Meeting Date Meeting Status
BNR CINS D12459109 06/22/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Compensation Policy Mgmt For For For
9 Elect Stephen Clark Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 06/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Ratification Mgmt For For For
of Board
Acts
4 Consolidated Accounts and Reports Mgmt For For For
5 Related Party Transactions Mgmt For For For
6 Relocation of Corporate Headquarters Mgmt For For For
7 Amend Article 26 Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Spin-Off of Dia SA Mgmt For For For
10 Elect Bernard Arnault Mgmt For Against Against
11 Elect Jean-Laurent Bonnafe Mgmt For For For
12 Elect Rene Brillet Mgmt For For For
13 Elect Amaury de Seze Mgmt For Against Against
14 Ratification of the Co-option of Mgmt For For For
Mathilde
Lemoine
15 Appointment of Auditor Mgmt For For For
16 Appointment of Alternate Auditor Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
19 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
21 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
22 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
23 Authority to Increase Capital in Mgmt For For For
Case of Exchange Offer; Authority
to Issue Debt
Instruments
24 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
25 Amend Restricted Share Plans Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
Centerra Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CUSIP9 152006102 06/23/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Niyazbek Aldashev Mgmt For For For
1.2 Elect Ian Austin Mgmt For For For
1.3 Elect Raphael Girard Mgmt For For For
1.4 Elect Karybek Ibraev Mgmt For For For
1.5 Elect Patrick James Mgmt For For For
1.6 Elect Stephen Lang Mgmt For For For
1.7 Elect John Lill Mgmt For For For
1.8 Elect Amangeldy Muraliev Mgmt For Withhold Against
1.9 Elect Sheryl Pressler Mgmt For For For
1.10 Elect Terry Rogers Mgmt For For For
1.11 Elect Bruce Walter Mgmt For For For
1.12 Elect Anthony Webb Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Restricted Share Unit Plan Mgmt For For For
Chaoda Modern
Agriculture
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
682 CINS G2046Q107 11/30/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For Abstain Against
5 Elect LI Yan Mgmt For For For
6 Elect HUANG Xie Ying Mgmt For For For
7 Elect IP Chi Ming Mgmt For For For
8 Elect LUAN Yue Wen Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Issue Repurchased Shares Mgmt For For For
China Citic Bank
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
998 CINS Y1434M116 09/30/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class and Par Value of the Shares Mgmt For For For
3 Proportion and Number of Shares Mgmt For For For
4 Subscription Price Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Authorization to the Board Mgmt For For For
8 Validity of Special Resolutions Mgmt For For For
9 Distribution of Undistributed Profits Mgmt For For For
10 Feasibility Analysis Report on Use Mgmt For For For
of
Proceeds
11 Use of Proceeds from Previous Fund Mgmt For For For
Raising
12 Mid-term Capital Management Plan Mgmt For For For
13 CITIC Bank/CITIC GroupLoan Asset Mgmt For For For
Transfer Framework Agreement and
Annual
Caps
China Citic Bank
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
998 CINS Y1434M116 09/30/2010 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Class and Par Value of the Shares Mgmt For For For
2 Proportion and Number of Shares Mgmt For For For
3 Subscription Price Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Authorization to the Board Mgmt For For For
7 Validity of Special Resolutions Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
China
Construction
Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/09/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Final Financial Accounts Mgmt For For For
6 Fixed Assets Investment Budget Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Appointment of Auditors and Mgmt For For For
Authority to Set
Fees
9 Elect DONG Shi Mgmt For For For
10 Purchase of Head Office Business Mgmt For For For
Processing
Centre
11 2010 Final Emoluments Distribution Mgmt For For For
Plan
China
Construction
Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
939 CINS Y1397N101 09/15/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Furong as Supervisor Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
China Green
(Holdings)
Limited
Ticker Security ID: Meeting Date Meeting Status
904 CINS G2107G105 10/12/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect KUNG Sze Wai Mgmt For For For
6 Elect HU Ji Rong Mgmt For For For
7 Elect ZHENG Baodong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
China Minsheng
Banking Corp
Ltd
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M112 05/04/2011 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type of Securities to be Issued Mgmt For For For
3 Issue Size Mgmt For For For
4 Par Value and Issue Price Mgmt For For For
5 Term Mgmt For For For
6 Interest Rate Mgmt For For For
7 Method and Timing of Interest Payment Mgmt For For For
8 Conversion Period Mgmt For For For
9 Determination and Adjustment of CB Mgmt For For For
Conversion
Price
10 Downward Adjustment to CB Conversion Mgmt For For For
Price
11 Method for Determining Number of Mgmt For For For
Shares for
Conversion
12 Terms of Redemption Mgmt For For For
13 Terms of Sale Back Mgmt For For For
14 Entitlement to Dividend of Year Mgmt For For For
Conversion
15 Method of Issuance and Target Mgmt For For For
Investors
16 Subscription Arrangement for Mgmt For For For
Existing Holders of A
Shares
17 CB Holders and CB Holders' Meetings Mgmt For For For
18 Use of Proceeds from Issuance of Mgmt For For For
Convertible
Bonds
19 Special Provisions in Relation to Mgmt For For For
Supplementary
Capital
20 Guarantee and Security Mgmt For For For
21 Validity Period of the Resolution in Mgmt For For For
Respect of Issuance of Convertible
Bonds
22 Authorization in Connection with the Mgmt For For For
Issuance of Convertible
Bonds
23 Class of Shares Mgmt For Against Against
24 Size of Issuance Mgmt For Against Against
25 Target Investor Mgmt For Against Against
26 Pricing Mgmt For Against Against
27 Accumulated Profit Mgmt For Against Against
28 Use of Proceeds Mgmt For Against Against
29 Validity Period Mgmt For Against Against
30 Authorization in Connection with Mgmt For Against Against
Issuance of H
Shares
31 Non-Voting Meeting Note N/A N/A N/A N/A
China Minsheng
Banking Corp
Ltd
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M112 05/04/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type of Securities to be Issued Mgmt For For For
3 Issue Size Mgmt For For For
4 Par Value and Issue Price Mgmt For For For
5 Term Mgmt For For For
6 Interest Rate Mgmt For For For
7 Method and Timing of Interest Payment Mgmt For For For
8 Conversion Period Mgmt For For For
9 Determination and Adjustment of CB Mgmt For For For
Conversion
Price
10 Downward Adjustment to CB Conversion Mgmt For For For
Price
11 Method for Determining Number of Mgmt For For For
Shares for
Conversion
12 Terms of Redemption Mgmt For For For
13 Terms of Sale Back Mgmt For For For
14 Entitlement to Dividend of Year Mgmt For For For
Conversion
15 Method of Issuance and Target Mgmt For For For
Investors
16 Subscription Arrangement for Mgmt For For For
Existing Holders of A
Shares
17 CB Holders and CB Holders' Meetings Mgmt For For For
18 Use of Proceeds from Issuance of Mgmt For For For
Convertible
Bonds
19 Special Provisions in Relation to Mgmt For For For
Supplementary
Capital
20 Guarantee and Security Mgmt For For For
21 Validity Period of the Resolution in Mgmt For For For
Respect of Issuance of Convertible
Bonds
22 Authorization in Connection with the Mgmt For For For
Issuance of Convertible
Bonds
23 Class of Shares Mgmt For Against Against
24 Size of Issuance Mgmt For Against Against
25 Target Investor Mgmt For Against Against
26 Pricing Mgmt For Against Against
27 Accumulated Profit Mgmt For Against Against
28 Use of Proceeds Mgmt For Against Against
29 Validity Period Mgmt For Against Against
30 Authorization in Connection with Mgmt For Against Against
Issuance of H
Shares
31 Use of Proceeds from Previous Fund Mgmt For For For
Raising
Activities
32 Use of Proceeds from Issuance of A Mgmt For Against Against
Share Convertible Bonds and H
Shares
33 Capital Management Programming Mgmt For For For
(2011-2013)
China Minsheng
Banking Corp
Ltd
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M112 05/26/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Annual Budgets Mgmt For For For
9 Amendments to Administrative Mgmt For For For
Measures of Connected
Transactions
10 Report on Use of Proceeds from Mgmt For For For
Previous Fund Raising
Activities
11 Authority to Issue RMB Bonds in Hong Mgmt For Abstain Against
Kong
12 Amendments to Articles Mgmt For For For
13 Change of Registered Capital Mgmt For For For
14 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
China Shineway
Pharmaceutical
Group
Ticker Security ID: Meeting Date Meeting Status
2877 CINS G2110P100 05/31/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Dividends Mgmt For For For
5 Allocation of Special Dividends Mgmt For For For
6 Elect WANG Zhihua Mgmt For For For
7 Elect CHENG Li Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Repurchased Shares Mgmt For Against Against
China Water
Affairs Group
Limited
Ticker Security ID: Meeting Date Meeting Status
855 CINS G21090124 01/05/2011 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Replacement of Auditor Mgmt For For For
4 Share Option Grant to DUAN Chuan Mgmt For For For
Liang
China Water
Affairs Group
Limited
Ticker Security ID: Meeting Date Meeting Status
855 CINS G21090124 09/10/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect LI Ji Sheng Mgmt For For For
6 Elect ZHOU Wen Zhi Mgmt For Against Against
7 Elect ONG King Keung Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
China Yurun Food
Group
Limited
Ticker Security ID: Meeting Date Meeting Status
1068 CINS G21159101 05/31/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect ZHU Yicai Mgmt For Against Against
6 Elect FENG Kuande Mgmt For Against Against
7 Elect GAO Hui Mgmt For For For
8 Elect QIAO Jun Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
13 Authority to Issue Repurchased Shares Mgmt For Against Against
CJ CheilJedang
Corp.
Ticker Security ID: Meeting Date Meeting Status
97950 CINS Y1661W134 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles (Bundled) Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Member: Mgmt For For For
PARK Young
Bae
5 Directors' Fees Mgmt For Against Against
CNP Assurances
Ticker Security ID: Meeting Date Meeting Status
CNP CINS F1876N318 05/06/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Ratification of the Co-Option of Mgmt For Against Against
Antoine
Gosset-Grainville
9 Ratification of the Co-Option of Wahl Mgmt For Against Against
10 Ratification of the Co-Option of Mgmt For For For
Pierre Garcin as
Censor
11 Ratification of the Co-Option of Mgmt For For For
Marcia
Campbell
12 Ratification of the Co-Option of Mgmt For Against Against
Stephane
Pallez
13 Authority to Repurchase Shares Mgmt For Against Against
14 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
15 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
16 Authority to Issue Restricted Stock Mgmt For Against Against
17 Authority to Carry Out Formalities Mgmt For For For
CNP Assurances
Ticker Security ID: Meeting Date Meeting Status
CNP CINS F1876N318 07/29/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Joint Venture Mgmt For For For
5 Contribution Premium Related to Mgmt For For For
Joint
Venture
6 Authority to Carry Out Formalities Mgmt For For For
7 Ratification of the Co-option of Mgmt For Against Against
Olivier
Klein
8 Authority to Carry Out Formalities Mgmt For For For
Companhia de
Saneamento
Basico do
Estado de Sao
Paulo
SA
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CINS P8228H104 08/09/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Implementation of New Employee Mgmt For For For
Pension
Plan
Companhia
Siderurgica
Nacional
Ticker Security ID: Meeting Date Meeting Status
CSNA3 CINS P8661X103 01/28/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Appraiser Mgmt For For For
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Authority to Carry Out Formalities Mgmt For For For
Companhia
Siderurgica
Nacional
Ticker Security ID: Meeting Date Meeting Status
CSNA3 CINS P8661X103 04/19/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Articles 17 and 19 Mgmt For For For
3 Amend Articles 21 Mgmt For For For
4 Relocation of Company's Registered Mgmt For For For
Offices
5 Creation of Working Capital and Mgmt For For For
Investment
Reserve
6 Redemption Value Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Renumber Articles Mgmt For For For
9 Consolidation of Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia
Siderurgica
Nacional
Ticker Security ID: Meeting Date Meeting Status
CSNA3 CINS P8661X103 04/29/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For For For
7 Remuneration Policy Mgmt For Against Against
Companhia
Siderurgica
Nacional
Ticker Security ID: Meeting Date Meeting Status
CSNA3 CINS P8661X103 05/30/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Valuation Report Mgmt For For For
4 Merger by Absorption Mgmt For For For
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Authority to Carry Out Formalities Mgmt For For For
8 Publication of Company Notices Mgmt For For For
Companhia
Siderurgica
Nacional
Ticker Security ID: Meeting Date Meeting Status
CSNA3 CINS P8661X103 10/20/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cancellation of Treasury Shares Mgmt For For For
4 Amendments to Articles Mgmt For For For
Daelim
Industrial Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
210 CINS Y1860N109 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect PARK Jong Kook Mgmt For For For
4 Elect LEE Hae Uk Mgmt For For For
5 Elect OH Soo Keun Mgmt For For For
6 Elect SHIN Jeung Sik Mgmt For For For
7 Elect CHO Jin Hyung Mgmt For For For
8 Elect SHIN Young Joon Mgmt For For For
9 Elect YOON Byung Gak Mgmt For For For
10 Elect JUNG Dong Woo Mgmt For For For
11 Elect OH Soo Keun Mgmt For For For
12 Elect SHIN Jeung Sik Mgmt For For For
13 Elect CHO Jin Hyung Mgmt For For For
14 Directors' Fees Mgmt For For For
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
10 Elect Werner Gatzer Mgmt For For For
11 Elect Thomas Kunz Mgmt For For For
12 Elect Elmar Toime Mgmt For For For
13 Elect Katja Windt Mgmt For For For
14 Elect Hero Brahms Mgmt For For For
Diageo PLC
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 10/14/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Director's Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Peggy Bruzelius Mgmt For Against Against
5 Elect Laurence Danon Mgmt For For For
6 Elect Betsey Holden Mgmt For For For
7 Elect Lord Clive Hollick Mgmt For For For
8 Elect Franz Humer Mgmt For For For
9 Elect Philip Scott Mgmt For For For
10 Elect H. Todd Stitzer Mgmt For For For
11 Elect Paul Walker Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Elect Lord Mervyn Davies Mgmt For For For
14 Elect Deirdre Mahlan Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authorisation of Political Donations Mgmt For For For
21 Share Incentive Plan Renewal Mgmt For For For
22 Sharesave Plan Mgmt For For For
23 Authority to Establish International Mgmt For For For
Share
Plans
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Dongkuk Steel
Mill
Company
Ticker Security ID: Meeting Date Meeting Status
1230 CINS Y20954106 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Elect CHANG Sae Joo Mgmt For For For
3 Elect YEON Tae Yeol Mgmt For For For
4 Elect HAN Seung Hee Mgmt For For For
5 Elect YOON Yong Sup Mgmt For For For
6 Elect KIM Dae Hwi Mgmt For For For
7 Elect LEE Jae Hong Mgmt For For For
8 Elect OKADA Shinichi Mgmt For Against Against
9 Elect HAN Seung Hee Mgmt For For For
10 Elect YOON Yong Sup Mgmt For For For
11 Elect KIM Dae Hwi Mgmt For For For
12 Elect LEE Jae Hong Mgmt For For For
13 Directors' Fees Mgmt For For For
DSV A/S
Ticker Security ID: Meeting Date Meeting Status
DSV CINS K3013J154 03/24/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Report of the Supervisory Board and Mgmt For For For
the Executive
Board
6 Accounts and Reports; Supervisory Mgmt For For For
Board Members'
Fees
7 Allocation of Profits/Dividends Mgmt For Abstain Against
8 Elect Kurt Larsen Mgmt For For For
9 Elect Erik Pedersen Mgmt For For For
10 Elect Per Skov Mgmt For For For
11 Elect Kaj Christiansen Mgmt For For For
12 Elect Annette Sadolin Mgmt For For For
13 Elect Birgit Norgaard Mgmt For For For
14 Elect Thomas Plenborg Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Reduce Share Capital Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendment to Incentive Guidelines Mgmt For Against Against
20 Non-Voting Agenda Item N/A N/A N/A N/A
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G146 04/29/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Remuneration Policy Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G146 04/29/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Increase Share Captial Through Mgmt For For For
Capitalization of
Reserves
5 Merger by Absorption Mgmt For For For
6 Reconciliation of Share Capital Mgmt For For For
Esprit Holdings
Ltd.
Ticker Security ID: Meeting Date Meeting Status
330 CINS G3122U145 11/24/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Paul CHENG Ming Fun Mgmt For For For
6 Elect Alexander Hamilton Mgmt For For For
7 Elect Raymond OR Ching Fai Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Non-Voting Meeting Note N/A N/A N/A N/A
Exxaro Resources
Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/19/2011 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Vincent Mntambo Mgmt For Against Against
3 Re-elect Nkululeko Sowazi Mgmt For Against Against
4 Re-elect Jeffrey van Rooyen Mgmt For For For
5 Re-elect Dalikhaya Zihlangu Mgmt For For For
6 Ratify NEDs' Fees Mgmt For For For
7 Approve NEDs' Fees Mgmt For For For
8 Elect Audit, Risk & Compliance Mgmt For Abstain Against
Committee
Members
9 Approve Remuneration Policy Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authorise Auditors' Fees Mgmt For For For
12 General Authority to Issue Shares Mgmt For For For
13 Authority to issue shares for cash Mgmt For For For
14 Authorisation of Legal Formalities Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
Gafisa Sa
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CINS P4408T158 10/14/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
GEA cins D28304109 04/21/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Policy Mgmt For For For
10 Elect Jurgen Heraeus Mgmt For For For
11 Elect Dieter Ammer Mgmt For For For
12 Elect Ahmad Bastaki Mgmt For For For
13 Elect Hartmut Eberlein Mgmt For For For
14 Elect Helmut Perlet Mgmt For For For
15 Elect Jean Spence Mgmt For For For
16 Corporate Restructuring Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Supervisory Board Members' Fees Mgmt For For For
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP9 380956409 05/18/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ian Telfer Mgmt For For For
1.2 Elect Douglas Holtby Mgmt For For For
1.3 Elect Charles Jeannes Mgmt For For For
1.4 Elect John Bell Mgmt For For For
1.5 Elect Lawrence Bell Mgmt For For For
1.6 Elect Beverley Briscoe Mgmt For For For
1.7 Elect Peter Dey Mgmt For For For
1.8 Elect P. Randy Reifel Mgmt For For For
1.9 Elect A. Dan Rovig Mgmt For For For
1.10 Elect Kenneth Williamson Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to the Stock Option Plan Mgmt For For For
4 Board Size Mgmt For For For
5 Shareholder Proposal Regarding Human Mgmt Against Against For
Rights
Guangdong
Investment
Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 06/03/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect ZHANG Hui Mgmt For For For
6 Elect TSANG Hon Nam Mgmt For For For
7 Elect Daniel FUNG Mgmt For Against Against
8 Elect WU Jianguo Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For Against Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
Guangshen
Railway Co.
Ltd.
Ticker Security ID: Meeting Date Meeting Status
525 CINS Y2930P108 12/21/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework Comprehensive Services Mgmt For For For
Agreement and Annual
Caps
Hana Financial
Group
Ticker Security ID: Meeting Date Meeting Status
86790 CINS Y29975102 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Financial Statement Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
Hitachi Limited
Ticker Security ID: Meeting Date Meeting Status
6501 CINS J20454112 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Kawamura Mgmt For For For
3 Elect Yoshie Ohta Mgmt For For For
4 Elect Mitsuo Ohhashi Mgmt For For For
5 Elect Nobuo Katsumata Mgmt For For For
6 Elect Tohru Motobayashi Mgmt For For For
7 Elect Isao Ono Mgmt For For For
8 Elect Stephen Gomersall Mgmt For For For
9 Elect Tadamichi Sakiyama Mgmt For Against Against
10 Elect Masaharu Sumikawa Mgmt For For For
11 Elect Hiroaki Nakanishi Mgmt For Against Against
12 Elect Michiharu Nakamura Mgmt For For For
13 Elect Takashi Hatchohji Mgmt For For For
14 Elect Takashi Miyoshi Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Removal of a
Director
Housing
Development and
Infrastructure
Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 08/27/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Satya Talwar Mgmt For For For
3 Elect Raj Aggarwal Mgmt For For For
4 Elect Ramesh Kapoor Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Authority to Issue Shares and Mgmt For Abstain Against
Convertible
Securities
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Give Guarantees Mgmt For For For
10 Issuance of Warrants w/o Preemptive Mgmt For For For
Rights
Hoya Corporation
Ticker Security ID: Meeting Date Meeting Status
7741 CINS J22848105 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yuzaburoh Mogi Mgmt For Against Against
3 Elect Eiko Kohno Mgmt For For For
4 Elect Yukiharu Kodama Mgmt For For For
5 Elect Itaru Koeda Mgmt For For For
6 Elect Yutaka Asoh Mgmt For For For
7 Elect Hiroshi Suzuki Mgmt For For For
8 Elect Hiroshi Hamada Mgmt For For For
9 Elect Kenji Ema Mgmt For For For
10 Stock Option Plan Mgmt For For For
11 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Size
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Individual Disclosure of
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Sales of Shares by
Directors, Officers and
Families
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Prohibiting Hedging by Option
Holders
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Increasing the Number of Executive
Officers
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chair and
CEO
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Voting
Rights
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure Obligations of
Shareholder
Proposals
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishing A Contact Point for
Whistle-Blowing
20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For
Succession
Plan
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Education Record of
Directors and Executive
Officers
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Selection Criteria for Director
Candidates
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Time Pledged by
Directors
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Preparation of a Code of
Ethics
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Director
Training
26 Shareholder Proposal Regarding ShrHoldr Against Against For
Provisions for Directors to Contact
Senior
Management
27 Shareholder Proposal Regarding ShrHoldr Against Against For
Budget Allocation for Committee
Consultants
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Separate Legal Advisor for the
Board
29 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Stock Subscription Rights
to an
Index
30 Shareholder Proposal Regarding ShrHoldr Against Against For
Issuance of Restricted
Stock
Hypermarcas SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 04/29/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Budget Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For For For
Hypermarcas SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 04/29/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Partial Spin-off of Brainfarma and Mgmt For For For
Cosmed
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Appointment of Appraiser Mgmt For For For
7 Approval of Appraiser's Report Mgmt For For For
8 Authority to Reduce Share Capital Mgmt For For For
9 Reconciliation of Share Capital Mgmt For For For
10 Merger by Absorption of Brainfarma Mgmt For For For
and
Cosmed
11 Appointment of Appraiser Mgmt For For For
12 Approval of Appraiser's Report Mgmt For For For
13 Authority to Increase Share Capital Mgmt For For For
14 Reconciliation of Share Capital Mgmt For For For
15 Merger by Absorption of Luper Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Appointment of Appraiser Mgmt For For For
18 Approval of Appraiser's Report Mgmt For For For
19 Approval of the Acquisition of Luper Mgmt For For For
20 Amend Article 1 Mgmt For For For
21 Amend Article 2 Mgmt For For For
22 Amend Article 3 Mgmt For For For
23 Amend Article 3 Mgmt For For For
24 Amend Article 17 Mgmt For For For
25 Amend Article 23 Mgmt For For For
26 Amend Article 27 Mgmt For For For
27 Consolidation of Articles of Mgmt For For For
Association
28 Correction of Meeting Minutes Mgmt For For For
29 Ratification of EGM Resolutions Mgmt For For For
30 Authority to Carry Out Formalities Mgmt For For For
Industrial Bank
of
Korea
Ticker Security ID: Meeting Date Meeting Status
24110 CINS Y3994L108 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Amendments to Executive Officer Mgmt For For For
Retirement Allowance
Policy
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Fees Mgmt For For For
Itausa -
Investimentos
Itau
S.A.
Ticker Security ID: Meeting Date Meeting Status
ITSA3 CINS P58711105 04/29/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Directors Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
Ivrcl
Infrastructure
&
Projects
Ticker Security ID: Meeting Date Meeting Status
IVRCLINFRA CINS Y42154123 03/09/2011 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change in Company Name Mgmt For For For
4 Amendment to Borrowing Powers Mgmt For For For
Ivrcl
Infrastructure
& Projects
Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVRCLINFRA CINS Y42154123 09/18/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect R. Balarami Reddy Mgmt For For For
4 Re-elect K. Ashok Reddy Mgmt For For For
5 Re-elect T.N. Chaturvedi Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Appointment of R. Balarami Reddy as Mgmt For For For
Executive Director of Finance and
CFO; Approval of
Compensation
8 Appointment of K. Ashok Reddy as Mgmt For For For
Executive Director; Approval of
Compensation
9 Amendment to Borrowing Powers Mgmt For For For
KB Financial
Group (fka
Kookmin
Bank)
Ticker Security ID: Meeting Date Meeting Status
105560 CINS Y46007103 07/13/2010 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect EUH Yoon Dae as Chairman Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
KB Financial
Group Inc. (fka
Kookmin
Bank)
Ticker Security ID: Meeting Date Meeting Status
105560 CINS Y46007103 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Directors (Slate) Mgmt For For For
3 Election of Audit Committee Members Mgmt For For For
(Slate)
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
Kloeckner & Co SE
Ticker Security ID: Meeting Date Meeting Status
KCO CINS D40376101 05/20/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Elect Michael Rogowski Mgmt For For For
9 Elect Hauke Stars Mgmt For For For
10 Elect Dieter Vogel Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Convertible Bonds Mgmt For For For
13 Cancellation/Creation of Conditional Mgmt For For For
Capital
14 Amendment to Authorized Capital 2010 Mgmt For For For
15 Compensation Policy Mgmt For For For
Koc Holdings As
Ticker Security ID: Meeting Date Meeting Status
KCHOL CINS M63751107 04/07/2011 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Mgmt For For For
Chairman
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Dividend Policy Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For For For
8 Election of Statutory Auditors Mgmt For For For
9 Directors and Auditors' Fees Mgmt For Abstain Against
10 Report on Guarantees Mgmt For For For
11 Charitable Donations Mgmt For For For
12 Report on Related Party Transactions Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Related Party Transactions Mgmt For For For
15 Minutes Mgmt For For For
16 Closing Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
Korea Life
Insurance Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
088350 CINS Y4871N100 06/17/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Directors (Slate) Mgmt For For For
3 Election of Audit Committee Members Mgmt For For For
(Slate)
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
Korean
Reinsurance
Ticker Security ID: Meeting Date Meeting Status
003690 CINS Y49391108 06/10/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Directors (Slate) Mgmt For For For
3 Election of Audit Committee Members Mgmt For For For
(Slate)
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
LG Fashion
Corporation
Ticker Security ID: Meeting Date Meeting Status
93050 CINS Y5275J108 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
LG Innotek
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
11070 CINS Y5276D100 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Members Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For For For
Michelin SCA
Ticker Security ID: Meeting Date Meeting Status
ML CINS F61824144 05/13/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Authority to Repurchase Shares Mgmt For Against Against
8 Amendments to Election Procedure for Mgmt For For For
Managing
Partners
9 Amendments to Shareholding Mgmt For For For
Requirements for Managing General
Partners
10 Amendments to Procedure for Mgmt For For For
Terminating General Partners'
Functions
11 Amendments to Managing Partners' Mgmt For For For
Duties
12 Amendments to Supervisory Board Mgmt For For For
Duties
13 Election of Managing General Partner Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Amendments to Articles Regarding Mgmt For For For
Electronic
Voting
16 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
17 Authority to Issue Restricted Shares Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Mitsui & Co
Limited
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shouei Utsuda Mgmt For For For
4 Elect Masami Iijima Mgmt For For For
5 Elect Seiichi Tanaka Mgmt For For For
6 Elect Takao Ohmae Mgmt For For For
7 Elect Masayoshi Komai Mgmt For For For
8 Elect Fuminobu Kawashima Mgmt For For For
9 Elect Daisuke Saiga Mgmt For For For
10 Elect Johji Okada Mgmt For For For
11 Elect Masayuki Kinoshita Mgmt For For For
12 Elect Nobuko Matsubara Mgmt For For For
13 Elect Ikujiroh Nonaka Mgmt For For For
14 Elect Hiroshi Hirabayashi Mgmt For For For
15 Elect Toshirho Mutoh Mgmt For For For
16 Elect Satoru Miura Mgmt For Against Against
17 Elect Motonori Murakami Mgmt For Against Against
Nagarjuna
Construction
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
NAGARCON CINS Y6198W135 01/17/2011 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Regarding Mgmt For For For
Change in Company
Name
3 Non-Voting Meeting Note N/A N/A N/A N/A
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/14/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Compensation Mgmt For For For
Report
5 Compensation Report Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Paul Bulcke Mgmt For For For
9 Elect Andreas Koopmann Mgmt For For For
10 Elect Rolf Hanggi Mgmt For For For
11 Elect Jean-Pierre Meyers Mgmt For For For
12 Elect Naina Lal Kidwai Mgmt For For For
13 Elect Beat Hess Mgmt For For For
14 Elect Ann Veneman Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Cancellation of Shares and Reduction Mgmt For For For
of Share
Capital
Nine Dragons
Paper
(Holdings)
Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 11/22/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect CHEUNG Yan Mgmt For For For
6 Elect LIU Ming Chung Mgmt For Against Against
7 Elect ZHANG Cheng Fei Mgmt For Against Against
8 Elect ZHANG Yuanfu Mgmt For For For
9 Elect LAU Chun Shun Mgmt For For For
10 Elect GAO Jing Mgmt For For For
11 Elect Maria TAM Wai Chu Mgmt For Against Against
12 Elect Timpson CHUNG Shui Ming Mgmt For Against Against
13 Elect CHENG Chi Pang Mgmt For For For
14 Elect WANG Hong Bo Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Repurchased Shares Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
Noble Group
Limited
Ticker Security ID: Meeting Date Meeting Status
N21 CINS G6542T119 04/29/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Robert TZE Leung Chan Mgmt For For For
4 Elect Ricardo Leiman Mgmt For Against Against
5 Elect Edward Rubin Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Repurchase Shares Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Shares Under the Mgmt For For For
Noble Group Share Option Scheme
2004
18 Authority to Issue Shares under Mgmt For For For
Scrip Dividend
Plan
19 Authority to Issue Shares Under the Mgmt For Against Against
Noble Group Performance Share
Plan
20 Amendments to Articles Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
Noble Group
Limited
Ticker Security ID: Meeting Date Meeting Status
N21 CINS G6542T119 09/17/2010 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Equity Grant to Ricardo Leiman Mgmt For Against Against
Northam Platinum
Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 03/14/2011 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Acquisition Mgmt For For For
2 Issuance of Shares pursuant to the Mgmt For For For
Acquisition
3 Authorisation of Legal Formalities Mgmt For For For
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395106 05/12/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Maria Eva Castillo Sanz Mgmt For For For
4 Elect Alan Gillespie Mgmt For For For
5 Elect Roger Marshall Mgmt For For For
6 Elect Patrick O'Sullivan Mgmt For For For
7 Elect Russell Edey Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Directors' Remuneration Report Mgmt For Against Against
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Contingent Purchase Contracts Mgmt For For For
Pan American
Silver
Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP9 697900108 05/18/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ross Beaty Mgmt For Withhold Against
1.2 Elect Geoffrey Burns Mgmt For For For
1.3 Elect Robert Pirooz Mgmt For For For
1.4 Elect William Fleckenstein Mgmt For For For
1.5 Elect Michael Maloney Mgmt For For For
1.6 Elect David Press Mgmt For For For
1.7 Elect Walter Segsworth Mgmt For For For
1.8 Elect Michael Carroll Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Supervisory Council Mgmt For For For
Members
11 Non-Voting Agenda Item N/A N/A N/A N/A
POSCO (fka
Pohang Iron &
Steel)
Ticker Security ID: Meeting Date Meeting Status
5490 CINS Y70750115 02/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect NAM Yong Mgmt For For For
5 Elect BYUN Dae Kyu Mgmt For For For
6 Elect PARK Sang Kil Mgmt For Against Against
7 Election of Audit Committee Member: Mgmt For For For
KIM Byung
Ki
8 Election of Audit Committee Member: Mgmt For Against Against
PARK Sang
Kil
9 Elect CHOI Jong Tae Mgmt For For For
10 Directors' Fees Mgmt For For For
Preuksa Real
Estate
Ticker Security ID: Meeting Date Meeting Status
PS CINS Y707A3147 04/22/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Minutes Mgmt For For For
4 Annual Report and Operating Results Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits and Dividends Mgmt For For For
7 Elect Adul Chandanachulaka Mgmt For For For
8 Elect Weerachai Ngamdeevilaisak Mgmt For For For
9 Elect Kanchit Bunajinda Mgmt For For For
10 Elect Rattana Promsawad Mgmt For For For
11 Election of Directors and Directors' Mgmt For For For
Fees
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Issuance and Offering for Sale of Mgmt For For For
Warrants
14 Increase in Registered Capital and Mgmt For For For
Allotment of Ordinary
Shares
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Debt Instruments Mgmt For For For
17 Transaction of Other Business Mgmt For Against Against
Pt Indika Energy
Tbk
Ticker Security ID: Meeting Date Meeting Status
INDY CINS Y71247103 06/08/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Report on Utilization of Funds Mgmt For Abstain Against
6 Execution of EMSOP Mgmt For Abstain Against
Reliance
Infrastructure
Limited (fka
Reliance Energy
Limited)
Ticker Security ID: Meeting Date Meeting Status
REL CINS Y09789127 12/22/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Reelect Lalit Jalan Mgmt For For For
4 Reelect V. P. Malik Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Directors' Commission Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
Rio Tinto Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS Q81437107 05/05/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
3 Re-elect Tom Albanese Mgmt For For For
4 Re-elect Robert Brown Mgmt For For For
5 Re-elect Vivienne Cox Mgmt For For For
6 Re-elect Jan du Plessis Mgmt For For For
7 Re-elect Guy Elliott Mgmt For For For
8 Re-elect Michael Fitzpatrick Mgmt For For For
9 Re-elect Ann Godbehere Mgmt For For For
10 Re-elect Richard Goodmanson Mgmt For For For
11 Re-elect Andrew Gould Mgmt For For For
12 Re-elect Lord John Kerr of Kinlochard Mgmt For For For
13 Re-elect Paul Tellier Mgmt For For For
14 Re-elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amend the Performance Share Plan Mgmt For For For
18 Renew Authority to Repurchase Shares Mgmt For For For
Royal Dutch
Shell
Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/17/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Linda Stuntz Mgmt For For For
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Malcolm Brinded Mgmt For For For
6 Elect Guy Elliott Mgmt For For For
7 Elect Simon Henry Mgmt For For For
8 Elect Charles Holliday, Jr. Mgmt For For For
9 Elect Lord John Kerr of Kinlochard Mgmt For For For
10 Elect Gerard Kleisterlee Mgmt For For For
11 Elect Christine Morin-Postel Mgmt For For For
12 Elect Jorma Ollila Mgmt For For For
13 Elect Jeroen van der Veer Mgmt For For For
14 Elect Peter Voser Mgmt For For For
15 Elect Hans Wijers Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Authority to Repurchase Shares Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authorisation of Political Donations Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
Samsung
Electronics
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
5930 CINS Y74718100 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Cancellation of Conditional Capital Mgmt For For For
VI
10 Authority to Issue Convertible Debt Mgmt For For For
Instruments
11 Intra-company Control Agreements Mgmt For For For
Saputo Inc.
Ticker Security ID: Meeting Date Meeting Status
SAP CUSIP9 802912105 08/03/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Emanuele Saputo Mgmt For For For
1.2 Elect Lino A. Saputo, Jr. Mgmt For For For
1.3 Elect Andre Berard Mgmt For For For
1.4 Elect Lucien Bouchard Mgmt For For For
1.5 Elect Pierre Bourgie Mgmt For For For
1.6 Elect Frank Dottori Mgmt For For For
1.7 Elect Anthony Fata Mgmt For For For
1.8 Elect Jean Gaulin Mgmt For For For
1.9 Elect Tony Meti Mgmt For For For
1.10 Elect Caterina Monticciolo Mgmt For For For
1.11 Elect Patricia Saputo Mgmt For For For
1.12 Elect Louis Tanguay Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Sare Holding
S.A.B. de
C.V.
Ticker Security ID: Meeting Date Meeting Status
SARE.B cins P85184102 10/20/2010 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Conversion of Shares Mgmt For For For
2 Authority to Issue Shares w/o Mgmt For Abstain Against
Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Meeting Delegates Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Compensation Policy Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
12 Increase in Authorized Capital for Mgmt For For For
Employee Share Purchase
Plan
13 Supervisory Board Members' Fees Mgmt For For For
14 Intra-company Contracts Mgmt For For For
15 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendments to Corporate
Purpose
Sika AG
Ticker Security ID: Meeting Date Meeting Status
SIK CINS H7631K158 04/12/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Reduction in Par Value of Shares; Mgmt For For For
Capital
Distribution
6 Amendments to Articles Mgmt For For For
7 Ratification of Board Acts Mgmt For For For
8 Elect Urs Burkard Mgmt For For For
9 Elect Monika Ribar Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
Sino-Forest
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRE CUSIP9 82934H101 05/30/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Allen Chan Mgmt For For For
1.2 Elect William Ardell Mgmt For Withhold Against
1.3 Elect James Bowland Mgmt For Withhold Against
1.4 Elect James Hyde Mgmt For Withhold Against
1.5 Elect Edmund Mak Mgmt For For For
1.6 Elect Judson Martin Mgmt For For For
1.7 Elect Simon Murray Mgmt For Withhold Against
1.8 Elect Peter Wang Mgmt For Withhold Against
1.9 Elect Garry West Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
386 CINS Y15010104 05/13/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Surplus Common Reserve Mgmt For For For
Funds
8 Allocation of Profits/Dividends Mgmt For For For
9 Authority to Declare Interim Mgmt For For For
Dividends
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Issuance of Debt Financing Mgmt For For For
Instruments
12 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
13 Elect FU Chengyu Mgmt For For For
SK C&C Co Ltd
Ticker Security ID: Meeting Date Meeting Status
34730 CINS Y8066F103 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For Against Against
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect JUNG Chul Gil Mgmt For For For
4 Elect CHO Young Ho Mgmt For For For
5 Elect HAN Young Suk Mgmt For For For
6 Election of Audit Committee Member: Mgmt For For For
LEE Hwan
Kyun
7 Directors' Fees Mgmt For For For
8 Amendments to Executive Officer Mgmt For Against Against
Retirement Allowance
Policy
SK Holdings Co.,
Ltd. (fka SK
Corporation)
Ticker Security ID: Meeting Date Meeting Status
3600 CINS Y8070C112 03/11/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Elect CHOI Tae Won Mgmt For For For
3 Elect KIM Young Tae Mgmt For For For
4 Elect LEE Gun Ho Mgmt For For For
5 Election of Audit Committee Member: Mgmt For For For
LEE Gun
Ho
6 Directors' Fees Mgmt For For For
7 Spin-off Mgmt For For For
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/19/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Chairman Mgmt For For For
5 Notice of Meeting and Agenda Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Individuals to Check Mgmt For For For
Minutes
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Compensation Guidelines Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Corporate Assembly Fees Mgmt For For For
12 Election of Nominating Committee Mgmt For For For
Member
13 Nominating Committee Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
15 Authority to Repurchase Shares for Mgmt For For For
Cancellation
16 Amendments to Marketing Instructions Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Nomination Committee Guidelines Mgmt For For For
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Withdrawal from Canadian Oil
Sands
Sumitomo
Electric
Industries
Limited
Ticker Security ID: Meeting Date Meeting Status
5802 CINS J77411114 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shintaroh Mitake Mgmt For Against Against
4 Elect Kazuyoshi Hasegawa Mgmt For For For
5 Bonus Mgmt For For For
Sumitomo Heavy
Industries
Ltd.
Ticker Security ID: Meeting Date Meeting Status
6302 CINS J77497113 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yoshio Hinoh Mgmt For Against Against
4 Elect Yoshinobu Nakamura Mgmt For For For
5 Elect Shinji Nishimura Mgmt For For For
6 Elect Shunsuke Betsukawa Mgmt For For For
7 Elect Yuji Takaishi Mgmt For For For
8 Elect Hitoshi Kashimoto Mgmt For For For
9 Elect Kensuke Shimizu Mgmt For For For
10 Elect Mikio Ide Mgmt For For For
11 Elect Kohhei Takase Mgmt For For For
12 Elect Toshiaki Kakimoto Mgmt For For For
13 Elect Shigeru Toyosumi Mgmt For For For
14 Elect Hideo Kojima Mgmt For For For
15 Elect Yukio Kinoshita Mgmt For For For
16 Election of Alternate Statutory Mgmt For For For
Auditor(s)
17 Renewal of Takeover Defense Plan Mgmt For Against Against
Tata Motors
Limited
Ticker Security ID: Meeting Date Meeting Status
TATEN CINS Y85740143 08/06/2010 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Shares or Mgmt For For For
Convertible Securities w/o
Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 "Issuance of """"A"""" Shares w/o Mgmt For For For
Preemptive
Rights"
5 Amendment to Borrowing Powers Mgmt For For For
6 Authority to Mortgage Assets Mgmt For For For
7 Approval of Advisory Fees for Ravi Mgmt For Against Against
Kant
Tata Motors
Limited
Ticker Security ID: Meeting Date Meeting Status
TATEN CINS Y85740143 09/01/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Ratan Tata Mgmt For For For
4 Re-elect Raghunath Mashelkar Mgmt For Against Against
5 Removal/Resignation of Director Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Elect Ranendra Sen Mgmt For For For
8 Elect Carl-Peter Forster Mgmt For For For
9 Appointment of Carl-Peter Forster as Mgmt For For For
CEO and Managing Director; Approval
of
Compensation
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
Tekfen Holding
A.S.
Ticker Security ID: Meeting Date Meeting Status
TKFEN CINS M8788F103 05/06/2011 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Mgmt For For For
Chairman
3 Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board and Statutory Mgmt For For For
Auditors'
Acts
7 Election of Directors and Statutory Mgmt For For For
Auditors
8 Directors and Statutory Auditors' Mgmt For For For
Fees
9 Report on Guarantees Mgmt For For For
10 Charitable Donations Mgmt For For For
11 Report on Related Party Transactions Mgmt For For For
12 Related Party Transactions Mgmt For For For
13 Wishes Mgmt For For For
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/19/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Agenda Mgmt For For For
5 Election of Individuals to Check Mgmt For For For
Minutes
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Set Auditor's Fees Mgmt For For For
8 Compensation Guidelines Mgmt For For For
9 Cancellation of Shares Mgmt For For For
10 Authority to Repurchase Shares for Mgmt For For For
Cancellation
11 Authority to Repurchase Shares Mgmt For For For
Pursuant to
LTIP
12 Election of Corporate Assembly Mgmt For For For
13 Nomination Committee Mgmt For For For
14 Corporate Assembly Fees Mgmt For Abstain Against
Temenos Group
Ticker Security ID: Meeting Date Meeting Status
TEMN CINS H8547Q107 06/17/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Remuneration Mgmt For For For
Report
4 Allocation of Profits/Dividends Mgmt For For For
5 Transfer of Reserves Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Increase in Authorized Capital Mgmt For For For
8 Increase in Conditional Capital for Mgmt For Against Against
Equity
Incentives
9 Elect Guy Dubois Mgmt For For For
10 Elect George Koukis Mgmt For Against Against
11 Elect Chris Pavlou Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
Tenaga Nasional
Berhad
Ticker Security ID: Meeting Date Meeting Status
TENAGA CINS Y85859109 12/15/2010 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Elect Che Khalib bin Mohamad Noh Mgmt For For For
6 Elect Fuad bin Jaafar Mgmt For For For
7 Elect Abd Manaf bin Hashim Mgmt For For For
8 Elect Ir. Azman bin Mohd Mgmt For For For
9 Elect CHUNG Hon Cheong Mgmt For For For
10 Elect Siti Norma binti Yaakob Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Issue Shares under Mgmt For Against Against
Employees' Share Option Scheme
II
13 Authority to Repurchase Shares Mgmt For For For
14 Bonus Share Issuance Mgmt For For For
15 Increase in Authorized Capital Mgmt For For For
16 Amendments to Articles Regarding Mgmt For For For
Authorised Share
Capital
17 Amendments to Articles Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
TESCO PLC
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 07/02/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Kenneth Hydon Mgmt For For For
5 Elect Tim Mason Mgmt For For For
6 Elect Lucy Neville-Rolfe Mgmt For For For
7 Elect David Potts Mgmt For For For
8 Elect David Reid Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authorisation of Political Donations Mgmt For For For
18 Share Incentive Plan Renewal Mgmt For For For
19 Adoption of New Articles Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Thai Union
Frozen
Products
Ticker Security ID: Meeting Date Meeting Status
TUF CINS Y8729T169 04/25/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Minutes Mgmt For For For
4 Annual Report and Results of Mgmt For For For
Operation
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Thiraphong Chansiri Mgmt For For For
8 Elect Chuan Tangchasiri Mgmt For For For
9 Elect Pracha Anucrokdilok Mgmt For For For
10 Elect Chan Tin King Mgmt For For For
11 Elect Chan Shue Chung Mgmt For For For
12 Elect Takehiko Kakiuchi Mgmt For Against Against
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
15 Amendments to Articles Mgmt For Abstain Against
16 Authority to increase the limit of Mgmt For For For
bond
issuance
17 Related Party Transactions Mgmt For For For
18 Related Party Transactions Mgmt For For For
19 Transaction of Other Business Mgmt For Against Against
The Bank of Nova
Scotia
Ticker Security ID: Meeting Date Meeting Status
BNS CUSIP9 064149107 04/05/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Brenneman Mgmt For For For
1.2 Elect C.J. Chen Mgmt For For For
1.3 Elect David Dodge Mgmt For For For
1.4 Elect N. Ashleigh Everett Mgmt For For For
1.5 Elect John Kerr Mgmt For For For
1.6 Elect Michael Kirby Mgmt For For For
1.7 Elect John Mayberry Mgmt For For For
1.8 Elect Thomas O'Neill Mgmt For For For
1.9 Elect Alexis E. Rovzar de la Torre Mgmt For Withhold Against
1.10 Elect Indira Samarasekera Mgmt For For For
1.11 Elect Allan Shaw Mgmt For For For
1.12 Elect Paul Sobey Mgmt For For For
1.13 Elect Barbara Thomas Mgmt For For For
1.14 Elect Richard Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to By-Law Regarding Mgmt For For For
Director Retirement
Age
4 Amendment to the Stock Option Plan Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Shareholder Proposal Regarding Mgmt Against Against For
Critical Mass of Women on
Board
7 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
8 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
9 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information on the
Comparison of Compensation with
Peers
10 Shareholder Proposal Regarding Mgmt Against Against For
Demonstration of Pay for
Performance
The
Toronto-Dominion
Bank
Ticker Security ID: Meeting Date Meeting Status
TD CUSIP9 891160509 03/31/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Bennett Mgmt For For For
1.2 Elect Hugh Bolton Mgmt For For For
1.3 Elect John Bragg Mgmt For For For
1.4 Elect Amy Woods Brinkley Mgmt For For For
1.5 Elect W. Edmund Clark Mgmt For For For
1.6 Elect Wendy Dobson Mgmt For For For
1.7 Elect Henry Ketcham Mgmt For For For
1.8 Elect Pierre Lessard Mgmt For For For
1.9 Elect Brian Levitt Mgmt For For For
1.10 Elect Harold MacKay Mgmt For For For
1.11 Elect Irene Miller Mgmt For For For
1.12 Elect Nadir Mohamed Mgmt For For For
1.13 Elect W. J. Prezzano Mgmt For For For
1.14 Elect Helen Sinclair Mgmt For For For
1.15 Elect Carole Taylor Mgmt For For For
1.16 Elect John Thompson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against Against For
Critical Mass of Women on the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
7 Shareholder Proposal Regarding Mgmt Against Against For
Retention of Shares After
Retirement
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/13/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Elect Patricia Barbizet Mgmt For Against Against
11 Elect Paul Desmarais, Jr. Mgmt For Against Against
12 Elect Claude Mandil Mgmt For For For
13 Elect Marie-Christine Coisne Mgmt For For For
14 Elect Barbara Kux Mgmt For For For
15 Authority to Issue Restricted Shares Mgmt For For For
16 Shareholder Proposal Regarding Share ShrHoldr Against Against For
Ownership
Disclosure
TransCanada
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP9 89353D107 04/29/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kevin Benson Mgmt For For For
1.2 Elect Derek Burney Mgmt For For For
1.3 Elect Wendy Dobson Mgmt For For For
1.4 Elect E. Linn Draper, Jr. Mgmt For For For
1.5 Elect Paule Gauthier Mgmt For For For
1.6 Elect Russell Girling Mgmt For For For
1.7 Elect S. Barry Jackson Mgmt For For For
1.8 Elect Paul Joskow Mgmt For For For
1.9 Elect John MacNaughton Mgmt For For For
1.10 Elect David O'Brien Mgmt For For For
1.11 Elect W. Thomas Stephens Mgmt For For For
1.12 Elect D. Michael Stewart Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 05/02/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Directors (Slate) and Mgmt For Abstain Against
Directors'
Fees
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Authority to Issue Shares w/ Mgmt For Abstain Against
Preemptive
Rights
6 Authority to Implement Offering Mgmt For Abstain Against
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CINS P9661Q148 04/19/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Capitalization of Reserves Mgmt For For For
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CINS P9661Q148 04/19/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends and Mgmt For For For
Capital Expenditure
Budget
7 Election of Directors Mgmt For Against Against
8 Election of Supervisory Council Mgmt For For For
9 Remuneration Policy Mgmt For Against Against
Vallourec
Ticker Security ID: Meeting Date Meeting Status
VK CINS F95922104 06/07/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Form of Dividend Payment Mgmt For For For
8 Ratification of the Co-option of Mgmt For For For
Pascale
Chargrasse
9 Elect Pascale Chargrasse Mgmt For For For
10 Elect Jean-Paul Parayre Mgmt For For For
11 Elect Patrick Boissier Mgmt For For For
12 Elect Anne-Marie Idrac Mgmt For For For
13 Elect Francois Henrot as Censor Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Issue Capital and/or Mgmt For For For
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
18 Authority to Set Offering Price of Mgmt For For For
Shares
19 Authority to Increase Share Issuance Mgmt For For For
Limit
20 Authority to Increase Capital In Mgmt For For For
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
21 Authority to Increase Capital in Mgmt For For For
Case of Exchange Offer; Authority
to Issue Debt
Instruments
22 Authority for Subsidiaries to Issue Mgmt For For For
Securities Convertible into Company
Shares
23 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
24 Authority to Issue Debt Instruments Mgmt For For For
25 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
26 Authority to Increase Capital for Mgmt For For For
Foreign
Employees
27 Authority to Increase Capital for Mgmt For For For
Foreign Employees as an Alternative
to Employee Savings
Plan
28 Authority to Issue Restricted Shares Mgmt For For For
Under Savings
Plans
29 Authority to Issue Restricted Shares Mgmt For For For
30 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
31 Amendment Regarding Supervisory Mgmt For For For
Board Member Term
Length
32 Amendment Regarding Employee Mgmt For For For
Representation
33 Authority to Carry Out Formalities Mgmt For For For
Vedanta
Resources
PLC
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 07/28/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Naresh Chandra Mgmt For For For
5 Elect Euan Macdonald Mgmt For For For
6 Elect Aman Mehta Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Settle Convertible Mgmt For For For
Bonds with Ordinary
Shares
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
14 Adoption of New Articles Mgmt For For For
15 Reduction in Share Premium Account Mgmt For For For
Vedanta
Resources
PLC
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 12/13/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
Vodafone Group
PLC
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882135 07/27/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For For For
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
WooriFinance
Holdings
Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
53000 CINS Y9695X119 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Executive Director: LEE Mgmt For For For
Pal
Seung
3 Elect BANG Min Joon Mgmt For For For
4 Elect SHIN Hee Taek Mgmt For For For
5 Elect LEE Doo Hee Mgmt For For For
6 Elect LEE Heon Mgmt For For For
7 Elect LEE Yong Man Mgmt For For For
8 Elect KIM Kwang Eui Mgmt For For For
9 Elect PARK Jee Hwan Mgmt For For For
10 Election of Representative Director: Mgmt For For For
LEE Pal
Seung
11 Elect SHIN Hee Taek Mgmt For For For
12 Elect LEE Doo Hee Mgmt For For For
13 Elect LEE Hun Mgmt For For For
14 Elect LEE Yong Mahn Mgmt For For For
15 Elect KIM Gwang Eui Mgmt For For For
16 Directors' Fees Mgmt For For For
YIT Oyj
Ticker Security ID: Meeting Date Meeting Status
YTY1V CINS X9862Q104 03/11/2011 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Account and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Dividend Record Date and Payment Date Mgmt For For For
11 Ratification of Board Act and Mgmt For For For
Management
Acts
12 Board Size Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Authority to Set Auditor's Fees Mgmt For For For
15 Election of Directors Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
Item 11: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Long/Short Fund
Reporting Period: 07/01/2010 - 06/30/2011
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP9 037833100 02/23/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For N/A N/A
1.2 Elect Millard Drexler Mgmt For N/A N/A
1.3 Elect Albert Gore, Jr. Mgmt For N/A N/A
1.4 Elect Steven Jobs Mgmt For N/A N/A
1.5 Elect Andrea Jung Mgmt For N/A N/A
1.6 Elect Arthur Levinson Mgmt For N/A N/A
1.7 Elect Ronald Sugar Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year N/A Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Adoption and Disclosure of a
Written CEO Succession Planning
Policy
6 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Majority Vote for Election of
Directors
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP9 172967101 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Timothy Collins Mgmt For For For
3 Elect Jerry Grundhofer Mgmt For For For
4 Elect Robert Joss Mgmt For Against Against
5 Elect Michael O'Neill Mgmt For For For
6 Elect Vikram Pandit Mgmt For For For
7 Elect Richard Parsons Mgmt For Against Against
8 Elect Lawrence Ricciardi Mgmt For For For
9 Elect Judith Rodin Mgmt For Against Against
10 Elect Robert Ryan Mgmt For For For
11 Elect Anthony Santomero Mgmt For For For
12 Elect Diana Taylor Mgmt For For For
13 Elect William Thompson, Jr. Mgmt For For For
14 Elect Ernesto Zedillo Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2009 Stock Mgmt For For For
Incentive
Plan
17 2011 Executive Performance Plan Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Reverse Stock Split Extension Mgmt For For For
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Affirmation of Political
Nonpartisanship
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
23 Shareholder Proposal Regarding Risk ShrHoldr Against Against For
Management
Report
24 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP9 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Corning
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP9 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For For For
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For For For
5 Elect H. Onno Ruding Mgmt For For For
6 Elect Glenn Tilton Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP9 244199105 02/23/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For N/A N/A
2 Elect Dipak Jain Mgmt For N/A N/A
3 Elect Joachim Milberg Mgmt For N/A N/A
4 Elect Richard Myers Mgmt For N/A N/A
5 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year N/A Against
Executive
Compensation
7 Ratification of Auditor Mgmt For N/A N/A
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP9 260003108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For For For
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP9 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sexual Orientation and Gender
identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Technology and Products
to Become Environmentally
Sustainable
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emission
Goals
General Dynamics
Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP9 369550108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For For For
5 Elect Jay Johnson Mgmt For For For
6 Elect George Joulwan Mgmt For For For
7 Elect Paul Kaminski Mgmt For For For
8 Elect John Keane Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect William Osborn Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
16 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Harris
Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP9 413875105 10/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Lance Mgmt For For For
2 Elect Thomas Dattilo Mgmt For For For
3 Elect Terry Growcock Mgmt For For For
4 Elect Leslie Kenne Mgmt For For For
5 Elect David Rickard Mgmt For For For
6 Elect James Stoffel Mgmt For For For
7 Elect Gregory Swienton Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Annual Incentive Plan Mgmt For For For
10 Amendment to the 2005 Equity Mgmt For For For
Incentive
Plan
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
HCC Insurance
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP9 404132102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judy Bozeman Mgmt For For For
1.2 Elect Frank Bramanti Mgmt For For For
1.3 Elect Walter Duer Mgmt For For For
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Leslie Heisz Mgmt For For For
1.7 Elect Deborah Midanek Mgmt For For For
1.8 Elect John Molbeck, Jr. Mgmt For For For
1.9 Elect James Oesterreicher Mgmt For For For
1.10 Elect Robert Rosholt Mgmt For For For
1.11 Elect Christopher Williams Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Illinois Tool
Works
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP9 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Crown Mgmt For For For
2 Elect Don Davis, Jr. Mgmt For For For
3 Elect Robert McCormack Mgmt For Against Against
4 Elect Robert Morrison Mgmt For For For
5 Elect James Skinner Mgmt For For For
6 Elect David Smith, Jr. Mgmt For For For
7 Elect David Speer Mgmt For For For
8 Elect Pamela Strobel Mgmt For For For
9 Elect Kevin Warren Mgmt For For For
10 Elect Anre Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 2011 Cash Incentive Plan Mgmt For For For
15 Amendment to the 2011 Long-Term Mgmt For For For
Incentive
Plan
Kirby Corporation
Ticker Security ID: Meeting Date Meeting Status
KEX CUSIP9 497266106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Lemmon Mgmt For For For
2 Elect George Peterkin, Jr. Mgmt For For For
3 Elect Richard Stewart Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP9 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David Bernauer Mgmt For For For
1.3 Elect Leonard Berry Mgmt For For For
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For For For
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For For For
1.8 Elect Richard Lochridge Mgmt For For For
1.9 Elect Robert Niblock Mgmt For For For
1.10 Elect Stephen Page Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP9 Y62196103 12/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Spyridon Magoulas Mgmt For For For
1.2 Elect Ted Petrone Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Norfolk Southern
Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP9 655844108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gerald Baliles Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Karen Horn Mgmt For Against Against
4 Elect J. Paul Reason Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Northrop Grumman
Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP9 666807102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For Against Against
3 Elect Victor Fazio Mgmt For Against Against
4 Elect Donald Felsinger Mgmt For Against Against
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For Against Against
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For Against Against
9 Elect Richard Myers Mgmt For Against Against
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Stock Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Omnicom Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP9 681919106 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Wren Mgmt For For For
2 Elect Bruce Crawford Mgmt For For For
3 Elect Alan Batkin Mgmt For For For
4 Elect Robert Clark Mgmt For For For
5 Elect Leonard Coleman, Jr. Mgmt For For For
6 Elect Errol Cook Mgmt For For For
7 Elect Susan Denison Mgmt For For For
8 Elect Michael Henning Mgmt For For For
9 Elect John Murphy Mgmt For For For
10 Elect John Purcell Mgmt For For For
11 Elect Linda Johnson Rice Mgmt For For For
12 Elect Gary Roubos Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Restoration of Written Consent Mgmt For For For
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP9 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP9 778296103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Orban Mgmt For For For
1.2 Elect Donald Seiler Mgmt For For For
2 Reapproval of the Incentive Mgmt For For For
Compensation
Plan
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
SK Telecom
Ticker Security ID: Meeting Date Meeting Status
17670 CUSIP9 78440P108 03/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Amendments to Executive Officer Mgmt For For For
Retirement Allowance
Policy
4 Election of Directors (Slate) Mgmt For For For
5 Election of Independent Directors Mgmt For For For
(Slate)
6 Election of Audit Committee Members Mgmt For For For
(Slate)
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP9 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory Brenneman Mgmt For For For
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Ronald Sargent Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Restoration of Written Consent Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
CUMULATIVE
VOTING
16 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EMPLOYMENT DIVERSITY
REPORT
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Electioneering
Expenditure
Thomas & Betts
Corporation
Ticker Security ID: Meeting Date Meeting Status
TNB CUSIP9 884315102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Ducker Mgmt For For For
1.2 Elect Jeananne Hauswald Mgmt For For For
1.3 Elect Dean Jernigan Mgmt For For For
1.4 Elect Ronald Kalich, Sr. Mgmt For For For
1.5 Elect Kenneth Masterson Mgmt For For For
1.6 Elect Dominic Pileggi Mgmt For For For
1.7 Elect Jean-Paul Richard Mgmt For For For
1.8 Elect Rufus Rivers Mgmt For For For
1.9 Elect Kevin Roberg Mgmt For For For
1.10 Elect David Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP9 886423102 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect Morris Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Jon Madonna Mgmt For For For
1.7 Elect Joseph Netherland Mgmt For For For
1.8 Elect Richard Pattarozzi Mgmt For For For
1.9 Elect Nicholas Sutton Mgmt For For For
1.10 Elect Cindy Taylor Mgmt For For For
1.11 Elect Dean Taylor Mgmt For For For
1.12 Elect Jack Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP9 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Laurie Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tupperware
Brands
Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP9 899896104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Catherine Bertini Mgmt For For For
2 Elect Rita Bornstein Mgmt For For For
3 Elect Kriss Cloninger III Mgmt For For For
4 Elect E. V. Goings Mgmt For For For
5 Elect Clifford Grum Mgmt For For For
6 Elect Joe Lee Mgmt For For For
7 Elect Bob Marbut Mgmt For For For
8 Elect Angel Martinez Mgmt For For For
9 Elect Antonio Monteiro de Castro Mgmt For For For
10 Elect Robert Murray Mgmt For For For
11 Elect David Parker Mgmt For For For
12 Elect Joyce Roche Mgmt For For For
13 Elect J. Patrick Spainhour Mgmt For For For
14 Elect M. Anne Szostak Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP9 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Item 12: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Staples Fund (Formerly ICON Leisure and Consumer
Staples Fund)
Reporting Period: 07/01/2010 - 06/30/2011
Altria Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP9 02209S103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Flavored
Tobacco
Brinker
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EAT CUSIP9 109641100 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Brooks Mgmt For For For
1.2 Elect Joseph DePinto Mgmt For For For
1.3 Elect Harriet Edelman Mgmt For For For
1.4 Elect Marvin Girouard Mgmt For For For
1.5 Elect John Mims Mgmt For For For
1.6 Elect George Mrkonic, Jr. Mgmt For For For
1.7 Elect Erle Nye Mgmt For For For
1.8 Elect Rosendo Parra Mgmt For For For
1.9 Elect Cece Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Re-approval of the Profit Sharing Mgmt For For For
Plan
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP9 G16962105 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ernest Bachrach Mgmt For For For
2 Elect Enrique Boilini Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Campbell Soup
Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP9 134429109 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edmund Carpenter Mgmt For For For
1.2 Elect Paul Charron Mgmt For For For
1.3 Elect Douglas Conant Mgmt For For For
1.4 Elect Bennett Dorrance Mgmt For For For
1.5 Elect Harvey Golub Mgmt For For For
1.6 Elect Lawrence Karlson Mgmt For For For
1.7 Elect Randall Larrimore Mgmt For For For
1.8 Elect Mary Malone Mgmt For For For
1.9 Elect Sara Mathew Mgmt For For For
1.10 Elect Denise Morrison Mgmt For For For
1.11 Elect William Perez Mgmt For For For
1.12 Elect Charles Perrin Mgmt For For For
1.13 Elect A. Barry Rand Mgmt For For For
1.14 Elect Nick Shreiber Mgmt For For For
1.15 Elect Archbold van Beuren Mgmt For For For
1.16 Elect Les Vinney Mgmt For For For
1.17 Elect Charlotte Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive
Plan
Coca-Cola
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CCE CUSIP9 19122T109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jan Bennink Mgmt For For For
1.2 Elect John Brock Mgmt For For For
1.3 Elect Calvin Darden Mgmt For For For
1.4 Elect L. Phillip Humann Mgmt For For For
1.5 Elect Orrin Ingram II Mgmt For For For
1.6 Elect Donna James Mgmt For For For
1.7 Elect Thomas Johnson Mgmt For For For
1.8 Elect Suzanne Labarge Mgmt For For For
1.9 Elect Veronique Morali Mgmt For For For
1.10 Elect Garry Watts Mgmt For For For
1.11 Elect Curtis Welling Mgmt For For For
1.12 Elect Phoebe Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Shareholder Approval of Severance
Agreements
Colgate-Palmolive
Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP9 194162103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cahill Mgmt N/A For N/A
2 Elect Ian Cook Mgmt N/A For N/A
3 Elect Helene Gayle Mgmt N/A For N/A
4 Elect Ellen Hancock Mgmt N/A For N/A
5 Elect Joseph Jimenez Mgmt N/A For N/A
6 Elect Richard Kogan Mgmt N/A For N/A
7 Elect Delano Lewis Mgmt N/A For N/A
8 Elect J. Pedro Reinhard Mgmt N/A For N/A
9 Elect Stephen Sadove Mgmt N/A For N/A
10 Ratification of Auditor Mgmt N/A For N/A
11 Advisory Vote on Executive Mgmt N/A For N/A
Compensation
12 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
13 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A
Right to Call a Special
Meeting
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP9 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Constellation
Brands,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP9 21036P108 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Fowden Mgmt For For For
1.2 Elect Barry Fromberg Mgmt For For For
1.3 Elect Jeananne Hauswald Mgmt For Withhold Against
1.4 Elect James Locke III Mgmt For Withhold Against
1.5 Elect Richard Sands Mgmt For For For
1.6 Elect Robert Sands Mgmt For For For
1.7 Elect Paul Smith Mgmt For For For
1.8 Elect Mark Zupan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CVS Caremark
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP9 126650100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Anne Finucane Mgmt For For For
5 Elect Kristen Gibney Williams Mgmt For For For
6 Elect Marian Heard Mgmt For For For
7 Elect Larry Merlo Mgmt For For For
8 Elect Jean-Pierre Millon Mgmt For For For
9 Elect Terrence Murray Mgmt For For For
10 Elect C.A. Lance Piccolo Mgmt For For For
11 Elect Richard Swift Mgmt For For For
12 Elect Tony White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions or
Expenditure
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Darden
Restaurants,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP9 237194105 09/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect Christopher Fraleigh Mgmt For For For
1.4 Elect Victoria Harker Mgmt For For For
1.5 Elect David Hughes Mgmt For For For
1.6 Elect Charles Ledsinger, Jr. Mgmt For For For
1.7 Elect William Lewis, Jr. Mgmt For For For
1.8 Elect Connie Mack III Mgmt For For For
1.9 Elect Andrew Madsen Mgmt For For For
1.10 Elect Clarence Otis Jr. Mgmt For For For
1.11 Elect Michael Rose Mgmt For For For
1.12 Elect Maria Sastre Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For For For
incentive
Plan
3 Ratification of Auditor Mgmt For For For
General Mills,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP9 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bradbury Anderson Mgmt For For For
2 Elect R. Kerry Clark Mgmt For For For
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For For For
6 Elect Judith Richards Hope Mgmt For For For
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Ochoa-Brillembourg Mgmt For For For
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Lois Quam Mgmt For For For
12 Elect Michael Rose Mgmt For For For
13 Elect Robert Ryan Mgmt For For For
14 Elect Dorothy Terrell Mgmt For For For
15 Executive Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP9 494368103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect John Bergstrom Mgmt For For For
3 Elect Abelardo Bru Mgmt For For For
4 Elect Robert Decherd Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Mae Jemison Mgmt For For For
7 Elect James Jenness Mgmt For For For
8 Elect Nancy Karch Mgmt For For For
9 Elect Ian Read Mgmt For For For
10 Elect Linda Johnson Rice Mgmt For For For
11 Elect Marc Shapiro Mgmt For For For
12 Elect G. Craig Sullivan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Outside Directors' Compensation Mgmt For For For
Plan
15 2011 Equity Participation Plan Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP9 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For For For
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For For For
9 Elect Fedric Reynolds Mgmt For For For
10 Elect Irene Rosenfeld Mgmt For For For
11 Elect Jean-Francois van Boxmeer Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For For For
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP9 544147101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dianne Blixt Mgmt For For For
1.2 Elect David Dangoor Mgmt For For For
1.3 Elect Murray Kessler Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CUSIP9 641069406 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Compensation Mgmt For For For
Report
2 Compensation Report Mgmt For For For
3 Ratification of Board and Management Mgmt For For For
Acts
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Paul Bulcke Mgmt For For For
6 Elect Andreas Koopmann Mgmt For For For
7 Elect Rolf Hanggi Mgmt For For For
8 Elect Jean-Pierre Meyers Mgmt For For For
9 Elect Naina Lal Kidwai Mgmt For For For
10 Elect Beat Hess Mgmt For For For
11 Elect Ann Veneman Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Cancellation of Shares and Reduction Mgmt For For For
of Share
Capital
14 Transaction of Other Business Mgmt For Against Against
15 Authorize Proxy Representative Mgmt For Abstain Against
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP9 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Political Contributions
and
Expenditures
Philip Morris
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP9 718172109 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Jennifer Li Mgmt For For For
6 Elect Graham Mackay Mgmt For For For
7 Elect Sergio Marchionne Mgmt For Against Against
8 Elect Lucio Noto Mgmt For For For
9 Elect Carlos Slim Helu Mgmt For For For
10 Elect Stephen Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco
Use
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Rentrak
Corporation
Ticker Security ID: Meeting Date Meeting Status
RENT CUSIP9 760174102 08/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Engel Mgmt For Withhold Against
1.2 Elect Richard Hochhauser Mgmt For For For
1.3 Elect William Livek Mgmt For For For
1.4 Elect Anne MacDonald Mgmt For For For
1.5 Elect Martin O'Connor II Mgmt For For For
1.6 Elect Paul Rosenbaum Mgmt For For For
1.7 Elect Brent Rosenthal Mgmt For For For
1.8 Elect Ralph Shaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Reynolds
American
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP9 761713106 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Luc Jobin Mgmt For For For
1.2 Elect Nana Mensah Mgmt For For For
1.3 Elect John Zillmer Mgmt For For For
1.4 Elect John Daly Mgmt For For For
1.5 Elect Daniel Delen Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Increase of Authorized Common Stock Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Flavored
Tobacco
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting on Company's Compliance
with International Human Rights
Standards
Sara Lee
Corporation
Ticker Security ID: Meeting Date Meeting Status
SLE CUSIP9 803111103 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Christopher Begley Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Virgis Colbert Mgmt For Against Against
4 Elect James Crown Mgmt For For For
5 Elect Laurette Koellner Mgmt For For For
6 Elect Cornelis van Lede Mgmt For For For
7 Elect John McAdam Mgmt For For For
8 Elect Ian Prosser Mgmt For For For
9 Elect Norman Sorensen Mgmt For For For
10 Elect Jeffrey Ubben Mgmt For For For
11 Elect Jonathan Ward Mgmt For For For
12 Ratification of Auditor Mgmt For For For
Sonic Corp.
Ticker Security ID: Meeting Date Meeting Status
SONC CUSIP9 835451105 01/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Benham Mgmt For For For
1.2 Elect H.E. Rainbolt Mgmt For For For
1.3 Elect Jeffrey Schutz Mgmt For For For
1.4 Elect Kathryn Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent
Chairman
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP9 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cassaday Mgmt For Against Against
2 Elect Manuel Fernandez Mgmt For Against Against
3 Elect Hans-Joachim Korber Mgmt For For For
4 Elect Jackie Ward Mgmt For Against Against
5 Amendment to the 1974 Employees' Mgmt For For For
Stock Purchase
Plan
6 Ratification of Auditor Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP9 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Electronic
Waste
The Coca-Cola
Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP9 191216100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Herbert Allen Mgmt For Against Against
2 Elect Ronald Allen Mgmt For For For
3 Elect Howard Buffett Mgmt For For For
4 Elect Barry Diller Mgmt For Against Against
5 Elect Evan Greenberg Mgmt For For For
6 Elect Alexis Herman Mgmt For For For
7 Elect Muhtar Kent Mgmt For For For
8 Elect Donald Keough Mgmt For For For
9 Elect Maria Lagomasino Mgmt For For For
10 Elect Donald McHenry Mgmt For For For
11 Elect Sam Nunn Mgmt For For For
12 Elect James Robinson III Mgmt For For For
13 Elect Peter Ueberroth Mgmt For For For
14 Elect Jacob Wallenberg Mgmt For For For
15 Elect James Williams Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Amendment to the Performance Mgmt For For For
Incentive
Plan
18 Amendment to the 1989 Restricted Mgmt For For For
Stock Award
Plan
19 Advisory Vote on Executive Mgmt For For For
Compensation
20 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on
Bisphenol-A
The J.M. Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP9 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn Dindo Mgmt For For For
2 Elect Richard Smucker Mgmt For For For
3 Elect William Steinbrink Mgmt For For For
4 Elect Paul Smucker Wagstaff Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2010 Equity and Incentive Mgmt For Against Against
Compensation
Plan
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP9 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For For For
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For For For
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Walt Disney
Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP9 254687106 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For Against Against
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For Against Against
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For Against Against
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For Against Against
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 2011 Stock Incentive Plan Mgmt For Against Against
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding One ShrHoldr Against Against For
Test Performance
Assessment
TJX Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP9 872540109 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For For For
2 Elect Alan Bennett Mgmt For For For
3 Elect Bernard Cammarata Mgmt For For For
4 Elect David Ching Mgmt For For For
5 Elect Michael Hines Mgmt For For For
6 Elect Amy Lane Mgmt For For For
7 Elect Carol Meyrowitz Mgmt For For For
8 Elect John O'Brien Mgmt For For For
9 Elect Willow Shire Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
United Natural
Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP9 911163103 12/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gordon Barker Mgmt For For For
2 Elect Gail Graham Mgmt For For For
3 Elect Mary Burton Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2004 Equity Mgmt For For For
Incentive
Plan
Universal
Corporation
Ticker Security ID: Meeting Date Meeting Status
UVV CUSIP9 913456109 08/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chester Crocker Mgmt For For For
1.2 Elect Charles Foster, Jr. Mgmt For For For
1.3 Elect Thomas Johnson Mgmt For For For
1.4 Elect Jeremiah Sheehan Mgmt For For For
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP9 931142103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplier Sustainability
Reports
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Climate Change Risk
Report
Item 13: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Materials Fund
Reporting Period: 07/01/2010 - 06/30/2011
A. Schulman, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLM CUSIP9 808194104 12/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eugene Allspach Mgmt For For For
1.2 Elect Gregory Barmore Mgmt For For For
1.3 Elect David Birney Mgmt For Withhold Against
1.4 Elect Howard Curd Mgmt For For For
1.5 Elect Joseph Gingo Mgmt For For For
1.6 Elect Michael McManus, Jr. Mgmt For For For
1.7 Elect Lee Meyer Mgmt For For For
1.8 Elect James Mitarotonda Mgmt For Withhold Against
1.9 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.10 Elect Irvin Reid Mgmt For For For
1.11 Elect John Yasinsky Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2010 Value Creation Rewards Plan Mgmt For Against Against
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP9 008916108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ralph Cunningham Mgmt For Withhold Against
1.2 Elect Russel Girling Mgmt For For For
1.3 Elect Susan Henry Mgmt For For For
1.4 Elect Russell Horner Mgmt For For For
1.5 Elect David Lesar Mgmt For For For
1.6 Elect John Lowe Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek Pannell Mgmt For For For
1.9 Elect Frank Proto Mgmt For For For
1.10 Elect Michael Wilson Mgmt For For For
1.11 Elect Victor Zaleschuk Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP9 013817101 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Klaus Kleinfeld Mgmt For For For
2 Elect James Owens Mgmt For For For
3 Elect Ratan Tata Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Annual Cash Incentive Plan Mgmt For For For
8 Elimination of Supermajority Mgmt For For For
Requirement Relating to Fair Price
Protection
9 Elimination of Supermajority Mgmt For For For
Requirement Relating to the Board
of
Directors
10 Elimination of Supermajority Mgmt For For For
Requirement Relating to the Removal
of
Directors
11 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Anglogold
Ashanti
Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP9 035128206 10/26/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Issue Shares Upon Mgmt N/A For N/A
Conversion of
Bonds
ArcelorMittal
S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP9 03938L104 01/25/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Suzanne Nimocks Mgmt For For For
2 Presentation of the Report of the Mgmt For For For
Board of
Directors
3 Presentation of the Auditor's Report Mgmt For For For
4 Approval of Spin-off Mgmt For For For
5 Determination of Effective Date of Mgmt For For For
Spin-off
6 Reduction of Share Capital Mgmt For For For
7 Amendments to Articles Regarding Mgmt For For For
Share
Capital
8 Amendments to Articles Mgmt For For For
9 Authority to Carry Out Formalities Mgmt For For For
ArcelorMittal
S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP9 03938L104 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Consolidated Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Ratification of Board Acts Mgmt For For For
6 Elect Lakshmi Mittal Mgmt For For For
7 Elect Antoine Spillmann Mgmt For For For
8 Elect Lewis B. Kaden Mgmt For For For
9 Elect Prince Guillaume of Luxembourg Mgmt For For For
10 Elect Bruno Lafont Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 2011-2020 Restricted Share Unit Plan Mgmt For Against Against
and Performance Share Unit
Plan
Barrick Gold
Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP9 067901108 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Beck Mgmt For For For
1.2 Elect Charles Birchall Mgmt For Withhold Against
1.3 Elect Donald Carty Mgmt For For For
1.4 Elect Gustavo Cisneros Mgmt For Withhold Against
1.5 Elect Peter Crossgrove Mgmt For Withhold Against
1.6 Elect Robert Franklin Mgmt For For For
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Dambisa Moyo Mgmt For For For
1.9 Elect Brian Mulroney Mgmt For Withhold Against
1.10 Elect Anthony Munk Mgmt For Withhold Against
1.11 Elect Peter Munk Mgmt For For For
1.12 Elect Aaron Regent Mgmt For For For
1.13 Elect Nathaniel Rothschild Mgmt For Withhold Against
1.14 Elect Steven Shapiro Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
CF Industries
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP9 125269100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Wilson Mgmt For For For
1.2 Elect Wallace Creek Mgmt For For For
1.3 Elect William Davisson Mgmt For For For
1.4 Elect Robert Kuhbach Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Cliffs Natural
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP9 18683K101 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Joseph Carrabba Mgmt For For For
2 Elect Susan Cunningham Mgmt For For For
3 Elect Barry Eldridge Mgmt For For For
4 Elect Andres Ricardo Gluski Weilert Mgmt For For For
5 Elect Susan Green Mgmt For For For
6 Elect Janice Henry Mgmt For For For
7 Elect James Kirsch Mgmt For For For
8 Elect Francis McAllister Mgmt For For For
9 Elect Roger Phillips Mgmt For For For
10 Elect Richard Riederer Mgmt For For For
11 Elect Richard Ross Mgmt For For For
12 Elect Alan Schwartz Mgmt For For For
13 Increase of Authorized Common Stock Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
17 Ratification of Auditor Mgmt For For For
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP9 126408103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
E. I. du Pont de
Nemours and
Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP9 263534109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Brown Mgmt For For For
2 Elect Robert Brown Mgmt For For For
3 Elect Bertrand Collomb Mgmt For For For
4 Elect Curtis Crawford Mgmt For For For
5 Elect Alexander Cutler Mgmt For For For
6 Elect Eleuthere Du Pont Mgmt For For For
7 Elect Marillyn Hewson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Ellen Kullman Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Equity and Mgmt For For For
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered
Organisms
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Comparison Between Executive and
Employee
Pay
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP9 278865100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Barbara Beck Mgmt For For For
3 Elect Jerry Levin Mgmt For For For
4 Elect Robert Lumpkins Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Stock Purchase Plan Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Voting
Freeport-McMoRan
Copper & Gold,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP9 35671D857 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
Mosaic Company
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP9 61945A107 05/11/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Recapitalization and Spin-off Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Navios Maritime
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
NM CUSIP9 Y62196103 12/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Spyridon Magoulas Mgmt For For For
1.2 Elect Ted Petrone Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
NewMarket
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEU CUSIP9 651587107 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phyllis Cothran Mgmt For For For
1.2 Elect Mark Gambill Mgmt For For For
1.3 Elect Bruce Gottwald Mgmt For For For
1.4 Elect Thomas Gottwald Mgmt For For For
1.5 Elect Patrick Hanley Mgmt For Withhold Against
1.6 Elect James Rogers Mgmt For For For
1.7 Elect Charles Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Newmont Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP9 651639106 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Glen Barton Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect Joseph Carrabba Mgmt For For For
4 Elect Noreen Doyle Mgmt For For For
5 Elect Veronica Hagen Mgmt For For For
6 Elect Michael Hamson Mgmt For For For
7 Elect Richard O'Brien Mgmt For For For
8 Elect John Prescott Mgmt For For For
9 Elect Donald Roth Mgmt For For For
10 Elect Simon Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Norfolk Southern
Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP9 655844108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gerald Baliles Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Karen Horn Mgmt For Against Against
4 Elect J. Paul Reason Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP9 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For For For
1.3 Elect Christopher Kearney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Olin Corporation
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP9 680665205 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gray Benoist Mgmt For For For
1.2 Elect Richard Rompala Mgmt For For For
1.3 Elect Joseph Rupp Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
POSCO (fka
Pohang Iron &
Steel)
Ticker Security ID: Meeting Date Meeting Status
5490 CUSIP9 693483109 02/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect NAM Yong Mgmt For For For
4 Elect BYUN Dae Kyu Mgmt For For For
5 Elect PARK Sang Kil Mgmt For Against Against
6 Election of Audit Committee Member: Mgmt For For For
KIM Byung
Ki
7 Election of Audit Committee Member: Mgmt For Against Against
PARK Sang
Kil
8 Elect CHOI Jong Tae Mgmt For For For
9 Directors' Fees Mgmt For For For
Potash
Corporation of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP9 73755L107 05/12/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2011 Performance Option Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
Reliance Steel &
Aluminum
Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP9 759509102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Figueroa Mgmt For For For
1.2 Elect Thomas Gimbel Mgmt For For For
1.3 Elect Douglas Hayes Mgmt For For For
1.4 Elect Franklin Johnson Mgmt For For For
1.5 Elect Leslie Waite Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Director Equity Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Transaction of Other Business Mgmt For Against Against
RPM
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP9 749685103 10/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Daberko Mgmt For Withhold Against
1.2 Elect William Papenbrock Mgmt For Withhold Against
1.3 Elect Frank Sullivan Mgmt For For For
1.4 Elect Thomas Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Steel Dynamics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP9 858119100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
1.11 Elect Gabriel Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Transaction of Other Business Mgmt For Against Against
Temple-Inland
Inc.
Ticker Security ID: Meeting Date Meeting Status
TIN CUSIP9 879868107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Larry Faulkner Mgmt For For For
2 Elect Jeffrey Heller Mgmt For For For
3 Elect Doyle Simons Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
The Dow Chemical
Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP9 260543103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jennifer Granholm Mgmt For For For
7 Elect John Hess Mgmt For For For
8 Elect Andrew Liveris Mgmt For For For
9 Elect Paul Polman Mgmt For For For
10 Elect Dennis Reilley Mgmt For Against Against
11 Elect James Ringler Mgmt For For For
12 Elect Ruth Shaw Mgmt For Against Against
13 Elect Paul Stern Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
The Valspar
Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP9 920355104 02/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ian Friendly Mgmt For For For
1.2 Elect Janel Haugarth Mgmt For For For
1.3 Elect William Mansfield Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP9 907818108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For Against Against
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Actions adversely affecting Mgmt For For For
preferred
stock
17 Removal of directors Mgmt For For For
18 Changing the authorized amount of Mgmt For For For
capital
stock.
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP9 91912E105 04/19/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends and Mgmt For For For
Capital Expenditure
Budget
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Council Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Capitalization of Reserves Mgmt For For For
Item 14: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Telecommunication & Utilities Fund
Reporting Period: 07/01/2010 - 06/30/2011
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP9 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For For For
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP9 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
American
Electric Power
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP9 025537101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Anderson Mgmt For For For
2 Elect James Cordes Mgmt For For For
3 Elect Ralph Crosby, Jr. Mgmt For For For
4 Elect Linda Goodspeed Mgmt For For For
5 Elect Thomas Hoaglin Mgmt For For For
6 Elect Lester Hudson, Jr. Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Richard Notebaert Mgmt For For For
9 Elect Lionel Nowell III Mgmt For For For
10 Elect Richard Sandor Mgmt For For For
11 Elect Kathryn Sullivan Mgmt For For For
12 Elect Sara Tucker Mgmt For For For
13 Elect John Turner Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP9 037833100 02/23/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For N/A N/A
1.2 Elect Millard Drexler Mgmt For N/A N/A
1.3 Elect Albert Gore, Jr. Mgmt For N/A N/A
1.4 Elect Steven Jobs Mgmt For N/A N/A
1.5 Elect Andrea Jung Mgmt For N/A N/A
1.6 Elect Arthur Levinson Mgmt For N/A N/A
1.7 Elect Ronald Sugar Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year N/A Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Adoption and Disclosure of a
Written CEO Succession Planning
Policy
6 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Majority Vote for Election of
Directors
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP9 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Randall Stephenson Mgmt For For For
2 Elect Gilbert Amelio Mgmt For For For
3 Elect Reuben Anderson Mgmt For For For
4 Elect James Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect James Kelly Mgmt For For For
7 Elect Jon Madonna Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect John McCoy Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect Matthew Rose Mgmt For For For
12 Elect Laura Tyson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Atmos Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP9 049560105 02/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kim Cocklin Mgmt For For For
2 Elect Richard Douglas Mgmt For For For
3 Elect Ruben Esquivel Mgmt For For For
4 Elect Richard Gordon Mgmt For For For
5 Amendment to the 1998 Long-Term Mgmt For Against Against
Incentive
Plan
6 Amendment to the Annual Incentive Mgmt For For For
Plan for
Management
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Avista
Corporation
Ticker Security ID: Meeting Date Meeting Status
AVA CUSIP9 05379B107 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Racicot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Article Amendments to Eliminate Mgmt For For For
Classification of the
Board
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP9 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Consolidated
Edison,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP9 209115104 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kevin Burke Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For For For
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For For For
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For For For
10 Elect Eugene McGrath Mgmt For For For
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
Dominion
Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP9 25746U109 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Barr Mgmt For For For
2 Elect Peter Brown Mgmt For Against Against
3 Elect George Davidson, Jr. Mgmt For For For
4 Elect Helen Dragas Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect John Harris Mgmt For Against Against
7 Elect Robert Jepson, Jr. Mgmt For For For
8 Elect Mark Kington Mgmt For For For
9 Elect Margaret McKenna Mgmt For For For
10 Elect Frank Royal Mgmt For Against Against
11 Elect Robert Spilman, Jr. Mgmt For For For
12 Elect David Wollard Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Mountaintop Removal Coal
Mining
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of 20% Renewable
Energy
Goal
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Coal
Risk
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Nuclear Power Plant
Construction
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Benefits
DPL Inc.
Ticker Security ID: Meeting Date Meeting Status
DPL CUSIP9 233293109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Barbas Mgmt For For For
1.2 Elect Barbara Graham Mgmt For For For
1.3 Elect Glenn Harder Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Amendment to the 2006 Equity Mgmt For For For
Performance and Incentive
Plan
6 Ratification of Auditor Mgmt For Against Against
DTE Energy
Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP9 233331107 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lillian Bauder Mgmt For For For
1.2 Elect W. Frank Fountain, Jr. Mgmt For For For
1.3 Elect Mark Murray Mgmt For For For
1.4 Elect Josue Robles, Jr. Mgmt For For For
1.5 Elect James Vandenberghe Mgmt For For For
1.6 Elect David Brandon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Repeal of Classified Board Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
Entergy
Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP9 29364G103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Maureen Bateman Mgmt For For For
2 Elect Gary Edwards Mgmt For For For
3 Elect Alexis Herman Mgmt For For For
4 Elect Donald Hintz Mgmt For For For
5 Elect J. Wayne Leonard Mgmt For For For
6 Elect Stuart Levenick Mgmt For For For
7 Elect Blanche Lincoln Mgmt For For For
8 Elect Stewart Myers Mgmt For For For
9 Elect William Percy, II Mgmt For For For
10 Elect W.J. Tauzin Mgmt For For For
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 2011 Equity Ownership and Long Term Mgmt For For For
Cash Incentive
Plan
Exelon
Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP9 30161N101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Canning Jr. Mgmt For For For
2 Elect M. Walter D'Alessio Mgmt For For For
3 Elect Nicholas DeBenedictis Mgmt For For For
4 Elect Nelson Diaz Mgmt For Against Against
5 Elect Sue Ling Gin Mgmt For For For
6 Elect Rosemarie Greco Mgmt For For For
7 Elect Paul Joskow Mgmt For For For
8 Elect Richard Mies Mgmt For For For
9 Elect John Palms Mgmt For For For
10 Elect William Richardson Mgmt For For For
11 Elect Thomas Ridge Mgmt For For For
12 Elect John Rogers, Jr. Mgmt For For For
13 Elect John Rowe Mgmt For For For
14 Elect Stephen Steinour Mgmt For For For
15 Elect Donald Thompson Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP9 336433107 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Ahearn Mgmt For For For
1.2 Elect Robert Gillette Mgmt For For For
1.3 Elect Craig Kennedy Mgmt For For For
1.4 Elect James Nolan Mgmt For For For
1.5 Elect William Post Mgmt For For For
1.6 Elect J. Thomas Presby Mgmt For For For
1.7 Elect Paul Stebbins Mgmt For For For
1.8 Elect Michael Sweeney Mgmt For For For
1.9 Elect Jose Villarreal Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Impacts of Immigration
Reform
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP9 337932107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Julia Johnson Mgmt For For For
1.8 Elect Ted Kleisner Mgmt For For For
1.9 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.10 Elect Catherine Rein Mgmt For Withhold Against
1.11 Elect George Smart Mgmt For Withhold Against
1.12 Elect Wesley Taylor Mgmt For Withhold Against
1.13 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to Right to Call a Special Mgmt For For For
Meeting
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Coal Combustion
Waste
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Coal
Risk
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP9 337932107 09/14/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Stock Issuance for Acquisition Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
France Telecom
Ticker Security ID: Meeting Date Meeting Status
FTE CUSIP9 35177Q105 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Related Party Transactions Mgmt For For For
5 Elect Bernard Dufau Mgmt For For For
6 Elect Helle Kristoffersen Mgmt For For For
7 Elect Muriel Penicaud Mgmt For For For
8 Elect Jean-Michel Severino Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
11 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
12 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
13 Authority to Increase Share Issuance Mgmt For For For
Limit
14 Authority to Increase Capital in Mgmt For For For
Case of Exchange Offer; Authority
to Issue Debt
Instruments
15 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
16 Authority to Issue Shares to Holders Mgmt For For For
of Orange SA Shares and
Options
17 Authority to Issue Option-Based Mgmt For For For
Liquidity Instruments to Holders of
Orange SA
Options
18 Global Ceiling on Increases in Mgmt For For For
Capital
19 Authority to Issue Debt Instruments Mgmt For For For
20 Increase in Share Capital Through Mgmt For For For
Capitalizations
21 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
22 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
23 Authority to Carry Out Formalities Mgmt For For For
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP9 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
NextEra Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP9 65339F101 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For For For
1.4 Elect James Camaren Mgmt For For For
1.5 Elect Kenneth Dunn Mgmt For For For
1.6 Elect J. Brian Ferguson Mgmt For For For
1.7 Elect Lewis Hay III Mgmt For For For
1.8 Elect Toni Jennings Mgmt For For For
1.9 Elect Oliver Kingsley, Jr. Mgmt For For For
1.10 Elect Rudy Schupp Mgmt For For For
1.11 Elect William Swanson Mgmt For For For
1.12 Elect Michael Thaman Mgmt For For For
1.13 Elect Hansel Tookes II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Long Term Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Nstar
Ticker Security ID: Meeting Date Meeting Status
NST CUSIP9 67019E107 03/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Pepco Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
POM CUSIP9 713291102 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jack Dunn, IV Mgmt For For For
1.2 Elect Terence Golden Mgmt For For For
1.3 Elect Patrick Harker Mgmt For For For
1.4 Elect Frank Heintz Mgmt For For For
1.5 Elect Barbara Krumsiek Mgmt For For For
1.6 Elect George MacCormack Mgmt For For For
1.7 Elect Lawrence Nussdorf Mgmt For For For
1.8 Elect Patricia Oelrich Mgmt For For For
1.9 Elect Joseph Rigby Mgmt For For For
1.10 Elect Frank Ross Mgmt For For For
1.11 Elect Pauline Schneider Mgmt For Withhold Against
1.12 Elect Lester Silverman Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP9 736508847 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Kirby Dyess Mgmt For For For
1.5 Elect Peggy Fowler Mgmt For For For
1.6 Elect Mark Ganz Mgmt For For For
1.7 Elect Corbin McNeill, Jr. Mgmt For For For
1.8 Elect Neil Nelson Mgmt For For For
1.9 Elect M. Lee Pelton Mgmt For For For
1.10 Elect James Piro Mgmt For For For
1.11 Elect Robert Reid Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP9 69351T106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frederick Bernthal Mgmt For For For
1.2 Elect John Conway Mgmt For Withhold Against
1.3 Elect Steven Elliot Mgmt For For For
1.4 Elect Louise Goeser Mgmt For Withhold Against
1.5 Elect Stuart Graham Mgmt For Withhold Against
1.6 Elect Stuart Heydt Mgmt For Withhold Against
1.7 Elect James Miller Mgmt For For For
1.8 Elect Craig Rogerson Mgmt For For For
1.9 Elect Natica von Althann Mgmt For For For
1.10 Elect Keith Williamson Mgmt For For For
2 Short-term Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Public Service
Enterprise
Group
Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP9 744573106 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Albert Gamper, Jr. Mgmt For For For
2 Elect Conrad Harper Mgmt For For For
3 Elect William Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect David Lilley Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard Swift Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
RWE AG
Ticker Security ID: Meeting Date Meeting Status
RWE CUSIP9 74975E303 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor for Interim Mgmt For For For
Statements
6 Elect Paul Achleitner Mgmt For For For
7 Elect Carl-Ludwig von Boehm-Bezing Mgmt For For For
8 Elect Roger Graef Mgmt For For For
9 Elect Frithjof Kuhn Mgmt For Against Against
10 Elect Dagmar Muhlenfeld Mgmt For For For
11 Elect Manfred Schneider Mgmt For Against Against
12 Elect Ekkehard Schulz Mgmt For For For
13 Elect Wolfgang Schussel Mgmt For For For
14 Elect Ullrich Sierau Mgmt For Against Against
15 Elect Dieter Zetsche Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
18 Amendments to Articles Mgmt For For For
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP9 80589M102 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bill Amick Mgmt For For For
1.2 Elect Sharon Decker Mgmt For For For
1.3 Elect D. Maybank Hagood Mgmt For For For
1.4 Elect William Timmerman Mgmt For For For
1.5 Elect Kevin Marsh Mgmt For For For
2 Amendment to the Director Mgmt For For For
Compensation and Deferral
Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP9 816851109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Boeckmann Mgmt For For For
2 Elect James Brocksmith, Jr. Mgmt For For For
3 Elect Donald Felsinger Mgmt For For For
4 Elect Wilford Godbold, Jr. Mgmt For For For
5 Elect William Jones Mgmt For For For
6 Elect William Ouchi Mgmt For For For
7 Elect Carlos Ruiz Sacristan Mgmt For For For
8 Elect William Rusnack Mgmt For Against Against
9 Elect William Rutledge Mgmt For For For
10 Elect Lynn Schenk Mgmt For For For
11 Elect Neal Schmale Mgmt For For For
12 Elect Luis Tellez Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Plans
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Executive Pay to
Sustainability
SK Telecom
Ticker Security ID: Meeting Date Meeting Status
17670 CUSIP9 78440P108 03/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Amendments to Executive Officer Mgmt For For For
Retirement Allowance
Policy
4 Election of Directors (Slate) Mgmt For For For
5 Election of Independent Directors Mgmt For For For
(Slate)
6 Election of Audit Committee Members Mgmt For For For
(Slate)
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP9 842587107 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Jon Boscia Mgmt For For For
1.3 Elect Henry Clark III Mgmt For For For
1.4 Elect Thomas Fanning Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Veronica Hagen Mgmt For For For
1.7 Elect Warren Hood, Jr. Mgmt For For For
1.8 Elect Donald James Mgmt For Withhold Against
1.9 Elect Dale Klein Mgmt For For For
1.10 Elect J. Neal Purcell Mgmt For For For
1.11 Elect William Smith, Jr. Mgmt For For For
1.12 Elect Steven Specker Mgmt For For For
1.13 Elect Larry Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Omnibus Incentive Compensation Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Coal Combustion
Waste
TECO Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
TE CUSIP9 872375100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect DuBose Ausley Mgmt For Against Against
2 Elect James Ferman, Jr. Mgmt For For For
3 Elect Paul Whiting Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
The Laclede
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LG CUSIP9 505597104 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Glotzbach Mgmt For For For
1.2 Elect W. Stephen Maritz Mgmt For For For
1.3 Elect John Stupp, Jr. Mgmt For For For
2 Amendment to the Annual Incentive Mgmt For For For
Plan
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CUSIP9 89151E109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Related Party Transactions Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Elect Patricia Barbizet Mgmt For Against Against
7 Elect Paul Desmarais, Jr. Mgmt For Against Against
8 Elect Claude Mandil Mgmt For For For
9 Elect Marie-Christine Coisne Mgmt For For For
10 Elect Barbara Kux Mgmt For For For
11 Authority to Issue Restricted Shares Mgmt For For For
12 Shareholder Proposal Regarding Share Mgmt Against Against For
Ownership
Disclosure
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP9 902681105 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Lon Greenberg Mgmt For For For
1.3 Elect Marvin Schlanger Mgmt For For For
1.4 Elect Anne Pol Mgmt For For For
1.5 Elect Ernest Jones Mgmt For For For
1.6 Elect John Walsh Mgmt For For For
1.7 Elect Roger Vincent Mgmt For For For
1.8 Elect M. Shawn Puccio Mgmt For For For
1.9 Elect Richard Gochnauer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Vectren
Corporation
Ticker Security ID: Meeting Date Meeting Status
VVC CUSIP9 92240G101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carl Chapman Mgmt For For For
1.2 Elect James DeGraffenreidt, Jr. Mgmt For For For
1.3 Elect Niel Ellerbrook Mgmt For For For
1.4 Elect John Engelbrecht Mgmt For For For
1.5 Elect Anton George Mgmt For For For
1.6 Elect Martin Jischke Mgmt For For For
1.7 Elect Robert Jones Mgmt For For For
1.8 Elect William Mays Mgmt For For For
1.9 Elect J. Timothy McGinley Mgmt For For For
1.10 Elect R. Daniel Sadlier Mgmt For For For
1.11 Elect Michael Smith Mgmt For For For
1.12 Elect Jean Wojtowicz Mgmt For For For
2 Amendment to the Vectren Corporation Mgmt For For For
At Risk Compensation
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUSIP9 92334N103 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non Tax-Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Elect Jean Azema Mgmt For For For
8 Elect Pierre-Andre de Chalendar Mgmt For For For
9 Elect Baudouin Prot Mgmt For Against Against
10 Elect Louis Schweitzer Mgmt For Against Against
11 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
12 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
16 Authority to Increase Capital under Mgmt For For For
Savings Plans for Overseas
Employees
17 Amendment to Articles Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Verizon
Communications
Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP9 92343V104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Lowell McAdam Mgmt For For For
5 Elect Sandra Moose Mgmt For For For
6 Elect Joseph Neubauer Mgmt For Against Against
7 Elect Donald Nicolaisen Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect Rodney Slater Mgmt For Against Against
12 Elect John Snow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
WGL Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WGL CUSIP9 92924F106 03/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Barnes Mgmt For For For
1.2 Elect George Clancy, Jr. Mgmt For For For
1.3 Elect James Dyke, Jr. Mgmt For For For
1.4 Elect Melvyn Estrin Mgmt For For For
1.5 Elect James Lafond Mgmt For For For
1.6 Elect Debra Lee Mgmt For For For
1.7 Elect Terry McCallister Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP9 98389B100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Fredric Corrigan Mgmt For For For
2 Elect Richard Davis Mgmt For For For
3 Elect Benjamin Fowke III Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Christopher Policinski Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect James Sheppard Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy Wolf Mgmt For For For
12 Amendment to the Non-Employee Mgmt For For For
Directors' Stock Equivalent
Plan
13 Elimination of Cumulative Voting Mgmt For For For
14 Amendments to Articles of Mgmt For For For
Incorporation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Ratification of Auditor Mgmt For For For
Item 15: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Information Technology Fund
Reporting Period: 07/01/2010 - 06/30/2011
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP9 G1151C101 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Charles Giancarlo Mgmt For For For
3 Elect Dennis Hightower Mgmt For For For
4 Elect Blythe McGarvie Mgmt For For For
5 Elect Mark Moody-Stuart Mgmt For For For
6 Elect Pierre Nanterme Mgmt For For For
7 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
10 Authorization to Hold the 2012 Mgmt For For For
Annual Meeting Outside of
Ireland
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP9 G02602103 01/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Anderson Mgmt For For For
1.2 Elect Adrian Gardner Mgmt For For For
1.3 Elect Charles Foster Mgmt For For For
1.4 Elect James Kahan Mgmt For For For
1.5 Elect Zohar Zisapel Mgmt For For For
1.6 Elect Julian Brodsky Mgmt For For For
1.7 Elect Eli Gelman Mgmt For For For
1.8 Elect Nehemia Lemelbaum Mgmt For For For
1.9 Elect John McLennan Mgmt For For For
1.10 Elect Robert Minicucci Mgmt For For For
1.11 Elect Simon Olswang Mgmt For For For
1.12 Elect Richard Sarnoff Mgmt For For For
1.13 Elect Giora Yaron Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Amphenol
Corporation
Ticker Security ID: Meeting Date Meeting Status
APH CUSIP9 032095101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Badie Mgmt For For For
1.2 Elect R. Adam Norwitt Mgmt For For For
1.3 Elect Dean Secord Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP9 037833100 02/23/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For N/A N/A
1.2 Elect Millard Drexler Mgmt For N/A N/A
1.3 Elect Albert Gore, Jr. Mgmt For N/A N/A
1.4 Elect Steven Jobs Mgmt For N/A N/A
1.5 Elect Andrea Jung Mgmt For N/A N/A
1.6 Elect Arthur Levinson Mgmt For N/A N/A
1.7 Elect Ronald Sugar Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year N/A Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Adoption and Disclosure of a
Written CEO Succession Planning
Policy
6 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Majority Vote for Election of
Directors
Arrow
Electronics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP9 042735100 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Philip Asherman Mgmt For For For
1.3 Elect Gail Hamilton Mgmt For For For
1.4 Elect John Hanson Mgmt For For For
1.5 Elect Richard Hill Mgmt For Withhold Against
1.6 Elect M.F. (Fran) Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Michael Long Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For For For
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Automatic Data
Processing,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP9 053015103 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Leon Cooperman Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect Linda Gooden Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect John Jones Mgmt For For For
1.9 Elect Sharon Rowlands Mgmt For For For
1.10 Elect Enrique Salem Mgmt For For For
1.11 Elect Gregory Summe Mgmt For For For
2 Amendment to the Employees' Mgmt For For For
Savings-Stock Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP9 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For For For
2 Elect Robert Weissman Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For For For
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
Convergys
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVG CUSIP9 212485106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Fox Mgmt For For For
1.2 Elect Ronald Nelson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
CSG Systems
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGS CUSIP9 126349109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Cooper Mgmt For For For
1.2 Elect John Hughes Mgmt For For For
1.3 Elect Bernard Reznicek Mgmt For For For
1.4 Elect Donald Smith Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Approval of the Performance Bonus Mgmt For For For
Program
5 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
6 Amendment to the 1996 Employee Stock Mgmt For For For
Purchase
Plan
7 Ratification of Auditor Mgmt For For For
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP9 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect James DiStasio Mgmt For For For
6 Elect John Egan Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2003 Stock Plan Mgmt For For For
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP9 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP9 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For For For
7 Elect John Hammergren Mgmt For For For
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
Ingram Micro Inc.
Ticker Security ID: Meeting Date Meeting Status
IM CUSIP9 457153104 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Atkins Mgmt For For For
2 Elect Leslie Heisz Mgmt For For For
3 Elect John Ingram Mgmt For For For
4 Elect Orrin Ingram, II Mgmt For For For
5 Elect Dale Laurance Mgmt For For For
6 Elect Linda Levinson Mgmt For Against Against
7 Elect Scott McGregor Mgmt For For For
8 Elect Michael Smith Mgmt For For For
9 Elect Gregory Spierkel Mgmt For For For
10 Elect Joe Wyatt Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 2011 Incentive Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP9 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP9 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect Shirley Jackson Mgmt For For For
6 Elect Andrew Liveris Mgmt For Against Against
7 Elect W. James McNerney, Jr. Mgmt For For For
8 Elect James Owens Mgmt For For For
9 Elect Samuel Palmisano Mgmt For For For
10 Elect Joan Spero Mgmt For For For
11 Elect Sidney Taurel Mgmt For For For
12 Elect Lorenzo Hector Zambrano Trevino Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
Lender
Processing
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LPS CUSIP9 52602E102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lee Kennedy Mgmt For For For
1.2 Elect Philip Heasley Mgmt For For For
1.3 Elect Susan Lester Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Amendment to the 2008 Omnibus Mgmt For For For
Incentive
Plan
Linear
Technology
Corp.
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP9 535678106 04/29/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 PLEASE REVIEW THE MATERIAL LINKS FOR Mgmt For N/A N/A
ACCESS TO THE LINEAR LEGAL
DOCUMENT. THIS IS NOT A VOTEABLE
EVENT.
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP9 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For For For
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP9 577933104 03/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Russell Beliveau Mgmt For For For
1.2 Elect John Haley Mgmt For Withhold Against
1.3 Elect Marilyn Seymann Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP9 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Environmental
Sustainability
Committee
Novellus
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NVLS CUSIP9 670008101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Hill Mgmt For Withhold Against
1.2 Elect Neil Bonke Mgmt For For For
1.3 Elect Youssef El-Mansy Mgmt For For For
1.4 Elect Glen Possley Mgmt For For For
1.5 Elect Ann Rhoads Mgmt For For For
1.6 Elect Krishna Saraswat Mgmt For For For
1.7 Elect William Spivey Mgmt For For For
1.8 Elect Delbert Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 2011 Stock Incentive Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Oracle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP9 68389X105 10/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Berg Mgmt For Withhold Against
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 Executive Bonus Plan Mgmt For For For
3 Amendment to the 2000 Long-Term Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Sustainability
Committee
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
OSI Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSIS CUSIP9 671044105 11/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Deepak Chopra Mgmt For For For
1.2 Elect Ajay Mehra Mgmt For For For
1.3 Elect Steven Good Mgmt For For For
1.4 Elect Meyer Luskin Mgmt For Withhold Against
1.5 Elect David Feinberg Mgmt For For For
1.6 Elect William Ballhaus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For For For
Participation
Plan
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP9 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Seagate
Technology
Public Limited
Company
Ticker Security ID: Meeting Date Meeting Status
STX CUSIP9 G7945M107 01/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Luczo Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Lydia Marshall Mgmt For For For
4 Elect C.S. Park Mgmt For For For
5 Elect Albert Pimentel Mgmt For For For
6 Elect Gregorio Reyes Mgmt For For For
7 Elect John Thompson Mgmt For For For
8 Elect Edward Zander Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Authority to Set Meeting Location Mgmt For For For
11 Authority to Repurchase Shares Mgmt For Against Against
12 Issuance of Treasury Shares Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
SRA
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SRX CUSIP9 78464R105 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Barter Mgmt For For For
1.2 Elect Larry Ellis Mgmt For For For
1.3 Elect Miles Gilburne Mgmt For For For
1.4 Elect W. Robert Grafton Mgmt For For For
1.5 Elect William Keevan Mgmt For For For
1.6 Elect Michael Klein Mgmt For Withhold Against
1.7 Elect David Langstaff Mgmt For For For
1.8 Elect Stanton Sloane Mgmt For For For
1.9 Elect Ernst Volgenau Mgmt For For For
1.10 Elect Gail Wilensky Mgmt For For For
2 2010 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SYNNEX
Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP9 87162W100 03/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dwight Steffensen Mgmt For For For
1.2 Elect Kevin Murai Mgmt For For For
1.3 Elect Fred Breidenbach Mgmt For For For
1.4 Elect Matthew Miau Mgmt For Withhold Against
1.5 Elect Gregory Quesnel Mgmt For For For
1.6 Elect James Van Horne Mgmt For For For
1.7 Elect Duane Zitzner Mgmt For For For
1.8 Elect Andrea Zulberti Mgmt For For For
2 Amendment to the Executive Profit Mgmt For For For
Sharing
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Tessera
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TSRA CUSIP9 88164L100 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Boehlke Mgmt For For For
1.2 Elect John Goodrich Mgmt For For For
1.3 Elect David Nagel Mgmt For For For
1.4 Elect Henry Nothhaft Mgmt For For For
1.5 Elect Kevin Rivette Mgmt For Withhold Against
1.6 Elect Robert Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Texas
Instruments
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP9 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Stephen MacMillan Mgmt For For For
5 Elect Pamela Patsley Mgmt For For For
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For For For
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Tyco Electronics
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP9 H8912P106 03/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pierre Brondeau Mgmt For For For
2 Elect Juergen Gromer Mgmt For For For
3 Elect Robert Hernandez Mgmt For For For
4 Elect Thomas Lynch Mgmt For For For
5 Elect Daniel Phelan Mgmt For For For
6 Elect Frederic Poses Mgmt For For For
7 Elect Lawrence Smith Mgmt For For For
8 Elect Paula Sneed Mgmt For For For
9 Elect David Steiner Mgmt For For For
10 Elect John Van Scoter Mgmt For For For
11 2010 Annual Report Mgmt For For For
12 Statutory Financial Statements Mgmt For For For
13 Consolidated Financial Statements Mgmt For For For
14 Release Board of Directors and Mgmt For For For
Executive
Officers
15 Deloitte & Touche Mgmt For For For
16 Deloitte AG, Zurich Mgmt For For For
17 PricewaterhouseCoopers AG, Zurich Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
20 Dividend Payment/Reduction of Par Mgmt For For For
Value
21 Change in Company Name Mgmt For For For
22 Renewal of Authorized Capital Mgmt For For For
23 Reduction of Share Capital Under the Mgmt For For For
Share Repurchase
Program
24 Share Repurchase Program Mgmt For For For
25 Right to Adjourn Meeting Mgmt For For For
Tyco Electronics
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP9 H8912P106 03/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pierre Brondeau Mgmt For For For
2 Elect Juergen Gromer Mgmt For For For
3 Elect Robert Hernandez Mgmt For For For
4 Elect Thomas Lynch Mgmt For For For
5 Elect Daniel Phelan Mgmt For For For
6 Elect Frederic Poses Mgmt For For For
7 Elect Lawrence Smith Mgmt For For For
8 Elect Paula Sneed Mgmt For For For
9 Elect David Steiner Mgmt For For For
10 Elect John Van Scoter Mgmt For For For
11 2010 Annual Report Mgmt For For For
12 Statutory Financial Statements Mgmt For For For
13 Consolidated Financial Statements Mgmt For For For
14 Release Board of Directors and Mgmt For For For
Executive
Officers
15 Deloitte & Touche Mgmt For For For
16 Deloitte AG, Zurich Mgmt For For For
17 PricewaterhouseCoopers AG, Zurich Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
20 Dividend Payment/Reduction of Par Mgmt For For For
Value
21 Change in Company Name Mgmt For For For
22 Renewal of Authorized Capital Mgmt For For For
23 Reduction of Share Capital Under the Mgmt For For For
Share Repurchase
Program
24 Share Repurchase Program Mgmt For For For
25 Right to Adjourn Meeting Mgmt For For For
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP9 92826C839 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
3.1 Elect Gary Coughlan Mgmt For For For
3.2 Elect Mary Cranston Mgmt For Withhold Against
3.3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
3.4 Elect Robert Matschullat Mgmt For For For
3.5 Elect Cathy Minehan Mgmt For For For
3.6 Elect Suzanne Johnson Mgmt For For For
3.7 Elect David Pang Mgmt For For For
3.8 Elect Joseph Saunders Mgmt For For For
3.9 Elect William Shanahan Mgmt For For For
3.10 Elect John Swainson Mgmt For For For
3.11 Elect Suzanne Johnson Mgmt For For For
3.12 Elect Joseph Saunders Mgmt For For For
3.13 Elect John Swainson Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
6 Amendment to the Incentive Plan Mgmt For For For
7 Ratification of Auditor Mgmt For For For
Item 16: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Risk-Managed Equity Fund
Reporting Period: 7/1/2010 - 6/30/2011
3M Co.
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP9 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP9 G1151C101 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Charles Giancarlo Mgmt For For For
3 Elect Dennis Hightower Mgmt For For For
4 Elect Blythe McGarvie Mgmt For For For
5 Elect Mark Moody-Stuart Mgmt For For For
6 Elect Pierre Nanterme Mgmt For For For
7 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
10 Authorization to Hold the 2012 Mgmt For For For
Annual Meeting Outside of
Ireland
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP9 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For For For
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP9 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
Alliance
Resource
Partners,
LP
Ticker Security ID: Meeting Date Meeting Status
ARLP CUSIP9 01877R108 04/07/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 NON-VOTING AGENDA Mgmt For N/A N/A
Altria Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP9 02209S103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Flavored
Tobacco
American
Electric Power
Company
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP9 025537101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Anderson Mgmt For For For
2 Elect James Cordes Mgmt For For For
3 Elect Ralph Crosby, Jr. Mgmt For For For
4 Elect Linda Goodspeed Mgmt For For For
5 Elect Thomas Hoaglin Mgmt For For For
6 Elect Lester Hudson, Jr. Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Richard Notebaert Mgmt For For For
9 Elect Lionel Nowell III Mgmt For For For
10 Elect Richard Sandor Mgmt For For For
11 Elect Kathryn Sullivan Mgmt For For For
12 Elect Sara Tucker Mgmt For For For
13 Elect John Turner Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
American
Financial Group
Inc
Ticker Security ID: Meeting Date Meeting Status
AFG CUSIP9 025932104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carl Lindner Mgmt For For For
1.2 Elect Carl Lindner, III Mgmt For For For
1.3 Elect S. Craig Lindner Mgmt For For For
1.4 Elect Kenneth Ambrecht Mgmt For For For
1.5 Elect Theodore Emmerich Mgmt For For For
1.6 Elect James Evans Mgmt For Withhold Against
1.7 Elect Terry Jacobs Mgmt For For For
1.8 Elect Gregory Joseph Mgmt For For For
1.9 Elect William Verity Mgmt For Withhold Against
1.10 Elect John Von Lehman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Co-CEO Equity Bonus Plan Mgmt For For For
4 Annual Senior Executive Bonus Plan Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Diversity
Ameriprise
Financial
Inc
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP9 03076C106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Siri Marshall Mgmt For For For
2 Elect W. Walker Lewis Mgmt For For For
3 Elect William Turner Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Amerisource
Bergen
Corp.
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP9 03073E105 02/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Cotros Mgmt For For For
2 Elect Jane Henney Mgmt For For For
3 Elect R. David Yost Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Repeal of Classified Board Mgmt For For For
8 2011 Employee Stock Purchase Plan Mgmt For For For
Apple Inc
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP9 037833100 02/23/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For N/A N/A
1.2 Elect Millard Drexler Mgmt For N/A N/A
1.3 Elect Albert Gore, Jr. Mgmt For N/A N/A
1.4 Elect Steven Jobs Mgmt For N/A N/A
1.5 Elect Andrea Jung Mgmt For N/A N/A
1.6 Elect Arthur Levinson Mgmt For N/A N/A
1.7 Elect Ronald Sugar Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year N/A Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Adoption and Disclosure of a
Written CEO Succession Planning
Policy
6 Shareholder Proposal Regarding ShrHoldr Against N/A N/A
Majority Vote for Election of
Directors
Arrow
Electronics
Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP9 042735100 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Philip Asherman Mgmt For For For
1.3 Elect Gail Hamilton Mgmt For For For
1.4 Elect John Hanson Mgmt For For For
1.5 Elect Richard Hill Mgmt For Withhold Against
1.6 Elect M.F. (Fran) Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Michael Long Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For For For
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Assurant Inc
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP9 04621X108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elaine Rosen Mgmt For For For
2 Elect Howard Carver Mgmt For For For
3 Elect Juan Cento Mgmt For For For
4 Elect Lawrence Jackson Mgmt For For For
5 Elect David Kelso Mgmt For For For
6 Elect Charles Koch Mgmt For For For
7 Elect H. Carroll Mackin Mgmt For For For
8 Elect Robert Pollock Mgmt For For For
9 Elect John Swainson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AT&T, Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP9 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Randall Stephenson Mgmt For For For
2 Elect Gilbert Amelio Mgmt For For For
3 Elect Reuben Anderson Mgmt For For For
4 Elect James Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect James Kelly Mgmt For For For
7 Elect Jon Madonna Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect John McCoy Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect Matthew Rose Mgmt For For For
12 Elect Laura Tyson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Autozone Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP9 053332102 12/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Crowley Mgmt For For For
1.2 Elect Sue Gove Mgmt For For For
1.3 Elect Earl Graves, Jr. Mgmt For For For
1.4 Elect Robert Grusky Mgmt For For For
1.5 Elect J.R. Hyde III Mgmt For For For
1.6 Elect W. Andrew McKenna Mgmt For For For
1.7 Elect George Mrkonic Mgmt For For For
1.8 Elect Luis Nieto Mgmt For For For
1.9 Elect William Rhodes III Mgmt For For For
1.10 Elect Theodore Ullyot Mgmt For For For
2 2011 Equity Incentive Award Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Bank Of New York
Mellon
Corp
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP9 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For For For
8 Elect John Luke, Jr. Mgmt For For For
9 Elect Mark Nordenberg Mgmt For For For
10 Elect Catherine Rein Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For For For
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
Barnes Group Inc.
Ticker Security ID: Meeting Date Meeting Status
B CUSIP9 067806109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Bristow, Jr. Mgmt For Withhold Against
1.2 Elect Hassell McClellan Mgmt For For For
1.3 Elect Gregory Milzcik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Performance-Linked Mgmt For For For
Bonus
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Repeal of Classified Board Mgmt Against For Against
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Bristol-Myers
Squibb
Co.
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP9 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Elliott Sigal Mgmt For For For
11 Elect Togo West, Jr. Mgmt For For For
12 Elect R. Sanders Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Pharmaceutical Price
Restraints
Campbell Soup Co.
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP9 134429109 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edmund Carpenter Mgmt For For For
1.2 Elect Paul Charron Mgmt For For For
1.3 Elect Douglas Conant Mgmt For For For
1.4 Elect Bennett Dorrance Mgmt For For For
1.5 Elect Harvey Golub Mgmt For For For
1.6 Elect Lawrence Karlson Mgmt For For For
1.7 Elect Randall Larrimore Mgmt For For For
1.8 Elect Mary Malone Mgmt For For For
1.9 Elect Sara Mathew Mgmt For For For
1.10 Elect Denise Morrison Mgmt For For For
1.11 Elect William Perez Mgmt For For For
1.12 Elect Charles Perrin Mgmt For For For
1.13 Elect A. Barry Rand Mgmt For For For
1.14 Elect Nick Shreiber Mgmt For For For
1.15 Elect Archbold van Beuren Mgmt For For For
1.16 Elect Les Vinney Mgmt For For For
1.17 Elect Charlotte Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive
Plan
Cardinal Health,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Carrie Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce Downey Mgmt For For For
7 Elect John Finn Mgmt For For For
8 Elect Gregory Kenny Mgmt For For For
9 Elect James Mongan Mgmt For For For
10 Elect Richard Notebaert Mgmt For For For
11 Elect David Raisbeck Mgmt For Against Against
12 Elect Jean Spaulding Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Code of Regulations Mgmt For Against Against
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP9 149123101 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Calhoun Mgmt For Withhold Against
1.2 Elect Daniel Dickinson Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For
1.4 Elect Juan Gallardo Mgmt For For For
1.5 Elect David Goode Mgmt For For For
1.6 Elect Jesse Greene, Jr. Mgmt For For For
1.7 Elect Peter Magowan Mgmt For For For
1.8 Elect Dennis Muilenburg Mgmt For For For
1.9 Elect Douglas Oberhelman Mgmt For For For
1.10 Elect William Osborn Mgmt For For For
1.11 Elect Charles Powell Mgmt For For For
1.12 Elect Edward Rust, Jr. Mgmt For For For
1.13 Elect Susan Schwab Mgmt For For For
1.14 Elect Joshua Smith Mgmt For For For
1.15 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
Chevron Corp.
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP9 166764100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Robert Eaton Mgmt For For For
4 Elect Chuck Hagel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect George Kirkland Mgmt For For For
7 Elect Donald Rice Mgmt For For For
8 Elect Kevin Sharer Mgmt For For For
9 Elect Charles Shoemate Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Ronald Sugar Mgmt For For For
12 Elect Carl Ware Mgmt For Against Against
13 Elect John Watson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Human Rights
Committee
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Linking Executive Pay to
Sustainability
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection
Guidelines
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Financial Risks of Climate
Change
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Offshore Drilling
Report
CHINA PETROLEUM
& CHEMICAL
CORPORATION
Ticker Security ID: Meeting Date Meeting Status
SNP CUSIP9 16941R108 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Surplus Common Reserve Mgmt For For For
Funds
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Declare Interim Mgmt For For For
Dividends
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Issuance of Debt Financing Mgmt For For For
Instruments
9 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
10 Elect FU Chengyu Mgmt For For For
Clorox Co.
Ticker Security ID: Meeting Date Meeting Status
CLX CUSIP 189054 11/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Boggan, Jr. Mgmt For For For
2 Elect Richard Carmona Mgmt For For For
3 Elect Tully Friedman Mgmt For For For
4 Elect George Harad Mgmt For For For
5 Elect Donald Knauss Mgmt For For For
6 Elect Robert Matschullat Mgmt For For For
7 Elect Gary Michael Mgmt For For For
8 Elect Edward Mueller Mgmt For For For
9 Elect Jan Murley Mgmt For For For
10 Elect Pamela Thomas-Graham Mgmt For For For
11 Elect Carolyn Ticknor Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Approval of the Material Terms of Mgmt For For For
the Performance Goals under the
2005 Stock Incentive
Plan
14 Approval of the Material Terms of Mgmt For For For
the Performance Goals under the
Executive Incentive Compensation
Plan
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Cognizant
Technology
Solutions
Corp.
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP9 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For For For
2 Elect Robert Weissman Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For For For
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
Conoco Phillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP9 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against Against For
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
Constellation
Brands
Inc
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP9 21036P108 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Fowden Mgmt For For For
1.2 Elect Barry Fromberg Mgmt For For For
1.3 Elect Jeananne Hauswald Mgmt For Withhold Against
1.4 Elect James Locke III Mgmt For Withhold Against
1.5 Elect Richard Sands Mgmt For For For
1.6 Elect Robert Sands Mgmt For For For
1.7 Elect Paul Smith Mgmt For For For
1.8 Elect Mark Zupan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CSX Corp.
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP9 126408103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Danaher Corp.
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP9 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Mitchell Rales Mgmt For For For
3 Elect Elias Zerhouni Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Right to Call a Special Meeting Mgmt For For For
7 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Darden
Restaurants,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194 09/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect Christopher Fraleigh Mgmt For For For
1.4 Elect Victoria Harker Mgmt For For For
1.5 Elect David Hughes Mgmt For For For
1.6 Elect Charles Ledsinger, Jr. Mgmt For For For
1.7 Elect William Lewis, Jr. Mgmt For For For
1.8 Elect Connie Mack III Mgmt For For For
1.9 Elect Andrew Madsen Mgmt For For For
1.10 Elect Clarence Otis Jr. Mgmt For For For
1.11 Elect Michael Rose Mgmt For For For
1.12 Elect Maria Sastre Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For For For
incentive
Plan
3 Ratification of Auditor Mgmt For For For
Deere & Co.
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP9 244199105 02/23/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For N/A N/A
2 Elect Dipak Jain Mgmt For N/A N/A
3 Elect Joachim Milberg Mgmt For N/A N/A
4 Elect Richard Myers Mgmt For N/A N/A
5 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year N/A Against
Executive
Compensation
7 Ratification of Auditor Mgmt For N/A N/A
Delphi Financial
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DFG CUSIP9 247131105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Philip O'Connor Mgmt For Withhold Against
1.2 Elect Robert Rosenkranz Mgmt For For For
1.3 Elect Donald Sherman Mgmt For For For
1.4 Elect Kevin Brine Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For For For
1.10 Elect Robert Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
DIRECTV
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP9 25490A101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Dillon Mgmt For For For
1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For
1.3 Elect Lorrie Norrington Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to Dual Class Stock Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
6 Limitation of Right to Call a Mgmt For Against Against
Special
Meeting
7 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Disney Walt Co.
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP9 254687106 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For Against Against
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For Against Against
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For Against Against
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For Against Against
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 2011 Stock Incentive Plan Mgmt For Against Against
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding One ShrHoldr Against Against For
Test Performance
Assessment
Dollar Tree Inc
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP9 256746108 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Macon Brock, Jr. Mgmt For For For
1.2 Elect Mary Citrino Mgmt For For For
1.3 Elect Thomas Whiddon Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Omnibus Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
Dover Corp.
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP9 260003108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For For For
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Du Pont (E.I.)
De Nemours &
Co
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP9 263534109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Brown Mgmt For For For
2 Elect Robert Brown Mgmt For For For
3 Elect Bertrand Collomb Mgmt For For For
4 Elect Curtis Crawford Mgmt For For For
5 Elect Alexander Cutler Mgmt For For For
6 Elect Eleuthere Du Pont Mgmt For For For
7 Elect Marillyn Hewson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Ellen Kullman Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Equity and Mgmt For For For
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered
Organisms
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Comparison Between Executive and
Employee
Pay
Express Scripts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP9 302182100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Maura Breen Mgmt For For For
3 Elect Nicholas LaHowchic Mgmt For For For
4 Elect Thomas Mac Mahon Mgmt For For For
5 Elect Frank Mergenthaler Mgmt For For For
6 Elect Woodrow Myers, Jr. Mgmt For For For
7 Elect John Parker, Jr. Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Samuel Skinner Mgmt For For For
10 Elect Seymour Sternberg Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to Bylaws to Permit Mgmt For For For
Shareholders to Call a Special
Meeting
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 2011 Long-Term Incentive Plan Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
Exxon Mobil Corp.
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP9 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sexual Orientation and Gender
identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Technology and Products
to Become Environmentally
Sustainable
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emission
Goals
Family Dollar
Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FDO CUSIP9 307000109 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Bernstein Mgmt For For For
1.2 Elect Pamela Davies Mgmt For For For
1.3 Elect Sharon Decker Mgmt For For For
1.4 Elect Edward Dolby Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect Howard Levine Mgmt For For For
1.7 Elect George Mahoney, Jr. Mgmt For For For
1.8 Elect James Martin Mgmt For For For
1.9 Elect Harvey Morgan Mgmt For For For
1.10 Elect Dale Pond Mgmt For For For
2 Approval of Performance Measures Mgmt For For For
under the 2006 Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP9 337932107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Julia Johnson Mgmt For For For
1.8 Elect Ted Kleisner Mgmt For For For
1.9 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.10 Elect Catherine Rein Mgmt For Withhold Against
1.11 Elect George Smart Mgmt For Withhold Against
1.12 Elect Wesley Taylor Mgmt For Withhold Against
1.13 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to Right to Call a Special Mgmt For For For
Meeting
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Coal Combustion
Waste
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Coal
Risk
Freeport-McMoran
Copper & Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCXPRA CUSIP9 35671D857 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
General Dynamics
Corp.
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP9 369550108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For For For
5 Elect Jay Johnson Mgmt For For For
6 Elect George Joulwan Mgmt For For For
7 Elect Paul Kaminski Mgmt For For For
8 Elect John Keane Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect William Osborn Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Human Rights
Policies
16 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
General Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP9 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Transparency in Animal
Research
Genuine Parts Co.
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP9 372460105 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Holder Mgmt For For For
1.6 Elect John Johns Mgmt For For For
1.7 Elect Michael Johns Mgmt For For For
1.8 Elect J. Hicks Lanier Mgmt For For For
1.9 Elect Robert Loudermilk, Jr. Mgmt For For For
1.10 Elect Wendy Needham Mgmt For For For
1.11 Elect Jerry Nix Mgmt For Withhold Against
1.12 Elect Gary Rollins Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
Goldman Sachs
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP9 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect James Johnson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Lakshmi Mittal Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Hewlett-Packard
Co.
(de)
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP9 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For For For
7 Elect John Hammergren Mgmt For For For
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
Ing Groep Nv Cva
Ticker Security ID: Meeting Date Meeting Status
ING CUSIP9 456837103 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Executive Board Remuneration Policy Mgmt For For For
3 Amendment to Articles A Mgmt For For For
4 Amendment to Articles B Mgmt For For For
5 Ratification of Executive Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Elect Koos Timmermans Mgmt For For For
8 Elect Peter Elverding Mgmt For For For
9 Elect Henk Breukink Mgmt For For For
10 Elect Sjoerd van Keulen Mgmt For For For
11 Elect Joost Kuiper Mgmt For For For
12 Elect Luc Vandewalle Mgmt For For For
13 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights in Connection
with a
Merger
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Repurchase Shares in Mgmt For For For
Connection with a
Merger
Intel Corp.
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP9 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Jos. A. Bank
Clothiers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JOSB CUSIP9 480838101 06/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect R. Neal Black Mgmt For For For
1.2 Elect Robert Wildrick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
JP Morgan Chase
&
Company
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP9 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against Against For
Independent Lead
Director
Laboratory Corp.
Of America
Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP9 50540R409 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David King Mgmt For For For
2 Elect Kerrii Anderson Mgmt For For For
3 Elect Jean-Luc Belingard Mgmt For For For
4 Elect N. Anthony Coles, Jr. Mgmt For For For
5 Elect Wendy Lane Mgmt For For For
6 Elect Thomas Mac Mahon Mgmt For For For
7 Elect Robert Mittelstaedt, Jr. Mgmt For For For
8 Elect Arthur Rubenstein Mgmt For For For
9 Elect M. Keith Weikel Mgmt For For For
10 Elect R. Sanders Williams Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Loews Corp.
Ticker Security ID: Meeting Date Meeting Status
L CUSIP9 540424108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For Against Against
3 Elect Charles Diker Mgmt For For For
4 Elect Jacob Frenkel Mgmt For For For
5 Elect Paul Fribourg Mgmt For For For
6 Elect Walter Harris Mgmt For For For
7 Elect Philip Laskawy Mgmt For Against Against
8 Elect Ken Miller Mgmt For For For
9 Elect Gloria Scott Mgmt For For For
10 Elect Andrew Tisch Mgmt For For For
11 Elect James Tisch Mgmt For For For
12 Elect Jonathan Tisch Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
McDonald`s Corp
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP9 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For For For
2 Elect Richard Lenny Mgmt For For For
3 Elect Cary McMillan Mgmt For For For
4 Elect Sheila Penrose Mgmt For For For
5 Elect James Skinner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Beverage
Containers
Medco Health
Solutions
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP9 58405U102 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Barker, Jr. Mgmt For For For
2 Elect John Cassis Mgmt For For For
3 Elect Michael Goldstein Mgmt For Against Against
4 Elect Charles Lillis Mgmt For Against Against
5 Elect Myrtle Potter Mgmt For For For
6 Elect William Roper Mgmt For For For
7 Elect David Snow, Jr. Mgmt For For For
8 Elect David Stevens Mgmt For For For
9 Elect Blenda Wilson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirements
12 Amendment to the 2002 Stock Mgmt For For For
Incentive
Plan
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP9 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Environmental
Sustainability
Committee
Murphy Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP9 626717102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Blue Mgmt For For For
2 Elect Claiborne Deming Mgmt For For For
3 Elect Robert Hermes Mgmt For Against Against
4 Elect James Kelley Mgmt For For For
5 Elect R. Madison Murphy Mgmt For For For
6 Elect William Nolan, Jr. Mgmt For For For
7 Elect Neal Schmale Mgmt For For For
8 Elect David Smith Mgmt For For For
9 Elect Caroline Theus Mgmt For For For
10 Elect David Wood Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Nasdaq Omx Group
Inc
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP9 631103108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Urban Backstrom Mgmt For For For
2 Elect H. Furlong Baldwin Mgmt For For For
3 Elect Michael Casey Mgmt For For For
4 Elect Borje Ekholm Mgmt For For For
5 Elect Lon Gorman Mgmt For For For
6 Elect Robert Greifeld Mgmt For For For
7 Elect Glenn Hutchins Mgmt For For For
8 Elect Birgitta Kantola Mgmt For For For
9 Elect Essa Kazim Mgmt For For For
10 Elect John Markese Mgmt For For For
11 Elect Hans Nielsen Mgmt For For For
12 Elect Thomas O'Neill Mgmt For For For
13 Elect James Riepe Mgmt For For For
14 Elect Michael Splinter Mgmt For For For
15 Elect Lars Wedenborn Mgmt For For For
16 Elect Deborah Wince-Smith Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Newmont Mining
Corp.
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP9 651639106 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Glen Barton Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect Joseph Carrabba Mgmt For For For
4 Elect Noreen Doyle Mgmt For For For
5 Elect Veronica Hagen Mgmt For For For
6 Elect Michael Hamson Mgmt For For For
7 Elect Richard O'Brien Mgmt For For For
8 Elect John Prescott Mgmt For For For
9 Elect Donald Roth Mgmt For For For
10 Elect Simon Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Northrop Grumman
Corp.
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP9 666807102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For Against Against
3 Elect Victor Fazio Mgmt For Against Against
4 Elect Donald Felsinger Mgmt For Against Against
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For Against Against
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For Against Against
9 Elect Richard Myers Mgmt For Against Against
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Stock Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Nucor Corp.
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP9 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For For For
1.3 Elect Christopher Kearney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
O`Reilly
Automotive,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP9 67103H107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David O'Reilly Mgmt For For For
2 Elect Jay Burchfield Mgmt For For For
3 Elect Paul Lederer Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Occidental
Petroleum
Corp.
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP9 674599105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Rodolfo Segovia Mgmt For For For
11 Elect Aziz Syriani Mgmt For For For
12 Elect Rosemary Tomich Mgmt For For For
13 Elect Walter Weisman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on
Board
Olin Corp.
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP9 680665205 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gray Benoist Mgmt For For For
1.2 Elect Richard Rompala Mgmt For For For
1.3 Elect Joseph Rupp Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Patterson
Companies
Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395 09/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Buck Mgmt For For For
1.2 Elect Peter Frechette Mgmt For For For
1.3 Elect Charles Reich Mgmt For For For
1.4 Elect Brian Tyler Mgmt For For For
1.5 Elect Scott Anderson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Pepsico Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP9 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Political Contributions
and
Expenditures
Potash Corp. Of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP9 73755L107 05/12/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2011 Performance Option Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
Prudential
Financial
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP9 744320102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect Martina Hund-Mejean Mgmt For For For
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr For For For
Simple Majority
Vote
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Lobbying
Report
Research In
Motion,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIMM CUSIP9 760975102 07/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Balsillie Mgmt For For For
1.2 Elect Mike Lazaridis Mgmt For For For
1.3 Elect James Estill Mgmt For Withhold Against
1.4 Elect David Kerr Mgmt For For For
1.5 Elect Roger Martin Mgmt For For For
1.6 Elect John Richardson Mgmt For Withhold Against
1.7 Elect Barbara Stymiest Mgmt For For For
1.8 Elect Antonio Viana-Baptista Mgmt For For For
1.9 Elect John Wetmore Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP9 778296103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Orban Mgmt For For For
1.2 Elect Donald Seiler Mgmt For For For
2 Reapproval of the Incentive Mgmt For For For
Compensation
Plan
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SI CUSIP9 826197501 01/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 Compensation Policy Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
8 Increase in Authorized Capital for Mgmt For For For
Employee Share Purchase
Plan
9 Supervisory Board Members' Fees Mgmt For For For
10 Intra-company Contracts Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
12 Shareholder Proposal Regarding Mgmt Against Against For
Amendments to Corporate
Purpose
13 Countermotion A (Supervisory Board Mgmt Against Against For
Members'
Fees)
14 Countermotion B (Allocation of Mgmt Against Against For
Profits/Dividends)
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP9 842587107 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Jon Boscia Mgmt For For For
1.3 Elect Henry Clark III Mgmt For For For
1.4 Elect Thomas Fanning Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Veronica Hagen Mgmt For For For
1.7 Elect Warren Hood, Jr. Mgmt For For For
1.8 Elect Donald James Mgmt For Withhold Against
1.9 Elect Dale Klein Mgmt For For For
1.10 Elect J. Neal Purcell Mgmt For For For
1.11 Elect William Smith, Jr. Mgmt For For For
1.12 Elect Steven Specker Mgmt For For For
1.13 Elect Larry Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Omnibus Incentive Compensation Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Coal Combustion
Waste
Steel Dynamics
Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP9 858119100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
1.11 Elect Gabriel Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Transaction of Other Business Mgmt For Against Against
Sysco Corp.
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cassaday Mgmt For Against Against
2 Elect Manuel Fernandez Mgmt For Against Against
3 Elect Hans-Joachim Korber Mgmt For For For
4 Elect Jackie Ward Mgmt For Against Against
5 Amendment to the 1974 Employees' Mgmt For For For
Stock Purchase
Plan
6 Ratification of Auditor Mgmt For For For
Target Corp
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP9 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Electronic
Waste
Texas
Instruments
Inc.
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP9 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Stephen MacMillan Mgmt For For For
5 Elect Pamela Patsley Mgmt For For For
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For For For
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Thomas & Betts
Corp.
Ticker Security ID: Meeting Date Meeting Status
TNB CUSIP9 884315102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Ducker Mgmt For For For
1.2 Elect Jeananne Hauswald Mgmt For For For
1.3 Elect Dean Jernigan Mgmt For For For
1.4 Elect Ronald Kalich, Sr. Mgmt For For For
1.5 Elect Kenneth Masterson Mgmt For For For
1.6 Elect Dominic Pileggi Mgmt For For For
1.7 Elect Jean-Paul Richard Mgmt For For For
1.8 Elect Rufus Rivers Mgmt For For For
1.9 Elect Kevin Roberg Mgmt For For For
1.10 Elect David Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Time Warner
Cable
Inc
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP9 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For Against Against
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Stock Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Time Warner Inc
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP9 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
TJX Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP9 872540109 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For For For
2 Elect Alan Bennett Mgmt For For For
3 Elect Bernard Cammarata Mgmt For For For
4 Elect David Ching Mgmt For For For
5 Elect Michael Hines Mgmt For For For
6 Elect Amy Lane Mgmt For For For
7 Elect Carol Meyrowitz Mgmt For For For
8 Elect John O'Brien Mgmt For For For
9 Elect Willow Shire Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Torchmark Corp.
Ticker Security ID: Meeting Date Meeting Status
TMK CUSIP9 891027104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark McAndrew Mgmt For For For
2 Elect Sam Perry Mgmt For For For
3 Elect Lamar Smith Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 2011 Incentive Plan Mgmt For Against Against
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Travelers
Companies
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP9 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Laurie Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Union Pacific
Corp.
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP9 907818108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For Against Against
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Actions adversely affecting Mgmt For For For
preferred
stock
17 Removal of directors Mgmt For For For
18 Changing the authorized amount of Mgmt For For For
capital
stock.
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
United
Technologies
Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP9 913017109 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John Faraci Mgmt For For For
3 Elect Jean-Pierre Garnier Mgmt For For For
4 Elect Jamie Gorelick Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect Ellen Kullman Mgmt For For For
7 Elect Charles Lee Mgmt For For For
8 Elect Richard McCormick Mgmt For For For
9 Elect Harold McGraw III Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect H. Patrick Swygert Mgmt For For For
12 Elect Andre Villeneuve Mgmt For For For
13 Elect Christine Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt For 1 Year N/A
Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of
Shares
US Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP9 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Director
Compensation
Varian Medical
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP9 92220P105 02/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Susan Bostrom Mgmt For For For
1.2 Elect Richard Levy Mgmt For For For
1.3 Elect Venkatraman Thyagarajan Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
W.W. Grainger
Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP9 384802104 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Stuart Levenick Mgmt For For For
1.6 Elect John McCarter, Jr. Mgmt For For For
1.7 Elect Neil Novich Mgmt For For For
1.8 Elect Michael Roberts Mgmt For For For
1.9 Elect Gary Rogers Mgmt For For For
1.10 Elect James Ryan Mgmt For For For
1.11 Elect E. Scott Santi Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP9 931142103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplier Sustainability
Reports
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Climate Change Risk
Report
Wells Fargo & Co.
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP9 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Item 17: Proxy Voting Record
Registrant : ICON Funds
Fund Name: ICON Bond Fund
Reporting Period: 7/1/2010 - 6/30/2011
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
"Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized."
Registrant: ICON Funds
By: /s/ Craig T. Callahan
--------------------------
Name: Craig T. Callahan
Title: President & Chairman
Date: August 30, 2011