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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
LEHMAN BROTHERS HOLDINGS, INC.
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(Exact name of registrant as specified in its charter)
Delaware 13-3216325
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(State of incorporation (I.R.S. employer
or organization identification no.)
3 World Financial Center
New York, New York 10285
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(Address of principal executive offices) (zip code)
SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
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Common Stock, par value New York Stock Exchange
$0.10 per share Pacific Stock Exchange
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SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT:
None
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(Title of class)
Page 1 of 3 Pages
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ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.
The required information is incorporated by reference
to the information set forth under the caption "Description
of Capital Stock" in the Registrant's Registration Statement
on Form S-1 (Registration No. 33-52977), as amended (the
"Registration Statement"), and as initially filed on April
5, 1994 with the Securities and Exchange Commission, a copy
of which section is attached hereto as Exhibit 2(4) and is
incorporated herein by this reference.
ITEM 2. EXHIBITS.
2(1) Form of Restated Certificate of Incorporation of
the Registrant (incorporated herein by reference to
Exhibit 3.1 of the Registration Statement)
2(2) Form of Restated Bylaws of the Registrant
(incorporated herein by reference to Exhibit 3.5 of the
Registration Statement)
2(3) Specimen Certificate of the Registrant's Common
Stock, par value $0.10 per share (incorporated by
reference to Exhibit 4.2 of the Registration Statement)
2(4) Excerpt from the Registration Statement describing
the securities.
Page 2 of 3 Pages
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SIGNATURE
Pursuant to the requirements of Section 12 of the
Securities Exchange Act of 1934, the registrant has duly
caused this registration statement to be signed on its
behalf by the undersigned, thereto duly authorized.
LEHMAN BROTHERS HOLDINGS, INC.
Date: June 2, 1994 By: /s/ Maxine Gerson
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Name: Maxine Gerson
Title: Vice President
Page 3 of 3 Pages
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EXHIBIT INDEX
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2(1) Form of Restated Certificate of Incorporation of
the Registrant (incorporated herein by reference to
Exhibit 3.1 of the Registration Statement)
2(2) Form of Restated Bylaws of the Registrant
(incorporated herein by reference to Exhibit 3.5 of the
Registration Statement)
2(3) Specimen Certificate of the Registrant's Common
Stock, par value $0.10 per share (incorporated by
reference to Exhibit 4.2 of the Registration Statement)
2(4) Excerpt from the Registration Statement describing
the securities.