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FORM 8-A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
LEHMAN BROTHERS HOLDINGS INC.
(Exact name of registrant as specified in its charter)
DELAWARE 13-3216325
(State of incorporation or organization) (I.R.S. Employer Identification No.)
THREE WORLD FINANCIAL CENTER
NEW YORK, NEW YORK 10285
(Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act
TITLE OF EACH CLASS NAME OF EACH EXCHANGE ON WHICH
TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED
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--% Micron Yield Enhanced Equity Linked American Stock Exchange, Inc.
Debt Securities Due 1997
Securities to be registered pursuant to Section 12(g) of the Act: None
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ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.
The securities to be registered are _% Micron Yield Enhanced Equity
Linked Debt Securities Due 1997 (the "Securities") of Lehman Brothers Holdings
Inc. (the "Registrant") and shall be issued under the Registrant's Registration
Statements on Form S-3 (File Nos. 33-53651 and 33-58548). A description of the
Securities will be contained in the Prospectus and Prospectus Supplement to be
filed by the Registrant with the Securities and Exchange Commission (the
"Commission") pursuant to Rule 424(b) under the Securities Act of 1933, and
such Prospectus and Prospectus Supplement shall be deemed to be incorporated by
reference into this Registration Statement.
ITEM 2. EXHIBITS.
1. Specimen of the Securities to be registered hereunder.
2.(a) Standard Multiple Series Indenture Provisions dated July 30,
1987, as amended November 16, 1987 (Incorporated by reference
to Exhibit 4(a) to Post-Effective Amendment No. 1 to
Registration Statement No. 33-16141 filed November 16, 1987).
2.(b) Indenture dated as of September 1, 1987, between the
Registrant and Citibank, N.A., as Trustee ("Citibank")
(Incorporated by reference to Exhibit 4(b) to Post-Effective
Amendment No. 1 to Registration Statement No. 33-16141 filed
November 16, 1987).
2.(c) Supplemental Indenture dated as of November 25, 1987, between
the Registrant and Citibank (Incorporated by reference to
Exhibit 4(m) to Registration Statement No. 33-25797 filed
November 25, 1988).
2.(d) Second Supplemental Indenture dated as of November 27, 1990,
between the Registrant and Citibank (Incorporated by reference
to Exhibit 4(e) to Registration Statement No. 33-49062 filed
June 30, 1992).
2.(e) Third Supplemental Indenture dated as of September 13, 1991,
between the Registrant and Citibank (Incorporated by reference
to Exhibit 4(f) to Registration Statement No. 33-46146 filed
March 10, 1992).
2.(f) Fourth Supplemental Indenture dated as of October 4, 1993,
between the Registrant and Citibank (Incorporated by reference
to Exhibit 2(f) to Form 8-A filed October 7, 1993).
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the Registrant has duly caused this Registration Statement to be
signed on its behalf by the undersigned, thereto duly authorized.
LEHMAN BROTHERS HOLDINGS INC.
(Registrant)
Date: July 13, 1994 By /s/ Maxine Gerson
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Maxine Gerson
Vice President
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INDEX TO EXHIBITS
Exhibit
Number Description
- ------- -----------
1. Specimen of the Securities to be registered hereunder.
2.(a) Standard Multiple Series Indenture Provisions dated
July 30, 1987, as amended November 16, 1987 (Incorporated
by reference to Exhibit 4(a) to Post-Effective Amendment
No. 1 to Registration Statement No. 33-16141 filed November
16, 1987).
2.(b) Indenture dated as of September 1, 1987, between the
Registrant and Citibank, N.A., as Trustee ("Citibank")
(Incorporated by reference to Exhibit 4(b) to Post-Effective
Amendment No. 1 to Registration Statement No. 33-16141 filed
November 16, 1987).
2.(c) Supplemental Indenture dated as of November 25, 1987,
between the Registrant and Citibank (Incorporated by
reference to Exhibit 4(m) to Registration Statement No.
33-25797 filed November 25, 1988).
2.(d) Second Supplemental Indenture dated as of November 27, 1990,
between the Registrant and Citibank (Incorporated by reference
to Exhibit 4(e) to Registration Statement No. 33-49062 filed
June 30, 1992).
2.(e) Third Supplemental Indenture dated as of September 13, 1991,
between the Registrant and Citibank (Incorporated by reference
to Exhibit 4(f) to Registration Statement No. 33-46146 filed
March 10, 1992).
2.(f) Fourth Supplemental Indenture dated as of October 4, 1993,
between the Registrant and Citibank (Incorporated by reference
to Exhibit 2(f) to Form 8-A filed October 7, 1993).