1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE - -- SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 1996 OR __ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 0-24884 CANNONDALE CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 06-0871823 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 9 BROOKSIDE PLACE, GEORGETOWN, CT 06829-0122 (Address of principal executive offices, including zip code) (203) 544-9800 (Registrant's telephone number, including area code) Indicate by check marke whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), Yes X No --- --- and (2) has been subject to such filing requirements for the past 90 days Yes X No . --- --- The number of shares outstanding of the issuer's Common Stock, $.01 par value, as of November 7, 1996 was 8,613,909. 1 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CANNONDALE CORPORATION Date: November 13, 1996 /s/ William A. Luca ------------------------------ William A. Luca Vice President of Finance, Treasurer and Chief Financial Officer (Principal Financial Officer and authorized signatory) 3 INDEX TO EXHIBITS EXHIBIT NUMBER DESCRIPTION - ------- ----------- 10.28.2 Credit Agreement between Cannondale Europe B.V. and ABN AMRO Bank N.V. dated June 20, 1996. 10.63* Contract Sale dated September 29, 1996, between Cannondale Corporation and Sandvick Associates, Inc., together with Assignment and Assumption Agreement dated as of September 30, 1996, between Sandvick Associates, Inc., and Nantucket Roost Associates, LLC. 10.64* Agreement of Lease dated as of October 4, 1996, between Nantucket Roost Associates, LLC and Cannondale Corporation 11* Statement re; Computation of Earnings per Common Share 27* Financial Data Schedule * Previously filed.