1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 1997 PATHOGENESIS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-27150 91-1542150 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 201 Elliott Avenue West, Seattle, Washington 98119 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (206) 467-8100 Not Applicable (Former name or former address, if changed since last report) 2 Item 5. Other Events. Annexed hereto as Exhibit 1 is a copy of a press release issued by PathoGenesis Corporation (the "Company") on January 30, 1997 announcing the results of its Phase III clinical trials for TOBI(TM) for treatment of chronic Pseudomonas aeruginosa lung infections in people with cystic fibrosis. In connection with the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995, the Company is hereby filing as Exhibit 2 cautionary statements identifying important factors that could cause the Company's actual results to differ materially from those projected in forward looking statements of the Company made by or on behalf of the Company in the press release annexed hereto as Exhibit 1. - 2 - 3 Item 7. Exhibits 1. Press Release dated January 30, 1997. 2. Cautionary Statements for Purposes of the "Safe Harbor" Provisions of the Private Securities Litigation Reform Act of 1995. - 3 - 4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed by the undersigned hereunto duly authorized. PATHOGENESIS CORPORATION (Registrant) By: /s/ Alan R. Meyer ------------------------------- Alan R. Meyer Senior Vice President and Chief Financial Officer Date: January 31, 1997 - 4 - 5 EXHIBIT INDEX Exhibit Page Number 1. Press Release dated January 30, 1997. 2. Cautionary Statements for Purposes of the "Safe Harbor" Provisions of the Private Securities Litigation Reform Act of 1995.