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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 30, 1997
AMBAC INC.
(Exact name of Registrant as specified in its charter)
Delaware 1-10777 13-3621676
(State of incorporation) (Commission file number) (I.R.S. employer
identification no.)
One State Street Plaza
New York, New York 10004
(Address of principal executive offices) (Zip code)
(212) 668-0340
(Registrant's telephone number, including area code)
Page 1 of 13 Pages
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Index to Exhibits on Page 4
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ITEM 5. OTHER EVENTS
On January 30, 1997, AMBAC Inc. (the "REGISTRANT") issued a press release
containing unaudited interim financial information and accompanying discussion
for the 1996 fourth quarter and full-year earnings. Exhibit 99.06 is a copy of
such press release and is incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
(c) Exhibits.
Exhibit Number Item
99.06 Unaudited interim financial statements and
accompanying discussion for the three months
ended December 31, 1996 and the year ended
December 31, 1996 contained in the press
release issued by the Registrant on January 30,
1997.
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SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE SECURITIES EXCHANGE ACT OF 1934, THE
REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE
UNDERSIGNED THEREUNTO DULY AUTHORIZED.
AMBAC INC.
(REGISTRANT)
DATED: FEBRUARY 14, 1997 BY: /S/ RICHARD G. GROSS
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RICHARD B. GROSS
SENIOR VICE PRESIDENT,
GENERAL COUNSEL AND SECRETARY
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INDEX TO EXHIBIT
EXHIBIT
NUMBER DESCRIPTION OF EXHIBIT
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99.06 Unaudited interim financial statements and
accompanying discussion for the three months ended
December 31, 1996 and the year ended December 31,
1996 contained in the press release issued by the
Registrant on January 30, 1997.
PAGE 4 OF 13