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EXHIBIT 3.2
ELEVENTH
AMENDMENT
TO
SECOND AMENDED AND RESTATED
AGREEMENT OF LIMITED PARTNERSHIP
OF
VORNADO REALTY L.P.
---------------------------------------------
Dated as of November 24, 1999
---------------------------------------------
THIS ELEVENTH AMENDMENT TO THE SECOND AMENDED AND RESTATED AGREEMENT OF
LIMITED PARTNERSHIP OF VORNADO REALTY L.P. (this "Amendment"), dated as of
November 24, 1999, is hereby adopted by Vornado Realty Trust, a Maryland real
estate investment trust (defined therein as the "General Partner"), as the
general partner of Vornado Realty L.P., a Delaware limited partnership (the
"Partnership"). For ease of reference, capitalized terms used herein and not
otherwise defined have the meanings assigned to them in the Second Amended and
Restated Agreement of Limited Partnership of Vornado Realty L.P., as amended by
the Amendment to Second Amended and Restated Agreement of Limited Partnership of
Vornado Realty L.P., dated as of December 16, 1997, and further amended by the
Second Amendment to Second Amended and Restated Agreement of Limited Partnership
of Vornad Realty L.P., dated as of April 1, 1998, the Third Amendment to Second
Amended and Restated Agreement of Limited Partnership of Vornado Realty L.P.,
dated as of November 12, 1998, the Fourth Amendment to Second Amended and
Restated Agreement of Limited Partnership of Vornado Realty L.P., dated as of
November 30, 1998, the Fifth Amendment to Second Amended and Restated Agreement
of Limited Partnership of Vornado Realty L.P., dated as of March 3, 1999, the
Sixth Amendment to Second Amended and Restated Agreement of Limited Partnership
of Vornado Realty L.P., dated as of March 17, 1999, the Seventh Amendment to
Second Amended and Restated Agreement of Limited Partnership of Vornado Realty
L.P., dated as of May 20, 1999, the Eighth Amendment to Second Amended and
Restated Agreement of Limited Partnership of Vornado Realty L.P., dated as of
May 27, 1999, the Ninth Amendment to Second Amended and Restated Agreement of
Limited Partnership of Vornado Realty L.P., dated as of September 3, 1999, and
the Tenth Amendment to Second Amended and Restated Agreement of Limited
Partnership of Vornado Realty L.P., dated as of September 3, 1999 (as so
amended, the "Agreement").
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WHEREAS, the General Partner desires to establish and set forth the terms
of a new series of Partnership Interests designated as Series D-5 Preferred
Units (the "Series D-5 Preferred Units");
WHEREAS, as of the date hereof, the Partnership entered into a Private
Placement Purchase Agreement with GS-MSD Select Sponsors, L.P., a Delaware
limited partnership ("the Initial Series D-5 Purchaser"), pursuant to which the
Partnership agreed to issue to the Initial Series D-5 Purchaser Series D-5
Preferred Units;
WHEREAS, the General Partner has determined that it is in the best
interest of the Partnership to amend the Agreement to reflect the issuance of
the above-referenced Series D-5 Preferred Units;
WHEREAS, Section 14.1.B of the Agreement grants the General Partner power
and authority to amend the Agreement without the consent of any of the
Partnership's limited partners if the amendment does not adversely affect or
eliminate any right granted to a limited partner pursuant to any of the
provisions of the Agreement specified in Section 14.1.C or Section 14.1.D of the
Agreement as requiring a particular minimum vote; and
WHEREAS, the General Partner has determined that the amendment effected
hereby does not adversely affect or eliminate any of the limited partner rights
specified in Section 14.1.C or Section 14.1.D of the Agreement;
NOW, THEREFORE, the General Partner hereby amends the Agreement as
follows:
1. Exhibit R, attached hereto as Attachment 1, is hereby incorporated by
reference into the Agreement and made a part thereof.
2. Section 4.2 of the Agreement is hereby supplemented by adding the
following paragraph to the end thereof:
"O. Issuance of Series D-5 Preferred Units. From and after the date
hereof the Partnership shall be authorized to issue Partnership Units of
a new series, which Partnership Units are hereby designated as "Series
D-5 Preferred Units". Series D-5 Preferred Units shall have the terms set
forth in Exhibit R attached hereto and made part hereof."
3. In making distributions pursuant to Section 5.1(B) of the Agreement,
the General Partner of the Partnership shall take into account the provisions of
Paragraph 2 of Exhibit R to the Agreement, including, but not limited to,
Section 2.G(ii) thereof.
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4. The Agreement is hereby supplemented by adding the following paragraph
at the end of Section 8.6 thereof:
"N. Series D-5 Preferred Unit Exception. Holders of Series D-5 Preferred
Units shall not be entitled to the Redemption Right provided for in
Section 8.6.A of this Agreement."
5. Exhibit A of the Agreement is hereby deleted and is replaced in its
entirety by new Exhibit A attached hereto as Attachment 2.
6. Except as expressly amended hereby, the Agreement shall remain in full
force and effect.
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IN WITNESS WHEREOF, the General Partner has executed this Amendment as of
the date first written above.
VORNADO REALTY TRUST
By: /s/ Irwin Goldberg
-------------------------------------
Name: Irwin Goldberg
Title: Vice President and Chief
Financial Officer
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Attachment 1
EXHIBIT R
DESIGNATION OF THE PREFERENCES, CONVERSION
AND OTHER RIGHTS, VOTING POWERS, RESTRICTIONS,
LIMITATIONS AS TO DISTRIBUTIONS, QUALIFICATIONS AND TERMS
AND CONDITIONS OF REDEMPTION
OF THE
SERIES D-5 PREFERRED UNITS
1. Definitions.
In addition to those terms defined in the Agreement, the following
definitions shall be for all purposes, unless otherwise clearly indicated to the
contrary, applied to the terms used in the Agreement and this Exhibit R:
"Annual Distribution Rate" shall have the meaning set forth in
Section 2.B(i) hereof.
"Common Shares" shall mean the common shares of beneficial interest
of the General Partner, par value $.04 per share.
"Distribution Payment Date" shall mean the first calendar day of
January, April, July and October, in each year, commencing on January 1, 2000;
provided, however, that if any Distribution Payment Date falls on any day other
than a Unit Business Day, the distribution payment due on such Distribution
Payment Date shall be paid on the first Unit Business Day immediately following
such Distribution Payment Date.
"Distribution Periods" shall mean quarterly distribution periods
commencing on January 1, April 1, July 1 and October 1 of each year and ending
on and including the day preceding the first day of the next succeeding
Distribution Period (other than the initial Distribution Period with respect to
each Series D-5 Preferred Unit, which shall commence on the date on which such
Series D-5 Preferred Unit was issued by the Partnership and end on and include
the day preceding the first day of the next succeeding Distribution Period).
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"Dividend Payment Date" shall mean a dividend payment date with
respect to the Series D-5 Preferred Shares.
"Redemption Date" shall have the meaning set forth in Section
2.D(iii) hereof.
"Redemption Price" shall have the meaning set forth in Section
2.D(i) hereof.
"Series D-5 Effective Date" shall be the sooner of: (w) November 24,
2009, (x) the first Unit Business Day following any period in which the
Partnership has failed to make full distributions in respect of the Series D-5
Preferred Units for six (6) Distribution Periods, whether or not consecutive,
(y) the first Unit Business Day following the receipt by the holder of the
Series D-5 Preferred Units of (A) notice from the General Partner that the
General Partner or the Partnership has taken the position that the Partnership
is or likely is a publicly-traded partnership within the meaning of Section 7704
of the Code or any successor provision thereof (a "PTP") or (B) an opinion
rendered by independent counsel familiar with such matters addressed to the
holder of Series D-5 Preferred Units that the Partnership is or likely is a PTP,
and (z) the first Unit Business Day following the date on which GS-MSD Select
Sponsors, L.P. ("the Initial Series D-5 Purchaser") determines, based on results
or projected results, that there exists (in the Initial Series D-5 Purchaser's
reasonable judgment) an imminent and substantial risk that the Series D-5
Preferred Units held by the Initial Series D-5 Purchaser represent or will
represent 19.5% or more of the total profits or capital interests in the
Partnership for a taxable year (determined in accordance with Treasury
Regulations Section 1.731-2(e)(4)).
"Series D-5 Notice of Redemption" shall have the meaning set forth
in Section 2.E(i)(a) hereof.
"Series D-5 Preferred Shares" means the shares of beneficial
interest of the General Partner Entity designated as Series D-5 8.25% Cumulative
Redeemable Preferred Shares of Beneficial Interest (liquidation preference
$25.00 per share), no par value, having the rights and preferences and other
terms set forth in Schedule 1 to this Exhibit R.
"Series D-5 Preferred Unit" means a Partnership Unit issued by the
Partnership having the preferences, conversion and other rights, voting powers,
restrictions, limitations as to distributions, qualifications and terms and
conditions of redemption as are set forth in this Exhibit R.
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"Series D-5 Redeeming Partner" shall have the meaning set forth in
Section 2.E(i)(a) hereof.
"Series D-5 Redemption Right" shall have the meaning set forth in
Section 2.E(i)(a) hereof.
"Series D-5 Specified Redemption Date" shall mean the sixtieth Unit
Business Day after receipt by the General Partner of a Series D-5 Notice of
Redemption in respect of the Series D-5 Units; provided, however, that the
Series D-5 Specified Redemption Date shall mean the tenth Unit Business Day
after receipt by the General Partner of a Series D-5 Notice of Redemption
delivered in respect of a redemption described in Treas. Reg.
subsection. 1.7704-1(e).
"set apart for payment" shall be deemed to include, without any
action other than the following, the recording by the Partnership or the General
Partner on behalf of the Partnership in its accounting ledgers of any accounting
or bookkeeping entry which indicates, pursuant to a declaration of a
distribution by the General Partner, the allocation of funds to be so paid on
any series or class of Partnership Units; provided, however, that if any funds
for any class or series of Junior Units (as defined below) or any class or
series of Partnership Units ranking on a parity with the Series D-5 Preferred
Units as to the payment of distributions are placed in a separate account of the
Partnership or delivered to a disbursing, paying or other similar agent, then
"set apart for payment" with respect to the Series D-5 Preferred Units shall
mean placing such funds in a separate account or delivering such funds to a
disbursing, paying or other similar agent.
"Third Party Redemption Date" shall have the meaning set forth in
Section 2.D(ii) hereof.
"Unit Business Day" shall mean any day other than a Saturday, Sunday
or a day on which state or federally chartered banking institutions in New York,
New York are not required to be open.
2. Terms of the Series D-5 Preferred Units.
A. Number. As of the close of business on the date of the amendment
pursuant to which this Exhibit was adopted, the total number of Series D-5
Preferred Units issued and outstanding will be 7,480,000. The Partnership may
issue additional Series D-5 Preferred Units from time to time in accordance with
the terms of the Agreement and, in connection with any such additional issuance,
Exhibit A to the Agreement shall be revised to reflect the total number of
Series D-5 Preferred Units then issued and outstanding.
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B. Distributions. (i) The holders of the then outstanding Series D-5
Preferred Units shall be entitled to receive, when, as and if declared by the
General Partner, distributions payable in cash at the rate per annum of $2.0625
per Series D-5 Preferred Unit (the "Annual Distribution Rate"). Such
distributions with respect to each Series D-5 Preferred Unit shall be cumulative
from the date of issuance of such Series D-5 Preferred Unit and shall be payable
quarterly, when, as and if authorized and declared by the General Partner, in
arrears on Distribution Payment Dates, commencing on the first Distribution
Payment Date after November 24, 1999. Distributions are cumulative from the most
recent Distribution Payment Date to which distributions have been paid; provided
that the amount per Series D-5 Preferred Unit to be paid in respect of the
initial Distribution Period, or any other period shorter or longer than a full
Distribution Period, shall be determined in accordance with paragraph (ii)
below. Accumulated and unpaid distributions for any past Distribution Periods
may be declared and paid at any time, without reference to any regular
Distribution Payment Date.
(ii) The amount of distribution per Series D-5 Preferred Unit
accruing in each full Distribution Period shall be computed by dividing the
Annual Distribution Rate by four. The amount of distributions payable for the
initial Distribution Period, or any other period shorter or longer than a full
Distribution Period, on the Series D-5 Preferred Units shall be computed on the
basis of twelve 30-day months and a 360-day year. The holders of the then
outstanding Series D-5 Preferred Units shall not be entitled to any
distributions, whether payable in cash, property or securities, in excess of
cumulative distributions, as herein provided, on the Series D-5 Preferred Units.
No interest, or sum of money in lieu of interest, shall be payable in respect of
any distribution payment or payments on the Series D-5 Preferred Units that may
be in arrears.
(iii) So long as any Series D-5 Preferred Units are outstanding, no
distributions, except as described in the immediately following sentence, shall
be declared or paid or set apart for payment on any series or class or classes
of Parity Units (as defined below) for any period unless full cumulative
distributions have been or contemporaneously are declared and paid or declared
and a sum sufficient for the payment thereof set apart for such payment on the
Series D-5 Preferred Units for all Distribution Periods terminating on or prior
to the distribution payment date on such class or series of Parity Units, except
in the case of distributions on the Series B-2 Restricted Preferred Units to the
extent not paid due to a lack of funds in the Nongovernmental Account. When
distributions are not paid in full or a sum sufficient for such payment is not
set apart, as aforesaid, all distributions declared upon Series D-5 Preferred
Units and all distributions declared upon any other series or class or classes
of Parity Units shall be declared ratably in proportion to the respective
amounts of distributions accumulated and unpaid on the Series D-5 Preferred
Units and such Parity Units, except in the case of distributions on the Series
B-2 Restricted Preferred Units to the extent not paid due to a lack of funds in
the Nongovernmental Account..
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(iv) So long as any Series D-5 Preferred Units are outstanding, no
distributions (other than distributions paid solely in Junior Units or options,
warrants or rights to subscribe for or purchase Junior Units) shall be declared
or paid or set apart for payment or other distribution declared or made upon
Junior Units, nor shall any Junior Units be redeemed, purchased or otherwise
acquired (other than a redemption, purchase or other acquisition of Junior Units
made in respect of a redemption, purchase or other acquisition of Common Shares
made for purposes of and in compliance with requirements of an employee
incentive or benefit plan of the General Partner or any subsidiary, or as
permitted under Article VI of the Declaration of Trust of the General Partner),
for any consideration (or any moneys to be paid to or made available for a
sinking fund for the redemption of any such Junior Units) by the General
Partner, directly or indirectly (except by conversion into or exchange for
Junior Units), unless in each case (a) the full cumulative distributions on all
outstanding Series D-5 Preferred Units and any other Parity Units of the
Partnership shall have been paid or set apart for payment for all past
Distribution Periods with respect to the Series D-5 Preferred Units and all past
distribution periods with respect to such Parity Units, except to the extent
that distributions on the Series B-2 Restricted Preferred Units are not then
able to be paid owing to a lack of funds in the Nongovernmental Account, and (b)
sufficient funds shall have been paid or set apart for the payment of the
distribution for the current Distribution Period with respect to the Series D-5
Preferred Units and any Parity Units, except to the extent that distributions on
the Series B-2 Restricted Preferred Units are not then able to be paid owing to
a lack of funds in the Nongovernmental Account.
C. Liquidation Preference. (i) In the event of any liquidation,
dissolution or winding up of the Partnership or the General Partner, whether
voluntary or involuntary, before any payment or distribution of the assets of
the Partnership shall be made to or set apart for the holders of Junior Units,
holders of the Series D-5 Preferred Units shall be entitled to receive an amount
equal to the holder's Capital Account in respect of those Series D-5 Preferred
Units; but the holders of Series D-5 Preferred Units shall not be entitled to
any further payment. If, upon any such liquidation, dissolution or winding up of
the Partnership or the General Partner, the assets of the Partnership, or
proceeds thereof, distributable to the holders of Series D-5 Preferred Units,
shall be insufficient to pay in full the preferential amount aforesaid and
liquidating payments on any other Parity Units, then such assets, or the
proceeds thereof, shall be distributed among the holders of the Series D-5
Preferred Units and the holders of any such other Parity Units ratably in
accordance with the respective amounts that would be payable on such Series D-5
Preferred Units and any such other Parity Units if all amounts payable thereon
were paid in full. For the purposes of this Section 2.C, (i) a consolidation or
merger of the Partnership or the General Partner with one or more entities, (ii)
a statutory share exchange by the Partnership or the General Partner and (iii) a
sale or transfer of all or substantially all of the Partnership's or the General
Partner's assets, shall not be
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deemed to be a liquidation, dissolution or winding up, voluntary or involuntary,
of the Partnership or General Partner.
(ii) Subject to the rights of the holders of Partnership Units of
any series or class or classes of shares ranking on a parity with or prior to
the Series D-5 Preferred Units upon any liquidation, dissolution or winding up
of the General Partner or the Partnership, after payment shall have been made in
full to the holders of the Series D-5 Preferred Units, as provided in this
Section, any series or class or classes of Junior Units shall, subject to any
respective terms and provisions applying thereto, be entitled to receive any and
all assets remaining to be paid or distributed, and the holder of the Series D-5
Preferred Units shall not be entitled to share therein.
D. The Partnership's Right to Redeem the Series D-5 Preferred Units.
(i) Except in connection with the redemption of the Series D-5 Preferred Shares
by the General Partner as permitted by Article VI of the Declaration of Trust or
as set forth in Section E below, the Series D-5 Preferred Units shall not be
redeemable prior to November 24, 2004. On and after November 24, 2004, the
General Partner may, at its option, cause the Partnership to redeem the Series
D-5 Preferred Units in whole or in part, as set forth herein, subject to the
provisions described below, at a redemption price, payable in cash, in an amount
equal to $25 per unit for the Series D-5 Preferred Units being redeemed (the
"Redemption Price"). Upon any such redemption, the Partnership shall also pay
any accumulated and unpaid distributions owing in respect of the Series D-5
Preferred Units being redeemed.
(ii) Such Series D-5 Preferred Units as are not held by the General
Partner may be redeemed by the Partnership on or after November 24, 2004, in
whole or in part, at any time or from time to time, upon not less than 30 nor
more than 60 days' written notice. If fewer than all of the outstanding Series
D-5 Preferred Units that are not held by the General Partner are to be redeemed,
the Series D-5 Preferred Units to be redeemed from each holder (other than the
General Partner) shall be selected pro rata (as nearly as practicable without
creating fractional units). Any notice of redemption delivered pursuant to this
Section D(ii) will be (x) faxed and (y) mailed by the Partnership, by certified
mail, postage prepaid, not less than 30 nor more than 60 days prior to the date
upon which such redemption is to occur (the "Third Party Redemption Date"),
addressed to each holder of record of the Series D-5 Preferred Units at their
respective addresses as they appear on the records of the Partnership. No
failure to give or defect in such notice shall affect the validity of the
proceedings for the redemption of any Series D-5 Preferred Units. In addition to
any information required by law, each such notice shall state: (a) the Third
Party Redemption Date, (b) the amount payable per Series D-5 Preferred Unit upon
redemption, including the Redemption Price and any amount payable pursuant to
Section D(iv) hereof, (c) the aggregate number of Series D-5 Preferred Units to
be redeemed and, if fewer than all of the outstanding Series D-5 Preferred Units
are to be redeemed, the
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number of Series D-5 Preferred Units to be redeemed held by such holder, which
number shall equal such holder's pro rata share (based on the percentage of the
aggregate number of outstanding Series D-5 Preferred Units not held by the
General Partner that the total number of Series D-5 Preferred Units held by such
holder represents and determined as nearly as practicable without creating
fractional interests) of the aggregate number of Series D-5 Preferred Units to
be redeemed, (d) the place or places where such Series D-5 Preferred Units are
to be surrendered for payment of the amount payable upon redemption and (e) that
payment of such amount will be made upon presentation and surrender of such
Series D-5 Preferred Units. If the Partnership gives a notice of redemption in
respect of Series D-5 Preferred Units pursuant to this Section D(ii), then, by
12:00 noon, New York City time, on the Third Party Redemption Date, the
Partnership will deposit irrevocably in trust for the benefit of the holders of
Series D-5 Preferred Units being redeemed funds sufficient to pay the applicable
amount payable with respect to such Series D-5 Preferred Units and will give
irrevocable instructions and authority to pay such amount to the holders of the
Series D-5 Preferred Units upon surrender of the Series D-5 Preferred Units by
such holders at the place designated in the notice of redemption.
(iii) Such Series D-5 Preferred Units as may be held by the General
Partner may be redeemed, in whole or in part, at the option of the General
Partner, at any time, upon payment by the Partnership to the General Partner of
the Redemption Price and any amount payable pursuant to Section D(iv) hereof
with respect to such Series D-5 Preferred Units; provided that the General
Partner shall redeem an equivalent number of Series D-5 Preferred Shares. Such
redemption of Series D-5 Preferred Units shall occur substantially concurrently
with the redemption by the General Partner of such Series D-5 Preferred Shares
(such date is herein referred to collectively with the Third Party Redemption
Date as the "Redemption Date").
(iv) Upon any redemption of Series D-5 Preferred Units, the
Partnership shall pay any accumulated and unpaid distributions for any
Distribution Period, or any other period shorter than a full Distribution
Period, ending on or prior to the Redemption Date. On and after the Redemption
Date, distributions will cease to accumulate on the Series D-5 Preferred Units
called for redemption, unless the Partnership defaults in payment therefor. If
any date fixed for redemption of Series D-5 Preferred Units is not a Unit
Business Day, then payment of the Redemption Price payable on such date will be
made on the next succeeding day that is a Unit Business Day (and without any
interest or other payment in respect of any such delay) except that, if such
Unit Business Day falls in the next calendar year, such payment will be made on
the immediately preceding Unit Business Day, in each case with the same force
and effect as if made on such date fixed for redemption. If payment of the
Redemption Price is improperly withheld or refused and not paid by the
Partnership, distributions on such Series D-5 Preferred Units will continue to
accumulate from the original redemption date to the date of payment, in which
case the actual payment date will be considered the date fixed for redemption
for
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purposes of calculating the applicable Redemption Price. Except as provided
above, the Partnership shall make no payment or allowance for unpaid
distributions, whether or not in arrears, on Series D-5 Preferred Units called
for redemption under this Section 2.D.
(v) If full cumulative distributions on the Series D-5 Preferred
Units and any other series or class or classes of Parity Units of the
Partnership have not been paid or declared and set apart for payment, except in
connection with a purchase, redemption or other acquisition of Series D-5
Preferred Shares or shares of beneficial interest ranking on a parity with such
Series D-5 Preferred Shares as permitted under Article VI of the Declaration of
Trust and except to the extent that such distributions or amounts distributable
on the Series B-2 Restricted Preferred Units may not be payable due to a lack of
funds in the Nongovernmental Account, the Series D-5 Preferred Units may not be
redeemed in part and the Partnership may not purchase, redeem or otherwise
acquire Series D-5 Preferred Units or any Parity Units other than in exchange
for Junior Units.
As promptly as practicable after the surrender of any such Series
D-5 Preferred Units so redeemed, such Series D-5 Preferred Units shall be
exchanged for the amount of cash (without interest thereon) payable therefore
pursuant to Section 2.D(i). If fewer than all the Series D-5 Preferred Units
represented by any physical certificate are redeemed, then the Partnership shall
issue new certificates representing the unredeemed Series D-5 Preferred Units
without cost to the holder thereof.
E. Series D-5 Preferred Unit Holder Redemption Right.
(i) General. (a) Subject to paragraphs (ii) and (iii) below, on or
after the Series D-5 Effective Date, the holder of the Series D-5 Preferred
Units shall have the right (the "Series D-5 Redemption Right") to require the
Partnership to redeem the Series D-5 Preferred Units on any Series D-5 Specified
Redemption Date in cash in an amount equal to the holder's Capital Account after
the Carrying Values of all Partnership assets are adjusted pursuant to Section
1.D of Exhibit B to the Agreement and the holder's Capital Account is adjusted
accordingly for the Series D-5 Preferred Units being redeemed. Any such Series
D-5 Redemption Right shall be exercised pursuant to notice of redemption
comparable to the Notice of Redemption required under Section 8.6 of the
Agreement (a "Series D-5 Notice of Redemption") delivered to the Partnership
(with a copy to the General Partner) by the Limited Partner who is exercising
the Series D-5 Redemption Right (the "Series D-5 Redeeming Partner"). Except in
the event of the occurrence of the circumstance described in clause (z) of the
definition of "Series D-5 Effective Date", a holder of the Series D-5 Preferred
Units may only exercise the Series D-5 Redemption Right in respect of all Series
D-5 Preferred Units held by such holder on the date of the applicable Series D-5
Redemption Notice. In addition, any redemption pursuant to the Series D-5
Redemption Right shall be subject to all of the provisions of
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the Agreement governing redemptions under Section 8.6 of the Agreement as if it
were a redemption under that section, except as otherwise provided herein.
(b) The Series D-5 Redeeming Partner shall have no right with
respect to any Series D-5 Preferred Units so redeemed to receive any
distributions paid after the Series D-5 Specified Redemption Date, unless the
record date for the distribution preceded the Series D-5 Specified Redemption
Date. If the record date for such distribution was a date prior to the Series
D-5 Specified Redemption Date and the Distribution Payment Date in respect of
such distribution was a date after the Series D-5 Specified Redemption Date,
such Series D-5 Redeeming Partner shall be required, as a condition of the
redemption of such Series D-5 Preferred Units, to pay the amount of such
distribution to the Partnership (if such Series D-5 Preferred Units are redeemed
for cash) or to the General Partner (if such Series D-5 Preferred Units are
redeemed for Series D-5 Preferred Shares).
(c) The Assignee of any Limited Partner may exercise the rights of
such Limited Partner pursuant to this Section 2.E, and such Limited Partner
shall be deemed to have assigned such rights to such Assignee and shall be bound
by the exercise of such rights by such Limited Partner's Assignee. In connection
with any exercise of the such rights by such Assignee on behalf of such Limited
Partner, the Redemption Price and any accumulated and unpaid distributions shall
be paid by the Partnership directly to such Assignee and not to such Limited
Partner.
(ii) General Partner Assumption of Right. (a) If the holder of the
Series D-5 Preferred Units has delivered a Series D-5 Notice of Redemption, the
General Partner may, in its sole and absolute discretion (subject to any
limitations on ownership and transfer of Shares set forth in the Declaration of
Trust), elect to assume directly and satisfy the Series D-5 Redemption Right by
paying to the Redeeming Partner either (x) an amount equal to the holder's
Capital Account for the Series D-5 Preferred Units being redeemed after the
Carrying Values of all Partnership assets are adjusted pursuant to Section 1.D
of Exhibit B to the Agreement and the holder's Capital Account is adjusted
accordingly or (y) in the form of Series D-5 Preferred Shares, as set forth in
paragraph (b) below. Unless the General Partner, in its sole and absolute
discretion, shall exercise its right to assume directly and satisfy the Series
D-5 Redemption Right, the General Partner shall not have any obligation to the
Redeeming Partner or to the Partnership with respect to the Redeeming Partner's
exercise of the Series D-5 Redemption Right. In the event the General Partner
shall exercise its right to satisfy the Series D-5 Redemption Right in the
manner described in the first sentence of this paragraph (ii) and shall fully
perform its obligations in connection therewith, the Partnership shall have no
right or obligation to pay any amount to the Redeeming Partner with respect to
such Redeeming Partner's exercise of the Series D-5 Redemption Right, and each
of the Redeeming Partner, the Partnership and the General Partner shall, for
federal income tax purposes, treat the transaction between the General Partner
and the Redeeming Partner as a sale of the
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Redeeming Partner's Partnership Units to the General Partner. Nothing contained
in this paragraph (ii) shall imply any right of the General Partner to require
any holder of Series D-5 Preferred Units to exercise the Series D-5 Redemption
Right afforded pursuant to paragraph (i) above.
(b) In the event that the Partnership redeems Series D-5 Preferred
Units for cash in accordance with Section 2.E(i)(a), the units so redeemed shall
be terminated. In the event that the General Partner determines to pay the
Redeeming Partner in the form of Series D-5 Preferred Shares, the General
Partner shall issue to the Series D-5 Redeeming Partner one Series D-5 Preferred
Share for each Series D-5 Preferred Unit being redeemed (subject to modification
as set forth in paragraph (c) below), whereupon the General Partner shall
acquire the Series D-5 Preferred Units offered for redemption by the Series D-5
Redeeming Partner and shall be treated for all purposes of the Agreement as the
owner of such Series D-5 Preferred Units. Any accumulated and unpaid
distributions on such Series D-5 Preferred Units to the date of such redemption
shall also be deemed to have accumulated on the Series D-5 Preferred Shares paid
to the Series D-5 Redeeming Partner in consideration of such Series D-5
Preferred Units at the time of the issuance of such Series D-5 Preferred Shares.
(c) In the event that there shall be outstanding at any time both
Series D-5 Preferred Shares and Series D-5 Preferred Units and the General
Partner shall be a party to any transaction (including, without limitation, a
merger, consolidation or statutory share exchange with respect to the Series D-5
Preferred Shares), in each case as a result of which the Series D-5 Preferred
Shares are converted into the right to receive shares of capital stock, other
securities or other property (including cash or any combination thereof),
thereafter the Redemption Price payable by the General Partner in respect of one
Series D-5 Preferred Unit shall be the kind and amount of shares of capital
stock and other securities and property (including cash or any combination
thereof) that was received upon consummation of such transaction in return for
one Series D-5 Preferred Share; and the General Partner may not become a party
to any such transaction unless the terms thereof are consistent with the
foregoing. In case there shall be outstanding Series D-5 Preferred Units and no
Series D-5 Preferred Shares and the General Partner shall be a party to any
merger or consolidation in which the General Partner is not the surviving
entity, then the Series D-5 Preferred Shares deliverable by the General Partner
thereafter in redemption of Series D-5 Preferred Units pursuant to clause (ii)
above shall be shares of the surviving entity or any entity controlling the
surviving entity having the preferences, rights, voting powers, restrictions,
limitations as to dividends, qualifications and terms and conditions of
redemption substantially similar to those set forth on Schedule 1 to this
Exhibit R.
-10-
15
(d) Each Redeeming Partner agrees to execute such documents as the
General Partner may reasonably require in connection with the issuance of Series
D-5 Preferred Shares upon exercise of the Series D-5 Redemption Right.
(iii) Exceptions to Exercise of Redemption Right. Notwithstanding
the provisions of paragraphs (i) and (ii) above, a Partner shall not be entitled
to exercise the Series D-5 Redemption Right if (but only as long as) the
delivery of Series D-5 Preferred Shares to such Partner on the Series D-5
Specified Redemption Date (a) would be prohibited under the Declaration of
Trust, or (b) as long as the Common Shares or any previously issued Series D-5
Preferred Shares are Publicly Traded, would be prohibited under applicable
federal or state securities laws or regulations (assuming the General Partner
would in fact assume and satisfy the Series D-5 Redemption Right).
(iv) No Liens on Partnership Units Delivered for Redemption. Each
holder of any Series D-5 Preferred Units covenants and agrees with the General
Partner that all Series D-5 Preferred Units delivered for redemption shall be
delivered to the Partnership or the General Partner, as the case may be, free
and clear of all liens, and, notwithstanding anything contained herein to the
contrary, neither the General Partner nor the Partnership shall be under any
obligation to acquire Series D-5 Preferred Units which are or may be subject to
any liens. Each holder of Series D-5 Preferred Units further agrees that, in the
event any state or local property transfer tax is payable as a result of the
transfer of its Series D-5 Preferred Units to the Partnership or the General
Partner, such holder shall assume and pay such transfer tax.
F. Conversion. The Series D-5 Preferred Units are not convertible
into or redeemable or exchangeable for any other property or securities of the
General Partner Entity or the Partnership at the option of any holder of Series
D-5 Preferred Units, except as provided in Sections D and E hereof.
G. Ranking. (i) Any class or series of Partnership Units shall be
deemed to rank:
(a) prior to the Series D-5 Preferred Units, as to the payment of
distributions and as to distribution of assets upon liquidation, dissolution or
winding up of the General Partner or the Partnership, if the holders of such
class or series of Partnership Units shall be entitled to the receipt of
distributions or of amounts distributable upon liquidation, dissolution or
winding up, as the case may be, in preference or priority to the holders of
Series D-5 Preferred Units;
(b) on a parity with the Series D-5 Preferred Units, as to the
payment of distributions and as to the distribution of assets upon liquidation,
dissolution or winding up of the General Partner or the Partnership, whether or
not the distribution rates,
-11-
16
distribution payment dates or redemption or liquidation prices per Partnership
Unit be different from those of the Series D-5 Preferred Units, if the holders
of such Partnership Units of such class or series and the Series D-5 Preferred
Units shall be entitled to the receipt of distributions and of amounts
distributable upon liquidation, dissolution or winding up in proportion to their
respective amounts of accrued and unpaid distributions per Partnership Unit or
liquidation preferences, without preference or priority one over the other,
except to the extent that such distributions or amounts distributable on the
Series B-2 Restricted Preferred Units may not be payable due to a lack of funds
in the Nongovernmental Account ("Parity Units"); and
(c) junior to the Series D-5 Preferred Units, as to the payment of
distributions or as to the distribution of assets upon liquidation, dissolution
or winding up of the General Partner or the Partnership, if such class or series
of Partnership Units shall be Class A Units or if the holders of Series D-5
Preferred Units shall be entitled to receipt of distribution or of amounts
distributable upon liquidation, dissolution or winding up, as the case may be,
in preference or priority to the holders of Partnership Units of such class or
series ("Junior Units").
(ii) The Series A Preferred Units, Series B Pass-Through Preferred
Units and Series C Pass-Through Preferred Units shall be Parity Units with
respect to the Series D-5 Preferred Units and the holders of the Series D-5
Preferred Units and Series A Preferred Units, Series B Pass-Through Preferred
Units and Series C Pass-Through Preferred Units shall be entitled to the receipt
of distributions and of amounts distributable upon liquidation, dissolution or
winding up in proportion to their respective amounts of accumulated and unpaid
distributions per Partnership Unit or liquidation preferences, without
preference or priority one over the other, except in the case of distributions
on the Series B-2 Restricted Preferred Units to the extent not payable due to a
lack of funds in the Nongovernmental Account and except that:
(a) For so long as the Class D Units are outstanding, the Series D-5
Preferred Units shall not rank senior to the Class D Units as to preferential
distributions or redemption or voting rights. For so long as the Class D Units
are outstanding, the Series D-5 Preferred Units shall receive: (i) accumulated
and unpaid distributions on a basis pari passu with distributions made to the
holders of any outstanding Class D Units pursuant to Subsection 5.1.B(ii) of the
Agreement and (ii) other distributions on a basis pari passu with distributions
made to the holders of any outstanding Class D Units pursuant to Subsection
5.1.B(iii) of the Agreement.
(b) When the Class D Units are no longer outstanding, the Series D-5
Preferred Units shall be Preference Units and shall receive distributions on a
basis pari passu with other Partnership Units, if any, receiving distributions
pursuant to Section 5.1.B(i) of the Agreement, except to the extent that
distributions on the Series B-2
-12-
17
Restricted Preferred Units may not be paid due to a lack of funds in the
Nongovernmental Account.
(c) Distributions made pursuant to Subsections G(ii)(a) and G(ii)(b)
of this Exhibit R shall be made pro rata with other distributions made to other
Partnership Units as to which they rank pari passu based on the ratio of the
amounts to be paid the Series D-5 Preferred Units and such other Partnership
Units, as applicable, to the total amounts to be paid in respect of the Series
D-5 Preferred Units and such other Partnership Units taken together on the
Partnership Record Date, except in the case of distributions on the Series B-2
Restricted Preferred Units to the extent such distribution may not be paid due
to a lack of funds in the Nongovernmental Account.
(iii) For purposes of allocations of items made pursuant to Article
VI of the Agreement:
(a) As long as the Class D Units are outstanding, the Series D-5
Preferred Units shall be allocated items pari passu with the allocation of items
to the holders of Class D Units in respect of their priority payments (i.e., as
allocated in Section 6.1.A (iii) and (vi) and Section 6.1.B (viii) and (ix) of
the Agreement) and shall share in those allocations in a pro rata manner based
on the distributions and allocations of items, as applicable, made to such
Partnership Units, as applicable; references to Class D Units in Article VI of
the Agreement shall be deemed to also refer to Series D-5 Preferred Units except
that references to distributions made to the Class D Units shall be deemed to
refer to distributions made to the Series D-5 Preferred Units in a pro rata
manner with such distributions made to the Class D Units.
(b) When the Class D Units are no longer outstanding, the Series D-5
Preferred Units shall be Preference Units and shall be allocated items pari
passu with the allocation of items to holders of Preference Units (i.e., as
allocated in Section 6.1.A (ii) and Section 6.1.B (x) of the Agreement) and
shall share in those allocations in a pro rata manner based on the distributions
and allocations of items, as applicable, made to Preference Units, as
applicable; references to Preference Units in Article VI of the Agreement shall
be deemed to also refer to Series D-5 Preferred Units except that references to
distributions made to Preference Units shall be deemed to refer to distributions
made to the Series D-5 Preferred Units in a pro rata manner with such
distributions, if any, made to the Preference Units.
H. Voting. (i) Except as provided in this Section H or as required
by law, the holders of the Series D-5 Preferred Units shall not be entitled to
vote at any meeting of the Partners or for any other purpose or otherwise to
participate in any action taken by the Partnership or the Partners, or to
receive notice of any meeting of the Partners.
-13-
18
(ii) So long as any Series D-5 Preferred Units are outstanding, the
General Partner shall not authorize the creation of or cause the Partnership to
issue Partnership Units of any class or series or any interest in the
Partnership convertible into or exchangeable for Partnership Units of any class
or series ranking prior to the Series D-5 Preferred Units in the distribution
of assets on any liquidation, dissolution or winding up of the General Partner
or the Partnership or in the payment of distributions, or reclassify any
Partnership Units of the Partnership into any such senior Partnership Unit;
provided that so long as any Class D Units are outstanding, such senior
Partnership Units may be issued to the General Partner if the distribution and
redemption (but not voting) rights of such senior Partnership Units are
substantially similar to the terms of securities issued by the General Partner
and the proceeds or other consideration from the issuance of such securities
have been or are concurrently with such issuance contributed to the Partnership.
(iii) So long as any Series D-5 Preferred Units are outstanding, in
addition to any other vote or consent of unit holders required by the Agreement
of Limited Partnership or of shareholders required by the Declaration of Trust,
the affirmative vote of at least a majority of the votes entitled to be cast by
the holders of Series D-5 Preferred Units at the time outstanding given in
person or by proxy, either in writing without a meeting or by vote at any
meeting called for the purpose, shall be necessary for effecting or validating
(a) any amendment, alteration or repeal of any of the provisions of the
Declaration of Trust that materially and adversely affects the voting powers,
rights or preferences of the Series D-5 Preferred Shares; provided, however,
that the amendment of the provisions of the Declaration of Trust so as to
authorize or create or to increase the authorized amount of, any Junior Shares
with respect to the Series D-5 Preferred Shares or any units of any class or
series ranking on a parity with the Series D-5 Preferred Shares shall not be
deemed to materially and adversely affect the voting powers, rights or
preferences of the holders of Series D-5 Preferred Shares or (b) the
authorization or creation of, or the increase in the authorized or issued amount
of, any shares of any class or series or any security convertible into or
exchangeable for shares of any class or series ranking prior to the Series D-5
Preferred Shares in the distribution of assets on any liquidation, dissolution
or winding up of the General Partner or in the payment of dividends or
distributions; provided, however, that, in the case of each of subparagraphs (a)
and (b), no such vote of the holders of Series D-5 Preferred Units shall be
required if, at or prior to the time when such amendment, alteration or repeal
is to take effect, or when the issuance of any such prior shares or convertible
security is to be made, provision is made for the redemption of all Series D-5
Preferred Units at the time outstanding in accordance with the provisions
hereof.
I. General. (i) At such time, if any, as the General Partner becomes
a holder of Series D-5 Preferred Units, the rights of the General Partner, in
its capacity as the holder of the Series D-5 Preferred Units, will be in
addition to and not in limitation on
-14-
19
any other rights or authority of the General Partner, in any other capacity,
under the Agreement. In addition, nothing contained in this Exhibit R shall be
deemed to limit or otherwise restrict any rights or authority of the General
Partner under the Agreement, other than in its capacity as the holder of Series
D-5 Preferred Units.
(ii) Anything herein contained to the contrary notwithstanding, the
General Partner shall take all steps that it determines are necessary or
appropriate (including modifying the foregoing terms of the Series D-5 Preferred
Units) to ensure that the Series D-5 Preferred Units (including, without
limitation the redemption and conversion terms thereof) permit the General
Partner to satisfy its obligations with respect to the Series D-5 Preferred
Shares (including, without limitation, its obligations to make dividend payments
on the Series D-5 Preferred Shares), if and when any such Units are issued, it
being the intention that, except to the extent provided in Schedule 1 to this
Exhibit R, the terms of the Series D-5 Preferred Shares will be the same as the
terms of the Series D-5 Preferred Units in all material respects.
J. The Special Distribution. Notwithstanding anything to the
contrary contained herein, on November 24, 1999, the holder of the Series D-5
Preferred Units shall be entitled to receive $2,337,500.00. Such payment shall
be treated as a guaranteed payment for the use of capital under Section 707(c)
of the Internal Revenue Code and shall have no effect or bearing on any other
distribution or redemption amount or upon any other rights or obligations of
holders of the Series D-5 Preferred Units.
-15-
20
Attachment 2
EXHIBIT A (11/24/99) - GS-MSD SELECT SPONSORS, L.P. (D-5 Preferred)
VORNADO REALTY L.P.
PARTNERS AND PARTNERSHIP INTERESTS
$51.39 Class of Units
-----------------------------------------------------------
Series A Value Percentage
Preferred of of
Shares Series A Series A
- ---------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust 5,789,239 $297,508,992 100.0000%
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y., Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD SELECT SPONSORS, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
$25.00
-----------------------------------------------------
Series B Value Percentage
Preferred of of
Shares Series B Series B
- ------------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust 3,400,000 $85,000,000 100.0000%
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y. , Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD SELECT SPONSORS, LP
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
21
$25.00
-------------------------------------------------------
Series C Value Percentage
Preferred of of
Shares Series C Series C
- ------------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust 4,600,000 $115,000,000.00 100.0000%
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y. , Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD SELECT SPONSORS, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
22
$50.00
-------------------------------------------------
Series B-1 Value Percentage
Preferred of of
Units Series B-1 Series B-1
- ----------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y., Inc.
Washington Design Center, L.L.C. 200,000 $10,000,000 22.23%
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C. 699,566 $34,978,300 77.77%
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD SELECT SPONSORS, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
23
--------------------------------------------------------
Series B-2 Value Percentage
Preferred of of
Units Series B-2 Series B-2
- -----------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y. , Inc.
Washington Design Center, L.L.C. 100,000 $ 5,000,000 22.23%
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C. 349,783 $17,489,150 77.77%
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD SELECT SPONSORS, LP.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, INC.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
24
$25.00
-------------------------------------------------
Series C-1 Value Percentage
Preferred of of
Units Series C-1 Series C-1
- ---------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y. Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD SELECT SPONSORS, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr. 150,067 $7,503,350 20.0648%
S.D. Phillips 9,976 $498,800 1.3338%
George W Lyles 70,044 $3,502,200 9.3653%
Canoe House Partners, LLC 200,090 $10,004,500 26.7531%
Roaring Gap Limited Partnership 290,158 $14,507,900 38.7957%
Phillips Property Company, LLC 27,577 $1,378,850 3.6872%
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
25
$25.00
----------------------------------------------------------
Series D-1 Value Percentage
Preferred of of
Units Series D-1 Series D-1
- ---------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y. , Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P. 3,500,000 87,500,000 100 .00%
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD SELECT SPONSORS, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
26
------------------------------------------
Series A Value Percentage
Preferred of of
Shares Series A Series A
- -------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
Goldschmidt, Charles
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
Gorfinkle, Lawrence
Gould Investors, L.P.
Green, Bernard
Green, Barbara
Greenbaum, David R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
Knatten Inc.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
Kuhn, James D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. Westport Associates
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
Mendik, Bernard
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
Oestreich, David A.
Oestreich, Joan E.
Oestreich, Sophy
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
27
--------------------------------------------------
Series B Value Percentage
Preferred of of
Shares Series B Series B
- ----------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
28
-----------------------------------------------
Series C Value Percentage
Preferred of of
Shares Series C Series C
- -------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
29
----------------------------------------------
Series B-1 Value Percentage
Preferred of of
Units Series B-1 Series B-1
- ------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
Green, Bernard
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
30
------------------------------------------
Series B-2 Value Percentage
Preferred of of
Units Series B-2 Series B-2
- ---------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
Knatten Inc.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. Westport Associates
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
Mendix, Bernard
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
31
-------------------------------------------------
Series C-1 Value Percentage
Preferred of of
Units Series C-1 Series C-1
- ---------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
Roche, Sara
Rolfe, Ronald
Reingold, Suzy
Roberts, H. Richard
32
Class of Units
- -------------------------------------------------------------------------------------------------------------------------------
Series D-1 Value Percentage
Preferred of of
Units Series D-1 Series D-1
- -------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
33
Series A Value Percentage
Preferred of of
Shares Series A Series A
- ----------------------------------------------------------------------------- --------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Silbert, Harvey I., Trustee u/w Harry A. Goldman
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
Westgoma Associates
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
------------------------------------------------------
TOTAL 5,789,239 $297,508,992 100.0000%
------------------------------------------------------
34
Series B Value Percentage
Preferred of of
Shares Series B Series B
- ------------------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
WESTGOMA ASSOCIATES
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
-------------------------------------------------------
TOTAL 3,400,000 $85,000,000 100.0000%
-------------------------------------------------------
35
Series C Value Percentage
Preferred of of
Shares Series C Series C
- ------------------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
WESTGOMA ASSOCIATES
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
--------------------------------------------------
TOTAL 4,600,000 $115,000,000 100.00%
--------------------------------------------------
36
Series B-1 Value Percentage
Preferred of of
Units Series B-1 Series B-1
- ------------------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
WESTGOMA ASSOCIATES
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
--------------------------------------------------
TOTAL 899,566 $44,978,300 100.00%
--------------------------------------------------
37
Series B-2 Value Percentage
Preferred of of
Units Series B-2 Series B-2
- -------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
WESTGOMA ASSOCIATES
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
---------------------------------------------------
TOTAL 449,783 $22,489,150 100.00%
---------------------------------------------------
38
Series C-1 Value Percentage
Preferred of of
Units Series C-1 Series C-1
- -----------------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
WESTGOMA ASSOCIATES
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
-------------------------------------------------
TOTAL 747,912 $37,395,600 100.00%
-------------------------------------------------
39
-----------------------------------------------------------
Series D-1 Value Percentage
Preferred of of
Units Series D-1 Series D-1
- -----------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
WESTGOMA ASSOCIATES
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
---------------------------------------------------------
TOTAL 3,500,000 $87,500,000 100.00%
---------------------------------------------------------
(1) Directly and through the following subsidiaries: Vornado Finance Corp.,
Vornado Investments Corporation, 40 East 14 Realty Associates General
Partnership, 825 Seventh Avenue Holding Corporation, Menands Holding
Corporation, and Two Guys From Harrison, N.Y., Inc.
(2) Pledged. (See Section 11.3 F of the Operating Partnership Agreement.)
40
$50.00
--------------------------------------------------
Series D-2 Value Percentage
Preferred of of
Units Series D-2 Series D-2
- --------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y., Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD Select Sponsors, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC. 549,336 27,466,800 100.00%
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
41
$25.00
-------------------------------------------------------
Series D-3 Value Percentage
Preferred of of
Units Series D-3 Series D-3
- --------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y., Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD Select Sponsors, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP 8,000,000 $200,000,000 100.00%
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
42
--------------------------------------------------------
Series D-4 Value Percentage
Preferred of of
Units Series D-4 Series D-4
- --------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y., Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
GS-MSD Select Sponsors, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC 5,000,000 $125,000,000 100.00%
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
43
----------------------------------------------------
Series D-5 Value Percentage
Preferred of of
Units Series D-5 Series D-5
- ----------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y., Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding Inc.
G/S-MSD SELECT SPONORS, L.P. 7,480,000 187,000,000 100.00%
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
44
----------------------------------------------------
Series E-1 Value Percentage
Preferred of of
Units Series E-1 Series E-1
- ----------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST
Vornado Finance Corp
Vornado Investment Corporation
40 East 14 Realty Associates
General Partnership
825 Seventh Avenue Holding Corporation
Menands Holdings Corporation
Two Guys From Harrison, N.Y., Inc.
Washington Design Center, L.L.C.
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C.
World Trade Center Chicago, L.L.C.
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc. 3,899,333 194,966,650 78.02%
Commonwealth Atlantic - Crystal City OP Holding Inc. 1,098,667 54,933,350 21.98%
G/S-MSD SELECT SPONSORS, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr.
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule)
The Mendik Partnership, L.P.
Mendik Holdings L.L.C.
Mendik Realty Company, Inc.
FW / Mendik REIT, L.L.C. (2)
Mendik RELP Corp.
2750 Associates
2750 Associates Limited Partnership
Abrams, Trust U/W/O Ralph
ACI Associates
Adler, Robert
Allen & Company Incorporated
Allen, C. Robert III
Ames, Eugenia
Alpert, Vicki
Ambassador Construction Company, Inc.
Aschendorf- Shasha, Ellen
Ash, Herbert
Aubert, Lysa
Aubert, Lysa FBO UWO Barbara Schwartz
Aubert, Lysa FBO UWO Ellis Schwartz
Barr, Thomas
Barkin, Leonard
Batkin, Nancy
Batkin, Nancy 1998 Trust u/a/d 5/11/98
Berenson, David
Berenson, Joan
Berenson, Richard
Berenson, Robert
Berger, Alice C.
Bianculli, Louis
Bierman, Jacquin
Blumenthal, Joel Marie
Braverman, Madlyn
Bonk, Chris
Burack, Daniel A.
Carb, Sally
Carney, Margaret R.
Carney, Thomas
Chambers, Robert
CHO Enterprises
Damson, Barrie
Dembner, Shirley
Dembner, Shirley UGMA for Lindsey Dembner
Doner, Max
Downey, Michael
Dryfoos, Jacqueline
Dubrowski, Raymond
Elson, Edward E.
Evans, Ben
Field, Walter L.
Jesse Fierstein & Co.
Fischer, Alan A.
Freedman, Robert
Gershon, Estate of Murray
Getz, Howard
Getz, Sandra
Getz, Sandra & Howard
Gold, Frederica
Ginsberg, Adele
Ginsberg, Benedict
Goldberg, Clarence
Goldring, Stanley
45
--------------------------------------------
Common Units
--------------------------------------------
A C D
- ------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST 44,438,808
Vornado Finance Corp 35,282,694
Vornado Investment Corporation 3,666,666
40 East 14 Realty Associates
General Partnership 1,639,278
825 Seventh Avenue Holding Corporation 235,516
Menands Holdings Corporation 536,524
Two Guys From Harrison, N.Y., Inc. 180,890
Washington Design Center, L.L.C. 0
Fourth & D Street Partners LP 0
Merchandise Mart Owners, L.L.C.
Merchandise Mart Enterprises, L.L.C. 395,967
World Trade Center Chicago, L.L.C. 23,948
Greene Street 1998 Exchange Fund L.P.
Commonwealth Atlantic Properties Inc.
Commonwealth Atlantic - Crystal City OP Holding
Inc.
GS-MSD SELECT SPONSOR, L.P.
Goldman Sachs 1999 Exchange Place Fund, LP
TMCT II, LLC
Meadowbrook Equity Fund II, LLC.
Jacob H Froelich, Jr. 202,411
S.D. Phillips
George W Lyles
Canoe House Partners, LLC
Roaring Gap Limited Partnership
Phillips Property Company, LLC
Newkirk Partners (See attached schedule) 1,432,452
The Mendik Partnership, L.P. 14,024 751,159
Mendik Holdings L.L.C. 1,767,035
Mendik Realty Company, Inc. 0
FW / Mendik REIT, L.L.C. (2) 486,540
Mendik RELP Corp. 846
2750 Associates 0
2750 Associates Limited Partnership 2,704
Abrams, Trust U/W/O Ralph 7,244
ACI Associates 1,057
Adler, Robert 2,496
Allen & Company Incorporated 1,760
Allen, C. Robert III 880
Ames, Eugenia 0
Alpert, Vicki 5,228
Ambassador Construction Company, Inc. 27,939
Aschendorf- Shasha, Ellen 1,710
Ash, Herbert 154
Aubert, Lysa 4,534
Aubert, Lysa FBO UWO Barbara Schwartz 4,534
Aubert, Lysa FBO UWO Ellis Schwartz 0
Barr, Thomas 1,844
Barkin, Leonard 962
Batkin, Nancy 0
Batkin, Nancy 1998 Trust u/a/d 5/11/98 130 6,338
Berenson, David 1,034
Berenson, Joan 1,382
Berenson, Richard 842
Berenson, Robert 1,762
Berger, Alice C. 374
Bianculli, Louis 5,604
Bierman, Jacquin 5,376
Blumenthal, Joel Marie 154
Braverman, Madlyn 90 75,344
Bonk, Chris 35,032
Burack, Daniel A. 176
Carb, Sally 1,793
Carney, Margaret R. 1,419
Carney, Thomas 0
Chambers, Robert 145 77 7,961
CHO Enterprises 5,364
Damson, Barrie 1,144
Dembner, Shirley 145 78
Dembner, Shirley UGMA for Lindsey Dembner 3,462
Doner, Max 3,364
Downey, Michael 83,226
Dryfoos, Jacqueline 962
Dubrowski, Raymond 2,304
Elson, Edward E. 1,760
Evans, Ben 104
Field, Walter L. 1,680
Jesse Fierstein & Co. 4,045
Fischer, Alan A. 3,364
Freedman, Robert 5,770
Gershon, Estate of Murray 10,494
Getz, Howard 333
Getz, Sandra 7,328
Getz, Sandra & Howard 748
Gold, Frederica 414
Ginsberg, Adele 932
Ginsberg, Benedict 0
Goldberg, Clarence 916
Goldring, Stanley 10,833
46
--------------------------------------------------------
Total Value
Common Common
E Units Units
- --------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
VORNADO REALTY TRUST 44,438,808 $1,461,148,007
Vornado Finance Corp 35,282,694 $1,160,094,979
Vornado Investment Corporation 3,666,666 $120,559,978
40 East 14 Realty Associates 0 $0
General Partnership 1,639,278 $53,899,461
825 Seventh Avenue Holding Corporation 235,516 $7,743,766
Menands Holdings Corporation 536,524 $17,640,909
Two Guys From Harrison, N.Y., Inc. 180,890 $5,947,663
Washington Design Center, L.L.C. 0 $0
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C. 0 $0
Merchandise Mart Enterprises, L.L.C. 395,967 $13,019,395
World Trade Center Chicago, L.L.C. 23,948 $787,410
Greene Street 1998 Exchange Fund L.P. 0 $0
Commonwealth Atlantic Properties Inc. 0 $0
Commonwealth Atlantic - Crystal City OP Holding Inc. 0 $0
GS-MS SELECT SPONSORS, L.P. 0 $0
Goldman Sachs 1999 Exchange Place Fund, LP 0 $0
TMCT II, LLC 0 $0
Meadowbrook Equity Fund II, LLC. 0 $0
Jacob H Froelich, Jr. 202,411 $6,655,274
S.D. Phillips 0 $0
George W Lyles 0 $0
Canoe House Partners, LLC 0 $0
Roaring Gap Limited Partnership 0 $0
Phillips Property Company, LLC 0 $0
Newkirk Partners (See attached schedule) 1,432,452 $47,099,022
The Mendik Partnership, L.P. 765,183 $25,159,217
Mendik Holdings L.L.C. 1,767,035 $58,100,111
Mendik Realty Company, Inc. 0 $0
FW / Mendik REIT, L.L.C. 486,540 $15,997,435
Mendik RELP Corp. 846 $27,816
2750 Associates 0 $0
2750 Associates Limited Partnership 2,704 $88,908
Abrams, Trust U/W/O Ralph 7,244 $238,183
ACI Associates 1,057 $34,754
Adler, Robert 2,496 $82,068
Allen & Company Incorporated 1,760 $57,869
Allen, C. Robert III 880 $28,934
Ames, Eugenia 0 $0
Alpert, Vicki 5,228 $171,897
Ambassador Construction Company, Inc. 27,939 $918,634
Aschendorf- Shasha, Ellen 1,710 $56,225
Ash, Herbert 154 $5,064
Aubert, Lysa 4,534 $113,350
Aubert, Lysa FBO UWO Barbara Schwartz 0 $0
Aubert, Lysa FBO UWO Ellis Schwartz 0 $0
Barr, Thomas 1,844 $60,631
Barkin, Leonard 962 $31,631
Batkin, Nancy 0 $0
Batkin, Nancy 1998 Trust u/a/d 5/11/98 6,468 $212,668
Berenson, David 1,034 $33,998
Berenson, Joan 1,382 $45,440
Berenson, Richard 842 $27,685
Berenson, Robert 1,762 $57,935
Berger, Alice C. 374 $12,297
Bianculli, Louis 5,604 $184,260
Bierman, Jacquin 5,376 $176,763
Blumenthal, Joel Marie 154 $5,064
Braverman, Madlyn 75,434 $2,480,270
Bonk, Chris 35,032 $1,151,852
Burack, Daniel A. 176 $5,787
Carb, Sally 1,793 $58,954
Carney, Margaret R. 1,419 $46,657
Carney, Thomas 0 $0
Chambers, Robert 8,183 $269,057
CHO Enterprises 5,364 $176,368
Damson, Barrie 1,144 $37,615
Dembner, Shirley 223 $7,332
Dembner, Shirley UGMA for Lindsey Dembner 3,462 $113,831
Doner, Max 3,364 $110,608
Downey, Michael 83,226 $2,736,471
Dryfoos, Jacqueline 962 $31,631
Dubrowski, Raymond 2,304 $75,756
Elson, Edward E. 1,760 $57,869
Evans, Ben 104 $3,420
Field, Walter L. 1,680 $55,238
Jesse Fierstein & Co. 4,045 $133,000
Fischer, Alan A. 3,364 $110,608
Freedman, Robert 5,770 $189,718
Gershon, Estate of Murray 10,494 $345,043
Getz, Howard 333 $10,949
Getz, Sandra 7,328 $240,945
Getz, Sandra & Howard 748 $24,594
Gold, Frederica 414 $13,612
Ginsberg, Adele 932 $23,300
Ginsberg, Benedict 0 $0
Goldberg, Clarence 916 $30,118
Goldring, Stanley 10,833 $356,189
47
-----------------------------------------------------------------
Percentage
Common Total Total Percentage
Units Units Value Interest
- -----------------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust 99,769,615 (1) $3,324,543,753 73.0322%
VORNADO REALTY TRUST 47.5484%
Vornado Finance Corp 37.7516%
Vornado Investment Corporation 3.9232%
40 East 14 Realty Associates 0.0000%
General Partnership 1.7540%
825 Seventh Avenue Holding Corporation 0.2520%
Menands Holdings Corporation 0.5741%
Two Guys From Harrison, N.Y., Inc. 0.1935%
Washington Design Center, L.L.C. 0.0000% 300,000 $15,000,000 0.3295%
Fourth & D Street Partners LP
Merchandise Mart Owners, L.L.C. 0.0000% 1,049,349 $52,467,450 1.1526%
Merchandise Mart Enterprises, L.L.C. 0.4237% 395,967 $13,019,395 0.2860%
World Trade Center Chicago, L.L.C. 0.0256% 23,948 $787,410 0.0173%
Greene Street 1998 Exchange Fund L.P. 0.0000% 3,500,000 $87,500,000 1.9222%
Commonwealth Atlantic Properties Inc. 0.0000% 3,899,333 $194,966,650 4.2829%
Commonwealth Atlantic - Crystal City OP Holding Inc. 0.0000% 1,098,667 $54,933,350 1.2061%
GS-MSD Select Sponsors, L.P. 0.0000% 7,480,000 $187,000,000 4.1079%
Goldman Sachs 1999 Exchange Place Fund, LP 0.0000% 8,000,000 $200,000,000 4.3935%
TMCT II, LLC 0.0000% 5,000,000 $125,000,000 2.7459%
Meadowbrook Equity Fund II, LLC. 0.0000% 549,336 $27,486,900 0.6034%
Jacob H Froelich, Jr. 0.2166% 352,478 $14,158,624 0.3110%
S.D. Phillips 0.0000% 9,976 $498,800 0.0110%
George W Lyles 0.0000% 70,044 $3,502,200 0.0769%
Canoe House Partners, LLC 0.0000% 200,090 $10,004,500 0.2198%
Roaring Gap Limited Partnership 0.0000% 290,158 $14,507,900 0.3187%
Phillips Property Company, LLC 0.0000% 27,577 $1,378,850 0.0303%
Newkirk Partners (See attached schedule) 1.5327% 1,432,452 $47,099,022 1.0347%
The Mendik Partnership, L.P. 0.8187% 765,183 $25,159,217 0.5527%
Mendik Holdings L.L.C. 1.8907% 1,767,035 $58,100,111 1.2763%
Mendik Realty Company, Inc. 0.0000% 0 $0 0.0000%
FW / Mendik REIT, L.L.C. (2) 0.5206% 486,540 $15,997,435 0.3514%
Mendik RELP Corp. 0.0009% 846 $27,816 0.0006%
2750 Associates 0.0000% 0 $0 0.0000%
2750 Associates Limited Partnership 0.0029% 2,704 $88,908 0.0020%
Abrams, Trust U/W/O Ralph 0.0078% 7,244 $238,183 0.0052%
ACI Associates 0.0011% 1,057 $34,754 0.0008%
Adler, Robert 0.0027% 2,496 $82,068 0.0018%
Allen & Company Incorporated 0.0019% 1,760 $57,869 0.0013%
Allen, C. Robert III 0.0009% 880 $28,934 0.0006%
Ames, Eugenia 0.0000% 0 $0 0.0000%
Alpert, Vicki 0.0056% 5,228 $171,897 0.0038%
Ambassador Construction Company, Inc. 0.0299% 27,939 $918,634 0.0202%
Aschendorf- Shasha, Ellen 0.0018% 1,710 $56,225 0.0012%
Ash, Herbert 0.0002% 154 $5,064 0.0001%
Aubert, Lysa 0.0049% 4,534 $113,350 0.0025%
Aubert, Lysa FBO UWO Barbara Schwartz 0.0000% 0 $0 0.0000%
Aubert, Lysa FBO UWO Ellis Schwartz 0.0000% 0 $0 0.0000%
Barr, Thomas 0.0020% 1,844 $60,631 0.0013%
Barkin, Leonard 0.0010% 962 $31,631 0.0007%
Batkin, Nancy 0.0000% 0 $0 0.0000%
Batkin, Nancy 1998 Trust u/a/d 5/11/98 0.0069% 6,468 $212,668 0.0047%
Berenson, David 0.0011% 1,034 $33,998 0.0007%
Berenson, Joan 0.0015% 1,382 $45,440 0.0010%
Berenson, Richard 0.0009% 842 $27,685 0.0006%
Berenson, Robert 0.0019% 1,762 $57,935 0.0013%
Berger, Alice C. 0.0004% 374 $12,297 0.0003%
Bianculli, Louis 0.0060% 5,604 $184,260 0.0040%
Bierman, Jacquin 0.0058% 5,376 $176,763 0.0039%
Blumenthal, Joel Marie 0.0002% 154 $5,064 0.0001%
Braverman, Madlyn 0.0807% 75,434 $2,480,270 0.0545%
Bonk, Chris 0.0375% 35,032 $1,151,852 0.0253%
Burack, Daniel A. 0.0002% 176 $5,787 0.0001%
Carb, Sally 0.0019% 1,793 $58,954 0.0013%
Carney, Margaret R. 0.0015% 1,419 $46,657 0.0010%
Carney, Thomas 0.0000% 0 $0 0.0000%
Chambers, Robert 0.0088% 8,183 $269,057 0.0059%
CHO Enterprises 0.0057% 5,364 $176,368 0.0039%
Damson, Barrie 0.0012% 1,144 $37,615 0.0008%
Dembner, Shirley 0.0002% 223 $7,332 0.0002%
Dembner, Shirley UGMA for Lindsey Dembner 0.0037% 3,462 $113,831 0.0025%
Doner, Max 0.0036% 3,364 $110,608 0.0024%
Downey, Michael 0.0890% 83,226 $2,736,471 0.0601%
Dryfoos, Jacqueline 0.0010% 962 $31,631 0.0007%
Dubrowski, Raymond 0.0025% 2,304 $75,758 0.0017%
Elson, Edward E. 0.0019% 1,760 $57,869 0.0013%
Evans, Ben 0.0001% 104 $3,420 0.0001%
Field, Walter L. 0.0018% 1,680 $55,238 0.0012%
Jesse Fierstein & Co. 0.0043% 4,045 $133,000 0.0029%
Fischer, Alan A. 0.0036% 3,364 $110,608 0.0024%
Freedman, Robert 0.0062% 5,770 $189,718 0.0042%
Gershon, Estate of Murray 0.0112% 10,494 $345,043 0.0076%
Getz, Howard 0.0004% 333 $10,949 0.0002%
Getz, Sandra 0.0078% 7,328 $240,945 0.0053%
Getz, Sandra & Howard 0.0008% 748 $24,594 0.0005%
Gold, Frederica 0.0004% 414 $13,612 0.0003%
Ginsberg, Adele 0.0010% 932 $23,300 0.0005%
Ginsberg, Benedict 0.0000% 0 $0 0.0000%
Goldberg, Clarence 0.0010% 916 $30,118 0.0007%
Goldring, Stanley 0.0116% 10,833 $356,189 0.0078%
48
---------------------------------------------------------
Series D-2 Value Percentage Series D-3
Preferred of of Preferred
Units Series D-2 Series D-2 Units
- ------------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry
Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
49
------------------------------------------------
Value Percentage Series D-4
of of Preferred
Series D-3 Series D-3 Units
- ------------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
HAgler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
50
------------------------------------------------
Value Percentage Series D-5
of of Preferred
Series D-4 Series D-4 Units
- ------------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
HAgler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
51
------------------------------------------------
Value Percentage Series E-1
of of Preferred
Series D-5 Series D-5 Units
- ------------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
HAgler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
52
-------------------------------
Value Percentage
of of
Series E-1 Series E-1
- ------------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
HAgler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
53
-----------------------------------
Value Percentage
of of
Series E-1 Series E-1
- ----------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice
GOLDSCHMIDT, CHARLES
Goldschmidt, Edward
Goldschmidt, C. Trust U/A/D 7/11/90
GOLDSCHMIDT, LAWRENCE
Goldschmidt, Peter
Goldschmidt, Richard
Gordon, Melvin
Gorfinkle, Alaine
GORFINKLE, LAWRENCE
Gould Investors, L.P.
GREEN, BERNARD
Green, Barbara
GREENBAUM, DAVID R.
Greif, Goldie
Gutenberg, Bernice
H L Silbert trustee U/W of H A Goldman
Hagler, Philip
Hagler, Philip Trustee Hagler Family Trust u/a 6/98
Harteveldt, Robert L.
Hassler, Jane
Hauser, Rita F.
Hirsch, Phillip J.
Hirsch, Judith
Hrusha, Alan
Hutner, Anne Trust F/B/O
Hutner, Estate of Irwin
INS Realty Associates
Fierstein Co.
Jaffe, Elizabeth
Jones, Hazel
Kaufman, Robert M.
Klein, Robin
KNATTEN INC.
Knight, Laureine
Komaroff, Stanley
Kosloff, Andrea
Kosloff, Andrea UGMA for Adam Kosloff
Kosloff, Andrea UGMA for Justin Kosloff
Koven, Irving
Koven, Corey
Koven , Esther
Kowal, Myron as Custodian for Andrew Kowal
Kramer, Irwin H & Terry Allen JTWROS
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust
Kramer, Saul
KUHN, JAMES D.
Kuhn, Leo
Kurshan, Herbert
Langenmyer Co.
Lauder, Leonard
Lauder, Ronald
Leff, Joseph
Leff, Valerie
Lefkowitz, Howard
LeRoy Partners
Liroff, Harriett
Liroff, Richard
Loewengart, Irene
Lovitz, David
M. WESTPORT ASSOCIATES
M-L Three
Maayan Partners
Magid, Eleanore
Mahoney, David J.
Mank, Edward H.
Marvin, Morton
Marvin, Suzanne
Maynard, Jean
Mazer, David
Mazer, Richard
McKee, William S.
Meister, Robert A.
MENDIK, BERNARD
Mendik, Susan
Mendik, Susan Trust u/w/o Jean A. Batkin
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein
Mil Equities
Myers Group III, Inc.
Myers Group IV, Inc.
Myers, Israel
Nevas, Alan
Nevas, Leo
Nicardo Corporation
Novick, Lawrence
OESTREICH, DAVID A.
OESTREICH, JOAN E.
OESTREICH, SOPHY
Oppenheimer, Martin J.
Oppenheimer, Suzanne
Oshatz, Michael P.
Phillips, Family Trust UWO Edith
Phillips, Jonathan
Phillips, Lynn
Phillips, Estate of John D.
Plum Partners L.P.
Prentice Revocable Trust, 12/12/75
RCAY S.A.
Reichler, Richard
Reingold, Suzy
Roberts, H. Richard
54
------------------------------------------------
Common Units
------------------------------------------------
A C D E
- ------------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice 22,045
GOLDSCHMIDT, CHARLES 21 10,752
Goldschmidt, Edward 12,842
Goldschmidt, C. Trust U/A/D 7/11/90 0
GOLDSCHMIDT, LAWRENCE 21 67,454
Goldschmidt, Peter 2,796
Goldschmidt, Richard 2,796
Gordon, Melvin 440
Gorfinkle, Alaine 664
GORFINKLE, LAWRENCE 21 3,830
Gould Investors, L.P. 458,964
GREEN, BERNARD 8,548
Green, Barbara 8,548
GREENBAUM, DAVID R. 0
Greif, Goldie 6,724
Gutenberg, Bernice 688
H L Silbert trustee U/W of H A Goldman 38,692
Hagler, Philip 0
Hagler, Philip Trustee Hagler Family Trust u/a 6/98 77 14,631
Harteveldt, Robert L. 5,128
Hassler, Jane 2,797
Hauser, Rita F. 1,760
Hirsch, Phillip J. 338
Hirsch, Judith 338
Hrusha, Alan 1,844
Hutner, Anne Trust F/B/O 15,944
Hutner, Estate of Irwin 0
INS Realty Associates 0
Fierstein Co. 28,415
Jaffe, Elizabeth 76
Jones, Hazel 2,496
Kaufman, Robert M. 338
Klein, Robin 3,364
KNATTEN INC. 248,682
Knight, Laureine 10,242
Komaroff, Stanley 576
Kosloff, Andrea 78
Kosloff, Andrea UGMA for Adam Kosloff 2,116
Kosloff, Andrea UGMA for Justin Kosloff 2,116
Koven, Irving 0
Koven, Corey 2,791
Koven , Esther 14,400
Kowal, Myron as Custodian for Andrew Kowal 0
Kramer, Irwin H & Terry Allen JTWROS 1,760
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust 1,760
Kramer, Saul 652
KUHN, JAMES D. 2,054 151,217
Kuhn, Leo 902
Kurshan, Herbert 2,496
Langenmyer Co. 880
Lauder, Leonard 4,660
Lauder, Ronald 4,660
Leff, Joseph 3,364
Leff, Valerie 3,364
Lefkowitz, Howard 414
LeRoy Partners 0
Liroff, Harriett 12,166
Liroff, Richard 1,532
Loewengart, Irene 1,664
Lovitz, David 2,244
M. WESTPORT ASSOCIATES 1,365
M-L Three 1,760
Maayan Partners 9,616
Magid, Eleanore 2,326
Mahoney, David J. 1,760
Mank, Edward H. 1,760
Marvin, Morton 914
Marvin, Suzanne 76
Maynard, Jean 2,304
Mazer, David 6,724
Mazer, Richard 6,724
McKee, William S. 264
Meister, Robert A. 880
MENDIK, BERNARD 0
Mendik, Susan 976 930
Mendik, Susan Trust u/w/o Jean A. Batkin 58 4,474
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein 10,256
Mil Equities 6,667
Myers Group III, Inc. 17,641
Myers Group IV, Inc. 126,979
Myers, Israel 880
Nevas, Alan 1,636
Nevas, Leo 3,271
Nicardo Corporation 0
Novick, Lawrence 154
OESTREICH, DAVID A. 43 38,808
OESTREICH, JOAN E. 43 38,802
OESTREICH, SOPHY 0
Oppenheimer, Martin J. 338
Oppenheimer, Suzanne 338
Oshatz, Michael P. 0
Phillips, Family Trust UWO Edith 0
Phillips, Jonathan 3,364
Phillips, Lynn 3,364
Phillips, Estate of John D. 0
Plum Partners L.P. 0
Prentice Revocable Trust, 12/12/75 2,601
RCAY S.A. 0
Reichler, Richard 5,400
Reingold, Suzy 224 4,888
Roberts, H. Richard 39,426
55
-------------------------------------
Total Value Percentage
Common Common Common
Units Units Units
- ----------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice 22,045 $724,840 0.0236%
GOLDSCHMIDT, CHARLES 10,773 $354,216 0.0115%
Goldschmidt, Edward 12,842 $422,245 0.0137%
Goldschmidt, C. Trust U/A/D 7/11/90 0 $0 0.0000%
GOLDSCHMIDT, LAWRENCE 67,475 $2,218,578 0.0722%
Goldschmidt, Peter 2,796 $91,932 0.0030%
Goldschmidt, Richard 2,796 $91,932 0.0030%
Gordon, Melvin 440 $14,467 0.0005%
Gorfinkle, Alaine 664 $21,832 0.0007%
GORFINKLE, LAWRENCE 3,851 $126,621 0.0041%
Gould Investors, L.P. 458,964 $15,090,736 0.4911%
GREEN, BERNARD 8,548 $281,058 0.0091%
Green, Barbara 8,546 $280,992 0.0091%
GREENBAUM, DAVID R. 0 $0 0.0000%
Greif, Goldie 6,724 $221,085 0.0072%
Gutenberg, Bernice 688 $22,621 0.0007%
H L Silbert trustee U/W of H A Goldman 32,692 $1,272,193 0.0414%
Hagler, Philip 0 $0 0.0000%
Hagler, Philip Trustee Hagler Family Trust u/a 6/98 14,708 $483,599 0.0157%
Harteveldt, Robert L. 5,128 $168,609 0.0055%
Hassler, Jane 2,797 $91,965 0.0030%
Hauser, Rita F. 1,760 $57,869 0.0019%
Hirsch, Phillip J. 338 $11,113 0.0004%
Hirsch, Judith 338 $11,113 0.0004%
Hrusha, Alan 1,844 $60,631 0.0020%
Hutner, Anne Trust F/B/O 15,944 $524,239 0.0171%
Hutner, Estate of Irwin 0 $0 0.0000%
INS Realty Associates 0 $0 0.0000%
Fierstein Co. 28,415 $934,285 0.0304%
Jaffe, Elizabeth 76 $2,499 0.0001%
Jones, Hazel 2,496 $82,068 0.0027%
Kaufman, Robert M. 338 $11,113 0.0004%
Klein, Robin 3,364 $110,608 0.0036%
KNATTEN INC. 248,682 $8,176,664 0.2661%
Knight, Laureine 10,242 $336,757 0.0110%
Komaroff, Stanley 576 $18,939 0.0006%
Kosloff, Andrea 78 $2,565 0.0001%
Kosloff, Andrea UGMA for Adam Kosloff 2,116 $69,574 0.0023%
Kosloff, Andrea UGMA for Justin Kosloff 2,116 $69,574 0.0023%
Koven, Irving 0 $0 0.0000%
Koven, Corey 2,791 $91,768 0.0030%
Koven , Esther 14,400 $473,472 0.0154%
Kowal, Myron as Custodian for Andrew Kowal 0 $0 0.0000%
Kramer, Irwin H & Terry Allen JTWROS 1,760 $57,869 0.0019%
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust 1,760 $57,869 0.0019%
Kramer, Saul 652 $21,438 0.0007%
KUHN, JAMES D. 153,271 $5,039,550 0.1640%
Kuhn, Leo 902 $29,658 0.0010%
Kurshan, Herbert 2,496 $82,068 0.0027%
Langenmyer Co. 880 $28,934 0.0009%
Lauder, Leonard 4,660 $153,221 0.0050%
Lauder, Ronald 4,660 $153,221 0.0050%
Leff, Joseph 3,364 $110,608 0.0036%
Leff, Valerie 3,364 $110,608 0.0036%
Lefkowitz, Howard 414 $13,612 0.0004%
LeRoy Partners 0 $0 0.0000%
Liroff, Harriett 12,166 $400,018 0.0130%
Liroff, Richard 1,532 $50,372 0.0016%
Loewengart, Irene 1,664 $54,712 0.0018%
Lovitz, David 2,244 $73,783 0.0024%
M. WESTPORT ASSOCIATES 1,365 $44,881 0.0015%
M-L Three 1,760 $57,869 0.0019%
Maayan Partners 9,616 $316,174 0.0103%
Magid, Eleanore 2,326 $76,479 0.0025%
Mahoney, David J. 1,760 $57,869 0.0019%
Mank, Edward H. 1,760 $57,869 0.0019%
Marvin, Morton 914 $30,052 0.0010%
Marvin, Suzanne 76 $2,499 0.0001%
Maynard, Jean 2,304 $75,756 0.0025%
Mazer, David 6,724 $221,085 0.0072%
Mazer, Richard 6,724 $221,085 0.0072%
McKee, William S. 264 $8,680 0.0003%
Meister, Robert A. 880 $28,934 0.0009%
MENDIK, BERNARD 0 $0 0.0000%
Mendik, Susan 1,906 $62,669 0.0020%
Mendik, Susan Trust u/w/o Jean A. Batkin 4,532 $149,012 0.0048%
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein 10,256 $337,217 0.0110%
Mil Equities 6,667 $219,211 0.0071%
Myers Group III, Inc. 17,641 $580,036 0.0189%
Myers Group IV, Inc. 126,979 $4,175,070 0.1359%
Myers, Israel 880 $28,934 0.0009%
Nevas, Alan 1,836 $53,792 0.0018%
Nevas, Leo 3,271 $107,550 0.0035%
Nicardo Corporation 0 $0 0.0000%
Novick, Lawrence 154 $5,064 0.0002%
OESTREICH, DAVID A. 38,851 $1,277,421 0.0416%
OESTREICH, JOAN E. 38,845 $1,277,224 0.0416%
OESTREICH, SOPHY 0 $0 0.0000%
Oppenheimer, Martin J. 338 $11,113 0.0004%
Oppenheimer, Suzanne 338 $11,113 0.0004%
Oshatz, Michael P. 0 $0 0.0000%
Phillips, Family Trust UWO Edith 0 $0 0.0000%
Phillips, Jonathan 3,364 $110,608 0.0036%
Phillips, Lynn 3,364 $110,608 0.0036%
Phillips, Estate of John D. 0 $0 0.0000%
Plum Partners L.P. 0 $0 0.0000%
Prentice Revocable Trust, 12/12/75 2,801 $85,521 0.0028%
RCAY S.A. 0 $0 0.0000%
Reichler, Richard 5,400 $177,552 0.0058%
Reingold, Suzy 5,112 $168,083 0.0055%
Roberts, H. Richard 39,426 $1,296,327 0.0422%
56
----------------------------------------------
Total Total Percentage
Units Value Interest
- -------------------------------------------------------------------------------------------------------------------------------
Goldschmidt, Beatrice 22,045 $724,840 0.0159%
GOLDSCHMIDT, CHARLES 10,773 $354,216 0.0078%
Goldschmidt, Edward 12,842 $422,245 0.0093%
Goldschmidt, C. Trust U/A/D 7/11/90 0 $0 0.0000%
GOLDSCHMIDT, LAWRENCE 67,475 $2,218,578 0.0487%
Goldschmidt, Peter 2,796 $91,932 0.0020%
Goldschmidt, Richard 2,796 $91,932 0.0020%
Gordon, Melvin 440 $14,467 0.0003%
Gorfinkle, Alaine 664 $21,832 0.0005%
GORFINKLE, LAWRENCE 3,851 $126,621 0.0028%
Gould Investors, L.P. 458,964 $15,090,736 0.3315%
GREEN, BERNARD 8,548 $281,058 0.0062%
Green, Barbara 8,546 $280,992 0.0062%
GREENBAUM, DAVID R. 0 $0 0.0000%
Greif, Goldie 6,724 $221,085 0.0049%
Gutenberg, Bernice 688 $22,621 0.0005%
H L Silbert trustee U/W of H A Goldman 38,692 $1,272,193 0.0279%
Hagler, Philip 0 $0 0.0000%
Hagler, Philip Trustee Hagler Family Trust u/a 6/98 14,708 $483,599 0.0106%
Harteveldt, Robert L. 5,128 $168,609 0.0037%
Hassler, Jane 2,797 $91,965 0.0020%
Hauser, Rita F. 1,760 $57,869 0.0013%
Hirsch, Phillip J. 338 $11,113 0.0002%
Hirsch, Judith 338 $11,113 0.0002%
Hrusha, Alan 1,844 $60,631 0.0013%
Hutner, Anne Trust F/B/O 15,944 $524,239 0.0115%
Hutner, Estate of Irwin 0 $0 0.0000%
INS Realty Associates 0 $0 0.0000%
Fierstein Co. 28,415 $934,285 0.0205%
Jaffe, Elizabeth 76 $2,499 0.0001%
Jones, Hazel 2,496 $82,068 0.0018%
Kaufman, Robert M. 338 $11,113 0.0002%
Klein, Robin 3,364 $110,608 0.0024%
KNATTEN INC. 248,682 $8,176,664 0.1796%
Knight, Laureine 10,242 $336,757 0.0074%
Komaroff, Stanley 576 $18,939 0.0004%
Kosloff, Andrea 78 $2,565 0.0001%
Kosloff, Andrea UGMA for Adam Kosloff 2,116 $69,574 0.0015%
Kosloff, Andrea UGMA for Justin Kosloff 2,116 $69,574 0.0015%
Koven, Irving 0 $0 0.0000%
Koven, Corey 2,791 $91,768 0.0020%
Koven , Esther 14,400 $473,472 0.0104%
Kowal, Myron as Custodian for Andrew Kowal 0 $0 0.0000%
Kramer, Irwin H & Terry Allen JTWROS 1,760 $57,869 0.0013%
Kramer, Irwin H & Terry Allen tt for the Terry Allen Kramer Trust 1,760 $57,869 0.0013%
Kramer, Saul 652 $21,438 0.0005%
KUHN, JAMES D. 153,271 $5,039,550 0.1107%
Kuhn, Leo 902 $29,658 0.0007%
Kurshan, Herbert 2,496 $82,068 0.0018%
Langenmyer Co. 880 $28,934 0.0006%
Lauder, Leonard 4,660 $153,221 0.0034%
Lauder, Ronald 4,660 $153,221 0.0034%
Leff, Joseph 3,364 $110,608 0.0024%
Leff, Valerie 3,364 $110,608 0.0024%
Lefkowitz, Howard 414 $13,612 0.0003%
LeRoy Partners 0 $0 0.0000%
Liroff, Harriett 12,166 $400,018 0.0088%
Liroff, Richard 1,532 $50,372 0.0011%
Loewengart, Irene 1,664 $54,712 0.0012%
Lovitz, David 2,244 $73,783 0.0016%
M. WESTPORT ASSOCIATES 1,365 $44,881 0.0010%
M-L Three 1,760 $57,869 0.0013%
Maayan Partners 9,616 $316,174 0.0069%
Magid, Eleanore 2,326 $76,479 0.0017%
Mahoney, David J. 1,760 $57,869 0.0013%
Mank, Edward H. 1,760 $57,869 0.0013%
Marvin, Morton 914 $30,052 0.0007%
Marvin, Suzanne 76 $2,499 0.0001%
Maynard, Jean 2,304 $75,756 0.0017%
Mazer, David 6,724 $221,085 0.0049%
Mazer, Richard 6,724 $221,085 0.0049%
McKee, William S. 264 $8,680 0.0002%
Meister, Robert A. 880 $28,934 0.0006%
MENDIK, BERNARD 0 $0 0.0000%
Mendik, Susan 1,906 $62,669 0.0014%
Mendik, Susan Trust u/w/o Jean A. Batkin 4,532 $149,012 0.0033%
L.C. Migdal & Ellin Kalmus, Trustees of Murray Silberstein 10,256 $337,217 0.0074%
Mil Equities 6,667 $219,211 0.0048%
Myers Group III, Inc. 17,641 $580,036 0.0127%
Myers Group IV, Inc. 126,979 $4,175,070 0.0917%
Myers, Israel 880 $28,934 0.0006%
Nevas, Alan 1,636 $53,792 0.0012%
Nevas, Leo 3,271 $107,550 0.0024%
Nicardo Corporation 0 $0 0.0000%
Novick, Lawrence 154 $5,064 0.0001%
OESTREICH, DAVID A. 38,851 $1,277,421 0.0281%
OESTREICH, JOAN E. 38,845 $1,277,224 0.0281%
OESTREICH, SOPHY 0 $0 0.0000%
Oppenheimer, Martin J. 338 $11,113 0.0002%
Oppenheimer, Suzanne 338 $11,113 0.0002%
Oshatz, Michael P. 0 $0 0.0000%
Phillips, Family Trust UWO Edith 0 $0 0.0000%
Phillips, Jonathan 3,364 $110,608 0.0024%
Phillips, Lynn 3,364 $110,608 0.0024%
Phillips, Estate of John D. 0 $0 0.0000%
Plum Partners L.P. 0 $0 0.0000%
Prentice Revocable Trust, 12/12/75 2,601 $85,521 0.0019%
RCAY S.A. 0 $0 0.0000%
Reichler, Richard 5,400 $177,552 0.0039%
Reingold, Suzy 5,112 $168,083 0.0037%
Roberts, H. Richard 39,426 $1,296,327 0.0285%
57
Series D-2 Value Percentage
Preferred of of
Units Series D-2 Series D-2
- ------------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
WESTGOMA ASSOCIATES
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
-----------------------------------------------
TOTAL 549,336 $27,466,800 100.00%
-------------------------------------------------------------------------------------------------------------
58
------------------------------------------------
Series D-3 Value Percentage
Preferred of of
Units Series D-3 Series D-3
- ------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
WESTGOMA ASSOCIATES
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
---------------------------------------------------------
TOTAL $8,000,000 200,000,000 100.00%
---------------------------------------------------------------------------------------------------
59
----------------------------------------------
Series D-4 Value Percentage
Preferred of of
Units Series D-4 Series D-4
- --------------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
Westgoma Associates
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
-----------------------------------------------
TOTAL 5,000,000 $125,000,000 100.00%
---------------------------------------------------------------------------------------------------------------
60
----------------------------------------------
Series D-5 Value Percentage
Preferred of of
Units Series D-5 Series D-5
- --------------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
Westgoma Associates
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
-----------------------------------------------
TOTAL 7,480,000 $187,000,000 100.00%
---------------------------------------------------------------------------------------------------------------
61
----------------------------------------------------
Series E-1 Value Percentage
Preferred of of
Units Series E-1 Series E-1
- ------------------------------------------------------------------------------------------------------------------------------------
Roche, Sara
Rolfe, Ronald
Root, Leon
Rosenberg, Ilse
Rosenheim, Edna Revocable Living Trust
Rosenzveig, Abraham
Rubashkin, Martin
Rubin, Murray M.
Sahid, Joseph
Saunders, Paul
Saul, Andrew
Schacht, Ronald
Schwartz, Samuel Trust UWO Barbara Schwartz
Schwartz, Samuel Trust FBO UWO Ellis Schwartz
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz
Shapiro, Howard
Shapiro, Howard A.
Shapiro, Robert I.
Shasha, Alfred
Shasha, Alfred A. & Hanina
Shasha, Alfred & Hanina Trustees UTA 6/8/94
Shasha, Robert Y.
Shasha-Kupchick, Leslie
Sheridan Family Partners, L.P.
Shine, William
Shuman, Stanley S.
Silberstein, John J.
Silbert, Harvey I.
Simons, Robert
Simons, Robert - Estate of
Sims, David
Skoker, Saul
Slaner, Estate of Alfred P.
Steiner, Phillip Harry
Steiner, Richard Harris
Strauss, Melville
Sussman, Walter
Tannenbaum, Bernard
Tannenbaum, Bernice
Tartikoff Living Trust
Tessler, Allan R.
Winik, Trust U/W/O Carolyn
Watt, Emily
Wang, Kevin
Weissman, Sheila
Westgoma Associates
Wexler, Monte
Wexner, Leslie H.
Williams, John
WSNH Partners
Zecap Associates
-----------------------------------------------------------
TOTAL 4,998,000 249,900,000 100.00%
---------------------------------------------------------------------------------------------------------------
62
---------------------------------------------------------
Common Units
---------------------------------------------------------
A C D E
- -----------------------------------------------------------------------------------------------------------------------------------
Roche, Sara 3,364
Rolfe, Ronald 1,844
Root, Leon 440
Rosenberg, Ilse 576
Rosenheim, Edna Revocable Living Trust 1,124
Rosenzveig, Abraham 3,744
Rubashkin, Martin 460
Rubin, Murray M. 3,364
Sahid, Joseph 1,844
Saunders, Paul 1,844
Saul, Andrew 20,196
Schacht, Ronald 988
Schwartz, Samuel Trust UWO Barbara Schwartz 4,278
Schwartz, Samuel Trust FBO UWO Ellis Schwartz 256
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz 4,278
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz 256
Shapiro, Howard 932
Shapiro, Howard A. 0
Shapiro, Robert I. 3,364
Shasha, Alfred 5,770
Shasha, Alfred A. & Hanina 7,484
Shasha, Alfred & Hanina Trustees UTA 6/8/94 13,676
Shasha, Robert Y. 1,710
Shasha-Kupchick, Leslie 3,418
Sheridan Family Partners, L.P. 15,944
Shine, William 2,766
Shuman, Stanley S. 1,760
Silberstein, John J. 75,140
Silbert, Harvey I. 57,409
Simons, Robert 0
Simons, Robert - Estate of 3,364
Sims, David 52,938
Skoker, Saul 880
Slaner, Estate of Alfred P. 0
Steiner, Phillip Harry 1,124
Steiner, Richard Harris 1,124
Strauss, Melville 880
Sussman, Walter 930
Tannenbaum, Bernard 912
Tannenbaum, Bernice 76
Tartikoff Living Trust 3,364
Tessler, Allan R. 880
Winik, Trust U/W/O Carolyn 3,364
Watt, Emily 1,332
Wang, Kevin 72,458
Weissman, Sheila 664
Westgoma Associates 0
Wexler, Monte 176
Wexner, Leslie H. 10,563
Williams, John 2,244
WSNH Partners 2,641
Zecap Associates 106,683
------------------------------------------------------
TOTAL 88,694,509 3,533,696 1,236,442 0
-------------------------------------------------------------------------------------------------------------------
63
--------------------------------------------
Total Value Percentage
Common Common Common
Units Units Units
- --------------------------------------------------------------------------------------------------------------------------------
Roche, Sara 3,364 $110,608 0.0036%
Rolfe, Ronald 1,844 $60,631 0.0020%
Root, Leon 440 $14,467 0.0005%
Rosenberg, Ilse 576 $18,939 0.0006%
Rosenheim, Edna Revocable Living Trust 1,124 $36,957 0.0012%
Rosenzveig, Abraham 3,744 $123,103 0.0040%
Rubashkin, Martin 460 $15,125 0.0005%
Rubin, Murray M. 3,364 $110,608 0.0036%
Sahid, Joseph 1,844 $60,631 0.0020%
Saunders, Paul 1,844 $60,631 0.0020%
Saul, Andrew 20,196 $664,044 0.0216%
Schacht, Ronald 988 $32,485 0.0011%
Schwartz, Samuel Trust UWO Barbara Schwartz 4,278 $140,661 0.0046%
Schwartz, Samuel Trust FBO UWO Ellis Schwartz 256 $8,417 0.0003%
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz 4,278 $140,661 0.0046%
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz 256 $8,417 0.0003%
Shapiro, Howard 932 $30,644 0.0010%
Shapiro, Howard A. 0 $0 0.0000%
Shapiro, Robert I. 3,364 $110,608 0.0036%
Shasha, Alfred 5,770 $189,718 0.0062%
Shasha, Alfred A. & Hanina 7,484 $246,074 0.0080%
Shasha, Alfred & Hanina Trustees UTA 6/8/94 13,676 $449,667 0.0146%
Shasha, Robert Y. 1,710 $56,225 0.0018%
Shasha-Kupchick, Leslie 3,418 $112,384 0.0037%
Sheridan Family Partners, L.P. 15,944 $524,239 0.0171%
Shine, William 2,766 $90,946 0.0030%
Shuman, Stanley S. 1,760 $57,869 0.0019%
Silberstein, John J. 75,140 $2,470,603 0.0804%
Silbert, Harvey I. 57,409 $1,887,608 0.0614%
Simons, Robert 0 $0 0.0000%
Simons, Robert - Estate of 3,364 $110,608 0.0036%
Sims, David 52,938 $1,740,601 0.0566%
Skoker, Saul 880 $28,934 0.0009%
Slaner, Estate of Alfred P. 0 $0 0.0000%
Steiner, Phillip Harry 1,124 $36,957 0.0012%
Steiner, Richard Harris 1,124 $36,957 0.0012%
Strauss, Melville 880 $28,934 0.0009%
Sussman, Walter 930 $30,578 0.0010%
Tannenbaum, Bernard 912 $29,987 0.0010%
Tannenbaum, Bernice 76 $2,499 0.0001%
Tartikoff Living Trust 3,364 $110,608 0.0036%
Tessler, Allan R. 880 $28,934 0.0009%
Winik, Trust U/W/O Carolyn 3,364 $110,608 0.0036%
Watt, Emily 1,332 $43,796 0.0014%
Wang, Kevin 72,458 $2,382,419 0.0775%
Weissman, Sheila 664 $21,832 0.0007%
Westgoma Associates 0 $0 0.0000%
Wexler, Monte 176 $5,787 0.0002%
Wexner, Leslie H. 10,563 $347,311 0.0113%
Williams, John 2,244 $73,783 0.0024%
WSNH Partners 2,641 $86,836 0.0028%
Zecap Associates 106,683 $3,507,737 0.1141%
--------------------------------------------------
TOTAL 93,460,113 3,072,925,443 100.0000%
----------------------------------------------------------------------------------------------------------------
64
----------------------------------------------------------
Total Total Percentage
Units Value Interest
- -------------------------------------------------------------------------------------------------------------------------------
Roche, Sara 3,364 $110,608 0.0024%
Rolfe, Ronald 1,844 $60,631 0.0013%
Root, Leon 440 $14,467 0.0003%
Rosenberg, Ilse 576 $18,939 0.0004%
Rosenheim, Edna Revocable Living Trust 1,124 $36,957 0.0008%
Rosenzveig, Abraham 3,744 $123,103 0.0027%
Rubashkin, Martin 460 $15,125 0.0003%
Rubin, Murray M. 3,364 $110,608 0.0024%
Sahid, Joseph 1,844 $60,631 0.0013%
Saunders, Paul 1,844 $60,631 0.0013%
Saul, Andrew 20,196 $664,044 0.0146%
Schacht, Ronald 988 $32,485 0.0007%
Schwartz, Samuel Trust UWO Barbara Schwartz 4,278 $140,661 0.0031%
Schwartz, Samuel Trust FBO UWO Ellis Schwartz 256 $8,417 0.0002%
Schwartz, Carolynn Trust FBO UWO Barbara Schwartz 4,278 $140,661 0.0031%
Schwartz, Carolynn Trust FBO UWO Ellis Schwartz 256 $8,417 0.0002%
Shapiro, Howard 932 $30,644 0.0007%
Shapiro, Howard A. 0 $0 0.0000%
Shapiro, Robert I. 3,364 $110,608 0.0024%
Shasha, Alfred 5,770 $189,718 0.0042%
Shasha, Alfred A. & Hanina 7,484 $246,074 0.0054%
Shasha, Alfred & Hanina Trustees UTA 6/8/94 13,676 $449,667 0.0099%
Shasha, Robert Y. 1,710 $56,225 0.0012%
Shasha-Kupchick, Leslie 3,418 $112,384 0.0025%
Sheridan Family Partners, L.P. 15,944 $524,239 0.0115%
Shine, William 2,766 $90,946 0.0020%
Shuman, Stanley S. 1,760 $57,869 0.0013%
Silberstein, John J. 75,140 $2,470,603 0.0543%
Silbert, Harvey I. 57,409 $1,887,608 0.0415%
Simons, Robert 0 $0 0.0000%
Simons, Robert - Estate of 3,364 $110,608 0.0024%
Sims, David 52,938 $1,740,601 0.0382%
Skoker, Saul 880 $28,934 0.0006%
Slaner, Estate of Alfred P. 0 $0 0.0000%
Steiner, Phillip Harry 1,124 $36,957 0.0008%
Steiner, Richard Harris 1,124 $36,957 0.0008%
Strauss, Melville 880 $28,934 0.0006%
Sussman, Walter 930 $30,578 0.0007%
Tannenbaum, Bernard 912 $29,987 0.0007%
Tannenbaum, Bernice 76 $2,499 0.0001%
Tartikoff Living Trust 3,364 $110,608 0.0024%
Tessler, Allan R. 880 $28,934 0.0006%
Winik, Trust U/W/O Carolyn 3,364 $110,608 0.0024%
Watt, Emily 1,332 $43,796 0.0010%
Wang, Kevin 72,458 $2,382,419 0.0523%
Weissman, Sheila 664 $21,832 0.0005%
Westgoma Associates 0 $0 0.0000%
Wexler, Monte 176 $5,787 0.0001%
Wexner, Leslie H. 10,563 $347,311 0.0078%
Williams, John 2,244 $73,783 0.0016%
WSNH Partners 2,641 $86,836 0.0019%
Zecap Associates 106,683 $3,507,737 0.0771%
TOTAL 138,873,949 $4,552,164,286 100.0000%
-----------------------------------------------------------------------------------------------------------------
(1) Directly and through the following subsidiaries: Vornado Finance Corp.,
Vornado Investments Corporation, 40 East 14 Realty Associates General
Partnership, 825 Seventh Avenue Holding Corporation, Menands Holding
Corporation, and Two Guys From Harrison, N.Y., Inc.
(2) Pledged. (See Section 11.3 F of the Operating Partnership Agreement.)
Common Units
Vornado 85,980,376
Original Mendik Partners 4,799,039
Newkirk Partners 1,432,452
Kennedy Partners 419,915
Freezer Services Partners 144,620
Westport Partners 6,272
770 Broadway Partner 458,964
20 Broad Partners 16,064
High Point Partners 202,411
---------------------
93,460,113
=====================
65
VORNADO REALTY L.P.
ADDENDUM TO EXHIBIT A
NEWKIRK PARTNERS
11/1/99 %
Feb 1st May 7th August 21st Transfers and/or
Investor Offering Offering Offering Redemptions 9/1/99
- -------- -------- -------- -------- ------------------
9th Floor Associates 736
Aaron, Albert A 4,413
ABC Carpet 5,442 2,154
Adam, Mahmoud 1,324
Adams, Boyce 736
Adams, Denton L. 1,066
AGR Trust
Aikens, Robert B. 1,077
Alexander, Clifford 3,503 1,077
Allen Revocable Trust 1,104
Allen, Charlotte Trust 8,826
Allen, Michael 2,648
Allen, Richard & Shirley 1,104 (1,104)
Allen, William A. 1,104
Allison, John W. 1,066
Allison, Enide 2,207
Allsion, Donald 1,104
Amaradio, Anthony J. 8,826
Amato, Alfonso 990
Anastasio, Martin 1,181
Andersen, Ronald D. 1,066
Anderson, C. 736
Anderson, Jack 1,752
Anderson, Kent 2,942
Anderson, Ronald R. 2,132
Anderson-Dazey A Partnership 2,795
Angiuli, Michael 2,942
Anixter, Edward F. Revocable Trust 1,077
Ard, Marsha 442
Argyle Ltd. 4,413
Armbruster, Raymond 2,437
Arnold, John R. 4,413
Asher, George 8,492
Ashford, Will 2,361
Auray, Delbert L. 2,437
Austin, Michael 1,104
Bailey, Carl 736
Bain, Robert 2,132
Balda, John 736
Balda, John P. & Lenora Balda JTWROS
Ballard, Thurman 2,132
Bardaglio, George W. 686
Barker, James & Lana E. 270
Barksdale, Larry 1,181
Barlett, Danny A. 572
Barnard, Bob 2,942
Barnard, J. Bernard 1,077
Barnes Family Trust 1,104
Barnes, Dianne H. 2,207 (2,207)
Barnes, Mark & Bonnie Rev Trust 2,207
Barnes, Roy 1,104 (1,104)
Barnett, Kimbrew 662
Barnett, William 662
Barrett, Robert 1,729
Transfers and or Transfers and or Total Shares Total
Investor Redemptions 10/1/99 Redemptions 11/1/99 Owned Value
- -------- ------------------- ------------------- ----- -----
9th Floor Associates 736 24,199.68
Aaron Albert A 4,413 145,099.44
ABC Carpet 7,596 249,756.48
Adam, Mahmoud 1,324 43,533.12
Adams, Boyce 736 24,199.68
Adams, Denton L. 1,066 35,050.08
AGR Trust 1,030 1,030 33,866.40
Aikens, Robert B. 1,077 35,411.76
Alexander, Clifford 4,580 150,590.40
Allen Revocable Trust 1,104 36,299.52
Allen, Charlotte Trust 8,826 290,198.88
Allen, Michael 2,648 87,066.24
Allen, Richard & Shirley 0 0.00
Allen, William A 1,104 36,299.52
Allison, John W. 1,066 35,050.08
Allison. Enide 2,207 72,566.16
Allsion, Donald 1,104 36,299.52
Amaradio Anthony J. 8,826 290,198.88
Amato, Alfonso 990 32,551.20
Anastasio, Martin 1,181 38,831.28
Andersen, Ronald D. 1,066 35,050.08
Anderson, C 736 24,199.68
Anderson, Jack 1,752 57,605.76
Anderson, Kent 2,942 96,732.96
Anderson, Ronald R 2,132 70,100.16
Anderson-Dazey A Partnership 2,795 91,899.60
Angiuli, Michael 2,942 96,732.96
Anixter, Edward F. Revocable Trust 1,077 35,411.76
Ard, Marsha 442 14,532.96
Argyle Ltd. 4,413 145,099.44
Armbruster, Raytmond 2,437 80,128.56
Arnold, John R. 4,413 145,099.44
Asher, George 8,492 279,216.96
Ashford, Will 2,361 77,629.68
Auray, Delbert L 2,437 80,128.56
Austin, Michael 1,104 36,299.52
Bailey, Carl 736 24,199.68
Bain, Robert 2,132 70,100.16
Balda, John (736) 0 0.00
Balda, John P. & Lenora Balda JTWROS 736 736
Ballard, Thurman 2,132 70,100.16
Bardaglio, George W. 686 22,555.68
Barker, James & Lana E. 270 8,877.60
Barksdale, Larry 1,181 38,831.28
Barlett, Danny A 572 18,807.36
Barnard, Bob 2,942 96,732.96
Barnard, J. Bernard 1,077 35,411.76
Barnes Family Trust 1,104 36,299.52
Barnes, Dianne H. 0 0.00
Barnes, Mark & Bonnie Rev Trust 2,207 72,566.16
Barnes, Roy 0 0.00
Barnett, Kimbrew 662 21,766.56
Barnett, William 662 21,766.56
Barrett, Robert 1,729 56,849.52
32.88 1.5328% 1.0790%
Common %
Investor Units Interest
- -------- ----- --------
9th Floor Associates 0.0514% 0.0008% 0.0006%
Aaron Albert A 0.3081% 0.0047% 0.0033%
ABC Carpet 0.5303% 0.0081% 0.0057%
Adam, Mahmoud 0.0924% 0.0014% 0.0010%
Adams, Boyce 0.0514% 0.0008% 0.0006%
Adams, Denton L. 0.0744% 0.0011% 0.0008%
AGR Trust 0.0719% 0.0011% 0.0008%
Aikens, Robert B. 0.0752% 0.0012% 0.0008%
Alexander, Clifford 0.3197% 0.0049% 0.0035%
Allen Revocable Trust 0.0771% 0.0012% 0.0008%
Allen, Charlotte Trust 0.6161% 0.0094% 0.0066%
Allen, Michael 0.1849% 0.0028% 0.0020%
Allen, Richard & Shirley 0.0000% 0.0000% 0.0000%
Allen, William A 0.0771% 0.0012% 0.0008%
Allison, John W. 0.0744% 0.0011% 0.0008%
Allison. Enide 0.1541% 0.0024% 0.0017%
Allsion, Donald 0.0771% 0.0012% 0.0008%
Amaradio Anthony J. 0.6161% 0.0094% 0.0066%
Amato, Alfonso 0.0691% 0.0011% 0.0007%
Anastasio, Martin 0.0824% 0.0013% 0.0009%
Andersen, Ronald D. 0.0744% 0.0011% 0.0008%
Anderson, C 0.0514% 0.0008% 0.0006%
Anderson, Jack 0.1223% 0.0019% 0.0013%
Anderson, Kent 0.2054% 0.0031% 0.0022%
Anderson, Ronald R 0.1488% 0.0023% 0.0016%
Anderson-Dazey A Partnership 0.1951% 0.0030% 0.0021%
Angiuli, Michael 0.2054% 0.0031% 0.0022%
Anixter, Edward F. Revocable Trust 0.0752% 0.0012% 0.0008%
Ard, Marsha 0.0309% 0.0005% 0.0003%
Argyle Ltd. 0.3081% 0.0047% 0.0033%
Armbruster, Raytmond 0.1701% 0.0026% 0.0018%
Arnold, John R. 0.3081% 0.0047% 0.0033%
Asher, George 0.5928% 0.0091% 0.0064%
Ashford, Will 0.1648% 0.0025% 0.0018%
Auray, Delbert L 0.1701% 0.0026% 0.0018%
Austin, Michael 0.0771% 0.0012% 0.0008%
Bailey, Carl 0.0514% 0.0008% 0.0006%
Bain, Robert 0.1488% 0.0023% 0.0016%
Balda, John 0.0000% 0.0000% 0.0000%
Balda, John P. & Lenora Balda JTWROS
Ballard, Thurman 0.1488% 0.0023% 0.0016%
Bardaglio, George W. 0.0479% 0.0007% 0.0005%
Barker, James & Lana E. 0.0188% 0.0003% 0.0002%
Barksdale, Larry 0.0824% 0.0013% 0.0009%
Barlett, Danny A 0.0399% 0.0006% 0.0004%
Barnard, Bob 0.2054% 0.0031% 0.0022%
Barnard, J. Bernard 0.0752% 0.0012% 0.0008%
Barnes Family Trust 0.0771% 0.0012% 0.0008%
Barnes, Dianne H. 0.0000% 0.0000% 0.0000%
Barnes, Mark & Bonnie Rev Trust 0.1541% 0.0024% 0.0017%
Barnes, Roy 0.0000% 0.0000% 0.0000%
Barnett, Kimbrew 0.0462% 0.0007% 0.0005%
Barnett, William 0.0462% 0.0007% 0.0005%
Barrett, Robert 0.1207% 0.0019% 0.0013%
66
Feb 1st May 7th August 21st Transfers and/or
Investor Offering Offering Offering Redemptions 9/1/99
- -------- -------- -------- -------- ------------------
Barrett, Suzanne L. 1,077
Barwick, Edward 990
Beall, M. Scott 1,447
Bear Lake Partners 4,413
Bear, Jack I. 610 (610)
Bear, Jack I. Trust 610
Beckett, Carolyn 13,238
Bedotto, Carmine 539
Belk, Dewitte 2,437
Bell, Robert L. 2,207
Belli, Elmer 3,808
Bellini, Carl 2,285
Belzer, Irvin S. 552
Benkwith, Sanders 990
Bennett, Thomas 1,177
Benson, James 1,104
Berenson, Richard 4,569
Berkman, Andrew S. 539
Berman, Stanley 3,678
Bernatchez, Ernest
Bernatchez, Ernest 662
Berolzheimer, Philip 1,030
Berry, Rex 610
Bharathi, Aiyanadar 762
Bhatia, Neera 2,132
Bice, Jr, Robert 1,219
Bice, Robert 1,143
Bistline, F. 552
Bjorkman, Lars 1,104
Black, Michael 2,970
Black, Roy G. 1,839
Blanke, Richard 1,066
Blass, Bill 1,545
Blessing, Norbert 3,427
Blincow, Donald 1,066
Block, Harlan & Sandra 589
Bloomberg, John I. 539
Bloomfield, Donald P. 368
Blose, R. Dennis 2,437
Boas, Donald 2,207
Bolger, Margaret 1,219
Bonaventure, Robert 305
Bonsanti, Robert L. 572
Boorstein, William 724
Bourque, J. 1,498
Bower, Thomas 1,177
Bowman, Donald 1,104
Bradley, Arthur 589
Brady, Alfred B. 762
Brady, Timothy 368
Brand, Michael 4,413
Bransford, Helen 1,219
Bransford, JMD 1,219
Bransford, John 1,219
Bressler, R.M. 736
Briant, Andy 1,066
Bridges, David M. 539
Broidy Revocable Trust 2,207
Broidy, Steven D. 2,207 (2,207)
Transfers and or Transfers and or Total Shares Total
Investor Redemptions 10/1/99 Redemptions 11/1/99 Owned Value
- -------- ------------------- ------------------- ----- -----
Barrett, Suzanne L. 1,077 35,411.76
Barwick, Edward 990 32,551.20
Beall, M. Scott 1,447 47,577.36
Bear Lake Partners 4,413 145,099.44
Bear, Jack I. 0 0.00
Bear, Jack I. Trust 610 20,056.80
Beckett, Carolyn 13,238 435,265.44
Bedotto, Carmine 539 17,722.32
Belk, Dewitte 2,437 80,128.56
Bell, Robert L 2,207 72,566.16
Belli, Elmer 3,808 125,207.04
Bellini, Carl 2,285 75,130.80
Belzer, Irvin S 552 18,149.76
Benkwith, Sanders 990 32,551.20
Bennett, Thomas 1,177 38,699.76
Benson, James 1,104 36,299.52
Berenson, Richard 4,569 150,228.72
Berkman, Andrew S. 539 17,722.32
Berman, Stanley 3,678 120,932.64
Bernatchez, Ernest 0 0.00
Bernatchez, Ernest 662 21,766.56
Berolzheimer, Philip 1,030 33,866.40
Berry, Rex 610 20,056.80
Bharathi, Aiyanadar 762 25,054.56
Bhatia, Neera 2,132 70,100.16
Bice Jr, Robert 1,219 40,080.72
Bice, Robert 1,143 37,581.84
Bistline, F 552 18,149.76
Bjorkman, Lars 1,104 36,299.52
Black, Michael 2,970 97,653.60
Black, Roy G. 1,839 60,466.32
Blanke, Richard 1,066 35,050.08
Blass, Bill 1,545 50,799.60
Blessing, Norbert 3,427 112,679.76
Blincow, Donald 1,066 35,050.08
Block, Harlan & Sandra 589 19,366.32
Bloomberg, John I. 539 17,722.32
Bloomfield, Donald P. 368 12,099.84
Blose, R. Dennis 2,437 80,128.56
Boas, Donald 2,207 72,566.16
Bolger, Margaret 1,219 40,080.72
Bonaventure, Robert 305 10,028.40
Bonsanti, Robert L. 572 18,807.36
Boorstein, William 724 23,805.12
Bourque, J 1,498 49,254.24
Bower, Thomas 1,177 38,699.76
Bowman, Donald 1,104 36,299.52
Bradley, Arthur 589 19,366.32
Brady, Alfred B 762 25,054.56
Brady, Timothy 368 12,099.84
Brand, Michael 4,413 145,099.44
Bransford, Helen 1,219 40,080.72
Bransford, JMD 1,219 40,080.72
Bransford, John 1,219 40,080.72
Bressler, R.M. 736 24,199.68
Briant, Andy 1,066 35,050.08
Bridges, David M. 539 17,722.32
Broidy Revocable Trust 2,207 72,566.16
Broidy, Steven D 0 0.00
Common %
Investor Units Interest
- -------- ----- --------
Barrett, Suzanne L. 0.0752% 0.0012% 0.0008%
Barwick, Edward 0.0691% 0.0011% 0.0007%
Beall, M. Scott 0.1010% 0.0015% 0.0011%
Bear Lake Partners 0.3081% 0.0047% 0.0033%
Bear, Jack I. 0.0000% 0.0000% 0.0000%
Bear, Jack I. Trust 0.0426% 0.0007% 0.0005%
Beckett, Carolyn 0.9241% 0.0142% 0.0100%
Bedotto, Carmine 0.0376% 0.0006% 0.0004%
Belk, Dewitte 0.1701% 0.0026% 0.0018%
Bell, Robert L 0.1541% 0.0024% 0.0017%
Belli, Elmer 0.2658% 0.0041% 0.0029%
Bellini, Carl 0.1595% 0.0024% 0.0017%
Belzer, Irvin S 0.0385% 0.0006% 0.0004%
Benkwith, Sanders 0.0691% 0.0011% 0.0007%
Bennett, Thomas 0.0822% 0.0013% 0.0009%
Benson, James 0.0771% 0.0012% 0.0008%
Berenson, Richard 0.3190% 0.0049% 0.0034%
Berkman, Andrew S. 0.0376% 0.0006% 0.0004%
Berman, Stanley 0.2568% 0.0039% 0.0028%
Bernatchez, Ernest 0.0000% 0.0000% 0.0000%
Bernatchez, Ernest 0.0462% 0.0007% 0.0005%
Berolzheimer, Philip 0.0719% 0.0011% 0.0008%
Berry, Rex 0.0426% 0.0007% 0.0005%
Bharathi, Aiyanadar 0.0532% 0.0008% 0.0006%
Bhatia, Neera 0.1488% 0.0023% 0.0016%
Bice Jr, Robert 0.0851% 0.0013% 0.0009%
Bice, Robert 0.0798% 0.0012% 0.0009%
Bistline, F 0.0385% 0.0006% 0.0004%
Bjorkman, Lars 0.0771% 0.0012% 0.0008%
Black, Michael 0.2073% 0.0032% 0.0022%
Black, Roy G. 0.1284% 0.0020% 0.0014%
Blanke, Richard 0.0744% 0.0011% 0.0008%
Blass, Bill 0.1079% 0.0017% 0.0012%
Blessing, Norbert 0.2392% 0.0037% 0.0026%
Blincow, Donald 0.0744% 0.0011% 0.0008%
Block, Harlan & Sandra 0.0411% 0.0006% 0.0004%
Bloomberg, John I. 0.0376% 0.0006% 0.0004%
Bloomfield, Donald P. 0.0257% 0.0004% 0.0003%
Blose, R. Dennis 0.1701% 0.0026% 0.0018%
Boas, Donald 0.1541% 0.0024% 0.0017%
Bolger, Margaret 0.0851% 0.0013% 0.0009%
Bonaventure, Robert 0.0213% 0.0003% 0.0002%
Bonsanti, Robert L. 0.0399% 0.0006% 0.0004%
Boorstein, William 0.0505% 0.0008% 0.0005%
Bourque, J 0.1046% 0.0016% 0.0011%
Bower, Thomas 0.0822% 0.0013% 0.0009%
Bowman, Donald 0.0771% 0.0012% 0.0008%
Bradley, Arthur 0.0411% 0.0006% 0.0004%
Brady, Alfred B 0.0532% 0.0008% 0.0006%
Brady, Timothy 0.0257% 0.0004% 0.0003%
Brand, Michael 0.3081% 0.0047% 0.0033%
Bransford, Helen 0.0851% 0.0013% 0.0009%
Bransford, JMD 0.0851% 0.0013% 0.0009%
Bransford, John 0.0851% 0.0013% 0.0009%
Bressler, R.M. 0.0514% 0.0008% 0.0006%
Briant, Andy 0.0744% 0.0011% 0.0008%
Bridges, David M. 0.0376% 0.0006% 0.0004%
Broidy Revocable Trust 0.1541% 0.0024% 0.0017%
Broidy, Steven D 0.0000% 0.0000% 0.0000%
67
Feb 1st May 7th August 21st Transfers and/or
Investor Offering Offering Offering Redemptions 9/1/99
- -------- -------- -------- -------- ------------------
Brown, Gordon R. 2,285
Bruch, Thomas 1,104
Brunson, Kenneth 1,143
Brylawski, E. Fulton 7,615
Buch, Wally S. 1,599
Buchanan, Keith 572
Buck Trust 1,030
Buncher, James E. 914
Burke, Joseph T. 1,104
Bussing, Constance 1,752
Bustrum, Glenn 305
Busuttil, Ronald 2,207
Butterworth, Jr., Thomas 1,324
Byers, J.S. 4,413
Byrnes, Don 610
Byron, Mark & Barb 1,143
Cameron, Harold B. 762
Cameros, George D. Jr. 539
Campanelli, Nicholas 2,285
Canipe, Tommie L.
Cannon, Charles 4,569
Carlson, Charles A Jr. Trust 539
Carpi, Leonard 1,066
Carroll, Druscilla 295
Carson, James 368
Cefalo, Robert 952
Cenci, Robert 295
Chaine, Gerald H. 3,960
Chayet, Harvey 1,077
Chestnut, William J. 1,839
Choate, Guy 552
Choice Investment 3,457 (3,457)
Chupp, Verlin R. 1,324
Chynoweth, Alan G. 2,132
Cimino, Gerald D. 3,231
Clardy, Bertha 2,207
Clarkson, James 1,030
Cline, David 627
Clove, Leonard 1,066
Cluff, Fred W. 1,077
Cogan, James 762
Cohen, Albert H. 3,678
Cohen, Jerry 610
Colaco, Mary 2,132
Cole, Gordon 305
Cole, E. Herschel 1,177
Coleman, John 552
Collins Oldsmobile 1,030
Collins, David L. 2,132
Collins, Fred 1,066
Conrad, Allan 2,574
Conway, Sheridan P. 539
Coulson, Jr., Frank 552
Cowan, Gary 368
Cozine, William 1,676
Craig, William 515
Crosby, Robert 1,523
Crossland, Robert 533
Crout, J. Richard 1,143
Transfers and or Transfers and or Total Shares
Investor Redemptions 10/1/99 Redemptions 11/1/99 Owned
- -------------------------------------------------------- ---------------------------- ---------------------------- ------------
Brown, Gordon R. 2,285
Bruch, Thomas 1,104
Brunson, Kenneth 1,143
Brylawski, E. Fulton 7,615
Buch, Wally S. 1,599
Buchanan, Keith 572
Buck Trust 1,030
Buncher, James E 914
Burke, Joseph T. 1,104
Bussing, Constance 1,752
Bustrum, Glenn 305
Busuttil, Ronald 2,207
Butterworth, Jr., Thomas 1,324
Byers, J.S. 4,413
Byrnes, Don 610
Byron, Mark & Barb 1,143
Cameron, Harold B 762
Cameros, George D. Jr. 539
Campanelli, Nicholas 2,285
Canipe, Tommie L. 1,143 1,143
Cannon, Charles 4,569
Carlson, Charles A Jr. Trust 539
Carpi, Leonard 1,066
Carroll, Druscilla 295
Carson, James 368
Cefalo, Robert 952
Cenci, Robert 295
Chaine Gerald H 3,960
Chayet, Harvey 1,077
Chestnut, William J. 1,839
Choate, Guy 552
Choice Investment 0
Chupp, Verlin R. 1,324
Chynoweth, Alan G. 2,132
Cimino, Gerald D. 3,231
Clardy, Bertha 2,207
Clarkson, James 1,030
Cline, David 627
Clove, Leonard 1,066
Cluff, Fred W. 1,077
Cogan, James 762
Cohen, Albert H 3,678
Cohen, Jerry 610
Colaco, Mary 2,132
Cole, Gordon 305
Cole,E Herschel 1,177
Coleman, John 552
Collins Oldsmobile 1,030
Collins, David L 2,132
Collins, Fred 1,066
Conrad, Allan 2,574
Conway, Sheridan P. 539
Coulson, Jr., Frank 552
Cowan, Gary 368
Cozine, William 1,676
Craig, William 515
Crosby, Robert 1,523
Crossland, Robert 533
Crout, J. Richard 1,143
Total Common %
Value Units Interest
Investor ----- ----- --------
Brown, Gordon R. 75,130.80 0.1595% 0.0024% 0.0017%
Bruch, Thomas 36,299.52 0.0771% 0.0012% 0.0008%
Brunson, Kenneth 37,581.84 0.0798% 0.0012% 0.0009%
Brylawski, E. Fulton 250,381.20 0.5316% 0.0081% 0.0057%
Buch, Wally S. 52,575.12 0.1116% 0.0017% 0.0012%
Buchanan, Keith 18,807.36 0.0399% 0.0006% 0.0004%
Buck Trust 33,866.40 0.0719% 0.0011% 0.0008%
Buncher, James E 30,052.32 0.0638% 0.0010% 0.0007%
Burke, Joseph T. 36,299.52 0.0771% 0.0012% 0.0008%
Bussing, Constance 57,605.76 0.1223% 0.0019% 0.0013%
Bustrum, Glenn 10,028.40 0.0213% 0.0003% 0.0002%
Busuttil, Ronald 72,566.16 0.1541% 0.0024% 0.0017%
Butterworth, Jr., Thomas 43,533.12 0.0924% 0.0014% 0.0010%
Byers, J.S. 145,099.44 0.3081% 0.0047% 0.0033%
Byrnes, Don 20,056.80 0.0426% 0.0007% 0.0005%
Byron, Mark & Barb 37,581.84 0.0798% 0.0012% 0.0009%
Cameron, Harold B 25,054.56 0.0532% 0.0008% 0.0006%
Cameros, George D. Jr. 17,722.32 0.0376% 0.0006% 0.0004%
Campanelli, Nicholas 75,130.80 0.1595% 0.0024% 0.0017%
Canipe, Tommie L.
Cannon, Charles 150,228.72 0.3190% 0.0049% 0.0034%
Carlson, Charles A Jr. Trust 17,722.32 0.0376% 0.0006% 0.0004%
Carpi, Leonard 35,050.08 0.0744% 0.0011% 0.0008%
Carroll, Druscilla 9,699.60 0.0206% 0.0003% 0.0002%
Carson, James 12,099.84 0.0257% 0.0004% 0.0003%
Cefalo, Robert 31,301.76 0.0665% 0.0010% 0.0007%
Cenci, Robert 9,699.60 0.0206% 0.0003% 0.0002%
Chaine Gerald H 130,204.80 0.2764% 0.0042% 0.0030%
Chayet, Harvey 35,411.76 0.0752% 0.0012% 0.0008%
Chestnut, William J. 60,466.32 0.1284% 0.0020% 0.0014%
Choate, Guy 18,149.76 0.0385% 0.0006% 0.0004%
Choice Investment 0.00 0.0000% 0.0000% 0.0000%
Chupp, Verlin R. 43,533.12 0.0924% 0.0014% 0.0010%
Chynoweth, Alan G. 70,100.16 0.1488% 0.0023% 0.0016%
Cimino, Gerald D. 106,235.28 0.2256% 0.0035% 0.0024%
Clardy, Bertha 72,566.16 0.1541% 0.0024% 0.0017%
Clarkson, James 33,866.40 0.0719% 0.0011% 0.0008%
Cline, David 20,615.76 0.0438% 0.0007% 0.0005%
Clove, Leonard 35,050.08 0.0744% 0.0011% 0.0008%
Cluff, Fred W. 35,411.76 0.0752% 0.0012% 0.0008%
Cogan, James 25,054.56 0.0532% 0.0008% 0.0006%
Cohen, Albert H 120,932.64 0.2568% 0.0039% 0.0028%
Cohen, Jerry 20,056.80 0.0426% 0.0007% 0.0005%
Colaco, Mary 70,100.16 0.1488% 0.0023% 0.0016%
Cole, Gordon 10,028.40 0.0213% 0.0003% 0.0002%
Cole,E Herschel 38,699.76 0.0822% 0.0013% 0.0009%
Coleman, John 18,149.76 0.0385% 0.0006% 0.0004%
Collins Oldsmobile 33,866.40 0.0719% 0.0011% 0.0008%
Collins, David L 70,100.16 0.1488% 0.0023% 0.0016%
Collins, Fred 35,050.08 0.0744% 0.0011% 0.0008%
Conrad, Allan 84,633.12 0.1797% 0.0028% 0.0019%
Conway, Sheridan P. 17,722.32 0.0376% 0.0006% 0.0004%
Coulson, Jr., Frank 18,149.76 0.0385% 0.0006% 0.0004%
Cowan, Gary 12,099.84 0.0257% 0.0004% 0.0003%
Cozine, William 55,106.88 0.1170% 0.0018% 0.0013%
Craig, William 16,933.20 0.0360% 0.0006% 0.0004%
Crosby, Robert 50,076.24 0.1063% 0.0016% 0.0011%
Crossland, Robert 17,525.04 0.0372% 0.0006% 0.0004%
Crout, J. Richard 37,581.84 0.0798% 0.0012% 0.0009%
68
Feb 1st May 7th August 21st Transfers and/or
Investor Offering Offering Offering Redemptions 9/1/99
- -------- -------- -------- -------- ------------------
Crowe, Arthur 589
Cruz, Peter 1,324
Cummings, Paul 1,030
Cunnington, Thomas 1,030
Cutler, Verne 952
D & T Real Estate 2,132
Dalgleish, J. Martin 1,904
Dalton, John 762
Dalton, Wallace 2,207
Dalton, Wallace 1,471
D'Amato, Michael 270
D'Angelo, George J. 2,942
Daniel, Barry 368
Davidson, Eugene 2,285
Davini, Dave 1,295
Dawson, Virgil E. 270
Dayton, Earl 627
Decker, Gary 572
Deeney, Terrence 883
Deichen, Howard W. 539
Deleeuw, James A. 539
Denton, Donald 539
Derck, Anthony D. 3,046
Derkson, DJ 3,457
Dever, Michael 1,030
Dhailiwal, Avtar 2,437
Dickerman, Sidney 610
Dixon, Richard Jobie 1,714
Dofour, John 495
Dolgin, Lyla 1,030
Dominey, Sam 8,528
Donnelly, Vincent T. 1,104
Donnelson, Ken 2,207
Doores, James 1,728
Dosch, Darwin B. 1,104
Doss, David 762
Douglas & Canipe Ass. 2,285
Douglas, Donald P.
Draper, Jean L. 914
Drayer, Jan I.M. 305
Drewery, Ruth 2,742
Drotleff, James R. 1,030
Drucker, Richard 1,104
Druker, Esmond 572
Dudzik, Thaddeus 1,676
Dugger, Ronald F. 305
DuPont, Frank 2,132
Durrance, Fred Y. 539
Earle, Harry 572
Eazell, Dale 295
Eddy, Donald L. 305
Eisenberg, Ivan 2,574
Eisenberg, Ivan & Bernice Trust 2,132
Ellis, Rodgers 2,285
Ellis, Vernon 762
Elo, Denis 305
Elowitt, Steven 2,207
Elsen, Paul 736
Elson, William O. 952
Transfers and or Transfers and or Total Shares
Investor Redemptions 10/1/99 Redemptions 11/1/99 Owned
- -----------------------------------------------------------------------------------------------------------------------------------
Crowe, Arthur 589
Cruz, Peter 1,324
Cummings, Paul 1,030
Cunnington, Thomas 1,030
Cutler, Verne 952
D & T Real Estate 2,132
Dalgleish, J. Martin 1,904
Dalton, John 762
Dalton, Wallace 2,207
Dalton, Wallace 1,471
D'Amato, Michael 270
D'Angelo, George J. 2,942
Daniel, Barry 368
Davidson, Eugene 2,285
Davini, Dave 1,295
Dawson, Virgil E. 270
Dayton, Earl 627
Decker, Gary 572
Deeney, Terrence 883
Deichen, Howard W. 539
Deleeuw, James A. 539
Denton, Donald 539
Derck, Anthony D. 3,046
Derkson, DJ 3,457
Dever, Michael 1,030
Dhailiwal, Avtar 2,437
Dickerman, Sidney 610
Dixon, Richard Jobie 1,714
Dofour, John 495
Dolgin, Lyla 1,030
Dominey, Sam 8,528
Donnelly, Vincent T 1,104
Donnelson, Ken 2,207
Doores, James 1,728
Dosch, Darwin B. 1,104
Doss, David 762
Douglas & Canipe Ass. (2,285) 0
Douglas, Donald P. 1,142 1,142
Draper, Jean L. 914
Drayer, Jan I.M. 305
Drewery, Ruth 2,742
Drotleff, James R. 1,030
Drucker, Richard 1,104
Druker, Esmond 572
Dudzik, Thaddeus 1,676
Dugger, Ronald F. 305
DuPont, Frank 2,132
Durrance, Fred Y. 539
Earle, Harry 572
Eazell, Dale 295
Eddy, Donald L 305
Eisenberg, Ivan 2,574
Eisenberg, Ivan & Bernice Trust 2,132
Ellis, Rodgers 2,285
Ellis, Vernon 762
Elo, Denis 305
Elowitt, Steven 2,207
Elsen, Paul 736
Elson, William O 952
Total Common %
Investor Value Units Interest
- -------- ----- ----- --------
Crowe, Arthur 19,366.32 0.0411% 0.0006% 0.0004%
Cruz, Peter 43,533.12 0.0924% 0.0014% 0.0010%
Cummings, Paul 33,866.40 0.0719% 0.0011% 0.0008%
Cunnington, Thomas 33,866.40 0.0719% 0.0011% 0.0008%
Cutler, Verne 31,301.76 0.0665% 0.0010% 0.0007%
D & T Real Estate 70,100.16 0.1488% 0.0023% 0.0016%
Dalgleish, J. Martin 62,603.52 0.1329% 0.0020% 0.0014%
Dalton, John 25,054.56 0.0532% 0.0008% 0.0006%
Dalton, Wallace 72,566.16 0.1541% 0.0024% 0.0017%
Dalton, Wallace 48,366.48 0.1027% 0.0016% 0.0011%
D'Amato, Michael 8,877.60 0.0188% 0.0003% 0.0002%
D'Angelo, George J. 96,732.96 0.2054% 0.0031% 0.0022%
Daniel, Barry 12,099.84 0.0257% 0.0004% 0.0003%
Davidson, Eugene 75,130.80 0.1595% 0.0024% 0.0017%
Davini, Dave 42,579.60 0.0904% 0.0014% 0.0010%
Dawson, Virgil E. 8,877.60 0.0188% 0.0003% 0.0002%
Dayton, Earl 20,615.76 0.0438% 0.0007% 0.0005%
Decker, Gary 18,807.36 0.0399% 0.0006% 0.0004%
Deeney, Terrence 29,033.04 0.0616% 0.0009% 0.0007%
Deichen, Howard W. 17,722.32 0.0376% 0.0006% 0.0004%
Deleeuw, James A. 17,722.32 0.0376% 0.0006% 0.0004%
Denton, Donald 17,722.32 0.0376% 0.0006% 0.0004%
Derck, Anthony D. 100,152.48 0.2126% 0.0033% 0.0023%
Derkson, DJ 113,666.16 0.2413% 0.0037% 0.0026%
Dever, Michael 33,866.40 0.0719% 0.0011% 0.0008%
Dhailiwal, Avtar 80,128.56 0.1701% 0.0026% 0.0018%
Dickerman, Sidney 20,056.80 0.0426% 0.0007% 0.0005%
Dixon, Richard Jobie 56,356.32 0.1197% 0.0018% 0.0013%
Dofour, John 16,275.60 0.0346% 0.0005% 0.0004%
Dolgin, Lyla 33,866.40 0.0719% 0.0011% 0.0008%
Dominey, Sam 280,400.64 0.5953% 0.0091% 0.0064%
Donnelly, Vincent T 36,299.52 0.0771% 0.0012% 0.0008%
Donnelson, Ken 72,566.16 0.1541% 0.0024% 0.0017%
Doores, James 56,816.64 0.1206% 0.0018% 0.0013%
Dosch, Darwin B. 36,299.52 0.0771% 0.0012% 0.0008%
Doss, David 25,054.56 0.0532% 0.0008% 0.0006%
Douglas & Canipe Ass. 0.00 0.0000% 0.0000% 0.0000%
Douglas, Donald P.
Draper, Jean L. 30,052.32 0.0638% 0.0010% 0.0007%
Drayer, Jan I.M. 10,028.40 0.0213% 0.0003% 0.0002%
Drewery, Ruth 90,156.96 0.1914% 0.0029% 0.0021%
Drotleff, James R. 33,866.40 0.0719% 0.0011% 0.0008%
Drucker, Richard 36,299.52 0.0771% 0.0012% 0.0008%
Druker, Esmond 18,807.36 0.0399% 0.0006% 0.0004%
Dudzik, Thaddeus 55,106.88 0.1170% 0.0018% 0.0013%
Dugger, Ronald F. 10,028.40 0.0213% 0.0003% 0.0002%
DuPont, Frank 70,100.16 0.1488% 0.0023% 0.0016%
Durrance, Fred Y. 17,722.32 0.0376% 0.0006% 0.0004%
Earle, Harry 18,807.36 0.0399% 0.0006% 0.0004%
Eazell, Dale 9,699.60 0.0206% 0.0003% 0.0002%
Eddy, Donald L 10,028.40 0.0213% 0.0003% 0.0002%
Eisenberg, Ivan 84,633.12 0.1797% 0.0028% 0.0019%
Eisenberg, Ivan & Bernice Trust 70,100.16 0.1488% 0.0023% 0.0016%
Ellis, Rodgers 75,130.80 0.1595% 0.0024% 0.0017%
Ellis, Vernon 25,054.56 0.0532% 0.0008% 0.0006%
Elo, Denis 10,028.40 0.0213% 0.0003% 0.0002%
Elowitt, Steven 72,566.16 0.1541% 0.0024% 0.0017%
Elsen, Paul 24,199.68 0.0514% 0.0008% 0.0006%
Elson, William O 31,301.76 0.0665% 0.0010% 0.0007%
69
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR
INVESTOR OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99
- -------- -------- -------- -------- ------------------
Engdahl, Gordon 736
Engel, Lee 2,285
Engelstein, Charles 1,219
Englehorn, T.D. 1,980
Epprecht, Walter 736
Epprecht, Walter 4,264
Epstein, Harold 883
Epstein, Raymond 4,413
Epstein, Ted 1,030
Erdle, Jack 1,030
Erlicht, Lewis 1,066
Ettari, Frank 1,030
Eurdolian, John 2,285
Ewing, John 1,143
Fadal, Richard G. 762
Fairchild, Paul W. 2,285
Farkas, Benjamin & Ellen 2,207
Feinberg, Donald & Marilyn 1,980
Feinberg, William 368
Feldman Trust 2,648
Feldman, Bernard L. Revocable Living Trust 1,077
Fields, Nellie 3,046
Fierle, Robert 1,030
Fike, Lester L 10,159
Fike, Lester L., Trust 2/3/93
Fillhardt, Charles 1,104
Fink, Donald 1,104
Finkel, Gary 2,285
Fishman, Yoram 552
Flandry, Robert E., Sr. 2,795
Fleischman, Charles 1,030
Flekman, Manny 1,143
Fleming, Richard 773
Flood, James C. 4,569
Florian, U. 736
Flynn, James 368
Fox, Steven Kirk 3,198
Frankel, Edward 736
Frankel, Nancy 952
Frawley, David A. 1,030
Freilich, Michael 1,077
Friedlaender Trust 1,104
Friou, Roger 1,104
Funderburk, Larry 762
GA & Orachien Partnership 4,569
Galbraith, Robert 1,030
Galler, Andrew 1,143
Gants, Robert 610
Gardner, John 572
Gardner, Ronald 1,324
Gatlin, Larry W. 2,132
Gavranovic, William J. 1,471
Gay, J. Thomas 539
Gay, Robert 1,104
Geesaman, Richard 305
Geller, Monroe 1,253
George E. Esham, MD 1,523
Gerstel, Bryan R. 1,177
Gibbons, Gerald 610
TRANSFERS AND OR TRANSFERS AND OR TOTAL SHARES
INVESTOR REDEMPTIONS 10/1/99 REDEMPTIONS 11/1/99 OWNED
- -------- ------------------- ------------------- -----
Engdahl, Gordon 736
Engel, Lee 2,285
Engelstein, Charles 1,219
Englehorn, T.D. 1,980
Epprecht, Walter 736
Epprecht, Walter 4,264
Epstein, Harold 883
Epstein, Raymond 4,413
Epstein, Ted 1,030
Erdle, Jack 1,030
Erlicht, Lewis 1,066
Ettari, Frank 1,030
Eurdolian, John 2,285
Ewing, John 1,143
Fadal, Richard G. 762
Fairchild, Paul W. 2,285
Farkas, Benjamin & Ellen 2,207
Feinberg, Donald & Marilyn 1,980
Feinberg, William 368
Feldman Trust 2,648
Feldman, Bernard L. Revocable Living Trust 1,077
Fields, Nellie 3,046
Fierle, Robert 1,030
Fike, Lester L (10,159) 0
Fike, Lester L., Trust 2/3/93 10,159 10,159
Fillhardt, Charles 1,104
Fink, Donald 1,104
Finkel, Gary 2,285
Fishman, Yoram 552
Flandry, Robert E., Sr. 2,795
Fleischman, Charles 1,030
Flekman, Manny 1,143
Fleming, Richard 773
Flood, James C. 4,569
Florian, U 736
Flynn, James 368
Fox, Steven Kirk 3,198
Frankel, Edward 736
Frankel, Nancy 952
Frawley, David A. 1,030
Freilich, Michael 1,077
Friedlaender, Trust 1,104
Friou, Roger 1,104
Funderburk, Larry 762
GA & Orachien Partnership 4,569
Galbraith, Robert 1,030
Galler, Andrew 1,143
Gants, Robert 610
Gardner, John 572
Gardner, Ronald 1,324
Gatlin, Larry W 2,132
Gavranovic, William J 1,471
Gay, J. Thomas 539
Gay, Robert 1,104
Geesaman, Richard 305
Geller, Monroe 1,253
George E. Esham,MD 1,523
Gerstel, Bryan R 1,177
Gibbons, Gerald 610
TOTAL COMMON %
INVESTOR VALUE UNITS INTEREST
- -------- ----- ----- ------- --------
Engdahl, Gordon 24,199.68 0.0514% 0.0008% 0.0006%
Engel, Lee 75,130.80 0.1595% 0.0024% 0.0017%
Engelstein, Charles 40,080.72 0.0851% 0.0013% 0.0009%
Englehorn, T.D. 65,102.40 0.1382% 0.0021% 0.0015%
Epprecht, Walter 24,199.68 0.0514% 0.0008% 0.0006%
Epprecht, Walter 140,200.32 0.2977% 0.0046% 0.0032%
Epstein, Harold 29,033.04 0.0616% 0.0009% 0.0007%
Epstein, Raymond 145,099.44 0.3081% 0.0047% 0.0033%
Epstein, Ted 33,866.40 0.0719% 0.0011% 0.0008%
Erdle, Jack 33,866.40 0.0719% 0.0011% 0.0008%
Erlicht, Lewis 35,050.08 0.0744% 0.0011% 0.0008%
Ettari, Frank 33,866.40 0.0719% 0.0011% 0.0008%
Eurdolian, John 75,130.80 0.1595% 0.0024% 0.0017%
Ewing, John 37,581.84 0.0798% 0.0012% 0.0009%
Fadal, Richard G. 25,054.56 0.0532% 0.0008% 0.0006%
Fairchild, Paul W. 75,130.80 0.1595% 0.0024% 0.0017%
Farkas, Benjamin & Ellen 72,566.16 0.1541% 0.0024% 0.0017%
Feinberg, Donald & Marilyn 65,102.40 0.1382% 0.0021% 0.0015%
Feinberg, William 12,099.84 0.0257% 0.0004% 0.0003%
Feldman Trust 87,066.24 0.1849% 0.0028% 0.0020%
Feldman, Bernard L. Revocable Living Trust 35,411.76 0.0752% 0.0012% 0.0008%
Fields, Nellie 100,152.48 0.2126% 0.0033% 0.0023%
Fierle, Robert 33,866.40 0.0719% 0.0011% 0.0008%
Fike, Lester L 0.00 0.0000% 0.0000% 0.0000%
Fike, Lester L., Trust 2/3/93 334,027.92 0.7092% 0.0109% 0.0077%
Fillhardt, Charles 36,299.52 0.0771% 0.0012% 0.0008%
Fink, Donald 36,299.52 0.0771% 0.0012% 0.0008%
Finkel, Gary 75,130.80 0.1595% 0.0024% 0.0017%
Fishman, Yoram 18,149.76 0.0385% 0.0006% 0.0004%
Flandry, Robert E., Sr. 91,899.60 0.1951% 0.0030% 0.0021%
Fleischman, Charles 33,866.40 0.0719% 0.0011% 0.0008%
Flekman, Manny 37,581.84 0.0798% 0.0012% 0.0009%
Fleming, Richard 25,416.24 0.0540% 0.0008% 0.0006%
Flood, James C. 150,228.72 0.3190% 0.0049% 0.0034%
Florian, U 24,199.68 0.0514% 0.0008% 0.0006%
Flynn, James 12,099.84 0.0257% 0.0004% 0.0003%
Fox, Steven Kirk 105,150.24 0.2233% 0.0034% 0.0024%
Frankel, Edward 24,199.68 0.0514% 0.0008% 0.0006%
Frankel, Nancy 31,301.76 0.0665% 0.0010% 0.0007%
Frawley, David A. 33,866.40 0.0719% 0.0011% 0.0008%
Freilich, Michael 35,411.76 0.0752% 0.0012% 0.0008%
Friedlaender, Trust 36,299.52 0.0771% 0.0012% 0.0008%
Friou, Roger 36,299.52 0.0771% 0.0012% 0.0008%
Funderburk, Larry 25,054.56 0.0532% 0.0008% 0.0006%
GA & Orachien Partnership 150,228.72 0.3190% 0.0049% 0.0034%
Galbraith, Robert 33,866.40 0.0719% 0.0011% 0.0008%
Galler, Andrew 37,581.84 0.0798% 0.0012% 0.0009%
Gants, Robert 20,056.80 0.0426% 0.0007% 0.0005%
Gardner, John 18,807.36 0.0399% 0.0006% 0.0004%
Gardner, Ronald 43,533.12 0.0924% 0.0014% 0.0010%
Gatlin, Larry W 70,100.16 0.1488% 0.0023% 0.0016%
Gavranovic, William J 48,366.48 0.1027% 0.0016% 0.0011%
Gay, J. Thomas 17,722.32 0.0376% 0.0006% 0.0004%
Gay, Robert 36,299.52 0.0771% 0.0012% 0.0008%
Geesaman, Richard 10,028.40 0.0213% 0.0003% 0.0002%
Geller, Monroe 41,198.64 0.0875% 0.0013% 0.0009%
George E. Esham,MD 50,076.24 0.1063% 0.0016% 0.0011%
Gerstel, Bryan R 38,699.76 0.0822% 0.0013% 0.0009%
Gibbons, Gerald 20,056.80 0.0426% 0.0007% 0.0005%
70
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- ------------------------------------- ---------- -------- ----------- ------------------ -------------------
Gibson, John 2,437
Gibson, William 762
Gish, James 1,523
Glass, Cecil 1,066
Glass, Jr. John 2,648
Glazer, Dennis 1,839
Godchaux Bros. 2,132
Goddard, John 1,143
Godwin, James 533 (266)
Godwin, Sara C. 266
Goldman, James 1,143
Golick Living Trust 4,413
Goodman, Daniel E. 1,904
Gorenstein, Aryeh 589
Gowing, Al 1,077
Gradisar, Ivan A. 1,143
Grant, Paul 1,828
Green, Edward H. 610
Greenberg, Arnold 1,324
Greene, Andrew 572
Gregorich, Norbert J. 3,808
Gridley, Bruce 539
Grodsky, Michael 1,904
Grodsky, Ronald 1,904
Grossman, Thomas G. 762
Gugenheim, Alan 270
Guthrie, Frank 572
Haas, Fox 990
Haas, John 8,826
Haas, John & Chara 9,138
Hackett, Robert D 686
Haddad, William G. 1,077
Hagan, John 762
Hales, Donald 1,030
Hall, Diane Holmes 2,285
Hall, Lyle 1,030
Halpern, Andrew 762
Hames, Barbara R. 4,874
Hamill, Joseph 2,207
Hamilton, Robert 1,398
Hamlin, Charles 1,030
Hampf, Frederick 1,471
Hancock, Rodney 1,143
Hanna Family Tr. 736
Hanna Trust 1,398
Hannah, Ray 1,986
Hargis, Donald 1,143
Harisis, T.G. 4,413
Harmon & Associates 35,301
Harris, Arthur 1,219
Harris, Donald 2,132
Harris, Edward & Mary Trust 1/27/81 1,077
Harris, Rosalyn 2,132
Hartley, Edith S. 2,437
Harwood, James 1,324
Hassan, Charles R. 1,077
Hawkins, Thad 4,569
Hedgecock, Jasper 762
Hendee, Roy 1,447
TOTAL SHARES TOTAL COMMON %
Investor OWNED VALUE UNITS INTEREST
- ------------------------------------- ------------ ---------- ------- ------- --------
Gibson, John 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Gibson, William 762 25,054.56 0.0532% 0.0008% 0.0006%
Gish, James 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Glass, Cecil 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Glass, Jr. John 2,648 87,066.24 0.1849% 0.0028% 0.0020%
Glazer, Dennis 1,839 60,466.32 0.1284% 0.0020% 0.0014%
Godchaux Bros. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Goddard, John 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Godwin, James 267 8,778.96 0.0186% 0.0003% 0.0002%
Godwin, Sara C. 266 8,746.08 0.0186% 0.0003% 0.0002%
Goldman, James 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Golick Living Trust 4,413 145,099.44 0.3081% 0.0047% 0.0033%
Goodman, Daniel E. 1,904 62,603.52 0.1329% 0.0020% 0.0014%
Gorenstein, Aryeh 589 19,366.32 0.0411% 0.0006% 0.0004%
Gowing, Al 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Gradisar, Ivan A. 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Grant, Paul 1,828 60,104.64 0.1276% 0.0020% 0.0014%
Green, Edward H. 610 20,056.80 0.0426% 0.0007% 0.0005%
Greenberg, Arnold 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Greene, Andrew 572 18,807.36 0.0399% 0.0006% 0.0004%
Gregorich, Norbert J. 3,808 125,207.04 0.2658% 0.0041% 0.0029%
Gridley, Bruce 539 17,722.32 0.0376% 0.0006% 0.0004%
Grodsky, Michael 1,904 62,603.52 0.1329% 0.0020% 0.0014%
Grodsky, Ronald 1,904 62,603.52 0.1329% 0.0020% 0.0014%
Grossman, Thomas G. 762 25,054.56 0.0532% 0.0008% 0.0006%
Gugenheim, Alan 270 8,877.60 0.0188% 0.0003% 0.0002%
Guthrie, Frank 572 18,807.36 0.0399% 0.0006% 0.0004%
Haas, Fox 990 32,551.20 0.0691% 0.0011% 0.0007%
Haas, John 8,826 290,198.88 0.6161% 0.0094% 0.0066%
Haas, John & Chara 9,138 300,457.44 0.6379% 0.0098% 0.0069%
Hackett, Robert D. 686 22,555.68 0.0479% 0.0007% 0.0005%
Haddad, William G. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Hagan, John 762 25,054.56 0.0532% 0.0008% 0.0006%
Hales, Donald 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Hall, Diane Holmes 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Hall, Lyle 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Halpern, Andrew 762 25,054.56 0.0532% 0.0008% 0.0006%
Hames, Barbara R. 4,874 160,257.12 0.3403% 0.0052% 0.0037%
Hamill, Joseph 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Hamilton, Robert 1,398 45,966.24 0.0976% 0.0015% 0.0011%
Hamlin, Charles 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Hampf, Frederick 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Hancock, Rodney 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Hanna Family Tr. 736 24,199.68 0.0514% 0.0008% 0.0006%
Hanna Trust 1,398 45,966.24 0.0976% 0.0015% 0.0011%
Hannah, Ray 1,986 65,299.68 0.1386% 0.0021% 0.0015%
Hargis, Donald 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Harisis, T.G. 4,413 145,099.44 0.3081% 0.0047% 0.0033%
Harmon & Associates 35,301 1,160,696.88 2.4644% 0.0378% 0.0266%
Harris, Arthur 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Harris, Donald 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Harris, Edward & Mary Trust 1/27/81 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Harris, Rosalyn 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Hartley, Edith S. 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Harwood, James 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Hassan, Charles R. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Hawkins, Thad 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Hedgecock, Jasper 762 25,054.56 0.0532% 0.0008% 0.0006%
Hendee, Roy 1,447 47,577.36 0.1010% 0.0015% 0.0011%
71
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- ------------------------------------- ---------- -------- ----------- ------------------ -------------------
Hendricks, Larry 2,132
Henry, Leroy J. 539
Her Investments 1,471
Herrera, Alfred J. 305
Hess, Charles 3,808
Hesser, William 572
Higgins, Charles 762
Hilb, Justin 2,285
Hildebrand, Boren 1,471
Hinds, Don 1,523
Hire, Charles 3,231
Hoag, Elizabeth 1,471
Hochfelder, Gene 2,354
Hodes, Abram & Mildred 2,543
Hoffman, Herbert 368
Hoffman, Joseph 736
Holland, Elizabeth A. Marital Trust 368
Holland, Ralph Estate 368 (368)
Holly, James 4,493
Holwell, Robert 2,795
Honigman, James H. 270 (270)
Honigman, James M. Living Trust dtd 270
Hopkins, George 1,066
Hornstein, Eugene 952
Horton, Janie 762
Howie, Michael 1,219
Hoyt, Walter A. Jr. 1,077
HSB Equipment 3,046
Huckel, Hubert E. 1,066
Huebner, Charles P. 539
Hueser, James N. 3,678
Hullverson, Thomas 4,569
Hunt, Albert A. 1,066
Hunt, Tanner Trett 305
Hurtig, Barbara 1,104
Huse, Stephen 1,324
Hutchinson, Charles P. 2,285
Hyde, Richard 2,942
Ingram, Edith C. 589
Interstate Heating 3,655
Isenstadt, Fred 1,219
Iverson, Larry MD 736
Izbicki, Carl 1,030
Jabin, Norman E. 1,143
Jae Trust 6,460
Jagoda, Jo Kurth 1,523
Jagoda-Pyle Partnership 3,678
Jankiewicz, Stanley 2,437
Jasper, Herbert 838
Joel J. West, MD 1,523
Johns, O. 368
Johns, R. 572
Johnson, Carl 736
Johnson, Roland 662
Johnson, Samuel 1,879
Johnson, Tom 2,791
Jones, Charles H. 5,516
Jones, Norman 920
Joshua, Baskaran 736
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
Investor REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- ------------------------------------- --------------------- ------------ ---------- ------- ------- --------
Hendricks, Larry 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Henry, Leroy J. 539 17,722.32 0.0376% 0.0006% 0.0004%
Her Investments 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Herrera, Alfred J. 305 10,028.40 0.0213% 0.0003% 0.0002%
Hess, Charles 3,808 125,207.04 0.2658% 0.0041% 0.0029%
Hesser, William 572 18,807.36 0.0399% 0.0006% 0.0004%
Higgins, Charles 762 25,054.56 0.0532% 0.0008% 0.0006%
Hilb, Justin 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Hildebrand, Boren 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Hinds, Don 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Hire, Charles 3,231 106,235.28 0.2256% 0.0035% 0.0024%
Hoag, Elizabeth 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Hochfelder, Gene 2,354 77,399.52 0.1643% 0.0025% 0.0018%
Hodes, Abram & Mildred 2,543 83,613.84 0.1775% 0.0027% 0.0019%
Hoffman, Herbert 368 12,099.84 0.0257% 0.0004% 0.0003%
Hoffman, Joseph 736 24,199.68 0.0514% 0.0008% 0.0006%
Holland, Elizabeth A. Marital Trust 368 12,099.84 0.0257% 0.0004% 0.0003%
Holland, Ralph Estate 0 0.00 0.0000% 0.0000% 0.0000%
Holly, James 4,493 147,729.84 0.3137% 0.0048% 0.0034%
Holwell, Robert 2,795 91,899.60 0.1951% 0.0030% 0.0021%
Honigman, James H. 0 0.00 0.0000% 0.0000% 0.0000%
Honigman, James M. Living Trust dtd 270 8,877.60 0.0188% 0.0003% 0.0002%
Hopkins, George 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Hornstein, Eugene 952 31,301.76 0.0665% 0.0010% 0.0007%
Horton, Janie 762 25,054.56 0.0532% 0.0008% 0.0006%
Howie, Michael 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Hoyt, Walter A. Jr. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
HSB Equipment 3,046 100,152.48 0.2126% 0.0033% 0.0023%
Huckel, Hubert E. 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Huebner, Charles P. 539 17,722.32 0.0376% 0.0006% 0.0004%
Hueser, James N. 3,678 120,932.64 0.2568% 0.0039% 0.0028%
Hullverson, Thomas 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Hunt, Albert A. 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Hunt, Tanner Trett 305 10,028.40 0.0213% 0.0003% 0.0002%
Hurtig, Barbara 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Huse, Stephen 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Hutchinson, Charles P. 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Hyde, Richard 2,942 96,732.96 0.2054% 0.0031% 0.0022%
Ingram, Edith C. 589 19,366.32 0.0411% 0.0006% 0.0004%
Interstate Heating 3,655 120,176.40 0.2552% 0.0039% 0.0028%
Isenstadt, Fred 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Iverson, Larry MD 736 24,199.68 0.0514% 0.0008% 0.0006%
Izbicki, Carl 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Jabin, Norman E. 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Jae Trust 6,460 212,404.80 0.4510% 0.0069% 0.0049%
Jagoda, Jo Kurth 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Jagoda-Pyle Partnership 3,678 120,932.64 0.2568% 0.0039% 0.0028%
Jankiewicz, Stanley 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Jasper, Herbert 838 27,553.44 0.0585% 0.0009% 0.0006%
Joel J. West, MD 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Johns, O. 368 12,099.84 0.0257% 0.0004% 0.0003%
Johns, R. 572 18,807.36 0.0399% 0.0006% 0.0004%
Johnson, Carl 736 24,199.68 0.0514% 0.0008% 0.0006%
Johnson, Roland 662 21,766.56 0.0462% 0.0007% 0.0005%
Johnson, Samuel 1,879 61,781.52 0.1312% 0.0020% 0.0014%
Johnson, Tom 2,791 91,768.08 0.1948% 0.0030% 0.0021%
Jones, Charles H. 5,516 181,366.08 0.3851% 0.0059% 0.0042%
Jones, Norman 920 30,249.60 0.0642% 0.0010% 0.0007%
Joshua, Baskaran 736 24,199.68 0.0514% 0.0008% 0.0006%
72
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
INVESTOR OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- ------------------------------------- ---------- -------- ----------- ------------------ -------------------
Kahn, P. Frederick 2,207
Kalinowski, Ed 305
Kaltman, Jack (deceased) 1,253 (1,253)
Kaltman, Selma 1,253
Kanner, Robert 662
Kates, Richard 1,579
Kearns, Lyles 3,972
Kenan, Thomas S. III 4,569
Kendrick, Frank 2,132
Key Trust Company Ohio 1,077
Kilpatrick, William 368
Kimball, David 2,207
Kimball, Richard R. 2,207
Kimmel, Marvin 1,030
Kimmons, James E. 539
King, Michael S. 1,066
King, Steven G. 1,143
Kingmont Corporation 4,569
Kinray Corporation 1,077
Kinsel, Joe 2,437
Kinsel, Joe Jr. 2,437
Kirschner, Helen 2,132
Kiyasu, William 1,066
Klausner, Joel 3,503
Klein, Albert 1,219
Klugow, Allen 1,104
Klump, Rob 736
Kmeta, Walter 2,207
Koboli, Daryoush 1,839
Koch, Karl 2,249
Konicoff 539
Koplik, Michael 1,752
Kosta, Nicholas 4,413
Kostin, Ben 589
Krusemark, F.D. 1,324
KT Associates 1,077
Kurzweg, III, Victor 1,904
L.S.B. Partners 2,285
Lahourcade, John 686
Laing, Gerald 442
Lamar Airways 2,285
Lampman, J. 368
Landolfi, Anthony 2,207
Lange, Norman M. 952
Lattimore, James 990
Law, Edward Jr. & Helen E. Revocable
Trust 539
Leahy, Michael J. 1,077
Lee, William 1,030
Lenfest, H.F. 2,285
Leonard, James 1,066
Lerman, Stephen 920
Leslie, Seymour 2,354
Levine, Harris B. 1,143
Levine, Joseph 1,066
Levy, Irvin 3,808
Lewis, Robert 2,795
Lind, Dennis 662
Lindsay, Bruce 1,253
Lindsey, Mildred & John 1,104
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
INVESTOR REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- ------------------------------------- -------------------- ------------ ---------- ------- ------- --------
Kahn, P. Frederick 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Kalinowski, Ed 305 10,028.40 0.0213% 0.0003% 0.0002%
Kaltman, Jack (deceased) 0 0.00 0.0000% 0.0000% 0.0000%
Kaltman, Selma 1,253 41,198.64 0.0875% 0.0013% 0.0009%
Kanner, Robert 662 21,766.56 0.0462% 0.0007% 0.0005%
Kates, Richard 1,579 51,917.52 0.1102% 0.0017% 0.0012%
Kearns, Lyles 3,972 130,599.36 0.2773% 0.0043% 0.0030%
Kenan, Thomas S. III 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Kendrick, Frank 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Key Trust Company Ohio 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Kilpatrick, William 368 12,099.84 0.0257% 0.0004% 0.0003%
Kimball, David 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Kimball, Richard R. 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Kimmel, Marvin 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Kimmons, James E. 539 17,722.32 0.0376% 0.0006% 0.0004%
King, Michael S. 1,066 35,050.08 0.0744% 0.0011% 0.0008%
King, Steven G. 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Kingmont Corporation 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Kinray Corporation 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Kinsel, Joe 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Kinsel, Joe Jr. 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Kirschner, Helen 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Kiyasu, William 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Klausner, Joel 3,503 115,178.64 0.2445% 0.0037% 0.0026%
Klein, Albert 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Klugow, Allen 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Klump, Rob 736 24,199.68 0.0514% 0.0008% 0.0006%
Kmeta, Walter 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Koboli, Daryoush 1,839 60,466.32 0.1284% 0.0020% 0.0014%
Koch, Karl 2,249 73,947.12 0.1570% 0.0024% 0.0017%
Konicoff 539 17,722.32 0.0376% 0.0006% 0.0004%
Koplik, Michael 1,752 57,605.76 0.1223% 0.0019% 0.0013%
Kosta, Nicholas 4,413 145,099.44 0.3081% 0.0047% 0.0033%
Kostin, Ben 589 19,366.32 0.0411% 0.0006% 0.0004%
Krusemark, F.D. 1,324 43,533.12 0.0924% 0.0014% 0.0010%
KT Associates 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Kurzweg, III, Victor 1,904 62,603.52 0.1329% 0.0020% 0.0014%
L.S.B. Partners 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Lahourcade, John 686 22,555.68 0.0479% 0.0007% 0.0005%
Laing, Gerald 442 14,532.96 0.0309% 0.0005% 0.0003%
Lamar Airways 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Lampman, J. 368 12,099.84 0.0257% 0.0004% 0.0003%
Landolfi, Anthony 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Lange, Norman M. 952 31,301.76 0.0665% 0.0010% 0.0007%
Lattimore, James 990 32,551.20 0.0691% 0.0011% 0.0007%
Law, Edward Jr. & Helen E. Revocable
Trust 539 17,722.32 0.0376% 0.0006% 0.0004%
Leahy, Michael J. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Lee, William 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Lenfest, H.F. 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Leonard, James 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Lerman, Stephen 920 30,249.60 0.0642% 0.0010% 0.0007%
Leslie, Seymour 2,354 77,399.52 0.1643% 0.0025% 0.0018%
Levine, Harris B. 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Levine, Joseph 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Levy, Irvin 3,808 125,207.04 0.2658% 0.0041% 0.0029%
Lewis, Robert 2,795 91,899.60 0.1951% 0.0030% 0.0021%
Lind, Dennis 662 21,766.56 0.0462% 0.0007% 0.0005%
Lindsay, Bruce 1,253 41,198.64 0.0875% 0.0013% 0.0009%
Lindsey, Mildred & John 1,104 36,299.52 0.0771% 0.0012% 0.0008%
73
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- ------------------------------------- ---------- -------- ----------- ------------------ -------------------
Linscomb & Williams 838
Lipson, Eugene 533
Little, Fred A. 539
Locke, Karl 762
Lodyga, Ervin 662
Loeb, Stanley 1,104
Lohavichan, Virat 4,569
Lombardo, John 3,162
Long, M. 2,437
Long, M. Phillip 11,032 3,231
Lowe, Jonathan/Bihary, Joyce 610
Lowenraub, Jerome 1,676
Lowinger, Louis 2,132
Lowinger, Morris 4,486
Ludwig, Glen L. 8,528
Lyman, C. Bradley 1,980
Lynn, Emerson 2,285
MacIlwaine, John 305
Madden, Joan 762
Madera Corporation 920
Madsen, H. Stephen 1,839
Mahler, Glenn 244
MAJCK 1995 Investment LP 6,776
Mallin & Swersky 914
Manasevit, Stanley 1,980
Manders, Gus H. 515
Manders, Gus H. 1,104
Maney, Thomas 1,143
Mann, William I. 627
Maple City Ice Company 4,569
Margolis, Barbara 2,132
Marks, Sara Ann Gross 6,092
Marshall, Chester 515
Maruyama, Herbert H. 762
Mathur, Arun K. 4,569
Mativi, Rob 1,904
Matthews, Arthur J. 368
May, Robert S. 1,143
Mayo, Joseph 2,132
Mc Cleary, Dale L. 762
McBain, Laurie 4,339
McClay, John B. 1,077
McConnell, Robert G. 762
McCool, Michael F. 305
McDowell, Larry 1,839
McElroy, Michael 1,980
McKay, Malcom A. 2,795
McKee, Elsworth 4,569
McKee, Jack 4,569
McKenna, James 1,980
McNeil, Steven 1,219
McNeill, Gilbert 993
McNeill, Jack G. 762
McSpadden, Floyd 610
McSpadden, Patti P. 610
Meador, Moorman 1,471
Meck Company 4,413
Meicher, Gordon 589
Meil, Leslie A. 2,132
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
Investor REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- ----------------------------- -------------------- ------------ ---------- ------- ------- --------
Linscomb & Williams 838 27,553.44 0.0585% 0.0009% 0.0006%
Lipson, Eugene 533 17,525.04 0.0372% 0.0006% 0.0004%
Little, Fred A. 539 17,722.32 0.0376% 0.0006% 0.0004%
Locke, Karl 762 25,054.56 0.0532% 0.0008% 0.0006%
Lodyga, Ervin 662 21,766.56 0.0462% 0.0007% 0.0005%
Loeb, Stanley 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Lohavichan, Virat 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Lombardo, John 3,162 103,966.56 0.2207% 0.0034% 0.0024%
Long, M. 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Long, M. Phillip 14,263 468,967.44 0.9957% 0.0153% 0.0107%
Lowe, Jonathan/Bihary, Joyce 610 20,056.80 0.0426% 0.0007% 0.0005%
Lowenraub, Jerome 1,676 55,106.88 0.1170% 0.0018% 0.0013%
Lowinger, Louis 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Lowinger, Morris 4,486 147,499.68 0.3132% 0.0048% 0.0034%
Ludwig, Glen L. 8,528 280,400.64 0.5953% 0.0091% 0.0064%
Lyman, C. Bradley 1,980 65,102.40 0.1382% 0.0021% 0.0015%
Lynn, Emerson 2,285 75,130.80 0.1595% 0.0024% 0.0017%
MacIlwaine, John 305 10,028.40 0.0213% 0.0003% 0.0002%
Madden, Joan 762 25,054.56 0.0532% 0.0008% 0.0006%
Madera Corporation 920 30,249.60 0.0642% 0.0010% 0.0007%
Madsen, H. Stephen 1,839 60,466.32 0.1284% 0.0020% 0.0014%
Mahler, Glenn 244 8,022.72 0.0170% 0.0003% 0.0002%
MAJCK 1995 Investment LP 6,776 222,794.88 0.4730% 0.0073% 0.0051%
Mallin & Swersky 914 30,052.32 0.0638% 0.0010% 0.0007%
Manasevit, Stanley 1,980 65,102.40 0.1382% 0.0021% 0.0015%
Manders, Gus H. 515 16,933.20 0.0360% 0.0006% 0.0004%
Manders, Gus H. 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Maney, Thomas 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Mann, William I. 627 20,615.76 0.0438% 0.0007% 0.0005%
Maple City Ice Company 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Margolis, Barbara 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Marks, Sara Ann Gross 6,092 200,304.96 0.4253% 0.0065% 0.0046%
Marshall, Chester 515 16,933.20 0.0360% 0.0006% 0.0004%
Maruyama, Herbert H. 762 25,054.56 0.0532% 0.0008% 0.0006%
Mathur, Arun K. 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Mativi, Rob 1,904 62,603.52 0.1329% 0.0020% 0.0014%
Matthews, Arthur J. 368 12,099.84 0.0257% 0.0004% 0.0003%
May, Robert S. 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Mayo, Joseph 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Mc Cleary, Dale L. 762 25,054.56 0.0532% 0.0008% 0.0006%
McBain, Laurie 4,339 142,666.32 0.3029% 0.0046% 0.0033%
McClay, John B. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
McConnell, Robert G. 762 25,054.56 0.0532% 0.0008% 0.0006%
McCool, Michael F. 305 10,028.40 0.0213% 0.0003% 0.0002%
McDowell, Larry 1,839 60,466.32 0.1284% 0.0020% 0.0014%
McElroy, Michael 1,980 65,102.40 0.1382% 0.0021% 0.0015%
McKay, Malcom A. 2,795 91,899.60 0.1951% 0.0030% 0.0021%
McKee, Elsworth 4,569 150,228.72 0.3190% 0.0049% 0.0034%
McKee, Jack 4,569 150,228.72 0.3190% 0.0049% 0.0034%
McKenna, James 1,980 65,102.40 0.1382% 0.0021% 0.0015%
McNeil, Steven 1,219 40,080.72 0.0851% 0.0013% 0.0009%
McNeill, Gilbert 993 32,649.84 0.0693% 0.0011% 0.0007%
McNeill, Jack G. 762 25,054.56 0.0532% 0.0008% 0.0006%
McSpadden, Floyd 610 20,056.80 0.0426% 0.0007% 0.0005%
McSpadden, Patti P. 610 20,056.80 0.0426% 0.0007% 0.0005%
Meador, Moorman 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Meck Company 4,413 145,099.44 0.3081% 0.0047% 0.0033%
Meicher, Gordon 589 19,366.32 0.0411% 0.0006% 0.0004%
Meil, Leslie A. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
74
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- ------------------------------------- ---------- -------- ----------- ------------------ -------------------
Melillo, Anthony 2,154
Merlos, J. 920
Methvin, Gaynell 736
Metz, Lawrence N. 1,471
Meyer, Gary 736
Micheli, Donald 1,177
Millenium (replace KT) 2,207
Minkoff, Leon & Janet 1,523
Misrach, Ivan 1,219
Mitchel, David 2,285
Mitchel, Stephen 2,285
Mitchel, Thomas 2,285
Mitchell, George 8,688
Mitchell, L.D. 1,077
Montgomery, G. 762
Morris, David 1,030
Morrison, Robert 1,104
Mortimer, Susan & Philip 736
Morton, Richard 1,030
Murray, John 1,030
Murray, Jr., John 2,648
Murray, Larry 2,648
Murray, Rodney B. 539
Nassi, Albert 3,046
Nelson, A. 2,207
Nelson, Donald 993
Nelson, Erven & Frankie 1,287
Nelson, John 1,143
Neuman, Clayton L. 270
Neumann, Nicholas H. 2,171
Newhouse, Jeff 1,104
Newlin, Michael 920
Noble, Marvin J. 1,523
Nye, Ronald 1,729
Odom, Douglas 1,447
O'Hara, Pat 2,207
Olson, Edmund 589
Olson, Joyce 421
Omnibus Associates 4,413
O'Neill, Hugh 1,030
Oppenheim, Joan 736
Ordway, John 4,569
Outten, Claude 1,104
Owen, Kenneth D. 368
Owen, Pere A. 610
Owen, R. 736
Panama, Steven 2,437 539
Panter, Gideon 1,471 539
Papish Family LLC 270
Parker, Max 552
Parris, Daniel 736
Pasqualicchio, Gary 952
Patel, Jagdish 952
Pearson, Lyle 1,523
Peavyhouse, Joel 1,219
Peraldo Trust 2,132
Peraldo, Ronald L. 1,066
Perry, William 993
Peterson, Charles 3,046
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
Investor REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- ------------------------------ -------------------- ------------ ---------- ------- ------- --------
Melillo, Anthony 2,154 70,823.52 0.1504% 0.0023% 0.0016%
Merlos, J. 920 30,249.60 0.0642% 0.0010% 0.0007%
Methvin, Gaynell 736 24,199.68 0.0514% 0.0008% 0.0006%
Metz, Lawrence N. 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Meyer, Gary 736 24,199.68 0.0514% 0.0008% 0.0006%
Micheli, Donald 1,177 38,699.76 0.0822% 0.0013% 0.0009%
Millenium (replace KT) 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Minkoff, Leon & Janet 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Misrach, Ivan 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Mitchel, David 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Mitchel, Stephen 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Mitchel, Thomas 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Mitchell, George 8,688 285,661.44 0.6065% 0.0093% 0.0065%
Mitchell, L.D. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Montgomery, G. 762 25,054.56 0.0532% 0.0008% 0.0006%
Morris, David 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Morrison, Robert 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Mortimer, Susan & Philip 736 24,199.68 0.0514% 0.0008% 0.0006%
Morton, Richard 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Murray, John 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Murray, Jr., John 2,648 87,066.24 0.1849% 0.0028% 0.0020%
Murray, Larry 2,648 87,066.24 0.1849% 0.0028% 0.0020%
Murray, Rodney B. 539 17,722.32 0.0376% 0.0006% 0.0004%
Nassi, Albert 3,046 100,152.48 0.2126% 0.0033% 0.0023%
Nelson, A. 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Nelson, Donald 993 32,649.84 0.0693% 0.0011% 0.0007%
Nelson, Erven & Frankie 1,287 42,316.56 0.0898% 0.0014% 0.0010%
Nelson, John 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Neuman, Clayton L. 270 8,877.60 0.0188% 0.0003% 0.0002%
Neumann, Nicholas H. 2,171 71,382.48 0.1516% 0.0023% 0.0016%
Newhouse, Jeff 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Newlin, Michael 920 30,249.60 0.0642% 0.0010% 0.0007%
Noble, Marvin J. 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Nye, Ronald 1,729 56,849.52 0.1207% 0.0019% 0.0013%
Odom, Douglas 1,447 47,577.36 0.1010% 0.0015% 0.0011%
O'Hara, Pat 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Olson, Edmund 589 19,366.32 0.0411% 0.0006% 0.0004%
Olson, Joyce 421 13,842.48 0.0294% 0.0005% 0.0003%
Omnibus Associates 4,413 145,099.44 0.3081% 0.0047% 0.0033%
O'Neill, Hugh 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Oppenheim, Joan 736 24,199.68 0.0514% 0.0008% 0.0006%
Ordway, John 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Outten, Claude 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Owen, Kenneth D. 368 12,099.84 0.0257% 0.0004% 0.0003%
Owen, Pere A. 610 20,056.80 0.0426% 0.0007% 0.0005%
Owen, R. 736 24,199.68 0.0514% 0.0008% 0.0006%
Panama, Steven 2,976 97,850.88 0.2078% 0.0032% 0.0022%
Panter, Gideon 2,010 66,088.80 0.1403% 0.0022% 0.0015%
Papish Family LLC 270 8,877.60 0.0188% 0.0003% 0.0002%
Parker, Max 552 18,149.76 0.0385% 0.0006% 0.0004%
Parris, Daniel 736 24,199.68 0.0514% 0.0008% 0.0006%
Pasqualicchio, Gary 952 31,301.76 0.0665% 0.0010% 0.0007%
Patel, Jagdish 952 31,301.76 0.0665% 0.0010% 0.0007%
Pearson, Lyle 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Peavyhouse, Joel 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Peraldo Trust 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Peraldo, Ronald L. 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Perry, William 993 32,649.84 0.0693% 0.0011% 0.0007%
Peterson, Charles 3,046 100,152.48 0.2126% 0.0033% 0.0023%
75
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- ------------------------------------------------------------------------------------------------------------------------
Pettis, Charles 1,030
Petzall, Gerhard 2,285
Phan, Nguyen K. 1,104
Picazio, Stephen J. 495
Pitt, Lee 539
Plitt, Eugene 2,437
Pociask, William H. 4,413
Poisner, Werner 762
Poma, Gino S. 4,264
Pomeranz, Steven L. & Susan J. 610
Porter, Randall 1,066
Powell, Willis M. 1,904
Presser, Neil N. 1,324
Prischak, Joseph 1,030
Procter Family LP 610
Procter, Doak 1,219
Procter, Doak C. Jr. 610 (610)
Provenzano, Richard 1,324
Pruett, James 1,828
Purita, Joseph R. 539
Quaritius, Jack 1,345
Quinn, Robert 2,132
Rabinowitz, Ivy 3,655
Randall, Zane 883
Ranvir Ltd. 762
Ray, Subrata 1,839
Raznick, David 1,104
REB Investments 990
Redman, Larry 1,324
Rednick, Mark B. 539
Reeves, T. Joseph 2,132
Regan, Gerald P. 3,384
Reiman, Seymour 627
Reminger, Richard T. 3,231
Richardson, Mark S. 539
Riemenschneider, Herbert 1,523
Ringler Family Ltd. Partnership 2,207
Ringler, Charles 2,207 (2,207)
Roberts, John 552
Robinson, Alden 368
Robinson, Paul 736
Roe, Maudi 1,066
Rogers, Gary 1,904
Rogers, I. David 2,132
Romano, Jule 3,046
Rome, Mike 552
Rooney, Richard 1,077
Rosen, Arlene Goodstein 1,030 (1,030)
Rosenberg, Elliott 1,904
Ross, Charles Ronald 990
Roth, Elliot 247
Rothman, Robert & Donna 610
Rudar, Norman 2,817
Rushton, Alvey 1,030
Russo, James 1,398
Rust, Dale M. 990
Rusthoven, Terry 876
Rutledge, III, Guy 2,361
S.P. Revocable Trust, Peck 2,285
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
Investor REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- -----------------------------------------------------------------------------------------------------------------------------------
Pettis, Charles 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Petzall, Gerhard 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Phan, Nguyen K. 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Picazio, Stephen J. 495 16,275.60 0.0346% 0.0005% 0.0004%
Pitt, Lee 539 17,722.32 0.0376% 0.0006% 0.0004%
Plitt, Eugene 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Pociask, William H. 4,413 145,099.44 0.3081% 0.0047% 0.0033%
Poisner, Werner 762 25,054.56 0.0532% 0.0008% 0.0006%
Poma, Gino S. 4,264 140,200.32 0.2977% 0.0046% 0.0032%
Pomeranz, Steven L. & Susan J. 610 20,056.80 0.0426% 0.0007% 0.0005%
Porter, Randall 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Powell, Willis M. 1,904 62,603.52 0.1329% 0.0020% 0.0014%
Presser, Neil N. 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Prischak, Joseph 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Procter Family LP 610 20,056.80 0.0426% 0.0007% 0.0005%
Procter, Doak 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Procter, Doak C. Jr. 0 0.00 0.0000% 0.0000% 0.0000%
Provenzano, Richard 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Pruett, James 1,828 60,104.64 0.1276% 0.0020% 0.0014%
Purita, Joseph R. 539 17,722.32 0.0376% 0.0006% 0.0004%
Quaritius, Jack 1,345 44,223.60 0.0939% 0.0014% 0.0010%
Quinn, Robert 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Rabinowitz, Ivy 3,655 120,176.40 0.2552% 0.0039% 0.0028%
Randall, Zane 883 29,033.04 0.0616% 0.0009% 0.0007%
Ranvir Ltd. 762 25,054.56 0.0532% 0.0008% 0.0006%
Ray, Subrata 1,839 60,466.32 0.1284% 0.0020% 0.0014%
Raznick, David 1,104 36,299.52 0.0771% 0.0012% 0.0008%
REB Investments 990 32,551.20 0.0691% 0.0011% 0.0007%
Redman, Larry 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Rednick, Mark B. 539 17,722.32 0.0376% 0.0006% 0.0004%
Reeves, T. Joseph 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Regan, Gerald P. 3,384 111,265.92 0.2362% 0.0036% 0.0025%
Reiman, Seymour 627 20,615.76 0.0438% 0.0007% 0.0005%
Reminger, Richard T. 3,231 106,235.28 0.2256% 0.0035% 0.0024%
Richardson, Mark S. 539 17,722.32 0.0376% 0.0006% 0.0004%
Riemenschneider, Herbert 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Ringler Family Ltd. Partnership 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Ringler, Charles 0 0.00 0.0000% 0.0000% 0.0000%
Roberts, John 552 18,149.76 0.0385% 0.0006% 0.0004%
Robinson, Alden 368 12,099.84 0.0257% 0.0004% 0.0003%
Robinson, Paul 736 24,199.68 0.0514% 0.0008% 0.0006%
Roe, Maudi 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Rogers, Gary 1,904 62,603.52 0.1329% 0.0020% 0.0014%
Rogers, I. David 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Romano, Jule 3,046 100,152.48 0.2126% 0.0033% 0.0023%
Rome, Mike 552 18,149.76 0.0385% 0.0006% 0.0004%
Rooney, Richard 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Rosen, Arlene Goodstein 0 0.00 0.0000% 0.0000% 0.0000%
Rosenberg, Elliott 1,904 62,603.52 0.1329% 0.0020% 0.0014%
Ross, Charles Ronald 990 32,551.20 0.0691% 0.0011% 0.0007%
Roth, Elliot 247 8,121.36 0.0172% 0.0003% 0.0002%
Rothman, Robert & Donna 610 20,056.80 0.0426% 0.0007% 0.0005%
Rudar, Norman 2,817 92,622.96 0.1967% 0.0030% 0.0021%
Rushton, Alvey 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Russo, James 1,398 45,966.24 0.0976% 0.0015% 0.0011%
Rust, Dale M. 990 32,551.20 0.0691% 0.0011% 0.0007%
Rusthoven, Terry 876 28,802.88 0.0612% 0.0009% 0.0007%
Rutledge, III, Guy 2,361 77,629.68 0.1648% 0.0025% 0.0018%
S.P. Revocable Trust, Peck 2,285 75,130.80 0.1595% 0.0024% 0.0017%
76
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- ------------------------------------------------------------------------------------------------------------------------
Sadar, Edward 2,285
Sadovsky, Marvin 1,324
Sajan Financial 2,132
Sarrafian, Edgar 762
Satiani, Bhagwan 2,601
Sato, Sam I. 2,132
Saunders Trust 1,066
Savidge, Samuel 572
Scandizzo, John 2,285
Schaeffer, Karl 1,676
Schatten, Joan 610
Schellinger, Richard R. 1,077
Scheurman, Stanley J. Jr. 627
Schiebler, Audrey 1,181
Schiebler, Audrey L. 305
Schmidt, Benno C. 1,030
Schmidt, Jareen 1,030
Schmidt, Terrence 876
Schneider, Sandra 1,693
Scholz, Jack V. 368
Schram, Charles 627
Schuessler, Carl 1,030
Schwartz, Arnold 773
Schwartz, Harold 1,471
Scott, Arthur 1,324
Scott, Brian 662
Scott, Gary 2,942
Seed, John 1,447
Segale, Angelo 1,030
Selig, Allan H. 539
Selinger, Irwin 736
Selver Paul D. 1,077
Sensenbrenner, John 2,132
Shagin, Felix 1,066
Shalam, John 1,219
Shannon, George A. Jr. 539
Shapiro, Michael 552
Sharpe, Lawrence 295
Sheen, Jack H. 539
Sheets, Phillis J. 736
Sher, David 736
Shieldknight, Jimmy 1,177
Shieldknight, Marcia 589
Shink, Simon 610
Shneider, David 1,030
Shollenberger, Dorothy 2,285
Sigmund, Charles A. 572
Silverstein, Stephen 2,501
Smith, Boyd & Jill Trust 4,413
Smith, Boyd C. 4,413 (4,413)
Smith, De Lancey A. 589
Smith, George 2,207
Smith, John 1,030
Smith, Laurence R. Jr. Trust 2,795
Smith, Leslie E. 2,132
Smith, Myrna
Smith, Nathan 1,066
Smith, Sherwood 1,904
Smith, Stanley R. 2,132
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
Investor REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- -----------------------------------------------------------------------------------------------------------------------------------
Sadar, Edward 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Sadovsky, Marvin 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Sajan Financial 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Sarrafian, Edgar 762 25,054.56 0.0532% 0.0008% 0.0006%
Satiani, Bhagwan 2,601 85,520.88 0.1816% 0.0028% 0.0020%
Sato, Sam I. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Saunders Trust 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Savidge, Samuel 572 18,807.36 0.0399% 0.0006% 0.0004%
Scandizzo, John 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Schaeffer, Karl 1,676 55,106.88 0.1170% 0.0018% 0.0013%
Schatten, Joan 610 20,056.80 0.0426% 0.0007% 0.0005%
Schellinger, Richard R. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Scheurman, Stanley J. Jr. 627 20,615.76 0.0438% 0.0007% 0.0005%
Schiebler, Audrey 1,181 38,831.28 0.0824% 0.0013% 0.0009%
Schiebler, Audrey L. 305 10,028.40 0.0213% 0.0003% 0.0002%
Schmidt, Benno C. 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Schmidt, Jareen 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Schmidt, Terrence 876 28,802.88 0.0612% 0.0009% 0.0007%
Schneider, Sandra 1,693 55,665.84 0.1182% 0.0018% 0.0013%
Scholz, Jack V. 368 12,099.84 0.0257% 0.0004% 0.0003%
Schram, Charles 627 20,615.76 0.0438% 0.0007% 0.0005%
Schuessler, Carl 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Schwartz, Arnold 773 25,416.24 0.0540% 0.0008% 0.0006%
Schwartz, Harold 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Scott, Arthur 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Scott, Brian 662 21,766.56 0.0462% 0.0007% 0.0005%
Scott, Gary 2,942 96,732.96 0.2054% 0.0031% 0.0022%
Seed, John 1,447 47,577.36 0.1010% 0.0015% 0.0011%
Segale, Angelo 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Selig, Allan H. 539 17,722.32 0.0376% 0.0006% 0.0004%
Selinger, Irwin 736 24,199.68 0.0514% 0.0008% 0.0006%
Selver Paul D. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Sensenbrenner, John 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Shagin, Felix 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Shalam, John 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Shannon, George A. Jr. 539 17,722.32 0.0376% 0.0006% 0.0004%
Shapiro, Michael 552 18,149.76 0.0385% 0.0006% 0.0004%
Sharpe, Lawrence 295 9,699.60 0.0206% 0.0003% 0.0002%
Sheen, Jack H. 539 17,722.32 0.0376% 0.0006% 0.0004%
Sheets, Phillis J. 736 24,199.68 0.0514% 0.0008% 0.0006%
Sher, David 736 24,199.68 0.0514% 0.0008% 0.0006%
Shieldknight, Jimmy 1,177 38,699.76 0.0822% 0.0013% 0.0009%
Shieldknight, Marcia 589 19,366.32 0.0411% 0.0006% 0.0004%
Shink, Simon 610 20,056.80 0.0426% 0.0007% 0.0005%
Shneider, David 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Shollenberger, Dorothy 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Sigmund, Charles A. 572 18,807.36 0.0399% 0.0006% 0.0004%
Silverstein, Stephen 2,501 82,232.88 0.1746% 0.0027% 0.0019%
Smith, Boyd & Jill Trust 4,413 145,099.44 0.3081% 0.0047% 0.0033%
Smith, Boyd C. 0 0.00 0.0000% 0.0000% 0.0000%
Smith, De Lancey A. 589 19,366.32 0.0411% 0.0006% 0.0004%
Smith, George (1,104) 1,103 36,266.64 0.0770% 0.0012% 0.0008%
Smith, John 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Smith, Laurence R. Jr. Trust 2,795 91,899.60 0.1951% 0.0030% 0.0021%
Smith, Leslie E. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Smith, Myrna 1,104 1,104
Smith, Nathan 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Smith, Sherwood 1,904 62,603.52 0.1329% 0.0020% 0.0014%
Smith, Stanley R. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
77
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- ------------------------------------------------------------------------------------------------------------------------
Smith, Vernon 1,980
Soderberg, Joe 1,030
Solitare, Samuel 4,264
Sommers, Steven 1,177
Sorenson, John 2,132
Sosebee, Lee Allen 3,678
Soskin, William 2,207
Southwest Trust 2,132
Sparks, Sam 1,104
Sparveri, Joseph W. 589
Spellman, John F. 1,077
Spencer, Donn 920
Spillar, Max L. 1,471
Splan, Craig 762
St. Clair, Jr., Wilbur 952
Stafford, Louis 1,030
Stagnari, Elliott 1,828
Stagnari, Ronald E. 610
Stallworth, William 736
Starr, Irwin P. 305
Stein, David 2,506
Stein, Robert 1,219
Steinbrink, William 1,471
Stellato, Robert 1,104
Stenger, Michael 1,523
Stephens, Charles 1,030
Stern, Larry & Karen Lee 2,207
Stevens, Kenneth 1,066
Stevens, Lester F. 2,132
Stevens, Ralph 1,714
Stewart, Charles E. 2,132
Stinghen, Donato 515
Stockneff, Michelle 1,066
Stocknoff, Alan 4,264 (2,132)
Stocknoff, Michael 1,066
Stoddard, Ed 2,132
Stone, Justin 572
Story, William M. &Judith A. JT TEN 539
Strepig, Charles 184
Stufflebam, Rob 662
Stufflebam, Robert E. 724 270
Sullivan, Denis 1,143
Sullivan, James F. 1,839
Summers, Carrol E. 2,132
Sundt, Estate of Thoralf 572
Sussman, Bernard 2,207
Swann, E.F 1,104
Swann, Thomas 1,655
Swaykus, Bernard T. 572
Sweet Family Ltd. Ptshp. 1,523
Sweet, Ross 1,066
Swirsky, Myrna 1,980
Tabbush, Jack 1,104
Taufield, Jeffrey Z. 305
Taylor Trust 515
Taylor, William 368
Temkovits, Robert H. 552
Thomas, M. Ross 2,285
Thompson, Kent 1,181
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
Investor REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- -----------------------------------------------------------------------------------------------------------------------------------
Smith, Vernon 1,980 65,102.40 0.1382% 0.0021% 0.0015%
Soderberg, Joe 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Solitare, Samuel 4,264 140,200.32 0.2977% 0.0046% 0.0032%
Sommers, Steven 1,177 38,699.76 0.0822% 0.0013% 0.0009%
Sorenson, John 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Sosebee, Lee Allen 3,678 120,932.64 0.2568% 0.0039% 0.0028%
Soskin, William 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Southwest Trust 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Sparks, Sam 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Sparveri, Joseph W. 589 19,366.32 0.0411% 0.0006% 0.0004%
Spellman, John F. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Spencer, Donn 920 30,249.60 0.0642% 0.0010% 0.0007%
Spillar, Max L. 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Splan, Craig 762 25,054.56 0.0532% 0.0008% 0.0006%
St. Clair, Jr., Wilbur 952 31,301.76 0.0665% 0.0010% 0.0007%
Stafford, Louis 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Stagnari, Elliott 1,828 60,104.64 0.1276% 0.0020% 0.0014%
Stagnari, Ronald E. 610 20,056.80 0.0426% 0.0007% 0.0005%
Stallworth, William 736 24,199.68 0.0514% 0.0008% 0.0006%
Starr, Irwin P. 305 10,028.40 0.0213% 0.0003% 0.0002%
Stein, David 2,506 82,397.28 0.1749% 0.0027% 0.0019%
Stein, Robert 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Steinbrink, William 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Stellato, Robert 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Stenger, Michael 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Stephens, Charles 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Stern, Larry & Karen Lee 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Stevens, Kenneth 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Stevens, Lester F. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Stevens, Ralph 1,714 56,356.32 0.1197% 0.0018% 0.0013%
Stewart, Charles E. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Stinghen, Donato 515 16,933.20 0.0360% 0.0006% 0.0004%
Stockneff, Michelle 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Stocknoff, Alan 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Stocknoff, Michael 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Stoddard, Ed 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Stone, Justin 572 18,807.36 0.0399% 0.0006% 0.0004%
Story, William M. &Judith A. JT TEN 539 17,722.32 0.0376% 0.0006% 0.0004%
Strepig, Charles 184 6,049.92 0.0128% 0.0002% 0.0001%
Stufflebam, Rob 662 21,766.56 0.0462% 0.0007% 0.0005%
Stufflebam, Robert E. 994 32,682.72 0.0694% 0.0011% 0.0007%
Sullivan, Denis 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Sullivan, James F. 1,839 60,466.32 0.1284% 0.0020% 0.0014%
Summers, Carrol E. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Sundt, Estate of Thoralf 572 18,807.36 0.0399% 0.0006% 0.0004%
Sussman, Bernard 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Swann, E.F 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Swann, Thomas 1,655 54,416.40 0.1155% 0.0018% 0.0012%
Swaykus, Bernard T. 572 18,807.36 0.0399% 0.0006% 0.0004%
Sweet Family Ltd. Ptshp. 1,523 50,076.24 0.1063% 0.0016% 0.0011%
Sweet, Ross 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Swirsky, Myrna 1,980 65,102.40 0.1382% 0.0021% 0.0015%
Tabbush, Jack 1,104 36,299.52 0.0771% 0.0012% 0.0008%
Taufield, Jeffrey Z. 305 10,028.40 0.0213% 0.0003% 0.0002%
Taylor Trust 515 16,933.20 0.0360% 0.0006% 0.0004%
Taylor, William 368 12,099.84 0.0257% 0.0004% 0.0003%
Temkovits, Robert H. 552 18,149.76 0.0385% 0.0006% 0.0004%
Thomas, M. Ross 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Thompson, Kent 1,181 38,831.28 0.0824% 0.0013% 0.0009%
78
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- -----------------------------------------------------------------------------------------------------------------------
Thompson, Robert 184
Thyrre, Marilyn 2,207
Tisch Tenants 2,207
Todino, Joseph R. 1,077
Toolan, John P. 4,569
Traeger, Norman Lewis 539
Tramontozzi, Anthony 4,721
Trapp, Daniel 539
Trautman, William E. 736
Tromp, Leonard S. 2,132 (2,132)
Tromp, Leonard S. & Elizabeth J. 2,132
Trudeau, Garretson 736
Trumble, Ed 2,132
Trumble, Edward 1,545
Trumble, Edward P 1,030
Tucker, Richard 1,030
Tupler, Austin 2,207
Turman, David 952
Turner, Clyde T. 4,413
Twining, Paul 589
Uible, John 6,776 (6,776)
Underwood, Leonard 3,678
Usgaonker, R.S. 2,942
Van Meter, Stephen & Sharon 3,960
Van Wieren, Clare 2,437
Vanadurongvan, Kanya 572
Vance, Robert 920
Varble, Daniel 2,207
Vaughn Petroleum 25,737
Vaughn, Thomas F. 1,143
Vigil, Dr. Alfredo 610
Wakefield, William J. 368
Waldorf Associates 2,285
Waldorf, Kenneth 3,731
Walker, Barret 876
Wallace, John 1,177
Wallace, Wilson K. 270
Walter Eprecht And. 1,398
Wander, John 1,066
Ware, Charles T. 736
Ware, Cornelius 2,942
Ware, Cornelius S. 1,471
Ware, Lamar 1,143
Watson, Diane Berenson 2,285
Weatherbee, Robert 762
Weavil, David 736
Webb, Philip 305
Webb, Rhonda 305
Weick, Edward B. 539
Weiner, Stanford 2,207
Weintraub, George 368
Weiss, Benjamin J. 1,219
Weiss, Stanley 2,132
Weiss, William W. 1,077
Wenck, William A. 368
Wesson, Craig 1,143
West Elizabeth Lumber 1,471
West, Gerald 368
West, Joel J. 305
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
Investor REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- -----------------------------------------------------------------------------------------------------------------------------------
Thompson, Robert 184 6,049.92 0.0128% 0.0002% 0.0001%
Thyrre, Marilyn 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Tisch Tenants 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Todino, Joseph R. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Toolan, John P. 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Traeger, Norman Lewis 539 17,722.32 0.0376% 0.0006% 0.0004%
Tramontozzi, Anthony 4,721 155,226.48 0.3296% 0.0051% 0.0036%
Trapp, Daniel 539 17,722.32 0.0376% 0.0006% 0.0004%
Trautman, William E. 736 24,199.68 0.0514% 0.0008% 0.0006%
Tromp, Leonard S. 0 0.00 0.0000% 0.0000% 0.0000%
Tromp, Leonard S. & Elizabeth J. 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Trudeau, Garretson 736 24,199.68 0.0514% 0.0008% 0.0006%
Trumble, Ed 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Trumble, Edward 1,545 50,799.60 0.1079% 0.0017% 0.0012%
Trumble, Edward P. 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Tucker, Richard 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Tupler, Austin 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Turman, David 952 31,301.76 0.0665% 0.0010% 0.0007%
Turner, Clyde T. 4,413 145,099.44 0.3081% 0.0047% 0.0033%
Twining, Paul 589 19,366.32 0.0411% 0.0006% 0.0004%
Uible, John 0 0.00 0.0000% 0.0000% 0.0000%
Underwood, Leonard 3,678 120,932.64 0.2568% 0.0039% 0.0028%
Usgaonker, R.S. 2,942 96,732.96 0.2054% 0.0031% 0.0022%
Van Meter, Stephen & Sharon 3,960 130,204.80 0.2764% 0.0042% 0.0030%
Van Wieren, Clare 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Vanadurongvan, Kanya 572 18,807.36 0.0399% 0.0006% 0.0004%
Vance, Robert 920 30,249.60 0.0642% 0.0010% 0.0007%
Varble, Daniel 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Vaughn Petroleum 25,737 846,232.56 1.7967% 0.0275% 0.0194%
Vaughn, Thomas F. 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Vigil, Dr. Alfredo 610 20,056.80 0.0426% 0.0007% 0.0005%
Wakefield, William J. 368 12,099.84 0.0257% 0.0004% 0.0003%
Waldorf Associates 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Waldorf, Kenneth 3,731 122,675.28 0.2605% 0.0040% 0.0028%
Walker, Barret 876 28,802.88 0.0612% 0.0009% 0.0007%
Wallace, John 1,177 38,699.76 0.0822% 0.0013% 0.0009%
Wallace, Wilson K. 270 8,877.60 0.0188% 0.0003% 0.0002%
Walter Eprecht And. 1,398 45,966.24 0.0976% 0.0015% 0.0011%
Wander, John 1,066 35,050.08 0.0744% 0.0011% 0.0008%
Ware, Charles T. 736 24,199.68 0.0514% 0.0008% 0.0006%
Ware, Cornelius 2,942 96,732.96 0.2054% 0.0031% 0.0022%
Ware, Cornelius S. 1,471 48,366.48 0.1027% 0.0016% 0.0011%
Ware, Lamar 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Watson, Diane Berenson 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Weatherbee, Robert 762 25,054.56 0.0532% 0.0008% 0.0006%
Weavil, David 736 24,199.68 0.0514% 0.0008% 0.0006%
Webb, Philip 305 10,028.40 0.0213% 0.0003% 0.0002%
Webb, Rhonda 305 10,028.40 0.0213% 0.0003% 0.0002%
Weick, Edward B. 539 17,722.32 0.0376% 0.0006% 0.0004%
Weiner, Stanford 2,207 72,566.16 0.1541% 0.0024% 0.0017%
Weintraub, George 368 12,099.84 0.0257% 0.0004% 0.0003%
Weiss, Benjamin J. 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Weiss, Stanley 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Weiss, William W. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Wenck, William A. 368 12,099.84 0.0257% 0.0004% 0.0003%
Wesson, Craig 1,143 37,581.84 0.0798% 0.0012% 0.0009%
West Elizabeth Lumber 1,471 48,366.48 0.1027% 0.0016% 0.0011%
West, Gerald 368 12,099.84 0.0257% 0.0004% 0.0003%
West, Joel J. 305 10,028.40 0.0213% 0.0003% 0.0002%
79
FEB 1ST MAY 7TH AUGUST 21ST TRANSFERS AND/OR TRANSFERS AND OR
Investor OFFERING OFFERING OFFERING REDEMPTIONS 9/1/99 REDEMPTIONS 10/1/99
- -----------------------------------------------------------------------------------------------------------------------
Wheaton, Richard 2,437
Whisler, Jon H. 552 539
White, Martin 1,219
Whitley, Gerald 876
Wiegand, Edwin 1,219
Williams, Charles 1,143
Williamson, Heidi 2,285
Wilner Trust 1,398
Wilson, Plato 6,767
Wilson, Susan 2,132
Wilson, W. 589
Windfeldt, Peter 610
Wiseman, Charles R. 1,077
Witt, W. Thurman 2,285
Witten, M.D. Bruce 2,795
Wolf, Albert 3,046
Wolf, Ronald 305
Wood, Dennis 1,839
Wood, James 2,438
Woodman, Stephen 876
Wright, John 412
Wright, Kenneth 2,132
Wright, Kenneth L. 2,060 1,077
Wyler, David 153
Wyler, Katherine 153
Yaspan, Robert 1,077
Yassine, Zouhair 2,285
Youngblood, Alice 1,030
Zack, Herbert 4,413
Zack, Ronald 4,569
Zisser, Barry 1,324
Zubowski, Gale 2,207
------------ ------- ---------- ----------------- --------------------
1,353,204 69,221 10,027 0 0
============ ======= ========== ================= ====================
TRANSFERS AND OR TOTAL SHARES TOTAL COMMON %
Investor REDEMPTIONS 11/1/99 OWNED VALUE UNITS INTEREST
- -----------------------------------------------------------------------------------------------------------------------------------
Wheaton, Richard 2,437 80,128.56 0.1701% 0.0026% 0.0018%
Whisler, Jon H. 1,091 35,872.08 0.0762% 0.0012% 0.0008%
White, Martin 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Whitley, Gerald 876 28,802.88 0.0612% 0.0009% 0.0007%
Wiegand, Edwin 1,219 40,080.72 0.0851% 0.0013% 0.0009%
Williams, Charles 1,143 37,581.84 0.0798% 0.0012% 0.0009%
Williamson, Heidi 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Wilner Trust 1,398 45,966.24 0.0976% 0.0015% 0.0011%
Wilson, Plato 6,767 222,498.96 0.4724% 0.0072% 0.0051%
Wilson, Susan 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Wilson, W. 589 19,366.32 0.0411% 0.0006% 0.0004%
Windfeldt, Peter 610 20,056.80 0.0426% 0.0007% 0.0005%
Wiseman, Charles R. 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Witt, W. Thurman 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Witten, M.D. Bruce 2,795 91,899.60 0.1951% 0.0030% 0.0021%
Wolf, Albert 3,046 100,152.48 0.2126% 0.0033% 0.0023%
Wolf, Ronald 305 10,028.40 0.0213% 0.0003% 0.0002%
Wood, Dennis 1,839 60,466.32 0.1284% 0.0020% 0.0014%
Wood, James 2,438 80,161.44 0.1702% 0.0026% 0.0018%
Woodman, Stephen 876 28,802.88 0.0612% 0.0009% 0.0007%
Wright, John 412 13,546.56 0.0288% 0.0004% 0.0003%
Wright, Kenneth 2,132 70,100.16 0.1488% 0.0023% 0.0016%
Wright, Kenneth L. 3,137 103,144.56 0.2190% 0.0034% 0.0024%
Wyler, David 153 5,030.64 0.0107% 0.0002% 0.0001%
Wyler, Katherine 153 5,030.64 0.0107% 0.0002% 0.0001%
Yaspan, Robert 1,077 35,411.76 0.0752% 0.0012% 0.0008%
Yassine, Zouhair 2,285 75,130.80 0.1595% 0.0024% 0.0017%
Youngblood, Alice 1,030 33,866.40 0.0719% 0.0011% 0.0008%
Zack, Herbert 4,413 145,099.44 0.3081% 0.0047% 0.0033%
Zack, Ronald 4,569 150,228.72 0.3190% 0.0049% 0.0034%
Zisser, Barry 1,324 43,533.12 0.0924% 0.0014% 0.0010%
Zubowski, Gale 2,207 72,566.16 0.1541% 0.0024% 0.0017%
------------------ -------------- ------------- --------- --------- -----------
0 1,432,452 46,963,392 100% 1.5284% 1.0759%
================== ============== ============= ========= ========= ===========