SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the quarterly period ended December 31, 2003
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the transition period from _______________________ to __________________
Commission file number 000-1837
FEDERAL SCREW WORKS
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
MICHIGAN 38-0533740
(State or other jurisdiction of (I.R.S. Employer Identification No.)
Incorporation or organization)
20229 NINE MILE ROAD, ST. CLAIR SHORES, MICHIGAN 48080
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 586-443-4200
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to filed such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes [X] No [ ]
Indicate by check mark whether the registrant is an accelerated filer (as
defined in Exchange Act Rule 12b-5).
Yes [ ] No [X]
The number of shares outstanding of each of the Registrant's classes of common
stock, as of March 25, 2004, is as follows:
Title of Class Number of Shares Outstanding
Common Stock, 1,425,595
$1 Par Value
EXPLANATORY NOTE
We are filing this amendment to our Quarterly Report on Form 10-Q
originally filed with the Securities and Exchange Commission on February 13,
2004, solely for the purpose of refiling Exhibits 31.1 and 31.2. Except as
specifically indicated herein, no other information included in our Quarterly
Report on Form 10-Q is amended by this Form 10-Q/A.
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
(a) The exhibits included with this Form 10-Q are set forth as on the Index
to Exhibits.
(b)(1) On October 24, 2003, the Company furnished information regarding its
financial results for the quarter and year-to-date as of September 30, 2003,
under Items 7 and 12 of Form 8-K.
(b)(2) On December 3, 2003, the Company furnished information regarding its
stock repurchase program under Item 5 of Form 8-K.
2
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Company has duly caused this amendment to be signed on
its behalf by the undersigned, thereunto duly authorized.
FEDERAL SCREW WORKS
(Company)
By: /s/ W.T. ZurSchmiede, Jr.
----------------------------------------
W. T. ZurSchmiede, Jr.
Chairman, Chief Financial
Officer and Secretary
Date: March 25, 2004
3
EXHIBIT INDEX
EXHIBIT
NO. DESCRIPTION
- ------- -----------
31.1 Certification of the Chief Executive Officer of Company, dated February 13,
2004, relating to the Company's Quarterly Report on Form 10-Q for the period
ended December 31, 2003. (1)
31.2 Certification of the Chief Financial Officer of Company, dated February 13,
2004, relating to the Company's Quarterly Report on Form 10-Q for the period
ended December 31, 2003. (1)
32.1 Certification of Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (2)
32.2 Certification of Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (2)
(1) Filed herewith
(2) Filed with initial filing of December 31, 2003 Form 10-Q
4