1 --------------------------- OMB APPROVAL --------------------------- UNITED STATES OMB NUMBER: 3235-0191 SECURITIES AND EXCHANGE COMMISSION Expires: November 30, 1996 WASHINGTON, D.C. 20549 Estimated average burden hours per response . . 0.20 --------------------------- FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13A-17 OR 15D-7 THEREUNDER ADVANCE ROSS CORPORATION ------------------------------------------------------------------------------- (Exact name of issuer as specified in charter) 233 South Wacker Drive, Suite 9700, Chicago, Illinois 60606-6502 ------------------------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code (312) 382-1100 -------------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security Common Stock --------------------------------------------------------- 2. Number of shares outstanding before the change 3,532,337 ---------------------------- 3. Number of shares outstanding after the change 7,064,674 ----------------------------- 4. Effective date of change August 25, 1995 -------------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.): Stock split in form of a 100% stock dividend ---------------------------------------------------------------------------- Give brief description of transaction: A common stock split done as a 100% ------------------------------------- stock dividend to holders of record as of August 25, 1995 ---------------------------------------------------------------------------- II. CHANGE IN NAME OF ISSUER 1. Name prior to change ------------------------------------------------------- 2. Name after change ---------------------------------------------------------- 3. Effective date of charter amendment changing name -------------------------- 4. Date of shareholder approval of change, if required ------------------------ Date August 9, 1995 /s/ RANDY M. JOSEPH ----------------------- -------------------------------------- Randy M. Joseph, Vice President, Chief Financial Officer and Treasurer