1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A AMENDMENT NO. 1 (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 1997 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from _______________ to ______________ Commission file number 000-19608 ARI Network Services, Inc. -------------------------- (Exact name of registrant as specified in its charter.) WISCONSIN 39-1388360 - ------------------------------- -------------------------------- (State or other jurisdiction of (IRS Employer Identification No.) incorporation or organization) 330 E. Kilbourn Avenue, Milwaukee, Wisconsin 53202 --------------------------------------------------- (Address of principal executive office) Registrant's telephone number, including area code (414) 278-7676 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of The Securities Exchange Act of 1934 during the preceding twelve months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past ninety days. YES__X__ NO_____ Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of March 10, 1997. Common Stock, Par Value $.001 Per Shares 14,763,906 Shares Outstanding 1 2 This filing is being made to include Exhibit 27, Finacial Data Schedule which was inadvertently omitted from the original filing. SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ARI Network Services, Inc. (Registrant) Date: May 5, 1997 /s/ Brian E. Dearing -------------------------------- Brian E. Dearing, President & CEO (and acting CFO) 3 EXHIBIT INDEX Exhibit Sequentially Number Description Numbered Page - ------- ----------- ------------- 27 Financial Data Schedule