1 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 SEPTEMBER 10, 1998 (Date of Report/Date of Earliest Reportable Event) UNIVERSAL FOODS CORPORATION (Exact name of registrant as specified in its charter) WISCONSIN 1-7626 39-0561070 (State or other (Commission File (IRS Employer jurisdiction of Number) ID Number) incorporation) 433 EAST MICHIGAN STREET MILWAUKEE, WISCONSIN 53202 (Address of principal executive offices) (414) 271-6755 (Registrant's telephone number, including area code) ================================================================================ 2 ITEM 5. OTHER EVENTS. On September 10, 1998, the Board of Directors of Universal Foods Corporation (the "Company"), acting pursuant to its authority under Section 12.1 of the Company's 1998 Stock Option Plan (the "Plan"), adopted Amendment No. 1 to the Plan. The full text of Amendment No. 1 is attached to this report as Exhibit 99.1. 2 3 ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) Exhibits. 99.1 Amendment No. 1 dated September 10, 1998 to the Universal Foods Corporation 1998 Stock Option Plan. 3 4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. UNIVERSAL FOODS CORPORATION By: /s/ John L. Hammond --------------------------------------- Name: John L. Hammond Title: Vice President, Secretary and General Counsel Dated: October 6 , 1998 4 5 EXHIBIT INDEX UNIVERSAL FOODS CORPORATION FORM 8-K INCORPORATED EXHIBIT HEREIN BY FILED NUMBER DESCRIPTION REFERENCE HEREWITH - ------------ ---------------------------------------- ------------ -------- 99.1 Amendment No. 1 dated September 10, 1998 X to the Universal Foods Corporation 1998 Stock Option Plan. 5