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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 31, 2001
UNICAPITAL CORPORATION
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(Exact name of registrant as specified in its charter)
DELAWARE 001-13973 65-0788314
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
10800 BISCAYNE BOULEVARD, MIAMI, FLORIDA 33161
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(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code: (305) 899-5000
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Item 5. Other Events
As previously reported, UniCapital Corporation, a Delaware corporation
(the "Company"), together with certain of its subsidiaries, filed voluntary
Petitions for Relief under the provisions of Chapter 11 of the United States
Bankruptcy Code in the U.S. Bankruptcy Court for the Southern District of New
York (the "Bankruptcy Court"), Case Nos. 00-42719 through 00-42838, on December
11, 2000. The Company retains control of its assets and is authorized to operate
its business as a debtor-in-possession under the jurisdiction of the Bankruptcy
Court.
As a result of the Chapter 11 proceeding, the Company is required to
file with the Bankruptcy Court schedules of monthly cash receipts and
disbursements (the "Monthly Operating Statements"). On May 31, 2001, the Company
filed a Monthly Operating Statement with the Bankruptcy Court covering the
period of April 1, 2001 to April 30, 2001. Exhibit 99.1 to this Current Report
on Form 8-K contains the text of the Monthly Operating Statement as filed with
the Bankruptcy Court.
The financial data included in the Monthly Operating Statement are not
audited. The Monthly Operating Statement is in a format prescribed by applicable
bankruptcy laws. There can be no assurance that, from the perspective of an
investor or potential investor in the Company's securities, the Monthly
Operating Statement is complete. The Monthly Operating Statement also contains
information for periods different from those required in the Company's reports
pursuant to the Securities Exchange Act of 1934, as amended ("Exchange Act").
This information might not be indicative of the Company's financial condition or
operating results for the period that would be reflected in the Company's
financial statements or in its reports pursuant to the Exchange Act. Results set
forth in any Monthly Operating Statement should not be viewed as indicative of
future results.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits.
99.1 Schedule of Cash Receipts and Disbursements for the Period
April 1, 2001 to April 30, 2001.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
UNICAPITAL CORPORATION
Date: June 11, 2001 By: /s/ E. Talbot Briddell
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E. Talbot Briddell
Chief Executive Officer
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EXHIBIT INDEX
Exhibit No. Document Description
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99.1 Schedule of Cash Receipts and Disbursements for the Period
April 1, 2001 to April 30, 2001.
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