SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) January 24, 2002 PEN HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 333-60599 62-0852576 --------------- ----------------------- ------------------ (State or other (Commission File Number) (IRS Employer jurisdiction of Identification No.) incorporation) 5110 Maryland Way, Suite 300 Brentwood, Tennessee 37027 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (615) 371-7300 ITEM 3. BANKRUPTCY RECEIVERSHIP. On January 24, 2002, Pen Holdings, Inc., a Tennessee corporation ("Pen Holdings") and five of its subsidiaries (collectively, the "Company") filed voluntary petitions for relief under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Middle District of Tennessee (the "Bankruptcy Court") (Joint Administration Case Number: 302-00979). The Company will continue to operate its business as a "debtor-in-possession" under the jurisdiction of the Bankruptcy Court and in accordance with the applicable provisions of the Bankruptcy Code. On January 25, 2002, the Company issued a press release relating to the foregoing. A copy of the release is attached hereto as Exhibit 99.1 and is incorporated in its entirety herein by reference. ITEM 7. EXHIBITS. (c) Exhibit No. Document Description - ----------- -------------------- Exhibit 99.1 Press Release dated January 25, 2002 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PEN HOLDINGS, INC. Dated: February 1, 2002 By: /s/ Mark A. Oldham -------------------------- Name: Mark A. Oldham Title: Chief Financial Officer Exhibit Index Exhibit No. Document Description - ----------- -------------------- Exhibit 99.1 Press Release dated January 25, 2002