1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2001 AZURIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-15065 76-0589114 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification Number) 333 Clay Street, Suite 1000 Houston, Texas 77002 (Address of principal executive offices) (Zip Code) (713) 646-6001 (Registrant's telephone number, including area code) 2 ITEM 5. OTHER EVENTS. On March 16, 2001, Azurix Corp. ("Azurix") issued a press release announcing that its shareholders voted to approve and adopt the Agreement and Plan of Merger by and among Enron Corp., Enron BW Corp., a wholly owned indirect subsidiary of Enron, and Azurix dated as of December 15, 2000. The merger was consummated on March 16, 2001, at which time Enron BW Corp. was merged into Azurix with Azurix being the surviving corporation. Under the Agreement and Plan of Merger, as a result of the merger, each issued and outstanding share of Azurix common stock, other than those shares held by Atlantic Water Trust, Enron Corp., Enron BW Corp. Azurix and any of their wholly owned subsidiaries, was canceled and converted into the right to receive $8.375 per share (rounding up the aggregate cash to be paid to each such shareholder, to the extent necessary, to the next $.01). ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits Exhibit 99.1 - Press Release dated March 16, 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AZURIX CORP. Date: March 16, 2001 By: /s/ JOHN L. GARRISON, JR. -------------------------- John L. Garrison, Jr. President and Chief Executive Officer 3 EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION - ------- ----------- 99.1 Press Release dated March 16, 2001.