1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): SEPTEMBER 21, 2001 CONOCO INC. (Exact name of registrant as specified in its charter) <Table> DELAWARE 1-14521 51-0370352 (State or other jurisdiction of (Commission (I.R.S. Employer incorporation) File Number) Identification No.) </Table> 600 NORTH DAIRY ASHFORD ROAD HOUSTON, TEXAS 77079 (Address of principal executive offices and zip code) Registrant's telephone number, including area code: 281-293-1000 2 ITEM 5. OTHER EVENTS On September 21, 2001, Conoco Inc. (the "Company") announced that, at the special meeting held on September 21, 2001, its stockholders had approved the elimination of the Company's dual class capital structure by combining the Company's Class A common stock and Class B common stock into a single class of new common stock on a one-for-one basis. The press release is filed as Exhibit 99.1 to this Current Report on Form 8-K. The transaction was approved by the Company's Class A common stockholders and Class B common stockholders voting together as a single class and by the Company's Class B common stockholders voting as a separate class. After the transaction, the holders of the new common stock will have one vote per share on all matters submitted to a stockholder vote. Also on September 21, 2001, Conoco announced that lower natural gas and crude oil prices, an increased level of exploration and higher operating costs are expected to result in third quarter earnings ranging between 55 and 60 cents per diluted share, before special items. The press release is filed as Exhibit 99.2 to this Current Report on Form 8-K. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.1 -- Press release issued by Conoco Inc. on September 21, 2001 99.2 -- Press release issued by Conoco Inc. on September 21, 2001 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CONOCO INC. By: /s/ R. W. GOLDMAN ----------------------------- Name: R. W. Goldman Title: Senior Vice President, Finance, and Chief Financial Officer Date: September 24, 2001 4 EXHIBIT INDEX EXHIBIT NO. DESCRIPTION OF EXHIBIT ----------- ---------------------- 99.1 Press release issued by Conoco Inc. on September 21, 2001 99.2 Press release issued by Conoco Inc. on September 21, 2001