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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Date of report (Date of earliest event reported): August 13, 2002
ENRON CORP.
(Exact Name of Registrant as Specified in Its Charter)
OREGON
(State or Other Jurisdiction of Incorporation)
47-0255140
1-13159 (I.R.S. Employer
(Commission File Number) Identification No.)
ENRON BUILDING
1400 SMITH STREET
HOUSTON, TEXAS 77002
(Address of Principal Executive Offices) (Zip Code)
(713) 853-6161
(Registrant's Telephone Number, Including Area Code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
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ITEM 5. OTHER EVENTS
(a) Attached hereto as Exhibit 99.1 is the certification of the
Company's Interim Chief Executive Officer and Chief Restructuring Officer dated
August 13, 2002, submitted to the Securities and Exchange Commission (the "SEC")
pursuant to an Order of the SEC issued on June 27, 2002 under Section 21(a) of
the Securities and Exchange Act of 1934 (the "Certification Order").
(b) Attached hereto as Exhibit 99.2 is the certification of the
Company's Chief Financial Officer dated August 13, 2002, submitted to the SEC
pursuant to the Certification Order.
As explained in a November 8, 2001 Form 8-K filed by the Company with the SEC,
the previously issued financial statements of the Company for the fiscal years
ended December 31, 1997 through 2000 and for the first and second quarters of
2001 and the audit reports covering the year-end financial statements for 1997
through 2000 should not be relied upon. In addition, as explained in an April
22, 2002 Form 8-K filed by the Company, the financial statements of the Company
for the third quarter of 2001 should not be relied upon. As explained in a
February 12, 2002 Form 8-K filed by the Company with the SEC, the Company
believes the existing equity of the Company has and will have no value and that
any plan under chapter 11 of title 11 of the United States Code confirmed by the
Bankruptcy Court will not provide the Company's existing equityholders with any
recovery.
ITEM 7. EXHIBITS
99.1 Certification of Stephen F. Cooper, dated August 13, 2002.
99.2 Certification of Raymond M. Bowen, Jr., dated August 13, 2002.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: August 13, 2002
ENRON CORP.
By: /s/ Raymond M. Bowen, Jr.
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Name: Raymond M. Bowen, Jr.
Title: Executive Vice President & Chief
Financial Officer
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EXHIBIT INDEX
99.1 Certification of Stephen F. Cooper, dated August 13, 2002.
99.2 Certification of Raymond M. Bowen, Jr., dated August 13, 2002.
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