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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR/A
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number 811-01540
AIM Funds Group
(Exact name of registrant as specified in charter)
11 Greenway Plaza, Suite 100 Houston, Texas 77046
(Address of principal executive offices) (Zip code)
Robert H. Graham 11 Greenway Plaza, Suite 100 Houston, Texas 77046
(Name and address of agent for service)
Registrant's telephone number, including area code: (713) 626-1919
Date of fiscal year end: 12/31
Date of reporting period: 12/31/05
Explanatory Note
The Registrant is filing this Amendment to its Certified Shareholder Report on
Form N-CSR filed with the Securities and Exchange Commission on March 10, 2006
for the period ended December 31, 2005 to amend Item 1 "Reports to Stockholders"
with respect to AIM Basic Balanced Fund's annual report to correct the annual
returns for Class A shares shown in such annual report. This Form N-CSR/A also
updates Item 11 "Controls and Procedures" and Item 12 "Exhibits." Other than the
aforementioned revisions, this Form N-CSR/A does not reflect events occurring
after the filing of the original Form N-CSR, or modify or update the disclosures
therein in any way.
IMPORTANT INFORMATION REGARDING
AIM BASIC BALANCED FUND
SUPPLEMENT DATED MAY 8, 2006, TO THE ANNUAL REPORT DATED DECEMBER 31, 2005
May 8, 2006
Dear Shareholder:
In the last couple of months, you should have received an annual report for AIM
Basic Balanced Fund dated December 31, 2005.
On page 7 of the annual report, in the Fund's long-term performance section,
performance for the Fund's Class A shares was misstated.
We apologize for any inconvenience our error may have caused. A corrected
version of the Fund's long-term performance page--as of December
31, 2005--appears on the back of this letter.
The Fund will not incur any costs associated with printing and mailing this
correction.
A corrected version of the full report can be viewed at AIMinvestments.com.
Click on the "Products & Performance" tab and then click on the "Prospectuses"
link at the bottom of the page. Select "AIM Basic Balanced Fund" from the
drop-down menu and then click on the annual report link labeled "12/31/05."
AIM Investment Services, Inc.
==============================================================================
THIS REPORT MUST BE ACCOMPANIED OR PRECEDED BY A CURRENTLY EFFECTIVE FUND
PROSPECTUS, WHICH CONTAINS MORE COMPLETE INFORMATION, INCLUDING SALES
CHARGES AND EXPENSES. INVESTORS SHOULD READ IT CAREFULLY BEFORE INVESTING.
==============================================================================
- ------------------------------------------------------------
NOT FDIC INSURED | MAY LOSE VALUE | NO BANK GUARANTEE
- ------------------------------------------------------------
[YOUR GOALS. OUR SOLUTIONS.] [AIM INVESTMENTS LOGO APPEARS HERE]
--Registered Trademark-- --Registered Trademark--
AIMinvestments.com BBA-STK-2 05/06 A I M Distributors,Inc.
AIM BASIC BALANCED FUND
SUPPLEMENT DATED MAY 8, 2006, TO THE ANNUAL REPORT DATED DECEMBER 31, 2005
Long-term performance figures for the Fund's Class A shares presented on page 7
of the AIM Basic Balanced Fund annual report dated December 31, 2005, were
incorrect and overstated the performance for the shares.
The annual report showed that as of December 31, 2005, and including applicable
sales charges, the Fund's Class A shares returned 5.48% since inception on
September 28, 2001 and -0.12% for one year. In fact, those performance figures
should have been 5.29% and -0.91%, respectively.
Below is a corrected version of the Fund's long-term performance information as
it should have appeared in the Fund's annual report dated December 31, 2005.
AVERAGE ANNUAL TOTAL RETURNS
- --------------------------------
As of 12/31/05, including
applicable sales charges
CLASS A SHARES
- --------------------------------
Inception (9/28/01) 5.29%
- --------------------------------
1 Year -0.91
- --------------------------------
CLASS B SHARES
- --------------------------------
Inception (9/28/01) 5.58%
- --------------------------------
1 Year -0.96
- --------------------------------
CLASS C SHARES
- --------------------------------
Inception (9/28/01) 5.99%
- --------------------------------
1 Year 3.04
- --------------------------------
CLASS R SHARES
- --------------------------------
Inception 6.49%
- --------------------------------
1 Year 4.47
- --------------------------------
INVESTOR CLASS SHARES
- --------------------------------
Inception 6.69%
- --------------------------------
1 Year 4.85
- --------------------------------
CLASS R SHARES' INCEPTION DATE REFLECT RULE 12b-1 FEES TINGENT DEFERRED SALES
IS APRIL 30, 2004. RETURNS APPLICABLE TO CLASS A SHARES. CHARGE (CDSC) FOR THE PERIOD
SINCE THAT DATE ARE HISTORICAL THE PERFORMANCE DATA QUOTED INVOLVED. THE CDSC ON CLASS B
RETURNS. ALL OTHER RETURNS ARE REPRESENT PAST PERFORMANCE AND SHARES DECLINES FROM 5%
BLENDED RETURNS OF HISTORICAL CANNOT GUARANTEE COMPARABLE BEGINNING AT THE TIME OF
CLASS R SHARE PERFORMANCE AND FUTURE RESULTS; CURRENT PURCHASE TO 0% AT THE
RESTATED CLASS A SHARE PERFORMANCE MAY BE LOWER OR BEGINNING OF THE SEVENTH YEAR.
PERFORMANCE (FOR PERIODS PRIOR HIGHER. PLEASE VISIT OUR WEB THE CDSC ON CLASS C SHARES IS
TO THE INCEPTION DATE OF CLASS SITE AT AIMINVESTMENTS.COM FOR 1% FOR THE FIRST YEAR AFTER
R SHARES) AT NET ASSET VALUE, THE MOST RECENT MONTH-END PURCHASE. CLASS R SHARES DO
ADJUSTED TO REFLECT THE HIGHER PERFORMANCE. PERFORMANCE NOT HAVE A FRONT-END SALES
RULE 12b-1 FEES APPLICABLE TO FIGURES REFLECT REINVESTED CHARGE; RETURNS SHOWN ARE AT
CLASS R SHARES. DISTRIBUTIONS, CHANGES IN NET NET ASSET VALUE AND DO NOT
INVESTOR CLASS SHARES' ASSET VALUE AND THE EFFECT OF REFLECT A 0.75% CDSC THAT MAY
INCEPTION DATE IS JULY 15, THE MAXIMUM SALES CHARGE BE IMPOSED ON A TOTAL
2005. RETURNS SINCE THAT DATE UNLESS OTHERWISE STATED. REDEMPTION OF RETIREMENT PLAN
ARE HISTORICAL RETURNS. ALL INVESTMENT RETURN AND ASSETS WITHIN THE FIRST YEAR.
OTHER RETURNS ARE BLENDED PRINCIPAL VALUE WILL FLUCTUATE INVESTOR CLASS SHARES DO NOT
RETURNS OF HISTORICAL INVESTOR SO THAT YOU MAY HAVE A GAIN OR HAVE A FRONT-END SALES CHARGE
CLASS SHARE PERFORMANCE AND LOSS WHEN YOU SELL SHARES. OR A CDSC; THEREFORE,
RESTATED CLASS A SHARE CLASS A SHARE PERFORMANCE PERFORMANCE IS AT NET ASSET
PERFORMANCE (FOR PERIODS PRIOR REFLECTS THE MAXIMUM 5.50% VALUE.
TO THE INCEPTION DATE OF SALES CHARGE, AND CLASS B AND THE PERFORMANCE OF THE FUND'S
INVESTOR CLASS SHARES) AT NET CLASS C SHARE PERFORMANCE SHARE CLASSES WILL DIFFER DUE
ASSET VALUE, ADJUSTED TO REFLECTS THE APPLICABLE TO DIFFERENT SALES CHARGE
CON- STRUCTURES AND CLASS EXPENSES.
ITEM 2. CODE OF ETHICS.
As of the end of the period covered by this report, the Registrant had
adopted a code of ethics (the "Code") that applies to the Registrant's
principal executive officer ("PEO") and principal financial officer
("PFO"). There were no amendments to the Code during the period covered by
the report. The Registrant did not grant any waivers, including implicit
waivers, from any provisions of the Code to the PEO or PFO during the
period covered by this report.
ITEM 3. AUDIT COMMITTEE FINANCIAL EXPERT.
The Board of Trustees has determined that the Registrant has at least one
audit committee financial expert serving on its Audit Committee.
On the date of the reporting period, October 31, 2005, the Registrant's
audit committee financial expert was Prema Mathai-Davis. Dr. Mathai-Davis
is "independent" within the meaning of that term as used in Form N-CSR.
On October 27, 2005, the Board of Trustees determined that Raymond Stickel,
Jr. is an audit committee financial expert. Mr. Stickel was appointed to
the Registrant's Audit Committee effective as of October 1, 2005. Mr.
Stickel is "independent" within the meaning of that term as used in Form
N-CSR.
ITEM 4. PRINCIPAL ACCOUNTANT FEES AND SERVICES.
FEES BILLED BY PWC RELATED TO THE REGISTRANT
PWC billed the Registrant aggregate fees for services rendered to the
Registrant for the last two fiscal years as follows:
Percentage of Fees
Billed Applicable Percentage of Fees
to Non-Audit Billed Applicable to
Services Provided Non-Audit Services
Fees Billed for for fiscal year end Provided for fiscal
Services Rendered 2005 Pursuant to Fees Billed for year end 2004
to the Registrant Waiver of Services Rendered to Pursuant to Waiver
for fiscal year end Pre-Approval the Registrant for of Pre-Approval
2005 Requirement(1) fiscal year end 2004 Requirement(1)
------------------- ------------------- -------------------- --------------------
Audit Fees $298,561 N/A $338,330 N/A
Audit-Related Fees (2) $ 19,250 0% $ 0 0%
Tax Fees(3) $ 76,216 0% $ 67,118 0%
All Other Fees $ 0 0% $ 0 0%
-------- --- -------- ---
Total Fees $394,027 0% $405,448 0%
======== === ======== ===
PWC billed the Registrant aggregate non-audit fees of $95,466 for the fiscal
year ended 2005, and $67,118 for the fiscal year ended 2004, for non-audit
services rendered to the Registrant.
- ----------
(1) With respect to the provision of non-audit services, the pre-approval
requirement is waived pursuant to a de minimis exception if (i) such
services were not recognized as non-audit services by the Registrant at the
time of engagement, (ii) the aggregate amount of all such services provided
is no more than 5% of the aggregate audit and non-audit fees paid by the
Registrant to PWC during a fiscal year; and (iii) such services are
promptly approved by the Registrant's Audit Committee prior to the
completion of the audit by the Audit Committee.
(2) Audit-Related fees for the fiscal year ended December 31, 2005 includes
fees billed for performing agreed upon procedures related to reorganization
transactions.
(3) Tax fees for the fiscal year end December 31, 2005 includes fees billed for
reviewing tax returns and consultation services. Tax fees for the fiscal
year end December 31, 2004 includes fees billed for reviewing tax returns
and consultation services.
FEES BILLED BY PWC RELATED TO AIM AND AIM AFFILIATES
PWC billed AIM Advisors, Inc. ("AIM"), the Registrant's adviser, and any
entity controlling, controlled by or under common control with AIM that provides
ongoing services to the Registrant ("AIM Affiliates") aggregate fees for
pre-approved non-audit services rendered to AIM and AIM Affiliates for the last
two fiscal years as follows:
Fees Billed for Fees Billed for
Non-Audit Services Percentage of Fees Non-Audit Services Percentage of Fees
Rendered to AIM and Billed Applicable to Rendered to AIM and Billed Applicable to
AIM Affiliates for Non-Audit Services AIM Affiliates for Non-Audit Services
fiscal year end 2005 Provided for fiscal fiscal year end 2004 Provided for fiscal
That Were Required year end 2005 That Were Required year end 2004
to be Pre-Approved Pursuant to Waiver to be Pre-Approved Pursuant to Waiver of
by the Registrant's of Pre-Approval by the Registrant's Pre-Approval
Audit Committee Requirement(1) Audit Committee Requirement(1)
-------------------- -------------------- -------------------- ---------------------
Audit-Related Fees $0 0% $0 0%
Tax Fees $0 0% $0 0%
All Other Fees $0 0% $0 0%
--- --- --- ---
Total Fees(2) $0 0% $0 0%
=== === === ===
- ----------
(1) With respect to the provision of non-audit services, the pre-approval
requirement is waived pursuant to a de minimis exception if (i) such
services were not recognized as non-audit services by the Registrant at the
time of engagement, (ii) the aggregate amount of all such services provided
is no more than 5% of the aggregate audit and non-audit fees paid by the
Registrant, AIM and AIM Affiliates to PWC during a fiscal year; and (iii)
such services are promptly approved by the Registrant's Audit Committee
prior to the completion of the audit by the Audit Committee.
(2) Including the fees for services not required to be pre-approved by the
registrant's audit committee, PWC billed AIM and AIM Affiliates aggregate
non-audit fees of $0 for the fiscal year ended 2005, and $0 for the fiscal
year ended 2004, for non-audit services rendered to AIM and AIM Affiliates.
The Audit Committee also has considered whether the provision of non-audit
services that were rendered to AIM and AIM Affiliates that were not
required to be pre-approved pursuant to SEC regulations, if any, is
compatible with maintaining PWC's independence. To the extent that such
services were provided, the Audit Committee determined that the provision
of such services is compatible with PWC maintaining independence with
respect to the Registrant.
PRE-APPROVAL OF AUDIT AND NON-AUDIT SERVICES
POLICIES AND PROCEDURES
As adopted by the Audit Committees of
the AIM Funds (the "Funds")
Last Amended September 13, 2005
I. STATEMENT OF PRINCIPLES
Under the Sarbanes-Oxley Act of 2002 and rules adopted by the Securities and
Exchange Commission ("SEC") ("Rules"), the Audit Committees of the Funds' (the
"Audit Committee") Board of Directors/Trustees (the "Board") are responsible for
the appointment, compensation and oversight of the
work of independent accountants (an "Auditor"). As part of this responsibility
and to assure that the Auditor's independence is not impaired, the Audit
Committees pre-approve the audit and non-audit services provided to the Funds by
each Auditor, as well as all non-audit services provided by the Auditor to the
Funds' investment adviser and to affiliates of the adviser that provide ongoing
services to the Funds ("Service Affiliates") if the services directly impact the
Funds' operations or financial reporting. The SEC Rules also specify the types
of services that an Auditor may not provide to its audit client. The following
policies and procedures comply with the requirements for pre-approval and
provide a mechanism by which management of the Funds may request and secure
pre-approval of audit and non-audit services in an orderly manner with minimal
disruption to normal business operations.
Proposed services either may be pre-approved without consideration of specific
case-by-case services by the Audit Committees ("general pre-approval") or
require the specific pre-approval of the Audit Committees ("specific
pre-approval"). As set forth in these policies and procedures, unless a type of
service has received general pre-approval, it will require specific pre-approval
by the Audit Committees. Additionally, any fees exceeding 110% of estimated
pre-approved fee levels provided at the time the service was pre-approved will
also require specific approval by the Audit Committees before payment is made.
The Audit Committees will also consider the impact of additional fees on the
Auditor's independence when determining whether to approve any additional fees
for previously pre-approved services.
The Audit Committees will annually review and generally pre-approve the services
that may be provided by each Auditor without obtaining specific pre-approval
from the Audit Committee. The term of any general pre-approval runs from the
date of such pre-approval through September 30th of the following year, unless
the Audit Committees consider a different period and state otherwise. The Audit
Committees will add to or subtract from the list of general pre-approved
services from time to time, based on subsequent determinations.
The purpose of these policies and procedures is to set forth the guidelines to
assist the Audit Committees in fulfilling their responsibilities.
II. DELEGATION
The Audit Committees may from time to time delegate pre-approval authority to
one or more of its members who are Independent Directors. All decisions to
pre-approve a service by a delegated member shall be reported to the Audit
Committee at its next quarterly meeting.
III. AUDIT SERVICES
The annual audit services engagement terms will be subject to specific
pre-approval of the Audit Committees. Audit services include the annual
financial statement audit and other procedures such as tax provision work that
is required to be performed by the independent auditor to be able to form an
opinion on the Funds' financial statements. The Audit Committee will obtain,
review and consider sufficient information concerning the proposed Auditor to
make a reasonable evaluation of the Auditor's qualifications and independence.
In addition to the annual Audit services engagement, the Audit Committees may
grant general pre-approval for other audit services, which are those services
that only the independent auditor reasonably can provide. Other Audit services
may include services such as issuing consents for the inclusion of audited
financial statements with SEC registration statements, periodic reports and
other documents filed with the SEC or other documents issued in connection with
securities offerings.
IV. NON-AUDIT SERVICES
The Audit Committees may provide general pre-approval of types of non-audit
services described in this Section IV to the Funds and its Service Affiliates if
the Audit Committees believe that the provision of the service will not impair
the independence of the Auditor, is consistent with the SEC's Rules on auditor
independence, and otherwise conforms to the Audit Committee's general principles
and policies as set forth herein.
The Audit Committees may provide specific pre-approval of any non-audit services
to the Funds and its Service Affiliates if the Audit Committees believe that the
provision of the service will not impair the independence of the auditor, is
consistent with the SEC Rules on auditor independence, and otherwise conforms to
the Audit Committees' general principles and policies as set forth herein.
AUDIT-RELATED SERVICES
"Audit-related services" are assurance and related services that are reasonably
related to the performance of the audit or review of the Fund's financial
statements or that are traditionally performed by the independent auditor.
Audit-related services include, among others, accounting consultations related
to accounting, financial reporting or disclosure matters not classified as
"Audit services"; assistance with understanding and implementing new accounting
and financial reporting guidance from rulemaking authorities; and agreed-upon
procedures related to mergers, compliance with ratings agency requirements and
interfund lending activities.
TAX SERVICES
"Tax services" include, but are not limited to, the review and signing of the
Funds' federal tax returns, the review of required distributions by the Funds
and consultations regarding tax matters such as the tax treatment of new
investments or the impact of new regulations. The Audit Committee will
scrutinize carefully the retention of the Auditor in connection with a
transaction initially recommended by the Auditor, the major business purpose of
which may be tax avoidance or the tax treatment of which may not be supported in
the Internal Revenue Code and related regulations. The Audit Committee will
consult with the Funds' Treasurer (or his or her designee) and may consult with
outside counsel or advisors as necessary to ensure the consistency of Tax
services rendered by the Auditor with the foregoing policy.
No Auditor shall represent any Fund or any Service Provider before a tax court,
district court or federal court of claims.
ALL OTHER AUDITOR SERVICES
The Audit Committees may pre-approve non-audit services classified as "All other
services" that are not categorically prohibited by the SEC, as listed in Exhibit
1 to this policy.
V. PRE-APPROVAL FEE LEVELS OR ESTABLISHED AMOUNTS
Pre-approval of estimated fees or established amounts for services to be
provided by the Auditor under general or specific pre-approval policies will be
set periodically by the Audit Committees. Any proposed fees exceeding 110% of
the maximum estimated pre-approved fees or established amounts for pre-approved
audit and non-audit services will be reported to the Audit Committees at the
quarterly Audit Committees meeting and will require specific approval by the
Audit Committees before payment is made. The Audit Committee will always factor
in the overall relationship of fees for audit and non-audit services in
determining whether to pre-approve any such services and in determining whether
to approve any additional fees exceeding 110% of the maximum pre-approved fees
or established amounts for previously pre-approved services.
VI. PROCEDURES
On an annual basis, A I M Advisors, Inc. ("AIM") will submit to the Audit
Committees for general pre-approval, a list of non-audit services that the Funds
or Service Affiliates of the Funds may request from the Auditor. The list will
describe the non-audit services in reasonable detail and will include an
estimated range of fees and such other information as the Audit Committee may
request.
Each request for services to be provided by the Auditor under the general
pre-approval of the Audit Committees will be submitted to the Funds' Treasurer
(or his or her designee) and must include a detailed description of the services
to be rendered. The Treasurer or his or her designee will ensure that such
services are included within the list of services that have received the general
pre-approval of the Audit Committees. The Audit Committees will be informed at
the next quarterly scheduled Audit Committees meeting of any such services for
which the Auditor rendered an invoice and whether such services and fees had
been pre-approved and if so, by what means.
Each request to provide services that require specific approval by the Audit
Committees shall be submitted to the Audit Committees jointly by the Fund's
Treasurer or his or her designee and the Auditor, and must include a joint
statement that, in their view, such request is consistent with the policies and
procedures and the SEC Rules.
Non-audit services pursuant to the de minimis exception provided by the SEC
Rules will be promptly brought to the attention of the Audit Committees for
approval, including documentation that each of the conditions for this
exception, as set forth in the SEC Rules, has been satisfied.
On at least an annual basis, the Auditor will prepare a summary of all the
services provided to any entity in the investment company complex as defined in
section 2-01(f)(14) of Regulation S-X in sufficient detail as to the nature of
the engagement and the fees associated with those services.
The Audit Committees have designated the Funds' Treasurer to monitor the
performance of all services provided by the Auditor and to ensure such services
are in compliance with these policies and procedures. The Funds' Treasurer will
report to the Audit Committee on a periodic basis as to the results of such
monitoring. Both the Funds' Treasurer and management of AIM will immediately
report to the chairman of the Audit Committee any breach of these policies and
procedures that comes to the attention of the Funds' Treasurer or senior
management of AIM.
EXHIBIT 1 TO PRE-APPROVAL OF AUDIT AND NON-AUDIT SERVICES POLICIES AND
PROCEDURES
CONDITIONALLY PROHIBITED NON-AUDIT SERVICES (NOT PROHIBITED IF THE FUND CAN
REASONABLY CONCLUDE THAT THE RESULTS OF THE SERVICE WOULD NOT BE SUBJECT TO
AUDIT PROCEDURES IN CONNECTION WITH THE AUDIT OF THE FUND'S FINANCIAL
STATEMENTS)
- Bookkeeping or other services related to the accounting records or
financial statements of the audit client
- Financial information systems design and implementation
- Appraisal or valuation services, fairness opinions, or
contribution-in-kind reports
- Actuarial services
- Internal audit outsourcing services
CATEGORICALLY PROHIBITED NON-AUDIT SERVICES
- Management functions
- Human resources
- Broker-dealer, investment adviser, or investment banking services
- Legal services
- Expert services unrelated to the audit
- Any other service that the Public Company Oversight Board determines
by regulation is impermissible.
ITEM 5. AUDIT COMMITTEE OF LISTED REGISTRANTS.
Not applicable.
ITEM 6. SCHEDULE OF INVESTMENTS.
Investments in securities of unaffiliated issuers is included as part
of the reports to stockholders filed under Item 1 of this Form.
ITEM 7. DISCLOSURE OF PROXY VOTING POLICIES AND PROCEDURES FOR CLOSED-END
MANAGEMENT INVESTMENT COMPANIES.
Not applicable.
ITEM 8. PORTFOLIO MANAGERS OF CLOSED-END MANAGEMENT COMPANIES.
Not applicable.
ITEM 9. PURCHASES OF EQUITY SECURITIES BY CLOSED-END MANAGEMENT INVESTMENT
COMPANY AND AFFILIATED PURCHASERS.
Not applicable.
ITEM 10. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
None
ITEM 11. CONTROLS AND PROCEDURES.
(a) As of April 17, 2006, an evaluation was performed under the
supervision and with the participation of the officers of the
Registrant, including the PEO and PFO, to assess the effectiveness of
the Registrant's disclosure controls and procedures, as that term is
defined in Rule 30a-3(c) under the Investment Company Act of 1940, as
amended (the "Act"). Based on that evaluation, the Registrant's
officers, including the PEO and PFO, concluded that, as of April 17,
2006, the Registrant's disclosure controls and procedures were
reasonably designed to ensure: (1) that information required to be
disclosed by the Registrant on Form N-CSR/A is recorded, processed,
summarized and reported within the time periods specified by the rules
and forms of the Securities and Exchange Commission; and (2) that
material information relating to the Registrant is made known to the
PEO and PFO as appropriate to allow timely decisions regarding
required disclosure.
(b) There have been no changes in the Registrant's internal control over
financial reporting (as defined in Rule 30a-3(d) under the Act) that
occurred during the second fiscal quarter of the period covered by the
report that have materially affected, or are reasonably likely to
materially affect, the Registrant's internal control over financial
reporting.
ITEM 12. EXHIBITS.
12(a) (1) Code of Ethics.
12(a) (2) Certifications of principal executive officer and principal
financial officer as required by Rule 30a-2(a) under the Investment
Company Act of 1940.
12(a) (3) Not applicable.
12(b) Certifications of principal executive officer and principal
financial officer as required by Rule 30a-2(b) under the Investment
Company Act of 1940.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, the Registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: AIM Funds Group
By: /s/ ROBERT H. GRAHAM
---------------------------------
Robert H. Graham
Principal Executive Officer
Date: May 8, 2006
Pursuant to the requirements of the Securities and Exchange Act of 1934 and the
Investment Company Act of 1940, this report has been signed below by the
following persons on behalf of the Registrant and in the capacities and on the
dates indicated.
By: /s/ ROBERT H. GRAHAM
---------------------------------
Robert H. Graham
Principal Executive Officer
Date: May 8, 2006
By: /s/ SIDNEY M. DILGREN
---------------------------------
Sidney M. Dilgren
Principal Financial Officer
Date: May 8, 2006
EXHIBIT INDEX
12(a) (1) Code of Ethics.
12(a) (2) Certifications of principal executive officer and principal
financial officer as required by Rule 30a-2(a) under the Investment
Company Act of 1940.
12(a) (3) Not applicable.
12(b) Certifications of principal executive officer and principal
financial officer as required by Rule 30a-2(b) under the Investment
Company Act of 1940.