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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 1997
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Commission file number 1-9019
UNION TEXAS PETROLEUM HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 76-0040040
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
1330 POST OAK BOULEVARD, HOUSTON, TEXAS 77056
(Address of principal executive offices) (Zip Code)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (713) 623-6544
SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE ACT:
NAME OF EACH EXCHANGE
TITLE OF EACH CLASS ON WHICH REGISTERED
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Common Stock, $.05 par value New York Stock Exchange
Pacific Exchange, Inc.
Common Stock Purchase Rights New York Stock Exchange
Pacific Exchange, Inc.
8.25% Senior Notes due 1999 New York Stock Exchange
SECURITIES REGISTERED PURSUANT TO SECTION 12(G) OF THE ACT: NONE
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filings pursuant to Item
405 of Regulation S-K (sec.229.405 under the Securities Exchange Act of 1934) is
not contained herein, and will not be contained, to the best of registrant's
knowledge, in definitive proxy or information statements incorporated by
reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X]
As of February 20, 1998, there were 85,161,652 shares of Union Texas
Petroleum Holdings, Inc. $.05 par value Common Stock issued and outstanding,
62,958,861 of which, having an aggregate market value of $1,231,632,718, were
held by non-affiliates of the registrant. For purposes of the above statement
only, all directors and executive officers of the registrant are assumed to be
affiliates.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Proxy Statement related to the registrant's 1998 Annual
Stockholders Meeting are incorporated by reference into Part III of this report.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this amendment to its
report to be signed on its behalf by the undersigned, thereunto duly authorized.
UNION TEXAS PETROLEUM HOLDINGS, INC.
By: /s/ DONALD M. MCMULLAN
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Donald M. McMullan
Vice President and Controller
Date: March 5, 1998
Pursuant to the requirements of the Securities Exchange Act of 1934, this
amendment to the report has been signed below by the following persons on behalf
of the registrant and in the capacities and on the dates indicated.
SIGNATURE TITLE DATE
--------- ----- ----
* Chairman of the Board and Chief March 5, 1998
- ----------------------------------------------------- Executive Officer (Principal
(John L. Whitmire) Executive Officer)
* Vice President and Chief Financial March 5, 1998
- ----------------------------------------------------- Officer (Principal Financial
(Larry D. Kalmbach) Officer)
/s/ DONALD M. MCMULLAN Vice President and Controller March 5, 1998
- ----------------------------------------------------- (Principal Accounting Officer)
(Donald M. McMullan)
* Director March 5, 1998
- -----------------------------------------------------
(Robert L. Barry)
* Director March 5, 1998
- -----------------------------------------------------
(Glenn A. Cox)
* Director March 5, 1998
- -----------------------------------------------------
(Edward A. Gilhuly)
* Director March 5, 1998
- -----------------------------------------------------
(James H. Greene, Jr.)
* Director March 5, 1998
- -----------------------------------------------------
(Henry R. Kravis)
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SIGNATURE TITLE DATE
--------- ----- ----
* Director March 5, 1998
- -----------------------------------------------------
(Michael W. Michelson)
* Director March 5, 1998
- -----------------------------------------------------
(Wylie B. Pieper)
* Director March 5, 1998
- -----------------------------------------------------
(Stanley P. Porter)
* Director March 5, 1998
- -----------------------------------------------------
(George R. Roberts)
* Director March 5, 1998
- -----------------------------------------------------
(Richard R. Shinn)
* Director March 5, 1998
- -----------------------------------------------------
(Sellers Stough)
* /s/ DONALD M. MCMULLAN
- -----------------------------------------------------
(Donald M. McMullan)
Attorney-in-Fact
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