1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 1999 AZURIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-15065 76-0589114 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification Number) 333 Clay Street, Suite 1000 Houston, Texas 77002 (Address of principal executive offices) (Zip Code) (713) 646-6001 (Registrant's telephone number, including area code) 2 ITEM 5. OTHER EVENTS. The registrant's press release dated November 4, 1999, regarding its financial results for the period ended September 30, 1999, and discussing its financial outlook for the fourth quarter of 1999 and fiscal year 2000, is attached. ITEM 7. FINANCIALS AND EXHIBITS (c) Exhibits Exhibit 99.1 -- Press Release dated November 4, 1999 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934,the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AZURIX CORP. Date: November 10, 1999 By: /s/ RODNEY L. GRAY ------------------- Rodney L. Gray Vice Chairman and Chief Financial Officer 3 EXHIBIT INDEX Exhibit 99.1 -- Press Release dated November 4, 1999