================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2001 AMBAC FINANCIAL GROUP, INC. (Exact name of Registrant as specified in its charter) Delaware 1-10777 13-3621676 (State of incorporation) (Commission file number) (I.R.S. employer identification no.) One State Street Plaza 10004 New York, New York (Zip code) (Address of principal executive offices) (212) 668-0340 (Registrant's telephone number, including area code) Page 1 of 27 Pages ================================================================================ Index to Exhibits on Page 4 Item 5. Other Events On March 19, 2001, financial statements for Ambac Assurance Corporation and Subsidiaries, the Registrant's wholly-owned subsidiary, for the year ended December 31, 2000 became available. Item 7. Financial Statements and Exhibits (c) Exhibits. Exhibit Number Item -------------- ---- 99.06 Ambac Assurance Corporation and Subsidiaries Consolidated Financial Statements (with independent auditors' report thereon) as of December 31, 2000 and 1999 and for the three years ended December 31, 2000. Page 2 of 27 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Ambac Financial Group, Inc. (Registrant) Dated: March 19, 2001 By: /s/ Frank J. Bivona -------------------------------- Frank J. Bivona Vice Chairman and Chief Financial Officer Page 3 of 27 INDEX TO EXHIBITS ----------------- Exhibit - ------- Number Description of Exhibit - ------ ---------------------- 99.06 Ambac Assurance Corporation and Subsidiaries Consolidated Financial Statements (with independent auditors' report thereon) as of December 31, 2000 and 1999 and for the three years ended December 31, 2000. Page 4 of 27