----------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ---------------- Date of Report (Date of earliest event reported): July 9, 2001 ELI LILLY AND COMPANY (Exact name of registrant as specified in its charter) Indiana 333-35248 35-040950 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification No.) Lilly Corporate Center 46285 Indianapolis, Indiana (Zip Code) (Address of Principal Executive Offices) Registrant's telephone number, including area code: (317) 276-2000 No Change ------------------------------------------------------------------------- (Former name or former address, if changed since last report) --------------------------------------------------------------------------- Item 7. Financial Statements and Exhibits. --------------------------------- Exhibit Number Exhibit - -------------- ------- (1) Form of Underwriting Agreement, dated as of July 9, 2001, among Eli Lilly and Company and J.P. Morgan Securities Inc., Salomon Smith Barney Inc., Banc of America Securities LLC, Banc One Capital Markets, Inc., Mellon Financial Markets, LLC, and Merrill Lynch Pierce, Fenner & Smith, Incorporated, relating to the issuance and sale by Eli Lilly and Company of $400,000,000 aggregate principal amount of its 5.50% Notes Due 2006. (4) Form of 5.50% Note Due 2006. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ELI LILLY AND COMPANY Registrant) By: /s/ Thomas W. Grein ----------------------------------- Name: Thomas W. Grein Title: Vice President and Treasurer Dated: July 12, 2001 EXHIBIT INDEX ------------- Exhibit Number Description of Exhibit - -------------- ----------------------- (1) Form of Underwriting Agreement, dated as of July 9, 2001, among Eli Lilly and Company and J.P. Morgan Securities Inc., Salomon Smith Barney Inc., Banc of America Securities LLC, Banc One Capital Markets, Inc., Mellon Financial Markets, LLC, and Merrill Lynch Pierce, Fenner & Smith, Incorporated, relating to the issuance and sale by Eli Lilly and Company of $400,000,000 aggregate principal amount of its 5.50% Notes Due 2006. (4) Form of 5.50% Note Due 2006.