=============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 10549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 1997 AMBAC INC. (Exact name of Registrant as specified in its charter) Delaware 1-10777 13-3621676 (State of incorporation (Commission file number) (I.R.S. employer identification no.) One State Street Plaza New York, New York 10004 (Address of principal executive offices) (Zip code) (212) 668-0340 (Registrant's telephone number, including area code) ================================================================================ ITEM 5. OTHER EVENTS On March 12, 1997, financial statements for AMBAC Indemnity Corporation, the Registrant's wholly-owned subsidiary, for the year ended December 31, 1996, became available. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (c) Exhibits. Exhibit Number Item -------------- ---- 99.07 Consolidated financial statements for AMBAC Indemnity Corporation and subsidiaries for the years ended December 31, 1996 and 1995. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AMBAC Inc. (Registrant) Dated: March 12, 1997 By: /s/ Richard G. Gross ------------------------ Richard B. Gross Senior Vice President, General Counsel and Secretary INDEX TO EXHIBITS Exhibit Number Description of Exhibit - ------- ---------------------- 99.07 Consolidated financial statements for AMBAC Indemnity Corporation and subsidiaries for the years ended December 31, 1996 and 1995.