<ARTICLE> BD <PERIOD-TYPE> 9-MOS 9-MOS <FISCAL-YEAR-END> DEC-31-1996 DEC-31-1995 <PERIOD-START> JAN-01-1997 JAN-01-1996 <PERIOD-END> SEP-30-1997 SEP-30-1996 <CASH> 0 0 <RECEIVABLES> 62,564,036 52,852,720 <SECURITIES-RESALE> 0 0 <SECURITIES-BORROWED> 0 0 <INSTRUMENTS-OWNED> 0 0 <PP&E> 0 0 <TOTAL-ASSETS> 62,564,036 52,852,720 <SHORT-TERM> 0 0 <PAYABLES> 668,261 1,268,838 <REPOS-SOLD> 0 0 <SECURITIES-LOANED> 0 0 <INSTRUMENTS-SOLD> 0 0 <LONG-TERM> 0 0 <PREFERRED-MANDATORY> 0 0 <PREFERRED> 0 0 <COMMON> 0 0 <OTHER-SE> 61,895,775 51,583,882 <TOTAL-LIABILITY-AND-EQUITY> 62,564,036 52,852,720 <TRADING-REVENUE> 0 2,846,722 <INTEREST-DIVIDENDS> 0 1,703,650 <COMMISSIONS> 0 5,031,531 <INVESTMENT-BANKING-REVENUES> 5,219,594 0 <FEE-REVENUE> 0 0 <INTEREST-EXPENSE> 0 0 <COMPENSATION> 0 0 <INCOME-PRETAX> 5,219,594 (481,159) <INCOME-PRE-EXTRAORDINARY> 5,219,594 (481,159) <EXTRAORDINARY> 0 0 <CHANGES> 0 0 <NET-INCOME> 5,219,594 (481,159) <EPS-PRIMARY> 17.52 (1.44) <EPS-DILUTED> 17.52 (1.44)