EXHIBIT 4(uuuu)
Merrill Lynch & Co. Inc.
[LOGO]
Common Stock
See reverse for certain definitions
Incorporated under the laws of the State of Delaware.
/s/ /s/
Secretary Chairman of the Board
[SEAL]
NUMBER SHARES
K
This Certifies that SEE LEGEND ON REVERSE SIDE
is the owner of [CUSIP 590188 10 8]
COMMON
fully paid and nonassessable shares of Common Stock of
Merrill Lynch & Co., Inc., transferable upon the books of the Corporation by the
holder hereof in person or by duly authorized attorney upon surrender of this
Certificate properly endorsed.
This Certificate is not valid unless countersigned and registered by the
Transfer Agent and Registrar. Witness the facsimile seal of the Corporation and
the facsimile signatures of its duly authorized officers.
Dated:
(C) SECURITY-COLUMBIAN UNITED STATES BANKNOTE COMPANY
Countersigned and
Registered: /s/
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Transfer Agent
and Registrar: ChaseMellon Shareholder Services, L.L.C.
Authorized Signature:
This certificate also evidences and entitles the holder hereof to
certain Rights as set forth in the Rights Agreement between Merrill Lynch & Co.,
Inc. (the "Company") and Chemical Bank (the "Rights Agent") dated as of December
16, 1987 (the "Rights Agreement"), the terms of which are hereby incorporated
herein by reference and a copy of which is on file at the principal office of
the stock transfer administration office of the Rights Agent. Under certain
circumstances, as set forth in the Rights Agreement, such Rights will be
evidenced by separate certificates and will no longer be evidenced by this
certificate. The Rights Agent will mail to the holder of this certificate a copy
of the Rights Agreement, as in effect on the date of mailing, without charge
promptly after receipt of a written request therefor. Under certain
circumstances set forth in the Rights Agreement, Rights issued to, or held by,
any Person who is, was or becomes an Acquiring Person or any Affiliate or
Associate thereof (as such terms are defined in the Rights Agreement), whether
currently held by or on behalf of such Person or by any subsequent holder, may
become null and void.
ChaseMellon Shareholder Services, L.L.C. is successor to Chemical Bank
as Rights Agent.
MERRILL LYNCH & CO. INC.
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The Corporation will furnish without charge to each stockholder who so requests
the powers, designations, preferences and relative, participating, optional or
other special rights of each class of stock or series thereof of the
Corporation, and the qualifications, limitations or restrictions of such
preferences and/or rights. Such request may be made to the Corporation or to the
Transfer Agent or Registrar.
EXPLANATION OF ABBREVIATIONS
The following abbreviations when used in the form of ownership on the face of
this certificate shall be construed as though they were written out in full
according to applicable laws or regulations. Abbreviations in addition to those
appearing below may be used.
Phrase Abbreviation Equivalent Phrase Abbreviation Equivalent
JT TEN As joint tenants, with right of TEN BY ENT As tenants by the
survivorship and not as tenants entireties
in common
TEN IN COM As tenants in common UNIF GIFT MIN ACT Uniform Gifts to
Minors Act
Word Word Word
Abbreviation Equivalent Abbreviation Equivalent Abbreviation Equivalent
ADM Administrator(s) EST Estate, Of PAR Paragraph
Administratrix estate of
EX Executor(s), PL Public Law
Executrix
AGMT Agreement FBO For the benefit TR (As)
of trustee(s),
for, of
ART Article FDN Foundation U Under
CH Chapter GDN Guardian(s) UA Under agreement
CUST Custodian for GDNSHP Guardianship UW Under will of,
Of will of,
DEC Declaration MIN Minor(s) Under last will
& testament
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For value received, ____________________ hereby sell, assign and
transfer unto
________________________________________________________________________________
Please print or typewrite name and address of assignee
________________________________________________________________________________
________________________________________________________________________________
________________________________________________________________________________
Please insert Social Security or other indentifying number of assignee
________________________________________________Shares of the capital stock
represented by the within Certificate, and do hereby irrevocably constitute and
appoint________________________________________________ Attorney, to transfer
the said stock on the books of the within-named Company with full power of
substitution in the premises.
Dated________________
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NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND
WITH THE NAME AS WRITTEN UPON THE FACE OF THE
CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION
OR ENLARGEMENT OR ANY CHANGE WHATEVER.
SIGNATURE(S)
GUARANTEED:
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THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE
GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN
ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE
17Ad-15.