<ARTICLE> BD <PERIOD-TYPE> 9-MOS 9-MOS <FISCAL-YEAR-END> DEC-31-1998 DEC-31-1997 <PERIOD-START> JAN-01-1998 JAN-01-1997 <PERIOD-END> SEP-30-1998 SEP-30-1997 <CASH> 0 0 <RECEIVABLES> 22838202 25469242 <SECURITIES-RESALE> 0 0 <SECURITIES-BORROWED> 0 0 <INSTRUMENTS-OWNED> 0 0 <PP&E> 0 0 <TOTAL-ASSETS> 22838202 25469242 <SHORT-TERM> 0 0 <PAYABLES> 1347666 288460 <REPOS-SOLD> 0 0 <SECURITIES-LOANED> 0 0 <INSTRUMENTS-SOLD> 0 0 <LONG-TERM> 0 0 <PREFERRED-MANDATORY> 0 0 <PREFERRED> 0 0 <COMMON> 0 0 <OTHER-SE> 21490536 25220782 <TOTAL-LIABILITY-AND-EQUITY> 22838202 25469242 <TRADING-REVENUE> (805664) 1458197 <INTEREST-DIVIDENDS> 204729 407370 <COMMISSIONS> 361536 823462 <INVESTMENT-BANKING-REVENUES> 2434695 1036043 <FEE-REVENUE> 0 0 <INTEREST-EXPENSE> 0 0 <COMPENSATION> 0 0 <INCOME-PRETAX> 1472224 2078148 <INCOME-PRE-EXTRAORDINARY> 1472224 2078148 <EXTRAORDINARY> 0 0 <CHANGES> 0 0 <NET-INCOME> 1472224 2078148 <EPS-PRIMARY> 14.47 17.54 <EPS-DILUTED> 14.47 17.54