FORM 8-K
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of l934
Date of Report (Date of earliest event reported)__________________
August 30, 2000
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BANK ONE CORPORATION
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(Exact name of registrant as specified in its charter)
Delaware 31-0738296
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Numbers) Identification No.)
1 Bank One Plaza, Chicago, IL 60670
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(Address of principal executive office) (Zip Code)
Registrant's telephone number, including area code: 312-732-4000
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Item 5. OTHER EVENTS
On June 17, 1999, BANK ONE CORPORATION (the "Company") and the following
Delaware business trust sponsored by the Company: BANK ONE Capital I, BANK ONE
Capital II, BANK ONE Capital III, BANK ONE Capital IV and BANK ONE Capital V
(collectively, the "Trusts"), filed a registration statement (File No. 333-
80903) on Form S-3 (the "Registration Statement") with the Securities and
Exchange Commission (the "Commission") relating to the public offering, pursuant
to Rule 415 under the Securities Act of 1933, as amended (the "Act"), of up to
an aggregate of $1,500,000,000 of securities of the Company and the Trusts. On
July 12, 1999, the Registration Statement was declared effective by the
Commission.
The Company and BANK ONE Capital III filed with the Commission on August
25,2000 a Prospectus Supplement, dated August 23, 2000, to the Prospectus dated
July 26, 2000 relating to the sale of $475,000,000 in aggregate liquidation
amount of preferred securities to be issued by BANK ONE Capital III and
guaranteed to the extent provided therein by the Company (the "Preferred
Securities"). On August 30, 2000, the Company and BANK ONE Capital III closed
on the sale of the Preferred Securities to the underwriters named in the
Prospectus Supplement.
Item 7. FINANCIAL STATEMENTS AND EXHIBITS
The exhibits listed below and attached hereto are hereby filed in connection
with and incorporated by reference into the Registration Statement (File No.
333-80903):
EXHIBIT NO. DESCRIPTION OF EXHIBIT
1.6 Underwriting Agreement by and among the Company,
BANK ONE Capital III and the underwriters named therein,
dated August 23, 2000.
4.32 Fifth Supplemental Indenture dated as of August 30, 2000
relating to the Junior Subordinated Debt Securities between
the Company and The Chase Manhattan Bank, as trustee.
4.33 Amended and Restated Certificate of Trust, dated as of
August 1, 2000, of BANK ONE Capital III.
4.34 Amended and Restated Declaration of Trust, dated as of
August 30, 2000, of BANK ONE Capital III.
4.35 Preferred Securities Guarantee Agreement dated as of August
30, 2000 between the Company, as guarantor, and The Chase
Manhattan Bank, as trustee, with respect to BANK ONE Capital
III.
8.3 Opinion of Cravath, Swaine & Moore as to certain federal
income tax matters.
23.6 Consent of Cravath, Swaine & Moore (included in Exhibit 8.3
hereto).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of l934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
BANK ONE CORPORATION
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(Registrant)
Date: September 6, 2000 By: /s/ M. Eileen Kennedy
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Title: Treasurer
INDEX TO EXHIBITS
Exhibit Description of Sequential Page
Number Exhibit Number
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1.6 Underwriting Agreement by and among the Company,
BANK ONE Capital III and the underwriters named therein,
dated August 23, 2000.
4.32 Fifth Supplemental Indenture dated as of August
30, 2000 relating to the Junior Subordinated Debt Securities
between the Company and The Chase Manhattan Bank, as
trustee.
4.33 Amended and Restated Certificate of Trust, dated as of
August 1, 2000, of BANK ONE Capital III.
4.34 Amended and Restated Declaration of Trust, dated
as of August 30, 2000, of BANK ONE Capital III.
4.35 Preferred Securities Guarantee Agreement dated as of August
30, 2000 between the Company, as guarantor, and The Chase
Manhattan Bank, as trustee, with respect to BANK ONE Capital
III.
8.3 Opinion of Cravath, Swaine & Moore as to certain federal
income tax matters.
23.6 Consent of Cravath, Swaine & Moore (include in Exhibit 8.3
hereto).