UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
Amendment No. 1
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JULY 27, 2002.
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD
FROM __________ TO __________
Commission File Number: 000-24385
SCHOOL SPECIALTY, INC.
(Exact Name of Registrant as Specified in its Charter)
Wisconsin 39-0971239
(State or Other (IRS Employer
Jurisdiction of Incorporation) Identification No.)
W6316 Design Drive
Greenville, Wisconsin
(Address of Principal Executive Offices)
54942
(Zip Code)
(920) 734-5712
(Registrant's Telephone Number, including Area Code)
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the Registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes [X] No [ ]
Indicate the number of shares outstanding of each of the issuer's classes of
common stock, as of the latest practicable date.
Outstanding at
Class August 23, 2002
----- ---------------
Common Stock, $0.001 par value 18,242,809
This Form 10-Q/A is filed to add Item 4 to Part I and to include the
certifications specified in Release 34-46427, which was effective on August 29,
2002.
ITEM 4. Controls and Procedures
In the quarter ended July 27, 2002, there were no significant changes in our
internal controls or other factors that could significantly affect these
controls, including any corrective actions with regard to significant
deficiencies and material weaknesses. We periodically review our internal
controls for effectiveness and we plan to conduct an evaluation of our
disclosure controls and procedures each quarter.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
SCHOOL SPECIALTY, INC.
(Registrant)
09/09/02 /s/ David J. Vander Zanden
-------- --------------------------------------------------
Date David J. Vander Zanden
President and Chief Executive Officer
09/09/02 /s/ Mary M. Kabacinski
-------- --------------------------------------------------
Date Mary M. Kabacinski
Executive Vice President, Chief Financial Officer
(Principal Financial and Accounting Officer)
1
CERTIFICATION
I, David J. Vander Zanden, President and Chief Executive Officer of School
Specialty, certify that:
1. I have reviewed this quarterly report on Form 10-Q of School Specialty,
Inc.;
2. Based on my knowledge, this quarterly report does not contain any untrue
statement of a material fact or omit to state a material fact necessary to
make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by
this quarterly report;
3. Based on my knowledge, the financial statements, and other financial
information included in this quarterly report, fairly present in all
material respects the financial condition, results of operations and cash
flows of the registrant as of, and for, the periods presented in this
quarterly report;
Date: September 9, 2002
/s/ David J. Vander Zanden
-----------------------------------------
David J. Vander Zanden
President and Chief Executive Officer
2
CERTIFICATION
I, Mary M. Kabacinski, Executive Vice President and Chief Financial Officer of
School Specialty, certify that:
1. I have reviewed this quarterly report on Form 10-Q of School Specialty,
Inc.;
2. Based on my knowledge, this quarterly report does not contain any untrue
statement of a material fact or omit to state a material fact necessary to
make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by
this quarterly report;
3. Based on my knowledge, the financial statements, and other financial
information included in this quarterly report, fairly present in all
material respects the financial condition, results of operations and cash
flows of the registrant as of, and for, the periods presented in this
quarterly report;
Date: September 9, 2002
/s/ Mary M. Kabacinski
----------------------------------------
Mary M. Kabacinski
Executive Vice President and
Chief Financial Officer
3