SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ----------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 1996 Commission File Number 0-22906 ------------ ABC RAIL PRODUCTS CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 36-3498749 (State or other jurisdiction (IRS Employer of incorporation) Identification Number) 200 SOUTH MICHIGAN AVENUE SUITE 1300 CHICAGO, ILLINOIS 60604 (312) 322-0360 (Address and telephone number of principal executive offices) ITEM 5. OTHER EVENTS. - ------- ------------ On October 22, 1996, the Company, pointing to the need to accelerate its re-engineering process to reduce delivery times, improve quality and manufacture more cost effectively, announced that it anticipates reporting lower sales and substantially lower earnings than expected for its fiscal 1997 first quarter ending October 31, 1996. See the press release filed herewith as Exhibit 99.1 for additional information regarding the strategic plant upgrades and expected lower sales and substantial earnings decline for the first quarter. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. - ------- --------------------------------- (c) Exhibits 99.1 Text of Press Release dated October 22, 1996 regarding the strategic plant upgrades and expected lower sales and substantial earnings decline for the first quarter. 2 SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. ABC RAIL PRODUCTS CORPORATION By /s/ D. Chisholm MacDonald ----------------------------------------------- D. Chisholm MacDonald Senior Vice President, Chief Financial Officer and Director (Principal Financial and Accounting Officer) Date: October 23, 1996 3 EXHIBIT INDEX ------------- EXHIBIT SEQUENTIAL NUMBER DOCUMENT DESCRIPTION PAGE NUMBER - ------- -------------------- ----------- 99.1 Text of Press Release dated October 22, 1996 5 regarding the strategic plant upgrades and expected lower sales and substantial earnings decline for the first quarter. 4