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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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AMENDMENT NO. 1
To
FORM 10-K
AMENDMENT TO APPLICATION ON REPORT FILED
PURSUANT TO SECTION 12, 13 OR 15 (d) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE YEAR ENDED DECEMBER 31, 1999
GENERAL DYNAMICS CORPORATION
3190 Fairview Park Drive
Falls Church, Virginia 22042-4253
COMMISSION FILE NUMBER 1-3671
The undersigned registrant hereby amends the following items,
financial statements, exhibits or other portions of its 1999 Annual Report on
Form 10-K as set forth in the pages attached hereto:
Index to Exhibits
Exhibit 99H Annual Report on Form 11-K
for the General Dynamics Corporation Savings
and Stock Investment Plan
Exhibit 99I Annual Report on Form 11-K
for the General Dynamics Corporation Hourly
Employees Savings and Stock Investment Plan
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this amendment to be signed on its behalf
by the undersigned thereunto duly authorized.
GENERAL DYNAMICS CORPORATION
(Registrant)
By /s/ David A. Savner
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David A. Savner
Dated: June 28, 2000 Secretary
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INDEX TO EXHIBITS - GENERAL DYNAMICS CORPORATION
COMMISSION FILE NO. 1-3671
Note Exhibit
Number Number Description
- ------ ------ -----------
(18) 3-1B --Restated Certificate of Incorporation, effective August 2, 1999
(12) 3-2D --Bylaws as amended effective October 1, 1997
(11) 4 --Letter re agreement to furnish copy of indenture
(1) 10-1A --Amendment of Mining Leases between American National Bank and Trust
of Chicago, Trustee, and La Salle National Bank, Trustee, to Freeman
Coal Mining Corporation, dated January 1, 1960
(1) 10-1B --Amendatory Agreement between Freeman United Coal Mining Company and
American National Bank and Trust Company, as Trustee, and La Salle
National Bank, as Trustee, dated January 1, 1975
*(3) 10-6A --General Dynamics Corporation Incentive Compensation Plan adopted
February 3, 1988, approved by the shareholders on May 4, 1988
*(4) 10-6B --General Dynamics Corporation Incentive Compensation Plan (as amended),
approved by shareholders on May 1, 1991
(4) 10-7E --Facilities Contract DAAE07-90-E-A001 dated June 24, 1990, between
General Dynamics Land Systems, Inc. and the United States relating
to government-owned facilities and equipment at the Lima Army Tank
Plant, Lima, Ohio
(11) 10-14A --Lease Agreement dated December 20, 1996, between Electric Boat
Corporation and the Rhode Island Economic Development Corporation
(9) 10-25 --Lease Agreement dated January 14, 1982, between Bath Iron Works
Corporation and the City of Portland, Maine, relating to pier
facilities in the Portland, Maine harbor
(9) 10-26 --Lease Agreement dated January 14, 1982, between Bath Iron Works
Corporation and the State of Maine, relating to a dry dock facility
in the Portland, Maine harbor
(10) 10-28 --Asset Purchase and Sale Agreement, dated November 6, 1996, as amended
December 20, 1996, between the company and Lockheed Martin
Corporation
*(11) 10-29 --Employment agreement between the company and Nicholas D. Chabraja dated
November 12, 1996
*(11) 10-30 --General Dynamics Corporation Incentive Compensation Plan adopted
February 5, 1997, approved by shareholders on May 7, 1997
*(12) 10-31 --Retirement Benefit Agreement between the company and Gordon R. England
dated February 14, 1997
(12) 10-32 --Credit Enhancement Agreement between Bath Iron Works Corporation and
the City of Bath, Maine dated September 19, 1997, relating to the
development program of facilities in Bath, Maine
*(12) 10-33 --Retirement Benefit Agreement between the company and Michael J. Mancuso
dated March 6, 1998
*(12) 10-34 --Consulting agreement between the company and Paul G. Kaminski dated
August 18, 1997
(13) 10-36 --Stock Purchase Agreement dated as of October 8, 1998, between the company
and NASSCO Holdings Incorporated and the stockholders of NASSCO
Holdings Incorporated
*(14) 10-37 --Retirement Benefit Agreement between the company and David A. Savner
dated March 4, 1998
(14) 10-38 --Lease Agreement dated January 1, 1991, between National Steel and
Shipbuilding Company and the San Diego Unified Port District,
relating to facilities in the San Diego, California harbor
(14) 10-38A --Amendment of Lease Agreement between National Steel and Shipbuilding
Company and the San Diego Unified Port District, dated December 6,
1994
(14) 10-39 --Capital Construction Fund Agreement, dated September 13, 1988, between
National Steel and Shipbuilding Company and the United States of
America, represented by the Maritime Administrator, Department of
Transportation
(14) 10-39A --Capital Construction Fund Agreement-Addendum No. 1, dated September 13, 1988,
between National Steel and Shipbuilding Company and the United States of
America, represented by the Maritime Administrator, Department of
Transportation
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INDEX TO EXHIBITS - GENERAL DYNAMICS CORPORATION
COMMISSION FILE NO. 1-3671
Note Exhibit
Number Number Description
- ------ ------ -----------
(14) 10-39B --Capital Construction Fund Agreement-Addendum No. 2, dated October 29, 1992,
between National Steel and Shipbuilding Company and the United States of
America, represented by the Maritime Administrator, Department of
Transportation
(14) 10-39C --Capital Construction Fund Agreement-Addendum No. 3, dated August 27, 1993,
between National Steel and Shipbuilding Company and the United States of
America, represented by the Maritime Administrator, Department of
Transportation
(14) 10-39D --Capital Construction Fund Agreement-Addendum No. 4, dated August 28, 1997,
between National Steel and Shipbuilding Company and the United States of
America, represented by the Maritime Administrator, Department of
Transportation
(14) 10-39E --Capital Construction Fund Agreement-Addendum No. 5, dated October 29, 1997,
between National Steel and Shipbuilding Company and the United States of
America, represented by the Maritime Administrator, Department of
Transportation
(19) 10-39F --Capital Construction Fund Agreement-Addendum No. 6, dated August 16, 1999,
between National Steel and Shipbuilding Company and the United States of
America, represented by the Maritime Administrator, Department of
Transportation
(16) 10-40 --Agreement and Plan of Merger dated May 16, 1999, between General Dynamics
Corporation, Tara Acquisition Corporation and Gulfstream Aerospace
Corporation
(16) 10-41 --Voting Agreement dated May 16, 1999, between General Dynamics Corporation
and certain stockholders of Gulfstream Aerospace Corporation
(17) 10-42 --Stock Purchase Agreement (without Schedules and Exhibits) dated as of June 21, 1999,
between General Dynamics, Contel Federal Systems, Inc. and GTE
Corporation
(18) 10-43 --Registration Agreement dated as of July 30, 1999, between General Dynamics
Corporation and certain stockholders of Gulfstream Aerospace Corporation
*(19) 10-44 --Consulting Agreement between the company and James E. Turner, Jr., dated
January 12, 2000
*(19) 13 --1999 Annual Report (pages 25 through 60)
*(19) 21 --Subsidiaries
*(19) 23 --Consent of Arthur Andersen LLP
*(19) 23-A --Consent of Deloitte & Touche LLP
*(19) 24 --Power of Attorney of the Board of Directors
*(19) 27 --Financial Data Schedule
*(19) 27-A --Restated Financial Data Schedule for the six months ended July 4, 1999
*(19) 27-B --Restated Financial Data Schedule for the three months ended April 4, 1999
*(19) 27-C --Restated Financial Data Schedule for the year ended December 31, 1998
*(19) 27-D --Restated Financial Data Schedule for the nine months ended September 27, 1998
*(19) 27-E --Restated Financial Data Schedule for the six months ended June 28, 1998
*(19) 27-F --Restated Financial Data Schedule for the three months ended March 29, 1998
*(19) 99 --Independent Auditors' Report- Deloitte & Touche LLP
(20) 99F --1998 Annual Report on Form 11-K for the General Dynamics Corporation Savings
and Stock Investment Plan
(20) 99G --1998 Annual Report on Form 11-K for the General Dynamics Corporation Hourly
Employees Savings and Stock Investment Plan
99H --1999 Annual Report on Form 11-K for the General Dynamics Corporation Savings
and Stock Investment Plan
99I --1999 Annual Report on Form 11-K for the General Dynamics Corporation Hourly
Employees Savings and Stock Investment Plan
* Indicates a management contract or compensatory plan or arrangement required to be filed pursuant to
Item 14(c) of Form 10-K.
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NOTES TO EXHIBITS - GENERAL DYNAMICS CORPORATION
COMMISSION FILE NO. 1-3671
(1) Filed as an exhibit to the company's annual report on Form 10-K for
the year ending December 31, 1980, and filed with the Commission
March 31, 1981, and incorporated herein by reference.
(2) Not used.
(3) Filed as an exhibit to the company's annual report on Form 10-K for
the year ending December 31, 1987, and filed with the Commission
March 17, 1988, and incorporated herein by reference.
(4) Filed as an exhibit to the company's annual report on Form 10-K for
the year ending December 31, 1990, and filed with the Commission
March 29, 1991, and incorporated herein by reference.
(5) Not used.
(6) Not used.
(7) Not used.
(8) Not used.
(9) Filed as an exhibit to the company's annual report on Form 10-K for
the year ending December 31, 1995, and filed with the Commission
March 21, 1996, and incorporated herein by reference.
(10) Filed as an exhibit to the company's current report on Form 8-K filed
with the Commission January 15, 1997, and incorporated herein by
reference.
(11) Filed as an exhibit to the company's annual report on Form 10-K for
the year ending December 31, 1996, and filed with the Commission March
21, 1997, and incorporated herein by reference.
(12) Filed as an exhibit to the company's annual report on Form 10-K for
the year ending December 31, 1997, and filed with the Commission March
18, 1998, and incorporated herein by reference.
(13) Filed as an exhibit to the company's current report on Form 8-K filed
with the Commission November 25, 1998, and incorporated herein by
reference.
(14) Filed as an exhibit to the company's annual report on Form 10-K for
the year ending December 31, 1998, and filed with the Commission March
18, 1999, and incorporated herein by reference.
(15) Not used.
(16) Filed as an exhibit to the company's quarterly report on Form 10-Q
for the quarterly period ended April 4, 1999, and filed with the
Commission May 18, 1999, and incorporated herein by reference.
(17) Filed as an exhibit to the company's current report on Form 8-K filed
with the Commission June 24, 1999, and incorporated herein by
reference.
(18) Filed as an exhibit to the company's current report on Form 8-K filed
with the Commission August 11, 1999, and incorporated herein by
reference.
(19) Filed as an exhibit to the company's annual report on Form 10-K for
the year ending December 31, 1999, and filed with the Commission March
27, 2000, and incorporated herein by reference.
(20) Filed as an exhibit to the company's annual report on Form 10-K/A for
the year ending December 31, 1998, and filed with the Commission June
30, 1999, and incorporated herein by reference (Commission
File No. 1-3671).