1 - ------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. ---------------------- FORM 10-K/A AMENDMENT TO APPLICATION ON REPORT FILED PURSUANT TO SECTION 12, 13 OR 15(D) OF THE SECURITIES ACT OF 1934 ---------------------- GENERAL DYNAMICS CORPORATION 3190 Fairview Park Drive Falls Church, Virginia 22042-4523 AMENDMENT NO. 1 The undersigned registrant hereby amends the following items, financial statements, exhibits or other portions of its 1996 Annual Report on Form 10-K as set forth in the pages attached hereto: Index to Exhibits Exhibit 99(d) Annual Report on Form 11-K for the General Dynamics Corporation Savings and Stock Investment Plan. Exhibit 99(e) Annual Report on Form 11-K for the General Dynamics Corporation Hourly Employees Savings and Stock Investment Plan. Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned thereto duly authorized. GENERAL DYNAMICS CORPORATION By /s/ P.A. HESSE ----------------- P.A. Hesse Secretary June 17, 1997 -1- 2 INDEX TO EXHIBITS NOTE EXHIBIT NUMBER NUMBER DESCRIPTION - ------ ------ ----------- (5) 3-1A --Restated Certificate of Incorporation, effective May 21, 1991 3-2C --Bylaws as amended effective August 7, 1996 4 --Letter re agreement to furnish copy of indenture (1) 10-1A --Amendment of Mining Leases between American National Bank and Trust of Chicago, Trustee, and La Salle National Bank, Trustee, to Freeman Coal Mining Corporation, dated January 1, 1960 (1) 10-1B --Amendatory Agreement between Freeman United Coal Mining Company and American National Bank and Trust Company, as Trustee, and La Salle National Bank, as Trustee, dated January 1, 1975 (3) 10-6A --General Dynamics Corporation Incentive Compensation Plan adopted February 3, 1988, approved by the shareholders on May 4, 1988 (4) 10-6B --General Dynamics Corporation Incentive Compensation Plan (as amended), approved by shareholders on May 1, 1991 (2) 10-7D --Facilities Contract DAAE07-83-E-A007 dated January 29, 1983, between General Dynamics Land Systems, Inc. and the United States relating to government-owned equipment at the Scranton Defense Plant, Eynon, Pennsylvania (4) 10-7E --Facilities Contract DAAE07-90-E-A001 dated June 24, 1990, between General Dynamics Land Systems, Inc. and the United States relating to government-owned facilities and equipment at the Lima Army Tank Plant, Lima, Ohio (7) 10-8B --General Dynamics Corporation Retirement Plan for Directors adopted March 6, 1986, as amended May 5, 1993 10-14A --Lease Agreement dated December 20, 1996, between Electric Boat Corporation and the Rhode Island Economic Development Corporation (6) 10-18 --Employment Agreement between the company and James R. Mellor dated as of March 17, 1993 (9) 10-18A --Amendment to employment agreement between the company and James R. Mellor dated as of October 3, 1995 10-18B --Amendment to employment agreement between the company and James R. Mellor dated as of November 5, 1996 (6) 10-22 --Form of Agreement entered into in 1993 between the company and Corporate Officers who were being retained in employment with the company (8) 10-24 --Asset Purchase Agreement, dated August 17, 1995, between the company and Bath Iron Works Corporation (9) 10-25 --Lease Agreement dated January 14, 1982, between Bath Iron Works Corporation and the City of Portland, Maine, relating to pier facilities in the Portland, Maine harbor (9) 10-26 --Lease Agreement dated January 14, 1982, between Bath Iron Works Corporation and the State of Maine, relating to a dry dock facility in the Portland, Maine harbor (9) 10-27 --Form of Employment Agreement pertaining to change of control entered into between the company and key executives (10) 10-28 --Asset Purchase and Sale Agreement, dated November 6, 1996, as amended December 20, 1996, between the company and Lockheed Martin Corporation 10-29 --Employment agreement between the company and Nicholas D. Chabraja dated November 12, 1996 10-30 --General Dynamics Corporation Incentive Compensation Plan adopted by the board of directors as of February 5, 1997 -2- 3 INDEX TO EXHIBITS NOTE EXHIBIT NUMBER NUMBER DESCRIPTION - ------ ------ ----------- 11 --Statement re computation of per share earnings 13 --1996 Shareholder Report (pages 18 through 39) 21 --Subsidiaries 23 --Consent of Independent Public Accountants 24 --Power of Attorney of the Board of Directors 27 --Financial Data Schedule 99(d) --1996 Annual Report on Form 11-K for the General Dynamics Corporation Savings and Stock Investment Plan 99(e) --1996 Annual Report on Form 11-K for the General Dynamics Corporation Hourly Employees Savings and Stock Investment Plan -3- 4 NOTES (1) Filed as an exhibit to the company's annual report on Form 10-K for the year ending December 31, 1980, and filed with the Commission March 31, 1981, and incorporated herein by reference. (2) Filed as an exhibit to the company's annual report on Form 10-K for the year ending December 31, 1982, and filed with the Commission March 30, 1983, and incorporated herein by reference. (3) Filed as an exhibit to the company's annual report on Form 10-K for the year ending December 31, 1987, and filed with the Commission March 17, 1988, and incorporated herein by reference. (4) Filed as an exhibit to the company's annual report on Form 10-K for the year ending December 31, 1990, and filed with the Commission March 29, 1991, and incorporated herein by reference. (5) Filed as an exhibit to the company's annual report on Form 10-K for the year ending December 31, 1991, and filed with the Commission March 26, 1992, and incorporated herein by reference. (6) Filed as an exhibit to the company's annual report on Form 10-K for the year ending December 31, 1992, and filed with the Commission March 30, 1993, and incorporated herein by reference. (7) Filed as an exhibit to the company's annual report on Form 10-K for the year ending December 31, 1994, and filed with the Commission March 9, 1995, and incorporated herein by reference. (8) Filed as an exhibit to the company's current report on Form 8-K filed with the Commission September 28, 1995, and incorporated herein by reference. (9) Filed as an exhibit to the company's annual report on Form 10-K for the year ending December 31, 1995, and filed with the Commission March 21, 1996, and incorporated herein by reference. (10) Filed as an exhibit to the company's current report on Form 8-K filed with the Commission January 15, 1997, and incorporated herein by reference. -4-