1 As filed with the Securities and Exchange Commission on March 25, 1999 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 1999 -------------- FIRST CHARTER CORPORATION ------------------------- (Exact name of registrant as specified in its charter) North Carolina 0-15829 56-1355866 - - -------------- ------- ---------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 22 Union Street, North, Concord, North Carolina 28026-0228 ---------------------------------------------------------- (Addresses, including zip codes, of principal executive offices) (704) 786-3300 -------------- (Registrant's telephone number, including area code) 2 Item 5 Other Events. On March 23, 1999, First Charter Corporation, the registrant, entered into an Underwriting Agreement by and among First Charter, The Robinson-Humphrey Company, LLC and the Trustees of the Home Federal Savings and Loan Association Employee Stock Ownership Plan (the "Plan") in order to facilitate the sale of 429,708 shares of First Charter's common stock by the Plan pursuant to the Form S-3 Registration Statement (No. 333-71495) of First Charter. A copy of the Underwriting Agreement is included as Exhibit 99.1 to this Current Report on Form 8-K. Item 7 Financial Statements and Exhibits (c) The following exhibits are filed herewith: Exhibit No. Description - - ----------- ----------- 99.1 Underwriting Agreement by and among First Charter Corporation, The Robinson-Humphrey Company, LLC and the Trustees of the Home Federal Savings and Loan Association Employee Stock Ownership Plan. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FIRST CHARTER CORPORATION By: /s/Lawrence M. Kimbrough ------------------------ Lawrence M. Kimbrough President and Chief Executive Officer Dated: March 25, 1999 4 EXHIBIT INDEX Exhibit No. Description Sequential Page - - ----------- ----------- No. --- 99.1 Underwriting Agreement by and among First Charter Corporation, the Robinson-Humphrey Company, LLC and the Trustees of the Home Federal Savings and Loan Association Employee Stock Ownership Plan.