1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM 8-K
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) February 28, 2000
------------------
UICI
(Exact name of registrant as specified in its charter)
Delaware 0-14320 75-2044750
- ----------------------------------------------- ----------------------- ------------------
(State or other jurisdiction of incorporation (Commission File (IRS Employer
or organization) Number) Identification No.)
4001 McEwen Drive, Suite 200, Dallas, Texas 75244
- ---------------------------------------------------------- ----------------
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (972) 392-6700
--------------
Not Applicable
- --------------------------------------------------------------------------------
(Former name or former address, if changed since last report)
2
Item 5. OTHER EVENTS
On February 28, 2000, UICI (the "Company") announced that United Credit
National Bank (the "Bank") (an indirect wholly-owned, except for directors'
qualifying shares, subsidiary of the Company) had agreed to the issuance by the
Office of the Comptroller of the Currency of a Consent Order, which will govern
for the indefinite future the capitalization, funding activities, growth and
operations of the Bank, a special purpose national bank headquartered in Sioux
Falls, South Dakota. A summary of the Consent Order is contained in the press
release filed as an exhibit hereto, the terms of which are incorporated by
reference herein.
Item 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION
AND EXHIBITS
Exhibit Page
Number Description of Exhibit Number
- ------- ----------------------- ------
99.1 Press release announcing that United Credit National Bank has agreed to
the issuance by the Office of the Comptroller of the Currency of a
Consent Order
2
3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
UICI
---------
(Registrant)
Date March 3, 2000 By /s/ Gregory T. Mutz
------------------ ------------------------------------
Gregory T. Mutz
President and Chief Executive Officer
Date March 3, 2000 By /s/ William Benac
------------------ ------------------------------------
William Benac
Executive Vice President and
Chief Financial Officer
3
4
EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION
- ----------- -----------
99.1 News Release February 28, 2000