1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): FEBRUARY 18, 2001 ADVANCED ENERGY INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 000-26966 84-0846841 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 1625 SHARP POINT DRIVE, FORT COLLINS, COLORADO 80525 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (970) 221-4670 N/A (Former Name or Former Address, if Changed Since Last Report) 1 2 ITEM 5. OTHER EVENTS. On February 18, 2001, Dr. Hollis Caswell, President, Chief Operating Officer and a director of Advanced Energy Industries, Inc., resigned as a director and announced his intention to retire as President and Chief Operating Officer. On February 20, 2001, Advanced Energy issued the press release attached as an exhibit to this Form 8-K. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. Exhibit Description - ------- ----------- 99.1 Press release issued by Advanced Energy Industries, Inc. on February 20, 2001 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: February 20, 2001 Advanced Energy Industries, Inc. By: /s/ Douglas S. Schatz -------------------------------- Name: Douglas S. Schatz Title: Chief Executive Officer and Chairman of the Board 2 3 EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION - ------- ----------- 99.1 Press Release