SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Fortis Securities, Inc. The Hartford Mutual Funds II, Inc. (formerly Hartford-Fortis Series Fund, Inc.) ------------------------------------------------ (Name of Registrant as Specified In Its Charter) ------------------------------------------ (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required [ ] Fee computed on table below per Exchange Act Rule 14a- 6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: ----------------------------------------------------------------------- (2) Aggregate number of securities to which transaction applies: ----------------------------------------------------------------------- (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): ----------------------------------------------------------------------- (4) Proposed maximum aggregate value of transaction: ----------------------------------------------------------------------- (5) Total fee paid: ----------------------------------------------------------------------- [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: THE HARTFORD MUTUAL FUNDS II, INC. THE HARTFORD SMALLCAP GROWTH FUND THE HARTFORD GROWTH OPPORTUNITIES FUND THE HARTFORD VALUE OPPORTUNITIES FUND THE HARTFORD GROWTH FUND THE HARTFORD TAX-FREE MINNESOTA FUND THE HARTFORD TAX-FREE NATIONAL FUND THE HARTFORD U.S. GOVERNMENT SECURITIES FUND FORTIS SECURITIES, INC. P.O. BOX 64387 ST. PAUL, MINNESOTA 55164-0387 June 6, 2002 Dear Shareholder: You are cordially invited to attend the Joint Special Meeting of Shareholders (the "Meeting") of Fortis Securities, Inc. and of The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, The Hartford Growth Fund, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund, each a series of The Hartford Mutual Funds II, Inc., to be held on July 16, 2002, at 10:00 a.m. Eastern time at the offices of Hartford Investment Financial Services, LLC at 200 Hopmeadow Street, Simsbury, Connecticut 06089. At the Meeting, shareholders of Fortis Securities, Inc. will be asked to vote on the election of members of the Board of Directors. Shareholders of The Hartford Mutual Funds II, Inc. will consider two matters: (1) the election of members of the Board of Directors and (2) changes to, or the elimination of, fundamental investment policies of the Funds. Your Board of Directors has reviewed and approved each of the proposals applicable to your Fund and recommends that you vote FOR each proposal. The "Important Information" following this letter contains summary information which you might find helpful. Although your Board of Directors would like very much to have each shareholder attend the Meeting, they realize that this is not possible. Whether or not you plan to be present at the Meeting, your vote is needed. THERE ARE THREE WAYS TO GRANT YOUR PROXY: BY TELEPHONE -- You can grant your proxy by telephone by calling the number on the proxy card(s) and following the instructions on the proxy card(s); OVER THE INTERNET -- You can grant your proxy over the Internet at the Internet address shown on your proxy card(s); BY MAIL -- You can grant your proxy by mail by completing, signing, dating, and returning the enclosed proxy card(s). A postage-paid envelope is enclosed for this purpose. We look forward to seeing you at the Meeting or receiving your proxy so your shares may be voted at the Meeting. Sincerely yours, /s/ David M. Znamierowski David M. Znamierowski President WHETHER OR NOT YOU PLAN TO ATTEND THE MEETING, PLEASE GRANT YOUR PROXY BY TELEPHONE, OVER THE INTERNET, OR BY SIGNING, DATING AND RETURNING THE ENCLOSED PROXY CARD(S) IN THE ENCLOSED ENVELOPE. IF YOU PROVIDE YOUR PROXY BY TELEPHONE OR OVER THE INTERNET, DO NOT RETURN YOUR PROXY CARD(S). IMPORTANT INFORMATION We encourage you to read the enclosed proxy statement; we thought it would be helpful, however, to provide brief answers to some questions. Q. WHAT PROPOSALS ARE SHAREHOLDERS BEING ASKED TO CONSIDER AT THE UPCOMING JOINT SPECIAL MEETING? A. You are being asked to consider the election of directors of your Funds. In addition, shareholders of The Hartford Mutual Funds II, Inc. are being asked to consider changes to, or the elimination of, fundamental investment policies of the Funds. "Fundamental" investment policies are policies that cannot be changed or eliminated without shareholder approval. Q. WHO ARE BEING NOMINATED TO SERVE AS DIRECTORS? A. There are nine nominees. Three of the nominees currently serve as directors of your Fund. The other six nominees serve as directors for other Hartford-affiliated mutual funds. Q. WHY ARE WE PROPOSING TO CHANGE THE FUNDS' FUNDAMENTAL POLICIES? A. As is described in more detail in the accompanying proxy statement, many of the existing fundamental policies were adopted in response to regulatory, business, or industry requirements or conditions that no longer prevail. In addition, small variations in the wording of similar restrictions among the whole family of Hartford funds makes the task of ensuring compliance with them difficult and expensive. We are proposing removing certain policies and bringing those that remain in line, wherever possible, with other fundamental policies in place, or expected to be put in place, for other Hartford funds. Q. DO WE EXPECT THE FUNDS' INVESTMENT APPROACHES TO CHANGE AS A RESULT? A. No. These changes are being proposed to help streamline the compliance and regulatory processes, not in order to facilitate any expected change in investment strategy or approach by the Funds. Q. HAVE THE FUNDS' BOARDS OF DIRECTORS APPROVED THESE PROPOSALS? A. Yes. Your Board of Directors has reviewed and approved each of the proposals on which you are being asked to vote. Your Board recommends that you vote in favor of each proposal. Q. WHEN SHOULD I VOTE? A. Please vote as soon as possible. Representatives of The Hartford Financial Services Group, Inc. ("The Hartford") and D. F. King & Co., Inc. may be contacting you to urge you to vote on these important matters. Q. WHO IS PAYING THE COST OF THE SHAREHOLDER MEETING AND OF THIS PROXY SOLICITATION? A. The Hartford -- and not your Fund -- is paying all the costs. THE HARTFORD MUTUAL FUNDS II, INC. THE HARTFORD SMALLCAP GROWTH FUND THE HARTFORD GROWTH OPPORTUNITIES FUND THE HARTFORD VALUE OPPORTUNITIES FUND THE HARTFORD GROWTH FUND THE HARTFORD TAX-FREE MINNESOTA FUND THE HARTFORD TAX-FREE NATIONAL FUND THE HARTFORD U.S. GOVERNMENT SECURITIES FUND FORTIS SECURITIES, INC. NOTICE OF JOINT SPECIAL MEETING OF SHAREHOLDERS A Joint Special Meeting of Shareholders (the "Meeting") of Fortis Securities, Inc. ("Fortis Securities") and The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, The Hartford Growth Fund, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund, each a series of The Hartford Mutual Funds II, Inc. ("Hartford Mutual Funds II"), will be held at the offices of Hartford Investment Financial Services, LLC at 200 Hopmeadow Street, Simsbury, Connecticut 06089, on July 16, 2002, at 10:00 a.m., Eastern time, for the following purposes: I. TO ELECT A BOARD OF DIRECTORS. (TO BE CONSIDERED SEPARATELY BY THE SHAREHOLDERS OF FORTIS SECURITIES AND HARTFORD MUTUAL FUNDS II.) II. TO CONSIDER PROPOSALS TO REVISE OR ELIMINATE CERTAIN FUNDAMENTAL INVESTMENT POLICIES OF THE SERIES OF HARTFORD MUTUAL FUNDS II. (TO BE CONSIDERED SEPARATELY BY THE APPLICABLE SERIES, AS DESCRIBED IN THE ENCLOSED PROXY STATEMENT.) III. TO CONSIDER AND ACT UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. The Boards of Directors unanimously recommend approval of each item listed in this Notice. Shareholders of record as of the close of business on May 7, 2002 are entitled to notice of and to vote at the Meeting. June 6, 2002 By order of the Board of Directors, MICHAEL J. RADMER Secretary YOUR VOTE IS IMPORTANT. WHETHER OR NOT YOU PLAN TO ATTEND THE MEETING, PLEASE GRANT YOUR PROXY BY TELEPHONE, OVER THE INTERNET, OR BY SIGNING, DATING, AND RETURNING THE ENCLOSED PROXY CARD(S) IN THE ENCLOSED ENVELOPE SO THAT YOU WILL BE REPRESENTED AT THE MEETING. THE HARTFORD MUTUAL FUNDS II, INC. THE HARTFORD SMALLCAP GROWTH FUND THE HARTFORD GROWTH OPPORTUNITIES FUND THE HARTFORD VALUE OPPORTUNITIES FUND THE HARTFORD GROWTH FUND THE HARTFORD TAX-FREE MINNESOTA FUND THE HARTFORD TAX-FREE NATIONAL FUND THE HARTFORD U.S. GOVERNMENT SECURITIES FUND FORTIS SECURITIES, INC. P.O. BOX 64387 ST. PAUL, MINNESOTA 55164-0387 PROXY STATEMENT The enclosed proxy is solicited on behalf of the Boards of Directors of Fortis Securities Inc. ("Fortis Securities") and of The Hartford Mutual Funds II, Inc. ("Hartford Mutual Funds II") (together the "Companies" and each a "Company") for use at the Joint Special Meeting of Shareholders (the "Meeting") of Fortis Securities and The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, The Hartford Growth Fund, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund, each a series of Hartford Mutual Funds II (each such series and Fortis Securities referred to herein as a "Fund," and collectively, the "Funds"), to be held on July 16, 2002, at 10:00 a.m. Eastern time, at the offices of Hartford Investment Financial Services, LLC ("HIFSCO") at 200 Hopmeadow Street, Simsbury, Connecticut 06089 and at any adjournment thereof. The Meeting will be held for the purposes set forth in the accompanying Notice of Joint Special Meeting of Shareholders (the "Notice"). Shareholders of record as of the close of business on May 7, 2002 (the "Record Date") are entitled to notice of and to vote at the Meeting or at any adjourned session. The Notice, this Proxy Statement, and the enclosed forms of proxy are first being mailed or otherwise made available to shareholders on or about June 6, 2002. If you own shares of more than one Fund, you should grant your proxy by telephone, over the Internet, or by signing, dating, and returning a proxy card for each Fund of which you are a shareholder; for example, if you own shares of The Hartford SmallCap Growth Fund and The Hartford Growth Opportunities Fund, you should provide your proxy for each of those Funds. A DIFFERENT PROXY CARD IS ENCLOSED FOR EACH FUND IN WHICH YOU ARE A SHAREHOLDER. IF YOU GRANT YOUR PROXY BY MAIL, YOU SHOULD SIGN AND RETURN EACH OF THE CARDS. 1 Shares represented by duly executed proxies will be voted in accordance with the specification made. None of the matters to be presented at the Meeting will entitle any shareholder to cumulative voting or appraisal rights. If no specification is made, shares will be voted in accordance with the recommendations of the Board of Directors. You may revoke or change a proxy at any time before it is exercised, by sending or delivering a written revocation to the Secretary of the Company in question (which will be effective when it is received by the Secretary), by properly executing a later-dated proxy (which will be effective upon receipt by the Secretary), by attending the Meeting, requesting return of your proxy, and voting in person, or by granting a new proxy by telephone or over the Internet. If you grant a proxy over the telephone or the Internet, your most current telephone or Internet proxy is the one that will be counted at the Meeting. As of the Record Date, there were outstanding 12,853,058 shares of Fortis Securities, 8,818,195 shares of The Hartford SmallCap Growth Fund, 36,446,336 shares of The Hartford Growth Opportunities Fund, 4,370,949 shares of The Hartford Value Opportunities Fund, 31,108,379 shares of The Hartford Growth Fund, 3,526,672 shares of The Hartford Tax-Free Minnesota Fund, 5,070,359 shares of The Hartford Tax-Free National Fund, and 24,249,208 shares of The Hartford U.S. Government Securities Fund. Each share is entitled to one vote, with fractional shares voting proportionally. HIFSCO is the investment manager of each Fund, as well as the underwriter and the administrator for each Fund. The address of HIFSCO is 200 Hopmeadow Street, Simsbury, Connecticut 06089. Wellington Management Company LLP ("Wellington Management") is a sub-adviser to The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, and The Hartford Growth Fund. Wellington Management's address is 75 State Street, Boston, Massachusetts 02109. Hartford Investment Management Company ("HIMCO") is a sub-adviser to Fortis Securities, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund. HIMCO's address is 55 Farmington Avenue, Hartford, Connecticut 06105. COPIES OF THE MOST RECENT ANNUAL AND SEMIANNUAL REPORTS ISSUED BY THE COMPANIES INCLUDING INFORMATION ABOUT EACH FUND MAY BE OBTAINED WITHOUT CHARGE. FOR COPIES, PLEASE CALL THE COMPANY IN QUESTION AT 888-843-7824 OR WRITE THE COMPANY AT P.O. BOX 64387, ST. PAUL, MINNESOTA 55164-0387. 2 SUMMARY OF PROPOSALS AND FUNDS AFFECTED The following table identifies the various proposals set forth in this Proxy Statement and indicates which Funds are affected thereby. An "X" denotes that a Fund is affected by the proposal and that the Fund's shareholders are solicited with respect to that proposal. <Table> <Caption> HARTFORD HARTFORD HARTFORD HARTFORD HARTFORD SMALLCAP GROWTH VALUE HARTFORD TAX-FREE TAX-FREE FORTIS GROWTH OPPORTUNITIES OPPORTUNITIES GROWTH MINNESOTA NATIONAL PROPOSAL SECURITIES FUND FUND FUND FUND FUND FUND - -------- ---------- -------- ------------- ------------- -------- --------- -------- I. Election of Directors X X X X X X X II.A. Proposal to revise X X X X X X fundamental policy regarding investment concentrations within a particular industry. II.B. Proposal to revise X X X X X X fundamental policy regarding investments in real estate or interests therein. II.C. Proposal to revise X X X X X X fundamental policy regarding purchases and sales of commodities and commodities contracts. II.D. Proposal to revise X X X X X X fundamental policy regarding the making of loans to other persons. II.E. Proposal to eliminate X fundamental policy regarding the mortgage of assets. II.F. Proposal to eliminate X fundamental policy regarding participation in securities trading accounts. II.G. Proposal to eliminate X fundamental policy regarding certain purchases from and sales to officers, directors and employees. II.H. Proposal to eliminate X fundamental policy regarding short sales. II.I. Proposal to revise X X X X X X fundamental policies regarding the borrowing of money, issuing of senior securities and purchasing securities on margin. <Caption> HARTFORD U.S. GOVERNMENT SECURITIES PROPOSAL FUND - -------- ------------- I. Election of Directors X II.A. Proposal to revise X fundamental policy regarding investment concentrations within a particular industry. II.B. Proposal to revise X fundamental policy regarding investments in real estate or interests therein. II.C. Proposal to revise X fundamental policy regarding purchases and sales of commodities and commodities contracts. II.D. Proposal to revise X fundamental policy regarding the making of loans to other persons. II.E. Proposal to eliminate X fundamental policy regarding the mortgage of assets. II.F. Proposal to eliminate X fundamental policy regarding participation in securities trading accounts. II.G. Proposal to eliminate X fundamental policy regarding certain purchases from and sales to officers, directors and employees. II.H. Proposal to eliminate X fundamental policy regarding short sales. II.I. Proposal to revise X fundamental policies regarding the borrowing of money, issuing of senior securities and purchasing securities on margin. </Table> 3 <Table> <Caption> HARTFORD HARTFORD HARTFORD HARTFORD HARTFORD SMALLCAP GROWTH VALUE HARTFORD TAX-FREE TAX-FREE FORTIS GROWTH OPPORTUNITIES OPPORTUNITIES GROWTH MINNESOTA NATIONAL PROPOSAL SECURITIES FUND FUND FUND FUND FUND FUND - -------- ---------- -------- ------------- ------------- -------- --------- -------- II.J. Proposal to eliminate fundamental policy regarding the purchase of securities of issuers where officers or directors own certain beneficial amounts. II.K. Proposal to eliminate fundamental policy regarding investments in puts and calls. II.L. Proposal to eliminate fundamental policy regarding investments in repurchase agreements. II.M. Proposal to eliminate X X fundamental policy regarding investment grade municipal securities. <Caption> HARTFORD U.S. GOVERNMENT SECURITIES PROPOSAL FUND - -------- ------------- II.J. Proposal to eliminate X fundamental policy regarding the purchase of securities of issuers where officers or directors own certain beneficial amounts. II.K. Proposal to eliminate X fundamental policy regarding investments in puts and calls. II.L. Proposal to eliminate X fundamental policy regarding investments in repurchase agreements. II.M. Proposal to eliminate fundamental policy regarding investment grade municipal securities. </Table> 4 PROPOSAL I: ELECTION OF BOARD OF DIRECTORS The Board of Directors of each Company has fixed the number of Directors at nine and is recommending that shareholders approve the election of nine nominees for Director. Of these, three currently serve as Directors: David M. Znamierowski, Phillip O. Peterson, and Robert M. Gavin. Each of the other six nominees is currently a Director of other Hartford-affiliated mutual funds. They are Winifred Ellen Coleman, Duane E. Hill, William Atchison O'Neill, Millard Handley Pryor, Jr., John Kelley Springer, and Lowndes Andrew Smith. Each nominee for election has consented to serve as Director if elected. The Nominating Committee of the Boards of Directors reviewed and approved the nomination of each nominee. Each Board of Directors, in turn, has approved the nominations and is recommending that shareholders vote in favor of each nominee. Biographical data for each of the nominees is set forth below, together with information concerning the current officers of each Company. If elected, each Director will serve until his or her death or resignation or until the next annual meeting, if any, is held and his or her successor is elected and qualifies. The mailing address of each nominee is: c/o Assistant Secretary, The Hartford Mutual Funds II, Inc., 55 Farmington Avenue, Hartford, CT 06105. NOMINEES FOR ELECTION AS NON-INTERESTED DIRECTORS <Table> <Caption> NUMBER OF PORTFOLIOS IN FUND OTHER POSITION HELD TERM OF OFFICE* COMPLEX DIRECTORSHIPS WITH THE AND LENGTH OF PRINCIPAL OCCUPATION(S) OVERSEEN BY HELD BY NAME AND AGE COMPANY TIME SERVED DURING LAST 5 YEARS DIRECTOR DIRECTOR - ------------ ------------- --------------- ----------------------- ------------- ------------- PHILLIP O. Director Since 2000 Mr. Peterson is a mutual 24 N/A PETERSON............ fund industry consultant. (age 57) He was a Partner of KPMG LLP through June 1999. DR. ROBERT M. Director Since 1988 Mr. Gavin is an 24 Systems & GAVIN............... educational consultant. Computer (age 61) Prior to September 1, Technology 2001, he was President of Corporation Cranbrook Education Community and prior to July 1996 he was President of Macalester College, St. Paul, MN. WINIFRED ELLEN N/A New Nominee Ms. Coleman has served as 48 N/A COLEMAN............. President of Saint Joseph (age 69) College since 1991 and President of Cashel House, Ltd. (retail) since 1985. </Table> 5 <Table> <Caption> NUMBER OF PORTFOLIOS IN FUND OTHER POSITION HELD TERM OF OFFICE* COMPLEX DIRECTORSHIPS WITH THE AND LENGTH OF PRINCIPAL OCCUPATION(S) OVERSEEN BY HELD BY NAME AND AGE COMPANY TIME SERVED DURING LAST 5 YEARS DIRECTOR DIRECTOR - ------------ ------------- --------------- ----------------------- ------------- ------------- DUANE E. HILL........ N/A New Nominee Mr. Hill is Partner 48 N/A (age 56) Emeritus and a founding partner of TSG Capital Group, a private equity investment firm that serves as sponsor and lead investor in leveraged buyouts of middle market companies. Mr. Hill is also a Partner of TSG Ventures L.P., a private equity investment company that invests primarily in minority-owned small businesses. Mr. Hill currently serves as Chairman of the City of Stamford, CT Planning Board and a director of the Stamford Cultural Development Corporation. WILLIAM ATCHISON N/A New Nominee The Honorable William A. 48 N/A O'NEILL............. O'Neill served as Governor (age 71) of the State of Connecticut from 1980 until 1991. He is presently retired. MILLARD HANDLEY N/A New Nominee Mr. Pryor has served as 48 Mr. Pryor is PRYOR, JR........... Managing Director of Pryor a Director of (age 68) & Clark Company (real Infodata estate investment), Systems, Inc. Hartford, Connecticut, (software since June, 1992. company) and CompuDyne Corporation (security products and services). JOHN KELLEY N/A New Nominee Mr. Springer served as 48 N/A SPRINGER............ Chairman of Medspan, Inc. (age 70) (health maintenance organization) until March 2002. </Table> 6 NOMINEES FOR ELECTION AS INTERESTED DIRECTORS <Table> <Caption> NUMBER OF PORTFOLIOS IN FUND OTHER POSITION HELD TERM OF OFFICE* COMPLEX DIRECTORSHIPS WITH THE AND LENGTH OF PRINCIPAL OCCUPATION(S) OVERSEEN BY HELD BY NAME AND AGE COMPANY TIME SERVED DURING LAST 5 YEARS DIRECTOR DIRECTOR - ------------ ------------- --------------- ------------------------ ------------- ------------- DAVID M. President Since 2001 Mr. Znamierowski 71 N/A ZNAMIEROWSKI**.... and Director currently serves as (age 41) President of HIMCO and Senior Vice President, Chief Investment Officer, and Director of Investment Strategy for Hartford Life, Inc. ("Hartford Life") Mr. Znamierowski is also a Managing Member and Senior Vice President of HIFSCO and HL Investment Advisors, LLC ("HL Advisors"). In addition, Mr. Znamierowski is the Group Senior Vice President and Chief Investment Officer for the Hartford Financial Services Group, Inc. ("The Hartford"). LOWNDES ANDREW N/A New Nominee Mr. Smith served as Vice 48 N/A SMITH***.......... Chairman of The Hartford (age 62) from February 1997 to January 2002, as President and Chief Executive Officer of Hartford Life from February 1997 to January 2002, and as President and Chief Operating Officer of The Hartford Life Insurance Company from January 1989 to January 2002. </Table> - --------------- * Each Director serves until his or her death, resignation, or retirement or until the next annual meeting of stockholders, if any, is held and his or her successor is elected and qualifies. Mr. O'Neill is expected to retire from the Boards of Directors in August 2002. ** Mr. Znamierowski is an interested Director due to the positions he holds with HIMCO and its affiliates, and because of his holdings of The Hartford's stock. *** Mr. Smith would be an interested Director due to the positions he held with The Hartford until January 2002, and because of his holdings of The Hartford's stock. 7 OFFICERS <Table> <Caption> POSITION HELD TERM OF OFFICE* WITH THE AND LENGTH OF PRINCIPAL OCCUPATION(S) NAME, AGE, AND ADDRESS COMPANY TIME SERVED DURING LAST 5 YEARS - ---------------------- -------------- --------------- ----------------------- DAVID M. ZNAMIEROWSKI... President and Since 2001 See biographical information under (age 41) Director "Nominees for Election as Interested 55 Farmington Avenue Directors" above. Hartford, CT 06105 ROBERT W. BELTZ, JR..... Vice President Since 1993 Mr. Beltz currently serves as Vice (age 52) President, Securities Operations of 500 Bielenberg Drive Hartford Administrative Services Woodbury, MN 55125 Company ("HASCO"). He also has served as Assistant Vice President of the Hartford Life Insurance Company since December 2001. KEVIN J. CARR........... Vice President Since 2001 Mr. Carr has served as Assistant (age 47) and Assistant General Counsel since 1999, Counsel 55 Farmington Avenue Secretary since November 1996, and Associate Hartford, CT 06105 Counsel since November 1995, of The Hartford. TAMARA L. FAGELY........ Vice President Since 1993 Ms. Fagely has been Vice President of (age 43) and Treasurer HASCO since 1998. Prior to 1998, she 500 Bielenberg Drive was Second Vice President of HASCO. Woodbury, MN 55125 She also has served as Assistant Vice President of Hartford Life Insurance Company since December 2001. GEORGE RICHARD JAY...... Vice President Since 2001 Mr. Jay has served as Secretary and (age 50) and Assistant Director, Life and Equity Accounting P.O. Box 2999 Treasurer and Financial Control, of Hartford Hartford, CT 06104-2999 Life Insurance Company since 1987. STEPHEN T. JOYCE........ Vice President Since 2001 Mr. Joyce currently serves as Senior (age 42) Vice President and director of P. O. Box 2999 investment products management for Hartford, CT 06104-2999 Hartford Life Insurance Company. Previously he served as Vice President (1997-1999) and Assistant Vice President (1994-1997) of Hartford Life Insurance Company. DAVID N. LEVENSON....... Vice President Since 2001 Mr. Levenson serves as Senior Vice (age 35) President of Hartford Life Insurance P.O. Box 2999 Company and is responsible for the Hartford, CT 06104-2999 company's mutual funds line of business and its corporate retirement plans line of business. Mr. Levenson joined The Hartford in 1995. Mr. Levenson is also a senior vice president of HIFSCO. </Table> 8 <Table> <Caption> POSITION HELD TERM OF OFFICE* WITH THE AND LENGTH OF PRINCIPAL OCCUPATION(S) NAME, AGE, AND ADDRESS COMPANY TIME SERVED DURING LAST 5 YEARS - ---------------------- -------------- --------------- ----------------------- THOMAS MICHAEL MARRA.... Vice President Since 2001 Mr. Marra is President and Chief (age 43) Operating Officer of Hartford Life. P.O. Box 2999 He is also a member of the Board of Hartford, CT 06104-2999 Directors and a member of the Office of the Chairman for The Hartford, the parent company of Hartford Life. Named President of Hartford Life in 2001 and COO in 2000, Mr. Marra served as Executive Vice President and Director of Hartford Life's Investment Products Division from 1998 to 2000. He was head of the company's Individual Life and Annuities Division from 1994 to 1998 after being promoted to Senior Vice President in 1994 and to Executive Vice President in 1996. From 1990 to 1994, Mr. Marra was Vice President and Director of Individual Annuities. Mr. Marra is also a Managing Member and Executive Vice President of HIFSCO and HL Advisors. SCOTT R. PLUMMER........ Vice President Since 1996 Mr. Plummer has served as Assistant (age 42) and Assistant General Counsel for Hartford Life 500 Bielenberg Drive Secretary Insurance Company since April 2001 Woodbury, MN 55125 and has served as Assistant Vice President of Hartford Life Insurance Company since December 2001. He also serves as Vice President, Associate General Counsel, and Assistant Secretary of HASCO. JOHN C. WALTERS......... Vice President Since 2001 Mr. Walters serves as Executive Vice (age 39) President and Director of the P.O. Box 2999 Investment Products Division of Hartford, CT 06104-2999 Hartford Life Insurance Company. Previously Mr. Walters was with First Union Securities and its predecessor from 1984 to 2000. Mr. Walters is also a Managing Member and Executive Vice President of HIFSCO and HL Advisors. MICHAEL J. RADMER....... Secretary Since 1978 Mr. Radmer is a Partner at Dorsey & (age 57) Whitney LLP, the Companies' General Suite 1500 Counsel. 50 South 6th Street Minneapolis, MN 55402 </Table> - --------------- * Each officer serves at the pleasure of the Board of Directors. CERTAIN INFORMATION REGARDING DIRECTORS AND OFFICERS. All current Directors and officers of each Company are also directors and officers of Hartford HLS Series Fund II, Inc., an open-end registered investment company. Mr. Znamierowski, as a director and officer, and Messrs. Carr, Jay, Joyce, Levenson, Marra, and Walters, as officers, serve in these same or similar capacities with 13 other registered investment companies within the Hartford Fund Family, which is comprised of those investment companies for which HIFSCO or HL Advisors serves as investment adviser. 9 The Charter of Hartford Mutual Funds II does not provide for the annual election of directors unless specifically required by the Investment Company Act of 1940, as amended (the "1940 Act"), or Maryland law. However, in accordance with the 1940 Act, (i) the Company will hold a shareholders' meeting for the election of Directors at such time as less than a majority of the Directors holding office has been elected by the shareholders and (ii) a vacancy among the Directors may be filled by the remaining Directors only if, immediately after such vacancy is filled, at least two-thirds of the Directors holding office shall have been elected by the shareholders. As a New York Stock Exchange listed company, Fortis Securities holds annual shareholders' meetings for the purpose of electing a board of directors. The full Board of Directors met twenty times (including two meetings of just the non-interested Directors) during the most recent full fiscal year of The Hartford U.S. Government Securities Fund and Fortis Securities (the fiscal year ended July 31, 2001), twenty-two times (including three meetings of just the non-interested Directors) during the most recent full fiscal year of The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund and The Hartford Growth Fund (the fiscal year ended August 31, 2001), and twenty times (including three meetings of just the non-interested Directors) during the most recent full fiscal year of The Hartford Tax-Free Minnesota Fund and The Hartford Tax-Free National Fund (the fiscal year ended September 30, 2001). During each such fiscal year, each incumbent Director attended at least 75% of the aggregate of the number of meetings of the Board of Directors and the number of meetings held by all committees of which he was a member that were held while he was serving on the Board of Directors or on such committee. The Board of Directors held an unusually large number of meetings during the Funds' most recent fiscal years because of the acquisition by The Hartford Life and Accident Insurance Company of Fortis Advisers, Inc. and the resulting integration of the Fortis Funds into the Hartford Fund Family. The Board of Directors holds four regularly scheduled meetings each year. STANDING COMMITTEES. The Board of Directors of each Company has established an Executive Committee, an Audit Committee, a Nominating Committee, an Investment Review Committee, and a Dividend Declaration Committee. Each Executive Committee currently consists of Dr. Robert M. Gavin, Messrs. David M. Znamierowski, Allen R. Freedman, and Robb L. Prince, and Mss. Jean L. King and Noel F. Schenker. The Executive Committee met two times during the most recent full fiscal year of each of the Funds. The functions of the Executive Committee are to, when necessary, act on behalf of the full Board of Directors between Board meetings; to review and evaluate matters relating to Board governance and Board operations, recommending changes when determined to be necessary; on an annual basis, to review 10 contract renewal information provided by fund management, request additional information when needed, and make a recommendation to the full Board on contract renewal; and, for the non-interested directors who are members of the Executive Committee, to serve as members of the Company's Nominating Committee, as further described below. Each Audit Committee currently consists of Messrs. Phillip O. Peterson and Allen R. Freedman and Dr. Lemma W. Senbet. Mr. Peterson and Dr. Senbet have been determined by the Boards of Directors to be "independent" within the meaning of the rules of the New York Stock Exchange (the "Exchange"). Mr. Freedman technically did not meet the "independence" requirements of the Exchange at the time of his appointment in December 2001 because, prior to July 2000, he had been the Chairman and Chief Executive Officer of Fortis, Inc. (previously the parent company of the Funds' investment adviser). Exchange rules provide that a director who is an employee of a company or any of its affiliates may not serve on the audit committee until three years following the termination of his or her employment or, if the employment relationship is with a former parent or predecessor of the company, until after three years following the termination of the relationship between the company and the former parent or predecessor. Nevertheless, Exchange rules also contain an "override" provision which allows a company's board of directors to appoint one director to the audit committee who is no longer an employee of the company or its affiliates but is not considered independent due to the three-year restriction period if the board of directors determines in its business judgment that membership on the committee by such individual is required by the best interests of the corporation and its shareholders. The Funds' Board of Directors made such a finding at a meeting held December 13, 2001. The functions performed by the Audit Committee are to recommend annually to the Board a firm of independent certified public accountants to audit the books and records of the Company for the ensuing year; to monitor that firm's performance; to review with the firm the scope and results of each audit and determine the need, if any, to extend audit procedures; to confer with the firm and representatives of the Company on matters concerning the Company's financial statements and reports, including the appropriateness of its accounting practices and of its financial controls and procedures; to evaluate the independence of the firm; to review procedures to safeguard portfolio securities; to review the purchase by the Company from the firm of nonaudit services; to review all fees paid to the firm; and to facilitate communications between the firm and the Company's officers and Directors. The Audit Committee met two times during the most recent full fiscal year of The Hartford U.S. Government Securities Fund and Fortis Securities, two times during the most recent full fiscal year of The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund and The Hartford Growth Fund, and 11 three times during the most recent full fiscal year of The Hartford Tax-Free Minnesota Fund and The Hartford Tax-Free National Fund. The non-interested Directors who are members of the Executive Committee (i.e., Messrs. Freedman and Prince, Dr. Gavin, and Mss. King and Schenker) comprise the Nominating Committee of the Boards of Directors. The function of the Nominating Committee is to screen and select candidates to the Board of Directors. Any recommendations for nominees should be directed to the Secretary of Hartford Mutual Funds II or the Secretary of Fortis Securities, as the case may be, who will forward them to the Nominating Committee. A Nominating Committee will consider nominees recommended by shareholders if the Committee is considering other nominees at the time of the recommendation and if the nominee meets the Committee's criteria. The Nominating Committee met one time during the most recent full fiscal year of each of the Funds. The Board of Directors has also established an Investment Review Committee and a Dividend Declaration Committee. The members of the Investment Review Committee are Messrs. Freedman and Santow and Dr. Senbet, and the sole member of the Dividend Declaration Committee is Mr. Znamierowski. The Investment Review Committee met two times during the most recent full fiscal year of The Hartford U.S. Government Securities Fund and Fortis Securities, two times during the most recent full fiscal year of The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund and The Hartford Growth Fund, and three times during the most recent full fiscal year of The Hartford Tax-Free Minnesota Fund and The Hartford Tax-Free National Fund. The Dividend Declaration Committee acted by written action and did not meet. If the nominees to the Boards of Directors are elected, the composition of the Companies' standing committees of the Boards will change. INDEPENDENT ACCOUNTANTS. KPMG LLP has been selected as independent accountants for the Funds' current fiscal years. It is not expected that representatives of KPMG LLP will be present at the Meeting. The Board of Directors anticipates that, following the election of the nominees for Director, Ernst & Young LLP will be selected to replace KPMG LLP as independent accountants for the current fiscal year of each of the Funds comprising Hartford Mutual Funds II. Ernst & Young LLP was recently selected to act as independent accountants for 13 other registered investment companies within the Hartford Fund Family. KPMG LLP will remain the independent accountants for Fortis Securities through the fiscal year ending July 31, 2002. 12 Fund-Related Fees Audit Fees. During the following periods, the approximate aggregate fee paid to KPMG LLP for professional services rendered for the audit of the annual financial statements for each Fund was as follows: TABLE 3 <Table> <Caption> FISCAL YEAR ENDED 8/31/2001 ----------------- SmallCap Growth Fund................................ $19,000 Growth Opportunities Fund........................... $29,000 Value Opportunities Fund............................ $15,000 Growth Fund......................................... $23,000 </Table> <Table> <Caption> FISCAL YEAR ENDED 9/30/2001 ----------------- Tax-Free Minnesota Fund............................. $12,000 Tax-Free National Fund.............................. $12,000 </Table> <Table> <Caption> FISCAL YEAR ENDED 7/31/2001 ----------------- U.S. Government Securities Fund..................... $19,000 Fortis Securities................................... $18,000 </Table> All Other Fees. For the Funds' most recently completed fiscal years, each Fund paid KPMG LLP approximately $3,675 for services relating to annual tax preparation. Non-Fund Related Fees Financial Information Systems Design and Implementation Fees. No fees were paid by the Funds to KPMG LLP for the most recently completed fiscal year. All Other Fees. No additional fees were paid by the Funds to KPMG LLP for the most recently completed fiscal year. 13 HOLDINGS AND REMUNERATION OF DIRECTORS. The following table discloses the dollar range of equity securities beneficially owned by each Director (i) in each Fund and (ii) on an aggregate basis in any registered investment companies overseen by the Director within the Hartford Fund Family. TABLE 4 <Table> <Caption> AGGREGATE DOLLAR RANGE OF EQUITY SECURITIES IN ALL REGISTERED INVESTMENT DOLLAR RANGE OF COMPANIES OVERSEEN BY EQUITY SECURITIES DIRECTOR IN THE NAME OF DIRECTOR IN THE FUNDS* HARTFORD FUND FAMILY* - ---------------- ----------------- ------------------------- David M. Znamierowski.......... None $10,001-$50,000 Lowndes Andrew Smith........... None Over $100,000 Phillip O. Peterson............ None None Robert M. Gavin................ None $10,001-$50,000 Winifred Ellen Coleman......... None Over $100,000 Duane E. Hill.................. None None William Atchison O'Neill....... None $10,001-$50,000 Millard Handley Pryor, Jr. .... None $50,001-$100,000 John Kelley Springer........... None Over $100,000 </Table> - --------------- * The valuation date for purposes of this Table 4 is May 7, 2002. The Companies do not pay salaries or compensation to any of their officers or Directors who are employed by The Hartford. The chart below sets forth the compensation paid by the Funds during their last full fiscal years and by the Hartford Fund Family for the year ended December 31, 2001 to the non-interested Directors who are nominees for reelection. TABLE 5 <Table> <Caption> TOTAL PENSION COMPENSATION RETIREMENT ESTIMATED PAID TO DIRECTORS BENEFITS ACCRUED ANNUAL BENEFITS BY ALL FUNDS IN NAME OF PERSON, AGGREGATE COMPENSATION AS PART OF UPON THE HARTFORD FUND POSITION FROM THE FUNDS** FUND EXPENSES RETIREMENT FAMILY* - --------------- ------------------------------------------ ---------------- ---------------- ----------------- Dr. Robert M. Gavin, Director............ SmallCap Growth Fund............. $1,421 $0 $0 $46,050 Growth Opportunities Fund........ $6,520 Value Opportunities Fund......... $ 397 Growth Fund...................... $3,852 Tax-Free Minnesota Fund.......... $ 321 Tax-Free National Fund........... $ 482 U.S. Government Securities $2,184 Fund............................. Fortis Securities................ $3,175 </Table> 14 <Table> <Caption> TOTAL PENSION COMPENSATION RETIREMENT ESTIMATED PAID TO DIRECTORS BENEFITS ACCRUED ANNUAL BENEFITS BY ALL FUNDS IN NAME OF PERSON, AGGREGATE COMPENSATION AS PART OF UPON THE HARTFORD FUND POSITION FROM THE FUNDS** FUND EXPENSES RETIREMENT FAMILY* - --------------- ------------------------------------------ ---------------- ---------------- ----------------- Phillip O. Peterson, Director............ SmallCap Growth Fund............. $1,355 $0 $0 $44,700 Growth Opportunities Fund........ $6,218 Value Opportunities Fund......... $ 378 Growth Fund...................... $3,673 Tax-Free Minnesota Fund.......... $ 306 Tax-Free National Fund........... $ 460 U.S. Government Securities $2,083 Fund............................. Fortis Securities................ $3,125 </Table> - --------------- * As of December 31, 2001, three registered investment companies in the Hartford Fund Family paid compensation to the Directors. ** The most recent fiscal year ended on (i) August 31, 2001 for SmallCap Growth Fund, Growth Opportunities Fund, Value Opportunities Fund, and Growth Fund; (ii) September 30, 2001 for Tax-Free Minnesota Fund and Tax-Free National Fund; and (iii) July 31, 2001 for U.S. Government Securities Fund and Fortis Securities. The sales load for Class A shares of the Hartford Mutual Funds II is waived for present and former officers, Directors, and employees of the Company. This waiver is designed to provide an incentive for individuals that are involved and affiliated with the Funds and their operations to invest in the Funds. Each Company's Charter provides that the Company, to the fullest extent permitted or required by Maryland or Minnesota law, as the case may be, and the federal securities laws, shall indemnify the Directors and officers of the Company. Neither Company's Charter, however, protects any Director or officer against any liability to which he or she would otherwise be subject by reason of or for willful misfeasance, bad faith, gross negligence, or reckless disregard or such person's duties. 15 During the following periods, each Fund paid legal fees and expenses as set forth below to a law firm of which the Company's Secretary is a partner: TABLE 6 <Table> <Caption> FISCAL YEAR ENDED 8/31/2001 ----------------- SmallCap Growth Fund................................ $ 6,600 Growth Opportunities Fund........................... $33,279 Value Opportunities Fund............................ $ 750 Growth Fund......................................... $15,000 </Table> <Table> <Caption> FISCAL YEAR ENDED 9/30/2001 ----------------- Tax-Free Minnesota Fund............................. $ 725 Tax-Free National Fund.............................. $ 1,050 </Table> <Table> <Caption> FISCAL YEAR ENDED 7/31/2001 ----------------- U.S. Government Securities Fund..................... $ 4,500 Fortis Securities................................... $ 2,259 </Table> To the knowledge of each Company, as of May 7, 2002, the officers and Directors of the Company as a group beneficially owned less than 1% of the outstanding shares of each Fund. RECOMMENDED SHAREHOLDER ACTION AND REQUIRED VOTE. The Directors recommend that the shareholders vote for each nominee. Shareholders of each Company shall vote separately by Company for the election of Directors. For each Company, a majority of the votes properly cast in person or by proxy at the Meeting is required for the election of Directors. Shareholders have no cumulative voting rights. Abstentions or a vote withholding authority will be counted as present at the Meeting and will have the same effect as a vote against the election of Directors. Broker non-votes will not be counted in calculating the vote and will have no effect on the election of Directors. 16 PROPOSAL II: ELIMINATION OF OR REVISIONS TO FUNDAMENTAL INVESTMENT POLICIES (HARTFORD MUTUAL FUNDS II ONLY) As described in the following proposals, HIFSCO has recommended to the Board of Directors of Hartford Mutual Funds II, and the Board of Directors is recommending to shareholders, that fundamental investment policies of the Funds comprising Hartford Mutual Funds II be eliminated or revised. (For purposes of this section of the Proxy Statement, including Appendix A, the term "Fund" or "Funds" refers only to the Funds comprising Hartford Mutual Funds II.) The purpose of the proposals is in most cases to modernize the fundamental policies that are required under applicable law and to bring them in line with other fundamental policies in place, or expected to be put in place, for other Hartford mutual funds. No change in the Funds' investment strategies or approaches is expected as a result of the proposed changes to the Funds' fundamental investment policies. The Board of Directors is recommending that shareholders approve each of the proposals. BACKGROUND Each of the Funds has adopted certain "fundamental" investment policies. Fundamental investment policies or restrictions can be changed only by shareholder vote. Some of the Funds' fundamental investment policies were adopted in order to comply with the requirements of the 1940 Act. Others were adopted in the past in response to regulatory, business, or industry requirements or conditions that in many cases no longer prevail. The specific proposals, and HIFSCO's reasons for recommending them, are described below. Many of the proposed new or revised fundamental policies are the same as those that currently apply to, or are expected to be adopted by, The Hartford Fund Family. The effect of implementing these proposals should be to reduce the compliance burdens of monitoring, and ensuring compliance with, varying sets of fundamental policies -- some differing from each other by only a few words -- across the Hartford Fund Family. If shareholders of a Fund do not approve a proposal, the fundamental investment policy in question will remain in effect for that Fund, and the Board of Directors will determine any further appropriate steps to be taken. PROPOSALS Note: Appendix A to this Proxy Statement sets out the specific fundamental investment policies proposed to be eliminated or revised, and the text of any 17 proposed revision. The descriptions of the proposed eliminations and/or revisions set out below are qualified in their entirety by reference to Appendix A. A. REVISION TO THE FUNDAMENTAL POLICY REGARDING INVESTMENT CONCENTRATIONS WITHIN A PARTICULAR INDUSTRY. (The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, The Hartford Growth Fund, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund) Each Fund is subject to a fundamental policy providing that the Fund will not concentrate its investments in a particular industry. The fundamental policy for the Growth Opportunities Fund, the SmallCap Growth Fund, and the U.S. Government Securities Fund states that this limitation does not apply to investments in government securities. In addition, for the SmallCap Growth Fund only, the fundamental policy states that gas, electric, water, and telephone companies will be considered to be in separate industries. If the proposed policy is approved, the fundamental policy of each Fund (except the Tax-Free Minnesota Fund and the Tax-Free National Fund) relating to the concentration of investments would state that a Fund may not: "purchase the securities of any issuer (other than securities issued or guaranteed by the U.S. government or any of its agencies or instrumentalities) if, as a result, more than 25% of the Fund's total assets would be invested in the securities of companies whose principal business activities are in the same industry." The existing fundamental policy of the Tax-Free Minnesota Fund and the Tax-Free National Fund states that neither Fund will: "invest 25% or more of its total assets in any particular industry, including limited obligation bonds payable only from revenues derived from facilities or projects within a single industry. For purposes of this limit, the U.S. Government and the state and municipal governments, and their political subdivisions, are not considered a particular industry. (Municipal bonds refunded with U.S. Government securities will be treated as investments in U.S. Government securities and are not subject to this limitation.)" If the proposed policy for the Tax-Free Minnesota Fund and the Tax-Free National Fund is approved, it will read the same as the proposed policy for each other Fund, except that the following parenthetical language will be added after the limitation: "(Tax exempt securities are not subject to this limitation unless they are backed only by the assets and revenues of non-governmental issuers; this limitation will not apply to tax exempt securities that have been refunded 18 with U.S. Government securities.)" As a result, tax exempt securities will not be subject to the industry-concentration limit, unless they are backed only by the assets and revenues of non-governmental issuers. The 1940 Act requires that a Fund state its position regarding concentration in any industry. While the 1940 Act does not define what constitutes "concentration," the staff of the Securities and Exchange Commission takes the position that investment of more than 25% of a Fund's assets in an industry constitutes concentration. The proposed revision is recommended to standardize the fundamental policies of The Hartford Family. This revision, if approved, will not alter the investment practices of a Fund. A Fund that concentrates its investments in a particular industry or industries could be exposed to greater risk to the extent that the particular industry or industries in which it concentrates experience adverse changes, and it may be more volatile than one whose investments are more broadly distributed among industries. B. REVISION TO THE FUNDAMENTAL POLICY REGARDING INVESTMENTS IN REAL ESTATE OR INTERESTS THEREIN. (The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, The Hartford Growth Fund, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund) If this proposal is approved, the fundamental investment policy relating to investments in real estate will be revised for each Fund. The revised policy would state that a Fund may not: "purchase or sell real estate unless acquired as a result of ownership of securities or other instruments, although it may purchase securities secured by real estate or interests therein, or securities issued by companies which invest in real estate or interests therein." The proposed fundamental policy is substantially similar to the Funds' current policies and is being proposed to standardize the fundamental policies among The Hartford Fund Family. If adopted by shareholders of a Fund, this policy will not alter the Fund's investment practices. To the extent a Fund holds real estate-related securities, it will be subject to the risks associated with the real estate market. These risks may include declines in the value of the real estate, changes in general or local economic conditions, overbuilding, difficulty in completing construction, increased competition, changes in zoning laws, increases in property taxes and operating 19 expenses, and variations in rental income. Generally, increases in interest rates will increase the cost of obtaining financing, which may result in a decrease in the value of such investments. In addition, in order to enforce its rights in the event of a default of these securities, a Fund may be required to participate in various legal proceedings or take possession of and manage assets securing the issuer's obligations. This could increase a Fund's operating expenses and adversely affect the Fund's net asset value. Moreover, direct investments in real estate as well as certain real estate-related investments are considered "illiquid" and are subject to the risks associated with illiquid assets. These risks include the possibility that a Fund may be unable to dispose of the asset at a time when it may be advantageous to do so and that the asset may be worth less than the price at which a Fund values it for the purpose of determining net asset value. C. REVISION TO THE FUNDAMENTAL POLICY REGARDING PURCHASES AND SALES OF COMMODITIES AND COMMODITIES CONTRACTS. (The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, The Hartford Growth Fund, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund) If this proposal is approved, the fundamental policies of the Funds relating to investments in commodities will be revised. The revised policy would state that a Fund may not: "purchase or sell commodities or commodities contracts, except that the Fund may purchase or sell financial futures contracts, options on financial futures contracts and futures contracts, forward contracts, and options with respect to foreign currencies, and may enter into swap transactions or other financial transactions of any kind." The 1940 Act requires that a Fund state as a fundamental investment policy the extent to which it may engage in the purchase and sale of commodities. At the time the 1940 Act was enacted, the term "commodities" was understood to refer principally to physical commodities such as agricultural products, precious and base metals, oil and gas, and the like. In recent years, however, a variety of new financial contracts and instruments, such as interest rate, currency, and securities index futures contracts, have been created which may be considered to be "commodities" for regulatory purposes. If adopted by the shareholders of a Fund, the proposed policy will not alter the Fund's investment practices. The proposed policy is recommended to standardize the fundamental policies of The Hartford Fund Family and to provide the Funds with maximum investment flexibility permitted by applicable law. For the Growth Opportunities Fund, the Value Opportunities Fund, the Growth Fund, the Tax-Free Minnesota Fund, and the Tax-Free National Fund, 20 the existing investment policy is generally similar to the proposed policy. For the U.S. Government Securities Fund and the SmallCap Growth Fund, the proposed policy provides greater investment flexibility than the current policies. The existing fundamental policy for the U.S. Government Securities Fund simply states that the Fund may not purchase commodities or contracts related to commodities. The existing policy for the SmallCap Growth Fund states that the Fund may not invest in commodities or contracts related to commodities unless the investment is for hedging purposes. The use by a Fund of financial futures contracts and other financial instruments (including those permitted under the proposed policy) entails certain risks, including the risk that the Fund's investment adviser may be unable to forecast market and currency exchange rate movements correctly. Should markets or exchange rates move in an unexpected manner, the Fund may not achieve the anticipated benefits of the financial instruments or may realize losses and thus be in a worse position than if such financial instruments had not been used. In addition, the imperfect correlation between movements in the prices or values of financial instruments and movements in the prices of any securities or currencies hedged using such instruments or used for cover may result in unanticipated losses. A Fund's ability to dispose of or close out its positions in financial instruments will depend on the availability of liquid markets in such instruments. The Fund may be unable to dispose of a financial instrument, or otherwise to close out its position in a financial instrument, at a time or price its adviser considers desirable, and so may be unable to realize a gain on such a financial instrument or limit a loss on such a financial instrument at a desired time or price. Each of the Funds is subject to a non-fundamental investment restriction prohibiting it from entering into stock index futures contracts, or acquiring options thereon, if initial margin deposits on all futures positions, plus the sum of premium payments for all unexpired options on stock index futures contracts, would exceed 5% of the Fund's total assets. Although this policy may be changed or eliminated by the Board of Directors without shareholder approval, the Board of Directors has no current intention of doing so. In addition, the Funds' investment adviser has no current intention of proposing any such change to that non-fundamental investment restriction. D. REVISION TO THE FUNDAMENTAL POLICY REGARDING THE MAKING OF LOANS TO OTHER PERSONS. (The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, The Hartford Growth Fund, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund) 21 The existing policy of each Fund states that generally the Fund may not make loans to other persons, but contains either a general or a specific statement of the types of loans that the Fund is nonetheless permitted to make. For example, this general prohibition is qualified for each Fund (other than the Growth Opportunities Fund) by the statement that certain loans of the Fund's portfolio securities will not be prohibited, in most cases, if such loans are secured and do not exceed a certain percentage of the value of the Fund's total assets. Also, each Fund's existing policy (except the Growth Opportunities Fund's policy) states that repurchase agreements and acquisitions of certain debt securities will not be considered loans. The Growth Opportunities Fund is permitted to make loans "to the extent permitted under the [1940 Act], as interpreted or modified from time to time by any regulatory authority having jurisdiction." If the proposed fundamental policy is approved, the existing policy relating to loans would be revised for each of the Funds. The revised policy would state that a Fund may not: "make loans, except to the extent consistent with the Investment Company Act of 1940, as amended, and the rules and regulations thereunder, or as may otherwise be permitted from time to time by regulatory authority." This proposed policy imposes no limitations on a Fund's lending other than those imposed by the 1940 Act and applicable regulation. The proposed policy is also substantially similar to the existing policy of each of the Funds. When a Fund makes a loan, it takes the risk that the person or entity to which it makes the loan will be unable or unwilling to repay the loan. Any such failure to repay a loan or any delay in repaying a loan would likely result in a loss to the Fund. When a Fund loans its portfolio securities, the Fund has the potential to increase its current income while retaining the securities' potential for capital appreciation. Such loans are at all times secured by cash or other collateral and involve some risk to the Fund if the other party should default on its obligation to return the securities or to make related payments. If the other party should become involved in bankruptcy proceedings, the Fund may encounter a delay in recovery of or even a loss of rights in the collateral. If adopted by the shareholders of a Fund, this policy is not expected to alter the investment practices of the Fund. Under current positions of the SEC staff, no Fund may lend securities with a value of greater than 33 1/3% of the value of the Fund's assets. 22 E. ELIMINATION OF THE FUNDAMENTAL POLICY REGARDING THE MORTGAGE OF ASSETS. (The Hartford SmallCap Growth Fund and The Hartford U.S. Government Securities Fund) The SmallCap Growth Fund and the U.S. Government Securities Fund currently are subject to a fundamental policy providing that the Fund will not "mortgage, pledge or hypothecate its assets, except in an amount not exceeding 10% of the value of its total assets to secure temporary or emergency borrowing." If the shareholders of the Funds approve this proposal, the noted policy will be eliminated for the Funds. The existing policy appears to have been adopted by the Funds in response to state regulatory requirements that no longer apply. Although neither of the Funds currently intends to change its practices with respect to pledging or otherwise encumbering its assets, HIFSCO believes it would be in the best interests of the Funds to reserve the flexibility to permit the Funds to engage in these practices to the extent permitted by applicable law. Each of the Funds is currently subject to a non-fundamental investment restriction prohibiting it from pledging, mortgaging, or hypothecating its assets except to the extent required to secure permitted borrowings. (This limitation does not apply to, among other things, escrow arrangements or to margin requirements for futures or related options.) Although this policy may be changed or eliminated by the Board of Directors without shareholder approval, the Board of Directors has no current intention of doing so. In addition, the Funds' investment adviser has no current intention of proposing any such change to that non-fundamental investment restriction. Pledging or otherwise encumbering Fund assets entails certain risks. For instance, a Fund could incur costs or encounter delays in recovering the assets pledged or, in the event of the insolvency of the pledgee, a Fund might not be able to recover some or all of the pledged assets. F. ELIMINATION OF THE FUNDAMENTAL POLICY REGARDING PARTICIPATION IN SECURITIES TRADING ACCOUNTS. (The Hartford SmallCap Growth Fund and The Hartford U.S. Government Securities Fund) The SmallCap Growth Fund and the U.S. Government Securities Fund currently are subject to a fundamental policy providing that the Funds will not "participate on a joint or a joint and several basis in any securities trading account." If the shareholders of the Funds approve this proposal, the noted policy will be eliminated for the Funds. This restriction is not required by law, and none of the other funds in The Hartford Fund Family has adopted such a 23 restriction. Under certain circumstances, participation in joint trading accounts may be beneficial to a Fund, resulting in potentially lower trading costs and better execution. Participation in a joint trading account with affiliated persons of a Fund would likely require exemptive relief from the Securities and Exchange Commission. Elimination of the existing policy would allow the Funds to participate in joint or joint and several securities trading accounts with other affiliated funds to the extent permissible under applicable law (including any exemptive relief from the SEC). G. ELIMINATION OF THE FUNDAMENTAL POLICY REGARDING CERTAIN PURCHASES FROM AND SALES TO OFFICERS, DIRECTORS, AND EMPLOYEES. (The Hartford SmallCap Growth Fund and The Hartford U.S. Government Securities Fund) The SmallCap Growth Fund and the U.S. Government Securities Fund currently are subject to a fundamental policy providing that the Funds will not "purchase from or sell to any officer, director, or employee of the Fund, or its adviser or underwriter, or any of their officers or directors, any securities other than shares of the Fund's common stock." If the shareholders of the Funds approve this proposal, the noted policy will be eliminated for the Funds. This restriction is not required by law, and none of the other funds in The Hartford Fund Family has adopted such a restriction. The restriction appears to be intended to restate existing prohibitions under applicable law against principal transactions between a Fund and certain affiliated persons. H. ELIMINATION OF THE FUNDAMENTAL POLICY REGARDING SHORT SALES. (The Hartford SmallCap Growth Fund and The Hartford U.S. Government Securities Fund) The SmallCap Growth Fund and the U.S. Government Securities Fund currently are subject to a fundamental policy providing that the Funds will not: "make short sales, except for sales 'against the box.' While a short sale is made by selling a security the Fund does not own, a short sale is 'against the box' to the extent that the Fund contemporaneously owns or has the right to obtain securities identical to those sold short at no added cost." A short sale involves the sale of a security that is borrowed from a broker or other institution to complete the sale. If the shareholders of the Funds approve this proposal, the noted policy will be eliminated for the Funds, thereby permitting the Funds to engage in short sales. The federal regulatory requirement that a Fund segregate certain of its assets against its exposure to short- 24 sales places a practical limit on the number of short-sales a Fund may enter into. (This segregation requirement does not apply to short sales against the box.) The proposed change would provide the Funds with additional flexibility in pursuit of their investment objectives and would bring their fundamental investment policies in line with the other members of The Hartford Fund Family. A Fund's use of short sales involves certain risks, including potential losses if the market price of the security sold short increases between the date when the Fund enters into the short position and the date when the Fund closes the short position. (Those losses could theoretically be unlimited in a case where a Fund was unable, for whatever reason, to close out its short position.) In addition, short positions may result in a loss if a portfolio strategy involving short sales is otherwise unsuccessful. Although the proposed elimination of this fundamental policy by the Funds would allow them to engage in short sales, neither of the Funds currently intends to do so. Each of the Funds is currently subject to a non-fundamental investment restriction prohibiting it from selling securities short or maintaining a short position, except for short sales against the box. Although this policy may be changed or eliminated by the Board of Directors without shareholder approval, the Board of Directors has no current intention of doing so. In addition, the Funds' investment adviser has no current intention of proposing any such change to that non-fundamental investment restriction. I. REVISION TO THE FUNDAMENTAL POLICIES REGARDING THE BORROWING OF MONEY, ISSUING OF SENIOR SECURITIES, AND PURCHASING SECURITIES ON MARGIN. (The Hartford SmallCap Growth Fund, The Hartford Growth Opportunities Fund, The Hartford Value Opportunities Fund, The Hartford Growth Fund, The Hartford Tax-Free Minnesota Fund, The Hartford Tax-Free National Fund, and The Hartford U.S. Government Securities Fund) If this proposal is approved by the shareholders of a Fund, the Fund's fundamental policies relating to the borrowing of money and issuance of senior securities will be combined to read as follows, and its restriction on purchasing securities on margin, if any, will be eliminated: "The Fund will not borrow money or issue any class of senior securities, except to the extent consistent with the Investment Company Act of 1940, as amended, and the rules and regulations thereunder, or as may otherwise be permitted from time to time by regulatory authority." Each Fund (except for the Growth Opportunities Fund and the U.S. Government Securities Fund), is subject to a fundamental policy prohibit- 25 ing the Fund from borrowing money (1) except on short-term credit that it needs for clearance of securities transactions and (2) except from a bank as a temporary measure to facilitate redemptions (but not for leveraging or investment) in an amount that does not exceed 10% of the value of the Fund's total assets. These same Funds may not purchase any investment securities while outstanding bank borrowings (including "roll" transactions) exceed 5% of the value of the Fund's total assets. The U.S. Government Securities Fund is subject to fundamental policies prohibiting it from borrowing money except from banks for temporary or emergency purposes in an amount not exceeding 5% of the value of its total assets and from purchasing securities on margin (except as may be necessary for the clearance of purchase and sale transactions). The Growth Opportunities Fund is subject to a fundamental policy prohibiting it from borrowing money and issuing senior securities, except as permitted under the 1940 Act. Each of the Funds (except the Growth Opportunities Fund) is also prohibited from purchasing securities on margin and issuing "senior securities," which prohibitions are generally viewed as limiting the degree to which a Fund may use leverage. The 1940 Act generally permits a mutual fund to borrow money from a bank in an amount equal to one-third of its total assets, including the amount borrowed. A mutual fund may engage in other types of transactions that create leverage, such as reverse repurchase agreements, if they comply with various regulatory requirements (for example, the segregation of assets). This proposal is recommended to give a Fund the flexibility to borrow to the full extent consistent with law or regulatory interpretation and to standardize the fundamental policies regarding borrowing for all of the funds of The Hartford Fund Family. The change would afford a Fund increased flexibility to borrow money for administrative purposes, including satisfying redemptions of the Fund's shares. This may minimize situations in which the Fund is forced to sell portfolio securities, at possibly disadvantageous prices, in order to satisfy redemption requests. The proposed policy would permit a Fund to borrow money for the purpose of investing in additional securities, although none of the Funds has a present intention of doing so. This practice, known as "leverage," would increase a Fund's market exposure and its risk. When a Fund has borrowed money for leverage and its investments increase or decrease in value, the Fund's net asset value will normally increase or decrease more than if it had not borrowed money. The Fund would also incur interest expense on borrowed money. The extent to which a Fund borrows money and the amount it may borrow depend, in part, on market conditions and interest rates. Successful use of leverage would depend on the investment adviser's ability to predict market movements correctly. 26 Each of the Funds is currently subject to a non-fundamental investment restriction prohibiting it from purchasing any security on margin (except that a Fund may obtain such short-term credit as may be necessary for the clearance of purchases and sales of portfolio securities). That policy does not apply to margin arrangements in connection with futures contracts or related options. In addition, each Fund is subject to a non-fundamental policy prohibiting it from purchasing securities while outstanding borrowings exceed 5% of its total assets. Although these policies may be changed or eliminated by the Board of Directors without shareholder approval, the Board of Directors has no current intention of doing so. In addition, the Funds' investment adviser has no current intention of proposing any such change to those non-fundamental investment restrictions. J. ELIMINATION OF THE FUNDAMENTAL POLICY REGARDING THE PURCHASE OF SECURITIES OF ISSUERS WHERE OFFICERS OR DIRECTORS OWN CERTAIN BENEFICIAL AMOUNTS. (The Hartford U.S. Government Securities Fund) The U.S. Government Securities Fund is subject to a fundamental policy prohibiting the Fund from "[p]urchas[ing] or retain[ing] the securities of any issuer, if, to the Fund's knowledge, those officers or directors of the Fund or of its investment adviser who individually own beneficially more than 1/2 of 1% of the outstanding securities of such issuer, together owned beneficially more than 5% of such outstanding securities." If this proposal is approved by the shareholders of the Fund, the policy will be eliminated, thereby permitting the Fund to purchase or retain such securities. This policy appears to have been adopted by the Fund in response to state regulatory requirements which no longer apply. Although the Fund does not intend to change its current practices in this regard, the proposal is recommended to reserve the flexibility of the Fund to make such investments to the extent permitted by applicable law. The proposal is also recommended in order to conform the fundamental policies of this Fund to those of The Hartford Fund Family. K. ELIMINATION OF THE FUNDAMENTAL POLICY REGARDING INVESTMENTS IN PUTS AND CALLS. (The Hartford U.S. Government Securities Fund) The U.S. Government Securities Fund is subject to a fundamental policy prohibiting the Fund from investing in puts or calls. If this proposal is approved by the shareholders of the Fund, the policy will be eliminated, thereby permitting the Fund to invest in puts and calls. 27 This policy appears to have been adopted by the Fund in response to state regulatory requirements which no longer apply. Although the Fund does not currently intend to change its practices with respect to purchasing or writing puts or calls, the proposal is recommended to reserve the flexibility of the Fund to engage in these practices to the extent permitted by applicable law. The proposal is also recommended in order to conform the fundamental policies of this Fund to those of The Hartford Fund Family. A "put" option gives the purchaser, in return for the payment of the option premium, the right to sell a security to the issuer of the option at a specified exercise price prior to the expiration of the option. A "call" option gives the purchaser, in return for the payment of the option premium, the right to purchase a security from the issuer of the option at a specified exercise price prior to expiration of the option. Investing in puts or calls entails certain risks. The Fund may wish to purchase puts or calls to hedge against an increase in the price of securities that the Fund wishes to buy or to protect portfolio holdings against a decline in a security's market value or to increase its investment return. In order for a put or call to be profitable, the market price of the underlying security must increase or decrease (depending on the type of option) sufficiently to cover the premium and transaction costs the Fund must pay. These costs will reduce any profit the Fund might have realized had it purchased or sold the underlying security instead of purchasing the put or call. Similarly, a Fund may write puts or calls to hedge against fluctuations in market value or to earn additional income. When a Fund writes a call option, it gives up the right to any appreciation in the value of the underlying security over the exercise price. When a Fund writes a put option, it takes the risk that it will be required to purchase the underlying security at a price above its market price at the time of exercise. Use of puts or calls may result in losses to a Fund if the Fund's investment adviser incorrectly predicts market movements or other events, or if changes in the prices of the puts or calls and of the securities that are the subject of a hedge do not correlate as anticipated. L. ELIMINATION OF THE FUNDAMENTAL POLICY REGARDING INVESTMENTS IN REPURCHASE AGREEMENTS. (The Hartford U.S. Government Securities Fund) The U.S. Government Securities Fund is subject to a fundamental policy prohibiting the Fund from investing more than 10% of its total assets in repurchase agreements maturing in more than seven days. If this proposal is approved by the shareholders of the Fund, the policy will be eliminated. The proposal is recommended because the restriction is not required by law and its elimination will assist in conforming the fundamental policies of this 28 Fund to those of The Hartford Fund Family. If adopted by the shareholders of the Fund, the elimination of the proposed policy will not alter the Fund's investment practices. When a Fund enters into a repurchase agreement, it purchases a security and simultaneously enters into an agreement to resell the security to the counterparty for the same price plus an amount representing interest for the term of the agreement. A repurchase agreement may be seen as a loan by the Fund secured by the security subject to the repurchase agreement. Repurchase agreements carry the risk that the seller will default and the market value of the underlying security will have declined below the resale price. While the investment adviser will monitor the Fund's repurchase agreements to ensure that the value of the underlying security will be at least equal at all times to the total amount of the repurchase obligation, there is no guarantee that, upon a default by the seller, the Fund would not realize a loss on the sale of the underlying security. A later maturity date for the agreement theoretically increases the credit risk to which the Fund is exposed under the repurchase agreement. In addition, repurchase agreements maturing in more than seven days may be seen to be illiquid investments. However, such investments will be subject to limitations otherwise applicable to the Fund limiting the Fund's ability to hold illiquid investments. The staff of the Securities and Exchange Commission currently takes the position that an open-end investment company may not invest more than 15% of its net assets in illiquid investments(and the Fund is subject to a similar non-fundamental policy). M. ELIMINATION OF THE FUNDAMENTAL POLICY REGARDING INVESTMENT GRADE MUNICIPAL SECURITIES. (The Hartford Tax-Free Minnesota Fund and The Hartford Tax-Free National Fund) The Tax-Free Minnesota Fund and the Tax-Free National Fund are each subject to a fundamental policy requiring that at least 90% of the municipal securities purchased by the Fund be of "investment grade" quality. If this proposal is approved by the shareholders of a Fund, the policy will be eliminated, thereby permitting the Fund to purchase a greater number of municipal securities that are below investment grade. Securities rated within the four highest rating categories (e.g., "Aaa", "Aa", "A", or "Baa" by Moody's Investors Service, Inc. or "AAA", "AA", "A", or "BBB" by Standard & Poor's Ratings Services) (or, if unrated, securities of comparable quality as determined by a Fund's investment manager) are generally referred to as "investment grade" securities. Securities rated below investment grade are commonly referred to as "high yield-high risk debt securities" or "junk bonds". These securities are considered to be of poor 29 standing and predominantly speculative. If a Fund were to increase its holdings of municipal securities that were below investment grade, the Fund would be subject to a greater risk of loss on its investment. The proposed elimination of this fundamental policy by the Funds would provide the Funds with additional flexibility in pursuit of their investment objectives. Neither Fund, however, currently intends to change its investment strategy with respect to the purchase of municipal securities that are below investment grade. There are special risks associated with investment in high-yield, lower- grade debt securities. The credit risks of a fund that invests in lower-grade securities are higher than those of funds that buy only investment grade securities. Lower-grade debt securities may be subject to greater market fluctuations and greater risks of loss of income and principal than investment- grade debt securities. Securities that are below investment grade are exposed to a greater risk that the issuers of those securities might not meet their debt obligations. These risks can reduce the Fund's share prices and the income it earns. While investment grade securities are subject to risks of non-payment of interest and principal, generally, higher yielding, lower-grade bonds, whether rated or unrated, have greater risks than investment grade securities. The market for lower-grade securities may be less liquid, especially during times of general economic distress, and therefore such securities may be harder to sell at an acceptable price. RECOMMENDED SHAREHOLDER ACTION AND REQUIRED VOTE. The Board of Directors recommends that shareholders vote for each of the foregoing proposals. Approval by a Fund of the foregoing proposals requires the affirmative vote of a "majority of the outstanding voting securities" of that Fund (as defined in the 1940 Act), which means the affirmative vote of the lesser of (1) more than 50% of the outstanding shares of the Fund or (2) 67% or more of the shares of the Fund present at a meeting if more than 50% of the outstanding shares of the Fund are represented at the meeting in person or by proxy. Abstentions and broker non-votes will have the effect of negative votes on each matter set out in this Proposal II. Approval by the shareholders of any individual Fund of any of the individual items of this Proposal II will be effective regardless of the outcome of shareholder voting for that Fund in connection with Proposal I or any of the other items of this Proposal II. 30 III. MISCELLANEOUS Share ownership information. To the knowledge of each Company, as of May 7, 2002, the officers and Directors of the Company as a group beneficially owned less than 1% of the outstanding shares of each Fund. As of May 7, 2002, no person to the knowledge of Fortis Securities owned of record or beneficially more than 5% of the shares of Fortis Securities. To the knowledge of Hartford Mutual Funds II, as of May 7, 2002, no person owned of record or beneficially more than 5% of the outstanding shares of any of a class of shares of a Fund, other than the following: TABLE 7 <Table> <Caption> CLASS A CLASS B CLASS C CLASS Y ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ SMALLCAP GROWTH FUND Edward D. Jones & Co. ............. 23,924 3,683 For the Sole Benefit of Its 26% 13% Customers Maryland Heights, MO US Bank National 6,590 Association C/F.................. 7% William A Noyce IRA Broomfield, CO US Bank National 4,603 Association C/F.................. 5% Patricia J Noyce IRA Broomfield, CO US Bank National 1,416 Association C/F.................. 5% Ricardo A Valdes Jr Rollover IRA San Antonio, TX Wells Fargo Investments 4,484 LLC.............................. 14% A/C 7200-5928 Minneapolis, MN Wells Fargo Investments 11,832 LLC.............................. 37% A/C 1716-5112 Minneapolis, MN HL Investment Advisors............. 48 Hartford, CT 97% GROWTH OPPORTUNITIES FUND Edward D. Jones & Co. ............. 32,123 For the Sole Benefit of Its 36% Customers Maryland Heights, MO </Table> 31 <Table> <Caption> CLASS A CLASS B CLASS C CLASS Y ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ Wachovia Securities Inc............ 1,723 FBO 315-31353-18 5% Charlotte, NC Wachovia Securities Inc............ 1,590 FBO 315-49821-14 5% Charlotte, NC Donaldson Lufkin Jenrette 2,114 Securities Corporation Inc. ..... 7% Jersey City, NJ US Bank National 1,610 Association C/F.................. 6% Carol S Atha Rollover IRA Fairmont, WV US Bank National 2,026 Association C/F.................. 8% Richard L McVicker Rollover IRA Mannington, WV NFSC FEBO.......................... 1,338 Eleanor M Toomey 5% Osterville, MA US Bank National 2,547 Association C/F.................. 10% Dolores F Posey IRA Fairmont, WV Legg Mason Wood Walker 1,392 Inc.............................. 5% 495-00093-18 Baltimore, MD HL Investment Advisors............. 49 Hartford, CT 97% VALUE OPPORTUNITIES FUND Edward D. Jones & Co. ............. 72,746 4,080 For the Sole Benefit of Its 61% 21% Customers Maryland Heights, MO AG Edwards & Sons Inc 9,855 C/F.............................. 8% Robert Willcoxon IRA Jooplin, MO Ken L Nelson....................... 1,954 Frederic, WI 10% Salomon Smith Barney Inc. ......... 983 00160467448 5% New York, NY </Table> 32 <Table> <Caption> CLASS A CLASS B CLASS C CLASS Y ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ RBC Dain Rauscher C/F.............. 1,639 Anthony Cherek Simple 8% IRA Bellevue Insurance Omaha, NE US Bank National 2,009 Association C/F.................. 10% Janet L Lamb Rollover IRA Portland, OR J M S LLC Custodian FBO............ 2,341 Loraine T Masanis IRA 12% Philadelphia, PA Wachovia Securities Inc............ 1,068 FBO 205-82691-15 9% Charlotte, NC Legg Mason Wood Walker 1,036 Inc.............................. 9% 495-70061-19 Baltimore, MD Donaldson Lufkin Jenrette 2,553 Securities Corporation Inc. ..... 22% Jersey City, NJ First Clearing Corporation......... 2,067 A/C 7666-4442 18% Linda Stout Houston, TX HL Investment Advisors............. 83 Hartford, CT 42% US Bank National 113 Association C/F.................. 56% Jerry F Vermeire SEP Seattle, WA GROWTH FUND Edward D. Jones & Co. ............. 93,307 6,072 For the Sole Benefit of Its 49% 15% Customers Maryland Heights, MO US Bank National 9,716 Association C/F.................. 5% William A Noyce IRA Broomfield, CO NFSC FEBO.......................... 4,415 Louanna L White 11% Severna Park, MD US Bank National 4,914 Association C/F.................. 13% Carol S Atha Rollover IRA Fairmont, WV </Table> 33 <Table> <Caption> CLASS A CLASS B CLASS C CLASS Y ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ US Bank National 3,260 Association C/F.................. 8% Kenneth C Brand Jr IRA Fairmont, WV US Bank National 3,851 Association C/F.................. 10% Dolores F Posey IRA Fairmont, WV HL Investment Advisors............. 66 Hartford, CT 97% TAX-FREE MINNESOTA FUND Edward D. Jones & Co. ............. 8,284 For the Sole Benefit of Its 39% Customers Maryland Heights, MO Raymond James & Assoc 1,407 Inc. ............................ 6% FBO Christenses Ros St. Petersburg, FL Raymond James & Assoc 2,799 Inc. ............................ 13% FBO Riley Bros Cons St. Petersburg, FL Raymond James & Assoc 1,897 Inc. ............................ 9% FBO Riley Robert St. Petersburg, FL Raymond James & Assoc 1,866 Inc. ............................ 8% FBO Griffith Willia St. Petersburg, FL First Clearing Corporation......... 2,547 Stewart T Case Trust 12% Stewart T Case Ttee Rochester, MN HL Investment Advisors............. 98 98 Hartford, CT 22% 97% Howard Jerles...................... 326 Howard Jerles JTWROS 75% Redkey, IN Wells Fargo Investments 972 LLC.............................. 44% A/C 2176-0279 Minneapolis, MN Wells Fargo Investments 1,063 LLC.............................. 48% A/C 4103-0539 Minneapolis, MN </Table> 34 <Table> <Caption> CLASS L CLASS M CLASS N CLASS H ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ TAX-FREE MINNESOTA FUND Ervin Ruschmeyer................ 16,808 Amanda 5% Ruschmeyer JTWROS Gibbon, MN Ruth R. Gillespie............... 38,399 Pine City, MN 11% Berry Mae Nelson 47,604 TOD........................... 14% Bellingham, MN Ernest C Radunz................. 17,639 Litchfield, MN 5% Elsie M. Krostue 9,772 TOD........................... 18% Bemidji, MN Kenneth Clambey 3,483 TTEE.......................... 6% Winifred Clambey TTEE FBO Kenneth Clambey Living Trust Fergus Falls, MN Mildred J Daily TOD............. 2,939 Grand Forks, MN 5% Thomas L. Blanchette 5,373 TOD........................... 9% Medina, MN Jerome R. & Sharon 10,013 K. Bofferding................. 18% Maple Grove, MN Donaldson Lufkin 5,672 Jenrette Securities........... 10% Corporation, Inc. Jersey City, NY Harvey Hagedorn 1,215 TOD........................... 6% Winnebago, MN Theodore Pulasky................ 1,811 C/F Brandie L. 9% Pearson UTMA Donnelly, MN Henry A. & Patricia 2,456 E. Prchal..................... 12% JTTEN Young America, MN James Michael Olson............. 1,229 Valerie J Olson 6% JTWROS Hawick, MN </Table> 35 <Table> <Caption> CLASS L CLASS M CLASS N CLASS H ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ Catherine A. Estrem 2,679 TOD........................... 13% Maplewood, MN Lyle W. Jahnke TOD.............. 6,052 Olivia, MN 30% Edward & Patronvilla 5,995 Rauchwarter................... 6% JTWROS TOD St. Paul, MN Jean S. & John 6,408 H. Bravis..................... 6% TTEE FBO The Jean S. Bravis Trust Minneapolis, MN Mary C. Jackson................. 17,746 Minneapolis, MN 18% US Bancorp Piper 10,508 Jaffray....................... 11% A/C 1008-3096 Minneapolis, MN Robert W. Baird & 36,394 Co. Inc. ..................... 38% A/C 5490-4736 Milwaukee, WI </Table> <Table> <Caption> CLASS A CLASS B CLASS C CLASS Y ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ TAX-FREE NATIONAL FUND Edward D. Jones & Co. .......... 129,333 2,708 3,703 For the Sole Benefit of Its 68% 10% 7% Customers Maryland Heights, MO Julia M. Devries & 18,693 George Devries TTEE........... 9% Devries Revocable Trust Waupun, WI Donald S Fifield................ 1,650 Marian J Fifield JTWROS 6% Thetford Ctr, VT Janet M Schwankhaus............. 1,452 Okawville, IL 5% LPL Financial Services.......... 2,098 A/C 3506-0958 8% San Diego, CA Donnae J Fotinos................ 1,394 Denver, CO 5% </Table> 36 <Table> <Caption> CLASS A CLASS B CLASS C CLASS Y ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ US Bank National 2,079 Association C/F......... 8% Richard A Gilmore Rollover IRA Portland, OR NFSC FEBO................. 3,687 Darrell Logson 14% Odessa, TX NFSC FEBO................. 8,385 Mary Jo Brumley 33% Judy H Childs E Prescott TTEE Elizabeth Maddox Winchester Irrevocable Education Trust San Antonio, TX Esther J Morelli.......... 5,450 Paoli, PA 11% Wells Fargo Investments 13,514 LLC..................... 29% A/C 3463-2079 Minneapolis, MN Soo Walsh................. 3,703 Danbury, CT 7% Raymond James & Assoc 13,587 Inc. ................... 29% FBO Morse St Petersburg, FL HL Investment Advisors.... 92 Hartford, CT 97% </Table> <Table> <Caption> CLASS M CLASS N CLASS H ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ TAX-FREE NATIONAL FUND US Bancorp Piper 12,466 Jaffray, Inc. .......... 7% C/F Mildred Granger Grand Forks, ND Harold M. Sales........... 15,255 TTEE FBO Florence 9% E. Sales Trust Englewood, CO Anthony Ciccarino 18,602 TOD..................... 10% Amsterdam, NY Wells Fargo 21,025 Investments,............ 12% A/C #2126-6510 San Francisco, CA </Table> 37 <Table> <Caption> CLASS M CLASS N CLASS H ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ Elvada M. Torsiello 37,733 TOD..................... 22% Amsterdam, NY Sheldon Schram TOD........ 4,036 West Paterson, NJ 6% Paine Webber.............. 4,555 FBO Joan C. 7% Steadman-Cook Westerly, RI Jeanie M. Chresos......... 4,275 Parma, OH 7% Ethel L. Robb TOD......... 9,526 Sheryl L. Abraham 16% POA Sandy, OR Janice M Kracht........... 3,722 James W Kracht 6% JTWROS Coon Rapids, IA Maurice T. Moler.......... 34,320 TTEE FBO Maurice 11% T. Moler Trust c/o Sharon Kasey Charleston, IL US Bancorp Piper Jaffray................. 24,660 Minneapolis, MN 7% David L. Ashworth......... 15,817 Grafton, VA 5% </Table> <Table> <Caption> CLASS A CLASS B CLASS C CLASS Y ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ U.S. GOVERNMENT SECURITIES FUND Edward D. Jones & Co. ......... 75,520 For the Sole Benefit of its 23% Customers Maryland Heights, MO NFSC FEBO...................... 34,198 NFS/FMTC Rollover IRA 10% John P. Hine Rome, GA US Bank National 10,736 Association C/F.............. 5% Frederick C Meyer IRA Waukesha, WI Scott & Stringfellow Inc....... 9,828 FBO 876629791 5% Richmond, VA </Table> 38 <Table> <Caption> CLASS A CLASS B CLASS C CLASS Y ------------------ ------------------ ------------------ ------------------ (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (NUMBER OF SHARES) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) (PERCENT OF CLASS) ------------------ ------------------ ------------------ ------------------ US Bank National 22,188 Association C/F......... 11% Patricia L Lawson IRA Louisville, KY US Bank National 13,596 Association C/F......... 7% Michael D Molina Rollover IRA San Diego, CA US Bank National 14,725 Association C/F......... 7% Richard L McVicker Rollover IRA Mannington, MV NFSC FEBO................. 26,724 NFS/FMTC Rollover IRA 13% FBO L Samuel Kirkland Thomnsville, GA NFSC FEBO................. 12,105 NFS/FMTC IRA 6% FBO Loudell Pearson Rome, GA Raymond James & Assoc 20,942 Inc..................... 10% FBO Hammock Trust St. Petersburg, FL HL Investment Advisors.... 107 Hartford, CT 97% </Table> <Table> <Caption> CLASS N ------------------ (NUMBER OF SHARES) (PERCENT OF CLASS) ------------------ U.S. GOVERNMENT SECURITIES FUND Horace Snipes............. 11,954 McMinnville, TN 5% Donaldson Lufkin 24,756 Jenrette Securities..... 11% Corporation Inc Jersey City, NJ </Table> 39 Quorum. The presence, either in person or by proxy, of shareholders owning a majority of shares of a Company entitled to vote at the Meeting shall constitute a quorum with respect to that Company. As to any matter to be considered separately by a Fund, the presence, either in person or by proxy, of shareholders owning a majority of shares of that Fund entitled to vote at the Meeting shall constitute a quorum with respect to that matter. SEC filings. Based on the records of Fortis Securities, the Company believes that all SEC filing requirements applicable to its Directors and officers pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, with respect to the Company's fiscal year ending July 31, 2001, were satisfied. Other business. The Boards of Directors know of no other business to be brought before the Meeting. However, if any other matters properly come before the Meeting, it is each Board's intention that proxies that do not contain specific restrictions to the contrary will be voted on such matters in accordance with the best judgment of the persons named as proxies in the enclosed form of proxy card. Solicitation of proxies. In addition to the solicitation of proxies by mail, the Boards of Directors and employees of HIFSCO or its affiliates may solicit proxies in person or by telephone. Hartford Mutual Funds II has retained D. F. King & Co., Inc., to aid in the solicitation of proxies. The costs of retaining D. F. King & Co., Inc. and other expenses incurred in connection with the solicitation of proxies will be borne by The Hartford. The anticipated cost associated with the solicitation of proxies by The Hartford is $247,400. Adjournment. In the event a quorum is not obtained or that sufficient votes in favor of the proposals set forth in the accompanying Notice are not received by the time scheduled for the Meeting, the persons named as proxies may propose one or more adjournments of the Meeting for a reasonable time after the date set for the original Meeting to permit further solicitation of proxies with respect to any such proposals. In addition, if, in the judgment of the persons named as proxies, subsequent developments make it advisable to defer action on any proposal, the persons named as proxies may propose one or more adjournments of the Meeting for a reasonable time in order to defer action on the proposal as they deem advisable. For Hartford Mutual Funds II, any adjournment will require a vote in favor of the adjournment by the holders of a majority of the votes cast on the question in person or by proxy at the Meeting (or any adjournment of the Meeting). For Fortis Securities, any adjournment will require a vote in favor of the adjournment by the holders of a majority of the shares present in person or by proxy at the Meeting (or any adjournment of the Meeting). Provided that there is a quorum, a shareholder vote may be taken for one or more of the proposals in this Proxy Statement prior to any adjournment. All 40 proposals receiving a sufficient number of votes for approval prior to any adjournment shall be deemed adopted and shall not require any further shareholder approval at any adjournment or otherwise. The persons named as proxies will vote in favor of or against adjournment as to a proposal the number of shares they are entitled to vote in favor of or against the proposal, as the case may be; they will abstain as to adjournment those shares they are entitled to abstain from voting on the proposal. The costs of any additional solicitation of proxies and of any adjourned session with regard to a proposal will be borne by The Hartford (see "Solicitation of proxies" above). Tabulation of votes. Votes cast by proxy or in person at the Meeting will be counted by one or more persons appointed by the President of the Companies to act as tellers for the Meeting. The tellers will count the total number of votes cast "FOR" the proposals for purposes of determining whether sufficient affirmative votes have been cast. The tellers will count shares represented by proxies that withhold authority to vote or that reflect abstentions or "broker non-votes" (i.e., shares held by brokers or nominees as to which (i) instructions have not been received from the beneficial owners or persons entitled to vote and (ii) the broker or nominee does not have the discretionary voting power on a particular matter) as shares that are present and entitled to vote on the matter for purposes of determining the presence of a quorum. Date for receipt of shareholders' proposals for subsequent meetings of shareholders. The Charter of the Hartford Mutual Funds II does not provide for annual meetings of shareholders, and the Company does not currently intend to hold such a meeting in 2002. Shareholder proposals for inclusion in the Company's proxy statement for any subsequent meeting must be received by the Company a reasonable period of time prior to any such meeting. With respect to Fortis Securities, proposals of shareholders intended to be presented at the 2002 annual shareholders' meeting must be received at the Company's offices by July 15, 2002, in order to be considered for inclusion in the Company's proxy statement and form of proxy for the 2002 annual meeting. June 6, 2002 41 APPENDIX A The following tables outline the proposed changes in the fundamental policies for each Fund, stating the current policy and the proposed revised policy. THE HARTFORD TAX-FREE MINNESOTA FUND THE HARTFORD TAX-FREE NATIONAL FUND <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.A. Proposal to revise Neither Fund will "invest Neither Fund will fundamental policy 25% or more of its total "purchase the securities regarding investment assets in any particular of any issuer (other than concentrations industry, including securities issued or within a particular limited obligation bonds guaranteed by the U.S. industry. payable only from revenues government or any of its derived from facilities or agencies or projects within a single instrumentalities) if, as industry. For purposes of a result, more than 25% of this limit, the U.S. the Fund's total assets Government and the state would be invested in the and municipal governments, securities of companies and their political whose principal business subdivisions, are not con- activities are in the same sidered a particular industry. (Tax exempt industry. (Municipal bonds securities are not subject refunded with U.S. to this limitation unless Government securities will they are backed by the be treated as investment assets and revenues of in U.S. Government non- governmental issuers; securities and are not this limitation will not subject to this apply to tax exempt limitation.)" securities that have been refunded with U.S. Government securities.)" II.B. Proposal to revise Neither Fund will "invest Neither Fund will fundamental policy directly in real estate or "purchase or sell real regarding interests in real estate; estate unless acquired as investments in real however, the Funds may a result of ownership of estate or interests invest in interests in securities or other therein. debt securities secured by instruments, although it real estate or interests may purchase securities therein, or debt se- secured by real estate or curities issued by interests therein, or companies which invest in securities issued by real estate or interests companies which invest in therein." real estate or interests therein." </Table> A-1 THE HARTFORD TAX-FREE MINNESOTA FUND THE HARTFORD TAX-FREE NATIONAL FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.C. Proposal to revise Neither Fund will Neither Fund will fundamental policy "purchase or sell physical "purchase or sell regarding purchases commodities (such as commodities or com- and sales of grains, livestock, etc.) modities contracts, except commodities and or futures or options that [each] Fund may commodities contracts thereon; purchase or sell financial contracts. however, the Funds may futures contracts, options purchase or sell any forms on financial futures of financial instruments contracts and futures or contracts that might be contracts, forward deemed commodities." contracts, and options with respect to foreign currencies, and may enter into swap transactions or other financial transactions of any kind." II.D. Proposal to revise Neither Fund will "make Neither Fund will "make fundamental policy loans to other persons, loans, except to the regarding the making except that it may lend extent consistent with the of loans to other its portfolio securities Investment Company Act of persons. in an amount not to exceed 1940, as amended, and the 33 1/3% of the value of rules and regulations its total assets thereunder, or as may (including the amount otherwise be permitted lent) if such loans are from time to time by secured by collateral at regulatory authority." least equal to the market value of the securities lent, provided that such collateral shall be limited to cash, secu- rities issued or guaranteed by the U.S. Government or its agencies or instrumentalities, certificates of deposit or other high-grade, short-term obligations or interest-bearing cash equivalents. Loans shall not be deemed to include repurchase agreements or the purchase or acquisition of a portion of an issue of notes, bonds, debentures, or other debt securities, whether or not such purchase or acquisition is made upon the original issuance of the securities. ("Total assets" of a Fund includes the amount lent as well as the collateral securing such loans.)" </Table> A-2 THE HARTFORD TAX-FREE MINNESOTA FUND THE HARTFORD TAX-FREE NATIONAL FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.I. Proposal to revise Neither Fund will Neither Fund will "borrow fundamental policy "purchase securities on money or issue any class regarding the margin or otherwise borrow of senior securities, borrowing of money, money or issue senior except to the extent issuing of senior securities, except that consistent with the securities and the Fund, in accordance Investment Company Act of purchasing with its investment 1940, as amended, and the securities on mar- objectives and policies, rules and regulations gin. may purchase securities on thereunder, or as may a when-issued, delayed otherwise be permitted delivery, or forward from time to time by commitment basis regulatory authority." (including the entering into of "roll" transactions). The Fund may also obtain such short-term credit as it needs for the clearance of securities transactions, and may borrow from a bank as a temporary measure to facilitate redemptions (but not for leveraging or investment) in an amount that does not exceed 10% of the value of the Fund's total assets. Investment securities will not be purchased while outstanding bank borrowings (including "roll" transactions) exceed 5% of the value of the Fund's total assets." II.M. Proposal to "At least 90% of the The current policy will be eliminate municipal securities eliminated. fundamental policy purchased by [each Fund] regarding investment will be of 'investment grade municipal grade' quality." securities. </Table> A-3 THE HARTFORD GROWTH FUND THE HARTFORD VALUE OPPORTUNITIES FUND <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.A. Proposal to revise Neither Fund will "concen- Neither Fund will fundamental policy trate its investments, "purchase the securities regarding investment that is, invest more than of any issuer (other than concentrations 25% of the value of its securities issued or within a particular assets in any particular guaranteed by the U.S. industry. industry." government or any of its agencies or instrumentalities) if, as a result, more than 25% of the Fund's total assets would be invested in the securities of companies whose principal business activities are in the same industry." II.B. Proposal to revise Neither Fund will "invest Neither Fund will fundamental policy directly in real estate or "purchase or sell real regarding interests in real estate; estate unless acquired as investments in real however, the Funds may a result of ownership of estate or interests invest in interests in securities or other therein. real estate investment instruments, although it trusts, debt securities may purchase securities secured by real estate or secured by real estate or interests therein, or debt interests therein, or or equity securities securities issued by issued by companies which companies which invest in invest in real estate or real estate or interests interests therein." therein." II.C. Proposal to revise Neither Fund will Neither Fund will fundamental policy "purchase or sell physical "purchase or sell regarding purchases commodities (such as commodities or com- and sales of grains, livestock, etc.) modities contracts, except commodities and or futures or options that the Fund may purchase commodities contracts thereon; or sell financial futures contracts. however, the Funds may contracts, options on purchase or sell any forms financial futures of financial instruments contracts and futures or contracts that might be contracts, forward deemed commodities." contracts, and options with respect to foreign currencies, and may enter into swap transactions or other financial transactions of any kind." </Table> A-4 THE HARTFORD GROWTH FUND THE HARTFORD VALUE OPPORTUNITIES FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.D. Proposal to revise Neither Fund will "make Neither Fund will "make fundamental policy loans to other persons, loans, except to the regarding the making except that it may lend extent consistent with the of loans to other its portfolio securities Investment Company Act of persons. in an amount not to exceed 1940, as amended, and the 33 1/3% of the value of rules and regulations the Fund's total assets thereunder, or as may (including the amount otherwise be permitted lent) if such loans are from time to time by secured by collateral at regulatory authority." least equal to the market value of the securities lent, provided that such collateral shall be limited to cash, securities issued or guaranteed by the U.S. Government or its agen- cies or instrumentalities, certificates of deposit or other high-grade, short term obligations or interest-bearing cash equivalents. Loans shall not be deemed to include repurchase agreements or the purchase or acquisition of a portion of an issue of notes, bonds, debentures, or other debt securities, whether or not such purchase or acquisition is made upon the original issuance of the securities. ('Total assets' of the Fund includes the amount lent as well as the collateral securing such loans.)" </Table> A-5 THE HARTFORD GROWTH FUND THE HARTFORD VALUE OPPORTUNITIES FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.I. Proposal to revise Neither Fund will Neither Fund will "borrow fundamental policies "purchase securities on money or issue any class regarding the margin or otherwise borrow of senior securities, borrowing of money, money, except that the except to the extent issuing of senior Fund, in accordance with consistent with the securities and its investment objectives Investment Company Act of purchasing and policies, may purchase 1940, as amended, and the securities on securities on a rules and regulations margin. when-issued, delayed thereunder, or as may delivery, or forward otherwise be permitted commitment basis, and may from time to time by make margin deposits in regulatory authority." connection with dealing in commodities or options thereon. The Fund may also obtain such short-term credit as it needs for the clearance of securities transactions, and may borrow from a bank as a temporary measure to facilitate redemptions (but not for leveraging or investment) an amount that does not exceed 10% of the value of the Fund's total assets. Investment securities will not be purchased while outstanding borrowings (including 'roll' transactions) exceed 5% of the value of the Fund's total assets." Neither Fund will "issue senior securities (as defined in the 1940 Act) other than as set forth in [the restriction] concerning borrowing and except to the extent that using options and futures contracts or purchasing or selling securities on a when issued, delayed delivery, or forward commitment basis (including the entering into of roll trans- actions) may be deemed to constitute issuing a senior security." </Table> A-6 THE HARTFORD GROWTH OPPORTUNITIES FUND <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.A. Proposal to revise The Fund will not "concen- The Fund will not fundamental policy trate its investment in a "purchase the securities regarding investment particular industry, as of any issuer (other than concentrations that term is used in the securities issued or within a particular Investment Company Act of guaranteed by the U.S. industry. 1940, as amended, and as government or any of its interpreted or modified agencies or from time to time by any instrumentalities) if, as regulatory authority a result, more than 25% of having jurisdiction. For the Fund's total assets purposes of this limita- would be invested in the tion, the U.S. Government, securities of companies and state or municipal whose principal business governments and their activities are in the same political subdivisions are industry." not considered members of any industry." II.B. Proposal to revise The Fund will not The Fund will not fundamental policy "purchase or sell real "purchase or sell real regarding estate unless acquired as estate unless acquired as investments in real a result of ownership of a result of ownership of estate or interests securities or other securities or other therein. instruments, but this instruments, although it shall not prevent the Fund may purchase securities from investing in secured by real estate or securities or other in- interests therein, or struments backed by real securities issued by estate or interests companies which invest in therein or in securities real estate or interests of companies that deal in therein." real estate or mortgages." II.C. Proposal to revise The Fund will not The Fund will not fundamental policy "purchase physical "purchase or sell regarding purchases commodities or contracts commodities or com- and sales of relating to physical modities contracts, except commodities and commodities." that the Fund may purchase commodities or sell financial futures contracts. contracts, options on financial futures contracts and futures contracts, forward contracts, and options with respect to foreign currencies, and may enter into swap transactions or other financial transactions of any kind." </Table> A-7 THE HARTFORD GROWTH OPPORTUNITIES FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.D. Proposal to revise The Fund will not "make The Fund will not "make fundamental policy loans except as permitted loans, except to the regarding the making under the Investment Com- extent consistent with the of loans to other pany Act of 1940, as Investment Company Act of persons. amended, and as 1940, as amended, and the interpreted or modified rules and regulations from time to time by any thereunder, or as may regulatory authority otherwise be permitted having jurisdiction." from time to time by regulatory authority." II.I. Proposal to revise The Fund will not "borrow The Fund will not "borrow fundamental policies money or issue senior money or issue any class regarding the securities, except as of senior securities, borrowing of money, permitted under the except to the extent issuing of senior Investment Company Act of consistent with the securities and 1940, as amended, and as Investment Company Act of purchasing interpreted or modified 1940, as amended, and the securities on from time to time by any rules and regulations margin. regulatory authority thereunder, or as may having jurisdiction." otherwise be permitted from time to time by regulatory authority." </Table> A-8 THE HARTFORD SMALLCAP GROWTH FUND <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.A. Proposal to revise The Fund will not "concen- The Fund will not fundamental policy trate its investments in "purchase the securities regarding investment any particular industry, of any issuer (other than concentrations except that (i) it may securities issued or within a particular invest up to 25% of the guaranteed by the U.S. industry. value of its total assets government or any of its in any particular indus- agencies or try, and (ii) there is no instrumentalities) if, as limitation with respect to a result, more than 25% of investments in obligations the Fund's total assets issued or guaranteed by would be invested in the the U.S. Government or its securities of companies agencies and whose principal business instrumentalities, or activities are in the same obligations of domestic industry." commercial banks. As to utility companies, gas, electric, water and telephone companies will be considered as separate industries. As to fi- nance companies, the following categories will be considered as separate industries: (a) captive automobile finance, such as General Motors Acceptance Corp. and Ford Motor Credit Corp.; (b) captive equipment fi- nance companies, such as Honeywell Finance Corpora- tion and General Electric Credit Corp.; (c) captive retail finance companies, such as Macy Credit Corp. and Sears Roebuck Acceptance Corp.; (d) consumer loan companies, such as Beneficial Finance Corporation and Household Finance Corporation; (e) diversified finance companies such as CIT Fi- nancial Corp., Commercial Credit Corporation and Borg Warner Acceptance Corp.; and (f) captive oil finance companies, such as Shell Credit, Inc., Mobil Oil Credit Corp. and Texaco Financial Services, Inc." </Table> A-9 THE HARTFORD SMALLCAP GROWTH FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.B. Proposal to revise The Fund will not "invest The Fund will not fundamental policy in real estate, except the "purchase or sell real regarding Fund may invest in estate unless acquired as investments in real securities issued by a result of ownership of estate or interests companies owning real securities or other therein. estate or interests instruments, although it therein." may purchase securities secured by real estate or interests therein, or securities issued by companies which invest in real estate or interests therein." II.C. Proposal to revise The Fund will not "invest The Fund will not fundamental policy in commodities or "purchase or sell regarding purchases commodity contracts, other commodities or com- and sales of than for hedging purposes modities contracts, except commodities and only." that the Fund may purchase commodities or sell financial futures contracts. contracts, options on financial futures contracts and futures contracts, forward contracts, and options with respect to foreign currencies, and may enter into swap transactions or other financial transactions of any kind" II.D. Proposal to revise The Fund will not "make The Fund will not "make fundamental policy loans to other persons. loans, except to the regarding the making Repurchase agreements, the extent consistent with the of loans to other lending of securities and Investment Company Act of persons. the acquiring of debt 1940, as amended, and the securities in accordance rules and regulations with the Prospectus and thereunder, or as may Statement of Additional otherwise be permitted Information are not from time to time by considered to be 'loans' regulatory authority." for this purpose." II.E. Proposal to The Fund will not The current policy will be eliminate "mortgage, pledge or eliminated. fundamental policy hypothecate its assets, regarding the except in an amount not mortgage of assets. exceeding 10% of the value of its total assets to secure temporary or emergency borrowing." II.F. Proposal to The Fund will not The current policy will be eliminate "participate on a joint or eliminated. fundamental policy a joint and several basis regarding in any securities trading participation in account." securities trading accounts. </Table> A-10 THE HARTFORD SMALLCAP GROWTH FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.G. Proposal to The Fund will not The current policy will be eliminate "purchase from or sell to eliminated. fundamental policy any officer, director, or regarding certain employee of the Company, purchases from and or the Fund's adviser or sales to officers, underwriter, or any of directors and their officers or employees. directors, any securities other than shares of the Fund's common stock." II.H. Proposal to The Fund will not "make The current policy will be eliminate short sales, except for eliminated. fundamental policy sales 'against the box.' regarding short While a short sale is made sales. by selling a security the Fund does not own, a short sale is 'against the box' to the extent that the Fund contemporaneously owns or has the right to obtain securities identical to those sold short at no added cost." </Table> A-11 THE HARTFORD SMALLCAP GROWTH FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.I. Proposal to revise The Fund will not The Fund will not "borrow fundamental policies "purchase securities on money or issue any class regarding the margin or otherwise borrow of senior securities, borrowing of money, money or issue senior except to the extent issuing of senior securities, except that consistent with the securities and the Fund, in accordance Investment Company Act of purchasing with its investment 1940, as amended, and the securities on objectives and policies, rules and regulations margin. may purchase securities on thereunder, or as may a when-issued and delayed otherwise be permitted delivery basis, within the from time to time by limitations set forth in regulatory authority." the Prospectus and Statement of Additional Information. The Fund may also obtain such short-term credit as it needs for the clearance of securities transactions, and may borrow from banks, for the account of the Fund, as a temporary measure to facilitate redemptions (but not for leveraging or investment) an amount that does not exceed 10% of the value of the Fund's total assets. No additional investment securities may be purchased by the Fund while outstanding bor- rowings exceed 5% of the value of the Fund's total assets." </Table> A-12 THE HARTFORD U.S. GOVERNMENT SECURITIES FUND <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.A. Proposal to revise The Fund will not "invest The Fund will not fundamental policy 25% or more of the value "purchase the securities regarding investment of its total assets in the of any issuer (other than concentrations securities of issuers securities issued or within a particular conducting their principal guaranteed by the U.S. industry. business activities in the government or any of its same industry, provided agencies or that this limitation does instrumentalities) if, as not apply to securities a result, more than 25% of issued, guaranteed, the Fund's total assets insured, or collateralized would be invested in the by the U.S. Government or securities of companies its agencies or whose principal business instrumentalities." activities are in the same industry." II.B. Proposal to revise The Fund will not The Fund will not fundamental policy "purchase or sell real "purchase or sell real regarding estate." estate unless acquired as investments in real a result of ownership of estate or interests securities or other therein. instruments, although it may purchase securities secured by real estate or interests therein, or securities issued by companies which invest in real estate or interests therein." II.C. Proposal to revise The Fund will not The Fund will not fundamental policy "purchase or sell "purchase or sell regarding purchases commodities or commodity commodities or com- and sales of contracts." modities contracts, except commodities and that the Fund may purchase commodities or sell financial futures contracts. contracts, options on financial futures contracts and futures contracts, forward contracts, and options with respect to foreign currencies, and may enter into swap transactions or other financial transactions of any kind." </Table> A-13 THE HARTFORD U.S. GOVERNMENT SECURITIES FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.D. Proposal to revise The Fund will not "make The Fund will not "make fundamental policy loans to other persons loans, except to the regarding the making except to enter into extent consistent with the of loans to other repurchase agreements and Investment Company Act of persons. except that the Fund may 1940, as amended, and the lend its portfolio rules and regulations securities if such loans thereunder, or as may are secured by collateral otherwise be permitted equal to at least the from time to time by market value of the regulatory authority." securities lent, provided that such collateral shall be limited to cash, securities issued or guaranteed by the U.S. Government or its agencies or instrumentalities, certificates of deposit or other high-grade, short-term obligations or interest-bearing cash equivalents, and provided further that such loans may not be made if, as a result, the aggregate of such loans would exceed fifty percent of the value of the Fund's total as- sets excluding collateral securing such loans taken at current value. The purchase of a portion of an issue of publicly distributed bonds, debentures, or other debt securities will not be considered the making of a loan. Fund assets may be invested in repurchase agreements in connection with interest bearing debt securities which may otherwise be purchased by the Fund, provided that the Fund will not enter into repurchase agreements if, as a result thereof, more than 10% of the Fund's total assets valued at the time of the transaction would be subject to repurchase agreements maturing in more than seven days." </Table> A-14 THE HARTFORD U.S. GOVERNMENT SECURITIES FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.E. Proposal to The Fund will not The current policy will be eliminate "mortgage, pledge, or eliminated. fundamental policy hypothecate its assets, regarding the except in an amount not mortgage of assets. exceeding 10% of the value of its total assets to secure temporary or emergency borrowing." II.F. Proposal to The Fund will not The current policy will be eliminate "participate on a joint or eliminated. fundamental policy a joint and several basis regarding in any securities trading participation in account." securities trading accounts. II.G. Proposal to The Fund will not The current policy will be eliminate "purchase from or sell to eliminated. fundamental policy any officer, director, or regarding certain employee of the Fund, or purchases from and its adviser or under- sales to officers, writer, or any of their directors and officers or directors, any employees. securities other than shares of the Fund's common stock." II.H. Proposal to The Fund will not "make The current policy will be eliminate short sales, except for eliminated. fundamental policy sales 'against the box.' regarding short While a short sale is made sales. by selling a security the Fund does not own, a short sale is 'against the box' to the extent that the Fund contemporaneously owns or has the right to obtain securities identical to those sold short at no added cost." </Table> A-15 THE HARTFORD U.S. GOVERNMENT SECURITIES FUND -- (CONTINUED) <Table> <Caption> PROPOSAL CURRENT POLICY REVISED POLICY - -------- -------------- -------------- II.I. Proposal to revise The Fund will not "borrow The Fund will not "borrow fundamental policies money, except from banks money or issue any class regarding the for temporary or emergency of senior securities, borrowing of money, purposes in an amount not except to the extent issuing of senior exceeding 5% of the value consistent with the securities and of its total assets." Investment Company Act of purchasing 1940, as amended, and the securities on The Fund will not "issue rules and regulations margin. any senior securities as thereunder, or as may defined in the 1940 Act." otherwise be permitted from time to time by The Fund will not regulatory authority." "purchase securities on margin, except that it may obtain such short-term credits as may be neces- sary for the clearance of purchases or sales of securities." II.J. Proposal to The Fund will not The current policy will be eliminate "purchase or retain the eliminated. fundamental policy securities of any issuer, regarding the if, to the Fund's purchase of knowledge, those officers securities of or directors of the Fund issuers where or of its investment officers or direc- adviser who individually tors own certain own beneficially more than beneficial amounts. 1/2 of 1% of the outstanding securities of such issuer, together owned beneficially more than 5% of such outstanding securities." II.K. Proposal to The Fund will not "invest The current policy will be eliminate in puts, calls, or eliminated. fundamental policy combinations thereof." regarding investments in puts and calls. II.L. Proposal to The Fund will not "invest The current policy will be eliminate more than 10% of its total eliminated. fundamental policy assets in repurchase regarding agreements maturing in investments in more than seven days." repurchase agreements. </Table> A-16 THE HARTFORD MUTUAL FUNDS II, INC. VOTE TODAY BY MAIL, TOUCH-TONE PHONE OR THE INTERNET CALL TOLL-FREE 1-888-221-0697 OR LOG ON TO WWW.PROXYWEB.COM This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR AND FOR EACH OF THE OTHER PROPOSALS. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. A shareholder wishing to vote in accordance with the Board of Directors' recommendations need only sign and date this proxy and return it in the envelope provided. *** CONTROL NUMBER: [Number] *** PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 THE HARTFORD MUTUAL FUNDS II, INC. THIS PROXY IS SOLICITED ON BEHALF [NAME OF FUND] OF THE BOARD OF DIRECTORS The undersigned appoints David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, the proxies of the undersigned to vote, as designated herein, all shares of the Fund named above (the "Fund") held by the undersigned on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers the undersigned would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. The undersigned hereby acknowledge(s) receipt of a copy of the accompanying Notice of Joint Special Meeting of Shareholders and the Proxy Statement with respect thereto. This proxy may be revoked at any time before it is exercised. Date ------------------------- PLEASE VOTE, DATE AND SIGN AND PROMPTLY RETURN THIS PROXY IN THE ENCLOSED ENVELOPE ------------------------------------------------ ------------------------------------------------ Shareholder(s) signs here Please sign exactly as name appears to the left. When signing as attorney, executor, administrator, trustee or guardian, please give full title as such. If signing for a corporation, please sign in full corporate name by authorized person. If a partnership, please sign in partnership name by authorized person. MUTUAL FUNDS II HAS YOUR _____________________ DO YOU __________________________ ADDRESS _____________________ HAVE ANY __________________________ CHANGED? _____________________ COMMENTS? __________________________ PLEASE FILL IN BOX(ES) AS SHOWN USING BLACK OR BLUE INK OR NUMBER 2 PENCIL. [X] PLEASE DO NOT USE FINE POINT PENS. PLEASE REFER TO YOUR PROXY STATEMENT FOR A COMPLETE DISCUSSION OF THE PROPOSALS APPLICABLE TO YOUR FUND. I. To elect the following Nominees to the Board of Directors: (01) Winifred FOR WITHHOLD FOR ALL Ellen Coleman, (02) Dr. Robert M. Gavin, (03) Duane E. Hill, (04) William ALL ALL EXCEPT * Atchison O'Neill, (05) Phillip O. Peterson, (06) Millard Handley Pryor, Jr., (07) Lowndes Andrew Smith, (08) John Kelley Springer, and (09) David M. Znamierowski * TO WITHHOLD AUTHORITY TO VOTE FOR ANY INDIVIDUAL NOMINEE MARK THE [ ] [ ] [ ] I. BOX "FOR ALL EXCEPT" AND WRITE THE NOMINEE'S NUMBER ON THE LINE BELOW. --------------------------------------------------------------------------------- II. To approve proposals to eliminate or revise certain fundamental investment policies of the Funds.(Letters correspond to letter designations in the Proxy Statement.) FOR AGAINST ABSTAIN --- ------- ------- A. Proposal to revise fundamental policy regarding investment concentrations within a particular industry. [ ] [ ] [ ] A. B. Proposal to revise fundamental policy regarding investments in real estate or interests therein. [ ] [ ] [ ] B. C. Proposal to revise fundamental policy regarding purchases and sales of commodities and commodities contracts. [ ] [ ] [ ] C. D. Proposal to revise fundamental policy regarding the making of loans to other persons. [ ] [ ] [ ] D. I. Proposal to revise fundamental policies regarding the borrowing of money, issuing of senior securities and purchasing securities on margin. [ ] [ ] [ ] I. M. Proposal to eliminate fundamental policy regarding investment grade municipal securities. [ ] [ ] [ ] M. MARK BOX AT RIGHT IF AN ADDRESS CHANGE OR COMMENT HAS BEEN NOTED ABOVE. [ ] HMII-TAX-FREE THE HARTFORD MUTUAL FUNDS II, INC. VOTE TODAY BY MAIL, TOUCH-TONE PHONE OR THE INTERNET CALL TOLL-FREE 1-888-221-0697 OR LOG ON TO WWW.PROXYWEB.COM This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR AND FOR EACH OF THE OTHER PROPOSALS. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. A shareholder wishing to vote in accordance with the Board of Directors' recommendations need only sign and date this proxy and return it in the envelope provided. *** CONTROL NUMBER: [Number] *** PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 THE HARTFORD MUTUAL FUNDS II, INC. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS [NAME OF FUND] The undersigned appoints David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, the proxies of the undersigned to vote, as designated herein, all shares of the Fund named above (the "Fund") held by the undersigned on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers the undersigned would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. The undersigned hereby acknowledge(s) receipt of a copy of the accompanying Notice of Joint Special Meeting of Shareholders and the Proxy Statement with respect thereto. This proxy may be revoked at any time before it is exercised. Date --------------------------- PLEASE VOTE, DATE AND SIGN AND PROMPTLY RETURN THIS PROXY IN THE ENCLOSED ENVELOPE ------------------------------------------------- ------------------------------------------------- Shareholder(s) signs here Please sign exactly as name appears to the left. When signing as attorney, executor, administrator, trustee or guardian, please give full title as such. If signing for a corporation, please sign in full corporate name by authorized person. If a partnership, please sign in partnership name by authorized person. MUTUAL FUNDS II HAS YOUR _____________________ DO YOU __________________________ ADDRESS _____________________ HAVE ANY __________________________ CHANGED? _____________________ COMMENTS? __________________________ PLEASE FILL IN BOX(ES) AS SHOWN USING BLACK OR BLUE INK OR NUMBER 2 PENCIL. [X] PLEASE DO NOT USE FINE POINT PENS. <Table> <Caption> PLEASE REFER TO YOUR PROXY STATEMENT FOR A COMPLETE DISCUSSION OF THE PROPOSALS APPLICABLE TO YOUR FUND. I. To elect the following Nominees to the Board of Directors: (01) Winifred FOR WITHHOLD FOR ALL Ellen Coleman, (02) Dr. Robert M. Gavin, (03) Duane E. Hill, (04) William ALL ALL EXCEPT * Atchison O'Neill, (05) Phillip O. Peterson, (06) Millard Handley Pryor, --- --- -------- Jr., (07) Lowndes Andrew Smith, (08) John Kelley Springer, and (09) David M. Znamierowski * TO WITHHOLD AUTHORITY TO VOTE FOR ANY INDIVIDUAL NOMINEE MARK THE [ ] [ ] [ ] I. BOX "FOR ALL EXCEPT" AND WRITE THE NOMINEE'S NUMBER ON THE LINE BELOW. ------------------------------------------------------------------------------- II. To approve proposals to eliminate or revise certain fundamental investment policies of the Funds.(Letters correspond to letter designations in the Proxy Statement.) FOR AGAINST ABSTAIN --- ------- ------- A. Proposal to revise fundamental policy regarding investment concentrations within a particular industry. [ ] [ ] [ ] A. B. Proposal to revise fundamental policy regarding investments in real estate or interests therein. [ ] [ ] [ ] B. C. Proposal to revise fundamental policy regarding purchases and sales of commodities and commodities contracts. [ ] [ ] [ ] C. D. Proposal to revise fundamental policy regarding the making of loans to other persons. [ ] [ ] [ ] D. I. Proposal to revise fundamental policies regarding the borrowing of money, issuing of senior securities and purchasing securities on margin. [ ] [ ] [ ] I. MARK BOX AT RIGHT IF AN ADDRESS CHANGE OR COMMENT HAS BEEN NOTED ABOVE. [ ] HMII-GROWTH/VALUE THE HARTFORD MUTUAL FUNDS II, INC. VOTE TODAY BY MAIL, TOUCH-TONE PHONE OR THE INTERNET CALL TOLL-FREE 1-888-221-0697 OR LOG ON TO WWW.PROXYWEB.COM This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR AND FOR EACH OF THE OTHER PROPOSALS. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. A shareholder wishing to vote in accordance with the Board of Directors' recommendations need only sign and date this proxy and return it in the envelope provided. *** CONTROL NUMBER: [Number] *** PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 THE HARTFORD MUTUAL FUNDS II, INC. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS [NAME OF FUND] The undersigned appoints David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, the proxies of the undersigned to vote, as designated herein, all shares of the Fund named above (the "Fund") held by the undersigned on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers the undersigned would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. The undersigned hereby acknowledge(s) receipt of a copy of the accompanying Notice of Joint Special Meeting of Shareholders and the Proxy Statement with respect thereto. This proxy may be revoked at any time before it is exercised. Date --------------------------- PLEASE VOTE, DATE AND SIGN AND PROMPTLY RETURN THIS PROXY IN THE ENCLOSED ENVELOPE ------------------------------------------------- ------------------------------------------------- Shareholder(s) signs here Please sign exactly as name appears to the left. When signing as attorney, executor, administrator, trustee or guardian, please give full title as such. If signing for a corporation, please sign in full corporate name by authorized person. If a partnership, please sign in partnership name by authorized person. MUTUAL FUNDS II HAS YOUR _____________________ DO YOU __________________________ ADDRESS _____________________ HAVE ANY __________________________ CHANGED? _____________________ COMMENTS? __________________________ PLEASE FILL IN BOX(ES) AS SHOWN USING BLACK OR BLUE INK OR NUMBER 2 PENCIL. [X] PLEASE DO NOT USE FINE POINT PENS. <Table> PLEASE REFER TO YOUR PROXY STATEMENT FOR A COMPLETE DISCUSSION OF THE PROPOSALS APPLICABLE TO YOUR FUND. I. To elect the following Nominees to the Board of Directors: (01) Winifred FOR WITHHOLD FOR ALL Ellen Coleman, (02) Dr. Robert M. Gavin, (03) Duane E. Hill, (04) William ALL ALL EXCEPT * Atchison O'Neill, (05) Phillip O. Peterson, (06) Millard Handley Pryor, --- --- -------- Jr., (07) Lowndes Andrew Smith, (08) John Kelley Springer, and (09) David M. Znamierowski * TO WITHHOLD AUTHORITY TO VOTE FOR ANY INDIVIDUAL NOMINEE MARK THE [ ] [ ] [ ] I. BOX "FOR ALL EXCEPT" AND WRITE THE NOMINEE'S NUMBER ON THE LINE BELOW. ------------------------------------------------------------------------------ II. To approve proposals to eliminate or revise certain fundamental investment policies of the Funds.(Letters correspond to letter designations in the Proxy Statement.) FOR AGAINST ABSTAIN --- ------- ------- A. Proposal to revise fundamental policy regarding investment concentrations within a particular industry. [ ] [ ] [ ] A. B. Proposal to revise fundamental policy regarding investments in real estate or interests therein. [ ] [ ] [ ] B. C. Proposal to revise fundamental policy regarding purchases and sales of commodities and commodities contracts. [ ] [ ] [ ] C. D. Proposal to revise fundamental policy regarding the making of loans to other persons. [ ] [ ] [ ] D. E. Proposal to eliminate fundamental policy regarding the mortgage of assets. [ ] [ ] [ ] E. F. Proposal to eliminate fundamental policy regarding participation in securities trading accounts. [ ] [ ] [ ] F. G. Proposal to eliminate fundamental policy regarding certain purchases from and sales to officers, directors and employees. [ ] [ ] [ ] G. H. Proposal to eliminate fundamental policy regarding short sales. [ ] [ ] [ ] H. I. Proposal to revise fundamental policies regarding the borrowing of money, issuing of senior securities and purchasing securities on margin. [ ] [ ] [ ] I. MARK BOX AT RIGHT IF AN ADDRESS CHANGE OR COMMENT HAS BEEN NOTED ABOVE. [ ] HMII-SMALL CAP THE HARTFORD MUTUAL FUNDS II, INC. VOTE TODAY BY MAIL, TOUCH-TONE PHONE OR THE INTERNET CALL TOLL-FREE 1-888-221-0697 OR LOG ON TO WWW.PROXYWEB.COM This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR AND FOR EACH OF THE OTHER PROPOSALS. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. A shareholder wishing to vote in accordance with the Board of Directors' recommendations need only sign and date this proxy and return it in the envelope provided. *** CONTROL NUMBER: [Number] *** PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 THE HARTFORD MUTUAL FUNDS II, INC. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS [NAME OF FUND] THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned appoints David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, the proxies of the undersigned to vote, as designated herein, all shares of the Fund named above (the "Fund") held by the undersigned on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers the undersigned would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. The undersigned hereby acknowledge(s) receipt of a copy of the accompanying Notice of Joint Special Meeting of Shareholders and the Proxy Statement with respect thereto. This proxy may be revoked at any time before it is exercised. Date --------------------------- PLEASE VOTE, DATE AND SIGN AND PROMPTLY RETURN THIS PROXY IN THE ENCLOSED ENVELOPE ------------------------------------------------- ------------------------------------------------- Shareholder(s) signs here Please sign exactly as name appears to the left. When signing as attorney, executor, administrator, trustee or guardian, please give full title as such. If signing for a corporation, please sign in full corporate name by authorized person. If a partnership, please sign in partnership name by authorized person. MUTUAL FUNDS II HAS YOUR _____________________ DO YOU __________________________ ADDRESS _____________________ HAVE ANY __________________________ CHANGED? _____________________ COMMENTS? __________________________ PLEASE FILL IN BOX(ES) AS SHOWN USING BLACK OR BLUE INK OR NUMBER 2 PENCIL. [X] PLEASE DO NOT USE FINE POINT PENS. PLEASE REFER TO YOUR PROXY STATEMENT FOR A COMPLETE DISCUSSION OF THE PROPOSALS APPLICABLE TO YOUR FUND. I. To elect the following Nominees to the Board of Directors: (01) Winifred FOR WITHHOLD FOR ALL Ellen Coleman, (02) Dr. Robert M. Gavin, (03) Duane E. Hill, (04) William ALL ALL EXCEPT * Atchison O'Neill, (05) Phillip O. Peterson, (06) Millard Handley Pryor, --- --- -------- Jr., (07) Lowndes Andrew Smith, (08) John Kelley Springer, and (09) David M. Znamierowski * TO WITHHOLD AUTHORITY TO VOTE FOR ANY INDIVIDUAL NOMINEE MARK THE [ ] [ ] [ ] I. BOX "FOR ALL EXCEPT" AND WRITE THE NOMINEE'S NUMBER ON THE LINE BELOW. ------------------------------------------------------------------------------ II. To approve proposals to eliminate or revise certain fundamental investment policies of the Funds.(Letters correspond to letter designations in the Proxy Statement.) FOR AGAINST ABSTAIN --- ------- ------- A. Proposal to revise fundamental policy regarding investment concentrations within a particular industry. [ ] [ ] [ ] A. B. Proposal to revise fundamental policy regarding investments in real estate or interests therein. [ ] [ ] [ ] B. C. Proposal to revise fundamental policy regarding purchases and sales of commodities and commodities contracts. [ ] [ ] [ ] C. D. Proposal to revise fundamental policy regarding the making of loans to other persons. [ ] [ ] [ ] D. E. Proposal to eliminate fundamental policy regarding the mortgage of assets. [ ] [ ] [ ] E. F. Proposal to eliminate fundamental policy regarding participation in securities trading accounts. [ ] [ ] [ ] F. G. Proposal to eliminate fundamental policy regarding certain purchases from and sales to officers, directors and employees. [ ] [ ] [ ] G. H. Proposal to eliminate fundamental policy regarding short sales. [ ] [ ] [ ] H. I. Proposal to revise fundamental policies regarding the borrowing of money, issuing of senior securities and purchasing securities on margin. [ ] [ ] [ ] I. J. Proposal to eliminate fundamental policy regarding the purchase of securities of issuers where officers or directors own certain beneficial amounts. [ ] [ ] [ ] J. K. Proposal to eliminate fundamental policy regarding investments in puts and calls. [ ] [ ] [ ] K. L. Proposal to eliminate fundamental policy regarding investments in repurchase agreements. [ ] [ ] [ ] L. MARK BOX AT RIGHT IF AN ADDRESS CHANGE OR COMMENT HAS BEEN NOTED ABOVE. [ ] HMII-US GOV FORTIS SECURITIES, INC. VOTE TODAY BY MAIL, TOUCH-TONE PHONE OR THE INTERNET CALL TOLL-FREE 1-888-221-0697 OR LOG ON TO WWW.PROXYWEB.COM This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. A shareholder wishing to vote in accordance with the Board of Directors' recommendations need only sign and date this proxy and return it in the envelope provided. *** CONTROL NUMBER: [Number] *** PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 FORTIS SECURITIES, INC. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned appoints David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, the proxies of the undersigned to vote, as designated herein, all shares of the Fund named above (the "Fund") held by the undersigned on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers the undersigned would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. The undersigned hereby acknowledge(s) receipt of a copy of the accompanying Notice of Joint Special Meeting of Shareholders and the Proxy Statement with respect thereto. This proxy may be revoked at any time before it is exercised. Date --------------------------- PLEASE VOTE, DATE AND SIGN AND PROMPTLY RETURN THIS PROXY IN THE ENCLOSED ENVELOPE ------------------------------------------------- ------------------------------------------------- Shareholder(s) signs here Please sign exactly as name appears to the left. When signing as attorney, executor, administrator, trustee or guardian, please give full title as such. If signing for a corporation, please sign in full corporate name by authorized person. If a partnership, please sign in partnership name by authorized person. 116 HAS YOUR _____________________ DO YOU __________________________ ADDRESS _____________________ HAVE ANY __________________________ CHANGED? _____________________ COMMENTS? __________________________ PLEASE FILL IN BOX(ES) AS SHOWN USING BLACK OR BLUE INK OR NUMBER 2 PENCIL. [X] PLEASE DO NOT USE FINE POINT PENS. <Table> PLEASE REFER TO YOUR PROXY STATEMENT FOR A COMPLETE DISCUSSION OF THIS PROPOSAL. I. To elect the following Nominees to the Board of Directors: (01) Winifred FOR WITHHOLD FOR ALL Ellen Coleman, (02) Dr. Robert M. Gavin, (03) Duane E. Hill, (04) William ALL ALL EXCEPT * Atchison O'Neill, (05) Phillip O. Peterson, (06) Millard Handley Pryor, --- --- -------- Jr., (07) Lowndes Andrew Smith, (08) John Kelley Springer, and (09) David M. Znamierowski [ ] [ ] [ ] I. * TO WITHHOLD AUTHORITY TO VOTE FOR ANY INDIVIDUAL NOMINEE MARK THE BOX "FOR ALL EXCEPT" AND WRITE THE NOMINEE'S NUMBER ON THE LINE BELOW. ----------------------------------------------------------------------------- MARK BOX AT RIGHT IF AN ADDRESS CHANGE OR COMMENT HAS BEEN NOTED ABOVE. [ ] 116 [LOGO] The Hartford Financial Services INTERNET PROXY VOTING SERVICE PROXY CARD HARTFORD MUTUAL FUNDS II, INC. [NAME OF FUND] THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS PROXY FOR SPECIAL JOINT MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 I/We appoint David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, my/our proxies to vote, as designated herein, all shares of the Fund named above (the "Fund") held by me/us on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers I/we would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. Receipt of the Notice of Joint Special Meeting of Shareholders and the Proxy Statement is acknowledged by submission of this proxy. This proxy may be revoked at any time before it is exercised. This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR AND FOR EACH OF THE OTHER PROPOSALS. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. When using `For all except' response, enter the number(s) of the nominee(s) you wish to withhold on, separated by a comma, in the text field. PROPOSAL 1. TO ELECT THE FOLLOWING NOMINEES TO THE BOARD OF [ ] FOR ALL DIRECTORS: (01) WINIFRED ELLEN COLEMAN, [ ] WITHHOLD ALL (02) DR. ROBERT M. GAVIN, (03) DUANE E. HILL, [ ] FOR ALL EXCEPT: (04) WILLIAM ATCHISON O'NEILL, (05) PHILLIP O. PETERSON, (06) MILLARD HANDLEY PRYOR, JR., (07) LOWNDES ANDREW SMITH, (08) JOHN KELLEY SPRINGER AND (09) DAVID M. ZNAMIEROWSKI - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2. TO APPROVE PROPOSALS TO ELIMINATE OR REVISE CERTAIN FUNDAMENTAL INVESTMENT POLICIES OF THE FUNDS. (LETTERS CORRESPOND TO LETTER DESIGNATIONS IN THE PROXY STATEMENT.) - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2a. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN INVESTMENT CONCENTRATIONS WITHIN A PARTICULAR INDUSTRY. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2b. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN INVESTMENTS IN REAL ESTATE OR INTERESTS THEREIN. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2c. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN PURCHASES AND SALES OF COMMODITIES AND COMMODITIES CONTRACTS. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2d. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN THE MAKING OF LOANS TO OTHER PERSONS. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2i. PROPOSAL TO REVISE FUNDAMENTAL POLICIES REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN THE BORROWING OF MONEY, ISSUING OF SENIOR SECURITIES AND PURCHASING SECURITIES ON MARGIN. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2m. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING INVESTMENT GRADE MUNICIPAL SECURITIES. - ------------------------------------------------------------------------------------------------------------------------- PLEASE REFER TO THE PROXY STATEMENT FOR A DISCUSSION OF EACH OF THESE MATTERS. To receive an optional email confirmation, enter your email address here: --------------------------------- PLEASE REVIEW YOUR SELECTIONS CAREFULLY BEFORE SUBMITTING YOUR PROXY. IF YOU SUBMIT THE SAME PROXY MORE THAN ONCE, ONLY YOUR LAST (MOST RECENT) PROXY WILL BE CONSIDERED VALID. Press this button to Submit your Proxy [LOGO] The Hartford Financial Services INTERNET PROXY VOTING SERVICE PROXY CARD HARTFORD MUTUAL FUNDS II, INC. [NAME OF FUND] THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 I/We appoint David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, my/our proxies to vote, as designated herein, all shares of the Fund named above (the "Fund") held by me/us on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers I/we would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. Receipt of the Notice of Joint Special Meeting of Shareholders and the Proxy Statement is acknowledged by submission of this proxy. This proxy may be revoked at any time before it is exercised. This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR AND FOR EACH OF THE OTHER PROPOSALS. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. When using `For all except' response, enter the number(s) of the nominee(s) you wish to withhold on, separated by a comma, in the text field. PROPOSAL 1. TO ELECT THE FOLLOWING NOMINEES TO THE BOARD OF [ ] FOR ALL DIRECTORS: (01) WINIFRED ELLEN COLEMAN, [ ] WITHHOLD ALL (02) DR. ROBERT M. GAVIN, (03) DUANE E. HILL, [ ] FOR ALL EXCEPT: (04) WILLIAM ATCHISON O'NEILL, (05) PHILLIP O. PETERSON, (06) MILLARD HANDLEY PRYOR, JR., (07) LOWNDES ANDREW SMITH, (08) JOHN KELLEY SPRINGER AND (09) DAVID M. ZNAMIEROWSKI - --------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2. TO APPROVE PROPOSALS TO ELIMINATE OR REVISE CERTAIN FUNDAMENTAL INVESTMENT POLICIES OF THE FUNDS. (LETTERS CORRESPOND TO LETTER DESIGNATIONS IN THE PROXY STATEMENT) - --------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2a. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN INVESTMENT CONCENTRATIONS WITHIN A PARTICULAR INDUSTRY. - --------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2b. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN INVESTMENTS IN REAL ESTATE OR INTERESTS THEREIN. - --------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2c. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN PURCHASES AND SALES OF COMMODITIES AND COMMODITIES CONTRACTS. - --------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2d. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN THE MAKING OF LOANS TO OTHER PERSONS. - --------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2i. PROPOSAL TO REVISE FUNDAMENTAL POLICIES REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN THE BORROWING OF MONEY, ISSUING OF SENIOR SECURITIES AND PURCHASING SECURITIES ON MARGIN. - --------------------------------------------------------------------------------------------------------------------------- PLEASE REFER TO THE PROXY STATEMENT FOR A DISCUSSION OF EACH OF THESE MATTERS. To receive an optional email confirmation, enter your email address here: --------------------------------- PLEASE REVIEW YOUR SELECTIONS CAREFULLY BEFORE SUBMITTING YOUR PROXY. IF YOU SUBMIT THE SAME PROXY MORE THAN ONCE, ONLY YOUR LAST (MOST RECENT) PROXY WILL BE CONSIDERED VALID. Press this button to Submit your Proxy [LOGO] The Hartford Financial Services INTERNET PROXY VOTING SERVICE PROXY CARD HARTFORD MUTUAL FUNDS II, INC. [NAME OF FUND] THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 I/We appoint David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, my/our proxies to vote, as designated herein, all shares of the Fund named above (the "Fund") held by me/us on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers I/we would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. Receipt of the Notice of Joint Special Meeting of Shareholders and the Proxy Statement is acknowledged by submission of this proxy. This proxy may be revoked at any time before it is exercised. This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR AND FOR EACH OF THE OTHER PROPOSALS. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. When using 'For all except' response, enter the number(s) of the nominee(s) you wish to withhold on, separated by a comma, in the text field. PROPOSAL 1. TO ELECT THE FOLLOWING NOMINEES TO THE BOARD OF [ ] FOR ALL DIRECTORS: (01) WINIFRED ELLEN COLEMAN, [ ] WITHHOLD ALL (02) DR. ROBERT M. GAVIN, (03) DUANE E. HILL, [ ] FOR ALL EXCEPT: (04) WILLIAM ATCHISON O'NEILL, (05) PHILLIP O. PETERSON, (06) MILLARD HANDLEY PRYOR, JR., (07) LOWNDES ANDREW SMITH, (08) JOHN KELLEY SPRINGER AND (09) DAVID M. ZNAMIEROWSKI - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2. TO APPROVE PROPOSALS TO ELIMINATE OR REVISE CERTAIN FUNDAMENTAL INVESTMENT POLICIES OF THE FUNDS. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2a. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN INVESTMENT CONCENTRATIONS WITHIN A PARTICULAR INDUSTRY. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2b. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN INVESTMENTS IN REAL ESTATE OR INTERESTS THEREIN. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2c. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN PURCHASES AND SALES OF COMMODITIES AND COMMODITIES CONTRACTS. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2d. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN THE MAKING OF LOANS TO OTHER PERSONS. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2e. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING THE MORTGAGE OF ASSETS. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2f. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING PARTICIPATION IN SECURITIES TRADING ACCOUNTS. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2g. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING CERTAIN PURCHASES FROM AND SALES TO OFFICERS, DIRECTORS AND EMPLOYEES. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2h. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING SHORT SALES. - ------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2i. PROPOSAL TO REVISE FUNDAMENTAL POLICIES REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN THE BORROWING OF MONEY, ISSUING OF SENIOR SECURITIES AND PURCHASING SECURITIES ON MARGIN. - ------------------------------------------------------------------------------------------------------------------------- PLEASE REFER TO THE PROXY STATEMENT FOR A DISCUSSION OF EACH OF THESE MATTERS. To receive an optional email confirmation, enter your email address here: --------------------------------- PLEASE REVIEW YOUR SELECTIONS CAREFULLY BEFORE SUBMITTING YOUR PROXY. IF YOU SUBMIT THE SAME PROXY MORE THAN ONCE, ONLY YOUR LAST (MOST RECENT) PROXY WILL BE CONSIDERED VALID. Press this button to Submit your Proxy [LOGO] The Hartford Financial Services INTERNET PROXY VOTING SERVICE PROXY CARD HARTFORD MUTUAL FUNDS II, INC. [NAME OF FUND] THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 I/We appoint David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, my/our proxies to vote, as designated herein, all shares of the Fund named above (the "Fund") held by me/us on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers I/we would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. Receipt of the Notice of Joint Special Meeting of Shareholders and the Proxy Statement is acknowledged by submission of this proxy. This proxy may be revoked at any time before it is exercised. This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR AND FOR EACH OF THE OTHER PROPOSALS. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. When using `For all except' response, enter the number(s) of the nominee(s) you wish to withhold on, separated by a comma, in the text field. PROPOSAL 1. TO ELECT THE FOLLOWING NOMINEES TO THE BOARD OF [ ] FOR ALL DIRECTORS: (01) WINIFRED ELLEN COLEMAN, [ ] WITHHOLD ALL (02) DR. ROBERT M. GAVIN, (03) DUANE E. HILL, [ ] FOR ALL EXCEPT: (04) WILLIAM ATCHISON O'NEILL, (05) PHILLIP O. PETERSON, (06) MILLARD HANDLEY PRYOR, JR., (07) LOWNDES ANDREW SMITH, (08) JOHN KELLEY SPRINGER AND (09) DAVID M. ZNAMIEROWSKI - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2. TO APPROVE PROPOSALS TO ELIMINATE OR REVISE CERTAIN FUNDAMENTAL INVESTMENT POLICIES OF THE FUNDS. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2a. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN INVESTMENT CONCENTRATIONS WITHIN A PARTICULAR INDUSTRY. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2b. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN INVESTMENTS IN REAL ESTATE OR INTERESTS THEREIN. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2c. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN PURCHASES AND SALES OF COMMODITIES AND COMMODITIES CONTRACTS. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2d. PROPOSAL TO REVISE FUNDAMENTAL POLICY REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN THE MAKING OF LOANS TO OTHER PERSONS. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2e. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING THE MORTGAGE OF ASSETS. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2f. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING PARTICIPATION IN SECURITIES TRADING ACCOUNTS. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2g. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING CERTAIN PURCHASES FROM AND SALES TO OFFICERS, DIRECTORS AND EMPLOYEES. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2h. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING SHORT SALES. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2i. PROPOSAL TO REVISE FUNDAMENTAL POLICIES REGARDING [ ] FOR [ ] AGAINST [ ] ABSTAIN THE BORROWING OF MONEY, ISSUING OF SENIOR SECURITIES AND PURCHASING SECURITIES ON MARGIN. - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2j. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING THE PURCHASE OF SECURITIES OF ISSUERS WHERE OFFICERS OR DIRECTORS OWN CERTAIN BENEFICIAL AMOUNTS. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2k. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING INVESTMENTS IN PUTS AND CALLS. - -------------------------------------------------------------------------------------------------------------------------- PROPOSAL 2l. PROPOSAL TO ELIMINATE FUNDAMENTAL POLICY [ ] FOR [ ] AGAINST [ ] ABSTAIN REGARDING INVESTMENTS IN REPURCHASE AGREEMENTS. - -------------------------------------------------------------------------------------------------------------------------- PLEASE REFER TO THE PROXY STATEMENT FOR A DISCUSSION OF EACH OF THESE MATTERS. To receive an optional email confirmation, enter your email address here: --------------------------------- PLEASE REVIEW YOUR SELECTIONS CAREFULLY BEFORE SUBMITTING YOUR PROXY. IF YOU SUBMIT THE SAME PROXY MORE THAN ONCE, ONLY YOUR LAST (MOST RECENT) PROXY WILL BE CONSIDERED VALID. Press this button to Submit your Proxy [LOGO] The Hartford Financial Services INTERNET PROXY VOTING SERVICE PROXY CARD FORTIS SECURITIES, INC. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS PROXY FOR JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JULY 16, 2002 I/We appoint David M. Znamierowski, Kevin J. Carr, Michael J. Radmer, Scott R. Plummer, Tamara L. Fagely and Robert W. Beltz, Jr. or each of them separately with power to act without the others and with the right of substitution in each, my/our proxies to vote, as designated herein, all shares of the Fund named above (the "Fund") held by me/us on May 7, 2002, at a Joint Special Meeting of Shareholders of the Fund, to be held at the offices of Hartford Investment Financial Services, LLC, 200 Hopmeadow Street, Simsbury, Connecticut, 06089 on July 16, 2002 at 10:00 a.m., Eastern time, and at any adjournment thereof, with all powers I/we would possess if present in person. All previous proxies given with respect to the meeting are hereby revoked. Receipt of the Notice of Joint Special Meeting of Shareholders and the Proxy Statement is acknowledged by submission of this proxy. This proxy may be revoked at any time before it is exercised. This proxy will be voted as instructed on the matters set forth below. IF NO CHOICE IS SPECIFIED, THIS PROXY WILL BE VOTED FOR ALL NOMINEES FOR DIRECTOR. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. If a nominee for Director is unable to serve or will not serve, the persons named as Proxies may vote all of the shares represented hereby for the election of a substitute nominee. When using `For all except' response, enter the number(s) of the nominee(s) you wish to withhold on, separated by a comma, in the text field. PROPOSAL 1. TO ELECT THE FOLLOWING NOMINEES TO THE BOARD OF [ ] FOR ALL DIRECTORS: (01) WINIFRED ELLEN COLEMAN, [ ] WITHHOLD ALL (02) DR. ROBERT M. GAVIN, (03) DUANE E. HILL, [ ] FOR ALL EXCEPT: (04) WILLIAM ATCHISON O'NEILL, (05) PHILLIP O. PETERSON, (06) MILLARD HANDLEY PRYOR, JR., (07) LOWNDES ANDREW SMITH, (08) JOHN KELLEY SPRINGER AND (09) DAVID M. ZNAMIEROWSKI - ------------------------------------------------------------------------------------------------------------------------- PLEASE REFER TO THE PROXY STATEMENT FOR A DISCUSSION OF EACH OF THESE MATTERS. To receive an optional email confirmation, enter your email address here: --------------------------------- PLEASE REVIEW YOUR SELECTIONS CAREFULLY BEFORE SUBMITTING YOUR PROXY. IF YOU SUBMIT THE SAME PROXY MORE THAN ONCE ONLY YOUR LAST (MOST RECENT) PROXY WILL BE CONSIDERED VALID. Press this button to Submit your Proxy SCRIPT FOR TELEPHONE VOTING HARTFORD MUTUAL FUNDS II, INC.: TAX-FREE MINNESOTA FUND TAX-FREE NATIONAL FUND OPENING: WHEN CONNECTED TO THE TOLL-FREE NUMBER, SHAREHOLDER WILL HEAR: - -------------------------------------------------------------------------------- "Welcome. Please enter the control number located on the upper portion of your proxy card." - -------------------------------------------------------------------------------- WHEN SHAREHOLDER ENTERS THE CONTROL NUMBER, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on all proposals, press 1 now. To vote on each proposal separately, press 0 now." - -------------------------------------------------------------------------------- OPTION 1: VOTING ALL PROPOSALS AS MANAGEMENT RECOMMENDS IF SHAREHOLDER ELECTS TO VOTE AS MANAGEMENT RECOMMENDS ON ALL PROPOSALS, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "You have voted as the Board recommended. If this is correct, press 1. If incorrect, press 0." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on all proposals, press 1 now. To vote on each proposal separately, press 0 now." (Speech Two above) - -------------------------------------------------------------------------------- IF SHAREHOLDER ELECTS TO REVOTE OR VOTE ANOTHER PROXY, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. OPTION 2: VOTING EACH PROPOSAL SEPARATELY IF SHAREHOLDER ELECTS TO VOTE EACH PROPOSAL SEPARATELY, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 1: To vote FOR all nominees, press 1. To WITHHOLD from all nominees, press 9. To WITHHOLD from an individual nominee, press 0. Make your selection now." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER VOTES FOR ALL NOMINEES OR WITHHOLDS FROM ALL NOMINEES, THE SCRIPT MOVES TO PROPOSAL 2. IF THE SHAREHOLDER ELECTS TO WITHHOLD FROM A SPECIFIC NOMINEE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Enter the two-digit number that appears in front of the nominee's name you DO NOT wish to vote for." - -------------------------------------------------------------------------------- AND THEN, - -------------------------------------------------------------------------------- "Press 1 to withhold from another nominee or Press 0 if you have completed voting for nominees." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2a: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2A, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2b: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2B, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2c: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2C, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2d: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2D, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2i: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2I, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2m: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2M, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Your votes have been cast as follows (VOTE FOR EACH PROPOSAL IS GIVEN). If this is correct, press 1 now. If incorrect, press 0." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. SCRIPT FOR TELEPHONE VOTING HARTFORD MUTUAL FUNDS II, INC.: GROWTH FUND GROWTH OPPORTUNITIES VALUE OPPORTUNITIES OPENING: WHEN CONNECTED TO THE TOLL-FREE NUMBER, SHAREHOLDER WILL HEAR: - -------------------------------------------------------------------------------- "Welcome. Please enter the control number located on the upper portion of your proxy card." - -------------------------------------------------------------------------------- WHEN SHAREHOLDER ENTERS THE CONTROL NUMBER, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on all proposals, press 1 now. To vote on each proposal separately, press 0 now." - -------------------------------------------------------------------------------- OPTION 1: VOTING ALL PROPOSALS AS MANAGEMENT RECOMMENDS IF SHAREHOLDER ELECTS TO VOTE AS MANAGEMENT RECOMMENDS ON ALL PROPOSALS, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "You have voted as the Board recommended. If this is correct, press 1. If incorrect, press 0." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on all proposals, press 1 now. To vote on each proposal separately, press 0 now." (Speech Two above) - -------------------------------------------------------------------------------- IF SHAREHOLDER ELECTS TO REVOTE OR VOTE ANOTHER PROXY, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. OPTION 2: VOTING EACH PROPOSAL SEPARATELY IF SHAREHOLDER ELECTS TO VOTE EACH PROPOSAL SEPARATELY, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 1: To vote FOR all nominees, press 1. To WITHHOLD from all nominees, press 9. To WITHHOLD from an individual nominee, press 0. Make your selection now." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER VOTES FOR ALL NOMINEES OR WITHHOLDS FROM ALL NOMINEES, THE SCRIPT MOVES TO PROPOSAL 2. IF THE SHAREHOLDER ELECTS TO WITHHOLD FROM A SPECIFIC NOMINEE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Enter the two-digit number that appears in front of the nominee's name you DO NOT wish to vote for." - -------------------------------------------------------------------------------- AND THEN, - -------------------------------------------------------------------------------- "Press 1 to withhold from another nominee or Press 0 if you have completed voting for nominees." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2a: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2A, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2b: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2B, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2c: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2C, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2d: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2D, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2i: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2I, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Your votes have been cast as follows (VOTE FOR EACH PROPOSAL IS GIVEN). If this is correct, press 1 now. If incorrect, press 0." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. SCRIPT FOR TELEPHONE VOTING HARTFORD MUTUAL FUNDS II, INC.: SMALLCAP GROWTH FUND OPENING: WHEN CONNECTED TO THE TOLL-FREE NUMBER, SHAREHOLDER WILL HEAR: - -------------------------------------------------------------------------------- "Welcome. Please enter the control number located on the upper portion of your proxy card." - -------------------------------------------------------------------------------- WHEN SHAREHOLDER ENTERS THE CONTROL NUMBER, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on all proposals, press 1 now. To vote on each proposal separately, press 0 now." - -------------------------------------------------------------------------------- OPTION 1: VOTING ALL PROPOSALS AS MANAGEMENT RECOMMENDS IF SHAREHOLDER ELECTS TO VOTE AS MANAGEMENT RECOMMENDS ON ALL PROPOSALS, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "You have voted as the Board recommended. If this is correct, press 1. If incorrect, press 0." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on all proposals, press 1 now. To vote on each proposal separately, press 0 now." (Speech Two above) - -------------------------------------------------------------------------------- IF SHAREHOLDER ELECTS TO REVOTE OR VOTE ANOTHER PROXY, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. OPTION 2: VOTING EACH PROPOSAL SEPARATELY IF SHAREHOLDER ELECTS TO VOTE EACH PROPOSAL SEPARATELY, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 1: To vote FOR all nominees, press 1. To WITHHOLD from all nominees, press 9. To WITHHOLD from an individual nominee, press 0. Make your selection now." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER VOTES FOR ALL NOMINEES OR WITHHOLDS FROM ALL NOMINEES, THE SCRIPT MOVES TO PROPOSAL 2. IF THE SHAREHOLDER ELECTS TO WITHHOLD FROM A SPECIFIC NOMINEE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Enter the two-digit number that appears in front of the nominee's name you DO NOT wish to vote for." - -------------------------------------------------------------------------------- AND THEN, - -------------------------------------------------------------------------------- "Press 1 to withhold from another nominee or Press 0 if you have completed voting for nominees." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2a: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2A, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2b: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2B, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2c: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2C, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2d: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2D, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2e: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2E, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2f: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2F, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2g: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2G, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2h: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2H, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2i: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2I, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Your votes have been cast as follows (VOTE FOR EACH PROPOSAL IS GIVEN). If this is correct, press 1 now. If incorrect, press 0." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. SCRIPT FOR TELEPHONE VOTING HARTFORD MUTUAL FUNDS II, INC.: US GOVERNMENT SECURITIES OPENING: WHEN CONNECTED TO THE TOLL-FREE NUMBER, SHAREHOLDER WILL HEAR: - -------------------------------------------------------------------------------- "Welcome. Please enter the control number located on the upper portion of your proxy card." - -------------------------------------------------------------------------------- WHEN SHAREHOLDER ENTERS THE CONTROL NUMBER, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on all proposals, press 1 now. To vote on each proposal separately, press 0 now." - -------------------------------------------------------------------------------- OPTION 1: VOTING ALL PROPOSALS AS MANAGEMENT RECOMMENDS IF SHAREHOLDER ELECTS TO VOTE AS MANAGEMENT RECOMMENDS ON ALL PROPOSALS, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "You have voted as the Board recommended. If this is correct, press 1. If incorrect, press 0." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on all proposals, press 1 now. To vote on each proposal separately, press 0 now." (Speech Two above) - -------------------------------------------------------------------------------- IF SHAREHOLDER ELECTS TO REVOTE OR VOTE ANOTHER PROXY, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. OPTION 2: VOTING EACH PROPOSAL SEPARATELY IF SHAREHOLDER ELECTS TO VOTE EACH PROPOSAL SEPARATELY, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 1: To vote FOR all nominees, press 1. To WITHHOLD from all nominees, press 9. To WITHHOLD from an individual nominee, press 0. Make your selection now." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER VOTES FOR ALL NOMINEES OR WITHHOLDS FROM ALL NOMINEES, THE SCRIPT MOVES TO PROPOSAL 2. IF THE SHAREHOLDER ELECTS TO WITHHOLD FROM A SPECIFIC NOMINEE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Enter the two-digit number that appears in front of the nominee's name you DO NOT wish to vote for." - -------------------------------------------------------------------------------- AND THEN, - -------------------------------------------------------------------------------- "Press 1 to withhold from another nominee or Press 0 if you have completed voting for nominees." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2a: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2A, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2b: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2B, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2c: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2C, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2d: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2D, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2e: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2E, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2f: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2F, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2g: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2G, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2h: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2H, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2i: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2I, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2j: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2J, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2k: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2K, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 2l: To vote FOR, press 1; AGAINST, press 9; ABSTAIN, press 0." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 2L, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Your votes have been cast as follows (VOTE FOR EACH PROPOSAL IS GIVEN). If this is correct, press 1 now. If incorrect, press 0." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. SCRIPT FOR TELEPHONE VOTING FORTIS SECURITIES, INC. OPENING: WHEN CONNECTED TO THE TOLL-FREE NUMBER, SHAREHOLDER WILL HEAR: - -------------------------------------------------------------------------------- "Welcome. Please enter the control number located on the upper portion of your proxy card." - -------------------------------------------------------------------------------- WHEN SHAREHOLDER ENTERS THE CONTROL NUMBER, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on the proposal, press 1 now. To vote on the proposal separately, press 0 now." - -------------------------------------------------------------------------------- OPTION 1: VOTING THE PROPOSAL AS MANAGEMENT RECOMMENDS IF SHAREHOLDER ELECTS TO VOTE AS MANAGEMENT RECOMMENDS ON THE PROPOSAL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "You have voted as the Board recommended. If this is correct, press 1. If incorrect, press 0." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "To vote as the Board recommends on the proposal, press 1 now. To vote on the proposal separately, press 0 now." (Speech Two above) - -------------------------------------------------------------------------------- IF SHAREHOLDER ELECTS TO REVOTE OR VOTE ANOTHER PROXY, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED. OPTION 2: VOTING EACH PROPOSAL SEPARATELY IF SHAREHOLDER ELECTS TO VOTE EACH PROPOSAL SEPARATELY, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Proposal 1: To vote FOR all nominees, press 1. To WITHHOLD from all nominees, press 9. To WITHHOLD from an individual nominee, press 0. Make your selection now." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER VOTES FOR ALL NOMINEES OR WITHHOLDS FROM ALL NOMINEES, THE SCRIPT MOVES TO THE "YOUR VOTES HAVE BEEN CAST" SPEECH LISTED BELOW. IF THE SHAREHOLDER ELECTS TO WITHHOLD FROM A SPECIFIC NOMINEE, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Enter the two-digit number that appears in front of the nominee's name you DO NOT wish to vote for." - -------------------------------------------------------------------------------- AND THEN, - -------------------------------------------------------------------------------- "Press 1 to withhold from another nominee or Press 0 if you have completed voting for nominees." - -------------------------------------------------------------------------------- WHEN THE SHAREHOLDER HAS FINISHED VOTING ON PROPOSAL 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Your votes have been cast as follows (VOTE FOR EACH PROPOSAL IS GIVEN). If this is correct, press 1 now. If incorrect, press 0." - -------------------------------------------------------------------------------- IF THE SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "If you have received more than one proxy card, you must vote each card separately. If you would like to vote another proxy, press 1 now. To end this call, press 0 now." - -------------------------------------------------------------------------------- IF SHAREHOLDER PRESSES 0 TO INDICATE AN INCORRECT VOTE, HE/SHE IS RETURNED TO THE "PLEASE ENTER THE CONTROL NUMBER" SPEECH (ABOVE). IF SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: - -------------------------------------------------------------------------------- "Thank you for voting." - -------------------------------------------------------------------------------- CALL IS TERMINATED.