SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 21, 2003
A.S.V., INC.
(Exact name of registrant as specified in its charter)
Minnesota 0-25620 41-1459569
(State or other jurisdiction (Commission file number) (I.R.S. Employer
of incorporation) Identification No.)
840 Lily Lane, Grand Rapids, Minnesota 55744
(Address of principal executive offices)
Registrant's telephone number, including area code: (218) 327-3434
Item 7. Financial Statements and Exhibits.
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c. Exhibits
Exhibit Description of Exhibit
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99 Press release dated October 21, 2003
Item 9. Regulation FD Disclosure.
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On October 21, 2003 ASV, Inc. ("ASV") announced it issued an
Acceleration Notice to Caterpillar Inc. with respect to
1,040,069 shares of ASV's common stock issuable pursuant to
the warrant issued to Caterpillar. Under the terms of the
Acceleration Notice, Caterpillar has 75 days to exercise its
rights to purchase 1,040,069 newly issued shares of ASV common
stock at $21.00 per share under its warrant with ASV, or lose
the ability to acquire those shares under the terms of
warrant.
For additional information, see the press release included as
Exhibit 99 hereto.
The attached Exhibit is furnished pursuant to Item 12 on Form
8-K.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this Report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: October 21, 2003
A.S.V., INC.
By: /s/ Gary Lemke
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Its: President
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EXHIBIT INDEX
Exhibit Description of Exhibit
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99 Press release dated October 21, 2003