SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2003 UMBRELLA BANCORP, INC. ------------------------------------------------------ (Exact Name of registrant as specified in its charter) Maryland 000-202-11 36-3620612 - -------------------------------------------------------------------------------- (State or other Jurisdiction (Commission File No.) (IRS Employer of Incorporation) Identification No.) 5818 South Archer Road, Summit, Illinois 60501-1830 --------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (708) 458-2002 Not Applicable --------------------------------------------------------------------- (Former name, address, and fiscal year, if changed since last report) ITEM 5. OTHER EVENTS The Registrant has determined that there are fewer than 300 holders of record, as defined pursuant to the rules and regulations of the Securities and Exchange Commission (the "SEC"), of the Registrant's Common Stock and the 11% Capital Securities of the Registrant's wholly owned subsidiary Argo Capital Trust Co., a Delaware corporation ("Argo Capital"). As a result, the Registrant intends promptly after the filing of this report to file Form 15S with the SEC to suspend, effective immediately upon such filing, the obligation of the Registrant and Argo Capital to file reports (including reports on SEC Forms 10-K, 10-Q and 8-K) under Section 13 and 15(d) of the Securities Exchange Act of 1934, as amended. The Form 15S for the Registrant and Argo Capital are appended hereto and incorporated by reference. In connection with the Filing of Form 15S by the Registrant and Argo Capital, the Registrant shall issue a Press Release, which Press Release is also appended hereto and incorporated by reference. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (a) Not Applicable. (b) Not Applicable. (c) Exhibits: None SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. UMBRELLA BANCORP, INC. Date: November 14, 2003 By: /s/ JOHN G. YEDINAK ---------------------------------------- John G. Yedinak, Chief Executive Officer