UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04088
Excelsior Funds, Inc.
(Exact name of registrant as specified in charter)
c/o Excelsior Funds
101 Montgomery Street
San Francisco, CA 94104
(Address of principal executive offices) (Zip code)
Evelyn Dilsaver
Excelsior Funds, Inc.
101 Montgomery Street
San Francisco, CA 94104
(Name and address of agent for service)
Registrant's telephone number, including area code: (415) 627-7000
Date of fiscal year end: 3/31
Date of reporting period: July 1, 2003-June 30, 2004
This Form N-PX amends and restates the Form N-PX that was filed on August
18, 2004. The purpose of this amendment is to add additional proxy voting
records for certain portfolios.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04088
Reporting Period: 07/01/2003 - 06/30/2004
Excelsior Funds Inc.
============================= BLENDED EQUITY FUND ==============================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For For Management
Kimsey, Robert I. Lipp, and Wulf von
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For For Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For For Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 11, 2003 Meeting Type: Annual
Record Date: OCT 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Elson For For Management
1.2 Elect Director Marsha J. Evans For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director N. Gerry House For For Management
1.5 Elect Director J.R. Hyde, III For For Management
1.6 Elect Director Edward S. Lampert For For Management
1.7 Elect Director W. Andrew McKenna For For Management
1.8 Elect Director Steve Odland For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BARR PHARMACEUTICALS INC
Ticker: BRL Security ID: 068306109
Meeting Date: OCT 23, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For For Management
1.2 Elect Director Paul M. Bisaro For For Management
1.3 Elect Director Carole S. Ben-Maimon For For Management
1.4 Elect Director George P. Stephan For For Management
1.5 Elect Director Jack M. Kay For For Management
1.6 Elect Director Harold N. Chefitz For For Management
1.7 Elect Director Richard R. Frankovic For For Management
1.8 Elect Director Peter R. Seaver For For Management
1.9 Elect Director James S. Gilmore, III For For Management
2 Change State of Incorporation from New For For Management
York to Delaware
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: Security ID: 055622104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord Browne For For Management
1.2 Elect Director Dr B E Grote For For Management
1.3 Elect Director Mr H M P Miles For For Management
1.4 Elect Director Sir Robin Nicholson For For Management
1.5 Elect Director Mr R L Olver For For Management
1.6 Elect Director Sir Ian Prosser For For Management
2 TO ELECT MR A BURGMANS AS A DIRECTOR For For Management
3 Ratify Auditors For For Management
4 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY
5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO AUTHORISE THE USE OF TREASURY SHARES For For Management
FOR EMPLOYEE SHARE SCHEMES
9 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For For Management
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS
11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND THE ACCOUNTS
12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Against Shareholder
INSTRUCT THE COMPANY TO PREPARE A REPORT
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
- --------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For For Management
1.6 Elect Director Ronald Kirk For For Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For For Management
1.10 Elect Director Cece Smith For For Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For For Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Feld For For Management
1.2 Elect Director Thomas O. Hicks For For Management
1.3 Elect Director Perry J. Lewis For For Management
1.4 Elect Director L. Lowry Mays For For Management
1.5 Elect Director Mark P. Mays For For Management
1.6 Elect Director Randall T. Mays For For Management
1.7 Elect Director B.J. Mccombs For For Management
1.8 Elect Director Phyllis B. Riggins For For Management
1.9 Elect Director Theordore H. Strauss For For Management
1.10 Elect Director J.C. Watts For For Management
1.11 Elect Director John H. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Ellis For For Management
1.2 Elect Director Lew Frankfort For For Management
1.3 Elect Director Sally Frame Kasaks For For Management
1.4 Elect Director Gary Loveman For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against Against Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against Against Shareholder
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
DANAHER CORP.
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Rales For For Management
1.2 Elect Director John T. Schwieters For For Management
1.3 Elect Director Alan G. Spoon For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Develop Charter Language on Board Against Against Shareholder
Diversity
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DOVER CORP.
Ticker: DOV Security ID: 260003108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Benson For For Management
1.2 Elect Director Jean-Pierre M. Ergas For For Management
1.3 Elect Director Kristiane C. Graham For For Management
1.4 Elect Director Ronald L. Hoffman For For Management
1.5 Elect Director James L. Koley For For Management
1.6 Elect Director Richard K. Lochridge For For Management
1.7 Elect Director Thomas L. Reece For For Management
1.8 Elect Director Bernard G. Rethore For For Management
1.9 Elect Director Gary L. Roubos For For Management
1.10 Elect Director Michael B. Stubbs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Bourguignon For For Management
1.2 Elect Director Thomas J. Tierney For For Management
1.3 Elect Director Margaret C. Whitman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Stock Option Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
6 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against Against Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For For Management
1.2 Elect Director Joseph Neubauer For For Management
1.3 Elect Director Joseph A. Pichler For For Management
1.4 Elect Director Karl M. von der Heyden For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
FOSSIL, INC.
Ticker: FOSL Security ID: 349882100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom Kartsotis For For Management
1.2 Elect Director Jal S. Shroff For For Management
1.3 Elect Director Donald J. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 16, 2004 Meeting Type: Written Consent
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws/Charter-Non-Routine For For Management
2.1 Elect Director Herbert W. Boyer For For Management
2.2 Elect Director Arthur D. Levinson For For Management
2.3 Elect Director Mark Richmond For For Management
2.4 Elect Director Charles A. Sanders For For Management
2.5 Elect Director William M. Burns For For Management
2.6 Elect Director Erich Hunziker For For Management
2.7 Elect Director Jonathan K.C. Knowles For For Management
3 Elect Director M. Burns For For Management
4 Elect Director Erich Hunziker For For Management
5 Elect Director Jonathan K.C. Knowles For For Management
6 Increase Authorized Common Stock For For Management
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Armando M. Codina For For Management
1.4 Elect Director George M.C. Fisher For For Management
1.5 Elect Director Karen Katen For For Management
1.6 Elect Director Kent Kresa For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Philip A. Laskawy For For Management
1.9 Elect Director E.Stanley O'Neal For For Management
1.10 Elect Director Eckhard Pfeiffer For For Management
1.11 Elect Director G.Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Prohibit Awards to Executives Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Composition of Committees to Against Against Shareholder
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against Shareholder
Ownership Guidelines
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: OCT 3, 2003 Meeting Type: Written Consent
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles For For Management
3 Approve Hughes Split-Off For For Management
4 Approve GM/News Stock Sale For For Management
5 Approve News Stock Acquisition For For Management
6 Amend Articles For For Management
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Henry E. Blair For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Increase Authorized Preferred Stock For For Management
6 Ratify Auditors For For Management
7 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr. For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Robert W. Selander For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Gordon I. Ulmer For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas D. French For For Management
1.2 Elect Director James R. Kackley For For Management
1.3 Elect Director Thomas C. Pratt For For Management
1.4 Elect Director Michael A. Volkema For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against Against Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: Security ID: 404280406
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management
2003
2.1 Elect Director The Lord Butler For For Management
2.2 Elect Director The Baroness Dunn For For Management
2.3 Elect Director R A Fairhead For For Management
2.4 Elect Director W K L Fung For For Management
2.5 Elect Director M F Geoghegan For For Management
2.6 Elect Director S Hintze For For Management
2.7 Elect Director Sir John Kemp-Welch For For Management
2.8 Elect Director Sir Mark Moody-Stuart For For Management
2.9 Elect Director H Sohmen For For Management
3 Ratify Auditors For For Management
4 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR 2003
5 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN ORDINARY SHARES
6 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES
7 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL For For Management
RESOLUTION)
8 TO INCREASE THE FEES PAYABLE TO EACH For For Management
DIRECTOR TO 55,000 POUNDS PER ANNUM
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against Against Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Expense Stock Options Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For For Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: JEC Security ID: 469814107
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Davidson, Jr. For For Management
1.2 Elect Director Edward V. Fritzky For For Management
1.3 Elect Director Robert B. Gwyn For For Management
1.4 Elect Director Linda K. Jacobs For For Management
1.5 Elect Director Benjamin F. Montoya For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JW.A Security ID: 968223206
Meeting Date: SEP 18, 2003 Meeting Type: Annual
Record Date: JUL 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Franklin as Class A For For Management
Director
1.2 Elect Director Henry A. McKinnell as For For Management
Class A Director
1.3 Elect Director John L. Marion, Jr. as For For Management
Class A Director
1.4 Elect Director Warren J. Baker as Class B For For Management
Director
1.5 Elect Director Matthew S. Kissner as For For Management
Class B Director
1.6 Elect Director William J. Pesce as Class For For Management
B Director
1.7 Elect Director William B. Plummer as For For Management
Class B Director
1.8 Elect Director William R. Sutherland as For For Management
Class B Director
1.9 Elect Director Bradford Wiley II as Class For For Management
B Director
1.10 Elect Director Peter Booth Wiley as Class For For Management
B Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KELLOGG CO.
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director Gordon Gund For For Management
1.3 Elect Director Dorothy A. Johnson For For Management
1.4 Elect Director Ann Mclaughlin Korologos For For Management
2 Ratify Auditors For For Management
3 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director H. Raymond Bingham For For Management
1.b Elect Director Robert T. Bond For For Management
1.c Elect Director Richard J. Elkus, Jr. For For Management
1.d Elect Director Michael E. Marks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank T. Cary For For Management
1.2 Elect Director Paul J. Curlander For For Management
1.3 Elect Director Martin D. Walker For For Management
1.4 Elect Director James F. Hardymon For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For For Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For For Management
1.10 Elect Director Frank Savage For Against Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For For Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director C. Edward Chaplin For For Management
1.3 Elect Director David C. Clapp For For Management
1.4 Elect Director Gary C. Dunton For For Management
1.5 Elect Director Claire L. Gaudiani For For Management
1.6 Elect Director Freda S. Johnson For For Management
1.7 Elect Director Daniel P. Kearney For For Management
1.8 Elect Director James A. Lebenthal For For Management
1.9 Elect Director Debra J. Perry For For Management
1.10 Elect Director John A. Rolls For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo Benatar For For Management
1.2 Elect Director Phyllis O. Bonanno For For Management
1.3 Elect Director David L. Kolb For For Management
1.4 Elect Director W. Christopher Wellborn For For Management
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Payne For For Management
1.2 Elect Director Hans W. Schmidt For For Management
2 Ratify Auditors For For Management
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against Against Management
JURISDICTION OF INCORPORATION FROM
BERMUDA TO DELAWARE.
- --------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Boykin For For Management
1.2 Elect Director Linda Fayne Levinson For For Management
1.3 Elect Director Victor L. Lund For For Management
1.4 Elect Director James M. Ringler For For Management
2 Ratify Auditors For For Management
3 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
4 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Robert Charles Clark For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Errol M. Cook For For Management
1.6 Elect Director Susan S. Denison For For Management
1.7 Elect Director Michael A. Henning For For Management
1.8 Elect Director John R. Murphy For For Management
1.9 Elect Director John R. Purcell For For Management
1.10 Elect Director Linda Johnson Rice For For Management
1.11 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For For Management
DECEMBER 31, 2003, THE PROFIT AND LOSS
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management
YEAR 2003.
3 DISCHARGE OF THE MANAGING DIRECTORS OF For For Management
RESPONSIBILITY IN RESPECT OF THEIR
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For For Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For For Management
MANAGING DIRECTOR OF THE COMPANY.*
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For For Management
MEMBER OF THE SUPERVISORY BOARD.*
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For For Management
A MEMBER OF THE SUPERVISORY BOARD OWING
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For For Management
WITH A VIEW TO CANCELLA- TION OF THE
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For For Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
SAP AG
Ticker: Security ID: 803054204
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE APPROPRIATION OF THE For For Management
RETAINED EARNINGS OF THE FISCAL YEAR 2003
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL
YEAR 2003
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE SUPERVISORY BOARD IN THE
FISCAL YEAR 2003
4 Ratify Auditors For For Management
5 RESOLUTION ON ADJUSTMENTS TO SECTION 4 OF For For Management
THE ARTICLES OF ASSOCIATION
6 RESOLUTION ON THE AUTHORIZATION TO For For Management
ACQUIRE AND USE TREASURY SHARES
7 RESOLUTION ON THE AUTHORIZATION TO USE For For Management
EQUITY DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SEARS, ROEBUCK & CO.
Ticker: Security ID: 812387108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Bax For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Alan J. Lacy For For Management
1.4 Elect Director Hugh B. Price For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
ST. JOE COMPANY, THE
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For For Management
1.2 Elect Director Hugh M. Durden For For Management
1.3 Elect Director Adam W. Herbert, Jr. For For Management
1.4 Elect Director Delores Kesler For For Management
1.5 Elect Director John S. Lord For For Management
1.6 Elect Director Walter L. Revell For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director Winfred L. Thornton For For Management
1.9 Elect Director William H. Walton, III For For Management
2 Eliminate Preemptive Rights For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett Burnes For For Management
1.2 Elect Director David Gruber For For Management
1.3 Elect Director Linda Hill For For Management
1.4 Elect Director Charles Lamantia For For Management
1.5 Elect Director Robert Weissman For For Management
2 Exempt Board of Directors from Against Against Shareholder
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For For Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For For Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For For Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For For Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For For Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
TXU CORP.
Ticker: TXU Security ID: 873168108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek C. Bonham For For Management
1.2 Elect Director E. Gail de Planque For For Management
1.3 Elect Director William M. Griffin For For Management
1.4 Elect Director Kerney Laday For For Management
1.5 Elect Director Jack E. Little For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director J.E. Oesterreicher For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Herbert H. Richardson For For Management
1.10 Elect Director C. John Wilder For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against For Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against For Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buyniski For For Management
Gluckman
1.2 Elect Director Arthur D. Collins, Jr. For For Management
1.3 Elect Director Jerry W. Levin For For Management
1.4 Elect Director Thomas E. Petry For For Management
1.5 Elect Director Richard G. Reiten For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Executive Compensation to Vote Against Against Shareholder
5 Amend Vote Requirements to Amend Against Against Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against Against Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director James J. Howard For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Cordell Reed For For Management
1.6 Elect Director Jeffrey A. Rein For For Management
1.7 Elect Director David Y. Schwartz For For Management
1.8 Elect Director John B. Schwemm For For Management
1.9 Elect Director Marilou M. von Ferstel For For Management
1.10 Elect Director Charles R. Walgreen III For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For For Management
1.2 Elect Director Frank M. Clark, Jr. For For Management
1.3 Elect Director Robert S. Miller For For Management
1.4 Elect Director A. Maurice Myers For For Management
1.5 Elect Director John C. Pope For For Management
1.6 Elect Director W. Robert Reum For For Management
1.7 Elect Director Steven G. Rothmeier For For Management
1.8 Elect Director David P. Steiner For For Management
1.9 Elect Director Carl W. Vogt For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC.
Ticker: Security ID: 94973H108
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WELLPOINT INC
Ticker: WLP Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
WELLPOINT INC
Ticker: WLP Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For For Management
1.11 Elect Director Judith M. Runstad For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For For Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
================================ CORE BOND FUND ================================
============================ EMERGING MARKETS FUND =============================
AFRICAN BANK INVESTMENTS (FORMERLY THETA GROUP )
Ticker: Security ID: 6040776
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Simultaneous Re-Appointment of For Did Not Management
Retiring Directors Vote
1.2.2 Reelect A.S. Mabogoane as Director For Did Not Management
Vote
1.2.3 Reelect L. Kirkinis as Director For Did Not Management
Vote
1.2.4 Reelect G. Schachat as Director For Did Not Management
Vote
1.2.5 Reelect D.F.G. Tembe as Director For Did Not Management
Vote
1.2.6 Reelect J.A. de Ridder as Director For Did Not Management
Vote
1.2.7 Reelect D. F. Woollam as Director For Did Not Management
Vote
2 Place Authorized But Unissued Shares For Did Not Management
under Control of Directors Vote
3 Approve Company to Make Payments to For Did Not Management
Shareholders Vote
4 Approve Reduction in Share Capital by Way For Did Not Management
of Cancellation of 20 Million Shares Held Vote
by Standard General Insurance Company
Ltd.
5 Approve Reappointment of Delotte & Touche For Did Not Management
as Auditors and Authorize Board to Fix Vote
Their Remuneration
6 Amend Articles to Reflect Approval of For Did Not Management
Share Repurchase Vote
7 Authorize Repurchase of Up to 20 Percent For Did Not Management
of Issued Share Capital Vote
8 Amend Articles of Association Re: For Did Not Management
Dividends Vote
- --------------------------------------------------------------------------------
AKBANK
Ticker: Security ID: 009719105
Meeting Date: DEC 25, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Presiding Council and Authorize For Did Not Management
Council to Sign Minutes of Meeting Vote
2 Amend Articles Re: Corporate Purpose, For Did Not Management
Capital Payment Rules, and Distribution Vote
of Profits
3 Approve Report Re: Donationa Made in 2002 For Did Not Management
Vote
- --------------------------------------------------------------------------------
AU OPTRONICS CORP
Ticker: Security ID: 002255107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPTANCE OF THE 2003 BUSINESS REPORT For For Management
AND FINANCIAL STATEMENTS, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING.
2 APPROVAL OF THE REVISIONS TO THE ARTICLES For For Management
OF INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
3.1 Elect Director Kuen-Yao (ky) Lee* For For Management
3.2 Elect Director Hsuan Bin (hb) Chen* For For Management
3.3 Elect Director Hsi-Hua Sheaffer Lee* For For Management
3.4 Elect Director Po-Yen Lu* For For Management
3.5 Elect Director Chin-Bing Peng* For For Management
3.6 Elect Director Stan Huang* For For Management
3.7 Elect Director Vivien Huey-Juan Hsieh* For For Management
3.8 Elect Director Cheng-Chu Fan* For For Management
3.9 Elect Director T.J. Huang* For For Management
3.10 Elect Director Chieh-Chien Chao** For For Management
3.11 Elect Director Ko-Yung (eric) Yu** For For Management
3.12 Elect Director Hsiu Hsing Hu** For For Management
4 APPROVAL OF THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
5 APPROVAL OF THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE STOCK BONUS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING.
6 APPROVAL TO HAVE A NEW RIGHTS ISSUE TO For For Management
SPONSOR DR OFFERING, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
7 APPROVAL TO RELEASE THE DIRECTORS FROM For For Management
NON-COMPETITION RESTRICTIONS, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING.
- --------------------------------------------------------------------------------
BEC WORLD PUBLIC COMPANY LIMITED
Ticker: Security ID: 6728351
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous EGM For Did Not Management
Vote
2 Accept Directors' Report For Did Not Management
Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Allocation of Income and Dividend For Did Not Management
of Baht 0.20 per Share Vote
5 Elect Directors and Fix Their For Did Not Management
Remuneration Vote
6 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
- --------------------------------------------------------------------------------
BEC WORLD PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0592010001
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous EGM For Did Not Management
Vote
2 Accept Directors' Report For Did Not Management
Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Allocation of Income and Dividend For Did Not Management
of Baht 0.20 per Share Vote
5 Elect Directors and Fix Their For Did Not Management
Remuneration Vote
6 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
- --------------------------------------------------------------------------------
BEC WORLD PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0592010001
Meeting Date: DEC 16, 2003 Meeting Type: Special
Record Date: NOV 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Acknowledgment on the Payment of For Did Not Management
Interim Dividend of Baht 10 per Share Vote
3 Reduce Par Value of Common Stock to Baht For Did Not Management
1 from Baht 10 Vote
4 Amend Article 4 of Articles of For Did Not Management
Association Vote
5 Amend Memorandum of Association to For Did Not Management
Reflect Decrease in Par Value Vote
6 Approve Maleenont Tower Lease Agreement For Did Not Management
Vote
- --------------------------------------------------------------------------------
C.A. NACIONAL TELEFONOS DE VENEZUELA (CANTV)
Ticker: Security ID: 204421101
Meeting Date: DEC 2, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Reduction in Share Capital Via For For Management
Redemption of Shares
2 Approve Distribution of Cash Dividend For For Management
- --------------------------------------------------------------------------------
C.A. NACIONAL TELEFONOS DE VENEZUELA (CANTV)
Ticker: Security ID: 204421101
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 THE APPROVAL OF THE ANNUAL REPORT AND For For Management
FINANCIAL STATEMENTS OF THE COMPANY FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2003.
2 THE APPROVAL OF THE PAYMENT OF AN For For Management
ORDINARY DIVIDEND FOR 2004 OF BS. 550 PER
SHARE REPRESENTING US$ 2.01 PER ADS.
3 AUTHORIZATION TO ISSUE BONDS AND For For Management
COMMERCIAL PAPER.
4 ELECTION OF: GUSTAVO ROOSEN (PRINCIPAL) For For Management
VICENTE LLATAS (ALTERNATE)
5 ELECTION OF: DANIEL PETRI (PRINCIPAL) AND For For Management
MIKE PAWLOWSKI (ALTERNATE)
6 ELECTION OF: JOHN LACK (PRINCIPAL) AND For For Management
CHARLES FALLINI (ALTERNATE)
7 ELECTION OF: JOHN DOHERTY (PRINCIPAL) AND For For Management
LUIS ESTEBAN PALACIOS (ALTERNATE)
8 ELECTION OF: JOSE M. ORTEGA (PRINCIPAL) For For Management
AND ARTURO BANEGAS (ALTERNATE)
9 ELECTION OF: RICARDO HAUSMANN (PRINCIPAL) For For Management
AND GERMAN GARCIA-VELUTINI (ALTERNATE)
10 APPROVAL OF ESPINEIRA, SHELDON Y For For Management
ASOCIADOS- MEMBER FIRM OF
PRICEWATERHOUSECOOPERS, AS EXTERNAL
AUDITORS FOR 2004.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: Security ID: 151290889
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, DISCUSSION AND, IF For For Management
APPLICABLE, APPROVAL OF THE REPORT BY THE
BOARD OF DIRECTORS, INCLUDING THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2003 AS REQUIRED BY
THE MEXICAN CORPORATION LAW.
2 PROPOSAL FOR THE ALLOCATION OF PROFITS For For Management
AND THE MAXIMUM AMOUNT OF FUNDS TO BE
USED FOR THE PURCHASE OF COMPANY SHARES.
3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF For For Management
THE COMPANY IN ITS VARIBLE PORTION
THROUGH CAPITALIZATION CHARGED AGAINST
RETAINED EARNINGS, SUBMITTED FOR
CONSIDERATION OF THE SHAREHOLDERS AT THE
MEETING.
4 ELECT DIRECTORS AND SUPERVISORY BOARD For For Management
5 COMPENSATION OF DIRECTORS AND STATUTORY For For Management
AUDITORS, ACCORDING TO THE PROPOSAL OF
SHAREHOLDERS SUBMITTED FOR CONSIDERATION
AT THE MEETING.
6 APPOINTMENT OF DELEGATES TO FORMALIZE THE For For Management
RESOLUTIONS ADOPTED AT THE MEETING.
- --------------------------------------------------------------------------------
CHAODA MODERN AGRICULTURE (HOLDINGS) LIMITED
Ticker: Security ID: 6313490
Meeting Date: DEC 19, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Reelect Directors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Approve Bonus Issuance of Shares In the For Did Not Management
Proportion of One Bonus Share for Every Vote
20 Shares Held
6a Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
6b Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6c Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
7 Other Business (Voting) For Did Not Management
Vote
- --------------------------------------------------------------------------------
CHAODA MODERN AGRICULTURE (HOLDINGS) LIMITED
Ticker: Security ID: 6313490
Meeting Date: JAN 19, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ongoing Connected Transactions For Did Not Management
and Approve New Waiver Application Vote
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED
Ticker: Security ID: 16941M109
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE FINANCIAL For For Management
STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR YEAR ENDED 31
DECEMBER 2003.
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR For For Management
ENDED 31 DECEMBER 2003.
3 TO RE-ELECT MR. XUE TAOHAI AS A DIRECTOR. For For Management
4 TO RE-ELECT MR. LI GANG AS A DIRECTOR. For For Management
5 TO RE-ELECT MR. XU LONG AS A DIRECTOR. For For Management
6 TO RE-ELECT MR. MOSES CHENG MO CHI AS A For For Management
DIRECTOR.
7 TO RE-ELECT DR. J. BRIAN CLARK AS A For For Management
DIRECTOR.
8 Ratify Auditors For For Management
9 TO FIX THE DIRECTORS FEES. For For Management
10 TO REPURCHASE SHARES IN THE COMPANY NOT For For Management
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE EXISTING ISSUED SHARE
CAPITAL.
11 TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL For For Management
SHARES IN THE COMPANY NOT EXCEEDING 20%
OF THE EXISTING ISSUED SHARE CAPITAL.
12 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
13 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY.
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED
Ticker: Security ID: 16941M109
Meeting Date: JUN 16, 2004 Meeting Type: Special
Record Date: MAY 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT THE CONDITIONAL SALE AND PURCHASE For For Management
AGREEMENT DATED 28 APRIL 2004 IS HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED.
- --------------------------------------------------------------------------------
CHINATRUST FINANCIAL HOLDINGS COMPANY LTD.
Ticker: Security ID: 6527666
Meeting Date: AUG 20, 2003 Meeting Type: Special
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on Issuance of 2003 None Did Not Management
Corporate Bonds Vote
2.1 Approve Equity Swap to Acquire Grand For Did Not Management
Commercial Bank Vote
2.2 Amend Articles of Association For Did Not Management
Vote
3.1 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
CHINATRUST FINANCIAL HOLDINGS COMPANY LTD.
Ticker: Security ID: 6527666
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None Did Not Management
Results Vote
1.2 Receive Supervisors' Report None Did Not Management
Vote
1.3 Receive Report on Execution of Treasury None Did Not Management
Stocks Vote
1.4 Receive Report on Execution of Unsecured None Did Not Management
Subordinate Corporate Bonds Vote
2.1 Accept the Revision of Plan for For Did Not Management
Utilization of 2002 Euro Convertible Vote
Bonds Funds
2.2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.3 Approve Allocation of Income and For Did Not Management
Dividends Vote
3.1 Amend Operating Procedures for the Loan For Did Not Management
of Funds and Guarantees to Other Parties Vote
3.2 Approve Capitalization of Capital Reserve For Did Not Management
Vote
3.3 Amend Articles of Association For Did Not Management
Vote
4 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: Security ID: 2196286
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Approve Annual Aggregate Remuneration of For Did Not Management
Directors Vote
4 Elect Supervisory Board Members and Fix For Did Not Management
Their Remuneration Vote
5 Authorize Increase in Capital Via For Did Not Management
Capitalization of Reserves Vote
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: Security ID: 2196286
Meeting Date: AUG 29, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Justification and Protocol Re: For Did Not Management
Incorporation of Celmar SA - Industria de Vote
Celulose e Papel and Ferteco Mineracao SA
2 Ratify Nomination of Firms Appointed to For Did Not Management
Perform Assets Appraisal Vote
3 Approve Appraisal Reports For Did Not Management
Vote
4 Approve Merger by Absorption of Celmar SA For Did Not Management
- Industria de Celulose e Papel and Vote
Ferteco Mineracao SA
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: Security ID: 2196286
Meeting Date: DEC 30, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Management Board For Did Not Management
Vote
2 Approve Justification and Protocol for For Did Not Management
Absorption of Wholly-Owned Subsidiaries Vote
Rio Doce Geologia e Mineracao SA -
Docegeo, Mineracao Serra do sossego SA,
Vale do Rio Doce Aluminio SA - Aluvale,
and Mineracao Vera Cruz SA
3 Ratify Nomination of Firms Contracted to For Did Not Management
Perform Appraisal of Companies to Be Vote
Absorbed
4 Approve Appraisal Report For Did Not Management
Vote
5 Approve Merger by Absorption of Docegeo, For Did Not Management
Mineracao Serra do Sossego, Aluvale, and Vote
Mineracao Vera Cruz
- --------------------------------------------------------------------------------
COMPANIA DE TELECOMUNICACIONES DE CHILE S.A (TELEFONICA)
Ticker: Security ID: 204449300
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, BALANCE For For Management
SHEET, INCOME STATEMENT AND REPORTS OF
ACCOUNT INSPECTORS AND INDEPENDENT
AUDITORS
2 APPROVAL OF DISTRIBUTION OF NET INCOME For For Management
FOR FISCAL YEAR ENDED DECEMBER 31, 2003
3 APPROVAL TO APPOINT TWO ACCOUNT For For Management
INSPECTORS AND TWO ALTERNATE ACCOUNT
INSPECTORS AND TO DETERMINE THEIR
COMPENSATION
4 Ratify Auditors For For Management
5 APPROVAL TO APPOINT THE DOMESTIC CREDIT For For Management
RATING AGENCIES THAT WILL SET THE RISK
RATING OF PUBLICLY OFFERED ISSUES
6 APPROVAL OF THE COMPENSATION FOR THE For For Management
DIRECTORS COMMITTEE MEMBERS AND OF THE
DIRECTORS COMMITTEE BUDGET
7 APPROVAL OF THE INVESTMENT AND FINANCING For For Management
STRATEGY PROPOSED BY MANAGEMENT
(ACCORDING TO DECREE LAW 3,500)
8 APPROVAL OF A SANTIAGO NEWSPAPER IN WHICH For For Management
TO PUBLISH THE NOTICES FOR FUTURE
SHAREHOLDERS MEETINGS AND DIVIDEND
PAYMENTS
9 PROVIDE INFORMATION ON ALL ISSUES For For Management
RELATING TO THE MANAGEMENT AND
ADMINISTRATION OF THE BUSINESS
10 APPROVAL OF THE SALE OF PUBLIC SERVICE For For Management
PAGING LICENSES AND THE ASSETS RELATED TO
THE INSTALLATION, OPERATION AND
DEVELOPMENT
11 APPROVAL TO ADOPT THE NECESSARY For For Management
PROCEDURES TO FORMALIZE THE AGREEMENTS
REACHED AT THE EXTRAORDINARY SHAREHOLDERS
MEETING
- --------------------------------------------------------------------------------
COMPANIA DE TELECOMUNICACIONES DE CHILE S.A (TELEFONICA)
Ticker: Security ID: 204449300
Meeting Date: JUL 11, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Dividends of CLP For For Management
17.5 Per Share Charged to Retained
Earnings
2 Amend Article 5 to Reflect Changes in For For Management
Capital Due to Capitalization of Share
Premium Account
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 26, 2004 Meeting Type: Annual
Record Date: FEB 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT OF THE For Did Not Management
COMPANY FOR THE 2003 CALENDAR YEAR. Vote
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For Did Not Management
STATEMENTS OF THE COMPANY AND ITS Vote
SUBSIDIARIES FOR THE 2003 CALENDAR YEAR,
INCLUDING THE REPORT OF THE INDEPENDENT
AUDITORS OF THE COMPANY THEREON.
3 DESIGNATION OF EXTERNAL AUDITORS OF THE For Did Not Management
COMPANY FOR THE 2004 CALENDAR YEAR, AND Vote
TO AUTHORIZE THE DIRECTORS TO APPROVE THE
AUDITOR S FEES.
- --------------------------------------------------------------------------------
DAZHONG TRANSPORTATION (GROUP) CO. LTD. (FRM.SHANGHAI DAZHO
Ticker: Security ID: 6803292
Meeting Date: APR 9, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For Did Not Management
Vote
2 Accept Report of the General Manager For Did Not Management
Vote
3 Accept Report of the Supervisory For Did Not Management
Committee Vote
4 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
5 Approve Allocation of Income and For Did Not Management
Dividends Vote
6 Amend Rules and Procedures of the For Did Not Management
Supervisory Committee Vote
7 Amend Articles of Association Re: Change For Did Not Management
in Address of Registered Office Vote
8 Amend Articles of Association For Did Not Management
Vote
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: Security ID: 6411673
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on Business Operation None Did Not Management
Results for Fiscal Year 2003 Vote
1.2 Receive Supervisors' Report None Did Not Management
Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3 Amend Articles of Association For Did Not Management
Vote
4 Elect an Independent Director For Did Not Management
Vote
5 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
GENTING BERHAD
Ticker: Security ID: 6366676
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports for the Financial Year Ended Dec. Vote
31, 2003
2 Approve Final Dividends for the Financial For Did Not Management
Year Ended Dec. 31, 2003 Vote
3 Approve Remuneration of Directors in the For Did Not Management
Amount of MYR597,699 for the Financial Vote
Year Ended Dec. 31, 2003
4 Elect Lim Kok Thay as Director For Did Not Management
Vote
5 Elect Quah Chek Tin as Director For Did Not Management
Vote
6 Elect Mohd Amin bin Osman as Director For Did Not Management
Vote
7 Elect Gunn Chit Tuan as Director For Did Not Management
Vote
8 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
9 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights in Any Amount Up to Ten
Percent of Issued Share Capital
10 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
1 Amend Article 118 Re: Insertion of a New For Did Not Management
Article 118A which Creates the Position Vote
of an Honorary Life Chairman of the
Company
- --------------------------------------------------------------------------------
GOLD FIELDS LIMITED
Ticker: Security ID: 38059T106
Meeting Date: MAR 8, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ORDINARY RESOLUTION NUMBER 1 (REGARDING For For Management
ISSUE OF SHARES TO MVELA GOLD)
2 ORDINARY RESOLUTION NUMBER 2 (AUTHORISING For For Management
DIRECTORS TO IMPLEMENT SHARE EXCHANGE)
3 ORDINARY RESOLUTION NUMBER 3 (AUTHORISING For For Management
DIRECTORS TO PERFORM NECESSARY ACTS TO
GIVE EFFECT TO RESOLUTIONS NUMBERS 1 AND
2)
- --------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE, S.A. DE C.V.
Ticker: Security ID: 40051E202
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE REPORT OF THE BOARD OF For For Management
DIRECTORS PURSUANT TO ARTICLE 172 OF THE
GENERAL LAW OF COMMERCIAL COMPANIES.
2 APPROVAL OF THE ANNUAL REPORT OF THE For For Management
AUDIT COMMITTEE REGARDING ITS ACTIVITIES
AS PROVIDED BY ARTICLE 14 BIS 3 OF THE
SECURITIES MARKET LAW ( LEY DEL MERCADO
DE VALORES ).
3 APPROVAL OF THE REPORT OF THE STATUTORY For For Management
AUDITOR.
4 APPROVAL OF THE INDIVIDUAL AND For For Management
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2003.
5 APPROVAL OF THE APPLICATION OF THE For For Management
RESULTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2003.
6 PRESENTATION OF THE REPORT OF THE For For Management
NOMINATIONS AND COMPENSATIONS COMMITTEE.
7 PROPOSAL OF THE BOARD OF DIRECTORS TO PAY For For Management
AN ORDINARY CASH DIVIDEND, AS MORE FULLY
DESCRIBED IN THE AGENDA.
8 ELECT PRINCIPAL AND ALTERNATE DIRECTORS For For Management
AND SUPERVISORY BOARD MEMBERS
9 ADOPTION OF THE RESOLUTIONS REGARDING THE For For Management
REMUNERATION TO BE PAID TO MEMBERS AND
ALTERNATES OF THE BOARD OF DIRECTORS AND
STATUTORY AUDITORS.
10 APPROVAL OF THE APPOINTMENT OF DELEGATES For For Management
TO FORMALIZE THE RESOLUTIONS ADOPTED IN
THIS ANNUAL SHAREHOLDERS MEETING.
- --------------------------------------------------------------------------------
GRUPO FINANCIERO BBVA BANCOMER
Ticker: Security ID: 2968786
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Audit Committee Report For Did Not Management
Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Allocation of Income For Did Not Management
Vote
4 Approve Restructuring of Share Capital For Did Not Management
Vote
5 Accept Share Repurchase Report For Did Not Management
Vote
6 Elect Directors and Supervisory Board For Did Not Management
Members Vote
7 Approve Remuneration of Directors and For Did Not Management
Supervisory Board Members Vote
8 Designate Inspector or Shareholder For Did Not Management
Representative(s) of Minutes of Meeting Vote
- --------------------------------------------------------------------------------
GRUPO FINANCIERO BBVA BANCOMER
Ticker: Security ID: 2968786
Meeting Date: APR 22, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors as Representatives of For Did Not Management
Series B Shareholders Vote
2 Designate Inspector or Shareholder For Did Not Management
Representative(s) of Minutes of Meeting Vote
- --------------------------------------------------------------------------------
GRUPO FINANCIERO BBVA BANCOMER
Ticker: Security ID: 2968786
Meeting Date: JAN 7, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Compliance With For Did Not Management
Mexican Market Legislation Vote
2 Designate Two Shareholders to Approve and For Did Not Management
Sign Minutes of Meeting Vote
- --------------------------------------------------------------------------------
GRUPO FINANCIERO BBVA BANCOMER
Ticker: Security ID: 2968786
Meeting Date: MAY 14, 2004 Meeting Type: Special
Record Date: MAY 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Delisting of Shares from Stock For Did Not Management
Exchange Vote
2 Amend Articles Re: Delisting of Shares For Did Not Management
Vote
3 Designate Inspector or Shareholder For Did Not Management
Representative(s) of Minutes of Meeting Vote
- --------------------------------------------------------------------------------
HANA BANK
Ticker: Security ID: 6076470
Meeting Date: MAR 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Did Not Management
Vote
2 Approve Appropriation of Retained For Did Not Management
Earnings and Dividends of KRW 500 Per Vote
Share
3 Approve Capital Reduction/Share For Did Not Management
Cancellation Vote
4.1 Elect Directors For Did Not Management
Vote
4.2 Elect Members of Audit Committee For Did Not Management
Vote
4.3 Appoint Auditor For Did Not Management
Vote
5 Approve Limit on Remuneration of For Did Not Management
Directors Vote
6 Approve Stock Option Grants For Did Not Management
Vote
- --------------------------------------------------------------------------------
HARBIN BREWERY GROUP LTD
Ticker: Security ID: 6531537
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: JUN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of HK$0.021 Per For Did Not Management
Share Vote
3a1 Reelect Tong Kay Tak Tom as Director For Did Not Management
Vote
3a2 Reelect Zhu Wenwei as Director For Did Not Management
Vote
3a3 Reelect Sam Zuchowski as Director For Did Not Management
Vote
3a4 Reelect Roy E. Bagattini as Director For Did Not Management
Vote
3a5 Reelect Jonathan F. Solesbury as Director For Did Not Management
Vote
3b Approve Remuneration of Directors For Did Not Management
Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination of Directors, Vote
Material Interest of Directors in
Contracts Entered into by the Company
6 Approve Issuance of Shares Pursuant to For Did Not Management
the Share Option Scheme Vote
7 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
8 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
9 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
HARMONY GOLD MINING LTD.
Ticker: Security ID: 6410562
Meeting Date: MAY 7, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of 1,700 Convertible For Did Not Management
Bonds without Preemptive Rights Vote
2 Authorize Board to Allot and Issue New For Did Not Management
Shares Pursuant to Conversion of Vote
Convertible Bonds
3 Approve Issuance of Shares without For Did Not Management
Preemptive Rights up to a Maximum of 15 Vote
Percent of Issued Capital
4 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
HARMONY GOLD MINING LTD.
Ticker: Security ID: 6410562
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports for the Fiscal Year Ended June Vote
30, 2003
2 Approve Remuneration of Directors For Did Not Management
Vote
3.1 Elect M.M.M.M. Bakane-Tuoane as Director For Did Not Management
Vote
3.2 Elect W.M. Gule as Director For Did Not Management
Vote
3.3 Elect M.W. King as Director For Did Not Management
Vote
3.4 Elect P.T. Motsepe as Director For Did Not Management
Vote
3.5 Elect C.M.L. Savage as Director For Did Not Management
Vote
3.6 Elect S.P. Sibisi as Director For Did Not Management
Vote
3.7 Elect D.V. Simelane as Director For Did Not Management
Vote
3.8 Elect R.V. Simelane as Director For Did Not Management
Vote
3.9 Elect M.V. Sisulu as Director For Did Not Management
Vote
3.10 Elect P. Taljaard e as Director For Did Not Management
Vote
3.11 Elect A.J. Wilkens as Director For Did Not Management
Vote
4.1 Reelect T.S.A. Grobicki as Director For Did Not Management
Vote
4.2 Reelect M.F. Pleming as Director For Did Not Management
Vote
4.3 Reelect Z.B. Swanepoel as Director For Did Not Management
Vote
5 Amend Articles of Association to Reflect For Did Not Management
Amended JSE Listing Requirements Re: Vote
Share Issuances
6 Amend Articles of Association to Reflect For Did Not Management
Amended JSE Listing Requirements Re: Vote
Announcements of Notices of Meetings
Through SENS
7 Amend Articles of Association Re: Quorum For Did Not Management
at Board Meetings Vote
8 Amend Articles of Association Re: For Did Not Management
Approval of Board Resolutions Vote
9 Authorize Repurchase of Up to 20 Percent For Did Not Management
of Issued Share Capital Vote
10 Approve Harmony (2003) Share Option For Did Not Management
Scheme Vote
11 Place Authorized But Unissued Shares For Did Not Management
under Control of Directors Vote
12 Approve Issuance of Shares without For Did Not Management
Preemptive Rights up to a Maximum of 15 Vote
Percent of Issued Capital
- --------------------------------------------------------------------------------
HARMONY GOLD MINING LTD.
Ticker: Security ID: 6410562
Meeting Date: SEP 1, 2003 Meeting Type: Special
Record Date: AUG 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For Did Not Management
From ZAR 125 Million to ZAR 175 Million Vote
2 Approve Scheme of Arrangement Between For Did Not Management
Company and African Rainbow Minerals Gold Vote
Ltd., Substitute Offer, and Issuance of
Up to 64 Million Harmony Shares
3 Place Authorized But Unissued Shares For Did Not Management
under Control of Directors Vote
4 Approve Issuance of Shares without For Did Not Management
Preemptive Rights up to a Maximum of 15 Vote
Percent of Issued Capital
5 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
HOME PRODUCT CENTER PUBLIC CO. LTD
Ticker: Security ID: 6418533
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous EGM For Did Not Management
Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Allocation of Income and Dividend For Did Not Management
of Baht 0.12 per Share Vote
4 Elect Directors and Fix Their For Did Not Management
Remuneration Vote
5 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
6 Amend Corporate Purpose For Did Not Management
Vote
7 Approve Issuance of 15 Million Units of For Did Not Management
Warrants to Directors, Employees, and Vote
Advisors of the Company
8 Approve Cancellation of the Allotment of For Did Not Management
Unpaid Ordinary Shares and Approve the Vote
New Shares Allotment
9 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO. LTD.
Ticker: Security ID: 6438564
Meeting Date: DEC 24, 2003 Meeting Type: Special
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Ambit For Did Not Management
Microsystem Corp. Agreement Vote
2 Issue Shares in Connection with Merger For Did Not Management
with Ambit Microsystem Corp. Vote
3 Amend Articles of Association Re: Changes For Did Not Management
in Articles to Reflect Merger Vote
- --------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO. LTD.
Ticker: Security ID: 6438564
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None Did Not Management
Results Vote
1.2 Receive Supervisors' Report None Did Not Management
Vote
1.3 Receive Report on Indirect Investment None Did Not Management
Vote
1.4 Receive Report on Overseas Convetible None Did Not Management
Bonds Vote
1.5 Receive Report on Mergers and Acquisition None Did Not Management
Vote
1.6 Receive Other Reports None Did Not Management
Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
2.3 Approve Capitalization of 2003 Dividends For Did Not Management
and Employee Profit Sharing Vote
2.4 Approve New Rights Issue to Sponsor For Did Not Management
Depository Receipts Offering Vote
2.5 Amend Articles of Association For Did Not Management
Vote
2.6 Elect Directors and Supervisors For Did Not Management
Vote
2.7 Approve Release of Restrictions of For Did Not Management
Competitive Activities of Directors Vote
3 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: Security ID: 6267359
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of HK$0.42 Per For Did Not Management
Share Vote
3 Approve Special Dividend of HK$1.68 Per For Did Not Management
Share Vote
4a Elect John Estmond Strickland as Director For Did Not Management
Vote
4b Elect Wong Sai Hung, Oscar as Director For Did Not Management
Vote
5 Reappoint PricewaterhouseCoopers as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
6a Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6b Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
6c Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
6d Approve Fees Amounting to HK$100,000 to For Did Not Management
be Given to Each of the Nonexecutive Vote
Directors
6e Approve Repricing of Options For Did Not Management
Vote
6f Amend Articles Re: Technical Definitions For Did Not Management
Vote
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: JUL 22, 2003 Meeting Type: Special
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Agreement Entered into For For Management
by Huaneng Power International Inc and
China Huaneng Group
2.1 Approve Guarantee Agreements Entered into For For Management
by China Huaneng Group and its
Subsidiaries
2.2 Approve Loan Borrowing Agreement Entered For For Management
into by China Huaneng Group and Shanxi
Huaneng Yushe Power Limited Liability
Company
2.3 Approve Deposit and Borrowing Agreements For For Management
Entered Among Henan Huaneng Qinbei Power
Generation Ltd, Shanxi Huaneng Yushe
Power Ltd, China Huaneng Group Xindian
Power Plant, and China Huaneng Finance Co
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: JUN 15, 2004 Meeting Type: Special
Record Date: MAY 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ACQUISITION OF 40% For Did Not Management
INTEREST IN HEBEI HANFENG POWER Vote
GENERATION LIMITED LIABILITY COMPANY AND
90% INTEREST IN JINGGANGSHAN HUANENG
POWER GENERATION LIMITED LIABILITY
COMPANY.
2 TO APPROVE THE ACQUISITION OF 55% For Did Not Management
INTEREST IN HUANENG HUNAN YUEYANG POWER Vote
GENERATION LIMITED LIABILITY COMPANY, 60%
INTEREST IN HUANENG CHONGNING LUOBUANG
POWER GENERATION LIMITED LIABILITY
COMPANY, ALL AS MORE FULLY DESCRIBED IN
THE CIRCULAR.
3 TO APPROVE THE GUARANTEE ARRANGEMENTS AND For Did Not Management
AGREEMENTS, ALL AS MORE FULLY DESCRIBED Vote
IN THE CIRCULAR.
4 TO APPROVE THE ENTRUSTED LOAN For Did Not Management
ARRANGEMENT, ALL AS MORE FULLY DESCRIBED Vote
IN THE CIRCULAR.
5 TO APPROVE THE LOAN AND DEPOSIT For Did Not Management
ARRANGEMENT, ALL AS MORE FULLY DESCRIBED Vote
IN THE CIRCULAR.
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE WORKING For Did Not Management
REPORT FROM THE BOARD OF DIRECTORS OF THE Vote
COMPANY FOR YEAR 2003.
2 TO CONSIDER AND APPROVE THE WORKING For Did Not Management
REPORT FROM THE SUPERVISORY COMMITTEE OF Vote
THE COMPANY FOR YEAR 2003.
3 TO CONSIDER AND APPROVE THE AUDITED For Did Not Management
FINANCIAL STATEMENTS OF THE COMPANY FOR Vote
YEAR 2003.
4 Ratify Auditors For Did Not Management
Vote
5 TO CONSIDER AND APPROVE THE PROPOSAL For Did Not Management
REGARDING THE ADJUSTMENT OF THE Vote
REMUNERATION OF INDEPENDENT DIRECTORS.
6 TO CONSIDER AND APPROVE THE PROFIT For Did Not Management
DISTRIBUTION PLAN OF THE COMPANY FOR YEAR Vote
2003.
7 TO CONSIDER AND APPROVE THE PROPOSAL For Did Not Management
REGARDING ISSUE OF NEW SHARES BY Vote
CONVERSION OF THE ADDITIONAL PAID-IN
CAPITAL AND THE SURPLUS RESERVE FUND.
8 TO CONSIDER AND APPROVE THE PROPOSED For Did Not Management
AMENDMENTS TO THE ARTICLES OF Vote
ASSOCIATION.
- --------------------------------------------------------------------------------
INDIA FUND, INC., THE
Ticker: Security ID: 454089103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Becker For Did Not Management
Vote
1.2 Elect Director Stephane Henry For Did Not Management
Vote
1.3 Elect Director J. Marc Hardy For Did Not Management
Vote
1.4 Elect Director Bryan Mckigney For Did Not Management
Vote
- --------------------------------------------------------------------------------
KT CORP (FORMERLY KOREA TELECOM CORPORATION)
Ticker: Security ID: 48268K101
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF BALANCE SHEET, INCOME For For Management
STATEMENT AND STATEMENT OF APPROPRIATION
OF RETAINED EARNINGS FOR THE 22ND FISCAL
YEAR, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
2 APPROVAL OF THE AMENDMENT OF ARTICLES OF For For Management
INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
3 ELECTION OF MEMBERS OF THE AUDIT For For Management
COMMITTEE, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
4 HI CHANG ROH (NOMINATED BY THE PRESIDENT For For Management
WITH CONSENT OF BOARD OF DIRECTORS)
5 SUNG DEUK PARK (NOMINATED BY OUTSIDE For For Management
DIRECTOR RECOMMENDATION COMMITTEE)
6 BYOUNG HOON LEE (SHAREHOLDER PROPOSAL - Against Against Shareholder
PRACTICALLY INITIATED BY LABOR UNION OF
KT)
7 APPROVAL OF LIMIT ON REMUNERATION OF For For Management
DIRECTORS, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
8 APPROVAL OF AMENDMENT OF MANAGEMENT For For Management
CONTRACT, AS SET FORTH IN H THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
LOTTE CHILSUNG BEVERAGE CO
Ticker: Security ID: 6535443
Meeting Date: MAR 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Did Not Management
Dividends of KRW 2000 Per Share Vote
2 Amend Articles of Incorporation For Did Not Management
Vote
3 Elect Director(s) For Did Not Management
Vote
4 Appoint Auditor(s) For Did Not Management
Vote
5 Approve Limit on Remuneration of For Did Not Management
Directors Vote
6 Approve Limit on Remuneration of Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
LS CABLE CO. (FORMERLY LG CABLE)
Ticker: Security ID: 6375780
Meeting Date: MAR 19, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Did Not Management
Dividends of KRW 1000 Per Share Vote
2 Amend Articles of Incorporation to For Did Not Management
Introduce Executive Officer System, Lower Vote
Minimum Dividend Rate for Preferred
Shares
3 Elect Directors For Did Not Management
Vote
4 Elect Members of Audit Committee For Did Not Management
Vote
5 Approve Limit on Remuneration of For Did Not Management
Directors Vote
6 Amend Terms of Severance Payments to For Did Not Management
Executives Vote
- --------------------------------------------------------------------------------
LUKOIL OAO
Ticker: Security ID: 677862104
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT 2003, OF For For Management
THE ANNUAL ACCOUNTS INCLUDING THE PROFIT
AND LOSS STATEMENT
2 AMOUNT, PAYMENT DATE, AND FORM OF PAYMENT For For Management
OF DIVIDENDS
3 ELECTION OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS.
4 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: NIKITENKO, VLADIMIR
NIKOLAYEVICH
5 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: SKLYAROVA, TATIANA
SERGUEYEVNA
6 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: TANULYAK, NATALIA ILYINICHNA
7 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: KONDRATIEV, PAVEL
GENNADIEVICH
8 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: BULAVINA, LYUDMILA
MIKHAILOVNA
9 REMUNERATION AND COMPENSATION OF EXPENSES For For Management
TO THE MEMBERS OF THE BOARD OF DIRECTORS
AND AUDIT COMMISSION OF OAO LUKOIL
10 APPROVAL OF THE EXTERNAL AUDITOR OF THE For For Management
COMPANY
11 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
CHARTER OF OAO LUKOIL
12 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
REGULATIONS ON THE PROCEDURE FOR
PREPARING AND HOLDING THE SHAREHOLDERS
MEETING
13 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
REGULATIONS ON THE BOARD OF DIRECTORS OF
LUKOIL
14 APPROVAL OF TRANSACTIONS INVOLVING For For Management
INTERESTED/RELATED PARTIES
- --------------------------------------------------------------------------------
NCSOFT CORP.
Ticker: Security ID: 6264189
Meeting Date: MAR 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income, with No For Did Not Management
Dividends Vote
2 Amend Articles of Incorporation Re: For Did Not Management
Business Objectives Vote
3 Elect Directors For Did Not Management
Vote
4 Appoint Auditor For Did Not Management
Vote
5 Approve Limit on Remuneration of For Did Not Management
Directors Vote
6 Approve Limit on Remuneration of Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
NEDBANK GROUP(FRMLY NEDCOR LTD.)
Ticker: Security ID: 6628008
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For Did Not Management
Vote
2 Place Authorized But Unissued Shares For Did Not Management
under Control of Directors Vote
3 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
NEDBANK GROUP(FRMLY NEDCOR LTD.)
Ticker: Security ID: 6628008
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports for Year Ended Dec. 31, 2003 Vote
2 Approve Award of Capitalization Shares as For Did Not Management
Dividends Vote
3 Approve Distribution of Cash Dividends in For Did Not Management
the Amount of ZAR 2.40 for Shareholders Vote
Electing Cash Dividends
4.1 Reelect C.J.W. Ball as Director For Did Not Management
Vote
4.2 Reelect W.A.M. Clewlow as Director For Did Not Management
Vote
4.3 Reelect B.E. Davison as Director For Did Not Management
Vote
4.4 Reelect M.M. Katz as Director For Did Not Management
Vote
4.5 Reelect M.E. Mkwanazi as Director For Did Not Management
Vote
4.6 Reelect J.V.F Roberts as Director For Did Not Management
Vote
4.7 Reelect J.H. Sutcliffe as Director For Did Not Management
Vote
5 Elect Directors Proposed at the Meeting For Did Not Management
Vote
6 Approve Remuneration of Directors for For Did Not Management
Past Fiscal Year Vote
7 Ratify Deloitte & Touche and KPMG as For Did Not Management
Joint Auditors Vote
8 Authorize Board to Fix Remuneration of For Did Not Management
the Auditors Vote
9 Place Authorized But Unissued Shares For Did Not Management
under Control of Directors Vote
10 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
- --------------------------------------------------------------------------------
OLD MUTUAL PLC
Ticker: Security ID: 0738992
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of 3.1 Pence Per For Did Not Management
Ordinary Share Vote
3.1 Elect Michael Marks as Director For Did Not Management
Vote
3.2 Re-elect Rudi Bogni as Director For Did Not Management
Vote
3.3 Re-elect Norman Broadhurst as Director For Did Not Management
Vote
3.4 Re-elect Julian Roberts as Director For Did Not Management
Vote
4 Re-appoint KPMG Audit Plc as Auditors of For Did Not Management
the Company Vote
5 Authorise Audit Committee to Fix For Did Not Management
Remuneration of the Auditors Vote
6 Approve Remuneration Report For Did Not Management
Vote
7 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 127,917,000
8 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 19,187,000
9 Authorise 383,752,930 Ordinary Shares for For Did Not Management
Market Purchase Vote
10.1 Approve the Contingent Purchase Contract For Did Not Management
with Merrill Lynch South Africa (Pty) Vote
Limited up to 383,752,930 Ordinary Shares
10.2 Approve the Contingent Purchase Contract For Did Not Management
with Investment House Namibia (Pty) Vote
Limited up to 383,752,930 Ordinary Shares
10.3 Approve the Contingent Purchase Contract For Did Not Management
with Fleming Martin Edwards Securities Vote
(Private) Limited up to 383,752,930
Ordinary Shares
10.4 Approve the Contingent Purchase Contract For Did Not Management
with Stockbrokers Malawi Limited up to Vote
383,752,930 Ordinary Shares
11 Adopt New Articles of Association For Did Not Management
Vote
12 Approve Proposals Relating to the For Did Not Management
Unclaimed Shares Trusts; Amend Memorandum Vote
of Association
- --------------------------------------------------------------------------------
OLD MUTUAL PLC
Ticker: Security ID: 0738992
Meeting Date: MAY 14, 2004 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposals Relating to the For Did Not Management
Unclaimed Shares Trusts and Amend Vote
Memorandum of Association
- --------------------------------------------------------------------------------
OTP BANK RT
Ticker: Security ID: 7320154
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report on Bank's 2003 For Did Not Management
Business Activities and Financial Vote
Statements
2 Approve Supervisory Board's Report For Did Not Management
Vote
3 Approve Auditor's Report For Did Not Management
Vote
4 Approve Directors' Report on Bank's For Did Not Management
Business Policy for 2004 Vote
5 Approve Auditors and Fix Their For Did Not Management
Remuneration Vote
6 Elect Supervisory Board Member (Employee For Did Not Management
Representative) Vote
7 Approve Remuneration of Management and For Did Not Management
Supervisory Board Members Vote
8 Amend Articles of Association For Did Not Management
Vote
9 Authorize Share Repurchase Program For Did Not Management
Vote
- --------------------------------------------------------------------------------
PEOPLE'S FOOD HOLDINGS LTD
Ticker: Security ID: 6336334
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For Did Not Management
and Auditors' Reports Vote
2 Declare Final Dividend of RMB0.082 Per For Did Not Management
Share Vote
3 Reelect Zhou Lian Kui as Director For Did Not Management
Vote
4 Reelect Zhou Lian Liang as Director For Did Not Management
Vote
5 Approve Directors' Fees of RMB731,000 for For Did Not Management
the Year Ended Dec. 31, 2003 Vote
6 Reappoint Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
7 Approve Issuance of Shares without For Did Not Management
Preemptive Rights Vote
8 Authorize Share Repurchase Program For Did Not Management
Vote
9 Amend the Company's Bylaws For Did Not Management
Vote
- --------------------------------------------------------------------------------
PRESIDENT CHAIN STORE CORP.
Ticker: Security ID: 6704986
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on Business Operation None Did Not Management
Results of FY 2003 Vote
1.2 Receive Supervisors' Report None Did Not Management
Vote
1.3 Receive Report on Endorsement Guaranty to None Did Not Management
Third Party Vote
1.4 Receive Report on Related Party None Did Not Management
Transaction Vote
1.5 Receive Report on the Status of Indirect None Did Not Management
Investment in Mainland China Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3.1 Approve Capitalization of 2003 Dividends For Did Not Management
and Employee Profit Sharing Vote
3.2 Amend Articles of Association For Did Not Management
Vote
4 Elect a Supervisor For Did Not Management
Vote
5 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
PT INDOCEMENT TUNGGAL PRAKARSA TBK
Ticker: Security ID: 6454861
Meeting Date: DEC 3, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
PT INDOCEMENT TUNGGAL PRAKARSA TBK
Ticker: Security ID: 6454861
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: JUN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Approve Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
4 Elect Directors and Commissioners For Did Not Management
Vote
- --------------------------------------------------------------------------------
PTT PUBLIC COMPANY
Ticker: Security ID: 6420390
Meeting Date: APR 9, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Report on Company Performance in For Did Not Management
2003 Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Allocation of Income and Dividend For Did Not Management
of Baht 4.00 per Share Vote
5 Elect Directors For Did Not Management
Vote
6 Approve Remuneration of Directors For Did Not Management
Vote
7 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
8 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
PUBLIC BANK BERHAD
Ticker: Security ID: 6707093
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports for the Financial Year Ended Dec. Vote
31, 2003
2 Approve Final Dividend of 22 Percent Less For Did Not Management
28 Percent Income Tax for the Financial Vote
Year Ended Dec. 31, 2003
3 Elect Tay Ah Lek as Director For Did Not Management
Vote
4 Elect Haji Mohamed Ishak bin Haji Mohamed For Did Not Management
Ariff as Director Vote
5 Elect Teh Hong Piow as Director For Did Not Management
Vote
6 Elect Thong Yaw Hong as Director For Did Not Management
Vote
7 Approve Remuneration of Directors in the For Did Not Management
Amount of MYR580,000 for the Financial Vote
Year Ended Dec. 31, 2003
8 Approve KPMG as Auditors and Authorize For Did Not Management
Board to Fix Their Remuneration Vote
9 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights in Any Amount Up to Ten
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
PUBLIC BANK BERHAD
Ticker: Security ID: 6707093
Meeting Date: APR 20, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Consolidation and Division of For Did Not Management
the Entire Share Capital of Public Bank Vote
Bhd into Ordinary Shares of Par Value of
MYR1.00 Each from the Existing Ordinary
Shares of Par Value MYR0.50 Each
2 Approve Proposed Extension of the Public For Did Not Management
Bank Bhd Employees Share Option Scheme Vote
3 Approve Proposed Amendments to the For Did Not Management
Bye-Laws of the Public Bank Bhd ESOS Vote
4 Approve Grant of Options to Teh Hong For Did Not Management
Piow, Director Vote
5 Approve Grant of Options to Thong Yaw For Did Not Management
Hong Vote
6 Approve Grant of Options to Yeoh Chin Kee For Did Not Management
Vote
7 Approve Grant of Options to Tengku Abdul For Did Not Management
Rahman Ibni Sultan Haji Ahmad Shah Vote
Al-Mustain Billah
8 Approve Grant of Options to Haji Abdul For Did Not Management
Aziz Bin Omar Vote
9 Approve Grant of Options to Haji Mohamed For Did Not Management
Ishak Bin Haji Mohamed Ariff Vote
10 Approve Grant of Options to Lee Chin Guan For Did Not Management
Vote
11 Approve Implementation of Shareholders' For Did Not Management
Mandate for Recurrent Related Party Vote
Transactions as Stated in Section 1.1.1
Part C of the Circular to Shareholders
12 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
1 Approve Proposed Amendments to the For Did Not Management
Memorandum of Association of Public Bank Vote
Bhd as Set Out in Section 1.2(a), Part A
of the Circular to Shareholders Dated
Mar. 29, 2004
2 Amend Article 2 of the Articles of For Did Not Management
Association of Public Bank Bhd Vote
3 Amend Article 3 of the Articles of For Did Not Management
Association of Public Bank Bhd Vote
4 Amend Article 8 of the Articles of For Did Not Management
Association of Public Bank Bhd Vote
- --------------------------------------------------------------------------------
REPSOL YPF SA (FORMERLY REPSOL, S.A.)
Ticker: Security ID: 5669354
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For Did Not Management
of Income and Distribution of Dividend of Vote
EUR 0.40 Per Share, and Discharge
Directors
2 Elect Management Board For Did Not Management
Vote
3 Approve Deloitte & Touche Espana Auditors For Did Not Management
SL as Auditors Vote
4 Authorize Repurchase of Shares up to a For Did Not Management
Maximum of Five Percent of Capital Vote
5 Amend Articles Re: Legal Provisions For Did Not Management
Governing the Company, Shareholders Vote
Meeting, Right of Attendance,
Representation, Board Composition,
Administrators' Liability, and Debentures
Issuance
6 Amend Articles Re: Regulations of the For Did Not Management
General Shareholder's Meeting Vote
7 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
RITEK CORPORATION (FORMERLY RITEK INC)
Ticker: Security ID: 6740753
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None Did Not Management
Results Vote
1.2 Receive Supervisors' Report None Did Not Management
Vote
1.3 Receive Report on the Status of None Did Not Management
Acquisition or Disposal of Assets with Vote
Related Parties for 2003
1.4 Receive Report on the Execution Status on None Did Not Management
Endorsement and Guarantee Vote
1.5 Receive Report on the Amendment of Board None Did Not Management
Meeting Procedures Vote
1.6 Receive Report on Issuance of Overseas None Did Not Management
Convertible Bonds Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3.1 Approve Capitalization of 2003 Dividends For Did Not Management
and Employee Profit Sharing Vote
3.2 Amend Articles of Association For Did Not Management
Vote
3.3 Approve New Rights Issue to Sponsor For Did Not Management
Depository Receipts Offering Vote
4 Elect Directors and Supervisors For Did Not Management
Vote
5 Approve Release of Restrictions of For Did Not Management
Competitive Activities of Directors Vote
6 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
ROSTELECOM
Ticker: Security ID: 778529107
Meeting Date: JUN 26, 2004 Meeting Type: Annual
Record Date: MAY 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS For For Management
2 DIVIDENDS For For Management
3.1 Elect Director Stanislav P. Avdiyants For For Management
3.2 Elect Director Vladimir I. Adzhalov For For Management
3.3 Elect Director Vadim E. Belov For For Management
3.4 Elect Director Stanislav G. Vartanyan For For Management
3.5 Elect Director Valery V. Degtyarev For For Management
3.6 Elect Director Dmitry Ye. Yerokhin For For Management
3.7 Elect Director Stanislav N. Panchenko For For Management
3.8 Elect Director Victor A. Polischuk For For Management
3.9 Elect Director Irina M. Ragozina For For Management
3.10 Elect Director Mikhail V. Slipenchouk For For Management
3.11 Elect Director Grigory M. Finger For For Management
3.12 Elect Director Evgeny V. Yurchenko For For Management
3.13 Elect Director Valery N. Yashin For For Management
4 ELECTION OF THE AUDITING COMMISSION OF For For Management
THE COMPANY: KONSTANTIN V. BELYAEV
5 ELECTION OF THE AUDITING COMMISSION OF For For Management
THE COMPANY: EVGUENI A. PELYMSKI
6 ELECTION OF THE AUDITING COMMISSION OF For For Management
THE COMPANY: IRINA V. PROKOFIEVA
7 APPROVAL OF OCJSC ERNST AND YOUNG For For Management
VNESHAUDIT ZAO AS THE EXTERNAL AUDITOR OF
THE COMPANY FOR 2004 YEAR.
8 APPROVAL OF THE RESTATED CHARTER OF THE For For Management
COMPANY.
9 APPROVAL OF THE RESTATED REGULATIONS ON For For Management
THE BOARD OF DIRECTORS OF THE COMPANY.
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: Security ID: 6771720
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Appropriation of Income, with Total Vote
Dividend of KRW 5500 Per Share
2.1 Elect Two Outside Directors For Did Not Management
Vote
2.2 Appoint One Member of Audit Committee For Did Not Management
Vote
2.3 Elect One Executive Director For Did Not Management
Vote
3 Approve Limit on Remuneration of For Did Not Management
Directors Vote
- --------------------------------------------------------------------------------
SAPPI LTD.
Ticker: Security ID: 0775881
Meeting Date: MAR 1, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Confirm Appointment of J.C.A. Leslie as For Did Not Management
Director Vote
1.2 Confirm Appointment of H.C.J. Mamsch as For Did Not Management
Director Vote
2.1 Reelect M.R. Haymon as Director For Did Not Management
Vote
2.2 Reelect E. van As as Director For Did Not Management
Vote
2.3 Reelect D.G. Wilson as Director For Did Not Management
Vote
3 Authorize Repurchase of Up to 20 Percent For Did Not Management
of Issued Share Capital Vote
4 Authorize Sale of Treasury Shares to For Did Not Management
Sappi Share Incentive Scheme Vote
5 Place Authorized But Unissued Shares For Did Not Management
under Control of Directors Vote
6 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO. LTD.
Ticker: Security ID: 6397502
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Appropriation of Income, with Dividends Vote
of KRW 600 Per Ordinary Share
2 Amend Articles of Incorporation to For Did Not Management
Introduce Outside Director Recommendation Vote
Committee and Compensation Committee,
Allow Electronic Distribution of
Financial Statements
3 Elect Directors For Did Not Management
Vote
4 Elect Members of Audit Committee For Did Not Management
Vote
5 Approve Limit on Remuneration of For Did Not Management
Directors Vote
6.1 Approve Stock Option Grants to Department For Did Not Management
Heads of Shinhan Financial Group and its Vote
Subsidiaries
6.2 Approve Stock Option Grants to Executives For Did Not Management
of Shinhan Financial Group and its Vote
Subsidiaries
- --------------------------------------------------------------------------------
SIAM CEMENT PUBLIC CO. LTD.
Ticker: Security ID: 6609906
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Allocation of Income and Final For Did Not Management
Dividend of Baht 3.5 per Share Vote
4 Elect Directors For Did Not Management
Vote
5 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
6 Amend Articles of Association For Did Not Management
Vote
7 Approve Remuneration of Directors For Did Not Management
Vote
8 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
SIAM COMMERCIAL BANK PCL
Ticker: Security ID: 6889935
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Directors' Report For Did Not Management
Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Allocation of Income and Dividend For Did Not Management
of Baht 1.40 Per Share Vote
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Elect Directors For Did Not Management
Vote
7 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
8 Amend Articles of Association For Did Not Management
Vote
9 Amend Articles/Charter to Reflect Changes For Did Not Management
in Capital Vote
10 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
SK TELECOM
Ticker: Security ID: 78440P108
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE BALANCE SHEET, THE For For Management
STATEMENT OF INCOME, AND THE STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS OF THE
20TH FISCAL YEAR, AS SET FORTH IN ITEM 1
OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
2 APPROVAL OF THE AMENDMENT OF THE ARTICLES For For Management
OF INCORPORATION, AS SET FORTH IN ITEM 2
OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
3 APPROVAL OF THE CEILING AMOUNT OF THE For For Management
REMUNERATION OF DIRECTORS, AS SET FORTH
IN THE COMPANY S AGENDA ENCLOSED
HEREWITH.
4 APPROVAL OF THE APPOINTMENT OF DIRECTORS, For For Management
AS SET FORTH IN ITEM 3 OF THE COMPANY S
AGENDA ENCLOSED HEREWITH.
5 APPROVAL OF THE APPOINTMENT OF OUTSIDE For For Management
DIRECTORS WHO WILL BE AUDIT COMMITTEE
MEMBERS, AS SET FORTH IN ITEM 3 OF THE
COMPANY S AGENDA ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
SYNNEX TECHNOLOGY INTERNATIONAL
Ticker: Security ID: 6868439
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None Did Not Management
Results Vote
1.2 Receive 2002 Financial Report None Did Not Management
Vote
1.3 Receive Endorsement and Guarantee Report None Did Not Management
Vote
1.4 Receive Report on Process Procedures for None Did Not Management
the Loan of Funds to Other Parties Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3.1 Approve Capitalization of 2003 Dividends For Did Not Management
and Employee Profit Sharing Vote
4 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: Security ID: 874039100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2003 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE PROFIT SHARING.
- --------------------------------------------------------------------------------
TELEKOM MALAYSIA BERHAD
Ticker: Security ID: 6868398
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports for the Financial Year Ended Dec. Vote
31, 2003
2 Approve Final and Special Dividend of For Did Not Management
MYR0.10 Per Share Less 28 Percent Vote
Malaysian Income Tax for the Financial
Year Ended Dec. 31, 2003
3 Elect Ir. Muhammad Radzi bin Haji Mansor For Did Not Management
as Director Vote
4 Elect Ir. Prabahar N.K. Singam as For Did Not Management
Director Vote
5 Elect Lim Kheng Guan as Director For Did Not Management
Vote
6 Elect Rosli bin Man as Director For Did Not Management
Vote
7 Elect Tan Poh Keat as Director For Did Not Management
Vote
8 Elect Halim bin Shafie as Director For Did Not Management
Vote
9 Elect Abdul Majid bin Haji Hussein as For Did Not Management
Director Vote
10 Approve Remuneration of Directors for the For Did Not Management
Financial Year Ended Dec. 31, 2003 Vote
11 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
12 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights in Any Amount Up to Ten
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
VINA CONCHA Y TORO S.A.
Ticker: Security ID: 927191106
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, BALANCE For For Management
SHEET, FINANCIAL STATEMENTS AND
INDEPENDENT EXTERNAL AUDITORS REPORT FOR
FISCAL YEAR 2003.
2 APPROVAL OF THE PROFIT DISTRIBUTION AND For For Management
DIVIDEND POLICY.
3 ELECTION OF THE INDEPENDENT ACCOUNTANTS For For Management
THAT WILL EXERCISE THE FUNCTION OF
EXTERNAL AUDITORS FOR FISCAL 2004.
4 SET THE COMPENSATION OF THE BOARD OF For For Management
DIRECTORS.
5 SET COMPENSATION FOR THE MEMBERS OF THE For For Management
BOARD OF DIRECTORS COMMITTEE.
6 DETERMINE THE NEWSPAPER IN WHICH For For Management
NOTIFICATION OF THE NEXT SHAREHOLDERS
MEETING WILL BE PUBLISHED.
7 REPORT ON COMPANY TRANSACTIONS AS For For Management
STIPULATED IN ARTICLE 44 OF LAW NO.
18.046.
8 Other Business For For Management
9 APPROVAL OF THE PROPOSAL OF THE BOARD OF For For Management
DIRECTORS TO ESTABLISH PROGRAM OF BUYING
BACK SHARES OF VINA CONCHA Y TORO S.A.
- --------------------------------------------------------------------------------
WAL-MART DE MEXICO S.A. DE C.V. (FRMRLY. CIFRA S.A.)
Ticker: Security ID: 2135212
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Chairman's Report For Did Not Management
Vote
2 Accept Audit Committee's Report For Did Not Management
Vote
3 Accept Supervisory Board Report For Did Not Management
Vote
4 Accept Financial Statements For Did Not Management
Vote
5 Accept Report Re: Share Repurchase For Did Not Management
Reserve Vote
6 Cancel 27.6 Million Series C Treasury For Did Not Management
Shares Vote
7 Approve Conversion of Class C Shares into For Did Not Management
Class V Shares, Increasing Voting Rights Vote
of Class C Shareholders
8 Approve Allocation of Income For Did Not Management
Vote
9 Approve Dividend of MXN 0.44 Per Share For Did Not Management
Payable in Cash or Shares Vote
10 Approve MXN 1.9 Billion Increase in For Did Not Management
Variable Capital Through Issuance of 98.4 Vote
Million Common Shares to Service Stock
Dividend Payout Proposed in Previous
Item; Cancel Unused Portion of Capital
Increase
11 Amend Articles For Did Not Management
Vote
12 Accept Report Re: Employee Stock Option For Did Not Management
Plan Vote
13 Accept Report Re: Wal-Mart de Mexico For Did Not Management
Foundation Vote
14 Approve Discharge of Directors For Did Not Management
Vote
15 Elect Members of Management and For Did Not Management
Supervisory Boards Vote
16 Approve Minutes of Meeting For Did Not Management
Vote
====================== ENERGY AND NATURAL RESOURCES FUND =======================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director W. James McNerney, Jr. For For Management
1.4 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For For Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
ARCH COAL, INC.
Ticker: ACI Security ID: 039380100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven F. Leer For For Management
1.2 Elect Director Robert G. Potter For For Management
1.3 Elect Director Theodore D. Sands For For Management
- --------------------------------------------------------------------------------
BARRICK GOLD CORP.
Ticker: ABX Security ID: 067901108
Meeting Date: APR 22, 2004 Meeting Type: Annual/Special
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.L. Beck For For Management
1.2 Elect Director C.W.D. Birchall For For Management
1.3 Elect Director G. Cisneros For For Management
1.4 Elect Director M.A. Cohen For For Management
1.5 Elect Director P.A. Crossgrove For For Management
1.6 Elect Director P.C. Godsoe For For Management
1.7 Elect Director A.A. Macnaughton For For Management
1.8 Elect Director B. Mulroney For For Management
1.9 Elect Director A. Munk For For Management
1.10 Elect Director P. Munk For For Management
1.11 Elect Director J.L. Rotman For For Management
1.12 Elect Director J.E. Thompson For For Management
1.13 Elect Director G.C. Wilkins For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Stock Option Plan (2004) up to 16 For For Management
Million Common Shares
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don D. Jordan For For Management
1.2 Elect Director William H. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Foreign Operations Risk Against Against Shareholder
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: Security ID: 055622104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord Browne For For Management
1.2 Elect Director Dr B E Grote For For Management
1.3 Elect Director Mr H M P Miles For For Management
1.4 Elect Director Sir Robin Nicholson For For Management
1.5 Elect Director Mr R L Olver For For Management
1.6 Elect Director Sir Ian Prosser For For Management
2 TO ELECT MR A BURGMANS AS A DIRECTOR For For Management
3 Ratify Auditors For For Management
4 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY
5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO AUTHORISE THE USE OF TREASURY SHARES For For Management
FOR EMPLOYEE SHARE SCHEMES
9 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For For Management
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS
11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND THE ACCOUNTS
12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Against Shareholder
INSTRUCT THE COMPANY TO PREPARE A REPORT
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
- --------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC.
Ticker: CRZO Security ID: 144577103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.P. Johnson Iv For For Management
1.2 Elect Director Steven A. Webster For For Management
1.3 Elect Director Christopher C. Behrens For For Management
1.4 Elect Director Douglas A.P. Hamilton For For Management
1.5 Elect Director Paul B. Loyd, Jr. For For Management
1.6 Elect Director Bryan R. Martin For For Management
1.7 Elect Director F. Gardner Parker For For Management
1.8 Elect Director Roger A. Ramsey For For Management
1.9 Elect Director Frank A. Wojtek For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: Security ID: 151290889
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, DISCUSSION AND, IF For For Management
APPLICABLE, APPROVAL OF THE REPORT BY THE
BOARD OF DIRECTORS, INCLUDING THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2003 AS REQUIRED BY
THE MEXICAN CORPORATION LAW.
2 PROPOSAL FOR THE ALLOCATION OF PROFITS For For Management
AND THE MAXIMUM AMOUNT OF FUNDS TO BE
USED FOR THE PURCHASE OF COMPANY SHARES.
3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF For For Management
THE COMPANY IN ITS VARIBLE PORTION
THROUGH CAPITALIZATION CHARGED AGAINST
RETAINED EARNINGS, SUBMITTED FOR
CONSIDERATION OF THE SHAREHOLDERS AT THE
MEETING.
4 ELECT DIRECTORS AND SUPERVISORY BOARD For For Management
5 COMPENSATION OF DIRECTORS AND STATUTORY For For Management
AUDITORS, ACCORDING TO THE PROPOSAL OF
SHAREHOLDERS SUBMITTED FOR CONSIDERATION
AT THE MEETING.
6 APPOINTMENT OF DELEGATES TO FORMALIZE THE For For Management
RESOLUTIONS ADOPTED AT THE MEETING.
- --------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON CO.
Ticker: CBI Security ID: 167250109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FIRST POSITION: BALLENGEE For Did Not Management
Vote
2 FIRST POSITION: BORDAGES Against Did Not Management
Vote
3 SECOND POSITION: SIMPSON For Did Not Management
Vote
4 SECOND POSITION: LEVENTRY Against Did Not Management
Vote
5 TO AUTHORIZE THE PREPARATION OF THE For Did Not Management
ANNUAL ACCOUNTS AND ANNUAL REPORT IN THE Vote
ENGLISH LANGUAGE AND ADOPT DUTCH
STATUTORY ANNUAL ACCOUNTS
6 TO DISCHARGE MANAGEMENT BOARD AND For Did Not Management
SUPERVISORY BOARD FROM LIABILITY IN Vote
EXERCISE OF THEIR DUTIES
7 TO RESOLVE THE FINAL DIVIDEND For Did Not Management
Vote
8 TO REPURCHASE UP TO 30% OF THE ISSUED For Did Not Management
SHARE CAPITAL Vote
9 TO CANCEL SHARES TO BE ACQUIRED BY THE For Did Not Management
COMPANY IN ITS OWN SHARE CAPITAL Vote
10 TO APPROVE THE EXTENSION OF THE AUTHORITY For Did Not Management
TO ISSUE AND/OR GRANT RIGHTS ON SHARES Vote
AND TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS
11 TO INCREASE THE AMOUNT OF THE AUTHORIZED For Did Not Management
SHARE CAPITAL Vote
12 TO APPOINT DELOITTE & TOUCHE AS THE For Did Not Management
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS Vote
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Adopt and Report on a Code of Corporate Against Against Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ENERGY PARTNERS, LTD
Ticker: EPL Security ID: 29270U105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Bachmann For For Management
1.2 Elect Director John C Bumgarner For For Management
1.3 Elect Director Jerry D. Carlisle For For Management
1.4 Elect Director Harold D. Carter For For Management
1.5 Elect Director Enoch L. Dawkins For For Management
1.6 Elect Director Robert D. Gershen For For Management
1.7 Elect Director William O. Hiltz For For Management
1.8 Elect Director John G. Phillips For For Management
1.9 Elect Director Dr. Eamon M. Kelly For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Simon D. deBree For For Management
1.4 Elect Director Claiborne P. Deming For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Donald C. Hintz For For Management
1.7 Elect Director J. Wayne Leonard For For Management
1.8 Elect Director Robert v.d. Luft For For Management
1.9 Elect Director Kathleen A. Murphy For For Management
1.10 Elect Director Paul W. Murrill For For Management
1.11 Elect Director James R. Nichols For For Management
1.12 Elect Director William A. Percy, II For For Management
1.13 Elect Director Dennis H. Reilley For For Management
1.14 Elect Director Wm. Clifford Smith For For Management
1.15 Elect Director Bismark A. Steinhagen For For Management
1.16 Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
4 Restore or Provide for Cumulative Voting Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Alcorn For For Management
1.2 Elect Director Charles R. Crisp For For Management
1.3 Elect Director Mark G. Papa For For Management
1.4 Elect Director Edmund P. Segner, III For For Management
1.5 Elect Director Donald F. Textor For For Management
1.6 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
FLORIDA ROCK INDUSTRIES, INC.
Ticker: FRK Security ID: 341140101
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thompson S. Baker II as For For Management
Class III Director
1.2 Elect Director Luke E. Fichthorn III as For For Management
Class III Director
1.3 Elect Director The Honorable Tillie K. For For Management
Fowler as Class III Director
1.4 Elect Director Francis X. Knott as Class For For Management
III Director
1.5 Elect Director William H. Walton III as For For Management
Class II Director
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Charles J. DiBona For For Management
1.4 Elect Director W. R. Howell For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director C. J. Silas For For Management
2 Increase Authorized Common Stock For For Management
3 Review/Report on Operations in Iran Against Against Shareholder
4 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
INCO LIMITED
Ticker: Security ID: 453258402
Meeting Date: APR 21, 2004 Meeting Type: Annual/Special
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws Re:Declassify the Board For For Management
2.1 Elect Directors Ronald C. Cambre For For Management
2.2 Elect Directors Scott M. Hand For For Management
2.3 Elect Directors Chaviva M. Hosek For For Management
2.4 Elect Directors David P. O'Brien For For Management
2.5 Elect Directors Glen A. Barton For For Management
2.6 Elect Directors Angus A. Bruneau For For Management
2.7 Elect Directors Peter C. Jones For For Management
2.8 Elect Directors John T. Mayberry For For Management
2.9 Elect Directors Roger Phillips For For Management
2.10 Elect Directors James M. Stanford For For Management
3 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
4 Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
INPUT/OUTPUT, INC.
Ticker: IO Security ID: 457652105
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin Myers For For Management
1.2 Elect Director Bruce S. Appelbaum For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcus C. Bennett For For Management
1.2 Elect Director Dennis L. Rediker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCMORAN EXPLORATION CO.
Ticker: MMR Security ID: 582411104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director B.M. Rankin, Jr. For For Management
1.3 Elect Director James R. Moffett For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director George S. Dembroski For For Management
1.3 Elect Director Claiborne P. Deming For For Management
1.4 Elect Director Robert A. Hermes For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Ivar B. Ramberg For For Management
1.8 Elect Director David J. H. Smith For For Management
1.9 Elect Director Caroline G. Theus For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Payne For For Management
1.2 Elect Director Hans W. Schmidt For For Management
2 Ratify Auditors For For Management
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against Against Management
JURISDICTION OF INCORPORATION FROM
BERMUDA TO DELAWARE.
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe B. Foster For For Management
1.2 Elect Director David A. Trice For For Management
1.3 Elect Director David F. Schaible For For Management
1.4 Elect Director Charles W. Duncan, Jr. For For Management
1.5 Elect Director Howard H. Newman For For Management
1.6 Elect Director Thomas G. Ricks For For Management
1.7 Elect Director Dennis R. Hendrix For For Management
1.8 Elect Director C.E. (chuck) Shultz For For Management
1.9 Elect Director Philip J. Burguieres For For Management
1.10 Elect Director Claire S. Farley For For Management
1.11 Elect Director John Randolph Kemp III For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PATTERSON-UTI ENERGY INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Cloyce A. Talbott For For Management
1.3 Elect Director A. Glenn Patterson For For Management
1.4 Elect Director Kenneth N. Berns For For Management
1.5 Elect Director Robert C. Gist For For Management
1.6 Elect Director Curtis W. Huff For For Management
1.7 Elect Director Terry H. Hunt For For Management
1.8 Elect Director Kenneth R. Peak For For Management
1.9 Elect Director Nadine C. Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID: 717265102
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marie L. Knowles For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director Gordon R. Parker For For Management
1.4 Elect Director Robert D. Johnson For For Management
2 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES CO.
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Hartwell Gardner For For Management
1.2 Elect Director James L. Houghton For For Management
1.3 Elect Director Linda K. Lawson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PREMCOR INC
Ticker: Security ID: 74045Q104
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. O'Malley For For Management
1.2 Elect Director Jefferson F. Allen For For Management
1.3 Elect Director Wayne A. Budd For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Marshall A. Cohen For For Management
1.6 Elect Director David I. Foley For For Management
1.7 Elect Director Robert L. Friedman For For Management
1.8 Elect Director Richard C. Lappin For For Management
1.9 Elect Director Wilkes McClave III For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: Security ID: 767204100
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
UNDER SECTION 80 OF THE COMPANIES ACT
1955
2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1955
3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
4 APPROVAL OF THE MINING COMPANIES For For Management
COMPARATIVE PLAN 2004 AND THE RIO TINTO
SHARE OPTION PLAN 2004
5 ELECTION OF SIR JOHN KERR AS A DIRECTOR For For Management
6 RE-ELECTION OF MR LEIGH CLIFFORD AS A For For Management
DIRECTOR
7 RE-ELECTION OF MR GUY ELLIOTT AS A For For Management
DIRECTOR
8 RE-ELECTION OF SIR RICHARD SYKES AS A For For Management
DIRECTOR (MEMBER OF THE REMUNERATIONS
COMMITTEE)
9 RE-ELECTION OF RICHARD GIORDANO AS A For For Management
DIRECTOR (MEMBER OF THE AUDIT,
NOMINATIONS, SOCIAL/ENVIRONMENTAL
ACCOUNT. COMMITTEES)
10 Ratify Auditors For For Management
11 APPROVAL OF REMUNERATION REPORT For For Management
12 RECEIVE ANNUAL REPORT AND FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2003
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Jerry W. Neely For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SMURFIT - STONE CONTAINER CORP.
Ticker: SSCC Security ID: 832727101
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boris For For Management
1.2 Elect Director Alan E. Goldberg For For Management
1.3 Elect Director William T. Lynch, Jr. For For Management
1.4 Elect Director Patrick J. Moore For For Management
1.5 Elect Director James J. O'Connor For For Management
1.6 Elect Director Jerry K. Pearlman For For Management
1.7 Elect Director Thomas A. Reynolds, III For For Management
1.8 Elect Director William D. Smithburg For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Deferred Compensation Plan For For Management
5 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Epley, Jr. For For Management
1.2 Elect Director John Hammerschmidt For For Management
1.3 Elect Director Robert Howard For For Management
1.4 Elect Director Harold Korell For For Management
1.5 Elect Director Vello Kuuskraa For For Management
1.6 Elect Director Kenneth Mourton For For Management
1.7 Elect Director Charles Scharlau For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ST. JOE COMPANY, THE
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For For Management
1.2 Elect Director Hugh M. Durden For For Management
1.3 Elect Director Adam W. Herbert, Jr. For For Management
1.4 Elect Director Delores Kesler For For Management
1.5 Elect Director John S. Lord For For Management
1.6 Elect Director Walter L. Revell For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director Winfred L. Thornton For For Management
1.9 Elect Director William H. Walton, III For For Management
2 Eliminate Preemptive Rights For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867229106
Meeting Date: APR 29, 2004 Meeting Type: Annual/Special
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Brian A. Canfield For For Management
1.3 Elect Director Susan E. Crocker For For Management
1.4 Elect Director Bryan P. Davies For For Management
1.5 Elect Director Brian A. Felesky For For Management
1.6 Elect Director John T. Ferguson For For Management
1.7 Elect Director W. Douglas Ford For For Management
1.8 Elect Director Richard L. George For For Management
1.9 Elect Director John R. Huff For For Management
1.10 Elect Director Robert W. Korthals For For Management
1.11 Elect Director M. Ann McCaig For For Management
1.12 Elect Director Michael W. O'Brien For For Management
1.13 Elect Director JR Shaw For For Management
2 Ratify Auditors For For Management
3 Submit New Participants in the Senior Against Against Shareholder
Executive Retirement Plan to a
Shareholder Vote
- --------------------------------------------------------------------------------
TEEKAY SHIPPING CORP.
Ticker: TK Security ID: Y8564W103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leif O. Hoegh For For Management
1.2 Elect Director Eileen A. Mercier For For Management
1.3 Elect Director Tore I. Sandvold For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TOM BROWN, INC.
Ticker: Security ID: 115660201
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Carmichael For For Management
1.2 Elect Director Henry Groppe For For Management
1.3 Elect Director Edward W. LeBaron, Jr. For For Management
1.4 Elect Director James D. Lightner For For Management
1.5 Elect Director John C. Linehan For For Management
1.6 Elect Director Wayne W. Murdy For For Management
1.7 Elect Director James B. Wallace For For Management
1.8 Elect Director Robert H. Whilden, Jr. For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: Security ID: 89151E109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF CERTAIN REPORTS AND OF THE For For Management
PARENT COMPANY S FINANCIAL STATEMENTS
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF INCOME, APPROVAL OF THE For For Management
DIVIDEND
4 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 For For Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION TO TRADE THE COMPANY S OWN For For Management
SHARES
6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO ISSUE DEBT SECURITIES AND/OR PERPETUAL
SUBORDINATED NOTES FOR A MAXIMUM NOMINAL
AMOUNT OF 10 BILLION EUROS
7.1 Elect Director Mr. Thierry Desmarest For For Management
7.2 Elect Director Mr. Thierry De Rudder For For Management
7.3 Elect Director Mr. Serge Tchuruk For For Management
8 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR For For Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
9 APPOINTMENT OF PHILIPPE MARCHANDISE AS A Against For Management
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS IN APPLICATION OF ARTICLE 11
OF THE ARTICLES OF INCORPORATION
10 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Against For Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
11 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Against For Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
12 Ratify Auditors For For Management
13 RENEWAL OF STATUTORY AUDITORS For For Management
14 Ratify Auditors For For Management
15 Ratify Auditors For For Management
16 DETERMINATION OF THE TOTAL AMOUNT OF For For Management
DIRECTORS COMPENSATION
17 AUTHORIZATION TO AWARD OPTIONS TO For For Management
SUBSCRIBE FOR OR PURCHASE STOCK OF THE
COMPANY IN FAVOUR OF THE MANAGEMENT AND
KEY EMPLOYEES OF THE GROUP
18 AUTHORIZATION FOR ISSUING CONVERTIBLE OR For For Management
OTHER EQUITY SECURITIES
19 AUTHORIZATION TO USE THE ABOVE DELEGATION For For Management
WITHOUT MAINTENANCE OF PREFERENTIAL
SUBSCRIPTION RIGHTS, BUT WITH AN OPTION
TO GRANT A PRIORITY PERIOD
20 CAPITAL INCREASE RESERVED FOR EMPLOYEES For For Management
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90078109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Long For For Management
1.2 Elect Director Martin B. Mcnamara For For Management
1.3 Elect Director Robert M. Sprague For For Management
1.4 Elect Director J. Michael Talbert For For Management
2 APPROVAL OF THE AMENDMENT OF OUR For For Management
LONG-TERM INCENTIVE PLAN AS DESCRIBED IN
THE PROXY STATEMENT.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ULTRA PETROLEUM CORP.
Ticker: UPL Security ID: 903914109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael D. Watford as a Director For For Management
1.2 Elect William C. Helton as a Director For For Management
1.3 Elect James E. Nielson as a Director For For Management
1.4 Elect Robert E. Rigney as a Director For For Management
1.5 Elect James C. Roe as a Director For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
3 Other Business For For Management
- --------------------------------------------------------------------------------
VARCO INTERNATIONAL, INC.
Ticker: Security ID: 922122106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Richard A. Kertson For For Management
1.4 Elect Director John F. Lauletta For For Management
1.5 Elect Director Eric L. Mattson For For Management
1.6 Elect Director L.E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director Douglas E. Swanson For For Management
1.9 Elect Director James D. Woods For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WESTPORT RESOURCES CORP.
Ticker: Security ID: 961418100
Meeting Date: JUN 25, 2004 Meeting Type: Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WESTPORT RESOURCES CORP.
Ticker: Security ID: 961418100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence D. Belfer For For Management
1.2 Elect Director James M. Funk For For Management
1.3 Elect Director Michael Russell For For Management
1.4 Elect Director Randy Stein For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WHITING PETROLEUM CORP.
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Aller For For Management
1.2 Elect Director J.B. Ladd For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLBROS GROUP INC
Ticker: WG Security ID: 969199108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Mitchell For For Management
1.2 Elect Director S. Miller Williams For For Management
2 APPROVAL OF AMENDMENT NUMBER 4 TO For For Management
WILLBROS GROUP, INC. 1996 STOCK PLAN,
WHICH INCREASES THE TOTAL NUMBER OF
SHARES OF THE COMMON STOCK OF THE COMPANY
AUTHORIZED FOR ISSUANCE THEREUNDER FROM
3,125,000 TO 4,075,000 SHARES.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director William G. Lowrie For For Management
1.3 Elect Director Joseph H. Williams For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
XTO ENERGY INC
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Kevil For For Management
1.2 Elect Director Scott G. Sherman For For Management
1.3 Elect Director Bob R. Simpson For For Management
2 Increase Authorized Common Stock For For Management
============================ GOVERNMENT MONEY FUND =============================
========================= INTERMEDIATE-TERM BOND FUND ==========================
============================== INTERNATIONAL FUND ==============================
ADIDAS AG (FRMLY ADIDAS-SALOMON AG)
Ticker: Security ID: 4031976
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.00 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Elect Henri Filho, Hans Friderichs, For Did Not Management
Manfred Gentz, Igor Landau, Willi Vote
Schwerdtle, Christian Tourres, and Stefan
Jentzsch to the Supervisory Board
6 Approve Creation of EUR 11.6 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
7 Authorize Cancellation of 2001 AGM For Did Not Management
Issuance of Shares Vote
8 Approve Issuance of Convertible Bonds For Did Not Management
and/or Bonds with Warrants Attached up to Vote
Aggregate Nominal Amount of EUR 500
Million with Preemptive Rights; Approve
Creation of EUR 9.1 Million Pool of
Conditional Capital to Guarantee
Conversion Rights
9 Amend 1999 Stock Option Plan For Did Not Management
Vote
10 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
11 Ratify KPMG Deutsche Treuhand For Did Not Management
Gesellschaft AG as Auditors Vote
- --------------------------------------------------------------------------------
ANGLO IRISH BANK CORPORATION PLC
Ticker: Security ID: 4032775
Meeting Date: JAN 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Consider Financial Statements For Did Not Management
and Statutory Reports Vote
2 Confirm and Declare a Final Dividend For Did Not Management
Vote
3a Reelect Tiarnan O Mahoney as a Director For Did Not Management
Vote
3b Reelect John Rowan as a Director For Did Not Management
Vote
3c Reelect Patrick Wright as a Director For Did Not Management
Vote
3d Elect Patricia Jamal as a Director For Did Not Management
Vote
4 Authorize Board to Fix Remuneration of For Did Not Management
the Auditors Vote
5 Authorize Repurchase Program For Did Not Management
Vote
6 Authorize Board to Allot Equity For Did Not Management
Securities for Cash without Preemptive Vote
Rights
7 Approve Increase in Non-Executive For Did Not Management
Aggregate Remuneration up to EUR Vote
1,000,000
- --------------------------------------------------------------------------------
ASML HOLDING NV (FORMERLY ASM LITHOGRAPHY HLDG)
Ticker: Security ID: 5949368
Meeting Date: MAR 18, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Reserves and Dividend Policy None Did Not Management
Vote
4 Approve Discharge of Management Board For Did Not Management
Vote
5 Approve Discharge of Supervisory Board For Did Not Management
Vote
6 Discussion about Company's Corporate None Did Not Management
Governance Report Vote
7 Approve Remuneration Policy for For Did Not Management
Management Board Members Vote
8.1 Approve Stock Option Plan for Management For Did Not Management
Board; Approve Reservation of 500,000 Vote
Shares to Guarantee Conversion Rights
8.2 Approve Stock Option Plans for Other For Did Not Management
Employees; Approve Reservation of 4.5 Vote
Million Shares to Guarantee Conversion
Rights
9 Increase Size of Supervisory Board from For Did Not Management
Six to Seven Members; Reelect H. Bodt and Vote
Elect F. Froehlich and A. van der Poel to
Supervisory Board
10 Amend Articles Re: Changes to Company's For Did Not Management
Corporate Governance Structure to Reflect Vote
Recommendations by Dutch Corporate
Governance Code; Indemnification of
Management and Supervisory Boards
11 Grant Board Authority to Issue Authorized For Did Not Management
Yet Unissued Ordinary Shares Vote
Restricting/Excluding Preemptive Rights
Up to 20 Percent of Issued Share Capital
12 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
13 Other Business (Non-Voting) None Did Not Management
Vote
14 Close Meeting None Did Not Management
Vote
- --------------------------------------------------------------------------------
AUTOGRILL SPA
Ticker: Security ID: 5256206
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Vote
2 Fix Number of Directors on the Board; For Did Not Management
Elect Directors For Fiscal Year 2004 Vote
3 Adopt Rules Governing General Meetings For Did Not Management
Vote
- --------------------------------------------------------------------------------
AVENTIS SA (FORMERLY RHONE-POULENC )
Ticker: Security ID: 4736817
Meeting Date: JUN 1, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.23 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
6 Ratify Yves Nicolas as Alternate Auditor For Did Not Management
Vote
7 Amend Article 7 to Reflect 2003 Legal For Did Not Management
Changes Re: Shareholding Disclosure Vote
Requirement
8 Amend Article 11 to Set Term of For Did Not Management
Management Board Members at Three Years, Vote
Down From Five Years Previously
9 Amend Article 13 to Set Term of For Did Not Management
Supervisory Board Members at Three Years, Vote
Down From Five Years Previously
10 Reelect Jean-Marc Bruel as Supervisory For Did Not Management
Board Member Vote
11 Reelect Martin Fruhauf as Supervisory For Did Not Management
Board Member Vote
12 Reelect Serge Kampf as Supervisory Board For Did Not Management
Member Vote
13 Reelect Hubert Markl as Supervisory Board For Did Not Management
Member Vote
14 Reelect Gunter Metz as Supervisory Board For Did Not Management
Member Vote
15 Reelect Didier Pineau-Valencienne as For Did Not Management
Supervisory Board Member Vote
16 Reelect Seham Razzouqi as Supervisory For Did Not Management
Board Member Vote
17 Reelect Michel Renault as Supervisory For Did Not Management
Board Member Vote
18 Reelect Hans-Jurgen Schinzler as For Did Not Management
Supervisory Board Member Vote
19 Reelect Marc Vienot as Supervisory Board For Did Not Management
Member Vote
20 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
AVENTIS SA (FORMERLY RHONE-POULENC )
Ticker: Security ID: 4736817
Meeting Date: JUN 11, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.23 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
6 Ratify Yves Nicolas as Alternate Auditor For Did Not Management
Vote
7 Amend Article 7 to Reflect 2003 Legal For Did Not Management
Changes Re: Shareholding Disclosure Vote
Requirement
8 Amend Article 11 to Set Term of For Did Not Management
Management Board Members at Three Years, Vote
Down From Five Years Previously
9 Amend Article 13 to Set Term of For Did Not Management
Supervisory Board Members at Three Years, Vote
Down From Five Years Previously
10 Reelect Jean-Marc Bruel as Supervisory For Did Not Management
Board Member Vote
11 Reelect Martin Fruhauf as Supervisory For Did Not Management
Board Member Vote
12 Reelect Serge Kampf as Supervisory Board For Did Not Management
Member Vote
13 Reelect Hubert Markl as Supervisory Board For Did Not Management
Member Vote
14 Reelect Gunter Metz as Supervisory Board For Did Not Management
Member Vote
15 Reelect Didier Pineau-Valencienne as For Did Not Management
Supervisory Board Member Vote
16 Reelect Seham Razzouqi as Supervisory For Did Not Management
Board Member Vote
17 Reelect Michel Renault as Supervisory For Did Not Management
Board Member Vote
18 Reelect Hans-Jurgen Schinzler as For Did Not Management
Supervisory Board Member Vote
19 Reelect Marc Vienot as Supervisory Board For Did Not Management
Member Vote
20 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
AXA (FORMERLY AXA-UAP)
Ticker: Security ID: 7088429
Meeting Date: APR 21, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.57 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Claude Bebear as Supervisory For Did Not Management
Board Member Vote
6 Ratify Mazars & Guerard as Auditors For Did Not Management
Vote
7 Ratify Jean Louis Simon as Alternate For Did Not Management
Auditor Vote
8 Elect Willy Avereyn as Representative of None Did Not Management
Employee Shareholders to the Supervisory Vote
Board, Pending Approval of Item 13
9 Elect Cees de Jong as Representative of None Did Not Management
Employee Shareholders to the Supervisory Vote
Board, Pending Approval of Item 13
10 Elect Jacques Tabourot as Representative For Did Not Management
of Employee Shareholders to the Vote
Supervisory Board, Pending Approval of
Item 13
11 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
12 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer
13 Amend Article 10 Re: Appointment of For Did Not Management
Representative of Employee Shareholders Vote
to the Supervisory Board
14 Amend Article 10 Re: Appointment of Against Did Not Management
Employee Representative to the Vote
Supervisory Board
15 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
16 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
BAE SYSTEMS PLC(FRM.BRITISH AEROSPACE PLC )
Ticker: Security ID: 0263494
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3 Approve Final Dividend of 5.5 Pence Per For Did Not Management
Ordinary Share Vote
4 Re-elect Ulrich Cartellieri as Director For Did Not Management
Vote
5 Re-elect Lord Hesketh as Director For Did Not Management
Vote
6 Re-elect Steven Mogford as Director For Did Not Management
Vote
7 Re-elect George Rose as Director For Did Not Management
Vote
8 Elect Michael Hartnall as Director For Did Not Management
Vote
9 Re-appoint KPMG Audit Plc as Auditors of For Did Not Management
the Company Vote
10 Authorise Board to Fix Remuneration of For Did Not Management
the Auditors Vote
11 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 19,748,171
12 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,825,091
13 Authorise 306,007,313 Ordinary Shares for For Did Not Management
Market Purchase Vote
14 Amend Articles of Association Re: For Did Not Management
Treasury Shares Vote
- --------------------------------------------------------------------------------
BANK OF FUKUOKA LTD.
Ticker: 8326 Security ID: 6075693
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 2.5, Vote
Final JY 2.5, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3 Approve Retirement Bonus for Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
BANQUE CANTONALE VAUDOISE
Ticker: Security ID: 7520794
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Receive Directors' Report None Did Not Management
Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Discharge of the Board and Senior For Did Not Management
Management Vote
5 Approve Allocation of Income For Did Not Management
Vote
6 Ratify Auditors For Did Not Management
Vote
7 Amend Articles Re: Dividend Payment to For Did Not Management
Preference Shares; Submission of Reports Vote
to Shareholders
8 Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG (BMW)
Ticker: Security ID: 5756029
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.58 per Common Share Vote
and EUR 0.60 per Preference Share
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors Vote
6 Elect Volker Doppelfeld, Franz Haniel, For Did Not Management
Arthur Kelly, Susanne Klatten, Hubert Vote
Markl, Wolfgang Mayrhuber, Joachim
Milberg, Stefan Quandt, Juergen Strube,
and Hans-Dietrich Winkhaus to the
Supervisory Board
- --------------------------------------------------------------------------------
BEIJING CAPITAL INTL AIRPORT CO. LTD
Ticker: Security ID: 6208422
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: MAY 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For Did Not Management
Vote
2 Accept Report of the Supervisory For Did Not Management
Committee Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Profit Appropriation For Did Not Management
Vote
5 Approve PricewaterhouseCoopers Zhong Tian For Did Not Management
Certified Public Accounts Co. Ltd. and Vote
PricewaterhouseCoopers as PRC Auditors
and International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
7 Amend Articles For Did Not Management
Vote
- --------------------------------------------------------------------------------
BG GROUP PLC (FRM. BG PLC)
Ticker: Security ID: 0876289
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3 Approve Final Dividend of 1.86 Pence Per For Did Not Management
Ordinary Share Vote
4 Re-elect Peter Backhouse as Director For Did Not Management
Vote
5 Re-elect Paul Collins as Director For Did Not Management
Vote
6 Re-elect William Friedrich as Director For Did Not Management
Vote
7 Re-elect Lord Sharman as Director For Did Not Management
Vote
8 Re-elect Keith Mackrell as Director For Did Not Management
Vote
9 Re-appoint PricewaterhouseCoopers LLP as For Did Not Management
Auditors of the Company Vote
10 Authorise Audit Committee to Fix For Did Not Management
Remuneration of the Auditors Vote
11 Authorise EU Political Donations and EU For Did Not Management
Political Expenditure up to Aggregate Vote
Nominal of GBP 25,000
12 Approve the Use of Treasury Shares for For Did Not Management
the Exercise of Options or the Vesting of Vote
Other Share Awards Under the Company's
Share Schemes
13 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 117,730,026
14 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 17,659,504
15 Authorise 353,190,078 Ordinary Shares for For Did Not Management
Market Purchase Vote
- --------------------------------------------------------------------------------
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: Security ID: 7309681
Meeting Date: MAY 13, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 2.175 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Nominal Value of Up to EUR 30 Billion Vote
6 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Reelect Louis Schweitzer as Director For Did Not Management
Vote
8 Reelect Lindsay Owen-Jones as Director For Did Not Management
Vote
9 Confirm Expiration of Term of David Peake For Did Not Management
as Director Vote
10 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
11 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
12 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 340 Million
13 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 1 Billion for Bonus Issue or Vote
Increase in Par Value
14 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer, Subject to Certain
Conditions
15 Amend Terms of Capital Increase Reserved For Did Not Management
for Employees Participating in Vote
Savings-Related Share Purchase Plan
Submitted to Shareholder Vote at May 14,
2003, AGM/EGM
16 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
17 Amend Articles of Association Re: Role of For Did Not Management
Chairman, Access to Information, Internal Vote
Control Procedures, Convening of Board
Meetings, and Signing of the Minutes of
Board Meetings
18 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: Security ID: 7309681
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 2.175 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Nominal Value of Up to EUR 30 Billion Vote
6 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Reelect Louis Schweitzer as Director For Did Not Management
Vote
8 Reelect Lindsay Owen-Jones as Director For Did Not Management
Vote
9 Confirm Expiration of Term of David Peake For Did Not Management
as Director Vote
10 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
11 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
12 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 340 Million
13 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 1 Billion for Bonus Issue or Vote
Increase in Par Value
14 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer, Subject to Certain
Conditions
15 Amend Terms of Capital Increase Reserved For Did Not Management
for Employees Participating in Vote
Savings-Related Share Purchase Plan
Submitted to Shareholder Vote at May 14,
2003, AGM/EGM
16 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
17 Amend Articles of Association Re: Role of For Did Not Management
Chairman, Access to Information, Internal Vote
Control Procedures, Convening of Board
Meetings, and Signing of the Minutes of
Board Meetings
18 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
CAFE DE CORAL HOLDINGS LTD.
Ticker: Security ID: 6160953
Meeting Date: SEP 24, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Reelect Directors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
4 Reappoint PricewatehouseCoopers as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
5 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
7 Approve New Share Option Scheme For Did Not Management
Vote
- --------------------------------------------------------------------------------
CAN DO CO LTD
Ticker: 2698 Security ID: 6354314
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: NOV 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 500, Special JY 1500
2.1 Elect Director For Did Not Management
Vote
2.2 Elect Director For Did Not Management
Vote
2.3 Elect Director For Did Not Management
Vote
2.4 Elect Director For Did Not Management
Vote
2.5 Elect Director For Did Not Management
Vote
3.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
4 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: 6172323
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 15, Vote
Final JY 35, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
3.15 Elect Director For Did Not Management
Vote
3.16 Elect Director For Did Not Management
Vote
3.17 Elect Director For Did Not Management
Vote
3.18 Elect Director For Did Not Management
Vote
3.19 Elect Director For Did Not Management
Vote
3.20 Elect Director For Did Not Management
Vote
3.21 Elect Director For Did Not Management
Vote
3.22 Elect Director For Did Not Management
Vote
3.23 Elect Director For Did Not Management
Vote
3.24 Elect Director For Did Not Management
Vote
3.25 Elect Director For Did Not Management
Vote
3.26 Elect Director For Did Not Management
Vote
3.27 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Appoint Additional External Auditor For Did Not Management
Vote
6 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditors Vote
7 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Directors and Vote
Statutory Auditors
- --------------------------------------------------------------------------------
CARPETRIGHT PLC
Ticker: Security ID: 0177294
Meeting Date: AUG 12, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of 22 Pence Per For Did Not Management
Share Vote
3 Approve Remuneration Report For Did Not Management
Vote
4 Reelect Lady Wilcox as Director For Did Not Management
Vote
5 Reelect Martin Harris as Director For Did Not Management
Vote
6 Reelect Darren Shapland as Director For Did Not Management
Vote
7 Approve KPMG Audit plc as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
8 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
GBP 245,277
9 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of GBP 36,792
10 Authorize 7,358,332 Shares for Share For Did Not Management
Repurchase Program Vote
- --------------------------------------------------------------------------------
CARREFOUR S.A.
Ticker: Security ID: 5641567
Meeting Date: APR 19, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Acquisition of Societe Financiere For Did Not Management
Labruyere Eberle and Issuance of 6.46 Vote
Million Shares in Connection with
Acquisition
4 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 0.74 per Share Vote
5 Amend Articles of Association to Reduce For Did Not Management
Terms of Board Members from Six Years to Vote
Four Years
6 Ratify Cooptation of Luc Vandevelde as For Did Not Management
Director Vote
7 Reelect Daniel Bernard as Director For Did Not Management
Vote
8 Reelect Carlos March as Director For Did Not Management
Vote
9 Reelect Jacques Badin as Director For Did Not Management
Vote
10 Reelect Francois Henrot as Director For Did Not Management
Vote
11 Reelect Christian Blanc as Director For Did Not Management
Vote
12 Elect Jose-Luis Leal-Maldonado as For Did Not Management
Director Vote
13 Authorize Repurchase of Up to 71,614,230 For Did Not Management
Shares Vote
14 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
15 Approve Stock Option Plan Grants For Did Not Management
Vote
16 Amend Articles of Association Re: Board For Did Not Management
Representation, Auditor Participation at Vote
Board Meetings, and Use of Electronic
Media at Shareholder Meetings
- --------------------------------------------------------------------------------
CARREFOUR S.A.
Ticker: Security ID: 5641567
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Acquisition of Societe Financiere For Did Not Management
Labruyere Eberle and Issuance of 6.46 Vote
Million Shares in Connection with
Acquisition
4 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 0.74 per Share Vote
5 Amend Articles of Association to Reduce For Did Not Management
Terms of Board Members from Six Years to Vote
Four Years
6 Ratify Cooptation of Luc Vandevelde as For Did Not Management
Director Vote
7 Reelect Daniel Bernard as Director For Did Not Management
Vote
8 Reelect Carlos March as Director For Did Not Management
Vote
9 Reelect Jacques Badin as Director For Did Not Management
Vote
10 Reelect Francois Henrot as Director For Did Not Management
Vote
11 Reelect Christian Blanc as Director For Did Not Management
Vote
12 Elect Jose-Luis Leal-Maldonado as For Did Not Management
Director Vote
13 Authorize Repurchase of Up to 71,614,230 For Did Not Management
Shares Vote
14 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
15 Approve Stock Option Plan Grants For Did Not Management
Vote
16 Amend Articles of Association Re: Board For Did Not Management
Representation, Auditor Participation at Vote
Board Meetings, and Use of Electronic
Media at Shareholder Meetings
- --------------------------------------------------------------------------------
CASSA DI RISPARMIO DI FIRENZE
Ticker: Security ID: 4089953
Meeting Date: APR 26, 2004 Meeting Type: Annual/Special
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of 44.66 Million Shares For Did Not Management
for a Private Placement in Favor of Vote
Fondazione Cassa di Risparmio della
Spezia
2 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Vote
2 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
3 Appoint Internal Statutory Auditors For Did Not Management
Vote
4 Approve Remuneration of Internal For Did Not Management
Statutory Auditors Vote
5 Elect Directors To Substitute Former For Did Not Management
Members of the Board; Decisions Inherent Vote
to Board Members' Authorization To Assume
Positions In Competing Companies
6 Approve Directors For Did Not Management
Indemnification/Liability Provisions Vote
- --------------------------------------------------------------------------------
CHIYODA CORP.
Ticker: 6366 Security ID: 6191704
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Handling of Net Loss, with No For Did Not Management
Dividends Vote
2.1 Elect Director For Did Not Management
Vote
2.2 Elect Director For Did Not Management
Vote
3.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4 Approve Retirement Bonuses for Director For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: B00G0S5
Meeting Date: APR 28, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For Did Not Management
Related Party Vote
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: B00G0S5
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final and Special Cash Dividends For Did Not Management
Vote
3 Reelect Directors and Fix Their For Did Not Management
Remuneration Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
6 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
7 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
8 Other Business (Voting) For Did Not Management
Vote
9 Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination of Directors, Vote
Material Interest of Directors in
Contracts Entered into by the Company
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: HK0883013259
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final and Special Cash Dividends For Did Not Management
Vote
3 Reelect Directors and Fix Their For Did Not Management
Remuneration Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
6 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
7 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
8 Other Business (Voting) For Did Not Management
Vote
9 Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination of Directors, Vote
Material Interest of Directors in
Contracts Entered into by the Company
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: HK0883013259
Meeting Date: APR 28, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For Did Not Management
Related Party Vote
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: B00G0S5
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: JUN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2a Reelect Shouwei Zhou as Executive For Did Not Management
Director Vote
2b Reelect Kenneth S. Courtis as Independent For Did Not Management
Non-Executive Director Vote
2c Reelect Erwin Schurtenberger as For Did Not Management
Independent Non-Executive Director Vote
2d Reelect Evert Henkes as Independent For Did Not Management
Non-Executive Director Vote
3 Reappoint Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
4 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
5 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
1 Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination and Removal of Vote
Directors, Material Interest of Directors
in Contracts Entered into by the Company
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: HK0883013259
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: JUN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2a Reelect Shouwei Zhou as Executive For Did Not Management
Director Vote
2b Reelect Kenneth S. Courtis as Independent For Did Not Management
Non-Executive Director Vote
2c Reelect Erwin Schurtenberger as For Did Not Management
Independent Non-Executive Director Vote
2d Reelect Evert Henkes as Independent For Did Not Management
Non-Executive Director Vote
3 Reappoint Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
4 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
5 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
1 Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination and Removal of Vote
Directors, Material Interest of Directors
in Contracts Entered into by the Company
- --------------------------------------------------------------------------------
COMPAGNIE GENERALE DE GEOPHYSIQUE - VERITAS (FRMLY CIE GENERALE DE GEOPHYSIQUE)
Ticker: Security ID: 4215394
Meeting Date: MAY 13, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Approve Treatment of Losses For Did Not Management
Vote
3 Approve Accounting Transfer For Did Not Management
Vote
4 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
5 Approve Discharge of Directors For Did Not Management
Vote
6 Elect Patrick de La Chevardiere as For Did Not Management
Director Vote
7 Ratify Cooptation of Olivier Appert as For Did Not Management
Director Vote
8 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 250,000 Vote
9 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
10 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Aggregate Nominal Value of EUR 200 Vote
Million
11 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
12 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 23 Million
13 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 23 Million
14 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer
15 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
16 Approve Stock Option Plan Grants For Did Not Management
Vote
17 Amend Articles of Association Pursuant to For Did Not Management
2003 Legal Changes Re: Shareholding Vote
Disclosure Requirement
18 Amend Articles of Association Pursuant to For Did Not Management
2003 Legal Changes Re: Access to Vote
Information
19 Amend Articles of Association Pursuant to For Did Not Management
2003 Legal Changes Re: Powers of Chairman Vote
20 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
CONVENIENCE RETAIL ASIA LTD.
Ticker: Security ID: 6317339
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Reelect Directors For Did Not Management
Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6 Approve Repurchase of Up to Ten Percent For Did Not Management
of Issued Capital Vote
7 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
8 Amend Articles Re: Changes to Existing For Did Not Management
References Vote
- --------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: 6250724
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 6, Vote
Final JY 8, Special JY 0
2 Amend Articles to: Expand Business Lines For Did Not Management
- Authorize Share Repurchases at Board's Vote
Discretion - Streamline Board Structure
3 Authorize Share Repurchase Program For Did Not Management
Vote
4.1 Elect Director For Did Not Management
Vote
4.2 Elect Director For Did Not Management
Vote
4.3 Elect Director For Did Not Management
Vote
4.4 Elect Director For Did Not Management
Vote
4.5 Elect Director For Did Not Management
Vote
4.6 Elect Director For Did Not Management
Vote
4.7 Elect Director For Did Not Management
Vote
4.8 Elect Director For Did Not Management
Vote
4.9 Elect Director For Did Not Management
Vote
5 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
DAVIS SERVICE GROUP PLC (THE)
Ticker: Security ID: 0257271
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3 Approve Final Dividend of 10.6 Pence Per For Did Not Management
Share Vote
4 Re-elect Neil Benson as Director For Did Not Management
Vote
5 Re-elect Roger Dye as Director For Did Not Management
Vote
6 Reappoint PricewaterhouseCoopers LLP as For Did Not Management
Auditors and Authorise Board to Fix Vote
Remuneration of Auditors
7 Approve Increase in Remuneration of For Did Not Management
Directors from GBP 50,000 to GBP 75,000 Vote
8 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 16,775,000
9 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,516,000
10 Authorize 20,130,000 Ordinary Shares for For Did Not Management
Market Purchase Vote
- --------------------------------------------------------------------------------
DEPFA BANK PLC
Ticker: Security ID: 7255999
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Declare Final Dividend For Did Not Management
Vote
3a Reelect Reinhare Grzesik as Director For Did Not Management
Vote
3b Reelect Thomas Kolbeck as Director For Did Not Management
Vote
3c Reelect Jacques Poos as Director For Did Not Management
Vote
3d Reelect Hans Reich as Director For Did Not Management
Vote
3e Reelect Jurgen Karcher as Director For Did Not Management
Vote
4 Authorize Board to Fix Remuneration of For Did Not Management
Auditors Vote
5 Approve Sub-division of Ordinary Share For Did Not Management
Capital Vote
6 Approve Increase in Authorized Capital For Did Not Management
and Authorize New Class of Preferred Vote
Stock
- --------------------------------------------------------------------------------
DEXIA S.A.
Ticker: Security ID: 7147621
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements For Did Not Management
Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.53 per Share Vote
3 Approve Discharge of Directors For Did Not Management
Vote
4 Approve Discharge of Auditors For Did Not Management
Vote
5 Elect Jan Renders as Director For Did Not Management
Vote
6 Elect Francis Mayer as Director For Did Not Management
Vote
7 Elect Anne-Marie Idrac as Director For Did Not Management
Vote
8 Confirm Nine Directors as Independent For Did Not Management
Directors in Accordance with the Vote
Requirements of the Belgian Companies
Code
9 Approve Grant of Shares to Employees For Did Not Management
under Shareholding Plan Vote
- --------------------------------------------------------------------------------
DEXIA S.A.
Ticker: Security ID: 7147621
Meeting Date: MAY 12, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
2 Authorize Board to Repurchase Shares in For Did Not Management
the Event of a Public Tender Offer or Vote
Share Exchange Offer
3 Approve Cancellation of Company's For Did Not Management
Repurchased Shares Vote
4 Authorize Board to Issue Shares in the For Did Not Management
Event of a Public Tender Offer or Share Vote
Exchange Offer
5 Approve Issuance of Warrants Pursuant to For Did Not Management
2004 Employee Shareholding Plan Vote
6 Authorize Board to Implement Approved For Did Not Management
Resolutions Vote
- --------------------------------------------------------------------------------
DHIPAYA INSURANCE
Ticker: Security ID: 6697150
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of AGM For Did Not Management
Vote
2 Accept Report on Company Performance in For Did Not Management
2003 Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Allocation of Income and Dividend For Did Not Management
of Baht 0.90 per share Vote
5 Amend Articles of Association Re: The For Did Not Management
Procedures Used for Related Transactions Vote
6 Elect Directors For Did Not Management
Vote
7 Approve Remuneration of Directors For Did Not Management
Vote
8 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
9 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
DHIPAYA INSURANCE
Ticker: Security ID: TH0588010Z04
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of AGM For Did Not Management
Vote
2 Accept Report on Company Performance in For Did Not Management
2003 Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Allocation of Income and Dividend For Did Not Management
of Baht 0.90 per share Vote
5 Amend Articles of Association Re: The For Did Not Management
Procedures Used for Related Transactions Vote
6 Elect Directors For Did Not Management
Vote
7 Approve Remuneration of Directors For Did Not Management
Vote
8 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
9 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
DNB NOR ASA(FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS))
Ticker: Security ID: 4263304
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Decrease Number of For Did Not Management
Election Committees from Two to One; Vote
Editorial Changes
2 Reelect Wenche Agerup, Rannveig Arentz, For Did Not Management
Nils Bastiansen, Herbjoern Hansson, Jan Vote
Hopland, Finn Jebsen, Odd Lunde, Harald
Norvik, Marit Toensberg, and Tor Oewre as
Directors
3 Elect Svein Brustad as New Deputy Member For Did Not Management
of Control Committee Vote
4 Elect Elisabeth Berge, Trond Mohn, Jan For Did Not Management
Solberg, and Joergen Toemmeraas as New Vote
Members of Election Committee
5 Approve Financial Statements, Allocation For Did Not Management
of Income and Dividends of NOK 2.20 Per Vote
Share
6 Approve Remuneration of Auditors in the For Did Not Management
Amount of NOK 590,000 for 2003 Vote
7 Approve Remuneration of Directors, For Did Not Management
Members of Corporate Assembly, and Vote
Members of the Election Committees
8 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
9 Shareholder Proposal: Unspecified None Did Not Shareholder
Proposal Received from Kaare Byrkjeland Vote
- --------------------------------------------------------------------------------
DON QUIJOTE
Ticker: 7532 Security ID: 5767753
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUN 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 15, Special JY 0
2 Amend Articles to: Lower Quorum For Did Not Management
Requirement for Special Business Vote
3 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
DON QUIJOTE
Ticker: 7532 Security ID: 6269861
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUN 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 15, Special JY 0
2 Amend Articles to: Lower Quorum For Did Not Management
Requirement for Special Business Vote
3 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
EACCESS LTD.
Ticker: 9427 Security ID: 6564953
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Handling of Accumulated Loss, For Did Not Management
with No Dividends Vote
2 Acquire ISP Business of AOL Japan For Did Not Management
Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Amend Articles to: Increase Authorized For Did Not Management
Capital - Eliminate All References to Vote
Preferred Shares - Authorize Share
Repurchases at Board's Discretion
6 Amend Terms of Detachable Warrants on For Did Not Management
Series 1 Warrant Bonds to Reflect that Vote
Warrants May No Longer be Exchanged for
Preferred Shares
7 Approve Executive Stock Option Plan For Did Not Management
Vote
8 Approve Increase in Aggregate For Did Not Management
Compensation Ceiling for Directors Vote
- --------------------------------------------------------------------------------
EASYJET PLC
Ticker: Security ID: 0164199
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3.1 Re-elect Raymond Webster as Director For Did Not Management
Vote
3.2 Re-elect Christopher Walton as Director For Did Not Management
Vote
3.3 Re-elect Anthony Illsley as Director For Did Not Management
Vote
4 Approve KPMG Audit Plc as Auditors and For Did Not Management
Authorise Board to Fix Their Remuneration Vote
5 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 17,217,656
6 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,389,117
- --------------------------------------------------------------------------------
ELECTRABEL
Ticker: Security ID: 4294791
Meeting Date: JAN 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Confirm Lutgart Van de Berghe, Baron For Did Not Management
Croes, Baron van Gysel de Meise as Vote
Independent Directors as Required by
Belgian Companies Code
- --------------------------------------------------------------------------------
ELECTRABEL
Ticker: Security ID: 4294791
Meeting Date: JUL 4, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report Regarding End of Joint None Did Not Management
Venture CPTE, Between Electrabel and SPE Vote
2 Receive Directors' Report None Did Not Management
Vote
3 Receive Auditors' Report None Did Not Management
Vote
4 Approve Absorption of Assets and For Did Not Management
Liabilities of CPTE by Electrabel and SPE Vote
5 Approve Issuance of 18 Shares to For Did Not Management
Laborelec in Connection with End of Joint Vote
Venture CPTE
6 Receive Report Regarding Terms of None Did Not Management
Absorption Vote
7 Amend Articles to Reflect Changes in For Did Not Management
Capital Vote
- --------------------------------------------------------------------------------
ELECTRABEL
Ticker: Security ID: 4294791
Meeting Date: MAY 13, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Repurchase Shares in For Did Not Management
the Event of a Public Tender Offer or Vote
Share Exchange Offer
2 Amend Articles of Association Re: Board For Did Not Management
Meeting Minutes Vote
- --------------------------------------------------------------------------------
ELECTRABEL
Ticker: Security ID: 4294791
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' Reports None Did Not Management
Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 15 per Share Vote
3 Approve Discharge of Directors and For Did Not Management
Auditors Vote
4.1 Reelect Jean-Pierre Hansen as Director For Did Not Management
Vote
4.2 Elect Patrick Buffet as Director For Did Not Management
Vote
4.3 Elect Gerard Lamarche as Director For Did Not Management
Vote
4.4 Appoint Tony Vandeputte as Independent For Did Not Management
Director Vote
- --------------------------------------------------------------------------------
ENESERVE CORP.
Ticker: 6519 Security ID: 6280624
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 35, Special JY 0
2 Amend Articles to: Reduce Directors' Term For Did Not Management
in Office - Authorize Share Repurchases Vote
at Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
Vote
6 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceilings for Directors and Vote
Statutory Auditors
- --------------------------------------------------------------------------------
ENI SPA
Ticker: Security ID: 7145056
Meeting Date: MAY 25, 2004 Meeting Type: Annual/Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Authorize Share Repurchase Program For Did Not Management
Vote
4 Elect External Auditors for the For Did Not Management
Three-Year Term 2004-2006 and Fix Vote
Remuneration of Auditors
5 Amend Article 2 of the Set of Rules For Did Not Management
Governing General Meetings of Eni Spa Vote
6 Approve Remuneration of Directors For Did Not Management
Vote
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
2 Amend Articles 17, 19, and 28 of the For Did Not Management
Company's Bylaws Vote
- --------------------------------------------------------------------------------
ENI SPA
Ticker: Security ID: 7145056
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Authorize Share Repurchase Program For Did Not Management
Vote
4 Elect External Auditors for the For Did Not Management
Three-Year Term 2004-2006 and Fix Vote
Remuneration of Auditors
5 Amend Article 2 of the Set of Rules For Did Not Management
Governing General Meetings of Eni Spa Vote
6 Approve Remuneration of Directors For Did Not Management
Vote
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
2 Amend Articles 17, 19, and 28 of the For Did Not Management
Company's Bylaws Vote
- --------------------------------------------------------------------------------
ESPRIT HOLDINGS
Ticker: Security ID: 6321642
Meeting Date: NOV 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Approve Special Dividend For Did Not Management
Vote
4 Reelect Directors For Did Not Management
Vote
5 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
6 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
7 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
8 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
FAITH INC
Ticker: 4295 Security ID: 6382047
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 500, Vote
Final JY 500, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4 Approve Retirement Bonus for Statutory For Did Not Management
Auditor Vote
- --------------------------------------------------------------------------------
FAMILYMART CO. LTD.
Ticker: 8028 Security ID: 6331276
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 19, Vote
Final JY 19, Special JY 0
2 Amend Articles to: Expand Business Lines For Did Not Management
- Authorize Share Repurchases at Board's Vote
Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Director For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
FIELMANN AG
Ticker: Security ID: 4409205
Meeting Date: JUL 10, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.25 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify Susat & Partner oHG as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
FOMENTO DE CONSTRUCCIONES Y CONTRATAS, S.A.
Ticker: Security ID: 5787115
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For Did Not Management
Financial Statements, Statury Reports, Vote
and Discharge Directors
2 Approve Allocation of Income For Did Not Management
Vote
3 Amend Articles 12,19,23,24,33 and 34 Re: For Did Not Management
General Meeting, Representation, Access Vote
to Information, Accords, Board Powers
4 Approve General Meeting Guidelines For Did Not Management
Vote
5 Elect Management Board For Did Not Management
Vote
6 Authorize Share Repurchase Program For Did Not Management
Vote
7 Reelect Deloitte & Touche Espana SL as For Did Not Management
Auditors Vote
8 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
9 Approve Minutes of Meeting For Did Not Management
Vote
- --------------------------------------------------------------------------------
FORTIS SA/NV
Ticker: Security ID: 7266139
Meeting Date: MAY 26, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting For Did Not Management
Vote
2.1 Accept Financial Statements For Did Not Management
Vote
2.2 Approve Dividends in the Amount of EUR For Did Not Management
0.92 Per Share Vote
2.3 Approve Discharge of Directors and For Did Not Management
Auditors Vote
3 Discussion about Company's Corporate None Did Not Management
Governance Report Vote
4.1 Reelect Anton van Rossum, Jan-Michiel For Did Not Management
Hessels, and Baron Piet Van Waeyenberge Vote
to Management Board
4.2 Elect Phlippe Bodson, Richard Delbridge, For Did Not Management
Jacques Manardo, Ronald Sandler, and Rana Vote
Talwar to Management Board
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
6 Amend Articles Re: Composition and Powers For Did Not Management
of Main Corporate Bodies; Compliance with Vote
Dutch Corporate Governance Code; Other
Amendments
7 Close Meeting For Did Not Management
Vote
- --------------------------------------------------------------------------------
FORTIS SA/NV
Ticker: Security ID: 7266139
Meeting Date: MAY 4, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
2 Amend Articles of Association Re: General For Did Not Management
Matters Vote
- --------------------------------------------------------------------------------
FORTUM OYJ (FORMERLY NESTE OY)
Ticker: Security ID: 5579550
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Company Purpose; For Did Not Management
Duties of the Supervisory Board; Election Vote
and Terms of Board of Directors Members;
Calling of Shareholder Meetings; Board
Remuneration
2 Approve Selling of Shares For Did Not Management
Vote
- --------------------------------------------------------------------------------
FORTUM OYJ (FORMERLY NESTE OY)
Ticker: Security ID: 5579550
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
1.2 Receive Auditor's Report None Did Not Management
Vote
1.3 Receive Statement by Supervisory Board on None Did Not Management
Annual and Auditors' Reports Vote
1.4 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
1.5 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.42 Per Share Vote
1.6 Approve Discharge of Supervisory Board, For Did Not Management
Board of Directors, and President Vote
1.7 Approve Remuneration of Members of For Did Not Management
Supervisory Board and Auditors Vote
1.8 Fix Number of Members of Supervisory For Did Not Management
Board and Auditors Vote
1.9 Reelect Peter Fagernaes, Heikki Pentti, For Did Not Management
Birgitta Kantola, Lasse Kurkilathi, Antti Vote
Lagerroos, and Erkki Virtanen as Members
of Supervisory Board; Elect Birgitta
Johansson-Hedberg as New Member of
Supervisory Board
1.10 Ratify PricewaterhouseCoopers as Auditors For Did Not Management
Vote
2 Shareholder Proposal: Abolish Supervisory None Did Not Shareholder
Board Vote
3 Shareholder Proposal: Establish a None Did Not Shareholder
Nominating Committee Vote
- --------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: Security ID: 6411673
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on Business Operation None Did Not Management
Results for Fiscal Year 2003 Vote
1.2 Receive Supervisors' Report None Did Not Management
Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3 Amend Articles of Association For Did Not Management
Vote
4 Elect an Independent Director For Did Not Management
Vote
5 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: Security ID: 0925288
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3 Elect Lawrence Culp as Director For Did Not
Management
Vote
4 Elect Crispin Davis as Director For Did Not Management
Vote
5 Elect Sir Robert Wilson as Director For Did Not Management
Vote
6 Elect Tachi Yamada as Director For Did Not Management
Vote
7 Re-elect Sir Christopher Hogg as Director For Did Not Management
Vote
8 Re-appoint PricewaterhouseCoopers LLP as For Did Not Management
Auditors of the Company Vote
9 Authorise Board to Fix Remuneration of For Did Not Management
the Auditors Vote
10 Authorise EU Political Donations up to For Did Not Management
Aggregate Nominal Amount of GBP 100,000 Vote
11 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 74,330,954
12 Authorise 594,647,632 Ordinary Shares for For Did Not Management
Market Purchase Vote
- --------------------------------------------------------------------------------
HARBIN BREWERY GROUP LTD
Ticker: Security ID: 6531537
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: JUN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of HK$0.021 Per For Did Not Management
Share Vote
3a1 Reelect Tong Kay Tak Tom as Director For Did Not Management
Vote
3a2 Reelect Zhu Wenwei as Director For Did Not Management
Vote
3a3 Reelect Sam Zuchowski as Director For Did Not Management
Vote
3a4 Reelect Roy E. Bagattini as Director For Did Not Management
Vote
3a5 Reelect Jonathan F. Solesbury as Director For Did Not Management
Vote
3b Approve Remuneration of Directors For Did Not Management
Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination of Directors, Vote
Material Interest of Directors in
Contracts Entered into by the Company
6 Approve Issuance of Shares Pursuant to For Did Not Management
the Share Option Scheme Vote
7 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
8 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
9 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
HEINEKEN NV
Ticker: Security ID: 2419176
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income For Did Not Management
Vote
4 Approve Discharge of Management Board For Did Not Management
Vote
5 Approve Discharge of Supervisory Board For Did Not Management
Vote
6 Approve Lowering in Par Value from EUR 2 For Did Not Management
to EUR 1.60 via a 5:4 (Five New Shares Vote
for Every Four Currently Held) Stock
Split
7 Amend Articles Re: 5:4 Stock Split; For Did Not Management
Editorial Changes Vote
8.1 Elect A. Risseeuwto Supervisory Board For Did Not Management
Vote
8.2 Elect R. Overgaauw to Supervisory Board Against Did Not Management
Vote
9.1 Elect K. Bueche to Management Board For Did Not Management
Vote
9.2 Elect J. Buijs to Management Board Against Did Not Management
Vote
10 Discussion about Company's Corporate None Did Not Management
Governance Report Vote
- --------------------------------------------------------------------------------
HEINEKEN NV
Ticker: Security ID: 7792559
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income For Did Not Management
Vote
4 Approve Discharge of Management Board For Did Not Management
Vote
5 Approve Discharge of Supervisory Board For Did Not Management
Vote
6 Approve Lowering in Par Value from EUR 2 For Did Not Management
to EUR 1.60 via a 5:4 (Five New Shares Vote
for Every Four Currently Held) Stock
Split
7 Amend Articles Re: 5:4 Stock Split; For Did Not Management
Editorial Changes Vote
8.1 Elect A. Risseeuwto Supervisory Board For Did Not Management
Vote
8.2 Elect R. Overgaauw to Supervisory Board Against Did Not Management
Vote
9.1 Elect K. Bueche to Management Board For Did Not Management
Vote
9.2 Elect J. Buijs to Management Board Against Did Not Management
Vote
10 Discussion about Company's Corporate None Did Not Management
Governance Report Vote
- --------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATION ORGANIZATION
Ticker: Security ID: 5051605
Meeting Date: DEC 1, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For Did Not Management
Vote
- --------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATION ORGANIZATION
Ticker: Security ID: 5051605
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify New Directors in Place of Resigned For Did Not Management
Ones Vote
2 Approve Reduction in Share Capital by For Did Not Management
Cancellation of 12.8 Million Shares Vote
3 Amend and Codify Articles of Association For Did Not Management
Vote
4 Present Statutory Reports For Did Not Management
Vote
5 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
6 Approve Allocation of Income For Did Not Management
Vote
7 Approve Discharge of Board and Auditors For Did Not Management
Vote
8 Approve Certified Auditors and One For Did Not Management
International Auditor and Authorize Board Vote
to Fix Their Remuneration
9 Approve Contracts Between Company and For Did Not Management
Board and Grant a Proxy for the Vote
Conclusion of These Contracts
10 Approve Remuneration of Directors for For Did Not Management
2003 and Determine Their Remuneration for Vote
2004
11 Approve Remuneration of Chairman of The For Did Not Management
Board, Managing Director and Executive Vote
Vice Chairman for 2003 and Determine
Their Remuneration for 2004
12 Approve Termination of Employment For Did Not Management
Agreements With Former Chairman, Managing Vote
Director and Executive Vice Chairman
13 Fix Number of and Elect Directors; For Did Not Management
Designate Independent Board Members Vote
14 Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
HITACHI HIGH-TECHNOLOGIES CORP.
Ticker: 8036 Security ID: 6642804
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion - Vote
Increase Maximum Number of Executive
Officers
2.1 Elect Director For Did Not Management
Vote
2.2 Elect Director For Did Not Management
Vote
2.3 Elect Director For Did Not Management
Vote
2.4 Elect Director For Did Not Management
Vote
2.5 Elect Director For Did Not Management
Vote
2.6 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
HONG KONG AND CHINA GAS CO. LTD.
Ticker: Security ID: 6436557
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Reelect Directors For Did Not Management
Vote
4 Reappoint PricewaterhouseCoopers as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
5 Approve Remuneration of Each Director at For Did Not Management
HK$130,000 Per Annum and Approve an Vote
Additional HK$130,000 Per Annum for the
Chairman
6a Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
6b Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6c Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
6d Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination of Directors Vote
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: JUL 22, 2003 Meeting Type: Special
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Agreement Entered into For Did Not Management
by Huaneng Power International Inc and Vote
China Huaneng Group
2.1 Approve Guarantee Agreements Entered into For Did Not Management
by China Huaneng Group and its Vote
Subsidiaries
2.2 Approve Loan Borrowing Agreement Entered For Did Not Management
into by China Huaneng Group and Shanxi Vote
Huaneng Yushe Power Limited Liability
Company
2.3 Approve Deposit and Borrowing Agreements For Did Not Management
Entered Among Henan Huaneng Qinbei Power Vote
Generation Ltd, Shanxi Huaneng Yushe
Power Ltd, China Huaneng Group Xindian
Power Plant, and China Huaneng Finance Co
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: JUN 15, 2004 Meeting Type: Special
Record Date: MAY 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ACQUISITION OF 40% For Did Not Management
INTEREST IN HEBEI HANFENG POWER Vote
GENERATION LIMITED LIABILITY COMPANY AND
90% INTEREST IN JINGGANGSHAN HUANENG
POWER GENERATION LIMITED LIABILITY
COMPANY.
2 TO APPROVE THE ACQUISITION OF 55% For Did Not Management
INTEREST IN HUANENG HUNAN YUEYANG POWER Vote
GENERATION LIMITED LIABILITY COMPANY, 60%
INTEREST IN HUANENG CHONGNING LUOBUANG
POWER GENERATION LIMITED LIABILITY
COMPANY, ALL AS MORE FULLY DESCRIBED IN
THE CIRCULAR.
3 TO APPROVE THE GUARANTEE ARRANGEMENTS AND For Did Not Management
AGREEMENTS, ALL AS MORE FULLY DESCRIBED Vote
IN THE CIRCULAR.
4 TO APPROVE THE ENTRUSTED LOAN For Did Not Management
ARRANGEMENT, ALL AS MORE FULLY DESCRIBED Vote
IN THE CIRCULAR.
5 TO APPROVE THE LOAN AND DEPOSIT For Did Not Management
ARRANGEMENT, ALL AS MORE FULLY DESCRIBED Vote
IN THE CIRCULAR.
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE WORKING For Did Not Management
REPORT FROM THE BOARD OF DIRECTORS OF THE Vote
COMPANY FOR YEAR 2003.
2 TO CONSIDER AND APPROVE THE WORKING For Did Not Management
REPORT FROM THE SUPERVISORY COMMITTEE OF Vote
THE COMPANY FOR YEAR 2003.
3 TO CONSIDER AND APPROVE THE AUDITED For Did Not Management
FINANCIAL STATEMENTS OF THE COMPANY FOR Vote
YEAR 2003.
4 Ratify Auditors For Did Not Management
Vote
5 TO CONSIDER AND APPROVE THE PROPOSAL For Did Not Management
REGARDING THE ADJUSTMENT OF THE Vote
REMUNERATION OF INDEPENDENT DIRECTORS.
6 TO CONSIDER AND APPROVE THE PROFIT For Did Not Management
DISTRIBUTION PLAN OF THE COMPANY FOR YEAR Vote
2003.
7 TO CONSIDER AND APPROVE THE PROPOSAL For Did Not Management
REGARDING ISSUE OF NEW SHARES BY Vote
CONVERSION OF THE ADDITIONAL PAID-IN
CAPITAL AND THE SURPLUS RESERVE FUND.
8 TO CONSIDER AND APPROVE THE PROPOSED For Did Not Management
AMENDMENTS TO THE ARTICLES OF Vote
ASSOCIATION.
- --------------------------------------------------------------------------------
ITO EN LTD.
Ticker: 2593 Security ID: 6455789
Meeting Date: JUL 29, 2003 Meeting Type: Annual
Record Date: APR 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 20, Vote
Final JY 23, Special JY 0
2 Authorize Share Repurchase Program For Did Not Management
Vote
3 Amend Articles to: Expand Business Lines For Did Not Management
- Lower Quorum Requirement for Special Vote
Business
4.1 Elect Director For Did Not Management
Vote
4.2 Elect Director For Did Not Management
Vote
5 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Special Bonus for Family of For Did Not Management
Deceased Director Vote
- --------------------------------------------------------------------------------
JAPAN SECURITIES FINANCE CO. LTD.
Ticker: 8511 Security ID: 6470760
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 7, Special JY 0
2 Amend Articles to: Decrease Authorized For Did Not Management
Capital to Reflect Share Repurchase - Vote
Reduce Directors' Term in Office -
Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
JSR CORP.
Ticker: 4185 Security ID: 6470986
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 4, Vote
Final JY 5, Special JY 0
2 Amend Articles to: Reduce Share Trading For Did Not Management
Unit from 1000 to 100 - Reduce Directors' Vote
Term in Office - Authorize Share
Repurchases at Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
3.15 Elect Director For Did Not Management
Vote
3.16 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Director For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: 6861 Security ID: 6490995
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 10, Vote
Final JY 10, Special JY 0
2 Amend Articles to: Change Accounting For Did Not Management
Period for Fiscal Year Beginning March Vote
21, 2004 for Tax Purposes
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Alternate Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonus for Statutory For Did Not Management
Auditor Vote
- --------------------------------------------------------------------------------
KOHNAN SHOJI CO., LTD.
Ticker: 7516 Security ID: 6504379
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim Ordinary Vote
JY 7.5, Interim Special JY 1.5, Final
Ordinary JY 7.5, Final Special JY 1.5
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
KONICA MINOLTA HOLDINGS INC. (FORMERLY KONICA CORP.)
Ticker: 4902 Security ID: 6496700
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director For Did Not Management
Vote
1.2 Elect Director For Did Not Management
Vote
1.3 Elect Director For Did Not Management
Vote
1.4 Elect Director For Did Not Management
Vote
1.5 Elect Director For Did Not Management
Vote
1.6 Elect Director For Did Not Management
Vote
1.7 Elect Director For Did Not Management
Vote
1.8 Elect Director For Did Not Management
Vote
1.9 Elect Director For Did Not Management
Vote
1.10 Elect Director For Did Not Management
Vote
1.11 Elect Director For Did Not Management
Vote
1.12 Elect Director For Did Not Management
Vote
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
- --------------------------------------------------------------------------------
KORTEK CORP.
Ticker: Security ID: 6377504
Meeting Date: MAR 19, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Did Not Management
Vote
2 Amend Articles of Incorporation For Did Not Management
Vote
3 Elect Director For Did Not Management
Vote
4 Approve Limit on Remuneration of For Did Not Management
Directors Vote
5 Approve Limit on Remuneration of Auditors For Did Not Management
Vote
6 Amend Terms of Severance Payments to For Did Not Management
Executives Vote
7 Approve Dividend of KRW 100 Per Share For Did Not Management
Vote
8 Approve Stock Option Grants For Did Not Management
Vote
- --------------------------------------------------------------------------------
KORTEK CORP.
Ticker: Security ID: 6377504
Meeting Date: OCT 24, 2003 Meeting Type: Special
Record Date: SEP 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director in Place of Retiring For Did Not Management
Director Vote
- --------------------------------------------------------------------------------
L'OREAL
Ticker: Security ID: 4057808
Meeting Date: APR 27, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Double-Voting Rights for Long-Term For Did Not Management
Registered Shareholders and Amend Vote
Articles of Association Accordingly
- --------------------------------------------------------------------------------
L'OREAL
Ticker: Security ID: 4057808
Meeting Date: APR 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Double-Voting Rights for Long-Term For Did Not Management
Registered Shareholders, Pending Approval Vote
of Item 3
2 Amend Articles of Association to Allow For Did Not Management
Registered Shareholders to Register Vote
Holdings in Their Name by the Day of the
Meeting, Pending Approval of Item 3
3 Approve Merger by Absorption of Gesparal; For Did Not Management
Approve Dissolution of Gesparal without Vote
Liquidation
4 Approve Reduction in Share Capital via For Did Not Management
Cancellation of L'Oreal Shares Held by Vote
Gesparal
5 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
L'OREAL
Ticker: Security ID: 4057808
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.10 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Rainer E. Gut as Director For Did Not Management
Vote
6 Elect Bernard Kasriel as Director For Did Not Management
Vote
7 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 1 Million Vote
8 Appoint PricewaterhouseCoopers Audit as For Did Not Management
Auditors and Yves Nicolas as Deputy Vote
Auditor
9 Appoint Deloitte Touche Tohmatsu Audit as For Did Not Management
Auditors and Jean-Paul Picard as Deputy Vote
Auditor
10 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
11 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
LINDT & SPRUENGLI AG
Ticker: Security ID: 5962309
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of Board and Senior For Did Not Management
Management Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 140 per Share Vote
4.1 Reelect Kurt Widmer and Rudolf Spruengli For Did Not Management
as Directors Vote
4.2 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors Vote
5 Approve Stock Option Plan for Key For Did Not Management
Employees; Approve Creation of CHF 5.1 Vote
Million Pool of Conditional Capital to
Guarantee Conversion Rights
- --------------------------------------------------------------------------------
LLOYDS TSB GROUP PLC (FORMERLY TSB GROUP)
Ticker: Security ID: 0870612
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3a Elect Peter Ayliffe as Director For Did Not Management
Vote
3b Elect Wolfgang Berndt as Director For Did Not Management
Vote
3c Elect Angela Knight as Director For Did Not Management
Vote
3d Elect Helen Weir as Director For Did Not Management
Vote
4a Re-elect Ewan Brown as Director For Did Not Management
Vote
4b Re-elect Eric Daniels as Director For Did Not Management
Vote
4c Re-elect David Pritchard as Director For Did Not Management
Vote
4d Re-elect Maarten van den Bergh as For Did Not Management
Director Vote
5 Re-appoint PricewaterhouseCoopers LLP as For Did Not Management
Auditors of the Company Vote
6 Authorise Board to Fix Remuneration of For Did Not Management
the Auditors Vote
7 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 334,068,329; USD 40,000,000; EUR
40,000,000 and JPY 1,250,000,000
8 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 70,913,582
9 Authorise 567 Million Ordinary Shares for For Did Not Management
Market Purchase Vote
10 Adopt New Articles of Association For Did Not Management
Vote
11 Approve Lloyds TSB Performance Share Plan For Did Not Management
and Amend Lloyds TSB Group No 2 Executive Vote
Share Options Scheme 1997
- --------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG.A Security ID: 2554475
Meeting Date: AUG 19, 2003 Meeting Type: Special
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For Did Not Management
Vote
1 Approve Spin-Off Agreement For Did Not Management
Vote
- --------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG.A Security ID: 2554475
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Fike For Did Not Management
Vote
1.2 Elect Director Manfred Gingl For Did Not Management
Vote
1.3 Elect Director Michael D. Harris For Did Not Management
Vote
1.4 Elect Director Edward C. Lumley For Did Not Management
Vote
1.5 Elect Director Klaus Mangold For Did Not Management
Vote
1.6 Elect Director Karlheinz Muhr For Did Not Management
Vote
1.7 Elect Director Gerhard Randa For Did Not Management
Vote
1.8 Elect Director Donald Resnick For Did Not Management
Vote
1.9 Elect Director Royden R. Richardson For Did Not Management
Vote
1.10 Elect Director Frank Stronach For Did Not Management
Vote
1.11 Elect Director Franz Vranitzky For Did Not Management
Vote
1.12 Elect Director Siegfried Wolf For Did Not Management
Vote
2 Ratify Ernst & Young LLP as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
MI DEVELOPMENTS INC
Ticker: MIM.A Security ID: 2014140
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan up to 2.85 For Did Not Management
Million Shares Vote
2.1 Elect Director Barry Byrd For Did Not Management
Vote
2.2 Elect Director William G. Davis For Did Not Management
Vote
2.3 Elect Director Philip Fricke For Did Not Management
Vote
2.4 Elect Director Manfred Jakszus For Did Not Management
Vote
2.5 Elect Director Frank Stronach For Did Not Management
Vote
2.6 Elect Director Brian Tobin For Did Not Management
Vote
3 Ratify PricewaterhouseCoopers LLP as For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
MILLEA HOLDINGS INC.
Ticker: 8766 Security ID: 6513126
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 11,000, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Director For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
MIMASU SEMICONDUCTOR INDUSTRY CO. LTD.
Ticker: 8155 Security ID: 6594604
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: MAY 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 10, Special JY 0
2 Authorize Share Repurchase Program For Did Not Management
Vote
3 Amend Articles to: Lower Quorum For Did Not Management
Requirement for Special Business Vote
4.1 Elect Director For Did Not Management
Vote
4.2 Elect Director For Did Not Management
Vote
4.3 Elect Director For Did Not Management
Vote
4.4 Elect Director For Did Not Management
Vote
4.5 Elect Director For Did Not Management
Vote
4.6 Elect Director For Did Not Management
Vote
5.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Retirement Bonus for Statutory For Did Not Management
Auditor Vote
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: 6335171
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends on Ordinary Vote
Shares: Interim JY 0, Final JY 6000,
Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
MITSUI O.S.K. LINES LTD.
Ticker: 9104 Security ID: 6597584
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 4, Vote
Final JY 6, Special JY 1
2 Amend Articles to: Expand Board For Did Not Management
Eligibility - Authorize Share Repurchases Vote
at Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
4 Approve Retirement Bonus for Director For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: Security ID: 5294121
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.25 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Elect Ulrich Hartmann, Henning Kagermann, For Did Not Management
Hubert Merkl, Wolfgang Mayrhuber, Karel Vote
van Miert, Heinrich von Pierer, Bernd
Pischetsrieder, Hans-Juergen Schinzler,
Albrecht Schmidt, and Ron Sommer to the
Supervisory Board
6 Authorize Repurchase of up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Approve Creation of EUR 280 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
- --------------------------------------------------------------------------------
NESTLE SA
Ticker: Security ID: 7123870
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and Statutory For Did Not Management
Reports Vote
1b Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Discharge of Board and Senior For Did Not Management
Management Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 7.20 per Share Vote
4a Elect Edward George as Directors For Did Not Management
Vote
4b Elect Kaspar Villiger as Directors For Did Not Management
Vote
4c Elect Rolf Haenggi as Directors For Did Not Management
Vote
4d Elect Daniel Borel as Directors For Did Not Management
Vote
4e Elect Carolina Mueller as Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: 7201 Security ID: 6642860
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 8, Vote
Final JY 11, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3 Approve Executive Stock Option Plan For Did Not Management
Vote
4 Authorize Share Repurchase Program For Did Not Management
Vote
5.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.5 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Retirement Bonuses for Statutory For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: 6643108
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
2 Approve Executive Stock Option Plan and For Did Not Management
Deep-Discount Stock Option Plan Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: Security ID: 7103065
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: FEB 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of the Board and Senior For Did Not Management
Management Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 1.00 per Share Vote
4 Approve Transfer of CHF 360.9 Million For Did Not Management
from General Reserves to Free Reserves Vote
5 Approve CHF 12.1 Million Reduction in For Did Not Management
Share Capital via Share Cancellation Vote
6 Authorize Repurchase of up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Amend Articles Re: Reduce Board Terms For Did Not Management
from Four to Three Years Vote
8.1 Approve Resignation of Walter Frehner and For Did Not Management
Heini Lippuner Vote
8.2 Elect Helmut Sihler, Hans-Joerg Rudloff For Did Not Management
and Daniel Vasella as Directors Vote
9 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA )
Ticker: Security ID: 7107250
Meeting Date: DEC 23, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Location of Registered For Did Not Management
Office/Headquarters Vote
2 Approve Final Terms of 2003 Collective For Did Not Management
Labor Agreement Between Opap SA and Vote
Employee Union
3 Transact Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA )
Ticker: Security ID: 7107250
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Approve Discharge of Management Board and For Did Not Management
Auditors Vote
4 Approve Two Ordinary, Two Deputy Chart For Did Not Management
Auditors and Determination of Their Vote
Remuneration
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Participation of Board Members in For Did Not Management
Committees and Approval of Remuneration Vote
for the Fiscal Year of 2004
7 Ratify Appointment of Directors For Did Not Management
Vote
8 Approve Acquisitions of Gaming Companies For Did Not Management
and Companies Related to Technological Vote
Development in Cyprus
9 Allow Questions For Did Not Management
Vote
- --------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA )
Ticker: Security ID: 7107250
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Approve Discharge of Management and For Did Not Management
Auditors Vote
4 Approve Two Auditors and Two Alternates For Did Not Management
Vote
5 Approve Remuneration of Directors and For Did Not Management
Secretary of the Board Vote
6 Approve of Board Members In Committees For Did Not Management
and Fix Their Remuneration for 2004 Vote
7 Ratify Previous Election of Board Members For Did Not Management
and Elect Directors Vote
8 Authorize Board of Directors to Sign For Did Not Management
Contract and Definition of Monthly Vote
Compensation of Chairman and New Managers
of the Company
9 Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA )
Ticker: Security ID: 7107250
Meeting Date: OCT 29, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Apporval of the Contract for 2003 with For Did Not Management
Labor Union of Opap Vote
2 Approval of Sponsorship Plan for 2003 and For Did Not Management
Preapproval for 2004 Vote
3 Approval of Employee Compensation from For Did Not Management
March to July 2003 Vote
4 Elect Directors; Amendment to Bylaws For Did Not Management
Vote
5 Approve Qualification of Board Members For Did Not Management
Vote
6 Approve Employment Contract of Managing For Did Not Management
Director Vote
7 Amend Articles Re: Management For Did Not Management
Vote
8 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
ORTIVUS AB
Ticker: Security ID: 5453234
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Elect Chairman of Meeting For Did Not Management
Vote
3 Prepare and Approve List of Shareholders For Did Not Management
Vote
4 Designate Inspector or Shareholder For Did Not Management
Representative(s) of Minutes of Meeting Vote
5 Acknowledge Proper Convening of Meeting For Did Not Management
Vote
6 Approve Agenda of Meeting For Did Not Management
Vote
7 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
8 Receive President's Report None Did Not Management
Vote
9 Receive Auditor's Report None Did Not Management
Vote
10 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
11 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
12 Approve Discharge of Board and President For Did Not Management
Vote
13 Determine Number of Members (7) and For Did Not Management
Deputy Members (0) of Board; Determine Vote
Number of Auditors (1) and Deputy
Auditors (1)
14 Approve Remuneration of Directors; For Did Not Management
Approve Remuneration of Auditors Vote
15 Reelect Akbar Seddigh, Rolf Lydahl, For Did Not Management
Lennart Ribohn, Jack Forsgren, Egon Vote
Jonsson, and Jan Wurtz as Directors;
Elect Yvonne Maartensson as New Director
16 Ratify Auditors For Did Not Management
Vote
17 Elect Members of Nominating Committee For Did Not Management
Vote
18.1 Shareholder Proposal: Authorize Board to None Did Not Shareholder
Establish a Remuneration Committee Vote
18.2 Shareholder Proposal: Authorize Board to None Did Not Shareholder
Establish an Audit Committee Vote
19 Approve Creation of SEK 3.5 Million Pool For Did Not Management
of Conditional Capital without Preemptive Vote
Rights
20 Close Meeting None Did Not Management
Vote
- --------------------------------------------------------------------------------
PEOPLE'S FOOD HOLDINGS LTD
Ticker: Security ID: 6336334
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For Did Not Management
and Auditors' Reports Vote
2 Declare Final Dividend of RMB0.082 Per For Did Not Management
Share Vote
3 Reelect Zhou Lian Kui as Director For Did Not Management
Vote
4 Reelect Zhou Lian Liang as Director For Did Not Management
Vote
5 Approve Directors' Fees of RMB731,000 for For Did Not Management
the Year Ended Dec. 31, 2003 Vote
6 Reappoint Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
7 Approve Issuance of Shares without For Did Not Management
Preemptive Rights Vote
8 Authorize Share Repurchase Program For Did Not Management
Vote
9 Amend the Company's Bylaws For Did Not Management
Vote
- --------------------------------------------------------------------------------
PERMASTEELISA SPA
Ticker: Security ID: 5729418
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For Did Not Management
Reports, and Allocation of Income Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Elect Directors, Internal Statutory For Did Not Management
Auditors, and Chairman of the Internal Vote
Statutory Auditors' Board; Approve
Remuneration of Directors and Auditors
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
- --------------------------------------------------------------------------------
PERMASTEELISA SPA
Ticker: Security ID: 5729418
Meeting Date: APR 29, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For Did Not Management
Reports, and Allocation of Income Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Elect Directors, Internal Statutory For Did Not Management
Auditors, and Chairman of the Internal Vote
Statutory Auditors' Board; Approve
Remuneration of Directors and Auditors
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
- --------------------------------------------------------------------------------
PIONEER CORPORATION
Ticker: 6773 Security ID: 6688745
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 12.5, Vote
Final JY 12.5, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
Vote
6 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
RECKITT BENCKISER PLC (FORMERLY RECKITT & COLMAN PLC )
Ticker: Security ID: 0727871
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3 Approve Final Dividend of 14 Pence Per For Did Not Management
Ordinary Share Vote
4 Re-elect George Greener as Director For Did Not Management
Vote
5 Re-elect Peter White as Director For Did Not Management
Vote
6 Re-elect Colin Day as Director For Did Not Management
Vote
7 Elect Judith Sprieser as Director For Did Not Management
Vote
8 Elect Kenneth Hydon as Director For Did Not Management
Vote
9 Re-appoint PricewaterhouseCoopers LLP as For Did Not Management
Auditors and Authorise Board to Fix Vote
Remuneration of Auditors
10 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 24,842,000
11 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,726,000
12 Authorise 70,800,000 Ordinary Shares for For Did Not Management
Market Purchase Vote
- --------------------------------------------------------------------------------
RENAULT
Ticker: Security ID: 4712798
Meeting Date: APR 16, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
3 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 1.40 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Francois de Combret as Director For Did Not Management
Vote
6 Reelect Bernard Larrouturou as Director For Did Not Management
Vote
7 Elect Jean-Louis Girodolle as Director For Did Not Management
Vote
8 Elect Itaru Koeda as Director For Did Not Management
Vote
9 Elect Francois Pinault as Director For Did Not Management
Vote
10 Approve Discharge of Yoshikazu Hanawa For Did Not Management
Vote
11 Approve Discharge of Bruno Bezard For Did Not Management
Vote
12 Approve Discharge of Jeanne Seyvet For Did Not Management
Vote
13 Confirm Receipt of Special Auditors' For Did Not Management
Report Regarding Remuneration of Vote
Participating Stock
14 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
15 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Aggregate Amount of EUR 4 Billion Vote
16 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
17 Maintain Authority to Issue Equity and For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights Submitted to
Shareholder Vote on April 29, 2003, to
Increase Capital by Up to EUR 300 Million
18 Amend Articles of Association to Increase For Did Not Management
the Number of Directors to Be Elected by Vote
Shareholders
19 Amend Articles of Association to Reflect For Did Not Management
Financial Security Legislation Re: Vote
Shareholding Disclosure Requirement
20 Elect Charles de Croisset as Director For Did Not Management
Vote
21 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
RENAULT
Ticker: Security ID: 4712798
Meeting Date: APR 30, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
3 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 1.40 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Francois de Combret as Director For Did Not Management
Vote
6 Reelect Bernard Larrouturou as Director For Did Not Management
Vote
7 Elect Jean-Louis Girodolle as Director For Did Not Management
Vote
8 Elect Itaru Koeda as Director For Did Not Management
Vote
9 Elect Francois Pinault as Director For Did Not Management
Vote
10 Approve Discharge of Yoshikazu Hanawa For Did Not Management
Vote
11 Approve Discharge of Bruno Bezard For Did Not Management
Vote
12 Approve Discharge of Jeanne Seyvet For Did Not Management
Vote
13 Confirm Receipt of Special Auditors' For Did Not Management
Report Regarding Remuneration of Vote
Participating Stock
14 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
15 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Aggregate Amount of EUR 4 Billion Vote
16 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
17 Maintain Authority to Issue Equity and For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights Submitted to
Shareholder Vote on April 29, 2003, to
Increase Capital by Up to EUR 300 Million
18 Amend Articles of Association to Increase For Did Not Management
the Number of Directors to Be Elected by Vote
Shareholders
19 Amend Articles of Association to Reflect For Did Not Management
Financial Security Legislation Re: Vote
Shareholding Disclosure Requirement
20 Elect Charles de Croisset as Director For Did Not Management
Vote
21 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
REPSOL YPF SA (FORMERLY REPSOL, S.A.)
Ticker: Security ID: 5669354
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For Did Not Management
of Income and Distribution of Dividend of Vote
EUR 0.40 Per Share, and Discharge
Directors
2 Elect Management Board For Did Not Management
Vote
3 Approve Deloitte & Touche Espana Auditors For Did Not Management
SL as Auditors Vote
4 Authorize Repurchase of Shares up to a For Did Not Management
Maximum of Five Percent of Capital Vote
5 Amend Articles Re: Legal Provisions For Did Not Management
Governing the Company, Shareholders Vote
Meeting, Right of Attendance,
Representation, Board Composition,
Administrators' Liability, and Debentures
Issuance
6 Amend Articles Re: Regulations of the For Did Not Management
General Shareholder's Meeting Vote
7 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
RIO TINTO LTD. (FORMERLY CRA LTD.)
Ticker: RIO Security ID: 6220103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of Share Buy-Back For Did Not Management
Authorities Vote
2 Approve Adoption of Executive Incentive For Did Not Management
Plans (Mining Companies Comparative Plan Vote
2004 and Share Option Plan 2004)
3 Approve Awards to Directors Under For Did Not Management
Executive Incentive and Share Savings Vote
Plans
4 Elect John Kerr as Director For Did Not Management
Vote
5 Elect Leigh Clifford as Director For Did Not Management
Vote
6 Elect Guy Elliot as Director For Did Not Management
Vote
7 Elect Richard Sykes as Director For Did Not Management
Vote
8 Elect Richard Giordano as Director For Did Not Management
Vote
9 Approve the Remuneration Report as Set For Did Not Management
Out in the 2003 Annual Review and the Vote
2003 Annual Report and Financial
Statements
10 Approve PricewaterhouseCoopers as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
11 Approve the Company's Financial For Did Not Management
Statements, the Report of the Directors Vote
and the Report of the Auditors in the
Year Ended Dec. 31, 2003
- --------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC (THE)
Ticker: Security ID: 0754783
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3 Approve Final Dividend of 35.7 Pence Per For Did Not Management
Share Vote
4 Re-elect Emilio Botin as Director For Did Not Management
Vote
5 Re-elect Lawrence Fish as Director For Did Not Management
Vote
6 Re-elect Sir Angus Grossart as Director For Did Not Management
Vote
7 Re-elect Sir George Mathewson as Director For Did Not Management
Vote
8 Re-elect Gordon Pell as Director For Did Not Management
Vote
9 Re-elect Iain Robertson as Director For Did Not Management
Vote
10 Re-elect Sir Iain Vallance as Director For Did Not Management
Vote
11 Re-appoint Deloitte and Touche LLP as For Did Not Management
Auditors of the Company Vote
12 Authorise Board to Fix Remuneration of For Did Not Management
the Auditors Vote
13 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 247,120,127
14 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 37,068,019
15 Authorise 296,544,152 Ordinary Shares for For Did Not Management
Market Purchase Vote
16 Approve Increase in Authorised Capital by For Did Not Management
Creation of 110 Million Category II Vote
Non-cumulative Dollar Preference Shares;
Issue Equity with Pre-emptive Rights up
to All the Existing Preference Shares
17 Amend Articles Re: Preference Shares For Did Not Management
Vote
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: Security ID: 6771720
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Appropriation of Income, with Total Vote
Dividend of KRW 5500 Per Share
2.1 Elect Two Outside Directors For Did Not Management
Vote
2.2 Appoint One Member of Audit Committee For Did Not Management
Vote
2.3 Elect One Executive Director For Did Not Management
Vote
3 Approve Limit on Remuneration of For Did Not Management
Directors Vote
- --------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO.
Ticker: Security ID: 6155250
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Did Not Management
Dividends of KRW 1000 Per Share Vote
2 Amend Articles of Incorporation in For Did Not Management
Connection with Changes to Korean Laws Vote
3 Elect Director For Did Not Management
Vote
4 Approve Limit on Remuneration of For Did Not Management
Directors Vote
5 Approve Stock Option Grants For Did Not Management
Vote
- --------------------------------------------------------------------------------
SAPPI LTD.
Ticker: Security ID: 803069202
Meeting Date: MAR 1, 2004 Meeting Type: Annual
Record Date: JAN 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 CONFIRMATION OF APPOINTMENT OF DIRECTOR For Did Not Management
APPOINTED SINCE THE LAST ANNUAL GENERAL Vote
MEETING: MR J C A LESLIE
2 CONFIRMATION OF APPOINTMENT OF DIRECTOR For Did Not Management
APPOINTED SINCE THE LAST ANNUAL GENERAL Vote
MEETING: MR H C J MAMSCH
3 RE-ELECTION OF RETIRING DIRECTOR: MR M R For Did Not Management
HAYMON Vote
4 RE-ELECTION OF RETIRING DIRECTOR: MR E For Did Not Management
VAN AS Vote
5 RE-ELECTION OF RETIRING DIRECTOR: MR D G For Did Not Management
WILSON Vote
6 SPECIAL RESOLUTION NUMBER 1 - A GENERAL For Did Not Management
APPROVAL FOR THE COMPANY AND ITS Vote
SUBSIDIARIES TO ACQUIRE SAPPI LIMITED
SHARES.
7 ORDINARY RESOLUTION NUMBER 1 - SPECIFIC For Did Not Management
APPROVAL TO SELL TREASURY SHARES TO THE Vote
SAPPI SHARE INCENTIVE SCHEME.
8 ORDINARY RESOLUTION NUMBER 2 - PLACING For Did Not Management
ALL THE UNISSUED ORDINARY SHARES IN THE Vote
AUTHORISED SHARE CAPITAL OF THE COMPANY
UNDER THE CONTROL OF THE DIRECTORS OF THE
COMPANY WITH THE AUTHORITY TO ALLOT AND
ISSUE SAME IN TERMS OF THE COMPANIES ACT
AND THE LIST
9 ORDINARY RESOLUTION NUMBER 3 - AUTHORITY For Did Not Management
FOR DIRECTORS TO SIGN ALL DOCUMENTS AND Vote
DO ALL SUCH THINGS NECESSARY TO IMPLEMENT
THE ABOVE RESOLUTIONS. *** VOTING CUT-OFF
DATE: NO LATER THAN FEBRUARY 23, 2004 ***
- --------------------------------------------------------------------------------
SERCO GROUP PLC
Ticker: Security ID: 0797379
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3 Approve Final Dividend of 1.62 Pence Per For Did Not Management
Share Vote
4 Re-elect Kevin Beeston as Director For Did Not Management
Vote
5 Re-elect Ralph Hodge as Director For Did Not Management
Vote
6 Elect David Richardson as Director For Did Not Management
Vote
7 Elect Margaret Ford as Director For Did Not Management
Vote
8 Re-appoint Deloitte and Touche LLP as For Did Not Management
Auditors and Authorise Board to Fix Vote
Remuneration of Auditors
9 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 2,870,902
10 Authorise the Company to Grant EU For Did Not Management
Political Donations up to Aggregate Vote
Nominal Amount of GBP 50,000
11 Authorise Serco Limited, a Wholly-owned For Did Not Management
Subsidiary of the Company, to Grant EU Vote
Political Donations up to Aggregate
Nominal Amount of GBP 50,000
12 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 434,985
13 Authorise 43,488,084 Ordinary Shares for For Did Not Management
Market Purchase Vote
14 Adopt New Articles of Association For Did Not Management
Vote
- --------------------------------------------------------------------------------
SGL CARBON AG
Ticker: Security ID: 4818351
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Discharge of Management Board For Did Not Management
Vote
3 Approve Discharge of Supervisory Board For Did Not Management
Vote
4 Ratify Ernst & Young AG as Auditors For Did Not Management
Vote
5 Elect Max Dietrich Kley to the For Did Not Management
Supervisory Board Vote
6 Approve Creation of EUR 71.5 Million Pool For Did Not Management
of Conditional Capital without Preemptive Vote
Rights
7 Approve Issuance of Convertible Bonds For Did Not Management
and/or Bonds without Warrants Attached up Vote
to Aggregate Nominal Amount of EUR 300
Million with Preemptive Rights; Approve
Creation of EUR 38.4 Million Pool of
Conditional Capital to Guarantee
Conversion Rights
8 Approve Stock Appreciation Rights Plan For Did Not Management
for Key Employees; Approve Use of 1.6 Vote
Million Shares in Connection with Stock
Appreciation Rights Plan
9 Amend Articles Re: Require Electronic For Did Not Management
Publication of Meeting Announcements and Vote
Invitations to Shareholder Meetings
10 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
- --------------------------------------------------------------------------------
SGL CARBON AG
Ticker: Security ID: 4818351
Meeting Date: JAN 15, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report about Refinancing Plan None Did Not Management
Vote
2 Approve Creation of EUR 85.2 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
- --------------------------------------------------------------------------------
SHARP CORP.
Ticker: 6753 Security ID: 6800602
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 8, Vote
Final JY 10, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
3.15 Elect Director For Did Not Management
Vote
3.16 Elect Director For Did Not Management
Vote
3.17 Elect Director For Did Not Management
Vote
3.18 Elect Director For Did Not Management
Vote
3.19 Elect Director For Did Not Management
Vote
3.20 Elect Director For Did Not Management
Vote
3.21 Elect Director For Did Not Management
Vote
3.22 Elect Director For Did Not Management
Vote
3.23 Elect Director For Did Not Management
Vote
3.24 Elect Director For Did Not Management
Vote
3.25 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Special Bonus for Family of For Did Not Management
Deceased Director and Approve Retirement Vote
Bonuses for Directors
- --------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: 4063 Security ID: 6804585
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 8, Vote
Final JY 8, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
4 Approve Retirement Bonuses for Directors For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
SHUN TAK HOLDINGS LTD.
Ticker: Security ID: 6806633
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: MAY 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of HK$0.035 Per For Did Not Management
Share Vote
3a1 Reelect Robert Kwan as Director For Did Not Management
Vote
3a2 Reelect Daisy Ho as Director For Did Not Management
Vote
3a3 Reelect Ambrose So as Director For Did Not Management
Vote
3a4 Reelect David Shum as Director For Did Not Management
Vote
3b Fix Directors' Remuneration For Did Not Management
Vote
4 Approve H.C. Watt & Company Limited as For Did Not Management
Auditors and Fix Their Remuneration Vote
5 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
6a Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6b Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
SHUN TAK HOLDINGS LTD.
Ticker: Security ID: 6806633
Meeting Date: JUN 3, 2004 Meeting Type: Special
Record Date: MAY 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Voting at General For Did Not Management
Meetings, Material Interest of Directors Vote
in Contracts Entered into by the Company,
Nomination of Directors, Board Meeting
Quorum, Delegation of Board's Power,
Authorities and Discretions
- --------------------------------------------------------------------------------
SIAM CEMENT PUBLIC CO. LTD.
Ticker: Security ID: 6609906
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Allocation of Income and Final For Did Not Management
Dividend of Baht 3.5 per Share Vote
4 Elect Directors For Did Not Management
Vote
5 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
6 Amend Articles of Association For Did Not Management
Vote
7 Approve Remuneration of Directors For Did Not Management
Vote
8 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
SIAM COMMERCIAL BANK PCL
Ticker: Security ID: 6889935
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Directors' Report For Did Not Management
Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Allocation of Income and Dividend For Did Not Management
of Baht 1.40 Per Share Vote
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Elect Directors For Did Not Management
Vote
7 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
8 Amend Articles of Association For Did Not Management
Vote
9 Amend Articles/Charter to Reflect Changes For Did Not Management
in Capital Vote
10 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
SUMITOMO TRUST & BANKING CO. LTD.
Ticker: 8403 Security ID: 6859002
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends on Ordinary Vote
Shares: Interim JY 0, Final JY 6, Special
JY 0
2 Amend Articles to: Decrease Authorized For Did Not Management
Preferred Share Capital to Reflect Vote
Conversion of Preferred to Ordinary
Shares - Authorize Share Repurchases at
Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditors Vote
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 2861142
Meeting Date: APR 29, 2004 Meeting Type: Annual/Special
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For Did Not Management
Vote
1.2 Elect Director Brian A. Canfield For Did Not Management
Vote
1.3 Elect Director Susan E. Crocker For Did Not Management
Vote
1.4 Elect Director Bryan P. Davies For Did Not Management
Vote
1.5 Elect Director Brian A. Felesky For Did Not Management
Vote
1.6 Elect Director John T. Ferguson For Did Not Management
Vote
1.7 Elect Director W. Douglas Ford For Did Not Management
Vote
1.8 Elect Director Richard L. George For Did Not Management
Vote
1.9 Elect Director John R. Huff For Did Not Management
Vote
1.10 Elect Director Robert W. Korthals For Did Not Management
Vote
1.11 Elect Director M. Ann McCaig For Did Not Management
Vote
1.12 Elect Director Michael W. O'Brien For Did Not Management
Vote
1.13 Elect Director JR Shaw For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Submit New Participants in the Senior Against Did Not Shareholder
Executive Retirement Plan to a Vote
Shareholder Vote
- --------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO. LTD.
Ticker: 4502 Security ID: 6870445
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 36, Vote
Final JY 41, Special JY 0
2 Amend Articles to: Change Company Name in For Did Not Management
English to Takeda Pharmaceutical Co. Ltd. Vote
- Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonus for Statutory For Did Not Management
Auditor Vote
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: Security ID: 5732524
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For Did Not Management
of Income, and Discharge Directors Vote
2 Approve Dividend Per Share For Did Not Management
Vote
3 Approve Auditors For Did Not Management
Vote
4 Authorize Repurchase of Shares For Did Not Management
Vote
5 Approve General Meeting Guidelines For Did Not Management
Vote
6 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: Security ID: 5732524
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For Did Not Management
of Income, and Discharge Directors Vote
2 Approve Dividend Per Share For Did Not Management
Vote
3 Approve Auditors For Did Not Management
Vote
4 Authorize Repurchase of Shares For Did Not Management
Vote
5 Approve General Meeting Guidelines For Did Not Management
Vote
6 Authorize Board to Ratify and Execute For Did Not Management
Approved Resolutions Vote
- --------------------------------------------------------------------------------
TELENOR ASA
Ticker: Security ID: 4732495
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting For Did Not Management
Vote
2 Designate Inspector or Shareholder For Did Not Management
Representative(s) of Minutes of Meeting Vote
3 Approve Financial Statements, Allocation For Did Not Management
of Income and Dividends of NOK 1 Per Vote
Share
4 Approve Remuneration of Auditors For Did Not Management
Vote
5 Approve NOK 332.7 Million Reduction in For Did Not Management
Share Capital via Share Cancellation; Vote
Approve Repurchase of 14.5 Million Shares
from the Kingdom of Norway; Approve
Transfer of NOK 543.4 Million from Share
Premium Reserve to Other Equity
6.1 Approve Creation of NOK 524.8 Million For Did Not Management
Pool of Conditional Capital without Vote
Preemptive Rights
6.2 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
- --------------------------------------------------------------------------------
THAI UNION FROZEN PRODUCTS PCL
Ticker: Security ID: 6422716
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of EGM For Did Not Management
Vote
2 Accept Report on Company Performance in For Did Not Management
2003 Vote
3 Approve Financial Statements, Allocation For Did Not Management
of Income and Final Dividend of Baht 0.66 Vote
per Share
4 Elect Directors and Fix Their For Did Not Management
Remuneration Vote
5 Approve Ernst & Young Office Limited as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
6 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
THAI UNION FROZEN PRODUCTS PCL
Ticker: Security ID: 6422716
Meeting Date: AUG 26, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Approve Reduction in Stated Capital to For Did Not Management
Baht 859 Million Vote
3 Approve Increase in Stated Capital to For Did Not Management
Baht 885 Million Vote
4 Approve Issuance of Non-Transferable For Did Not Management
Warrants to Not More Than 26 Million Vote
Units
5 Approve the Issuance of 26 Million Shares For Did Not Management
Reserved Exclusively for the Conversion Vote
of Warrants
6 Amend Articles of Association Re: For Did Not Management
Connected Transactions and Acquisition or Vote
Disposal of Substantial Assets
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
TOPPAN PRINTING CO. LTD.
Ticker: 7911 Security ID: 6897024
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 8, Vote
Final JY 9, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion - Limit Vote
Directors' and Internal Auditors' Legal
Liability
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
3.15 Elect Director For Did Not Management
Vote
3.16 Elect Director For Did Not Management
Vote
3.17 Elect Director For Did Not Management
Vote
3.18 Elect Director For Did Not Management
Vote
3.19 Elect Director For Did Not Management
Vote
3.20 Elect Director For Did Not Management
Vote
3.21 Elect Director For Did Not Management
Vote
3.22 Elect Director For Did Not Management
Vote
3.23 Elect Director For Did Not Management
Vote
3.24 Elect Director For Did Not Management
Vote
3.25 Elect Director For Did Not Management
Vote
3.26 Elect Director For Did Not Management
Vote
3.27 Elect Director For Did Not Management
Vote
3.28 Elect Director For Did Not Management
Vote
3.29 Elect Director For Did Not Management
Vote
3.30 Elect Director For Did Not Management
Vote
3.31 Elect Director For Did Not Management
Vote
4 Approve Retirement Bonuses for Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: Security ID: 4905413
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 4.70 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital and Reissuance of Vote
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For Did Not Management
Vote
7 Reelect Thierry Desmarest as Director For Did Not Management
Vote
8 Reelect Thierry de Rudder as Director For Did Not Management
Vote
9 Reelect Serge Tchuruk as Director For Did Not Management
Vote
10 Elect Daniel Boeuf as Representative of For Did Not Management
Employee Shareholders to the Board Vote
11 Elect Philippe Marchandise as Against Did Not Management
Representative of Employee Shareholders Vote
to the Board
12 Elect Cyril Mouche as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
13 Elect Alan Cramer as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
14 Ratify Ernst & Young Audit as Auditors For Did Not Management
Vote
15 Ratify KPMG Audit as Auditors For Did Not Management
Vote
16 Ratify Pierre Jouanne as Alternate For Did Not Management
Auditor Vote
17 Ratify Jean-Luc Decornoy as Alternate For Did Not Management
Auditor Vote
18 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 900,000 Vote
19 Approve Stock Option Plan Grants For Did Not Management
Vote
20 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: Security ID: 4905413
Meeting Date: MAY 14, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 4.70 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital and Reissuance of Vote
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For Did Not Management
Vote
7 Reelect Thierry Desmarest as Director For Did Not Management
Vote
8 Reelect Thierry de Rudder as Director For Did Not Management
Vote
9 Reelect Serge Tchuruk as Director For Did Not Management
Vote
10 Elect Daniel Boeuf as Representative of For Did Not Management
Employee Shareholders to the Board Vote
11 Elect Philippe Marchandise as Against Did Not Management
Representative of Employee Shareholders Vote
to the Board
12 Elect Cyril Mouche as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
13 Elect Alan Cramer as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
14 Ratify Ernst & Young Audit as Auditors For Did Not Management
Vote
15 Ratify KPMG Audit as Auditors For Did Not Management
Vote
16 Ratify Pierre Jouanne as Alternate For Did Not Management
Auditor Vote
17 Ratify Jean-Luc Decornoy as Alternate For Did Not Management
Auditor Vote
18 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 900,000 Vote
19 Approve Stock Option Plan Grants For Did Not Management
Vote
20 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
TOYAMA CHEMICAL
Ticker: 4518 Security ID: 6899600
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
2.1 Elect Director For Did Not Management
Vote
2.2 Elect Director For Did Not Management
Vote
2.3 Elect Director For Did Not Management
Vote
2.4 Elect Director For Did Not Management
Vote
2.5 Elect Director For Did Not Management
Vote
2.6 Elect Director For Did Not Management
Vote
2.7 Elect Director For Did Not Management
Vote
2.8 Elect Director For Did Not Management
Vote
2.9 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
TOYO TIRE & RUBBER CO. LTD.
Ticker: 5105 Security ID: 6900182
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 7, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion - Vote
Streamline Board Structure
3 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonus for Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
TOYS 'R' US-JAPAN LTD.
Ticker: 7645 Security ID: 6236069
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: JAN 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 30, Special JY 0
2 Amend Articles to: Reduce Directors' Term For Did Not Management
in Office - Authorize Share Repurchases Vote
at Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
4 Approve Retirement Bonus for Director For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
TSUDAKOMA CORP.
Ticker: 6217 Security ID: 6906748
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: NOV 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 3, Special JY 0
2 Approve Reduction in Capital Reserves For Did Not Management
Vote
3 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Discretion of Board - Vote
Allow Appointment of Supplementary
Statutory Auditors
4.1 Elect Director For Did Not Management
Vote
4.2 Elect Director For Did Not Management
Vote
4.3 Elect Director For Did Not Management
Vote
4.4 Elect Director For Did Not Management
Vote
4.5 Elect Director For Did Not Management
Vote
4.6 Elect Director For Did Not Management
Vote
5 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Retirement Bonuses for Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: 7126114
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of CHF 2.60 per Share Vote
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4.1 Reelect Peter Davis as Director For Did Not Management
Vote
4.2.1 Elect Stephan Haeringer as Director For Did Not Management
Vote
4.2.2 Elect Helmut Panke as Director For Did Not Management
Vote
4.2.3 Elect Peter Spuhler as Director For Did Not Management
Vote
4.3 Ratify Ernst and Young as Auditors For Did Not Management
Vote
5.1 Approve CHF 47.6 Million Reduction in For Did Not Management
Share Capital via Cancellation of Shares Vote
5.2 Authorize Repurchase of Issued Share For Did Not Management
Capital Vote
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: Security ID: 0719210
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Remuneration Report For Did Not Management
Vote
3 Reelect Lord MacLaurin of Knebworth as For Did Not Management
Director Vote
4 Reelect Kenneth Hydon as Director For Did Not Management
Vote
5 Reelect Thomas Geitner as Director For Did Not Management
Vote
6 Reelect Alec Broers as Director For Did Not Management
Vote
7 Reelect Juergen Schrempp as Director For Did Not Management
Vote
8 Elect John Buchanan as Director For Did Not Management
Vote
9 Approve Final Dividend of 0.8983 Pence For Did Not Management
Per Share Vote
10 Ratify Deloitte and Touche as Auditors For Did Not Management
Vote
11 Authorize Board to Fix Remuneration of For Did Not Management
Auditors Vote
12 Authorize EU Political Donations up to For Did Not Management
GBP 100,000 Vote
13 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
USD 900,000,000
14 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of USD 340,000,000
15 Authorize 6,800,000,000 Shares for Share For Did Not Management
Repurchase Program Vote
- --------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: Security ID: 0604316
Meeting Date: FEB 11, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement with For Did Not Management
Safeway plc Vote
2 Approve Increase in Authorised Capital to For Did Not Management
GBP 450,000,000; Issue of Equity with Vote
Pre-emptive Rights up to GBP
110,189,658.60 Pursuant to Merger and
Otherwise up to GBP 89,193,877.70; and
Issue of Equity without Pre-emptive
Rights up to GBP 13,379,081.70
3 Approve Increase in Remuneration of For Did Not Management
Non-executive Directors to GBP 120,000 Vote
- --------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: Security ID: 0604316
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of 2.7 Pence Per For Did Not Management
Share Vote
3 Re-elect Marie Melnyk as Director For Did Not Management
Vote
4 Re-elect Roger Owen as Director For Did Not Management
Vote
5 Approve Remuneration Report For Did Not Management
Vote
6 Re-appoint KPMG Audit Plc as Auditors and For Did Not Management
Authorise Board to Fix Remuneration of Vote
Auditors
7 Authorise 151,900,000 Ordinary Shares and For Did Not Management
144,476 Convertible Preference Shares for Vote
Market Purchase
8 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 80 Million
9 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,255,325
- --------------------------------------------------------------------------------
WOOLWORTHS LTD.
Ticker: WOW Security ID: 6981239
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2a Elect J. A. Strong as Director For Did Not Management
Vote
2b Elect R. S. Deane as Director For Did Not Management
Vote
3 Amend Constitution For Did Not Management
Vote
- --------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: Security ID: 7751259
Meeting Date: JUN 16, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For Did Not Management
Inspector or Shareholder Vote
Representative(s) of Minutes of Meeting
2 Approve Remuneration of Directors in the For Did Not Management
Amount of NOK 350,000 for Chairman and Vote
NOK 200,000 for Other Board Members;
Approve Remuneration of Deputy Directors
in the Amount of NOK 7,000 Per Meeting
3 Authorize Repurchase of Up to Five For Did Not Management
Percent of Issued Share Capital Vote
- --------------------------------------------------------------------------------
YOKOGAWA ELECTRIC CORP.
Ticker: 6841 Security ID: 6986427
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 3.75, Vote
Final JY 3.75, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Special Payments to Continuing For Did Not Management
Directors and Statutory Auditors in Vote
Conection with The Abolition of
Retirement Bonus System
6 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Directors Vote
7 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Statutory Vote
Auditors
============================ LARGE CAP GROWTH FUND =============================
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For For Management
1.2 Elect Director Michael A. Callen For For Management
1.3 Elect Director Renso L. Caporali For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Richard Dulude For For Management
1.6 Elect Director Robert J. Genader For For Management
1.7 Elect Director W. Grant Gregory For For Management
1.8 Elect Director Laura S. Unger For For Management
1.9 Elect Director Henry D. G. Wallace For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For For Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director John Major For For Management
1.3 Elect Director Alan E. Ross For For Management
1.4 Elect Director Henry Samueli, Ph.D. For For Management
1.5 Elect Director Robert E. Switz For For Management
1.6 Elect Director Werner F. Wolfen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAREER EDUCATION CORP.
Ticker: CECO Security ID: 141665109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Lally For For Management
1.2 Elect Director John M. Larson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For For Management
Special Meeting
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micky Arison For For Management
1.2 Elect Director Amb Richard G. Capen Jr For For Management
1.3 Elect Director Robert H. Dickinson For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Pier Luigi Foschi For For Management
1.6 Elect Director Howard S. Frank For For Management
1.7 Elect Director Baroness Hogg For For Management
1.8 Elect Director A. Kirk Lanterman For For Management
1.9 Elect Director Modesto A. Maidique For For Management
1.10 Elect Director John P. Mcnulty For For Management
1.11 Elect Director Peter Ratcliffe For For Management
1.12 Elect Director Sir John Parker For For Management
1.13 Elect Director Stuart Subotnick For For Management
1.14 Elect Director Uzi Zucker For For Management
2 Ratify Auditors For For Management
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL PERIOD
ENDED NOVEMBER 30, 2003.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC
SHARES.
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Lawrence F. Probst III For For Management
1.8 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Embry For For Management
1.2 Elect Director John F. Herma For For Management
1.3 Elect Director R. Lawrence Montgomery For For Management
1.4 Elect Director Frank V. Sica For For Management
2 Ratify Auditors For For Management
3 Performance-Based Stock/Indexed Options Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
PATTERSON COS INC.
Ticker: PDCO Security ID: 703412106
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold C. Slavkin For For Management
1.2 Elect Director James W. Wiltz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Munder For For Management
1.2 Elect Director Thomas G. Stemberg For For Management
1.3 Elect Director Nancy J. Pedot For For Management
1.4 Elect Director Jeffery W. Yabuki For For Management
1.5 Elect Director Rita V. Foley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAP AG
Ticker: Security ID: 803054204
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE APPROPRIATION OF THE For For Management
RETAINED EARNINGS OF THE FISCAL YEAR 2003
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL
YEAR 2003
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE SUPERVISORY BOARD IN THE
FISCAL YEAR 2003
4 Ratify Auditors For For Management
5 RESOLUTION ON ADJUSTMENTS TO SECTION 4 OF For For Management
THE ARTICLES OF ASSOCIATION
6 RESOLUTION ON THE AUTHORIZATION TO For For Management
ACQUIRE AND USE TREASURY SHARES
7 RESOLUTION ON THE AUTHORIZATION TO USE For For Management
EQUITY DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES
- --------------------------------------------------------------------------------
SEI INVESTMENT COMPANY
Ticker: SEIC Security ID: 784117103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred P. West, Jr. For For Management
1.2 Elect Director William M. Doran For For Management
1.3 Elect Director Howard D. Ross For For Management
1.4 Elect Director Thomas W. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Edward A. Fox For For Management
1.5 Elect Director Diane Suitt Gilleland For For Management
1.6 Elect Director Earl A. Goode For For Management
1.7 Elect Director Ann Torre Grant For For Management
1.8 Elect Director Ronald F. Hunt For For Management
1.9 Elect Director Benjamin J. Lambert, III For For Management
1.10 Elect Director Albert L. Lord For For Management
1.11 Elect Director Barry A. Munitz For For Management
1.12 Elect Director A. Alexander Porter, Jr. For For Management
1.13 Elect Director Wolfgang Schoellkopf For For Management
1.14 Elect Director Steven L. Shapiro For For Management
1.15 Elect Director Barry L. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. (Bill) Bradley For For Management
1.2 Elect Director Gregory B. Maffei For For Management
1.3 Elect Director Orin C. Smith For For Management
1.4 Elect Director Olden Lee For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC.
Ticker: Security ID: 871508107
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Nuti For For Management
1.2 Elect Director Robert J. Chrenc For For Management
1.3 Elect Director Salvatore Iannuzzi For For Management
1.4 Elect Director Edward Kozel For For Management
1.5 Elect Director George Samenuk For For Management
1.6 Elect Director Melvin A. Yellin For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For For Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For For Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC.
Ticker: UVN Security ID: 914906102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Jerrold Perenchio For For Management
1.2 Elect Director Fernando Aguirre For For Management
1.3 Elect Director Harold Gaba For For Management
1.4 Elect Director Alan F. Horn For For Management
1.5 Elect Director John G. Perenchio For For Management
1.6 Elect Director Ray Rodriguez For For Management
1.7 Elect Director McHenry T. Tichenor, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Toy For For Management
1.2 Elect Director Ying Wu For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: SEP 24, 2003 Meeting Type: Special
Record Date: AUG 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Glasscock For For Management
1.2 Elect Director John L. McGoldrick For For Management
2 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
3 Ratify Auditors Against Against Shareholder
============================== MONEY FUND =====================================
================================= PACIFIC/ASIA =================================
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Michael H. Armacost For For Management
1.4 Elect Director Kriss Cloninger III For For Management
1.5 Elect Director Joe Frank Harris For For Management
1.6 Elect Director Elizabeth J. Hudson For For Management
1.7 Elect Director Kenneth S. Janke, Sr. For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director Hidefumi Matsui For For Management
1.12 Elect Director Nobuhiro Mori For For Management
1.13 Elect Director E. Stephen Purdom, M.D. For For Management
1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director Glenn Vaughn, Jr. For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASIA VITAL COMPONENTS CO LTD
Ticker: Security ID: 6544892
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None Did Not Management
Results Vote
1.2 Receive Supervisors' Report None Did Not Management
Vote
1.3 Receive Report on Indirect Investments in None Did Not Management
Mainland China Vote
1.4 Receive Report on Issuance of Overseas None Did Not Management
Convertible Bonds Vote
1.5 Receive Report on Status of Endorsements None Did Not Management
and Guarantees Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and Cash For Did Not Management
Dividend of NTD 0.50 per Share and Stock Vote
Dividend of 150 Shares per 1000 Shares
3.1 Approve Capitalization of 2003 Dividends For Did Not Management
and Employee Profit Sharing Vote
3.2 Amend Articles of Association For Did Not Management
Vote
3.3 Amend Procedures Governing the For Did Not Management
Acquisition or Disposal of Assets Vote
4 Elect Directors and Supervisors For Did Not Management
Vote
5 Approve Release of Restrictions of For Did Not Management
Competitive Activities of Directors Vote
6 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: Security ID: 6002453
Meeting Date: APR 23, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination of Directors, Vote
Appointment of Multiple Corporate
Representatives by a Clearing House
2 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
3 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
4 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: Security ID: 6002453
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of HK$0.84 Per For Did Not Management
Share Vote
3 Elect Director and Authorize Board to Fix For Did Not Management
Their Remuneration Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
- --------------------------------------------------------------------------------
AU OPTRONICS CORP
Ticker: Security ID: 002255107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPTANCE OF THE 2003 BUSINESS REPORT For For Management
AND FINANCIAL STATEMENTS, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING.
2 APPROVAL OF THE REVISIONS TO THE ARTICLES For For Management
OF INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
3.1 Elect Director Kuen-Yao (ky) Lee* For For Management
3.2 Elect Director Hsuan Bin (hb) Chen* For For Management
3.3 Elect Director Hsi-Hua Sheaffer Lee* For For Management
3.4 Elect Director Po-Yen Lu* For For Management
3.5 Elect Director Chin-Bing Peng* For For Management
3.6 Elect Director Stan Huang* For For Management
3.7 Elect Director Vivien Huey-Juan Hsieh* For For Management
3.8 Elect Director Cheng-Chu Fan* For For Management
3.9 Elect Director T.J. Huang* For For Management
3.10 Elect Director Chieh-Chien Chao** For For Management
3.11 Elect Director Ko-Yung (eric) Yu** For For Management
3.12 Elect Director Hsiu Hsing Hu** For For Management
4 APPROVAL OF THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
5 APPROVAL OF THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE STOCK BONUS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING.
6 APPROVAL TO HAVE A NEW RIGHTS ISSUE TO For For Management
SPONSOR DR OFFERING, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
7 APPROVAL TO RELEASE THE DIRECTORS FROM For For Management
NON-COMPETITION RESTRICTIONS, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING.
- --------------------------------------------------------------------------------
BANK OF AYUDHYA PUBLIC CO. LTD.
Ticker: Security ID: 6075938
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Directors' Report For Did Not Management
Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Non-Allocation of Income and For Did Not Management
Omission of Dividends Vote
5 Approve Compensation of Retained Loss For Did Not Management
Vote
6 Elect Directors and Fix Their For Did Not Management
Remuneration Vote
7 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
8 Amend Memorandum of Association Re: Class For Did Not Management
A Preferred Share Vote
9 Approve Cancellation of Warrants For Did Not Management
Previously Issued Vote
10 Approve Decrease of Registered Capital For Did Not Management
Vote
11 Approve Increase in Registered Capital For Did Not Management
Vote
12 Approve Allocation of New Shares For Did Not Management
Vote
13 Approve Cancellation of Debt Issuance For Did Not Management
Previously Approved Vote
14 Approve Sale of Hybrid Capital For Did Not Management
Instruments Vote
15 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
BANK OF AYUDHYA PUBLIC CO. LTD.
Ticker: Security ID: 6075949
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Directors' Report For Did Not Management
Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Non-Allocation of Income and For Did Not Management
Omission of Dividends Vote
5 Approve Compensation of Retained Loss For Did Not Management
Vote
6 Elect Directors and Fix Their For Did Not Management
Remuneration Vote
7 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
8 Amend Memorandum of Association Re: Class For Did Not Management
A Preferred Share Vote
9 Approve Cancellation of Warrants For Did Not Management
Previously Issued Vote
10 Approve Decrease of Registered Capital For Did Not Management
Vote
11 Approve Increase in Registered Capital For Did Not Management
Vote
12 Approve Allocation of New Shares For Did Not Management
Vote
13 Approve Cancellation of Debt Issuance For Did Not Management
Previously Approved Vote
14 Approve Sale of Hybrid Capital For Did Not Management
Instruments Vote
15 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
BANK OF FUKUOKA LTD.
Ticker: 8326 Security ID: 6075693
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 2.5, Vote
Final JY 2.5, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3 Approve Retirement Bonus for Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
BEIJING CAPITAL INTL AIRPORT CO. LTD
Ticker: Security ID: 6208422
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: MAY 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For Did Not Management
Vote
2 Accept Report of the Supervisory For Did Not Management
Committee Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Profit Appropriation For Did Not Management
Vote
5 Approve PricewaterhouseCoopers Zhong Tian For Did Not Management
Certified Public Accounts Co. Ltd. and Vote
PricewaterhouseCoopers as PRC Auditors
and International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
7 Amend Articles For Did Not Management
Vote
- --------------------------------------------------------------------------------
CAFE DE CORAL HOLDINGS LTD.
Ticker: Security ID: 6160953
Meeting Date: SEP 24, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Reelect Directors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
4 Reappoint PricewatehouseCoopers as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
5 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
7 Approve New Share Option Scheme For Did Not Management
Vote
- --------------------------------------------------------------------------------
CAN DO CO LTD
Ticker: 2698 Security ID: 6354314
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: NOV 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 500, Special JY 1500
2.1 Elect Director For Did Not Management
Vote
2.2 Elect Director For Did Not Management
Vote
2.3 Elect Director For Did Not Management
Vote
2.4 Elect Director For Did Not Management
Vote
2.5 Elect Director For Did Not Management
Vote
3.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
4 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: 6172323
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 15, Vote
Final JY 35, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
3.15 Elect Director For Did Not Management
Vote
3.16 Elect Director For Did Not Management
Vote
3.17 Elect Director For Did Not Management
Vote
3.18 Elect Director For Did Not Management
Vote
3.19 Elect Director For Did Not Management
Vote
3.20 Elect Director For Did Not Management
Vote
3.21 Elect Director For Did Not Management
Vote
3.22 Elect Director For Did Not Management
Vote
3.23 Elect Director For Did Not Management
Vote
3.24 Elect Director For Did Not Management
Vote
3.25 Elect Director For Did Not Management
Vote
3.26 Elect Director For Did Not Management
Vote
3.27 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Appoint Additional External Auditor For Did Not Management
Vote
6 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditors Vote
7 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Directors and Vote
Statutory Auditors
- --------------------------------------------------------------------------------
CHAMPION TECHNOLOGY HOLDINGS LTD.
Ticker: Security ID: 6523482
Meeting Date: FEB 2, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of New Warrants For Did Not Management
Vote
2 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
- --------------------------------------------------------------------------------
CHAMPION TECHNOLOGY HOLDINGS LTD.
Ticker: Security ID: 6523482
Meeting Date: MAR 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
- --------------------------------------------------------------------------------
CHAMPION TECHNOLOGY HOLDINGS LTD.
Ticker: Security ID: 6523482
Meeting Date: NOV 26, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
2 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
CHAMPION TECHNOLOGY HOLDINGS LTD.
Ticker: Security ID: 6523482
Meeting Date: NOV 26, 2003 Meeting Type: Annual
Record Date: NOV 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of HK$0.026 Per For Did Not Management
Share Vote
3 Elect Directors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
4 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
- --------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO. LTD.
Ticker: 4519 Security ID: 6196408
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 13, Special JY 0
2.1 Elect Director For Did Not Management
Vote
2.2 Elect Director For Did Not Management
Vote
2.3 Elect Director For Did Not Management
Vote
2.4 Elect Director For Did Not Management
Vote
2.5 Elect Director For Did Not Management
Vote
2.6 Elect Director For Did Not Management
Vote
2.7 Elect Director For Did Not Management
Vote
2.8 Elect Director For Did Not Management
Vote
2.9 Elect Director For Did Not Management
Vote
3.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditors Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
6 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: 126132109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON.
2 TO DECLARE THE FINAL DIVIDEND FOR THE For For Management
YEAR ENDED DECEMBER 31, 2003 AND SPECIAL
CASH DIVIDEND.
3 TO RE-ELECT MR. SHOUWEI ZHOU AS EXECUTIVE For For Management
DIRECTOR.
4 TO RE-ELECT PROFESSOR KENNETH S. COURTIS For For Management
AS INDEPENDENT NON-EXECUTIVE DIRECTOR.
5 TO RE-ELECT DR. ERWIN SCHURTENBERGER AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR.
6 TO ELECT MR. EVERT HENKES AS INDEPENDENT For For Management
NON-EXECUTIVE DIRECTOR.
7 Ratify Auditors For For Management
8 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY.
9 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY.
10 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
11 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY.
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: 126132109
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: MAY 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON.
2 TO RE-ELECT MR. SHOUWEI ZHOU AS EXECUTIVE For For Management
DIRECTOR.
3 TO RE-ELECT PROFESSOR KENNETH S. COURTIS For For Management
AS INDEPENDENT NON-EXECUTIVE DIRECTOR.
4 TO RE-ELECT DR. ERWIN SCHURTENBERGER AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR.
5 TO ELECT MR. EVERT HENKES AS INDEPENDENT For For Management
NON-EXECUTIVE DIRECTOR.
6 Ratify Auditors For For Management
7 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
8 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED
SHARE CAPITAL.
9 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
10 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY.
- --------------------------------------------------------------------------------
CONVENIENCE RETAIL ASIA LTD.
Ticker: Security ID: 6317339
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Reelect Directors For Did Not Management
Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6 Approve Repurchase of Up to Ten Percent For Did Not Management
of Issued Capital Vote
7 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
8 Amend Articles Re: Changes to Existing For Did Not Management
References Vote
- --------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: 6250724
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 6, Vote
Final JY 8, Special JY 0
2 Amend Articles to: Expand Business Lines For Did Not Management
- Authorize Share Repurchases at Board's Vote
Discretion - Streamline Board Structure
3 Authorize Share Repurchase Program For Did Not Management
Vote
4.1 Elect Director For Did Not Management
Vote
4.2 Elect Director For Did Not Management
Vote
4.3 Elect Director For Did Not Management
Vote
4.4 Elect Director For Did Not Management
Vote
4.5 Elect Director For Did Not Management
Vote
4.6 Elect Director For Did Not Management
Vote
4.7 Elect Director For Did Not Management
Vote
4.8 Elect Director For Did Not Management
Vote
4.9 Elect Director For Did Not Management
Vote
5 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
DON QUIJOTE
Ticker: 7532 Security ID: 6162896
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUN 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 15, Special JY 0
2 Amend Articles to: Lower Quorum For Did Not Management
Requirement for Special Business Vote
3 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
DON QUIJOTE
Ticker: 7532 Security ID: 6269861
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUN 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 15, Special JY 0
2 Amend Articles to: Lower Quorum For Did Not Management
Requirement for Special Business Vote
3 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
EACCESS LTD.
Ticker: 9427 Security ID: 6564953
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Handling of Accumulated Loss, For Did Not Management
with No Dividends Vote
2 Acquire ISP Business of AOL Japan For Did Not Management
Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Amend Articles to: Increase Authorized For Did Not Management
Capital - Eliminate All References to Vote
Preferred Shares - Authorize Share
Repurchases at Board's Discretion
6 Amend Terms of Detachable Warrants on For Did Not Management
Series 1 Warrant Bonds to Reflect that Vote
Warrants May No Longer be Exchanged for
Preferred Shares
7 Approve Executive Stock Option Plan For Did Not Management
Vote
8 Approve Increase in Aggregate For Did Not Management
Compensation Ceiling for Directors Vote
- --------------------------------------------------------------------------------
ENESERVE CORP.
Ticker: 6519 Security ID: 6280624
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 35, Special JY 0
2 Amend Articles to: Reduce Directors' Term For Did Not Management
in Office - Authorize Share Repurchases Vote
at Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
Vote
6 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceilings for Directors and Vote
Statutory Auditors
- --------------------------------------------------------------------------------
ESPRIT HOLDINGS
Ticker: Security ID: 6321642
Meeting Date: NOV 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Approve Special Dividend For Did Not Management
Vote
4 Reelect Directors For Did Not Management
Vote
5 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
6 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
7 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
8 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
FAITH INC
Ticker: 4295 Security ID: 6382047
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 500, Vote
Final JY 500, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4 Approve Retirement Bonus for Statutory For Did Not Management
Auditor Vote
- --------------------------------------------------------------------------------
FAMILYMART CO. LTD.
Ticker: 8028 Security ID: 6331276
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 19, Vote
Final JY 19, Special JY 0
2 Amend Articles to: Expand Business Lines For Did Not Management
- Authorize Share Repurchases at Board's Vote
Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Director For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: Security ID: 6411673
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on Business Operation None Did Not Management
Results for Fiscal Year 2003 Vote
1.2 Receive Supervisors' Report None Did Not Management
Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3 Amend Articles of Association For Did Not Management
Vote
4 Elect an Independent Director For Did Not Management
Vote
5 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
FUJITEC CO. LTD.
Ticker: 6406 Security ID: 6356826
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 5, Vote
Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
4 Approve Special Bonus for Family of For Did Not Management
Deceased Director and Retirement Bonuses Vote
for Directors
- --------------------------------------------------------------------------------
HARBIN BREWERY GROUP LTD
Ticker: Security ID: 6531537
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: JUN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of HK$0.021 Per For Did Not Management
Share Vote
3a1 Reelect Tong Kay Tak Tom as Director For Did Not Management
Vote
3a2 Reelect Zhu Wenwei as Director For Did Not Management
Vote
3a3 Reelect Sam Zuchowski as Director For Did Not Management
Vote
3a4 Reelect Roy E. Bagattini as Director For Did Not Management
Vote
3a5 Reelect Jonathan F. Solesbury as Director For Did Not Management
Vote
3b Approve Remuneration of Directors For Did Not Management
Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination of Directors, Vote
Material Interest of Directors in
Contracts Entered into by the Company
6 Approve Issuance of Shares Pursuant to For Did Not Management
the Share Option Scheme Vote
7 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
8 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
9 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
HITACHI HIGH-TECHNOLOGIES CORP.
Ticker: 8036 Security ID: 6642804
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion - Vote
Increase Maximum Number of Executive
Officers
2.1 Elect Director For Did Not Management
Vote
2.2 Elect Director For Did Not Management
Vote
2.3 Elect Director For Did Not Management
Vote
2.4 Elect Director For Did Not Management
Vote
2.5 Elect Director For Did Not Management
Vote
2.6 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
HOME PRODUCT CENTER PUBLIC CO. LTD
Ticker: Security ID: 6418533
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous EGM For Did Not Management
Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Allocation of Income and Dividend For Did Not Management
of Baht 0.12 per Share Vote
4 Elect Directors and Fix Their For Did Not Management
Remuneration Vote
5 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
6 Amend Corporate Purpose For Did Not Management
Vote
7 Approve Issuance of 15 Million Units of For Did Not Management
Warrants to Directors, Employees, and Vote
Advisors of the Company
8 Approve Cancellation of the Allotment of For Did Not Management
Unpaid Ordinary Shares and Approve the Vote
New Shares Allotment
9 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: 438128308
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PROPOSAL FOR APPROPRIATION OF For For Management
RETAINED EARNINGS FOR THE 80TH FISCAL
YEAR.
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION.
3.1 Elect Director T. Fukui For For Management
3.2 Elect Director K. Amemiya For For Management
3.3 Elect Director M. Hagino For For Management
3.4 Elect Director M. Harada For For Management
3.5 Elect Director M. Shiraishi For For Management
3.6 Elect Director S. Aoki For For Management
3.7 Elect Director A. Hyogo For For Management
3.8 Elect Director S. Dobashi For For Management
3.9 Elect Director S. Toshida For For Management
3.10 Elect Director K. Hirashima For For Management
3.11 Elect Director K. Kondo For For Management
3.12 Elect Director Y. Ikenoya For For Management
3.13 Elect Director T. Onda For For Management
3.14 Elect Director A. Takano For For Management
3.15 Elect Director T. Ito For For Management
3.16 Elect Director S. Kishi For For Management
3.17 Elect Director H. Yoshino For For Management
3.18 Elect Director M. Yoshimi For For Management
3.19 Elect Director M. Kato For For Management
3.20 Elect Director S. Takagi For For Management
3.21 Elect Director H. Kuroda For For Management
3.22 Elect Director A. Hamada For For Management
3.23 Elect Director T. Kowashi For For Management
3.24 Elect Director T. Iwamura For For Management
3.25 Elect Director T. Yamamoto For For Management
3.26 Elect Director M. Takabayashi For For Management
3.27 Elect Director T. Oyamo For For Management
3.28 Elect Director S. Kanazawa For For Management
3.29 Elect Director M. Nishimae For For Management
3.30 Elect Director F. Ike For For Management
3.31 Elect Director M. Yamashita For For Management
3.32 Elect Director H. Kobayashi For For Management
3.33 Elect Director K. Sagawa* For For Management
3.34 Elect Director K. Iiyama* For For Management
3.35 Elect Director H. Oshima* For For Management
3.36 Elect Director S. Minekawa* For For Management
4 ELECTION AS CORPORATE AUDITOR: KOJI For For Management
MIYAJIMA
5 ELECTION AS CORPORATE AUDITOR: HIROSHI For For Management
OKUBO
6 ELECTION AS CORPORATE AUDITOR: FUMIHIKO For For Management
SAITO
7 REVISION OF AMOUNT OF REMUNERATION For For Management
PAYABLE TO DIRECTORS.
8 PAYMENT OF BONUS TO DIRECTORS AND For For Management
CORPORATE AUDITORS FOR THE 80TH FISCAL
YEAR.
9 PRESENTATION OF RETIREMENT ALLOWANCE TO For For Management
RETIRING DIRECTORS AND CORPORATE AUDITORS
FOR THEIR RESPECTIVE SERVICES.
- --------------------------------------------------------------------------------
HONG KONG AND CHINA GAS CO. LTD.
Ticker: Security ID: 6436557
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend For Did Not Management
Vote
3 Reelect Directors For Did Not Management
Vote
4 Reappoint PricewaterhouseCoopers as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
5 Approve Remuneration of Each Director at For Did Not Management
HK$130,000 Per Annum and Approve an Vote
Additional HK$130,000 Per Annum for the
Chairman
6a Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
6b Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6c Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
6d Amend Articles Re: Voting at General For Did Not Management
Meetings, Nomination of Directors Vote
- --------------------------------------------------------------------------------
HONG LEONG ASIA LTD
Ticker: Security ID: 6105750
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For Did Not Management
and Auditors' Reports Vote
2 Declare Final Dividend of SGD 0.04 Per For Did Not Management
Share Vote
3 Declare Special Dividend of SGD 0.06 Per For Did Not Management
Share Vote
4 Approve Directors' Fees of SGD 158,333 For Did Not Management
for the Year Ended Dec. 31, 2003 and Vote
Approve Audit Committee's Fee of SGD
20,000 Per Quarter for the Period
Commencing from July 1, 2004 to June 30,
2005
5a Reelect Robin Ian Rawlings as Director For Did Not Management
Vote
5b Reelect Qiang Chang Sun as Director For Did Not Management
Vote
5c Reelect Goh Kian Hwee as Director For Did Not Management
Vote
6 Reappoint KPMG as Auditors and Authorize For Did Not Management
Board to Fix Their Remuneration Vote
7 Other Business (Voting) For Did Not Management
Vote
8 Approve Issuance of Shares without For Did Not Management
Preemptive Rights Vote
9 Approve Issuance of Shares and Grant of For Did Not Management
Options Pursuant to the Share Option Vote
Scheme 2000
10 Approve Mandate for Transactions with For Did Not Management
Related Parties Vote
- --------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD.
Ticker: Security ID: 6434915
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For Did Not Management
and Auditors' Reports, and Approve Final Vote
Dividend
2 Reelect Directors For Did Not Management
Vote
3 Approve Directors' Fees For Did Not Management
Vote
4 Reappoint Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Approve Issuance of Shares without For Did Not Management
Preemptive Rights Vote
6 Authorize Share Repurchase Program For Did Not Management
Vote
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: JUL 22, 2003 Meeting Type: Special
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Agreement Entered into For For Management
by Huaneng Power International Inc and
China Huaneng Group
2.1 Approve Guarantee Agreements Entered into For For Management
by China Huaneng Group and its
Subsidiaries
2.2 Approve Loan Borrowing Agreement Entered For For Management
into by China Huaneng Group and Shanxi
Huaneng Yushe Power Limited Liability
Company
2.3 Approve Deposit and Borrowing Agreements For For Management
Entered Among Henan Huaneng Qinbei Power
Generation Ltd, Shanxi Huaneng Yushe
Power Ltd, China Huaneng Group Xindian
Power Plant, and China Huaneng Finance Co
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: JUN 15, 2004 Meeting Type: Special
Record Date: MAY 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ACQUISITION OF 40% For For Management
INTEREST IN HEBEI HANFENG POWER
GENERATION LIMITED LIABILITY COMPANY AND
90% INTEREST IN JINGGANGSHAN HUANENG
POWER GENERATION LIMITED LIABILITY
COMPANY.
2 TO APPROVE THE ACQUISITION OF 55% For For Management
INTEREST IN HUANENG HUNAN YUEYANG POWER
GENERATION LIMITED LIABILITY COMPANY, 60%
INTEREST IN HUANENG CHONGNING LUOBUANG
POWER GENERATION LIMITED LIABILITY
COMPANY, ALL AS MORE FULLY DESCRIBED IN
THE CIRCULAR.
3 TO APPROVE THE GUARANTEE ARRANGEMENTS AND For For Management
AGREEMENTS, ALL AS MORE FULLY DESCRIBED
IN THE CIRCULAR.
4 TO APPROVE THE ENTRUSTED LOAN For For Management
ARRANGEMENT, ALL AS MORE FULLY DESCRIBED
IN THE CIRCULAR.
5 TO APPROVE THE LOAN AND DEPOSIT For For Management
ARRANGEMENT, ALL AS MORE FULLY DESCRIBED
IN THE CIRCULAR.
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: 443304100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE WORKING For For Management
REPORT FROM THE BOARD OF DIRECTORS OF THE
COMPANY FOR YEAR 2003.
2 TO CONSIDER AND APPROVE THE WORKING For For Management
REPORT FROM THE SUPERVISORY COMMITTEE OF
THE COMPANY FOR YEAR 2003.
3 TO CONSIDER AND APPROVE THE AUDITED For For Management
FINANCIAL STATEMENTS OF THE COMPANY FOR
YEAR 2003.
4 Ratify Auditors For For Management
5 TO CONSIDER AND APPROVE THE PROPOSAL For For Management
REGARDING THE ADJUSTMENT OF THE
REMUNERATION OF INDEPENDENT DIRECTORS.
6 TO CONSIDER AND APPROVE THE PROFIT For For Management
DISTRIBUTION PLAN OF THE COMPANY FOR YEAR
2003.
7 TO CONSIDER AND APPROVE THE PROPOSAL For For Management
REGARDING ISSUE OF NEW SHARES BY
CONVERSION OF THE ADDITIONAL PAID-IN
CAPITAL AND THE SURPLUS RESERVE FUND.
8 TO CONSIDER AND APPROVE THE PROPOSED For For Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION.
- --------------------------------------------------------------------------------
INDIA FUND, INC., THE
Ticker: Security ID: 454089103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Becker For Did Not Management
Vote
1.2 Elect Director Stephane Henry For Did Not Management
Vote
1.3 Elect Director J. Marc Hardy For Did Not Management
Vote
1.4 Elect Director Bryan Mckigney For Did Not Management
Vote
- --------------------------------------------------------------------------------
INVOICE INC.
Ticker: 9448 Security ID: 6439266
Meeting Date: JUN 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 964, Special JY 0
2 Amend Articles to: Increase Authorized For Did Not Management
Capital from 0.811 Million to 2.978 Vote
Million Shares - Authorize Share
Repurchases at Board's Discretion
3 Approve Reduction in Legal Reserves For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
- --------------------------------------------------------------------------------
ITO EN LTD.
Ticker: 2593 Security ID: 6455789
Meeting Date: JUL 29, 2003 Meeting Type: Annual
Record Date: APR 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 20, Vote
Final JY 23, Special JY 0
2 Authorize Share Repurchase Program For Did Not Management
Vote
3 Amend Articles to: Expand Business Lines For Did Not Management
- Lower Quorum Requirement for Special Vote
Business
4.1 Elect Director For Did Not Management
Vote
4.2 Elect Director For Did Not Management
Vote
5 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Special Bonus for Family of For Did Not Management
Deceased Director Vote
- --------------------------------------------------------------------------------
JAPAN GENERAL ESTATE
Ticker: 8878 Security ID: 6195331
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 30, Special JY 0
2 Amend Articles to: Increase Authorized For Did Not Management
Capital from 31,840,000 Shares to Vote
100,000,000 Shares - Authorize Share
Repurchases at Board's Discretion
3.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4 Approve Retirement Bonus for Director For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
JAPAN SECURITIES FINANCE CO. LTD.
Ticker: 8511 Security ID: 6470760
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 7, Special JY 0
2 Amend Articles to: Decrease Authorized For Did Not Management
Capital to Reflect Share Repurchase - Vote
Reduce Directors' Term in Office -
Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
JSR CORP.
Ticker: 4185 Security ID: 6470986
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 4, Vote
Final JY 5, Special JY 0
2 Amend Articles to: Reduce Share Trading For Did Not Management
Unit from 1000 to 100 - Reduce Directors' Vote
Term in Office - Authorize Share
Repurchases at Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
3.15 Elect Director For Did Not Management
Vote
3.16 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Director For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
KASIKORNBANK PCL (FORMERLY THAI FARMERS BANK)
Ticker: Security ID: 6890614
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Directors' Report For Did Not Management
Vote
3 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
4 Approve Compensation of the Accumulated For Did Not Management
Losses of the Company Vote
5 Elect Directors For Did Not Management
Vote
6 Amend Articles of Association Re: Board For Did Not Management
of Directors Vote
7 Approve Names and Number of Directors Who For Did Not Management
Have Signing Authority Vote
8 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
9 Amend Memorandum and Articles of For Did Not Management
Association Vote
10 Approve Reduction in Registered Capital For Did Not Management
to Baht 24 Billion Vote
11 Approve Increase in Registered Capital to For Did Not Management
Baht 30.5 Billion Vote
12 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: 6861 Security ID: 6490995
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 10, Vote
Final JY 10, Special JY 0
2 Amend Articles to: Change Accounting For Did Not Management
Period for Fiscal Year Beginning March Vote
21, 2004 for Tax Purposes
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Alternate Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonus for Statutory For Did Not Management
Auditor Vote
- --------------------------------------------------------------------------------
KOHNAN SHOJI CO., LTD.
Ticker: 7516 Security ID: 6504379
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim Ordinary Vote
JY 7.5, Interim Special JY 1.5, Final
Ordinary JY 7.5, Final Special JY 1.5
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
KONICA MINOLTA HOLDINGS INC. (FORMERLY KONICA CORP.)
Ticker: 4902 Security ID: 6496700
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director For Did Not Management
Vote
1.2 Elect Director For Did Not Management
Vote
1.3 Elect Director For Did Not Management
Vote
1.4 Elect Director For Did Not Management
Vote
1.5 Elect Director For Did Not Management
Vote
1.6 Elect Director For Did Not Management
Vote
1.7 Elect Director For Did Not Management
Vote
1.8 Elect Director For Did Not Management
Vote
1.9 Elect Director For Did Not Management
Vote
1.10 Elect Director For Did Not Management
Vote
1.11 Elect Director For Did Not Management
Vote
1.12 Elect Director For Did Not Management
Vote
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
- --------------------------------------------------------------------------------
KORTEK CORP.
Ticker: Security ID: 6377504
Meeting Date: MAR 19, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Did Not Management
Vote
2 Amend Articles of Incorporation For Did Not Management
Vote
3 Elect Director For Did Not Management
Vote
4 Approve Limit on Remuneration of For Did Not Management
Directors Vote
5 Approve Limit on Remuneration of Auditors For Did Not Management
Vote
6 Amend Terms of Severance Payments to For Did Not Management
Executives Vote
7 Approve Dividend of KRW 100 Per Share For Did Not Management
Vote
8 Approve Stock Option Grants For Did Not Management
Vote
- --------------------------------------------------------------------------------
KORTEK CORP.
Ticker: Security ID: 6377504
Meeting Date: OCT 24, 2003 Meeting Type: Special
Record Date: SEP 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director in Place of Retiring For Did Not Management
Director Vote
- --------------------------------------------------------------------------------
LAUNCH TECH CO LTD
Ticker: Security ID: 6549013
Meeting Date: AUG 24, 2003 Meeting Type: Special
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Not More Than 80 For Did Not Management
Million H Shares of RMB0.10 Each Vote
- --------------------------------------------------------------------------------
LAUNCH TECH CO LTD
Ticker: Security ID: 6549013
Meeting Date: DEC 22, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of $8 Million Bonds For Did Not Management
Convertible into New H Shares Pursuant to Vote
the Subscription Agreement
2 Approve Increase in Registered Capital For Did Not Management
Upon the Conversion of Convertible Bonds Vote
3 Approve Issuance of New H Shares Pursuant For Did Not Management
to the Conversion of the Convertible Vote
Bonds
4 Amend Articles Re: Composition of the For Did Not Management
Board Vote
5 Elect Kathy Xu Xin as an Additional For Did Not Management
Nonexecutive Director Vote
6 Elect Antonio Yeung Yun Pui as an For Did Not Management
Additional Nonexecutive Director Vote
- --------------------------------------------------------------------------------
LAUNCH TECH CO LTD
Ticker: Security ID: 6549013
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: MAY 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For Did Not Management
Vote
2 Accept Supervisors' Report For Did Not Management
Vote
3 Accept Financial Statements For Did Not Management
Vote
4 Approve Final Dividend of RMB0.035 Per For Did Not Management
Share Vote
5 Approve Allotments for Legal Pension Fund For Did Not Management
and Legal Social Benefits for the Year Vote
2003
6 Reappoint Deloitte Touche Tohmatsu as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
1 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
2 Amend Articles Re: Appointment of For Did Not Management
Proxies; Voting at General Meetings; Term Vote
of Office, Nomination and Removal of
Directors; Material Interest of Directors
in Contracts Entered into by the Company
- --------------------------------------------------------------------------------
LAUNCH TECH CO LTD
Ticker: Security ID: 6549013
Meeting Date: MAY 17, 2004 Meeting Type: Special
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of an Aggregate For Did Not Management
Principal Amount of $10 Million Bonds Vote
Convertible into New H Shares
2 Approve Increase in Registered Capital For Did Not Management
Vote
3 Approve Issuance of New H Shares Pursuant For Did Not Management
to the Exercise of the Conversion Rights Vote
Attached to the Convertible Bonds
- --------------------------------------------------------------------------------
MILLEA HOLDINGS INC.
Ticker: 8766 Security ID: 6513126
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 11,000, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Director For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
MIMASU SEMICONDUCTOR INDUSTRY CO. LTD.
Ticker: 8155 Security ID: 6594604
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: MAY 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 10, Special JY 0
2 Authorize Share Repurchase Program For Did Not Management
Vote
3 Amend Articles to: Lower Quorum For Did Not Management
Requirement for Special Business Vote
4.1 Elect Director For Did Not Management
Vote
4.2 Elect Director For Did Not Management
Vote
4.3 Elect Director For Did Not Management
Vote
4.4 Elect Director For Did Not Management
Vote
4.5 Elect Director For Did Not Management
Vote
4.6 Elect Director For Did Not Management
Vote
5.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Retirement Bonus for Statutory For Did Not Management
Auditor Vote
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: 6335171
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends on Ordinary Vote
Shares: Interim JY 0, Final JY 6000,
Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditor Vote
- --------------------------------------------------------------------------------
MITSUI O.S.K. LINES LTD.
Ticker: 9104 Security ID: 6597584
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 4, Vote
Final JY 6, Special JY 1
2 Amend Articles to: Expand Board For Did Not Management
Eligibility - Authorize Share Repurchases Vote
at Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
4 Approve Retirement Bonus for Director For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: 7201 Security ID: 6642860
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 8, Vote
Final JY 11, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3 Approve Executive Stock Option Plan For Did Not Management
Vote
4 Authorize Share Repurchase Program For Did Not Management
Vote
5.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5.5 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Retirement Bonuses for Statutory For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: 6643108
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
2 Approve Executive Stock Option Plan and For Did Not Management
Deep-Discount Stock Option Plan Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
PARADISE CO.
Ticker: Security ID: 6560939
Meeting Date: MAR 19, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Did Not Management
Vote
2 Elect Director(s) For Did Not Management
Vote
3 Approve Limit on Remuneration of For Did Not Management
Directors Vote
4 Approve Limit on Remuneration of Auditors For Did Not Management
Vote
5 Amend Articles of Incorporation For Did Not Management
Vote
- --------------------------------------------------------------------------------
PEOPLE'S FOOD HOLDINGS LTD
Ticker: Security ID: 6336334
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For Did Not Management
and Auditors' Reports Vote
2 Declare Final Dividend of RMB0.082 Per For Did Not Management
Share Vote
3 Reelect Zhou Lian Kui as Director For Did Not Management
Vote
4 Reelect Zhou Lian Liang as Director For Did Not Management
Vote
5 Approve Directors' Fees of RMB731,000 for For Did Not Management
the Year Ended Dec. 31, 2003 Vote
6 Reappoint Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
7 Approve Issuance of Shares without For Did Not Management
Preemptive Rights Vote
8 Authorize Share Repurchase Program For Did Not Management
Vote
9 Amend the Company's Bylaws For Did Not Management
Vote
- --------------------------------------------------------------------------------
PIONEER CORPORATION
Ticker: 6773 Security ID: 6688745
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 12.5, Vote
Final JY 12.5, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
Vote
6 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
POSCO (FORMERLY POHANG IRON & STEEL)
Ticker: Security ID: 693483109
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income, with a For Did Not Management
Year-End Dividend of KRW 5000 Per Share Vote
2.1 Amend Articles of Incorporation Re: For Did Not Management
Cumulative Voting Vote
2.2 Amend Articles of Incorporation Re: For Did Not Management
Corporate Governance Vote
3.1.1 Elect Outside Director For Did Not Management
Vote
3.1.2 Elect Outside Director For Did Not Management
Vote
3.1.3 Elect Outside Director For Did Not Management
Vote
3.1.4 Elect Outside Director For Did Not Management
Vote
3.2.1 Elect Member of Audit Committee For Did Not Management
Vote
3.2.2 Elect Member of Audit Committee For Did Not Management
Vote
3.3.1 Elect Inside Director For Did Not Management
Vote
3.3.2 Elect Inside Director For Did Not Management
Vote
3.3.3 Elect Inside Director For Did Not Management
Vote
3.3.4 Elect Inside Director For Did Not Management
Vote
3.3.5 Elect Inside Director For Did Not Management
Vote
4 Approve Limit on Remuneration of For Did Not Management
Directors Vote
- --------------------------------------------------------------------------------
PT BANK INTERNASIONAL INDONESIA
Ticker: Security ID: 6528799
Meeting Date: DEC 16, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Commissioners For Did Not Management
Vote
2 Amend Articles of Association For Did Not Management
Vote
- ------------------------------------------------------------------------
- --------
PT BANK INTERNASIONAL INDONESIA
Ticker: Security ID: 6528799
Meeting Date: JUN 30, 2004 Meeting Type: Special
Record Date: JUN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Did Not Management
Vote
2 Approve Reorganization Plan For Did Not Management
Vote
3 Approve Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
PT BANK INTERNASIONAL INDONESIA
Ticker: Security ID: 6528799
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: JUN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Approve Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
4 Elect Directors and Commissioners For Did Not Management
Vote
5 Approve Remuneration of Commissioners For Did Not Management
Vote
6 Approve Remuneration of Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
RIO TINTO LTD. (FORMERLY CRA LTD.)
Ticker: RIO Security ID: 6220103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of Share Buy-Back For Did Not Management
Authorities Vote
2 Approve Adoption of Executive Incentive For Did Not Management
Plans (Mining Companies Comparative Plan Vote
2004 and Share Option Plan 2004)
3 Approve Awards to Directors Under For Did Not Management
Executive Incentive and Share Savings Vote
Plans
4 Elect John Kerr as Director For Did Not Management
Vote
5 Elect Leigh Clifford as Director For Did Not Management
Vote
6 Elect Guy Elliot as Director For Did Not Management
Vote
7 Elect Richard Sykes as Director For Did Not Management
Vote
8 Elect Richard Giordano as Director For Did Not Management
Vote
9 Approve the Remuneration Report as Set For Did Not Management
Out in the 2003 Annual Review and the Vote
2003 Annual Report and Financial
Statements
10 Approve PricewaterhouseCoopers as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
11 Approve the Company's Financial For Did Not Management
Statements, the Report of the Directors Vote
and the Report of the Auditors in the
Year Ended Dec. 31, 2003
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: Security ID: 6771720
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Appropriation of Income, with Total Vote
Dividend of KRW 5500 Per Share
2.1 Elect Two Outside Directors For Did Not Management
Vote
2.2 Appoint One Member of Audit Committee For Did Not Management
Vote
2.3 Elect One Executive Director For Did Not Management
Vote
3 Approve Limit on Remuneration of For Did Not Management
Directors Vote
- --------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO.
Ticker: Security ID: 6155250
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Did Not Management
Dividends of KRW 1000 Per Share Vote
2 Amend Articles of Incorporation in For Did Not Management
Connection with Changes to Korean Laws Vote
3 Elect Director For Did Not Management
Vote
4 Approve Limit on Remuneration of For Did Not Management
Directors Vote
5 Approve Stock Option Grants For Did Not Management
Vote
- --------------------------------------------------------------------------------
SATO CORPORATION
Ticker: 6287 Security ID: 6777579
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 13, Vote
Final JY 14, Special JY 1
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Statutory For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
SHARP CORP.
Ticker: 6753 Security ID: 6800602
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 8, Vote
Final JY 10, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
3.15 Elect Director For Did Not Management
Vote
3.16 Elect Director For Did Not Management
Vote
3.17 Elect Director For Did Not Management
Vote
3.18 Elect Director For Did Not Management
Vote
3.19 Elect Director For Did Not Management
Vote
3.20 Elect Director For Did Not Management
Vote
3.21 Elect Director For Did Not Management
Vote
3.22 Elect Director For Did Not Management
Vote
3.23 Elect Director For Did Not Management
Vote
3.24 Elect Director For Did Not Management
Vote
3.25 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Special Bonus for Family of For Did Not Management
Deceased Director and Approve Retirement Vote
Bonuses for Directors
- --------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: 4063 Security ID: 6804585
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 8, Vote
Final JY 8, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
4 Approve Retirement Bonuses for Directors For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
SHUN TAK HOLDINGS LTD.
Ticker: Security ID: 6806633
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: MAY 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of HK$0.035 Per For Did Not Management
Share Vote
3a1 Reelect Robert Kwan as Director For Did Not Management
Vote
3a2 Reelect Daisy Ho as Director For Did Not Management
Vote
3a3 Reelect Ambrose So as Director For Did Not Management
Vote
3a4 Reelect David Shum as Director For Did Not Management
Vote
3b Fix Directors' Remuneration For Did Not Management
Vote
4 Approve H.C. Watt & Company Limited as For Did Not Management
Auditors and Fix Their Remuneration Vote
5 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
6a Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
6b Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
- --------------------------------------------------------------------------------
SHUN TAK HOLDINGS LTD.
Ticker: Security ID: 6806633
Meeting Date: JUN 3, 2004 Meeting Type: Special
Record Date: MAY 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Voting at General For Did Not Management
Meetings, Material Interest of Directors Vote
in Contracts Entered into by the Company,
Nomination of Directors, Board Meeting
Quorum, Delegation of Board's Power,
Authorities and Discretions
- --------------------------------------------------------------------------------
SIAM CEMENT PUBLIC CO. LTD.
Ticker: Security ID: 6609906
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Allocation of Income and Final For Did Not Management
Dividend of Baht 3.5 per Share Vote
4 Elect Directors For Did Not Management
Vote
5 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
6 Amend Articles of Association For Did Not Management
Vote
7 Approve Remuneration of Directors For Did Not Management
Vote
8 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
SUMITOMO TRUST & BANKING CO. LTD.
Ticker: 8403 Security ID: 6859002
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends on Ordinary Vote
Shares: Interim JY 0, Final JY 6, Special
JY 0
2 Amend Articles to: Decrease Authorized For Did Not Management
Preferred Share Capital to Reflect Vote
Conversion of Preferred to Ordinary
Shares - Authorize Share Repurchases at
Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditors Vote
- --------------------------------------------------------------------------------
SYMPHONY HOLDINGS LTD
Ticker: Security ID: 6680569
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Bylaws of the Company For Did Not Management
Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Final Dividend of HK$0.06 Per For Did Not Management
Share Vote
4a Reelect Sze Sun Sun, Tony as Director For Did Not Management
Vote
4b Reelect Ku Edward Y. as Director For Did Not Management
Vote
4c Elect Directors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
5 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
6 Authorize Capitalization of Reserves for For Did Not Management
Bonus Issue Vote
7 Approve Repurchase of Up to 10 Percent of For Did Not Management
Issued Capital Vote
8 Approve Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights
9 Authorize Reissuance of Repurchased For Did Not Management
Shares Vote
10 Approve Issuance of Shares Pursuant to For Did Not Management
the Share Option Scheme Vote
11 Fix Maximum Number of Directors at 12 and For Did Not Management
Authorize Board to Appoint Directors Up Vote
to Such Maximum Number
- --------------------------------------------------------------------------------
SYSMEX CORP (FORMERLY TOA MEDICAL ELECTRONICS CO)
Ticker: 6869 Security ID: 6883807
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 12, Vote
Final JY 18, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
3.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO. LTD.
Ticker: 4502 Security ID: 6870445
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 36, Vote
Final JY 41, Special JY 0
2 Amend Articles to: Change Company Name in For Did Not Management
English to Takeda Pharmaceutical Co. Ltd. Vote
- Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonus for Statutory For Did Not Management
Auditor Vote
- --------------------------------------------------------------------------------
THAI AIRWAYS INTERNATIONAL PCL
Ticker: Security ID: 6888857
Meeting Date: DEC 23, 2003 Meeting Type: Annual
Record Date: DEC 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Approve Minutes of Previous AGM For Did Not Management
Vote
3 Accept Directors' Report For Did Not Management
Vote
4 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
5 Acknowledgment of the Amendment of the For Did Not Management
Company Dividend Policy Vote
6 Approve Allocation of Income and For Did Not Management
Dividends Vote
7 Elect Directors For Did Not Management
Vote
8 Approve Auditors and Authorize Board to For Did Not Management
Fix Their Remuneration Vote
9 Approve Adjustment of the Remuneration of For Did Not Management
Directors Vote
10 Approve Remuneration of Directors For Did Not Management
Vote
11 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
THAI AIRWAYS INTERNATIONAL PCL
Ticker: Security ID: 6888857
Meeting Date: SEP 2, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 9 of the Articles of For Did Not Management
Association Vote
2 Approve Issuance of Debentures at a For Did Not Management
Maximum of Baht 40 Billion Vote
- --------------------------------------------------------------------------------
THAI UNION FROZEN PRODUCTS PCL
Ticker: Security ID: 6422716
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of EGM For Did Not Management
Vote
2 Accept Report on Company Performance in For Did Not Management
2003 Vote
3 Approve Financial Statements, Allocation For Did Not Management
of Income and Final Dividend of Baht 0.66 Vote
per Share
4 Elect Directors and Fix Their For Did Not Management
Remuneration Vote
5 Approve Ernst & Young Office Limited as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
6 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
THAI UNION FROZEN PRODUCTS PCL
Ticker: Security ID: 6422716
Meeting Date: AUG 26, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For Did Not Management
Vote
2 Approve Reduction in Stated Capital to For Did Not Management
Baht 859 Million Vote
3 Approve Increase in Stated Capital to For Did Not Management
Baht 885 Million Vote
4 Approve Issuance of Non-Transferable For Did Not Management
Warrants to Not More Than 26 Million Vote
Units
5 Approve the Issuance of 26 Million Shares For Did Not Management
Reserved Exclusively for the Conversion Vote
of Warrants
6 Amend Articles of Association Re: For Did Not Management
Connected Transactions and Acquisition or Vote
Disposal of Substantial Assets
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
TOPPAN PRINTING CO. LTD.
Ticker: 7911 Security ID: 6897024
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 8, Vote
Final JY 9, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion - Limit Vote
Directors' and Internal Auditors' Legal
Liability
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
3.12 Elect Director For Did Not Management
Vote
3.13 Elect Director For Did Not Management
Vote
3.14 Elect Director For Did Not Management
Vote
3.15 Elect Director For Did Not Management
Vote
3.16 Elect Director For Did Not Management
Vote
3.17 Elect Director For Did Not Management
Vote
3.18 Elect Director For Did Not Management
Vote
3.19 Elect Director For Did Not Management
Vote
3.20 Elect Director For Did Not Management
Vote
3.21 Elect Director For Did Not Management
Vote
3.22 Elect Director For Did Not Management
Vote
3.23 Elect Director For Did Not Management
Vote
3.24 Elect Director For Did Not Management
Vote
3.25 Elect Director For Did Not Management
Vote
3.26 Elect Director For Did Not Management
Vote
3.27 Elect Director For Did Not Management
Vote
3.28 Elect Director For Did Not Management
Vote
3.29 Elect Director For Did Not Management
Vote
3.30 Elect Director For Did Not Management
Vote
3.31 Elect Director For Did Not Management
Vote
4 Approve Retirement Bonuses for Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
TOYAMA CHEMICAL
Ticker: 4518 Security ID: 6899600
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
2.1 Elect Director For Did Not Management
Vote
2.2 Elect Director For Did Not Management
Vote
2.3 Elect Director For Did Not Management
Vote
2.4 Elect Director For Did Not Management
Vote
2.5 Elect Director For Did Not Management
Vote
2.6 Elect Director For Did Not Management
Vote
2.7 Elect Director For Did Not Management
Vote
2.8 Elect Director For Did Not Management
Vote
2.9 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
TOYO TIRE & RUBBER CO. LTD.
Ticker: 5105 Security ID: 6900182
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 7, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion - Vote
Streamline Board Structure
3 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonus for Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
TOYS 'R' US-JAPAN LTD.
Ticker: 7645 Security ID: 6236069
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: JAN 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 30, Special JY 0
2 Amend Articles to: Reduce Directors' Term For Did Not Management
in Office - Authorize Share Repurchases Vote
at Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
4 Approve Retirement Bonus for Director For Did Not Management
Vote
5 Approve Executive Stock Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
TSUDAKOMA CORP.
Ticker: 6217 Security ID: 6906748
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: NOV 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 3, Special JY 0
2 Approve Reduction in Capital Reserves For Did Not Management
Vote
3 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Discretion of Board - Vote
Allow Appointment of Supplementary
Statutory Auditors
4.1 Elect Director For Did Not Management
Vote
4.2 Elect Director For Did Not Management
Vote
4.3 Elect Director For Did Not Management
Vote
4.4 Elect Director For Did Not Management
Vote
4.5 Elect Director For Did Not Management
Vote
4.6 Elect Director For Did Not Management
Vote
5 Appoint Internal Statutory Auditor For Did Not Management
Vote
6 Approve Retirement Bonuses for Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
WOOLWORTHS LTD.
Ticker: WOW Security ID: 6981239
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2a Elect J. A. Strong as Director For Did Not Management
Vote
2b Elect R. S. Deane as Director For Did Not Management
Vote
3 Amend Constitution For Did Not Management
Vote
- --------------------------------------------------------------------------------
YOKOGAWA ELECTRIC CORP.
Ticker: 6841 Security ID: 6986427
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 3.75, Vote
Final JY 3.75, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.3 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Special Payments to Continuing For Did Not Management
Directors and Statutory Auditors in Vote
Conection with The Abolition of
Retirement Bonus System
6 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Directors Vote
7 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Statutory Vote
Auditors
- --------------------------------------------------------------------------------
YOSHINOYA D & C CO.
Ticker: 9861 Security ID: 6211851
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 1600, Vote
Final JY 1600, Special JY 0
2 Amend Articles to: Authorize Share For Did Not Management
Repurchases at Board's Discretion Vote
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
4 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Statutory Vote
Auditors
6 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditor Vote
=============================== REAL ESTATE FUND ===============================
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014482103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Chun For Did Not Management
Vote
1.2 Elect Director Allen Doane For Did Not Management
Vote
1.3 Elect Director Walter A. Dods, Jr. For Did Not Management
Vote
1.4 Elect Director Charles G. King For Did Not Management
Vote
1.5 Elect Director Constance H. Lau For Did Not Management
Vote
1.6 Elect Director Carson R. McKissick For Did Not Management
Vote
1.7 Elect Director Maryanna G. Shaw For Did Not Management
Vote
1.8 Elect Director Charles M. Stockholm For Did Not Management
Vote
1.9 Elect Director Jeffrey N. Watanabe For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Amend Non-Employee Director Stock Option For Did Not Management
Plan Vote
- --------------------------------------------------------------------------------
AMB PROPERTY CORP.
Ticker: AMB Security ID: 00163T109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamid R. Moghadam For Did Not Management
Vote
1.2 Elect Director W. Blake Baird For Did Not Management
Vote
1.3 Elect Director T. Robert Burke For Did Not Management
Vote
1.4 Elect Director David A. Cole For Did Not Management
Vote
1.5 Elect Director J. Michael Losh For Did Not Management
Vote
1.6 Elect Director Frederick W. Reid For Did Not Management
Vote
1.7 Elect Director Jeffrey L. Skelton For Did Not Management
Vote
1.8 Elect Director Thomas W. Tusher For Did Not Management
Vote
1.9 Elect Director Caryl B. Welborn For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
AMERIVEST PROPERTIES INC.
Ticker: Security ID: 03071L101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander S. Hewitt For Did Not Management
Vote
1.2 Elect Director Charles K. Knight For Did Not Management
Vote
1.3 Elect Director Jerry J. Tepper For Did Not Management
Vote
2 Declassify the Board of Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
APARTMENT INVESTMENT & MANAGEMENT CO.
Ticker: AIV Security ID: 03748R101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For Did Not Management
Vote
1.2 Elect Director Peter K. Kompaniez For Did Not Management
Vote
1.3 Elect Director James N. Bailey For Did Not Management
Vote
1.4 Elect Director Richard S. Ellwood For Did Not Management
Vote
1.5 Elect Director J. Landis Martin For Did Not Management
Vote
1.6 Elect Director Thomas L. Rhodes For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Sale of Company Assets For Did Not Management
Vote
4 Limit Executive Compensation Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryce Blair For Did Not Management
Vote
1.2 Elect Director Bruce A. Choate For Did Not Management
Vote
1.3 Elect Director John J. Healy, Jr. For Did Not Management
Vote
1.4 Elect Director Gilbert M. Meyer For Did Not Management
Vote
1.5 Elect Director Charles D. Peebler, Jr. For Did Not Management
Vote
1.6 Elect Director Lance R. Primis For Did Not Management
Vote
1.7 Elect Director Allan D. Schuster For Did Not Management
Vote
1.8 Elect Director Amy P. Williams For Did Not Management
Vote
2 Submit Shareholder Rights Plan (Poison Against Did Not Shareholder
Pill) to Shareholder Vote Vote
- --------------------------------------------------------------------------------
BEDFORD PROPERTY INVESTORS, INC.
Ticker: Security ID: 076446301
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter B. Bedford For Did Not Management
Vote
1.2 Elect Director Anthony M. Frank For Did Not Management
Vote
1.3 Elect Director Peter Linneman For Did Not Management
Vote
1.4 Elect Director Bowen H. Mccoy For Did Not Management
Vote
1.5 Elect Director Thomas H. Nolan, Jr. For Did Not Management
Vote
1.6 Elect Director Martin I. Zankel, Esq. For Did Not Management
Vote
2 Amend Non-Employee Director Stock Option For Did Not Management
Plan Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
BOSTON PROPERTIES INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mortimer B. Zuckerman For Did Not Management
Vote
1.2 Elect Director Carol B. Einiger For Did Not Management
Vote
1.3 Elect Director Alan B. Landis For Did Not Management
Vote
1.4 Elect Director Richard E. Salomon For Did Not Management
Vote
2 Declassify the Board of Directors Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Walter D'Alessio For Did Not Management
Vote
1.2 Elect Trustee D. Pike Aloian For Did Not Management
Vote
1.3 Elect Trustee Donald E. Axinn For Did Not Management
Vote
1.4 Elect Trustee Robert C. Larson For Did Not Management
Vote
1.5 Elect Trustee Anthony A. Nichols, Sr. For Did Not Management
Vote
1.6 Elect Trustee Charles P. Pizzi For Did Not Management
Vote
1.7 Elect Trustee Gerard H. Sweeney For Did Not Management
Vote
2 Submit Severance Agreement Against Did Not Shareholder
(Change-in-Control) to Shareholder Vote Vote
- --------------------------------------------------------------------------------
BRE PROPERTIES, INC.
Ticker: BRE Security ID: 05564E106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For Did Not Management
Vote
2.1 Elect Director Robert A. Fiddaman For Did Not Management
Vote
2.2 Elect Director Roger P. Kuppinger For Did Not Management
Vote
2.3 Elect Director Jeanne R. Myerson For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
CATELLUS DEVELOPMENT CORP.
Ticker: Security ID: 149113102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Bollenbach For Did Not Management
Vote
1.2 Elect Director Daryl J. Carter For Did Not Management
Vote
1.3 Elect Director Richard D. Farman For Did Not Management
Vote
1.4 Elect Director Christine Garvey For Did Not Management
Vote
1.5 Elect Director William M. Kahane For Did Not Management
Vote
1.6 Elect Director Leslie D. Michelson For Did Not Management
Vote
1.7 Elect Director Deanna W. Oppenheimer For Did Not Management
Vote
1.8 Elect Director Nelson C. Rising For Did Not Management
Vote
1.9 Elect Director Thomas M. Steinberg For Did Not Management
Vote
- --------------------------------------------------------------------------------
CATELLUS DEVELOPMENT CORP.
Ticker: Security ID: 149111106
Meeting Date: SEP 26, 2003 Meeting Type: Annual
Record Date: AUG 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Did Not Management
Vote
2.1 Elect Director Joseph F. Alibrandi For Did Not Management
Vote
2.2 Elect Director Stephen F. Bollenbach For Did Not Management
Vote
2.3 Elect Director Daryl J. Carter For Did Not Management
Vote
2.4 Elect Director Richard D. Farman For Did Not Management
Vote
2.5 Elect Director Christine Garvey For Did Not Management
Vote
2.6 Elect Director William M. Kahane For Did Not Management
Vote
2.7 Elect Director Leslie D. Michelson For Did Not Management
Vote
2.8 Elect Director Deanna W. Oppenheimer For Did Not Management
Vote
2.9 Elect Director Nelson C. Rising For Did Not Management
Vote
2.10 Elect Director Thomas M. Steinberg For Did Not Management
Vote
2.11 Elect Director Cora M. Tellez For Did Not Management
Vote
3 Amend Omnibus Stock Plan For Did Not Management
Vote
4 Approve Omnibus Stock Plan For Did Not Management
Vote
5 Submit Shareholder Rights Plan (Poison Against Did Not Shareholder
Pill) to Shareholder Vote Vote
- --------------------------------------------------------------------------------
CEDAR SHOPPING CENTERS, INC.
Ticker: CDR Security ID: 150602209
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Burns For Did Not Management
Vote
1.2 Elect Director Richard Homburg For Did Not Management
Vote
1.3 Elect Director Everett B. Miller, III For Did Not Management
Vote
1.4 Elect Director Leo S. Ullman For Did Not Management
Vote
1.5 Elect Director Brenda J. Walker For Did Not Management
Vote
1.6 Elect Director Roger M. Widmann For Did Not Management
Vote
2 Approve Omnibus Stock Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
CENTERPOINT PROPERTIES TRUST
Ticker: Security ID: 151895109
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas C. Babson For Did Not Management
Vote
1.2 Elect Director Martin Barber For Did Not Management
Vote
1.3 Elect Director Norman R. Bobins For Did Not Management
Vote
1.4 Elect Director Alan D. Feld For Did Not Management
Vote
1.5 Elect Director Paul S. Fisher For Did Not Management
Vote
1.6 Elect Director John S. Gates, Jr. For Did Not Management
Vote
1.7 Elect Director Michael M. Mullen For Did Not Management
Vote
1.8 Elect Director Thomas E. Robinson For Did Not Management
Vote
1.9 Elect Director John C. Staley For Did Not Management
Vote
1.10 Elect Director Robert L. Stovall For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
- --------------------------------------------------------------------------------
COUSINS PROPERTIES INC.
Ticker: CUZ Security ID: 222795106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For Did Not Management
Vote
1.2 Elect Director Erskine B. Bowles For Did Not Management
Vote
1.3 Elect Director Richard W. Courts, Ii For Did Not Management
Vote
1.4 Elect Director Thomas G. Cousins For Did Not Management
Vote
1.5 Elect Director Lillian C. Giornelli For Did Not Management
Vote
1.6 Elect Director Terence C. Golden For Did Not Management
Vote
1.7 Elect Director Boone A. Knox For Did Not Management
Vote
1.8 Elect Director John J. Mack For Did Not Management
Vote
1.9 Elect Director Hugh L. Mccoll, Jr. For Did Not Management
Vote
1.10 Elect Director William Porter Payne For Did Not Management
Vote
2 Amend Omnibus Stock Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
CRESCENT REAL ESTATE EQUITIES COMPANY
Ticker: CEI Security ID: 225756105
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis H. Alberts For Did Not Management
Vote
1.2 Elect Director Terry N. Worrell For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barrington H. Branch For Did Not Management
Vote
1.2 Elect Director Gary A. Burk For Did Not Management
Vote
1.3 Elect Director Geoffrey Button For Did Not Management
Vote
1.4 Elect Director William Cavanaugh III For Did Not Management
Vote
1.5 Elect Director Ngaire E. Cuneo For Did Not Management
Vote
1.6 Elect Director Charles R. Eitel For Did Not Management
Vote
1.7 Elect Director Thomas L. Hefner For Did Not Management
Vote
1.8 Elect Director L. Ben Lytle For Did Not Management
Vote
1.9 Elect Director William O. McCoy For Did Not Management
Vote
1.10 Elect Director John W. Nelley, Jr. For Did Not Management
Vote
1.11 Elect Director Dennis D. Oklak For Did Not Management
Vote
1.12 Elect Director James E. Rogers For Did Not Management
Vote
1.13 Elect Director Jack R. Shaw For Did Not Management
Vote
1.14 Elect Director Robert J. Woodward, Jr. For Did Not Management
Vote
1.15 Elect Director Darell E. Zink, Jr. For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Separate Chairman and CEO Positions Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST
Ticker: EOP Security ID: 294741103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Dobrowski For Did Not Management
Vote
1.2 Elect Director William M. Goodyear For Did Not Management
Vote
1.3 Elect Director James D. Harper, Jr. For Did Not Management
Vote
1.4 Elect Director Richard D. Kincaid For Did Not Management
Vote
1.5 Elect Director David K. Mckown For Did Not Management
Vote
1.6 Elect Director Sheli Z. Rosenberg For Did Not Management
Vote
1.7 Elect Director Edwin N. Sidman For Did Not Management
Vote
1.8 Elect Director J. H.W.R. Van Der Vlist For Did Not Management
Vote
1.9 Elect Director Samuel Zell For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For Did Not Management
Vote
1.2 Elect Director Charles L. Atwood For Did Not Management
Vote
1.3 Elect Director Bruce W. Duncan For Did Not Management
Vote
1.4 Elect Director Stephen O. Evans For Did Not Management
Vote
1.5 Elect Director James D. Harper, Jr. For Did Not Management
Vote
1.6 Elect Director Boone A. Knox For Did Not Management
Vote
1.7 Elect Director Desiree G. Rogers For Did Not Management
Vote
1.8 Elect Director Sheli Z. Rosenberg For Did Not Management
Vote
1.9 Elect Director Gerald A. Spector For Did Not Management
Vote
1.10 Elect Director B. Joseph White For Did Not Management
Vote
1.11 Elect Director Samuel Zell For Did Not Management
Vote
2 Amend Articles/Bylaws/Charter to Remove For Did Not Management
Antitakeover Provision(s) Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee David W. Faeder For Did Not Management
Vote
1.2 Elect Trustee Kristin Gamble For Did Not Management
Vote
2 Change Range for Size of the Board For Did Not Management
Vote
3 Reduce Supermajority Vote Requirement For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
FOREST CITY ENTERPRISES, INC.
Ticker: FCE.A Security ID: 345550107
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Esposito, Jr. For Did Not Management
Vote
1.2 Elect Director Joan K. Shafran For Did Not Management
Vote
1.3 Elect Director Louis Stokes For Did Not Management
Vote
1.4 Elect Director Stan Ross For Did Not Management
Vote
2 Amend Stock Option Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370021107
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bucksbaum For Did Not Management
Vote
1.2 Elect Director Alan Cohen For Did Not Management
Vote
1.3 Elect Director Anthony Downs For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370021107
Meeting Date: NOV 20, 2003 Meeting Type: Special
Record Date: OCT 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Common Stock and a For Did Not Management
Stock Split Vote
- --------------------------------------------------------------------------------
HEALTH CARE PROPERTY INVESTORS, INC.
Ticker: HCP Security ID: 421915109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary A. Cirillo For Did Not Management
Vote
1.2 Elect Director Robert R. Fanning, Jr. For Did Not Management
Vote
1.3 Elect Director James F. Flaherty III For Did Not Management
Vote
1.4 Elect Director David B. Henry For Did Not Management
Vote
1.5 Elect Director Michael D. McKee For Did Not Management
Vote
1.6 Elect Director Harold M. Messmer, Jr. For Did Not Management
Vote
1.7 Elect Director Peter L. Rhein For Did Not Management
Vote
1.8 Elect Director Kenneth B. Roath For Did Not Management
Vote
1.9 Elect Director Richard M. Rosenberg For Did Not Management
Vote
1.10 Elect Director Joseph P. Sullivan For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
3 Declassify the Board of Directors For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST, INC.
Ticker: HR Security ID: 421946104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marliese E. Mooney For Did Not Management
Vote
1.2 Elect Director Edwin B. Morris III For Did Not Management
Vote
1.3 Elect Director John Knox Singleton For Did Not Management
Vote
- --------------------------------------------------------------------------------
HERITAGE PROPERTY INVESTMENT TRUST INC
Ticker: Security ID: 42725M107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Barry For Did Not Management
Vote
1.2 Elect Director Richard C. Garrison For Did Not Management
Vote
1.3 Elect Director David W. Laughton For Did Not Management
Vote
1.4 Elect Director Kevin C. Phelan For Did Not Management
Vote
2 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
HIGHLAND HOSPITALITY CORP
Ticker: HIH Security ID: 430141101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Wardinski For Did Not Management
Vote
1.2 Elect Director James L. Francis For Did Not Management
Vote
1.3 Elect Director Francisco L. Borges For Did Not Management
Vote
1.4 Elect Director W. Reeder Glass For Did Not Management
Vote
1.5 Elect Director Craig E. Lambert For Did Not Management
Vote
1.6 Elect Director Thomas A. Natelli For Did Not Management
Vote
1.7 Elect Director Margaret A. Sheehan For Did Not Management
Vote
1.8 Elect Director William L. Wilson For Did Not Management
Vote
2 Approve Omnibus Stock Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
HOME PROPERTIES INC
Ticker: HME Security ID: 437306103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman P. Leenhouts For Did Not Management
Vote
1.2 Elect Director Nelson B. Leenhouts For Did Not Management
Vote
1.3 Elect Director Edward J. Pettinella For Did Not Management
Vote
1.4 Elect Director William Balderston, III For Did Not Management
Vote
1.5 Elect Director Alan L. Gosule For Did Not Management
Vote
1.6 Elect Director Leonard F. Helbig, III For Did Not Management
Vote
1.7 Elect Director Roger W. Kober For Did Not Management
Vote
1.8 Elect Director Clifford W. Smith, Jr. For Did Not Management
Vote
1.9 Elect Director Paul L. Smith For Did Not Management
Vote
1.10 Elect Director Amy L. Tait For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Marriott For Did Not Management
Vote
1.2 Elect Director Christopher J. Nassetta For Did Not Management
Vote
1.3 Elect Director John B. Morse, Jr. For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Declassify the Board of Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
KIMCO REALTY CORP.
Ticker: KIM Security ID: 49446R109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Kimmel For Did Not Management
Vote
1.2 Elect Director Milton Cooper For Did Not Management
Vote
1.3 Elect Director Richard G. Dooley For Did Not Management
Vote
1.4 Elect Director Michael Flynn For Did Not Management
Vote
1.5 Elect Director Joe Grills For Did Not Management
Vote
1.6 Elect Director David Henry For Did Not Management
Vote
1.7 Elect Director F. Patrick Hughes For Did Not Management
Vote
1.8 Elect Director Frank Lourenso For Did Not Management
Vote
1.9 Elect Director Richard Saltzman For Did Not Management
Vote
2 Amend Stock Option Plan For Did Not Management
Vote
3 Separate Chairman and CEO Positions Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST
Ticker: LRY Security ID: 531172104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee M. Leanne Lachman For Did Not Management
Vote
1.2 Elect Trustee J. Anthony Hayden For Did Not Management
Vote
2 Amend Stock Ownership Limitations For Did Not Management
Vote
3 Amend Articles For Did Not Management
Vote
4 Amend Omnibus Stock Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
MACERICH CO., THE
Ticker: MAC Security ID: 554382101
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Coppola For Did Not Management
Vote
1.2 Elect Director Fred S. Hubbell For Did Not Management
Vote
1.3 Elect Director Diana M. Laing For Did Not Management
Vote
1.4 Elect Director Dr. William P. Sexton For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
PAN PACIFIC RETAIL PROPERTIES, INC.
Ticker: Security ID: 69806L104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Zimel For Did Not Management
Vote
2 Declassify the Board of Directors For Did Not Management
Vote
3 Amend Articles to Increase Ownership For Did Not Management
Limits of Common Stock Vote
- --------------------------------------------------------------------------------
POST PROPERTIES, INC.
Ticker: PPS Security ID: 737464107
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Crocker II For Did Not Management
Vote
1.2 Elect Director Walter M. Deriso, Jr. For Did Not Management
Vote
1.3 Elect Director Nicholas B. Paumgarten For Did Not Management
Vote
2 Declassify the Board of Directors For Did Not Management
Vote
3 Submit Director Compensation to Vote Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
PRENTISS PROPERTIES TRUST
Ticker: Security ID: 740706106
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. L. M. Riggs, Jr. For Did Not Management
Vote
1.2 Elect Director Ronald G. Steinhart For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Amend Omnibus Stock Plan For Did Not Management
Vote
4 Amend Omnibus Stock Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Feinberg For Did Not Management
Vote
1.2 Elect Director Donald P. Jacobs For Did Not Management
Vote
1.3 Elect Director D. Michael Steuert For Did Not Management
Vote
1.4 Elect Director J. Andre Teixeira For Did Not Management
Vote
2 Approve Non-Employee Director Omnibus For Did Not Management
Stock Plan Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
PUBLIC STORAGE, INC.
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Wayne Hughes For Did Not Management
Vote
1.2 Elect Director Ronald L. Havner, Jr. For Did Not Management
Vote
1.3 Elect Director Harvey Lenkin For Did Not Management
Vote
1.4 Elect Director Robert J. Abernethy For Did Not Management
Vote
1.5 Elect Director Dann V. Angeloff For Did Not Management
Vote
1.6 Elect Director William C. Baker For Did Not Management
Vote
1.7 Elect Director John T. Evans For Did Not Management
Vote
1.8 Elect Director Uri P. Harkham For Did Not Management
Vote
1.9 Elect Director B. Wayne Hughes, Jr. For Did Not Management
Vote
1.10 Elect Director Daniel C. Staton For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
REGENCY CENTERS CORP.
Ticker: REG Security ID: 758849103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Stein, Jr. For Did Not Management
Vote
1.2 Elect Director Raymond L. Bank For Did Not Management
Vote
1.3 Elect Director A. R. Carpenter For Did Not Management
Vote
1.4 Elect Director J. Dix Druce, Jr. For Did Not Management
Vote
2 Declassify the Board of Directors For Did Not Management
Vote
3 Increase Authorized Preferred Stock For Did Not Management
Vote
4 Amend Stock Ownership Limitations For Did Not Management
Vote
- --------------------------------------------------------------------------------
ROUSE CO., THE
Ticker: Security ID: 779273101
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremiah E. Casey For Did Not Management
Vote
1.2 Elect Director Roger W. Schipke For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
- --------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Birch Bayh For Did Not Management
Vote
1.2 Elect Director Melvyn E. Bergstein For Did Not Management
Vote
1.3 Elect Director Linda Walker Bynoe For Did Not Management
Vote
1.4 Elect Director Karen N. Horn For Did Not Management
Vote
1.5 Elect Director G. William Miller For Did Not Management
Vote
1.6 Elect Director J. Albert Smith, Jr. For Did Not Management
Vote
1.7 Elect Director Pieter S. van den Berg For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Separate Chairman and CEO Positions Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
ST. JOE COMPANY, THE
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For Did Not Management
Vote
1.2 Elect Director Hugh M. Durden For Did Not Management
Vote
1.3 Elect Director Adam W. Herbert, Jr. For Did Not Management
Vote
1.4 Elect Director Delores Kesler For Did Not Management
Vote
1.5 Elect Director John S. Lord For Did Not Management
Vote
1.6 Elect Director Walter L. Revell For Did Not Management
Vote
1.7 Elect Director Peter S. Rummell For Did Not Management
Vote
1.8 Elect Director Winfred L. Thornton For Did Not Management
Vote
1.9 Elect Director William H. Walton, III For Did Not Management
Vote
2 Eliminate Preemptive Rights For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A203
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Hippeau For Did Not Management
Vote
1.2 Elect Director Daniel Yih For Did Not Management
Vote
1.3 Elect Director Kneeland Youngblood For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Omnibus Stock Plan For Did Not Management
Vote
4 Declassify the Board of Directors For Did Not Management
Vote
- --------------------------------------------------------------------------------
TRIZEC CANADA INC.
Ticker: Security ID: 896874104
Meeting Date: JUN 1, 2004 Meeting Type: Annual/Special
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For Did Not Management
Vote
2.1 Elect Director Howard L. Beck For Did Not Management
Vote
2.2 Elect Director C. William D. Birchall For Did Not Management
Vote
2.3 Elect Director Dr. Alan R. Hudson For Did Not Management
Vote
2.4 Elect Director Donald L. Lenz For Did Not Management
Vote
2.5 Elect Director Peter Munk For Did Not Management
Vote
2.6 Elect Director Robert B. Wickham For Did Not Management
Vote
3 Ratify PricewaterhouseCoopers LLP as For Did Not Management
Auditors Vote
4 Confirm By-Law No. 1 For Did Not Management
Vote
- --------------------------------------------------------------------------------
TRIZEC PROPERTIES, INC.
Ticker: Security ID: 89687P107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Munk For Did Not Management
Vote
1.2 Elect Director Timothy Callahan For Did Not Management
Vote
1.3 Elect Director L. Jay Cross For Did Not Management
Vote
1.4 Elect Director Brian Mulroney For Did Not Management
Vote
1.5 Elect Director James O'Connor For Did Not Management
Vote
1.6 Elect Director Glenn Rufrano For Did Not Management
Vote
1.7 Elect Director Richard Thomson For Did Not Management
Vote
1.8 Elect Director Polyvios Vintiadis For Did Not Management
Vote
1.9 Elect Director Stephen Volk For Did Not Management
Vote
1.10 Elect Director Casey Wold For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Amend Articles For Did Not Management
Vote
- --------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert P. Kogod For Did Not Management
Vote
1.2 Elect Trustee David Mandelbaum For Did Not Management
Vote
1.3 Elect Trustee Richard R. West For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS
Ticker: WRI Security ID: 948741103
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanford Alexander For Did Not Management
Vote
1.2 Elect Director Andrew M. Alexander For Did Not Management
Vote
1.3 Elect Director J. Murry Bowden For Did Not Management
Vote
1.4 Elect Director James W. Crownover For Did Not Management
Vote
1.5 Elect Director Robert J. Cruikshank For Did Not Management
Vote
1.6 Elect Director Melvin A. Dow For Did Not Management
Vote
1.7 Elect Director Stephen A. Lasher For Did Not Management
Vote
1.8 Elect Director Douglas W. Schnitzer For Did Not Management
Vote
1.9 Elect Director Marc J. Shapiro For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Limit Awards to Executives Against Did Not Shareholder
Vote
==================== SHORT-TERM GOVERNMENT SECURITIES FUND =====================
================================ SMALL CAP FUND ================================
A.C. MOORE ARTS & CRAFTS, INC.
Ticker: ACMR Security ID: 00086T103
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Bauer For For Management
1.2 Elect Director Richard J. Drake For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AQUA AMERICA, INC.
Ticker: WTR Security ID: 03836W103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Smoot For For Management
1.2 Elect Director William P. Hankowsky For For Management
1.3 Elect Director John E. Menario For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ARROW INTERNATIONAL, INC.
Ticker: ARRO Security ID: 042764100
Meeting Date: JAN 21, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Jerome Holleran For For Management
1.2 Elect Director R. James Macaleer For For Management
1.3 Elect Director Alan M. Sebulsky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BJ WHOLESALE CLUB, INC
Ticker: BJ Security ID: 05548J106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. James Coppersmith For For Management
1.2 Elect Director Thomas J. Shields For For Management
1.3 Elect Director Herbert J. Zarkin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMBREX CORP.
Ticker: CBM Security ID: 132011107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Roy W. Haley For For Management
1.3 Elect Director Leon J. Hendrix, Jr. For For Management
1.4 Elect Director Ilan Kaufthal For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMMSCOPE, INC.
Ticker: CTV Security ID: 203372107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Boyd L. George For For Management
1.2 Elect Director George N. Hutton, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DENDRITE INTERNATIONAL, INC.
Ticker: DRTE Security ID: 248239105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bailye For For Management
1.2 Elect Director John A. Fazio For For Management
1.3 Elect Director Bernard M. Goldsmith For For Management
1.4 Elect Director Edward J. Kfoury For For Management
1.5 Elect Director Paul A. Margolis For For Management
1.6 Elect Director John H. Martinson For For Management
1.7 Elect Director Terence H. Osborne For For Management
1.8 Elect Director Patrick J. Zenner For For Management
- --------------------------------------------------------------------------------
E*TRADE FINANCIAL CORP.
Ticker: ETFC Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Ticker: ETH Security ID: 297602104
Meeting Date: NOV 17, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Carter For For Management
1.2 Elect Director Michael T. Smith For For Management
2 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
FORRESTER RESEARCH INC.
Ticker: FORR Security ID: 346563109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henk W. Broeders For For Management
1.2 Elect Director George R. Hornig For For Management
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Meyer For For Management
1.2 Elect Director Gregory P. Stapleton For For Management
1.3 Elect Director Stanley A. Weiss For For Management
2 Approve Stock Split For For Management
- --------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS INC
Ticker: HLX Security ID: 127914109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Kratz For For Management
1.2 Elect Director Bernard J. Duroc-Danner For For Management
1.3 Elect Director John V. Lovoi For For Management
- --------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Paula Marshall-Chapman For For Management
- --------------------------------------------------------------------------------
J. M. SMUCKER CO., THE
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2003 Meeting Type: Annual
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred A. Duncan For For Management
1.2 Elect Director Charles S. Mechem, Jr. For For Management
1.3 Elect Director Gary A. Oatey For For Management
1.4 Elect Director Timothy P. Smucker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
J. M. SMUCKER CO., THE
Ticker: SJM Security ID: 832696405
Meeting Date: JUN 17, 2004 Meeting Type: Special
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
JEFFERIES GROUP, INC
Ticker: JEF Security ID: 472319102
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Patrick Campbell For For Management
1.2 Elect Director Richard G. Dooley For For Management
1.3 Elect Director Richard B. Handler For For Management
1.4 Elect Director Frank J. Macchiarola For For Management
1.5 Elect Director John C. Shaw, Jr. For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For For Management
1.2 Elect Director James R. Jones For For Management
1.3 Elect Director Karen L. Pletz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KEANE, INC.
Ticker: KEA Security ID: 486665102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Fain For For Management
1.2 Elect Director John F. Keane For For Management
1.3 Elect Director John F. Rockart For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. DeFeo For For Management
1.2 Elect Director William R. Newlin For For Management
1.3 Elect Director Lawrence W. Stranghoener For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KENSEY NASH CORP.
Ticker: KNSY Security ID: 490057106
Meeting Date: DEC 3, 2003 Meeting Type: Annual
Record Date: OCT 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Kaufmann For For Management
1.2 Elect Director Harold N. Chefitz For For Management
1.3 Elect Director Steven J. Lee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KENSEY NASH CORP.
Ticker: KNSY Security ID: 490057106
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LABRANCHE & CO INC.
Ticker: LAB Security ID: 505447102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. George For For Management
1.2 Elect Director Donald E. Kiernan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeWitt Ezell, Jr. For For Management
1.2 Elect Director William V. Lapham For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
METROLOGIC INSTRUMENTS, INC.
Ticker: Security ID: 591676101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Close For For Management
1.2 Elect Director John H. Mathias For For Management
1.3 Elect Director William Rulon-Miller For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OAKLEY, INC.
Ticker: OO Security ID: 673662102
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Jannard For For Management
1.2 Elect Director Link Newcomb For For Management
1.3 Elect Director Abbott Brown For For Management
1.4 Elect Director Lee Clow For For Management
1.5 Elect Director Thomas Davin For For Management
1.6 Elect Director Irene Miller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Hooker For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PARK NATIONAL CORP.
Ticker: PRK Security ID: 700658107
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Buchwald For For Management
1.2 Elect Director J. Gilbert Reese For For Management
1.3 Elect Director Rick R. Taylor For For Management
1.4 Elect Director Leon Zazworsky For For Management
2 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
- --------------------------------------------------------------------------------
PHILADELPHIA CONSOLIDATED HOLDING CORP.
Ticker: PHLY Security ID: 717528103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cascio For For Management
1.2 Elect Director Elizabeth H. Gemmill For For Management
1.3 Elect Director William J. Henrich, Jr. For For Management
1.4 Elect Director James J. Maguire For For Management
1.5 Elect Director James J. Maguire, Jr. For For Management
1.6 Elect Director Margaret M. Mattix For For Management
1.7 Elect Director Maureen H. McCullough For For Management
1.8 Elect Director Michael J. Morris For For Management
1.9 Elect Director Donald A. Pizer For For Management
1.10 Elect Director Dirk A. Stuurop For For Management
1.11 Elect Director Sean S. Sweeney For For Management
1.12 Elect Director J. Eustace Wolfington For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: PTP Security ID: G7127P100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Furlong Baldwin For For Management
1.2 Elect Director Jonathan F. Bank For For Management
1.3 Elect Director Dan R. Carmichael For For Management
1.4 Elect Director Neill A. Currie For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Gregory E.A. Morrison For For Management
1.7 Elect Director Steven H. Newman For For Management
1.8 Elect Director Peter T. Pruitt For For Management
2 THE PROPOSAL TO ELECT GREGORY E.A. For For Management
MORRISON TO THE BOARD OF DIRECTORS OF
PLATINUM UNDERWRITERS BERMUDA, LTD.
3 THE PROPOSAL TO ELECT MICHAEL D. PRICE TO For For Management
THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
4 THE PROPOSAL TO ELECT WILLIAM A. ROBBIE For For Management
TO THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
5 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
WILLIAM A. ROBBIE TO THE BOARD OF
DIRECTORS OF PLATINUM RE (UK) LIMITED.
6 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
RUSSELL WORSLEY TO THE BOARD OF DIRECTORS
OF PLATINUM RE (UK) LIMITED.
7 THE PROPOSAL TO AMEND BYE-LAWS OF THE For For Management
COMPANY BY REMOVING SECTION 44(2), WHICH
REQUIRES THE SHAREHOLDERS OF THE COMPANY
TO CONSIDER MATTERS THAT ARE SUBMITTED TO
THE SHAREHOLDERS OF THE COMPANY S
NON-U.S. SUBSIDIARIES.
8 THE PROPOSAL TO APPROVE THE COMPANY S For For Management
2002 SHARE INCENTIVE PLAN.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: PTP Security ID: G7127P100
Meeting Date: SEP 17, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect H. Baldwin, J. Bank, D. Carmichael, For For Management
N. Currie, J. Fishman, G. Morrison, S.
Newman, and P. Pruitt as Directors
2a Elect G. Morrison as Director of Platinum For For Management
Underwriters Bermuda, Ltd.
2b Elect M. Price as Director of Platinum For For Management
Underwriters Bermuda, Ltd.
2c Elect W. Robble as Director of Platinum For For Management
Underwriters Bermuda, Ltd.
3a Elect G. Morrison as Director of Platinum For For Management
Re (UK) Ltd.
3b Elect C. Pettengell as Director of For For Management
Platinum Re (UK) Ltd.
3c Elect R. Porter as Director of Platinum For For Management
Re (UK) Ltd.
4 Approve Section 162(m) Performance For For Management
Incentive Plan
5 Ratify KPMG as Auditors For For Management
- --------------------------------------------------------------------------------
QUANEX CORP.
Ticker: NX Security ID: 747620102
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: JAN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent R. Scorsone For For Management
1.2 Elect Director Joseph J. Ross For For Management
1.3 Elect Director Richard L. Wellek For For Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director Bernard Fried For For Management
1.4 Elect Director H. Jarrell Gibbs For For Management
1.5 Elect Director Louis C. Golm For For Management
1.6 Elect Director Ben A. Guill For For Management
1.7 Elect Director Thomas J. Sikorski For For Management
1.8 Elect Director Gary A. Tucci For For Management
1.9 Elect Director John R. Wilson For For Management
- --------------------------------------------------------------------------------
RENAISSANCE LEARNING, INC.
Ticker: RLRN Security ID: 75968L105
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith Ames Paul For For Management
1.2 Elect Director Terrance D. Paul For For Management
1.3 Elect Director John R. Hickey For For Management
1.4 Elect Director John H. Grunewald For For Management
1.5 Elect Director Gordon H. Gunnlaugsson For For Management
1.6 Elect Director Harold E. Jordan For For Management
1.7 Elect Director Addison L. Piper For For Management
1.8 Elect Director Judith A. Ryan For For Management
- --------------------------------------------------------------------------------
RSA SECURITY INC.
Ticker: Security ID: 749719100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gloria C. Larson For For Management
1.2 Elect Director Joseph B. Lassiter, III For For Management
1.3 Elect Director Charles R. Stuckey, Jr. For For Management
2 Ratify Auditors For For
Management
- --------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Lamson For For Management
1.2 Elect Director Peter N. Louras, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOLA INTERNATIONAL INC.
Ticker: Security ID: 834092108
Meeting Date: JUL 24, 2003 Meeting Type: Annual
Record Date: JUN 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy C. Bishop For For Management
1.2 Elect Director Maurice J. Cunniffe For For Management
1.3 Elect Director Douglas D. Danforth For For Management
1.4 Elect Director Neil E. Leach For For Management
1.5 Elect Director Robert A. Muh For For Management
1.6 Elect Director Jackson L. Schultz For For Management
- --------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven B. Dodge For For Management
1.2 Elect Director S. Percy Rockefeller For For Management
1.3 Elect Director Donald M. Stewart For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STILLWATER MINING CO.
Ticker: SWC Security ID: 86074Q102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig L. Fuller For For Management
1.2 Elect Director Patrick M. James For For Management
1.3 Elect Director Steven S. Lucas For For Management
1.4 Elect Director Joseph P. Mazurek For For Management
1.5 Elect Director Francis R. Mcallister For For Management
1.6 Elect Director Sheryl K. Pressler For For Management
1.7 Elect Director Donald W. Riegle, Jr. For For Management
1.8 Elect Director Todd D. Schafer For For Management
1.9 Elect Director Jack E. Thompson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TECHNITROL, INC.
Ticker: TNL Security ID: 878555101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Hofmann For For Management
1.2 Elect Director Edward M. Mazze For For Management
- --------------------------------------------------------------------------------
THOMAS & BETTS CORP.
Ticker: TNB Security ID: 884315102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.H. Drew For For Management
1.2 Elect Director T.K. Dunnigan For For Management
1.3 Elect Director J.K. Hauswald For For Management
1.4 Elect Director D. Jernigan For For Management
1.5 Elect Director R.B. Kalich Sr. For For Management
1.6 Elect Director R.A. Kenkel For For Management
1.7 Elect Director K.R. Masterson For For Management
1.8 Elect Director D.J. Pileggi For For Management
1.9 Elect Director J.P. Richard For For Management
1.10 Elect Director J.L. Stead For For Management
1.11 Elect Director D.D. Stevens For For Management
1.12 Elect Director W.H. Waltrip For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 9, 2003 Meeting Type: Annual
Record Date: OCT 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil D. Chrisman For For Management
1.2 Elect Director Alan Siegel For For Management
1.3 Elect Director Geoffrey A. Thomson For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Hayne For For Management
1.2 Elect Director Scott A. Belair For For Management
1.3 Elect Director Harry S. Cherken, Jr. For For Management
1.4 Elect Director Joel S. Lawson III For For Management
1.5 Elect Director Glen T. Senk For For Management
1.6 Elect Director Robert H. Strouse For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
============================= TREASURY MONEY FUND ==============================
========================= VALUE AND RESTRUCTURING FUND =========================
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For Did Not Management
Vote
1.2 Elect Director Robert M. Hernandez For Did Not Management
Vote
1.3 Elect Director Peter Menikoff For Did Not Management
Vote
1.4 Elect Director Robert Ripp For Did Not Management
Vote
1.5 Elect Director Dermot F. Smurfit For Did Not Management
Vote
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For Did Not Management
LONG-TERM INCENTIVE PLAN. Vote
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For Did Not Management
PRICEWATERHOUSECOOPERS LLP AS THE Vote
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
AMERICAN FINANCIAL REALTY TRUST
Ticker: AFR Security ID: 02607P305
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: AUG 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.a.1 Elect Trustee Glenn Blumenthal For For Management
2.a.2 Elect Trustee John M. Eggemeyer III For For Management
2.a.3 Elect Trustee Raymond Garea For For Management
2.a.4 Elect Trustee Michael J. Hagan For For Management
2.a.5 Elect Trustee John P. Hollihan III For For Management
2.a.6 Elect Trustee William M. Kahane For For Management
2.a.7 Elect Trustee Richard A. Kraemer For For Management
2.a.8 Elect Trustee Lewis S. Ranieri For For Management
2.a.9 Elect Trustee Nicholas S. Schorsch For For Management
2.a.0 Elect Trustee J. Rock Tonkel For For Management
2.b.1 Elect Trustee Glenn Blumenthal For For Management
2.b.2 Elect Trustee Raymond Garea For For Management
2.b.3 Elect Trustee William M. Kahane For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For For Management
1.2 Elect Director Kurt J. Hilzinger For For Management
- --------------------------------------------------------------------------------
AMVESCAP PLC
Ticker: Security ID: 03235E100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS For For Management
OF THE DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE AND APPROVE THE DIRECTORS For For Management
REMUNERATION REPORT
3 TO DECLARE A FINAL DIVIDEND For For Management
4.1 Elect Director Joseph R. Canion* For For Management
4.2 Elect Director Robert F. Graham* For For Management
4.3 Elect Director Thomas Fischer* For For Management
4.4 Elect Director Bevis Longstreth* For For Management
4.5 Elect Director James Robertson** For For Management
4.6 Elect Director Stephan West* For For Management
5 Ratify Auditors For For Management
6 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES PURSUANT TO SECTION 80(I) OF THE
COMPANIES ACT 1985
7 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS For For Management
PURSUANT TO SECTION 95 OF THE COMPANIES
ACT 1985
8 TO RENEW THE COMPANY S AUTHORITY TO MAKE For For Management
MARKET PURCHASES OF ITS OWN ORDINARY
SHARES
9 TO APPROVE THE AMENDMENTS TO THE ARTICLES For For Management
OF ASSOCIATION
10 TO APPROVE THE CHANGES TO THE For For Management
INTERNATIONAL SHARESAVE PLAN IN RELATION
TO FRENCH RESIDENT EMPLOYEES
- --------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC
Ticker: CAR Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Fogarty For For Management
1.2 Elect Director Susan J. Kropf For For Management
1.3 Elect Director Maria Elena Lagomasino For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against Against Shareholder
5 Report on Feasibility of Removing Against Against Shareholder
Parabens from Company Products
6 Report on Feasibility of Removing Dibutyl Against Against Shareholder
Phthalate from Company Products
- --------------------------------------------------------------------------------
BLACK & DECKER CORP., THE
Ticker: BDK Security ID: 091797100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director M. Anthony Burns For For Management
1.5 Elect Director Kim B. Clark For For Management
1.6 Elect Director Manuel A. Fernandez For For Management
1.7 Elect Director Benjamin H. Griswold, IV For For Management
1.8 Elect Director Anthony Luiso For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BURLINGTON RESOURCES INC.
Ticker: Security ID: 122014103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Laird I. Grant For For Management
1.4 Elect Director Robert J. Harding For For Management
1.5 Elect Director John T. LaMacchia For For Management
1.6 Elect Director Randy L. Limbacher For For Management
1.7 Elect Director James F. McDonald For For Management
1.8 Elect Director Kenneth W. Orce For For Management
1.9 Elect Director Donald M. Roberts For For Management
1.10 Elect Director James A. Runde For For Management
1.11 Elect Director John F. Schwarz For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Bobby S. Shackouls For For Management
1.14 Elect Director Steven J. Shapiro For For Management
1.15 Elect Director William E. Wade, Jr. For For Management
2 Approve Increase in Common Stock and a For For Management
Stock Split
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CALPINE CORP.
Ticker: CPNLQ Security ID: 131347106
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann B. Curtis For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Gerald Greenwald For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Implement Indigenous Peoples Right Against Against Shareholder
Policy/ Cease Medicine Lake Development
6 Limit Awards to Executives Against Against Shareholder
7 Include Voting Recommendations of Against Against Shareholder
Institutional Holders in Proxy Statement
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMBREX CORP.
Ticker: CBM Security ID: 132011107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Roy W. Haley For For Management
1.3 Elect Director Leon J. Hendrix, Jr. For For Management
1.4 Elect Director Ilan Kaufthal For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: FEB 25, 2004 Meeting Type: Special
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Merger Agreement For For Management
3 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan W. Cook III For For Management
1.2 Elect Director Thomas J. Falk For For Management
1.3 Elect Director Laurence E. Hirsch For For Management
1.4 Elect Director Thomas M. Schoewe For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIT GROUP INC
Ticker: CIT Security ID: 125581108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director Gary C. Butler For For Management
1.3 Elect Director William A. Farlinger For For Management
1.4 Elect Director William M. Freeman For For Management
1.5 Elect Director Hon. Thomas H. Kean For For Management
1.6 Elect Director Edward J. Kelly, III For For Management
1.7 Elect Director Marianne Miller Parrs For For Management
1.8 Elect Director Jeffrey M. Peek For For Management
1.9 Elect Director John R. Ryan For For Management
1.10 Elect Director Peter J. Tobin For For Management
1.11 Elect Director Lois M. Van Deusen For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CONAGRA FOODS INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Robert A. Krane For For Management
1.3 Elect Director Mark H. Rauenhorst For For Management
1.4 Elect Director Bruce Rohde For For Management
2 Ratify Auditors For For Management
4 Genetically Modified Organisms (GMO) Against Against Shareholder
5 Modify Current and Future Stock Option Against Against Shareholder
Plans
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONSOL ENERGY, INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer Sr. For For Management
1.4 Elect Director Philip W. Baxter For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director William P. Powell For For Management
1.9 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bernon For For Management
1.2 Elect Director Gregg L. Engles For For Management
1.3 Elect Director Joseph S. Hardin, Jr. For For Management
1.4 Elect Director Ronald Kirk For For Management
1.5 Elect Director John S. Llewellyn, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELUXE CORP.
Ticker: DLX Security ID: 248019101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Eilers For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director William A. Hawkins, III For For Management
1.4 Elect Director Cheryl M. McKissack For For Management
1.5 Elect Director Lawrence J. Mosner For For Management
1.6 Elect Director Stephen P. Nachtsheim For For Management
1.7 Elect Director Mary Ann O'Dwyer For For Management
1.8 Elect Director Martyn R. Redgrave For For Management
1.9 Elect Director Robert C. Salipante For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DUKE ENERGY CORP.
Ticker: DUK Security ID: 264399106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Anderson For For Management
1.2 Elect Director Ann M. Gray For For Management
1.3 Elect Director Michael E.J. Phelps For For Management
1.4 Elect Director James T. Rhodes For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
ENEL SPA
Ticker: Security ID: 7144569
Meeting Date: MAY 21, 2004 Meeting Type: Annual/Special
Record Date: MAY 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations and New Vote
Regulations Re: Italian State's 'Special
Powers'
2 Approve Increase in Share Capital in the For Did Not Management
Order of EUR 38.53 Million Pursuant to Vote
Share Option Scheme in Favor of Managers
3a Appoint Internal Statutory Auditors - None Did Not Management
Majority Shareholder Slate (Ministry of Vote
Economy and Finance)
3b Appoint Internal Statutory Auditors - None Did Not Management
Minority Shareholder Slate (Institutional Vote
Investors)
4 Approve Remuneration of Primary Internal For Did Not Management
Statutory Auditors Vote
- --------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For For Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For For Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For For Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FRIEDMAN, BILLINGS, RAMSEY, GROUP, INC.
Ticker: FBR Security ID: 358434108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuel J. Friedman For For Management
1.2 Elect Director Eric F. Billings For For Management
1.3 Elect Director W. Russell Ramsey For For Management
1.4 Elect Director Daniel J. Altobello For For Management
1.5 Elect Director Peter A. Gallagher For For Management
1.6 Elect Director Stephen D. Harlan For For Management
1.7 Elect Director Russell C. Lindner For For Management
1.8 Elect Director Wallace L. Timmeny For For Management
1.9 Elect Director John T. Wall For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GEORGIA-PACIFIC CORP.
Ticker: Security ID: 373298108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara L. Bowles For For Management
1.2 Elect Director Donald V. Fites For For Management
1.3 Elect Director David R. Goode For For Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director William R. Johnson For For Management
1.6 Elect Director James B. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Meyer For For Management
1.2 Elect Director Gregory P. Stapleton For For Management
1.3 Elect Director Stanley A. Weiss For For Management
2 Approve Stock Split For For Management
- --------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Dionne For For Management
1.2 Elect Director David B. Rickard For For Management
1.3 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Marriott For For Management
1.2 Elect Director Christopher J. Nassetta For For Management
1.3 Elect Director John B. Morse, Jr. For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Expense Stock Options Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
Ticker: JRN Security ID: 481130102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don H. Davis, Jr. For For Management
1.2 Elect Director David G. Meissner For For Management
2 Amend Articles to Allow Transfer of Class For For Management
B Common Stock to certain charities
3 Amend Articles to Convert Class B Common For For Management
Stock into Class A Common Stock held by
certain charities
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis C. Camilleri For For Management
1.2 Elect Director Roger K. Deromedi For For Management
1.3 Elect Director Dinyar S. Devitre For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Betsy D. Holden For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director Mary L. Schapiro For For Management
1.8 Elect Director Charles R. Wall For For Management
1.9 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAFARGE NORTH AMERICA INC.
Ticker: Security ID: 505862102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director Bertrand P. Collomb For For Management
1.3 Elect Director Philippe P. Dauman For For Management
1.4 Elect Director Bernard L. Kasriel For For Management
1.5 Elect Director Bruno Lafont For For Management
1.6 Elect Director Claudine B. Malone For For Management
1.7 Elect Director Blythe J. McGarvie For For Management
1.8 Elect Director James M. Micali For For Management
1.9 Elect Director Gwyn Morgan For For Management
1.10 Elect Director Robert W. Murdoch For For Management
1.11 Elect Director Bertin F. Nadeau For For Management
1.12 Elect Director John D. Redfern For For Management
1.13 Elect Director Philippe R. Rollier For For Management
1.14 Elect Director Michel Rose For For Management
1.15 Elect Director Lawrence M. Tanenbaum For For Management
1.16 Elect Director Gerald H. Taylor For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA HOLDING CORP
Ticker: Security ID: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: Security ID: 540424108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Bower For For Management
1.2 Elect Director John Brademas For For Management
1.3 Elect Director Charles M. Diker For For Management
1.4 Elect Director Paul J. Fribourg For For Management
1.5 Elect Director Philip A. Laskawy For For Management
1.6 Elect Director Gloria R. Scott For For Management
1.7 Elect Director Andrew H. Tisch For For Management
1.8 Elect Director James S. Tisch For For Management
1.9 Elect Director Jonathan M. Tisch For For Management
1.10 Elect Director Preston R. Tisch For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Support Legislation and Make Public Against Against Shareholder
Statements on Environmental Tobacco Smoke
5 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: Security ID: 540424207
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Bower For For Management
1.2 Elect Director John Brademas For For Management
1.3 Elect Director Charles M. Diker For For Management
1.4 Elect Director Paul J. Fribourg For For Management
1.5 Elect Director Philip A. Laskawy For For Management
1.6 Elect Director Gloria R. Scott For For Management
1.7 Elect Director Andrew H. Tisch For For Management
1.8 Elect Director James S. Tisch For For Management
1.9 Elect Director Jonathan M. Tisch For For Management
1.10 Elect Director Preston R. Tisch For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Support Legislation and Make Public Against Against Shareholder
Statements on Environmental Tobacco Smoke
5 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MCG CAPITAL CORP
Ticker: MCGC Security ID: 58047P107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman W. Alpert For For Management
1.2 Elect Director Joseph H. Gleberman For For Management
1.3 Elect Director Steven F. Tunney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis H. Barnette For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Burton A. Dole, Jr. For For Management
1.4 Elect Director Harry P. Kamen For For Management
1.5 Elect Director Charles M. Leighton For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Auditors For For Management
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For For Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For For Management
1.2 Elect Director Cynthia A. Montgomery For For Management
1.3 Elect Director Allan P. Newell For For Management
1.4 Elect Director Gordon R. Sullivan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Edward F. Cox For For Management
1.3 Elect Director Charles D. Davidson For For Management
1.4 Elect Director Kirby L. Hedrick For For Management
1.5 Elect Director Dale P. Jones For For Management
1.6 Elect Director Bruce A. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None For Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
OVERNITE CORP.
Ticker: Security ID: 690322102
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Allen For For Management
1.2 Elect Director Thomas J. Donohue, Jr. For For Management
1.3 Elect Director Charles H. Foster, Jr. For For Management
1.4 Elect Director Patrick D. Hanley For For Management
1.5 Elect Director Michael D. Jordan For For Management
1.6 Elect Director Harold D. Marshall For For Management
1.7 Elect Director George J. Matkov, Jr. For For Management
1.8 Elect Director Leo H. Suggs For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Chellgren For For Management
1.2 Elect Director Robert Clay For For Management
1.3 Elect Director J. Gary Cooper For For Management
1.4 Elect Director George Davidson, Jr. For For Management
1.5 Elect Director Richard Kelson For For Management
1.6 Elect Director Bruce Lindsay For For Management
1.7 Elect Director Anthony Massaro For For Management
1.8 Elect Director Thomas O'Brien For For Management
1.9 Elect Director Jane Pepper For For Management
1.10 Elect Director James Rohr For For Management
1.11 Elect Director Lorene Steffes For For Management
1.12 Elect Director Dennis Strigl For For Management
1.13 Elect Director Stephen Thieke For For Management
1.14 Elect Director Thomas Usher For For Management
1.15 Elect Director Milton Washington For For Management
1.16 Elect Director Helge Wehmeier For For Management
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Allen J. Krowe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director Ernest H. Drew For For Management
1.3 Elect Director William V. Hickey For For Management
1.4 Elect Director Richard J. Swift For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Require Two Candidates for Each Board Against Against Shareholder
Seat
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Berra For For Management
1.2 Elect Director David I. Fuente For For Management
1.3 Elect Director Eugene A. Renna For For Management
1.4 Elect Director Abbie J. Smith For For Management
1.5 Elect Director Christine A. Varney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: Security ID: 0054632
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of 28.56 Pence Per For Did Not Management
Ordinary Share Vote
3 Reelect David Arculus as Director For Did Not Management
Vote
4 Reelect Robert Walker as Director For Did Not Management
Vote
5 Reelect Eric Anstee as Director For Did Not Management
Vote
6 Approve PricewaterhouseCoopers LLP as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
7 Authorize the Company to Make EU For Did Not Management
Political Donations up to GBP 50,000 Vote
8 Authorize Severn Trent Water Limited to For Did Not Management
Make EU Political Donations up to GBP Vote
50,000
9 Authorize Biffa Waste Services Limited to For Did Not Management
Make EU Political Donations up to GBP Vote
25,000
10 Authorize Biffa Waste Services SA to Make For Did Not Management
EU Political Donations up to GBP 25,000 Vote
11 Authorize Severn Trent Services Limited For Did Not Management
to Make EU Political Donations up to GBP Vote
25,000
12 Approve Remuneration Report For Did Not Management
Vote
13 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of GBP 11,224,491
14 Authorize 34,397,636 Shares for Share For Did Not Management
Repurchase Program Vote
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Crittenden For For Management
1.2 Elect Director Edmond J. English For For Management
1.3 Elect Director Richard G. Lesser For For Management
2 Amend Omnibus Stock Plan For For Management
3 Implement ILO Based Code of Conduct Against Against Shareholder
4 Report on Vendor Standards Against Against Shareholder
5 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: Security ID: 89420G109
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against For Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against For Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.F. Anschutz For For Management
1.2 Elect Director R.K. Davidson For For Management
1.3 Elect Director T.J. Donohue For For Management
1.4 Elect Director A.W. Dunham For For Management
1.5 Elect Director S.F. Eccles For For Management
1.6 Elect Director I.J. Evans For For Management
1.7 Elect Director J.R. Hope For For Management
1.8 Elect Director M.W. Mcconnell For For Management
1.9 Elect Director S.R. Rogel For For Management
1.10 Elect Director E. Zedillo For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
UNISYS CORP.
Ticker: UIS Security ID: 909214108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Clayton M. Jones For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Lawrence A. Weinbach For For Management
- --------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Clark, Jr. For For Management
1.2 Elect Director Bradley S. Jacobs For For Management
1.3 Elect Director John N. Milne For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Require Majority of Independent Directors Against Against Shareholder
on Board
6 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
VIAD CORP.
Ticker: VVI Security ID: 92552R109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jess Hay For For Management
1.2 Elect Director Linda Johnson Rice For For Management
1.3 Elect Director Albert M. Teplin For For Management
1.4 Elect Director Timothy R. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Reverse Stock Split For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For For Management
1.2 Elect Director Philippe Gazeau For For Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Loudon For For Management
1.2 Elect Director Robert S. Parker For For Management
1.3 Elect Director Alan Z. Senter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC.
Ticker: XMSR Security ID: 983759101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Parsons For For Management
1.2 Elect Director Hugh Panero For For Management
1.3 Elect Director Nathaniel A. Davis For For Management
1.4 Elect Director Thomas J. Donohue For For Management
1.5 Elect Director Thomas G. Elliott For For Management
1.6 Elect Director George W. Haywood For For Management
1.7 Elect Director Chester A. Huber, Jr. For For Management
1.8 Elect Director Jarl Mohn For For Management
1.9 Elect Director Pierce J. Roberts, Jr. For For Management
1.10 Elect Director Jack Shaw For For Management
- --------------------------------------------------------------------------------
ZALE CORP.
Ticker: ZLC Security ID: 988858106
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. DiNicola For For Management
1.2 Elect Director Mary L. Forte For For Management
1.3 Elect Director J. Glen Adams For For Management
1.4 Elect Director A. David Brown For For Management
1.5 Elect Director Mary E. Burton For For Management
1.6 Elect Director Peter P. Copses For For Management
1.7 Elect Director Richard C. Marcus For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Excelsior Funds, Inc.
By: /S/ Evelyn Dilsaver
President, Excelsior Funds
Date: February 4, 2007