UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-07883
ICON Funds
(Exact name of registrant as specified in charter)
5299 DTC Blvd. Suite 1200 Greenwood Village, CO 80111
(Address of principal executive offices) (Zip code)
Erik L. Jonson 5299 DTC Blvd. Suite 1200 Greenwood Village, CO 80111
(Name and address of agent for service)
Registrant's telephone number, including area code: 303-790-1600
Date of fiscal year end: 9/30
Date of reporting period: July 1, 2006 - June 30, 2007
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007
ITEM 1: PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
Fund Name : ICON Asia-Pacific Region Fund
Reporting Period: 07/01/2006 - 06/30/2007
AEON MALL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J10005106 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Merger by stock transfer with Mgmt For For For
Diamond City
2 Amend the Articles to: Establish a Vice Mgmt For For For
Chairperson Position
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Elect Mr. Hirabayashi Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Director Mgmt For For For
22 Appoint a Director Mgmt For For For
23 Appoint a Corporate Auditor Mgmt For For For
24 Appoint a Corporate Auditor Mgmt For Against Against
25 Appoint a Corporate Auditor Mgmt For For For
26 Appoint a Corporate Auditor Mgmt For Against Against
27 Abolishment of Retirement Allowance Mgmt For For For
28 Directors' Fees and Stock Option Plan Mgmt For For For
AJINOMOTO COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J00882126 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
3 Appoint a Director Mgmt For For For
4 Elect Mr. Yamaguchi Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Elect Mr. Yanagihara Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Elect Mr. Benimatsu Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Elect Mr. Hashimoto Mgmt For For For
16 Amend the Compensation to be Received by Mgmt For Against Against
Directors and Corporate Auditors
17 Retirement Allowances Mgmt For For For
AMMB HOLDINGS BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0122P100 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Preferred Stock Mgmt For For For
2 Issuance of Stock w/ Preemptive Rights Mgmt For For For
3 Increase in Authorized Capital Mgmt For For For
4 Amendment to Articles Mgmt For For For
ANGANG NEW STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0132D105 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Class and Par Value of Shares to be Mgmt For For For
Issued
2 Number of Shares to be Issued Mgmt For For For
3 Price of Issuance Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Appropriation of the Proceeds Mgmt For For For
6 Effective Period of Share Issuance Mgmt For For For
7 Authority to Handle Share Issuance Mgmt For For For
8 Appropriation of the Proceeds Mgmt For For For
9 Rights of New Shares Mgmt For For For
10 Statements of Use of Previous Proceeds Mgmt For For For
ANGANG NEW STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0132D105 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Class and Par Value of Shares to be Mgmt For For For
Issued
2 Number of Shares to be Issued Mgmt For For For
3 Price of Issuance Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Appropriation of the Proceeds Mgmt For For For
6 Effective Period of Share Issuance Mgmt For For For
7 Authority to Handle Share Issuance Mgmt For For For
ANGANG NEW STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0132D105 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Approve the distribution of the profits Mgmt For For For
of the Company for the year 2006
5 Directors' Fees Mgmt For For For
6 Supervisors' Fees Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
ANGANG STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y0132D105 09/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve the Bayuquan Facility Proposal Mgmt For For For
ASTELLAS PHARMA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J03393105 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Amend the Articles of Incorporation Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For For For
12 Appoint a Corporate Auditor Mgmt For Against Against
13 Election of Alternate Statutory Auditors Mgmt For For For
14 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
15 Stock Option Plan Mgmt For For For
BANK OF YOKOHAMA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J04242103 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Election of Statutory Auditors Mgmt For Against Against
11 Election of Alternate Statutory Auditor Mgmt For For For
12 Approve Provision of Retirement Mgmt For For For
Allowance for Retiring Corporate Auditors
13 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
BEAUTY CHINA HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G09290100 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For Abstain NA
3 Elect Charles HUNG Tak Chow Mgmt For For For
4 Elect LOW Wai Cheong Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditors and Authority to Mgmt For For For
Set Fees
7 Non-Voting Agenda Item
8 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
9 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
BEAUTY CHINA HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G09290100 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Repurchase Shares Mgmt For For For
BEC WORLD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0769B133 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve the minutes of the 2006 AGM of Mgmt For For For
shareholders
3 Acknowledge the Board of Directors Mgmt For For For
report
4 Financial Statements Mgmt For For For
5 Approve the appropriation of the profit Mgmt For For For
of the year 2006
6 Use/Transfer of Reserves Mgmt For For For
7 Election of Directors (Slate) and Mgmt For For For
Directors' Fees
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
BRIDGESTONE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J04578126 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Corporate Auditor Mgmt For For For
13 Appoint a Corporate Auditor Mgmt For For For
14 Election of Alternate Statutory Auditor Mgmt For For For
15 Bonus for Retiring Directors and Mgmt For For For
Statutory Auditor
16 Approve Payment of Bonuses to Directors Mgmt For For For
17 Allow Board to Authorize Use of Stock Mgmt For For For
Options
BROTHER INDUSTRIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 114813108 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Elect Mr. Toshikazu Koike Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Elect Mr. Koubun Koike Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Corporate Auditor Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For For For
12 Approve Payment of Performance-Based Mgmt For For For
Remuneration to 6 Directors
13 Shareholders Proposals : Approve ShrHoldr Against Against For
Appropriation of Earnings
14 SHP: Regarding Increase in ShrHoldr Against Against For
Dividend/Redistribution of Profit
BUMIPUTRA-COMMERCE HOLDING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1002C102 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
BUMIPUTRA-COMMERCE HOLDING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1002C102 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Roslan Ghaffar Mgmt For For For
4 Elect Md Nor Md Yusof Mgmt For For For
5 Elect Seri Haidar Mohamed Nor Mgmt For For For
6 Elect Hamzah Bakar Mgmt For For For
7 Elect Zainal Abidin Putih Mgmt For For For
8 Elect Syed Muhamad Syed Abdul Kadir Mgmt For For For
9 Elect Robert Cheim Dau Meng Mgmt For For For
10 Elect Cezar Peralta Consing Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
13 Non-Voting Agenda Item
14 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
15 Authority to Repurchase Shares Mgmt For For For
BUMIPUTRA-COMMERCE HOLDING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1002C102 11/23/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the Ex-Gratia Payment to Mohd Mgmt For Against Against
Desa Pachi
CANON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J05124144 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendment to Articles Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Elect Mr. Tanaka T. Mgmt For For For
6 Elect Mr. Tanaka N. Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Elect Mr. Mitsuhashi Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Director Mgmt For For For
22 Elect Mr. Matsumoto Mgmt For For For
23 Appoint a Director Mgmt For For For
24 Appoint a Director Mgmt For For For
25 Appoint a Director Mgmt For For For
26 Appoint a Director Mgmt For For For
27 Appoint a Director Mgmt For For For
28 Appoint a Director Mgmt For For For
29 Appoint a Director Mgmt For For For
30 Election of Statutory Auditor Mgmt For For For
31 Approve Provision of Retirement Mgmt For For For
Allowance for Directors
32 Approve Payment of Bonuses to Directors Mgmt For For For
CENTRAL JAPAN RAILWAY CO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J05523105 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Election of Director Mgmt For For For
3 Appoint a Corporate Auditor Mgmt For For For
4 Appoint a Corporate Auditor Mgmt For For For
5 Appoint a Corporate Auditor Mgmt For For For
6 Appoint a Corporate Auditor Mgmt For For For
7 Appoint a Corporate Auditor Mgmt For For For
8 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
9 Amend the Compensation to be Received by Mgmt For For For
Directors and Corporate Auditors
CHIBA BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J05670104 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Election of Statutory Auditors Mgmt For For For
9 Retirement Allowances Mgmt For Against Against
10 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
CHINA CONSTRUCTION BANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y1397N101 10/20/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Acquisition of the Entire Issued Mgmt For For For
Capital of Bank of America (Asia) Ltd.
from Bank of America Corp.
2.0 Elect Zhang Jianguo as an Executive Mgmt For For For
Director
CHINA INFRASTRUCTURE MACHINERY HOLDINGS LTD, CAYMA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2111M106 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Election of Directors Mgmt For For For
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Issue Repurchased Shares Mgmt For For For
CHINA LIFE INSURANCE CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y1477R204 10/16/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Approve Issuance of A Shares Mgmt For For For
1.2 Approve Issuance of Not More Than 1.5 Mgmt For For For
Billion A Shares
1.3 Approve Nominal Value of Each A Share at Mgmt For For For
RMB 1.0 Each
1.4 Approve Target Subscribers of A Shares Mgmt For For For
1.5 Approve Issue Price of A Shares Mgmt For For For
1.6 Approve Shanghai Stock Exchange as Place Mgmt For For For
of Listing of A Shares
1.7 Approve Use of Proceeds from the A Share Mgmt For For For
Issue
1.8 Approve Entitlement to Accumulated Mgmt For For For
Retained Earnings of the Company of
Existing and New Shareholders Whose
Names Appear on the Register of Members
of the Company after Completion of A
Share Issue
1.9 Approve Effectivity of A Share Issue for Mgmt For For For
a Period of 12 Months from the Date of
Approval
1.10 Authorize Board to Determine and Deal Mgmt For For For
with, at Their Discretion and Full
Authority, Matters in Relation to the A
Share Issue
1.11 Authorize Board to Determine Matters in Mgmt For For For
Relation to Strategic Investors
1.12 Authorize Board to Execute All Documents Mgmt For For For
and Do All Acts Necessary to Give Effect
to A Share Issue
2.0 Amend Articles Re: A Share Issuance Mgmt For For For
3.0 Adopt Procedural Rules of the Mgmt For For For
Shareholders' General Meetings
4.0 Adopt Procedural Rules of the Board Mgmt For For For
Meetings
5.0 Adopt Procedural Rules of the Mgmt For For For
Supervisory Committee Meetings
6.0 Approve Establishment of the China Life Mgmt For For For
Charity Fund
CHINA MOBILE (HONG KONG) LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y14965100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare an ordinary final dividend for Mgmt For For For
the YE 31 DEC 2006
3 Declare a special final dividend for the Mgmt For For For
YE 31 DEC 200
4 Re-elect Mr. Wang Jianzhou as a Directo Mgmt For For For
5 Re-elect Mr. Li Yue as a Director Mgmt For For For
6 Re-elect Mr. Zhang Chenshuang as a Mgmt For For For
Director
7 Re-elect Mr. Frank Wong Kwong Shing as a Mgmt For For For
Director
8 Re-elect Mr. Paul Michael Donovan as a Mgmt For For For
Director
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Stock w/out Mgmt For For For
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For For For
CHINA OILFIELD SERVICES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15002101 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Approve the proposed annual dividend for Mgmt For For For
the YE 31 DEC 2006
3 Approve the budget for FY 2007 Mgmt For For For
4 Approve the report of the Directors of Mgmt For For For
the Company for the YE 31 DEC 2006
5 Supervisors' Report Mgmt For For For
6 Election of Directors (Slate) Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Procedural Rules for Shareholders' Mgmt For For For
General Meetings
9 Procedural Rules for the Board Meetings Mgmt For For For
10 Procedural Rules for the Supervisory Mgmt For For For
Committee Meetings
11 Procedural Decision-Making Procedures Mgmt For For For
for Connected Transactions
12 Class of Shares Mgmt For For For
13 Total number of A Shares to Be Issued Mgmt For For For
14 Nominal Value Mgmt For For For
15 Target Subscribers Mgmt For For For
16 Basis of Determining the Issue Price Mgmt For For For
17 Listing Market Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Rights Attached to New Shares Mgmt For For For
20 Validity Period Mgmt For For For
21 Authority to Handle Issuance Mgmt For For For
22 Legal Formalities Mgmt For For For
23 Amendments of Articles Mgmt For For For
24 Authority to Issue H Shares w/out Mgmt For For For
Preemptive Rights
CHINA OILFIELD SERVICES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15002101 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue A Shares Mgmt For For For
CHINA ORIENTAL GROUP COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2108V101 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend of HKD 4.6 Mgmt For For For
cents per share for the YE 31 DEC 2006
3 Elect ZHU Jun Mgmt For For For
4 Elect Francis WONG Man Chung Mgmt For For For
5 Elect YU Jianshui Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Directors' Fees Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Authority to Issue Repurchased Shares Mgmt For For For
CHINA ORIENTAL GROUP COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2108V101 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Intra-company Contracts/Control Mgmt For Against Against
Agreements
CHINA POWER INTERNATIONAL DEVELOPMENT LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1508G102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Re-elect Mr. Hu Jiandong as a Director Mgmt For For For
4 Authorize the Board of Directors to fix Mgmt For For For
the Directors remuneration
5 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
6 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Repurchased Shares Mgmt For For For
CHINA POWER INTERNATIONAL DEVELOPMENT LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1508G102 12/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Related Party Transactions Mgmt For For For
CHINA RESOURCES LAND LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2108Y105 12/20/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Sale And Purchase Agreement Mgmt For For For
CHINA SHIPPING DEVELOPMENT CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503Y108 12/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Related Party Transaction Mgmt For For For
2 Issuance of Convertible Bonds Mgmt For For For
3 Type of Debt Securities to be Issued Mgmt For For For
4 Total Issuing Amount Mgmt For For For
5 Face Value Mgmt For For For
6 Issue Price Mgmt For For For
7 Bond Maturity Mgmt For For For
8 Coupon Rate Mgmt For For For
9 Payment of Interest Mgmt For For For
10 Conversion Period Mgmt For For For
11 Determination of Conversion Price and Mgmt For For For
Adjustment Method
12 Downward Adjustment of Conversion Price Mgmt For For For
13 Mechanism for Rounding off Fractions Mgmt For For For
into Nearest Figures
14 Redemption at the Option of Company Mgmt For For For
15 Redemption at the Option of Bond Holder Mgmt For For For
16 Vesting of Dividends for Conversion Year Mgmt For For For
17 Issuing Method and Targets for Issue Mgmt For For For
18 Placing Arrangement for Existing Mgmt For For For
Shareholders
19 Use of the Funds Raised from Convertible Mgmt For For For
Bonds Issue to Acquire Dry Bulk Cargo
Vessels
20 Feasibility of Proposed Use of Proceeds Mgmt For For For
21 Authority to Issue of Convertible Bonds Mgmt For For For
within One year
22 Approve the Company's Report on the Mgmt For For For
Issue of New A Shares and Use of Proceeds
CHINA SHIPPING DEVELOPMENT CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503Y108 12/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Related Party Transaction Mgmt For For For
2 Issuance of Convertible Bonds Mgmt For For For
3 Type of Debt Securities to be Issued Mgmt For For For
4 Total Issuing Amount Mgmt For For For
5 Face Value Mgmt For For For
6 Issue Price Mgmt For For For
7 Bond Maturity Mgmt For For For
8 Coupon Rate Mgmt For For For
9 Payment of Interest Mgmt For For For
10 Conversion Period Mgmt For For For
11 Determination of Conversion Price and Mgmt For For For
Adjustment Method
12 Downward Adjustment of Conversion Price Mgmt For For For
13 Mechanism for Rounding off Fractions Mgmt For For For
into Nearest Figures
14 Redemption at the Option of Company Mgmt For For For
15 Redemption at the Option of Bond Holder Mgmt For For For
16 Vesting of Dividends for Conversion Year Mgmt For For For
17 Issuing Method and Targets for Issue Mgmt For For For
18 Placing Arrangement for Existing Mgmt For For For
Shareholders
19 Use of the Funds Raised from Convertible Mgmt For For For
Bonds Issue to Acquire Dry Bulk Cargo
Vessels
20 Feasibility of Proposed Use of Proceeds Mgmt For For For
21 Authority to Issue of Convertible Bonds Mgmt For For For
within One year
22 Approve the Company's Report on the Mgmt For For For
Issue of New A Shares and Use of Proceeds
23 Ratification of Board Acts Mgmt For For For
24 New Services Agreement Mgmt For For For
25 Approve the establishment of the Mgmt For For For
Nomination Committee of the Company
26 Implementation Rules for Nomination Mgmt For For For
Committee
27 Four Construction Agreements Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Appoint Mr. Lin Jianqing as an Executive Mgmt For For For
Director of the Company
30 Appoint Mr. Ma Xun as an Independent Mgmt For For For
Non-Executive Director of the Company
CHINA STEEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15041109 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Ratify 2006 business and financial Mgmt For For For
reports
8 Allocation of Profits/Dividends Mgmt For For For
9 Approve to raise capital by issuing new Mgmt For For For
shares from earnings
10 Amend the Articles of Incorporation Mgmt For For For
11 Amendments to Procedural Rules for Mgmt For For For
Acquisition/Disposal of Assets
12 Amendments to Procedural Rules of Mgmt For For For
Elections of Directors and Supervisors
13 Elect Mr. Yao-Chung Chiang as a Director Mgmt For For For
aShareholder No: Y00001a
14 Elect Mr. Fadah Hsieh as a Director Mgmt For For For
aShareholder No: Y00001a
15 Elect Mr. Jung-Chiou Hwang as a Director Mgmt For For For
aShareholder No: Y00001a
16 Elect Mr. Yuan-Cheng Chen as a Director Mgmt For For For
aShareholder No: V01357a
17 Elect Mr. Lo-Min Chung as a Director Mgmt For For For
aShareholder No: V02376a
18 Elect Mr. Cheng-I Weng as a Director Mgmt For For For
aShareholder No: V01360a
19 Elect Mr. Shun-Tsai Wu as a Director Mgmt For For For
aShareholder No: X00012a
20 Elect Mr. Ho-Chong Chen as a Director Mgmt For For For
aShareholder No: V01369a
21 Elect Mr. San-Shiung Hong as an Mgmt For For For
Independent Director aID No: A101349114a
22 Elect Mr. Ken H.C. Chiu as an Mgmt For For For
Independent Director aID No: E100588951a
23 Elect Mr. Wei-Sheng Hwang as an Mgmt For For For
Independent Director aID No: T102103672a
24 Elect Mr. Iuan-Yuan Lu as the Supervisor Mgmt For For For
aShareholder No: V02250a
25 Elect Mr. Jing-Yi Wang as the Supervisor Mgmt For For For
aShareholder No: V02555a
26 Elect Mr. Ying-Yuan Lee as the Mgmt For For For
Supervisor aShareholder No: V01384a
27 Approve to release the Directors from Mgmt For Against Against
non-competition duties
28 Any other motions Mgmt For Against Against
29 Non-Voting Meeting Note
30 Non-Voting Meeting Note
CHUBU ELECTRIC POWER COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J06510101 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Amendments to Articles Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Elect Ms. Katsumata Mgmt For For For
8 Elect Mr. Kawaguchi Mgmt For Against Against
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Elect Mr. Matsushita Mgmt For For For
13 Elect Mr. S. Mizutani Mgmt For For For
14 Elect Mr. R. Mizutani Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Corporate Auditor Mgmt For For For
18 Appoint a Corporate Auditor Mgmt For For For
19 Appoint a Corporate Auditor Mgmt For Against Against
20 Appoint Accounting Auditors Mgmt For For For
21 Approve Payment of Bonuses to Directors Mgmt For For For
22 Amend the Compensation to be Received by Mgmt For For For
Directors
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Allocation of Profits/Dividends
24 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Director Compensation
25 Shareholder Proposal Regarding an ShrHoldr Against Against For
Alternate Energy Source
26 Shareholder Proposal Regarding a Nuclear ShrHoldr Against For Against
Committee
27 Shareholder Proposal Regarding Nuclear ShrHoldr Against Against For
Fuel Recycling
28 Shareholder Proposal Regarding the ShrHoldr Against Against For
Pluthermal Project
29 Shareholder Proposal Regarding ShrHoldr Against Against For
Evaluation of Earthquake Risks
30 Shareholder Proposal Regarding ShrHoldr Against Against For
Additional Disclosure of Business
Decisions
CNOOC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1662W117 03/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Related Party Transaction Mgmt For For For
CNOOC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1662W117 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Re-elect Mr. Luo Han as a Non-Executive Mgmt For For For
Director
4 Re-elect Mr. Wu Guangqi as an Executive Mgmt For For For
Director
5 Re-elect Mr. Chiu Sung Hong as a Mgmt For For For
Independent Non-Executive Director
6 Re-elect Mr. Tse Hau Yin, Aloysius as a Mgmt For For For
Independent Non-Executive Director
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Stock w/out Mgmt For For For
Preemptive Rights
11 Authority to Issue Repurchased Shares Mgmt For For For
CNOOC LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y1662W117 09/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Revised Annual Caps for Mgmt For For For
Connected Transactions
DAH SING FINANCE HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y19182107 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Re-elect Mr. David Shou-Yeh Wong as a Mgmt For For For
Director
5 Re-elect Mr. Kunio Suzuki as a Director Mgmt For Against Against
6 Re-elect Mr. Kwok-Hung Yue aJustin Yuea Mgmt For For For
as a Director
7 Re-elect Mr. Roderick Stuart Anderson as Mgmt For For For
a Director
8 Re-elect Mr. Tatsuo Tanaka as a Director Mgmt For For For
9 Re-elect Mr. Eiichi Yoshikawa as a Mgmt For For For
Director
10 Approve to fix the fees payable to Mgmt For For For
Directors for the YE 31 DEC 2006
11 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
12 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Issue Repurchased Shares Mgmt For For For
DAIICHIKOSHO COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J11257102 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For Abstain NA
Earnings
3 Appoint a Director Mgmt For Abstain NA
4 Appoint a Director Mgmt For Abstain NA
5 Appoint a Director Mgmt For Abstain NA
6 Appoint a Director Mgmt For Abstain NA
7 Appoint a Director Mgmt For Abstain NA
8 Appoint a Director Mgmt For Abstain NA
9 Appoint a Director Mgmt For Abstain NA
10 Appoint a Director Mgmt For Abstain NA
11 Appoint a Director Mgmt For Abstain NA
12 Appoint a Director Mgmt For Abstain NA
13 Appoint a Corporate Auditor Mgmt For Abstain NA
14 Appoint a Corporate Auditor Mgmt For Abstain NA
15 Grant of Share Remuneration-type Stock Mgmt For Abstain NA
Options for Directors
DBS GROUP HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20246107 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accouts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Elect Jackson Tai Mgmt For For For
6 Elect ANG Kong Hua Mgmt For Against Against
7 Elect LEUNG Chun Ying Mgmt For Against Against
8 Elect Peter ONG Boon Kwee Mgmt For For For
9 Authority to Issue Option under Employee Mgmt For For For
Incentive Plan
10 Authority to Issue Grant Shares Award Mgmt For For For
under Employee Incentive Plan
11 Authority to Issuance of Stock w/ or Mgmt For For For
w/out Preemptive Rights
DBS GROUP HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20246107 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Repurchase Shares Mgmt For For For
DELTA ELECTRONIC INDUSTRIAL CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20263102 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Approve the 2006 financial statements Mgmt For For For
9 Approve the 2006 profit distribution; Mgmt For For For
cash dividend: TWD 4.5 per share
10 Approve the revision to the procedures Mgmt For For For
of asset acquisition or disposal
11 Authority to Increase Paid-in Capital Mgmt For For For
12 Approve the revision to the Articles of Mgmt For For For
Incorporation
13 Non-Compete Restrictions for Directors Mgmt For Against Against
14 Extraordinary motions Mgmt For Against Against
DENSO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J12075107 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Approve Purchase of Own Shares Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Elect Mr. Kobayashi Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For Against Against
17 Appoint a Corporate Auditor Mgmt For For For
18 Appoint a Corporate Auditor Mgmt For For For
19 Allow Board to Authorize Use of Stock Mgmt For For For
Options
20 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
21 Retirement Allowances and Special Mgmt For For For
Allowances
22 Amend the Compensation to be Received by Mgmt For For For
Corporate Officers
DIAMOND CITY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J12201109 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Merger with Aeon Mall Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For Abstain NA
12 Appoint a Corporate Auditor Mgmt For Abstain NA
13 Appoint a Corporate Auditor Mgmt For Abstain NA
14 Appoint a Corporate Auditor Mgmt For Abstain NA
15 Retirement Allowances for Directors and Mgmt For Abstain NA
Statutory Auditors
16 Approve Payment of Bonuses to Directors Mgmt For For For
EAST JAPAN RAILWAY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J1257M109 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Corporate Auditor Mgmt For For For
7 Appoint a Corporate Auditor Mgmt For For For
8 Appoint a Corporate Auditor Mgmt For For For
9 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
10 Shareholders Proposal: Amendments to ShrHoldr Against Against For
Articles
11 Shareholders Proposals : Remedy of ShrHoldr Against Against For
labor policies
12 Shareholders Proposal: Amendments to ShrHoldr Against For Against
Articles
13 Shareholders Proposal: Amendments to ShrHoldr Against Against For
Articles
14 Shareholders Proposal: Amendments to ShrHoldr Against Against For
Articles
15 Shareholders Proposals : Dismissal of ShrHoldr Against Against For
Directors
16 Shareholders Proposals : Dismissal of ShrHoldr Against Against For
Directors
17 Shareholders Proposals : Dismissal of ShrHoldr Against Against For
Directors
18 Shareholders Proposals : Dismissal of ShrHoldr Against Against For
Directors
19 Shareholders Proposals : Dismissal of ShrHoldr Against Against For
Directors
20 Shareholders Proposals : Election of ShrHoldr Against Against For
Directors
21 Shareholders Proposals : Election of ShrHoldr Against Against For
Directors
22 Shareholders Proposals : Election of ShrHoldr Against Against For
Directors
23 Shareholders Proposals : Election of ShrHoldr Against Against For
Directors
24 Shareholders Proposals : Election of ShrHoldr Against Against For
Directors
25 Shareholders Proposals : Proposal for ShrHoldr Against Against For
appropriation of retained earnings
EZRA HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2401G108 02/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
2 Approve The Sale and Leaseback Mgmt For For For
Transaction
3 Authorization of Legal Formalities Mgmt For For For
EZRA HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2401G108 12/22/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For Abstain NA
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect LEE Kian Soo Mgmt For For For
4 Elect TAN Eng Liang Mgmt For Against Against
5 Elect LEE Cheow Ming Doris Damaris Mgmt For Against Against
6 Elect WONG Bheet Huan Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Non-Voting Agenda Item
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
FOXCONN INTERNATIONAL HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G36550104 08/04/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Amend Share Scheme Mgmt For For For
FOXCONN INTERNATIONAL HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G36550104 10/23/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Revision of Annual Caps Mgmt For For For
FUJIFILM HLDGS CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J14208102 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Amend Articles to: Increase Authorized Mgmt For Against Against
Capital to 1,200M shs.
3 Appoint a Director Mgmt For Against Against
4 Elect Mr. Takahashi Mgmt For Against Against
5 Appoint a Director Mgmt For Against Against
6 Appoint a Director Mgmt For Against Against
7 Appoint a Director Mgmt For Against Against
8 Appoint a Director Mgmt For Against Against
9 Appoint a Director Mgmt For Against Against
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Election of Statutory Auditors Mgmt For For For
13 Approve Provision of Retirement Mgmt For For For
Allowance for Directors
14 Approve Provision of Retirement Mgmt For Against Against
Allowance for a Corporate Auditor
15 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
16 Amend the Compensation to be Received by Mgmt For For For
Corporate Officers
17 Authorize Use of Stock Options for Mgmt For For For
Directors
GREAT WALL MOTOR CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2882P106 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Receive and adopt the Board of Directors Mgmt For For For
2006 report
4 Receive and adopt the Supervisory Mgmt For For For
Committee 2006 report
5 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
6 Approve the resignation of Mr. Liang He Mgmt For For For
Lian as a Director of the Company
7 Elect HU He Gang Mgmt For For For
8 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
GREAT WALL MOTOR CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2882P106 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Issuance of New Shares Mgmt For For For
GS ENGINEERING & CONSTRUCTION CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2901E108 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Elect KIM Jong Bin as Independent Mgmt For For For
Director
3 Elect SUH Chi Ho as Independent Director Mgmt For For For
4 Elect Shin Hyun Han as Independent Mgmt For For For
Director
5 Elect Shin Hyun Han as Audit Committee Mgmt For For For
Member to be Independent Director
6 Elect AHN Jong Won as Audit Committee Mgmt For For For
Member to be Independent Director
7 Directors' Fees Mgmt For For For
GS HOME SHOPPING INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2901Q101 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect HUH Tae Soo as Executive Director Mgmt For For For
4 Elect CHUNG Ho Sung as Executive Director Mgmt For For For
5 Elect NOH Young Joon as Executive Mgmt For For For
Director
6 Elect LEE Wan Kyoung as Non-Executive Mgmt For For For
Director
7 Elect Mr. Man Woo, Lee as an outside Mgmt For For For
Director
8 Elect Mr. In Kyu, Kim as an outside Mgmt For For For
Director
9 Elect Mr. Jung Joo, Kim as an outside Mgmt For For For
Director
10 Elect LEE Man Woo as Audit Committee Mgmt For For For
Member to be Independent Director
11 Elect KIM In Kyu as Audit Committee Mgmt For For For
Member to be Independent Director
12 Elect KIM Jung Joo as Audit Committee Mgmt For For For
Member to be Independent Director
13 Approve the limit of remuneration for Mgmt For For For
the Directors
GUANGZHOU R&F PROPERTIES CO., LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2933F115 06/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006 of RMB 0.20 per share
5 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors and Directors' Fees Mgmt For For For
8 Election of Supervisors and Supervisors' Mgmt For Abstain NA
Fees
9 Elect LIANG Yingmei Mgmt For For For
10 Issuance of Stock w/out Preemptive Rights Mgmt For For For
11 Non-Voting Meeting Note
GUANGZHOU R&F PROPERTIES CO., LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2933F115 06/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Issuance of A Shares Mgmt For For For
2 Authorization of Board Acts Mgmt For For For
3 Validity Period Mgmt For For For
4 Consolidation of Domestic and H Shares Mgmt For For For
(Reverse Stock Split)
5 Capitalization Issuance Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Entitlement to Share Accumulated Mgmt For For For
Retained Earnings of A Share Issue
9 Rules and Procedures for Shareholders' Mgmt For For For
General Meeting
10 Rules and Procedures for Board Meeting Mgmt For For For
11 Rules and Procedures for the Supervisory Mgmt For For For
Board
12 Decision-Making Procedures for Connected Mgmt For For For
Transactions
13 Independent Directors' Rules Mgmt For For For
14 Use of Proceeds from Issuance of A Shares Mgmt For For For
GUANGZHOU R&F PROPERTIES CO., LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2933F115 06/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Issuance of A Shares Mgmt For For For
2 Authorization of Board Acts Mgmt For For For
3 Validity Period Mgmt For For For
HANJIN HEAVY INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3053D104 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amend the Articles of Incorporation Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Approve the limit of remuneration for Mgmt For For For
the Directors
HANJIN HEAVY INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3053D104 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the spin-off Mgmt For For For
2 Elect RYU Myung Kun as Independent Mgmt For For For
Director
3 Elect Messrs. Seung Chil Lee and Myung Mgmt For For For
Su Won as the Auditors
4 Approval the partial amendments to the Mgmt For Against Against
Articles of Incorporation
HANKOOK TIRE COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y30587102 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Elect Prof. Bong Kyu, Choi as an Outside Mgmt For For For
Director to the Audit Committee
5 Directors' Fees Mgmt For For For
6 Amend the Retirement Benefit Plan for Mgmt For For For
the Directors
HANKOOK TIRE COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y30587102 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect the External Director Mgmt For For For
HARBIN POWER EQUIPTMENT COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y30683109 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Directors' Report Mgmt For For For
2 Supervisory Committee's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Declare the 2006 dividend of RMB 0.090 Mgmt For For For
per share
5 Authority to Appoint Additional Directors Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Non-Voting Meeting Note
HENGAN INTERNATIONAL GROUP CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4402L102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Re-elect Mr. Sze Man Bok as a Director Mgmt For For For
4 Re-elect Mr. Yeung Wing Chun as a Mgmt For For For
Director
5 Re-elect mr. Hung Ching Shan as a Mgmt For For For
Director
6 Re-elect Mr. Xu Chun Man as a Director Mgmt For Against Against
7 Authorize the Board of Directors to fix Mgmt For For For
the remuneration of the Directors
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Issuance of Stock w/out Preemptive Rights Mgmt For For For
10 Repurchase of Shares Mgmt For For For
11 Issuance of Repurchased Shares Mgmt For For For
HOKKAIDO ELECTRIC POWER COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J21378104 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Elect Mr. Nishimura Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Elect Mr. Minamiyama Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Elect Mr. Yoshikawa Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For Against Against
17 Appoint a Corporate Auditor Mgmt For For For
18 Retirement Allowances and Special Mgmt For For For
Allowances
19 Amend the Compensation to be received by Mgmt For For For
Corporate Officers
HON HAI PRECISION INDUSTRIES COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y36861105 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Agenda Item
11 Approve 2006 business report and Mgmt For For For
financial statements
12 Allocation of Profits/Dividends Mgmt For For For
13 Approve the capitalization on part of Mgmt For For For
2006 dividend
14 Approve the issuance of global Mgmt For For For
depository receipts
15 Amend the Articles of Incorporation Mgmt For Abstain NA
16 Amend the procedure for re-election of Mgmt For For For
Board Members and Statutory Auditors
17 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
18 Elect the Directors and the Supervisors Mgmt For Abstain NA
19 Non-Compete Restrictions for Directors Mgmt For Against Against
20 Other proposals and extraordinary motions Mgmt For Against Against
HONDA MOTOR COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J22302111 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Regarding Record Mgmt For For For
Dates
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Director Mgmt For For For
22 Appoint a Director Mgmt For For For
23 Appoint a Corporate Auditor Mgmt For For For
24 Appoint a Corporate Auditor Mgmt For For For
25 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
26 Retirement Allowances for Directors and Mgmt For For For
Statutory Auditors
HONGGUO INTERNATIONAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G45840108 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Mr. Chen Yixi as a Director of Mgmt For For For
the Company
4 Re-elect Dr. Chen Seow Phun John as a Mgmt For For For
Director of the Company
5 Approve the payment of Director fees of Mgmt For For For
SGD 170,000 for the YE 31 DEC 2006
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
HOPSON DEVELOPMENT HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4600H101 06/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Re-elect Mr. Xiang Bin as an Executive Mgmt For Against Against
Director
3 Re-elect Mr. Au Wai Kin as an Executive Mgmt For Against Against
Director
4 Re-elect Mr. Chen Chang Ying as an Mgmt For Against Against
Executive Director
5 Re-elect Mr. Xiao Yan Xia as an Mgmt For Against Against
Executive Director
6 Directors' Fees Mgmt For For For
7 Non-executive Directors' Fees Mgmt For For For
8 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
9 Appointment of Auditors and Authority to Mgmt For For For
Set Fees
10 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendment to Stock Option Plan Mgmt For Against Against
HOYA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J22848105 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Appoint a Director Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
HUADIAN POWER INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3738Y101 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the report of the Board for the Mgmt For For For
year 2006
2 Approve the report of the Supervisory Mgmt For For For
Committee for the year 2006
3 Approve the audited financial statements Mgmt For For For
for the year 2006
4 Approve the profit distribution proposal Mgmt For For For
for the year 2006
5 Appointment of Auditors and Authority to Mgmt For For For
Set Fees
6 Report of Independent Directors Mgmt For For For
7 Elect Mr. Chen Bin as a Director of the Mgmt For For For
Company
8 Elect Mr. Zhong Tonglin as a Director of Mgmt For For For
the Company
9 Approve the resolution concerning the Mgmt For For For
issuance of short-term debentures
HYUNDAI HEAVY INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3838M106 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Approve the partial amendment to Mgmt For For For
Articles of Incorporation
3 Elect Mr. Kye Sik, Min as an Executive Mgmt For For For
Director
4 Elect Mr. Hwi Kab, Jo as an outside Mgmt For For For
Director
5 Elect Mr. Hwi Kab, Jo as the Audit Mgmt For For For
Committee Member
6 Approve the limit of remuneration for Mgmt For For For
the Directors
HYUNDAI MIPO DOCKYARD CO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3844T103 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amend the Articles of Incorporation Mgmt For For For
3 Elect Professor Yoon Chang Hyun as a Mgmt For For For
Director
4 Elect Professor Yoon Chang Hyun to the Mgmt For For For
Auditor Commitee
5 Approve the limit of remuneration for Mgmt For For For
the Directors
ICBC (ASIA) LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3991T104 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Mr. Jiang Jianqing as an Mgmt For Against Against
Non-Executive Director
5 Elect Ms. Wang Lili as an Non-Executive Mgmt For Against Against
Director
6 Elect Mr. Chen Aiping as an Mgmt For Against Against
Non-Executive Director
7 Approve the payment of Directors fees Mgmt For For For
for the YE 31 DEC 2006
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Scrip Dividend Mgmt For For For
10 Issuance of Stock w/out Preemptive Rights Mgmt For For For
11 Repurchase of Shares Mgmt For For For
12 Issuance of Repurchased Shares Mgmt For For For
13 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
INDUSTRIAL BANK OF KOREA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3994L108 03/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Retirement Allowances Mgmt For For For
4 Approve the partial amendment to the Mgmt For For For
Articles of Incorporation
INI STEEL PREFERRED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38383108 03/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Election of Directors (Slate) Mgmt For Against Against
3 Elect PARK Seung Ha as Executive Director Mgmt For For For
4 Elect KIM Tae Young as Executive Director Mgmt For Against Against
5 Elect KIM Young Gon as Executive Director Mgmt For Against Against
6 Elect Prof. Dong Joon, Min as an Outside Mgmt For For For
Director
7 Elect Prof. Dong Joon, Min as an Outside Mgmt For For For
Director to the Audit Committee
8 Elect Prof. Sang Dae, Kim as an Outside Mgmt For For For
Director to the Audit Committee
9 Approve the limit of remuneration for Mgmt For For For
the Directors
ISHIKAWAJIMA-HARIMA HEAVY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J24822108 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Amend the Articles of Incorporation Mgmt For For For
4 Appoint a Director Mgmt For Against Against
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Corporate Auditor Mgmt For For For
19 Appoint a Corporate Auditor Mgmt For Against Against
20 Retirement Allowances and Special Mgmt For For For
Allowances
21 Amend the Compensation to be received by Mgmt For For For
Directors and Auditors
22 Approve Remuneration in Shares (as a Mgmt For For For
Stock Option) to Directors
ITO EN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
2593 CINS J25027103 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Allocation of Income, Including Mgmt For For For
the Following Dividends: Interim
(Pre-Split) JY 35, Final (Post-Split) JY
22, Special JY 0
2.0 Amend Articles to: Expand Business Lines Mgmt For For For
- Increase Authorized Capital - Increase
Number of Internal Auditors - Update
Terminology to Match that of New
Corporate Law - Limit Liability of
Directors and Statutory Auditors
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
3.22 Elect Director Mgmt For For For
3.23 Elect Director Mgmt For For For
3.24 Elect Director Mgmt For For For
4.0 Approve Deep Discount Stock Option Plan Mgmt For Against Against
for Directors of Ito-En
5.0 Approve Deep Discount Stock Option Plan Mgmt For Against Against
for Directors of Subsidiaries
JAPAN STEEL WORKS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J27743103 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Amend Articles to: Change Company s Mgmt For For For
Location to Shinagawa
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For Against Against
17 Appoint a Corporate Auditor Mgmt For For For
18 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
JIANGXI COPPER COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4446C100 04/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the Consolidated Industrial Mgmt For For For
Services Agreement
2 Approve the Consolidated Supply Agreement Mgmt For For For
3 Approve the Consolidated Miscellaneous Mgmt For For For
Services Agreement
4 Approve the Inter-group Consolidated Mgmt For For For
Supply and Industrial Services Agreement
5 Approve the JCC Group Consolidated Mgmt For For For
Supply and Industrial Services Agreement
6 Resignation of He Changming Mgmt For For For
7 Resignation of Qi Huaiying Mgmt For For For
8 Elect LI Baomin Mgmt For For For
9 Elect LONG Ziping Mgmt For For For
JIANGXI COPPER COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4446C100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Issuance of Class A Share Mgmt For For For
2 Class of Shares Mgmt For For For
3 Number of A Shares Mgmt For For For
4 Target Subscribers and the Subscription Mgmt For For For
Method
5 Proposed Place for Listing Mgmt For For For
6 Determination of the Issue Price and Mgmt For For For
Basis for Determination
7 Method of Issue Mgmt For For For
8 Use of Proceeds of A Share Issue Mgmt For For For
9 Sharing of Accumulated Profits Mgmt For For For
10 Validity Period Mgmt For For For
11 Authority to be Given to Directors Mgmt For For For
12 Acquisition Mgmt For For For
13 Use of Proceeds for Consideration under Mgmt For For For
the Agreement
14 Use of Cash Proceeds Mgmt For For For
15 Approve and Confirm Previous Use of Mgmt For For For
Proceeds
16 Waiver for JCC to Make Mandatory General Mgmt For For For
Offer
JIANGXI COPPER COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4446C100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Class of Shares Mgmt For For For
2 Number of A Shares Mgmt For For For
3 Target Subscribers and the Subscription Mgmt For For For
Method
4 Proposed Place for Listing Mgmt For For For
5 Determination of the Issue Price and Mgmt For For For
Basis for Determination
6 Method of Issue Mgmt For For For
7 Use of Proceeds of A Share Issue Mgmt For For For
8 Sharing of Accumulated Profits Mgmt For For For
9 Validity Period Mgmt For For For
10 Authority to be Given to Directors Mgmt For For For
JOHNSON HEALTH TECHNOLOGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4466K107 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Approve the business reports and Mgmt For For For
financial statements of 2006
9 Allocation of Profits/Dividends Mgmt For For For
10 Authority to Increase Paid-in Capital Mgmt For For For
11 Approve to discuss the amendment to the Mgmt For Abstain NA
Articles of Incorporation
12 Amendments to Procedural Rules for Mgmt For For For
Election of Directors and Supervisors
13 Amendments to Procedural Rules for Mgmt For For For
Acquisition/Disposal of Assets
14 Non-Compete Restrictions for Directors Mgmt For Against Against
15 Other proposals and extraordinary motions Mgmt For Against Against
16 Non-Voting Meeting Note
JOYO BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J28541100 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For Abstain NA
2 Appoint a Director Mgmt For Abstain NA
3 Appoint a Director Mgmt For Abstain NA
4 Appoint a Director Mgmt For Abstain NA
5 Appoint a Director Mgmt For Abstain NA
6 Appoint a Director Mgmt For Abstain NA
7 Appoint a Director Mgmt For Abstain NA
8 Appoint a Director Mgmt For Abstain NA
9 Appoint a Director Mgmt For Abstain NA
10 Appoint a Director Mgmt For Abstain NA
11 Appoint a Director Mgmt For Abstain NA
12 Appoint a Director Mgmt For Abstain NA
13 Appoint a Director Mgmt For Abstain NA
14 Approve Provision of Retirement Mgmt For Abstain NA
Allowance for Directors
JS GROUP CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J2855M103 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. Y. Ushioda Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Corporate Auditor Mgmt For For For
10 Appoint a Corporate Auditor Mgmt For For For
11 Election of Alternate Statutory Auditors Mgmt For For For
12 Appoint Accounting Auditors Mgmt For For For
13 Reirement Allowances for Directors and Mgmt For For For
Statutory Auditors
KAGARA ZINC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q5170L108 11/23/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Agenda Item
2 Re-elect Ross Hutton Mgmt For For For
3 Re-elect Mark Ashley Mgmt For Against Against
4 Remuneration Report Mgmt For Against Against
5 Amendment to Employee Share Option Plan Mgmt For Against Against
6 Stock Option Grant (Executive Chairman Mgmt For Against Against
Kim Robinson)
7 Stock Option Grant (Executive Director Mgmt For Against Against
Joseph Treacy)
8 Stock Option Grant (NED Mark Ashley) Mgmt For Against Against
9 Stock Option Grant (NED Ross Hutton) Mgmt For Against Against
10 Stock Option Grant (NED Shad Linley) Mgmt For Against Against
KANSAI ELECTRIC POWER COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J30169106 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Elect Mr. Tamakoshi Mgmt For For For
22 Appoint a Corporate Auditor Mgmt For For For
23 Appoint a Corporate Auditor Mgmt For For For
24 Appoint a Corporate Auditor Mgmt For For For
25 Appoint a Corporate Auditor Mgmt For For For
26 Appoint a Corporate Auditor Mgmt For For For
27 Appoint a Corporate Auditor Mgmt For For For
28 Appoint a Corporate Auditor Mgmt For For For
29 Approve Payment of Bonuses to Directors Mgmt For For For
30 Shareholder s Proposal: Approve ShrHoldr Against Against For
Alternate Appropriation of Profits
31 Shareholder Proposal Regarding Removal ShrHoldr Against Against For
of Director
32 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Directors' and Statutory
Auditors' Fees
33 Shareholder Proposal Regarding the ShrHoldr Against Against For
Maximum Number of Directors
34 Shareholder Proposal Regarding Nuclear ShrHoldr Against Against For
Fuel Recycling
35 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Compliance Committee
36 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Special Committee
37 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishment of Nuclear Substance
Control Committee
38 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For
Social Responsibility
39 Shareholder Proposal Regarding Meeting ShrHoldr Against For Against
Minutes Provision
40 Shareholder s Proposal: Amend Articles ShrHoldr Against Against For
to Reduce Maximum Board Size
41 Shareholder Proposal Regarding Reducing ShrHoldr Against Against For
the Number of Statutory Auditors
42 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For
Social Responsibility Charter
43 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For
Social Responsibility Charter
44 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For
Social Responsibility Charter
45 Shareholder Proposal Regarding Lifeline ShrHoldr Against Against For
Foundation
KEPPEL CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V53838112 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect LIM Hock San Mgmt For For For
4 Elect OON Kum Loon Mgmt For For For
5 Elect TOW Heng Tan Mgmt For For For
6 Elect Ullring Sven Bang Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Issuance of Stock w/out Preemptive Rights Mgmt For For For
10 Non-Voting Agenda Item
KEPPEL CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V53838112 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Repurchase of Shares Mgmt For For For
2 Related Party Transactions Mgmt For For For
3 Authority to Issue Bonus Shares to Mgmt For For For
Non-Executive Directors
4 Amendments to Articles Mgmt For For For
5 Stock Split Mgmt For For For
6 Reduction in Authorized Capital Mgmt For For For
KINGBOARD CHEMICALS HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G52562140 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend and special Mgmt For For For
dividend
3 Elect CHEUNG Kwong Kwan Mgmt For For For
4 Elect Chadwick MOK Cham Hung Mgmt For For For
5 Elect HO Yin Sang Mgmt For Against Against
6 Elect Stephanie CHEUNG Wai Lin Mgmt For For For
7 Elect Paul CHENG Ming Fun Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
KINGBOARD CHEMICALS HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G52562140 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Adoption of Share Option Scheme Mgmt For For For
KINGBOARD CHEMICALS HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G52562140 12/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Intra-company Contracts/Control Mgmt For For For
Agreements
KNM GROUP BHD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4810F101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Increase in Authorized Capital Mgmt For For For
2 Issuance of Bonus Shares Mgmt For For For
3 Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For For For
KNM GROUP BHD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4810F101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For Abstain NA
3 Approve the payment of the Directors Mgmt For For For
fees for the YE 31 DEC 2006
4 Elect Lee Swee Eng Mgmt For For For
5 Elect Abdul Halim bin Mohyiddin Mgmt For Against Against
6 Elect CHEW Fook Sin Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
9 Related Party Transactions Mgmt For For For
10 Transact any other business Mgmt For Against Against
KOOKMIN BANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4822W100 03/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mr. Jacques P.M. Kemp as a Director Mgmt For For For
3 Elect Mr. Ki Young, Jeong of Audit Mgmt For For For
Committee Member as an outside Director
4 Elect Mr. Dam, Joe of Audit Committee Mgmt For For For
Member as an outside Director
5 Elect Mr. Bo Kyun, Byun of Audit Mgmt For For For
Committee Member as an outside Director
6 Elect Mr. Baek In, Cha of Audit Mgmt For For For
Committee Member as an outside Director
7 Stock Options Granted by Resolution of Mgmt For For For
Board
8 Approve the Stock Purchase Option Mgmt For For For
KS ENERGY SERVICES LIMITED (FRMLY KS TECH LTD)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y498A2103 08/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Amend Articles of Association Mgmt For For For
2.0 Authorize Share Repurchase Program Mgmt For For For
KS ENERGY SERVICES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y498A2103 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Approve the Directors fees of SGD Mgmt For For For
254,466 for the YE 31 DEC 2006
4 Elect WONG Meng Yeng Mgmt For For For
5 Elect Kris Taenar Wiluan Mgmt For For For
6 Elect Adam Paul Brunet Mgmt For For For
7 Elect GOH Boon Chye Mgmt For For For
8 Elect WOO Peng Kong Mgmt For For For
9 Appointment of Auditors and Authority to Mgmt For For For
Set Fees
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Non-Voting Agenda Item
KURARAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J37006137 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Corporate Auditor Mgmt For For For
14 Appoint a Corporate Auditor Mgmt For For For
15 Appoint Accounting Auditors Mgmt For For For
16 Approve Policy regarding Large-scale Mgmt For Against Against
Purchases of Company Shares
KYOCERA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J37479110 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Elect Mr. Kishimoto Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Elect Mr. Lanthorne Mgmt For For For
14 Elect Mr. Gilbertson Mgmt For For For
15 Election of Statutory Auditors Mgmt For For For
16 Appoint Accounting Auditors Mgmt For For For
17 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
18 Approve Provision of Retirement Mgmt For For For
Allowance for Retiring Directors
LG INTERNATIONAL CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y52764100 09/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Spin-Off Agreement Mgmt For For For
2.0 Elect Non-Independent Non-Executive Mgmt For For For
Director
LG TELECOM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5276R125 03/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For Against Against
Profits/Dividends
2 Approve the partial amendment to the Mgmt For For For
Articles of Incorporation
3 Election of Directors (Slate) Mgmt For For For
4 Elect Mr. Kwak Soo Keun as the Member of Mgmt For For For
the Auditors Committee
5 Approve the remuneration limit for the Mgmt For For For
Director
LI NING COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5496K108 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Mr. Li Ning as an Executive Mgmt For For For
Director of the Company
4 Re-elect Mr. Zhang Zhi Yong as an Mgmt For For For
Executive Director of the Company
5 Re-elect Mr. Lim Meng Ann as a Mgmt For For For
Non-Executive Director of the Company
6 Elect Louis KOO Fook Sun Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
LIU CHONG HING BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1582S105 04/25/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For
2 Declare the final dividend for the YE 31 Mgmt For
DEC 2006
3 Election of Directors Mgmt For
4 Appointment of Auditor and Authority to Mgmt For
Set Fees
5 Authority to Repurchase Shares Mgmt For
6 Authority to Issue Shares w/out Mgmt For
Preemptive Rights
7 Authority to Issue Repurchased Shares Mgmt For
8 Non-Voting Agenda Item
MAH SING GROUP BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5418R108 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue New Ordinary Shares Mgmt For For For
2 Amendment to Memorandum of Association Mgmt For For For
3 Amendment to Articles of Association Mgmt For For For
4 Authority to Split Shares Mgmt For For For
5 Authority to Issue Bonus Shares Mgmt For For For
MAH SING GROUP BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5418R108 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Approve the Directors fees for the FYE Mgmt For For For
31 DEC 2006
4 Elect LEONG Hoy Kum Mgmt For For For
5 Elect Izaham Bin Abd Rani Mgmt For For For
6 Elect LIM Kiu Hock Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Elect Tan Sri Yaacob Bin Mat Zain Mgmt For For For
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Related Party Transactions Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Stock Option Grant Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Non-Voting Agenda Item
MAINFREIGHT LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Q5742H106 07/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual New Zealand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Elect Donald Rowlands as Director Mgmt For For For
3.0 Elect Richard Prebble as Director Mgmt For For For
4.0 Elect Neil Graham as Director Mgmt For For For
5.0 Approve Ernst & Young as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
MALAYSIA AIRPORTS HOLDINGS BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5585D106 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Approve the payment of Directors' fees Mgmt For For For
for the FYE 31 DEC 2006
4 Approve to increase the Directors' fee Mgmt For For For
for the FYE 31 DEC 2006
5 Elect Hajah Jamilah binti Hj Hashim Mgmt For For For
6 Elect Siti Maslamah binti Osman Mgmt For For For
7 Elect Ahmad Kamal bin Abdullah Al-Yafii Mgmt For Against Against
8 Elect Eshah binti Meor Suleiman Mgmt For For For
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
MATSUI SECURITIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J4086C102 06/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Expand Business Lines Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For Against Against
12 Appoint a Corporate Auditor Mgmt For For For
13 Election of Alternate Statutory Auditor Mgmt For Against Against
14 Appoint Accounting Auditors Mgmt For For For
MEDIATEK INCORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5945U103 06/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Ratify the 2006 business and financial Mgmt For For For
reports
7 Allocation of Profits/Dividends Mgmt For For For
8 Authority to Increase Paid-in Capital Mgmt For For For
9 Amend the Articles of Incorporation Mgmt For For For
10 Amendments to Amendments to Procedural Mgmt For For For
Rules of Acquisition/Disposal of Assets
11 Approve to raise capital via rights Mgmt For For For
issue to participate GDR issuance
12 Non-Voting Agenda Item
MEGASTUDY CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y59327109 03/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Mr. Seokbeom Hong as a Director Mgmt For Against Against
4 Approve the remuneration limit for the Mgmt For For For
Directors
5 Approve the remuneration limit for the Mgmt For For For
Auditors
MEGASTUDY CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y59327109 11/30/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Amend the Articles of Incorporation Mgmt For For For
3 Elect Mr. Kim Sung-OH as a Director Mgmt For For For
Chief Executive Officer at MBEST
4 Elect KIM Suk Hun Mgmt For For For
5 Elect Mr. Lee Han-IL as a Director Mgmt For Against Against
Director at Cornerstone Partners
MITSUBISHI CHEMICAL HOLDINGS CORP, TOKYO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44046100 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Elect Mr. Kobayashi Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Elect Mr. Yoshimura Mgmt For For For
6 Elect Mr. Shimoyado Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Election of Statutory Auditors Mgmt For Against Against
12 Appoint Accounting Auditors Mgmt For For For
MITSUBISHI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J43830116 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 To Approve the Appropriation of surplus Mgmt For For For
3 To Amend in Part the Articles of Mgmt For For For
Incorporation
4 To Elect a Director Mgmt For For For
5 To Elect a Director Mgmt For For For
6 To Elect a Director Mgmt For For For
7 To Elect a Director Mgmt For For For
8 To Elect a Director Mgmt For For For
9 To Elect a Director Mgmt For For For
10 To Elect a Director Mgmt For For For
11 To Elect a Director Mgmt For For For
12 To Elect a Director Mgmt For For For
13 To Elect a Director Mgmt For For For
14 To Elect a Director Mgmt For For For
15 To Elect a Director Mgmt For For For
16 To Elect a Director Mgmt For For For
17 To Elect a Director Mgmt For For For
18 To Elect a Director Mgmt For For For
19 To Elect a Director Mgmt For For For
20 To Elect a Director Mgmt For For For
21 To Elect a Director Mgmt For For For
22 To Elect a Director Mgmt For For For
23 To Elect a Director Mgmt For For For
24 To Elect a Corporate Auditor Mgmt For Against Against
25 To Grant Bonuses for Directors Mgmt For For For
26 To Grant Stock Acquisition Rights as Mgmt For For For
Stock Options
27 Retirement Allowances for Directors and Mgmt For For For
Statutory Auditors
28 To Revise Remuneration for Corporate Mgmt For For For
Auditors
MITSUBISHI HEAVY INDUSTRIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44002129 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Surplus Mgmt For For For
3 Appoint a Director Mgmt For Against Against
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For Against Against
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Statutory Auditor Mgmt For Against Against
21 Appoint a Statutory Auditor Mgmt For Against Against
22 Directors' Stock Option Plan Mgmt For For For
MITSUBISHI MATERIALS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44024107 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Elect Mr. Nishikawa Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Elect Mr. Hashimoto Mgmt For For For
12 Election of Statutory Auditor Mgmt For Against Against
13 Retirement Allowances and Special Mgmt For For For
Allowances
14 Amend the Compensation to be received by Mgmt For For For
Corporate Officers
15 Approve Policy regarding Large-scale Mgmt For Against Against
Purchases of Company Shares
MITSUBISHI UFJ FINANCIAL GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44497105 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Increase Authorized Mgmt For For For
Capital to 129.9 million shares
3 Elect Mr. Tamakoshi Mgmt For Against Against
4 Appoint a Director Mgmt For For For
5 Elect Mr. Kuroyanagi Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Election of Statutory Auditor Mgmt For Against Against
19 Retirement Allowances and Special Mgmt For For For
Allowances
20 Directors' and Statutory Auditors' Fees Mgmt For For For
and Directors' and Statutory Auditors'
Stock Option Plan
MITSUI & COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44690139 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
4 Appoint a Director Mgmt For Against Against
5 Appoint a Director Mgmt For Against Against
6 Appoint a Director Mgmt For Against Against
7 Appoint a Director Mgmt For Against Against
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Elect Mr. Matsumoto Mgmt For For For
13 Appoint a Director Mgmt For Against Against
14 Elect Ms. Matsubara Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Elect Mr. Hirabayashi Mgmt For For For
17 Appoint a Corporate Auditor Mgmt For Against Against
18 Appoint a Corporate Auditor Mgmt For Against Against
19 Appoint a Corporate Auditor Mgmt For For For
20 Amend the Compensation to be received by Mgmt For For For
Corporate Officers
MIZUHO FINANCIAL GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J4599L102 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Allocation of Profits/Dividends Mgmt For For For
3 Amend the Articles of Incorporation Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Corporate Auditor Mgmt For For For
13 Appoint a Corporate Auditor Mgmt For For For
14 Retirement Allowances for Directors and Mgmt For For For
Statutory Auditors
NAN YA PLASTICS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y62061109 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Receive the 2006 business reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Amend the Articles of Incorporation Mgmt For For For
6 Re-elect Mr. William Wong aShareholder Mgmt For For For
No: 273986a as a Director
7 Re-elect Mr. Wifred Wong aShareholder Mgmt For For For
No: 273985a as a Director
8 Re-elect Mr. Sandy Wong aShareholder No: Mgmt For For For
073127a as a Director
9 Re-elect Mr. Yang, Chau-Lin aShareholder Mgmt For For For
No: 062151a as a Director
10 Re-elect Mr. Wu, C.T. aShareholder No: Mgmt For For For
007883a as a Director
11 Non-Voting Agenda Item
NGK INSULATORS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J49076110 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For Against Against
17 Appoint a Corporate Auditor Mgmt For For For
18 Appoint a Corporate Auditor Mgmt For For For
19 Approve Payment of Bonuses to Directors Mgmt For For For
20 Amend the Compensation to be Received by Mgmt For For For
Directors
21 Amend the Compensation to be Received by Mgmt For For For
Corporate Auditors
22 Authorize Use of Stock Option Plan for Mgmt For For For
Directors
NINTENDO COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J51699106 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Amend the Articles of Incorporation Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Elect Mr. Matsumoto Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Elect Mr. Kimishima Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Corporate Auditor Mgmt For For For
18 Appoint a Corporate Auditor Mgmt For For For
19 Appoint a Corporate Auditor Mgmt For Against Against
20 Appoint Accounting Auditors Mgmt For For For
21 Amend the Compensation to be received Mgmt For For For
by Directors
NIPPON TELEGRAPH & TELEPHONE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J59396101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Elect Mr. Kobayashi Mgmt For For For
7 Appoint a Corporate Auditor Mgmt For For For
8 Appoint a Corporate Auditor Mgmt For For For
9 Appoint a Corporate Auditor Mgmt For For For
10 Appoint a Corporate Auditor Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For Against Against
NIPPON YUSEN KK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J56515133 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Amend the Articles of Incorporation Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For For For
12 Appoint a Corporate Auditor Mgmt For For For
13 Approve Payment of Bonuses to Directors Mgmt For For For
NOMURA HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J59009159 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Amend the Articles of Incorporation Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Stock Option Plan Mgmt For For For
PACIFIC BASIN SHIPPING LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G68437139 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Re-elect Mr. Christopher R. Buttery as Mgmt For For For
an Executive Director
4 Re-elect Mr. Klaus Nyborg as an Mgmt For For For
Executive Director
5 Re-elect Mr. Wang Chunlin as an Mgmt For For For
Executive Director
6 Re-elect Mr. Jan Rindbo as an Executive Mgmt For For For
Director
7 Re-elect Mr. Daniel R. Bradshaw as an Mgmt For For For
Non-Executive Director
8 Re-elect Mr. Robert C. Nicholson as an Mgmt For For For
Independent Non-Executive Director
9 Re-elect Mr. Patrick B. Paul as an Mgmt For For For
Independent Non-Executive Director
10 Re-elect Mr. David M. Turnbull as an Mgmt For For For
Independent Non-Executive Director
11 Authorize the Board of Directors fix the Mgmt For For For
remuneration of the Directors
12 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
13 Issuance of Stock w/out Preemptive Rights Mgmt For For For
14 Repurchase of Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For For For
16 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
PETROCHINA COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y6883Q104 11/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Continuing Connected Mgmt For For For
Transactions Arising from the
Acquisition of a 67 Percent Interest in
PetroKazakhstan Inc. by PetroChina Co.
Ltd. through CNPC Exploration and
Development Co. Ltd. within the Scope of
the Amended Comprehensive Agreement
2.0 Approve Revision of Existing Annual Caps Mgmt For For For
of Each of the Continuing Connected
Transaction Under the Amended
Comprehensive Agreement as a Result of
the Acquisition of Petrokazakhstan Inc.
3.0 Approve Revision of Existing Annual Caps Mgmt For For For
of Each of the Continuing Connected
Transaction Under the Amended
Comprehensive Agreement as a Result of
Changes to Production and Operational
Environment of PetroChina Co. Ltd.
4.0 Approve Revision of Existing Annual Caps Mgmt For For For
in Respect of the Products and Services
to be Provided by PetroChina Co. Ltd.
and its Subsidiaries to China Railway
Materials and Suppliers Corp.
5.0 Amend Articles Re: Scope of Business Mgmt For For For
PICC PROPERTY AND CASUALTY COMPANY LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y6975Z103 10/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Reelect Tang Yunxiang as Non-Executive Mgmt For Against Against
Director
1.2 Reelect Wang Yi as Executive Director Mgmt For For For
1.3 Reelect Zhou Shurui as Non-Executive Mgmt For For For
Director
1.4 Reelect Wang Yincheng as Executive Mgmt For For For
Director
1.5 Reelect Liu Zhenghuan as Executive Mgmt For For For
Director
2.1 Elect Wu Gaolian as Non-Executive Mgmt For For For
Director
2.2 Elect Li Tao as Non-Executive Director Mgmt For For For
3.1 Elect Ding Yunzhou as Supervisor Mgmt For For For
3.2 Elect Sheng Hetai as Supervisor Mgmt For For For
4.0 Approve Issuance of Subordinated Debt Mgmt For For For
with an Aggregate Principal Amount of
RMB 2.0 Billion to RMB 5.0 Billion
5.0 Amend Articles of Association Mgmt For For For
POHANG IRON & STEEL LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y70750115 02/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Article 2 Mgmt For For For
3 Amendments to Articles 10, 16 and 17 Mgmt For For For
4 Approve the supplement to existing Mgmt For For For
Cumulative Voting Rules
5 Elect Mr. Kwang Woo Jun as an Mgmt For For For
Independent Non-Executive Director
6 Elect Mr. Won Soon, Park as an Mgmt For For For
Independent Non-Executive Director
7 Elect Jeffrey D. Jones as Independent Mgmt For For For
Director and Audit Committee Member
8 Elect Mr. Ku Taek, Lee as an Executive Mgmt For For For
Director
9 Elect Mr. Seok Man, Yoon as an Executive Mgmt For For For
Director
10 Elect Mr. Joon Yang, Chung as an Mgmt For For For
Executive Director
11 Approve the limit of total remuneration Mgmt For For For
for the Directors
POINT INCOME
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J63944102 05/30/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
PT SEMEN GRESIK TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y7142G150 07/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Construction of New Cement Mgmt For Against Against
Factory
2.0 Approve Pledging of Assets for Debt Mgmt For Against Against
3.0 Approve Corporate Guarantee Mgmt For Against Against
4.0 Amend Articles of Association Mgmt For Against Against
5.0 Other Business Mgmt For Against Against
PT SEMEN GRESIK TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y7142G150 09/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Amend Articles of Association Mgmt For Against Against
2.0 Elect Directors and Commissioners Mgmt For For For
RAFFLES EDUCATION CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7343V121 10/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Distribution of Hartford Education Shares Mgmt For For For
2 Stock Split Mgmt For For For
RAFFLES EDUCATION CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7343V121 10/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Approve the Directors fees of SGD Mgmt For For For
60,000 for the FYE 30 JUN 2006
4 Elect Henry TAN Song Kok Mgmt For For For
5 Elect TAN Teck Meng Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Non-Voting Agenda Item
8 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
9 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
REALTEK SEMICONDUCTOR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7220N101 01/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the capital reduction in cash Mgmt For For For
return
2 Non-Voting Agenda Item
REALTEK SEMICONDUCTOR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7220N101 06/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Receive the business operation results Mgmt For For For
and financial statements of 2006
2 Receive the financial statements of 2006 Mgmt For For For
by Company Supervisors
3 Approve the status of endorsements and Mgmt For For For
guarantees
4 Approve the status of acquisition or Mgmt For For For
disposal of substantial assets
5 Approve the report of the status of Mgmt For For For
treasury stocks
6 Approve to set up the rules of order of Mgmt For For For
the Board of Directors
7 Approve the business reports and Mgmt For For For
financial statement of 2006
8 Approve the distribution of profits of Mgmt For For For
2006
9 Authority to Increase Paid-in Capital Mgmt For For For
10 Amend the procedure of acquisition or Mgmt For Abstain NA
disposal of substantial assets
11 Amend the Articles of Incorporation Mgmt For Abstain NA
12 Approve to allow the Directors to hold Mgmt For Against Against
responsibilities with competitors
13 Non-Voting Agenda Item
14 Non-Voting Meeting Note
RICOH COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J64683105 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Election of Statutory Auditor Mgmt For For For
4 Election of Alternate Statutory Auditor Mgmt For For For
5 Special Allowances Mgmt For For For
6 Amend the Compensation to be received by Mgmt For For For
Directors
7 Approve Payment of Bonuses to Directors Mgmt For For For
SAMSUNG ENGINEERING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7472L100 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Approve the partial amendment of the Mgmt For For For
Articles of Incorporation
3 Election of Directors (Slate) Mgmt For For For
4 Election of Corporate Auditors Mgmt For Against Against
5 Approve the Directors remuneration limit Mgmt For Against Against
6 Approve the Auditors remuneration limit Mgmt For For For
SEMBCORP MARINE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8231K102 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Related Party Transaction Mgmt For For For
2 Authority to Repurchase Shares Mgmt For For For
SEMBCORP MARINE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8231K102 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect TAN Pheng Hock Mgmt For For For
4 Elect Kiyotaka Matsuzawa Mgmt For For For
5 Elect Ajaib Haridass Mgmt For For For
6 Elect RON FOO Siang Guan Mgmt For For For
7 Elect Joseph KWOK Sin Kin Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 Authority to Issue Stock w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plans
12 Non-Voting Agenda Item
SHANGHAI ZHENHUA PORT MACHINERY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7699F100 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the Company s eligibility to the Mgmt For For For
additional offering of A-share
2 Approve the structure of the additional Mgmt For For For
issue of A-shares
3 Authorize the Board to handle the Mgmt For For For
issuance
4 Appropriation of The Proceeds Mgmt For For For
5 Approve the statement of the use of the Mgmt For For For
previous raised proceeds
6 Approve the management system of the Mgmt For For For
raised proceeds
7 Election of Directors and Director Fees Mgmt For For For
8 Approve to nominate the Independent Mgmt For For For
Directors and the remuneration for them
9 Approve to nominate the Supervisors Mgmt For For For
10 Amendment to the Incentive Scheme for Mgmt For For For
Senior Managers and Employees With
Special Contributions
11 Amend the Company s Articles of Mgmt For For For
Association
12 Amendment to Rules of Shareholders' Mgmt For For For
General Meetings
13 Amend the Company s rules of procedure Mgmt For For For
governing the meeting of the Board
14 Amendment to Rules of Board of Mgmt For For For
Supervisors Meetings
15 Related Party Transactions Mgmt For Abstain NA
SHANGHAI ZHENHUA PORT MACHINERY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7699F100 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Receive the 2006 working report of the Mgmt For For For
Board of Directors
2 Receive the 2006 working report of the Mgmt For For For
Supervisory Committee
3 Receive the 2006 job description report Mgmt For For For
of the Independent Directors
4 Receive the 2006 working report of Mgmt For For For
President and 2007 Working Plan
5 Receive the 2006 financial resolution Mgmt For For For
report
6 Allocation of Profits/Dividends Mgmt For For For
7 Amend the Company s Articles of Mgmt For For For
Association
8 Approve to issue the short-term Mgmt For For For
financing bonds
9 Amend the accounting policies, Mgmt For For For
accounting estimate
10 Re-appoint the Accounting Firm and Mgmt For For For
approve its emolument
11 Approve the statement on the use of the Mgmt For For For
previous raised proceeds
SHARP CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J71434112 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
4 Appoint a Director Mgmt For Against Against
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Elect Mr. Matsumoto Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Director Mgmt For For For
22 Appoint a Director Mgmt For For For
23 Appoint a Director Mgmt For For For
24 Elect Mr. Mizushima Mgmt For For For
25 Appoint a Director Mgmt For For For
26 Appoint a Director Mgmt For For For
27 Appoint a Director Mgmt For For For
28 Appoint a Director Mgmt For For For
29 Elect Mr. Taniguchi Mgmt For For For
30 Appoint a Corporate Auditor Mgmt For For For
31 Appoint a Corporate Auditor Mgmt For For For
32 Approve Provision of Retirement Mgmt For For For
Allowance for Retiring Directors
33 Approve Policy regarding Large-scale Mgmt For Against Against
Purchases of Company Shares
SHIMAMURA COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J72208101 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
SHIN-ETSU CHEMICAL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J72810120 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Amend Articles to: Increase Board Size Mgmt For For For
to 22
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Elect Mr. Frank Popoff Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Elect Mr. T. Nakamura Mgmt For For For
14 Appoint a Corporate Auditor Mgmt For For For
15 Appoint a Corporate Auditor Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For For For
17 Appoint Accounting Auditors Mgmt For For For
18 Approve Provision of Retirement Mgmt For Against Against
Allowance for Corporate Auditors
19 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
20 Allow Board to Authorize Use of Stock Mgmt For For For
Options
21 Approve Adoption of Anti-Takeover Mgmt For Against Against
Defense Measures
SIAM COMMERCIAL BANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7905M113 04/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve the minutes of the AGM of Mgmt For For For
shareholders No.183 held on 04 AP 2006
3 Annual Reports Mgmt For For For
4 Approve the financial statements for the Mgmt For For For
FYE 31 DEC 2006
5 Allocation Of Profits/Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Re-elect Mr. Sumate Tanthuwanit as the Mgmt For For For
Director
8 Re-elect Mr. Kannikar Chalitaporn as a Mgmt For For For
Director
9 Re-elect Mr. Anand Panyarachun as a Mgmt For For For
Director
10 Re-elect Mr. Vicharn Panich as a Director Mgmt For For For
11 Elect Mr. Chumpol Na Lmlieng as the New Mgmt For For For
Director
12 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
13 Amendment of Articles Mgmt For For For
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect TANG Yong Mgmt For For For
2 Elect ZHANG Zhiying Mgmt For For For
3 Elect ZHANG Wensheng Mgmt For For For
4 Elect GAO Chun Mgmt For For For
5 Elect ZHOU Liming Mgmt For For For
6 Elect WANG Shuanming Mgmt For For For
7 Elect LIU Mingli Mgmt For For For
8 Elect ZHANG Yang Mgmt For For For
9 Elect LUO Xia Mgmt For For For
10 Elect FENG Jian Mgmt For For For
11 Elect ZHAO Zesong Mgmt For For For
12 Elect FENG Bing as Supervisor Mgmt For For For
13 Elect HOU Bin as Supervisor Mgmt For For For
14 Elect OUYANG Huajie as Supervisor Mgmt For For For
15 Elect HE Kun as Supervisor Mgmt For For For
16 Elect Jian Shixi as Supervisor Mgmt For For For
17 Elect Yang Jinfan as Supervisor Mgmt For For For
18 Approve Service Agreements Mgmt For Abstain NA
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Receive and approve the audited Mgmt For For For
financial report for the year of 2006
4 Allocation of Profits/Dividends Mgmt For For For
5 Approve the financial budget proposal Mgmt For For For
for the year of 2007
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
SILICONWARE PRECISION COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7934R109 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Approve the capitalization of the Mgmt For For For
retained earnings
8 Amend the Company s Articles of Mgmt For For For
Incorporation
9 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
10 Non-Compete Restrictions for Directors Mgmt For Against Against
11 Non-Voting Agenda Item
SINOPEC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15010104 01/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
2 Issuance of Convertible Bonds Outside Mgmt For For For
Mainland China
3 Authority to Deal with Matters in Mgmt For For For
connection with Issuance of Covertible
Bonds
4 Issuance of Corporate Bonds Mgmt For For For
5 Authority to Deal with Matters in Mgmt For For For
connection with Issuance of Corporate
Bonds
SINOPEC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15010104 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
8 Construction Project Mgmt For For For
9 Authority to Issue Debenture Mgmt For For For
10 Authority to Transact Legal Formalities Mgmt For For For
SMC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J75734103 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Elect Mr. Yoshiyuki Takada Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Elect Mr. Yoshiki Takada Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Elect Mr. Kitabatake Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Elect Mr. Berakoetxea Mgmt For For For
19 Elect Mr. Langmeier Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Corporate Auditor Mgmt For For For
22 Appoint a Corporate Auditor Mgmt For For For
23 Appoint a Corporate Auditor Mgmt For For For
24 Appoint Accounting Auditors Mgmt For For For
25 Approve Provision of Retirement Mgmt For For For
Allowance for Retiring Directors
26 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
27 Amend the Compensation to be received by Mgmt For For For
Corporate Officers
SONY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J76379106 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Howard Stringer Mgmt For For For
2 Elect Ryoji Chubachi Mgmt For For For
3 Elect Katsumi Ihara Mgmt For For For
4 Elect Akishige Okada Mgmt For For For
5 Elect Hirobumi Kawano Mgmt For For For
6 Elect Yotaro Kobayashi Mgmt For For For
7 Elect Sakie Tachibana Fukushima Mgmt For For For
8 Elect Yoshihiko Miyauchi Mgmt For For For
9 Elect Yoshihiko Miyauchi Mgmt For For For
10 Elect Peter Bonfield Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Elect Ned Lautenbach Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint Accounting Auditors Mgmt For For For
16 Authorize Use of Stock Options Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Additional Disclosure
SUMITOMO CHEMICAL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J77153120 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Appoint a Director Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Corporate Auditor Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For Against Against
12 Appoint a Corporate Auditor Mgmt For Against Against
SUMITOMO METAL INDUSTRIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J77669133 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. Shimozuma Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Elect Mr. Nishizawa Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Election of Statutory Auditor Mgmt For For For
SUMITOMO MITSUI FINANCIAL GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J7771X109 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Appoint a Director Mgmt For Against Against
4 Elect Mr. Nishiyama Mgmt For For For
5 Elect Mr. Tanehashi Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Corporate Auditor Mgmt For For For
10 Appoint a Corporate Auditor Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For For For
12 Retirement Allowances Mgmt For For For
SUMITOMO RUBBER INDUSTRIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J77884112 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Elect Mr. Takahashi Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint Accounting Auditors Mgmt For For For
15 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
16 Amend the Compensation to be Received by Mgmt For For For
Corporate Officers
SUZUKI MOTOR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J78529138 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For Abstain NA
2 Elect Mr. O. Suzuki Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Elect Mr. Nakanishi Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Elect Mr. K. Suzuki Mgmt For For For
9 Elect Mr. Shigemoto Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Elect Mr. Mochizuki Mgmt For For For
13 Elect Mr. T. Suzuki Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
TAIHEIYO CEMENT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J7923L110 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Election of Directors Mgmt For For For
4 Appoint a Corporate Auditor Mgmt For For For
5 Appoint a Corporate Auditor Mgmt For For For
6 Amend the Compensation to be received by Mgmt For Against Against
Directors
7 Special Allowances Mgmt For For For
8 Approve Provision of Retirement Mgmt For For For
Allowance for Retiring Corporate Auditors
TAKEDA PHARMACEUTICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J8129E108 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Allocation of Profits/Dividends Mgmt For For For
3 Partial Amendments to the Articles of Mgmt For For For
Incorporation
4 Election of a Director Mgmt For For For
5 Election of a Director Mgmt For For For
6 Election of a Director Mgmt For For For
7 Election of a Director Mgmt For For For
8 Election of a Corporate Auditor Mgmt For For For
9 Election of an Independent Auditor Mgmt For For For
10 Payment of bonus allowances to Directors Mgmt For Against Against
and Corporate Auditors
11 Retirement Allowances Mgmt For For For
TAKEUCHI MFG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J8135G105 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For Abstain NA
2 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to the Board Ariticle
3 Amend the Compensation to be Received by Mgmt For For For
Corporate Officers
TELEKOM MALAYSIA BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8578H118 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Muhammad Radzi Haji Mansor Mgmt For For For
4 Elect Prabahar N. K. Singam Mgmt For For For
5 Directors' Fee Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Issuance of Stock w/out Preemptive Rights Mgmt For For For
8 Non-Voting Agenda Item
TELEKOM MALAYSIA BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8578H118 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Related Party Transactions Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Authority to Issue Preferred Stock Mgmt For For For
4 Authority to Issue Preferred Stock Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Memorandums Mgmt For For For
TENAGA NASIONAL BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85859109 12/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Approve the payment of Directors fees Mgmt For For For
for the FYE 31 AUG 2006
4 Elect Amar Leo Moggie Mgmt For For For
5 Elect Zaid bin Ibrahim Mgmt For Against Against
6 Elect Puteh Rukiah binti Abd Majid Mgmt For Against Against
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Renewal of Repalted Party Transactions Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Amendments to Articles Mgmt For Against Against
13 Non-Voting Agenda Item
TOKAI RIKA COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J85968105 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Elect Mr. Kiyoshi Kinoshita Mgmt For For For
4 Elect Mr. Kenichi Kinoshita Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Elect Mr. Tsunekawa Mgmt For For For
12 Elect Mr. Kawarasaki Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Director Mgmt For For For
22 Appoint a Director Mgmt For For For
23 Appoint a Director Mgmt For For For
24 Elect Mr. Kawaguchi Mgmt For For For
25 Appoint a Corporate Auditor Mgmt For For For
26 Appoint a Corporate Auditor Mgmt For Against Against
27 Appoint a Corporate Auditor Mgmt For Against Against
28 Appoint a Corporate Auditor Mgmt For Against Against
29 Appoint a Corporate Auditor Mgmt For For For
30 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
31 Allow Board to Authorize Use of Stock Mgmt For For For
Options
32 Retirement Allowances for Directors and Mgmt For For For
Statutory Auditors
TOKYO ELECTRIC POWER COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J86914108 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Allocation of Profits/Dividends Mgmt For For For
3 Partial Amendments to the Articles of Mgmt For For For
Incorporation
4 Election of a Director Mgmt For For For
5 Election of a Director Mgmt For For For
6 Election of a Director Mgmt For For For
7 Election of a Director Mgmt For Against Against
8 Election of a Director Mgmt For For For
9 Election of a Director Mgmt For For For
10 Election of a Director Mgmt For For For
11 Election of a Director Mgmt For Against Against
12 Election of a Director Mgmt For For For
13 Election of a Director Mgmt For For For
14 Election of a Director Mgmt For For For
15 Election of a Director Mgmt For For For
16 Election of a Director Mgmt For For For
17 Election of a Director Mgmt For For For
18 Election of a Director Mgmt For For For
19 Election of a Director Mgmt For For For
20 Election of a Director Mgmt For For For
21 Election of a Director Mgmt For For For
22 Election of a Director Mgmt For For For
23 Election of an Auditor Mgmt For For For
24 Election of an Auditor Mgmt For Against Against
25 Payment of Bonuses to Directors Mgmt For For For
26 Revision of Remuneration Paid to Mgmt For For For
Directors and Auditors
27 Shareholder Proposal Regarding Increase ShrHoldr Against Against For
in Dividend/Redistribution of Profits
28 Shareholder Proposal Regarding Director ShrHoldr Against For Against
Compensation
29 Shareholder Proposal Regarding ShrHoldr Against For Against
Prevention of Fraud
30 Shareholder Proposal Regarding ShrHoldr Against Against For
Responsible Advertisement
31 Shareholder Proposal Regarding Amendment ShrHoldr Against Against For
to Articles
TOKYO GAS COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J87000105 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Election of Statutory Auditors Mgmt For For For
TOKYU LAND CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J88849120 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Appoint a Corporate Auditor Mgmt For For For
3 Appoint a Corporate Auditor Mgmt For For For
4 Appoint a Corporate Auditor Mgmt For For For
5 Appoint a Corporate Auditor Mgmt For For For
6 Retirement Allowances and Condolence Mgmt For For For
Payment for Directors and Statutory
Auditors
7 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
TORAY INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J89494116 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Corporate Auditor Mgmt For For For
8 Appoint a Corporate Auditor Mgmt For For For
9 Appoint a Corporate Auditor Mgmt For For For
10 Appoint a Corporate Auditor Mgmt For Against Against
11 Election of Alternate Statutory Auditor Mgmt For For For
12 Approve Provision of Retirement Mgmt For For For
Allowance for Retiring Corporate Officers
13 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
TOSHIBA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J89752117 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Appoint a Director Mgmt For Against Against
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For Against Against
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Elect Mr. Hirabayashi Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Elect Mr. Kobayashi Mgmt For For For
15 Appoint a Director Mgmt For For For
TOSOH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J90096116 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Appoint a Director Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For For For
17 Election of Alternate Statutory Auditors Mgmt For For For
18 Appoint a Supplementary Auditor Mgmt For For For
19 Appoint a Supplementary Auditor Mgmt For For For
TOYOTA MOTOR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J92676113 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Elect Mr. Kinoshita Mgmt For For For
9 Elect Mr. Uchiyamada Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Elect Mr. A. Toyota Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Elect Mr. Tachibana Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Elect Mr. S. Toyota Mgmt For For For
22 Appoint a Director Mgmt For For For
23 Appoint a Director Mgmt For For For
24 Appoint a Director Mgmt For For For
25 Appoint a Director Mgmt For For For
26 Appoint a Director Mgmt For For For
27 Appoint a Director Mgmt For For For
28 Appoint a Director Mgmt For For For
29 Elect Mr. Furuhashi Mgmt For For For
30 Appoint a Director Mgmt For For For
31 Elect Mr. James Press Mgmt For For For
32 Appoint a Corporate Auditor Mgmt For For For
33 Appoint a Corporate Auditor Mgmt For For For
34 Appoint a Corporate Auditor Mgmt For For For
35 Appoint a Corporate Auditor Mgmt For For For
36 Appoint Accounting Auditors Mgmt For For For
37 Authorize Use of Stock Options Mgmt For For For
38 Approve Purchase of Own Shares Mgmt For For For
39 Approve Provision of Retirement Mgmt For Against Against
Allowance for Corporate Auditors
40 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
TRIPOD TECHNOLOGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8974X105 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Approve to ratify the 2006 business and Mgmt For For For
financial reports
8 Allocation of Profits/Dividends Mgmt For For For
9 Authority to Increase Paid-in Capital Mgmt For For For
10 Amend the Articles of Incorporation Mgmt For For For
11 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
12 Non-Voting Agenda Item
UNITED OVERSEAS BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V96194127 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Repurchased Shares Mgmt For For For
2 Adoption of the UOB Performance Share Mgmt For For For
Plan
3 Amendments to Articles Mgmt For For For
UNITED OVERSEAS BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V96194127 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Approve the Directors fees of SGD Mgmt For For For
700,000 for 2006
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5 Re-elect Mr. Wee Ee Cheong as a Director Mgmt For For For
6 Re-elect Mr. Wong Meng Meng as a Director Mgmt For For For
7 Elect WEE Cho Yaw Mgmt For Against Against
8 Elect LIM Pin Mgmt For For For
9 Issuance of Stock w/ or w/out Preemptive Mgmt For For For
Rights
10 Authority to Issue Preferred Stock Mgmt For Abstain NA
WASION METERS GROUP LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G9463P108 05/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Re-elect Mr. Wang Xue Xin, as an Mgmt For For For
Executive Director
4 Re-elect Mr. Zheng Xiao Ping, as an Mgmt For For For
Executive Director
5 Re-elect Mr. Liao Xue Dong, as an Mgmt For For For
Executive Director
6 Authorize the Board of Directors to fix Mgmt For For For
the Director s remuneration
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Issuance of Stock w/out Preemptive Rights Mgmt For For For
9 Repurchase of Shares Mgmt For For For
10 Issuance of Repurchased Shares Mgmt For For For
WASION METERS GROUP LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G9463P108 05/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
WCT ENGINEERING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9532D102 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect LIANG Kai Chong Mgmt For For For
4 Elect CHOE Kai Keong Mgmt For Against Against
5 Elect CHEAH Hon Kuen Mgmt For For For
6 Elect LOH Siew Choh Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
9 Related Party Transactions Mgmt For For For
10 Related Party Transactions Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Stock Option Grants Mgmt For For For
WCT ENGINEERING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9532D102 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Issuance of Bonus Shares Mgmt For For For
2 Issuance of Irredeemable Convertible Mgmt For For For
Preference Shares
3 Increase in Authorized Capital Mgmt For For For
4 Authority to Issue Debt Instruments Mgmt For For For
5 Amendments to Articles Mgmt For For For
WEIQIAO TEXTILE COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y95343102 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' and Supervisors' Fees Mgmt For For For
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5 Approve any other business, if any Mgmt For Against Against
WEST JAPAN RAILWAY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J95094108 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Corporate Auditor Mgmt For For For
5 Appoint a Corporate Auditor Mgmt For For For
6 Appoint a Corporate Auditor Mgmt For For For
7 Appoint a Corporate Auditor Mgmt For Against Against
WING TAI HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V97973107 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Divestiture Mgmt For For For
YNH PROPERTY BHD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9840L101 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect Dato' Robert Lim Mgmt For For For
5 Elect Ching Nye Mi Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Non-Voting Agenda Item
8 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
9 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
10 Authority to Repurchase Shares Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Amend the Articles of Association of the Mgmt For For For
Company as specified
YUE YUEN INDUSTRIAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G98803144 03/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Declare a final dividend of HKD 0.51 per Mgmt For For For
share for the YE 30 SEP 2006
4 Re-elect Mr. Chan Lu Min as a Director Mgmt For Against Against
5 Re-elect Mr. Edward Y. Ku as a Director Mgmt For For For
6 Re-elect Mr. Kuo Tai Yu as a Director Mgmt For Against Against
7 Re-elect Mr. So Kwan Lok as a Director Mgmt For For For
8 Re-elect Mr. Liu Len Yu as a Director Mgmt For For For
9 Authorize the Board of Directors to fix Mgmt For For For
the remuneration of the Directors
10 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
11 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
14 Amendments to By-laws Mgmt For For For
YUE YUEN INDUSTRIAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G98803144 03/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the Supplemental Production Mgmt For Against Against
Agreement
2 Approve the Supplemental PCC Management Mgmt For Against Against
Service Agreement
3 Approve the Supplemental PCC Services Mgmt For Against Against
Agreement
4 Approve the PCC Connected Sales Agreement Mgmt For Against Against
5 Approve the PCC Connected Purchase Mgmt For Against Against
Agreement
6 Approve the Pou Chien Lease Agreement Mgmt For Against Against
7 Approve the Pou Yuen Lease Agreement Mgmt For Against Against
8 Approve the Yue Dean Lease Agreement Mgmt For Against Against
9 Approve the Supplemental Pou Yii Lease Mgmt For Against Against
Agreement
10 Approve the Supplemental GBD Management Mgmt For Against Against
Service Agreement
11 Approve the Supplemental GBD Tenancy Mgmt For Against Against
Agreement
12 Approve the GBD Box Agreement Mgmt For Against Against
13 Approve the Supplemental Godalming Mgmt For Against Against
Tenancy Agreement
14 Approve the Yue Cheng Rest Assured Mgmt For Against Against
Agreement
15 Approve the Guangzhou Pouxue Rest Mgmt For Against Against
Assured Agreement
16 Approve the YY Rest Assured Agreement Mgmt For Against Against
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y9892H107 08/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Amend Articles of Association Mgmt For For For
2.1 Elect Chen Jinghe as Director Mgmt For For For
2.2 Elect Liu Xiaochu as Director Mgmt For For For
2.3 Elect Luo Yingnan as Director Mgmt For For For
2.4 Elect Lan Fusheng as Director Mgmt For For For
2.5 Elect Huang Xiaodong as Director Mgmt For For For
2.6 Elect Zou Laichang as Director Mgmt For For For
2.7 Elect Ke Xiping as Director Mgmt For For For
2.8 Elect Su Congfu as Director Mgmt For For For
2.9 Elect Chen Yichuan as Director Mgmt For For For
2.10 Elect Lin Yongjing as Director Mgmt For For For
2.11 Elect Loong Ping Kwan as Director Mgmt For For For
3.101 Elect Zheng Jingxing as Supervisor Mgmt For For For
Representing Shareholders
3.102 Elect Xu Qiang as Supervisor Mgmt For For For
Representing Shareholders
3.103 Elect Lin Jingtian as Supervisor Mgmt For For For
Representing Shareholders
3.200 Elect Lan Liying as Supervisor Mgmt For For For
Representing the Staff and Workers
3.300 Elect Zhang Yumin as Supervisor Mgmt For For For
Representing the Staff and Workers
4.0 Authorize Board to Enter into Service Mgmt For For For
Contract and/or Appointment Letter With
Each of the Newly Elected Directors and
Supervisors, Respectively
5.0 Authorize Board to Fix the Remuneration Mgmt For For For
of Directors and Supervisors
ZINIFEX LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q9899H109 11/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Agenda Item
2 Re-elect Richard Knight Mgmt For For For
3 Re-elect Anthony Larkin Mgmt For For For
4 Adopt the remuneration report for the YE Mgmt For For For
30 JUN 2006
5 Renewal of Partial Takeover Provisions Mgmt For For For
ITEM 2: PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
Fund Name : ICON Consumer Discretionary Fund
07/01/2006 - 06/30/2007
A.C. MOORE ARTS & CRAFTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACMR CUSIP9 00086T103 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Joseph F. Coradino Mgmt For For For
1.2 Elect Director William Kaplan Mgmt For For For
1.3 Elect Director Lori J. Schafer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
ABERCROMBIE & FITCH COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANF CUSIP9 002896207 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Golden Mgmt For Withhold Against
1.2 Elect Edward Limato Mgmt For For For
2 Incentive Compensation Performance Plan Mgmt For For For
3 TO APPROVE THE ABERCROMBIE & FITCH CO. Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
ADVANCE AUTO PARTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAP CUSIP9 00751Y106 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Brouillard Mgmt For For For
1.2 Elect Lawrence Castellani Mgmt For For For
1.3 Elect Michael Coppola Mgmt For For For
1.4 Elect Darren Jackson Mgmt For For For
1.5 Elect Nicholas LaHowchic Mgmt For For For
1.6 Elect William Oglesby Mgmt For For For
1.7 Elect Gilbert Ray Mgmt For For For
1.8 Elect Carlos Saladrigas Mgmt For For For
1.9 Elect William Salter Mgmt For For For
1.10 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE AN AMENDMENT TO OUR LONG-TERM Mgmt For For For
INCENTIVE PLAN
4 APPROVE THE 2007 EXECUTIVE INCENTIVE PLAN Mgmt For For For
ASHWORTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASHW CUSIP9 04516H101 07/17/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director John M. Hanson, Jr. Mgmt For For For
1.2 Elect Director James B. Hayes Mgmt For For For
1.3 Elect Director Randall L. Herrel, Sr. Mgmt For For For
1.4 Elect Director Detlef H. Adler Mgmt For Withhold Against
1.5 Elect Director Peter M. Weil Mgmt For For For
1.6 Elect Director David M. Meyer Mgmt For For For
1.7 Elect Director John W. Richardson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
AUTOZONE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZO CUSIP9 053332102 12/13/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Charles M. Elson Mgmt For For For
1.2 Elect Sue E. Gove Mgmt For For For
1.3 Elect Earl G. Graves, Jr. Mgmt For For For
1.4 Elect N. Gerry House Mgmt For Withhold Against
1.5 Elect J.R. Hyde III Mgmt For For For
1.6 Elect W. Andrew McKenna Mgmt For For For
1.7 Elect George R. Mrkonic, Jr. Mgmt For For For
1.8 Elect William C. Rhodes, III Mgmt For For For
1.9 Elect Theodore W. Ullyot Mgmt For For For
2 APPROVAL OF THE AUTOZONE, INC. 2006 Mgmt For For For
STOCK OPTION PLAN.
3 Amendment to the Executive Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
AUTOZONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZO CUSIP9 053332102 12/13/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Charles M. Elson Mgmt For For For
1.2 Elect Director Sue E. Gove Mgmt For For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For For
1.4 Elect Director N. Gerry House Mgmt For For For
1.5 Elect Director J.R. Hyde, III Mgmt For For For
1.6 Elect Director W. Andrew McKenna Mgmt For For For
1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For For
1.8 Elect Director William C. Rhodes, III Mgmt For For For
1.9 Elect Director Theodore W. Ullyot Mgmt For For For
2.0 Approve Stock Option Plan Mgmt For For For
3.0 Amend Nonqualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
BEST BUY COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBY CUSIP9 086516101 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For Withhold Against
1.3 Elect Matthew Paull Mgmt For For For
1.4 Elect James Press Mgmt For For For
1.5 Elect Richard Schulze Mgmt For For For
1.6 Elect Mary Tolan Mgmt For For For
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Rogelio Rebolledo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Stock and Mgmt For For For
Incentive Plan
BIG 5 SPORTING GOODS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BGFV CUSIP9 08915P101 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sandra N. Bane Mgmt For Withhold Against
1.2 Elect Michael D. Miller, Ph.D. Mgmt For For For
2 APPROVAL OF THE 2007 EQUITY AND Mgmt For For For
PERFORMANCE INCENTIVE PLAN.
CACHE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CACH CUSIP9 127150308 11/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Andrew M. Saul Mgmt For For For
1.2 Elect Director Brian Woolf Mgmt For For For
1.3 Elect Director Gene G. Gage Mgmt For For For
1.4 Elect Director Arthur S. Mintz Mgmt For For For
1.5 Elect Director Morton J. Schrader Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
CHICOS FAS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHS CUSIP9 168615102 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Verna Gibson Mgmt For For For
1.2 Elect Betsy Atkins Mgmt For For For
1.3 Elect David Dyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CHRISTOPHER & BANKS CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBK CUSIP9 171046105 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James J. Fuld, Jr. Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
COMCAST CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP9 20030N101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Brian Roberts Mgmt For For For
1.10 Elect Ralph Roberts Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Preventing the Issuance of New Stock
Options
4 REQUIRE THAT THE CHAIRMAN OF THE BOARD ShrHoldr Against For Against
NOT BE AN EMPLOYEE
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding the ShrHoldr Against For Against
Adoption of a Recapitalization Plan
7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
8 Shareholder Proposal Regarding Report of ShrHoldr Against Against For
Pay Differentials
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
CRAFTMADE INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRFT CUSIP9 22413E104 11/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James R. Ridings Mgmt For For For
1.2 Elect Clifford F. Crimmings Mgmt For For For
1.3 Elect John S. DeBlois Mgmt For For For
1.4 Elect A. Paul Knuckley Mgmt For For For
1.5 Elect Lary C. Snodgrass Mgmt For For For
1.6 Elect R. Don Morris Mgmt For For For
1.7 Elect William E. Bucek Mgmt For Withhold Against
1.8 Elect L. Dale Griggs Mgmt For For For
1.9 Elect Richard T. Walsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE THE CRAFTMADE INTERNATIONAL, Mgmt For For For
INC. 2006 LONG-TERM INCENTIVE PLAN.
CROCS, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CROX CUSIP9 227046109 10/30/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Ronald L. Frasch Mgmt For For For
1.2 Elect Director Marie Holman-Rao Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
DAIMLERCHRYSLER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DCXGF CUSIP9 D1668R123 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 RESOLUTION ON THE ALLOCATION OF Mgmt For For For
UNAPPROPRIATED PROFIT
2 Ratification of Management Board Acts Mgmt For Abstain NA
3 Ratification of Supervisory Board Acts Mgmt For Abstain NA
4 Appointment of Auditor Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 RESOLUTION ON THE ELECTION OF A Mgmt For Against Against
SUPERVISORY BOARD MEMBER
7 Amendments to Articles Mgmt For For For
8 SHP Regarding Change of Company Name Mgmt Against Against For
9 SHP Regarding Change of Company Name Mgmt Against Against For
10 SHP Regarding the Location of the Annual Mgmt Against Against For
Meeting
11 SHP Regarding the Chairman of the Annual Mgmt Against Against For
Meeting
12 SHP Regarding Directors' Age Limit Mgmt Against Against For
13 SHP Regarding Director Mandate Limits Mgmt Against Against For
14 AMENDMENT TO THE ARTICLES OF Mgmt Against Against For
INCORPORATION - SHAREHOLDERS RIGHT OF
COMMENT
15 SHP Regarding Separate Counting of Votes Mgmt Against Against For
16 SHP Regarding Minutes of the Annual Mgmt Against Against For
Meeting
17 SHP Regarding Conversion of Legal Form Mgmt Against Against For
18 SHP Regarding Conversion of Legal Form Mgmt Against Against For
19 SHP Regarding Special Audit Mgmt Against Against For
20 SHP Regarding Special Audit Mgmt Against Against For
21 SHP Regarding a Special Audit Mgmt Against Against For
22 SHP Regarding Special Audit Mgmt Against Against For
23 SHP Regarding Special Audit Mgmt Against Against For
24 SHP Regarding Special Audit Mgmt Against Against For
DICKS SPORTING GOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DKS CUSIP9 253393102 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Emanuel Chirico Mgmt For Withhold Against
1.2 Elect Walter Rossi Mgmt For For For
1.3 Elect Brian Dunn Mgmt For For For
1.4 Elect Larry Stone Mgmt For For For
2 Amendment to the Employee Stock Purchase Mgmt For For For
Plan
DOLLAR TREE STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLTR CUSIP9 256747106 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect H. Ray Compton Mgmt For For For
1.2 Elect Bob Sasser Mgmt For For For
1.3 Elect Alan Wurtzel Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
DR HORTON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DHI CUSIP9 23331A109 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Donald Horton Mgmt For For For
1.2 Elect Bradley Anderson Mgmt For For For
1.3 Elect Michael Buchanan Mgmt For For For
1.4 Elect Richard Galland Mgmt For Withhold Against
1.5 Elect Michael Hewatt Mgmt For For For
1.6 Elect Donald Tomnitz Mgmt For For For
1.7 Elect Bill Wheat Mgmt For Withhold Against
2 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote Standard
3 TO CONDUCT OTHER BUSINESS PROPERLY Mgmt For Against Against
BROUGHT BEFORE THE MEETING.
DREW INDS INC COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DW CUSIP9 26168L205 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Edward Rose, III Mgmt For For For
1.2 Elect Leigh Abrams Mgmt For For For
1.3 Elect David Webster Mgmt For For For
1.4 Elect L. Douglas Lippert Mgmt For For For
1.5 Elect James Gero Mgmt For For For
1.6 Elect Frederick Hegi, Jr. Mgmt For For For
1.7 Elect David Reed Mgmt For For For
1.8 Elect John Lowe, Jr. Mgmt For For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS.
EAGLE MATERIALS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXP CUSIP9 26969P108 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director F. William Barnett Mgmt For For For
1.2 Elect Director O.G. Dagnan Mgmt For Withhold Against
1.3 Elect Director David W. Quinn Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
EBAY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP9 278642103 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Philippe Bourguignon Mgmt For For For
1.2 Elect Thomas Tierney Mgmt For For For
1.3 Elect Margaret Whitman Mgmt For For For
2 Amendment to the 1999 Global Equity Mgmt For For For
Incentive Plan
3 Amendment to 1998 Employee Stock Mgmt For Against Against
Purchase Plan
4 Ratification of Auditor Mgmt For For For
ECHOSTAR COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DISH CUSIP9 278762109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James DeFranco Mgmt For For For
1.2 Elect Michael T. Dugan Mgmt For Withhold Against
1.3 Elect Cantey Ergen Mgmt For Withhold Against
1.4 Elect Charles W. Ergen Mgmt For For For
1.5 Elect Steven R. Goodbarn Mgmt For For For
1.6 Elect Gary S. Howard Mgmt For For For
1.7 Elect David K. Moskowitz Mgmt For For For
1.8 Elect Tom Ortolf Mgmt For For For
1.9 Elect C. Michael Schroeder Mgmt For For For
1.10 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
ETHAN ALLEN INTERIORS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETH CUSIP9 297602104 11/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Richard A Sandberg Mgmt For For For
1.2 Elect Director Frank G. Wisner Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Stock Option Plan Mgmt For For For
FAMILY DOLLAR STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDO CUSIP9 307000109 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mark Bernstein Mgmt For Withhold Against
1.2 Elect Sharon Allred Decker Mgmt For Withhold Against
1.3 Elect Edward Dolby Mgmt For For For
1.4 Elect Glenn Eisenberg Mgmt For For For
1.5 Elect Howard Levine Mgmt For For For
1.6 Elect George Mahoney, Jr. Mgmt For For For
1.7 Elect James Martin, Jr. Mgmt For Withhold Against
1.8 Elect Dale Pond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FEDERATED DEPARTMENT STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FD CUSIP9 31410H101 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sara Levinson Mgmt For For For
1.2 Elect Joseph Neubauer Mgmt For Withhold Against
1.3 Elect Joseph Pichler Mgmt For Withhold Against
1.4 Elect Joyce Roche Mgmt For For For
1.5 Elect Karl von der Heyden Mgmt For For For
1.6 Elect Craig Weatherup Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Certificate of Mgmt For For For
Incorporation to Change Corporate Name
4 TO APPROVE FEDERATED S 1992 INCENTIVE Mgmt For For For
BONUS PLAN, AS AMENDED.
5 Director Deferred Compensation Plan Mgmt For For For
FOMENTO ECONOMICO MEXICANO SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP9 344419106 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Presentation of Accounts and Reports Mgmt For For For
2 Report on Tax Compliance Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 DIVIDE ALL THE SERIES B AND SERIES D Mgmt For For For
SHARES OF STOCK OUTSTANDING.
6 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS.
7 Election of Board Committees; Fees Mgmt For For For
8 APPOINTMENT OF DELEGATES FOR THE Mgmt For For For
SHAREHOLDERS MEETING.
9 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
FOMENTO ECONOMICO MEXICANO SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP9 344419106 12/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
2 Election of Meeting Delegates (Special Mgmt For For For
Meeting)
3 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
4 Election of Directors; Fees Mgmt For For For
5 Establishment of Audit and Corporate Mgmt For For For
Governance Committees; Fees
6 Election of Meeting Delegates (Annual Mgmt For For For
Meeting)
7 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
GAMESTOP CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GME CUSIP9 36467W109 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect R. Richard Fontaine Mgmt For For For
1.2 Elect Jerome Davis Mgmt For For For
1.3 Elect Stephanie Shern Mgmt For For For
1.4 Elect Steven Koonin Mgmt For For For
2 Amendment of the 2001 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
GIGAMEDIA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIGM CUSIP9 Y2711Y104 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ADOPTION OF AUDITED ACCOUNTS Mgmt For For For
2 APPROVAL OF RE-APPOINTMENT OF AUDITORS Mgmt For For For
3 APPROVAL OF DIRECTORS REMUNERATION Mgmt For For For
4 APPROVAL FOR AUTHORITY OF ALLOT AND Mgmt For Abstain NA
ISSUE SHARES
5 APPROVAL FOR SHARE PURCHASE MANDATE Mgmt For Abstain NA
6 APPROVAL TO ADOPT GIGAMEDIA LIMITED 2007 Mgmt For For For
EQUITY INCENTIVE PLAN
GILDAN ACTIVEWEAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIL CUSIP9 375916103 02/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Anderson Mgmt For For For
1.2 Re-elect Robert Baylis Mgmt For For For
1.3 Re-elect Glenn Chamandy Mgmt For For For
1.4 Re-elect Sheila O'Brien Mgmt For For For
1.5 Re-elect Pierre Robitaille Mgmt For For For
1.6 Re-elect Richard Strubel Mgmt For For For
1.7 Re-elect Gonzalo Valdes-Fauli Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendments to Long Term Incentive Plan Mgmt For For For
HELEN OF TROY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HELE CINS G4388N106 08/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Gary B. Abromovitz Mgmt For For For
1.2 Elect Director John B. Butterworth Mgmt For For For
1.3 Elect Director Timothy F. Meeker Mgmt For Withhold Against
1.4 Elect Director Byron H. Rubin Mgmt For Withhold Against
1.5 Elect Director Gerald J. Rubin Mgmt For Withhold Against
1.6 Elect Director Stanlee N. Rubin Mgmt For Withhold Against
1.7 Elect Director Adolpho R. Telles Mgmt For For For
1.8 Elect Director Darren G. Woody Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
HOME DEPOT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP9 437076102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For For
2 ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For For
3 ELECTION OF DIRECTOR: GREGORY D. Mgmt For Against Against
BRENNEMAN
4 ELECTION OF DIRECTOR: JOHN L. CLENDENIN Mgmt For Against Against
5 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against
6 ELECTION OF DIRECTOR: MILLEDGE A. HART, Mgmt For Against Against
III
7 ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For Against Against
8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: HELEN Mgmt For For For
JOHNSON-LEIPOLD
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For Against Against
JOHNSTON
11 ELECTION OF DIRECTOR: KENNETH G. LANGONE Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL REGARDING POISON ShrHoldr Against For Against
PILL IMPLEMENTATION
14 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EMPLOYMENT DIVERSITY REPORT DISCLOSURE
15 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
OFFICER COMPENSATION
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
MANAGEMENT BONUSES
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
RETIREMENT BENEFITS
18 SHAREHOLDER PROPOSAL REGARDING EQUITY ShrHoldr Against Against For
COMPENSATION
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
PAY-FOR-SUPERIOR PERFORMANCE
20 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
NONPARTISANSHIP
21 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN ShrHoldr Against For Against
AND CEO
HONDA MOTOR COMPANY LIMITED - ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMC CUSIP9 438128308 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Allocation of Profits/Dividends Mgmt For For For
2 PARTIAL AMENDMENTS TO THE ARTICLES OF Mgmt For For For
INCORPORATION
3.1 Elect Mr. Fukui Mgmt For For For
3.2 Elect Mr. Aoki Mgmt For For For
3.3 Elect Mr. Harada Mgmt For For For
3.4 Elect Mr. Hyougo Mgmt For For For
3.5 Elect Mr. Toshida Mgmt For For For
3.6 Elect Mr. Hirajima Mgmt For For For
3.7 Elect Mr. Kondou Mgmt For For For
3.8 Elect Mr. Yoshimi Mgmt For For For
3.9 Elect Mr. Onda Mgmt For For For
3.10 Elect Mr. Takano Mgmt For For For
3.11 Elect Mr. Takagi Mgmt For For For
3.12 Elect Mr. Iwamura Mgmt For For For
3.13 Elect Mr. Ohyama Mgmt For For For
3.14 Elect Mr. Kishi Mgmt For For For
3.15 Elect Mr. Hogen Mgmt For For For
3.16 Elect Mr. Yoshino Mgmt For For For
3.17 Elect Mr. Ike Mgmt For For For
3.18 Elect Mr. Ito Mgmt For For For
3.19 Elect Mr. Kato Mgmt For For For
3.20 Elect Mr. Minakawa Mgmt For For For
4 ELECTION OF CORPORATE AUDITOR: KOUKEI Mgmt For For For
HIGUCHI
5 ELECTION OF CORPORATE AUDITOR: YUJI Mgmt For For For
MATSUDA
6 Bonuses for Directors and Statutory Mgmt For For For
Auditors
7 Retirement Allowances for Directors and Mgmt For For For
Statutory Auditors
HOVNANIAN ENTERPRISES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOV CUSIP9 442487203 03/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kevork S. Hovnanian Mgmt For For For
1.2 Elect Ara K. Hovnanian Mgmt For For For
1.3 Elect Robert Coutts Mgmt For For For
1.4 Elect Edward A. Kangas Mgmt For Withhold Against
1.5 Elect Joseph Marengi Mgmt For For For
1.6 Elect John J. Robbins Mgmt For For For
1.7 Elect J. Larry Sorsby Mgmt For Withhold Against
1.8 Elect Stephen Weinroth Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL CONCERNING THE ShrHoldr Against For Against
COMPANY S DUAL CLASS CAPITAL STRUCTURE.
JACKSON HEWITT TAX SERVICE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JTX CUSIP9 468202106 09/20/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Elect Director James C. Spira Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
JARDEN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JAH CUSIP9 471109108 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ian G. H. Ashken Mgmt For Withhold Against
1.2 Elect Richard Molen Mgmt For For For
1.3 Elect Charles Kaye Mgmt For For For
2 Ratification of Auditor Mgmt For For For
JOS A BANK CLOTHIERS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOSB CUSIP9 480838101 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Gary Gladstein Mgmt For For For
1.2 Elect Sidney Ritman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KEYSTONE AUTOMOTIVE INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEYS CUSIP9 49338N109 08/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Ronald Foster Mgmt For For For
1.2 Elect Director John R. Moore Mgmt For For For
1.3 Elect Director Richard L. Keister Mgmt For For For
1.4 Elect Director Stephen A. Rhodes Mgmt For For For
1.5 Elect Director Timothy C. Mcquay Mgmt For For For
1.6 Elect Director James Robert Gerrity Mgmt For For For
1.7 Elect Director Keith M. Thompson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
KOHLS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSS CUSIP9 500255104 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Burd Mgmt For For For
1.2 Elect Wayne Embry Mgmt For For For
1.3 Elect James Ericson Mgmt For For For
1.4 Elect John Herma Mgmt For For For
1.5 Elect William Kellogg Mgmt For For For
1.6 Elect Kevin Mansell Mgmt For For For
1.7 Elect R. Lawrence Montgomery Mgmt For For For
1.8 Elect Frank Sica Mgmt For For For
1.9 Elect Peter Sommerhauser Mgmt For Withhold Against
1.10 Elect Stephen Watson Mgmt For For For
1.11 Elect R. Elton White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 MANAGEMENT PROPOSAL TO AMEND OUR 2003 Mgmt For For For
LONG TERM COMPENSATION PLAN.
4 MANAGEMENT PROPOSAL TO APPROVE OUR Mgmt For For For
EXECUTIVE BONUS PLAN.
5 Amendment to Articles of Incorporation Mgmt For For For
to Allow for Majority Vote in Director
Elections
6 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting in Director Elections
LIFETIME BRANDS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LCUT CUSIP9 53222Q103 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jeffrey Siegel Mgmt For For For
1.2 Elect Ronald Shiftan Mgmt For Withhold Against
1.3 Elect Craig Phillips Mgmt For For For
1.4 Elect Fiona Dias Mgmt For For For
1.5 Elect Michael Jeary Mgmt For Withhold Against
1.6 Elect Sheldon Misher Mgmt For Withhold Against
1.7 Elect Cherrie Nanninga Mgmt For Withhold Against
1.8 Elect William Westerfield Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LIZ CLAIBORNE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LIZ CUSIP9 539320101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Raul Fernandez Mgmt For Withhold Against
1.2 Elect Kenneth Kopelman Mgmt For Withhold Against
1.3 Elect Arthur Martinez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 THE STOCKHOLDER PROPOSAL AS DESCRIBED IN ShrHoldr Against For Against
THE PROXY STATEMENT.
LOWE'S COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LOW CUSIP9 548661107 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Bernauer Mgmt For For For
1.2 Elect Leonard Berry Mgmt For For For
1.3 Elect Dawn Hudson Mgmt For For For
1.4 Elect Robert Niblock Mgmt For For For
2 Amendment to the Employee Stock Purchase Mgmt For For For
Plan - Stock Options for Everyone
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Minimum ShrHoldr Against Against For
Share Ownership Requirements for
Director Nominees
5 SHAREHOLDER PROPOSAL REQUESTING ANNUAL ShrHoldr Against Against For
REPORT ON WOOD PROCUREMENT.
6 SHAREHOLDER PROPOSAL REGARDING ANNUAL ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR.
7 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For
SEVERANCE AGREEMENTS.
8 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For
COMPENSATION PLAN.
MENS WEARHOUSE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MW CUSIP9 587118100 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect George Zimmer Mgmt For For For
1.2 Elect David Edwab Mgmt For For For
1.3 Elect Rinaldo Brutoco Mgmt For For For
1.4 Elect Michael Ray Mgmt For For For
1.5 Elect Sheldon Stein Mgmt For For For
1.6 Elect Deepak Chopra Mgmt For Withhold Against
1.7 Elect William Sechrest Mgmt For Withhold Against
1.8 Elect Larry Katzen Mgmt For For For
MONACO COACH CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MNC CUSIP9 60886R103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Richard Colliver Mgmt For For For
1.3 Elect Robert Hanafee, Jr. Mgmt For For For
1.4 Elect Dennis Oklak Mgmt For For For
1.5 Elect Roger Vandenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NIKE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKE CUSIP9 654106103 09/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2.0 Report on Charitable Contributions ShrHldr Against Against For
3.0 Ratify Auditors Mgmt For For For
O'REILLY AUTOMOTIVE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORLY CUSIP9 686091109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Lawrence O'Reilly Mgmt For Withhold Against
1.2 Elect Rosalie O'Reilly-Wooten Mgmt For Withhold Against
1.3 Elect Joe Greene Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For
YOUNG, LLP AS INDEPENDENT AUDITORS.
PENNEY JC COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCP CUSIP9 708160106 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Colleen Barrett Mgmt For For For
1.2 Elect M. Anthony Burns Mgmt For For For
1.3 Elect Maxine Clark Mgmt For For For
1.4 Elect Ann Marie Tallman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Severance Agreements
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Majority Voting Standard in the Election
of Directors
PETSMART INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PETM CUSIP9 716768106 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Rakesh Gangwal Mgmt For For For
1.2 Elect Barbara Munder Mgmt For For For
1.3 Elect Thomas Stemberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Short Term Incentive Plan Mgmt For For For
PULTE HOMES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHM CUSIP9 745867101 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Pulte Mgmt For For For
1.2 Elect Richard Dugas, Jr. Mgmt For For For
1.3 Elect David McCammon Mgmt For Withhold Against
1.4 Elect Francis Sehn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for the Election of Directors
4 Shareholder Proposal Regarding the ShrHoldr Against For Against
Declassification of the Board of
Directors
5 Shareholder Proposal Regarding a ShrHoldr Against Against For
Majority Vote Shareholder Committee
6 A SHAREHOLDER PROPOSAL REGARDING THE USE ShrHoldr Against For Against
OF PERFORMANCE-BASED OPTIONS.
QUIKSILVER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZQK CUSIP9 74838C106 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Douglas Ammerman Mgmt For Withhold Against
1.2 Elect William Barnum, Jr. Mgmt For For For
1.3 Elect Laurent Boix-Vives Mgmt For Withhold Against
1.4 Elect Charles Crowe Mgmt For For For
1.5 Elect Charles Exon Mgmt For For For
1.6 Elect Michael Gray Mgmt For For For
1.7 Elect Timothy Harmon Mgmt For For For
1.8 Elect Bernard Mariette Mgmt For For For
1.9 Elect Robert McKnight, Jr. Mgmt For For For
1.10 Elect Heidi Ueberroth Mgmt For For For
2 Amendment to the Employee Stock Purchase Mgmt For For For
Plan
3 Amendment to the 2000 Stock Incentive Mgmt For For For
Plan
RADIOSHACK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RSH CUSIP9 750438103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frank Belatti Mgmt For Withhold Against
1.2 Elect Julian Day Mgmt For For For
1.3 Elect Robert Falcone Mgmt For Withhold Against
1.4 Elect Daniel Feehan Mgmt For Withhold Against
1.5 Elect Richard Hernandez Mgmt For Withhold Against
1.6 Elect H. Eugene Lockhart Mgmt For For For
1.7 Elect Jack Messman Mgmt For Withhold Against
1.8 Elect William Morton, Jr. Mgmt For For For
1.9 Elect Thomas Plaskett Mgmt For For For
1.10 Elect Edwina Woodbury Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE RADIOSHACK CORPORATION Mgmt For For For
2007 RESTRICTED STOCK PLAN.
4 Amendment to the 2004 Annual and Mgmt For For For
Long-Term Incentive Compensation Plan
5 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Call a Special Meeting
RENT A CENTRE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCII CUSIP9 76009N100 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Burton Mgmt For Withhold Against
1.2 Elect Peter Copses Mgmt For For For
1.3 Elect Mitchell Fadel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ROSS STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROST CUSIP9 778296103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Bush Mgmt For For For
1.2 Elect Norman Ferber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
SHARPER IMAGE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHRP CUSIP9 820013100 07/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Richard J. Thalheimer Mgmt For For For
1.2 Elect Director Morton E. David Mgmt For For For
1.3 Elect Director William bill R.Fields Mgmt For For For
1.4 Elect Director Howard Gross Mgmt For For For
1.5 Elect Director George B. James Mgmt For For For
1.6 Elect Director Michael S. Koeneke Mgmt For For For
1.7 Elect Director Jerry W. Levin Mgmt For For For
1.8 Elect Director Howard M. Liebman Mgmt For For For
1.9 Elect Director David M. Meyer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
STAGE STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGE CUSIP9 85254C305 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alan Barocas Mgmt For For For
1.2 Elect Michael Glazer Mgmt For For For
1.3 Elect Michael McCreery Mgmt For Withhold Against
1.4 Elect John Mentzer Mgmt For For For
1.5 Elect Margaret Monaco Mgmt For For For
1.6 Elect William Montgoris Mgmt For For For
1.7 Elect Sharon Mosse Mgmt For For For
1.8 Elect James Scarborough Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For For
TO INCREASE AUTHORIZED COMMON STOCK.
4 Amendment to Specify Authorized Mgmt For Against Against
Preferred Stock
5 Amendment to Eliminate Bankruptcy Mgmt For For For
Related Language
STANLEY WORKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP9 854616109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Breen Mgmt For For For
1.2 Elect Virgis Colbert Mgmt For Withhold Against
1.3 Elect John Lundgren Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR 2007.
3 Shareholder Proposal to Declassify the ShrHoldr Against For Against
Board
STAPLES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPLS CUSIP9 855030102 06/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Arthur Blank Mgmt For Withhold Against
1.3 Elect Mary Elizabeth Burton Mgmt For For For
1.4 Elect Gary Crittenden Mgmt For For For
1.5 Elect Rowland Moriarty Mgmt For For For
1.6 Elect Robert Nakasone Mgmt For For For
1.7 Elect Ronald Sargent Mgmt For For For
1.8 Elect Martin Trust Mgmt For For For
1.9 Elect Vijay Vishwanath Mgmt For For For
1.10 Elect Paul Walsh Mgmt For For For
2 Adoption of Majority Vote for Election Mgmt For For For
of Directors
3 Ratification of Auditor Mgmt For For For
4 TO ACT ON A SHAREHOLDER PROPOSAL ON ShrHoldr Against For Against
SIMPLE MAJORITY VOTING.
STEINWAY MUSICAL INSTRUMENTS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LVB CUSIP9 858495104 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kyle Kirkland Mgmt For For For
1.2 Elect Dana Messina Mgmt For For For
1.3 Elect Bruce Stevens Mgmt For For For
1.4 Elect John Stoner, Jr. Mgmt For For For
1.5 Elect A. Clinton Allen Mgmt For For For
1.6 Elect Rudolph Kluiber Mgmt For For For
1.7 Elect Peter McMillan Mgmt For For For
2 APPROVAL AND ADOPTION OF THE COMPANY S Mgmt For For For
2006 EMPLOYEE STOCK PURCHASE PLAN.
STEINWAY MUSICAL INSTRUMENTS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LVB CUSIP9 858495104 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kyle Kirkland Mgmt For For For
1.2 Elect Dana Messina Mgmt For For For
1.3 Elect Bruce Stevens Mgmt For For For
1.4 Elect John Stoner, Jr. Mgmt For For For
1.5 Elect A. Clinton Allen Mgmt For For For
1.6 Elect Rudolph Kluiber Mgmt For For For
1.7 Elect Peter McMillan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SUPERIOR INDUSTRY INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUP CUSIP9 868168105 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sheldon Ausman Mgmt For Withhold Against
1.2 Elect V. Evans Mgmt For Withhold Against
1.3 Elect Michael Joyce Mgmt For Withhold Against
2 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote Standard
TARGET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP9 87612E106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Anne Mulcahy Mgmt For For For
1.3 Elect Stephen Sanger Mgmt For For For
1.4 Elect Gregg Steinhafel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 COMPANY PROPOSAL TO APPROVE THE OFFICER Mgmt For For For
SHORT-TERM INCENTIVE PLAN.
4 Adoption of Majority Vote for Election Mgmt For For For
of Directors
5 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
THE DIRECTV GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTV CUSIP9 25459L106 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Neil Austrian Mgmt For For For
1.2 Elect Charles Lee Mgmt For For For
1.3 Elect K. Rupert Murdoch Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS.
3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
2004 STOCK PLAN.
4 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
EXECUTIVE OFFICER CASH BONUS PLAN.
THE STRIDE RITE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRR CUSIP9 863314100 04/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mark Cocozza Mgmt For For For
1.2 Elect Christine Cournoyer Mgmt For For For
1.3 Elect James Orr, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TIME WARNER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP9 887317105 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Barksdale Mgmt For For For
1.2 Elect Jeff Bewkes Mgmt For For For
1.3 Elect Stephen Bollenbach Mgmt For Withhold Against
1.4 Elect Frank Caufield Mgmt For Withhold Against
1.5 Elect Robert Clark Mgmt For Withhold Against
1.6 Elect Mathias Dopfner Mgmt For For For
1.7 Elect Jessica Einhorn Mgmt For For For
1.8 Elect Reuben Mark Mgmt For For For
1.9 Elect Michael Miles Mgmt For Withhold Against
1.10 Elect Kenneth Novack Mgmt For Withhold Against
1.11 Elect Richard Parsons Mgmt For For For
1.12 Elect Francis Vincent, Jr. Mgmt For Withhold Against
1.13 Elect Deborah Wright Mgmt For Withhold Against
2 RATIFICATION OF AUDITORS. Mgmt For Against Against
3 Elimination of Certain Supermajority Mgmt For For For
Requirements
4 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Resolution to Ratify Executive
Compensation
5 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
6 STOCKHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE.
7 STOCKHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against For Against
SHAREHOLDER MEETINGS.
8 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Compensation and Shareholder Rights Plans
TJX COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJXPRE CUSIP9 872540109 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Brandon Mgmt For Withhold Against
1.2 Elect Bernard Cammarata Mgmt For For For
1.3 Elect David Ching Mgmt For For For
1.4 Elect Michael Hines Mgmt For For For
1.5 Elect Amy Lane Mgmt For For For
1.6 Elect Carol Meyrowitz Mgmt For For For
1.7 Elect John O'Brien Mgmt For For For
1.8 Elect Robert Shapiro Mgmt For For For
1.9 Elect Willow Shire Mgmt For For For
1.10 Elect Fletcher Wiley Mgmt For For For
2 APPROVAL OF MATERIAL TERMS OF EXECUTIVE Mgmt For For For
OFFICER PERFORMANCE GOALS.
3 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP.
4 SHAREHOLDER PROPOSAL REGARDING ELECTION ShrHoldr Against For Against
OF DIRECTORS BY MAJORITY VOTE.
TOYOTA MOTOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TM CUSIP9 892331307 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 DISTRIBUTION OF DIVIDENDS FROM SURPLUS Mgmt For For For
2 ELECTION OF 30 DIRECTORS Mgmt For For For
3 ELECTION OF 4 CORPORATE AUDITORS Mgmt For For For
4 ELECTION OF ACCOUNTING AUDITOR Mgmt For For For
5 Stock Option Plan Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 AWARD OF BONUS PAYMENTS TO RETIRING Mgmt For Against Against
CORPORATE AUDITORS
8 Bonus for Directors and Satutory Auditors Mgmt For For For
TUESDAY MORNING CORP COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TUES CUSIP9 899035505 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Benjamin D. Chereskin Mgmt For Withhold Against
1.2 Elect Kathleen Mason Mgmt For For For
1.3 Elect William J. Hunckler, lll Mgmt For For For
1.4 Elect Robin P. Selati Mgmt For Withhold Against
1.5 Elect Henry Frigon Mgmt For Withhold Against
1.6 Elect Bruce Quinnell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
URBAN OUTFITTERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URBN CUSIP9 917047102 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Hayne Mgmt For For For
1.2 Elect Scott Belair Mgmt For For For
1.3 Elect Harry Cherken, Jr. Mgmt For Withhold Against
1.4 Elect Joel Lawson III Mgmt For Withhold Against
1.5 Elect Glen Senk Mgmt For For For
1.6 Elect Robert Strouse Mgmt For Withhold Against
2 SHAREHOLDER PROPOSAL TO ADOPT A REVISED ShrHoldr Against Against For
VENDOR CODE OF CONDUCT
WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP9 254687106 03/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Bryson Mgmt For For For
1.2 Elect John Chen Mgmt For For For
1.3 Elect Judith Estrin Mgmt For For For
1.4 Elect Robert Iger Mgmt For For For
1.5 Elect Steven Jobs Mgmt For For For
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect Aylwin Lewis Mgmt For For For
1.8 Elect Monica Lozano Mgmt For For For
1.9 Elect Robert Matschullat Mgmt For For For
1.10 Elect John Pepper, Jr. Mgmt For For For
1.11 Elect Orin Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Restated Mgmt For For For
2005 Stock Incentive Plan
4 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
5 TO APPROVE THE SHAREHOLDER PROPOSAL ShrHoldr Against For Against
RELATING TO GREENMAIL.
6 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
WHIRLPOOL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WHR CUSIP9 963320106 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For For
3 ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For For
4 ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For Against Against
5 TO APPROVE THE WHIRLPOOL CORPORATION Mgmt For For For
2007 OMNIBUS STOCK AND INCENTIVE PLAN
WINNEBAGO INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WGO CUSIP9 974637100 01/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Irvin Aal Mgmt For For For
1.2 Elect Joseph England Mgmt For Withhold Against
ITEM 3 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
Fund Name : ICON CORE EQUITY FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
A.C. MOORE ARTS & CRAFTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACMR CUSIP9 00086T103 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Joseph F. Coradino Mgmt For For For
1.2 Elect Director William Kaplan Mgmt For For For
1.3 Elect Director Lori J. Schafer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
ABERCROMBIE & FITCH COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANF CUSIP9 002896207 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Golden Mgmt For Withhold Against
1.2 Elect Edward Limato Mgmt For For For
2 Incentive Compensation Performance Plan Mgmt For For For
3 TO APPROVE THE ABERCROMBIE & FITCH CO. Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
ACERGY SA, LUXEMBOURG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACGY CUSIP9 00443E104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Presentation of Reports Mgmt For
2 Accounts and Reports Mgmt For
3 Consolidated Accounts and Reports Mgmt For
4 Allocation of Profits/Dividends Mgmt For
5 TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For
STATUTORY AUDITORS OF THE COMPANY.
6 Authority to Repurchase Shares Mgmt For
7 TO ELECT DIRECTOR: MARK WOOLVERIDGE Mgmt For
8 TO ELECT DIRECTOR: JAMES B. HURLOCK Mgmt For
9 TO ELECT DIRECTOR: TROND O. WESTLIE Mgmt For
10 TO ELECT DIRECTOR: J. FRITHJOF SKOUVEROE Mgmt For
11 TO ELECT DIRECTOR: GEORGE H. DOREMUS Mgmt For
12 TO ELECT DIRECTOR: TOM EHRET Mgmt For
13 TO ELECT DIRECTOR: SIR PETER MASON Mgmt For
14 Appointment of Auditor Mgmt For
ADVANCE AUTO PARTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAP CUSIP9 00751Y106 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Brouillard Mgmt For For For
1.2 Elect Lawrence Castellani Mgmt For For For
1.3 Elect Michael Coppola Mgmt For For For
1.4 Elect Darren Jackson Mgmt For For For
1.5 Elect Nicholas LaHowchic Mgmt For For For
1.6 Elect William Oglesby Mgmt For For For
1.7 Elect Gilbert Ray Mgmt For For For
1.8 Elect Carlos Saladrigas Mgmt For For For
1.9 Elect William Salter Mgmt For For For
1.10 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE AN AMENDMENT TO OUR LONG-TERM Mgmt For For For
INCENTIVE PLAN
4 APPROVE THE 2007 EXECUTIVE INCENTIVE PLAN Mgmt For For For
AMERICA MOVIL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMX CUSIP9 02364W105 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Election of Directors; Fees Mgmt For For For
2 Election of Meeting Delegates Mgmt For For For
AMERICAN INTERNATIONAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIG CUSIP9 026874107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marshall Cohen Mgmt For For For
1.2 Elect Martin Feldstein Mgmt For For For
1.3 Elect Ellen Futter Mgmt For For For
1.4 Elect Stephen Hammerman Mgmt For For For
1.5 Elect Richard Holbrooke Mgmt For Withhold Against
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect George Miles, Jr. Mgmt For Withhold Against
1.8 Elect Morris Offit Mgmt For For For
1.9 Elect James Orr, III Mgmt For For For
1.10 Elect Virginia Rometty Mgmt For For For
1.11 Elect Martin Sullivan Mgmt For For For
1.12 Elect Michael Sutton Mgmt For For For
1.13 Elect Edmund Tse Mgmt For For For
1.14 Elect Robert Willumstad Mgmt For For For
1.15 Elect Frank Zarb Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 2007 Stock Incentive Plan Mgmt For Against Against
4 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
PERFORMANCE-BASED STOCK OPTIONS.
AMERICAN STANDARD COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASD CUSIP9 029712106 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Anderson Mgmt For For For
1.2 Elect Steven Goldstone Mgmt For For For
1.3 Elect Ruth Ann Marshall Mgmt For For For
2 Amendment to the 2002 Omnibus Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
AMERIPRISE FINANCIAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMP CUSIP9 03076C106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
CRACCHIOLO.
2 ELECTION OF DIRECTOR: WARREN D. KNOWLTON. Mgmt For For For
3 ELECTION OF DIRECTOR: H. JAY SARLES. Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT F. SHARPE, Mgmt For Against Against
JR.
5 Amendment to the 2005 Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
AMERISOURCEBERGEN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABC CUSIP9 03073E105 02/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Edward Hagenlocker Mgmt For For For
1.2 Elect Kurt Hilzinger Mgmt For For For
1.3 Elect Henry McGee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMGEN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP9 031162100 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MR. FRANK J. Mgmt For For For
BIONDI, JR.
2 ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For For
3 ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For For
HERRINGER
4 ELECTION OF DIRECTOR: DR. GILBERT S. Mgmt For For For
OMENN
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Declassify the Board
7 Amendment to the Bylaws to Declassify Mgmt For For For
the Board
8 Shareholder Proposal Regarding an Animal ShrHoldr Against Against For
Welfare Policy
9 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Report
ANIXTER INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXE CUSIP9 035290105 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Blyth Mgmt For For For
1.2 Elect Linda Bynoe Mgmt For For For
1.3 Elect Robert Crandall Mgmt For For For
1.4 Elect Robert Grubbs, Jr. Mgmt For For For
1.5 Elect F. Philip Handy Mgmt For For For
1.6 Elect Melvyn Klein Mgmt For For For
1.7 Elect George Munoz Mgmt For For For
1.8 Elect Stuart Sloan Mgmt For For For
1.9 Elect Thomas Theobald Mgmt For For For
1.10 Elect Matthew Zell Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS.
APPLE COMPUTERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAPL CUSIP9 037833100 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Arthur Levinson Mgmt For Withhold Against
1.6 Elect Eric Schmidt, PhD Mgmt For Withhold Against
1.7 Elect Jerome York Mgmt For Withhold Against
2 TO APPROVE AMENDMENTS TO THE APPLE INC. Mgmt For Against Against
2003 EMPLOYEE STOCK PLAN.
3 TO APPROVE AMENDMENTS TO THE APPLE INC. Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
4 TO APPROVE AMENDMENTS TO THE 1997 Mgmt For Against Against
DIRECTOR STOCK OPTION PLAN.
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Option ShrHoldr Against For Against
Dating Policy
7 Shareholder Proposal Regarding Pay for ShrHoldr Against For Against
Performance Standard
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Environmental Report
9 Shareholder Proposal Regarding Equity ShrHoldr Against For Against
Retention Policy
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Electronic Waste Take Back and Recycling
11 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Compensation
ARCELOR MITTAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MT CUSIP9 03937E101 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For For
FOR FISCAL 2006.
2 Allocation of Profits/Dividends Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Supervisory Board Acts Mgmt For For For
5 Elect Lakshmi N. Mittal as CEO Mgmt For For For
6 Designation of Usha Mittal Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Supervisory Board Members' Fees Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
11 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
ARROW ELECTRONICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP9 042735100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect John Hanson Mgmt For For For
1.3 Elect Richard Hill Mgmt For For For
1.4 Elect M.F. (Fran) Keeth Mgmt For For For
1.5 Elect Roger King Mgmt For For For
1.6 Elect Karen Mills Mgmt For For For
1.7 Elect William Mitchell Mgmt For For For
1.8 Elect Stephen Patrick Mgmt For For For
1.9 Elect Barry Perry Mgmt For For For
1.10 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AT&T INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 07/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
AT&T INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
2 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
5 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For Against Against
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For For
8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For Against Against
12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
15 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
17 ELECTION OF DIRECTOR: EDWARD E. Mgmt For For For
WHITACRE, JR.
18 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
19 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
21 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
22 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
23 Shareholder Proposal Regarding ShrHoldr Against For Against
"Say-on-Pay" Advisory Vote
24 Shareholder Proposal Regarding Executive ShrHoldr Against Against For
Retirement Benefits
ATWOOD OCEANICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATW CUSIP9 050095108 02/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect George Dotson Mgmt For For For
1.3 Elect John Irwin Mgmt For For For
1.4 Elect Robert Burgess Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
1.7 Elect William Morrissey Mgmt For Withhold Against
2 2007 Long-Term Incentive Plan Mgmt For For For
BANK OF AMERICA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BACRP CUSIP9 060505104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For
SR.
3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
7 ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
14 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For
JR.
15 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For
SPANGLER
16 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
17 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
18 RATIFICATION OF THE INDEPENDENT Mgmt For Against Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Options
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Number of Directors
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
BEAR STEARNS COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BSC CUSIP9 073902108 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Cayne Mgmt For For For
1.2 Elect Henry Bienen Mgmt For For For
1.3 Elect Carl Glickman Mgmt For Withhold Against
1.4 Elect Michael Goldstein Mgmt For Withhold Against
1.5 Elect Alan Greenberg Mgmt For For For
1.6 Elect Donald Harrington Mgmt For For For
1.7 Elect Frank Nickell Mgmt For For For
1.8 Elect Paul Novelly Mgmt For For For
1.9 Elect Frederic Salerno Mgmt For Withhold Against
1.10 Elect Alan Schwartz Mgmt For For For
1.11 Elect Warren Spector Mgmt For For For
1.12 Elect Vincent Tese Mgmt For For For
1.13 Elect Wesley Williams, Jr. Mgmt For For For
2 APPROVAL OF AN AMENDMENT TO THE STOCK Mgmt For Against Against
AWARD PLAN.
3 APPROVAL OF AMENDMENTS TO THE RESTRICTED Mgmt For Against Against
STOCK UNIT PLAN.
4 Amendment to the Capital Accumulation Mgmt For For For
Plan for Senior Managing Directors
5 APPROVAL OF THE 2007 PERFORMANCE Mgmt For For For
COMPENSATION PLAN.
6 Ratification of Auditor Mgmt For For For
7 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
PAY-FOR-SUPERIOR-PERFORMANCE STANDARD.
BELDEN CDT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDC CUSIP9 077454106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Aldrich Mgmt For For For
1.2 Elect Lorne Bain Mgmt For Withhold Against
1.3 Elect Lance Balk Mgmt For Withhold Against
1.4 Elect Bryan Cressey Mgmt For Withhold Against
1.5 Elect Michael Harris Mgmt For Withhold Against
1.6 Elect Glenn Kalnasy Mgmt For Withhold Against
1.7 Elect John Monter Mgmt For Withhold Against
1.8 Elect Bernard Rethore Mgmt For Withhold Against
1.9 Elect John Stroup Mgmt For Withhold Against
2 Approve Material Terms of the 2001 Mgmt For For For
Long-Term Performance Incentive Plan
3 Approve Material Terms of the Annual Mgmt For For For
Cash Incentive Plan
BURLINGTON NORTHERN SANTA FE CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNI CUSIP9 12189T104 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alan Boeckmann Mgmt For For For
1.2 Elect Donald Cook Mgmt For For For
1.3 Elect Vilma Martinez Mgmt For Withhold Against
1.4 Elect Marc Racicot Mgmt For Withhold Against
1.5 Elect Roy Roberts Mgmt For For For
1.6 Elect Matthew Rose Mgmt For For For
1.7 Elect Marc Shapiro Mgmt For For For
1.8 Elect J. Watts, Jr. Mgmt For For For
1.9 Elect Robert West Mgmt For For For
1.10 Elect J. Steven Whisler Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CABLEVISION SYSTEMS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVCSP CUSIP9 12686C109 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Grover Brown Mgmt For For For
1.2 Elect Zachary Carter Mgmt For For For
1.3 Elect Charles Ferris Mgmt For Withhold Against
1.4 Elect Richard Hochman Mgmt For Withhold Against
1.5 Elect Victor Oristano Mgmt For Withhold Against
1.6 Elect Thomas Reifenheiser Mgmt For Withhold Against
1.7 Elect John Ryan Mgmt For Withhold Against
1.8 Elect Vincent Tese Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
CAMERON INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP9 13342B105 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Patrick Mgmt For For For
1.2 Elect Bruce Wilkinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CANON INC.- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAJ CUSIP9 138006309 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Allocation of Profits/Dividends Mgmt For For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For For
INCORPORATION
3 ELECTION OF TWENTY-SEVEN DIRECTORS Mgmt For For For
4 ELECTION OF ONE CORPORATE AUDITOR Mgmt For For For
5 GRANT OF RETIREMENT ALLOWANCE TO Mgmt For For For
DIRECTORS TO BE RETIRED
6 GRANT OF BONUS TO DIRECTORS Mgmt For For For
CAPITAL ONE FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COF CUSIP9 14040H105 08/22/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
CASH AMERICAN INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSH CUSIP9 14754D100 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect A.R. Dike Mgmt For For For
1.4 Elect Daniel Feehan Mgmt For For For
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Senior Executive Bonus Plan Mgmt For For For
CELGENE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CELG CUSIP9 151020104 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Arthur Hayes, Jr. Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Richard Morgan Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CENTERPOINT ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNP CUSIP9 15189T107 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Shannon Mgmt For For For
1.2 Elect Donald Campbell Mgmt For For For
1.3 Elect Milton Carroll Mgmt For Withhold Against
1.4 Elect Peter Wareing Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Annual ShrHoldr Against For Against
Election of Directors
4 Withhold Authority to Vote on Other Mgmt Against For Against
Matters
CHEVRON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP9 166764100 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For For
2 ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For For
3 ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For For
4 ELECTION OF DIRECTOR: R.J. EATON Mgmt For For For
5 ELECTION OF DIRECTOR: S. GINN Mgmt For For For
6 ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For For
7 ELECTION OF DIRECTOR: S. NUNN Mgmt For For For
8 ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For For
9 ELECTION OF DIRECTOR: D.B. RICE Mgmt For For For
10 ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For For
11 ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For For
12 ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For For
13 ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For For
14 ELECTION OF DIRECTOR: C. WARE Mgmt For For For
15 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
16 Amendment to Certificate of Incorporation Mgmt For For For
17 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Human Rights
18 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Greenhouse Gas Emissions
19 Shareholder Proposal Regarding an Animal ShrHoldr Against Against For
Welfare Policy
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Separation of CEO and Chairman Positions
21 AMEND THE BY-LAWS REGARDING THE ShrHoldr Against Against For
STOCKHOLDER RIGHTS PLAN POLICY
22 Shareholder Proposal Regarding Host ShrHoldr Against Against For
Country Environmental Laws
CHICAGO MERCANTILE EXCHANGE HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CME CUSIP9 167760107 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
CHICAGO MERCANTILE EXCHANGE HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CME CUSIP9 167760107 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Craig Donohue Mgmt For For For
1.2 Elect Terrence Duffy Mgmt For For For
1.3 Elect Daniel Glickman Mgmt For For For
1.4 Elect William Miller, II Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Sandner Mgmt For For For
1.7 Elect Terry Savage Mgmt For For For
2 Amendment to the Amended and Restated Mgmt For For For
Omnibus Stock Plan
3 Amendment to the Annual Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
CHINA PETROLEUM & CHEMICAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNP CUSIP9 16941R108 01/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
2 Issuance of Convertible Bonds Outside Mgmt For For For
Mainland China
3 Authority to Deal with Matters in Mgmt For For For
connection with Issuance of Covertible
Bonds
4 Issuance of Corporate Bonds Mgmt For For For
5 Authority to Deal with Matters in Mgmt For For For
connection with Issuance of Corporate
Bonds
CHRISTOPHER & BANKS CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBK CUSIP9 171046105 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James J. Fuld, Jr. Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP9 17275R102 11/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Carol A. Bartz Mgmt For For For
1.2 Elect Director M. Michele Burns Mgmt For For For
1.3 Elect Director Michael D. Capellas Mgmt For For For
1.4 Elect Director Larry R. Carter Mgmt For For For
1.5 Elect Director John T. Chambers Mgmt For For For
1.6 Elect Director Dr. John L. Hennessy Mgmt For For For
1.7 Elect Director Richard M. Kovacevich Mgmt For For For
1.8 Elect Director Roderick C. McGeary Mgmt For For For
1.9 Elect Director Steven M. West Mgmt For For For
1.10 Elect Director Jerry Yang Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
4.0 Report on Pay Disparity ShrHldr Against Against For
5.0 Report on Internet Fragmentation ShrHldr Against For Against
COMCAST CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP9 20030N101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Brian Roberts Mgmt For For For
1.10 Elect Ralph Roberts Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Preventing the Issuance of New Stock
Options
4 REQUIRE THAT THE CHAIRMAN OF THE BOARD ShrHoldr Against For Against
NOT BE AN EMPLOYEE
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding the ShrHoldr Against For Against
Adoption of a Recapitalization Plan
7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
8 Shareholder Proposal Regarding Report of ShrHoldr Against Against For
Pay Differentials
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
COMERICA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP9 200340107 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For For
3 ELECTION OF DIRECTOR: PETER D. CUMMINGS Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM P. VITITOE Mgmt For For For
5 ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Preparation of a Sustainability Report
COMPUTER SCIENCES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSC CUSIP9 205363104 07/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Irving W. Bailey, II Mgmt For For For
1.2 Elect Director David J. Barram Mgmt For For For
1.3 Elect Director Stephen L. Baum Mgmt For For For
1.4 Elect Director Rodney F. Chase Mgmt For For For
1.5 Elect Director Van B. Honeycutt Mgmt For For For
1.6 Elect Director F. Warren McFarlan Mgmt For For For
1.7 Elect Director Thomas H. Patrick Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Ratify Auditors Mgmt For For For
4.0 Board Diversity ShrHldr Against For Against
CREDIT SUISSE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CS CUSIP9 225401108 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For For For
3 CAPITAL REDUCTION OWING TO COMPLETION OF Mgmt For For For
THE SHARE BUY BACK PROGRAM
4 RESOLUTION ON THE APPROPRIATION OF Mgmt For For For
RETAINED EARNINGS
5 REDUCTION OF SHARE CAPITAL BY REPAYMENT Mgmt For For For
OF PAR VALUE TO SHAREHOLDERS
6 APPROVAL OF A FURTHER SHARE BUY BACK Mgmt For For For
PROGRAM
7 Authority to Increase Share Capital Mgmt For For For
8 Amendment to Agenda Items Threshold Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
NOREEN DOYLE
11 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
AZIZ R.D. SYRIANI
12 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
DAVID W. SYZ
13 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
PETER F. WEIBEL
14 Appointment of Auditor Mgmt For For For
15 Appointment of Special Auditor Mgmt For For For
16 Proxy Representative Mgmt Abstain
CUMMINS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP9 231021106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT J. DARNALL Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
3 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
4 ELECTION OF DIRECTOR: F. JOSEPH LOUGHREY Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For For
6 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For For
7 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For For
8 ELECTION OF DIRECTOR: CARL WARE Mgmt For For For
9 ELECTION OF DIRECTOR: J. LAWRENCE WILSON Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 PROPOSAL TO AMEND 2003 STOCK INCENTIVE Mgmt For For For
PLAN.
12 PROPOSAL TO AMEND RESTATED ARTICLES OF Mgmt For For For
INCORPORATION.
CURTISS WRIGHT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CWB CUSIP9 231561101 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Martin Benante Mgmt For For For
1.2 Elect James Busey, IV Mgmt For Withhold Against
1.3 Elect S. Fuller Mgmt For For For
1.4 Elect Allen Kozinski Mgmt For For For
1.5 Elect Carl Miller Mgmt For For For
1.6 Elect William Mitchell Mgmt For For For
1.7 Elect John Myers Mgmt For For For
1.8 Elect William Sihler Mgmt For For For
1.9 Elect Albert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DEERE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DE CUSIP9 244199105 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
2 ELECTION OF DIRECTOR: ANTONIO MADERO B. Mgmt For For For
3 ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For For
4 Ratification of Auditor Mgmt For For For
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP9 D18190898 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain NA
3 Ratificiation of Supervisory Board Acts Mgmt For Against Against
4 ELECTION OF THE AUDITOR FOR THE 2007 Mgmt For Against Against
FINANCIAL YEAR, INTERIM ACCOUNT
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
8 Election of Supervisory Board Member Mgmt For For For
9 Ratification of the Co-Option of Board Mgmt For Against Against
Members
10 Supervisory Board Members' Fees Mgmt For For For
11 RESOLUTION ON AN AMENDMENT TO SECTION 3 Mgmt For For For
OF THE ARTICLES OF ASSOCIATION
12 Amend Article 8 Mgmt For For For
13 Approve New "Authorized Capital" Mgmt For For For
DICKS SPORTING GOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DKS CUSIP9 253393102 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Emanuel Chirico Mgmt For Withhold Against
1.2 Elect Walter Rossi Mgmt For For For
1.3 Elect Brian Dunn Mgmt For For For
1.4 Elect Larry Stone Mgmt For For For
2 Amendment to the Employee Stock Purchase Mgmt For For For
Plan
DOMINION RESOURCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP9 25746U109 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Peter Brown, M.D. Mgmt For For For
1.2 Elect George Davidson, Jr. Mgmt For For For
1.3 Elect Thomas Farrell, II Mgmt For For For
1.4 Elect John Harris Mgmt For For For
1.5 Elect Robert Jepson, Jr. Mgmt For For For
1.6 Elect Mark Kington Mgmt For For For
1.7 Elect Benjamin Lambert III Mgmt For For For
1.8 Elect Margeret McKenna Mgmt For For For
1.9 Elect Frank Royal Mgmt For For For
1.10 Elect David Wollard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Transmission Line Report
DU PONT EI DE NEMOURS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP9 263534109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Brown Mgmt For For For
1.2 Elect Robert Brown Mgmt For For For
1.3 Elect Bertrand Collomb Mgmt For For For
1.4 Elect Curtis Crawford Mgmt For For For
1.5 Elect John Dillon Mgmt For For For
1.6 Elect Eleuthere Du Pont Mgmt For For For
1.7 Elect Charles Holliday, Jr. Mgmt For For For
1.8 Elect Lois Juliber Mgmt For For For
1.9 Elect Masahisa Naitoh Mgmt For For For
1.10 Elect Sean O'Keefe Mgmt For For For
1.11 Elect William Reilly Mgmt For For For
2 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ON DUPONT EQUITY AND INCENTIVE PLAN Mgmt For For For
4 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Genetically Modified Organisms
5 Shareholder Proposal Regarding Plant ShrHoldr Against Against For
Closings
6 Shareholder Proposal Regarding a ShrHoldr Against Against For
Feasbility Report on PFOA Phase-out
7 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Expenditures Related to Environmental
Issues
8 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Global Warming
9 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Chemical Facility Security
EAGLE MATERIALS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXP CUSIP9 26969P108 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director F. William Barnett Mgmt For For For
1.2 Elect Director O.G. Dagnan Mgmt For Withhold Against
1.3 Elect Director David W. Quinn Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
EBAY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP9 278642103 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Philippe Bourguignon Mgmt For For For
1.2 Elect Thomas Tierney Mgmt For For For
1.3 Elect Margaret Whitman Mgmt For For For
2 Amendment to the 1999 Global Equity Mgmt For For For
Incentive Plan
3 Amendment to 1998 Employee Stock Mgmt For Against Against
Purchase Plan
4 Ratification of Auditor Mgmt For For For
ENSCO INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESV CUSIP9 26874Q100 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: DAVID M. CARMICHAEL Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS L. KELLY II Mgmt For For For
3 ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
EXELON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP9 30161N101 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Mgmt For Against Against
2 ELECTION OF DIRECTOR: MS. SUE L. GIN Mgmt For For For
3 ELECTION OF DIRECTOR: MR. W.C. Mgmt For For For
RICHARDSON PHD
4 ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Mgmt For Against Against
5 ELECTION OF DIRECTOR: MR. DON THOMPSON Mgmt For For For
6 ELECTION OF DIRECTOR: MR. STEPHEN D. Mgmt For For For
STEINOUR
7 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For For
8 Amendment to Articles of Incorporation Mgmt For For For
to allow Annual Election of Directors
9 Shareholder Proposal Regarding Future ShrHoldr Against Against For
Severance Benefits
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP9 31428X106 09/25/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James L. Barksdale Mgmt For For For
1.2 Elect Director August A. Busch, IV Mgmt For For For
1.3 Elect Director John A. Edwardson Mgmt For For For
1.4 Elect Director Judith L. Estrin Mgmt For For For
1.5 Elect Director J. Kenneth Glass Mgmt For For For
1.6 Elect Director Philip Greer Mgmt For For For
1.7 Elect Director J.R. Hyde, III Mgmt For For For
1.8 Elect Director Shirley A. Jackson Mgmt For For For
1.9 Elect Director Steven R. Loranger Mgmt For For For
1.10 Elect Director Charles T. Manatt Mgmt For For For
1.11 Elect Director Frederick W. Smith Mgmt For For For
1.12 Elect Director Joshua I. Smith Mgmt For For For
1.13 Elect Director Paul S. Walsh Mgmt For For For
1.14 Elect Director Peter S. Willmott Mgmt For For For
2.0 Reduce Supermajority Vote Requirement Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Report on Environmental Policy ShrHldr Against Against For
5.0 Require a Majority Vote for the Election ShrHldr Against For Against
of Directors
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE 2007 NON-EMPLOYEE Mgmt For For For
DIRECTORS STOCK PLAN.
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 12/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry S. Barrat Mgmt For For For
1.2 Elect Robert M. Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James L. Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Rudy E. Schupp Mgmt For For For
1.8 Elect Michael H. Thaman Mgmt For For For
1.9 Elect Hansel E. Tookes, II Mgmt For For For
1.10 Elect Paul R. Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FRONTLINE LTD. (FORMERLY LONDON & OVERSEAS FREIGHTERS)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRO CINS G3682E127 12/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director John Fredriksen Mgmt For Withhold Against
1.2 Elect Director Tor Olav Troim Mgmt For Withhold Against
1.3 Elect Director Frixos Savvides Mgmt For For For
1.4 Elect Director Kate Blankenship Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For For
COMPANY S BYE-LAW 110 TO CHANGE THE
REQUIREMENT FOR THE FORM OF, AND
SIGNATORIES TO, THE SEAL OF THE COMPANY.
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP9 369604103 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Cash, Jr., Ph.D. Mgmt For Withhold Against
1.2 Elect Sir William Castell Mgmt For For For
1.3 Elect Ann Fudge Mgmt For For For
1.4 Elect Claudio Gonzalez Mgmt For Withhold Against
1.5 Elect Susan Hockfield Mgmt For For For
1.6 Elect Jeffrey Immelt Mgmt For For For
1.7 Elect Andrea Jung Mgmt For For For
1.8 Elect A. Lafley Mgmt For For For
1.9 Elect Robert Lane Mgmt For For For
1.10 Elect Ralph Larsen Mgmt For For For
1.11 Elect Rochelle Lazarus Mgmt For For For
1.12 Elect Sam Nunn Mgmt For For For
1.13 Elect Roger Penske Mgmt For Withhold Against
1.14 Elect Robert Swieringa Mgmt For Withhold Against
1.15 Elect Douglas Warner, III Mgmt For Withhold Against
1.16 Elect Robert Wright Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Majority Voting for the Election of Mgmt For For For
Directors
4 APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For For
5 APPROVAL OF MATERIAL TERMS OF SENIOR Mgmt For For For
OFFICER PERFORMANCE GOALS
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
7 Shareholder Proposal Regarding Curbing ShrHoldr Against For Against
Over-Extended Directors
8 Shareholder Proposal Regarding a Retiree ShrHoldr Against Against For
Director Nominee
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Dividend Equivalents
11 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For
Charitable Contributions
12 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Global Warming Science
13 Shareholder Proposal Regarding Ethical ShrHoldr Against Against For
Criteria for Military Contracts
14 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Pay Differential
GOLDMAN SACHS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP9 38141G104 03/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For For
2 ELECTION OF DIRECTOR: LORD BROWNE OF Mgmt For For For
MADINGLEY
3 ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For For
4 ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For For
5 ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For For
6 ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For For
8 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For
10 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
11 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For
12 ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For For
13 ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS REPORT
16 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
SUSTAINABILITY REPORT
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS
GOOGLE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP9 38259P508 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 APPROVAL OF GOOGLE S EXECUTIVE BONUS Mgmt For For For
PLAN.
5 Shareholder Proposal Regarding Free ShrHoldr Against Against For
Access to the Internet
GRANT PRIDECO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GRP CUSIP9 38821G101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Butters Mgmt For For For
1.2 Elect Eliot Fried Mgmt For Withhold Against
1.3 Elect Dennis Hendrix Mgmt For For For
1.4 Elect Harold Layman Mgmt For Withhold Against
1.5 Elect Michael McShane Mgmt For For For
1.6 Elect Robert Moses, Jr. Mgmt For For For
1.7 Elect Joseph Reid Mgmt For For For
1.8 Elect David Trice Mgmt For Withhold Against
HARTFORD FINANCIAL SERVICES GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIG CUSIP9 416515104 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ramani Ayer Mgmt For For For
1.2 Elect Ramon De Oliveira Mgmt For For For
1.3 Elect Trevor Fetter Mgmt For For For
1.4 Elect Edward Kelly, III Mgmt For For For
1.5 Elect Paul Kirk, Jr. Mgmt For For For
1.6 Elect Thomas Marra Mgmt For For For
1.7 Elect Gail McGovern Mgmt For For For
1.8 Elect Michael Morris Mgmt For For For
1.9 Elect Robert Selander Mgmt For For For
1.10 Elect Charles Strauss Mgmt For For For
1.11 Elect H. Patrick Swygert Mgmt For For For
1.12 Elect David Zwiener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HEALTHCARE SERVICE GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCSG CUSIP9 421906108 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel McCartney Mgmt For For For
1.2 Elect Barton Weisman Mgmt For For For
1.3 Elect Joseph McCartney Mgmt For Withhold Against
1.4 Elect Robert Frome Mgmt For Withhold Against
1.5 Elect Thomas Cook Mgmt For For For
1.6 Elect Robert Moss Mgmt For Withhold Against
1.7 Elect John Briggs Mgmt For For For
1.8 Elect Dino Ottaviano Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
HELEN OF TROY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HELE CINS G4388N106 08/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Gary B. Abromovitz Mgmt For For For
1.2 Elect Director John B. Butterworth Mgmt For For For
1.3 Elect Director Timothy F. Meeker Mgmt For Withhold Against
1.4 Elect Director Byron H. Rubin Mgmt For Withhold Against
1.5 Elect Director Gerald J. Rubin Mgmt For Withhold Against
1.6 Elect Director Stanlee N. Rubin Mgmt For Withhold Against
1.7 Elect Director Adolpho R. Telles Mgmt For For For
1.8 Elect Director Darren G. Woody Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
HERCULES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPC CUSIP9 427056106 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Hunter, III Mgmt For For For
1.2 Elect Robert Kennedy Mgmt For For For
1.3 Elect Craig Rogerson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Declassify the Board Mgmt For For For
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP9 428236103 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For Against Against
2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For
4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For Against Against
5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For
7 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For Against Against
8 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Proxy Mgmt Against For Against
Access
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Separating the Roles of Chairman and CEO
12 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
13 Shareholder Proposal Regarding Linking ShrHoldr Against For Against
Pay to Performance
HOME DEPOT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP9 437076102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For For
2 ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For For
3 ELECTION OF DIRECTOR: GREGORY D. Mgmt For Against Against
BRENNEMAN
4 ELECTION OF DIRECTOR: JOHN L. CLENDENIN Mgmt For Against Against
5 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against
6 ELECTION OF DIRECTOR: MILLEDGE A. HART, Mgmt For Against Against
III
7 ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For Against Against
8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: HELEN Mgmt For For For
JOHNSON-LEIPOLD
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For Against Against
JOHNSTON
11 ELECTION OF DIRECTOR: KENNETH G. LANGONE Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL REGARDING POISON ShrHoldr Against For Against
PILL IMPLEMENTATION
14 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EMPLOYMENT DIVERSITY REPORT DISCLOSURE
15 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
OFFICER COMPENSATION
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
MANAGEMENT BONUSES
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
RETIREMENT BENEFITS
18 SHAREHOLDER PROPOSAL REGARDING EQUITY ShrHoldr Against Against For
COMPENSATION
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
PAY-FOR-SUPERIOR PERFORMANCE
20 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
NONPARTISANSHIP
21 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN ShrHoldr Against For Against
AND CEO
HONDA MOTOR COMPANY LIMITED - ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMC CUSIP9 438128308 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Allocation of Profits/Dividends Mgmt For For For
2 PARTIAL AMENDMENTS TO THE ARTICLES OF Mgmt For For For
INCORPORATION
3.1 Elect Mr. Fukui Mgmt For For For
3.2 Elect Mr. Aoki Mgmt For For For
3.3 Elect Mr. Harada Mgmt For For For
3.4 Elect Mr. Hyougo Mgmt For For For
3.5 Elect Mr. Toshida Mgmt For For For
3.6 Elect Mr. Hirajima Mgmt For For For
3.7 Elect Mr. Kondou Mgmt For For For
3.8 Elect Mr. Yoshimi Mgmt For For For
3.9 Elect Mr. Onda Mgmt For For For
3.10 Elect Mr. Takano Mgmt For For For
3.11 Elect Mr. Takagi Mgmt For For For
3.12 Elect Mr. Iwamura Mgmt For For For
3.13 Elect Mr. Ohyama Mgmt For For For
3.14 Elect Mr. Kishi Mgmt For For For
3.15 Elect Mr. Hogen Mgmt For For For
3.16 Elect Mr. Yoshino Mgmt For For For
3.17 Elect Mr. Ike Mgmt For For For
3.18 Elect Mr. Ito Mgmt For For For
3.19 Elect Mr. Kato Mgmt For For For
3.20 Elect Mr. Minakawa Mgmt For For For
4 ELECTION OF CORPORATE AUDITOR: KOUKEI Mgmt For For For
HIGUCHI
5 ELECTION OF CORPORATE AUDITOR: YUJI Mgmt For For For
MATSUDA
6 Bonuses for Directors and Statutory Mgmt For For For
Auditors
7 Retirement Allowances for Directors and Mgmt For For For
Statutory Auditors
HOVNANIAN ENTERPRISES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOV CUSIP9 442487203 03/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kevork S. Hovnanian Mgmt For For For
1.2 Elect Ara K. Hovnanian Mgmt For For For
1.3 Elect Robert Coutts Mgmt For For For
1.4 Elect Edward A. Kangas Mgmt For Withhold Against
1.5 Elect Joseph Marengi Mgmt For For For
1.6 Elect John J. Robbins Mgmt For For For
1.7 Elect J. Larry Sorsby Mgmt For Withhold Against
1.8 Elect Stephen Weinroth Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL CONCERNING THE ShrHoldr Against For Against
COMPANY S DUAL CLASS CAPITAL STRUCTURE.
HUMANA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUM CUSIP9 444859102 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 THE ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
JONES, JR.
2 THE ELECTION OF DIRECTOR: FRANK A. D Mgmt For For For
AMELIO.
3 THE ELECTION OF DIRECTOR: W. ROY DUNBAR. Mgmt For For For
4 THE ELECTION OF DIRECTOR: KURT J. Mgmt For For For
HILZINGER.
5 THE ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For
MCCALLISTER.
6 THE ELECTION OF DIRECTOR: JAMES J. O Mgmt For For For
BRIEN.
7 THE ELECTION OF DIRECTOR: W. ANN Mgmt For Against Against
REYNOLDS, PH.D.
8 THE ELECTION OF DIRECTOR: JAMES O. Mgmt For For For
ROBBINS.
9 Ratification of Auditor Mgmt For For For
INFOSYS TECHNOLOGIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 456788108 11/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
SPONSOR AN ISSUE OF AMERICAN DEPOSITARY
SHARES AGAINST EXISTING EQUITY SHARES.
2.0 TO AUTHORIZE THE COMPANY TO ISSUE Mgmt For For For
DEPOSITARY RECEIPTS.
3.0 TO AUTHORIZE THE BOARD AND OFFICERS IN Mgmt For For For
CONNECTION WITH THE EARLIER RESOLUTIONS.
4.0 TO AUTHORIZE THE UNDERWRITERS TO Mgmt For For For
DETERMINE THE PRICE OF THE SPONSORED ADS
OFFERING.
5.0 TO AUTHORIZE THE BOARD TO DETERMINE THE Mgmt For For For
TERMS AND CONDITIONS.
6.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
DELEGATE ITS POWERS.
INTERNATIONAL BUSINESS MACHINE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP9 459200101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cathleen Black Mgmt For Withhold Against
1.2 Elect Kenneth Chenault Mgmt For For For
1.3 Elect Jurgen Dormann Mgmt For For For
1.4 Elect Michael Eskew Mgmt For Withhold Against
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect Minoru Makihara Mgmt For For For
1.7 Elect Lucio Noto Mgmt For For For
1.8 Elect James Owens Mgmt For For For
1.9 Elect Samuel Palmisano Mgmt For For For
1.10 Elect Joan Spero Mgmt For For For
1.11 Elect Sidney Taurel Mgmt For For For
1.12 Elect Lorenzo Zambrano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Requirement Mgmt For For For
- Merger or Consolidation
4 Elimination of Supermajority Requirement Mgmt For For For
- Disposition of All or Substantially
All of the Assets of the Corporation
Outside the Ordinary Course of Business
5 Elimination of Supermajority Requirement Mgmt For For For
- Plan for the Exchange of Shares of the
Corporation
6 Elimination of Supermajority Requirement Mgmt For For For
- Authorization of Dissolution of the
Corporation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Pension ShrHoldr Against Against For
and Retirement Medical
9 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Compensation
10 Shareholder Proposal Regarding Offshoring ShrHoldr Against Against For
11 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Directors
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP9 478160104 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Coleman Mgmt For For For
1.2 Elect James Cullen Mgmt For For For
1.3 Elect Michael Johns Mgmt For For For
1.4 Elect Arnold Langbo Mgmt For For For
1.5 Elect Susan Lindquist Mgmt For For For
1.6 Elect Leo Mullin Mgmt For For For
1.7 Elect Christine Poon Mgmt For For For
1.8 Elect Charles Prince Mgmt For Withhold Against
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect David Satcher Mgmt For For For
1.11 Elect William Weldon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Director Elections
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Retirement Plan
JP MORGAN CHASE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP9 46625H100 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Crandall Bowles Mgmt For For For
1.2 Elect Stephen Burke Mgmt For For For
1.3 Elect James Crown Mgmt For For For
1.4 Elect James Dimon Mgmt For For For
1.5 Elect Ellen Futter Mgmt For For For
1.6 Elect William Gray, III Mgmt For For For
1.7 Elect Laban Jackson, Jr. Mgmt For Withhold Against
1.8 Elect Robert Lipp Mgmt For For For
1.9 Elect David Novak Mgmt For Withhold Against
1.10 Elect Lee Raymond Mgmt For Withhold Against
1.11 Elect William Weldon Mgmt For For For
2 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option Policy
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Restricted Stock
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Say-on-Pay Advisory Vote
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote in Director Elections
9 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
10 Shareholder Proposal Regarding Slavery ShrHoldr Against Against For
Apology Report
KIRBY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEX CUSIP9 497266106 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect C. Sean Day Mgmt For For For
1.2 Elect William Lamont, Jr. Mgmt For For For
1.3 Elect C. Berdon Lawrence Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
KOHLS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSS CUSIP9 500255104 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Burd Mgmt For For For
1.2 Elect Wayne Embry Mgmt For For For
1.3 Elect James Ericson Mgmt For For For
1.4 Elect John Herma Mgmt For For For
1.5 Elect William Kellogg Mgmt For For For
1.6 Elect Kevin Mansell Mgmt For For For
1.7 Elect R. Lawrence Montgomery Mgmt For For For
1.8 Elect Frank Sica Mgmt For For For
1.9 Elect Peter Sommerhauser Mgmt For Withhold Against
1.10 Elect Stephen Watson Mgmt For For For
1.11 Elect R. Elton White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 MANAGEMENT PROPOSAL TO AMEND OUR 2003 Mgmt For For For
LONG TERM COMPENSATION PLAN.
4 MANAGEMENT PROPOSAL TO APPROVE OUR Mgmt For For For
EXECUTIVE BONUS PLAN.
5 Amendment to Articles of Incorporation Mgmt For For For
to Allow for Majority Vote in Director
Elections
6 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting in Director Elections
KOREA ELECTRIC POWER CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 500631106 08/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 ELECT MR. JONG HWAK PARK, MANAGER Mgmt For For For
SECRETARIAT, AS A STANDING DIRECTOR.
2.0 ELECT MR. MYOUNG CHUL JANG, GENERAL Mgmt For For For
MANAGER, PERSONAL & GENERAL AFFAIRS
DEPARTMENT, AS A STANDING DIRECTOR.
3.0 ELECT MR. HO MUN, GENERAL MANAGER, Mgmt For For For
CHOONGNAM DISTRICT HEAD OFFICE, AS A
STANDING DIRECTOR.
LEHMAN BROTHERS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEH CUSIP9 524908100 04/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN F. AKERS Mgmt For For For
3 ELECTION OF DIRECTOR: ROGER S. BERLIND Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
CRUIKSHANK
5 ELECTION OF DIRECTOR: MARSHA JOHNSON Mgmt For For For
EVANS
6 ELECTION OF DIRECTOR: RICHARD S. FULD, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: SIR CHRISTOPHER Mgmt For For For
GENT
8 ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For For
9 ELECTION OF DIRECTOR: HENRY KAUFMAN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN D. MACOMBER Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Stock Incentive Mgmt For Against Against
Plan
13 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
MARTIN MARIETTA MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLM CUSIP9 573284106 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marcus Bennett Mgmt For Withhold Against
1.2 Elect Laree Perez Mgmt For Withhold Against
1.3 Elect Dennis Rediker Mgmt For Withhold Against
2 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITORS.
MERCK & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP9 589331107 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Clark Mgmt For For For
1.2 Elect Johnnetta Cole, Ph.D. Mgmt For Withhold Against
1.3 Elect William Harrison, Jr. Mgmt For For For
1.4 Elect William Kelley, M.D. Mgmt For For For
1.5 Elect Rochelle Lazarus Mgmt For Withhold Against
1.6 Elect Thomas Shenk, Ph.D. Mgmt For For For
1.7 Elect Anne Tatlock Mgmt For For For
1.8 Elect Samuel Thier, M.D. Mgmt For For For
1.9 Elect Wendell Weeks Mgmt For Withhold Against
1.10 Elect Peter Wendell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements in the Certificate of
Incorporation
4 Elimination of Supermajority Mgmt For For For
Requirements Imposed by New Jersey Law
5 Change in Board Size Mgmt For For For
6 Proposal to Replace Cumulative Voting Mgmt For For For
with Majority Voting
7 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
PUBLICATION OF POLITICAL CONTRIBUTIONS
8 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
MERRILL LYNCH & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP9 590188108 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Finnegan Mgmt For Withhold Against
1.2 Elect Joseph Prueher Mgmt For For For
1.3 Elect Ann Reese Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity Compensation
METLIFE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP9 59156R108 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Burton Dole, Jr. Mgmt For For For
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect James Kilts Mgmt For For For
1.4 Elect Charles Leighton Mgmt For For For
1.5 Elect David Satcher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP9 594918104 11/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Elect Director William H. Gates, III Mgmt For For For
2.0 Elect Director Steven A. Ballmer Mgmt For For For
3.0 Elect Director James I. Cash, Jr., Ph.D. Mgmt For For For
4.0 Elect Director Dina Dublon Mgmt For For For
5.0 Elect Director Raymond V. Gilmartin Mgmt For For For
6.0 Elect Director David F. Marquardt Mgmt For For For
7.0 Elect Director Charles H. Noski Mgmt For For For
8.0 Elect Director Helmut Panke Mgmt For For For
9.0 Elect Director Jon A. Shirley Mgmt For For For
10.0 Ratify Auditors Mgmt For For For
11.0 Cease Product Sales that Can Be Used to ShrHldr Against Against For
Violate Human Rights
12.0 Amend EEO Statement to Not Reference ShrHldr Against Against For
Sexual Orientation
13.0 Establish Shareholder Advisory Committee ShrHldr Against Against For
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP9 617446448 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECT ROY J. BOSTOCK Mgmt For Against Against
2 ELECT ERSKINE B. BOWLES Mgmt For For For
3 ELECT HOWARD J. DAVIES Mgmt For For For
4 ELECT C. ROBERT KIDDER Mgmt For Against Against
5 ELECT JOHN J. MACK Mgmt For For For
6 ELECT DONALD T. NICOLAISEN Mgmt For For For
7 ELECT CHARLES H. NOSKI Mgmt For For For
8 ELECT HUTHAM S. OLAYAN Mgmt For For For
9 ELECT CHARLES E. PHILLIPS, JR. Mgmt For Against Against
10 ELECT O. GRIFFITH SEXTON Mgmt For For For
11 ELECT LAURA D. TYSON Mgmt For Against Against
12 ELECT KLAUS ZUMWINKEL Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For For
TOUCHE LLP AS INDEPENDENT AUDITOR
14 TO APPROVE THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
15 SHAREHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE
16 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
COMPENSATION ADVISORY VOTE
MYERS INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MYE CUSIP9 628464109 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Keith Brown Mgmt For For For
1.2 Elect Vincent Byrd Mgmt For For For
1.3 Elect Richard Johnston Mgmt For For For
1.4 Elect Edward Kissel Mgmt For For For
1.5 Elect Stephen Myers Mgmt For For For
1.6 Elect John Orr Mgmt For For For
1.7 Elect Richard Osborne Mgmt For For For
1.8 Elect Jon Outcalt Mgmt For For For
1.9 Elect Robert Stefanko Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MYLAN LABORATORIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MYL CUSIP9 628530107 07/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Milan Puskar Mgmt For For For
1.2 Elect Director Robert J. Coury Mgmt For For For
1.3 Elect Director Wendy Cameron Mgmt For For For
1.4 Elect Director Neil Dimick, CPA Mgmt For For For
1.5 Elect Director Douglas J. Leech, CPA Mgmt For For For
1.6 Elect Director Joseph C. Maroon, Md Mgmt For For For
1.7 Elect Director Rodney L. Piatt, CPA Mgmt For For For
1.8 Elect Director C.B. Todd Mgmt For For For
1.9 Elect Director Rl Vanderveen, Ph.D, Rph Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
NORFOLK SOUTHERN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSC CUSIP9 655844108 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alston Correll Mgmt For For For
1.2 Elect Landon Hilliard Mgmt For For For
1.3 Elect Burton Joyce Mgmt For For For
1.4 Elect Jane O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PETSMART INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PETM CUSIP9 716768106 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Rakesh Gangwal Mgmt For For For
1.2 Elect Barbara Munder Mgmt For For For
1.3 Elect Thomas Stemberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Short Term Incentive Plan Mgmt For For For
PHILADELPHIA CONSOLIDATED HOLDING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHLY CUSIP9 717528103 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Aminta Breaux Mgmt For For For
1.2 Elect Michael Cascio Mgmt For For For
1.3 Elect Elizabeth Gemmill Mgmt For For For
1.4 Elect James Maguire Mgmt For For For
1.5 Elect James Maguire, Jr. Mgmt For For For
1.6 Elect Michael Morris Mgmt For Withhold Against
1.7 Elect Shaun O'Malley Mgmt For For For
1.8 Elect Donald Pizer Mgmt For For For
1.9 Elect Ronald Rock Mgmt For For For
1.10 Elect Sean Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE PHILADELPHIA INSURANCE Mgmt For For For
COMPANIES 2007 CASH BONUS PLAN.
4 Amendment to the Non-Qualified Employee Mgmt For Against Against
Stock Purchase Plan
5 Amendment to the Directors Stock Mgmt For For For
Purchase Plan
PSS WORLD MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSSI CUSIP9 69366A100 08/24/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director T. O'Neal Douglas Mgmt For For For
1.2 Elect Director Clark A. Johnson Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
QUINTANA MARITIME LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QMAR CUSIP9 Y7169G109 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Corbin Robertson, Jr Mgmt For For For
1.2 Elect Stamatis Molaris Mgmt For For For
1.3 Elect Joseph Edwards Mgmt For For For
1.4 Elect Hans Mende Mgmt For Withhold Against
1.5 Elect Corbin Robertson, III Mgmt For For For
1.6 Elect Gurpal Grewal Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For For For
1.8 Elect Peter Costalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SANTANDER CENTRAL HISPANO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP9 05964H105 06/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
2 APPLICATION OF RESULTS FROM FISCAL YEAR Mgmt For For For
2006.
3.1 Elect Isabel Tocino Biscarolasaga Mgmt For For For
3.2 Elect Antoine Bernheim Mgmt For Withhold Against
3.3 Elect Antonio Basagoiti Garcia-Tunon Mgmt For For For
3.4 Elect Antonio Escamez Torres Mgmt For For For
3.5 Elect Francisco Luzon Lopez Mgmt For For For
4 RE-ELECTION OF THE AUDITOR OF ACCOUNTS Mgmt For For For
FOR FISCAL YEAR 2007.
5 Authority to Repurchase Shares Mgmt For For For
6 BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH Mgmt For For For
OF ARTICLE 1.
7 BYLAWS: AMENDMENT OF ARTICLE 28. Mgmt For For For
8 BYLAWS: AMENDMENT OF THE SECOND Mgmt For For For
PARAGRAPH OF ARTICLE 36.
9 BYLAWS: AMENDMENT OF THE LAST PARAGRAPH Mgmt For For For
OF ARTICLE 37.
10 BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH Mgmt For For For
OF ARTICLE 40.
11 Amend Preamble Mgmt For For For
12 Amend Article 2 Mgmt For For For
13 Amend Article 21 Mgmt For For For
14 Amend Article 22 Mgmt For For For
15 Authority to Increase Capital Mgmt For For For
16 Authority to Issue Debt Instruments Mgmt For For For
17 Authority to Issue Shares under "150th Mgmt For For For
Year Anniversary Plan"
18 Amend Management Incentive Plan Mgmt For For For
19 Management Incentive Plan Mgmt For For For
20 Authority to Carry Out Formalities Mgmt For For For
SATYAM COMPUTER SERVICES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 804098101 08/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 APPROVAL OF THE AUDITED BALANCE SHEET, Mgmt For For For
THE AUDITED PROFIT AND LOSS ACCOUNT, THE
AUDITORS REPORT AND THE DIRECTORS
REPORT.
2.0 APPROVAL TO DECLARE FINAL DIVIDEND ON Mgmt For For For
EQUITY SHARES.
3.0 APPROVAL TO RE-APPOINT MR. VINOD K DHAM, Mgmt For For For
AS DIRECTOR.
4.0 Ratify Auditors Mgmt For For For
5.0 APPROVAL TO APPOINT PROF. RAMMOHAN RAO Mgmt For For For
MENDU, AS DIRECTOR.
6.0 APPROVAL TO APPOINT MR. RAM MOHAN RAO Mgmt For For For
MYNAMPATI (RAM MYNAMPATI) AS DIRECTOR.
7.0 APPROVAL FOR THE PAYMENT OF REMUNERATION Mgmt For For For
TO PROF. KRISHNA G PALEPU, NON-EXECUTIVE
DIRECTOR.
8.0 APPROVAL FOR THE INCREASE OF THE Mgmt For For For
AUTHORISED SHARE CAPITAL OF THE COMPANY
AND THE ALTERATION OF THE MEMORANDUM OF
ASSOCIATION.
9.0 APPROVAL FOR THE ISSUANCE AND ALLOTMENT Mgmt For For For
OF BONUS SHARES BY THE COMPANY.
10.0 APPROVAL TO ISSUE, OFFER AND ALLOT TO Mgmt For Against Against
ANY ONE OR MORE OR ALL OF THE PERMANENT
EMPLOYEES AND DIRECTORS RESTRICTED STOCK
UNITS.
11.0 APPROVAL TO ISSUE, OFFER AND ALLOT TO Mgmt For Against Against
ANY ONE OR MORE OR ALL OF THE PERMANENT
EMPLOYEES AND DIRECTORS OF THE SUBSIDIARY COMPANIES WHETHER IN
INDIA OR OVERSEAS RESTRICTED STOCK UNITS.
SCHLUMBERGER LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLB CUSIP9 806857108 04/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Didier Primat Mgmt For For For
1.9 Elect Leo Reif Mgmt For For For
1.10 Elect Tore Sandvold Mgmt For For For
1.11 Elect Nicolas Seydoux Mgmt For For For
1.12 Elect Linda Stuntz Mgmt For For For
1.13 Elect Rana Talwar Mgmt For For For
2 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For For
DIVIDENDS.
3 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
SILGAN HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLGN CUSIP9 827048109 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect R. Philip Silver Mgmt For Withhold Against
1.2 Elect William Jennings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
STANLEY WORKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP9 854616109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Breen Mgmt For For For
1.2 Elect Virgis Colbert Mgmt For Withhold Against
1.3 Elect John Lundgren Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR 2007.
3 Shareholder Proposal to Declassify the ShrHoldr Against For Against
Board
STRYKER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYK CUSIP9 863667101 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Brown Mgmt For For For
1.2 Elect Howard Cox, Jr. Mgmt For For For
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Jerome Grossman Mgmt For For For
1.5 Elect Louis Francesconi Mgmt For For For
1.6 Elect Stephen MacMillan Mgmt For For For
1.7 Elect William Parfet Mgmt For For For
1.8 Elect Ronda Stryker Mgmt For For For
2 APPROVAL OF THE EXECUTIVE BONUS PLAN. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Stock
SUPERIOR INDUSTRY INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUP CUSIP9 868168105 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sheldon Ausman Mgmt For Withhold Against
1.2 Elect V. Evans Mgmt For Withhold Against
1.3 Elect Michael Joyce Mgmt For Withhold Against
2 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote Standard
TAIWAN SEMICONDUCTOR MFG. CO. LTD. (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSM CUSIP9 874039100 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Ratification of Business Results and Mgmt For For For
Financial Statements
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For For
OF 2006 PROFITS.
3 Authority to Increase Paid-in Capital Mgmt For For For
4 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For For
INCORPORATION.
5 Amendments to Procedures for Acquisition Mgmt For For For
or Disposal of Assets
TARGET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP9 87612E106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Anne Mulcahy Mgmt For For For
1.3 Elect Stephen Sanger Mgmt For For For
1.4 Elect Gregg Steinhafel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 COMPANY PROPOSAL TO APPROVE THE OFFICER Mgmt For For For
SHORT-TERM INCENTIVE PLAN.
4 Adoption of Majority Vote for Election Mgmt For For For
of Directors
5 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
TELEFONICA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEFOF CUSIP9 879382208 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
2.1 Elect Cesar Alierta Izuel Mgmt For For For
2.2 Elect Maximino Carpio Garcia Mgmt For For For
2.3 Elect Gonzalo Hinojosa Fernandez de Mgmt For For For
Angulo
2.4 Elect Pablo Isla Alvarez de Tejera Mgmt For For For
2.5 Elect Enrique Used Aznar Mgmt For For For
2.6 Elect Gregorio Villalabeitia Galarraga Mgmt For For For
2.7 Elect Jose Alvarez-Pallete Lopez Mgmt For Withhold Against
3 Authority to Repurchase Shares Mgmt For For For
4 Authority to Issue Convertible Debt Mgmt For For For
Instruments
5 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
6 AMENDMENTS REGARDING THE GENERAL Mgmt For For For
SHAREHOLDERS MEETING.
7 Amend Articles 17 and 20 Mgmt For For For
8 AMENDMENTS REGARDING THE BOARD OF Mgmt For For For
DIRECTORS.
9 Amend Article 5 Mgmt For For For
10 Amend Articles 7, 8, 9 and 10 Mgmt For For For
11 Amend Articles 7, 15, 17 and 20 Mgmt For For For
12 OTHER AMENDMENTS: AMENDMENT OF ARTICLE Mgmt For For For
21 AND AMENDMENT OF ARTICLE 24.
13 Authority to Carry Out Formalities Mgmt For For For
THE DIRECTV GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTV CUSIP9 25459L106 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Neil Austrian Mgmt For For For
1.2 Elect Charles Lee Mgmt For For For
1.3 Elect K. Rupert Murdoch Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS.
3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
2004 STOCK PLAN.
4 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
EXECUTIVE OFFICER CASH BONUS PLAN.
TIME WARNER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP9 887317105 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Barksdale Mgmt For For For
1.2 Elect Jeff Bewkes Mgmt For For For
1.3 Elect Stephen Bollenbach Mgmt For Withhold Against
1.4 Elect Frank Caufield Mgmt For Withhold Against
1.5 Elect Robert Clark Mgmt For Withhold Against
1.6 Elect Mathias Dopfner Mgmt For For For
1.7 Elect Jessica Einhorn Mgmt For For For
1.8 Elect Reuben Mark Mgmt For For For
1.9 Elect Michael Miles Mgmt For Withhold Against
1.10 Elect Kenneth Novack Mgmt For Withhold Against
1.11 Elect Richard Parsons Mgmt For For For
1.12 Elect Francis Vincent, Jr. Mgmt For Withhold Against
1.13 Elect Deborah Wright Mgmt For Withhold Against
2 RATIFICATION OF AUDITORS. Mgmt For Against Against
3 Elimination of Certain Supermajority Mgmt For For For
Requirements
4 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Resolution to Ratify Executive
Compensation
5 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
6 STOCKHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE.
7 STOCKHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against For Against
SHAREHOLDER MEETINGS.
8 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Compensation and Shareholder Rights Plans
TORO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TTC CUSIP9 891092108 03/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert Buhrmaster Mgmt For For For
1.2 Elect Winslow Buxton Mgmt For For For
1.3 Elect Robert Nassau Mgmt For For For
1.4 Elect Christopher Twomey Mgmt For For For
2 RE-APPROVE THE TORO COMPANY PERFORMANCE Mgmt For For For
SHARE PLAN
3 RATIFY SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
TOYOTA MOTOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TM CUSIP9 892331307 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 DISTRIBUTION OF DIVIDENDS FROM SURPLUS Mgmt For For For
2 ELECTION OF 30 DIRECTORS Mgmt For For For
3 ELECTION OF 4 CORPORATE AUDITORS Mgmt For For For
4 ELECTION OF ACCOUNTING AUDITOR Mgmt For For For
5 Stock Option Plan Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 AWARD OF BONUS PAYMENTS TO RETIRING Mgmt For Against Against
CORPORATE AUDITORS
8 Bonus for Directors and Satutory Auditors Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBS CUSIP9 H89231338 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 APPROPRIATION OF RETAINED EARNINGS Mgmt For For For
DIVIDEND FOR FINANCIAL YEAR 2006
3 Ratification of Board and Management Acts Mgmt For For For
4 RE-ELECTION OF BOARD MEMBER: STEPHAN Mgmt For For For
HAERINGER
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt For For For
6 RE-ELECTION OF BOARD MEMBER: PETER Mgmt For For For
SPUHLER
7 ELECTION OF NEW BOARD MEMBER: SERGIO Mgmt For For For
MARCHIONNE
8 ELECTION OF THE GROUP AND STATUTORY Mgmt For For For
AUDITORS
9 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
10 CAPITAL REDUCTION: APPROVAL OF A NEW Mgmt For For For
SHARE BUYBACK PROGRAM FOR 2007-2010
11 Authority to Repurchase Shares Mgmt For For For
UNITEDHEALTH GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP9 91324P102 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Ballard, Jr. Mgmt For Withhold Against
1.2 Elect Richard Burke Mgmt For Withhold Against
1.3 Elect Stephen Hemsley Mgmt For Withhold Against
1.4 Elect Robert Darretta Mgmt For For For
2 Adoption of Majority Vote for Election Mgmt For For For
of Directors
3 Repeal of Classified Board Mgmt For For For
4 Amendment to Supermajority Requirement Mgmt For For For
for Removal of Directors
5 Amendment to Supermajority Requirement Mgmt For For For
Relating to Certain Business Combinations
6 ADOPTION OF RESTATED ARTICLES OF Mgmt For For For
INCORPORATION
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity Compensation
9 SHAREHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
10 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Access to the Ballot
WABTEC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAB CUSIP9 929740108 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert J. Brooks Mgmt For For For
1.2 Elect William Kassling Mgmt For For For
1.3 Elect Albert Neupaver Mgmt For For For
WACHOVIA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WB CUSIP9 929903102 08/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Issue Shares in Connection with an Mgmt For For For
Acquisition
2.0 Amend Omnibus Stock Plan Mgmt For For For
WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP9 254687106 03/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Bryson Mgmt For For For
1.2 Elect John Chen Mgmt For For For
1.3 Elect Judith Estrin Mgmt For For For
1.4 Elect Robert Iger Mgmt For For For
1.5 Elect Steven Jobs Mgmt For For For
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect Aylwin Lewis Mgmt For For For
1.8 Elect Monica Lozano Mgmt For For For
1.9 Elect Robert Matschullat Mgmt For For For
1.10 Elect John Pepper, Jr. Mgmt For For For
1.11 Elect Orin Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Restated Mgmt For For For
2005 Stock Incentive Plan
4 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
5 TO APPROVE THE SHAREHOLDER PROPOSAL ShrHoldr Against For Against
RELATING TO GREENMAIL.
6 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
WATSCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSOB CUSIP9 942622200 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert Berner, III Mgmt For For For
1.2 Elect Denise Dickins Mgmt For For For
1.3 Elect Gary Tapella Mgmt For For For
2 Amendment to the Employee Stock Purchase Mgmt For For For
Plan
WELLPOINT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLP CUSIP9 94973V107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sheila Burke Mgmt For For For
1.2 Elect Victor Liss Mgmt For For For
1.3 Elect Jane Pisano Mgmt For For For
1.4 Elect George Schaefer, Jr. Mgmt For For For
1.5 Elect Jackie Ward Mgmt For For For
1.6 Elect John Zuccotti Mgmt For Withhold Against
2 Majority Voting for the Election of Mgmt For For For
Directors
3 Ratification of Auditor Mgmt For For For
XEROX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XRX CUSIP9 984121103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Glenn Britt Mgmt For For For
1.2 Elect Ursula Burns Mgmt For For For
1.3 Elect William Hunter Mgmt For For For
1.4 Elect Vernon Jordan, Jr. Mgmt For Withhold Against
1.5 Elect Richard Harrington Mgmt For For For
1.6 Elect Robert McDonald Mgmt For For For
1.7 Elect Anne Mulcahy Mgmt For For For
1.8 Elect Ralph Larsen Mgmt For For For
1.9 Elect Ann Reese Mgmt For For For
1.10 Elect Mary Wilderotter Mgmt For For For
1.11 Elect N. J. Nicholas, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE 2004 PERFORMANCE Mgmt For For For
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For
ADOPTION OF A VENDOR CODE OF CONDUCT.
ZIMMER HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZMH CUSIP9 98956P102 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE ShrHoldr Against For Against
MAJORITY VOTE
ITEM 4 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
Fund Name : ICON ENERGY FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS L00306107 10/19/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO INCREASE THE NUMBER OF THE MEMBERS OF Mgmt For For For
THE BOARD OF DIRECTORS OF THE COMPANY
FROM SIX TO SEVEN.
2.0 TO ELECT SIR PETER MASON AS A NEW Mgmt For For For
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF THE COMPANY AND UNTIL
HIS SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED.
ACERGY SA, LUXEMBOURG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACGY CUSIP9 00443E104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Presentation of Reports Mgmt For
2 Accounts and Reports Mgmt For
3 Consolidated Accounts and Reports Mgmt For
4 Allocation of Profits/Dividends Mgmt For
5 TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For
STATUTORY AUDITORS OF THE COMPANY.
6 Authority to Repurchase Shares Mgmt For
7 TO ELECT DIRECTOR: MARK WOOLVERIDGE Mgmt For
8 TO ELECT DIRECTOR: JAMES B. HURLOCK Mgmt For
9 TO ELECT DIRECTOR: TROND O. WESTLIE Mgmt For
10 TO ELECT DIRECTOR: J. FRITHJOF SKOUVEROE Mgmt For
11 TO ELECT DIRECTOR: GEORGE H. DOREMUS Mgmt For
12 TO ELECT DIRECTOR: TOM EHRET Mgmt For
13 TO ELECT DIRECTOR: SIR PETER MASON Mgmt For
14 Appointment of Auditor Mgmt For
ANADARKO PETROLEUM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APCKP CUSIP9 032511107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Larry Barcus Mgmt For For For
1.2 Elect James Bryan Mgmt For For For
1.3 Elect H. Paulett Eberhart Mgmt For For For
1.4 Elect James Hackett Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT ACCOUNTANTS
APACHE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APA CUSIP9 037411105 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Mgmt For Against Against
2 ELECTION OF DIRECTOR: PATRICIA ALBJERG Mgmt For Against Against
GRAHAM
3 ELECTION OF DIRECTOR: F.H. MERELLI Mgmt For For For
4 ELECTION OF DIRECTOR: RAYMOND PLANK Mgmt For For For
5 APPROVAL OF 2007 OMNIBUS EQUITY Mgmt For For For
COMPENSATION PLAN
6 STOCKHOLDER PROPOSAL CONCERNING Mgmt Against For Against
REIMBURSEMENT OF PROXY EXPENSES
ATWOOD OCEANICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATW CUSIP9 050095108 02/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect George Dotson Mgmt For For For
1.3 Elect John Irwin Mgmt For For For
1.4 Elect Robert Burgess Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
1.7 Elect William Morrissey Mgmt For Withhold Against
2 2007 Long-Term Incentive Plan Mgmt For For For
CAMERON INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP9 13342B105 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Patrick Mgmt For For For
1.2 Elect Bruce Wilkinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CHESAPEAKE ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHK CUSIP9 165167107 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frank Keating Mgmt For Withhold Against
1.2 Elect Merrill Miller, Jr. Mgmt For For For
1.3 Elect Frederick Whittemore Mgmt For For For
2 TO APPROVE AN AMENDMENT TO OUR LONG TERM Mgmt For For For
INCENTIVE PLAN.
3 Amendment to 2003 Stock Award Plan for Mgmt For Against Against
Non-Employee Directors
CHEVRON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP9 166764100 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For For
2 ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For For
3 ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For For
4 ELECTION OF DIRECTOR: R.J. EATON Mgmt For For For
5 ELECTION OF DIRECTOR: S. GINN Mgmt For For For
6 ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For For
7 ELECTION OF DIRECTOR: S. NUNN Mgmt For For For
8 ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For For
9 ELECTION OF DIRECTOR: D.B. RICE Mgmt For For For
10 ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For For
11 ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For For
12 ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For For
13 ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For For
14 ELECTION OF DIRECTOR: C. WARE Mgmt For For For
15 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
16 Amendment to Certificate of Incorporation Mgmt For For For
17 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Human Rights
18 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Greenhouse Gas Emissions
19 Shareholder Proposal Regarding an Animal ShrHoldr Against Against For
Welfare Policy
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Separation of CEO and Chairman Positions
21 AMEND THE BY-LAWS REGARDING THE ShrHoldr Against Against For
STOCKHOLDER RIGHTS PLAN POLICY
22 Shareholder Proposal Regarding Host ShrHoldr Against Against For
Country Environmental Laws
CHINA PETROLEUM & CHEMICAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNP CUSIP9 16941R108 01/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
2 Issuance of Convertible Bonds Outside Mgmt For For For
Mainland China
3 Authority to Deal with Matters in Mgmt For For For
connection with Issuance of Covertible
Bonds
4 Issuance of Corporate Bonds Mgmt For For For
5 Authority to Deal with Matters in Mgmt For For For
connection with Issuance of Corporate
Bonds
CHINA PETROLEUM & CHEMICAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNP CUSIP9 16941R108 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
6 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
CNOOC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEO CUSIP9 126132109 03/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Related Party Transaction Mgmt For For For
CNOOC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEO CUSIP9 126132109 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For For
ENDED 31 DECEMBER 2006.
3 TO RE-ELECT MR. LUO HAN AS NON-EXECUTIVE Mgmt For For For
DIRECTOR.
4 TO RE-ELECT MR. WU GUANGQI AS EXECUTIVE Mgmt For For For
DIRECTOR.
5 TO RE-ELECT MR. CHIU SUNG HONG AS Mgmt For For For
INDEPENDENT NON-EXECUTIVE DIRECTOR.
6 Elect Aloysius TSE Hau Yin Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Stock w/out Mgmt For For For
Preemptive Rights
11 Authority to Issue Repurchased Shares Mgmt For For For
CNOOC LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 126132109 09/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO APPROVE THE REVISED CAPS FOR 2006 AND Mgmt For For For
2007 FOR THE SALES OF PETROLEUM AND
NATURAL GAS PRODUCTS CATEGORY OF
CONTINUING CONNECTED TRANSACTIONS.
COMSTOCK RESOURCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRK CUSIP9 205768203 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cecil Martin, Jr. Mgmt For Withhold Against
1.2 Elect Nancy Underwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CONOCOPHILLIPS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COP CUSIP9 20825C104 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF CLASS II DIRECTOR: JAMES E. Mgmt For For For
COPELAND, JR.
2 ELECTION OF CLASS II DIRECTOR: KENNETH Mgmt For For For
M. DUBERSTEIN
3 ELECTION OF CLASS II DIRECTOR: RUTH R. Mgmt For For For
HARKIN
4 ELECTION OF CLASS II DIRECTOR: WILLIAM Mgmt For For For
R. RHODES
5 ELECTION OF CLASS II DIRECTOR: J. Mgmt For For For
STAPLETON ROY
6 ELECTION OF CLASS II DIRECTOR: WILLIAM Mgmt For For For
E. WADE, JR.
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For
Political Contributions
9 Shareholder Proposals Regarding Global ShrHoldr Against Against For
Warming - Renewables
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Qualifications for Director Nominees
11 Shareholder Proposal Regarding Drilling ShrHoldr Against Against For
in Protected/Sensitive Areas
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Indigenous Rights
13 Shareholder Proposal Regarding Community ShrHoldr Against Against For
Accountability
DIAMOND OFFSHORE DRILLING INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DO CUSIP9 25271C102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Tisch Mgmt For For For
1.2 Elect Lawrence R. Dickerson Mgmt For For For
1.3 Elect Alan Batkin Mgmt For For For
1.4 Elect John Bolton Mgmt For For For
1.5 Elect Charles Fabrikant Mgmt For Withhold Against
1.6 Elect Paul Gaffney, II Mgmt For For For
1.7 Elect Herbert Hofmann Mgmt For For For
1.8 Elect Arthur Rebell Mgmt For For For
1.9 Elect Raymond Troubh Mgmt For For For
2 Amendment to the Incentive Compensation Mgmt For For For
Plan for Executive Officers
3 Ratification of Auditor Mgmt For For For
DRIL-QUIP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRQ CUSIP9 262037104 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alexander Shukis Mgmt For For For
1.2 Elect Gary Stone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
EL PASO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EP CUSIP9 28336L109 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECT DIRECTOR : JUAN CARLOS BRANIFF Mgmt For Against Against
2 ELECT DIRECTOR : JAMES L. DUNLAP Mgmt For For For
3 ELECT DIRECTOR : DOUGLAS L. FOSHEE Mgmt For For For
4 ELECT DIRECTOR : ROBERT W. GOLDMAN Mgmt For Against Against
5 ELECT DIRECTOR : ANTHONY W. HALL, JR. Mgmt For For For
6 ELECT DIRECTOR : THOMAS R. HIX Mgmt For For For
7 ELECT DIRECTOR : WILLIAM H. JOYCE Mgmt For For For
8 ELECT DIRECTOR : RONALD L. KUEHN, JR. Mgmt For For For
9 ELECT DIRECTOR : FERRELL P. MCCLEAN Mgmt For For For
10 ELECT DIRECTOR : STEVEN J. SHAPIRO Mgmt For For For
11 ELECT DIRECTOR : J. MICHAEL TALBERT Mgmt For For For
12 ELECT DIRECTOR : ROBERT F. VAGT Mgmt For For For
13 ELECT DIRECTOR : JOHN L. WHITMIRE Mgmt For Against Against
14 ELECT DIRECTOR : JOE B. WYATT Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding Special ShrHoldr Against For Against
Shareholder Meetings
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Policy-Abandoning Decisions
ENSCO INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESV CUSIP9 26874Q100 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: DAVID M. CARMICHAEL Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS L. KELLY II Mgmt For For For
3 ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
FMC TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FTI CUSIP9 30249U101 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Asbjorn Larsen Mgmt For For For
1.2 Elect Joseph Netherland Mgmt For For For
1.3 Elect James Thompson Mgmt For For For
FRONTLINE LTD. (FORMERLY LONDON & OVERSEAS FREIGHTERS)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRO CINS G3682E127 12/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director John Fredriksen Mgmt For Withhold Against
1.2 Elect Director Tor Olav Troim Mgmt For Withhold Against
1.3 Elect Director Frixos Savvides Mgmt For For For
1.4 Elect Director Kate Blankenship Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For For
COMPANY S BYE-LAW 110 TO CHANGE THE
REQUIREMENT FOR THE FORM OF, AND
SIGNATORIES TO, THE SEAL OF THE COMPANY.
GENERAL MARITIME CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMR CUSIP9 Y2692M103 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Peter Georgiopoulos Mgmt For Withhold Against
1.2 Elect William Crabtree Mgmt For Withhold Against
1.3 Elect Stephen A. Kaplan Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
GLOBALSANTAFE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSF CUSIP9 G3930E101 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Edward R. Muller Mgmt For For For
1.2 Elect John L. Whitmire Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
GRANT PRIDECO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GRP CUSIP9 38821G101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Butters Mgmt For For For
1.2 Elect Eliot Fried Mgmt For Withhold Against
1.3 Elect Dennis Hendrix Mgmt For For For
1.4 Elect Harold Layman Mgmt For Withhold Against
1.5 Elect Michael McShane Mgmt For For For
1.6 Elect Robert Moses, Jr. Mgmt For For For
1.7 Elect Joseph Reid Mgmt For For For
1.8 Elect David Trice Mgmt For Withhold Against
HELMERICH PAYNE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HP CUSIP9 423452101 03/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Hans Helmerich Mgmt For For For
1.2 Elect Randy Foutch Mgmt For For For
1.3 Elect Paula Marshall Mgmt For For For
KCS ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 482434206 07/12/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
LUFKIN INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUFK CUSIP9 549764108 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Lollar Mgmt For Withhold Against
1.2 Elect Bob H. O'Neal Mgmt For For For
1.3 Elect Thomas E. Wiener Mgmt For For For
1.4 Elect Larry Hoes Mgmt For For For
2 Incentive Stock Compensation Plan 2000 Mgmt For For For
MARATHON OIL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRO CUSIP9 565849106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: CHARLES F. BOLDEN, JR.
2 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: CHARLES R. LEE
3 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: DENNIS H. REILLEY
4 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: JOHN W. SNOW
5 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: THOMAS J. USHER
6 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For
LLP AS INDEPENDENT AUDITOR FOR 2007.
7 APPROVAL OF 2007 INCENTIVE COMPENSATION Mgmt For For For
PLAN.
8 Elimination of Supermajority Vote Mgmt For For For
Provision
9 Increase Authorized Shares Mgmt For For For
NABORS INDUSTRIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NBR CUSIP9 G6359F103 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alexander Knaster Mgmt For Withhold Against
1.2 Elect James Payne Mgmt For Withhold Against
1.3 Elect Hans Schmidt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Pay-for-Superior Performance Standard
NATIONAL OILWELL VARCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP9 637071101 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ben Guill Mgmt For For For
1.2 Elect Roger Jarvis Mgmt For For For
1.3 Elect Eric Mattson Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
NEWPARK RESOURCES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NR CUSIP9 651718504 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Anderson Mgmt For For For
1.2 Elect Jerry Box Mgmt For Withhold Against
1.3 Elect G. Stephen Finley Mgmt For For For
1.4 Elect Paul Howes Mgmt For For For
1.5 Elect James McFarland Mgmt For For For
1.6 Elect F. Walker Tucei, Jr. Mgmt For Withhold Against
1.7 Elect Gary Warren Mgmt For For For
2 Amendment to the 2004 Non-Employee Mgmt For For For
Directors' Stock Option Plan
3 Ratification of Auditor Mgmt For For For
NEWPARK RESOURCES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NR CUSIP9 651718504 12/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Anderson Mgmt For For For
1.2 Elect Jerry Box Mgmt For Withhold Against
1.3 Elect Paul Howes Mgmt For For For
1.4 Elect David Hunt Mgmt For Withhold Against
1.5 Elect Alan Kaufman Mgmt For Withhold Against
1.6 Elect James McFarland Mgmt For For For
1.7 Elect Roger Stull Mgmt For Withhold Against
1.8 Elect F. Walker Tucei, Jr. Mgmt For Withhold Against
1.9 Elect Gary Warren Mgmt For For For
2 PROPOSAL TO APPROVE ADOPTION OF THE 2006 Mgmt For For For
EQUITY INCENTIVE PLAN.
3 Amendment to the 1999 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For Against Against
NOBLE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP9 G65422100 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Luke Corbett Mgmt For Withhold Against
1.3 Elect Jack Little Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NORDIC AMERICA TANKER SHIPPING LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAT CUSIP9 G65773106 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Herbjorn Hansson Mgmt For Withhold Against
1.2 Elect Torbjorn Gladso Mgmt For Withhold Against
1.3 Elect David Gibbons Mgmt For Withhold Against
1.4 Elect Andreas Ugland Mgmt For Withhold Against
1.5 Elect Andrew March Mgmt For Withhold Against
1.6 Elect Paul Hopkins Mgmt For Withhold Against
1.7 Elect Richard Vietor Mgmt For For For
2 Ratification of Auditor Mgmt For Abstain NA
OIL STATE INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OIS CUSIP9 678026105 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Martin Lambert Mgmt For Withhold Against
1.2 Elect Mark Papa Mgmt For Withhold Against
1.3 Elect Stephen Wells Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PARKER DRILLING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKDRP CUSIP9 701081101 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert McKee, III Mgmt For For For
1.2 Elect George Donnelly Mgmt For For For
2 Increase Authorized Shares Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
PATTERSON-UTI ENERGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTEN CUSIP9 703481101 07/12/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Mark S. Siegel Mgmt For For For
1.2 Elect Director Cloyce A. Talbott Mgmt For For For
1.3 Elect Director Kenneth N. Berns Mgmt For For For
1.4 Elect Director Robert C. Gist Mgmt For For For
1.5 Elect Director Curtis W. Huff Mgmt For For For
1.6 Elect Director Terry H. Hunt Mgmt For For For
1.7 Elect Director Kenneth R. Peak Mgmt For For For
1.8 Elect Director Nadine C. Smith Mgmt For For For
PETRO-CANADA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCZ CUSIP9 71644E102 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Ronald A. Brenneman Mgmt For For For
1.2 Re-elect Gail Cook-Bennett Mgmt For For For
1.3 Re-elect Richard J. Currie Mgmt For For For
1.4 Re-elect Claude Fontaine Mgmt For For For
1.5 Re-elect Paul Haseldonckx Mgmt For For For
1.6 Re-elect Thomas E. Kierans Mgmt For For For
1.7 Re-elect Brian F. MacNeill Mgmt For For For
1.8 Re-elect Maureen McCaw Mgmt For For For
1.9 Re-elect Paul D. Melnuk Mgmt For For For
1.10 Re-elect Guylaine Saucier Mgmt For For For
1.11 Re-elect James W. Simpson Mgmt For For For
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For For
AUDITORS OF THE COMPANY.
PETROCHINA COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y6883Q104 11/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 THAT THE CONTINUING CONNECTED Mgmt For For For
TRANSACTIONS ARISING AS A RESULT OF THE
ACQUISITION OF A 67% INTEREST IN
PETROKAZAKHSTAN INC. BY PETROCHINA
THROUGH CNPC EXPLORATION AND DEVELOPMENT
COMPANY LIMITED ( ACQUISITION ), AS SET
OUT IN THE CIRCULAR OF PETROCHINA D
2.0 THAT THE PROPOSED REVISION TO THE Mgmt For For For
EXISTING ANNUAL CAPS FOR THE THREE YEARS
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008
OF EACH OF THE CONTINUING CONNECTED
TRANSACTION UNDER THE AMENDED
COMPREHENSIVE AGREEMENT AS A RESULT OF
THE ACQUISITION, AS SET OUT IN THE
3.0 THAT THE PROPOSED REVISION TO THE Mgmt For For For
EXISTING ANNUAL CAPS FOR THE THREE YEARS
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008
OF EACH OF THE CONTINUING CONNECTED
TRANSACTION UNDER THE AMENDED
COMPREHENSIVE AGREEMENT AS A RESULT OF
CHANGES TO PETROCHINA S PRODUCTION
4.0 THAT THE PROPOSED REVISION TO THE Mgmt For For For
EXISTING ANNUAL CAPS FOR THE THREE YEARS
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008
IN RESPECT OF THE PRODUCTS AND SERVICES
TO BE PROVIDED BY PETROCHINA AND ITS
SUBSIDIARIES TO CHINA RAILWAY MATERIALS
AND SUPPLIERS CORPORAT
5.0 THAT THE PROPOSED AMENDMENTS TO THE Mgmt For For For
ARTICLES OF ASSOCIATION OF PETROCHINA
AS SET OUT IN THE CIRCULAR BE AND ARE
HEREBY GENERALLY UNCONDITIONALLY
APPROVED.
PETROCHINA COMPANY LIMITED-ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTR CUSIP9 71646E100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO CONSIDER AND APPROVE THE REPORT OF Mgmt For For For
THE BOARD OF DIRECTORS.
2 TO CONSIDER AND APPROVE THE REPORT OF Mgmt For For For
THE SUPERVISORY COMMITTEE.
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For For
FINANCIAL STATEMENTS.
4 Allocation of Final Dividend Mgmt For For For
5 Authority to Declare Interim Dividends Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Elect JIANG Jiemin as Director Mgmt For For For
8 Elect ZHOU Jiping as Director Mgmt For For For
9 Elect DUAN Wende as Director Mgmt For For For
10 Elect SUN Xianfeng as Supervisor Mgmt For For For
11 Elect ZHANG Jinzhu as Supervisor Mgmt For For For
12 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
13 Approve Equity Interest Transfer Mgmt For For For
Agreement
14 TO CONSIDER AND APPROVE OTHER MATTERS, Mgmt For Against Against
IF ANY.
PETROLEO BRASILEIRO SA - PETROBRAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBRA CUSIP9 71654V408 04/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 CAPITAL EXPENDITURE BUDGET FOR THE Mgmt For For For
FISCAL YEAR 2007
3 DISTRIBUTION OF RESULTS FOR THE FISCAL Mgmt For For For
YEAR 2006
4 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS
5 Election of the Chairman of the Board of Mgmt For For For
Directors
6 ELECTION OF MEMBERS OF THE FISCAL Mgmt For For For
COUNCIL AND THEIR RESPECTIVE SUBSTITUTES
7 Governing Entities' Fees Mgmt For For For
8 Authority to Increase Authorized Capital Mgmt For For For
PRIDE INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDE CUSIP9 74153Q102 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Brown Mgmt For For For
1.2 Elect Kenneth Burke Mgmt For For For
1.3 Elect Archie Dunham Mgmt For For For
1.4 Elect Francis Kalman Mgmt For For For
1.5 Elect Ralph McBride Mgmt For Withhold Against
1.6 Elect Louis Raspino Mgmt For For For
1.7 Elect David Robson Mgmt For Withhold Against
2 APPROVAL OF THE COMPANY S 2007 LONG-TERM Mgmt For For For
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
PRIDE INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDE CUSIP9 74153Q102 08/10/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director David A. B. Brown Mgmt For For For
1.2 Elect Director J.C. Burton Mgmt For For For
1.3 Elect Director Archie W. Dunham Mgmt For For For
1.4 Elect Director Francis S. Kalman Mgmt For For For
1.5 Elect Director Ralph D. McBride Mgmt For Withhold Against
1.6 Elect Director Louis A. Raspino Mgmt For For For
1.7 Elect Director David B. Robson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
RANGE RESOURCES CORP. COMMERCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RRC CUSIP9 75281A109 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Charles Blackburn Mgmt For For For
1.2 Elect Anthony Dub Mgmt For For For
1.3 Elect V. Richard Eales Mgmt For For For
1.4 Elect Allen Finkelson Mgmt For For For
1.5 Elect Jonathan Linker Mgmt For For For
1.6 Elect Kevin McCarthy Mgmt For For For
1.7 Elect John Pinkerton Mgmt For For For
1.8 Elect Jeffrey Ventura Mgmt For For For
2 Amendment to the 2005 Equity-Based Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
ROWAN COMPANIES INCOME
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDC CUSIP9 779382100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Fox, III Mgmt For For For
1.2 Elect Sir Graham Hearne Mgmt For For For
1.3 Elect H. E. Lentz Mgmt For Withhold Against
1.4 Elect P. Dexter Peacock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
ROYAL DUTCH SHELL PLC (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDSB CUSIP9 780259206 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Mgmt For For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For For
3 ELECTION OF RIJKMAN GROENINK AS A Mgmt For For For
DIRECTOR OF THE COMPANY
4 RE-ELECTION OF MALCOLM BRINDED AS A Mgmt For For For
DIRECTOR OF THE COMPANY
5 RE-ELECTION OF LINDA COOK AS A DIRECTOR Mgmt For For For
OF THE COMPANY
6 RE-ELECTION OF MAARTEN VAN DEN BERGH AS Mgmt For For For
A DIRECTOR OF THE COMPANY
7 RE-ELECTION OF NINA HENDERSON AS A Mgmt For For For
DIRECTOR OF THE COMPANY
8 RE-ELECTION OF CHRISTINE MORIN-POSTEL AS Mgmt For Against Against
A DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF AUDITORS Mgmt For Against Against
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
12 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
13 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For For
14 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For For
EXPENDITURE
SCHLUMBERGER LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLB CUSIP9 806857108 04/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Didier Primat Mgmt For For For
1.9 Elect Leo Reif Mgmt For For For
1.10 Elect Tore Sandvold Mgmt For For For
1.11 Elect Nicolas Seydoux Mgmt For For For
1.12 Elect Linda Stuntz Mgmt For For For
1.13 Elect Rana Talwar Mgmt For For For
2 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For For
DIVIDENDS.
3 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
SHIP FINANCE INTERNATIONAL LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFL CINS G81075106 12/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Tor Olav Troim as Director Mgmt For Withhold Against
1.2 Elect Paul Leand Jr. as Director Mgmt For For For
1.3 Elect Kate Blankenship as Director Mgmt For Withhold Against
2.0 Approve Moore Stephens, P.C. as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
3.0 Amend By-Law 104 Mgmt For For For
SUPERIOR ENERGY SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPN CUSIP9 868157108 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Harold Bouillion Mgmt For For For
1.2 Elect Enoch Dawkins Mgmt For Withhold Against
1.3 Elect James Funk Mgmt For For For
1.4 Elect Terence Hall Mgmt For For For
1.5 Elect Ernest Howard, III Mgmt For Withhold Against
1.6 Elect Richard Pattarozzi Mgmt For For For
1.7 Elect Justin Sullivan Mgmt For For For
2 APPROVE THE PROPOSED 2007 EMPLOYEE STOCK Mgmt For For For
PURCHASE PLAN.
3 Ratification of Auditor Mgmt For For For
TIDEWATER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDW CUSIP9 886423102 07/20/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Arthur R. Carlson Mgmt For For For
1.2 Elect Director Jon C. Madonna Mgmt For For For
1.3 Elect Director William C. O'Malley Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors Mgmt For For For
4.0 Approve Omnibus Stock Plan Mgmt For For For
TRANSOCEAN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP9 G90078109 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT L. LONG Mgmt For For For
2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Mgmt For For For
4 ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For For
5 Ratification of Auditor Mgmt For For For
TSAKOS ENERGY NAVIGATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNP CUSIP9 G9108L108 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect D. John Stravropoulos Mgmt For For For
1.2 Elect Peter Nicholson Mgmt For For For
1.3 Elect Aristides Patrinos, Ph.D Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 RATIFICATION OF ERNST & YOUNG, ATHENS AS Mgmt For For For
AUDITORS.
4 AUTHORIZATION OF THE REMUNERATION OF Mgmt For For For
DIRECTORS.
ULTRA PETROLEUM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UPL CUSIP9 903914109 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Watford Mgmt For For For
1.2 Elect William Helton Mgmt For Withhold Against
1.3 Elect Stephen McDaniel Mgmt For For For
1.4 Elect Robert Rigney Mgmt For Withhold Against
1.5 Elect James Roe Mgmt For For For
2 APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For For
3 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Climate Change
UNIT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNT CUSIP9 909218109 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Larry Pinkston Mgmt For For For
1.2 Elect William Morgan Mgmt For For For
1.3 Elect John Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
W & T OFFSHORE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTI CUSIP9 92922P106 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Tracy Krohn Mgmt For For For
1.2 Elect J. F. Freel Mgmt For For For
1.3 Elect Stuart Katz Mgmt For For For
1.4 Elect Robert Israel Mgmt For For For
1.5 Elect Virginia Boulet Mgmt For Withhold Against
1.6 Elect S. James Nelson, Jr. Mgmt For Withhold Against
W-H ENERGY SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WHQ CUSIP9 92925E108 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kenneth White Mgmt For For For
1.2 Elect Robert Whilden, Jr. Mgmt For For For
1.3 Elect James Lightner Mgmt For For For
1.4 Elect Milton Scott Mgmt For Withhold Against
1.5 Elect Christopher Mills Mgmt For Withhold Against
1.6 Elect John Brock Mgmt For For For
WEATHERFORD INTERNATIONAL LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFT CUSIP9 G95089101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION AS DIRECTOR: NICHOLAS F. BRADY Mgmt For For For
2 ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Mgmt For For For
3 ELECTION AS DIRECTOR: DAVID J. BUTTERS Mgmt For For For
4 ELECTION AS DIRECTOR: ROBERT B. MILLARD Mgmt For For For
5 ELECTION AS DIRECTOR: BERNARD J. Mgmt For For For
DUROC-DANNER
6 ELECTION AS DIRECTOR: ROBERT K. MOSES, Mgmt For For For
JR.
7 ELECTION AS DIRECTOR: SHELDON B. LUBAR Mgmt For For For
8 ELECTION AS DIRECTOR: ROBERT A. RAYNE Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
WILLIAMS COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMB CUSIP9 969457100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: KATHLEEN B. COOPER. Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
GRANBERRY.
3 ELECTION OF DIRECTOR: CHARLES M. LILLIS. Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM G. LOWRIE. Mgmt For For For
5 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR 2007.
6 APPROVAL OF THE WILLIAMS COMPANIES, INC. Mgmt For For For
2007 INCENTIVE PLAN.
7 APPROVAL OF THE WILLIAMS COMPANIES, INC. Mgmt For For For
2007 EMPLOYEE STOCK PURCHASE PLAN.
XTO ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XTO CUSIP9 98385X106 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LANE G. COLLINS Mgmt For For For
2 ELECTION OF DIRECTOR: SCOTT G. SHERMAN Mgmt For For For
3 ELECTION OF DIRECTOR: BOB R. SIMPSON Mgmt For For For
4 Ratification of Auditor Mgmt For For For
ITEM 5 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON EQUITY INCOME FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
ABBOTT LABORATORIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABT CUSIP9 002824100 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Roxanne Austin Mgmt For For For
1.2 Elect William Daley Mgmt For For For
1.3 Elect W. James Farrell Mgmt For For For
1.4 Elect H. Laurance Fuller Mgmt For For For
1.5 Elect Richard Gonzalez Mgmt For For For
1.6 Elect David Owen Mgmt For For For
1.7 Elect Boone Powell, Jr. Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For
AUDITORS
3 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Compensation
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Separating the Roles of Chair and CEO
ACUITY BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYI CUSIP9 00508Y102 01/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Vernon J. Nagel Mgmt For For For
1.2 Elect John L. Clendenin Mgmt For For For
1.3 Elect Julia B. North Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AIRCASTLE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYR CUSIP9 G0129K104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ronald Allen Mgmt For For For
1.2 Elect Douglas Hacker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALCAN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AL CUSIP9 013716105 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Roland Berger Mgmt For For For
1.2 Re-elect L. Desautels Mgmt For Withhold Against
1.3 Re-elect Richard Evans Mgmt For For For
1.4 Re-elect L. Yves Fortier Mgmt For Withhold Against
1.5 Elect Jeffrey Garten Mgmt For For For
1.6 Re-elect Jean-Paul Jacamon Mgmt For For For
1.7 Re-elect Yves Mansion Mgmt For For For
1.8 Re-elect Christine Morin-Postel Mgmt For For For
1.9 Elect Heather Munroe-Blum Mgmt For For For
1.10 Re-elect H. Onno Ruding Mgmt For For For
1.11 Re-elect Gerhard Schulmeyer Mgmt For Withhold Against
1.12 Re-elect Paul Tellier Mgmt For For For
1.13 Re-elect Milton Wong Mgmt For For For
2 APPOINTMENT OF AUDITORS: Mgmt For For For
PRICEWATERHOUSECOOPERS LLP
3 AMENDMENTS TO ALCAN EXECUTIVE SHARE Mgmt For For For
OPTION PLAN.
ALLIED IRISH BANKS, P.L.C.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIB CUSIP9 019228402 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 RE-APPOINT THE DIRECTOR: MR. ADRIAN BURKE Mgmt For For For
4 RE-APPOINT THE DIRECTOR: MR. KIERAN Mgmt For For For
CROWLEY
5 RE-APPOINT THE DIRECTOR: MR. COLM DOHERTY Mgmt For For For
6 RE-APPOINT THE DIRECTOR: MR. DONAL FORDE Mgmt For For For
7 RE-APPOINT THE DIRECTOR: MR. DERMOT Mgmt For For For
GLEESON
8 RE-APPOINT THE DIRECTOR: MR. DON GODSON Mgmt For For For
9 RE-APPOINT THE DIRECTOR: MS. ANNE MAHER Mgmt For For For
10 RE-APPOINT THE DIRECTOR: MR. DANIEL O Mgmt For For For
CONNOR
11 RE-APPOINT THE DIRECTOR: MR. JOHN O Mgmt For For For
DONNELL
12 RE-APPOINT THE DIRECTOR: MR. SEAN O Mgmt For For For
DRISCOLL
13 RE-APPOINT THE DIRECTOR: MR. JIM O LEARY Mgmt For For For
14 RE-APPOINT THE DIRECTOR: MR. EUGENE J. Mgmt For For For
SHEEHY
15 RE-APPOINT THE DIRECTOR: MR. BERNARD Mgmt For For For
SOMERS
16 RE-APPOINT THE DIRECTOR: MR. MICHAEL J. Mgmt For For For
SULLIVAN
17 RE-APPOINT THE DIRECTOR: MR. ROBERT G. Mgmt For Against Against
WILMERS
18 RE-APPOINT THE DIRECTOR: MS. JENNIFER Mgmt For For For
WINTER
19 TO AUTHORISE THE DIRECTORS TO DETERMINE Mgmt For For For
THE REMUNERATION OF THE AUDITOR
20 Authority to Repurchase Shares Mgmt For For For
21 TO SET THE PRICE RANGE FOR THE Mgmt For For For
OFF-MARKET RE-ISSUE OF TREASURY SHARES
22 TO RENEW THE DIRECTORS AUTHORITY TO Mgmt For For For
ALLOT SHARES
23 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
24 TO AMEND THE RULES OF THE AIB GROUP Mgmt For For For
PERFORMANCE SHARE PLAN 2005
25 Shareholder Proposal Regarding Removal Mgmt Against Against For
of Auditor
26 Shareholder Proposal Regarding Mgmt Against Against For
Appointment to the Board
ALLSTATE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALL CUSIP9 020002101 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES G. ANDRESS Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For For
4 ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For Against Against
5 ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For For
6 ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For For
7 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For
8 ELECTION OF DIRECTOR: J. CHRISTOPHER Mgmt For For For
REYES
9 ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For Against Against
10 ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For For
12 ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For For
13 ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For For
14 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
15 Elimination of Supermajority Requirements Mgmt For For For
ALTRIA GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP9 02209S103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Elizabeth Bailey Mgmt For For For
1.2 Elect Harold Brown Mgmt For For For
1.3 Elect Mathis Cabiallavetta Mgmt For For For
1.4 Elect Louis Camilleri Mgmt For For For
1.5 Elect J.Dudley Fishburn Mgmt For For For
1.6 Elect Robert Huntley Mgmt For For For
1.7 Elect Thomas Jones Mgmt For For For
1.8 Elect George Munoz Mgmt For For For
1.9 Elect Lucio Noto Mgmt For For For
1.10 Elect John Reed Mgmt For For For
1.11 Elect Stephen Wolf Mgmt For For For
2 RATIFICATION OF THE SELECTION OF Mgmt For For For
INDEPENDENT AUDITORS
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding Informing ShrHoldr Against Against For
Children of Their Rights if Forced to
Incur Secondhand Smoke
5 Shareholder Proposal Regarding Stopping ShrHoldr Against Against For
All Company-Sponsored "Campaigns"
Allegedly Oriented to Prevent Youth From
Smoking
6 Shareholder Proposal Regarding Getting ShrHoldr Against Against For
Out of the Traditional Tobacco Business
by 2010
7 Shareholder Proposal Regarding Adoption ShrHoldr Against Against For
of an Animal Welfare Policy
ALUMINA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AWC CUSIP9 022205108 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ADOPTION OF REMUNERATION REPORT Mgmt For For For
2 TO RE-ELECT MR P A F HAY AS A DIRECTOR Mgmt For For For
3 MODIFICATION TO CONSTITUTION - Mgmt For Against Against
PREFERENCE SHARES
AMERICAN CAPITAL STRATEGIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACAS CUSIP9 024937104 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Baskin Mgmt For For For
1.2 Elect John Koskinen Mgmt For For For
1.3 Elect Alvin Puryear Mgmt For For For
2 APPROVAL OF THE 2007 STOCK OPTION PLAN. Mgmt For For For
3 Amendment to Declassify the Board Mgmt For For For
4 Increase in Authorized Shares Mgmt For Against Against
5 APPROVAL OF THE AMENDMENT TO THE Mgmt For For For
INCENTIVE BONUS PLAN.
6 Ratification of Auditor Mgmt For For For
7 Transaction of Other Business Mgmt For Against Against
AMERICAN ELECTRIC POWER COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEP CUSIP9 025537101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect E. R. Brooks Mgmt For For For
1.2 Elect Donald Carlton Mgmt For For For
1.3 Elect Ralph D. Crosby, Jr. Mgmt For For For
1.4 Elect John DesBarres Mgmt For For For
1.5 Elect Robert Fri Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect William Howell Mgmt For For For
1.8 Elect Lester Hudson, Jr. Mgmt For For For
1.9 Elect Michael Morris Mgmt For For For
1.10 Elect Lionel Nowell, III Mgmt For For For
1.11 Elect Richard Sandor, Ph.D. Mgmt For For For
1.12 Elect Donald Smith Mgmt For For For
1.13 Elect Kathryn Sullivan Mgmt For For For
2 Senior Officer Annual Incentive Mgmt For For For
Compensation Plan
3 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
AMERICAN FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFG CUSIP9 025932104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Carl Lindner Mgmt For Withhold Against
1.2 Elect Carl Lindner, III Mgmt For For For
1.3 Elect S. Craig Lindner Mgmt For For For
1.4 Elect Kenneth Ambrecht Mgmt For For For
1.5 Elect Theodore Emmerich Mgmt For For For
1.6 Elect James Evans Mgmt For For For
1.7 Elect Terry Jacobs Mgmt For For For
1.8 Elect William Martin Mgmt For For For
1.9 Elect William Verity Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2007 Annual Senior Executive Bonus Plan Mgmt For For For
AMERICAN INTERNATIONAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIG CUSIP9 026874107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marshall Cohen Mgmt For For For
1.2 Elect Martin Feldstein Mgmt For For For
1.3 Elect Ellen Futter Mgmt For For For
1.4 Elect Stephen Hammerman Mgmt For For For
1.5 Elect Richard Holbrooke Mgmt For Withhold Against
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect George Miles, Jr. Mgmt For Withhold Against
1.8 Elect Morris Offit Mgmt For For For
1.9 Elect James Orr, III Mgmt For For For
1.10 Elect Virginia Rometty Mgmt For For For
1.11 Elect Martin Sullivan Mgmt For For For
1.12 Elect Michael Sutton Mgmt For For For
1.13 Elect Edmund Tse Mgmt For For For
1.14 Elect Robert Willumstad Mgmt For For For
1.15 Elect Frank Zarb Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 2007 Stock Incentive Plan Mgmt For Against Against
4 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
PERFORMANCE-BASED STOCK OPTIONS.
ANGELICA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGL CUSIP9 034663104 10/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Ronald J. Kruszewski Mgmt For For For
1.2 Elect Director Stephen M. O'Hara Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
AT&T INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 07/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
AT&T INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
2 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
5 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For Against Against
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For For
8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For Against Against
12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
15 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
17 ELECTION OF DIRECTOR: EDWARD E. Mgmt For For For
WHITACRE, JR.
18 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
19 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
21 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
22 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
23 Shareholder Proposal Regarding ShrHoldr Against For Against
"Say-on-Pay" Advisory Vote
24 Shareholder Proposal Regarding Executive ShrHoldr Against Against For
Retirement Benefits
BANK OF AMERICA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BACRP CUSIP9 060505104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For
SR.
3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
7 ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
14 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For
JR.
15 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For
SPANGLER
16 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
17 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
18 RATIFICATION OF THE INDEPENDENT Mgmt For Against Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Options
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Number of Directors
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
BANK OF NEW YORK COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BK CUSIP9 064057102 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frank Biondi, Jr. Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Richard Kogan Mgmt For Withhold Against
1.5 Elect Michael Kowalski Mgmt For For For
1.6 Elect John Luke, Jr. Mgmt For Withhold Against
1.7 Elect Catherine Rein Mgmt For For For
1.8 Elect Thomas Renyi Mgmt For For For
1.9 Elect William Richardson Mgmt For Withhold Against
1.10 Elect Samuel Scott III Mgmt For For For
1.11 Elect Richard Vaughan Mgmt For For For
2 A VOTE FOR RATIFICATION OF AUDITORS Mgmt For For For
3 SHAREHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against
SIMPLE MAJORITY VOTING
4 SHAREHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against
CUMULATIVE VOTING.
5 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Compensation Advisory Vote
BANK OF NEW YORK COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BK CUSIP9 064057102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Approval of Affirmative Vote Provision Mgmt For For For
to Amend Bylaws
3 Increase Authorized Shares Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
BAXTER INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAX CUSIP9 071813109 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: BLAKE E. DEVITT Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For For
3 ELECTION OF DIRECTOR: GAIL D. FOSLER Mgmt For For For
4 ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For For
5 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
6 APPROVAL OF 2007 INCENTIVE PLAN Mgmt For For For
BEAR STEARNS COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BSC CUSIP9 073902108 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Cayne Mgmt For For For
1.2 Elect Henry Bienen Mgmt For For For
1.3 Elect Carl Glickman Mgmt For Withhold Against
1.4 Elect Michael Goldstein Mgmt For Withhold Against
1.5 Elect Alan Greenberg Mgmt For For For
1.6 Elect Donald Harrington Mgmt For For For
1.7 Elect Frank Nickell Mgmt For For For
1.8 Elect Paul Novelly Mgmt For For For
1.9 Elect Frederic Salerno Mgmt For Withhold Against
1.10 Elect Alan Schwartz Mgmt For For For
1.11 Elect Warren Spector Mgmt For For For
1.12 Elect Vincent Tese Mgmt For For For
1.13 Elect Wesley Williams, Jr. Mgmt For For For
2 APPROVAL OF AN AMENDMENT TO THE STOCK Mgmt For Against Against
AWARD PLAN.
3 APPROVAL OF AMENDMENTS TO THE RESTRICTED Mgmt For Against Against
STOCK UNIT PLAN.
4 Amendment to the Capital Accumulation Mgmt For For For
Plan for Senior Managing Directors
5 APPROVAL OF THE 2007 PERFORMANCE Mgmt For For For
COMPENSATION PLAN.
6 Ratification of Auditor Mgmt For For For
7 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
PAY-FOR-SUPERIOR-PERFORMANCE STANDARD.
BELLSOUTH CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 079860102 07/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
BIOVAIL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BVF CUSIP9 09067J109 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Eugene Melnyk Mgmt For For For
1.2 Re-elect Wilfred Bristow Mgmt For Withhold Against
1.3 Re-elect Laurence Paul Mgmt For Withhold Against
1.4 Re-elect Sheldon Plener Mgmt For Withhold Against
1.5 Re-elect Jamie Sokalsky Mgmt For For For
1.6 Re-elect Douglas Squires Mgmt For For For
1.7 Re-elect Michael Van Every Mgmt For For For
1.8 Re-elect William Wells Mgmt For For For
2 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
3 Amendments to the 2006, 2004, and 1993 Mgmt For For For
Stock Option Plans
4 Amendment to the 2006 Stock Option Plan Mgmt For For For
BRISTOL MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP9 110122108 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For Against Against
2 ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For For
3 ELECTION OF DIRECTOR: L.J. FREEH Mgmt For Against Against
4 ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For Against Against
5 ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For For
6 ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For For
7 ELECTION OF DIRECTOR: J.D. ROBINSON III Mgmt For For For
8 ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For For
9 ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt For For For
10 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
11 2007 STOCK AWARD AND INCENTIVE PLAN Mgmt For For For
12 SENIOR EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For For
PLAN
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Executive Bonuses
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
CANON INC.- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAJ CUSIP9 138006309 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Allocation of Profits/Dividends Mgmt For For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For For
INCORPORATION
3 ELECTION OF TWENTY-SEVEN DIRECTORS Mgmt For For For
4 ELECTION OF ONE CORPORATE AUDITOR Mgmt For For For
5 GRANT OF RETIREMENT ALLOWANCE TO Mgmt For For For
DIRECTORS TO BE RETIRED
6 GRANT OF BONUS TO DIRECTORS Mgmt For For For
CARNIVAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCL CUSIP9 143658300 04/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Micky Arison Mgmt For For For
1.2 Re-elect Richard Capen Jr. Mgmt For For For
1.3 Re-elect Robert Dickinson Mgmt For For For
1.4 Re-elect Arnold Donald Mgmt For For For
1.5 Re-elect Pier Foschi Mgmt For For For
1.6 Re-elect Howard Frank Mgmt For For For
1.7 Re-elect Richard Glasier Mgmt For For For
1.8 Re-elect Baroness Hogg Mgmt For For For
1.9 Re-elect Modesto Maidique Mgmt For For For
1.10 Re-elect John Parker Mgmt For For For
1.11 Re-elect Peter Ratcliffe Mgmt For For For
1.12 Re-elect Stuart Subotnick Mgmt For For For
1.13 Elect Laura Weil Mgmt For For For
1.14 Re-elect Uzi Zucker Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For For
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For For
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF Mgmt For For For
PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
8 Authority to Repurchase of Shares Mgmt For For For
9 TO APPROVE ELECTRONIC COMMUNICATIONS Mgmt For For For
WITH CARNIVAL PLC SHAREHOLDERS.
CHEVRON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP9 166764100 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For For
2 ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For For
3 ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For For
4 ELECTION OF DIRECTOR: R.J. EATON Mgmt For For For
5 ELECTION OF DIRECTOR: S. GINN Mgmt For For For
6 ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For For
7 ELECTION OF DIRECTOR: S. NUNN Mgmt For For For
8 ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For For
9 ELECTION OF DIRECTOR: D.B. RICE Mgmt For For For
10 ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For For
11 ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For For
12 ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For For
13 ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For For
14 ELECTION OF DIRECTOR: C. WARE Mgmt For For For
15 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
16 Amendment to Certificate of Incorporation Mgmt For For For
17 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Human Rights
18 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Greenhouse Gas Emissions
19 Shareholder Proposal Regarding an Animal ShrHoldr Against Against For
Welfare Policy
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Separation of CEO and Chairman Positions
21 AMEND THE BY-LAWS REGARDING THE ShrHoldr Against Against For
STOCKHOLDER RIGHTS PLAN POLICY
22 Shareholder Proposal Regarding Host ShrHoldr Against Against For
Country Environmental Laws
CHRISTOPHER & BANKS CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBK CUSIP9 171046105 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James J. Fuld, Jr. Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP9 17275R102 11/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Carol A. Bartz Mgmt For For For
1.2 Elect Director M. Michele Burns Mgmt For For For
1.3 Elect Director Michael D. Capellas Mgmt For For For
1.4 Elect Director Larry R. Carter Mgmt For For For
1.5 Elect Director John T. Chambers Mgmt For For For
1.6 Elect Director Dr. John L. Hennessy Mgmt For For For
1.7 Elect Director Richard M. Kovacevich Mgmt For For For
1.8 Elect Director Roderick C. McGeary Mgmt For For For
1.9 Elect Director Steven M. West Mgmt For For For
1.10 Elect Director Jerry Yang Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
4.0 Report on Pay Disparity ShrHldr Against Against For
5.0 Report on Internet Fragmentation ShrHldr Against For Against
CITIGROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPRK CUSIP9 172967101 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG.
2 ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For For
3 ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For For
4 ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For For
6 ELECTION OF DIRECTOR: ROBERTO HERNANDEZ Mgmt For For For
RAMIREZ.
7 ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For For
8 ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For For
9 ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For For
10 ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For Against Against
11 ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For For
12 ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For For
13 ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For For
14 ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government Service
17 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON POLITICAL CONTRIBUTIONS.
18 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON CHARITABLE CONTRIBUTIONS.
19 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive Compensation
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
22 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option Policy
23 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
24 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
CLEAR CHANNEL COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCU CUSIP9 184502102 03/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For Against Against
3 Transaction of Other Business Mgmt For Against Against
CLEAR CHANNEL COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCU CUSIP9 184502102 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For Against Against
3 Transaction of Other Business Mgmt For Against Against
CLEAR CHANNEL COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCU CUSIP9 184502102 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ALAN D. FELD Mgmt For Against Against
2 ELECTION OF DIRECTOR: PERRY J. LEWIS Mgmt For For For
3 ELECTION OF DIRECTOR: L. LOWRY MAYS Mgmt For For For
4 ELECTION OF DIRECTOR: MARK P. MAYS Mgmt For For For
5 ELECTION OF DIRECTOR: RANDALL T. MAYS Mgmt For Against Against
6 ELECTION OF DIRECTOR: B.J. MCCOMBS Mgmt For Against Against
7 ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS Mgmt For For For
8 ELECTION OF DIRECTOR: THEODORE H. STRAUSS Mgmt For For For
9 ELECTION OF DIRECTOR: J.C. WATTS Mgmt For Against Against
10 ELECTION OF DIRECTOR: JOHN H. WILLIAMS Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. ZACHRY Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Pay for ShrHoldr Against For Against
Superior Performance
14 Shareholder Proposal Regarding Corporate ShrHoldr Against For Against
Political Contributions
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Committee Independence
16 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
CNOOC LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 126132109 09/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO APPROVE THE REVISED CAPS FOR 2006 AND Mgmt For For For
2007 FOR THE SALES OF PETROLEUM AND
NATURAL GAS PRODUCTS CATEGORY OF
CONTINUING CONNECTED TRANSACTIONS.
COLGATE-PALMOLIVE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CL CUSIP9 194162103 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: J.T. CAHILL Mgmt For For For
2 ELECTION OF DIRECTOR: J.K. CONWAY Mgmt For For For
3 ELECTION OF DIRECTOR: E.M. HANCOCK Mgmt For Against Against
4 ELECTION OF DIRECTOR: D.W. JOHNSON Mgmt For For For
5 ELECTION OF DIRECTOR: R.J. KOGAN Mgmt For For For
6 ELECTION OF DIRECTOR: D.E. LEWIS Mgmt For For For
7 ELECTION OF DIRECTOR: R. MARK Mgmt For For For
8 ELECTION OF DIRECTOR: J.P. REINHARD Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding the Right ShrHoldr Against Against For
to Call a Special Meeting
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-for-Superior-Performance
COMCAST CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP9 20030N101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Brian Roberts Mgmt For For For
1.10 Elect Ralph Roberts Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Preventing the Issuance of New Stock
Options
4 REQUIRE THAT THE CHAIRMAN OF THE BOARD ShrHoldr Against For Against
NOT BE AN EMPLOYEE
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding the ShrHoldr Against For Against
Adoption of a Recapitalization Plan
7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
8 Shareholder Proposal Regarding Report of ShrHoldr Against Against For
Pay Differentials
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
COMPANHIA DE SANEAMENTO BASICO (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBS CUSIP9 20441A102 01/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS.
2 TO ELECT THE MEMBERS OF THE FISCAL Mgmt For For For
COUNCIL, MEMBERS AND ALTERNATES.
3 TO ESTABLISH THE COMPENSATION OF THE Mgmt For For For
MANAGEMENT AND FISCAL COUNCIL MEMBERS.
COMPANHIA DE SANEAMENTO BASICO (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBS CUSIP9 20441A102 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends; Capital Mgmt For For For
Expenditure Budget
3 Election of Directors and Statutory Mgmt For For For
Audit Committee
4 Governing Entities' Fees Mgmt For For For
5 Reverse Stock Split Mgmt For For For
6 Amendments to Articles Mgmt For For For
CONAGRA FOODS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAG CUSIP9 205887102 09/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director David H. Batchelder Mgmt For For For
1.2 Elect Director Steven F. Goldstone Mgmt For For For
1.3 Elect Director Mark H. Rauenhorst Mgmt For For For
1.4 Elect Director Gary M. Rodkin Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
CONSTELLATION ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP9 210371100 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 THE ELECTION OF YVES C. DE BALMANN FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
2 THE ELECTION OF DOUGLAS L. BECKER FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
3 THE ELECTION OF JAMES T. BRADY FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
4 THE ELECTION OF EDWARD A. CROOKE FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
5 THE ELECTION OF JAMES R. CURTISS FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
6 THE ELECTION OF FREEMAN A. HRABOWSKI, Mgmt For Against Against
III FOR A TERM TO EXPIRE IN 2008.
7 THE ELECTION OF NANCY LAMPTON FOR A TERM Mgmt For For For
TO EXPIRE IN 2008.
8 THE ELECTION OF ROBERT J. LAWLESS FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
9 THE ELECTION OF LYNN M. MARTIN FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
10 THE ELECTION OF MAYO A. SHATTUCK III FOR Mgmt For For For
A TERM TO EXPIRE IN 2008.
11 THE ELECTION OF MICHAEL D. SULLIVAN FOR Mgmt For Against Against
A TERM TO EXPIRE IN 2008.
12 Ratification of Auditor Mgmt For For For
13 APPROVAL OF THE 2007 LONG-TERM INCENTIVE Mgmt For For For
PLAN.
14 APPROVAL OF THE EXECUTIVE ANNUAL Mgmt For For For
INCENTIVE PLAN.
COOPER TIRE RUBBER
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTB CUSIP9 216831107 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Roy Armes Mgmt For For For
1.2 Elect Arthur Aronson Mgmt For For For
1.3 Elect Byron Pond Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
DEERE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DE CUSIP9 244199105 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
2 ELECTION OF DIRECTOR: ANTONIO MADERO B. Mgmt For For For
3 ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For For
4 Ratification of Auditor Mgmt For For For
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP9 D18190898 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain NA
3 Ratificiation of Supervisory Board Acts Mgmt For Against Against
4 ELECTION OF THE AUDITOR FOR THE 2007 Mgmt For Against Against
FINANCIAL YEAR, INTERIM ACCOUNT
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
8 Election of Supervisory Board Member Mgmt For For For
9 Ratification of the Co-Option of Board Mgmt For Against Against
Members
10 Supervisory Board Members' Fees Mgmt For For For
11 RESOLUTION ON AN AMENDMENT TO SECTION 3 Mgmt For For For
OF THE ARTICLES OF ASSOCIATION
12 Amend Article 8 Mgmt For For For
13 Approve New "Authorized Capital" Mgmt For For For
DIEBOLD INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DBD CUSIP9 253651103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Louis Bockius, III Mgmt For For For
1.2 Elect Phillip Cox Mgmt For For For
1.3 Elect Richard Crandall Mgmt For For For
1.4 Elect Gale Fitzgerald Mgmt For For For
1.5 Elect Phillip Lassiter Mgmt For For For
1.6 Elect John Lauer Mgmt For For For
1.7 Elect Eric Roorda Mgmt For For For
1.8 Elect Thomas Swidarski Mgmt For For For
1.9 Elect Henry Wallace Mgmt For For For
1.10 Elect Alan Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment Regarding Modernization and Mgmt For For For
Clarification of Existing Code
4 Amendment Regarding a New NYSE Mgmt For For For
Requirement for Uncertificated Shares
5 Amendment Regarding Indemnification of Mgmt For For For
Officers and Directors
6 Amendment Regarding Notice of Mgmt For For For
Shareholder Proposals
7 Amendment Regarding Permitting the Board Mgmt For For For
to Amend the Code to the Extent
Permitted by Law
8 Transaction Other Business Mgmt For Against Against
DONNELLEY RR & SONS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RRD CUSIP9 257867101 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: THOMAS J. QUINLAN Mgmt For For For
III
2 ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For For
3 ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For For
4 RATIFICATION OF THE COMPANY S AUDITORS. Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Elimination of Supermajority Requirement Mgmt For For For
7 Shareholder Proposal Regarding the UN ShrHoldr Against Against For
Global Compact
8 Shareholder Proposal Regarding Annual ShrHoldr Against Against For
Election of Directors
DU PONT EI DE NEMOURS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP9 263534109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Brown Mgmt For For For
1.2 Elect Robert Brown Mgmt For For For
1.3 Elect Bertrand Collomb Mgmt For For For
1.4 Elect Curtis Crawford Mgmt For For For
1.5 Elect John Dillon Mgmt For For For
1.6 Elect Eleuthere Du Pont Mgmt For For For
1.7 Elect Charles Holliday, Jr. Mgmt For For For
1.8 Elect Lois Juliber Mgmt For For For
1.9 Elect Masahisa Naitoh Mgmt For For For
1.10 Elect Sean O'Keefe Mgmt For For For
1.11 Elect William Reilly Mgmt For For For
2 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ON DUPONT EQUITY AND INCENTIVE PLAN Mgmt For For For
4 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Genetically Modified Organisms
5 Shareholder Proposal Regarding Plant ShrHoldr Against Against For
Closings
6 Shareholder Proposal Regarding a ShrHoldr Against Against For
Feasbility Report on PFOA Phase-out
7 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Expenditures Related to Environmental
Issues
8 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Global Warming
9 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Chemical Facility Security
EAGLE MATERIALS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXP CUSIP9 26969P108 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director F. William Barnett Mgmt For For For
1.2 Elect Director O.G. Dagnan Mgmt For Withhold Against
1.3 Elect Director David W. Quinn Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
FAMILY DOLLAR STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDO CUSIP9 307000109 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mark Bernstein Mgmt For Withhold Against
1.2 Elect Sharon Allred Decker Mgmt For Withhold Against
1.3 Elect Edward Dolby Mgmt For For For
1.4 Elect Glenn Eisenberg Mgmt For For For
1.5 Elect Howard Levine Mgmt For For For
1.6 Elect George Mahoney, Jr. Mgmt For For For
1.7 Elect James Martin, Jr. Mgmt For Withhold Against
1.8 Elect Dale Pond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FERRO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FOE CUSIP9 315405100 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Bulkin Mgmt For For For
1.2 Elect Michael Mee Mgmt For For For
1.3 Elect Perry Premdas Mgmt For For For
FIDELITY NATIONAL TITLE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FNF CUSIP9 31620R105 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cary Thompson Mgmt For Withhold Against
1.2 Elect Daniel Lane Mgmt For For For
1.3 Elect General William Lyon Mgmt For For For
1.4 Elect Richard Massey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FORTUNE BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FO CUSIP9 349631101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Anne Tatlock Mgmt For Withhold Against
1.2 Elect Norman Wesley Mgmt For Withhold Against
1.3 Elect Peter Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 RE-APPROVAL OF THE FORTUNE BRANDS, INC. Mgmt For For For
ANNUAL EXECUTIVE INCENTIVE PLAN.
4 APPROVAL OF THE FORTUNE BRANDS, INC. Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN.
5 Shareholder Proposal Regarding Annual ShrHoldr Against For Against
Election of Directors
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-For-Superior Performance
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE 2007 NON-EMPLOYEE Mgmt For For For
DIRECTORS STOCK PLAN.
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 12/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry S. Barrat Mgmt For For For
1.2 Elect Robert M. Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James L. Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Rudy E. Schupp Mgmt For For For
1.8 Elect Michael H. Thaman Mgmt For For For
1.9 Elect Hansel E. Tookes, II Mgmt For For For
1.10 Elect Paul R. Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GENCO SHIPPING & TRADING LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNK CUSIP9 Y2685T107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Nathaniel Kramer Mgmt For Withhold Against
1.2 Elect Mark Polzin Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP9 369604103 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Cash, Jr., Ph.D. Mgmt For Withhold Against
1.2 Elect Sir William Castell Mgmt For For For
1.3 Elect Ann Fudge Mgmt For For For
1.4 Elect Claudio Gonzalez Mgmt For Withhold Against
1.5 Elect Susan Hockfield Mgmt For For For
1.6 Elect Jeffrey Immelt Mgmt For For For
1.7 Elect Andrea Jung Mgmt For For For
1.8 Elect A. Lafley Mgmt For For For
1.9 Elect Robert Lane Mgmt For For For
1.10 Elect Ralph Larsen Mgmt For For For
1.11 Elect Rochelle Lazarus Mgmt For For For
1.12 Elect Sam Nunn Mgmt For For For
1.13 Elect Roger Penske Mgmt For Withhold Against
1.14 Elect Robert Swieringa Mgmt For Withhold Against
1.15 Elect Douglas Warner, III Mgmt For Withhold Against
1.16 Elect Robert Wright Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Majority Voting for the Election of Mgmt For For For
Directors
4 APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For For
5 APPROVAL OF MATERIAL TERMS OF SENIOR Mgmt For For For
OFFICER PERFORMANCE GOALS
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
7 Shareholder Proposal Regarding Curbing ShrHoldr Against For Against
Over-Extended Directors
8 Shareholder Proposal Regarding a Retiree ShrHoldr Against Against For
Director Nominee
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Dividend Equivalents
11 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For
Charitable Contributions
12 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Global Warming Science
13 Shareholder Proposal Regarding Ethical ShrHoldr Against Against For
Criteria for Military Contracts
14 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Pay Differential
GENERAL MARITIME CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMR CUSIP9 Y2692M103 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Peter Georgiopoulos Mgmt For Withhold Against
1.2 Elect William Crabtree Mgmt For Withhold Against
1.3 Elect Stephen A. Kaplan Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
GLOBALSANTAFE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSF CUSIP9 G3930E101 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Edward R. Muller Mgmt For For For
1.2 Elect John L. Whitmire Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
GOLDMAN SACHS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP9 38141G104 03/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For For
2 ELECTION OF DIRECTOR: LORD BROWNE OF Mgmt For For For
MADINGLEY
3 ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For For
4 ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For For
5 ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For For
6 ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For For
8 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For
10 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
11 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For
12 ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For For
13 ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS REPORT
16 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
SUSTAINABILITY REPORT
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS
GOOGLE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP9 38259P508 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 APPROVAL OF GOOGLE S EXECUTIVE BONUS Mgmt For For For
PLAN.
5 Shareholder Proposal Regarding Free ShrHoldr Against Against For
Access to the Internet
GREIF INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GEF CUSIP9 397624107 02/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Increase in Authorized Class A and Class Mgmt For For For
B Common Stock
HARLEY-DAVIDSON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOG CUSIP9 412822108 04/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Barry Allen Mgmt For For For
1.2 Elect Richard Beattie Mgmt For For For
1.3 Elect Judson Green Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
HEALTHCARE SERVICE GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCSG CUSIP9 421906108 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel McCartney Mgmt For For For
1.2 Elect Barton Weisman Mgmt For For For
1.3 Elect Joseph McCartney Mgmt For Withhold Against
1.4 Elect Robert Frome Mgmt For Withhold Against
1.5 Elect Thomas Cook Mgmt For For For
1.6 Elect Robert Moss Mgmt For Withhold Against
1.7 Elect John Briggs Mgmt For For For
1.8 Elect Dino Ottaviano Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP9 428236103 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For Against Against
2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For
4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For Against Against
5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For
7 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For Against Against
8 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Proxy Mgmt Against For Against
Access
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Separating the Roles of Chairman and CEO
12 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
13 Shareholder Proposal Regarding Linking ShrHoldr Against For Against
Pay to Performance
HILLENBRAND INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HB CUSIP9 431573104 02/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ray J. Hillenbrand Mgmt For For For
1.2 Elect Mark D. Ketchum Mgmt For For For
1.3 Elect Peter H. Soderberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HOME DEPOT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP9 437076102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For For
2 ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For For
3 ELECTION OF DIRECTOR: GREGORY D. Mgmt For Against Against
BRENNEMAN
4 ELECTION OF DIRECTOR: JOHN L. CLENDENIN Mgmt For Against Against
5 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against
6 ELECTION OF DIRECTOR: MILLEDGE A. HART, Mgmt For Against Against
III
7 ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For Against Against
8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: HELEN Mgmt For For For
JOHNSON-LEIPOLD
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For Against Against
JOHNSTON
11 ELECTION OF DIRECTOR: KENNETH G. LANGONE Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL REGARDING POISON ShrHoldr Against For Against
PILL IMPLEMENTATION
14 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EMPLOYMENT DIVERSITY REPORT DISCLOSURE
15 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
OFFICER COMPENSATION
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
MANAGEMENT BONUSES
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
RETIREMENT BENEFITS
18 SHAREHOLDER PROPOSAL REGARDING EQUITY ShrHoldr Against Against For
COMPENSATION
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
PAY-FOR-SUPERIOR PERFORMANCE
20 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
NONPARTISANSHIP
21 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN ShrHoldr Against For Against
AND CEO
HONEYWELL INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP9 438516106 04/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: JAMES J. HOWARD Mgmt For For For
8 ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For For
9 ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For For
10 ELECTION OF DIRECTOR: ERIC K. SHINSEKI Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For Against Against
12 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For
13 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
14 2007 HONEYWELL GLOBAL EMPLOYEE STOCK PLAN Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Management Bonuses
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Stock Options
17 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meetings
18 Shareholder Proposal Regarding Six Sigma ShrHoldr Against Against For
HORACE MANN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMN CUSIP9 440327104 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Futrell Mgmt For For For
1.2 Elect Stephen Hasenmiller Mgmt For For For
1.3 Elect Louis Lower II Mgmt For For For
1.4 Elect Joseph Melone Mgmt For For For
1.5 Elect Jeffrey Morby Mgmt For For For
1.6 Elect Charles Parker Mgmt For For For
1.7 Elect Roger Steinbecker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HUNT JB TRANSPORTATION SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JBHT CUSIP9 445658107 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Wayne Garrison Mgmt For For For
1.2 Elect Gary George Mgmt For For For
1.3 Elect Bryan Hunt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
INFOSYS TECHNOLOGIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INFY CUSIP9 456788108 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 TO DECLARE A FINAL DIVIDEND FOR THE Mgmt For For For
FINANCIAL YEAR ENDED MARCH 31, 2007.
3 Elect Deepak Satwalekar Mgmt For For For
4 Elect Marti Subrahmanyam Mgmt For For For
5 Elect S. Gopalakrishnan Mgmt For For For
6 Elect S. Shibulal Mgmt For For For
7 Elect T.V. Mohandas Pai Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Auditor's Fees
9 Elect N. R. Narayana Murthy Mgmt For Against Against
10 Elect Nandan Nilekani Mgmt For For For
11 Elect S. Gopalakrishnan Mgmt For For For
12 Elect K. Dinesh Mgmt For For For
13 Elect S. Shibulal Mgmt For For For
14 Directors' Commission Mgmt For For For
INFOSYS TECHNOLOGIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 456788108 11/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
SPONSOR AN ISSUE OF AMERICAN DEPOSITARY
SHARES AGAINST EXISTING EQUITY SHARES.
2.0 TO AUTHORIZE THE COMPANY TO ISSUE Mgmt For For For
DEPOSITARY RECEIPTS.
3.0 TO AUTHORIZE THE BOARD AND OFFICERS IN Mgmt For For For
CONNECTION WITH THE EARLIER RESOLUTIONS.
4.0 TO AUTHORIZE THE UNDERWRITERS TO Mgmt For For For
DETERMINE THE PRICE OF THE SPONSORED ADS
OFFERING.
5.0 TO AUTHORIZE THE BOARD TO DETERMINE THE Mgmt For For For
TERMS AND CONDITIONS.
6.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
DELEGATE ITS POWERS.
INTEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP9 458140100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For For
2 ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For Against Against
3 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For
4 ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For For
5 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For
6 ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For For
7 ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For For
8 ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For For
9 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For For
11 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
EQUITY INCENTIVE PLAN
14 APPROVAL OF THE 2007 EXECUTIVE OFFICER Mgmt For For For
INCENTIVE PLAN
15 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against Against For
LIMITATION ON EXECUTIVE COMPENSATION
INTERNATIONAL BUSINESS MACHINE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP9 459200101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cathleen Black Mgmt For Withhold Against
1.2 Elect Kenneth Chenault Mgmt For For For
1.3 Elect Jurgen Dormann Mgmt For For For
1.4 Elect Michael Eskew Mgmt For Withhold Against
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect Minoru Makihara Mgmt For For For
1.7 Elect Lucio Noto Mgmt For For For
1.8 Elect James Owens Mgmt For For For
1.9 Elect Samuel Palmisano Mgmt For For For
1.10 Elect Joan Spero Mgmt For For For
1.11 Elect Sidney Taurel Mgmt For For For
1.12 Elect Lorenzo Zambrano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Requirement Mgmt For For For
- Merger or Consolidation
4 Elimination of Supermajority Requirement Mgmt For For For
- Disposition of All or Substantially
All of the Assets of the Corporation
Outside the Ordinary Course of Business
5 Elimination of Supermajority Requirement Mgmt For For For
- Plan for the Exchange of Shares of the
Corporation
6 Elimination of Supermajority Requirement Mgmt For For For
- Authorization of Dissolution of the
Corporation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Pension ShrHoldr Against Against For
and Retirement Medical
9 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Compensation
10 Shareholder Proposal Regarding Offshoring ShrHoldr Against Against For
11 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Directors
ISTAR FINANCIAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFIPRB CUSIP9 45031U101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jay Sugarman Mgmt For For For
1.2 Elect Glenn August Mgmt For For For
1.3 Elect Robert Holman, Jr. Mgmt For For For
1.4 Elect Robin Josephs Mgmt For Withhold Against
1.5 Elect Carter McClelland Mgmt For For For
1.6 Elect John McDonald Mgmt For For For
1.7 Elect George Puskar Mgmt For For For
1.8 Elect Jeffrey Weber Mgmt For For For
2 2007 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
JACKSON HEWITT TAX SERVICE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JTX CUSIP9 468202106 09/20/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Elect Director James C. Spira Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
JP MORGAN CHASE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP9 46625H100 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Crandall Bowles Mgmt For For For
1.2 Elect Stephen Burke Mgmt For For For
1.3 Elect James Crown Mgmt For For For
1.4 Elect James Dimon Mgmt For For For
1.5 Elect Ellen Futter Mgmt For For For
1.6 Elect William Gray, III Mgmt For For For
1.7 Elect Laban Jackson, Jr. Mgmt For Withhold Against
1.8 Elect Robert Lipp Mgmt For For For
1.9 Elect David Novak Mgmt For Withhold Against
1.10 Elect Lee Raymond Mgmt For Withhold Against
1.11 Elect William Weldon Mgmt For For For
2 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option Policy
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Restricted Stock
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Say-on-Pay Advisory Vote
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote in Director Elections
9 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
10 Shareholder Proposal Regarding Slavery ShrHoldr Against Against For
Apology Report
KIMBERLY-CLARK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMB CUSIP9 494368103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For For
2 ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For For
3 ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Eliminate Classified Board Mgmt For For For
6 Shareholder Proposal to Eliminate ShrHoldr Against For Against
Supermajority Provisions
7 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainable Forestry
KROGER COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KR CUSIP9 501044101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Reuben Anderson Mgmt For For For
1.2 Elect John Clendenin Mgmt For For For
1.3 Elect David Dillon Mgmt For For For
1.4 Elect David Lewis Mgmt For For For
1.5 Elect Don McGeorge Mgmt For For For
1.6 Elect W. McMullen Mgmt For For For
1.7 Elect Jorge Montoya Mgmt For For For
1.8 Elect Clyde Moore Mgmt For For For
1.9 Elect Susan Phillips Mgmt For For For
1.10 Elect Steven Rogel Mgmt For For For
1.11 Elect James Runde Mgmt For For For
1.12 Elect Ronald Sargent Mgmt For For For
2 APPROVAL OF KROGER CASH BONUS PLAN. Mgmt For For For
3 Adoption of Rules of Conduct for Mgmt For Against Against
Shareholder Meetings and Meetings
Outside of Cincinnati
4 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For For
AS AUDITORS.
5 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Report
LEHMAN BROTHERS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEH CUSIP9 524908100 04/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN F. AKERS Mgmt For For For
3 ELECTION OF DIRECTOR: ROGER S. BERLIND Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
CRUIKSHANK
5 ELECTION OF DIRECTOR: MARSHA JOHNSON Mgmt For For For
EVANS
6 ELECTION OF DIRECTOR: RICHARD S. FULD, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: SIR CHRISTOPHER Mgmt For For For
GENT
8 ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For For
9 ELECTION OF DIRECTOR: HENRY KAUFMAN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN D. MACOMBER Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Stock Incentive Mgmt For Against Against
Plan
13 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
LIBBEY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LBY CUSIP9 529898108 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Carlos Duno Mgmt For For For
1.2 Elect Peter Howell Mgmt For For For
1.3 Elect Richard Reynolds Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LIFETIME BRANDS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LCUT CUSIP9 53222Q103 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jeffrey Siegel Mgmt For For For
1.2 Elect Ronald Shiftan Mgmt For Withhold Against
1.3 Elect Craig Phillips Mgmt For For For
1.4 Elect Fiona Dias Mgmt For For For
1.5 Elect Michael Jeary Mgmt For Withhold Against
1.6 Elect Sheldon Misher Mgmt For Withhold Against
1.7 Elect Cherrie Nanninga Mgmt For Withhold Against
1.8 Elect William Westerfield Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LINCOLN NATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNC CUSIP9 534187109 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Avery Mgmt For For For
1.2 Elect William Cunningham Mgmt For Withhold Against
1.3 Elect William Payne Mgmt For For For
1.4 Elect Patrick Pittard Mgmt For For For
1.5 Elect Jill Ruckelshaus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Incentive Compensation Plan Mgmt For For For
4 Stock Option Plan For Non-Employee Mgmt For For For
Directors
MANOR CARE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCR CUSIP9 564055101 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MARY TAYLOR BEHRENS Mgmt For For For
2 ELECTION OF DIRECTOR: JOSEPH F. DAMICO Mgmt For Against Against
3 ELECTION OF DIRECTOR: STEPHEN L. GUILLARD Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For Against Against
LONGFIELD
5 ELECTION OF DIRECTOR: PAUL A. ORMOND Mgmt For For For
6 ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For For
7 ELECTION OF DIRECTOR: RICHARD C. TUTTLE Mgmt For For For
8 ELECTION OF DIRECTOR: GAIL R. WILENSKY Mgmt For For For
9 ELECTION OF DIRECTOR: THOMAS L. YOUNG Mgmt For Against Against
MARATHON OIL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRO CUSIP9 565849106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: CHARLES F. BOLDEN, JR.
2 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: CHARLES R. LEE
3 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: DENNIS H. REILLEY
4 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: JOHN W. SNOW
5 ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For For
TERM: THOMAS J. USHER
6 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For
LLP AS INDEPENDENT AUDITOR FOR 2007.
7 APPROVAL OF 2007 INCENTIVE COMPENSATION Mgmt For For For
PLAN.
8 Elimination of Supermajority Vote Mgmt For For For
Provision
9 Increase Authorized Shares Mgmt For For For
MCDONALDS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCWCL CUSIP9 580135101 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: EDWARD A. BRENNAN Mgmt For For For
2 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For For
4 ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For For
5 APPROVAL OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
6 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
LABELING OF GENETICALLY MODIFIED PRODUCTS
7 SHAREHOLDER PROPOSAL RELATING TO LABOR ShrHoldr Against Against For
STANDARDS
MCG CAPITAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCGC CUSIP9 58047P107 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven F. Tunney Mgmt For For For
1.2 Elect Edward S. Civera Mgmt For For For
1.3 Elect Kim D. Kelly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MCKESSON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCK CUSIP9 58155Q103 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Wayne A. Budd Mgmt For For For
1.2 Elect Director Alton F. Irby III Mgmt For For For
1.3 Elect Director David M. Lawrence, M.D. Mgmt For For For
1.4 Elect Director James V. Napier Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr Against For Against
MEDIA GENERAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MEGAB CUSIP9 584404107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Charles Davis Mgmt For Withhold Against
1.2 Elect Rodney Smolla Mgmt For For For
1.3 Elect Walter Williams Mgmt For For For
2 APPROVE AMENDMENTS TO THE 1995 LONG-TERM Mgmt For For For
INCENTIVE PLAN.
MERCK & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP9 589331107 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Clark Mgmt For For For
1.2 Elect Johnnetta Cole, Ph.D. Mgmt For Withhold Against
1.3 Elect William Harrison, Jr. Mgmt For For For
1.4 Elect William Kelley, M.D. Mgmt For For For
1.5 Elect Rochelle Lazarus Mgmt For Withhold Against
1.6 Elect Thomas Shenk, Ph.D. Mgmt For For For
1.7 Elect Anne Tatlock Mgmt For For For
1.8 Elect Samuel Thier, M.D. Mgmt For For For
1.9 Elect Wendell Weeks Mgmt For Withhold Against
1.10 Elect Peter Wendell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements in the Certificate of
Incorporation
4 Elimination of Supermajority Mgmt For For For
Requirements Imposed by New Jersey Law
5 Change in Board Size Mgmt For For For
6 Proposal to Replace Cumulative Voting Mgmt For For For
with Majority Voting
7 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
PUBLICATION OF POLITICAL CONTRIBUTIONS
8 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
MERRILL LYNCH & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP9 590188108 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Finnegan Mgmt For Withhold Against
1.2 Elect Joseph Prueher Mgmt For For For
1.3 Elect Ann Reese Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity Compensation
METLIFE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP9 59156R108 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Burton Dole, Jr. Mgmt For For For
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect James Kilts Mgmt For For For
1.4 Elect Charles Leighton Mgmt For For For
1.5 Elect David Satcher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP9 594918104 11/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Elect Director William H. Gates, III Mgmt For For For
2.0 Elect Director Steven A. Ballmer Mgmt For For For
3.0 Elect Director James I. Cash, Jr., Ph.D. Mgmt For For For
4.0 Elect Director Dina Dublon Mgmt For For For
5.0 Elect Director Raymond V. Gilmartin Mgmt For For For
6.0 Elect Director David F. Marquardt Mgmt For For For
7.0 Elect Director Charles H. Noski Mgmt For For For
8.0 Elect Director Helmut Panke Mgmt For For For
9.0 Elect Director Jon A. Shirley Mgmt For For For
10.0 Ratify Auditors Mgmt For For For
11.0 Cease Product Sales that Can Be Used to ShrHldr Against Against For
Violate Human Rights
12.0 Amend EEO Statement to Not Reference ShrHldr Against Against For
Sexual Orientation
13.0 Establish Shareholder Advisory Committee ShrHldr Against Against For
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP9 617446448 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECT ROY J. BOSTOCK Mgmt For Against Against
2 ELECT ERSKINE B. BOWLES Mgmt For For For
3 ELECT HOWARD J. DAVIES Mgmt For For For
4 ELECT C. ROBERT KIDDER Mgmt For Against Against
5 ELECT JOHN J. MACK Mgmt For For For
6 ELECT DONALD T. NICOLAISEN Mgmt For For For
7 ELECT CHARLES H. NOSKI Mgmt For For For
8 ELECT HUTHAM S. OLAYAN Mgmt For For For
9 ELECT CHARLES E. PHILLIPS, JR. Mgmt For Against Against
10 ELECT O. GRIFFITH SEXTON Mgmt For For For
11 ELECT LAURA D. TYSON Mgmt For Against Against
12 ELECT KLAUS ZUMWINKEL Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For For
TOUCHE LLP AS INDEPENDENT AUDITOR
14 TO APPROVE THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
15 SHAREHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE
16 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
COMPENSATION ADVISORY VOTE
NASH FINCH COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAFC CUSIP9 631158102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alec Covington Mgmt For For For
1.2 Elect Mickey Foret Mgmt For For For
NIKE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKE CUSIP9 654106103 09/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2.0 Report on Charitable Contributions ShrHldr Against Against For
3.0 Ratify Auditors Mgmt For For For
NRG ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NRG CUSIP9 629377508 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Crane Mgmt For For For
1.2 Elect Stephen Cropper Mgmt For For For
1.3 Elect Maureen Miskovic Mgmt For For For
1.4 Elect Thomas Weidemeyer Mgmt For For For
2 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
PETROCHINA COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y6883Q104 11/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 THAT THE CONTINUING CONNECTED Mgmt For For For
TRANSACTIONS ARISING AS A RESULT OF THE
ACQUISITION OF A 67% INTEREST IN
PETROKAZAKHSTAN INC. BY PETROCHINA
THROUGH CNPC EXPLORATION AND DEVELOPMENT
COMPANY LIMITED ( ACQUISITION ), AS SET
OUT IN THE CIRCULAR OF PETROCHINA D
2.0 THAT THE PROPOSED REVISION TO THE Mgmt For For For
EXISTING ANNUAL CAPS FOR THE THREE YEARS
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008
OF EACH OF THE CONTINUING CONNECTED
TRANSACTION UNDER THE AMENDED
COMPREHENSIVE AGREEMENT AS A RESULT OF
THE ACQUISITION, AS SET OUT IN THE
3.0 THAT THE PROPOSED REVISION TO THE Mgmt For For For
EXISTING ANNUAL CAPS FOR THE THREE YEARS
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008
OF EACH OF THE CONTINUING CONNECTED
TRANSACTION UNDER THE AMENDED
COMPREHENSIVE AGREEMENT AS A RESULT OF
CHANGES TO PETROCHINA S PRODUCTION
4.0 THAT THE PROPOSED REVISION TO THE Mgmt For For For
EXISTING ANNUAL CAPS FOR THE THREE YEARS
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008
IN RESPECT OF THE PRODUCTS AND SERVICES
TO BE PROVIDED BY PETROCHINA AND ITS
SUBSIDIARIES TO CHINA RAILWAY MATERIALS
AND SUPPLIERS CORPORAT
5.0 THAT THE PROPOSED AMENDMENTS TO THE Mgmt For For For
ARTICLES OF ASSOCIATION OF PETROCHINA AS
SET OUT IN THE CIRCULAR BE AND ARE
HEREBY GENERALLY UNCONDITIONALLY
APPROVED.
PHILIPPINE LONG DISTANCE TE COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHTCF CUSIP9 718252604 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Opening Mgmt For For For
2.1 Elect Bienvenido F. Nebres Mgmt For For For
2.2 Elect Oscar S. Reyes Mgmt For For For
2.3 Elect Pedro E. Roxas Mgmt For For For
2.4 Elect Alfred Vy Ty Mgmt For For For
2.5 Elect Helen Y. Dee Mgmt For For For
2.6 Elect Ray Espinosa Mgmt For For For
2.7 Elect Tsuyoshi Kawashima Mgmt For For For
2.8 Elect Tatsu Kono Mgmt For For For
2.9 Elect Napoleon L. Nazareno Mgmt For For For
2.10 Elect Manuel V. Pangilinan Mgmt For For For
2.11 Elect Corazon S. de la Paz Mgmt For For For
2.12 Elect Lordes Rausa-Chan Mgmt For For For
2.13 Elect Albert F. del Rosario Mgmt For For For
POSCO - ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKX CUSIP9 693483109 02/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Article 2 Mgmt For For For
3 Amendments to Articles 10, 16 and 17 Mgmt For For For
4 Amendments to Article 28 Mgmt For For For
5 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For
DIRECTOR: JUN, KWANG-WOO
6 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For
DIRECTOR: PARK, WON-SOON
7 Elect Jeffrey D. Jones as Independent Mgmt For For For
Director and Audit Committee Member
8 ELECTION OF EXECUTIVE DIRECTOR: LEE, Mgmt For For For
KU-TAEK
9 ELECTION OF EXECUTIVE DIRECTOR: YOON, Mgmt For For For
SEOK-MAN
10 ELECTION OF EXECUTIVE DIRECTOR: CHUNG, Mgmt For For For
JOON-YANG
11 APPROVAL OF LIMITS OF TOTAL REMUNERATION Mgmt For For For
FOR DIRECTORS
PRUDENTIAL FINANCIAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFA CUSIP9 744320102 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frederic Becker Mgmt For For For
1.2 Elect Gordon Bethune Mgmt For For For
1.3 Elect Gaston Caperton Mgmt For For For
1.4 Elect Gilbert Casellas Mgmt For For For
1.5 Elect James Cullen Mgmt For For For
1.6 Elect William Gray, III Mgmt For For For
1.7 Elect Jon Hanson Mgmt For For For
1.8 Elect Constance Horner Mgmt For For For
1.9 Elect Karl Krapek Mgmt For For For
1.10 Elect Christine Poon Mgmt For For For
1.11 Elect Arthur Ryan Mgmt For For For
1.12 Elect James Unruh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
QUINTANA MARITIME LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QMAR CUSIP9 Y7169G109 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Corbin Robertson, Jr Mgmt For For For
1.2 Elect Stamatis Molaris Mgmt For For For
1.3 Elect Joseph Edwards Mgmt For For For
1.4 Elect Hans Mende Mgmt For Withhold Against
1.5 Elect Corbin Robertson, III Mgmt For For For
1.6 Elect Gurpal Grewal Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For For For
1.8 Elect Peter Costalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RAYTHEON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTN CUSIP9 755111507 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: BARBARA M. BARRETT Mgmt For For For
2 ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
4 ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For For
5 ELECTION OF DIRECTOR: MICHAEL C. Mgmt For For For
RUETTGERS
6 ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For For
8 ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For For
9 ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For For
10 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding Senior ShrHoldr Against Against For
Executive Retirement Benefits
REDWOOD TRUST INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RWT CUSIP9 758075402 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard D. Baum Mgmt For For For
1.2 Elect Mariann Byerwalter Mgmt For For For
1.3 Elect David L. Tyler Mgmt For For For
SAFEWAY INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWY CUSIP9 786514208 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For For
2 ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For For For
3 ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For For For
4 ELECTION OF DIRECTOR: PAUL HAZEN Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT I. Mgmt For For For
MACDONNELL
6 ELECTION OF DIRECTOR: DOUGLAS J. Mgmt For For For
MACKENZIE
7 ELECTION OF DIRECTOR: REBECCA A. STIRN Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Mgmt For For For
9 ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For For
10 APPROVAL OF SAFEWAY INC. 2007 EQUITY AND Mgmt For For For
INCENTIVE AWARD PLAN.
11 Amendment to the Capital Performance Mgmt For For For
Bonus Plan
12 Ratification of Auditor Mgmt For For For
13 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
14 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Chairman
15 Shareholder Proposal Regarding Labeling ShrHoldr Against Against For
Products of Cloning or Genetic
Engineering
16 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Report
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Controlled-Atmosphere Killing
SEAGATE TECHNOLOGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STX CINS G7945J104 10/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 ELECT FRANK J. BIONDI, JR. AS A DIRECTOR. Mgmt For For For
2.0 ELECT WILLIAM W. BRADLEY AS A DIRECTOR. Mgmt For For For
3.0 ELECT MICHAEL R. CANNON AS A DIRECTOR. Mgmt For For For
4.0 ELECT JAMES A. DAVIDSON AS A DIRECTOR. Mgmt For For For
5.0 ELECT DONALD E. KIERNAN AS A DIRECTOR. Mgmt For For For
6.0 ELECT STEPHEN J. LUCZO AS A DIRECTOR. Mgmt For For For
7.0 ELECT DAVID F. MARQUARDT AS A DIRECTOR. Mgmt For For For
8.0 ELECT LYDIA M. MARSHALL AS A DIRECTOR. Mgmt For For For
9.0 ELECT C.S. PARK AS A DIRECTOR. Mgmt For For For
10.0 ELECT GREGORIO REYES AS A DIRECTOR. Mgmt For For For
11.0 ELECT JOHN W. THOMPSON AS A DIRECTOR. Mgmt For For For
12.0 ELECT WILLIAM D. WATKINS AS A DIRECTOR. Mgmt For For For
13.0 APPROVE AN INCREASE IN SHARES ELIGIBLE Mgmt For For For
FOR ISSUANCE UNDER 2004 STOCK
COMPENSATION PLAN IN THE AMOUNT OF 36
MILLION SHARES.
14.0 APPROVE AN INCREASE IN THE ISSUABLE Mgmt For For For
SHARES FOR PURCHASE UNDER EMPLOYEE STOCK
PURCHASE PLAN IN THE AMOUNT OF 10
MILLION SHARES.
15.0 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For For
LLP TO SERVE AS INDEPENDENT REGISTERED
ACCOUNTING FIRM.
SEASPAN CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSW CUSIP9 Y75638109 04/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Gerry Wang Mgmt For For For
1.2 Elect Peter Lorange Mgmt For Withhold Against
1.3 Elect Barry Pearl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SILGAN HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLGN CUSIP9 827048109 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect R. Philip Silver Mgmt For Withhold Against
1.2 Elect William Jennings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SILICONWARE PRECISION INDUSTRIES (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPIWY CUSIP9 827084864 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Capital Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
6 Non-Compete Restrictions for Directors Mgmt For Against Against
SOUTHERN COPPER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCU CUSIP9 84265V105 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against
1.2 Elect Alfredo Perez Mgmt For For For
1.3 Elect Jaime Collazo Gonzalez Mgmt For For For
1.4 Elect Xavier Garcia de Quevedo Topete Mgmt For For For
1.5 Elect Oscar Gonzalez Rocha Mgmt For For For
1.6 Elect J. Eduardo Gonzalez Felix Mgmt For Withhold Against
1.7 Elect Harold Handelsman Mgmt For For For
1.8 Elect German Larrea Mota-Velasco Mgmt For For For
1.9 Elect Genaro Larrea Mota-Velasco Mgmt For For For
1.10 Elect Armando Ortega Gomez Mgmt For For For
1.11 Elect Juan Rebolledo Gout Mgmt For For For
1.12 Elect Luis Miguel Palomino Bonilla Mgmt For For For
1.13 Elect Gilberto Cifuentes Mgmt For For For
1.14 Elect Carlos Ruiz Sacristan Mgmt For For For
2 Amendment to Bylaws Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SPARTECH CORP COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEH CUSIP9 847220209 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect George Abd Mgmt For For For
1.2 Elect Edward Dineen Mgmt For For For
1.3 Elect Pamela Lenehan Mgmt For For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 Shareholder Proposal to Eliminate ShrHoldr Against For Against
Classified Board
STANLEY WORKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP9 854616109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Breen Mgmt For For For
1.2 Elect Virgis Colbert Mgmt For Withhold Against
1.3 Elect John Lundgren Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR 2007.
3 Shareholder Proposal to Declassify the ShrHoldr Against For Against
Board
STEELCASE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLCA CUSIP9 858155203 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Hackett Mgmt For For For
1.2 Elect David Joos Mgmt For For For
1.3 Elect P. Craig Welch, Jr. Mgmt For For For
2 APPROVAL OF THE STEELCASE INC. Mgmt For For For
MANAGEMENT INCENTIVE PLAN
3 APPROVAL OF THE STEELCASE INC. INCENTIVE Mgmt For For For
COMPENSATION PLAN
TAIWAN SEMICONDUCTOR MFG. CO. LTD. (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSM CUSIP9 874039100 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Ratification of Business Results and Mgmt For For For
Financial Statements
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For For
OF 2006 PROFITS.
3 Authority to Increase Paid-in Capital Mgmt For For For
4 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For For
INCORPORATION.
5 Amendments to Procedures for Acquisition Mgmt For For For
or Disposal of Assets
TARGET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP9 87612E106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Anne Mulcahy Mgmt For For For
1.3 Elect Stephen Sanger Mgmt For For For
1.4 Elect Gregg Steinhafel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 COMPANY PROPOSAL TO APPROVE THE OFFICER Mgmt For For For
SHORT-TERM INCENTIVE PLAN.
4 Adoption of Majority Vote for Election Mgmt For For For
of Directors
5 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
THE STRIDE RITE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRR CUSIP9 863314100 04/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mark Cocozza Mgmt For For For
1.2 Elect Christine Cournoyer Mgmt For For For
1.3 Elect James Orr, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TIDEWATER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDW CUSIP9 886423102 07/20/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Arthur R. Carlson Mgmt For For For
1.2 Elect Director Jon C. Madonna Mgmt For For For
1.3 Elect Director William C. O'Malley Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors Mgmt For For For
4.0 Approve Omnibus Stock Plan Mgmt For For For
TSAKOS ENERGY NAVIGATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNP CUSIP9 G9108L108 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect D. John Stravropoulos Mgmt For For For
1.2 Elect Peter Nicholson Mgmt For For For
1.3 Elect Aristides Patrinos, Ph.D Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 RATIFICATION OF ERNST & YOUNG, ATHENS AS Mgmt For For For
AUDITORS.
4 AUTHORIZATION OF THE REMUNERATION OF Mgmt For For For
DIRECTORS.
TUESDAY MORNING CORP COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TUES CUSIP9 899035505 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Benjamin D. Chereskin Mgmt For Withhold Against
1.2 Elect Kathleen Mason Mgmt For For For
1.3 Elect William J. Hunckler, lll Mgmt For For For
1.4 Elect Robin P. Selati Mgmt For Withhold Against
1.5 Elect Henry Frigon Mgmt For Withhold Against
1.6 Elect Bruce Quinnell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBS CUSIP9 H89231338 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 APPROPRIATION OF RETAINED EARNINGS Mgmt For For For
DIVIDEND FOR FINANCIAL YEAR 2006
3 Ratification of Board and Management Acts Mgmt For For For
4 RE-ELECTION OF BOARD MEMBER: STEPHAN Mgmt For For For
HAERINGER
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt For For For
6 RE-ELECTION OF BOARD MEMBER: PETER Mgmt For For For
SPUHLER
7 ELECTION OF NEW BOARD MEMBER: SERGIO Mgmt For For For
MARCHIONNE
8 ELECTION OF THE GROUP AND STATUTORY Mgmt For For For
AUDITORS
9 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
10 CAPITAL REDUCTION: APPROVAL OF A NEW Mgmt For For For
SHARE BUYBACK PROGRAM FOR 2007-2010
11 Authority to Repurchase Shares Mgmt For For For
WACHOVIA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WB CUSIP9 929903102 08/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Issue Shares in Connection with an Mgmt For For For
Acquisition
2.0 Amend Omnibus Stock Plan Mgmt For For For
ITEM 6: PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON EUROPE FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
ABB LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H0010V101 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Presentation of Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For Abstain NA
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Create Authorized Capital Mgmt For For For
8 Elect Roger Agnelli Mgmt For Against Against
9 Elect Louis Hughes Mgmt For For For
10 Elect Hans Marki Mgmt For For For
11 Elect Michel de Rosen Mgmt For For For
12 Elect Michael Treschow Mgmt For For For
13 Elect Bernd Voss Mgmt For Against Against
14 Elect Jacob Wallenberg Mgmt For Against Against
15 Elect Hubertus von Grunberg Mgmt For For For
16 Appointment of Auditor Mgmt For Against Against
17 Non-Voting Meeting Note
ABN AMRO HOLDING N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N0030P459 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Adopt the 2006 financial statements Mgmt For For For
6 Allocation of Profit/Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Acts Mgmt For For For
9 Compensation Policy Mgmt For For For
10 Appoint Mrs. A.M. Llopis Rivas as a new Mgmt For For For
Member of the Supervisory Board
11 Elect D.R. Baron de Rothschild Mgmt For For For
12 Re-appoint Mr. P. Scaroni as a Member of Mgmt For For For
the Supervisory Board
13 Elect Lord Sharman of Redlynch Mgmt For For For
14 Re-appoint Mr. M.V. Pratini De Moraes as Mgmt For For For
a Member of the Supervisory Board
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
17 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
18 Non-Voting Agenda Item
19 Shareholder Proposal Regarding the Sale Mgmt Against For Against
of Assets
20 Shareholder Proposal Regarding Return of ShrHoldr Against Against For
Cash Proceeds
21 Shareholder Proposal Regarding Sale or Mgmt Against For Against
Merger of the Company
22 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
to Shareholders
23 Shareholder Proposal Regarding Major ShrHoldr Against Against For
Business Acquisitions
24 Non-Voting Agenda Item
ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS L00306107 10/19/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Increase the Number of the Members of Mgmt For For For
the Board of Directors From Six to Seven
2.0 Elect Peter Mason as Director Mgmt For For For
ACERGY SA, LUXEMBOURG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS L00306107 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Report of the Auditor Mgmt For For For
4 Report of Statutory Auditor Mgmt For For For
5 Report of the Board Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board and Statutory Mgmt For For For
Auditor Acts
10 Authority to Repurchase Shares Mgmt For For For
11 Elect Mr. Mark Woolveridge as a Director Mgmt For For For
12 Elect Mr. James B. Hurlock as a Director Mgmt For For For
13 Elect Mr. Trond O. Westlie as a Director Mgmt For For For
14 Elect Mr. J. Frithjof Skouveroe as a Mgmt For For For
Director
15 Elect Mr. George H. Doremus as a Director Mgmt For For For
16 Elect Mr. Tom Ehret as a Director Mgmt For For For
17 Elect Mr. Peter Mason as a Director Mgmt For For For
18 Appointment of Auditor Mgmt For For For
ACS ACTIVIDADES CONSTRUCCION Y SERVICIOS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E7813W163 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Approval of the management of the Board Mgmt For Abstain NA
of Directors in 2006.
4 Ratification, dismissal and appointment, Mgmt For For For
if applicable, of Board Members.
5 Modification of Article 4 of the Mgmt For For For
By-laws, regarding the corporate purpose.
6 Authorisation for the derivative Mgmt For For For
acquisition of treasury stock.
7 Appointment of Company and Group Mgmt For For For
Auditors.
8 Delegation of powers for the execution Mgmt For For For
and formalisation of resolutions.
9 Reading and approval, if applicable, of Mgmt For For For
the Minutes of the General Meeting.
10 Non-Voting Meeting Note
ADIDAS SALOMON AGENCY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D0066B102 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Resolution on the appropriation of Mgmt For For For
retained earnings'
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Supervisory Board Members' Fees Mgmt For For For
7 Intra-Company Contract Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Resolution on the approval of the Mgmt For For For
electronic transmission of information
10 Appointment of the Auditor and the Group Mgmt For For For
Auditor for the FY 2006
AHOLD KONINKLIJKE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N0139V100 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Agenda Item
2 Non-Voting Agenda Item
3 Approve to adopt 2006 financial Mgmt For For For
statements
4 Non-Voting Agenda Item
5 Ratification of Management Board Acts Mgmt For For For
6 Grant discharge from liability to the Mgmt For For For
Members of the Supervisory Board
7 Elect A.D. Boer Mgmt For For For
8 Elect T. de Swaan Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Amend the Articles of Association Mgmt For For For
11 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
12 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
13 Authority to Cancel Shares Mgmt For For For
14 Authority to Reduce Share Capital Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
17 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
18 Non-Voting Agenda Item
AHOLD KONINKLIJKE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N0139V100 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Approve Merger/Acquisition Mgmt For For For
4 Authority to Increase Par Value Mgmt For For For
5 Authority to Decrease Par Value Mgmt For For For
6 Share Consolidation Mgmt For For For
7 Non-Voting Agenda Item
ALLIANZ AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D03080112 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Elect Dr. Wulf H. Bernotat, Essen as a Mgmt For Against Against
Member to the Supervisory Board
7 Elect Dr. Gerhard Cromme, Essen as a Mgmt For Against Against
Member of the Supervisory Board
8 Elect Dr. Franz B. Humer, Basel as a Mgmt For For For
Member of the Supervisory Board
9 Elect Renate Kocher Mgmt For For For
10 Elect Mr. Igor Landau, Paris, France as Mgmt For For For
a Member of the Supervisory Board
11 Elect Henning Schulte-Noelle Mgmt For For For
12 Elect Substitute Supervisory Board Mgmt For For For
Members
13 Elect Jean-Jacques Cette Mgmt For For For
14 Elect Claudia Eggert-Lehmann Mgmt For For For
15 Elect Godfrey Robert Hayward Mgmt For For For
16 Elect Mr. Peter Kossubek, Bayerbach as a Mgmt For For For
Member of the Supervisory Board
17 Elect Mr. Jorg Reinbrecht, Berlin as a Mgmt For For For
Member of the Supervisory Board
18 Elect Rolf Zimmerman Mgmt For For For
19 Elect Substitute Supervisory Board Mgmt For For For
Members
20 Elect Substitute Supervisory Board Mgmt For For For
Members
21 Elect Substitute Supervisory Board Mgmt For For For
Members
22 Elect Substitute Supervisory Board Mgmt For For For
Members
23 Elect Substitute Supervisory Board Mgmt For For For
Members
24 Elect Substitute Supervisory Board Mgmt For For For
Members
25 Remuneration of the first Supervisory Mgmt For For For
Board of Allianz SE
26 Amendments to Articles Mgmt For For For
27 Authorization to acquire treasury shares Mgmt For For For
for trading purposes
28 Authorization to acquire and utilize Mgmt For For For
treasury shares for other purposes
ALLIED IRISH BANKS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G02072117 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Receive the report and accounts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Re-appoint Mr. Adrian Burke as a Director Mgmt For For For
5 Re-appoint Mr. Kieran Crowley as a Mgmt For For For
Director
6 Re-appoint Mr. Colm Doherty as a Director Mgmt For For For
7 Re-appoint Mr. Donal Forde as a Director Mgmt For For For
8 Re-appoint Mr. Dermot Gleeson as a Mgmt For For For
Director
9 Re-appoint Mr. Don Godson as a Director Mgmt For For For
10 Re-appoint Ms. Anne Maher as a Director Mgmt For For For
11 Re-appoint Mr. Daniel O Connor as a Mgmt For For For
Director
12 Re-appoint Mr. John O Donnell as a Mgmt For For For
Director
13 Re-appoint Mr. Sean O Driscoll as a Mgmt For For For
Director
14 Re-appoint Mr. Jim O Leary as a Director Mgmt For For For
15 Re-appoint Mr. Eugene J. Sheehy as a Mgmt For For For
Director
16 Re-appoint Mr. Bernard Somers as a Mgmt For For For
Director
17 Re-appoint Mr. Michael J. Sullivan as a Mgmt For For For
Director
18 Re-appoint Mr. Robert G. Wilmers as a Mgmt For Against Against
Director
19 Re-appoint Ms. Jennifer Winter as a Mgmt For For For
Director
20 Authorize the Director to determine the Mgmt For For For
remuneration of the Auditor
21 Authority to Repurchase Shares Mgmt For For For
22 Approve Price of Reissued Treasury Stock Mgmt For For For
23 Approve to renew the Directors Mgmt For For For
authority to allot shares
24 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
25 Amend the rules of the AIB Group Mgmt For For For
Performance Share Plan 2005
26 Shareholder Proposal Regarding Removal ShrHoldr Against Against For
of Auditor
27 Shareholder Proposal Regarding ShrHoldr Against Against For
Appointment to the Board
ALPHA BANK SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X1687N119 04/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Board Acts; Ratification Mgmt For For For
of Auditor's Acts
3 Appointment of Auditor; Authority to Set Mgmt For Abstain NA
Auditor's Fees
4 Election of Directors Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Amendment to Articles to Reflect Capital Mgmt For For For
Increase
7 Amendments to Articles Mgmt For Abstain NA
8 Approve the Board of Director s fees Mgmt For Abstain NA
9 Board Transactions Mgmt For For For
ANGLO IRISH BANK CORP. PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G03815118 02/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Tom Browne Mgmt For For For
4 Re-elect David Drumm Mgmt For For For
5 Re-elect Gary McGann Mgmt For For For
6 Elect Anne Heraty Mgmt For For For
7 Elect Declan Quilligan Mgmt For For For
8 Elect Pat Whelan Mgmt For For For
9 Authorize the Directors to determine the Mgmt For For For
remuneration of the Auditors
10 Increase Authorized Share Capital Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
14 Scrip Dividend Mgmt For For For
ARBONIA FORSTERB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H00624173 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Board of Directors Mgmt For For For
5 Approve the appropriation of the balance Mgmt For For For
sheet profit
6 Approve the creation of authorized Mgmt For For For
capital acapital increasea
7 Elect the Auditors and the Group Auditors Mgmt For For For
8 Non-Voting Agenda Item
ASML HOLDING NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N07059160 03/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Accounts and Reports Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Non-Voting Agenda Item
8 Amend the Articles of Association of the Mgmt For For For
Company as specified
9 Performance Stock Grant - Management Mgmt For For For
Board
10 Performance Stock Option Grant - Mgmt For For For
Management Board
11 Stock Option Grant - Employees Mgmt For For For
12 Elect William T. Siegle Mgmt For For For
13 Non-Voting Agenda Item
14 Supervisory Board Members' Fees Mgmt For For For
15 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
16 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
18 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
19 Authority to Cancel Shares Mgmt For For For
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Cancel Additional Shares Mgmt For For For
22 Authority to Cancel Additional Shares Mgmt For For For
23 Non-Voting Agenda Item
24 Non-Voting Agenda Item
BALOISE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H04530202 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge the Board of Directors Mgmt For For For
and the Management
5 Approve the appropriation of FY balance Mgmt For For For
6 Approve the reduction of share Mgmt For For For
capital/change of Articles of Association
7 Re-elect Dr. Georg F. Krayer as a Board Mgmt For For For
of Director
8 Re-elect Dr. Hansjoerg Frei as a Board Mgmt For For For
of Director
9 Re-elect Prof. Dr. Gertrub Hoehler as a Mgmt For For For
Board of Director
10 Re-elect Mr. Werner Kummer as a Board of Mgmt For For For
Director
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Meeting Note
BANCO COMERCIAL PORTUGUES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X03188137 05/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Election of the General Assembly Mgmt For For For
2 Accounts and Reports Mgmt For Abstain NA
3 Approve the distribution of YE results Mgmt For For For
4 Ratification of Board, Management and Mgmt For Abstain NA
Auditor Acts
5 Executive Board Compensation Policy Mgmt For Abstain NA
6 Approve the remuneration granted to the Mgmt For Abstain NA
Members of the Supervisory Board
7 Ratification of the Co-Option of Senior Mgmt For Abstain NA
Board Member
8 Amend the Articles of the Association Mgmt For Against Against
9 Approve the acquisition and sale of own Mgmt For For For
shares
10 Approve the acquisition and sale of own Mgmt For For For
bonds
11 Non-Voting Meeting Note
BANCO ESPIRITO SANTO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X0346X153 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For Abstain NA
3 Consolidated Accounts and Reports Mgmt For Abstain NA
4 Approve the profit s appropriation Mgmt For For For
5 Approve the appreciation on the Company Mgmt For Abstain NA
s managing and auditing
6 Authority to Trade in Company Stock Mgmt For For For
7 Report of the Remuneration Committee Mgmt For For For
8 Approve the filling of a vacancy in the Mgmt For Abstain NA
Remuneration Committee
9 Ratification of the Co-Option of Board Mgmt For For For
Members
BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS E19790109 10/22/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement with Riyal SL, Mgmt For For For
Lodares Inversiones SL Sociedad
Unipersonal, Somaen Dos SL Sociedad
Unipersonal, Gessinest Consulting SA
Sociedad Unipersonal, and Carvasa
Inversiones SL Sociedad Unipersonal;
Approve Consolidated Tax Regime
2.0 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BANCO SANTANDER CENTRAL HISPANO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Isabel Tocino Biscarolasaga Mgmt For For For
6 To re-elect Assicurazioni Generali S.p.A Mgmt For Against Against
as Director
7 To re-elect Mr. Antonio Basagoiti Mgmt For For For
Garcia-Tunon as Director
8 To re-elect Mr. Antonio Escamez Torres Mgmt For For For
as Director
9 To re-elect Mr. Francisco Luzon Lopez as Mgmt For For For
Director
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amend Article 1 Mgmt For For For
13 Article 28 of the Bylaws is amended to Mgmt For For For
read as specified
14 Amend Article 36 Mgmt For For For
15 Amend Article 37 Mgmt For For For
16 Amend Article 40 Mgmt For For For
17 Amend Preamble Mgmt For For For
18 Amend Article 2 Mgmt For For For
19 Amend Article 21 Mgmt For For For
20 Amend Article 22 Mgmt For For For
21 Authority to Increase Capital Mgmt For For For
22 Authority to Issue Debt Instruments Mgmt For For For
23 Authority to Issue Shares under "150th Mgmt For For For
Year Anniversary Plan"
24 Amend Management Incentive Plan Mgmt For For For
25 Management Incentive Plan Mgmt For For For
26 Authority to Carry Out Formalities Mgmt For For For
27 Non-Voting Meeting Note
BANK OF PIRAEUS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X06397107 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Authorize Increase in Share Capital Mgmt For Abstain NA
3 Amendment of the Articles Of Association Mgmt For Abstain NA
4 Authorize The Banks Board Of Directors Mgmt For Abstain NA
5 Non-Voting Meeting Note
BANK OF PIRAEUS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X06397107 04/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board and Auditor's Acts Mgmt For For For
4 Directors' Fees Mgmt For Abstain NA
5 Elect the Certified Auditors, regular Mgmt For For For
and substitute, for the FY 2007
6 Election of Directors Mgmt For For For
7 Approve to preapprove the fees to the Mgmt For Abstain NA
Members of the Board of Director
8 Authority to Repurchase Shares Mgmt For For For
9 Board Transactions Mgmt For For For
10 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
11 Non-Voting Agenda Item
BANK OF PIRAEUS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X06397107 04/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
BANK OF PIRAEUS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X06397107 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
BARCLAYS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G08036124 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Approve the Directors remuneration Mgmt For For For
report for the YE 31 DEC 2006
3 Re-elect Mr. Marcus Agius as a Director Mgmt For For For
of the Company
4 Re-elect Mr. Frederik Seegers as a Mgmt For For For
Director of the Company
5 Re-elect Mr. Christopher Lucas as a Mgmt For For For
Director of the Company
6 Re-elect Mr. Stephen Russell as a Mgmt For For For
Director of the Company
7 Re-elect Mr. Richard Leigh Clifford as a Mgmt For For For
Director of the Company
8 Re-elect Sir Andhrew Likierman as a Mgmt For For For
Director of the Company
9 Re-elect Mr. John Varley as a Director Mgmt For For For
of the Company
10 Re-elect Sir Nigel Rudd as a Director of Mgmt For Against Against
the Company
11 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For For
the Auditors of the Company
12 Authorize the Directors to set the Mgmt For For For
remuneration of the Auditors
13 Authorize Barclays Bank PLC to make EU Mgmt For For For
political donations
14 Approve to renew the authority given to Mgmt For For For
the Directors to allot securities
15 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
16 Approve to renew the Company s authority Mgmt For For For
to purchase its own shares
17 Adopt the new Articles of Association of Mgmt For For For
the Company
BARRATT DEVELOPMENTS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G08288105 03/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Acquisition Mgmt For For For
BAYER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D07112119 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of the acts of the Board of Mgmt For For For
Managing Directors
4 Ratification of the acts of the Mgmt For For For
Supervisory Board
5 Elect Dr. Paul Achleitner to the Mgmt For Against Against
Supervisory Board
6 Elect Dr. Clemens Boersig, Frankfurt Mgmt For For For
a.M.to the Supervisory Board
7 Elect Prof. Dr.-Ing. e.h. Hans-Olaf Mgmt For Against Against
Henkel, Berlin to the Supervisory Board
8 Elect Dr. rer. pol. Klaus Kleinfeld, Mgmt For Against Against
Muenchen to the Supervisory Board
9 Elect Dr. rer. nat Helmut Panke, Mgmt For For For
Muenchen to the Supervisory Board
10 Elect Dr. rer. pol. Manfred Schneider, Mgmt For Against Against
Leverkusen to the Supervisory Board
11 Elect Dr.-Ing. Ekkehard D. Schulz, Mgmt For Against Against
Duesseldorf to the Supervisory Board
12 Elect Dr. Klaus Sturany, Dortmund to the Mgmt For For For
Supervisory Board
13 Elect Dr.-Ing. e.h. Juergen Weber to the Mgmt For For For
Supervisory Board
14 Elect Ernst-Ludwig Winnacker Mgmt For For For
15 Approve "Authorized Capital II" Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Intra-Company Contract Mgmt For For For
18 Appointment of Auditors for the 2007 FY: Mgmt For For For
PricewaterhouseCoopers AG, Essen
BBV ARGENTARIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E11805103 03/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
2 Approve to nominate Mr. Rafael Bermejo Mgmt For For For
Blanco to the Board of Directors
3 Ratify Mr. Richard C. Breeden as the Mgmt For For For
Board Member
4 Ratify Mr. Ramon Bustamante Yde La Mora Mgmt For For For
as the Board Member
5 Ratify Mr. Jose Antonio Fernandez Rivero Mgmt For For For
as the Board Member
6 Ratify Mr. Ignacio Ferrero Jordi as the Mgmt For For For
Board Member
7 Ratify Mr. Roman Knorr Borras as the Mgmt For For For
Board Member
8 Ratify Mr. Enrique Medina Fernandez as Mgmt For For For
the Board Member
9 Authority to Issue Debt Instruments Mgmt For For For
10 Authority to Repurchase and Cancel Shares Mgmt For For For
11 Approve to review the 2007 financial Mgmt For For For
budget
12 Amendments to Articles Mgmt For For For
13 Charitable Donations Mgmt For For For
14 Authorize the Board to ratify and to Mgmt For For For
execute approved resolutions
15 Non-Voting Meeting Note
16 Non-Voting Meeting Note
BBV ARGENTARIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E11805103 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Approve the Issuance of Common Stock Mgmt For For For
4 Authorization of Legal Formalities Mgmt For For For
BCO POPULAR ESP (POST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19550206 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
3 Amend Article 14 Mgmt For For For
4 Amend Article 16 Mgmt For For For
5 Amend Article 18 Mgmt For For For
6 Amend Article 21 Mgmt For For For
7 Amend Articles 22 and 23 Mgmt For For For
8 Elimination of Article 25 relative to Mgmt For For For
the General Secretary.
9 Amend Article 8 Mgmt For For For
10 Amendment of Article 9 to include new Mgmt For For For
powers of the General Meeting.
11 Amend Article 12 Mgmt For For For
12 Amend Article 28 Mgmt For For For
13 Appointment of Mr. Nicolas Osuna Garcia Mgmt For For For
as an Independent Director.
14 Appointment of Ms. Helena Revoredo Mgmt For For For
Delveccio as an Independent Director.
15 Elect Luis Herrando Prat de la Riba Mgmt For For For
16 Re-election of Mr. Francisco Aparicio Mgmt For For For
Valls as the Chief Executive Officer.
17 Re-election of the Sindicatura de Mgmt For For For
Accionistas de BPE as a nominee Director.
18 Appointment of Auditor Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Debt Instruments Mgmt For For For
21 Directors' Compensation Report Mgmt For For For
22 Information Concerning Board Regulations Mgmt For For For
23 Adopt Consolidated Tax Regime Mgmt For For For
24 Authority to Carry Out Formalities Mgmt For For For
25 Non-Voting Meeting Note
BEAZLEY PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G0936J100 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Receive and adopt the Directors Mgmt For For For
remuneration report
2 Receive and adopt the financial Mgmt For For For
statements and statutory reports
3 Declare a final dividend of 3.2p per Mgmt For For For
ordinary share
4 Re-elect Mr. W. Marty Becker as a Mgmt For For For
Director
5 Re-elect Mr. Dan L. Jones as a Director Mgmt For For For
6 Re-elect Mr. A. Gordon K. Hamilton as a Mgmt For For For
Director
7 Re-elect Mr. Clive A. Washbourn as a Mgmt For Against Against
Director
8 Re-elect Mr. D. Andrew Horton as a Mgmt For For For
Director
9 Re-elect Mr. Jonathan G. Gray as a Mgmt For For For
Director
10 Re-elect Mr. Johnny G. Rowell as a Mgmt For For For
Director
11 Re-elect Mr. Andy D. Pomfret as a Mgmt For For For
Director
12 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
13 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
14 Approve Beazley Group Plc Section 423 Mgmt For For For
Plan
15 Amend Beazley Group Plc Long Term Mgmt For For For
Incentive Plan
16 Authority to Issue Share w/o Preemptive Mgmt For For For
Rights
17 Grant authority for market purchases of Mgmt For For For
up to 36,000,000 ordinary shares
18 Amendments to Articles Regarding Mgmt For For For
Electronic Communication
BELLWAY PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G09744155 01/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
JUL 2006
3 Re-elect Mr. J.K. Watson as a Director Mgmt For For For
of the Company
4 Re-elect Mr. L.P. Finn as a Director of Mgmt For For For
the Company
5 Re-elect Mr. P.M. Johnson as a Director Mgmt For For For
of the Company
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Directors' Remuneration Report Mgmt For For For
9 Bellway plc (2007) Employee Share Option Mgmt For For For
Scheme
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
BETER BED HOLDING NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N1319A163 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Receive and adopt the 2006 financial Mgmt For For For
statements
7 Non-Voting Agenda Item
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Management Board Mgmt For For For
10 Ratification of Supervisory Board Mgmt For For For
11 Approve the Corporate Governance Mgmt For For For
12 Approve the remuneration policy Mgmt For For For
13 Amendment to Articles Regarding Mgmt For For For
Electronic Means of Communication
14 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Election of Supervisory Board Members Mgmt For For For
17 Re-appoint Ernst & Young as an External Mgmt For For For
Auditor
18 Non-Voting Agenda Item
19 Non-Voting Agenda Item
20 Non-Voting Agenda Item
BIESSE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T2060S100 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Appointment of Auditor and Auditor's Fees Mgmt For For For
4 Accounts and Reports Mgmt For Abstain NA
5 Approve to pay dividend on ordinary Mgmt For For For
shares
6 Amendments to Articles Mgmt For For For
7 Non-Voting Meeting Note
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F1058Q238 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Consolidated Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Authority to Trade in Company Stock Mgmt For For For
8 Ratification of the Co-Option of Suzanne Mgmt For For For
Berger Keniston
9 Elect Louis Schweitzer Mgmt For For For
10 Authority to Carry Out Formalities Mgmt For For For
(Routine Items)
11 Modification of Previous Resolution Mgmt For For For
Regarding Stock Options
12 Modification of Previous Resolution Mgmt For For For
Regarding Employee Savings Plan
13 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
14 Merger by Absorption Mgmt For For For
15 Merger by Absorption Mgmt For For For
16 Merger by Absorption Mgmt For For For
17 Merger by Absorption Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Authority to Carry Out Formalities Mgmt For For For
BREMBO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T2204N108 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Accounts and Reports Mgmt For For For
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Appointment of Auditor and Auditor's Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Authority to Carry Out Legal Formalities Mgmt For For For
10 Non-Voting Meeting Note
BUZZI UNICEM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T2320M109 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Trade in Company Stock Mgmt For For For
5 Approve to fix the Directors fees Mgmt For For For
6 Appointment of Auditor and Auditor's Fees Mgmt For For For
7 Amend the Articles Number 3, 7, 12 of Mgmt For For For
the meeting regulations
8 Amendments to Meeting Regulations Mgmt For For For
9 Non-Voting Meeting Note
CELESIO AG, STUTTGART
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D1497R112 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Approve allocation of income and Mgmt For For For
dividends of EUR 0.75 per share
4 Approve discharge of the Management Mgmt For For For
Board for fiscal 2006
5 Approve discharge of Supervisory Board Mgmt For For For
for fiscal 2006
6 Ratify PricewaterhouseCoopers AG as the Mgmt For For For
Auditors for fiscal 2007
7 Authority to Repurchase Shares Mgmt For For For
8 Approve creation of 43.5 million pool of Mgmt For For For
capital with preemptive rights
9 Amendments to Articles Mgmt For For For
CENTROTEC AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D1498E102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Allocation of Profits Mgmt For For For
4 Ratification of the Acts of the Board of Mgmt For For For
Managing Directors
5 Ratification of the Acts of the Mgmt For For For
Supervisory Board
6 Appointment of Auditor Mgmt For For For
7 Authority to Increase Share Capital; Mgmt For For For
Bonus Share Issuance
8 Authority to Repurchase Shares Mgmt For For For
9 Renew "Authorized Capital" Mgmt For For For
10 Amendments to Articles Mgmt For For For
CORPORACION MAPFRE SA, MAJADAHONDA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E3449V125 03/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For Abstain NA
3 Approve the distribution of a dividend Mgmt For For For
4 Approve the management of the Board of Mgmt For For For
Directors
5 Appoint the Directors Mgmt For Against Against
6 Re-appoint the Auditors of the Company Mgmt For For For
7 Authority to Carry Out Formalities Mgmt For For For
8 Approve the minutes of the proceedings, Mgmt For For For
or appoint the comptrollers thereto
CORPORACION MAPFRE SA, MAJADAHONDA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E3449V125 12/29/2006 Take No Action
MEETING TYPE COUNTRY OF TRADE
Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note TNA
2 Change in Company Name Mgmt For TNA NA
3 Approval of Share Issuance without Mgmt For TNA NA
Preemptive Rights
4 Amendments to Articles Mgmt For TNA NA
5 Approve the resignation and appointment Mgmt For TNA NA
of the Directors
6 Authority to Carry out Legal Formalities Mgmt For TNA NA
7 Minutes Mgmt For TNA NA
CREDIT SUISSE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H3698D419 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Ratification of Board and Management Acts Mgmt For For For
5 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Reduce Share Capital and Mgmt For For For
Par Value of Stock
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Increase Share Capital Mgmt For For For
10 Amendment to Agenda Items Threshold Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Elect Noreen Doyle Mgmt For For For
13 Elect Aziz Syriani Mgmt For For For
14 Elect David Syz Mgmt For For For
15 Elect Peter Weibel Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Elect BDO Visura, Zurich, as the Special Mgmt For For For
Auditors for a term of 1 year
18 Non-Voting Meeting Note
DELHAIZE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B33432129 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Agenda Item
6 Amend the Article 9A, First Alinea of Mgmt For For For
the Articles of Association
7 Amend the Article 10, 4th Alinea of the Mgmt For For For
Articles of Association
8 Amend the Article 12 of the Articles of Mgmt For For For
Association
9 Amend the Article 32 of the Articles of Mgmt For For For
Association
10 Amendments to Articles Mgmt For For For
11 Approve to coordinate the By-Laws and Mgmt For For For
powers
DELHAIZE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B33432129 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Grant discharge to the Directors for Mgmt For For For
their mandate for the FY 2006
8 Grant discharge to the Auditors for Mgmt For For For
their mandate of the FY 2006
9 Elect Count Goblet d'Aviella Mgmt For For For
10 Elect Robert Murray Mgmt For For For
11 Elect Williams Roper Mgmt For For For
12 Independence of Count Goblet d'Aviella Mgmt For For For
13 Independence of Robert Murray Mgmt For For For
14 Independence of Williams Roper Mgmt For For For
15 Amend 2002 Stock Option Plan Mgmt For For For
16 2007 Stock Option Plan Mgmt For Abstain NA
17 Change of Control Provision (Stock Mgmt For Against Against
Option Plan)
18 Change of Control Provision (Bond Mgmt For For For
Agreements)
19 Non-Voting Agenda Item
20 Authority to Increase Share Capital Mgmt For For For
21 Report of the Stautory Auditor Mgmt Abstain Abstain For
22 Amend Article 12 Mgmt For For For
23 Amend Article 32 Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Authority to Carry Out Formalities Mgmt For For For
26 Non-Voting Meeting Note
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D18190898 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the acts of the Board of Mgmt For Abstain NA
Managing Directors for the 2006 FY
5 Ratificiation of Supervisory Board Acts Mgmt For Against Against
6 Appointment of the Auditors for the 2007 Mgmt For Against Against
FY: KPMG, Frankfurt
7 Authority to Trade in Company Stock Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
10 Election of Supervisory Board Member Mgmt For For For
11 Ratification of the Co-Option of Board Mgmt For Against Against
Members
12 Supervisory Board Members' Fees Mgmt For For For
13 Amend Article 3 Mgmt For For For
14 Amend Article 8 Mgmt For For For
15 Approve New "Authorized Capital" Mgmt For For For
16 Non-Voting Meeting Note
17 Non-Voting Meeting Note
DEUTSCHE POST AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D19225107 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the acts of the Board of Mgmt For For For
Managing Director s
5 Ratification of the acts of the Mgmt For For For
Supervisory Board
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Debt Instruments and Mgmt For For For
Increase Conditional Capital
9 Elect Ingrid Matthaeus-Maier to the Mgmt For For For
Supervisory Board
10 Non-Voting Meeting Note
DEXIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B3357R218 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Approve the financial statements for Mgmt For For For
2006 FY
5 Allocation of Profits/Dividends Mgmt For For For
6 Grant full discharge to the Directors Mgmt For For For
7 Grant full discharge to the Auditors Mgmt For For For
8 Elect Guy Burton Mgmt For For For
9 Elect Augustin de Romanet de Beaune Mgmt For For For
10 Appoint Mr. Jacques Guerber as a Mgmt For For For
Director for a term of 4 years
11 Elect Mr. Anne-Marie Idrac as an Mgmt For For For
Independent Director
12 Elect Mr. Gilles Benoist as an Mgmt For Against Against
Independent Director
13 Elect Mr. Denis Kessler as an Mgmt For For For
Independent Director
14 Elect Mr. Andre Levy-Lang as an Mgmt For For For
Independent Director
15 Elect Mr. Gaston Schwertzer as an Mgmt For For For
Independent Director
16 Elect Sir Brian Unwin as an Independent Mgmt For For For
Director
17 Elect Mr. Fab Io Innocenzi as an Mgmt For For For
Independent Director
18 Authority to Issue Shares to American Mgmt For For For
Employees
19 Authority to Trade in Company Stock Mgmt For For For
20 Authority to Repurchase Shares as a Mgmt For Against Against
Takeover Defense
21 Authority to Increase Capital as a Mgmt For Against Against
Takeover Defense
22 Amend the Article 4 of the Company s Mgmt For For For
Articles of Association
23 Amend Article 11(1) Mgmt For For For
24 Amend Article 11(2) Mgmt For For For
25 Amend Article 12 Mgmt For For For
26 Authority to Carry Out Formalities Mgmt For For For
ELECTROLUX AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W24713120 04/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Elect Mr. Michael Treschow as the Mgmt For For For
Chairman of the general meeting
5 Approve the voting list Mgmt For For For
6 Approve the agenda Mgmt For For For
7 Elect 2 minute-checkers Mgmt For For For
8 Approve to determine whether the meeting Mgmt For For For
has been properly convened
9 Presentation of Accounts and Reports Mgmt For For For
10 Approve the speech by the President s, Mgmt For For For
Mr. Hans Straberg
11 Presentation of Board's and Auditors' Mgmt For For For
Report
12 Accounts and Reports Mgmt For For For
13 Grant discharge from liability of the Mgmt For For For
Directors and the President
14 Allocation of Profits/Dividends Mgmt For For For
15 Board Size; Nominating Committee Report Mgmt For For For
16 Directors' Fees; Authority to Set Mgmt For For For
Auditor's Fees
17 Election of Directors Mgmt For For For
18 Election of Directors Mgmt For For For
19 Compensation Policy Mgmt For For For
20 Performance Share Program 2007 Mgmt For For For
21 Transfer Shares for the Purpose of Mgmt For For For
Acquisitions
22 Transfer Shares for the Purpose of the Mgmt For For For
Performance Share Programs
23 Closing of the meeting Mgmt For For For
ELECTROLUX AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W24713120 12/12/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Election of Chairman to Preside over Mgmt For For For
Meeting
5 Approve the voting list Mgmt For For For
6 Approve the agenda Mgmt For For For
7 Election of Individuals to Check Minutes Mgmt For For For
8 Approve to determine whether the meeting Mgmt For For For
has been properly convened
9 Amendments to Articles Regarding Share Mgmt For For For
Capital
10 Stock Split Mgmt For For For
11 Authority to Reduce Share Capital Mgmt For For For
12 Authority to Increase Share Capital; Mgmt For For For
Use/Transfer of Reserves
13 Closing of the meeting Mgmt For For For
ERSTE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS A19494102 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the presentation of the annual Mgmt For For For
report
2 Approve to allocate the net income Mgmt For For For
3 Approve the actions of the Board of Mgmt For For For
Directors for the FY 2006
4 Approve the remuneration of the Mgmt For For For
Supervisory Board
5 Election of Supervisory Board Members Mgmt For For For
6 Elect the Auditors for 2008 Mgmt For For For
7 Approve the purchase of own shares for Mgmt For For For
the purpose of security trading
8 Approve the purchase of own shares for Mgmt For For For
no designated purpose
9 Amend the Company charter due paragraph Mgmt For For For
7, 10.1 and 17.2
EVS BROADCAST EQUIP SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B3883A119 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Approve the Management report Mgmt Abstain Abstain For
5 Approve the report of the Statutory Mgmt Abstain Abstain For
Auditor
6 Approve the 2006 accounts and the profit Mgmt For For For
allocation
7 Grant discharge to the Directors and the Mgmt For For For
Auditor
8 Approve the resignation and the Mgmt For For For
appointment of the Directors
9 Appoint a Statutory Auditor Mgmt For For For
10 Approve the policy of own shares buy back Mgmt For For For
11 Approve to renew the authorized capital Mgmt For Against Against
procedure
12 Approve the dematerialization of the Mgmt For For For
shares
FONDIARIA-SAI RNC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T4689Q101 12/01/2006 Take No Action
MEETING TYPE COUNTRY OF TRADE
Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note TNA
2 Authority to Cancel Shares and Reduce Mgmt For TNA NA
Share Capital
3 Non-Voting Meeting Note TNA
FORTIS NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B4399L102 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Adopt the statutory annual accounts of Mgmt For For For
the Company for the FY 2006
9 Approve the profit appropriation of the Mgmt For For For
Company for the FY 2005
10 Non-Voting Agenda Item
11 Divdiend Policy Mgmt For For For
12 Grant discharge to the Members of the Mgmt For For For
Board of Directors for the FY 2006
13 Grant discharge to the Auditor for the Mgmt For For For
FY 2006
14 Non-Voting Agenda Item
15 Elect Philippe Bodson Mgmt For For For
16 Elect Michiel Hessels Mgmt For For For
17 Elect Ronald Sandler Mgmt For For For
18 Elect Peit van Waeyenberge Mgmt For For For
19 Elect Herman Verwilst Mgmt For For For
20 Authority to Repurchase Shares Mgmt For For For
21 Amendments to Articles Mgmt For For For
22 Amend Article 10 of the Articles of Mgmt For For For
Association as specified
23 Amend Article 14 of the Articles of Mgmt For For For
Association as specified
24 Amend the Article 17 of the Articles of Mgmt For For For
Association as specified
25 Amend the Article 20 of the Articles of Mgmt For For For
Association as specified
26 Amend the Article 25 Articles of Mgmt For For For
Association as specified
27 Authority to Carry Out Formalities Mgmt For For For
28 Non-Voting Agenda Item
FORTIS SA/NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS B4399L102 10/04/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.1 Receive Special Report on Authorized Mgmt
Capital
2.2 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights
2.3 Authorize Board to Issue Shares in the Mgmt For Against Against
Event of a Public Tender Offer or Share
Exchange Offer
3.0 Amend Articles Regarding Voting Mgmt For For For
Formalities
4.0 Close Meeting Mgmt
FRESENIUS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D27348107 12/04/2006 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
FUGRO N.V. (FORMERLY FUGRO-MCCLELLAND N.V.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N3385Q197 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Report Of The Board of Directors Mgmt Abstain Abstain For
4 Adopt the 2006 annual accounts Mgmt For For For
5 Grant discharge to the Board of Mgmt For For For
Management
6 Grant discharge to the Supervisory Board Mgmt For For For
7 Approve the discussion of the reserves Mgmt Abstain Abstain For
and dividend policy
8 Approve the appropriation of the 2006 Mgmt For For For
profits
9 Re-appoint a Member of the Supervisory Mgmt For For For
Board
10 Approve to determine the remuneration of Mgmt For For For
the Supervisory Board
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/out Mgmt For Against Against
Preemptive Rights
13 Non-Voting Agenda Item
14 Non-Voting Agenda Item
GEBERIT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H2942E108 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Approve the appropriation of retained Mgmt For For For
earnings
5 Approve the actions of the Board of Mgmt For For For
Directors
6 Re-elect Mr. Klaus Weisshaarto to the Mgmt For For For
Board of Directors
7 Elect the Auditors and the Group Auditors Mgmt For For For
8 Amend the Articles of Incorporation Mgmt For For For
GEORG FISCHER
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H26091142 03/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Board of Mgmt For For For
Directors and the Executive Committee
5 Approve to distribute the balance sheet Mgmt For For For
profit
6 Allocation of Profits; Reduction of Mgmt For For For
Share Capital and Par Value of Stock
7 Re-elect Prof. Dr. Gertrud Hoehler as a Mgmt For For For
Board Member
8 Re-elect Mr. Gerold Buehrer as a Board Mgmt For For For
Member
9 Re-elect Mr. Kurt Stirnemann as a Board Mgmt For For For
Member
10 Elect the Auditors and the Group Auditors Mgmt For For For
GLAXOSMITHKLINE PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3910J112 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Approve the remuneration report for the Mgmt For For For
YE 31 DEC 2006
3 Elect Dr. Daniel Podolsky as a Director Mgmt For For For
of the Company
4 Elect Dr. Stephanie Burns as a Director Mgmt For For For
of the Company
5 Re- elect Mr. Julian Heslop as a Mgmt For For For
Director of the Company
6 Re-elect Sir. Deryck Maughan as a Mgmt For For For
Director of the Company
7 Re-elect Dr. Ronaldo Schmitz as a Mgmt For For For
Director of the Company
8 Re-elect Sir. Robert Wilson as a Mgmt For For For
Director of the Company
9 Appointment of Auditor Mgmt For For For
10 Authorize the Audit Committee to Mgmt For For For
determine the remuneration of the
Auditors
11 EU Political Donations Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Amendments to Articles Regarding Mgmt For For For
Electronic Communication
GREENE KING PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G40880133 09/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Net Final Dividend of 14.35 Mgmt For For For
Pence Per Ordinary Share
4.0 Elect Justin Adams as Director Mgmt For For For
5.0 Elect Ian Bull as Director Mgmt For For For
6.0 Re-elect Howard Phillips as Director Mgmt For For For
7.0 Reappoint Ernst & Young LLP as Auditors Mgmt For For For
of the Company
8.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,004,059
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 949,797
11.0 Authorise 15,196,753 Ordinary Shares for Mgmt For For For
Market Purchase
GRONTMIJ NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N37558124 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Pesentation by the Board of Directors Mgmt For For For
4 Receive the report by the Management Mgmt For For For
Board on the FY 2006
5 Adopt the financial accounts for 2006 Mgmt For For For
6 Grant discharge to the Management Board Mgmt For For For
7 Grant discharge to the Supervisory Board Mgmt For For For
8 Allocation of Profit/Dividends Mgmt For For For
9 Amend the Articles of Association of the Mgmt For For For
Company
10 Approve the profile outline of Mgmt For For For
Supervisory Board
11 Appoint the Supervisory Board Member Mgmt For For For
12 Adopt the remuneration to the Mgmt For For For
Supervisory Board
13 Authority to Issue Common and Preference Mgmt For For For
Shares w/ Preemptive Rights
14 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
GROUPE DANONE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F12033134 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Elect Frank Riboud Mgmt For For For
8 Elect Emmanuel Faber Mgmt For For For
9 Ratification of the Co-option of Naomasa Mgmt For For For
Tsuritani
10 Authority to Trade in Company Stock Mgmt For Against Against
11 Establishment of Non-Profit Fund Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For Against Against
Rights; Authority to Issue Convertible
Securities
13 Authority to Issue Shares w/out Mgmt For Against Against
Preemptive Rights; Authority to Issue
Convertible Securities
14 Authority to Increase Share Issuance Mgmt For Against Against
Limit
15 Authority to Increase Capital in Case of Mgmt For For For
Exchange Offer
16 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
17 Authority to Increase Capital through Mgmt For For For
Capitalizations
18 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
19 Authority to Grant Stock Options to Mgmt For For For
Purchase Stock
20 Authority to Issue Restricted Stock Mgmt For For For
under Employee Stock Option Plan
21 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
22 Stock Split Mgmt For For For
23 Authority to Carry Out Formalities Mgmt For For For
24 SHP Regarding End to Cap on Voting Rights ShrHoldr Against For Against
HBOS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4364D106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Ms. Jo Dawson as a Director Mgmt For For For
4 Elect Mr. Benny Higgins as a Director Mgmt For For For
5 Elect Mr. Richard Cousins as a Director Mgmt For For For
6 Re-elect Mr. Anthony Hobson as a Director Mgmt For Against Against
7 Re-elect Ms. Kate Nealon as a Director Mgmt For For For
8 Directors' Remuneration Report Mgmt For For For
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 Amendment to Long Term Executive Bonus Mgmt For For For
Plan
11 EU Political Donations Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
14 Authority to Repurchase Shares Mgmt For For For
HEINEKEN NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N39427211 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Approve a new reserve and dividend policy Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Grant discharge to the Members of the Mgmt For For For
Executive Board
6 Grant discharge to the Members of the Mgmt For For For
Supervisory Board
7 Amend the Articles of Association Mgmt For For For
8 Amendment to Compensation Policy Mgmt For For For
Regarding the Management Board
9 Amendment to Compensation Policy Mgmt For For For
Regarding Long-Term Incentive Plan
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
12 Re-appoint Mr. M.R. De Carvalho as the Mgmt For For For
Member of the Supervisory Board
HELVETIA PATTRIA HOLDING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H35927120 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Board of Directors Mgmt For For For
5 Approve the appropriation of the balance Mgmt For For For
sheet profit
6 Approve the conditional share capital Mgmt For For For
achange of Articles of Associationa
7 Amendments to Articles Mgmt For For For
8 Re-elect Prof. Dr. Christoph Lechner as Mgmt For For For
a Director
9 Re-elect Mr. Erich Walser as a Director Mgmt For For For
10 Re-elect Dr. Urs Widmer as a Director Mgmt For For For
11 Elect the Auditors and the Group Auditors Mgmt For For For
HOLCIM LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H36940130 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Members of the Mgmt For For For
Board of Directors
5 Allocation of Profits/Dividends Mgmt For For For
6 Re-elect Mr. Markus Akermann as a Member Mgmt For For For
of the Board of Directors
7 Re-elect Mr. Peter Kuepfer as a Member Mgmt For For For
of the Board of Directors
8 Re-elect Dr. H. Onno Ruding as a Member Mgmt For For For
of the Board of Directors
9 Re-elect Dr. Rolf Soiron as a Member of Mgmt For For For
the Board of Directors
10 Elect the Statutory Auditor and the Mgmt For For For
Group Auditor
HOMESERVE PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G8291Z148 07/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 13.9 Pence Per Mgmt For For For
Ordinary Share
4.0 Re-elect Richard Harpin as Director Mgmt For For For
5.0 Re-elect Justin Jewitt as Director Mgmt For For For
6.0 Re-elect Barry Gibson as Director Mgmt For For For
7.0 Reappoint Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorise the Board to
Determine Their Remuneration
8.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,845,088
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 403,775
10.0 Authorise 6,460,414 Ordinary Shares for Mgmt For For For
Market Purchase
INBEV SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B5064A107 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Acts Mgmt For For For
8 Ratification of Statutory Auditor Acts Mgmt For For For
9 Elect Alexandre Van Damme Mgmt For For For
10 Elect Carlos de Veiga Sicupira Mgmt For For For
11 Elect Roberto Thompson Motta Mgmt For For For
12 Elect Marcel Telles Mgmt For For For
13 Elect Jorge Lemann Mgmt For For For
14 Elect Philippe de Spoelberch Mgmt For For For
15 Elect Jean-Luc Dehaene Mgmt For For For
16 Elect Mark Winkelman Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Agenda Item
19 Non-Voting Agenda Item
20 Authority to Increase Capital/Issue Mgmt For For For
Subscription Rights
21 Authority to Increase Capital/Issue Mgmt For For For
Subscription Rights
22 Authority to Increase Capital/Issue Mgmt For For For
Subscription Rights
23 Authority to Increase Capital/Issue Mgmt For For For
Subscription Rights
24 Authority to Increase Capital/Issue Mgmt For For For
Subscription Rights
25 Amend Article 5 of the By-Laws, as Mgmt For For For
specified
26 Amendments to Articles Mgmt For For For
27 Non-Voting Agenda Item
28 Authority to Increase Capital as a Mgmt For Against Against
Takeover Defense
29 Authority to Repurchase Shares Mgmt For For For
30 Authority to Carry Out Formalities Mgmt For For For
ING GROEP NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N4578E413 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Receive the annual accounts for 2006. Mgmt For For For
6 Non-Voting Agenda Item
7 Allocation of Profits/Dividends Mgmt For For For
8 Non-Voting Agenda Item
9 Grant of Stock Options and Shares Mgmt For For For
10 Non-Voting Agenda Item
11 Amendments to Articles Mgmt For For For
12 Non-Voting Agenda Item
13 Ratification of Management Board Acts Mgmt For For For
14 Ratification of Supervisory Board Acts Mgmt For For For
15 Non-Voting Agenda Item
16 Non-Voting Agenda Item
17 Elect John Hele Mgmt For For For
18 Elect Hans Kempen Mgmt Abstain
19 Elect Koos Timmermans Mgmt For For For
20 Elect Hugo Smit Mgmt Abstain
21 Non-Voting Agenda Item
22 Elect Claus Hoffmann Mgmt For For For
23 Elect Gerrit Broekers Mgmt Abstain
24 Elect Wim Kok Mgmt For For For
25 Elect Cas Jansen Mgmt Abstain
26 Elect Henk Breukink Mgmt For For For
27 Elect Peter Kuys Mgmt Abstain
28 Elect Peter A.F.W. Elverding Mgmt For For For
29 Elect Willem Dutilh Mgmt Abstain
30 Elect Piet Hoogendoorn Mgmt For Against Against
31 Elect Jan Kuijper Mgmt Abstain
32 Issuance of Stock w/ or w/out Preemptive Mgmt For For For
Rights
33 Authority to Issue Preferred Stock w/ or Mgmt For For For
w/out Preemptive Rights
34 Authority to Repurchase Shares Mgmt For For For
35 Authority to Repurchase Preference A Mgmt For Against Against
Shares
36 Authority to Cancel Preference A Shares Mgmt For For For
37 Non-Voting Agenda Item
JUMBO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X4114P111 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Debt Instruments Mgmt For For For
2 Amendments to Articles Mgmt For Abstain NA
JUMBO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X4114P111 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Debt Instruments Mgmt For For For
2 Amendments to Articles Mgmt For Abstain NA
JUMBO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X0282Q121 12/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Auditors' Acts Mgmt For For For
4 Appointment of Auditor and Authority to Mgmt For Abstain NA
Set Fees
5 Directors' Fees Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Authority to Issue Debt Instruments Mgmt For For For
8 Non-Voting Agenda Item
KBC GROUPE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B5337G162 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Approve the Company annual account of Mgmt For For For
KBC Group N.V. for the year 2006
7 Approve the appropriation of profit of Mgmt For For For
KBC Group N.V. for the FY 2006
8 Ratification of Board Acts Mgmt For For For
9 Ratification of Board Acts (Former Mgmt For For For
Gevaert Directors)
10 Ratification of Statutory Auditor Acts Mgmt For For For
11 Ratification of Statutory Auditor Acts Mgmt For For For
(Gevaert)
12 Authority to Repurchase Shares Mgmt For For For
13 Appoint Mr. A. Bergen as a Director for Mgmt For For For
a period of 4 years
14 Appoint Mr. F. Donck as a Director for a Mgmt For For For
period of 4 years
15 Appoint Mr. H. Langohr as a Director for Mgmt For For For
a period of 4 years
16 Approve permanent appointment Mr. F. Mgmt For For For
Depick Ere for a period of 4 years
17 Approve permanent appointment of Mr. C. Mgmt For For For
Defrancq for a period of 4 years
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item
20 Non-Voting Agenda Item
21 Authority to Cancel Shares Mgmt For For For
22 Abolition of Bearer Shares Mgmt For For For
23 Authority to Increase Authorized Capital Mgmt For For For
24 Authority to Increase Capital as a Mgmt For Against Against
Takeover Defense
25 Amend Article 7 of the Articles of Mgmt For For For
Association
26 Amend Article 10bis of the Articles of Mgmt For For For
Association
27 Amend Article 11 Mgmt For Against Against
28 Amend Articles 11bis of the Articles of Mgmt For For For
Association
29 Amend Article 13 of the Articles of Mgmt For For For
Association
30 Amend Article 21 of the Articles of Mgmt For For For
Association
31 Amend Article 24 of the Articles of Mgmt For For For
Association
32 Amend Article 42 of the Articles of Mgmt For Against Against
Association
33 Authority to Carry Out Formalities Mgmt For For For
KONINKLIJKE KPN NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N4297B146 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Adopt the financial statements for the Mgmt For For For
financial year 2006.
6 Non-Voting Agenda Item
7 Adopt a dividend over the financial year Mgmt For For For
2006.
8 Approve to discharge the members of the Mgmt For For For
Board of Management from liabilty.
9 Approve to discharge the members of the Mgmt For For For
Supervisory board from liability.
10 Approve to amend the Articles of Mgmt For For For
Association.
11 Approve to appoint the auditor. Mgmt For For For
12 Non-Voting Agenda Item
13 Approve to appoint Mr. M. Bischoff as a Mgmt For For For
member of the Supervisory Board.
14 Elect J.B.M. Streppel Mgmt For For For
15 Elect C. M. Colijn-Hooymans Mgmt For For For
16 Non-Voting Agenda Item
17 Approve to amend the remuneration policy Mgmt For For For
for the Board of Management.
18 Approve to amendthe remuneration policy Mgmt For For For
for the Board of Management.
19 Authority to Repurchase Shares Mgmt For For For
20 Approve to reduce the capital through Mgmt For For For
cancellation of own shares.
21 Non-Voting Agenda Item
KUDELSKI
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H46697142 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Approve to appropriate the balance sheet Mgmt For For For
profit of Kudelski S.A.
4 Ratification of Board and Management Acts Mgmt For For For
5 Election of Directors Mgmt For For For
6 Elect PricewaterhouseCoopers SA as the Mgmt For For For
Auditor and the Group Auditor
7 Non-Voting Agenda Item
8 Non-Voting Meeting Note
KUEHNE & NAGEL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H4673L145 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Accounts and Reports Mgmt For For For
6 Approve the appropriation of the balance Mgmt For For For
profit
7 Grant discharge of the Board of Mgmt For For For
Directors and the Management
8 Elect Mr. Wolfgang Peiner as a Director Mgmt For For For
9 Elect Mr. Xavier Urbain as a Director Mgmt For For For
10 Elect the Auditors and the Group Auditors Mgmt For For For
LAFARGE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F54432111 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Increase in Voting Rights Limitation Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Elect Michael Blakenham Mgmt For For For
9 Elect Michel Pebereau Mgmt For For For
10 Elect Philippe Dauman Mgmt For For For
11 Elect Pierre de Lafarge Mgmt For For For
12 Authority to Trade in Company Stock Mgmt For For For
13 Authority to Issue Debt Instruments Mgmt For For For
14 Authoirty to Cancel Shares and Reduce Mgmt For For For
Capital
15 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
16 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
17 Athority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
18 Authority to Increase Capital through Mgmt For For For
Capitalizations
19 Authority to Grant Stock Options to Mgmt For For For
Purchase Stock
20 Authority to Issue Restricted Stock Mgmt For For For
under Employee Stock Option Plan
21 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
22 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
23 Amendment to Shareholder Disclosure Rules Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Amendments to Articles Mgmt For For For
27 Authority to Carry Out Formailities Mgmt For For For
LOGITECH INTERNATIONAL SA, APPLES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H50430232 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Receive the report on operations for the Mgmt For For For
FYE 31 MAR 2007
4 Accounts and Reports Mgmt For For For
5 Approve the appropriation of retained Mgmt For For For
earnings
6 Amendments to Articles Mgmt For For For
7 Grant discharge to the Board of Directors Mgmt For For For
8 Elect Ms. Sally Davis as a Director Mgmt For For For
9 Elect Mr. Robert Malcolm as a Director Mgmt For For For
10 Re-elect Ms. Monika Ribar as a Director Mgmt For For For
11 Re-elect Mr. Guerrino De Luca as a Mgmt For For For
Director
12 Re-elect Mr. Daniel Borel as a Director Mgmt For For For
13 Appointment of Auditor Mgmt For For For
MAN GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G5790V107 07/11/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 54.6 Cents Per Mgmt For For For
Ordinary Share
4.0 Re-elect Jon Aisbitt as Director Mgmt For For For
5.0 Re-elect Peter Clarke as Director Mgmt For For For
6.0 Re-elect Kevin Davis as Director Mgmt For For For
7.0 Re-elect Glen Moreno as Director Mgmt For For For
8.0 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
9.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
10.0 Approve Share Sub-Division of Each Mgmt For For For
450,000,000 Ordinary Shares of 18 US
Cents Each Into 6 Ordinary Shares of 3
US Cents Each
11.0 Amend Articles of Association Re: Mgmt For For For
Sub-division of Ordinary Shares
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 18,459,386
13.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 2,768,907.96
14.0 Authorise 30,765,644 Ordinary Shares for Mgmt For For For
Market Purchase
15.0 Approve Man Group 2006 Long-Term Mgmt For Against Against
Incentive Plan
MARKS & SPENCER GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G5824M107 07/11/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 9.5 Pence Per Mgmt For For For
Ordinary Share
4.0 Elect Jeremy Darroch as Director Mgmt For For For
5.0 Elect David Michels as Director Mgmt For For For
6.0 Elect Louise Patten as Director Mgmt For For For
7.0 Elect Steven Sharp as Director Mgmt For For For
8.0 Re-elect Stuart Rose as Director Mgmt For For For
9.0 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
10.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
11.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 140,266,912
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 21,040,036
13.0 Authorise 168,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
14.0 Authorise the Company to Make Donations Mgmt For For For
to EU Political Organisations up to GBP
100,000 and to Incur EU Political
Expenditure up to GBP 100,000
15.0 Authorise Marks and Spencer Plc to Make Mgmt For For For
Donations to EU Political Organisations
up to GBP 100,000 and to Incur EU
Political Expenditure up to GBP 100,000
16.0 Authorise Marks and Spencer Outlet Mgmt For For For
Limited to Make Donations to EU
Political Organisations up to GBP
100,000 and to Incur EU Political
Expenditure up to GBP 100,000
17.0 Authorise Marks and Spencer Shared Mgmt For For For
Services Limited to Make Donations to EU
Political Organisations up to GBP
100,000 and to Incur EU Political
Expenditure up to GBP 100,000
18.0 Authorise Marks and Spencer Simply Foods Mgmt For For For
Limited to Make Donations to EU
Political Organisations up to GBP
100,000 and to Incur EU Political
Expenditure up to GBP 100,000
19.0 Authorise Marks and Spencer (Ireland) Mgmt For For For
Limited to Make Donations to EU
Political Organisations up to GBP
100,000 and to Incur EU Political
Expenditure up to GBP 100,000
20.0 Approve Reduction in Authorised Capital Mgmt For For For
by GBP 2,240,000,000
21.0 Adopt New Articles of Association Mgmt For For For
22.0 Amend Marks and Spencer Group Mgmt For For For
Performance Share Plan 2005
METRO AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D53968125 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of the acts of the Board of Mgmt For For For
Managing Directors
4 Ratification of the acts of the Mgmt For For For
Supervisory Board
5 Appointment of Auditor Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Renew "Authorized Capital I" Mgmt For For For
8 Renew "Authorized Capital II" Mgmt For For For
MICHAEL PAGE INTERNATIONAL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G68694119 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Mr. Charles Henri Dumon as a Mgmt For For For
Director of the Company
4 Re-elect Sir. Adrian Montague as a Mgmt For For For
Director of the Company
5 Re-elect Mr. Stephen Box as a Director Mgmt For For For
of the Company
6 Directors' Remuneration Report Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
9 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
10 Authority to Repurchase Shares Mgmt For For For
NATIONAL BANK OF GREECE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X56533114 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Report of the Board of Directors; Report Mgmt For For For
of the Auditors
2 Accounts and Reports; Allocation of Mgmt For For For
Profit/Dividends
3 Ratification of Board and Auditor's Acts Mgmt For For For
4 Directors' Fees Mgmt For Abstain NA
5 Board Transactions Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Stock Option Plan Mgmt For Abstain NA
9 Authority to Issue Bonus Shares Mgmt For Abstain NA
10 Spin-off Mgmt For Abstain NA
11 Ratify the Election of Directors Mgmt For For For
12 Election of Directors Mgmt For For For
13 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
14 Non-Voting Agenda Item
15 Non-Voting Meeting Note
NATIONAL BANK OF GREECE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X56533114 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Stock Option Plan Mgmt For Abstain NA
NATIONAL BANK OF GREECE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X56533114 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Stock Option Plan Mgmt For Abstain NA
NATIONAL GRID PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G6375K151 07/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 15.9 Pence Per Mgmt For For For
Ordinary Share
3.0 Re-elect Sir John Parker as Director Mgmt For For For
4.0 Re-elect Steve Lucas as Director Mgmt For For For
5.0 Re-elect Nick Winser as Director Mgmt For For For
6.0 Re-elect Kenneth Harvey as Director Mgmt For For For
7.0 Re-elect Stephen Pettit as Director Mgmt For For For
8.0 Re-elect George Rose as Director Mgmt For For For
9.0 Re-elect Steve Holliday as Director Mgmt For For For
10.1 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
10.2 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
11.0 Approve Remuneration Report Mgmt For For For
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 103,241,860
13.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 15,497,674
14.0 Authorise 272,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
15.0 Authorise 8,500,000 B Shares for Market Mgmt For For For
Purchase
16.0 Approve the Broker Contract Between Mgmt For For For
Deutsche Bank and the Company for the
Repurchase of B Shares
17.0 Approve Increase In Borrowing Powers to Mgmt For For For
GBP 30 Billion with Limit of Four Times
Adjusted Capital and Reserves
NATIONAL GRID PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G6375K151 07/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Acquisition of KeySpan Mgmt For For For
Corporation Pursuant to the Merger
Agreement
NESTLE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H57312466 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Board of Mgmt For For For
Directors and the Executive Board
5 Approve the appropriation of the balance Mgmt For For For
sheet of Nestle Ag
6 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
7 Re-elect Mr. Peter Brabeck-Letmathe as a Mgmt For For For
Board of Director
8 Re-elect Mr. Edward George aLord Georgea Mgmt For For For
as a Board of Director
NKT HOLDING A/S
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS K70975147 04/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Report by the Board of Directors Mgmt For For For
4 Presentation of Accounts and Reports Mgmt For For For
5 Adopt the annual report Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Board and Management Acts Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Election of Directors Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Regarding Mgmt For For For
External Registrar
12 Extraordinary Dividends Mgmt For For For
13 Authority to Issue Convertible Debt w/ Mgmt For For For
or w/out Preemptive Rights
14 Amend Article 6(2) of the Articles of Mgmt For For For
Association, as specified
15 Amend Article 6(3) of the Articles of Mgmt For For For
Association, as specified
16 Authority to Repurchase Shares Mgmt For For For
17 Non-Voting Agenda Item
NOKIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X61873133 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocations of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For For For
6 Amend the Articles of Association Mgmt For For For
7 Approve the remuneration to the Members Mgmt For For For
of the Board of Directors
8 Approve the number of the Members of the Mgmt For For For
Board of Directors
9 Elect the Members of the Board of Mgmt For For For
Directors
10 Approve the Auditor(s) remuneration Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Approve to grant the stock options to Mgmt For For For
selected personnel of Nokia
13 Approve the reduction of the share issue Mgmt For For For
premium
14 Registration of Shares Subscribed Under Mgmt For For For
Stock Option Plan
15 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
16 Authorize the Board of Directors to Mgmt For For For
resolve to repurchase Nokia shares
NOKIAN RENKAAT PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X5862L103 04/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For For For
6 Directors' Fees; Authority to set Mgmt For For For
Auditor's Fees
7 Directors' Fees; Authority to set Mgmt For For For
Auditor's Fees
8 Approve the number of Board Members Mgmt For For For
9 Election of Directors Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights; Authority to Trade in
Stock
12 Grant stock options Mgmt For For For
NOVARTIS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H5820Q150 03/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Allocation of Profits/Dividends Mgmt For For For
4 Approve the activities of the Board of Mgmt For For For
Directors
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item
7 Re-elect Mr. Hans-Joerg Rudloff as a Mgmt For For For
Director for a 3-year term
8 Re-elect Dr. H. C. Daniel Vasella as a Mgmt For For For
Director for a 3-year term
9 Elect Marjorie Yang Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Meeting Note
NUTRECO HOLDINGS NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N6508Y120 08/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Approve Dividends of EUR 9 Per Share Mgmt For For For
3.0 Close Meeting Mgmt
NUTRECO NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6508Y120 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Approve to determine the annual accounts Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Non-Voting Agenda Item
8 Ratification of Management Board Acts Mgmt For For For
9 Ratification of Supervisory Board Acts Mgmt For For For
10 Approve the Executive Board to introduce Mgmt For For For
a new Long Term Incentive Plan
11 Approve the remuneration of the Mgmt For For For
Supervisory Board
12 Appoint KPMG Accountants N.V. as the Mgmt For For For
External Auditor
13 Amendment to Articles Mgmt For For For
14 Amendment to Articles Mgmt For For For
15 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
16 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Re-appoint Mr. R. Zwartendijk as a Mgmt For For For
Supervisory Director
19 Re-appoint Mr. J. M. De Jong as a Mgmt For For For
Supervisory Director
20 Non-Voting Agenda Item
21 Non-Voting Agenda Item
NUTRECO NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6508Y120 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Amendments to Articles Regarding Share Mgmt For For For
Capital
4 Non-Voting Agenda Item
5 Amendments to Articles Regarding Share Mgmt For For For
Capital
6 Non-Voting Agenda Item
OPG GROEP NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6699U101 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Approve the adoption of the 2006 Mgmt For For For
financial statements.
5 Approve proposed dividend distribution. Mgmt For For For
6 Approve to discharge from liability the Mgmt For For For
members of the Board of Management.
7 Approve to discharge from liability the Mgmt For For For
members of the Supervisory Board.
8 Non-Voting Agenda Item
9 Election of Supervisory Board Members Mgmt For For For
10 Approve the amendment of the articles of Mgmt For For For
association (share split).
11 Amendments to Articles - Electronic Mgmt For For For
Communication
12 Approve the amendment of the articles of Mgmt For For For
association (other).
13 Authority to Carry Out Formalities Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Common Shares w/ Mgmt For For For
Preemptive Rights; Authority to Issue
Preference Shares
16 Authority to Issue Common Shares w/o Mgmt For For For
Preemptive Rights
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
OPG GROUP NV(FORMERLY APOTHEKERS COOPERATIE OPG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N6699U101 07/25/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Elect Member to Supervisory Board Mgmt For For For
3.0 Allow Questions Mgmt
4.0 Close Meeting Mgmt
OPTION NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B6396L118 03/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Agenda Item
6 Authority to Issue Warrants Mgmt For For For
7 Authority to Increase Conditional Capital Mgmt For For For
8 Disapplication of Preemptive Rights Mgmt For For For
9 Authority to Offer Warrants Mgmt For For For
10 Authority to Carry Out Formalities Mgmt For For For
11 Amend the Articles 2 of Articles of Mgmt For For For
Association as specified
OUTOKUMPU OYJ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X61161109 03/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Receive the financial statements and the Mgmt For For For
statutory reports
4 Presentation of Auditor's Report Mgmt For For For
5 Approve the financial statements and the Mgmt For Abstain NA
statutory reports
6 Approve the allocation of Income and Mgmt For For For
Dividends of EUR 1.10 per share
7 Grant discharge to the Board and the Mgmt For Abstain NA
President
8 Approve to fix the number of Directors Mgmt For For For
at 8 and fix number of the Auditors
9 Approve the remuneration of the Mgmt For For For
Directors and the Auditors
10 Non-Voting Agenda Item
11 Re-elect Mr. Evert Henkes as a Director Mgmt For For For
12 Re-elect Mr. Jukka Harmala as a Director Mgmt For For For
13 Re-elect Mr. Ole Johansson as a Director Mgmt For For For
14 Re-elect Mr. Anna Nilsson-Ehle as a Mgmt For For For
Director
15 Re-elect Mr. Leena Saarinen as a Director Mgmt For For For
16 Re-elect Mr. Taisto Turunen as a Director Mgmt For For For
17 Re-elect Mr. Victoire de Margerie as a Mgmt For For For
new Director
18 Re-elect Mr. Leo Oksanen as a new Mgmt For For For
Director
19 Elect KPMG Oy Ab as the Auditor Mgmt For For For
20 Nominating Committee ShrHoldr For For For
21 Grant authority to repurchase of up to Mgmt For For For
10% of issued share capital
22 Authority to Issue Shares and Mgmt For For For
Convertible Bonds w/out Preemptive Rights
23 Amend Articles to comply with New Mgmt For For For
Finnish Companies Act
PANALPINA WELTTRANSPORT (HOLDING) AG, BASEL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H60147107 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Board Members Mgmt For For For
5 Approve the appropriation of retained Mgmt For For For
earnings
6 Approve the adaptation of the authorized Mgmt For For For
capital
7 Non-Voting Agenda Item
8 Re-elect Mr. Wilfried Rutz as a Director Mgmt For Against Against
9 Re-elect Mr. Roger Schmid as a Director Mgmt For Against Against
10 Elect the Auditors and the Group Auditors Mgmt For For For
11 Non-Voting Meeting Note
PENNON GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G8295T171 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 35.1 Pence Per Mgmt For For For
Share
3.0 Approve Remuneration Report Mgmt For For For
4.0 Re-elect Kenneth Harvey as Director Mgmt For For For
5.0 Re-elect Colin Drummond as Director Mgmt For For For
6.0 Re-elect Dinah Nichols as Director Mgmt For For For
7.0 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
8.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9.0 Approve Share Sub-Division of Each Mgmt For For For
Issued and Unissued Existing Ordinary
Shares of 122 1/10 Pence Each Into Three
New Ordinary Shares of 40.7 Pence Each
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 30,178,532.70
11.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,241,070
12.0 Authorise Share Repurchase up to Mgmt For For For
11,860,884 Ordinary Shares; or if
Resolution 9 is Passed up to 35,582,654
Ordinary Shares
13.0 Authorise the Company to Make Donations Mgmt For For For
to EU Political Organisations and to
Incur EU Political Expenditure up to GBP
100,000
14.0 Approve Cancellation of Six Shares of Mgmt For For For
Nominal Value 11 1/10 Pence Each in the
Authorised but Unissued Ordinary Share
Capital
15.0 Approve Cancellation of 95,959,669 B Mgmt For For For
Shares of Nominal Value 110 Pence Each
and the 35,858,521 Deferred Shares of
110 Pence Each
PHONAK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H62042124 06/12/2007 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note TNA
2 Non-Voting Meeting Note TNA
3 Non-Voting Agenda Item TNA
4 Approve the appropriation of available Mgmt For TNA NA
earnings
5 Ratification of Management and Board Acts Mgmt For TNA NA
6 Elect the Group Auditors and of the Mgmt For TNA NA
Statutory Auditors
7 Change in Company Name Mgmt For TNA NA
8 Authority to Increase Share Capital Mgmt For TNA NA
PHONAK HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS H62042124 07/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Share Re-registration Consent Mgmt For For For
PHONAK HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS H62042124 07/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 0.50 per Share
3.0 Approve Discharge of Board and Senior Mgmt For For For
Management
4.1 Reelect Andy Rihs as Director Mgmt For For For
4.2 Reelect William Dearstyne as Director Mgmt For For For
4.3 Reelect Michael Jacobi as Director Mgmt For For For
4.4 Reelect Robert Spoerry as Director Mgmt For For For
5.0 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
PORSCHE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D61577108 01/26/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Meeting Note
RAMIRENT PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X01741101 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For For For
6 Approve the remuneration of the Board Mgmt For For For
Members
7 Approve the remuneration of the Mgmt For For For
Auditorasa
8 Approve the number of the Board Members Mgmt For For For
9 Election of Directors Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Amend the Articles of Association Mgmt For For For
12 Approve the free issue to increase the Mgmt For For For
number of shares in the Company
13 Authorize the Board to decide on Mgmt For For For
acquiring the Company s own shares
14 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
ROCHE HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H69293217 03/05/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Meeting Note
ROYAL BANK OF SCOTLAND GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G76891111 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Declare a final dividend on the ordinary Mgmt For For For
shares
4 Re-elect Mr. L.K. Fish as a Director Mgmt For For For
5 Re-elect Sir. Fred Goodwin as a Director Mgmt For For For
6 Re-elect Mr. A.S. Hunter as a Director Mgmt For For For
7 Re-elect Mr. C.J. Koch as a Director Mgmt For Against Against
8 Re-elect Mr. J.P. MacHale as a Director Mgmt For For For
9 Re-elect Mr. G.F. Pell as a Director Mgmt For For For
10 Re-appoint Deloitte and Touche LLP as Mgmt For For For
the Auditors
11 Authorize the Audit Committee to fix the Mgmt For For For
remuneration of the Auditors
12 Grant authority a bonus issue Mgmt For For For
13 Approve to renew the Directors Mgmt For For For
authority to allot ordinary shares
14 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
15 Approve to allow the purchase of its own Mgmt For For For
shares by the Company
16 Approve the 2007 Executive Share Option Mgmt For Against Against
Plan
17 Approve the 2007 Sharesave Plan Mgmt For For For
18 Amendments to Articles Regarding Mgmt For For For
Electronic Communication
SAINT GOBAIN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F80343100 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Consolidated Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends; Mgmt For For For
Acknowledgment of Previous Profit
Distributions
5 Related Party Transactions Mgmt For For For
6 Authority to Trade in Company Stock Mgmt For For For
7 Ratification of the Co-Option of Bernard Mgmt For For For
Cusenier; Elect Bernard Cusenier
8 Elect Gerard Mestrallet Mgmt For For For
9 Elect Denis Ranque Mgmt For For For
10 Elect Robert Chevrier Mgmt For For For
11 Elect Yuko Harayama Mgmt For For For
12 Replacement of Deputy Auditor Mgmt For For For
13 Authority to Issue Shares and Mgmt For For For
Convertible Securities w/ Preemptive
Rights; Authority to Issue Debt
Instruments
14 Authority to Issue Shares and Mgmt For For For
Convertible Securities w/out Preemptive
Rights; Authority to Issue Debt
Instruments
15 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
16 Authority to Increase Capital through Mgmt For For For
Capitalizations
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under Employee
Savings Plan
18 Authority to Grant Stock Options to Mgmt For For For
Purchase Stock
19 Authority to Issue Restricted Stock Mgmt For For For
under Employee Stock Option Plan
20 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
21 Authority to Issue Warrants as a Mgmt For Against Against
Takeover Defense
22 Authority to Carry Out Legal Formalities Mgmt For For For
SBM OFFSHORE N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N7752F148 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Adopt the financial statements 2006 Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Ratification of Management Board Acts Mgmt For For For
10 Ratification of Supervisory Board Acts Mgmt For For For
11 Elect J.D.R.A. Bax Mgmt For For For
12 Elect H.C. Rothermund Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
16 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
SCHINDLER HOLDING AG, HERGISWIL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H7258G209 03/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Acccounts and Reports Mgmt For For For
3 Approve the appropriation of the balance Mgmt For For For
profit
4 Grant discharge to the Members of the Mgmt For For For
Board of Directors
5 Elect a new Member of the Board of Mgmt For For For
Directors
6 Elect the Auditors and the Group Mgmt For For For
Auditors for 2007
7 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
8 Amendments to Articles Mgmt For For For
9 Non-Voting Meeting Note
SCHNEIDER ELECTRIC SA,RUEIL MALMAISON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F86921107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends; Mgmt For For For
Acknowledgment of Previous Profit
Distributions
6 Related Party Transaction involving the Mgmt For Against Against
AXA Group
7 Related Party Transaction involving Mgmt For For For
Jean-Pascal Tricoire
8 Authority to Trade in Company Stock Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Shares w/ Preemptive Mgmt For Against Against
Rights; Authority to Issue Convertible
Securities
12 Authority to Issue Shares w/out Mgmt For Against Against
Preemptive Rights; Authority to Issue
Convertible Securities
13 Authority to Increase Share Issuance Mgmt For Against Against
Limit
14 Authority to Increase Capital in case of Mgmt For For For
Exchange Offer or in Consideration for
Contributions in Kind
15 Authority to Issue Restricted Stock Mgmt For For For
under Employee Stock Option Plan
16 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
17 Authority to Increase Capital for Mgmt For For For
Employee Benefits
18 Authority to Carry Out Legal Formalities Mgmt For For For
19 SHP Regarding End to Cap on Voting Rights ShrHoldr Against For Against
SIDENOR METAL PROCESSING SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X7835U103 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Auditor's Acts Mgmt For For For
3 Allocation of Profit/Dividends Mgmt For For For
4 Elect the Auditors for the FY 2007 and Mgmt For Abstain NA
approve to determine their fees
5 Ratify the election of the temporary Mgmt For For For
Directors
6 Elect the new Members of the Board of Mgmt For For For
Directors
7 Directors' Fees Mgmt For Abstain NA
8 Amendments to Articles Mgmt For Abstain NA
9 Authority to Issue Debt Instruments Mgmt For Abstain NA
10 Non-Voting Agenda Item
SIDENOR METAL PROCESSING SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X7835U103 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the issuance of a common bond Mgmt For Abstain NA
loan
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D69671218 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Agenda Item
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the acts of the Board of Mgmt For Against Against
Managing Directors
5 Ratification of the acts of the Mgmt For Against Against
Supervisory Board
6 Appointment of Auditors for the Mgmt For For For
2006/2007 FY: KPMG, Berlin and Frankfurt
7 Authority to Repurchase Shares Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note
11 Non-Voting Meeting Note
SIKA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H7631K158 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Approve the appropriation of the Mgmt For For For
retained earnings of the Sika AG
4 Grant discharge to the Administrative Mgmt For For For
Bodies
5 Elect Mr. Walter Grueebler as a Member Mgmt For For For
to the Board of Directors
6 Elect Mr. Thomas Bechtler as a Member to Mgmt For For For
the Board of Directors
7 Elect Mr. URS B. Rinderknecht as a Mgmt For For For
Member to the Board of Directors
8 Elect Mr. Christoph Tobler as a Member Mgmt For For For
to the Board of Directors
9 Appoint the Auditor and Group Auditor Mgmt For For For
10 Non-Voting Agenda Item
SMIT INTERNATIONALE N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N81047172 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Approve the report of the Management Mgmt For For For
Board on the FY 2006
4 Approve to determine the annual account Mgmt For For For
2006
5 Approve the Dividend and Reservation Mgmt For For For
Policy
6 Approve the dividend appropriation Mgmt For For For
7 Grant discharge to the Management Board Mgmt For For For
8 Grant discharge to the Supervisory Board Mgmt For For For
9 Approve the Remuneration Policy of Mgmt For For For
Supervisory Board
10 Appoint KPMG as the Auditor Mgmt For For For
11 Grant authority to repurchase Company Mgmt For For For
shares
12 Authority to Issue Shares w/ or w/out Mgmt For For For
Pre-emptive Rights
13 Routine Meeting Item Mgmt For For For
14 Non-Voting Agenda Item
15 Non-Voting Agenda Item
SOFTWARE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D7045M133 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the acts of the Board of Mgmt For For For
Managing Directors
5 Ratification of the acts of the Mgmt For For For
Supervisory Board
6 Election of Supervisory Board Members Mgmt For For For
7 Elect Henryk Wulf Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
SOLVAY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B82095116 04/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Amend Article 27 Mgmt For For For
5 Amend Articles 6 and 34 Mgmt For For For
STADA ARZNEIMITTEL AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D76226113 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Resolution on the appropriation of the Mgmt For For For
annual balance sheet profits
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Appointment of the auditor for the 2007 Mgmt For For For
financial year
7 Authority to Repurchase Shares Mgmt For For For
8 Approve New "Authorized Capital" Mgmt For For For
9 Approve "Conditional Capital 2007/II" Mgmt For For For
10 Non-Voting Meeting Note
SWISS REINSURANCE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H84046137 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Accounts and Reports Mgmt For For For
5 Approve to allocate the disposable profit Mgmt For For For
6 Grant discharge to the Board of Mgmt For For For
Directors and the Executive Committee
7 Approve to reduce the share capital Mgmt For For For
8 Authority to Cancel Conditional Capital Mgmt For For For
9 Authority to Reduce Conditional Capital Mgmt For For For
for Bonds
10 Approve the 2007-2010 Share Buy-Back Mgmt For For For
Programme
11 Re-elect Mr. Raymund Breu to the Board Mgmt For For For
of Directors
12 Re-elect Jr. John F. Smith to the Board Mgmt For For For
of Directors
13 Elect Mr. Hans Ulrich Maerki to the Mgmt For For For
Board of Directors
14 Appointment of Auditor Mgmt For For For
TELEFONICA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 879382109 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
4 Re-election of Mr. Cesar Alierta Izuel. Mgmt For For For
5 Re-election of Mr. Maximino Carpio Mgmt For For For
Garcia.
6 Re-election of Mr. Gonzalo Hinojosa Mgmt For For For
FernAndez de Angulo.
7 Re-election of Mr. Pablo Isla Alvarez de Mgmt For For For
Tejera.
8 Re-election of Mr. Enrique Used Aznar. Mgmt For For For
9 Re-election of Mr. Gregorio Mgmt For For For
Villalabeitia Galarraga.
10 Elect Jose Alvarez-Pallete Lopez Mgmt For Against Against
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
14 Amend Articles 14, 16, 18, 19 and 20 Mgmt For For For
15 Amend Articles 17 and 20 Mgmt For For For
16 Amend Articles 24, 25, 27, 30 and 31 Mgmt For For For
17 Amend Article 5 Mgmt For For For
18 Amend Articles 7, 8, 9 and 10 Mgmt For For For
19 Amend Articles 7, 15, 17 and 20 Mgmt For For For
20 Amend Articles 21 and 24 Mgmt For For For
21 Authority to Carry Out Formalities Mgmt For For For
22 Non-Voting Meeting Note
23 Non-Voting Meeting Note
24 Non-Voting Meeting Note
TEMENOS GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H8547Q107 06/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Grant discharge to the Members of the Mgmt For For For
Board of Directors and the Management
6 Approve the conditional share capital Mgmt For For For
7 Elect Mr. Andreas Andreades as a Member Mgmt For For For
of the Board of Directors
8 Elect PricewaterhouseCoopers SA as the Mgmt For For For
Auditors and the Group Auditors
9 Non-Voting Meeting Note
10 Non-Voting Meeting Note
TESCO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G87621101 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Approve the Directors remuneration Mgmt For For For
report for the FYE 24 FEB 2007
3 Allocation of Profits/Dividends Mgmt For For For
4 Re-elect Mr. E. Mervyn Davies as a Mgmt For For For
Director
5 Re-elect Dr. Harald Einsmann as a Mgmt For For For
Director
6 Re-elect Mr. Ken Hydon as a Director Mgmt For For For
7 Re-elect Mr. David Potts as a Director Mgmt For For For
8 Re-elect Mr. David Reid as a Director Mgmt For For For
9 Elect Ms. Lucy Neville-Rolfe as Director Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
16 EU Political Donations (Tesco Stores Mgmt For For For
Limited)
17 Amendment to Articles Regarding Mgmt For For For
Electronic Communication
18 Group New Business Incentive Plan 2007 Mgmt For For For
19 US Long-term Incentive Plan 2007 Mgmt For For For
20 Amendment to Performance Share Plan 2004 Mgmt For For For
21 Executive Incentive Plan 2004 for US Mgmt For For For
Executives
22 International Bonus Plan for US Mgmt For For For
Executives
23 Shareholder Proposal Regarding Labour ShrHoldr Against Against For
Standards
THE SWATCH GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H83949141 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Receive the 2006 annual report of the Mgmt For For For
Board of Directors
3 Presentation of Accounts Mgmt For For For
4 Receive the Statutory Auditors report Mgmt For For For
and the report of the Group Auditors
5 Approve the reports and the financial Mgmt For For For
statements
6 Grant discharge to the Board of Directors Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Re-elect Ms. Esther Grether as a Director Mgmt For For For
9 Re-elect Ms. Nayla Hayek as a Director Mgmt For Against Against
10 Re-elect Mr. Peter Gross as a Director Mgmt For For For
11 Re-elect Mr. Nicolas Hayek as a Director Mgmt For Against Against
12 Re-elect Ms. Claude Nicollier as a Mgmt For For For
Director
13 Re-elect Mr. Johann Schneider-Ammann as Mgmt For Against Against
a Director
14 Re-elect Mr. Ernst Tanner as a Director Mgmt For For For
15 Ratify PricewaterhouseCoopers AG as the Mgmt For For For
Auditors
16 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
THYSSENKRUPP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D8398Q119 01/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Increase Authorized Capital Mgmt For For For
9 Amend Article 9 Mgmt For Against Against
10 Supervisory Board Members' Fees Mgmt For For For
11 Amend Article 3 Mgmt For For For
12 Non-Voting Meeting Note
TITAN CEMENT COMPANY SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X90766126 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Board and Auditor Acts Mgmt For For For
3 Election of Directors Mgmt For For For
4 Appointment of Auditor and Authority to Mgmt For For For
Set Auditor's Fees
5 Approve the Board of Directors fees Mgmt For For For
6 Related Party Transaction Mgmt For Against Against
7 Amendment to Articles Regarding Share Mgmt For For For
Capital
8 Bonus Share Issuance Mgmt For For For
9 Amendment to Articles Regarding Share Mgmt For For For
Capital
10 Authority to Repurchase Shares Mgmt For For For
11 Stock Option Plan Mgmt For Abstain NA
TITAN CEMENT COMPANY SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X90766126 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Stock Option Plan Mgmt For Abstain NA
TNT N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N86672107 09/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Approve Sale of the Logistics Division Mgmt For For For
3.0 Cancel Company Treasury Shares Mgmt For For For
4.0 Allow Questions Mgmt
5.0 Close Meeting Mgmt
TNT NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N86672107 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Adopt the 2006 financial statements Mgmt For For For
7 Approve the reserves and dividend Mgmt For For For
guidelines
8 Approve the determination and Mgmt For For For
distribution of dividend
9 Grant discharge from liability of the Mgmt For For For
Members of the Board of Management
10 Grant discharge from liability of the Mgmt For For For
Members of the Supervisory Board
11 Adopt the amendments to the Remuneration Mgmt For Against Against
Policy for the Board of Management
12 Non-Voting Agenda Item
13 Non-Voting Agenda Item
14 Non-Voting Agenda Item
15 Appoint Mr. R.Dahan as a Member of the Mgmt For For For
Supervisory Board
16 Appoint Mr. V. Halberstadt as a Member Mgmt For For For
of the Supervisory Board
17 Appoint Mr. W. Kokas as a Member of the Mgmt For For For
Supervisory Board
18 Appoint Mrs. M. Harris as a Member of Mgmt For For For
the Supervisory Board
19 Non-Voting Agenda Item
20 Authority to Issue Common Shares w/ Mgmt For For For
Preemptive Rights
21 Authority to Issue Preferred Stock Mgmt For Against Against
22 Authority to Issue Common Shares w/out Mgmt For For For
Preemptive Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Approve the reduction of the issued Mgmt For For For
capital by cancellation of own shares
25 Amend the Articles of Association of Mgmt For For For
conversion of the special share
26 Amendments to Articles Mgmt For For For
27 Non-Voting Agenda Item
28 Non-Voting Agenda Item
29 Non-Voting Agenda Item
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F92124100 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Authority to Trade in Company Stock Mgmt For For For
8 Elect Thierry Desmarest Mgmt For For For
9 Elect Thierry de Rudder Mgmt For For For
10 Elect Serge Tchuruk Mgmt For For For
11 Elect Daniel Boeuf Mgmt For For For
12 Elect Philippe Marchandise Mgmt For For For
13 Appoint Mr. Mohamed Zaki as a Director Mgmt For For For
for a 3-year period
14 Approve to award total annual fees of Mgmt For For For
for EUR 1,100,000.00 to the Directors
15 Authority to Increase Shares w/ Mgmt For Against Against
Preemptive Rights
16 Authority to Increase Shares w/out Mgmt For Against Against
Preemptive Rights
17 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
18 Authority to Grant Stock Options to Mgmt For For For
Purchase Stock
19 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
20 Amendments to Articles Mgmt For For For
21 Amend the Article 17-2 of the Bylaws as Mgmt For For For
specified
22 Amend the Article 17-2 of the By-laws as Mgmt For For For
specified
23 SHP Regarding Election of Employee ShrHoldr For
Shareholder Representative "Proposal A"
24 SHP Regarding Authority to Issue ShrHoldr For
Restricted Stock "Proposal B"
25 Approve to repeal the voting limitation ShrHoldr For
existing in the Bylaws of Total SA
TSAKOS ENERGY NAVIGATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNP CUSIP9 G9108L108 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect D. John Stravropoulos Mgmt For For For
1.2 Elect Peter Nicholson Mgmt For For For
1.3 Elect Aristides Patrinos, Ph.D Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 RATIFICATION OF ERNST & YOUNG, ATHENS AS Mgmt For For For
AUDITORS.
4 AUTHORIZATION OF THE REMUNERATION OF Mgmt For For For
DIRECTORS.
TVN S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS X9283W102 09/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Poland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Elect Meeting Chairman Mgmt For For For
3.0 Acknowledge Proper Convening of Meeting Mgmt For For For
4.0 Approve Agenda of Meeting Mgmt For For For
5.0 Elect Members of Vote Counting Commission Mgmt For For For
6.0 Amend Statute Re: Corporate Purpose Mgmt For For For
7.0 Authorize Management Board to Sign Mgmt For For For
Agreement with National Depository for
Securities Regarding Dematerialization
and Registration of Series D Shares and
Their Listing on Warsaw Stock Exchange
8.0 Approve Conditional Increase in Share Mgmt For Against Against
Capital in Connection with Incentive
Plan Proposed under Items 10 and 11
9.0 Disapply Preemptive Rights in Connection Mgmt For Against Against
with Conditional Increase in Share
Capital Proposed under Item 8
10.0 Approve Issuance of Warrants Mgmt For Against Against
11.0 Approve Terms of Incentive Plan Mgmt For Against Against
(Issuance of Warrants)
12.0 Approve Unified Text of Statute Mgmt For For For
13.0 Close Meeting Mgmt
TVN SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X9283W102 11/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Poland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Opening of the meeting Mgmt For For For
2 Election of Chairman to Preside over Mgmt For For For
Meeting
3 Compliance with Rules of Convocation Mgmt For For For
4 Approve the agenda Mgmt For For For
5 Elect the Voting Commission Mgmt For For For
6 Adopt the resolution on merger of TVN Mgmt For For For
S.A with TVN 24 Ltd
7 Stock Split Mgmt For For For
8 Authority to Enter Agreement with Mgmt For For For
National Depositary of Securities
9 Amend Previously Approved Resolution Mgmt For For For
10 Amend Previously Approved Resolution Mgmt For For For
11 Amend Previously Approved Resolution Mgmt For For For
12 Amend Previously Approved Resolution Mgmt For For For
13 Amend Previously Approved Resolution Mgmt For For For
14 Amend Previously Approved Resolution Mgmt For For For
15 Amend Previously Approved Resolution Mgmt For For For
16 Amend Previously Approved Resolution Mgmt For For For
17 Adopt the uniform text of the Company s Mgmt For For For
Articles of Association
18 Conclusion of Meeting Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Approve the appropriation of retained Mgmt For For For
earnings and dividend for FY 2006
5 Ratification of Board and Management Acts Mgmt For For For
6 Re-elect Mr. Stephan Haeringer as a Mgmt For For For
Board Member
7 Re-elect Mr. Helmut Panke as a Board Mgmt For For For
Member
8 Re-elect Mr. Peter Spuhler as a Board Mgmt For For For
Member
9 Elect Mr. Sergio Marchionne as a new Mgmt For For For
Board Member
10 Elect the Group and Statutory Auditors Mgmt For For For
11 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
12 Approve a new Share Buyback Program for Mgmt For For For
2007-2010
UMICORE (FRMLY UNION MINIERE S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS B95505119 10/24/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Receive Report of the Board of Directors Mgmt
on the Authorized Capital
1.2 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights
2.0 Authorize Reissuance of Repurchased Mgmt For For For
Shares
3.1 Receive Report of the Board of Directors Mgmt
on the Merger through Absorption of
Umicore Immo
3.2 Approve Merger by Absorption of Umicore Mgmt For For For
Immo
UMICORE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B95505119 03/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Amend Article 7 Mgmt For For For
4 Amend Article 18 Mgmt For For For
5 Approve the acquisition of own shares Mgmt For For For
6 Non-Voting Meeting Note
7 Non-Voting Meeting Note
UNILEVER N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N8981F271 10/02/2006 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Receive Report by the Administration Mgmt
Office
3.0 Close Meeting Mgmt
UNILEVER NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N8981F271 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item
6 Ratification of Executive Directors' Acts Mgmt For For For
7 Ratification of Non-Executive Directors' Mgmt For For For
Acts
8 Appointment of Mr. P.J. Cescau as an Mgmt For For For
Executive Director as specified.
9 Appointment of Mr. C.J. van der Graaf as Mgmt For For For
an Executive as specified.
10 Appointment of Mr. R.D. Kugler as an Mgmt For For For
Executive Director as specified.
11 Elect Lord Brittan of Spennithorne Mgmt For For For
12 Appointment of Professor W. Dik as a Mgmt For For For
Non-Executive Director as specified.
13 Appointment of Mr. C.E. Golden as a Mgmt For For For
Non-Executive Director as specified.
14 Appointment of Dr. B.E. Grote as a Mgmt For For For
Non-Executive Director as specified.
15 Elect Lord Simon of Highbury Mgmt For For For
16 Appointment of Mr. J-C Spinetta as a Mgmt For For For
Non-Executive Director as specified.
17 Appointment of Mr. K.J. Storm as a Mgmt For For For
Non-Executive Director as specified.
18 Elect Jeroen van der Veer Mgmt For Against Against
19 Appoint Professor G. Berger as the Mgmt For For For
Non-Executive Director as specified.
20 Appoint Mr. N. Murthy as the Mgmt For For For
Non-Executive Director as specified.
21 Appoint Ms. H. Nyasulu as the Mgmt For For For
Non-Executive Director as specified.
22 Appoint Mr. M. Treschow as the Mgmt For For For
Non-Executive Director as specified.
23 Compensation Policy Mgmt For For For
24 Non-Executive Directors' Fees Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Appointment of Auditor Mgmt For For For
27 Authority to Issue Shares w/ and w/out Mgmt For For For
Preemptive Rights
28 Authority to Repurchase Shares Mgmt For For For
29 Non-Voting Agenda Item
USG PEOPLE NV (FRMELY UNITED SERVICES GROUP AND UNIQUE INTERNATIONAL)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N9040V109 10/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Receive Report on the Share Split Mgmt
3.0 Amend Articles Mgmt For For For
4.0 Other Business (Non-Voting) Mgmt
5.0 Close Meeting Mgmt
VACON PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X9582Y106 03/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For For For
6 Approve the remuneration of the Board Mgmt For For For
Members
7 Approve the remuneration of the Mgmt For For For
Auditorasa
8 Approve the number of the Board Members Mgmt For For For
9 Election of Directors Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Amend the Articles of Association Mgmt For For For
12 Authorize the Board to decide on Mgmt For For For
acquiring the Company s own shares
13 Authorize the Board to decide on Mgmt For For For
disposing the Company s own shares
VEDANTA RESOURCES PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G9328D100 08/02/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 14.3 US Cents Mgmt For For For
Per Ordinary Share
4.0 Re-elect Anil Agarwal as Director Mgmt For For For
5.0 Re-elect Shailendra Tamotia as Director Mgmt For For For
6.0 Re-elect Naresh Chandra as Director Mgmt For For For
7.0 Reappoint Deloitte & Touche LLP as Mgmt For For For
Auditors of the Company
8.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
9.0 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights up to USD 3,275,956
Pursuant with the USD 725 Million 4.60
Percent Guaranteed Convertible Bonds Due
2026 Issued by Vedanta Finance (Jersey)
Ltd; Otherwise, up to USD 9,558,417
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,433,905
11.0 Authorise 28,678,119 Ordinary Shares for Mgmt For For For
Market Purchase
VIVENDI, PARIS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F97982106 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Related Party Transactions Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of the Co-Option of a Board Mgmt For For For
Member
8 Authority to Trade in Company Stock Mgmt For For For
9 Authority to Issue Shares and Mgmt For For For
Convertible Securities w/ Preemptive
Rights
10 Authority to Issue Shares and Mgmt For For For
Convertible Securities w/out Preemptive
Rights
11 Authority to Increase Capital through Mgmt For For For
Capitalizations
12 Authority to Increase Capital for Mgmt For For For
Employee Benefits
13 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
14 Amendments to Articles Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Amendments to Articles Mgmt For Against Against
18 Amend Article 17 of the Bylaws-voting Mgmt For For For
rights
19 Authority to Carry Out Formalities Mgmt For For For
WEBER (GERRY) INTERNATIONAL AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D95473225 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the acts of the Board of Mgmt For For For
Managing Directors
5 Ratification of the acts of the Mgmt For For For
Supervisory Board
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
WOLTERS KLUWER NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV09931 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Adopt the financial statements and Mgmt For For For
annual reports for 2006
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Management Board Acts Mgmt For For For
9 Ratification of Supervisory Board Acts Mgmt For For For
10 Amend the Articles of Association Mgmt For For For
11 Appoint Mr. B. F. J. A. Angelici as a Mgmt For For For
Member of the Supervisory Board
12 Appoint Mr. J. J. Lynch, Jr. as a Member Mgmt For For For
of the Executive Board
13 Directors' Fees Mgmt For For For
14 Amendment to Compensation Policy Mgmt For For For
Regarding the Short-Term and Long-Term
Incentive Plans
15 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
16 Authorize the Executive Board to Mgmt For For For
restrict or exclude pre-emptive rights
17 Authorize the Executive Board to acquire Mgmt For For For
own shares
18 Non-Voting Agenda Item
19 Non-Voting Agenda Item
XSTRATA PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G9826T102 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Re-elect Mick Davis Mgmt For For For
5 Re-elect Trevor Reid Mgmt For For For
6 Re-elect Sir Steve Robson Mgmt For For For
7 Re-elect David Rough Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
10 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
11 Amendments to Articles Regarding Mgmt For For For
Electronic Communications
12 Reduction in Authorized Capital Mgmt For For For
XSTRATA PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G9826T102 08/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Acquisition by Xstrata Canada Mgmt For For For
Inc. of Any and All of the Issued, to be
Issued and Outstanding Falconbridge
Shares Other Than Any Falconbridge
Shares Owned Directly or Indirectly by
Xstrata Canada Inc. or Its Affiliates
ZURICH FINANCIAL SERVICES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H9870Y105 04/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For For For
6 Authority to Increase Conditional Capital Mgmt For For For
7 Re-elect Mr. Armin Meyer to the Board of Mgmt For For For
Directors
8 Re-elect Mr. Rolf Watter to the Board of Mgmt For For For
Directors
9 Re-elect the Statutory Auditors and the Mgmt For For For
Group Auditors
10 Non-Voting Meeting Note
ITEM 7 : PROXY VOTING RECORD
Registrant : Icon Funds
Fund Name : ICON Financial Fund
Reporting Period : 07/01/2006 - 06/30/2007
AFLAC INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFL CUSIP9 001055102 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel Amos Mgmt For For For
1.2 Elect John Amos, II Mgmt For For For
1.3 Elect Paul Amos, II Mgmt For For For
1.4 Elect Yoshiro Aoki Mgmt For For For
1.5 Elect Michael Armacost Mgmt For For For
1.6 Elect Kriss Cloninger, III Mgmt For Withhold Against
1.7 Elect Joe Harris Mgmt For For For
1.8 Elect Elizabeth Hudson Mgmt For For For
1.9 Elect Kenneth Janke, Sr. Mgmt For Withhold Against
1.10 Elect Douglas Johnson Mgmt For For For
1.11 Elect Robert Johnson Mgmt For For For
1.12 Elect Charles Knapp Mgmt For For For
1.13 Elect E. Stephen Purdom Mgmt For For For
1.14 Elect Barbara Rimer Mgmt For For For
1.15 Elect Marvin Schuster Mgmt For Withhold Against
1.16 Elect David Thompson Mgmt For For For
1.17 Elect Robert Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALLSTATE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALL CUSIP9 020002101 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES G. ANDRESS Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For For
4 ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For Against Against
5 ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For For
6 ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For For
7 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For
8 ELECTION OF DIRECTOR: J. CHRISTOPHER Mgmt For For For
REYES
9 ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For Against Against
10 ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For For
12 ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For For
13 ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For For
14 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
15 Elimination of Supermajority Requirements Mgmt For For For
AMBAC FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABK CUSIP9 023139108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Callen Mgmt For For For
1.2 Elect Jill Considine Mgmt For For For
1.3 Elect Philip Duff Mgmt For For For
1.4 Elect Robert Genader Mgmt For For For
1.5 Elect W. Gregory Mgmt For For For
1.6 Elect Thomas Theobald Mgmt For For For
1.7 Elect Laura Unger Mgmt For For For
1.8 Elect Henry Wallace Mgmt For For For
2 RATIFY SELECTION OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
AMERICAN CAPITAL STRATEGIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACAS CUSIP9 024937104 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Baskin Mgmt For For For
1.2 Elect John Koskinen Mgmt For For For
1.3 Elect Alvin Puryear Mgmt For For For
2 APPROVAL OF THE 2007 STOCK OPTION PLAN. Mgmt For For For
3 Amendment to Declassify the Board Mgmt For For For
4 Increase in Authorized Shares Mgmt For Against Against
5 APPROVAL OF THE AMENDMENT TO THE Mgmt For For For
INCENTIVE BONUS PLAN.
6 Ratification of Auditor Mgmt For For For
7 Transaction of Other Business Mgmt For Against Against
AMERICAN EXPRESS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXP CUSIP9 025816109 04/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For For For
1.5 Elect Peter Chernin Mgmt For For For
1.6 Elect Vernon Jordan, Jr. Mgmt For For For
1.7 Elect Jan Leschly Mgmt For For For
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For For For
1.10 Elect Edward Miller Mgmt For For For
1.11 Elect Frank Popoff Mgmt For Withhold Against
1.12 Elect Steven Reinemund Mgmt For For For
1.13 Elect Robert Walter Mgmt For For For
1.14 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2007 Incentive Compensation Plan Mgmt For For For
4 A SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
CUMULATIVE VOTING FOR DIRECTORS.
AMERICAN INTERNATIONAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIG CUSIP9 026874107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marshall Cohen Mgmt For For For
1.2 Elect Martin Feldstein Mgmt For For For
1.3 Elect Ellen Futter Mgmt For For For
1.4 Elect Stephen Hammerman Mgmt For For For
1.5 Elect Richard Holbrooke Mgmt For Withhold Against
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect George Miles, Jr. Mgmt For Withhold Against
1.8 Elect Morris Offit Mgmt For For For
1.9 Elect James Orr, III Mgmt For For For
1.10 Elect Virginia Rometty Mgmt For For For
1.11 Elect Martin Sullivan Mgmt For For For
1.12 Elect Michael Sutton Mgmt For For For
1.13 Elect Edmund Tse Mgmt For For For
1.14 Elect Robert Willumstad Mgmt For For For
1.15 Elect Frank Zarb Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 2007 Stock Incentive Plan Mgmt For Against Against
4 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
PERFORMANCE-BASED STOCK OPTIONS.
AMERIPRISE FINANCIAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMP CUSIP9 03076C106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
CRACCHIOLO.
2 ELECTION OF DIRECTOR: WARREN D. KNOWLTON. Mgmt For For For
3 ELECTION OF DIRECTOR: H. JAY SARLES. Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT F. SHARPE, Mgmt For Against Against
JR.
5 Amendment to the 2005 Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
BANCO BILBAO VIZCAYA ARGENTARIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBV CUSIP9 05946K101 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
2 APPOINTMENT OF MR RAFAEL BERMEJO BLANCO. Mgmt For For For
3 Ratify Independence of Richard C. Breeden Mgmt For For For
4 Ratify Independence of Ramon Bustamante Mgmt For For For
y de la Mora
5 Ratify Independence of Jose Antonio Mgmt For For For
Fernandez Rivero
6 Ratify Independence of Ignacio Ferrero Mgmt For For For
Jordi
7 Ratify Independence of Roman Knorr Borras Mgmt For For For
8 Ratify Independence of Enrique Medina Mgmt For For For
Fernandez
9 INCREASE THE MAXIMUM NOMINAL AMOUNT Mgmt For For For
BYE30,000,000,000.
10 AUTHORISATION FOR THE COMPANY TO ACQUIRE Mgmt For For For
TREASURY STOCK.
11 RE-ELECTION OF THE AUDITORS FOR THE 2007 Mgmt For For For
ACCOUNTS.
12 AMENDMENT OF ARTICLE 36, IN THE Mgmt For For For
CORPORATE BYLAWS.
13 Charitable Donations Mgmt For For For
14 CONFERRAL OF AUTHORITY TO THE BOARD OF Mgmt For For For
DIRECTORS.
BANCO BILBAO VIZCAYA ARGENTARIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBV CUSIP9 05946K101 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the Issuance of Common Stock Mgmt For For For
2 Authorization of Legal Formalities Mgmt For For For
BANK OF AMERICA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BACRP CUSIP9 060505104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For
SR.
3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
7 ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
14 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For
JR.
15 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For
SPANGLER
16 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
17 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
18 RATIFICATION OF THE INDEPENDENT Mgmt For Against Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Options
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Number of Directors
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
BANK OF IRELAND GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 46267Q103 07/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO RECEIVE THE REPORT AND ACCOUNTS. Mgmt For For For
2.0 TO DECLARE A DIVIDEND. Mgmt For For For
3.1 Elect Director Mr David Dilger Mgmt For For For
3.2 Elect Director Mr George Magan Mgmt For For For
3.3 Elect Director Mrs Caroline Marland Mgmt For For For
3.4 Elect Director Mr Thomas Moran Mgmt For For For
3.5 Elect Director Mr Declan Mccourt Mgmt For For For
4.0 TO AUTHORISE THE DIRECTORS TO DETERMINE Mgmt For For For
THE REMUNERATION OF THE AUDITORS.
5.0 TO RENEW THE BANK S AUTHORITY TO Mgmt For For For
PURCHASE ITS OWN STOCK.*
6.0 TO DETERMINE THE RE-ISSUE PRICE RANGE Mgmt For For For
FOR TREASURY STOCK.*
7.0 TO RENEW THE DIRECTORS AUTHORITY TO Mgmt For For For
ISSUE ORDINARY STOCK ON A NON-PREEMPTIVE
BASIS FOR CASH.*
8.0 TO RENEW THE DIRECTORS AUTHORITY TO Mgmt For For For
ISSUE ORDINARY STOCK ON A
NON-PRE-EMPTIVE BASIS OTHER THAN FOR
CASH.*
9.0 TO RENEW THE AUTHORITY TO OPERATE A Mgmt For For For
STOCK ALTERNATIVE SCHEME.*
10.0 TO APPROVE THE RESOLUTION ON Mgmt For For For
NON-EXECUTIVE DIRECTORS FEES.*
11.0 TO ESTABLISH A NEW ALL-EMPLOYEE STAFF Mgmt For For For
STOCK ISSUE SCHEME (ROL ONLY).*
12.0 TO ESTABLISH A NEW ALL-EMPLOYEE Mgmt For For For
RESTRICTED STOCK PLAN AND US EMPLOYEE
TRUST (US ONLY).*
BANK OF NEW YORK COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BK CUSIP9 064057102 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frank Biondi, Jr. Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Richard Kogan Mgmt For Withhold Against
1.5 Elect Michael Kowalski Mgmt For For For
1.6 Elect John Luke, Jr. Mgmt For Withhold Against
1.7 Elect Catherine Rein Mgmt For For For
1.8 Elect Thomas Renyi Mgmt For For For
1.9 Elect William Richardson Mgmt For Withhold Against
1.10 Elect Samuel Scott III Mgmt For For For
1.11 Elect Richard Vaughan Mgmt For For For
2 A VOTE FOR RATIFICATION OF AUDITORS Mgmt For For For
3 SHAREHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against
SIMPLE MAJORITY VOTING
4 SHAREHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against
CUMULATIVE VOTING.
5 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Compensation Advisory Vote
BEAR STEARNS COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BSC CUSIP9 073902108 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Cayne Mgmt For For For
1.2 Elect Henry Bienen Mgmt For For For
1.3 Elect Carl Glickman Mgmt For Withhold Against
1.4 Elect Michael Goldstein Mgmt For Withhold Against
1.5 Elect Alan Greenberg Mgmt For For For
1.6 Elect Donald Harrington Mgmt For For For
1.7 Elect Frank Nickell Mgmt For For For
1.8 Elect Paul Novelly Mgmt For For For
1.9 Elect Frederic Salerno Mgmt For Withhold Against
1.10 Elect Alan Schwartz Mgmt For For For
1.11 Elect Warren Spector Mgmt For For For
1.12 Elect Vincent Tese Mgmt For For For
1.13 Elect Wesley Williams, Jr. Mgmt For For For
2 APPROVAL OF AN AMENDMENT TO THE STOCK Mgmt For Against Against
AWARD PLAN.
3 APPROVAL OF AMENDMENTS TO THE RESTRICTED Mgmt For Against Against
STOCK UNIT PLAN.
4 Amendment to the Capital Accumulation Mgmt For For For
Plan for Senior Managing Directors
5 APPROVAL OF THE 2007 PERFORMANCE Mgmt For For For
COMPENSATION PLAN.
6 Ratification of Auditor Mgmt For For For
7 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
PAY-FOR-SUPERIOR-PERFORMANCE STANDARD.
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNPZY CUSIP9 05565A202 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Consolidated Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Related Party Transactions Mgmt For For For
5 AUTHORISATION FOR BNP PARIBAS TO BUY Mgmt For For For
BACK ITS OWN SHARES
6 Ratification of the Co-Option of Suzanne Mgmt For For For
Berger Keniston
7 Elect Louis Schweitzer Mgmt For For For
8 Authority to Carry Out Formalities Mgmt For For For
(Routine Items)
9 Modification of Previous Resolution Mgmt For For For
Regarding Stock Options
10 Modification of Previous Resolution Mgmt For For For
Regarding Employee Savings Plan
11 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
12 APPROVAL OF THE PROPOSED MERGER OF BNL Mgmt For For For
INTO PARIBAS
13 APPROVAL OF THE CORRESPONDING INCREASE Mgmt For For For
IN THE BANK S SHARE CAPITAL
14 Merger by Absorption Mgmt For For For
15 Merger by Absorption Mgmt For For For
16 APPROVAL OF THE MERGER OF COMPAGNIE Mgmt For For For
IMMOBILIERE DE FRANCE INTO BNP PARIBAS
17 Merger by Absorption Mgmt For For For
18 APPROVAL OF THE MERGER OF CAPEFI INTO Mgmt For For For
BNP PARIBAS
19 Amendments to Articles Mgmt For For For
20 Authority to Carry Out Formalities Mgmt For For For
CAPITAL ONE FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COF CUSIP9 14040H105 08/22/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
CASH AMERICAN INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSH CUSIP9 14754D100 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect A.R. Dike Mgmt For For For
1.4 Elect Daniel Feehan Mgmt For For For
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Senior Executive Bonus Plan Mgmt For For For
CB RICHARD ELLIS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBG CUSIP9 12497T101 06/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Blum Mgmt For For For
1.2 Elect Patrice Marie Daniels Mgmt For For For
1.3 Elect Thomas Daschle Mgmt For For For
1.4 Elect Curtis Feeny Mgmt For For For
1.5 Elect Bradford Freeman Mgmt For For For
1.6 Elect Michael Kantor Mgmt For Withhold Against
1.7 Elect Frederic Malek Mgmt For For For
1.8 Elect Robert Sulentic Mgmt For For For
1.9 Elect Jane Su Mgmt For For For
1.10 Elect Brett White Mgmt For For For
1.11 Elect Gary Wilson Mgmt For For For
1.12 Elect Ray Wirta Mgmt For For For
2 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 APPROVAL OF THE EXECUTIVE INCENTIVE PLAN Mgmt For For For
CHICAGO MERCANTILE EXCHANGE HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CME CUSIP9 167760107 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
CHICAGO MERCANTILE EXCHANGE HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CME CUSIP9 167760107 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Craig Donohue Mgmt For For For
1.2 Elect Terrence Duffy Mgmt For For For
1.3 Elect Daniel Glickman Mgmt For For For
1.4 Elect William Miller, II Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Sandner Mgmt For For For
1.7 Elect Terry Savage Mgmt For For For
2 Amendment to the Amended and Restated Mgmt For For For
Omnibus Stock Plan
3 Amendment to the Annual Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
CHINA LIFE INSURANCE CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 16939P106 10/16/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: CLASS OF
SHARES: A SHARES.
2.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: TOTAL
NUMBER OF A SHARES TO BE ISSUED: NOT
MORE THAN 1,500,000,000 A SHARES.
3.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: NOMINAL
VALUE: RMB1.00 EACH.
4.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: TARGET
SUBSCRIBERS: (I) STRATEGIC INVESTORS;
(II) SECURITIES INVESTMENT AND (III)
OTHER INSTITUTIONAL INVESTORS.
5.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: ISSUE
PRICE: ISSUE PRICE OF THE A SHARE ISSUE
WILL BE DETERMINED ON THE BASIS OF
MARKET CONDITIONS.
6.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: PLACE OF
LISTING: SHANGHAI STOCK EXCHANGE.
7.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: USE OF
PROCEEDS: FUNDS RAISED FROM THE A SHARE
ISSUE WILL BE USED TO REPLENISH THE
CAPITAL OF THE COMPANY.
8.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: THE
EXISTING AND NEW SHAREHOLDERS WHOSE
NAMES APPEAR ON THE REGISTER OF MEMBERS
OF THE COMPANY AFTER COMPLETION OF THE A
SHARE ISSUE SHALL BE
9.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: VALIDITY
PERIOD OF THIS RESOLUTION: THIS SPECIAL
RESOLUTION SHALL BE EFFECTIVE FOR A
PERIOD OF 12 MONTHS FROM THE DATE OF THE
APPROVAL BY THE
10.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: THE
BOARD SHALL BE AND ARE AUTHORIZED TO
DETERMINE AND DEAL WITH, AT THEIR
DISCRETION AND WITH FULL AUTHORITY,
MATTERS IN RELATION TO THE A S
11.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: THE
BOARD SHALL BE AND ARE AUTHORIZED TO
DETERMINE MATTERS IN RELATION TO
STRATEGIC INVESTORS (INCLUDING BUT NOT
LIMITED TO THE TARGET STRATE
12.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: THE
BOARD SHALL BE AND ARE AUTHORIZED TO, AT
THEIR DISCRETION AND WITH FULL AUTHORITY
SIGN OR EXECUTE ALL NECESSARY DOCUMENTS,
EFFECT AND CAR
13.0 TO APPROVE (A) THE AMENDMENTS TO THE Mgmt For For For
ARTICLES OF ASSOCIATION, AND TO
AUTHORISE (B) THE BOARD (AND ITS
DELEGATES) TO MAKE FURTHER AMENDMENTS
WHICH IN THEIR OPINION MAY BE NECESSARY,
DESIRABLE AND EXPEDIENT IN ACCORDANCE
WITH THE REQUIREMENTS OF THE APPLIC
14.0 SUBJECT TO THE PASSING OF THE ABOVE Mgmt For For For
SPECIAL RESOLUTION 1 AND CONDITIONAL
UPON THE COMPLETION OF THE A SHARE
ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE SHAREHOLDERS
GENERAL MEETINGS AS SET OUT IN APPENDIX
2 TO THE CIRCULAR.
15.0 SUBJECT TO THE PASSING OF THE ABOVE Mgmt For For For
SPECIAL RESOLUTION 1 AND CONDITIONAL
UPON THE COMPLETION OF THE A SHARE
ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE BOARD MEETINGS
AS SET OUT IN APPENDIX 3 TO THE CIRCULAR.
16.0 SUBJECT TO THE PASSING OF THE ABOVE Mgmt For For For
SPECIAL RESOLUTION 1 AND CONDITIONAL
UPON THE COMPLETION OF THE A SHARE
ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE SUPERVISORY
COMMITTEE MEETINGS AS SET OUT IN
APPENDIX 4 TO THE CIRCULAR.
17.0 TO APPROVE THE ESTABLISHMENT OF THE Mgmt For For For
CHINA LIFE CHARITY FUND (PROVISIONAL
NAME).
CHINA LIFE INSURANCE CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LFC CUSIP9 16939P106 12/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Employee Share Incentive Plan Mgmt For For For
2 Elect NGAI Wai Fung Mgmt For For For
CIT GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CITPRA CUSIP9 125581108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jeffrey Peek Mgmt For For For
1.2 Elect Gary Butler Mgmt For For For
1.3 Elect William Freeman Mgmt For For For
1.4 Elect Susan Lyne Mgmt For For For
1.5 Elect Marianne Parrs Mgmt For For For
1.6 Elect Timothy Ring Mgmt For For For
1.7 Elect John Ryan Mgmt For For For
1.8 Elect Seymour Sternberg Mgmt For For For
1.9 Elect Peter Tobin Mgmt For For For
1.10 Elect Lois Van Deusen Mgmt For For For
2 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For
LLP AS INDEPENDENT AUDITORS.
CITIGROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPRK CUSIP9 172967101 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG.
2 ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For For
3 ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For For
4 ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For For
6 ELECTION OF DIRECTOR: ROBERTO HERNANDEZ Mgmt For For For
RAMIREZ.
7 ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For For
8 ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For For
9 ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For For
10 ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For Against Against
11 ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For For
12 ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For For
13 ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For For
14 ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government Service
17 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON POLITICAL CONTRIBUTIONS.
18 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON CHARITABLE CONTRIBUTIONS.
19 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive Compensation
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
22 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option Policy
23 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
24 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
CREDIT SUISSE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CS CUSIP9 225401108 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For For For
3 CAPITAL REDUCTION OWING TO COMPLETION OF Mgmt For For For
THE SHARE BUY BACK PROGRAM
4 RESOLUTION ON THE APPROPRIATION OF Mgmt For For For
RETAINED EARNINGS
5 REDUCTION OF SHARE CAPITAL BY REPAYMENT Mgmt For For For
OF PAR VALUE TO SHAREHOLDERS
6 APPROVAL OF A FURTHER SHARE BUY BACK Mgmt For For For
PROGRAM
7 Authority to Increase Share Capital Mgmt For For For
8 Amendment to Agenda Items Threshold Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
NOREEN DOYLE
11 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
AZIZ R.D. SYRIANI
12 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
DAVID W. SYZ
13 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
PETER F. WEIBEL
14 Appointment of Auditor Mgmt For For For
15 Appointment of Special Auditor Mgmt For For For
16 Proxy Representative Mgmt Abstain
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP9 D18190898 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain NA
3 Ratificiation of Supervisory Board Acts Mgmt For Against Against
4 ELECTION OF THE AUDITOR FOR THE 2007 Mgmt For Against Against
FINANCIAL YEAR, INTERIM ACCOUNT
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
8 Election of Supervisory Board Member Mgmt For For For
9 Ratification of the Co-Option of Board Mgmt For Against Against
Members
10 Supervisory Board Members' Fees Mgmt For For For
11 RESOLUTION ON AN AMENDMENT TO SECTION 3 Mgmt For For For
OF THE ARTICLES OF ASSOCIATION
12 Amend Article 8 Mgmt For For For
13 Approve New "Authorized Capital" Mgmt For For For
FIDELITY NATIONAL TITLE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FNF CUSIP9 31620R105 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cary Thompson Mgmt For Withhold Against
1.2 Elect Daniel Lane Mgmt For For For
1.3 Elect General William Lyon Mgmt For For For
1.4 Elect Richard Massey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FRANKLIN RESOURCES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEN CUSIP9 354613101 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Samuel Armacost Mgmt For For For
1.2 Elect Charles Crocker Mgmt For For For
1.3 Elect Joseph Hardiman Mgmt For For For
1.4 Elect Robert Joffe Mgmt For For For
1.5 Elect Charles Johnson Mgmt For For For
1.6 Elect Gregory Johnson Mgmt For For For
1.7 Elect Rupert Johnson, Jr. Mgmt For For For
1.8 Elect Thomas Kean Mgmt For For For
1.9 Elect Chutta Ratnathicam Mgmt For For For
1.10 Elect Peter Sacerdote Mgmt For Withhold Against
1.11 Elect Laura Stein Mgmt For For For
1.12 Elect Anne Tatlock Mgmt For For For
1.13 Elect Louis Woodworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1998 Employee Stock Mgmt For For For
Investment Plan
GENWORTH FINANCIAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNW CUSIP9 37247D106 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frank Borelli Mgmt For Withhold Against
1.2 Elect Michael Fraizer Mgmt For For For
1.3 Elect Nancy Karch Mgmt For Withhold Against
1.4 Elect J. Robert Kerrey Mgmt For For For
1.5 Elect Saiyid Naqvi Mgmt For For For
1.6 Elect James Parke Mgmt For For For
1.7 Elect James Riepe Mgmt For Withhold Against
1.8 Elect Barrett Toan Mgmt For For For
1.9 Elect Thomas Wheeler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
GOLDMAN SACHS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP9 38141G104 03/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For For
2 ELECTION OF DIRECTOR: LORD BROWNE OF Mgmt For For For
MADINGLEY
3 ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For For
4 ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For For
5 ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For For
6 ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For For
8 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For
10 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
11 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For
12 ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For For
13 ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS REPORT
16 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
SUSTAINABILITY REPORT
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS
HORACE MANN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMN CUSIP9 440327104 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Futrell Mgmt For For For
1.2 Elect Stephen Hasenmiller Mgmt For For For
1.3 Elect Louis Lower II Mgmt For For For
1.4 Elect Joseph Melone Mgmt For For For
1.5 Elect Jeffrey Morby Mgmt For For For
1.6 Elect Charles Parker Mgmt For For For
1.7 Elect Roger Steinbecker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ING GROEP N V PERP DEBT 6.2%
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INZ CUSIP9 456837103 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ANNUAL ACCOUNTS FOR 2006. Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Grant of Stock Options and Shares Mgmt For For For
4 AMENDMENT OF THE ARTICLES OF ASSOCIATION. Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For For
APPOINTMENT OF MR. JOHN HELE.
8 COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For For
APPOINTMENT OF MR. KOOS TIMMERMANS.
9 Elect Claus Hoffmann Mgmt For For For
10 COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For For
REAPPOINTMENT OF MR. WIM KOK.
11 COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For For
APPOINTMENT OF MR. HENK BREUKINK.
12 COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For For
APPOINTMENT OF MR. PETER ELVERDING.
13 COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For Against Against
APPOINTMENT OF MR. PIET HOOGENDOORN.
14 AUTHORISATION TO ISSUE ORDINARY SHARES Mgmt For For For
WITH OR WITHOUT PREFERENTIAL RIGHTS.
15 Authority to Issue Preferred Stock w/ or Mgmt For For For
w/out Preemptive Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Repurchase Preference A Mgmt For Against Against
Shares
18 Authority to Cancel Preference A Shares Mgmt For For For
ISTAR FINANCIAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFIPRB CUSIP9 45031U101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jay Sugarman Mgmt For For For
1.2 Elect Glenn August Mgmt For For For
1.3 Elect Robert Holman, Jr. Mgmt For For For
1.4 Elect Robin Josephs Mgmt For Withhold Against
1.5 Elect Carter McClelland Mgmt For For For
1.6 Elect John McDonald Mgmt For For For
1.7 Elect George Puskar Mgmt For For For
1.8 Elect Jeffrey Weber Mgmt For For For
2 2007 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
JP MORGAN CHASE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP9 46625H100 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Crandall Bowles Mgmt For For For
1.2 Elect Stephen Burke Mgmt For For For
1.3 Elect James Crown Mgmt For For For
1.4 Elect James Dimon Mgmt For For For
1.5 Elect Ellen Futter Mgmt For For For
1.6 Elect William Gray, III Mgmt For For For
1.7 Elect Laban Jackson, Jr. Mgmt For Withhold Against
1.8 Elect Robert Lipp Mgmt For For For
1.9 Elect David Novak Mgmt For Withhold Against
1.10 Elect Lee Raymond Mgmt For Withhold Against
1.11 Elect William Weldon Mgmt For For For
2 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option Policy
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Restricted Stock
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Say-on-Pay Advisory Vote
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote in Director Elections
9 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
10 Shareholder Proposal Regarding Slavery ShrHoldr Against Against For
Apology Report
LEHMAN BROTHERS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEH CUSIP9 524908100 04/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN F. AKERS Mgmt For For For
3 ELECTION OF DIRECTOR: ROGER S. BERLIND Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
CRUIKSHANK
5 ELECTION OF DIRECTOR: MARSHA JOHNSON Mgmt For For For
EVANS
6 ELECTION OF DIRECTOR: RICHARD S. FULD, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: SIR CHRISTOPHER Mgmt For For For
GENT
8 ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For For
9 ELECTION OF DIRECTOR: HENRY KAUFMAN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN D. MACOMBER Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Stock Incentive Mgmt For Against Against
Plan
13 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
LINCOLN NATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNC CUSIP9 534187109 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Avery Mgmt For For For
1.2 Elect William Cunningham Mgmt For Withhold Against
1.3 Elect William Payne Mgmt For For For
1.4 Elect Patrick Pittard Mgmt For For For
1.5 Elect Jill Ruckelshaus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Incentive Compensation Plan Mgmt For For For
4 Stock Option Plan For Non-Employee Mgmt For For For
Directors
LOEWS CORP CAROLINA GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTR CUSIP9 540424108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ann Berman Mgmt For For For
1.2 Elect Joseph Bower Mgmt For For For
1.3 Elect Charles Diker Mgmt For For For
1.4 Elect Paul Fribourg Mgmt For For For
1.5 Elect Walter Harris Mgmt For For For
1.6 Elect Philip Laskawy Mgmt For For For
1.7 Elect Gloria Scott Mgmt For For For
1.8 Elect Andrew Tisch Mgmt For For For
1.9 Elect James Tisch Mgmt For For For
1.10 Elect Jonathan Tisch Mgmt For For For
2 RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For For
INDEPENDENT AUDITORS
3 Amendment to the Incentive Compensation Mgmt For For For
Plan for Executive Officers
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
5 Shareholder Proposal Regarding the ShrHoldr Against Against For
Production, Promotion and Marketing of
Tobacco Products
LOEWS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 540424108 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Increase Authorized Common Stock Mgmt For For For
2.0 Adjust Par Value of Common Stock Mgmt For For For
MARKEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKL CUSIP9 570535104 05/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect Douglas Eby Mgmt For For For
1.3 Elect Leslie Grandis Mgmt For Withhold Against
1.4 Elect Stewart Kasen Mgmt For Withhold Against
1.5 Elect Alan I. Kirshner Mgmt For For For
1.6 Elect Lemuel Lewis Mgmt For For For
1.7 Elect Anthony Markel Mgmt For For For
1.8 Elect Steven Markel Mgmt For For For
1.9 Elect Jay Weinberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE COMPANY S AMENDED Mgmt For For For
EMPLOYEE STOCK PURCHASE AND BONUS PLAN.
MASTERCARD INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MA CUSIP9 57636Q104 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Nancy Karch Mgmt For For For
1.2 Elect Edward Tian Mgmt For Withhold Against
2 Amendment to Equity Compensation Plan Mgmt For For For
3 Amendment to Certificate of Incorporation Mgmt For For For
4 Ratification of Auditor Mgmt For For For
MCG CAPITAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCGC CUSIP9 58047P107 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven F. Tunney Mgmt For For For
1.2 Elect Edward S. Civera Mgmt For For For
1.3 Elect Kim D. Kelly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MERRILL LYNCH & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP9 590188108 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Finnegan Mgmt For Withhold Against
1.2 Elect Joseph Prueher Mgmt For For For
1.3 Elect Ann Reese Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity Compensation
METLIFE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP9 59156R108 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Burton Dole, Jr. Mgmt For For For
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect James Kilts Mgmt For For For
1.4 Elect Charles Leighton Mgmt For For For
1.5 Elect David Satcher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP9 617446448 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECT ROY J. BOSTOCK Mgmt For Against Against
2 ELECT ERSKINE B. BOWLES Mgmt For For For
3 ELECT HOWARD J. DAVIES Mgmt For For For
4 ELECT C. ROBERT KIDDER Mgmt For Against Against
5 ELECT JOHN J. MACK Mgmt For For For
6 ELECT DONALD T. NICOLAISEN Mgmt For For For
7 ELECT CHARLES H. NOSKI Mgmt For For For
8 ELECT HUTHAM S. OLAYAN Mgmt For For For
9 ELECT CHARLES E. PHILLIPS, JR. Mgmt For Against Against
10 ELECT O. GRIFFITH SEXTON Mgmt For For For
11 ELECT LAURA D. TYSON Mgmt For Against Against
12 ELECT KLAUS ZUMWINKEL Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For For
TOUCHE LLP AS INDEPENDENT AUDITOR
14 TO APPROVE THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
15 SHAREHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE
16 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
COMPENSATION ADVISORY VOTE
NATIONAL FINANCIAL PARTNERS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NFP CUSIP9 63607P208 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Stephanie Abramson Mgmt For For For
1.2 Elect Arthur Ainsberg Mgmt For For For
1.3 Elect Jessica Bibliowicz Mgmt For For For
1.4 Elect R. Bruce Callahan Mgmt For For For
1.5 Elect John Elliott Mgmt For For For
1.6 Elect Shari Loessberg Mgmt For For For
1.7 Elect Kenneth Mlekush Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PHILADELPHIA CONSOLIDATED HOLDING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHLY CUSIP9 717528103 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Aminta Breaux Mgmt For For For
1.2 Elect Michael Cascio Mgmt For For For
1.3 Elect Elizabeth Gemmill Mgmt For For For
1.4 Elect James Maguire Mgmt For For For
1.5 Elect James Maguire, Jr. Mgmt For For For
1.6 Elect Michael Morris Mgmt For Withhold Against
1.7 Elect Shaun O'Malley Mgmt For For For
1.8 Elect Donald Pizer Mgmt For For For
1.9 Elect Ronald Rock Mgmt For For For
1.10 Elect Sean Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE PHILADELPHIA INSURANCE Mgmt For For For
COMPANIES 2007 CASH BONUS PLAN.
4 Amendment to the Non-Qualified Employee Mgmt For Against Against
Stock Purchase Plan
5 Amendment to the Directors Stock Mgmt For For For
Purchase Plan
PORTFOLIO RECOVERY ASSOCIATES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRAA CUSIP9 73640Q105 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Brophey Mgmt For For For
1.2 Elect David Roberts Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS: KPMG, LLP
PROVIDENT FINANCIAL HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PROV CUSIP9 743868101 11/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Robert G. Schrader Mgmt For For For
1.2 Elect Director William E. Thomas Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For Against Against
PRUDENTIAL FINANCIAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFA CUSIP9 744320102 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frederic Becker Mgmt For For For
1.2 Elect Gordon Bethune Mgmt For For For
1.3 Elect Gaston Caperton Mgmt For For For
1.4 Elect Gilbert Casellas Mgmt For For For
1.5 Elect James Cullen Mgmt For For For
1.6 Elect William Gray, III Mgmt For For For
1.7 Elect Jon Hanson Mgmt For For For
1.8 Elect Constance Horner Mgmt For For For
1.9 Elect Karl Krapek Mgmt For For For
1.10 Elect Christine Poon Mgmt For For For
1.11 Elect Arthur Ryan Mgmt For For For
1.12 Elect James Unruh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
REDWOOD TRUST INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RWT CUSIP9 758075402 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard D. Baum Mgmt For For For
1.2 Elect Mariann Byerwalter Mgmt For For For
1.3 Elect David L. Tyler Mgmt For For For
SANTANDER CENTRAL HISPANO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP9 05964H105 06/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
2 APPLICATION OF RESULTS FROM FISCAL YEAR Mgmt For For For
2006.
3.1 Elect Isabel Tocino Biscarolasaga Mgmt For For For
3.2 Elect Antoine Bernheim Mgmt For Withhold Against
3.3 Elect Antonio Basagoiti Garcia-Tunon Mgmt For For For
3.4 Elect Antonio Escamez Torres Mgmt For For For
3.5 Elect Francisco Luzon Lopez Mgmt For For For
4 RE-ELECTION OF THE AUDITOR OF ACCOUNTS Mgmt For For For
FOR FISCAL YEAR 2007.
5 Authority to Repurchase Shares Mgmt For For For
6 BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH Mgmt For For For
OF ARTICLE 1.
7 BYLAWS: AMENDMENT OF ARTICLE 28. Mgmt For For For
8 BYLAWS: AMENDMENT OF THE SECOND Mgmt For For For
PARAGRAPH OF ARTICLE 36.
9 BYLAWS: AMENDMENT OF THE LAST PARAGRAPH Mgmt For For For
OF ARTICLE 37.
10 BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH Mgmt For For For
OF ARTICLE 40.
11 Amend Preamble Mgmt For For For
12 Amend Article 2 Mgmt For For For
13 Amend Article 21 Mgmt For For For
14 Amend Article 22 Mgmt For For For
15 Authority to Increase Capital Mgmt For For For
16 Authority to Issue Debt Instruments Mgmt For For For
17 Authority to Issue Shares under "150th Mgmt For For For
Year Anniversary Plan"
18 Amend Management Incentive Plan Mgmt For For For
19 Management Incentive Plan Mgmt For For For
20 Authority to Carry Out Formalities Mgmt For For For
SCHWAB CHARLES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHW CUSIP9 808513105 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Aldinger III Mgmt For For For
1.2 Elect Donald Fisher Mgmt For For For
1.3 Elect Paula Sneed Mgmt For For For
2 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For For
3 APPROVAL OF AMENDMENTS TO 2004 STOCK Mgmt For For For
INCENTIVE PLAN
4 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS
5 STOCKHOLDER PROPOSAL TO REQUIRE A BYLAW ShrHoldr Against For Against
AMENDMENT FOR MAJORITY VOTING
STANCORP FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFG CUSIP9 852891100 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jerome Meyer Mgmt For For For
1.2 Elect Ralph Peterson Mgmt For For For
1.3 Elect E. Kay Stepp Mgmt For For For
1.4 Elect Michael Thorne Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE THE SHORT TERM Mgmt For For For
INCENTIVE PLAN
STATE STREET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBZ CUSIP9 857477103 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Tenley Albright Mgmt For For For
1.2 Elect Kennett Burnes Mgmt For For For
1.3 Elect Peter Coym Mgmt For For For
1.4 Elect Nader Darehshori Mgmt For For For
1.5 Elect Amelia Fawcett Mgmt For For For
1.6 Elect Arthur Goldstein Mgmt For For For
1.7 Elect David Gruber Mgmt For For For
1.8 Elect Linda Hill Mgmt For For For
1.9 Elect Charles LaMantia Mgmt For For For
1.10 Elect Ronald Logue Mgmt For For For
1.11 Elect Maureen Miskovic Mgmt For For For
1.12 Elect Richard Sergel Mgmt For Withhold Against
1.13 Elect Ronald Skates Mgmt For For For
1.14 Elect Gregory Summe Mgmt For For For
1.15 Elect Diana Walsh Mgmt For For For
1.16 Elect Robert Weissman Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
THE TRAVELERS COMPANIES, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP9 89417E109 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alan Beller Mgmt For For For
1.2 Elect John Dasburg Mgmt For For For
1.3 Elect Janet Dolan Mgmt For For For
1.4 Elect Kenneth Duberstein Mgmt For For For
1.5 Elect Jay Fishman Mgmt For For For
1.6 Elect Lawrence Graev Mgmt For Withhold Against
1.7 Elect Patricia Higgins Mgmt For For For
1.8 Elect Thomas Hodgson Mgmt For For For
1.9 Elect Cleve Killingsworth, Jr. Mgmt For For For
1.10 Elect Robert Lipp Mgmt For Withhold Against
1.11 Elect Blythe McGarvie Mgmt For For For
1.12 Elect Glen Nelson Mgmt For For For
1.13 Elect Laurie Thomsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Election Mgmt For For For
of Directors
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBS CUSIP9 H89231338 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 APPROPRIATION OF RETAINED EARNINGS Mgmt For For For
DIVIDEND FOR FINANCIAL YEAR 2006
3 Ratification of Board and Management Acts Mgmt For For For
4 RE-ELECTION OF BOARD MEMBER: STEPHAN Mgmt For For For
HAERINGER
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt For For For
6 RE-ELECTION OF BOARD MEMBER: PETER Mgmt For For For
SPUHLER
7 ELECTION OF NEW BOARD MEMBER: SERGIO Mgmt For For For
MARCHIONNE
8 ELECTION OF THE GROUP AND STATUTORY Mgmt For For For
AUDITORS
9 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
10 CAPITAL REDUCTION: APPROVAL OF A NEW Mgmt For For For
SHARE BUYBACK PROGRAM FOR 2007-2010
11 Authority to Repurchase Shares Mgmt For For For
US BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USB CUSIP9 902973304 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Victoria Buyniski Gluckman Mgmt For For For
1.2 Elect Arthur Collins, Jr. Mgmt For For For
1.3 Elect Olivia F. Kirtley Mgmt For For For
1.4 Elect Jerry Levin Mgmt For For For
1.5 Elect Richard Reiten Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE U.S. BANCORP 2007 STOCK Mgmt For For For
INCENTIVE PLAN.
4 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For For
CERTIFICATE OF INCORPORATION.
5 Shareholder Proposal Regarding Annual ShrHoldr Against For Against
Ratification of Executive Compensation
6 Shareholder Proposal Regarding Policy to ShrHoldr Against Against For
Limit Benefits Provided Under the SERP
WACHOVIA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WB CUSIP9 929903102 08/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Issue Shares in Connection with an Mgmt For For For
Acquisition
2.0 Amend Omnibus Stock Plan Mgmt For For For
WELLS FARGO & CO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP9 949746101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JOHN S. CHEN. Mgmt For For For
2 ELECTION OF DIRECTOR: LLOYD H. DEAN. Mgmt For For For
3 ELECTION OF DIRECTOR: SUSAN E. ENGEL. Mgmt For For For
4 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For
JR.
5 ELECTION OF DIRECTOR: ROBERT L. JOSS. Mgmt For For For
6 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH.
7 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK.
8 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For Against Against
MILLIGAN.
9 ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Mgmt For For For
10 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Mgmt For Against Against
11 ELECTION OF DIRECTOR: DONALD B. RICE. Mgmt For Against Against
12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER. Mgmt For Against Against
14 ELECTION OF DIRECTOR: SUSAN G. SWENSON. Mgmt For For For
15 ELECTION OF DIRECTOR: JOHN G. STUMPF. Mgmt For For For
16 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal to Separate Board ShrHoldr Against For Against
Chairman and CEO Positions
19 STOCKHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
20 Shareholder Proposal Limiting ShrHoldr Against Against For
Supplemental Executive Retirement Income
21 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Home Mortgage Disclosure Act Data
22 Shareholder Proposal Requesting Report ShrHoldr Against Against For
on Emission Reduction Goals
WORLD ACCEPTANCE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRLD CUSIP9 981419104 08/02/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Charles D. Walters Mgmt For For For
1.2 Elect Director A. Alexander McLean, III Mgmt For For For
1.3 Elect Director James R. Gilreath Mgmt For For For
1.4 Elect Director William S. Hummers, III Mgmt For For For
1.5 Elect Director Charles D. Way Mgmt For For For
1.6 Elect Director Ken R. Bramlett, Jr. Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
ITEM 8 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON HEALTHCARE FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
ADAMS RESPIRATORY THERAPEUTICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARXT CUSIP9 00635P107 12/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Joan P. Neuscheler Mgmt For For For
1.2 Elect Director William C. Pate Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
AMEDISYS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMED CUSIP 023436 06/07/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Borne Mgmt For
1.2 Elect Ronald LaBorde Mgmt For
1.3 Elect Jake Netterville Mgmt For
1.4 Elect David Pitts Mgmt For
1.5 Elect Peter Ricchiuti Mgmt For
1.6 Elect Donald Washburn Mgmt For
2 Increase in Authorized Common Stock Mgmt For
3 Amendment to the Employee Stock Purchase Mgmt For
Plan
BARR PHARMACEUTICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRL CUSIP9 068306109 11/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Bruce L. Downey Mgmt For For For
1.2 Elect Director Paul M. Bisaro Mgmt For For For
1.3 Elect Director George P. Stephan Mgmt For For For
1.4 Elect Director Harold N. Chefitz Mgmt For For For
1.5 Elect Director Richard R. Frankovic Mgmt For For For
1.6 Elect Director Peter R. Seaver Mgmt For For For
1.7 Elect Director James S. Gilmore, III Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
BIOGEN IDEC INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BIIB CUSIP 09062X 05/31/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Mullen Mgmt For
1.2 Elect Bruce Ross Mgmt For
1.3 Elect Marijn Dekkers Mgmt For
2 Ratification of Auditor Mgmt For
BRADLEY PHARMACEUTICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDY CUSIP9 104576103 07/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director William J. Murphy Mgmt For For For
1.2 Elect Director Steven Kriegsman Mgmt For For For
1.3 Elect Director Alan Wolin, Ph.D. Mgmt For Withhold Against
CAMBREX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBM CUSIP9 132011107 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director David R. Bethune Mgmt For For For
1.2 Elect Director Kathryn Rudie Harrigan Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr Against For Against
CARDINAL HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAH CUSIP9 14149Y108 11/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director John F. Finn Mgmt For For For
1.2 Elect Director David W. Raisbeck Mgmt For For For
1.3 Elect Director Robert D. Walter Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Submit Severance Agreements ShrHldr Against For Against
(Change-in-Control)to Shareholder Vote
4.0 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
5.0 Increase Disclosure of Executive ShrHldr Against For Against
Compensation
CELGENE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CELG CUSIP 151020 06/12/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sol Barer Mgmt For
1.2 Elect Robert Hugin Mgmt For
1.3 Elect Michael Casey Mgmt For
1.4 Elect Rodman Drake Mgmt For
1.5 Elect Arthur Hayes, Jr. Mgmt For
1.6 Elect Gilla Kaplan Mgmt For
1.7 Elect James Loughlin Mgmt For
1.8 Elect Richard Morgan Mgmt For
1.9 Elect Walter Robb Mgmt For
2 Ratification of Auditor Mgmt For
COMMUNITY HEALTH SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CYH CUSIP 203668 05/22/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect W. Larry Cash Mgmt For
1.2 Elect Harvey Klein Mgmt For
1.3 Elect H. Mitchell Watson, Jr. Mgmt For
2 Amendment to 2000 Stock Option and Award Mgmt For
Plan
3 Ratification of Auditor Mgmt For
4 Shareholder Proposal for Pay for ShrHoldr Against
Superior Performance
COVENTRY HEALTHCARE INC COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVH CUSIP 222862 05/17/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect L. Dale Crandall Mgmt For
1.2 Elect Elizabeth Tallett Mgmt For
1.3 Elect Allen Wise Mgmt For
2 Ratification of Auditor Mgmt For
DAVITA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DVA CUSIP 23918K 05/29/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For
2 ELECTION OF DIRECTOR: WILLARD W. Mgmt For
BRITTAIN, JR.
3 ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For
4 ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For
5 ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For
6 ELECTION OF DIRECTOR: WILLIAM L. ROPER, Mgmt For
M.D.
7 ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For
8 ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For
9 ELECTION OF DIRECTOR: RICHARD C. VAUGHAN Mgmt For
10 Increase in Authorized Common Stock Mgmt For
11 Amendment to the Employee Stock Purchase Mgmt For
Plan
12 Amendment to the 2002 Equity Mgmt For
Compensation Plan
13 Ratification of Auditor Mgmt For
DR. REDDY'S LABORATORIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 256135203 07/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO RECEIVE, CONSIDER AND ADOPT THE Mgmt For For For
PROFIT & LOSS ACCOUNT FOR THE YEAR ENDED
MARCH 31, 2006
2.0 TO DECLARE DIVIDEND FOR THE FINANCIAL Mgmt For For For
YEAR 2005-06
3.0 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For For
P.N. DEVARAJAN, WHO RETIRES BY ROTATION,
OFFERS HIMSELF FOR RE-APPOINTMENT
4.0 TO RESOLVE NOT TO FILL THE VACANCY, Mgmt For For For
CAUSED BY THE RETIREMENT OF DR. V. MOHAN
AND DOES NOT SEEK RE-APPOINTMENT
5.0 Ratify Auditors Mgmt For For For
6.0 RE-APPOINTMENT OF DR. K. ANJI REDDY AS Mgmt For For For
EXECUTIVE CHAIRMAN
7.0 RE-APPOINTMENT OF MR. G.V. PRASAD AS Mgmt For For For
VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
8.0 REVISION IN TERMS OF APPOINTMENT OF MR. Mgmt For For For
SATISH REDDY AS MANAGING DIRECTOR AND
CHIEF OPERATING OFFICER
9.0 REMUNERATION TO DIRECTORS OTHER THAN THE Mgmt For Against Against
MANAGING/WHOLE-TIME DIRECTOR(S)
10.0 INCREASE IN THE AUTHORIZED SHARE CAPITAL Mgmt For For For
OF THE COMPANY
11.0 CAPITALIZATION OF THE RESERVES OF THE Mgmt For For For
COMPANY
12.0 FURTHER ISSUE OF SHARES Mgmt For For For
FISHER SCIENTIFIC INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 338032204 08/30/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
FOREST LABORATORIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRX CUSIP9 345838106 08/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Howard Solomon Mgmt For For For
1.2 Elect Director Nesli Basgoz Mgmt For For For
1.3 Elect Director William J. Candee, III Mgmt For For For
1.4 Elect Director George S. Cohan Mgmt For For For
1.5 Elect Director Dan L. Goldwasser Mgmt For For For
1.6 Elect Director Kenneth E. Goodman Mgmt For For For
1.7 Elect Director Lester B. Salans Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
GENZYME CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GZTR CUSIP9 372917104 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Douglas Berthiaume Mgmt For For For
1.2 Elect Gail Boudreaux Mgmt For For For
2 Amendment to the 2004 Equity Incentive Mgmt For For For
Plan
3 A PROPOSAL TO APPROVE THE 2007 DIRECTOR Mgmt For Against Against
EQUITY PLAN.
4 Amendment to the 1999 Employee Stock Mgmt For For For
Purchase Plan
5 Adoption of Majority Voting for the Mgmt For For For
Election of Directors
6 A PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
7 Shareholder Proposal Regarding Approval ShrHoldr Against Against For
of Executive Severance Arrangements
HLTH CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLTH CUSIP9 290849108 09/12/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Paul A. Brooke Mgmt For Withhold Against
1.2 Elect Director James V. Manning Mgmt For For For
1.3 Elect Director Martin J. Wygod Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
IMMUCOR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLUD CUSIP9 452526106 11/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Roswell S. Bowers Mgmt For For For
1.2 Elect Director Gioacchino De Chirico Mgmt For For For
1.3 Elect Director Ralph A. Eatz Mgmt For For For
1.4 Elect Director Michael S. Goldman Mgmt For For For
1.5 Elect Director John A. Harris Mgmt For For For
1.6 Elect Director Hiroshi Hoketsu Mgmt For For For
1.7 Elect Director Joseph E. Rosen Mgmt For For For
2.0 Other Business Mgmt For Against Against
K-V PHARMACEUTICAL CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KV.B CUSIP9 482740206 08/04/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director David S. Hermelin Mgmt For For For
1.2 Elect Director Jonathon E. Killmer Mgmt For For For
1.3 Elect Director Gerald R. Mitchell Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
KING PHARMACEUTICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KG CUSIP 495582 05/16/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Philip Incarnati Mgmt For
1.2 Elect Gregory Jordan Mgmt For
1.3 Elect Brian Markison Mgmt For
2 Amend Charter to Declassify the Board Mgmt For
3 Ratification of Auditor Mgmt For
LIFECELL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LIFC CUSIP 531927 06/28/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Paul Thomas Mgmt For
1.2 Elect Michael Cahr Mgmt For
1.3 Elect David Fitzgerald Mgmt For
1.4 Elect James Foster Mgmt For
1.5 Elect Michael Minogue Mgmt For
1.6 Elect Robert Roche, Jr. Mgmt For
1.7 Elect Martin Sutter Mgmt For
2 Ratification of Auditor Mgmt For
MCKESSON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCK CUSIP9 58155Q103 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Wayne A. Budd Mgmt For For For
1.2 Elect Director Alton F. Irby III Mgmt For For For
1.3 Elect Director David M. Lawrence, M.D. Mgmt For For For
1.4 Elect Director James V. Napier Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr Against For Against
MEDCO HEALTH SOLUTIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHS CUSIP9 58405U102 05/24/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Howard Barker, Jr. Mgmt For
1.2 Elect David Snow, Jr. Mgmt For
2 Election of Directors Mgmt For
3 TO APPROVE THE 2007 EMPLOYEE STOCK Mgmt For
PURCHASE PLAN.
4 Ratification of Auditor Mgmt For
MYLAN LABORATORIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MYL CUSIP9 628530107 07/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Milan Puskar Mgmt For For For
1.2 Elect Director Robert J. Coury Mgmt For For For
1.3 Elect Director Wendy Cameron Mgmt For For For
1.4 Elect Director Neil Dimick, CPA Mgmt For For For
1.5 Elect Director Douglas J. Leech, CPA Mgmt For For For
1.6 Elect Director Joseph C. Maroon, Md Mgmt For For For
1.7 Elect Director Rodney L. Piatt, CPA Mgmt For For For
1.8 Elect Director C.B. Todd Mgmt For For For
1.9 Elect Director Rl Vanderveen, Ph.D, Rph Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
POSSIS MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POSS CUSIP9 737407106 12/13/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Robert G. Dutcher Mgmt For For For
1.2 Elect Director Mary K. Brainerd Mgmt For Withhold Against
1.3 Elect Director Seymour J. Mansfield Mgmt For For For
1.4 Elect Director W.C. Mattison, Jr. Mgmt For For For
1.5 Elect Director Whitney A. Mcfarlin Mgmt For For For
1.6 Elect Director Donald C. Wegmiller Mgmt For For For
1.7 Elect Director Rodney A. Young Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
PSS WORLD MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSSI CUSIP9 69366A100 08/24/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director T. O'Neal Douglas Mgmt For For For
1.2 Elect Director Clark A. Johnson Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
PSYCHIATRIC SOLUTIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSYS CUSIP9 74439H108 05/15/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Carpenter III Mgmt For
1.2 Elect Mark Clein Mgmt For
1.3 Elect Richard Gore Mgmt For
2 Ratification of Auditor Mgmt For
RESMED, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RMD CUSIP9 761152107 11/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Peter Farrell Mgmt For For For
1.2 Elect Director Gary Pace Mgmt For For For
1.3 Elect Director Ronald Taylor Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
RESPIRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RESP CUSIP9 761230101 11/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Joseph C. Lawyer Mgmt For For For
1.2 Elect Director Sean C. Mcdonald Mgmt For For For
1.3 Elect Director Mylle H. Mangum Mgmt For For For
1.4 Elect Director John C. Miles Ii Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
SCHEIN HENRY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSIC CUSIP 806407 05/15/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Stanley Bergman Mgmt For
1.2 Elect Gerald Benjamin Mgmt For
1.3 Elect James Breslawski Mgmt For
1.4 Elect Mark Mlotek Mgmt For
1.5 Elect Steven Paladino Mgmt For
1.6 Elect Barry Alperin Mgmt For
1.7 Elect Paul Brons Mgmt For
1.8 Elect Dr. Margaret Hamburg Mgmt For
1.9 Elect Donald Kabat Mgmt For
1.10 Elect Philip Laskawy Mgmt For
1.11 Elect Norman Matthews Mgmt For
1.12 Elect Marvin Schein Mgmt For
1.13 Elect Dr. Louis Sullivan Mgmt For
2 PROPOSAL TO AMEND AND RESTATE THE Mgmt For
COMPANY S 1994 STOCK INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For
SCHERING-PLOUGH CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGP CUSIP 806605 05/18/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Hans Becherer Mgmt For
1.2 Elect Thomas Colligan Mgmt For
1.3 Elect Fred Hassan Mgmt For
1.4 Elect C. Robert Kidder Mgmt For
1.5 Elect Philip Leder Mgmt For
1.6 Elect Eugene McGrath Mgmt For
1.7 Elect Carl Mundy, Jr. Mgmt For
1.8 Elect Antonio Perez Mgmt For
1.9 Elect Patricia Russo Mgmt For
1.10 Elect Jack Stahl Mgmt For
1.11 Elect Kathryn Turner Mgmt For
1.12 Elect Robert van Oordt Mgmt For
1.13 Elect Arthur Weinbach Mgmt For
2 Ratification of Auditor Mgmt For
3 Elimination of Certain Supermajority Mgmt For
Requirements
4 Adoption of Majority Vote for Election Mgmt For
of Directors
5 SHAREHOLDER PROPOSAL RELATING TO EQUITY ShrHoldr Against
GRANTS
TEVA PHARMACEUTICAL INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 881624209 10/05/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Israel
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO APPROVE THE REMUNERATION OF MR. ELI Mgmt For For For
HURVITZ IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD OF TEVA, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $300,000 PER ANNUM
PLUS VAT, TO BE ADJUSTED BY THE INCREASE
OF THE ISRAELI CONSUMER PRICE INDEX,
TOGETHER WITH AN OFFIC
2.0 TO APPROVE THE REMUNERATION OF DR. Mgmt For For For
PHILLIP FROST IN HIS CAPACITY AS VICE
CHAIRMAN OF THE BOARD OF TEVA AND
CHAIRMAN OF THE BOARD S SCIENCE AND
TECHNOLOGY COMMITTEE, IN AN AMOUNT OF
THE NIS EQUIVALENT OF $275,000 PER ANNUM
PLUS VAT, TO BE ADJUSTED BY THE
THERMO ELECTRON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMO CUSIP 883556 05/15/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTORS: MARIJN E. DEKKERS Mgmt For
2 2007 Employees' Stock Purchase Plan Mgmt For
3 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For
AUDITORS.
THERMO FISHER SCIENTIFIC INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMO CUSIP9 883556102 08/30/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Issue Shares in Connection with an Mgmt For For For
Acquisition
2.0 Amend Articles/Increase Authorized Mgmt For For For
Common Stock and Change Company Name
UNITEDHEALTH GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CINS 91324P102 05/29/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Ballard, Jr. Mgmt For
1.2 Elect Richard Burke Mgmt For
1.3 Elect Stephen Hemsley Mgmt For
1.4 Elect Robert Darretta Mgmt For
2 Adoption of Majority Vote for Election Mgmt For
of Directors
3 Repeal of Classified Board Mgmt For
4 Amendment to Supermajority Requirement Mgmt For
for Removal of Directors
5 Amendment to Supermajority Requirement Mgmt For
Relating to Certain Business Combinations
6 ADOPTION OF RESTATED ARTICLES OF Mgmt For
INCORPORATION
7 Ratification of Auditor Mgmt For
8 SHAREHOLDER PROPOSAL CONCERNING ShrHoldr Against
PERFORMANCE-VESTING SHARES
9 SHAREHOLDER PROPOSAL CONCERNING ShrHoldr Against
SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
10 Shareholder Proposal Regarding Advisory ShrHoldr Against
Vote on Executive Compensation
11 Shareholder Proposal Regarding ShrHoldr Against
Shareholder Access to the Ballot
UNIVERSAL HEALTH SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UHSI CUSIP 913903 05/16/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert Hotz Mgmt For
WYETH
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WYE CUSIP9 983024100 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT ESSNER Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN D. FEERICK Mgmt For For For
3 ELECTION OF DIRECTOR: FRANCES D. Mgmt For For For
FERGUSSON, PH.D.
4 ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT LANGER, Mgmt For For For
SC.D.
6 ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For Against Against
7 ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Mgmt For For For
8 ELECTION OF DIRECTOR: MARY LAKE POLAN, Mgmt For For For
M.D., PH.D., M.P.H.
9 ELECTION OF DIRECTOR: BERNARD POUSSOT Mgmt For For For
10 ELECTION OF DIRECTOR: GARY L. ROGERS Mgmt For For For
11 ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For For
12 ELECTION OF DIRECTOR: WALTER V. SHIPLEY Mgmt For For For
13 ELECTION OF DIRECTOR: JOHN R. TORELL III Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Elimination of Supermajority Requirement Mgmt For For For
16 VOTE TO AMEND AND RESTATE THE 2005 STOCK Mgmt For For For
INCENTIVE PLAN FOR TAX COMPLIANCE
17 Shareholder Proposal Regarding Animal ShrHoldr Against Against For
Welfare
18 Shareholder Proposal Regarding Limiting ShrHoldr Against Against For
Supply of Prescription Drugs in Canada
19 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For
Political Contributions
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Management Bonuses
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Interlocking Directorships
22 Shareholder Proposal Regarding ShrHoldr Abstain
Disclosure of Certain Relationships
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Seperating the Roles of Chair and CEO
24 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Pay
ITEM 9 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON INDUSTRIALS FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
AAON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAON CUSIP9 000360206 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Thomas Naugle Mgmt For For For
2 LEAVING THE POSITION OF THE OTHER CLASS Mgmt For For For
I DIRECTOR VACANT
3 Adoption of the Long-Term Incentive Plan Mgmt For For For
ABB LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABLJY CUSIP9 000375204 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For Abstain NA
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Create Authorized Capital Mgmt For For For
5 ROGER AGNELLI, BRAZILIAN, RE-ELECT AS A Mgmt For Against Against
DIRECTOR.
6 LOUIS R. HUGHES, AMERICAN, RE-ELECT AS A Mgmt For For For
DIRECTOR.
7 HANS ULRICH MARKI, SWISS, RE-ELECT AS A Mgmt For For For
DIRECTOR.
8 MICHEL DE ROSEN, FRENCH, RE-ELECT AS A Mgmt For For For
DIRECTOR.
9 MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS A Mgmt For For For
DIRECTOR.
10 BERND W. VOSS, GERMAN, RE-ELECT AS A Mgmt For Against Against
DIRECTOR.
11 JACOB WALLENBERG, SWEDISH, RE-ELECT AS A Mgmt For Against Against
DIRECTOR.
12 HUBERTUS VON GRUNBERG, GERMAN, ELECTED Mgmt For For For
AS DIRECTOR.
13 Appointment of Auditor Mgmt For Against Against
ACTUANT CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATU CUSIP9 00508X203 07/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Increase Authorized Common Stock Mgmt For For For
2.0 Approve Executive Incentive Bonus Plan Mgmt For For For
ACUITY BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYI CUSIP9 00508Y102 01/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Vernon J. Nagel Mgmt For For For
1.2 Elect John L. Clendenin Mgmt For For For
1.3 Elect Julia B. North Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALEXANDER & BALDWIN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALEX CUSIP9 014482103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect W. Blake Baird Mgmt For For For
1.2 Elect Michael Chun Mgmt For Withhold Against
1.3 Elect W. Allen Doane Mgmt For For For
1.4 Elect Walter Dods, Jr. Mgmt For For For
1.5 Elect Charles King Mgmt For Withhold Against
1.6 Elect Constance Lau Mgmt For For For
1.7 Elect Douglas Pasquale Mgmt For For For
1.8 Elect Maryanna Shaw Mgmt For Withhold Against
1.9 Elect Jeffrey Watanabe Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2007 Incentive Compensation Plan Mgmt For For For
ALLIANT TECHSYSTEMS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATK CUSIP9 018804104 08/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Frances D. Cook Mgmt For For For
1.2 Elect Director Gilbert F. Decker Mgmt For For For
1.3 Elect Director Ronald R. Fogleman Mgmt For For For
1.4 Elect Director Cynthia L. Lesher Mgmt For For For
1.5 Elect Director Douglas L. Maine Mgmt For For For
1.6 Elect Director Roman Martinez, IV Mgmt For For For
1.7 Elect Director Daniel J. Murphy Mgmt For For For
1.8 Elect Director Michael T. Smith Mgmt For For For
1.9 Elect Director William G. Van Dyke Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Develop Ethical Criteria for Military ShrHldr Against Against For
Contracts
5.0 Report on Depleted Uranium Weapons ShrHldr Against Against For
Components
ALLIED WASTE INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AW CUSIP9 019589308 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert Agate Mgmt For For For
1.2 Elect Charles Cotros Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect Stephanie Drescher Mgmt For For For
1.5 Elect William Flynn Mgmt For For For
1.6 Elect David Foley Mgmt For For For
1.7 Elect Nolan Lehmann Mgmt For Withhold Against
1.8 Elect Steven Martinez Mgmt For For For
1.9 Elect James Quella Mgmt For For For
1.10 Elect John Trani Mgmt For For For
1.11 Elect John Zillmer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Director Nominees
AMERICAN COMMERCIAL LINES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACLI CUSIP9 025195207 05/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Clayton Yeutter Mgmt For Withhold Against
1.2 Elect Eugene Davis Mgmt For Withhold Against
1.3 Elect Mark Holden Mgmt For For For
1.4 Elect Richard Huber Mgmt For For For
1.5 Elect Nils Larsen Mgmt For For For
1.6 Elect Emanuel Rouvelas Mgmt For Withhold Against
1.7 Elect R. Christopher Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMERICAN STANDARD COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASD CUSIP9 029712106 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Anderson Mgmt For For For
1.2 Elect Steven Goldstone Mgmt For For For
1.3 Elect Ruth Ann Marshall Mgmt For For For
2 Amendment to the 2002 Omnibus Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
AMERICAN WOODMARK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMWD CUSIP9 030506109 08/24/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director William F. Brandt, Jr. Mgmt For For For
1.2 Elect Director Daniel T. Carroll Mgmt For For For
1.3 Elect Director Martha M. Dally Mgmt For For For
1.4 Elect Director James G. Davis Mgmt For For For
1.5 Elect Director Neil P. Defeo Mgmt For For For
1.6 Elect Director James J. Gosa Mgmt For For For
1.7 Elect Director Kent B. Guichard Mgmt For For For
1.8 Elect Director Daniel T. Hendrix Mgmt For For For
1.9 Elect Director Kent J. Hussey Mgmt For For For
1.10 Elect Director G. Thomas Mckane Mgmt For For For
1.11 Elect Director Carol B. Moerdyk Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
4.0 Amend Omnibus Stock Plan Mgmt For Against Against
AMETEK INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AME CUSIP9 031100100 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Charles Klein Mgmt For For For
1.2 Elect Steven Kohlhagen Mgmt For Withhold Against
2 Increase in Authorized Shares Mgmt For For For
3 2007 Omnibus Incentive Compensation Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
AMR (AMERICAN AIRLINES) CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMR CUSIP9 001765106 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Gerard Arpey Mgmt For For For
1.2 Elect John Bachmann Mgmt For For For
1.3 Elect David Boren Mgmt For For For
1.4 Elect Armando Codina Mgmt For For For
1.5 Elect Earl Graves Mgmt For For For
1.6 Elect Ann Korologos Mgmt For For For
1.7 Elect Michael Miles Mgmt For For For
1.8 Elect Philip Purcell Mgmt For Withhold Against
1.9 Elect Ray Robinson Mgmt For For For
1.10 Elect Judith Rodin Mgmt For For For
1.11 Elect Matthew Rose Mgmt For For For
1.12 Elect Roger Staubach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity Compensation
6 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
APOGEE ENTERPRISES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APOG CUSIP9 037598109 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jerome Davis Mgmt For For For
1.2 Elect James Martineau Mgmt For For For
1.3 Elect Richard Reynolds Mgmt For For For
2 Amendment to the Executive Management Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
ARMOR HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AH CUSIP9 042260109 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Warren Kanders Mgmt For For For
1.2 Elect Burtt Ehrlich Mgmt For For For
1.3 Elect David Haas Mgmt For For For
1.4 Elect Robert Schiller Mgmt For For For
1.5 Elect Nicholas Sokolow Mgmt For For For
1.6 Elect Deborah Zoullas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ASTEC INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASTE CUSIP9 046224101 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect J. Don Brock Mgmt For For For
1.2 Elect W. Norman Smith Mgmt For Withhold Against
1.3 Elect William Sansom Mgmt For Withhold Against
1.4 Elect J. Neal Ferry Mgmt For Withhold Against
2 Transaction of Other Business Mgmt For Against Against
BALDOR ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEZ CUSIP9 057741100 05/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jean Mauldin Mgmt For For For
1.2 Elect R. L. Qualls Mgmt For Withhold Against
1.3 Elect Barry Rogstad Mgmt For For For
1.4 Elect Ronald Tucker Mgmt For Withhold Against
BALL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLL CUSIP9 058498106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Hanno Fiedler Mgmt For Withhold Against
1.2 Elect John Lehman Mgmt For Withhold Against
1.3 Elect Georgia Nelson Mgmt For For For
1.4 Elect Erik van der Kaay Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
BARNES GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
B CUSIP9 067806109 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Alden Mgmt For Withhold Against
1.2 Elect George Carpenter Mgmt For For For
1.3 Elect Frank Grzelecki Mgmt For For For
1.4 Elect William Morgan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BARRETT BUSINESS SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBSI CUSIP9 068463108 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Thomas Carley Mgmt For Withhold Against
1.2 Elect James Hicks Mgmt For Withhold Against
1.3 Elect Roger Johnson Mgmt For For For
1.4 Elect Jon Justesen Mgmt For For For
1.5 Elect Anthony Meeker Mgmt For For For
1.6 Elect William Sherertz Mgmt For For For
2 Transaction of Other Business Mgmt For Against Against
BELDEN CDT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDC CUSIP9 077454106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Aldrich Mgmt For For For
1.2 Elect Lorne Bain Mgmt For Withhold Against
1.3 Elect Lance Balk Mgmt For Withhold Against
1.4 Elect Bryan Cressey Mgmt For Withhold Against
1.5 Elect Michael Harris Mgmt For Withhold Against
1.6 Elect Glenn Kalnasy Mgmt For Withhold Against
1.7 Elect John Monter Mgmt For Withhold Against
1.8 Elect Bernard Rethore Mgmt For Withhold Against
1.9 Elect John Stroup Mgmt For Withhold Against
2 Approve Material Terms of the 2001 Mgmt For For For
Long-Term Performance Incentive Plan
3 Approve Material Terms of the Annual Mgmt For For For
Cash Incentive Plan
BOEING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BA CUSIP9 097023105 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For For
JR.
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For For
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For For For
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For For
8 ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: RICHARD D. NANULA Mgmt For For For
10 ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Mgmt For For For
11 ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Foreign Military Sales
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Policies
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Charitable Contributions
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Separating the Roles of CEO and Chairman
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Shareholder Rights Plans
19 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Compensation
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Stock Options
21 Shareholder Proposal Regarding Recouping ShrHoldr Against Against For
Unearned Management Bonuses
BURLINGTON NORTHERN SANTA FE CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNI CUSIP9 12189T104 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alan Boeckmann Mgmt For For For
1.2 Elect Donald Cook Mgmt For For For
1.3 Elect Vilma Martinez Mgmt For Withhold Against
1.4 Elect Marc Racicot Mgmt For Withhold Against
1.5 Elect Roy Roberts Mgmt For For For
1.6 Elect Matthew Rose Mgmt For For For
1.7 Elect Marc Shapiro Mgmt For For For
1.8 Elect J. Watts, Jr. Mgmt For For For
1.9 Elect Robert West Mgmt For For For
1.10 Elect J. Steven Whisler Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CANADIAN NATIONAL RAILWAYS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNIPP CUSIP9 136375102 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Michael Armellino Mgmt For For For
1.2 Re-elect A. Charles Baillie Mgmt For For For
1.3 Re-elect Hugh Bolton Mgmt For Withhold Against
1.4 Re-elect J.V. Raymond Cyr Mgmt For For For
1.5 Re-elect Gordon Giffin Mgmt For For For
1.6 Re-elect James Gray Mgmt For For For
1.7 Re-elect E. Hunter Harrison Mgmt For For For
1.8 Re-elect Edith Holiday Mgmt For For For
1.9 Re-elect V. Maureen Kempston Darkes Mgmt For For For
1.10 Re-elect Robert Lee Mgmt For For For
1.11 Re-elect Denis Losier Mgmt For For For
1.12 Re-elect Edward C. Lumley Mgmt For For For
1.13 Re-elect David McLean Mgmt For For For
1.14 Re-elect Robert Pace Mgmt For For For
2 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For For
3 RESOLUTION APPROVING AMENDMENTS TO Mgmt For For For
MANAGEMENT LONG-TERM INCENTIVE PLAN
4 Shareholder Proposal Regarding the Mgmt Against Against For
Evaluation of Executive Compensation
With Respect to Social Criteria
5 Shareholder Proposal Regarding Safety Mgmt Against Against For
Audit
CANADIAN PACIFIC RAILWAY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CP CUSIP9 13645T100 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Stephen Bachand Mgmt For For For
1.2 Elect John Cleghorn Mgmt For For For
1.3 Elect Tim Faithfull Mgmt For For For
1.4 Elect Frederic Green Mgmt For For For
1.5 Elect Krystyna Hoeg Mgmt For For For
1.6 Elect John Manley Mgmt For For For
1.7 Elect Linda Morgan Mgmt For For For
1.8 Elect Madeleine Paquin Mgmt For For For
1.9 Elect Michael Phelps Mgmt For For For
1.10 Elect Roger Phillips Mgmt For For For
1.11 Elect Hartley Richardson Mgmt For For For
1.12 Elect Michael Wright Mgmt For For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For For
LLP AS AUDITORS.
CANON INC.- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAJ CUSIP9 138006309 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Allocation of Profits/Dividends Mgmt For For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For For
INCORPORATION
3 ELECTION OF TWENTY-SEVEN DIRECTORS Mgmt For For For
4 ELECTION OF ONE CORPORATE AUDITOR Mgmt For For For
5 GRANT OF RETIREMENT ALLOWANCE TO Mgmt For For For
DIRECTORS TO BE RETIRED
6 GRANT OF BONUS TO DIRECTORS Mgmt For For For
CATERPILLAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAT CUSIP9 149123101 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Dillon Mgmt For For For
1.2 Elect Juan Gallardo Mgmt For Withhold Against
1.3 Elect William Osborn Mgmt For For For
1.4 Elect Edward Rust, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Majority Vote Standard
CDI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CDI CUSIP9 125071100 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Roger Ballou Mgmt For For For
1.2 Elect Michael Emmi Mgmt For For For
1.3 Elect Walter Garrison Mgmt For Withhold Against
1.4 Elect Lawrence Karlson Mgmt For Withhold Against
1.5 Elect Ronald Kozich Mgmt For For For
1.6 Elect Constantine Papadakis Mgmt For For For
1.7 Elect Barton Winokur Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
CELADON GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLDN CUSIP9 150838100 11/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Stephen Russell Mgmt For For For
1.2 Elect Director Michael Miller Mgmt For For For
1.3 Elect Director Anthony Heyworth Mgmt For For For
1.4 Elect Director Chris Hines Mgmt For For For
2.0 Other Business Mgmt For Against Against
CERADYNE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRDN CUSIP9 156710105 06/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Joel P. Moskowitz Mgmt For Withhold Against
1.2 Elect Richard A. Alliegro Mgmt For For For
1.3 Elect Frank Edelstein Mgmt For For For
1.4 Elect Richard Kertson Mgmt For For For
1.5 Elect William LaCourse Mgmt For For For
1.6 Elect Milton L. Lohr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CLEAN HARBOR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLHB CUSIP9 184496107 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John DeVillars Mgmt For Withhold Against
1.2 Elect Daniel McCarthy Mgmt For For For
1.3 Elect Andrea Robertson Mgmt For For For
2 Amendment to the 2000 Stock Incentive Mgmt For For For
Plan
COPART INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPRT CUSIP9 217204106 12/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Willis Johnson Mgmt For For For
1.2 Elect A. Jayson Adair Mgmt For For For
1.3 Elect Harold Blumenstein Mgmt For For For
1.4 Elect James Grosfeld Mgmt For Withhold Against
1.5 Elect James Meeks Mgmt For Withhold Against
1.6 Elect Steven Cohan Mgmt For For For
1.7 Elect Daniel Englander Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CORRECTIONS CORP. OF AMERICA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CXW CUSIP9 22025Y407 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Andrews Mgmt For For For
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Donna Alvarado Mgmt For For For
1.4 Elect Lucius Burch, III Mgmt For For For
1.5 Elect John Correnti Mgmt For For For
1.6 Elect John Horne Mgmt For For For
1.7 Elect C. Michael Jacobi Mgmt For For For
1.8 Elect Thurgood Marshall, Jr. Mgmt For For For
1.9 Elect Charles Overby Mgmt For Withhold Against
1.10 Elect John Prann, Jr. Mgmt For For For
1.11 Elect Joseph Russell Mgmt For For For
1.12 Elect Henri Wedell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE COMPANY S 2008 STOCK Mgmt For For For
INCENTIVE PLAN.
4 Increase in Authorized Shares Mgmt For For For
5 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Political Spending
6 Right to Adjourn Meeting Mgmt For For For
CRA INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRAI CUSIP9 12618T105 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Burrows Mgmt For For For
1.2 Elect Carl Shapiro Mgmt For Withhold Against
2 TO APPROVE CRA S CASH INCENTIVE PLAN. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
CSX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSX CUSIP9 126408103 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Donna Alvarado Mgmt For For For
1.2 Elect Elizabeth Bailey Mgmt For For For
1.3 Elect John Breaux Mgmt For For For
1.4 Elect Steven Halverson Mgmt For For For
1.5 Elect Edward Kelly, III Mgmt For For For
1.6 Elect Robert Kunisch Mgmt For For For
1.7 Elect Southwood Morcott Mgmt For For For
1.8 Elect David Ratcliffe Mgmt For For For
1.9 Elect William Richardson Mgmt For For For
1.10 Elect Frank Royal Mgmt For For For
1.11 Elect Donald Shepard Mgmt For For For
1.12 Elect Michael Ward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For
COMPENSATION
4 SHAREHOLDER PROPOSAL REGARDING MAJORITY ShrHoldr Against For Against
VOTING
5 SHAREHOLDER PROPOSAL REGARDING SEVERANCE ShrHoldr Against For Against
AGREEMENTS
6 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS
CUMMINS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP9 231021106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT J. DARNALL Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
3 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
4 ELECTION OF DIRECTOR: F. JOSEPH LOUGHREY Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For For
6 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For For
7 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For For
8 ELECTION OF DIRECTOR: CARL WARE Mgmt For For For
9 ELECTION OF DIRECTOR: J. LAWRENCE WILSON Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 PROPOSAL TO AMEND 2003 STOCK INCENTIVE Mgmt For For For
PLAN.
12 PROPOSAL TO AMEND RESTATED ARTICLES OF Mgmt For For For
INCORPORATION.
CURTISS WRIGHT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CWB CUSIP9 231561101 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Martin Benante Mgmt For For For
1.2 Elect James Busey, IV Mgmt For Withhold Against
1.3 Elect S. Fuller Mgmt For For For
1.4 Elect Allen Kozinski Mgmt For For For
1.5 Elect Carl Miller Mgmt For For For
1.6 Elect William Mitchell Mgmt For For For
1.7 Elect John Myers Mgmt For For For
1.8 Elect William Sihler Mgmt For For For
1.9 Elect Albert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DANAHER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DHR CUSIP9 235851102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Rales Mgmt For For For
1.2 Elect John Schwieters Mgmt For For For
1.3 Elect Alan Spoon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase Authorized Shares Mgmt For For For
4 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Mgmt For For For
5 TO APPROVE THE 2007 EXECUTIVE CASH Mgmt For For For
INCENTIVE COMPENSATION PLAN.
6 Amendment to Executive Deferred Mgmt For For For
Incentive Program
7 Shareholder Proposal Regarding Senior ShrHoldr Against Against For
Executive Equity Retention
DEERE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DE CUSIP9 244199105 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
2 ELECTION OF DIRECTOR: ANTONIO MADERO B. Mgmt For For For
3 ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For For
4 Ratification of Auditor Mgmt For For For
DONNELLEY RR & SONS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RRD CUSIP9 257867101 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: THOMAS J. QUINLAN Mgmt For For For
III
2 ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For For
3 ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For For
4 RATIFICATION OF THE COMPANY S AUDITORS. Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Elimination of Supermajority Requirement Mgmt For For For
7 Shareholder Proposal Regarding the UN ShrHoldr Against Against For
Global Compact
8 Shareholder Proposal Regarding Annual ShrHoldr Against Against For
Election of Directors
DOVER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DOV CUSIP9 260003108 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Benson Mgmt For For For
1.2 Elect Robert Cremin Mgmt For For For
1.3 Elect Jean-Pierre Ergas Mgmt For For For
1.4 Elect Kristiane Graham Mgmt For For For
1.5 Elect Ronald Hoffman Mgmt For For For
1.6 Elect James Koley Mgmt For For For
1.7 Elect Richard Lochridge Mgmt For For For
1.8 Elect Thomas Reece Mgmt For For For
1.9 Elect Bernard Rethore Mgmt For For For
1.10 Elect Michael Stubbs Mgmt For Withhold Against
1.11 Elect Mary Winston Mgmt For For For
2 A SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
SUSTAINABILITY REPORT.
3 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For Against Against
PROPERLY COME BEFORE THE MEETING.
DRS TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRS CUSIP9 23330X100 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Ira Albom Mgmt For For For
1.2 Elect Director Mark N. Kaplan Mgmt For For For
1.3 Elect Director D.J. Reimer, USA Mgmt For For For
1.4 Elect Director C.G. Boyd, USAF Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
DUN & BRADSTREET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DNB CUSIP9 26483E100 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Alden Mgmt For For For
1.2 Elect Christopher Coughlin Mgmt For For For
1.3 Elect Victor Pelson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE AN AMENDMENT TO THE NON-EMPLOYEE Mgmt For For For
DIRECTORS STOCK INCENTIVE PLAN.
EATON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETN CUSIP9 278058102 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Christopher Connor Mgmt For Withhold Against
1.2 Elect Michael Critelli Mgmt For Withhold Against
1.3 Elect Charles Golden Mgmt For For For
1.4 Elect Ernie Green Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
EMERSON ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMR CUSIP9 291011104 02/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Carlos Fernandez G. Mgmt For For For
1.2 Elect Walter Galvin Mgmt For Withhold Against
1.3 Elect Rozanne Ridgway Mgmt For For For
1.4 Elect Randall Stephenson Mgmt For For For
2 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
ENPRO INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NPO CUSIP9 29355X107 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Holland Mgmt For For For
1.2 Elect Ernest Schaub Mgmt For For For
1.3 Elect J. P. Bolduc Mgmt For For For
1.4 Elect Peter Browning Mgmt For For For
1.5 Elect Joe Ford Mgmt For For For
1.6 Elect Gordon Harnett Mgmt For For For
1.7 Elect David Hauser Mgmt For For For
1.8 Elect Wilbur Prezzano, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amended and Restated Senior Executive Mgmt For For For
Annual Performance Plan
4 Amended and Restated Long-Term Incentive Mgmt For For For
Plan
EUROSEAS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESEAF CUSIP9 Y23592200 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect George Taniskidis Mgmt For For For
1.2 Elect Gerald Turner Mgmt For For For
2 Shareholder Rights' Agreement Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP9 31428X106 09/25/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James L. Barksdale Mgmt For For For
1.2 Elect Director August A. Busch, IV Mgmt For For For
1.3 Elect Director John A. Edwardson Mgmt For For For
1.4 Elect Director Judith L. Estrin Mgmt For For For
1.5 Elect Director J. Kenneth Glass Mgmt For For For
1.6 Elect Director Philip Greer Mgmt For For For
1.7 Elect Director J.R. Hyde, III Mgmt For For For
1.8 Elect Director Shirley A. Jackson Mgmt For For For
1.9 Elect Director Steven R. Loranger Mgmt For For For
1.10 Elect Director Charles T. Manatt Mgmt For For For
1.11 Elect Director Frederick W. Smith Mgmt For For For
1.12 Elect Director Joshua I. Smith Mgmt For For For
1.13 Elect Director Paul S. Walsh Mgmt For For For
1.14 Elect Director Peter S. Willmott Mgmt For For For
2.0 Reduce Supermajority Vote Requirement Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Report on Environmental Policy ShrHldr Against Against For
5.0 Require a Majority Vote for the Election ShrHldr Against For Against
of Directors
FRANKLIN ELECTRIC COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FELE CUSIP9 353514102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect R. Trumbull Mgmt For For For
1.2 Elect Thomas Young Mgmt For Withhold Against
2 Increase in Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
FRONTLINE LTD. (FORMERLY LONDON & OVERSEAS FREIGHTERS)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRO CINS G3682E127 12/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director John Fredriksen Mgmt For Withhold Against
1.2 Elect Director Tor Olav Troim Mgmt For Withhold Against
1.3 Elect Director Frixos Savvides Mgmt For For For
1.4 Elect Director Kate Blankenship Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For For
COMPANY S BYE-LAW 110 TO CHANGE THE
REQUIREMENT FOR THE FORM OF, AND
SIGNATORIES TO, THE SEAL OF THE COMPANY.
FTI CONSULTING INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FCN CUSIP9 302941109 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Brenda Bacon Mgmt For For For
1.2 Elect James Crownover Mgmt For For For
1.3 Elect Dennis J. Shaughnessy Mgmt For For For
1.4 Elect George Stamas Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
GATX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMT CUSIP9 361448103 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Denny Mgmt For For For
1.2 Elect Richard Fairbanks Mgmt For For For
1.3 Elect Deborah Fretz Mgmt For For For
1.4 Elect Marla Gottschalk Mgmt For For For
1.5 Elect Ernst Haberli Mgmt For For For
1.6 Elect Brian Kenney Mgmt For For For
1.7 Elect Mark McGrath Mgmt For For For
1.8 Elect Michael Murphy Mgmt For For For
1.9 Elect Casey Sylla Mgmt For For For
2 APPROVAL OF APPOINTMENT OF AUDITORS Mgmt For For For
GEHL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GEHL CUSIP9 368483103 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marcel-Claude Braud Mgmt For For For
1.2 Elect William Gehl Mgmt For For For
1.3 Elect John W. Splude Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GENCO SHIPPING & TRADING LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNK CUSIP9 Y2685T107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Nathaniel Kramer Mgmt For Withhold Against
1.2 Elect Mark Polzin Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
GENERAL CABLE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BGC CUSIP9 369300108 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Welsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Common Stock Mgmt For Against Against
GENERAL DYNAMICS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GD CUSIP9 369550108 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt For For For
2 ELECTION OF DIRECTOR: J.S. CROWN Mgmt For Against Against
3 ELECTION OF DIRECTOR: W.P. FRICKS Mgmt For For For
4 ELECTION OF DIRECTOR: C.H. GOODMAN Mgmt For For For
5 ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt For For For
6 ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt For For For
7 ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt For For For
8 ELECTION OF DIRECTOR: J.M. KEANE Mgmt For For For
9 ELECTION OF DIRECTOR: D.J. LUCAS Mgmt For For For
10 ELECTION OF DIRECTOR: L.L. LYLES Mgmt For For For
11 ELECTION OF DIRECTOR: C.E. MUNDY, JR. Mgmt For For For
12 ELECTION OF DIRECTOR: R. WALMSLEY Mgmt For For For
13 SELECTION OF INDEPENDENT AUDITORS Mgmt For For For
14 SHAREHOLDER PROPOSAL WITH REGARD TO ShrHoldr Against Against For
PAY-FOR-SUPERIOR-PERFORMANCE STANDARD
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity Compensation
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP9 369604103 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Cash, Jr., Ph.D. Mgmt For Withhold Against
1.2 Elect Sir William Castell Mgmt For For For
1.3 Elect Ann Fudge Mgmt For For For
1.4 Elect Claudio Gonzalez Mgmt For Withhold Against
1.5 Elect Susan Hockfield Mgmt For For For
1.6 Elect Jeffrey Immelt Mgmt For For For
1.7 Elect Andrea Jung Mgmt For For For
1.8 Elect A. Lafley Mgmt For For For
1.9 Elect Robert Lane Mgmt For For For
1.10 Elect Ralph Larsen Mgmt For For For
1.11 Elect Rochelle Lazarus Mgmt For For For
1.12 Elect Sam Nunn Mgmt For For For
1.13 Elect Roger Penske Mgmt For Withhold Against
1.14 Elect Robert Swieringa Mgmt For Withhold Against
1.15 Elect Douglas Warner, III Mgmt For Withhold Against
1.16 Elect Robert Wright Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Majority Voting for the Election of Mgmt For For For
Directors
4 APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For For
5 APPROVAL OF MATERIAL TERMS OF SENIOR Mgmt For For For
OFFICER PERFORMANCE GOALS
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
7 Shareholder Proposal Regarding Curbing ShrHoldr Against For Against
Over-Extended Directors
8 Shareholder Proposal Regarding a Retiree ShrHoldr Against Against For
Director Nominee
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Dividend Equivalents
11 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For
Charitable Contributions
12 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Global Warming Science
13 Shareholder Proposal Regarding Ethical ShrHoldr Against Against For
Criteria for Military Contracts
14 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Pay Differential
GENLYTE GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLYT CUSIP9 372302109 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Larry Powers Mgmt For Withhold Against
1.2 Elect Zia Eftekhar Mgmt For For For
1.3 Elect William Trotman Mgmt For For For
GRAINGER WW INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GWW CUSIP9 384802104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Richard Keyser Mgmt For For For
1.6 Elect Stuart Levenick Mgmt For For For
1.7 Elect John McCarter, Jr. Mgmt For For For
1.8 Elect Neil Novich Mgmt For For For
1.9 Elect Michael Roberts Mgmt For For For
1.10 Elect Gary Rogers Mgmt For For For
1.11 Elect James Ryan Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
1.13 Elect Harold Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HEALTHCARE SERVICE GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCSG CUSIP9 421906108 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel McCartney Mgmt For For For
1.2 Elect Barton Weisman Mgmt For For For
1.3 Elect Joseph McCartney Mgmt For Withhold Against
1.4 Elect Robert Frome Mgmt For Withhold Against
1.5 Elect Thomas Cook Mgmt For For For
1.6 Elect Robert Moss Mgmt For Withhold Against
1.7 Elect John Briggs Mgmt For For For
1.8 Elect Dino Ottaviano Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
HEICO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HEI CUSIP9 422806109 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Samuel Higginbottom Mgmt For Withhold Against
1.2 Elect Wolfgang Mayrhuber Mgmt For Withhold Against
1.3 Elect Eric Mendelson Mgmt For For For
1.4 Elect Laurans Mendelson Mgmt For For For
1.5 Elect Victor Mendelson Mgmt For For For
1.6 Elect Albert Morrison, Jr. Mgmt For For For
1.7 Elect Joseph Pallot Mgmt For For For
1.8 Elect Alan Schriesheim Mgmt For For For
1.9 Elect Frank Schwitter Mgmt For For For
2 APPROVAL OF THE 2007 INCENTIVE Mgmt For For For
COMPENSATION PLAN.
3 Ratification of Auditor Mgmt For For For
HONEYWELL INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP9 438516106 04/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: JAMES J. HOWARD Mgmt For For For
8 ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For For
9 ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For For
10 ELECTION OF DIRECTOR: ERIC K. SHINSEKI Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For Against Against
12 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For
13 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
14 2007 HONEYWELL GLOBAL EMPLOYEE STOCK PLAN Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Management Bonuses
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Stock Options
17 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meetings
18 Shareholder Proposal Regarding Six Sigma ShrHoldr Against Against For
HUB GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUBG CUSIP9 443320106 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Phillip Yeager Mgmt For For For
1.2 Elect David Yeager Mgmt For For For
1.3 Elect Mark Yeager Mgmt For For For
1.4 Elect Gary Eppen Mgmt For Withhold Against
1.5 Elect Charles Reaves Mgmt For For For
1.6 Elect Martin Slark Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Amendment to the 2002 Long-Term Mgmt For For For
Incentive Plan
4 Performance Unit Grants Mgmt For For For
HUBBELL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUBA CUSIP9 443510201 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect E. Richard Brooks Mgmt For For For
1.2 Elect George Edwards Jr. Mgmt For For For
1.3 Elect Anthony Guzzi Mgmt For For For
1.4 Elect Joel Hoffman Mgmt For For For
1.5 Elect Andrew McNally, IV Mgmt For For For
1.6 Elect Daniel Meyer Mgmt For For For
1.7 Elect Timothy Powers Mgmt For For For
1.8 Elect G. Jackson Ratcliffe Mgmt For For For
1.9 Elect Richard Swift Mgmt For For For
1.10 Elect Daniel Van Riper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
IDEX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IEX CUSIP9 45167R104 04/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ruby Chandy Mgmt For For For
1.2 Elect Neil Springer Mgmt For For For
2 APPROVAL OF DELOITTE & TOUCHE LLP AS Mgmt For For For
AUDITORS OF THE COMPANY.
INGERSOLL-RAND COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IR CUSIP9 G4776G101 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Gary Forsee Mgmt For For For
1.2 Elect Peter Godsoe Mgmt For Withhold Against
1.3 Elect Constance Horner Mgmt For Withhold Against
1.4 Elect Theodore Martin Mgmt For Withhold Against
1.5 Elect Patricia Nachtigal Mgmt For For For
1.6 Elect Orin Smith Mgmt For Withhold Against
1.7 Elect Richard Swift Mgmt For For For
2 ADOPTION OF THE INCENTIVE STOCK PLAN OF Mgmt For For For
2007.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Resolution Regarding Executive
Compensation
JOY GLOBAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOYG CUSIP9 481165108 02/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Gerard Mgmt For For For
1.2 Elect John Hanson Mgmt For For For
1.3 Elect Ken Johnsen Mgmt For For For
1.4 Elect Gale Klappa Mgmt For For For
1.5 Elect Richard Loynd Mgmt For Withhold Against
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect James Tate Mgmt For Withhold Against
2 APPROVAL OF THE JOY GLOBAL INC. 2007 Mgmt For For For
STOCK INCENTIVE PLAN.
3 Increase in Authorized Common Stock Mgmt For Against Against
KANSAS CITY SOUTHERN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSUPR CUSIP9 485170302 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Terrence Dunn Mgmt For For For
1.2 Elect James Jones Mgmt For Withhold Against
1.3 Elect Karen Pletz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KAYDON CAP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KDN CUSIP9 486587108 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Brandon Mgmt For Withhold Against
1.2 Elect Timothy O'Donovan Mgmt For For For
1.3 Elect James O'Leary Mgmt For For For
1.4 Elect Thomas Sullivan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
KIRBY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEX CUSIP9 497266106 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect C. Sean Day Mgmt For For For
1.2 Elect William Lamont, Jr. Mgmt For For For
1.3 Elect C. Berdon Lawrence Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
KNIGHT TRANSPORTATION INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KNX CUSIP9 499064103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kevin Knight Mgmt For For For
1.2 Elect Randy Knight Mgmt For Withhold Against
1.3 Elect Michael Garnreiter Mgmt For For For
2 Increase Authorized Shares Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
L3 COMMUNICATIONS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLL CUSIP9 502424104 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Strianese Mgmt For For For
1.2 Elect Claude Canizares Mgmt For For For
1.3 Elect Thomas Corcoran Mgmt For For For
1.4 Elect Alan Washkowitz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
LENNOX INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LII CUSIP9 526107107 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Todd Bluedorn Mgmt For For For
1.2 Elect Janet Cooper Mgmt For For For
1.3 Elect C.L. Henry Mgmt For For For
1.4 Elect Terry Stinson Mgmt For For For
1.5 Elect Richard Thompson Mgmt For For For
2 Issuance of Common Stock Pursuant to a Mgmt For For For
Plan of Reorganization with A.O.C.
Corporation
LINCOLN ELECTRIC HOLDINGS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LECO CUSIP9 533900106 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Stephen Hanks Mgmt For For For
1.2 Elect Kathryn Lincoln Mgmt For For For
1.3 Elect William Macdonald, III Mgmt For For For
1.4 Elect George Walls, Jr. Mgmt For For For
2 APPROVAL OF 2007 MANAGEMENT INCENTIVE Mgmt For For For
COMPENSATION PLAN.
3 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
LOCKHEED MARTIN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LMT CUSIP9 539830109 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect E. C. Aldridge, Jr. Mgmt For For For
1.2 Elect Nolan Archibald Mgmt For Withhold Against
1.3 Elect Marcus Bennett Mgmt For For For
1.4 Elect James Ellis, Jr. Mgmt For For For
1.5 Elect Gwendolyn King Mgmt For For For
1.6 Elect James Loy Mgmt For Withhold Against
1.7 Elect Douglas McCorkindale Mgmt For For For
1.8 Elect Eugene Murphy Mgmt For For For
1.9 Elect Joseph Ralston Mgmt For Withhold Against
1.10 Elect Frank Savage Mgmt For For For
1.11 Elect James Schneider Mgmt For For For
1.12 Elect Anne Stevens Mgmt For For For
1.13 Elect Robert Stevens Mgmt For For For
1.14 Elect James Ukropina Mgmt For Withhold Against
1.15 Elect Douglas Yearley Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
4 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
5 Shareholder Proposal Regarding Nuclear ShrHoldr Against Against For
Weapons Involvement
MANPOWER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAN CUSIP9 56418H100 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Gina Boswell Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
1.3 Elect Jack Greenberg Mgmt For For For
1.4 Elect Terry Hueneke Mgmt For Withhold Against
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
3 APPROVAL OF THE MANPOWER CORPORATE Mgmt For For For
SENIOR MANAGEMENT ANNUAL INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Implementation of the MacBride
Principles in Northern Ireland
MASCO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAS CUSIP9 574599106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF CLASS I DIRECTOR: DENNIS W. Mgmt For For For
ARCHER
2 ELECTION OF CLASS I DIRECTOR: ANTHONY F. Mgmt For For For
EARLEY, JR.
3 ELECTION OF CLASS I DIRECTOR: LISA A. Mgmt For For For
PAYNE
4 ELECTION OF CLASS II DIRECTOR: PETER A. Mgmt For Against Against
DOW
5 Ratification of Auditor Mgmt For For For
MIDDLEBY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MIDD CUSIP9 596278101 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Selim Bassoul Mgmt For For For
1.2 Elect Robert Lamb Mgmt For For For
1.3 Elect Ryan Levenson Mgmt For For For
1.4 Elect John Miller, III Mgmt For For For
1.5 Elect Gordon O'Brien Mgmt For For For
1.6 Elect Philip Putnam Mgmt For For For
1.7 Elect Sabin Streeter Mgmt For For For
1.8 Elect Robert Yohe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Common Stock Mgmt For For For
4 APPROVE THE MIDDLEBY CORPORATION 2007 Mgmt For Against Against
STOCK INCENTIVE PLAN.
MOOG INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOGA CUSIP9 615394202 01/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For For
INCORPORATION.
2.1 Elect Robert Banta Mgmt For Withhold Against
3 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR THE YEAR 2007.
NORFOLK SOUTHERN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSC CUSIP9 655844108 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alston Correll Mgmt For For For
1.2 Elect Landon Hilliard Mgmt For For For
1.3 Elect Burton Joyce Mgmt For For For
1.4 Elect Jane O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NORTHROP GRUMMAN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP9 666807102 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For For
3 ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For For
4 ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For For
5 ELECTION OF DIRECTOR: CHARLES R. LARSON Mgmt For For For
6 ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For For
7 ELECTION OF DIRECTOR: PHILIP A. ODEEN Mgmt For For For
8 ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For For
9 ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For For
10 ELECTION OF DIRECTOR: RONALD D. SUGAR Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 PROPOSAL TO AMEND THE COMPANY S 1995 Mgmt For For For
STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
13 SHAREHOLDER PROPOSAL REGARDING A REPORT ShrHoldr Against Against For
ON FOREIGN MILITARY SALES.
14 SHAREHOLDER PROPOSAL REGARDING A VOTE ON ShrHoldr Against For Against
EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against
INDEPENDENT BOARD CHAIRMAN.
OLD DOMINION FREIGHT LINE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ODFL CUSIP9 679580100 05/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Earl E. Congdon Mgmt For For For
1.2 Elect John R. Congdon Mgmt For For For
1.3 Elect J. Paul Breitbach Mgmt For Withhold Against
1.4 Elect David S. Congdon Mgmt For For For
1.5 Elect John R. Congdon, Jr. Mgmt For Withhold Against
1.6 Elect Robert Culp, III Mgmt For Withhold Against
1.7 Elect John A. Ebeling Mgmt For For For
1.8 Elect W. Chester Evans, III Mgmt For For For
1.9 Elect Franz F. Holscher Mgmt For For For
PACER INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PACR CUSIP9 69373H106 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect P. Michael Giftos Mgmt For Withhold Against
1.2 Elect Bruce H. Spector Mgmt For For For
1.3 Elect Michael Uremovich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE 2006 LONG-TERM INCENTIVE Mgmt For For For
PLAN.
PARKER-HANNIFIN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PH CUSIP9 701094104 10/25/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Robert J. Kohlhepp Mgmt For Withhold Against
1.2 Elect Director Giulio Mazzalupi Mgmt For Withhold Against
1.3 Elect Director Klaus-Peter Mueller Mgmt For Withhold Against
1.4 Elect Director Markos I. Tambakeras Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr Against For Against
PRECISION CASTPARTS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCP CUSIP9 740189105 08/16/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Mark Donegan Mgmt For For For
1.2 Elect Director Vernon E. Oechsle Mgmt For For For
2.0 Increase Authorized Common Stock Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
QUINTANA MARITIME LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QMAR CUSIP9 Y7169G109 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Corbin Robertson, Jr Mgmt For For For
1.2 Elect Stamatis Molaris Mgmt For For For
1.3 Elect Joseph Edwards Mgmt For For For
1.4 Elect Hans Mende Mgmt For Withhold Against
1.5 Elect Corbin Robertson, III Mgmt For For For
1.6 Elect Gurpal Grewal Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For For For
1.8 Elect Peter Costalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RAYTHEON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTN CUSIP9 755111507 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: BARBARA M. BARRETT Mgmt For For For
2 ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
4 ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For For
5 ELECTION OF DIRECTOR: MICHAEL C. Mgmt For For For
RUETTGERS
6 ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For For
8 ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For For
9 ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For For
10 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding Senior ShrHoldr Against Against For
Executive Retirement Benefits
REGAL BELOIT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RBC CUSIP9 758750103 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Christopher Doerr Mgmt For For For
2 THE ELECTION OF DIRECTOR: MARK J. GLIEBE Mgmt For For For
(FOR A TERM EXPIRING IN 2010)
3 THE ELECTION OF DIRECTOR: CURTIS W. Mgmt For For For
STOELTING (FOR A TERM EXPIRING IN 2010)
4 Elect G. Frederick Kasten, Jr. Mgmt For For For
5 Increase Authorized Shares Mgmt For Against Against
6 TO APPROVE THE REGAL BELOIT CORPORATION Mgmt For For For
2007 EQUITY INCENTIVE PLAN.
7 Ratification of Auditor Mgmt For For For
REPUBLIC SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RSG CUSIP9 760759100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James O'Connor Mgmt For For For
1.2 Elect Harris Hudson Mgmt For For For
1.3 Elect John Croghan Mgmt For For For
1.4 Elect W. Lee Nutter Mgmt For For For
1.5 Elect Ramon Rodriguez Mgmt For For For
1.6 Elect Allan Sorensen Mgmt For For For
1.7 Elect Michael Wickham Mgmt For For For
2 APPROVAL AND ADOPTION OF REPUBLIC Mgmt For For For
SERVICES, INC. 2007 STOCK INCENTIVE PLAN
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS
ROPER INDUSTRIES INCOME
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROP CUSIP9 776696106 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Brian Jellison Mgmt For For For
1.2 Elect W. Lawrence Banks Mgmt For For For
1.3 Elect David Devonshire Mgmt For For For
1.4 Elect John Fort, III Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 TO TRANSACT ANY OTHER BUSINESS PROPERLY Mgmt For Against Against
BROUGHT BEFORE THE MEETING.
RYDER SYSTEM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
R CUSIP9 783549108 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Luis Nieto, Jr. Mgmt For For For
1.2 Elect David Fuente Mgmt For For For
1.3 Elect Eugene Renna Mgmt For For For
1.4 Elect Abbie Smith Mgmt For For For
1.5 Elect Christine Varney Mgmt For For For
2 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For For
LLP AS INDEPENDENT AUDITOR.
SEASPAN CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSW CUSIP9 Y75638109 04/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Gerry Wang Mgmt For For For
1.2 Elect Peter Lorange Mgmt For Withhold Against
1.3 Elect Barry Pearl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SHIP FINANCE INTERNATIONAL LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFL CINS G81075106 12/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Tor Olav Troim as Director Mgmt For Withhold Against
1.2 Elect Paul Leand Jr. as Director Mgmt For For For
1.3 Elect Kate Blankenship as Director Mgmt For Withhold Against
2.0 Approve Moore Stephens, P.C. as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
3.0 Amend By-Law 104 Mgmt For For For
SIMPSON MANUFACTURING COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSD CUSIP9 829073105 04/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Peter Louras, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TELEDYNE TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDY CUSIP9 879360105 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Charles Crocker Mgmt For For For
1.2 Elect Robert Mehrabian Mgmt For For For
1.3 Elect Michael Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TEREX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEX CUSIP9 880779103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect G. Chris Andersen Mgmt For For For
1.3 Elect Paula Cholmondeley Mgmt For Withhold Against
1.4 Elect Don DeFosset Mgmt For Withhold Against
1.5 Elect William Fike Mgmt For For For
1.6 Elect Donald Jacobs Mgmt For For For
1.7 Elect David Sachs Mgmt For For For
1.8 Elect Oren Shaffer Mgmt For For For
1.9 Elect Helge Wehmeier Mgmt For For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 Increase in Authorized Common Stock Mgmt For For For
4 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For For
TEREX EMPLOYEE STOCK PURCHASE PLAN
TEXTRON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXT CUSIP9 883203101 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt For For For
2 ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For For
3 ELECTION OF DIRECTOR: IVOR J. EVANS Mgmt For For For
4 ELECTION OF DIRECTOR: LORD POWELL OF Mgmt For For For
BAYSWATER KCMG
5 ELECTION OF DIRECTOR: JAMES L. ZIEMER Mgmt For For For
6 TEXTRON INC. SHORT-TERM INCENTIVE PLAN Mgmt For For For
7 TEXTRON INC. 2007 LONG-TERM INCENTIVE Mgmt For For For
PLAN
8 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
9 SHAREHOLDER PROPOSAL RELATING TO FOREIGN ShrHoldr Against Against For
MILITARY SALES
THOMAS & BETTS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNB CUSIP9 884315102 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ernest Drew Mgmt For For For
1.2 Elect Jeananne Hauswald Mgmt For For For
1.3 Elect Dean Jernigan Mgmt For For For
1.4 Elect Ronald Kalich, Sr. Mgmt For For For
1.5 Elect Kenneth Masterson Mgmt For For For
1.6 Elect Dominic Pileggi Mgmt For For For
1.7 Elect Jean-Paul Richard Mgmt For For For
1.8 Elect Kevin Roberg Mgmt For For For
1.9 Elect David Stevens Mgmt For For For
1.10 Elect William Waltrip Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TORO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TTC CUSIP9 891092108 03/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert Buhrmaster Mgmt For For For
1.2 Elect Winslow Buxton Mgmt For For For
1.3 Elect Robert Nassau Mgmt For For For
1.4 Elect Christopher Twomey Mgmt For For For
2 RE-APPROVE THE TORO COMPANY PERFORMANCE Mgmt For For For
SHARE PLAN
3 RATIFY SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
TRINITY INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRN CUSIP9 896522109 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Adams Mgmt For For For
1.2 Elect Rhys Best Mgmt For For For
1.3 Elect David Biegler Mgmt For Withhold Against
1.4 Elect Ronald Gafford Mgmt For For For
1.5 Elect Ronald Haddock Mgmt For For For
1.6 Elect Jess Hay Mgmt For Withhold Against
1.7 Elect Adrian Lajous Mgmt For For For
1.8 Elect Diana Natalicio Mgmt For For For
1.9 Elect Timothy Wallace Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
UAL CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UAL CUSIP9 902549807 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Almeida Mgmt For For For
1.2 Elect Mary K. Bush Mgmt For For For
1.3 Elect W. James Farrell Mgmt For For For
1.4 Elect Walter Isaacson Mgmt For For For
1.5 Elect Robert Krebs Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect James O'Connor Mgmt For For For
1.8 Elect Glenn Tilton Mgmt For For For
1.9 Elect David Vitale Mgmt For Withhold Against
1.10 Elect John H. Walker Mgmt For For For
UNION PACIFIC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNP CUSIP9 907818108 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Andrew Card, Jr. Mgmt For For For
1.2 Elect Erroll Davis, Jr. Mgmt For For For
1.3 Elect Thomas Donohue Mgmt For Withhold Against
1.4 Elect Archie Dunham Mgmt For For For
1.5 Elect Judith Hope Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Michael McConnell Mgmt For For For
1.8 Elect Thomas McLarty III Mgmt For For For
1.9 Elect Steven Rogel Mgmt For Withhold Against
1.10 Elect James Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING MAJORITY ShrHoldr Against For Against
VOTING.
4 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
UNITED RENTALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URI CUSIP9 911363109 06/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: BRADLEY S. JACOBS Mgmt For For For
2 ELECTION OF DIRECTOR: HOWARD L. CLARK, Mgmt For For For
JR.
3 ELECTION OF DIRECTOR: MARK A. SUWYN Mgmt For Against Against
4 ELECTION OF DIRECTOR: LAWRENCE KEITH Mgmt For For For
WIMBUSH
5 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
6 Declassification of the Board of Mgmt For For For
Directors
UNITED TECHNOLOGIES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTX CUSIP9 913017109 04/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Charles Lee Mgmt For For For
1.7 Elect Richard McCormick Mgmt For For For
1.8 Elect Harold McGraw III Mgmt For For For
1.9 Elect Richard Myers Mgmt For For For
1.10 Elect Frank Popoff Mgmt For For For
1.11 Elect H. Patrick Swygert Mgmt For For For
1.12 Elect Andre Villeneuve Mgmt For For For
1.13 Elect Harold Wagner Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS FOR Mgmt For For For
2007
3 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Term Limits
4 Shareholder Proposal Regarding Foreign ShrHoldr Against Against For
Military Sales
5 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
6 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Resolution to Ratify Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-For-Superior-Performance
UTI WORLDWIDE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTIW CUSIP9 G87210103 06/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect C. John Langley, Jr. Mgmt For For For
1.2 Elect Allan Rosenzweig Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WABTEC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAB CUSIP9 929740108 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert J. Brooks Mgmt For For For
1.2 Elect William Kassling Mgmt For For For
1.3 Elect Albert Neupaver Mgmt For For For
WASTE CONNECTIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCN CUSIP9 941053100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ronald Mittelstaedt Mgmt For For For
1.2 Elect Edward Guillet Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
WASTE MANAGEMENT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMI CUSIP9 94106L109 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO ELECT: PASTORA SAN JUAN Mgmt For For For
CAFFERTY
2 PROPOSAL TO ELECT: FRANK M. CLARK, JR. Mgmt For For For
3 PROPOSAL TO ELECT: PATRICK W. GROSS Mgmt For Against Against
4 PROPOSAL TO ELECT: THOMAS I. MORGAN Mgmt For For For
5 PROPOSAL TO ELECT: JOHN C. POPE Mgmt For Against Against
6 PROPOSAL TO ELECT: W. ROBERT REUM Mgmt For For For
7 PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Mgmt For For For
8 PROPOSAL TO ELECT: DAVID P. STEINER Mgmt For For For
9 PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER Mgmt For For For
10 Ratification of Auditor Mgmt For For For
WATSCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSOB CUSIP9 942622200 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert Berner, III Mgmt For For For
1.2 Elect Denise Dickins Mgmt For For For
1.3 Elect Gary Tapella Mgmt For For For
2 Amendment to the Employee Stock Purchase Mgmt For For For
Plan
WESCO INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCC CUSIP9 95082P105 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sandra Lin Mgmt For Withhold Against
1.2 Elect Robert Tarr, Jr. Mgmt For Withhold Against
1.3 Elect Kenneth Way Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WOODWARD GOVERNOR COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WGOV CUSIP9 980745103 01/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Cohn Mgmt For For For
1.2 Elect Michael Joyce Mgmt For For For
1.3 Elect James Rulseh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
YRC WORLDWIDE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YRCW CUSIP9 984249102 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cassandra Carr Mgmt For For For
1.2 Elect Howard Dean Mgmt For For For
1.3 Elect John Fiedler Mgmt For For For
1.4 Elect Dennis Foster Mgmt For For For
1.5 Elect John McKelvey Mgmt For For For
1.6 Elect Phillip Meek Mgmt For For For
1.7 Elect William Trubeck Mgmt For For For
1.8 Elect Carl Vogt Mgmt For Withhold Against
1.9 Elect William Zollars Mgmt For Withhold Against
2 Annual Incentive Bonus Program Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ITEM 10: PROXY VOTING RECORD
REGISTRANT: ICON FUNDS
FUND NAME: ICON INFORMATION TECHNOLOGY FUND
REPORTING PERIOD: 07/01/2006 - 06/30/2007
ACCENTURE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACN CUSIP9 G1150G111 02/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Nobuyuki Idei Mgmt For For For
2 Elect Marjorie Magner Mgmt For For For
3 Elect Dennis Hightower Mgmt For For For
4 Elect William Kimsey Mgmt For For For
5 Elect Robert Lipp Mgmt For For For
6 Elect Wulf von Schimmelmann Mgmt For For For
7 Ratification of Auditor and Mgmt For For For
Authorization of Board to Fix Their
Remuneration
ALLIANCE DATA SYSTEM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADS CUSIP9 018581108 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Lawrence Benveniste Mgmt For For For
1.2 Elect D. Keith Cobb Mgmt For For For
1.3 Elect Kenneth R. Jensen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALTERA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALTR CUSIP9 021441100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JOHN P. DAANE. Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT W. REED. Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
FINOCCHIO, JR.
4 ELECTION OF DIRECTOR: KEVIN MCGARITY. Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN SHOEMAKER. Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN WANG. Mgmt For For For
7 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase Plan
8 Ratification of Auditor Mgmt For For For
ANIXTER INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXE CUSIP9 035290105 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Blyth Mgmt For For For
1.2 Elect Linda Bynoe Mgmt For For For
1.3 Elect Robert Crandall Mgmt For For For
1.4 Elect Robert Grubbs, Jr. Mgmt For For For
1.5 Elect F. Philip Handy Mgmt For For For
1.6 Elect Melvyn Klein Mgmt For For For
1.7 Elect George Munoz Mgmt For For For
1.8 Elect Stuart Sloan Mgmt For For For
1.9 Elect Thomas Theobald Mgmt For For For
1.10 Elect Matthew Zell Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS.
APPLE COMPUTERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAPL CUSIP9 037833100 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Arthur Levinson Mgmt For Withhold Against
1.6 Elect Eric Schmidt, PhD Mgmt For Withhold Against
1.7 Elect Jerome York Mgmt For Withhold Against
2 TO APPROVE AMENDMENTS TO THE APPLE INC. Mgmt For Against Against
2003 EMPLOYEE STOCK PLAN.
3 TO APPROVE AMENDMENTS TO THE APPLE INC. Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
4 TO APPROVE AMENDMENTS TO THE 1997 Mgmt For Against Against
DIRECTOR STOCK OPTION PLAN.
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Option ShrHoldr Against For Against
Dating Policy
7 Shareholder Proposal Regarding Pay for ShrHoldr Against For Against
Performance Standard
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Environmental Report
9 Shareholder Proposal Regarding Equity ShrHoldr Against For Against
Retention Policy
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Electronic Waste Take Back and Recycling
11 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Compensation
APPLIED MATERIALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMAT CUSIP9 038222105 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Armacost Mgmt For For For
1.2 Elect Robert Brust Mgmt For For For
1.3 Elect Deborah Coleman Mgmt For For For
1.4 Elect Philip Gerdine Mgmt For For For
1.5 Elect Thomas Iannotti Mgmt For For For
1.6 Elect Charles Liu Mgmt For For For
1.7 Elect James Morgan Mgmt For For For
1.8 Elect Gerhard Parker Mgmt For For For
1.9 Elect Willem Roelandts Mgmt For For For
1.10 Elect Michael Splinter Mgmt For For For
2 TO APPROVE THE AMENDED AND RESTATED Mgmt For For For
EMPLOYEE STOCK INCENTIVE PLAN.
3 TO APPROVE THE AMENDED AND RESTATED Mgmt For For For
EMPLOYEES STOCK PURCHASE PLAN.
4 TO APPROVE THE AMENDED AND RESTATED Mgmt For For For
SENIOR EXECUTIVE BONUS PLAN.
5 Ratification of Auditor Mgmt For For For
ARROW ELECTRONICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP9 042735100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect John Hanson Mgmt For For For
1.3 Elect Richard Hill Mgmt For For For
1.4 Elect M.F. (Fran) Keeth Mgmt For For For
1.5 Elect Roger King Mgmt For For For
1.6 Elect Karen Mills Mgmt For For For
1.7 Elect William Mitchell Mgmt For For For
1.8 Elect Stephen Patrick Mgmt For For For
1.9 Elect Barry Perry Mgmt For For For
1.10 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AT&T INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
2 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
5 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For Against Against
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For For
8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For Against Against
12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
15 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
17 ELECTION OF DIRECTOR: EDWARD E. Mgmt For For For
WHITACRE, JR.
18 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
19 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
21 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
22 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
23 Shareholder Proposal Regarding ShrHoldr Against For Against
"Say-on-Pay" Advisory Vote
24 Shareholder Proposal Regarding Executive ShrHoldr Against Against For
Retirement Benefits
BROADCOM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRCM CUSIP9 111320107 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect George Farinsky Mgmt For Withhold Against
1.2 Elect Maureen Grzelakowski Mgmt For Withhold Against
1.3 Elect Nancy Handel Mgmt For For For
1.4 Elect John Major Mgmt For Withhold Against
1.5 Elect Scott McGregor Mgmt For For For
1.6 Elect Alan Ross Mgmt For Withhold Against
1.7 Elect Henry Samueli Mgmt For Withhold Against
1.8 Elect Robert Switz Mgmt For Withhold Against
1.9 Elect Werner Wolfen Mgmt For Withhold Against
2 Amendment to the 1998 Employee Stock Mgmt For Against Against
Purchase Plan
3 Executive Officer Performance Bonus Plan Mgmt For For For
4 Amendment to the 1998 Stock Incentive Mgmt For Against Against
Plan
5 Ratification of Auditor Mgmt For Against Against
6 Shareholder Proposal Regarding Stock ShrHoldr Against For Against
Option Policy
CALAMP CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAMP CUSIP9 128126109 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Richard Gold Mgmt For For For
1.2 Elect Director Arthur Hausman Mgmt For For For
1.3 Elect Director A.J. (Bert) Moyer Mgmt For For For
1.4 Elect Director Thomas Pardun Mgmt For For For
1.5 Elect Director Frank Perna, Jr. Mgmt For For For
1.6 Elect Director Thomas Ringer Mgmt For For For
1.7 Elect Director Fred Sturm Mgmt For For For
2.0 Other Business Mgmt For Against Against
CANON INC.- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAJ CUSIP9 138006309 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Allocation of Profits/Dividends Mgmt For For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For For
INCORPORATION
3 ELECTION OF TWENTY-SEVEN DIRECTORS Mgmt For For For
4 ELECTION OF ONE CORPORATE AUDITOR Mgmt For For For
5 GRANT OF RETIREMENT ALLOWANCE TO Mgmt For For For
DIRECTORS TO BE RETIRED
6 GRANT OF BONUS TO DIRECTORS Mgmt For For For
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP9 17275R102 11/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Carol A. Bartz Mgmt For For For
1.2 Elect Director M. Michele Burns Mgmt For For For
1.3 Elect Director Michael D. Capellas Mgmt For For For
1.4 Elect Director Larry R. Carter Mgmt For For For
1.5 Elect Director John T. Chambers Mgmt For For For
1.6 Elect Director Dr. John L. Hennessy Mgmt For For For
1.7 Elect Director Richard M. Kovacevich Mgmt For For For
1.8 Elect Director Roderick C. McGeary Mgmt For For For
1.9 Elect Director Steven M. West Mgmt For For For
1.10 Elect Director Jerry Yang Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
4.0 Report on Pay Disparity ShrHldr Against Against For
5.0 Report on Internet Fragmentation ShrHldr Against For Against
COGNIZANT TECHNOLOGY SOLUTIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTSH CUSIP9 192446102 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Lakshmi Narayanan Mgmt For For For
1.2 Elect John Klein Mgmt For For For
2 Amendment to 1999 Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
COMPUTER SCIENCES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSC CUSIP9 205363104 07/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Irving W. Bailey, II Mgmt For For For
1.2 Elect Director David J. Barram Mgmt For For For
1.3 Elect Director Stephen L. Baum Mgmt For For For
1.4 Elect Director Rodney F. Chase Mgmt For For For
1.5 Elect Director Van B. Honeycutt Mgmt For For For
1.6 Elect Director F. Warren McFarlan Mgmt For For For
1.7 Elect Director Thomas H. Patrick Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Ratify Auditors Mgmt For For For
4.0 Board Diversity ShrHldr Against For Against
DIEBOLD INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DBD CUSIP9 253651103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Louis Bockius, III Mgmt For For For
1.2 Elect Phillip Cox Mgmt For For For
1.3 Elect Richard Crandall Mgmt For For For
1.4 Elect Gale Fitzgerald Mgmt For For For
1.5 Elect Phillip Lassiter Mgmt For For For
1.6 Elect John Lauer Mgmt For For For
1.7 Elect Eric Roorda Mgmt For For For
1.8 Elect Thomas Swidarski Mgmt For For For
1.9 Elect Henry Wallace Mgmt For For For
1.10 Elect Alan Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment Regarding Modernization and Mgmt For For For
Clarification of Existing Code
4 Amendment Regarding a New NYSE Mgmt For For For
Requirement for Uncertificated Shares
5 Amendment Regarding Indemnification of Mgmt For For For
Officers and Directors
6 Amendment Regarding Notice of Mgmt For For For
Shareholder Proposals
7 Amendment Regarding Permitting the Board Mgmt For For For
to Amend the Code to the Extent
Permitted by Law
8 Transaction Other Business Mgmt For Against Against
DRS TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRS CUSIP9 23330X100 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Ira Albom Mgmt For For For
1.2 Elect Director Mark N. Kaplan Mgmt For For For
1.3 Elect Director D.J. Reimer, USA Mgmt For For For
1.4 Elect Director C.G. Boyd, USAF Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
EBAY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP9 278642103 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Philippe Bourguignon Mgmt For For For
1.2 Elect Thomas Tierney Mgmt For For For
1.3 Elect Margaret Whitman Mgmt For For For
2 Amendment to the 1999 Global Equity Mgmt For For For
Incentive Plan
3 Amendment to 1998 Employee Stock Mgmt For Against Against
Purchase Plan
4 Ratification of Auditor Mgmt For For For
ELECTRONIC DATA SYSTEMS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EDS CUSIP9 285661104 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
2 ELECTION OF DIRECTOR: MARTIN C. FAGA Mgmt For For For
3 ELECTION OF DIRECTOR: S. MALCOLM GILLIS Mgmt For For For
4 ELECTION OF DIRECTOR: RAY J. GROVES Mgmt For For For
5 ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For Against Against
6 ELECTION OF DIRECTOR: JEFFREY M. HELLER Mgmt For For For
7 ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL H. JORDAN Mgmt For For For
9 ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES K. SIMS Mgmt For For For
11 ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For Against Against
12 RATIFICATION OF APPOINTMENT OF AUDITORS Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity Compensation
14 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
EMC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMC CUSIP9 268648102 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Brown Mgmt For For For
1.2 Elect John Egan Mgmt For Withhold Against
1.3 Elect David Strohm Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to 2003 Stock Plan Mgmt For For For
4 Amendment to 1989 Employee Stock Mgmt For For For
Purchase Plan
5 Declassification of the board Mgmt For For For
6 Shareholder Proposal Regarding the ShrHoldr Against Against For
Creation of an Independent Audit
Committee
7 Shareholder Proposal Regarding Majority Mgmt Against For Against
Voting for the Election of Directors
8 Shareholder Proposal Regarding the ShrHoldr Against For Against
Adoption of Simple Majority Voting
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-for-Superior-Performance
FAIR ISAAC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FICDL CUSIP9 303250104 02/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Andrew Cecere Mgmt For For For
1.3 Elect Tony J. Christianson Mgmt For For For
1.4 Elect Guy R. Henshaw Mgmt For For For
1.5 Elect Alex W. Hart Mgmt For For For
1.6 Elect Margaret L. Taylor Mgmt For For For
1.7 Elect William J. Lansing Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
FISERV INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FISV CUSIP9 337738108 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kim Robak Mgmt For For For
1.2 Elect Thomas Wertheimer Mgmt For For For
2 Amendment to Articles of Incorporation Mgmt For For For
Regarding Majority Voting for Director
Elections
3 TO APPROVE THE FISERV, INC. 2007 OMNIBUS Mgmt For For For
INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
GIGAMEDIA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIGM CUSIP9 Y2711Y104 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ADOPTION OF AUDITED ACCOUNTS Mgmt For For For
2 APPROVAL OF RE-APPOINTMENT OF AUDITORS Mgmt For For For
3 APPROVAL OF DIRECTORS REMUNERATION Mgmt For For For
4 APPROVAL FOR AUTHORITY OF ALLOT AND Mgmt For Abstain NA
ISSUE SHARES
5 APPROVAL FOR SHARE PURCHASE MANDATE Mgmt For Abstain NA
6 APPROVAL TO ADOPT GIGAMEDIA LIMITED 2007 Mgmt For For For
EQUITY INCENTIVE PLAN
GLOBAL IMAGING SYSTEMS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 37934A100 08/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Daniel T. Hendrix Mgmt For For For
1.2 Elect Director Michael Shea Mgmt For For For
1.3 Elect Director M. Lazane Smith Mgmt For For For
GOOGLE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP9 38259P508 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 APPROVAL OF GOOGLE S EXECUTIVE BONUS Mgmt For For For
PLAN.
5 Shareholder Proposal Regarding Free ShrHoldr Against Against For
Access to the Internet
HARRIS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP9 413875105 10/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Terry D. Growcock Mgmt For For For
1.2 Elect Director Leslie F. Kenne Mgmt For For For
1.3 Elect Director David B. Rickard Mgmt For For For
1.4 Elect Director Gregory T. Swienton Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP9 428236103 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For Against Against
2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For
4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For Against Against
5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For
7 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For Against Against
8 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Proxy Mgmt Against For Against
Access
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Separating the Roles of Chairman and CEO
12 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
13 Shareholder Proposal Regarding Linking ShrHoldr Against For Against
Pay to Performance
HON HAI PRECISION INDUSTRY CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 438090201 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Receive the distribution of 2006 Mgmt For For For
profits, as specified
5 Authority to Increase Paid-in Capital Mgmt For For For
6 Approve the Global Depository Receipts Mgmt For For For
(DRs) issuance, as specified
7 Amendment to Procedural Rules for Mgmt For For For
Election of Directors and Supervisors
8 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
9 Amend the Company s Articles of Mgmt For Abstain NA
Incorporation, as specified
10 Elect the Board of Directors and the Mgmt For Against Against
Supervisors, as specified
11 Other Business Mgmt For Against Against
12 Non-Voting Agenda Item
INFOSYS TECHNOLOGIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 456788108 11/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
SPONSOR AN ISSUE OF AMERICAN DEPOSITARY
SHARES AGAINST EXISTING EQUITY SHARES.
2.0 TO AUTHORIZE THE COMPANY TO ISSUE Mgmt For For For
DEPOSITARY RECEIPTS.
3.0 TO AUTHORIZE THE BOARD AND OFFICERS IN Mgmt For For For
CONNECTION WITH THE EARLIER RESOLUTIONS.
4.0 TO AUTHORIZE THE UNDERWRITERS TO Mgmt For For For
DETERMINE THE PRICE OF THE SPONSORED ADS
OFFERING.
5.0 TO AUTHORIZE THE BOARD TO DETERMINE THE Mgmt For For For
TERMS AND CONDITIONS.
6.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
DELEGATE ITS POWERS.
INTEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP9 458140100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For For
2 ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For Against Against
3 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For
4 ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For For
5 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For
6 ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For For
7 ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For For
8 ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For For
9 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For For
11 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
EQUITY INCENTIVE PLAN
14 APPROVAL OF THE 2007 EXECUTIVE OFFICER Mgmt For For For
INCENTIVE PLAN
15 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against Against For
LIMITATION ON EXECUTIVE COMPENSATION
INTERNATIONAL BUSINESS MACHINE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP9 459200101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cathleen Black Mgmt For Withhold Against
1.2 Elect Kenneth Chenault Mgmt For For For
1.3 Elect Jurgen Dormann Mgmt For For For
1.4 Elect Michael Eskew Mgmt For Withhold Against
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect Minoru Makihara Mgmt For For For
1.7 Elect Lucio Noto Mgmt For For For
1.8 Elect James Owens Mgmt For For For
1.9 Elect Samuel Palmisano Mgmt For For For
1.10 Elect Joan Spero Mgmt For For For
1.11 Elect Sidney Taurel Mgmt For For For
1.12 Elect Lorenzo Zambrano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Requirement Mgmt For For For
- Merger or Consolidation
4 Elimination of Supermajority Requirement Mgmt For For For
- Disposition of All or Substantially
All of the Assets of the Corporation
Outside the Ordinary Course of Business
5 Elimination of Supermajority Requirement Mgmt For For For
- Plan for the Exchange of Shares of the
Corporation
6 Elimination of Supermajority Requirement Mgmt For For For
- Authorization of Dissolution of the
Corporation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Pension ShrHoldr Against Against For
and Retirement Medical
9 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Compensation
10 Shareholder Proposal Regarding Offshoring ShrHoldr Against Against For
11 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Directors
INTEVAC INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IVAC CUSIP9 461148108 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Norman H. Pond Mgmt For For For
1.2 Elect Kevin Fairbairn Mgmt For For For
1.3 Elect David S. Dury Mgmt For For For
1.4 Elect Stanley J. Hill Mgmt For For For
1.5 Elect Robert Lemos Mgmt For For For
1.6 Elect Ping Yang Mgmt For For For
2 Reincorporation from California to Mgmt For For For
Delaware
3 2004 Equity Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
KLA TENCOR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KLAC CUSIP9 482480100 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect H. Raymond Bingham Mgmt For For For
1.2 Elect Robert T. Bond Mgmt For Withhold Against
1.3 Elect David C. Wang Mgmt For For For
1.4 Elect Robert M. Calderoni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MASTERCARD INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MA CUSIP9 57636Q104 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Nancy Karch Mgmt For For For
1.2 Elect Edward Tian Mgmt For Withhold Against
2 Amendment to Equity Compensation Plan Mgmt For For For
3 Amendment to Certificate of Incorporation Mgmt For For For
4 Ratification of Auditor Mgmt For For For
MEMC ELECTRONIC MATERIALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFR CUSIP9 552715104 10/25/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Robert J. Boehlke Mgmt For For For
1.2 Elect Director C. Douglas Marsh Mgmt For For For
MENTOR GRAPHICS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MENT CUSIP9 587200106 11/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendment to the 1982 Stock Option Plan Mgmt For For For
MICROCHIP TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCHP CUSIP9 595017104 08/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Steve Sanghi Mgmt For For For
1.2 Elect Director Albert J. Hugo-Martinez Mgmt For For For
1.3 Elect Director L.B. Day Mgmt For For For
1.4 Elect Director Matthew W. Chapman Mgmt For For For
1.5 Elect Director Wade F. Meyercord Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP9 594918104 11/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Elect Director William H. Gates, III Mgmt For For For
2.0 Elect Director Steven A. Ballmer Mgmt For For For
3.0 Elect Director James I. Cash, Jr., Ph.D. Mgmt For For For
4.0 Elect Director Dina Dublon Mgmt For For For
5.0 Elect Director Raymond V. Gilmartin Mgmt For For For
6.0 Elect Director David F. Marquardt Mgmt For For For
7.0 Elect Director Charles H. Noski Mgmt For For For
8.0 Elect Director Helmut Panke Mgmt For For For
9.0 Elect Director Jon A. Shirley Mgmt For For For
10.0 Ratify Auditors Mgmt For For For
11.0 Cease Product Sales that Can Be Used to ShrHldr Against Against For
Violate Human Rights
12.0 Amend EEO Statement to Not Reference ShrHldr Against Against For
Sexual Orientation
13.0 Establish Shareholder Advisory Committee ShrHldr Against Against For
NATIONAL SEMICONDUCTOR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSM CUSIP9 637640103 10/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Elect Director Brian L. Halla Mgmt For For For
2.0 Elect Director Steven R. Appleton Mgmt For For For
3.0 Elect Director Gary P. Arnold Mgmt For For For
4.0 Elect Director Richard J. Danzig Mgmt For For For
5.0 Elect Director John T. Dickson Mgmt For For For
6.0 Elect Director Robert J. Frankenberg Mgmt For For For
7.0 Elect Director E. Floyd Kvamme Mgmt For For For
8.0 Elect Director Modesto A. Maidique Mgmt For For For
9.0 Elect Director Edward McCracken Mgmt For For For
10.0 Ratify Auditors Mgmt For For For
NETEASE COM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTES CINS 64110W102 09/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 RE-ELECT WILLIAM DING AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
2.0 RE-ELECT DONGHUA DING AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
3.0 RE-ELECT LUN FENG AS A DIRECTOR TO SERVE Mgmt For For For
FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
4.0 RE-ELECT DENNY LEE AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
5.0 RE-ELECT MICHAEL LEUNG AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
6.0 RE-ELECT JOSEPH TONG AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
7.0 RE-ELECT MICHAEL TONG AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
8.0 Ratify Auditors Mgmt For For For
NOKIA OYJ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOK CUSIP9 654902204 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROVAL OF THE INCOME STATEMENTS AND Mgmt For For For
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.43 PER Mgmt For For For
SHARE.
3 Ratification of Board and Management Acts Mgmt For For For
4 APPROVAL OF THE AMENDMENT OF THE Mgmt For For For
ARTICLES OF ASSOCIATION.
5 APPROVAL OF THE REMUNERATION TO BE PAID Mgmt For For For
TO THE MEMBERS OF THE BOARD.
6 APPROVAL OF THE COMPOSITION OF THE BOARD Mgmt For For For
OF DIRECTORS.
7.1 Elect Georg Ehrnrooth Mgmt For For For
7.2 Elect Lalita Gupte Mgmt For For For
7.3 Elect Daniel Hesse Mgmt For For For
7.4 Elect Bengt Holmstrom Mgmt For Withhold Against
7.5 Elect Dr. Henning Kagermann Mgmt For For For
7.6 Elect Olli-Pekka Kallasvuo Mgmt For For For
7.7 Elect Per Karlsson Mgmt For For For
7.8 Elect Jorma Ollila Mgmt For For For
7.9 Elect Marjorie Scardino Mgmt For For For
7.10 Elect Keijo Suila Mgmt For For For
7.11 Elect Vesa Vainio Mgmt For For For
8 APPROVAL OF THE REMUNERATION TO BE PAID Mgmt For For For
TO THE AUDITOR.
9 Appointment of Auditor Mgmt For For For
10 APPROVAL OF THE GRANT OF STOCK OPTIONS Mgmt For For For
TO SELECTED PERSONNEL.
11 APPROVAL OF THE REDUCTION OF THE SHARE Mgmt For For For
ISSUE PREMIUM.
12 Registration of Shares Subscribed Under Mgmt For For For
Stock Option Plan
13 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
14 AUTHORIZATION TO THE BOARD TO REPURCHASE Mgmt For For For
NOKIA SHARES.
15 Transaction of Other Business Mgmt For Against Against
NOKIA OYJ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOK CUSIP9 654902204 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROVAL OF THE INCOME STATEMENTS AND Mgmt For For For
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.43 PER Mgmt For For For
SHARE.
3 Ratification of Board and Management Acts Mgmt For For For
4 APPROVAL OF THE AMENDMENT OF THE Mgmt For For For
ARTICLES OF ASSOCIATION.
5 APPROVAL OF THE REMUNERATION TO BE PAID Mgmt For For For
TO THE MEMBERS OF THE BOARD.
6 APPROVAL OF THE COMPOSITION OF THE BOARD Mgmt For For For
OF DIRECTORS.
7.1 Elect Georg Ehrnrooth Mgmt For For For
7.2 Elect Lalita Gupte Mgmt For For For
7.3 Elect Daniel Hesse Mgmt For For For
7.4 Elect Bengt Holmstrom Mgmt For Withhold Against
7.5 Elect Dr. Henning Kagermann Mgmt For For For
7.6 Elect Olli-Pekka Kallasvuo Mgmt For For For
7.7 Elect Per Karlsson Mgmt For For For
7.8 Elect Jorma Ollila Mgmt For For For
7.9 Elect Marjorie Scardino Mgmt For For For
7.10 Elect Keijo Suila Mgmt For For For
7.11 Elect Vesa Vainio Mgmt For For For
8 APPROVAL OF THE REMUNERATION TO BE PAID Mgmt For For For
TO THE AUDITOR.
9 Appointment of Auditor Mgmt For For For
10 APPROVAL OF THE GRANT OF STOCK OPTIONS Mgmt For For For
TO SELECTED PERSONNEL.
11 APPROVAL OF THE REDUCTION OF THE SHARE Mgmt For For For
ISSUE PREMIUM.
12 Registration of Shares Subscribed Under Mgmt For For For
Stock Option Plan
13 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
14 AUTHORIZATION TO THE BOARD TO REPURCHASE Mgmt For For For
NOKIA SHARES.
15 Transaction of Other Business Mgmt For Against Against
ON SEMICONDUCTOR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ONNN CUSIP9 682189105 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect J. Daniel McCranie Mgmt For For For
1.2 Elect Kevin Burns Mgmt For Withhold Against
1.3 Elect Emmanuel T. Hernandez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ORACLE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP9 68389X105 10/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For Withhold Against
1.6 Elect Director Jeffrey S. Berg Mgmt For For For
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Garcia-Molina Mgmt For For For
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E Phillips, Jr. Mgmt For For For
1.11 Elect Director Naomi O. Seligman Mgmt For For For
2.0 Approve Executive Incentive Bonus Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Amend Non-Employee Director Omnibus Mgmt For For For
Stock Plan
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLT CUSIP9 727493108 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
PLANTRONICS, INC.
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Marv Tseu Mgmt For For For
1.2 Elect Director Ken Kannappan Mgmt For For For
1.3 Elect Director Gregg Hammann Mgmt For For For
1.4 Elect Director Marshall Mohr Mgmt For For For
1.5 Elect Director Trude Taylor Mgmt For For For
1.6 Elect Director Roger Wery Mgmt For Withhold Against
1.7 Elect Director John Hart Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Amend Qualified Employee Stock Purchase Mgmt For For For
Plan
4.0 Approve Executive Incentive Bonus Plan Mgmt For For For
5.0 Ratify Auditors Mgmt For For For
QUALCOMM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QCOM CUSIP9 747525103 03/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Raymond Dittamore Mgmt For For For
1.3 Elect Irwin Mark Jacobs Mgmt For For For
1.4 Elect Sherry Lansing Mgmt For For For
1.5 Elect Peter Sacerdote Mgmt For For For
1.6 Elect Marc Stern Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
SAP AG (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAPQY CUSIP9 803054204 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 ELECTION TO THE SUPERVISORY BOARD: PEKKA Mgmt For For For
ALA-PIETILA
6 ELECTION TO THE SUPERVISORY BOARD: PROF. Mgmt For Against Against
DR. WILHELM HAARMANN
7 ELECTION TO THE SUPERVISORY BOARD: DR. Mgmt For For For
H.C. HARTMUT MEHDORN
8 Elect Joachim Milberg Mgmt For For For
9 ELECTION TO THE SUPERVISORY BOARD: PROF. Mgmt For Against Against
DR. H.C. MULT. HASSO PLATTNER
10 Elect August-Wilhelm Scheer Mgmt For For For
11 ELECTION TO THE SUPERVISORY BOARD: DR. Mgmt For For For
ERHART SCHIPPOREIT
12 Elect Klaus Wucherer Mgmt For For For
13 RESOLUTION ON THE AUTHORIZATION TO Mgmt For For For
ACQUIRE AND USE TREASURY SHARES
14 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
15 Amendments to Articles Mgmt For For For
SATYAM COMPUTER SERVICES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 804098101 08/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 APPROVAL OF THE AUDITED BALANCE SHEET, Mgmt For For For
THE AUDITED PROFIT AND LOSS ACCOUNT, THE
AUDITORS REPORT AND THE DIRECTORS
REPORT.
2.0 APPROVAL TO DECLARE FINAL DIVIDEND ON Mgmt For For For
EQUITY SHARES.
3.0 APPROVAL TO RE-APPOINT MR. VINOD K DHAM, Mgmt For For For
AS DIRECTOR.
4.0 Ratify Auditors Mgmt For For For
5.0 APPROVAL TO APPOINT PROF. RAMMOHAN RAO Mgmt For For For
MENDU, AS DIRECTOR.
6.0 APPROVAL TO APPOINT MR. RAM MOHAN RAO Mgmt For For For
MYNAMPATI (RAM MYNAMPATI) AS DIRECTOR.
7.0 APPROVAL FOR THE PAYMENT OF REMUNERATION Mgmt For For For
TO PROF. KRISHNA G PALEPU, NON-EXECUTIVE
DIRECTOR.
8.0 APPROVAL FOR THE INCREASE OF THE Mgmt For For For
AUTHORISED SHARE CAPITAL OF THE COMPANY
AND THE ALTERATION OF THE MEMORANDUM OF
ASSOCIATION.
9.0 APPROVAL FOR THE ISSUANCE AND ALLOTMENT Mgmt For For For
OF BONUS SHARES BY THE COMPANY.
10.0 APPROVAL TO ISSUE, OFFER AND ALLOT TO Mgmt For Against Against
ANY ONE OR MORE OR ALL OF THE PERMANENT
EMPLOYEES AND DIRECTORS RESTRICTED STOCK
UNITS.
11.0 APPROVAL TO ISSUE, OFFER AND ALLOT TO Mgmt For Against Against
ANY ONE OR MORE OR ALL OF THE PERMANENT
EMPLOYEES AND DIRECTORS OF THE
SUBSIDIARY COMPANIES WHETHER IN INDIA OR
OVERSEAS RESTRICTED STOCK UNITS.
SILICONWARE PRECISION INDUSTRIES (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPIWY CUSIP9 827084864 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Capital Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
6 Non-Compete Restrictions for Directors Mgmt For Against Against
TAIWAN SEMICONDUCTOR MFG. CO. LTD. (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSM CUSIP9 874039100 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Ratification of Business Results and Mgmt For For For
Financial Statements
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For For
OF 2006 PROFITS.
3 Authority to Increase Paid-in Capital Mgmt For For For
4 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For For
INCORPORATION.
5 Amendments to Procedures for Acquisition Mgmt For For For
or Disposal of Assets
TESSERA TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSRA CUSIP9 88164L100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert Boehlke Mgmt For For For
1.2 Elect John Goodrich Mgmt For Withhold Against
1.3 Elect Al Joseph Mgmt For For For
1.4 Elect Bruce McWilliams Mgmt For For For
1.5 Elect David Nagel Mgmt For For For
1.6 Elect Henry Nothhaft Mgmt For For For
1.7 Elect Robert Young Mgmt For For For
2 2007 Performance Bonus Plan for Mgmt For For For
Executive Officers and Key Employees
3 Ratification of Auditor Mgmt For For For
TEXAS INSTRUMENTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXN CUSIP9 882508104 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: J.R. ADAMS. Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN. Mgmt For Against Against
3 ELECTION OF DIRECTOR: D.A. CARP. Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX. Mgmt For For For
5 ELECTION OF DIRECTOR: T.J. ENGIBOUS. Mgmt For For For
6 ELECTION OF DIRECTOR: D.R. GOODE. Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY. Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS. Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS. Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON. Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN. Mgmt For For For
12 Ratification of Auditor Mgmt For For For
VIASAT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VSAT CUSIP9 92552V100 10/04/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Dr. Robert Johnson Mgmt For For For
1.2 Elect Director John P. Stenbit Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
XEROX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XRX CUSIP9 984121103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Glenn Britt Mgmt For For For
1.2 Elect Ursula Burns Mgmt For For For
1.3 Elect William Hunter Mgmt For For For
1.4 Elect Vernon Jordan, Jr. Mgmt For Withhold Against
1.5 Elect Richard Harrington Mgmt For For For
1.6 Elect Robert McDonald Mgmt For For For
1.7 Elect Anne Mulcahy Mgmt For For For
1.8 Elect Ralph Larsen Mgmt For For For
1.9 Elect Ann Reese Mgmt For For For
1.10 Elect Mary Wilderotter Mgmt For For For
1.11 Elect N. J. Nicholas, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE 2004 PERFORMANCE Mgmt For For For
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For
ADOPTION OF A VENDOR CODE OF CONDUCT.
ITEM 11: PROXY VOTING RECORD
REGISTRANT: ICON FUNDS
FUND NAME: ICON INTERNATIONAL EQUITY FUND
REPORTING PERIOD: 07/01/2006 - 06/30/2007
ABB LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H0010V101 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Presentation of Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For Abstain NA
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Create Authorized Capital Mgmt For For For
8 Elect Roger Agnelli Mgmt For Against Against
9 Elect Louis Hughes Mgmt For For For
10 Elect Hans Marki Mgmt For For For
11 Elect Michel de Rosen Mgmt For For For
12 Elect Michael Treschow Mgmt For For For
13 Elect Bernd Voss Mgmt For Against Against
14 Elect Jacob Wallenberg Mgmt For Against Against
15 Elect Hubertus von Grunberg Mgmt For For For
16 Appointment of Auditor Mgmt For Against Against
17 Non-Voting Meeting Note
ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS L00306107 10/19/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Increase the Number of the Members of Mgmt For For For
the Board of Directors From Six to Seven
2.0 Elect Peter Mason as Director Mgmt For For For
ACERGY SA, LUXEMBOURG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS L00306107 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Report of the Auditor Mgmt For For For
4 Report of Statutory Auditor Mgmt For For For
5 Report of the Board Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board and Statutory Mgmt For For For
Auditor Acts
10 Authority to Repurchase Shares Mgmt For For For
11 Elect Mr. Mark Woolveridge as a Director Mgmt For For For
12 Elect Mr. James B. Hurlock as a Director Mgmt For For For
13 Elect Mr. Trond O. Westlie as a Director Mgmt For For For
14 Elect Mr. J. Frithjof Skouveroe as a Mgmt For For For
Director
15 Elect Mr. George H. Doremus as a Director Mgmt For For For
16 Elect Mr. Tom Ehret as a Director Mgmt For For For
17 Elect Mr. Peter Mason as a Director Mgmt For For For
18 Appointment of Auditor Mgmt For For For
ACS ACTIVIDADES CONSTRUCCION Y SERVICIOS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E7813W163 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Approval of the management of the Board Mgmt For Abstain NA
of Directors in 2006.
4 Ratification, dismissal and appointment, Mgmt For For For
if applicable, of Board Members.
5 Modification of Article 4 of the Mgmt For For For
By-laws, regarding the corporate purpose.
6 Authorisation for the derivative Mgmt For For For
acquisition of treasury stock.
7 Appointment of Company and Group Mgmt For For For
Auditors.
8 Delegation of powers for the execution Mgmt For For For
and formalisation of resolutions.
9 Reading and approval, if applicable, of Mgmt For For For
the Minutes of the General Meeting.
10 Non-Voting Meeting Note
AEON MALL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J10005106 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Merger by stock transfer with Mgmt For For For
Diamond City
2 Amend the Articles to: Establish a Vice Mgmt For For For
Chairperson Position
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Elect Mr. Hirabayashi Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Director Mgmt For For For
22 Appoint a Director Mgmt For For For
23 Appoint a Corporate Auditor Mgmt For For For
24 Appoint a Corporate Auditor Mgmt For Against Against
25 Appoint a Corporate Auditor Mgmt For For For
26 Appoint a Corporate Auditor Mgmt For Against Against
27 Abolishment of Retirement Allowance Mgmt For For For
28 Directors' Fees and Stock Option Plan Mgmt For For For
AHOLD KONINKLIJKE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N0139V100 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Agenda Item
2 Non-Voting Agenda Item
3 Approve to adopt 2006 financial Mgmt For For For
statements
4 Non-Voting Agenda Item
5 Ratification of Management Board Acts Mgmt For For For
6 Grant discharge from liability to the Mgmt For For For
Members of the Supervisory Board
7 Elect A.D. Boer Mgmt For For For
8 Elect T. de Swaan Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Amend the Articles of Association Mgmt For For For
11 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
12 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
13 Authority to Cancel Shares Mgmt For For For
14 Authority to Reduce Share Capital Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
17 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
18 Non-Voting Agenda Item
AHOLD KONINKLIJKE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N0139V100 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Approve Merger/Acquisition Mgmt For For For
4 Authority to Increase Par Value Mgmt For For For
5 Authority to Decrease Par Value Mgmt For For For
6 Share Consolidation Mgmt For For For
7 Non-Voting Agenda Item
ALPHA BANK SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X1687N119 04/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Board Acts; Ratification Mgmt For For For
of Auditor's Acts
3 Appointment of Auditor; Authority to Set Mgmt For Abstain NA
Auditor's Fees
4 Election of Directors Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Amendment to Articles to Reflect Capital Mgmt For For For
Increase
7 Amendments to Articles Mgmt For Abstain NA
8 Approve the Board of Director s fees Mgmt For Abstain NA
9 Board Transactions Mgmt For For For
AMERICA MOVIL SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P0280A101 12/13/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the financial statements as of Mgmt For For For
31 OCT 2006
2 Merger/Acquisition Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Approve the designation of delegates Mgmt For For For
AMERICA MOVIL SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P0280A101 12/13/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Ratification of Board Members Mgmt For For For
3 Election of Meeting Delegates Mgmt For For For
AMERICA MOVIL SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P0280A101 12/13/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Ratify the members of the Administration Mgmt For For For
Board
2 Ratification of Board Committee Members Mgmt For For For
3 Approve the designation of delegates Mgmt For For For
ANGANG NEW STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0132D105 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Class and Par Value of Shares to be Mgmt For For For
Issued
2 Number of Shares to be Issued Mgmt For For For
3 Price of Issuance Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Appropriation of the Proceeds Mgmt For For For
6 Effective Period of Share Issuance Mgmt For For For
7 Authority to Handle Share Issuance Mgmt For For For
8 Appropriation of the Proceeds Mgmt For For For
9 Rights of New Shares Mgmt For For For
10 Statements of Use of Previous Proceeds Mgmt For For For
ANGANG NEW STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0132D105 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Class and Par Value of Shares to be Mgmt For For For
Issued
2 Number of Shares to be Issued Mgmt For For For
3 Price of Issuance Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Appropriation of the Proceeds Mgmt For For For
6 Effective Period of Share Issuance Mgmt For For For
7 Authority to Handle Share Issuance Mgmt For For For
ANGANG NEW STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0132D105 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Approve the distribution of the profits Mgmt For For For
of the Company for the year 2006
5 Directors' Fees Mgmt For For For
6 Supervisors' Fees Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
ANGANG STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y0132D105 09/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve the Bayuquan Facility Proposal Mgmt For For For
ANGLO IRISH BANK CORP. PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G03815118 02/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Tom Browne Mgmt For For For
4 Re-elect David Drumm Mgmt For For For
5 Re-elect Gary McGann Mgmt For For For
6 Elect Anne Heraty Mgmt For For For
7 Elect Declan Quilligan Mgmt For For For
8 Elect Pat Whelan Mgmt For For For
9 Authorize the Directors to determine the Mgmt For For For
remuneration of the Auditors
10 Increase Authorized Share Capital Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
14 Scrip Dividend Mgmt For For For
ARBONIA FORSTERB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H00624173 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Board of Directors Mgmt For For For
5 Approve the appropriation of the balance Mgmt For For For
sheet profit
6 Approve the creation of authorized Mgmt For For For
capital acapital increasea
7 Elect the Auditors and the Group Auditors Mgmt For For For
8 Non-Voting Agenda Item
AXTEL SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P0606P105 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approval of Accounts Mgmt For Abstain NA
3 Approval of Reports Mgmt For Abstain NA
4 Report on Tax Compliance Mgmt For For For
5 Approve the allocation of the results of Mgmt For For For
the FY that ended on 31 DEC 2006
6 Election of Directors, Chairman of the Mgmt For For For
Board, and Secretaries; Fees
7 Election of Committee Chairmen; Fees Mgmt For Abstain NA
8 Election of Meeting Delegates Mgmt For For For
BALOISE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H04530202 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge the Board of Directors Mgmt For For For
and the Management
5 Approve the appropriation of FY balance Mgmt For For For
6 Approve the reduction of share Mgmt For For For
capital/change of Articles of Association
7 Re-elect Dr. Georg F. Krayer as a Board Mgmt For For For
of Director
8 Re-elect Dr. Hansjoerg Frei as a Board Mgmt For For For
of Director
9 Re-elect Prof. Dr. Gertrub Hoehler as a Mgmt For For For
Board of Director
10 Re-elect Mr. Werner Kummer as a Board of Mgmt For For For
Director
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Meeting Note
BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS E19790109 10/22/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement with Riyal SL, Mgmt For For For
Lodares Inversiones SL Sociedad
Unipersonal, Somaen Dos SL Sociedad
Unipersonal, Gessinest Consulting SA
Sociedad Unipersonal, and Carvasa
Inversiones SL Sociedad Unipersonal;
Approve Consolidated Tax Regime
2.0 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BANCO SANTANDER CENTRAL HISPANO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Isabel Tocino Biscarolasaga Mgmt For For For
6 To re-elect Assicurazioni Generali S.p.A Mgmt For Against Against
as Director
7 To re-elect Mr. Antonio Basagoiti Mgmt For For For
Garcia-Tunon as Director
8 To re-elect Mr. Antonio Escamez Torres Mgmt For For For
as Director
9 To re-elect Mr. Francisco Luzon Lopez as Mgmt For For For
Director
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amend Article 1 Mgmt For For For
13 Article 28 of the Bylaws is amended to Mgmt For For For
read as specified
14 Amend Article 36 Mgmt For For For
15 Amend Article 37 Mgmt For For For
16 Amend Article 40 Mgmt For For For
17 Amend Preamble Mgmt For For For
18 Amend Article 2 Mgmt For For For
19 Amend Article 21 Mgmt For For For
20 Amend Article 22 Mgmt For For For
21 Authority to Increase Capital Mgmt For For For
22 Authority to Issue Debt Instruments Mgmt For For For
23 Authority to Issue Shares under "150th Mgmt For For For
Year Anniversary Plan"
24 Amend Management Incentive Plan Mgmt For For For
25 Management Incentive Plan Mgmt For For For
26 Authority to Carry Out Formalities Mgmt For For For
27 Non-Voting Meeting Note
BANK OF NOVA SCOTIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 064149107 03/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Agenda Item
2 Elect Mr. Ronald A. Brenneman as a Mgmt For For For
Director
3 Elect Mr. C.J. Chen as a Director Mgmt For For For
4 Elect Mr. N. Ashleigh Everett as a Mgmt For For For
Director
5 Elect Mr. John C. Kerr as a Director Mgmt For For For
6 Elect Hon. Michael J.L. Kirby as a Mgmt For For For
Director
7 Elect Mr. Laurent Lemaire as a Director Mgmt For For For
8 Elect John T. Mayberry as a Director Mgmt For For For
9 Elect Hon. Barbara J. McDougall as a Mgmt For For For
Director
10 Elect Ms. Elizabeth Parr-Johnston as a Mgmt For For For
Director
11 Elect Mr. Alexis E. Rovzar De La Torre Mgmt For For For
as a Director
12 Elect Mr. Arthur R.A. Scace as a Director Mgmt For Against Against
13 Elect Mr. Gerald W. Schwartz as a Mgmt For Against Against
Director
14 Elect Mr. Allan C. Shaw as a Director Mgmt For For For
15 Elect Mr. Paul D. Sobey as a Director Mgmt For Against Against
16 Elect Mr. Barbara S. Thomas as a Director Mgmt For For For
17 Elect Mr. Richard E. Waugh as a Director Mgmt For For For
18 Appoint KPMG LLP as the Auditors Mgmt For For For
19 Amendment to By-Law No. 1 Regarding Mgmt For For For
Indemnification of Directors/Officers
20 Amendments to Stock Option Plan Mgmt For For For
21 Shareholder Proposal Regarding Increased ShrHoldr Against Against For
Disclosure of Compensation Advisors'
Services and Fees
22 Shareholder Proposal Regarding Linking ShrHoldr Against Against For
Executive Pay to Average Employee Wage,
Costs of the Bank and Performance
23 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Options
24 Shareholder Proposal Regarding the ShrHoldr Against Against For
Service of Women on the Board of
Directors
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Financial Statements of
Subsidiaries
26 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Hedge Fund Activities
27 Shareholder Proposal Regarding ShrHoldr Against Against For
Scotiabank Pension Plan
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Definition of Independence
29 Non-Voting Agenda Item
BARCLAYS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G08036124 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Approve the Directors remuneration Mgmt For For For
report for the YE 31 DEC 2006
3 Re-elect Mr. Marcus Agius as a Director Mgmt For For For
of the Company
4 Re-elect Mr. Frederik Seegers as a Mgmt For For For
Director of the Company
5 Re-elect Mr. Christopher Lucas as a Mgmt For For For
Director of the Company
6 Re-elect Mr. Stephen Russell as a Mgmt For For For
Director of the Company
7 Re-elect Mr. Richard Leigh Clifford as a Mgmt For For For
Director of the Company
8 Re-elect Sir Andhrew Likierman as a Mgmt For For For
Director of the Company
9 Re-elect Mr. John Varley as a Director Mgmt For For For
of the Company
10 Re-elect Sir Nigel Rudd as a Director of Mgmt For Against Against
the Company
11 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For For
the Auditors of the Company
12 Authorize the Directors to set the Mgmt For For For
remuneration of the Auditors
13 Authorize Barclays Bank PLC to make EU Mgmt For For For
political donations
14 Approve to renew the authority given to Mgmt For For For
the Directors to allot securities
15 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
16 Approve to renew the Company s authority Mgmt For For For
to purchase its own shares
17 Adopt the new Articles of Association of Mgmt For For For
the Company
BBV ARGENTARIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E11805103 03/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
2 Approve to nominate Mr. Rafael Bermejo Mgmt For For For
Blanco to the Board of Directors
3 Ratify Mr. Richard C. Breeden as the Mgmt For For For
Board Member
4 Ratify Mr. Ramon Bustamante Yde La Mora Mgmt For For For
as the Board Member
5 Ratify Mr. Jose Antonio Fernandez Rivero Mgmt For For For
as the Board Member
6 Ratify Mr. Ignacio Ferrero Jordi as the Mgmt For For For
Board Member
7 Ratify Mr. Roman Knorr Borras as the Mgmt For For For
Board Member
8 Ratify Mr. Enrique Medina Fernandez as Mgmt For For For
the Board Member
9 Authority to Issue Debt Instruments Mgmt For For For
10 Authority to Repurchase and Cancel Shares Mgmt For For For
11 Approve to review the 2007 financial Mgmt For For For
budget
12 Amendments to Articles Mgmt For For For
13 Charitable Donations Mgmt For For For
14 Authorize the Board to ratify and to Mgmt For For For
execute approved resolutions
15 Non-Voting Meeting Note
16 Non-Voting Meeting Note
BBV ARGENTARIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E11805103 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Approve the Issuance of Common Stock Mgmt For For For
4 Authorization of Legal Formalities Mgmt For For For
BEAUTY CHINA HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G09290100 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For Abstain NA
3 Elect Charles HUNG Tak Chow Mgmt For For For
4 Elect LOW Wai Cheong Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditors and Authority to Mgmt For For For
Set Fees
7 Non-Voting Agenda Item
8 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
9 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
BEAUTY CHINA HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G09290100 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Repurchase Shares Mgmt For For For
BELLWAY PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G09744155 01/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
JUL 2006
3 Re-elect Mr. J.K. Watson as a Director Mgmt For For For
of the Company
4 Re-elect Mr. L.P. Finn as a Director of Mgmt For For For
the Company
5 Re-elect Mr. P.M. Johnson as a Director Mgmt For For For
of the Company
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Directors' Remuneration Report Mgmt For For For
9 Bellway plc (2007) Employee Share Option Mgmt For For For
Scheme
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F1058Q238 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Consolidated Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Authority to Trade in Company Stock Mgmt For For For
8 Ratification of the Co-Option of Suzanne Mgmt For For For
Berger Keniston
9 Elect Louis Schweitzer Mgmt For For For
10 Authority to Carry Out Formalities Mgmt For For For
(Routine Items)
11 Modification of Previous Resolution Mgmt For For For
Regarding Stock Options
12 Modification of Previous Resolution Mgmt For For For
Regarding Employee Savings Plan
13 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
14 Merger by Absorption Mgmt For For For
15 Merger by Absorption Mgmt For For For
16 Merger by Absorption Mgmt For For For
17 Merger by Absorption Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Authority to Carry Out Formalities Mgmt For For For
BRASIL TELECOM SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P18430101 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Approve to decide on the reverse split Mgmt For For For
of the shares of the Company
4 Non-Voting Agenda Item
BRASIL TELECOM SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P18430101 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Election of Statutory Audit Committee; Mgmt For For For
Fees
7 Elect the Members of the Board of Mgmt For For For
Directors
8 Non-Voting Agenda Item
9 Non-Voting Meeting Note
BUMIPUTRA-COMMERCE HOLDING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1002C102 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
BUMIPUTRA-COMMERCE HOLDING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1002C102 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Roslan Ghaffar Mgmt For For For
4 Elect Md Nor Md Yusof Mgmt For For For
5 Elect Seri Haidar Mohamed Nor Mgmt For For For
6 Elect Hamzah Bakar Mgmt For For For
7 Elect Zainal Abidin Putih Mgmt For For For
8 Elect Syed Muhamad Syed Abdul Kadir Mgmt For For For
9 Elect Robert Cheim Dau Meng Mgmt For For For
10 Elect Cezar Peralta Consing Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
13 Non-Voting Agenda Item
14 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
15 Authority to Repurchase Shares Mgmt For For For
BUMIPUTRA-COMMERCE HOLDING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1002C102 11/23/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the Ex-Gratia Payment to Mohd Mgmt For Against Against
Desa Pachi
CANADIAN NATIONAL RAILWAYS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 136375102 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. Michael R. Armellino as a Mgmt For For For
Director
2 Elect Mr. A. Charles Baillie as a Mgmt For For For
Director
3 Elect Mr. Hugh J. Bolton as a Director Mgmt For Against Against
4 Elect Mr. J. V. Raymond Cyr as a Director Mgmt For For For
5 Elect Amb. Gordon D. Giffin as a Director Mgmt For For For
6 Elect Mr. James K. Gray as a Director Mgmt For For For
7 Elect Mr. E. Hunter Harrison as a Mgmt For For For
Director
8 Elect Mr. Edith E. Holiday as a Director Mgmt For For For
9 Elect Mr. V. M. Kempston Darkes as a Mgmt For For For
Director
10 Elect Mr. Robert H. Lee as a Director Mgmt For For For
11 Elect Mr. Denis Losier as a Director Mgmt For For For
12 Elect Hon. Edward C. Lumley as a Director Mgmt For For For
13 Elect Mr. David G. A. McLean as a Mgmt For For For
Director
14 Elect Mr. Robert Pace as a Director Mgmt For For For
15 Appoint KPMG LLP as the Auditors Mgmt For For For
16 Amendment to the Management Long-Term Mgmt For For For
Incentive Plan
17 Shareholder Proposal Regarding the ShrHoldr Against Against For
Evaluation of Executive Compensation
With Respect to Social Criteria
18 Shareholder Proposal Regarding Safety ShrHoldr Against Against For
Audit
CANON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J05124144 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendment to Articles Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Elect Mr. Tanaka T. Mgmt For For For
6 Elect Mr. Tanaka N. Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Elect Mr. Mitsuhashi Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Director Mgmt For For For
22 Elect Mr. Matsumoto Mgmt For For For
23 Appoint a Director Mgmt For For For
24 Appoint a Director Mgmt For For For
25 Appoint a Director Mgmt For For For
26 Appoint a Director Mgmt For For For
27 Appoint a Director Mgmt For For For
28 Appoint a Director Mgmt For For For
29 Appoint a Director Mgmt For For For
30 Election of Statutory Auditor Mgmt For For For
31 Approve Provision of Retirement Mgmt For For For
Allowance for Directors
32 Approve Payment of Bonuses to Directors Mgmt For For For
CELESIO AG, STUTTGART
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D1497R112 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Approve allocation of income and Mgmt For For For
dividends of EUR 0.75 per share
4 Approve discharge of the Management Mgmt For For For
Board for fiscal 2006
5 Approve discharge of Supervisory Board Mgmt For For For
for fiscal 2006
6 Ratify PricewaterhouseCoopers AG as the Mgmt For For For
Auditors for fiscal 2007
7 Authority to Repurchase Shares Mgmt For For For
8 Approve creation of 43.5 million pool of Mgmt For For For
capital with preemptive rights
9 Amendments to Articles Mgmt For For For
CHINA INFRASTRUCTURE MACHINERY HOLDINGS LTD, CAYMA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2111M106 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Election of Directors Mgmt For For For
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Issue Repurchased Shares Mgmt For For For
CHINA MOBILE (HONG KONG) LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y14965100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare an ordinary final dividend for Mgmt For For For
the YE 31 DEC 2006
3 Declare a special final dividend for the Mgmt For For For
YE 31 DEC 200
4 Re-elect Mr. Wang Jianzhou as a Directo Mgmt For For For
5 Re-elect Mr. Li Yue as a Director Mgmt For For For
6 Re-elect Mr. Zhang Chenshuang as a Mgmt For For For
Director
7 Re-elect Mr. Frank Wong Kwong Shing as a Mgmt For For For
Director
8 Re-elect Mr. Paul Michael Donovan as a Mgmt For For For
Director
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Stock w/out Mgmt For For For
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For For For
CHINA OILFIELD SERVICES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15002101 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Approve the proposed annual dividend for Mgmt For For For
the YE 31 DEC 2006
3 Approve the budget for FY 2007 Mgmt For For For
4 Approve the report of the Directors of Mgmt For For For
the Company for the YE 31 DEC 2006
5 Supervisors' Report Mgmt For For For
6 Election of Directors (Slate) Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Procedural Rules for Shareholders' Mgmt For For For
General Meetings
9 Procedural Rules for the Board Meetings Mgmt For For For
10 Procedural Rules for the Supervisory Mgmt For For For
Committee Meetings
11 Procedural Decision-Making Procedures Mgmt For For For
for Connected Transactions
12 Class of Shares Mgmt For For For
13 Total number of A Shares to Be Issued Mgmt For For For
14 Nominal Value Mgmt For For For
15 Target Subscribers Mgmt For For For
16 Basis of Determining the Issue Price Mgmt For For For
17 Listing Market Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Rights Attached to New Shares Mgmt For For For
20 Validity Period Mgmt For For For
21 Authority to Handle Issuance Mgmt For For For
22 Legal Formalities Mgmt For For For
23 Amendments of Articles Mgmt For For For
24 Authority to Issue H Shares w/out Mgmt For For For
Preemptive Rights
CHINA OILFIELD SERVICES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15002101 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue A Shares Mgmt For For For
CHINA ORIENTAL GROUP COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2108V101 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend of HKD 4.6 Mgmt For For For
cents per share for the YE 31 DEC 2006
3 Elect ZHU Jun Mgmt For For For
4 Elect Francis WONG Man Chung Mgmt For For For
5 Elect YU Jianshui Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Directors' Fees Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Authority to Issue Repurchased Shares Mgmt For For For
CHINA ORIENTAL GROUP COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2108V101 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Intra-company Contracts/Control Mgmt For Against Against
Agreements
CHINA POWER INTERNATIONAL DEVELOPMENT LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1508G102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Re-elect Mr. Hu Jiandong as a Director Mgmt For For For
4 Authorize the Board of Directors to fix Mgmt For For For
the Directors remuneration
5 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
6 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Repurchased Shares Mgmt For For For
CHINA POWER INTERNATIONAL DEVELOPMENT LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1508G102 12/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Related Party Transactions Mgmt For For For
CHINA SHIPPING DEVELOPMENT CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503Y108 12/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Related Party Transaction Mgmt For For For
2 Issuance of Convertible Bonds Mgmt For For For
3 Type of Debt Securities to be Issued Mgmt For For For
4 Total Issuing Amount Mgmt For For For
5 Face Value Mgmt For For For
6 Issue Price Mgmt For For For
7 Bond Maturity Mgmt For For For
8 Coupon Rate Mgmt For For For
9 Payment of Interest Mgmt For For For
10 Conversion Period Mgmt For For For
11 Determination of Conversion Price and Mgmt For For For
Adjustment Method
12 Downward Adjustment of Conversion Price Mgmt For For For
13 Mechanism for Rounding off Fractions Mgmt For For For
into Nearest Figures
14 Redemption at the Option of Company Mgmt For For For
15 Redemption at the Option of Bond Holder Mgmt For For For
16 Vesting of Dividends for Conversion Year Mgmt For For For
17 Issuing Method and Targets for Issue Mgmt For For For
18 Placing Arrangement for Existing Mgmt For For For
Shareholders
19 Use of the Funds Raised from Convertible Mgmt For For For
Bonds Issue to Acquire Dry Bulk Cargo
Vessels
20 Feasibility of Proposed Use of Proceeds Mgmt For For For
21 Authority to Issue of Convertible Bonds Mgmt For For For
within One year
22 Approve the Company's Report on the Mgmt For For For
Issue of New A Shares and Use of Proceeds
CHINA SHIPPING DEVELOPMENT CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503Y108 12/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Related Party Transaction Mgmt For For For
2 Issuance of Convertible Bonds Mgmt For For For
3 Type of Debt Securities to be Issued Mgmt For For For
4 Total Issuing Amount Mgmt For For For
5 Face Value Mgmt For For For
6 Issue Price Mgmt For For For
7 Bond Maturity Mgmt For For For
8 Coupon Rate Mgmt For For For
9 Payment of Interest Mgmt For For For
10 Conversion Period Mgmt For For For
11 Determination of Conversion Price and Mgmt For For For
Adjustment Method
12 Downward Adjustment of Conversion Price Mgmt For For For
13 Mechanism for Rounding off Fractions Mgmt For For For
into Nearest Figures
14 Redemption at the Option of Company Mgmt For For For
15 Redemption at the Option of Bond Holder Mgmt For For For
16 Vesting of Dividends for Conversion Year Mgmt For For For
17 Issuing Method and Targets for Issue Mgmt For For For
18 Placing Arrangement for Existing Mgmt For For For
Shareholders
19 Use of the Funds Raised from Convertible Mgmt For For For
Bonds Issue to Acquire Dry Bulk Cargo
Vessels
20 Feasibility of Proposed Use of Proceeds Mgmt For For For
21 Authority to Issue of Convertible Bonds Mgmt For For For
within One year
22 Approve the Company's Report on the Mgmt For For For
Issue of New A Shares and Use of Proceeds
23 Ratification of Board Acts Mgmt For For For
24 New Services Agreement Mgmt For For For
25 Approve the establishment of the Mgmt For For For
Nomination Committee of the Company
26 Implementation Rules for Nomination Mgmt For For For
Committee
27 Four Construction Agreements Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Appoint Mr. Lin Jianqing as an Executive Mgmt For For For
Director of the Company
30 Appoint Mr. Ma Xun as an Independent Mgmt For For For
Non-Executive Director of the Company
CNOOC LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y1662W117 09/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Revised Annual Caps for Mgmt For For For
Connected Transactions
COMPANHIA VALE DO RIO DOCE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2605D109 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Elect the Members of the Board of Mgmt For For For
Directors
7 Elect the Members of the Finance Mgmt For For For
Committee
8 Approve to set the Directors and Finance Mgmt For Against Against
Committee s global remuneration
9 Authority to Increase Capital through Mgmt For For For
the Capitalization of Reserves
COMPANHIA VALE DO RIO DOCE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2605D109 12/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Approval of the Protocol And Mgmt For For For
Justification of Merger
4 Appointment of Appraiser Mgmt For For For
5 Approve the valuation report prepared by Mgmt For For For
the specialized Company
6 Merger by Absorption Mgmt For For For
7 Ratification of Acquisition of Mgmt For For For
Controlling Share of Inco Ltd.
8 Ratification of the Co-Option of Board Mgmt For For For
Members
CORPORACION MAPFRE SA, MAJADAHONDA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E3449V125 03/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For Abstain NA
3 Approve the distribution of a dividend Mgmt For For For
4 Approve the management of the Board of Mgmt For For For
Directors
5 Appoint the Directors Mgmt For Against Against
6 Re-appoint the Auditors of the Company Mgmt For For For
7 Authority to Carry Out Formalities Mgmt For For For
8 Approve the minutes of the proceedings, Mgmt For For For
or appoint the comptrollers thereto
CORPORACION MAPFRE SA, MAJADAHONDA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E3449V125 12/29/2006 Take No Action
MEETING TYPE COUNTRY OF TRADE
Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note TNA
2 Change in Company Name Mgmt For TNA NA
3 Approval of Share Issuance without Mgmt For TNA NA
Preemptive Rights
4 Amendments to Articles Mgmt For TNA NA
5 Approve the resignation and appointment Mgmt For TNA NA
of the Directors
6 Authority to Carry out Legal Formalities Mgmt For TNA NA
7 Minutes Mgmt For TNA NA
CREDIT SUISSE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H3698D419 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Ratification of Board and Management Acts Mgmt For For For
5 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Reduce Share Capital and Mgmt For For For
Par Value of Stock
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Increase Share Capital Mgmt For For For
10 Amendment to Agenda Items Threshold Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Elect Noreen Doyle Mgmt For For For
13 Elect Aziz Syriani Mgmt For For For
14 Elect David Syz Mgmt For For For
15 Elect Peter Weibel Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Elect BDO Visura, Zurich, as the Special Mgmt For For For
Auditors for a term of 1 year
18 Non-Voting Meeting Note
DAH SING FINANCE HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y19182107 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Re-elect Mr. David Shou-Yeh Wong as a Mgmt For For For
Director
5 Re-elect Mr. Kunio Suzuki as a Director Mgmt For Against Against
6 Re-elect Mr. Kwok-Hung Yue aJustin Yuea Mgmt For For For
as a Director
7 Re-elect Mr. Roderick Stuart Anderson as Mgmt For For For
a Director
8 Re-elect Mr. Tatsuo Tanaka as a Director Mgmt For For For
9 Re-elect Mr. Eiichi Yoshikawa as a Mgmt For For For
Director
10 Approve to fix the fees payable to Mgmt For For For
Directors for the YE 31 DEC 2006
11 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
12 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Issue Repurchased Shares Mgmt For For For
DELTA ELECTRONIC INDUSTRIAL CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20263102 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Approve the 2006 financial statements Mgmt For For For
9 Approve the 2006 profit distribution; Mgmt For For For
cash dividend: TWD 4.5 per share
10 Approve the revision to the procedures Mgmt For For For
of asset acquisition or disposal
11 Authority to Increase Paid-in Capital Mgmt For For For
12 Approve the revision to the Articles of Mgmt For For For
Incorporation
13 Non-Compete Restrictions for Directors Mgmt For Against Against
14 Extraordinary motions Mgmt For Against Against
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D18190898 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the acts of the Board of Mgmt For Abstain NA
Managing Directors for the 2006 FY
5 Ratificiation of Supervisory Board Acts Mgmt For Against Against
6 Appointment of the Auditors for the 2007 Mgmt For Against Against
FY: KPMG, Frankfurt
7 Authority to Trade in Company Stock Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
10 Election of Supervisory Board Member Mgmt For For For
11 Ratification of the Co-Option of Board Mgmt For Against Against
Members
12 Supervisory Board Members' Fees Mgmt For For For
13 Amend Article 3 Mgmt For For For
14 Amend Article 8 Mgmt For For For
15 Approve New "Authorized Capital" Mgmt For For For
16 Non-Voting Meeting Note
17 Non-Voting Meeting Note
DEUTSCHE POST AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D19225107 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the acts of the Board of Mgmt For For For
Managing Director s
5 Ratification of the acts of the Mgmt For For For
Supervisory Board
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Debt Instruments and Mgmt For For For
Increase Conditional Capital
9 Elect Ingrid Matthaeus-Maier to the Mgmt For For For
Supervisory Board
10 Non-Voting Meeting Note
DEXIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B3357R218 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Approve the financial statements for Mgmt For For For
2006 FY
5 Allocation of Profits/Dividends Mgmt For For For
6 Grant full discharge to the Directors Mgmt For For For
7 Grant full discharge to the Auditors Mgmt For For For
8 Elect Guy Burton Mgmt For For For
9 Elect Augustin de Romanet de Beaune Mgmt For For For
10 Appoint Mr. Jacques Guerber as a Mgmt For For For
Director for a term of 4 years
11 Elect Mr. Anne-Marie Idrac as an Mgmt For For For
Independent Director
12 Elect Mr. Gilles Benoist as an Mgmt For Against Against
Independent Director
13 Elect Mr. Denis Kessler as an Mgmt For For For
Independent Director
14 Elect Mr. Andre Levy-Lang as an Mgmt For For For
Independent Director
15 Elect Mr. Gaston Schwertzer as an Mgmt For For For
Independent Director
16 Elect Sir Brian Unwin as an Independent Mgmt For For For
Director
17 Elect Mr. Fab Io Innocenzi as an Mgmt For For For
Independent Director
18 Authority to Issue Shares to American Mgmt For For For
Employees
19 Authority to Trade in Company Stock Mgmt For For For
20 Authority to Repurchase Shares as a Mgmt For Against Against
Takeover Defense
21 Authority to Increase Capital as a Mgmt For Against Against
Takeover Defense
22 Amend the Article 4 of the Company s Mgmt For For For
Articles of Association
23 Amend Article 11(1) Mgmt For For For
24 Amend Article 11(2) Mgmt For For For
25 Amend Article 12 Mgmt For For For
26 Authority to Carry Out Formalities Mgmt For For For
DIAMOND CITY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J12201109 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Merger with Aeon Mall Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For Abstain NA
12 Appoint a Corporate Auditor Mgmt For Abstain NA
13 Appoint a Corporate Auditor Mgmt For Abstain NA
14 Appoint a Corporate Auditor Mgmt For Abstain NA
15 Retirement Allowances for Directors and Mgmt For Abstain NA
Statutory Auditors
16 Approve Payment of Bonuses to Directors Mgmt For For For
EVS BROADCAST EQUIP SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B3883A119 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Approve the Management report Mgmt Abstain Abstain For
5 Approve the report of the Statutory Mgmt Abstain Abstain For
Auditor
6 Approve the 2006 accounts and the profit Mgmt For For For
allocation
7 Grant discharge to the Directors and the Mgmt For For For
Auditor
8 Approve the resignation and the Mgmt For For For
appointment of the Directors
9 Appoint a Statutory Auditor Mgmt For For For
10 Approve the policy of own shares buy back Mgmt For For For
11 Approve to renew the authorized capital Mgmt For Against Against
procedure
12 Approve the dematerialization of the Mgmt For For For
shares
EZRA HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2401G108 02/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
2 Approve The Sale and Leaseback Mgmt For For For
Transaction
3 Authorization of Legal Formalities Mgmt For For For
EZRA HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2401G108 12/22/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For Abstain NA
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect LEE Kian Soo Mgmt For For For
4 Elect TAN Eng Liang Mgmt For Against Against
5 Elect LEE Cheow Ming Doris Damaris Mgmt For Against Against
6 Elect WONG Bheet Huan Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Non-Voting Agenda Item
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
FIRST QUANTUM MINERALS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 335934105 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. Philip K. R. Pascall as a Mgmt For For For
Director
2 Elect Mr. G. Clive Newall as a Director Mgmt For For For
3 Elect Mr. Rupert Pennant-Rea as a Mgmt For Against Against
Director
4 Elect Mr. Peter St. George as a Director Mgmt For For For
5 Elect Mr. Andrew B. Adams as a Director Mgmt For For For
6 Elect Mr. Martin R. Rowley as a Director Mgmt For Against Against
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
FONDIARIA-SAI RNC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T4689Q101 12/01/2006 Take No Action
MEETING TYPE COUNTRY OF TRADE
Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note TNA
2 Authority to Cancel Shares and Reduce Mgmt For TNA NA
Share Capital
3 Non-Voting Meeting Note TNA
FOXCONN INTERNATIONAL HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G36550104 08/04/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Amend Share Scheme Mgmt For For For
FOXCONN INTERNATIONAL HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G36550104 10/23/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Revision of Annual Caps Mgmt For For For
FUGRO N.V. (FORMERLY FUGRO-MCCLELLAND N.V.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N3385Q197 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Report Of The Board of Directors Mgmt Abstain Abstain For
4 Adopt the 2006 annual accounts Mgmt For For For
5 Grant discharge to the Board of Mgmt For For For
Management
6 Grant discharge to the Supervisory Board Mgmt For For For
7 Approve the discussion of the reserves Mgmt Abstain Abstain For
and dividend policy
8 Approve the appropriation of the 2006 Mgmt For For For
profits
9 Re-appoint a Member of the Supervisory Mgmt For For For
Board
10 Approve to determine the remuneration of Mgmt For For For
the Supervisory Board
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/out Mgmt For Against Against
Preemptive Rights
13 Non-Voting Agenda Item
14 Non-Voting Agenda Item
GEORG FISCHER
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H26091142 03/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Board of Mgmt For For For
Directors and the Executive Committee
5 Approve to distribute the balance sheet Mgmt For For For
profit
6 Allocation of Profits; Reduction of Mgmt For For For
Share Capital and Par Value of Stock
7 Re-elect Prof. Dr. Gertrud Hoehler as a Mgmt For For For
Board Member
8 Re-elect Mr. Gerold Buehrer as a Board Mgmt For For For
Member
9 Re-elect Mr. Kurt Stirnemann as a Board Mgmt For For For
Member
10 Elect the Auditors and the Group Auditors Mgmt For For For
GREENE KING PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G40880133 09/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Net Final Dividend of 14.35 Mgmt For For For
Pence Per Ordinary Share
4.0 Elect Justin Adams as Director Mgmt For For For
5.0 Elect Ian Bull as Director Mgmt For For For
6.0 Re-elect Howard Phillips as Director Mgmt For For For
7.0 Reappoint Ernst & Young LLP as Auditors Mgmt For For For
of the Company
8.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,004,059
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 949,797
11.0 Authorise 15,196,753 Ordinary Shares for Mgmt For For For
Market Purchase
GRONTMIJ NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N37558124 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Pesentation by the Board of Directors Mgmt For For For
4 Receive the report by the Management Mgmt For For For
Board on the FY 2006
5 Adopt the financial accounts for 2006 Mgmt For For For
6 Grant discharge to the Management Board Mgmt For For For
7 Grant discharge to the Supervisory Board Mgmt For For For
8 Allocation of Profit/Dividends Mgmt For For For
9 Amend the Articles of Association of the Mgmt For For For
Company
10 Approve the profile outline of Mgmt For For For
Supervisory Board
11 Appoint the Supervisory Board Member Mgmt For For For
12 Adopt the remuneration to the Mgmt For For For
Supervisory Board
13 Authority to Issue Common and Preference Mgmt For For For
Shares w/ Preemptive Rights
14 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
GS HOME SHOPPING INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2901Q101 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect HUH Tae Soo as Executive Director Mgmt For For For
4 Elect CHUNG Ho Sung as Executive Director Mgmt For For For
5 Elect NOH Young Joon as Executive Mgmt For For For
Director
6 Elect LEE Wan Kyoung as Non-Executive Mgmt For For For
Director
7 Elect Mr. Man Woo, Lee as an outside Mgmt For For For
Director
8 Elect Mr. In Kyu, Kim as an outside Mgmt For For For
Director
9 Elect Mr. Jung Joo, Kim as an outside Mgmt For For For
Director
10 Elect LEE Man Woo as Audit Committee Mgmt For For For
Member to be Independent Director
11 Elect KIM In Kyu as Audit Committee Mgmt For For For
Member to be Independent Director
12 Elect KIM Jung Joo as Audit Committee Mgmt For For For
Member to be Independent Director
13 Approve the limit of remuneration for Mgmt For For For
the Directors
HBOS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4364D106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Ms. Jo Dawson as a Director Mgmt For For For
4 Elect Mr. Benny Higgins as a Director Mgmt For For For
5 Elect Mr. Richard Cousins as a Director Mgmt For For For
6 Re-elect Mr. Anthony Hobson as a Director Mgmt For Against Against
7 Re-elect Ms. Kate Nealon as a Director Mgmt For For For
8 Directors' Remuneration Report Mgmt For For For
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 Amendment to Long Term Executive Bonus Mgmt For For For
Plan
11 EU Political Donations Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
14 Authority to Repurchase Shares Mgmt For For For
HENGAN INTERNATIONAL GROUP CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4402L102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Re-elect Mr. Sze Man Bok as a Director Mgmt For For For
4 Re-elect Mr. Yeung Wing Chun as a Mgmt For For For
Director
5 Re-elect mr. Hung Ching Shan as a Mgmt For For For
Director
6 Re-elect Mr. Xu Chun Man as a Director Mgmt For Against Against
7 Authorize the Board of Directors to fix Mgmt For For For
the remuneration of the Directors
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Issuance of Stock w/out Preemptive Rights Mgmt For For For
10 Repurchase of Shares Mgmt For For For
11 Issuance of Repurchased Shares Mgmt For For For
HOLCIM LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H36940130 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Members of the Mgmt For For For
Board of Directors
5 Allocation of Profits/Dividends Mgmt For For For
6 Re-elect Mr. Markus Akermann as a Member Mgmt For For For
of the Board of Directors
7 Re-elect Mr. Peter Kuepfer as a Member Mgmt For For For
of the Board of Directors
8 Re-elect Dr. H. Onno Ruding as a Member Mgmt For For For
of the Board of Directors
9 Re-elect Dr. Rolf Soiron as a Member of Mgmt For For For
the Board of Directors
10 Elect the Statutory Auditor and the Mgmt For For For
Group Auditor
HON HAI PRECISION INDUSTRIES COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y36861105 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Agenda Item
11 Approve 2006 business report and Mgmt For For For
financial statements
12 Allocation of Profits/Dividends Mgmt For For For
13 Approve the capitalization on part of Mgmt For For For
2006 dividend
14 Approve the issuance of global Mgmt For For For
depository receipts
15 Amend the Articles of Incorporation Mgmt For Abstain NA
16 Amend the procedure for re-election of Mgmt For For For
Board Members and Statutory Auditors
17 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
18 Elect the Directors and the Supervisors Mgmt For Abstain NA
19 Non-Compete Restrictions for Directors Mgmt For Against Against
20 Other proposals and extraordinary motions Mgmt For Against Against
HONDA MOTOR COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J22302111 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Regarding Record Mgmt For For For
Dates
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Appoint a Director Mgmt For For For
22 Appoint a Director Mgmt For For For
23 Appoint a Corporate Auditor Mgmt For For For
24 Appoint a Corporate Auditor Mgmt For For For
25 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
26 Retirement Allowances for Directors and Mgmt For For For
Statutory Auditors
HONGGUO INTERNATIONAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G45840108 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Mr. Chen Yixi as a Director of Mgmt For For For
the Company
4 Re-elect Dr. Chen Seow Phun John as a Mgmt For For For
Director of the Company
5 Approve the payment of Director fees of Mgmt For For For
SGD 170,000 for the YE 31 DEC 2006
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
HOPSON DEVELOPMENT HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4600H101 06/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Re-elect Mr. Xiang Bin as an Executive Mgmt For Against Against
Director
3 Re-elect Mr. Au Wai Kin as an Executive Mgmt For Against Against
Director
4 Re-elect Mr. Chen Chang Ying as an Mgmt For Against Against
Executive Director
5 Re-elect Mr. Xiao Yan Xia as an Mgmt For Against Against
Executive Director
6 Directors' Fees Mgmt For For For
7 Non-executive Directors' Fees Mgmt For For For
8 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
9 Appointment of Auditors and Authority to Mgmt For For For
Set Fees
10 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendment to Stock Option Plan Mgmt For Against Against
HYUNDAI MIPO DOCKYARD CO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3844T103 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amend the Articles of Incorporation Mgmt For For For
3 Elect Professor Yoon Chang Hyun as a Mgmt For For For
Director
4 Elect Professor Yoon Chang Hyun to the Mgmt For For For
Auditor Commitee
5 Approve the limit of remuneration for Mgmt For For For
the Directors
INMET MINING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 457983104 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. Yilmaz Arguden as the Director Mgmt For For For
of the Company
2 Elect Mr. David R. Beatty as the Mgmt For For For
Director of the Company
3 Elect Mr. John C. Eby as the Director of Mgmt For For For
the Company
4 Elect Mr. Paul E. Gagnu as the Director Mgmt For Against Against
of the Company
5 Elect Mr. W. Warren Holmes as the Mgmt For For For
Director of the Company
6 Elect Mr. Oyvind Hushovd as the Director Mgmt For For For
of the Company
7 Elect Mr. Thomas Mara as the Director of Mgmt For For For
the Company
8 Elect Mr. Richard Ross as the Director Mgmt For For For
of the Company
9 Elect Mr. James M. Tory as the Director Mgmt For For For
of the Company
10 Appoint KPMG LLP as the Auditors of the Mgmt For Against Against
Company
11 Amendment to Deferred Share Unit Plan Mgmt For For For
12 Approve to reconfirm the Shareholders Mgmt For For For
Rights Plan
13 Amendment to By-laws (Technical) Mgmt For For For
ISHIKAWAJIMA-HARIMA HEAVY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J24822108 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Amend the Articles of Incorporation Mgmt For For For
4 Appoint a Director Mgmt For Against Against
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Corporate Auditor Mgmt For For For
19 Appoint a Corporate Auditor Mgmt For Against Against
20 Retirement Allowances and Special Mgmt For For For
Allowances
21 Amend the Compensation to be received by Mgmt For For For
Directors and Auditors
22 Approve Remuneration in Shares (as a Mgmt For For For
Stock Option) to Directors
JOHNSON HEALTH TECHNOLOGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4466K107 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Approve the business reports and Mgmt For For For
financial statements of 2006
9 Allocation of Profits/Dividends Mgmt For For For
10 Authority to Increase Paid-in Capital Mgmt For For For
11 Approve to discuss the amendment to the Mgmt For Abstain NA
Articles of Incorporation
12 Amendments to Procedural Rules for Mgmt For For For
Election of Directors and Supervisors
13 Amendments to Procedural Rules for Mgmt For For For
Acquisition/Disposal of Assets
14 Non-Compete Restrictions for Directors Mgmt For Against Against
15 Other proposals and extraordinary motions Mgmt For Against Against
16 Non-Voting Meeting Note
JOYO BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J28541100 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For Abstain NA
2 Appoint a Director Mgmt For Abstain NA
3 Appoint a Director Mgmt For Abstain NA
4 Appoint a Director Mgmt For Abstain NA
5 Appoint a Director Mgmt For Abstain NA
6 Appoint a Director Mgmt For Abstain NA
7 Appoint a Director Mgmt For Abstain NA
8 Appoint a Director Mgmt For Abstain NA
9 Appoint a Director Mgmt For Abstain NA
10 Appoint a Director Mgmt For Abstain NA
11 Appoint a Director Mgmt For Abstain NA
12 Appoint a Director Mgmt For Abstain NA
13 Appoint a Director Mgmt For Abstain NA
14 Approve Provision of Retirement Mgmt For Abstain NA
Allowance for Directors
JUMBO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X0282Q121 12/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Auditors' Acts Mgmt For For For
4 Appointment of Auditor and Authority to Mgmt For Abstain NA
Set Fees
5 Directors' Fees Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Authority to Issue Debt Instruments Mgmt For For For
8 Non-Voting Agenda Item
KAGARA ZINC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q5170L108 11/23/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Agenda Item
2 Re-elect Ross Hutton Mgmt For For For
3 Re-elect Mark Ashley Mgmt For Against Against
4 Remuneration Report Mgmt For Against Against
5 Amendment to Employee Share Option Plan Mgmt For Against Against
6 Stock Option Grant (Executive Chairman Mgmt For Against Against
Kim Robinson)
7 Stock Option Grant (Executive Director Mgmt For Against Against
Joseph Treacy)
8 Stock Option Grant (NED Mark Ashley) Mgmt For Against Against
9 Stock Option Grant (NED Ross Hutton) Mgmt For Against Against
10 Stock Option Grant (NED Shad Linley) Mgmt For Against Against
KEPPEL CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V53838112 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect LIM Hock San Mgmt For For For
4 Elect OON Kum Loon Mgmt For For For
5 Elect TOW Heng Tan Mgmt For For For
6 Elect Ullring Sven Bang Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Issuance of Stock w/out Preemptive Rights Mgmt For For For
10 Non-Voting Agenda Item
KEPPEL CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V53838112 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Repurchase of Shares Mgmt For For For
2 Related Party Transactions Mgmt For For For
3 Authority to Issue Bonus Shares to Mgmt For For For
Non-Executive Directors
4 Amendments to Articles Mgmt For For For
5 Stock Split Mgmt For For For
6 Reduction in Authorized Capital Mgmt For For For
KINGBOARD CHEMICALS HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G52562140 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend and special Mgmt For For For
dividend
3 Elect CHEUNG Kwong Kwan Mgmt For For For
4 Elect Chadwick MOK Cham Hung Mgmt For For For
5 Elect HO Yin Sang Mgmt For Against Against
6 Elect Stephanie CHEUNG Wai Lin Mgmt For For For
7 Elect Paul CHENG Ming Fun Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
KINGBOARD CHEMICALS HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G52562140 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Adoption of Share Option Scheme Mgmt For For For
KINGBOARD CHEMICALS HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G52562140 12/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Intra-company Contracts/Control Mgmt For For For
Agreements
KONINKLIJKE KPN NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N4297B146 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Adopt the financial statements for the Mgmt For For For
financial year 2006.
6 Non-Voting Agenda Item
7 Adopt a dividend over the financial year Mgmt For For For
2006.
8 Approve to discharge the members of the Mgmt For For For
Board of Management from liabilty.
9 Approve to discharge the members of the Mgmt For For For
Supervisory board from liability.
10 Approve to amend the Articles of Mgmt For For For
Association.
11 Approve to appoint the auditor. Mgmt For For For
12 Non-Voting Agenda Item
13 Approve to appoint Mr. M. Bischoff as a Mgmt For For For
member of the Supervisory Board.
14 Elect J.B.M. Streppel Mgmt For For For
15 Elect C. M. Colijn-Hooymans Mgmt For For For
16 Non-Voting Agenda Item
17 Approve to amend the remuneration policy Mgmt For For For
for the Board of Management.
18 Approve to amendthe remuneration policy Mgmt For For For
for the Board of Management.
19 Authority to Repurchase Shares Mgmt For For For
20 Approve to reduce the capital through Mgmt For For For
cancellation of own shares.
21 Non-Voting Agenda Item
KURARAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J37006137 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Corporate Auditor Mgmt For For For
14 Appoint a Corporate Auditor Mgmt For For For
15 Appoint Accounting Auditors Mgmt For For For
16 Approve Policy regarding Large-scale Mgmt For Against Against
Purchases of Company Shares
LAFARGE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F54432111 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Increase in Voting Rights Limitation Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Elect Michael Blakenham Mgmt For For For
9 Elect Michel Pebereau Mgmt For For For
10 Elect Philippe Dauman Mgmt For For For
11 Elect Pierre de Lafarge Mgmt For For For
12 Authority to Trade in Company Stock Mgmt For For For
13 Authority to Issue Debt Instruments Mgmt For For For
14 Authoirty to Cancel Shares and Reduce Mgmt For For For
Capital
15 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
16 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
17 Athority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
18 Authority to Increase Capital through Mgmt For For For
Capitalizations
19 Authority to Grant Stock Options to Mgmt For For For
Purchase Stock
20 Authority to Issue Restricted Stock Mgmt For For For
under Employee Stock Option Plan
21 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
22 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
23 Amendment to Shareholder Disclosure Rules Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Amendments to Articles Mgmt For For For
27 Authority to Carry Out Formailities Mgmt For For For
LI NING COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5496K108 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Mr. Li Ning as an Executive Mgmt For For For
Director of the Company
4 Re-elect Mr. Zhang Zhi Yong as an Mgmt For For For
Executive Director of the Company
5 Re-elect Mr. Lim Meng Ann as a Mgmt For For For
Non-Executive Director of the Company
6 Elect Louis KOO Fook Sun Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
LIU CHONG HING BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1582S105 04/25/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For
2 Declare the final dividend for the YE 31 Mgmt For
DEC 2006
3 Election of Directors Mgmt For
4 Appointment of Auditor and Authority to Mgmt For
Set Fees
5 Authority to Repurchase Shares Mgmt For
6 Authority to Issue Shares w/out Mgmt For
Preemptive Rights
7 Authority to Issue Repurchased Shares Mgmt For
8 Non-Voting Agenda Item
LOJAS RENNER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P6332C102 04/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors; Director and Mgmt For For For
Executives' Fees
6 Election of Statutory Audit Committee Mgmt For For For
and Statutory Audit Committee Fees
7 Authority to Increase Authorized Capital Mgmt For For For
8 Authority to Increase Authorized Capital Mgmt For For For
9 Amendments to Stock Option Plan Mgmt For For For
10 Amendments to Stock Option Plan Mgmt For For For
11 Amendments to Stock Option Plan Mgmt For For For
12 Amendments to Stock Option Plan Mgmt For For For
13 Amendments to Stock Option Plan Mgmt For For For
14 Amendments to Stock Option Plan Mgmt For For For
MAH SING GROUP BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5418R108 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue New Ordinary Shares Mgmt For For For
2 Amendment to Memorandum of Association Mgmt For For For
3 Amendment to Articles of Association Mgmt For For For
4 Authority to Split Shares Mgmt For For For
5 Authority to Issue Bonus Shares Mgmt For For For
MAH SING GROUP BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5418R108 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Approve the Directors fees for the FYE Mgmt For For For
31 DEC 2006
4 Elect LEONG Hoy Kum Mgmt For For For
5 Elect Izaham Bin Abd Rani Mgmt For For For
6 Elect LIM Kiu Hock Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Elect Tan Sri Yaacob Bin Mat Zain Mgmt For For For
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Related Party Transactions Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Stock Option Grant Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Non-Voting Agenda Item
MAN GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G5790V107 07/11/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 54.6 Cents Per Mgmt For For For
Ordinary Share
4.0 Re-elect Jon Aisbitt as Director Mgmt For For For
5.0 Re-elect Peter Clarke as Director Mgmt For For For
6.0 Re-elect Kevin Davis as Director Mgmt For For For
7.0 Re-elect Glen Moreno as Director Mgmt For For For
8.0 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
9.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
10.0 Approve Share Sub-Division of Each Mgmt For For For
450,000,000 Ordinary Shares of 18 US
Cents Each Into 6 Ordinary Shares of 3
US Cents Each
11.0 Amend Articles of Association Re: Mgmt For For For
Sub-division of Ordinary Shares
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 18,459,386
13.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 2,768,907.96
14.0 Authorise 30,765,644 Ordinary Shares for Mgmt For For For
Market Purchase
15.0 Approve Man Group 2006 Long-Term Mgmt For Against Against
Incentive Plan
MANULIFE FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 56501R106 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. John M. Cassaday as a Director Mgmt For For For
2 Elect Mr. Lino J. Celeste as a Director Mgmt For For For
3 Elect Mr. Gail C.A. Cook-Bennett as a Mgmt For For For
Director
4 Elect Mr. Dominic D Alessandro as a Mgmt For For For
Director
5 Elect Mr. Thomas P. D Aquino as a Mgmt For For For
Director
6 Elect Mr. Richard B. Dewolfe as a Mgmt For For For
Director
7 Elect Mr. Robert E. Dineen, JR. as a Mgmt For For For
Director
8 Elect Mr. Pierre Y. Ducros as a Director Mgmt For For For
9 Elect Mr. Allister P. Graham as a Mgmt For For For
Director
10 Elect Mr. Scott M. Hand as a Director Mgmt For For For
11 Elect Mr. Luther S. Helms as a Director Mgmt For For For
12 Elect Mr. Thomas E. Kierans as a Director Mgmt For For For
13 Elect Mr. Lorna R. Marsden as a Director Mgmt For For For
14 Elect Mr. Arthur R. Sawchuk as a Director Mgmt For For For
15 Elect Mr. Hugh W. Sloan, JR. as a Mgmt For For For
Director
16 Elect Mr. Gordon G. Thiessen as a Mgmt For For For
Director
17 Appoint the Ernst & Young LLP as the Mgmt For For For
Auditors
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Restrictions on Supplemental Executive
Retirement Agreements
19 Non-Voting Agenda Item
20 Non-Voting Agenda Item
21 Non-Voting Meeting Note
MEGASTUDY CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y59327109 03/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Mr. Seokbeom Hong as a Director Mgmt For Against Against
4 Approve the remuneration limit for the Mgmt For For For
Directors
5 Approve the remuneration limit for the Mgmt For For For
Auditors
MEGASTUDY CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y59327109 11/30/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Amend the Articles of Incorporation Mgmt For For For
3 Elect Mr. Kim Sung-OH as a Director Mgmt For For For
Chief Executive Officer at MBEST
4 Elect KIM Suk Hun Mgmt For For For
5 Elect Mr. Lee Han-IL as a Director Mgmt For Against Against
Director at Cornerstone Partners
MITSUBISHI CHEMICAL HOLDINGS CORP, TOKYO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44046100 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Elect Mr. Kobayashi Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Elect Mr. Yoshimura Mgmt For For For
6 Elect Mr. Shimoyado Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Election of Statutory Auditors Mgmt For Against Against
12 Appoint Accounting Auditors Mgmt For For For
MITSUBISHI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J43830116 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 To Approve the Appropriation of surplus Mgmt For For For
3 To Amend in Part the Articles of Mgmt For For For
Incorporation
4 To Elect a Director Mgmt For For For
5 To Elect a Director Mgmt For For For
6 To Elect a Director Mgmt For For For
7 To Elect a Director Mgmt For For For
8 To Elect a Director Mgmt For For For
9 To Elect a Director Mgmt For For For
10 To Elect a Director Mgmt For For For
11 To Elect a Director Mgmt For For For
12 To Elect a Director Mgmt For For For
13 To Elect a Director Mgmt For For For
14 To Elect a Director Mgmt For For For
15 To Elect a Director Mgmt For For For
16 To Elect a Director Mgmt For For For
17 To Elect a Director Mgmt For For For
18 To Elect a Director Mgmt For For For
19 To Elect a Director Mgmt For For For
20 To Elect a Director Mgmt For For For
21 To Elect a Director Mgmt For For For
22 To Elect a Director Mgmt For For For
23 To Elect a Director Mgmt For For For
24 To Elect a Corporate Auditor Mgmt For Against Against
25 To Grant Bonuses for Directors Mgmt For For For
26 To Grant Stock Acquisition Rights as Mgmt For For For
Stock Options
27 Retirement Allowances for Directors and Mgmt For For For
Statutory Auditors
28 To Revise Remuneration for Corporate Mgmt For For For
Auditors
MITSUBISHI HEAVY INDUSTRIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44002129 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Surplus Mgmt For For For
3 Appoint a Director Mgmt For Against Against
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For Against Against
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Statutory Auditor Mgmt For Against Against
21 Appoint a Statutory Auditor Mgmt For Against Against
22 Directors' Stock Option Plan Mgmt For For For
MITSUBISHI UFJ FINANCIAL GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44497105 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Increase Authorized Mgmt For For For
Capital to 129.9 million shares
3 Elect Mr. Tamakoshi Mgmt For Against Against
4 Appoint a Director Mgmt For For For
5 Elect Mr. Kuroyanagi Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Election of Statutory Auditor Mgmt For Against Against
19 Retirement Allowances and Special Mgmt For For For
Allowances
20 Directors' and Statutory Auditors' Fees Mgmt For For For
and Directors' and Statutory Auditors'
Stock Option Plan
MITSUI & COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44690139 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Approve Payment of Bonuses to Corporate Mgmt For For For
Officers
4 Appoint a Director Mgmt For Against Against
5 Appoint a Director Mgmt For Against Against
6 Appoint a Director Mgmt For Against Against
7 Appoint a Director Mgmt For Against Against
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Elect Mr. Matsumoto Mgmt For For For
13 Appoint a Director Mgmt For Against Against
14 Elect Ms. Matsubara Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Elect Mr. Hirabayashi Mgmt For For For
17 Appoint a Corporate Auditor Mgmt For Against Against
18 Appoint a Corporate Auditor Mgmt For Against Against
19 Appoint a Corporate Auditor Mgmt For For For
20 Amend the Compensation to be received by Mgmt For For For
Corporate Officers
NATIONAL BANK OF GREECE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X56533114 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Report of the Board of Directors; Report Mgmt For For For
of the Auditors
2 Accounts and Reports; Allocation of Mgmt For For For
Profit/Dividends
3 Ratification of Board and Auditor's Acts Mgmt For For For
4 Directors' Fees Mgmt For Abstain NA
5 Board Transactions Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Stock Option Plan Mgmt For Abstain NA
9 Authority to Issue Bonus Shares Mgmt For Abstain NA
10 Spin-off Mgmt For Abstain NA
11 Ratify the Election of Directors Mgmt For For For
12 Election of Directors Mgmt For For For
13 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
14 Non-Voting Agenda Item
15 Non-Voting Meeting Note
NATIONAL BANK OF GREECE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X56533114 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Stock Option Plan Mgmt For Abstain NA
NATIONAL BANK OF GREECE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X56533114 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Stock Option Plan Mgmt For Abstain NA
NATIONAL GRID PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G6375K151 07/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 15.9 Pence Per Mgmt For For For
Ordinary Share
3.0 Re-elect Sir John Parker as Director Mgmt For For For
4.0 Re-elect Steve Lucas as Director Mgmt For For For
5.0 Re-elect Nick Winser as Director Mgmt For For For
6.0 Re-elect Kenneth Harvey as Director Mgmt For For For
7.0 Re-elect Stephen Pettit as Director Mgmt For For For
8.0 Re-elect George Rose as Director Mgmt For For For
9.0 Re-elect Steve Holliday as Director Mgmt For For For
10.1 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
10.2 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
11.0 Approve Remuneration Report Mgmt For For For
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 103,241,860
13.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 15,497,674
14.0 Authorise 272,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
15.0 Authorise 8,500,000 B Shares for Market Mgmt For For For
Purchase
16.0 Approve the Broker Contract Between Mgmt For For For
Deutsche Bank and the Company for the
Repurchase of B Shares
17.0 Approve Increase In Borrowing Powers to Mgmt For For For
GBP 30 Billion with Limit of Four Times
Adjusted Capital and Reserves
NATIONAL GRID PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G6375K151 07/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Acquisition of KeySpan Mgmt For For For
Corporation Pursuant to the Merger
Agreement
NESTLE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H57312466 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Grant discharge to the Board of Mgmt For For For
Directors and the Executive Board
5 Approve the appropriation of the balance Mgmt For For For
sheet of Nestle Ag
6 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
7 Re-elect Mr. Peter Brabeck-Letmathe as a Mgmt For For For
Board of Director
8 Re-elect Mr. Edward George aLord Georgea Mgmt For For For
as a Board of Director
NGK INSULATORS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J49076110 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For Against Against
17 Appoint a Corporate Auditor Mgmt For For For
18 Appoint a Corporate Auditor Mgmt For For For
19 Approve Payment of Bonuses to Directors Mgmt For For For
20 Amend the Compensation to be Received by Mgmt For For For
Directors
21 Amend the Compensation to be Received by Mgmt For For For
Corporate Auditors
22 Authorize Use of Stock Option Plan for Mgmt For For For
Directors
NINTENDO COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J51699106 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Amend the Articles of Incorporation Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Elect Mr. Matsumoto Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Elect Mr. Kimishima Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Director Mgmt For For For
17 Appoint a Corporate Auditor Mgmt For For For
18 Appoint a Corporate Auditor Mgmt For For For
19 Appoint a Corporate Auditor Mgmt For Against Against
20 Appoint Accounting Auditors Mgmt For For For
21 Amend the Compensation to be received Mgmt For For For
by Directors
NIPPON TELEGRAPH & TELEPHONE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J59396101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Elect Mr. Kobayashi Mgmt For For For
7 Appoint a Corporate Auditor Mgmt For For For
8 Appoint a Corporate Auditor Mgmt For For For
9 Appoint a Corporate Auditor Mgmt For For For
10 Appoint a Corporate Auditor Mgmt For For For
11 Appoint a Corporate Auditor Mgmt For Against Against
NOKIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X61873133 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocations of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For For For
6 Amend the Articles of Association Mgmt For For For
7 Approve the remuneration to the Members Mgmt For For For
of the Board of Directors
8 Approve the number of the Members of the Mgmt For For For
Board of Directors
9 Elect the Members of the Board of Mgmt For For For
Directors
10 Approve the Auditor(s) remuneration Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Approve to grant the stock options to Mgmt For For For
selected personnel of Nokia
13 Approve the reduction of the share issue Mgmt For For For
premium
14 Registration of Shares Subscribed Under Mgmt For For For
Stock Option Plan
15 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
16 Authorize the Board of Directors to Mgmt For For For
resolve to repurchase Nokia shares
NOMURA HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J59009159 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Amend the Articles of Incorporation Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Stock Option Plan Mgmt For For For
NOVARTIS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H5820Q150 03/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Allocation of Profits/Dividends Mgmt For For For
4 Approve the activities of the Board of Mgmt For For For
Directors
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item
7 Re-elect Mr. Hans-Joerg Rudloff as a Mgmt For For For
Director for a 3-year term
8 Re-elect Dr. H. C. Daniel Vasella as a Mgmt For For For
Director for a 3-year term
9 Elect Marjorie Yang Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Meeting Note
NUTRECO HOLDINGS NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N6508Y120 08/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Approve Dividends of EUR 9 Per Share Mgmt For For For
3.0 Close Meeting Mgmt
NUTRECO NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6508Y120 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Approve to determine the annual accounts Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Non-Voting Agenda Item
8 Ratification of Management Board Acts Mgmt For For For
9 Ratification of Supervisory Board Acts Mgmt For For For
10 Approve the Executive Board to introduce Mgmt For For For
a new Long Term Incentive Plan
11 Approve the remuneration of the Mgmt For For For
Supervisory Board
12 Appoint KPMG Accountants N.V. as the Mgmt For For For
External Auditor
13 Amendment to Articles Mgmt For For For
14 Amendment to Articles Mgmt For For For
15 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
16 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Re-appoint Mr. R. Zwartendijk as a Mgmt For For For
Supervisory Director
19 Re-appoint Mr. J. M. De Jong as a Mgmt For For For
Supervisory Director
20 Non-Voting Agenda Item
21 Non-Voting Agenda Item
NUTRECO NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6508Y120 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Amendments to Articles Regarding Share Mgmt For For For
Capital
4 Non-Voting Agenda Item
5 Amendments to Articles Regarding Share Mgmt For For For
Capital
6 Non-Voting Agenda Item
OPG GROEP NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6699U101 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Approve the adoption of the 2006 Mgmt For For For
financial statements.
5 Approve proposed dividend distribution. Mgmt For For For
6 Approve to discharge from liability the Mgmt For For For
members of the Board of Management.
7 Approve to discharge from liability the Mgmt For For For
members of the Supervisory Board.
8 Non-Voting Agenda Item
9 Election of Supervisory Board Members Mgmt For For For
10 Approve the amendment of the articles of Mgmt For For For
association (share split).
11 Amendments to Articles - Electronic Mgmt For For For
Communication
12 Approve the amendment of the articles of Mgmt For For For
association (other).
13 Authority to Carry Out Formalities Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Common Shares w/ Mgmt For For For
Preemptive Rights; Authority to Issue
Preference Shares
16 Authority to Issue Common Shares w/o Mgmt For For For
Preemptive Rights
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
OPG GROUP NV(FORMERLY APOTHEKERS COOPERATIE OPG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N6699U101 07/25/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Elect Member to Supervisory Board Mgmt For For For
3.0 Allow Questions Mgmt
4.0 Close Meeting Mgmt
PACIFIC BASIN SHIPPING LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G68437139 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2006
3 Re-elect Mr. Christopher R. Buttery as Mgmt For For For
an Executive Director
4 Re-elect Mr. Klaus Nyborg as an Mgmt For For For
Executive Director
5 Re-elect Mr. Wang Chunlin as an Mgmt For For For
Executive Director
6 Re-elect Mr. Jan Rindbo as an Executive Mgmt For For For
Director
7 Re-elect Mr. Daniel R. Bradshaw as an Mgmt For For For
Non-Executive Director
8 Re-elect Mr. Robert C. Nicholson as an Mgmt For For For
Independent Non-Executive Director
9 Re-elect Mr. Patrick B. Paul as an Mgmt For For For
Independent Non-Executive Director
10 Re-elect Mr. David M. Turnbull as an Mgmt For For For
Independent Non-Executive Director
11 Authorize the Board of Directors fix the Mgmt For For For
remuneration of the Directors
12 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
13 Issuance of Stock w/out Preemptive Rights Mgmt For For For
14 Repurchase of Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For For For
16 Authority to Issue Shares under Employee Mgmt For For For
Incentive Plan
PENNON GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G8295T171 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 35.1 Pence Per Mgmt For For For
Share
3.0 Approve Remuneration Report Mgmt For For For
4.0 Re-elect Kenneth Harvey as Director Mgmt For For For
5.0 Re-elect Colin Drummond as Director Mgmt For For For
6.0 Re-elect Dinah Nichols as Director Mgmt For For For
7.0 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
8.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9.0 Approve Share Sub-Division of Each Mgmt For For For
Issued and Unissued Existing Ordinary
Shares of 122 1/10 Pence Each Into Three
New Ordinary Shares of 40.7 Pence Each
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 30,178,532.70
11.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,241,070
12.0 Authorise Share Repurchase up to Mgmt For For For
11,860,884 Ordinary Shares; or if
Resolution 9 is Passed up to 35,582,654
Ordinary Shares
13.0 Authorise the Company to Make Donations Mgmt For For For
to EU Political Organisations and to
Incur EU Political Expenditure up to GBP
100,000
14.0 Approve Cancellation of Six Shares of Mgmt For For For
Nominal Value 11 1/10 Pence Each in the
Authorised but Unissued Ordinary Share
Capital
15.0 Approve Cancellation of 95,959,669 B Mgmt For For For
Shares of Nominal Value 110 Pence Each
and the 35,858,521 Deferred Shares of
110 Pence Each
PHONAK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H62042124 06/12/2007 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note TNA
2 Non-Voting Meeting Note TNA
3 Non-Voting Agenda Item TNA
4 Approve the appropriation of available Mgmt For TNA NA
earnings
5 Ratification of Management and Board Acts Mgmt For TNA NA
6 Elect the Group Auditors and of the Mgmt For TNA NA
Statutory Auditors
7 Change in Company Name Mgmt For TNA NA
8 Authority to Increase Share Capital Mgmt For TNA NA
PHONAK HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS H62042124 07/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Share Re-registration Consent Mgmt For For For
PHONAK HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS H62042124 07/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 0.50 per Share
3.0 Approve Discharge of Board and Senior Mgmt For For For
Management
4.1 Reelect Andy Rihs as Director Mgmt For For For
4.2 Reelect William Dearstyne as Director Mgmt For For For
4.3 Reelect Michael Jacobi as Director Mgmt For For For
4.4 Reelect Robert Spoerry as Director Mgmt For For For
5.0 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
PT SEMEN GRESIK TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y7142G150 07/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Construction of New Cement Mgmt For Against Against
Factory
2.0 Approve Pledging of Assets for Debt Mgmt For Against Against
3.0 Approve Corporate Guarantee Mgmt For Against Against
4.0 Amend Articles of Association Mgmt For Against Against
5.0 Other Business Mgmt For Against Against
PT SEMEN GRESIK TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y7142G150 09/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Amend Articles of Association Mgmt For Against Against
2.0 Elect Directors and Commissioners Mgmt For For For
REALTEK SEMICONDUCTOR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7220N101 01/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the capital reduction in cash Mgmt For For For
return
2 Non-Voting Agenda Item
REALTEK SEMICONDUCTOR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7220N101 06/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Receive the business operation results Mgmt For For For
and financial statements of 2006
2 Receive the financial statements of 2006 Mgmt For For For
by Company Supervisors
3 Approve the status of endorsements and Mgmt For For For
guarantees
4 Approve the status of acquisition or Mgmt For For For
disposal of substantial assets
5 Approve the report of the status of Mgmt For For For
treasury stocks
6 Approve to set up the rules of order of Mgmt For For For
the Board of Directors
7 Approve the business reports and Mgmt For For For
financial statement of 2006
8 Approve the distribution of profits of Mgmt For For For
2006
9 Authority to Increase Paid-in Capital Mgmt For For For
10 Amend the procedure of acquisition or Mgmt For Abstain NA
disposal of substantial assets
11 Amend the Articles of Incorporation Mgmt For Abstain NA
12 Approve to allow the Directors to hold Mgmt For Against Against
responsibilities with competitors
13 Non-Voting Agenda Item
14 Non-Voting Meeting Note
ROCHE HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H69293217 03/05/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Meeting Note
RONA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 776249104 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. D. Bradstreet Daughney as a Mgmt For For For
Director
2 Elect Mr. Louise Caya as a Director Mgmt For For For
3 Elect Mr. Pierre Ducros as a Director Mgmt For For For
4 Elect Mr. Robert Dutton as a Director Mgmt For For For
5 Elect Mr. Jean Gaulin as a Director Mgmt For For For
6 Elect Mr. Jean-Guy Hobert as a Director Mgmt For For For
7 Elect Mr. J. Spencer Lanthier as a Mgmt For Against Against
Director
8 Elect Mr. Alain Michel as a Director Mgmt For For For
9 Elect Mr. James Pantelidis as a Director Mgmt For For For
10 Elect Mr. Robert Sartor as a Director Mgmt For For For
11 Elect Mr. Louis A. Tanguay as a Director Mgmt For For For
12 Elect Mr. Jocelyn Tremblay as a Director Mgmt For For For
13 Elect Mr. Jean-Roch Vachon as a Director Mgmt For For For
14 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
15 Amend the RONA INC. s Shares Option Plan Mgmt For For For
ROYAL BANK OF CANADA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 780087102 03/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. W.G. Beattie as a Director Mgmt For For For
2 Elect Mr. G.A. Cohon as a Director Mgmt For For For
3 Elect Mr. D.T. Elix as a Director Mgmt For For For
4 Elect Mr. J.T. Ferguson as a Director Mgmt For For For
5 Elect Mr. P. Gauthier as a Director Mgmt For For For
6 Elect Mr. T.J. Hearn as a Director Mgmt For For For
7 Elect Mr. A.D. Laberge as a Director Mgmt For For For
8 Elect Mr. J. Lamarre as a Director Mgmt For For For
9 Elect Mr. B.C. Louie as a Director Mgmt For For For
10 Elect Mr. M.H. Mccain as a Director Mgmt For For For
11 Elect Mr. G.M. Nixon as a Director Mgmt For For For
12 Elect Mr. D.P. O Brien as a Director Mgmt For For For
13 Elect Mr. R.B. Peterson as a Director Mgmt For For For
14 Elect Mr. J.P. Reinhard as a Director Mgmt For For For
15 Elect Mr. K.P. Taylor as a Director Mgmt For For For
16 Elect Mr. V.L. Young as a Director Mgmt For For For
17 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
18 Amend the Royal Bank s Stock Option Plan Mgmt For For For
19 Shareholder Proposal Regarding Increased ShrHoldr Against Against For
Disclosure of Compensation Advisors'
Services and Fees
20 Shareholder Proposal Regarding Linking ShrHoldr Against Against For
Executive Pay to Average Employee Wage,
Costs of the Bank and Performance
21 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Options
22 Shareholder Proposal Regarding the ShrHoldr Against Against For
Service of Women on the Board of
Directors
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Financial Statements of
Subsidiaries
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Hedge Fund Activities
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Definition of Independence
ROYAL BANK OF SCOTLAND GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G76891111 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Declare a final dividend on the ordinary Mgmt For For For
shares
4 Re-elect Mr. L.K. Fish as a Director Mgmt For For For
5 Re-elect Sir. Fred Goodwin as a Director Mgmt For For For
6 Re-elect Mr. A.S. Hunter as a Director Mgmt For For For
7 Re-elect Mr. C.J. Koch as a Director Mgmt For Against Against
8 Re-elect Mr. J.P. MacHale as a Director Mgmt For For For
9 Re-elect Mr. G.F. Pell as a Director Mgmt For For For
10 Re-appoint Deloitte and Touche LLP as Mgmt For For For
the Auditors
11 Authorize the Audit Committee to fix the Mgmt For For For
remuneration of the Auditors
12 Grant authority a bonus issue Mgmt For For For
13 Approve to renew the Directors Mgmt For For For
authority to allot ordinary shares
14 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
15 Approve to allow the purchase of its own Mgmt For For For
shares by the Company
16 Approve the 2007 Executive Share Option Mgmt For Against Against
Plan
17 Approve the 2007 Sharesave Plan Mgmt For For For
18 Amendments to Articles Regarding Mgmt For For For
Electronic Communication
SAINT GOBAIN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F80343100 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Accounts and Reports Mgmt For For For
3 Consolidated Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends; Mgmt For For For
Acknowledgment of Previous Profit
Distributions
5 Related Party Transactions Mgmt For For For
6 Authority to Trade in Company Stock Mgmt For For For
7 Ratification of the Co-Option of Bernard Mgmt For For For
Cusenier; Elect Bernard Cusenier
8 Elect Gerard Mestrallet Mgmt For For For
9 Elect Denis Ranque Mgmt For For For
10 Elect Robert Chevrier Mgmt For For For
11 Elect Yuko Harayama Mgmt For For For
12 Replacement of Deputy Auditor Mgmt For For For
13 Authority to Issue Shares and Mgmt For For For
Convertible Securities w/ Preemptive
Rights; Authority to Issue Debt
Instruments
14 Authority to Issue Shares and Mgmt For For For
Convertible Securities w/out Preemptive
Rights; Authority to Issue Debt
Instruments
15 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
16 Authority to Increase Capital through Mgmt For For For
Capitalizations
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under Employee
Savings Plan
18 Authority to Grant Stock Options to Mgmt For For For
Purchase Stock
19 Authority to Issue Restricted Stock Mgmt For For For
under Employee Stock Option Plan
20 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
21 Authority to Issue Warrants as a Mgmt For Against Against
Takeover Defense
22 Authority to Carry Out Legal Formalities Mgmt For For For
SAMSUNG ENGINEERING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7472L100 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Approve the partial amendment of the Mgmt For For For
Articles of Incorporation
3 Election of Directors (Slate) Mgmt For For For
4 Election of Corporate Auditors Mgmt For Against Against
5 Approve the Directors remuneration limit Mgmt For Against Against
6 Approve the Auditors remuneration limit Mgmt For For For
SBM OFFSHORE N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N7752F148 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Adopt the financial statements 2006 Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Ratification of Management Board Acts Mgmt For For For
10 Ratification of Supervisory Board Acts Mgmt For For For
11 Elect J.D.R.A. Bax Mgmt For For For
12 Elect H.C. Rothermund Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
16 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
SCHNEIDER ELECTRIC SA,RUEIL MALMAISON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F86921107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends; Mgmt For For For
Acknowledgment of Previous Profit
Distributions
6 Related Party Transaction involving the Mgmt For Against Against
AXA Group
7 Related Party Transaction involving Mgmt For For For
Jean-Pascal Tricoire
8 Authority to Trade in Company Stock Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Shares w/ Preemptive Mgmt For Against Against
Rights; Authority to Issue Convertible
Securities
12 Authority to Issue Shares w/out Mgmt For Against Against
Preemptive Rights; Authority to Issue
Convertible Securities
13 Authority to Increase Share Issuance Mgmt For Against Against
Limit
14 Authority to Increase Capital in case of Mgmt For For For
Exchange Offer or in Consideration for
Contributions in Kind
15 Authority to Issue Restricted Stock Mgmt For For For
under Employee Stock Option Plan
16 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
17 Authority to Increase Capital for Mgmt For For For
Employee Benefits
18 Authority to Carry Out Legal Formalities Mgmt For For For
19 SHP Regarding End to Cap on Voting Rights ShrHoldr Against For Against
SHIMAMURA COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J72208101 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
SIAM COMMERCIAL BANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7905M113 04/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve the minutes of the AGM of Mgmt For For For
shareholders No.183 held on 04 AP 2006
3 Annual Reports Mgmt For For For
4 Approve the financial statements for the Mgmt For For For
FYE 31 DEC 2006
5 Allocation Of Profits/Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Re-elect Mr. Sumate Tanthuwanit as the Mgmt For For For
Director
8 Re-elect Mr. Kannikar Chalitaporn as a Mgmt For For For
Director
9 Re-elect Mr. Anand Panyarachun as a Mgmt For For For
Director
10 Re-elect Mr. Vicharn Panich as a Director Mgmt For For For
11 Elect Mr. Chumpol Na Lmlieng as the New Mgmt For For For
Director
12 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
13 Amendment of Articles Mgmt For For For
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect TANG Yong Mgmt For For For
2 Elect ZHANG Zhiying Mgmt For For For
3 Elect ZHANG Wensheng Mgmt For For For
4 Elect GAO Chun Mgmt For For For
5 Elect ZHOU Liming Mgmt For For For
6 Elect WANG Shuanming Mgmt For For For
7 Elect LIU Mingli Mgmt For For For
8 Elect ZHANG Yang Mgmt For For For
9 Elect LUO Xia Mgmt For For For
10 Elect FENG Jian Mgmt For For For
11 Elect ZHAO Zesong Mgmt For For For
12 Elect FENG Bing as Supervisor Mgmt For For For
13 Elect HOU Bin as Supervisor Mgmt For For For
14 Elect OUYANG Huajie as Supervisor Mgmt For For For
15 Elect HE Kun as Supervisor Mgmt For For For
16 Elect Jian Shixi as Supervisor Mgmt For For For
17 Elect Yang Jinfan as Supervisor Mgmt For For For
18 Approve Service Agreements Mgmt For Abstain NA
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Receive and approve the audited Mgmt For For For
financial report for the year of 2006
4 Allocation of Profits/Dividends Mgmt For For For
5 Approve the financial budget proposal Mgmt For For For
for the year of 2007
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D69671218 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Agenda Item
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the acts of the Board of Mgmt For Against Against
Managing Directors
5 Ratification of the acts of the Mgmt For Against Against
Supervisory Board
6 Appointment of Auditors for the Mgmt For For For
2006/2007 FY: KPMG, Berlin and Frankfurt
7 Authority to Repurchase Shares Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note
11 Non-Voting Meeting Note
SILICONWARE PRECISION COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7934R109 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Approve the capitalization of the Mgmt For For For
retained earnings
8 Amend the Company s Articles of Mgmt For For For
Incorporation
9 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
10 Non-Compete Restrictions for Directors Mgmt For Against Against
11 Non-Voting Agenda Item
SINOPEC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15010104 01/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
2 Issuance of Convertible Bonds Outside Mgmt For For For
Mainland China
3 Authority to Deal with Matters in Mgmt For For For
connection with Issuance of Covertible
Bonds
4 Issuance of Corporate Bonds Mgmt For For For
5 Authority to Deal with Matters in Mgmt For For For
connection with Issuance of Corporate
Bonds
SINOPEC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15010104 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
8 Construction Project Mgmt For For For
9 Authority to Issue Debenture Mgmt For For For
10 Authority to Transact Legal Formalities Mgmt For For For
SMIT INTERNATIONALE N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N81047172 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Approve the report of the Management Mgmt For For For
Board on the FY 2006
4 Approve to determine the annual account Mgmt For For For
2006
5 Approve the Dividend and Reservation Mgmt For For For
Policy
6 Approve the dividend appropriation Mgmt For For For
7 Grant discharge to the Management Board Mgmt For For For
8 Grant discharge to the Supervisory Board Mgmt For For For
9 Approve the Remuneration Policy of Mgmt For For For
Supervisory Board
10 Appoint KPMG as the Auditor Mgmt For For For
11 Grant authority to repurchase Company Mgmt For For For
shares
12 Authority to Issue Shares w/ or w/out Mgmt For For For
Pre-emptive Rights
13 Routine Meeting Item Mgmt For For For
14 Non-Voting Agenda Item
15 Non-Voting Agenda Item
SONY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J76379106 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Howard Stringer Mgmt For For For
2 Elect Ryoji Chubachi Mgmt For For For
3 Elect Katsumi Ihara Mgmt For For For
4 Elect Akishige Okada Mgmt For For For
5 Elect Hirobumi Kawano Mgmt For For For
6 Elect Yotaro Kobayashi Mgmt For For For
7 Elect Sakie Tachibana Fukushima Mgmt For For For
8 Elect Yoshihiko Miyauchi Mgmt For For For
9 Elect Yoshihiko Miyauchi Mgmt For For For
10 Elect Peter Bonfield Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Elect Ned Lautenbach Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint Accounting Auditors Mgmt For For For
16 Authorize Use of Stock Options Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Additional Disclosure
STADA ARZNEIMITTEL AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D76226113 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Resolution on the appropriation of the Mgmt For For For
annual balance sheet profits
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Appointment of the auditor for the 2007 Mgmt For For For
financial year
7 Authority to Repurchase Shares Mgmt For For For
8 Approve New "Authorized Capital" Mgmt For For For
9 Approve "Conditional Capital 2007/II" Mgmt For For For
10 Non-Voting Meeting Note
STANTEC INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 85472N109 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Mr. Anthony P. Franceschini as a Mgmt For For For
Director
2 Elect Mr. Robert J. Bradshaw as a Mgmt For For For
Director
3 Elect Mr. Ivor M. Ruste as a Director Mgmt For For For
4 Elect Mr. Aram H. Keith as a Director Mgmt For For For
5 Elect Mr. William D. Grace as a Director Mgmt For For For
6 Elect Mr. Susan E. Hartman as a Director Mgmt For For For
7 Elect Mr. Robert R. Mesel as a Director Mgmt For For For
8 Elect Mr. Ronald Triffo as a Director Mgmt For For For
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 Amendment to Stock Option Plan Mgmt For For For
11 US Employee Share Purchase Plan Mgmt For For For
SUMITOMO RUBBER INDUSTRIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J77884112 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Elect Mr. Takahashi Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint Accounting Auditors Mgmt For For For
15 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
16 Amend the Compensation to be Received by Mgmt For For For
Corporate Officers
SWISS REINSURANCE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H84046137 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Accounts and Reports Mgmt For For For
5 Approve to allocate the disposable profit Mgmt For For For
6 Grant discharge to the Board of Mgmt For For For
Directors and the Executive Committee
7 Approve to reduce the share capital Mgmt For For For
8 Authority to Cancel Conditional Capital Mgmt For For For
9 Authority to Reduce Conditional Capital Mgmt For For For
for Bonds
10 Approve the 2007-2010 Share Buy-Back Mgmt For For For
Programme
11 Re-elect Mr. Raymund Breu to the Board Mgmt For For For
of Directors
12 Re-elect Jr. John F. Smith to the Board Mgmt For For For
of Directors
13 Elect Mr. Hans Ulrich Maerki to the Mgmt For For For
Board of Directors
14 Appointment of Auditor Mgmt For For For
TAIHEIYO CEMENT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J7923L110 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Election of Directors Mgmt For For For
4 Appoint a Corporate Auditor Mgmt For For For
5 Appoint a Corporate Auditor Mgmt For For For
6 Amend the Compensation to be received by Mgmt For Against Against
Directors
7 Special Allowances Mgmt For For For
8 Approve Provision of Retirement Mgmt For For For
Allowance for Retiring Corporate Auditors
TAKEDA PHARMACEUTICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J8129E108 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Allocation of Profits/Dividends Mgmt For For For
3 Partial Amendments to the Articles of Mgmt For For For
Incorporation
4 Election of a Director Mgmt For For For
5 Election of a Director Mgmt For For For
6 Election of a Director Mgmt For For For
7 Election of a Director Mgmt For For For
8 Election of a Corporate Auditor Mgmt For For For
9 Election of an Independent Auditor Mgmt For For For
10 Payment of bonus allowances to Directors Mgmt For Against Against
and Corporate Auditors
11 Retirement Allowances Mgmt For For For
TELEFONICA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 879382109 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
4 Re-election of Mr. Cesar Alierta Izuel. Mgmt For For For
5 Re-election of Mr. Maximino Carpio Mgmt For For For
Garcia.
6 Re-election of Mr. Gonzalo Hinojosa Mgmt For For For
FernAndez de Angulo.
7 Re-election of Mr. Pablo Isla Alvarez de Mgmt For For For
Tejera.
8 Re-election of Mr. Enrique Used Aznar. Mgmt For For For
9 Re-election of Mr. Gregorio Mgmt For For For
Villalabeitia Galarraga.
10 Elect Jose Alvarez-Pallete Lopez Mgmt For Against Against
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
14 Amend Articles 14, 16, 18, 19 and 20 Mgmt For For For
15 Amend Articles 17 and 20 Mgmt For For For
16 Amend Articles 24, 25, 27, 30 and 31 Mgmt For For For
17 Amend Article 5 Mgmt For For For
18 Amend Articles 7, 8, 9 and 10 Mgmt For For For
19 Amend Articles 7, 15, 17 and 20 Mgmt For For For
20 Amend Articles 21 and 24 Mgmt For For For
21 Authority to Carry Out Formalities Mgmt For For For
22 Non-Voting Meeting Note
23 Non-Voting Meeting Note
24 Non-Voting Meeting Note
TELEKOM MALAYSIA BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8578H118 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Muhammad Radzi Haji Mansor Mgmt For For For
4 Elect Prabahar N. K. Singam Mgmt For For For
5 Directors' Fee Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 Issuance of Stock w/out Preemptive Rights Mgmt For For For
8 Non-Voting Agenda Item
TELEKOM MALAYSIA BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8578H118 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Related Party Transactions Mgmt For For For
2 Increase in Authorized Capital Mgmt For For For
3 Authority to Issue Preferred Stock Mgmt For For For
4 Authority to Issue Preferred Stock Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Memorandums Mgmt For For For
THE SWATCH GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H83949141 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Receive the 2006 annual report of the Mgmt For For For
Board of Directors
3 Presentation of Accounts Mgmt For For For
4 Receive the Statutory Auditors report Mgmt For For For
and the report of the Group Auditors
5 Approve the reports and the financial Mgmt For For For
statements
6 Grant discharge to the Board of Directors Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Re-elect Ms. Esther Grether as a Director Mgmt For For For
9 Re-elect Ms. Nayla Hayek as a Director Mgmt For Against Against
10 Re-elect Mr. Peter Gross as a Director Mgmt For For For
11 Re-elect Mr. Nicolas Hayek as a Director Mgmt For Against Against
12 Re-elect Ms. Claude Nicollier as a Mgmt For For For
Director
13 Re-elect Mr. Johann Schneider-Ammann as Mgmt For Against Against
a Director
14 Re-elect Mr. Ernst Tanner as a Director Mgmt For For For
15 Ratify PricewaterhouseCoopers AG as the Mgmt For For For
Auditors
16 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
THYSSENKRUPP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D8398Q119 01/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Increase Authorized Capital Mgmt For For For
9 Amend Article 9 Mgmt For Against Against
10 Supervisory Board Members' Fees Mgmt For For For
11 Amend Article 3 Mgmt For For For
12 Non-Voting Meeting Note
TNT N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N86672107 09/29/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Approve Sale of the Logistics Division Mgmt For For For
3.0 Cancel Company Treasury Shares Mgmt For For For
4.0 Allow Questions Mgmt
5.0 Close Meeting Mgmt
TNT NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N86672107 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Adopt the 2006 financial statements Mgmt For For For
7 Approve the reserves and dividend Mgmt For For For
guidelines
8 Approve the determination and Mgmt For For For
distribution of dividend
9 Grant discharge from liability of the Mgmt For For For
Members of the Board of Management
10 Grant discharge from liability of the Mgmt For For For
Members of the Supervisory Board
11 Adopt the amendments to the Remuneration Mgmt For Against Against
Policy for the Board of Management
12 Non-Voting Agenda Item
13 Non-Voting Agenda Item
14 Non-Voting Agenda Item
15 Appoint Mr. R.Dahan as a Member of the Mgmt For For For
Supervisory Board
16 Appoint Mr. V. Halberstadt as a Member Mgmt For For For
of the Supervisory Board
17 Appoint Mr. W. Kokas as a Member of the Mgmt For For For
Supervisory Board
18 Appoint Mrs. M. Harris as a Member of Mgmt For For For
the Supervisory Board
19 Non-Voting Agenda Item
20 Authority to Issue Common Shares w/ Mgmt For For For
Preemptive Rights
21 Authority to Issue Preferred Stock Mgmt For Against Against
22 Authority to Issue Common Shares w/out Mgmt For For For
Preemptive Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Approve the reduction of the issued Mgmt For For For
capital by cancellation of own shares
25 Amend the Articles of Association of Mgmt For For For
conversion of the special share
26 Amendments to Articles Mgmt For For For
27 Non-Voting Agenda Item
28 Non-Voting Agenda Item
29 Non-Voting Agenda Item
TOKYO ELECTRIC POWER COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J86914108 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Allocation of Profits/Dividends Mgmt For For For
3 Partial Amendments to the Articles of Mgmt For For For
Incorporation
4 Election of a Director Mgmt For For For
5 Election of a Director Mgmt For For For
6 Election of a Director Mgmt For For For
7 Election of a Director Mgmt For Against Against
8 Election of a Director Mgmt For For For
9 Election of a Director Mgmt For For For
10 Election of a Director Mgmt For For For
11 Election of a Director Mgmt For Against Against
12 Election of a Director Mgmt For For For
13 Election of a Director Mgmt For For For
14 Election of a Director Mgmt For For For
15 Election of a Director Mgmt For For For
16 Election of a Director Mgmt For For For
17 Election of a Director Mgmt For For For
18 Election of a Director Mgmt For For For
19 Election of a Director Mgmt For For For
20 Election of a Director Mgmt For For For
21 Election of a Director Mgmt For For For
22 Election of a Director Mgmt For For For
23 Election of an Auditor Mgmt For For For
24 Election of an Auditor Mgmt For Against Against
25 Payment of Bonuses to Directors Mgmt For For For
26 Revision of Remuneration Paid to Mgmt For For For
Directors and Auditors
27 Shareholder Proposal Regarding Increase ShrHoldr Against Against For
in Dividend/Redistribution of Profits
28 Shareholder Proposal Regarding Director ShrHoldr Against For Against
Compensation
29 Shareholder Proposal Regarding ShrHoldr Against For Against
Prevention of Fraud
30 Shareholder Proposal Regarding ShrHoldr Against Against For
Responsible Advertisement
31 Shareholder Proposal Regarding Amendment ShrHoldr Against Against For
to Articles
TOKYO GAS COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J87000105 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Approve Appropriation of Retained Mgmt For For For
Earnings
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Election of Statutory Auditors Mgmt For For For
TOKYU LAND CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J88849120 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2 Appoint a Corporate Auditor Mgmt For For For
3 Appoint a Corporate Auditor Mgmt For For For
4 Appoint a Corporate Auditor Mgmt For For For
5 Appoint a Corporate Auditor Mgmt For For For
6 Retirement Allowances and Condolence Mgmt For For For
Payment for Directors and Statutory
Auditors
7 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F92124100 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Authority to Trade in Company Stock Mgmt For For For
8 Elect Thierry Desmarest Mgmt For For For
9 Elect Thierry de Rudder Mgmt For For For
10 Elect Serge Tchuruk Mgmt For For For
11 Elect Daniel Boeuf Mgmt For For For
12 Elect Philippe Marchandise Mgmt For For For
13 Appoint Mr. Mohamed Zaki as a Director Mgmt For For For
for a 3-year period
14 Approve to award total annual fees of Mgmt For For For
for EUR 1,100,000.00 to the Directors
15 Authority to Increase Shares w/ Mgmt For Against Against
Preemptive Rights
16 Authority to Increase Shares w/out Mgmt For Against Against
Preemptive Rights
17 Authority to Increase Capital under Mgmt For For For
Employee Savings Plan
18 Authority to Grant Stock Options to Mgmt For For For
Purchase Stock
19 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
20 Amendments to Articles Mgmt For For For
21 Amend the Article 17-2 of the Bylaws as Mgmt For For For
specified
22 Amend the Article 17-2 of the By-laws as Mgmt For For For
specified
23 SHP Regarding Election of Employee ShrHoldr For
Shareholder Representative "Proposal A"
24 SHP Regarding Authority to Issue ShrHoldr For
Restricted Stock "Proposal B"
25 Approve to repeal the voting limitation ShrHoldr For
existing in the Bylaws of Total SA
TOYOTA MOTOR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J92676113 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Appropriation of Profits Mgmt For For For
2 Appoint a Director Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Elect Mr. Kinoshita Mgmt For For For
9 Elect Mr. Uchiyamada Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Elect Mr. A. Toyota Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Elect Mr. Tachibana Mgmt For For For
17 Appoint a Director Mgmt For For For
18 Appoint a Director Mgmt For For For
19 Appoint a Director Mgmt For For For
20 Appoint a Director Mgmt For For For
21 Elect Mr. S. Toyota Mgmt For For For
22 Appoint a Director Mgmt For For For
23 Appoint a Director Mgmt For For For
24 Appoint a Director Mgmt For For For
25 Appoint a Director Mgmt For For For
26 Appoint a Director Mgmt For For For
27 Appoint a Director Mgmt For For For
28 Appoint a Director Mgmt For For For
29 Elect Mr. Furuhashi Mgmt For For For
30 Appoint a Director Mgmt For For For
31 Elect Mr. James Press Mgmt For For For
32 Appoint a Corporate Auditor Mgmt For For For
33 Appoint a Corporate Auditor Mgmt For For For
34 Appoint a Corporate Auditor Mgmt For For For
35 Appoint a Corporate Auditor Mgmt For For For
36 Appoint Accounting Auditors Mgmt For For For
37 Authorize Use of Stock Options Mgmt For For For
38 Approve Purchase of Own Shares Mgmt For For For
39 Approve Provision of Retirement Mgmt For Against Against
Allowance for Corporate Auditors
40 Approve Payment of Bonuses to Directors Mgmt For For For
and Corporate Auditors
TRIPOD TECHNOLOGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8974X105 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Approve to ratify the 2006 business and Mgmt For For For
financial reports
8 Allocation of Profits/Dividends Mgmt For For For
9 Authority to Increase Paid-in Capital Mgmt For For For
10 Amend the Articles of Incorporation Mgmt For For For
11 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
12 Non-Voting Agenda Item
TSAKOS ENERGY NAVIGATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNP CUSIP9 G9108L108 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect D. John Stravropoulos Mgmt For For For
1.2 Elect Peter Nicholson Mgmt For For For
1.3 Elect Aristides Patrinos, Ph.D Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 RATIFICATION OF ERNST & YOUNG, ATHENS AS Mgmt For For For
AUDITORS.
4 AUTHORIZATION OF THE REMUNERATION OF Mgmt For For For
DIRECTORS.
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Approve the appropriation of retained Mgmt For For For
earnings and dividend for FY 2006
5 Ratification of Board and Management Acts Mgmt For For For
6 Re-elect Mr. Stephan Haeringer as a Mgmt For For For
Board Member
7 Re-elect Mr. Helmut Panke as a Board Mgmt For For For
Member
8 Re-elect Mr. Peter Spuhler as a Board Mgmt For For For
Member
9 Elect Mr. Sergio Marchionne as a new Mgmt For For For
Board Member
10 Elect the Group and Statutory Auditors Mgmt For For For
11 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
12 Approve a new Share Buyback Program for Mgmt For For For
2007-2010
UMICORE (FRMLY UNION MINIERE S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS B95505119 10/24/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Receive Report of the Board of Directors Mgmt
on the Authorized Capital
1.2 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights
2.0 Authorize Reissuance of Repurchased Mgmt For For For
Shares
3.1 Receive Report of the Board of Directors Mgmt
on the Merger through Absorption of
Umicore Immo
3.2 Approve Merger by Absorption of Umicore Mgmt For For For
Immo
UMICORE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B95505119 03/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Amend Article 7 Mgmt For For For
4 Amend Article 18 Mgmt For For For
5 Approve the acquisition of own shares Mgmt For For For
6 Non-Voting Meeting Note
7 Non-Voting Meeting Note
UNITED OVERSEAS BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V96194127 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Issue Repurchased Shares Mgmt For For For
2 Adoption of the UOB Performance Share Mgmt For For For
Plan
3 Amendments to Articles Mgmt For For For
UNITED OVERSEAS BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V96194127 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Approve the Directors fees of SGD Mgmt For For For
700,000 for 2006
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5 Re-elect Mr. Wee Ee Cheong as a Director Mgmt For For For
6 Re-elect Mr. Wong Meng Meng as a Director Mgmt For For For
7 Elect WEE Cho Yaw Mgmt For Against Against
8 Elect LIM Pin Mgmt For For For
9 Issuance of Stock w/ or w/out Preemptive Mgmt For For For
Rights
10 Authority to Issue Preferred Stock Mgmt For Abstain NA
USG PEOPLE NV (FRMELY UNITED SERVICES GROUP AND UNIQUE INTERNATIONAL)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS N9040V109 10/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Open Meeting Mgmt
2.0 Receive Report on the Share Split Mgmt
3.0 Amend Articles Mgmt For For For
4.0 Other Business (Non-Voting) Mgmt
5.0 Close Meeting Mgmt
VACON PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X9582Y106 03/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For For For
6 Approve the remuneration of the Board Mgmt For For For
Members
7 Approve the remuneration of the Mgmt For For For
Auditorasa
8 Approve the number of the Board Members Mgmt For For For
9 Election of Directors Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Amend the Articles of Association Mgmt For For For
12 Authorize the Board to decide on Mgmt For For For
acquiring the Company s own shares
13 Authorize the Board to decide on Mgmt For For For
disposing the Company s own shares
VEDANTA RESOURCES PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS G9328D100 08/02/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 14.3 US Cents Mgmt For For For
Per Ordinary Share
4.0 Re-elect Anil Agarwal as Director Mgmt For For For
5.0 Re-elect Shailendra Tamotia as Director Mgmt For For For
6.0 Re-elect Naresh Chandra as Director Mgmt For For For
7.0 Reappoint Deloitte & Touche LLP as Mgmt For For For
Auditors of the Company
8.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
9.0 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights up to USD 3,275,956
Pursuant with the USD 725 Million 4.60
Percent Guaranteed Convertible Bonds Due
2026 Issued by Vedanta Finance (Jersey)
Ltd; Otherwise, up to USD 9,558,417
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,433,905
11.0 Authorise 28,678,119 Ordinary Shares for Mgmt For For For
Market Purchase
WCT ENGINEERING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9532D102 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect LIANG Kai Chong Mgmt For For For
4 Elect CHOE Kai Keong Mgmt For Against Against
5 Elect CHEAH Hon Kuen Mgmt For For For
6 Elect LOH Siew Choh Mgmt For For For
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
9 Related Party Transactions Mgmt For For For
10 Related Party Transactions Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Stock Option Grants Mgmt For For For
WCT ENGINEERING BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9532D102 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Issuance of Bonus Shares Mgmt For For For
2 Issuance of Irredeemable Convertible Mgmt For For For
Preference Shares
3 Increase in Authorized Capital Mgmt For For For
4 Authority to Issue Debt Instruments Mgmt For For For
5 Amendments to Articles Mgmt For For For
WING TAI HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS V97973107 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Divestiture Mgmt For For For
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS Y9892H107 08/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Amend Articles of Association Mgmt For For For
2.1 Elect Chen Jinghe as Director Mgmt For For For
2.2 Elect Liu Xiaochu as Director Mgmt For For For
2.3 Elect Luo Yingnan as Director Mgmt For For For
2.4 Elect Lan Fusheng as Director Mgmt For For For
2.5 Elect Huang Xiaodong as Director Mgmt For For For
2.6 Elect Zou Laichang as Director Mgmt For For For
2.7 Elect Ke Xiping as Director Mgmt For For For
2.8 Elect Su Congfu as Director Mgmt For For For
2.9 Elect Chen Yichuan as Director Mgmt For For For
2.10 Elect Lin Yongjing as Director Mgmt For For For
2.11 Elect Loong Ping Kwan as Director Mgmt For For For
3.101 Elect Zheng Jingxing as Supervisor Mgmt For For For
Representing Shareholders
3.102 Elect Xu Qiang as Supervisor Mgmt For For For
Representing Shareholders
3.103 Elect Lin Jingtian as Supervisor Mgmt For For For
Representing Shareholders
3.200 Elect Lan Liying as Supervisor Mgmt For For For
Representing the Staff and Workers
3.300 Elect Zhang Yumin as Supervisor Mgmt For For For
Representing the Staff and Workers
4.0 Authorize Board to Enter into Service Mgmt For For For
Contract and/or Appointment Letter With
Each of the Newly Elected Directors and
Supervisors, Respectively
5.0 Authorize Board to Fix the Remuneration Mgmt For For For
of Directors and Supervisors
ZURICH FINANCIAL SERVICES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H9870Y105 04/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Acts Mgmt For For For
6 Authority to Increase Conditional Capital Mgmt For For For
7 Re-elect Mr. Armin Meyer to the Board of Mgmt For For For
Directors
8 Re-elect Mr. Rolf Watter to the Board of Mgmt For For For
Directors
9 Re-elect the Statutory Auditors and the Mgmt For For For
Group Auditors
10 Non-Voting Meeting Note
ITEM 12 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON LEISURE AND CONSUMER STAPLES FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
A.C. MOORE ARTS & CRAFTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACMR CUSIP9 00086T103 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Joseph F. Coradino Mgmt For For For
1.2 Elect Director William Kaplan Mgmt For For For
1.3 Elect Director Lori J. Schafer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
ALBERTO-CULVER CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACV CUSIP9 013068101 11/10/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Adoption of Investment Agreement and Mgmt For For For
Transactions of Holding Company Merger
and New Sally Share Issuance
ALTRIA GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP9 02209S103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Elizabeth Bailey Mgmt For For For
1.2 Elect Harold Brown Mgmt For For For
1.3 Elect Mathis Cabiallavetta Mgmt For For For
1.4 Elect Louis Camilleri Mgmt For For For
1.5 Elect J.Dudley Fishburn Mgmt For For For
1.6 Elect Robert Huntley Mgmt For For For
1.7 Elect Thomas Jones Mgmt For For For
1.8 Elect George Munoz Mgmt For For For
1.9 Elect Lucio Noto Mgmt For For For
1.10 Elect John Reed Mgmt For For For
1.11 Elect Stephen Wolf Mgmt For For For
2 RATIFICATION OF THE SELECTION OF Mgmt For For For
INDEPENDENT AUDITORS
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding Informing ShrHoldr Against Against For
Children of Their Rights if Forced to
Incur Secondhand Smoke
5 Shareholder Proposal Regarding Stopping ShrHoldr Against Against For
All Company-Sponsored "Campaigns"
Allegedly Oriented to Prevent Youth From
Smoking
6 Shareholder Proposal Regarding Getting ShrHoldr Against Against For
Out of the Traditional Tobacco Business
by 2010
7 Shareholder Proposal Regarding Adoption ShrHoldr Against Against For
of an Animal Welfare Policy
BUFFALO WILD WINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BWLD CUSIP9 119848109 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 SET THE NUMBER OF DIRECTORS AT EIGHT (8) Mgmt For For For
2.1 Elect Sally Smith Mgmt For For For
2.2 Elect Kenneth Dahlberg Mgmt For For For
2.3 Elect Dale Applequist Mgmt For For For
2.4 Elect Robert MacDonald Mgmt For For For
2.5 Elect Warren Mack Mgmt For Withhold Against
2.6 Elect J. Maggard Mgmt For Withhold Against
2.7 Elect Michael Johnson Mgmt For For For
2.8 Elect James Damian Mgmt For For For
3 APPROVE AN AMENDMENT TO 2003 EQUITY Mgmt For For For
INCENTIVE PLAN
4 APPROVE THE CASH INCENTIVE PLAN Mgmt For For For
BUNGE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BG CUSIP9 G16962105 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO ELECT AS CLASS I DIRECTOR: JORGE Mgmt For For For
BORN, JR.
2 TO ELECT AS CLASS I DIRECTOR: BERNARD DE Mgmt For For For
LA TOUR D AUVERGNE LAURAGUAIS
3 TO ELECT AS CLASS I DIRECTOR: WILLIAM Mgmt For For For
ENGELS
4 TO ELECT AS CLASS I DIRECTOR: L. PATRICK Mgmt For For For
LUPO
5 TO ELECT AS CLASS II DIRECTOR: OCTAVIO Mgmt For For For
CARABALLO
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
7 2007 Non-Employee Directors Equity Mgmt For For For
Incentive Plan
CABLEVISION SYSTEMS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVCSP CUSIP9 12686C109 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Grover Brown Mgmt For For For
1.2 Elect Zachary Carter Mgmt For For For
1.3 Elect Charles Ferris Mgmt For Withhold Against
1.4 Elect Richard Hochman Mgmt For Withhold Against
1.5 Elect Victor Oristano Mgmt For Withhold Against
1.6 Elect Thomas Reifenheiser Mgmt For Withhold Against
1.7 Elect John Ryan Mgmt For Withhold Against
1.8 Elect Vincent Tese Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
CARNIVAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCL CUSIP9 143658300 04/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Micky Arison Mgmt For For For
1.2 Re-elect Richard Capen Jr. Mgmt For For For
1.3 Re-elect Robert Dickinson Mgmt For For For
1.4 Re-elect Arnold Donald Mgmt For For For
1.5 Re-elect Pier Foschi Mgmt For For For
1.6 Re-elect Howard Frank Mgmt For For For
1.7 Re-elect Richard Glasier Mgmt For For For
1.8 Re-elect Baroness Hogg Mgmt For For For
1.9 Re-elect Modesto Maidique Mgmt For For For
1.10 Re-elect John Parker Mgmt For For For
1.11 Re-elect Peter Ratcliffe Mgmt For For For
1.12 Re-elect Stuart Subotnick Mgmt For For For
1.13 Elect Laura Weil Mgmt For For For
1.14 Re-elect Uzi Zucker Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For For
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For For
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF Mgmt For For For
PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
8 Authority to Repurchase of Shares Mgmt For For For
9 TO APPROVE ELECTRONIC COMMUNICATIONS Mgmt For For For
WITH CARNIVAL PLC SHAREHOLDERS.
CENTRAL EUROPEAN DISTRIBUTION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEDC CUSIP9 153435102 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Carey Mgmt For For For
1.2 Elect David Bailey Mgmt For For For
1.3 Elect N. Scott Fine Mgmt For For For
1.4 Elect Tony Housh Mgmt For For For
1.5 Elect Robert Koch Mgmt For Withhold Against
1.6 Elect Jan Laskowski Mgmt For For For
1.7 Elect Markus Sieger Mgmt For For For
2 FOR THE APPROVAL OF THE COMPANY S 2007 Mgmt For For For
STOCK INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
CENTRAL GARDEN & PETROFINA COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CENT CUSIP9 153527106 02/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Brown Mgmt For Withhold Against
1.2 Elect Glenn Novotny Mgmt For For For
1.3 Elect Brooks Pennington, III Mgmt For For For
1.4 Elect John Balousek Mgmt For For For
1.5 Elect David Chichester Mgmt For For For
1.6 Elect Alfred Piergallini Mgmt For For For
1.7 Elect Bruce Westphal Mgmt For Withhold Against
CHRISTOPHER & BANKS CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBK CUSIP9 171046105 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James J. Fuld, Jr. Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
CLEAR CHANNEL COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCU CUSIP9 184502102 03/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For Against Against
3 Transaction of Other Business Mgmt For Against Against
CLEAR CHANNEL COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCU CUSIP9 184502102 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For Against Against
3 Transaction of Other Business Mgmt For Against Against
CLEAR CHANNEL COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCU CUSIP9 184502102 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ALAN D. FELD Mgmt For Against Against
2 ELECTION OF DIRECTOR: PERRY J. LEWIS Mgmt For For For
3 ELECTION OF DIRECTOR: L. LOWRY MAYS Mgmt For For For
4 ELECTION OF DIRECTOR: MARK P. MAYS Mgmt For For For
5 ELECTION OF DIRECTOR: RANDALL T. MAYS Mgmt For Against Against
6 ELECTION OF DIRECTOR: B.J. MCCOMBS Mgmt For Against Against
7 ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS Mgmt For For For
8 ELECTION OF DIRECTOR: THEODORE H. STRAUSS Mgmt For For For
9 ELECTION OF DIRECTOR: J.C. WATTS Mgmt For Against Against
10 ELECTION OF DIRECTOR: JOHN H. WILLIAMS Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. ZACHRY Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Pay for ShrHoldr Against For Against
Superior Performance
14 Shareholder Proposal Regarding Corporate ShrHoldr Against For Against
Political Contributions
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Committee Independence
16 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
COMCAST CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP9 20030N101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Brian Roberts Mgmt For For For
1.10 Elect Ralph Roberts Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Preventing the Issuance of New Stock
Options
4 REQUIRE THAT THE CHAIRMAN OF THE BOARD ShrHoldr Against For Against
NOT BE AN EMPLOYEE
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding the ShrHoldr Against For Against
Adoption of a Recapitalization Plan
7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
8 Shareholder Proposal Regarding Report of ShrHoldr Against Against For
Pay Differentials
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
CONAGRA FOODS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAG CUSIP9 205887102 09/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director David H. Batchelder Mgmt For For For
1.2 Elect Director Steven F. Goldstone Mgmt For For For
1.3 Elect Director Mark H. Rauenhorst Mgmt For For For
1.4 Elect Director Gary M. Rodkin Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
CONSTELLATION BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STZ.B CUSIP9 21036P108 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Barry A. Fromberg Mgmt For For For
1.2 Elect Director Jeananne K. Hauswald Mgmt For For For
1.3 Elect Director James A. Locke, III Mgmt For Withhold Against
1.4 Elect Director Richard Sands Mgmt For For For
1.5 Elect Director Robert Sands Mgmt For For For
1.6 Elect Director Thomas C. McDermott Mgmt For For For
1.7 Elect Director Paul L. Smith Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Nonqualified Employee Stock Mgmt For For For
Purchase Plan
CVS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP9 126650100 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Shareholder Proposal Regarding Stock ShrHoldr Against For Against
Option Policy
CVS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP9 126650100 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For For
2 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For For
3 ELECTION OF DIRECTOR: E. MAC CRAWFORD Mgmt For For For
4 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For Against Against
5 ELECTION OF DIRECTOR: KRISTEN E. GIBNEY Mgmt For For For
WILLIAMS
6 ELECTION OF DIRECTOR: ROGER L. HEADRICK Mgmt For Against Against
7 ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For Against Against
8 ELECTION OF DIRECTOR: WILLIAM H. JOYCE Mgmt For For For
9 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For For
10 ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For For
11 ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For For
12 ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For Against Against
13 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
14 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO ADOPT THE COMPANY S 2007 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
17 PROPOSAL TO ADOPT THE COMPANY S 2007 Mgmt For For For
INCENTIVE PLAN.
18 STOCKHOLDER PROPOSAL REGARDING LIMITS ON ShrHoldr Against Against For
CEO COMPENSATION.
19 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF THE ROLES OF CHAIRMAN AND
CEO.
20 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SUSTAINABILITY REPORTING BY THE COMPANY.
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
22 STOCKHOLDER PROPOSAL REGARDING THE ShrHoldr Against For Against
COMPANY S POLICY ON STOCK OPTION GRANTS.
DEAN FOODS CORP. NEW
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DF CUSIP9 242370104 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alan Bernon Mgmt For For For
1.2 Elect Gregg Engles Mgmt For For For
1.3 Elect Ronald Kirk Mgmt For For For
2 APPROVAL OF A NEW EQUITY INCENTIVE PLAN. Mgmt For For For
3 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP Mgmt For For For
AS INDEPENDENT AUDITOR.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of the Roles of Chairman and
CEO
ECHOSTAR COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DISH CUSIP9 278762109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James DeFranco Mgmt For For For
1.2 Elect Michael T. Dugan Mgmt For Withhold Against
1.3 Elect Cantey Ergen Mgmt For Withhold Against
1.4 Elect Charles W. Ergen Mgmt For For For
1.5 Elect Steven R. Goodbarn Mgmt For For For
1.6 Elect Gary S. Howard Mgmt For For For
1.7 Elect David K. Moskowitz Mgmt For For For
1.8 Elect Tom Ortolf Mgmt For For For
1.9 Elect C. Michael Schroeder Mgmt For For For
1.10 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
ENERGIZER HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENR CUSIP9 29266R108 01/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect R. David Hoover Mgmt For For For
1.2 Elect John Hunter Mgmt For For For
1.3 Elect John Klein Mgmt For Withhold Against
1.4 Elect John Roberts Mgmt For Withhold Against
FOMENTO ECONOMICO MEXICANO SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP9 344419106 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Presentation of Accounts and Reports Mgmt For For For
2 Report on Tax Compliance Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 DIVIDE ALL THE SERIES B AND SERIES D Mgmt For For For
SHARES OF STOCK OUTSTANDING.
6 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS.
7 Election of Board Committees; Fees Mgmt For For For
8 APPOINTMENT OF DELEGATES FOR THE Mgmt For For For
SHAREHOLDERS MEETING.
9 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
FOMENTO ECONOMICO MEXICANO SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP9 344419106 12/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
2 Election of Meeting Delegates (Special Mgmt For For For
Meeting)
3 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
4 Election of Directors; Fees Mgmt For For For
5 Establishment of Audit and Corporate Mgmt For For For
Governance Committees; Fees
6 Election of Meeting Delegates (Annual Mgmt For For For
Meeting)
7 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
GAMESTOP CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GME CUSIP9 36467W109 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect R. Richard Fontaine Mgmt For For For
1.2 Elect Jerome Davis Mgmt For For For
1.3 Elect Stephanie Shern Mgmt For For For
1.4 Elect Steven Koonin Mgmt For For For
2 Amendment of the 2001 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
GIGAMEDIA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIGM CUSIP9 Y2711Y104 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ADOPTION OF AUDITED ACCOUNTS Mgmt For For For
2 APPROVAL OF RE-APPOINTMENT OF AUDITORS Mgmt For For For
3 APPROVAL OF DIRECTORS REMUNERATION Mgmt For For For
4 APPROVAL FOR AUTHORITY OF ALLOT AND Mgmt For Abstain NA
ISSUE SHARES
5 APPROVAL FOR SHARE PURCHASE MANDATE Mgmt For Abstain NA
6 APPROVAL TO ADOPT GIGAMEDIA LIMITED 2007 Mgmt For For For
EQUITY INCENTIVE PLAN
GLOBAL SOURCES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSOL CUSIP9 G39300101 06/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Eddie Heng Teng Hua Mgmt For Withhold Against
1.2 Elect Sarah Benecke Mgmt For For For
2 Board Size Mgmt For For For
3 Amendments to Articles Regarding Meeting Mgmt For For For
Location
4 Amendments to Articles Regarding Mgmt For For For
Repurchase of Shares
5 Appointment of Auditor Mgmt For For For
GOOGLE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP9 38259P508 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 APPROVAL OF GOOGLE S EXECUTIVE BONUS Mgmt For For For
PLAN.
5 Shareholder Proposal Regarding Free ShrHoldr Against Against For
Access to the Internet
GRUMA SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMK CUSIP9 400131306 11/30/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
HANSEN NATURAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HANS CUSIP9 411310105 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendment to the Stock Option Plan for Mgmt For For For
Outside Directors
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP9 428236103 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For Against Against
2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For
4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For Against Against
5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For
7 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For Against Against
8 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Proxy Mgmt Against For Against
Access
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Separating the Roles of Chairman and CEO
12 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
13 Shareholder Proposal Regarding Linking ShrHoldr Against For Against
Pay to Performance
HILTON HOTELS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLTPRP CUSIP9 432848109 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: A. STEVEN CROWN Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN H. MYERS Mgmt For For For
3 ELECTION OF DIRECTOR: DONNA F. TUTTLE Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 A STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
INDEPENDENT CHAIRMAN OF THE BOARD.
KIMBERLY-CLARK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMB CUSIP9 494368103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For For
2 ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For For
3 ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Eliminate Classified Board Mgmt For For For
6 Shareholder Proposal to Eliminate ShrHoldr Against For Against
Supermajority Provisions
7 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainable Forestry
KONINKLIJKE AHOLD NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHO CUSIP9 500467303 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO ADOPT 2006 FINANCIAL Mgmt For For For
STATEMENTS
2 DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For For
THE CORPORATE EXECUTIVE BOARD
3 DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For For
THE SUPERVISORY BOARD
4 Elect A.D. Boer Mgmt For For For
5 Elect T. de Swaan Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 PROPOSAL TO AMEND ARTICLES OF ASSOCIATION Mgmt For For For
8 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
9 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
10 Authority to Cancel Shares Mgmt For For For
11 Authority to Reduce Share Capital Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
14 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
KONINKLIJKE AHOLD NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHO CUSIP9 500467303 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO APPROVE THE SALE OF U.S. Mgmt For For For
FOODSERVICE
2 Authority to Increase Par Value Mgmt For For For
3 Authority to Decrease Par Value Mgmt For For For
4 Share Consolidation Mgmt For For For
KROGER COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KR CUSIP9 501044101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Reuben Anderson Mgmt For For For
1.2 Elect John Clendenin Mgmt For For For
1.3 Elect David Dillon Mgmt For For For
1.4 Elect David Lewis Mgmt For For For
1.5 Elect Don McGeorge Mgmt For For For
1.6 Elect W. McMullen Mgmt For For For
1.7 Elect Jorge Montoya Mgmt For For For
1.8 Elect Clyde Moore Mgmt For For For
1.9 Elect Susan Phillips Mgmt For For For
1.10 Elect Steven Rogel Mgmt For For For
1.11 Elect James Runde Mgmt For For For
1.12 Elect Ronald Sargent Mgmt For For For
2 APPROVAL OF KROGER CASH BONUS PLAN. Mgmt For For For
3 Adoption of Rules of Conduct for Mgmt For Against Against
Shareholder Meetings and Meetings
Outside of Cincinnati
4 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For For
AS AUDITORS.
5 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Report
LEE ENTERPRISES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEENB CUSIP9 523768109 02/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Junck Mgmt For For For
1.2 Elect Andrew Newman Mgmt For Withhold Against
1.3 Elect Gordon Prichett Mgmt For For For
2 Transaction of Other Business Mgmt For Against Against
MATTEL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MATPRC CUSIP9 577081102 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Dolan Mgmt For For For
1.2 Elect Robert Eckert Mgmt For For For
1.3 Elect Dr. Frances Fergusson Mgmt For For For
1.4 Elect Tully Friedman Mgmt For For For
1.5 Elect Dominic Ng Mgmt For For For
1.6 Elect Dr. Andrea Rich Mgmt For Withhold Against
1.7 Elect Ronald Sargent Mgmt For Withhold Against
1.8 Elect Dean Scarborough Mgmt For For For
1.9 Elect Christopher Sinclair Mgmt For Withhold Against
1.10 Elect G. Craig Sullivan Mgmt For Withhold Against
1.11 Elect Kathy White Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Elimination of Cumulative Voting Mgmt For For For
4 Mattel Incentive Plan and Material Terms Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive Compensation
6 STOCKHOLDER PROPOSAL TO SEPARATE THE ShrHoldr Against For Against
ROLES OF CEO AND CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING CERTAIN ShrHoldr Against Against For
REPORTS BY THE BOARD OF DIRECTORS.
8 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
PAY-FOR-SUPERIOR-PERFORMANCE.
MCDONALDS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCWCL CUSIP9 580135101 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: EDWARD A. BRENNAN Mgmt For For For
2 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For For
4 ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For For
5 APPROVAL OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
6 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
LABELING OF GENETICALLY MODIFIED PRODUCTS
7 SHAREHOLDER PROPOSAL RELATING TO LABOR ShrHoldr Against Against For
STANDARDS
MEDIA GENERAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MEGAB CUSIP9 584404107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Charles Davis Mgmt For Withhold Against
1.2 Elect Rodney Smolla Mgmt For For For
1.3 Elect Walter Williams Mgmt For For For
2 APPROVE AMENDMENTS TO THE 1995 LONG-TERM Mgmt For For For
INCENTIVE PLAN.
MEDIACOM COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCCC CUSIP9 58446K105 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Rocco B. Commisso Mgmt For For For
1.2 Elect Craig S. Mitchell Mgmt For For For
1.3 Elect William S. Morris III Mgmt For For For
1.4 Elect Thomas Reifenheiser Mgmt For For For
1.5 Elect Natale S. Ricciardi Mgmt For For For
1.6 Elect Mark E. Stephan Mgmt For Withhold Against
1.7 Elect Robert L. Winikoff Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
MEREDITH CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDP CUSIP9 589433101 11/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Herbert M. Baum Mgmt For For For
1.2 Elect Director James R. Craigie Mgmt For For For
1.3 Elect Director Frederick B. Henry Mgmt For For For
1.4 Elect Director William T. Kerr Mgmt For For For
MGP INGREDIENTS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGPI CUSIP9 55302G103 10/12/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Linda E. Miller Mgmt For For For
1.2 Elect Director D.R. Schaller, Ph.D. Mgmt For For For
2.0 Approve Non-Employee Director Restricted Mgmt For For For
Stock Plan
NASH FINCH COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAFC CUSIP9 631158102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alec Covington Mgmt For For For
1.2 Elect Mickey Foret Mgmt For For For
NBTY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTY CUSIP9 628782104 02/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Ashner Mgmt For For For
1.2 Elect Glenn Cohen Mgmt For For For
1.3 Elect Arthur Rudolph Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
NESTLE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSRGY CUSIP9 641069406 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS AND OF THE MANAGEMENT.
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
5 Elect Peter Brabeck-Letmathe Mgmt For For For
6 Elect Edward George Mgmt For For For
7 Proxy Representative Mgmt Abstain
POLARIS INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PII CUSIP9 731068102 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Van Dyke Mgmt For For For
1.2 Elect Andris Baltins Mgmt For Withhold Against
1.3 Elect Robert Caulk Mgmt For For For
1.4 Elect Thomas Tiller Mgmt For For For
2 APPROVAL OF THE POLARIS INDUSTRIES INC. Mgmt For For For
2007 OMNIBUS INCENTIVE PLAN.
3 Transaction of Other Business Mgmt For Against Against
RARE HOSPITALITY INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RARE CUSIP9 753820109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Eugene Lee, Jr. Mgmt For For For
1.2 Elect Ronald San Martin Mgmt For For For
1.3 Elect James Dixon Mgmt For For For
2 Amendments to the Amended and Restated Mgmt For For For
2002 Long-Term Incentive Plan
3 Ratification of Auditor Mgmt For For For
RC2 CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCRC CUSIP9 749388104 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert E. Dods Mgmt For Withhold Against
1.2 Elect Boyd L. Meyer Mgmt For Withhold Against
1.3 Elect Peter K. K. Chung Mgmt For Withhold Against
1.4 Elect Curtis W. Stoelting Mgmt For For For
1.5 Elect John S. Bakalar Mgmt For For For
1.6 Elect John J. Vosicky Mgmt For Withhold Against
1.7 Elect Paul E. Purcell Mgmt For For For
1.8 Elect Daniel Wright Mgmt For For For
1.9 Elect Thomas M. Collinger Mgmt For Withhold Against
1.10 Elect Linda A. Huett Mgmt For For For
1.11 Elect Michael Merriman, Jr. Mgmt For For For
1.12 Elect Peter J. Henseler Mgmt For For For
RENTRAK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RENT CUSIP9 760174102 08/17/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Judith G. Allen Mgmt For Withhold Against
1.2 Elect Director Cecil D. Andrus Mgmt For Withhold Against
1.3 Elect Director George H. Kuper Mgmt For Withhold Against
1.4 Elect Director Paul A. Rosenbaum Mgmt For Withhold Against
1.5 Elect Director Ralph R. Shaw Mgmt For Withhold Against
1.6 Elect Director Stanford C. Stoddard Mgmt For Withhold Against
ROYAL CARIBBEAN CRUISES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCL CUSIP9 V7780T103 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Kimsey Mgmt For For For
1.2 Elect Gert Munthe Mgmt For For For
1.3 Elect Thomas Pritzker Mgmt For For For
1.4 Elect Bernt Reitan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SAFEWAY INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWY CUSIP9 786514208 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For For
2 ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For For For
3 ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For For For
4 ELECTION OF DIRECTOR: PAUL HAZEN Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT I. Mgmt For For For
MACDONNELL
6 ELECTION OF DIRECTOR: DOUGLAS J. Mgmt For For For
MACKENZIE
7 ELECTION OF DIRECTOR: REBECCA A. STIRN Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Mgmt For For For
9 ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For For
10 APPROVAL OF SAFEWAY INC. 2007 EQUITY AND Mgmt For For For
INCENTIVE AWARD PLAN.
11 Amendment to the Capital Performance Mgmt For For For
Bonus Plan
12 Ratification of Auditor Mgmt For For For
13 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
14 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Chairman
15 Shareholder Proposal Regarding Labeling ShrHoldr Against Against For
Products of Cloning or Genetic
Engineering
16 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Report
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Controlled-Atmosphere Killing
SMITHFIELD FOODS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFD CUSIP9 832248108 08/30/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Joseph W. Luter, III Mgmt For For For
1.2 Elect Director Wendell H. Murphy Mgmt For For For
1.3 Elect Director C. Larry Pope Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Sustainability Report ShrHldr Against For Against
5.0 Report on Animal Welfare Standards ShrHldr Against Against For
6.0 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
SPARTAN STORES, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPTN CUSIP9 846822104 08/16/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director M. Shan Atkins Mgmt For For For
1.2 Elect Director Frank M. Gambino Mgmt For For For
1.3 Elect Director Timothy J. O'Donovan Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
STEINWAY MUSICAL INSTRUMENTS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LVB CUSIP9 858495104 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kyle Kirkland Mgmt For For For
1.2 Elect Dana Messina Mgmt For For For
1.3 Elect Bruce Stevens Mgmt For For For
1.4 Elect John Stoner, Jr. Mgmt For For For
1.5 Elect A. Clinton Allen Mgmt For For For
1.6 Elect Rudolph Kluiber Mgmt For For For
1.7 Elect Peter McMillan Mgmt For For For
2 APPROVAL AND ADOPTION OF THE COMPANY S Mgmt For For For
2006 EMPLOYEE STOCK PURCHASE PLAN.
STEINWAY MUSICAL INSTRUMENTS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LVB CUSIP9 858495104 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kyle Kirkland Mgmt For For For
1.2 Elect Dana Messina Mgmt For For For
1.3 Elect Bruce Stevens Mgmt For For For
1.4 Elect John Stoner, Jr. Mgmt For For For
1.5 Elect A. Clinton Allen Mgmt For For For
1.6 Elect Rudolph Kluiber Mgmt For For For
1.7 Elect Peter McMillan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
THE DIRECTV GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTV CUSIP9 25459L106 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Neil Austrian Mgmt For For For
1.2 Elect Charles Lee Mgmt For For For
1.3 Elect K. Rupert Murdoch Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS.
3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
2004 STOCK PLAN.
4 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
EXECUTIVE OFFICER CASH BONUS PLAN.
THE MARCUS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCS CUSIP9 566330106 10/04/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Stephen H. Marcus Mgmt For Withhold Against
1.2 Elect Director Diane Marcus Gershowitz Mgmt For Withhold Against
1.3 Elect Director Daniel F. McKeithan, Jr. Mgmt For For For
1.4 Elect Director Allan H. Selig Mgmt For Withhold Against
1.5 Elect Director Timothy E. Hoeksema Mgmt For For For
1.6 Elect Director Bruce J. Olson Mgmt For Withhold Against
1.7 Elect Director Philip L. Milstein Mgmt For For For
1.8 Elect Director Bronson J. Haase Mgmt For For For
1.9 Elect Director James D. Ericson Mgmt For For For
1.10 Elect Director Gregory S. Marcus Mgmt For Withhold Against
TIME WARNER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP9 887317105 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Barksdale Mgmt For For For
1.2 Elect Jeff Bewkes Mgmt For For For
1.3 Elect Stephen Bollenbach Mgmt For Withhold Against
1.4 Elect Frank Caufield Mgmt For Withhold Against
1.5 Elect Robert Clark Mgmt For Withhold Against
1.6 Elect Mathias Dopfner Mgmt For For For
1.7 Elect Jessica Einhorn Mgmt For For For
1.8 Elect Reuben Mark Mgmt For For For
1.9 Elect Michael Miles Mgmt For Withhold Against
1.10 Elect Kenneth Novack Mgmt For Withhold Against
1.11 Elect Richard Parsons Mgmt For For For
1.12 Elect Francis Vincent, Jr. Mgmt For Withhold Against
1.13 Elect Deborah Wright Mgmt For Withhold Against
2 RATIFICATION OF AUDITORS. Mgmt For Against Against
3 Elimination of Certain Supermajority Mgmt For For For
Requirements
4 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Resolution to Ratify Executive
Compensation
5 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
6 STOCKHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE.
7 STOCKHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against For Against
SHAREHOLDER MEETINGS.
8 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Compensation and Shareholder Rights Plans
USANA HEALTH SCIENCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USNA CUSIP9 90328M107 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Myron Wentz Mgmt For For For
1.2 Elect Ronald Poelman Mgmt For Withhold Against
1.3 Elect Robert Anciaux Mgmt For For For
1.4 Elect Denis Waitley Mgmt For Withhold Against
1.5 Elect Jerry McClain Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP9 254687106 03/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Bryson Mgmt For For For
1.2 Elect John Chen Mgmt For For For
1.3 Elect Judith Estrin Mgmt For For For
1.4 Elect Robert Iger Mgmt For For For
1.5 Elect Steven Jobs Mgmt For For For
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect Aylwin Lewis Mgmt For For For
1.8 Elect Monica Lozano Mgmt For For For
1.9 Elect Robert Matschullat Mgmt For For For
1.10 Elect John Pepper, Jr. Mgmt For For For
1.11 Elect Orin Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Restated Mgmt For For For
2005 Stock Incentive Plan
4 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
5 TO APPROVE THE SHAREHOLDER PROPOSAL ShrHoldr Against For Against
RELATING TO GREENMAIL.
6 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
WIMM-BILL DANN FOODS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBD CUSIP9 97263M109 06/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Elect Olga Limonova Mgmt For For For
2 Elect Mikhail Mukhin Mgmt For For For
3 Elect Marina Novgorodova Mgmt For For For
4 Elect Evgeniya Sontseva Mgmt For For For
5 Elect Irina Tyusina Mgmt For For For
6 Accounts and Reports Mgmt For Abstain NA
7 Accounts and Reports Mgmt For Abstain NA
8 Allocation of Profit/Dividends Mgmt For For For
9 Allocation of Profit/Dividends Mgmt For For For
10 Allocation of Profit/Dividends Mgmt For For For
11 APPROVAL OF ERNST & YOUNG LLC AS WBD Mgmt For For For
FOODS OJSC AUDITOR FOR 2007.
12 Elect Alexander Branis Mgmt For Abstain NA
13 Elect Ivan Mazalov Mgmt For Abstain NA
14 Elect Roman Filkin Mgmt For Abstain NA
15 Elect Sergey Statsenko Mgmt For Abstain NA
16 Elect Sergey Ivashkovsky Mgmt For Abstain NA
17 Elect Guy de Selliers Mgmt For For For
18 Elect Mikhail Dubinin Mgmt For For For
19 Elect Michael O'Neil Mgmt For For For
20 Elect Alexander Orlov Mgmt For For For
21 Elect Sergei Plastinin Mgmt For For For
22 Elect Victor Tutelyan Mgmt For For For
23 Elect Vladimir Sherbak Mgmt For For For
24 Elect Gavril Yushvaev Mgmt For Against Against
25 Elect David Iakobachvili Mgmt For For For
26 Elect Evgeny Yasin Mgmt For For For
27 Elect Earnest Tipton Mgmt For For For
28 Elect Igor Kostikov Mgmt For For For
29 Elect Boris Notkin Mgmt For Abstain NA
30 Elect Victor Skopinov Mgmt For Abstain NA
31 Elect Jacques Vincent Mgmt For Abstain NA
32 Elect Irina Yeshkina Mgmt For For For
33 Elect Olga Ivanova Mgmt For For For
34 Elect Natalia Kolesnikova Mgmt For For For
35 Elect Victoria Dzhemelinskaya Mgmt For For For
36 Elect Alexander Davidyuk Mgmt For For For
37 Elect Tatiana Nazarova Mgmt For For For
38 Elect Lesya Gavrilenko Mgmt For For For
YUM! BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YUM CUSIP9 988498101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Dorman Mgmt For For For
1.2 Elect Massimo Ferragamo Mgmt For For For
1.3 Elect J. David Grissom Mgmt For For For
1.4 Elect Bonnie Hill Mgmt For For For
1.5 Elect Robert Holland, Jr. Mgmt For For For
1.6 Elect Kenneth Langone Mgmt For For For
1.7 Elect Jonathan Linen Mgmt For For For
1.8 Elect Thomas Nelson Mgmt For For For
1.9 Elect David Novak Mgmt For For For
1.10 Elect Thomas Ryan Mgmt For For For
1.11 Elect Jackie Trujillo Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
(PAGE 17 OF PROXY)
3 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For
MACBRIDE PRINCIPLES (PAGE 19 OF PROXY)
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Shareholder Vote to Ratify
Executive Compensation
5 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
6 Shareholder Proposal Regarding Future ShrHoldr Against For Against
Severance Agreements
7 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
SUSTAINABLE FISH (PAGE 29 OF PROXY)
8 Shareholder Proposal Regarding Animal ShrHoldr Against Against For
Welfare
ITEM 13 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON LONG/SHORT FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
A.C. MOORE ARTS & CRAFTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACMR CUSIP9 00086T103 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Joseph F. Coradino Mgmt For For For
1.2 Elect Director William Kaplan Mgmt For For For
1.3 Elect Director Lori J. Schafer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
ACERGY SA, LUXEMBOURG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACGY CUSIP9 00443E104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Presentation of Reports Mgmt For
2 Accounts and Reports Mgmt For
3 Consolidated Accounts and Reports Mgmt For
4 Allocation of Profits/Dividends Mgmt For
5 TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For
STATUTORY AUDITORS OF THE COMPANY.
6 Authority to Repurchase Shares Mgmt For
7 TO ELECT DIRECTOR: MARK WOOLVERIDGE Mgmt For
8 TO ELECT DIRECTOR: JAMES B. HURLOCK Mgmt For
9 TO ELECT DIRECTOR: TROND O. WESTLIE Mgmt For
10 TO ELECT DIRECTOR: J. FRITHJOF SKOUVEROE Mgmt For
11 TO ELECT DIRECTOR: GEORGE H. DOREMUS Mgmt For
12 TO ELECT DIRECTOR: TOM EHRET Mgmt For
13 TO ELECT DIRECTOR: SIR PETER MASON Mgmt For
14 Appointment of Auditor Mgmt For
ACUITY BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYI CUSIP9 00508Y102 01/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Vernon J. Nagel Mgmt For For For
1.2 Elect John L. Clendenin Mgmt For For For
1.3 Elect Julia B. North Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AETNA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AET CUSIP9 00817Y108 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frank Clark Mgmt For For For
1.2 Elect Betsy Cohen Mgmt For Withhold Against
1.3 Elect Molly Coye Mgmt For For For
1.4 Elect Barbara Franklin Mgmt For Withhold Against
1.5 Elect Jeffrey Garten Mgmt For For For
1.6 Elect Earl Graves Mgmt For For For
1.7 Elect Gerald Greenwald Mgmt For Withhold Against
1.8 Elect Ellen Hancock Mgmt For For For
1.9 Elect Edward Ludwig Mgmt For For For
1.10 Elect Joseph Newhouse Mgmt For For For
1.11 Elect Ronald Williams Mgmt For For For
2 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 APPROVAL OF AMENDMENT TO ARTICLES OF Mgmt For For For
INCORPORATION
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Director from the Executive
Retiree Ranks
ALASKA AIR GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALK CUSIP9 011659109 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Ayer Mgmt For For For
1.2 Elect R. Marc Langland Mgmt For For For
1.3 Elect Dennis Madsen Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Reimbursement for Short-Slate Proxy
Contests
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
5 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meeting
6 STOCKHOLDER PROPOSAL TO REQUIRE ShrHoldr Against For Against
SHAREHOLDER VOTE ON POISON PILL
ALLIANCE DATA SYSTEM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADS CUSIP9 018581108 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Lawrence Benveniste Mgmt For For For
1.2 Elect D. Keith Cobb Mgmt For For For
1.3 Elect Kenneth R. Jensen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALLIED IRISH BANKS, P.L.C.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIB CUSIP9 019228402 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 RE-APPOINT THE DIRECTOR: MR. ADRIAN BURKE Mgmt For For For
4 RE-APPOINT THE DIRECTOR: MR. KIERAN Mgmt For For For
CROWLEY
5 RE-APPOINT THE DIRECTOR: MR. COLM DOHERTY Mgmt For For For
6 RE-APPOINT THE DIRECTOR: MR. DONAL FORDE Mgmt For For For
7 RE-APPOINT THE DIRECTOR: MR. DERMOT Mgmt For For For
GLEESON
8 RE-APPOINT THE DIRECTOR: MR. DON GODSON Mgmt For For For
9 RE-APPOINT THE DIRECTOR: MS. ANNE MAHER Mgmt For For For
10 RE-APPOINT THE DIRECTOR: MR. DANIEL O Mgmt For For For
CONNOR
11 RE-APPOINT THE DIRECTOR: MR. JOHN O Mgmt For For For
DONNELL
12 RE-APPOINT THE DIRECTOR: MR. SEAN O Mgmt For For For
DRISCOLL
13 RE-APPOINT THE DIRECTOR: MR. JIM O LEARY Mgmt For For For
14 RE-APPOINT THE DIRECTOR: MR. EUGENE J. Mgmt For For For
SHEEHY
15 RE-APPOINT THE DIRECTOR: MR. BERNARD Mgmt For For For
SOMERS
16 RE-APPOINT THE DIRECTOR: MR. MICHAEL J. Mgmt For For For
SULLIVAN
17 RE-APPOINT THE DIRECTOR: MR. ROBERT G. Mgmt For Against Against
WILMERS
18 RE-APPOINT THE DIRECTOR: MS. JENNIFER Mgmt For For For
WINTER
19 TO AUTHORISE THE DIRECTORS TO DETERMINE Mgmt For For For
THE REMUNERATION OF THE AUDITOR
20 Authority to Repurchase Shares Mgmt For For For
21 TO SET THE PRICE RANGE FOR THE Mgmt For For For
OFF-MARKET RE-ISSUE OF TREASURY SHARES
22 TO RENEW THE DIRECTORS AUTHORITY TO Mgmt For For For
ALLOT SHARES
23 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
24 TO AMEND THE RULES OF THE AIB GROUP Mgmt For For For
PERFORMANCE SHARE PLAN 2005
25 Shareholder Proposal Regarding Removal Mgmt Against Against For
of Auditor
26 Shareholder Proposal Regarding Mgmt Against Against For
Appointment to the Board
ALUMINUM CORPORATION OF CHINA LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 022276109 10/13/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO CONSIDER AND APPROVE THE INTERIM Mgmt For For For
DIVIDEND FOR THE SIX MONTHS ENDED 30 JUN
2006.
2.0 IN VIEW OF THE RESIGNATION OF MR XIONG Mgmt For For For
WEIPING AS AN EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM 23 AUG 2006, MR
ZHANG CHENGZHONG BE ELECTED AS AN
EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT UPON THE CONCLUSION OF THE
SPECIAL GENERAL MEETING.
3.0 IN VIEW OF THE RESIGNATION OF MR LUO TAO Mgmt For For For
AS A SUPERVISOR AND THE CHAIRMAN OF THE
SUPERVISORY COMMITTEE OF THE COMPANY
WITH EFFECT FROM 23 AUG 2006, MR AO HONG
BE ELECTED AS A SUPERVISOR OF THE
COMPANY WITH EFFECT UPON THE CONCLUSION
OF THE SPECIAL GENERA
4.0 IN VIEW OF THE RESIGNATION OF MR OU Mgmt For For For
XIAOWU AS A SUPERVISOR OF THE COMPANY
WITH EFFECT FROM 23 AUG 2006, MR. ZHANG
ZHANKUI BE ELECTED AS A SUPERVISOR OF
THE COMPANY WITH EFFECT UPON THE
CONCLUSION OF THE SPECIAL GENERAL
MEETING.
AMERICA MOVIL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMX CUSIP9 02364W105 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Election of Directors; Fees Mgmt For For For
2 Election of Meeting Delegates Mgmt For For For
AMERICAN ELECTRIC POWER COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEP CUSIP9 025537101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect E. R. Brooks Mgmt For For For
1.2 Elect Donald Carlton Mgmt For For For
1.3 Elect Ralph D. Crosby, Jr. Mgmt For For For
1.4 Elect John DesBarres Mgmt For For For
1.5 Elect Robert Fri Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect William Howell Mgmt For For For
1.8 Elect Lester Hudson, Jr. Mgmt For For For
1.9 Elect Michael Morris Mgmt For For For
1.10 Elect Lionel Nowell, III Mgmt For For For
1.11 Elect Richard Sandor, Ph.D. Mgmt For For For
1.12 Elect Donald Smith Mgmt For For For
1.13 Elect Kathryn Sullivan Mgmt For For For
2 Senior Officer Annual Incentive Mgmt For For For
Compensation Plan
3 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
AMERICAN INTERNATIONAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIG CUSIP9 026874107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marshall Cohen Mgmt For For For
1.2 Elect Martin Feldstein Mgmt For For For
1.3 Elect Ellen Futter Mgmt For For For
1.4 Elect Stephen Hammerman Mgmt For For For
1.5 Elect Richard Holbrooke Mgmt For Withhold Against
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect George Miles, Jr. Mgmt For Withhold Against
1.8 Elect Morris Offit Mgmt For For For
1.9 Elect James Orr, III Mgmt For For For
1.10 Elect Virginia Rometty Mgmt For For For
1.11 Elect Martin Sullivan Mgmt For For For
1.12 Elect Michael Sutton Mgmt For For For
1.13 Elect Edmund Tse Mgmt For For For
1.14 Elect Robert Willumstad Mgmt For For For
1.15 Elect Frank Zarb Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 2007 Stock Incentive Plan Mgmt For Against Against
4 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
PERFORMANCE-BASED STOCK OPTIONS.
AMERISOURCEBERGEN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABC CUSIP9 03073E105 02/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Edward Hagenlocker Mgmt For For For
1.2 Elect Kurt Hilzinger Mgmt For For For
1.3 Elect Henry McGee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMGEN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP9 031162100 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MR. FRANK J. Mgmt For For For
BIONDI, JR.
2 ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For For
3 ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For For
HERRINGER
4 ELECTION OF DIRECTOR: DR. GILBERT S. Mgmt For For For
OMENN
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Declassify the Board
7 Amendment to the Bylaws to Declassify Mgmt For For For
the Board
8 Shareholder Proposal Regarding an Animal ShrHoldr Against Against For
Welfare Policy
9 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Report
AMSOUTH BANCORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 032165102 10/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
ARROW ELECTRONICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP9 042735100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect John Hanson Mgmt For For For
1.3 Elect Richard Hill Mgmt For For For
1.4 Elect M.F. (Fran) Keeth Mgmt For For For
1.5 Elect Roger King Mgmt For For For
1.6 Elect Karen Mills Mgmt For For For
1.7 Elect William Mitchell Mgmt For For For
1.8 Elect Stephen Patrick Mgmt For For For
1.9 Elect Barry Perry Mgmt For For For
1.10 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AT&T INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
2 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
5 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For Against Against
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For For
8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For Against Against
12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
15 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
17 ELECTION OF DIRECTOR: EDWARD E. Mgmt For For For
WHITACRE, JR.
18 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
19 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
21 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
22 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
23 Shareholder Proposal Regarding ShrHoldr Against For Against
"Say-on-Pay" Advisory Vote
24 Shareholder Proposal Regarding Executive ShrHoldr Against Against For
Retirement Benefits
ATWOOD OCEANICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATW CUSIP9 050095108 02/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect George Dotson Mgmt For For For
1.3 Elect John Irwin Mgmt For For For
1.4 Elect Robert Burgess Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
1.7 Elect William Morrissey Mgmt For Withhold Against
2 2007 Long-Term Incentive Plan Mgmt For For For
BALL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLL CUSIP9 058498106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Hanno Fiedler Mgmt For Withhold Against
1.2 Elect John Lehman Mgmt For Withhold Against
1.3 Elect Georgia Nelson Mgmt For For For
1.4 Elect Erik van der Kaay Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
BANCO BILBAO VIZCAYA ARGENTARIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBV CUSIP9 05946K101 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
2 APPOINTMENT OF MR RAFAEL BERMEJO BLANCO. Mgmt For For For
3 Ratify Independence of Richard C. Breeden Mgmt For For For
4 Ratify Independence of Ramon Bustamante Mgmt For For For
y de la Mora
5 Ratify Independence of Jose Antonio Mgmt For For For
Fernandez Rivero
6 Ratify Independence of Ignacio Ferrero Mgmt For For For
Jordi
7 Ratify Independence of Roman Knorr Borras Mgmt For For For
8 Ratify Independence of Enrique Medina Mgmt For For For
Fernandez
9 INCREASE THE MAXIMUM NOMINAL AMOUNT Mgmt For For For
BYE30,000,000,000.
10 AUTHORISATION FOR THE COMPANY TO ACQUIRE Mgmt For For For
TREASURY STOCK.
11 RE-ELECTION OF THE AUDITORS FOR THE 2007 Mgmt For For For
ACCOUNTS.
12 AMENDMENT OF ARTICLE 36, IN THE Mgmt For For For
CORPORATE BYLAWS.
13 Charitable Donations Mgmt For For For
14 CONFERRAL OF AUTHORITY TO THE BOARD OF Mgmt For For For
DIRECTORS.
BANCO BILBAO VIZCAYA ARGENTARIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBV CUSIP9 05946K101 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the Issuance of Common Stock Mgmt For For For
2 Authorization of Legal Formalities Mgmt For For For
BANK OF AMERICA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BACRP CUSIP9 060505104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For
SR.
3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
7 ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
14 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For
JR.
15 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For
SPANGLER
16 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
17 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
18 RATIFICATION OF THE INDEPENDENT Mgmt For Against Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Options
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Number of Directors
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
BARRICK GOLD CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABX CUSIP9 067901108 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Howard Beck Mgmt For For For
1.2 Re-elect C. William Birchall Mgmt For For For
1.3 Re-elect Donald Carty Mgmt For For For
1.4 Re-elect Gustavo Cisneros Mgmt For Withhold Against
1.5 Re-elect Marshall Cohen Mgmt For For For
1.6 Re-elect Peter Crossgrove Mgmt For For For
1.7 Re-elect John Crow Mgmt For For For
1.8 Re-elect Robert Franklin Mgmt For For For
1.9 Re-elect Peter Godsoe Mgmt For Withhold Against
1.10 Re-elect J. Brett Harvey Mgmt For For For
1.11 Re-elect Brian Mulroney Mgmt For For For
1.12 Re-elect Anthony Munk Mgmt For For For
1.13 Re-elect Peter Munk Mgmt For For For
1.14 Re-elect Steven Shapiro Mgmt For For For
1.15 Re-elect Gregory Wilkins Mgmt For For For
2 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
3 Amendment to Stock Option Plan Mgmt For For For
BELDEN CDT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDC CUSIP9 077454106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Aldrich Mgmt For For For
1.2 Elect Lorne Bain Mgmt For Withhold Against
1.3 Elect Lance Balk Mgmt For Withhold Against
1.4 Elect Bryan Cressey Mgmt For Withhold Against
1.5 Elect Michael Harris Mgmt For Withhold Against
1.6 Elect Glenn Kalnasy Mgmt For Withhold Against
1.7 Elect John Monter Mgmt For Withhold Against
1.8 Elect Bernard Rethore Mgmt For Withhold Against
1.9 Elect John Stroup Mgmt For Withhold Against
2 Approve Material Terms of the 2001 Mgmt For For For
Long-Term Performance Incentive Plan
3 Approve Material Terms of the Annual Mgmt For For For
Cash Incentive Plan
BELO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLCBB CUSIP9 080555105 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Louis Caldera Mgmt For For For
1.2 Elect Judith Craven Mgmt For For For
1.3 Elect Dealey Herndon Mgmt For For For
1.4 Elect Wayne Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Classified Board
BLACK & DECKER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDK CUSIP9 091797100 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Nolan Archibald Mgmt For Withhold Against
1.2 Elect Norman Augustine Mgmt For For For
1.3 Elect Barbara Bowles Mgmt For For For
1.4 Elect George Buckley Mgmt For For For
1.5 Elect M. Anthony Burns Mgmt For For For
1.6 Elect Kim Clark Mgmt For For For
1.7 Elect Manuel Fernandez Mgmt For Withhold Against
1.8 Elect Benjamin Griswold, IV Mgmt For For For
1.9 Elect Anthony Luiso Mgmt For For For
1.10 Elect Robert Ryan Mgmt For For For
1.11 Elect Mark Willes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-For-Superior-Performance
BORDERS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BGP CUSIP9 099709107 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Donald Campbell Mgmt For For For
1.2 Elect Joel Cohen Mgmt For Withhold Against
1.3 Elect George Jones Mgmt For For For
1.4 Elect Amy Lane Mgmt For For For
1.5 Elect Brian Light Mgmt For For For
1.6 Elect Victor Lund Mgmt For For For
1.7 Elect Edna Medford Mgmt For Withhold Against
1.8 Elect Lawrence Pollock Mgmt For Withhold Against
1.9 Elect Michael Weiss Mgmt For Withhold Against
2 Amendment to Provide for a Majority Mgmt For For For
Voting Standard in the Election of
Directors
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding the Right ShrHoldr Against Against For
to Call a Special Meeting
5 A SHAREHOLDER PROPOSAL ENTITLED ShrHoldr Against For Against
SEPARATE THE ROLES OF CEO AND CHAIRMAN.
BURLINGTON NORTHERN SANTA FE CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNI CUSIP9 12189T104 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alan Boeckmann Mgmt For For For
1.2 Elect Donald Cook Mgmt For For For
1.3 Elect Vilma Martinez Mgmt For Withhold Against
1.4 Elect Marc Racicot Mgmt For Withhold Against
1.5 Elect Roy Roberts Mgmt For For For
1.6 Elect Matthew Rose Mgmt For For For
1.7 Elect Marc Shapiro Mgmt For For For
1.8 Elect J. Watts, Jr. Mgmt For For For
1.9 Elect Robert West Mgmt For For For
1.10 Elect J. Steven Whisler Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CHRISTOPHER & BANKS CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBK CUSIP9 171046105 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James J. Fuld, Jr. Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
CIGNA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CI CUSIP9 125509109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT H. CAMPBELL Mgmt For For For
2 ELECTION OF DIRECTOR: ISAIAH HARRIS, JR. Mgmt For For For
3 ELECTION OF DIRECTOR: JANE E. HENNEY, Mgmt For For For
M.D.
4 ELECTION OF DIRECTOR: DONNA F. ZARCONE Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
CIGNA EXECUTIVE INCENTIVE PLAN
CITIGROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPRK CUSIP9 172967101 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG.
2 ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For For
3 ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For For
4 ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For For
6 ELECTION OF DIRECTOR: ROBERTO HERNANDEZ Mgmt For For For
RAMIREZ.
7 ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For For
8 ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For For
9 ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For For
10 ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For Against Against
11 ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For For
12 ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For For
13 ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For For
14 ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government Service
17 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON POLITICAL CONTRIBUTIONS.
18 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON CHARITABLE CONTRIBUTIONS.
19 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive Compensation
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
22 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option Policy
23 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
24 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
COCA COLA ENTERPRISES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCENP CUSIP9 191219104 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Gary Fayard Mgmt For Withhold Against
1.2 Elect Marvin Herb Mgmt For For For
1.3 Elect L. Phillip Humann Mgmt For Withhold Against
1.4 Elect Paula Reynolds Mgmt For For For
2 FOR THE APPROVAL OF THE 2007 INCENTIVE Mgmt For For For
AWARD PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Severance ShrHoldr Against For Against
Compensation Practices
COMERICA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP9 200340107 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For For
3 ELECTION OF DIRECTOR: PETER D. CUMMINGS Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM P. VITITOE Mgmt For For For
5 ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Preparation of a Sustainability Report
COMPANHIA DE SANEAMENTO BASICO (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBS CUSIP9 20441A102 01/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS.
2 TO ELECT THE MEMBERS OF THE FISCAL Mgmt For For For
COUNCIL, MEMBERS AND ALTERNATES.
3 TO ESTABLISH THE COMPENSATION OF THE Mgmt For For For
MANAGEMENT AND FISCAL COUNCIL MEMBERS.
CREDIT SUISSE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CS CUSIP9 225401108 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For For For
3 CAPITAL REDUCTION OWING TO COMPLETION OF Mgmt For For For
THE SHARE BUY BACK PROGRAM
4 RESOLUTION ON THE APPROPRIATION OF Mgmt For For For
RETAINED EARNINGS
5 REDUCTION OF SHARE CAPITAL BY REPAYMENT Mgmt For For For
OF PAR VALUE TO SHAREHOLDERS
6 APPROVAL OF A FURTHER SHARE BUY BACK Mgmt For For For
PROGRAM
7 Authority to Increase Share Capital Mgmt For For For
8 Amendment to Agenda Items Threshold Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
NOREEN DOYLE
11 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
AZIZ R.D. SYRIANI
12 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
DAVID W. SYZ
13 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For For
PETER F. WEIBEL
14 Appointment of Auditor Mgmt For For For
15 Appointment of Special Auditor Mgmt For For For
16 Proxy Representative Mgmt Abstain
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP9 D18190898 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain NA
3 Ratificiation of Supervisory Board Acts Mgmt For Against Against
4 ELECTION OF THE AUDITOR FOR THE 2007 Mgmt For Against Against
FINANCIAL YEAR, INTERIM ACCOUNT
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
8 Election of Supervisory Board Member Mgmt For For For
9 Ratification of the Co-Option of Board Mgmt For Against Against
Members
10 Supervisory Board Members' Fees Mgmt For For For
11 RESOLUTION ON AN AMENDMENT TO SECTION 3 Mgmt For For For
OF THE ARTICLES OF ASSOCIATION
12 Amend Article 8 Mgmt For For For
13 Approve New "Authorized Capital" Mgmt For For For
DOMINION RESOURCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP9 25746U109 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Peter Brown, M.D. Mgmt For For For
1.2 Elect George Davidson, Jr. Mgmt For For For
1.3 Elect Thomas Farrell, II Mgmt For For For
1.4 Elect John Harris Mgmt For For For
1.5 Elect Robert Jepson, Jr. Mgmt For For For
1.6 Elect Mark Kington Mgmt For For For
1.7 Elect Benjamin Lambert III Mgmt For For For
1.8 Elect Margeret McKenna Mgmt For For For
1.9 Elect Frank Royal Mgmt For For For
1.10 Elect David Wollard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Transmission Line Report
DRS TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRS CUSIP9 23330X100 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Ira Albom Mgmt For For For
1.2 Elect Director Mark N. Kaplan Mgmt For For For
1.3 Elect Director D.J. Reimer, USA Mgmt For For For
1.4 Elect Director C.G. Boyd, USAF Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
EAGLE MATERIALS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXP CUSIP9 26969P108 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director F. William Barnett Mgmt For For For
1.2 Elect Director O.G. Dagnan Mgmt For Withhold Against
1.3 Elect Director David W. Quinn Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
EBAY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP9 278642103 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Philippe Bourguignon Mgmt For For For
1.2 Elect Thomas Tierney Mgmt For For For
1.3 Elect Margaret Whitman Mgmt For For For
2 Amendment to the 1999 Global Equity Mgmt For For For
Incentive Plan
3 Amendment to 1998 Employee Stock Mgmt For Against Against
Purchase Plan
4 Ratification of Auditor Mgmt For For For
ELECTRONIC DATA SYSTEMS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EDS CUSIP9 285661104 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
2 ELECTION OF DIRECTOR: MARTIN C. FAGA Mgmt For For For
3 ELECTION OF DIRECTOR: S. MALCOLM GILLIS Mgmt For For For
4 ELECTION OF DIRECTOR: RAY J. GROVES Mgmt For For For
5 ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For Against Against
6 ELECTION OF DIRECTOR: JEFFREY M. HELLER Mgmt For For For
7 ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL H. JORDAN Mgmt For For For
9 ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES K. SIMS Mgmt For For For
11 ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For Against Against
12 RATIFICATION OF APPOINTMENT OF AUDITORS Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity Compensation
14 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
ENSCO INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESV CUSIP9 26874Q100 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: DAVID M. CARMICHAEL Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS L. KELLY II Mgmt For For For
3 ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
FISERV INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FISV CUSIP9 337738108 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kim Robak Mgmt For For For
1.2 Elect Thomas Wertheimer Mgmt For For For
2 Amendment to Articles of Incorporation Mgmt For For For
Regarding Majority Voting for Director
Elections
3 TO APPROVE THE FISERV, INC. 2007 OMNIBUS Mgmt For For For
INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
FOMENTO ECONOMICO MEXICANO SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP9 344419106 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Presentation of Accounts and Reports Mgmt For For For
2 Report on Tax Compliance Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 DIVIDE ALL THE SERIES B AND SERIES D Mgmt For For For
SHARES OF STOCK OUTSTANDING.
6 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS.
7 Election of Board Committees; Fees Mgmt For For For
8 APPOINTMENT OF DELEGATES FOR THE Mgmt For For For
SHAREHOLDERS MEETING.
9 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
FOMENTO ECONOMICO MEXICANO SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP9 344419106 12/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
2 Election of Meeting Delegates (Special Mgmt For For For
Meeting)
3 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
4 Election of Directors; Fees Mgmt For For For
5 Establishment of Audit and Corporate Mgmt For For For
Governance Committees; Fees
6 Election of Meeting Delegates (Annual Mgmt For For For
Meeting)
7 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
FOREST LABORATORIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRX CUSIP9 345838106 08/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Howard Solomon Mgmt For For For
1.2 Elect Director Nesli Basgoz Mgmt For For For
1.3 Elect Director William J. Candee, III Mgmt For For For
1.4 Elect Director George S. Cohan Mgmt For For For
1.5 Elect Director Dan L. Goldwasser Mgmt For For For
1.6 Elect Director Kenneth E. Goodman Mgmt For For For
1.7 Elect Director Lester B. Salans Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE 2007 NON-EMPLOYEE Mgmt For For For
DIRECTORS STOCK PLAN.
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 12/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry S. Barrat Mgmt For For For
1.2 Elect Robert M. Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James L. Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Rudy E. Schupp Mgmt For For For
1.8 Elect Michael H. Thaman Mgmt For For For
1.9 Elect Hansel E. Tookes, II Mgmt For For For
1.10 Elect Paul R. Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FRONTLINE LTD. (FORMERLY LONDON & OVERSEAS FREIGHTERS)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRO CINS G3682E127 12/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director John Fredriksen Mgmt For Withhold Against
1.2 Elect Director Tor Olav Troim Mgmt For Withhold Against
1.3 Elect Director Frixos Savvides Mgmt For For For
1.4 Elect Director Kate Blankenship Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For For
COMPANY S BYE-LAW 110 TO CHANGE THE
REQUIREMENT FOR THE FORM OF, AND
SIGNATORIES TO, THE SEAL OF THE COMPANY.
GANNETT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GCI CUSIP9 364730101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Charles Fruit Mgmt For For For
1.2 Elect Arthur Harper Mgmt For For For
1.3 Elect John Louis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Declassify the Board Mgmt For For For
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
GENLYTE GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLYT CUSIP9 372302109 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Larry Powers Mgmt For Withhold Against
1.2 Elect Zia Eftekhar Mgmt For For For
1.3 Elect William Trotman Mgmt For For For
GENZYME CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GZTR CUSIP9 372917104 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Douglas Berthiaume Mgmt For For For
1.2 Elect Gail Boudreaux Mgmt For For For
2 Amendment to the 2004 Equity Incentive Mgmt For For For
Plan
3 A PROPOSAL TO APPROVE THE 2007 DIRECTOR Mgmt For Against Against
EQUITY PLAN.
4 Amendment to the 1999 Employee Stock Mgmt For For For
Purchase Plan
5 Adoption of Majority Voting for the Mgmt For For For
Election of Directors
6 A PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
7 Shareholder Proposal Regarding Approval ShrHoldr Against Against For
of Executive Severance Arrangements
GOLDMAN SACHS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP9 38141G104 03/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For For
2 ELECTION OF DIRECTOR: LORD BROWNE OF Mgmt For For For
MADINGLEY
3 ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For For
4 ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For For
5 ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For For
6 ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For For
8 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For
10 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
11 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For
12 ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For For
13 ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS REPORT
16 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
SUSTAINABILITY REPORT
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS
HARTFORD FINANCIAL SERVICES GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIG CUSIP9 416515104 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ramani Ayer Mgmt For For For
1.2 Elect Ramon De Oliveira Mgmt For For For
1.3 Elect Trevor Fetter Mgmt For For For
1.4 Elect Edward Kelly, III Mgmt For For For
1.5 Elect Paul Kirk, Jr. Mgmt For For For
1.6 Elect Thomas Marra Mgmt For For For
1.7 Elect Gail McGovern Mgmt For For For
1.8 Elect Michael Morris Mgmt For For For
1.9 Elect Robert Selander Mgmt For For For
1.10 Elect Charles Strauss Mgmt For For For
1.11 Elect H. Patrick Swygert Mgmt For For For
1.12 Elect David Zwiener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HCC INSURANCE HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCC CUSIP9 404132102 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Patrick Collins Mgmt For Withhold Against
1.3 Elect James Crane Mgmt For Withhold Against
1.4 Elect J. Robert Dickerson Mgmt For Withhold Against
1.5 Elect Walter Duer Mgmt For Withhold Against
1.6 Elect Edward Ellis, Jr. Mgmt For Withhold Against
1.7 Elect James Flagg Mgmt For Withhold Against
1.8 Elect Allan Fulkerson Mgmt For For For
1.9 Elect John Molbeck, Jr. Mgmt For For For
1.10 Elect Michael Roberts Mgmt For Withhold Against
2 TO VOTE ON THE 2007 KEY EXECUTIVE Mgmt For For For
INCENTIVE COMPENSATION PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation Anti-Bias Policy
HELEN OF TROY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HELE CINS G4388N106 08/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Gary B. Abromovitz Mgmt For For For
1.2 Elect Director John B. Butterworth Mgmt For For For
1.3 Elect Director Timothy F. Meeker Mgmt For Withhold Against
1.4 Elect Director Byron H. Rubin Mgmt For Withhold Against
1.5 Elect Director Gerald J. Rubin Mgmt For Withhold Against
1.6 Elect Director Stanlee N. Rubin Mgmt For Withhold Against
1.7 Elect Director Adolpho R. Telles Mgmt For For For
1.8 Elect Director Darren G. Woody Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
HOME DEPOT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP9 437076102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For For
2 ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For For
3 ELECTION OF DIRECTOR: GREGORY D. Mgmt For Against Against
BRENNEMAN
4 ELECTION OF DIRECTOR: JOHN L. CLENDENIN Mgmt For Against Against
5 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For Against Against
6 ELECTION OF DIRECTOR: MILLEDGE A. HART, Mgmt For Against Against
III
7 ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For Against Against
8 ELECTION OF DIRECTOR: LABAN P. JACKSON, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: HELEN Mgmt For For For
JOHNSON-LEIPOLD
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For Against Against
JOHNSTON
11 ELECTION OF DIRECTOR: KENNETH G. LANGONE Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL REGARDING POISON ShrHoldr Against For Against
PILL IMPLEMENTATION
14 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EMPLOYMENT DIVERSITY REPORT DISCLOSURE
15 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
OFFICER COMPENSATION
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
MANAGEMENT BONUSES
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
RETIREMENT BENEFITS
18 SHAREHOLDER PROPOSAL REGARDING EQUITY ShrHoldr Against Against For
COMPENSATION
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
PAY-FOR-SUPERIOR PERFORMANCE
20 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
NONPARTISANSHIP
21 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN ShrHoldr Against For Against
AND CEO
HSBC HOLDINGS PLC -ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HBC CUSIP9 404280406 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR Mgmt For For For
2006
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For For
REPORT FOR 2006
3 TO RE-ELECT THE LORD BUTLER A DIRECTOR Mgmt For For For
4 TO RE-ELECT THE BARONESS DUNN A DIRECTOR Mgmt For For For
5 TO RE-ELECT R A FAIRHEAD A DIRECTOR Mgmt For For For
6 TO RE-ELECT W K L FUNG A DIRECTOR Mgmt For For For
7 TO RE-ELECT SIR BRIAN MOFFAT A DIRECTOR Mgmt For For For
8 TO RE-ELECT G MORGAN A DIRECTOR Mgmt For For For
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
11 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For For
RESOLUTION)
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For For
OWN ORDINARY SHARES
13 TO AUTHORISE THE DIRECTORS TO OFFER A Mgmt For For For
SCRIP DIVIDEND ALTERNATIVE
14 EU Political Donations Mgmt For For For
15 EU Political Donations (HSBC Bank plc) Mgmt For For For
16 Electronic Communication Mgmt For For For
17 TO ALTER THE ARTICLES OF ASSOCIATION Mgmt For For For
(SPECIAL RESOLUTION)
INFOSYS TECHNOLOGIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 456788108 11/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
SPONSOR AN ISSUE OF AMERICAN DEPOSITARY
SHARES AGAINST EXISTING EQUITY SHARES.
2.0 TO AUTHORIZE THE COMPANY TO ISSUE Mgmt For For For
DEPOSITARY RECEIPTS.
3.0 TO AUTHORIZE THE BOARD AND OFFICERS IN Mgmt For For For
CONNECTION WITH THE EARLIER RESOLUTIONS.
4.0 TO AUTHORIZE THE UNDERWRITERS TO Mgmt For For For
DETERMINE THE PRICE OF THE SPONSORED ADS
OFFERING.
5.0 TO AUTHORIZE THE BOARD TO DETERMINE THE Mgmt For For For
TERMS AND CONDITIONS.
6.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
DELEGATE ITS POWERS.
INTERNATIONAL BUSINESS MACHINE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP9 459200101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cathleen Black Mgmt For Withhold Against
1.2 Elect Kenneth Chenault Mgmt For For For
1.3 Elect Jurgen Dormann Mgmt For For For
1.4 Elect Michael Eskew Mgmt For Withhold Against
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect Minoru Makihara Mgmt For For For
1.7 Elect Lucio Noto Mgmt For For For
1.8 Elect James Owens Mgmt For For For
1.9 Elect Samuel Palmisano Mgmt For For For
1.10 Elect Joan Spero Mgmt For For For
1.11 Elect Sidney Taurel Mgmt For For For
1.12 Elect Lorenzo Zambrano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Requirement Mgmt For For For
- Merger or Consolidation
4 Elimination of Supermajority Requirement Mgmt For For For
- Disposition of All or Substantially
All of the Assets of the Corporation
Outside the Ordinary Course of Business
5 Elimination of Supermajority Requirement Mgmt For For For
- Plan for the Exchange of Shares of the
Corporation
6 Elimination of Supermajority Requirement Mgmt For For For
- Authorization of Dissolution of the
Corporation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Pension ShrHoldr Against Against For
and Retirement Medical
9 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Compensation
10 Shareholder Proposal Regarding Offshoring ShrHoldr Against Against For
11 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Directors
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP9 478160104 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Coleman Mgmt For For For
1.2 Elect James Cullen Mgmt For For For
1.3 Elect Michael Johns Mgmt For For For
1.4 Elect Arnold Langbo Mgmt For For For
1.5 Elect Susan Lindquist Mgmt For For For
1.6 Elect Leo Mullin Mgmt For For For
1.7 Elect Christine Poon Mgmt For For For
1.8 Elect Charles Prince Mgmt For Withhold Against
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect David Satcher Mgmt For For For
1.11 Elect William Weldon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Director Elections
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Retirement Plan
JOS A BANK CLOTHIERS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOSB CUSIP9 480838101 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Gary Gladstein Mgmt For For For
1.2 Elect Sidney Ritman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
JP MORGAN CHASE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP9 46625H100 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Crandall Bowles Mgmt For For For
1.2 Elect Stephen Burke Mgmt For For For
1.3 Elect James Crown Mgmt For For For
1.4 Elect James Dimon Mgmt For For For
1.5 Elect Ellen Futter Mgmt For For For
1.6 Elect William Gray, III Mgmt For For For
1.7 Elect Laban Jackson, Jr. Mgmt For Withhold Against
1.8 Elect Robert Lipp Mgmt For For For
1.9 Elect David Novak Mgmt For Withhold Against
1.10 Elect Lee Raymond Mgmt For Withhold Against
1.11 Elect William Weldon Mgmt For For For
2 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option Policy
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Restricted Stock
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Say-on-Pay Advisory Vote
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote in Director Elections
9 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
10 Shareholder Proposal Regarding Slavery ShrHoldr Against Against For
Apology Report
KCS ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 482434206 07/12/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
KONINKLIJKE AHOLD NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHO CUSIP9 500467303 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO ADOPT 2006 FINANCIAL Mgmt For For For
STATEMENTS
2 DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For For
THE CORPORATE EXECUTIVE BOARD
3 DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For For
THE SUPERVISORY BOARD
4 Elect A.D. Boer Mgmt For For For
5 Elect T. de Swaan Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 PROPOSAL TO AMEND ARTICLES OF ASSOCIATION Mgmt For For For
8 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
9 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
10 Authority to Cancel Shares Mgmt For For For
11 Authority to Reduce Share Capital Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
14 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
KONINKLIJKE AHOLD NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHO CUSIP9 500467303 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO APPROVE THE SALE OF U.S. Mgmt For For For
FOODSERVICE
2 Authority to Increase Par Value Mgmt For For For
3 Authority to Decrease Par Value Mgmt For For For
4 Share Consolidation Mgmt For For For
KT CORPORATION- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KTC CUSIP9 48268K101 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendment To Articles Mgmt For For For
3 ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For For
COMMITTEE: JEONG RO YOON.
4 ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For For
COMMITTEE: KON SIK KIM.
5 ELECTION OF DIRECTOR: JONG LOK YOON. Mgmt For For For
6 ELECTION OF DIRECTOR: JEONG SOO SUH. Mgmt For For For
7 ELECTION OF DIRECTOR: PAUL C. YI Mgmt For For For
8 Directors' Fees Mgmt For For For
LAN AIRLINES S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LFL CUSIP9 501723100 01/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Authority to Increase Authorized Capital Mgmt For For For
2 Stock Option Plan Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Authority to Register Shares; Employee Mgmt For For For
Share Purchase Program
5 Authority to Carry Out Formalities Mgmt For For For
LEE ENTERPRISES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEENB CUSIP9 523768109 02/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Junck Mgmt For For For
1.2 Elect Andrew Newman Mgmt For Withhold Against
1.3 Elect Gordon Prichett Mgmt For For For
2 Transaction of Other Business Mgmt For Against Against
LEHMAN BROTHERS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEH CUSIP9 524908100 04/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN F. AKERS Mgmt For For For
3 ELECTION OF DIRECTOR: ROGER S. BERLIND Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
CRUIKSHANK
5 ELECTION OF DIRECTOR: MARSHA JOHNSON Mgmt For For For
EVANS
6 ELECTION OF DIRECTOR: RICHARD S. FULD, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: SIR CHRISTOPHER Mgmt For For For
GENT
8 ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For For
9 ELECTION OF DIRECTOR: HENRY KAUFMAN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN D. MACOMBER Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Stock Incentive Mgmt For Against Against
Plan
13 STOCKHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
LIZ CLAIBORNE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LIZ CUSIP9 539320101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Raul Fernandez Mgmt For Withhold Against
1.2 Elect Kenneth Kopelman Mgmt For Withhold Against
1.3 Elect Arthur Martinez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 THE STOCKHOLDER PROPOSAL AS DESCRIBED IN ShrHoldr Against For Against
THE PROXY STATEMENT.
LOWE'S COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LOW CUSIP9 548661107 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Bernauer Mgmt For For For
1.2 Elect Leonard Berry Mgmt For For For
1.3 Elect Dawn Hudson Mgmt For For For
1.4 Elect Robert Niblock Mgmt For For For
2 Amendment to the Employee Stock Purchase Mgmt For For For
Plan - Stock Options for Everyone
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Minimum ShrHoldr Against Against For
Share Ownership Requirements for
Director Nominees
5 SHAREHOLDER PROPOSAL REQUESTING ANNUAL ShrHoldr Against Against For
REPORT ON WOOD PROCUREMENT.
6 SHAREHOLDER PROPOSAL REGARDING ANNUAL ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR.
7 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For
SEVERANCE AGREEMENTS.
8 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against Against For
COMPENSATION PLAN.
MARTIN MARIETTA MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLM CUSIP9 573284106 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marcus Bennett Mgmt For Withhold Against
1.2 Elect Laree Perez Mgmt For Withhold Against
1.3 Elect Dennis Rediker Mgmt For Withhold Against
2 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITORS.
MERCK & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP9 589331107 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Clark Mgmt For For For
1.2 Elect Johnnetta Cole, Ph.D. Mgmt For Withhold Against
1.3 Elect William Harrison, Jr. Mgmt For For For
1.4 Elect William Kelley, M.D. Mgmt For For For
1.5 Elect Rochelle Lazarus Mgmt For Withhold Against
1.6 Elect Thomas Shenk, Ph.D. Mgmt For For For
1.7 Elect Anne Tatlock Mgmt For For For
1.8 Elect Samuel Thier, M.D. Mgmt For For For
1.9 Elect Wendell Weeks Mgmt For Withhold Against
1.10 Elect Peter Wendell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements in the Certificate of
Incorporation
4 Elimination of Supermajority Mgmt For For For
Requirements Imposed by New Jersey Law
5 Change in Board Size Mgmt For For For
6 Proposal to Replace Cumulative Voting Mgmt For For For
with Majority Voting
7 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
PUBLICATION OF POLITICAL CONTRIBUTIONS
8 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
METLIFE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP9 59156R108 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Burton Dole, Jr. Mgmt For For For
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect James Kilts Mgmt For For For
1.4 Elect Charles Leighton Mgmt For For For
1.5 Elect David Satcher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MGP INGREDIENTS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGPI CUSIP9 55302G103 10/12/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Linda E. Miller Mgmt For For For
1.2 Elect Director D.R. Schaller, Ph.D. Mgmt For For For
2.0 Approve Non-Employee Director Restricted Mgmt For For For
Stock Plan
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP9 617446448 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECT ROY J. BOSTOCK Mgmt For Against Against
2 ELECT ERSKINE B. BOWLES Mgmt For For For
3 ELECT HOWARD J. DAVIES Mgmt For For For
4 ELECT C. ROBERT KIDDER Mgmt For Against Against
5 ELECT JOHN J. MACK Mgmt For For For
6 ELECT DONALD T. NICOLAISEN Mgmt For For For
7 ELECT CHARLES H. NOSKI Mgmt For For For
8 ELECT HUTHAM S. OLAYAN Mgmt For For For
9 ELECT CHARLES E. PHILLIPS, JR. Mgmt For Against Against
10 ELECT O. GRIFFITH SEXTON Mgmt For For For
11 ELECT LAURA D. TYSON Mgmt For Against Against
12 ELECT KLAUS ZUMWINKEL Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For For
TOUCHE LLP AS INDEPENDENT AUDITOR
14 TO APPROVE THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
15 SHAREHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE
16 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
COMPENSATION ADVISORY VOTE
MYLAN LABORATORIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MYL CUSIP9 628530107 07/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Milan Puskar Mgmt For For For
1.2 Elect Director Robert J. Coury Mgmt For For For
1.3 Elect Director Wendy Cameron Mgmt For For For
1.4 Elect Director Neil Dimick, CPA Mgmt For For For
1.5 Elect Director Douglas J. Leech, CPA Mgmt For For For
1.6 Elect Director Joseph C. Maroon, Md Mgmt For For For
1.7 Elect Director Rodney L. Piatt, CPA Mgmt For For For
1.8 Elect Director C.B. Todd Mgmt For For For
1.9 Elect Director Rl Vanderveen, Ph.D, Rph Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
NATIONAL OILWELL VARCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP9 637071101 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ben Guill Mgmt For For For
1.2 Elect Roger Jarvis Mgmt For For For
1.3 Elect Eric Mattson Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
NETEASE COM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTES CINS 64110W102 09/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 RE-ELECT WILLIAM DING AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
2.0 RE-ELECT DONGHUA DING AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
3.0 RE-ELECT LUN FENG AS A DIRECTOR TO SERVE Mgmt For For For
FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
4.0 RE-ELECT DENNY LEE AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
5.0 RE-ELECT MICHAEL LEUNG AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
6.0 RE-ELECT JOSEPH TONG AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
7.0 RE-ELECT MICHAEL TONG AS A DIRECTOR TO Mgmt For For For
SERVE FOR THE ENSUING YEAR AND UNTIL HIS
SUCCESSOR IS ELECTED AND DULY QUALIFIED.
8.0 Ratify Auditors Mgmt For For For
NORFOLK SOUTHERN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSC CUSIP9 655844108 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alston Correll Mgmt For For For
1.2 Elect Landon Hilliard Mgmt For For For
1.3 Elect Burton Joyce Mgmt For For For
1.4 Elect Jane O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
P.T. TELEKOMUNIKASI INDONESIA (PERSERO)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLK CUSIP9 715684106 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 RESTRUCTURIZATION OF TELKOM S PENSION Mgmt For Abstain NA
FUND.
2 THE AMENDMENT OF THE COMPANY S PLAN TO Mgmt For For For
THE SHARES BOUGHT BACK.
3 Stock Option Plan Mgmt For For For
4 Amendments to Articles Mgmt For Abstain NA
5 APPROVAL OF THE CHANGES OF THE MEMBER Mgmt For Abstain NA
FOR THE COMPANY S BOARD OF DIRECTORS.
P.T. TELEKOMUNIKASI INDONESIA (PERSERO)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLK CUSIP9 715684106 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROVAL OF THE COMPANY S ANNUAL REPORT Mgmt For For For
FOR THE FINANCIAL YEAR 2006.
2 Accounts and Reports Mgmt For For For
3 APPROPRIATION OF COMPANY S NET INCOME Mgmt For For For
FROM FINANCIAL YEAR 2006.
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5 Retirement Allowances Mgmt For Abstain NA
6 Directors' and Commissioners' Fees Mgmt For For For
7 Ratification of Board Acts Mgmt For For For
8 Election of Directors and Commissioners Mgmt For Against Against
9 APPROVAL FOR THE SHARE BUY BACK II Mgmt For For For
PROGRAM.
10 APPROVAL TO THE AMENDMENT TO THE COMPANY Mgmt For Abstain NA
S ARTICLES OF ASSOCIATION.
PEPSI BOTTLING GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBG CUSIP9 713409100 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For For
2 ELECTION OF DIRECTOR: BARRY H. BERACHA Mgmt For For For
3 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For For
4 ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For For
5 ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN D. KRONICK Mgmt For Against Against
7 ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For For
8 ELECTION OF DIRECTOR: MARGARET D. MOORE Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN A. QUELCH Mgmt For For For
10 ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For For
11 Ratification of Auditor Mgmt For For For
PEPSIAMERICA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAS CUSIP9 71343P200 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: HERBERT M. BAUM. Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD G. CLINE. Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL J. CORLISS. Mgmt For For For
4 ELECTION OF DIRECTOR: PIERRE S. DU PONT. Mgmt For For For
5 ELECTION OF DIRECTOR: ARCHIE R. DYKES. Mgmt For For For
6 ELECTION OF DIRECTOR: JAROBIN GILBERT, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: JAMES R. KACKLEY. Mgmt For For For
8 ELECTION OF DIRECTOR: MATTHEW M. MCKENNA. Mgmt For For For
9 ELECTION OF DIRECTOR: ROBERT C. POHLAD. Mgmt For For For
10 ELECTION OF DIRECTOR: DEBORAH E. POWELL. Mgmt For For For
11 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
PETSMART INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PETM CUSIP9 716768106 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Rakesh Gangwal Mgmt For For For
1.2 Elect Barbara Munder Mgmt For For For
1.3 Elect Thomas Stemberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Short Term Incentive Plan Mgmt For For For
POSCO - ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKX CUSIP9 693483109 02/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Article 2 Mgmt For For For
3 Amendments to Articles 10, 16 and 17 Mgmt For For For
4 Amendments to Article 28 Mgmt For For For
5 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For
DIRECTOR: JUN, KWANG-WOO
6 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For
DIRECTOR: PARK, WON-SOON
7 Elect Jeffrey D. Jones as Independent Mgmt For For For
Director and Audit Committee Member
8 ELECTION OF EXECUTIVE DIRECTOR: LEE, Mgmt For For For
KU-TAEK
9 ELECTION OF EXECUTIVE DIRECTOR: YOON, Mgmt For For For
SEOK-MAN
10 ELECTION OF EXECUTIVE DIRECTOR: CHUNG, Mgmt For For For
JOON-YANG
11 APPROVAL OF LIMITS OF TOTAL REMUNERATION Mgmt For For For
FOR DIRECTORS
PRUDENTIAL FINANCIAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFA CUSIP9 744320102 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Frederic Becker Mgmt For For For
1.2 Elect Gordon Bethune Mgmt For For For
1.3 Elect Gaston Caperton Mgmt For For For
1.4 Elect Gilbert Casellas Mgmt For For For
1.5 Elect James Cullen Mgmt For For For
1.6 Elect William Gray, III Mgmt For For For
1.7 Elect Jon Hanson Mgmt For For For
1.8 Elect Constance Horner Mgmt For For For
1.9 Elect Karl Krapek Mgmt For For For
1.10 Elect Christine Poon Mgmt For For For
1.11 Elect Arthur Ryan Mgmt For For For
1.12 Elect James Unruh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RANGE RESOURCES CORP. COMMERCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RRC CUSIP9 75281A109 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Charles Blackburn Mgmt For For For
1.2 Elect Anthony Dub Mgmt For For For
1.3 Elect V. Richard Eales Mgmt For For For
1.4 Elect Allen Finkelson Mgmt For For For
1.5 Elect Jonathan Linker Mgmt For For For
1.6 Elect Kevin McCarthy Mgmt For For For
1.7 Elect John Pinkerton Mgmt For For For
1.8 Elect Jeffrey Ventura Mgmt For For For
2 Amendment to the 2005 Equity-Based Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
ROSS STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROST CUSIP9 778296103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Bush Mgmt For For For
1.2 Elect Norman Ferber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
SAFEWAY INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWY CUSIP9 786514208 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For For
2 ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For For For
3 ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For For For
4 ELECTION OF DIRECTOR: PAUL HAZEN Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT I. Mgmt For For For
MACDONNELL
6 ELECTION OF DIRECTOR: DOUGLAS J. Mgmt For For For
MACKENZIE
7 ELECTION OF DIRECTOR: REBECCA A. STIRN Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Mgmt For For For
9 ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For For
10 APPROVAL OF SAFEWAY INC. 2007 EQUITY AND Mgmt For For For
INCENTIVE AWARD PLAN.
11 Amendment to the Capital Performance Mgmt For For For
Bonus Plan
12 Ratification of Auditor Mgmt For For For
13 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
14 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Chairman
15 Shareholder Proposal Regarding Labeling ShrHoldr Against Against For
Products of Cloning or Genetic
Engineering
16 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Report
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Controlled-Atmosphere Killing
SANTANDER CENTRAL HISPANO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP9 05964H105 06/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
2 APPLICATION OF RESULTS FROM FISCAL YEAR Mgmt For For For
2006.
3.1 Elect Isabel Tocino Biscarolasaga Mgmt For For For
3.2 Elect Antoine Bernheim Mgmt For Withhold Against
3.3 Elect Antonio Basagoiti Garcia-Tunon Mgmt For For For
3.4 Elect Antonio Escamez Torres Mgmt For For For
3.5 Elect Francisco Luzon Lopez Mgmt For For For
4 RE-ELECTION OF THE AUDITOR OF ACCOUNTS Mgmt For For For
FOR FISCAL YEAR 2007.
5 Authority to Repurchase Shares Mgmt For For For
6 BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH Mgmt For For For
OF ARTICLE 1.
7 BYLAWS: AMENDMENT OF ARTICLE 28. Mgmt For For For
8 BYLAWS: AMENDMENT OF THE SECOND Mgmt For For For
PARAGRAPH OF ARTICLE 36.
9 BYLAWS: AMENDMENT OF THE LAST PARAGRAPH Mgmt For For For
OF ARTICLE 37.
10 BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH Mgmt For For For
OF ARTICLE 40.
11 Amend Preamble Mgmt For For For
12 Amend Article 2 Mgmt For For For
13 Amend Article 21 Mgmt For For For
14 Amend Article 22 Mgmt For For For
15 Authority to Increase Capital Mgmt For For For
16 Authority to Issue Debt Instruments Mgmt For For For
17 Authority to Issue Shares under "150th Mgmt For For For
Year Anniversary Plan"
18 Amend Management Incentive Plan Mgmt For For For
19 Management Incentive Plan Mgmt For For For
20 Authority to Carry Out Formalities Mgmt For For For
SATYAM COMPUTER SERVICES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 804098101 08/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 APPROVAL OF THE AUDITED BALANCE SHEET, Mgmt For For For
THE AUDITED PROFIT AND LOSS ACCOUNT, THE
AUDITORS REPORT AND THE DIRECTORS
REPORT.
2.0 APPROVAL TO DECLARE FINAL DIVIDEND ON Mgmt For For For
EQUITY SHARES.
3.0 APPROVAL TO RE-APPOINT MR. VINOD K DHAM, Mgmt For For For
AS DIRECTOR.
4.0 Ratify Auditors Mgmt For For For
5.0 APPROVAL TO APPOINT PROF. RAMMOHAN RAO Mgmt For For For
MENDU, AS DIRECTOR.
6.0 APPROVAL TO APPOINT MR. RAM MOHAN RAO Mgmt For For For
MYNAMPATI (RAM MYNAMPATI) AS DIRECTOR.
7.0 APPROVAL FOR THE PAYMENT OF REMUNERATION Mgmt For For For
TO PROF. KRISHNA G PALEPU, NON-EXECUTIVE
DIRECTOR.
8.0 APPROVAL FOR THE INCREASE OF THE Mgmt For For For
AUTHORISED SHARE CAPITAL OF THE COMPANY
AND THE ALTERATION OF THE MEMORANDUM OF
ASSOCIATION.
9.0 APPROVAL FOR THE ISSUANCE AND ALLOTMENT Mgmt For For For
OF BONUS SHARES BY THE COMPANY.
10.0 APPROVAL TO ISSUE, OFFER AND ALLOT TO Mgmt For Against Against
ANY ONE OR MORE OR ALL OF THE PERMANENT
EMPLOYEES AND DIRECTORS RESTRICTED STOCK
UNITS.
11.0 APPROVAL TO ISSUE, OFFER AND ALLOT TO Mgmt For Against Against
ANY ONE OR MORE OR ALL OF THE PERMANENT
EMPLOYEES AND DIRECTORS OF THE
SUBSIDIARY COMPANIES WHETHER IN INDIA OR
OVERSEAS RESTRICTED STOCK UNITS.
SILGAN HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLGN CUSIP9 827048109 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect R. Philip Silver Mgmt For Withhold Against
1.2 Elect William Jennings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SILICONWARE PRECISION INDUSTRIES (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPIWY CUSIP9 827084864 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Capital Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendment to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
6 Non-Compete Restrictions for Directors Mgmt For Against Against
SKYWEST INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKYW CUSIP9 830879102 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jerry Atkin Mgmt For For For
1.2 Elect J. Ralph Atkin Mgmt For Withhold Against
1.3 Elect Ian Cumming Mgmt For For For
1.4 Elect Robert Sarver Mgmt For For For
1.5 Elect W. Steve Albrecht Mgmt For For For
1.6 Elect Margaret Billson Mgmt For For For
1.7 Elect Henry Eyring Mgmt For For For
1.8 Elect Steven Udvar-Hazy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
STANLEY WORKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP9 854616109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Breen Mgmt For For For
1.2 Elect Virgis Colbert Mgmt For Withhold Against
1.3 Elect John Lundgren Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR 2007.
3 Shareholder Proposal to Declassify the ShrHoldr Against For Against
Board
SUPERVALU INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SVU CUSIP9 868536103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: A. GARY AMES Mgmt For For For
2 ELECTION OF DIRECTOR: CHARLES M. LILLIS Mgmt For Against Against
3 ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For For
4 ELECTION OF DIRECTOR: STEVEN S. ROGERS Mgmt For For For
5 ELECTION OF DIRECTOR: WAYNE C. SALES Mgmt For For For
6 ELECTION OF DIRECTOR: KATHI P. SEIFERT Mgmt For For For
7 APPROVAL OF THE SUPERVALU INC. 2007 Mgmt For For For
STOCK PLAN
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Controlled-Atmosphere Killing
10 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For Against Against
PROPERLY COME BEFORE THE MEETING
TAIWAN SEMICONDUCTOR MFG. CO. LTD. (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSM CUSIP9 874039100 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Ratification of Business Results and Mgmt For For For
Financial Statements
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For For
OF 2006 PROFITS.
3 Authority to Increase Paid-in Capital Mgmt For For For
4 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For For
INCORPORATION.
5 Amendments to Procedures for Acquisition Mgmt For For For
or Disposal of Assets
TARGET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP9 87612E106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Anne Mulcahy Mgmt For For For
1.3 Elect Stephen Sanger Mgmt For For For
1.4 Elect Gregg Steinhafel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 COMPANY PROPOSAL TO APPROVE THE OFFICER Mgmt For For For
SHORT-TERM INCENTIVE PLAN.
4 Adoption of Majority Vote for Election Mgmt For For For
of Directors
5 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
TEREX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEX CUSIP9 880779103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect G. Chris Andersen Mgmt For For For
1.3 Elect Paula Cholmondeley Mgmt For Withhold Against
1.4 Elect Don DeFosset Mgmt For Withhold Against
1.5 Elect William Fike Mgmt For For For
1.6 Elect Donald Jacobs Mgmt For For For
1.7 Elect David Sachs Mgmt For For For
1.8 Elect Oren Shaffer Mgmt For For For
1.9 Elect Helge Wehmeier Mgmt For For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 Increase in Authorized Common Stock Mgmt For For For
4 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For For
TEREX EMPLOYEE STOCK PURCHASE PLAN
TEXAS INSTRUMENTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXN CUSIP9 882508104 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: J.R. ADAMS. Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN. Mgmt For Against Against
3 ELECTION OF DIRECTOR: D.A. CARP. Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX. Mgmt For For For
5 ELECTION OF DIRECTOR: T.J. ENGIBOUS. Mgmt For For For
6 ELECTION OF DIRECTOR: D.R. GOODE. Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY. Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS. Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS. Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON. Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN. Mgmt For For For
12 Ratification of Auditor Mgmt For For For
TRAVELZOO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TZOO CUSIP9 89421Q106 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ralph Bartel, PhD Mgmt For For For
1.2 Elect Holger Bartel, PhD Mgmt For For For
1.3 Elect David Ehrlich Mgmt For Withhold Against
1.4 Elect Donovan Neale-May Mgmt For For For
1.5 Elect Kelly Urso Mgmt For For For
TRINITY INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRN CUSIP9 896522109 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Adams Mgmt For For For
1.2 Elect Rhys Best Mgmt For For For
1.3 Elect David Biegler Mgmt For Withhold Against
1.4 Elect Ronald Gafford Mgmt For For For
1.5 Elect Ronald Haddock Mgmt For For For
1.6 Elect Jess Hay Mgmt For Withhold Against
1.7 Elect Adrian Lajous Mgmt For For For
1.8 Elect Diana Natalicio Mgmt For For For
1.9 Elect Timothy Wallace Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBS CUSIP9 H89231338 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 APPROPRIATION OF RETAINED EARNINGS Mgmt For For For
DIVIDEND FOR FINANCIAL YEAR 2006
3 Ratification of Board and Management Acts Mgmt For For For
4 RE-ELECTION OF BOARD MEMBER: STEPHAN Mgmt For For For
HAERINGER
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt For For For
6 RE-ELECTION OF BOARD MEMBER: PETER Mgmt For For For
SPUHLER
7 ELECTION OF NEW BOARD MEMBER: SERGIO Mgmt For For For
MARCHIONNE
8 ELECTION OF THE GROUP AND STATUTORY Mgmt For For For
AUDITORS
9 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
10 CAPITAL REDUCTION: APPROVAL OF A NEW Mgmt For For For
SHARE BUYBACK PROGRAM FOR 2007-2010
11 Authority to Repurchase Shares Mgmt For For For
UNION PACIFIC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNP CUSIP9 907818108 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Andrew Card, Jr. Mgmt For For For
1.2 Elect Erroll Davis, Jr. Mgmt For For For
1.3 Elect Thomas Donohue Mgmt For Withhold Against
1.4 Elect Archie Dunham Mgmt For For For
1.5 Elect Judith Hope Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Michael McConnell Mgmt For For For
1.8 Elect Thomas McLarty III Mgmt For For For
1.9 Elect Steven Rogel Mgmt For Withhold Against
1.10 Elect James Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING MAJORITY ShrHoldr Against For Against
VOTING.
4 SHAREHOLDER PROPOSAL REGARDING POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
UNITED RENTALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URI CUSIP9 911363109 06/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: BRADLEY S. JACOBS Mgmt For For For
2 ELECTION OF DIRECTOR: HOWARD L. CLARK, Mgmt For For For
JR.
3 ELECTION OF DIRECTOR: MARK A. SUWYN Mgmt For Against Against
4 ELECTION OF DIRECTOR: LAWRENCE KEITH Mgmt For For For
WIMBUSH
5 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
6 Declassification of the Board of Mgmt For For For
Directors
WACHOVIA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WB CUSIP9 929903102 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ernest Rady Mgmt For For For
1.2 Elect Jerry Gitt Mgmt For For For
1.3 Elect John Casteen III Mgmt For For For
1.4 Elect Maryellen Herringer Mgmt For For For
1.5 Elect Joseph Neubauer Mgmt For Withhold Against
1.6 Elect Timothy Proctor Mgmt For For For
1.7 Elect Van Richey Mgmt For For For
1.8 Elect Dona Young Mgmt For For For
2 Amendment to Declassify the Board Mgmt For For For
3 Amendment to Provide for Majority Voting Mgmt For For For
in Uncontested Director Elections
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
6 A STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
QUALIFICATIONS OF DIRECTOR NOMINEES.
7 A STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
REPORTING POLITICAL CONTRIBUTIONS.
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Separating the Offices of Chairman and
Chief Executive Officer
WEATHERFORD INTERNATIONAL LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFT CUSIP9 G95089101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION AS DIRECTOR: NICHOLAS F. BRADY Mgmt For For For
2 ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Mgmt For For For
3 ELECTION AS DIRECTOR: DAVID J. BUTTERS Mgmt For For For
4 ELECTION AS DIRECTOR: ROBERT B. MILLARD Mgmt For For For
5 ELECTION AS DIRECTOR: BERNARD J. Mgmt For For For
DUROC-DANNER
6 ELECTION AS DIRECTOR: ROBERT K. MOSES, Mgmt For For For
JR.
7 ELECTION AS DIRECTOR: SHELDON B. LUBAR Mgmt For For For
8 ELECTION AS DIRECTOR: ROBERT A. RAYNE Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
WELLS FARGO & CO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP9 949746101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JOHN S. CHEN. Mgmt For For For
2 ELECTION OF DIRECTOR: LLOYD H. DEAN. Mgmt For For For
3 ELECTION OF DIRECTOR: SUSAN E. ENGEL. Mgmt For For For
4 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For
JR.
5 ELECTION OF DIRECTOR: ROBERT L. JOSS. Mgmt For For For
6 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH.
7 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK.
8 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For Against Against
MILLIGAN.
9 ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Mgmt For For For
10 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Mgmt For Against Against
11 ELECTION OF DIRECTOR: DONALD B. RICE. Mgmt For Against Against
12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER. Mgmt For Against Against
14 ELECTION OF DIRECTOR: SUSAN G. SWENSON. Mgmt For For For
15 ELECTION OF DIRECTOR: JOHN G. STUMPF. Mgmt For For For
16 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal to Separate Board ShrHoldr Against For Against
Chairman and CEO Positions
19 STOCKHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
20 Shareholder Proposal Limiting ShrHoldr Against Against For
Supplemental Executive Retirement Income
21 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Home Mortgage Disclosure Act Data
22 Shareholder Proposal Requesting Report ShrHoldr Against Against For
on Emission Reduction Goals
WINTRUST FINANCIAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTFC CUSIP9 97650W108 01/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 2007 Stock Incentive Plan Mgmt For For For
XCEL ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XEL CUSIP9 98389B100 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect C. Coney Burgess Mgmt For For For
1.2 Elect Fredric Corrigan Mgmt For For For
1.3 Elect Richard Davis Mgmt For For For
1.4 Elect Roger Hemminghaus Mgmt For For For
1.5 Elect A.Barry Hirschfeld Mgmt For For For
1.6 Elect Richard Kelly Mgmt For For For
1.7 Elect Douglas Leatherdale Mgmt For Withhold Against
1.8 Elect Albert Moreno Mgmt For For For
1.9 Elect Margaret Preska Mgmt For For For
1.10 Elect A. Patricia Sampson Mgmt For For For
1.11 Elect Richard Truly Mgmt For For For
1.12 Elect David Westerlund Mgmt For For For
1.13 Elect Timothy Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chairman and CEO
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-For-Superior Performance
XEROX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XRX CUSIP9 984121103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Glenn Britt Mgmt For For For
1.2 Elect Ursula Burns Mgmt For For For
1.3 Elect William Hunter Mgmt For For For
1.4 Elect Vernon Jordan, Jr. Mgmt For Withhold Against
1.5 Elect Richard Harrington Mgmt For For For
1.6 Elect Robert McDonald Mgmt For For For
1.7 Elect Anne Mulcahy Mgmt For For For
1.8 Elect Ralph Larsen Mgmt For For For
1.9 Elect Ann Reese Mgmt For For For
1.10 Elect Mary Wilderotter Mgmt For For For
1.11 Elect N. J. Nicholas, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE 2004 PERFORMANCE Mgmt For For For
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For
ADOPTION OF A VENDOR CODE OF CONDUCT.
ITEM 14: PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON MATERIALS FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
AIR PRODUCTS & CHEMICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APD CUSIP9 009158106 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Davis, III Mgmt For For For
1.2 Elect W. Douglas Ford Mgmt For For For
1.3 Elect Evert Henkes Mgmt For For For
1.4 Elect Margaret McGlynn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
ALBEMARLE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALB CUSIP9 012653101 04/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect John Gottwald Mgmt For For For
1.3 Elect William Gottwald Mgmt For For For
1.4 Elect R. William Ide III Mgmt For For For
1.5 Elect Richard Morrill Mgmt For For For
1.6 Elect Seymour Preston III Mgmt For For For
1.7 Elect Mark Rohr Mgmt For For For
1.8 Elect John Sherman, Jr. Mgmt For For For
1.9 Elect Charles Stewart Mgmt For For For
1.10 Elect Harriet Taggart Mgmt For For For
1.11 Elect Anne Marie Whittemore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALCAN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AL CUSIP9 013716105 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Roland Berger Mgmt For For For
1.2 Re-elect L. Desautels Mgmt For Withhold Against
1.3 Re-elect Richard Evans Mgmt For For For
1.4 Re-elect L. Yves Fortier Mgmt For Withhold Against
1.5 Elect Jeffrey Garten Mgmt For For For
1.6 Re-elect Jean-Paul Jacamon Mgmt For For For
1.7 Re-elect Yves Mansion Mgmt For For For
1.8 Re-elect Christine Morin-Postel Mgmt For For For
1.9 Elect Heather Munroe-Blum Mgmt For For For
1.10 Re-elect H. Onno Ruding Mgmt For For For
1.11 Re-elect Gerhard Schulmeyer Mgmt For Withhold Against
1.12 Re-elect Paul Tellier Mgmt For For For
1.13 Re-elect Milton Wong Mgmt For For For
2 APPOINTMENT OF AUDITORS: Mgmt For For For
PRICEWATERHOUSECOOPERS LLP
3 AMENDMENTS TO ALCAN EXECUTIVE SHARE Mgmt For For For
OPTION PLAN.
ALLEGHENY TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATI CUSIP9 01741R102 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect H. Kent Bowen Mgmt For For For
1.2 Elect L. Patrick Hassey Mgmt For For For
1.3 Elect John Turner Mgmt For For For
2 APPROVAL OF 2007 INCENTIVE PLAN. Mgmt For For For
3 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
4 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SUSTAINABILITY REPORTING.
AMERICAN STANDARD COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASD CUSIP9 029712106 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Anderson Mgmt For For For
1.2 Elect Steven Goldstone Mgmt For For For
1.3 Elect Ruth Ann Marshall Mgmt For For For
2 Amendment to the 2002 Omnibus Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
ARCELOR MITTAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MT CUSIP9 03937E101 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For For
FOR FISCAL 2006.
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For For For
4 Ratification of Supervisory Board Acts Mgmt For For For
5 Elect Lakshmi N. Mittal as CEO Mgmt For For For
6 Designation of Usha Mittal Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Supervisory Board Members' Fees Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
11 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
ARCELOR MITTAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MT CUSIP9 03937E101 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For For
FOR FISCAL 2006.
2 Allocation of Profits/Dividends Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Supervisory Board Acts Mgmt For For For
5 Elect Lakshmi N. Mittal as CEO Mgmt For For For
6 Designation of Usha Mittal Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Supervisory Board Members' Fees Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
11 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
BALL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLL CUSIP9 058498106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Hanno Fiedler Mgmt For Withhold Against
1.2 Elect John Lehman Mgmt For Withhold Against
1.3 Elect Georgia Nelson Mgmt For For For
1.4 Elect Erik van der Kaay Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
BARRICK GOLD CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABX CUSIP9 067901108 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Howard Beck Mgmt For For For
1.2 Re-elect C. William Birchall Mgmt For For For
1.3 Re-elect Donald Carty Mgmt For For For
1.4 Re-elect Gustavo Cisneros Mgmt For Withhold Against
1.5 Re-elect Marshall Cohen Mgmt For For For
1.6 Re-elect Peter Crossgrove Mgmt For For For
1.7 Re-elect John Crow Mgmt For For For
1.8 Re-elect Robert Franklin Mgmt For For For
1.9 Re-elect Peter Godsoe Mgmt For Withhold Against
1.10 Re-elect J. Brett Harvey Mgmt For For For
1.11 Re-elect Brian Mulroney Mgmt For For For
1.12 Re-elect Anthony Munk Mgmt For For For
1.13 Re-elect Peter Munk Mgmt For For For
1.14 Re-elect Steven Shapiro Mgmt For For For
1.15 Re-elect Gregory Wilkins Mgmt For For For
2 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
3 Amendment to Stock Option Plan Mgmt For For For
BEMIS COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMS CUSIP9 081437105 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Nancy McDonald Mgmt For For For
1.2 Elect Jeffrey Curler Mgmt For For For
1.3 Elect Roger O'Shaughnessy Mgmt For For For
1.4 Elect David Haffner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation Report
BURLINGTON NORTHERN SANTA FE CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNI CUSIP9 12189T104 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alan Boeckmann Mgmt For For For
1.2 Elect Donald Cook Mgmt For For For
1.3 Elect Vilma Martinez Mgmt For Withhold Against
1.4 Elect Marc Racicot Mgmt For Withhold Against
1.5 Elect Roy Roberts Mgmt For For For
1.6 Elect Matthew Rose Mgmt For For For
1.7 Elect Marc Shapiro Mgmt For For For
1.8 Elect J. Watts, Jr. Mgmt For For For
1.9 Elect Robert West Mgmt For For For
1.10 Elect J. Steven Whisler Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CATERPILLAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAT CUSIP9 149123101 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Dillon Mgmt For For For
1.2 Elect Juan Gallardo Mgmt For Withhold Against
1.3 Elect William Osborn Mgmt For For For
1.4 Elect Edward Rust, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Majority Vote Standard
COMPANHIA VALE DO RIO DOCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIOPR CUSIP9 204412209 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 APPOINTMENT OF THE MEMBERS OF THE BOARD Mgmt For For For
OF DIRECTORS.
4 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For For For
COUNCIL.
5 Governing Entities' Fees Mgmt For Against Against
6 Authority to Increase Capital through Mgmt For For For
the Capitalization of Reserves
COMPANHIA VALE DO RIO DOCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIO CUSIP9 204412209 12/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Protocol And Mgmt For For For
Justification of Merger
2 Appointment of Appraiser Mgmt For For For
3 TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For For
PREPARED BY THE EXPERT APPRAISERS
4 Merger by Absorption Mgmt For For For
5 Ratification of Acquisition of Mgmt For For For
Controlling Share of Inco Ltd.
6 Ratification of the Co-Option of Board Mgmt For For For
Members
CROWN HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCK CUSIP9 228368106 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jenne Britell Mgmt For For For
1.2 Elect John Conway Mgmt For For For
1.3 Elect Arnold Donald Mgmt For For For
1.4 Elect William Little Mgmt For For For
1.5 Elect Hans Loliger Mgmt For Withhold Against
1.6 Elect Thomas Ralph Mgmt For For For
1.7 Elect Hugues du Rouret Mgmt For For For
1.8 Elect Alan Rutherford Mgmt For Withhold Against
1.9 Elect Jim Turner Mgmt For For For
1.10 Elect William Urkiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Management Remuneration
CYTEC INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CYT CUSIP9 232820100 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Chris Davis Mgmt For For For
1.2 Elect Louis Hoynes, Jr. Mgmt For For For
1.3 Elect William Powell Mgmt For Withhold Against
2 RATIFICATION OF KPMG LLP AS THE COMPANY Mgmt For For For
S AUDITORS FOR 2007
DOW CHEMICALS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DOW CUSIP9 260543103 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Arnold Allemang Mgmt For For For
1.2 Elect Jacqueline Barton Mgmt For For For
1.3 Elect James Bell Mgmt For For For
1.4 Elect Jeff Fettig Mgmt For For For
1.5 Elect Barbara Franklin Mgmt For For For
1.6 Elect John Hess Mgmt For For For
1.7 Elect Andrew Liveris Mgmt For For For
1.8 Elect Geoffery Merszei Mgmt For Withhold Against
1.9 Elect J. Pedro Reinhard Mgmt For For For
1.10 Elect James Ringler Mgmt For For For
1.11 Elect Ruth Shaw Mgmt For For For
1.12 Elect Paul Stern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE RESTATED CERTIFICATE OF Mgmt For For For
INCORPORATION.
4 Shareholder Proposal Regarding Bhopal ShrHoldr Against Against For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered Seed
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Remediation in the Midland
Area
7 Shareholder Proposal Regarding Chemicals ShrHoldr Against Against For
with Links to Respiratory Problems
DU PONT EI DE NEMOURS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP9 263534109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Brown Mgmt For For For
1.2 Elect Robert Brown Mgmt For For For
1.3 Elect Bertrand Collomb Mgmt For For For
1.4 Elect Curtis Crawford Mgmt For For For
1.5 Elect John Dillon Mgmt For For For
1.6 Elect Eleuthere Du Pont Mgmt For For For
1.7 Elect Charles Holliday, Jr. Mgmt For For For
1.8 Elect Lois Juliber Mgmt For For For
1.9 Elect Masahisa Naitoh Mgmt For For For
1.10 Elect Sean O'Keefe Mgmt For For For
1.11 Elect William Reilly Mgmt For For For
2 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ON DUPONT EQUITY AND INCENTIVE PLAN Mgmt For For For
4 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Genetically Modified Organisms
5 Shareholder Proposal Regarding Plant ShrHoldr Against Against For
Closings
6 Shareholder Proposal Regarding a ShrHoldr Against Against For
Feasbility Report on PFOA Phase-out
7 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Expenditures Related to Environmental
Issues
8 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Global Warming
9 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Chemical Facility Security
EAGLE MATERIALS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXP CUSIP9 26969P108 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director F. William Barnett Mgmt For For For
1.2 Elect Director O.G. Dagnan Mgmt For Withhold Against
1.3 Elect Director David W. Quinn Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
FERRO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FOE CUSIP9 315405100 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Bulkin Mgmt For For For
1.2 Elect Michael Mee Mgmt For For For
1.3 Elect Perry Premdas Mgmt For For For
FERRO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FOE CUSIP9 315405100 11/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Jennie S. Hwang, Ph.D. Mgmt For For For
1.2 Elect Director James F. Kirsch Mgmt For For For
1.3 Elect Director William J. Sharp Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Amend Company's Code of Regulations Mgmt For For For
FMC CORP COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMCPRC CUSIP9 302491303 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Reilly Mgmt For For For
1.2 Elect William Walter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FREEPORT-MCMORAN COPPER & GOLD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FCXPRA CUSIP9 35671D857 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendment to the Certificate of Mgmt For For For
Incorporation in Connection with the
Merger Agreement
2 Approval of the Merger Agreement Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
GREIF INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GEF CUSIP9 397624107 02/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Increase in Authorized Class A and Class Mgmt For For For
B Common Stock
HERCULES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPC CUSIP9 427056106 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Hunter, III Mgmt For For For
1.2 Elect Robert Kennedy Mgmt For For For
1.3 Elect Craig Rogerson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Declassify the Board Mgmt For For For
INTERNATIONAL FLAVOURS & FRAGRANCES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IFF CUSIP9 459506101 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Margaret Adame Mgmt For For For
1.2 Elect Robert Amen Mgmt For For For
1.3 Elect Gunter Blobel Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Peter Georgescu Mgmt For Withhold Against
1.6 Elect Alexandra Herzan Mgmt For For For
1.7 Elect Henry Howell, Jr. Mgmt For For For
1.8 Elect Arthur Martinez Mgmt For For For
1.9 Elect Burton Tansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Stock Award and Mgmt For For For
Incentive Plan
LUBRIZOL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LZ CUSIP9 549271104 04/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Hambrick Mgmt For For For
1.2 Elect Gordon Harnett Mgmt For Withhold Against
1.3 Elect Victoria Haynes Mgmt For Withhold Against
1.4 Elect William Madar Mgmt For Withhold Against
1.5 Elect James Sweetnam Mgmt For Withhold Against
1.6 Elect Harriet Taggart Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
MARTIN MARIETTA MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLM CUSIP9 573284106 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marcus Bennett Mgmt For Withhold Against
1.2 Elect Laree Perez Mgmt For Withhold Against
1.3 Elect Dennis Rediker Mgmt For Withhold Against
2 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITORS.
MYERS INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MYE CUSIP9 628464109 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Keith Brown Mgmt For For For
1.2 Elect Vincent Byrd Mgmt For For For
1.3 Elect Richard Johnston Mgmt For For For
1.4 Elect Edward Kissel Mgmt For For For
1.5 Elect Stephen Myers Mgmt For For For
1.6 Elect John Orr Mgmt For For For
1.7 Elect Richard Osborne Mgmt For For For
1.8 Elect Jon Outcalt Mgmt For For For
1.9 Elect Robert Stefanko Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NATIONAL OILWELL VARCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP9 637071101 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ben Guill Mgmt For For For
1.2 Elect Roger Jarvis Mgmt For For For
1.3 Elect Eric Mattson Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
NN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NNBR CUSIP9 629337106 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael E. Werner Mgmt For For For
1.2 Elect Richard Fanelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NORTHWEST PIPE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NWPX CUSIP9 667746101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Franson Mgmt For For For
1.2 Elect Wayne Kingsley Mgmt For Withhold Against
1.3 Elect Keith Larson Mgmt For For For
2 APPROVAL OF THE COMPANY S 2007 STOCK Mgmt For For For
INCENTIVE PLAN
POSCO - ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKX CUSIP9 693483109 02/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Article 2 Mgmt For For For
3 Amendments to Articles 10, 16 and 17 Mgmt For For For
4 Amendments to Article 28 Mgmt For For For
5 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For
DIRECTOR: JUN, KWANG-WOO
6 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For
DIRECTOR: PARK, WON-SOON
7 Elect Jeffrey D. Jones as Independent Mgmt For For For
Director and Audit Committee Member
8 ELECTION OF EXECUTIVE DIRECTOR: LEE, Mgmt For For For
KU-TAEK
9 ELECTION OF EXECUTIVE DIRECTOR: YOON, Mgmt For For For
SEOK-MAN
10 ELECTION OF EXECUTIVE DIRECTOR: CHUNG, Mgmt For For For
JOON-YANG
11 APPROVAL OF LIMITS OF TOTAL REMUNERATION Mgmt For For For
FOR DIRECTORS
POTASH SASK INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POT CUSIP9 73755L107 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Frederick Blesi Mgmt For For For
1.2 Re-elect William Doyle Mgmt For For For
1.3 Re-elect John Estey Mgmt For For For
1.4 Re-elect Wade Fetzer, III Mgmt For For For
1.5 Re-elect Dallas Howe Mgmt For For For
1.6 Re-elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Re-elect Jeffrey McCaig Mgmt For For For
1.9 Re-elect Mary Mogford Mgmt For For For
1.10 Re-elect Paul Schoenhals Mgmt For For For
1.11 Re-elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Re-elect Elena Viyella de Paliza Mgmt For For For
2 THE APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
AS AUDITORS OF THE CORPORATION
3 2007 Performance Option Plan Mgmt For For For
PPG INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPG CUSIP9 693506107 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Berges Mgmt For For For
1.2 Elect Erroll Davis, Jr. Mgmt For For For
1.3 Elect Victoria Haynes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Voting Mgmt For For For
4 PROPOSAL TO ELIMINATE CUMULATIVE VOTING Mgmt For For For
IN ALL ELECTIONS OF DIRECTORS.
5 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Severance Agreements
PRAXAIR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PX CUSIP9 74005P104 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jose Paulo de Oliveira Alves Mgmt For For For
1.2 Elect Ronald Kuehn, Jr. Mgmt For For For
1.3 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.4 Elect Robert L. Wood Mgmt For For For
2 SHAREHOLDER PROPOSAL REGARDING DIRECTOR ShrHoldr Against For Against
ELECTION PROCESS.
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
STOCKHOLDER RIGHTS PLAN VOTE.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
THE INDEPENDENT AUDITOR.
RELIANCE STEEL AND ALUMINIUM COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RS CUSIP9 759509102 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Douglas Hayes Mgmt For For For
1.2 Elect Franklin Johnson Mgmt For For For
1.3 Elect Richard Slater Mgmt For For For
1.4 Elect Leslie Waite Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
REXAM PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REXMY CUSIP9 761655406 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO RECEIVE AND ADOPT THE ANNUAL REPORT Mgmt For For For
FOR THE YEAR ENDED 31 DECEMBER, 2006
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For For
3 TO DECLARE THE 2006 FINAL DIVIDEND ON Mgmt For For For
THE ORDINARY SHARES
4 Elect Mr. Leslie Van De Walle As A Mgmt For For For
Director
5 Elect Mr. Jean-pierre Rodier As A Mgmt For For For
Director
6 Elect Mr. Wolfgang Meusburger As A Mgmt For For For
Director
7 Re-elect Mr. Michael Buzzacott As A Mgmt For For For
Director
8 Re-elect Mr. Carl Symon As A Director Mgmt For For For
9 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
10 TO ADOPT THE LONG TERM INCENTIVE PLAN Mgmt For For For
2007
11 TO ADOPT THE EXECUTIVE SHARE OPTION Mgmt For For For
SCHEME 2007
12 TO ADOPT THE SAVINGS RELATED SHARE Mgmt For For For
OPTION SCHEME 2007
13 TO ADOPT THE SAVINGS RELATED SHARE Mgmt For For For
OPTION SCHEME 2007 (REPUBLIC OF IRELAND)
14 Share Option Schemes for Overseas Mgmt For For For
Employees
15 Increase Authorized Share Capital Mgmt For For For
16 TO GRANT AUTHORITY TO THE DIRECTORS TO Mgmt For For For
ALLOT RELEVANT SECURITIES
17 TO GRANT AUTHORITY TO THE DIRECTORS TO Mgmt For For For
ALLOT EQUITY SECURITIES FOR CASH
18 TO GRANT AUTHORITY TO THE COMPANY TO Mgmt For For For
PURCHASE ITS OWN ORDINARY SHARES
19 Amendment to Articles Regarding Mgmt For For For
Electronic Communication
REXAM PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REXMY CUSIP9 761655406 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of Acquisition Mgmt For For For
RPM INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RPM CUSIP9 749685103 10/05/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Bruce A. Carbonari Mgmt For For For
1.2 Elect Director James A. Karman Mgmt For For For
1.3 Elect Director Donald K. Miller Mgmt For For For
1.4 Elect Director Joseph P. Viviano Mgmt For For For
2.0 Approve Restricted Stock Plan Mgmt For For For
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
RTI INTERNATIONAL METALS COMMERCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTI CUSIP9 74973W107 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Craig Andersson Mgmt For For For
1.2 Elect Daniel Booker Mgmt For For For
1.3 Elect Donald Fusilli, Jr. Mgmt For For For
1.4 Elect Ronald Gallatin Mgmt For For For
1.5 Elect Charles Gedeon Mgmt For For For
1.6 Elect Robert Hernandez Mgmt For For For
1.7 Elect Dawne Hickton Mgmt For For For
1.8 Elect Edith Holiday Mgmt For For For
1.9 Elect Michael Wellham Mgmt For For For
1.10 Elect James Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SCOTTS MIRACLE-GRO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMG CUSIP9 810186106 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mark Baker Mgmt For For For
1.2 Elect Joseph Flannery Mgmt For For For
1.3 Elect Katherine Littlefield Mgmt For For For
1.4 Elect Patrick Norton Mgmt For For For
2 Shareholder Proposal Requesting a Report ShrHoldr Against Against For
on Efforts to Oppose Local Environmental
Health Policies
SEALED AIR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEE CUSIP9 81211K100 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For For
2 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For For
3 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For For
DIRECTOR.
4 ELECTION OF T.J. DERMOT DUNPHY AS A Mgmt For For For
DIRECTOR.
5 ELECTION OF CHARLES F. FARRELL, JR. AS A Mgmt For For For
DIRECTOR.
6 ELECTION OF WILLIAM V. HICKEY AS A Mgmt For For For
DIRECTOR.
7 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For For
DIRECTOR.
8 ELECTION OF KENNETH P. MANNING AS A Mgmt For Against Against
DIRECTOR.
9 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For For
DIRECTOR.
10 Ratification of Auditor Mgmt For For For
SILGAN HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLGN CUSIP9 827048109 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect R. Philip Silver Mgmt For Withhold Against
1.2 Elect William Jennings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SOUTHERN COPPER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCU CUSIP9 84265V105 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against
1.2 Elect Alfredo Perez Mgmt For For For
1.3 Elect Jaime Collazo Gonzalez Mgmt For For For
1.4 Elect Xavier Garcia de Quevedo Topete Mgmt For For For
1.5 Elect Oscar Gonzalez Rocha Mgmt For For For
1.6 Elect J. Eduardo Gonzalez Felix Mgmt For Withhold Against
1.7 Elect Harold Handelsman Mgmt For For For
1.8 Elect German Larrea Mota-Velasco Mgmt For For For
1.9 Elect Genaro Larrea Mota-Velasco Mgmt For For For
1.10 Elect Armando Ortega Gomez Mgmt For For For
1.11 Elect Juan Rebolledo Gout Mgmt For For For
1.12 Elect Luis Miguel Palomino Bonilla Mgmt For For For
1.13 Elect Gilberto Cifuentes Mgmt For For For
1.14 Elect Carlos Ruiz Sacristan Mgmt For For For
2 Amendment to Bylaws Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SPARTECH CORP COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEH CUSIP9 847220209 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect George Abd Mgmt For For For
1.2 Elect Edward Dineen Mgmt For For For
1.3 Elect Pamela Lenehan Mgmt For For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 Shareholder Proposal to Eliminate ShrHoldr Against For Against
Classified Board
STEEL DYNAMICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STLD CUSIP9 858119100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Dr. Jurgen Kolb Mgmt For Withhold Against
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SYNGENTA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYT CUSIP9 87160A100 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For For For
3 REDUCTION OF SHARE CAPITAL BY Mgmt For For For
CANCELLATION OF REPURCHASED SHARES
4 APPROPRIATION OF THE BALANCE SHEET Mgmt For For For
PROFIT 2006 AND DIVIDEND DECISION
5 REDUCTION OF SHARE CAPITAL BY REPAYMENT Mgmt For For For
OF NOMINAL VALUE OF SHARES
6 Amendments to Articles Mgmt For For For
7 RE-ELECTION OF MICHAEL PRAGNELL FOR A Mgmt For For For
THREE-YEAR TERM
8 RE-ELECTION OF JACQUES VINCENT FOR A Mgmt For For For
THREE-YEAR TERM
9 RE-ELECTION OF RUPERT GASSER FOR A Mgmt For For For
TWO-YEAR TERM
10 Appointment of Auditor Mgmt For For For
TEREX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEX CUSIP9 880779103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect G. Chris Andersen Mgmt For For For
1.3 Elect Paula Cholmondeley Mgmt For Withhold Against
1.4 Elect Don DeFosset Mgmt For Withhold Against
1.5 Elect William Fike Mgmt For For For
1.6 Elect Donald Jacobs Mgmt For For For
1.7 Elect David Sachs Mgmt For For For
1.8 Elect Oren Shaffer Mgmt For For For
1.9 Elect Helge Wehmeier Mgmt For For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 Increase in Authorized Common Stock Mgmt For For For
4 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For For
TEREX EMPLOYEE STOCK PURCHASE PLAN
VULCAN MATERIALS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VMC CUSIP9 929160109 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Douglas McGregor Mgmt For For For
1.2 Elect Donald Rice Mgmt For For For
1.3 Elect Vincent Trosino Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ITEM 15: PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON TELECOMMUNICATION & UTILITIES FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
AES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AES CUSIP9 00130H105 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Darman Mgmt For For For
1.2 Elect Paul Hanrahan Mgmt For For For
1.3 Elect Kristina Johnson Mgmt For For For
1.4 Elect John Koskinen Mgmt For Withhold Against
1.5 Elect Philip Lader Mgmt For For For
1.6 Elect John McArthur Mgmt For Withhold Against
1.7 Elect Sandra Moose Mgmt For For For
1.8 Elect Philip Odeen Mgmt For For For
1.9 Elect Charles Rossotti Mgmt For Withhold Against
1.10 Elect Sven Sandstrom Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For Against Against
INDEPENDENT AUDITORS.
ALLEGHENY ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYE CUSIP9 017361106 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect H. Furlong Baldwin Mgmt For For For
1.2 Elect Eleanor Baum Mgmt For For For
1.3 Elect Paul Evanson Mgmt For For For
1.4 Elect Cyrus Freidheim, Jr. Mgmt For For For
1.5 Elect Julia L. Johnson Mgmt For For For
1.6 Elect Ted Kleisner Mgmt For For For
1.7 Elect Steven Rice Mgmt For For For
1.8 Elect Gunnar Sarsten Mgmt For For For
1.9 Elect Michael Sutton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Bonuses
4 STOCKHOLDER PROPOSAL TO SEPARATE THE ShrHoldr Against For Against
ROLES OF CEO AND CHAIRMAN.
5 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote
6 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
7 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
PERFORMANCE BASED STOCK OPTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON UTILIZING THE NIETC.
9 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON CLIMATE CHANGE.
ALLETE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALE CUSIP9 018522300 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kathleen Brekken Mgmt For For For
1.2 Elect Heidi J. Eddins Mgmt For Withhold Against
1.3 Elect Sidney Emery, Jr. Mgmt For For For
1.4 Elect James Hoolihan Mgmt For Withhold Against
1.5 Elect Madeleine Ludlow Mgmt For Withhold Against
1.6 Elect George Mayer Mgmt For Withhold Against
1.7 Elect Roger Peirce Mgmt For Withhold Against
1.8 Elect Jack Rajala Mgmt For Withhold Against
1.9 Elect Donald Shippar Mgmt For Withhold Against
1.10 Elect Bruce Stender Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
AMERICA MOVIL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMX CUSIP9 02364W105 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Election of Directors; Fees Mgmt For For For
2 Election of Meeting Delegates Mgmt For For For
AMERICAN ELECTRIC POWER COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEP CUSIP9 025537101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect E. R. Brooks Mgmt For For For
1.2 Elect Donald Carlton Mgmt For For For
1.3 Elect Ralph D. Crosby, Jr. Mgmt For For For
1.4 Elect John DesBarres Mgmt For For For
1.5 Elect Robert Fri Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect William Howell Mgmt For For For
1.8 Elect Lester Hudson, Jr. Mgmt For For For
1.9 Elect Michael Morris Mgmt For For For
1.10 Elect Lionel Nowell, III Mgmt For For For
1.11 Elect Richard Sandor, Ph.D. Mgmt For For For
1.12 Elect Donald Smith Mgmt For For For
1.13 Elect Kathryn Sullivan Mgmt For For For
2 Senior Officer Annual Incentive Mgmt For For For
Compensation Plan
3 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
APPLE COMPUTERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAPL CUSIP9 037833100 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Arthur Levinson Mgmt For Withhold Against
1.6 Elect Eric Schmidt, PhD Mgmt For Withhold Against
1.7 Elect Jerome York Mgmt For Withhold Against
2 TO APPROVE AMENDMENTS TO THE APPLE INC. Mgmt For Against Against
2003 EMPLOYEE STOCK PLAN.
3 TO APPROVE AMENDMENTS TO THE APPLE INC. Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
4 TO APPROVE AMENDMENTS TO THE 1997 Mgmt For Against Against
DIRECTOR STOCK OPTION PLAN.
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Option ShrHoldr Against For Against
Dating Policy
7 Shareholder Proposal Regarding Pay for ShrHoldr Against For Against
Performance Standard
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Environmental Report
9 Shareholder Proposal Regarding Equity ShrHoldr Against For Against
Retention Policy
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Electronic Waste Take Back and Recycling
11 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Compensation
AT&T INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 07/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
AT&T INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
2 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
5 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For Against Against
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For For
8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For Against Against
12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
15 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
17 ELECTION OF DIRECTOR: EDWARD E. Mgmt For For For
WHITACRE, JR.
18 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
19 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
21 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
22 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
23 Shareholder Proposal Regarding ShrHoldr Against For Against
"Say-on-Pay" Advisory Vote
24 Shareholder Proposal Regarding Executive ShrHoldr Against Against For
Retirement Benefits
BCE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BCE CUSIP9 05534B760 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Re-elect Andre Berard Mgmt For Withhold Against
1.2 Re-elect Ronald Brenneman Mgmt For For For
1.3 Re-elect Richard Currie Mgmt For For For
1.4 Re-elect Anthony Fell Mgmt For For For
1.5 Re-elect Donna Soble Kaufman Mgmt For For For
1.6 Re-elect Brian Levitt Mgmt For For For
1.7 Re-elect Edward C. Lumley Mgmt For For For
1.8 Re-elect Judith Maxwell Mgmt For For For
1.9 Re-elect John McArthur Mgmt For For For
1.10 Re-elect Thomas O'Neill Mgmt For Withhold Against
1.11 Re-elect James Pattison Mgmt For For For
1.12 Re-elect Robert Pozen Mgmt For For For
1.13 Re-elect Michael Sabia Mgmt For For For
1.14 Re-elect Paul Tellier Mgmt For For For
1.15 Re-elect Victor Young Mgmt For For For
2 DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For For
3 Amendments to Articles - Change in Mgmt For For For
Company Name
4 Amendments to Stock Option Plans Mgmt For For For
BELDEN CDT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDC CUSIP9 077454106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Aldrich Mgmt For For For
1.2 Elect Lorne Bain Mgmt For Withhold Against
1.3 Elect Lance Balk Mgmt For Withhold Against
1.4 Elect Bryan Cressey Mgmt For Withhold Against
1.5 Elect Michael Harris Mgmt For Withhold Against
1.6 Elect Glenn Kalnasy Mgmt For Withhold Against
1.7 Elect John Monter Mgmt For Withhold Against
1.8 Elect Bernard Rethore Mgmt For Withhold Against
1.9 Elect John Stroup Mgmt For Withhold Against
2 Approve Material Terms of the 2001 Mgmt For For For
Long-Term Performance Incentive Plan
3 Approve Material Terms of the Annual Mgmt For For For
Cash Incentive Plan
BELLSOUTH CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 079860102 07/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
C.A. NAC. TELEFONOS DE VENEZUELA (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VNT CUSIP9 204421101 11/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Special Dividend Mgmt For
CENTERPOINT ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNP CUSIP9 15189T107 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Shannon Mgmt For For For
1.2 Elect Donald Campbell Mgmt For For For
1.3 Elect Milton Carroll Mgmt For Withhold Against
1.4 Elect Peter Wareing Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Annual ShrHoldr Against For Against
Election of Directors
4 Withhold Authority to Vote on Other Mgmt Against For Against
Matters
CHINA UNICOM LIMITED- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHU CUSIP9 16945R104 12/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve Transfer Agreement of the CDMA Mgmt For For For
Lease Agreement
2 Approve Transfer Agreement of the Mgmt For For For
Services Agreement
3 Approve Annual Caps Mgmt For For For
4 Approve No Caps Mgmt For For For
5 Ratification of Board Acts Mgmt For For For
CISCO SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP9 17275R102 11/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Carol Bartz Mgmt For For For
1.2 Elect M. Michele Burns Mgmt For For For
1.3 Elect Michael Capellas Mgmt For For For
1.4 Elect Larry Carter Mgmt For For For
1.5 Elect John Chambers Mgmt For For For
1.6 Elect John Hennessy Mgmt For For For
1.7 Elect Richard Kovacevich Mgmt For For For
1.8 Elect Roderick McGeary Mgmt For For For
1.9 Elect Steven West Mgmt For For For
1.10 Elect Jerry Yang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity Compensation
4 Shareholder Proposal Regarding Pay ShrHoldr Against Against For
Disparity
5 Shareholder Proposal Regarding an ShrHoldr Against Against For
Internet Fragmentation Report
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP9 17275R102 11/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Carol A. Bartz Mgmt For For For
1.2 Elect Director M. Michele Burns Mgmt For For For
1.3 Elect Director Michael D. Capellas Mgmt For For For
1.4 Elect Director Larry R. Carter Mgmt For For For
1.5 Elect Director John T. Chambers Mgmt For For For
1.6 Elect Director Dr. John L. Hennessy Mgmt For For For
1.7 Elect Director Richard M. Kovacevich Mgmt For For For
1.8 Elect Director Roderick C. McGeary Mgmt For For For
1.9 Elect Director Steven M. West Mgmt For For For
1.10 Elect Director Jerry Yang Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
4.0 Report on Pay Disparity ShrHldr Against Against For
5.0 Report on Internet Fragmentation ShrHldr Against For Against
CLECO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNL CUSIP9 12561W105 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherian Cadoria Mgmt For For For
1.2 Elect Richard Crowell Mgmt For For For
1.3 Elect Michael Madison Mgmt For For For
1.4 Elect W. Larry Westbrook Mgmt For For For
2 Ratification of Auditor Mgmt For For For
COMCAST CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP9 20030N101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Brian Roberts Mgmt For For For
1.10 Elect Ralph Roberts Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Preventing the Issuance of New Stock
Options
4 REQUIRE THAT THE CHAIRMAN OF THE BOARD ShrHoldr Against For Against
NOT BE AN EMPLOYEE
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding the ShrHoldr Against For Against
Adoption of a Recapitalization Plan
7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
8 Shareholder Proposal Regarding Report of ShrHoldr Against Against For
Pay Differentials
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
COMPANHIA DE SANEAMENTO BASICO (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBS CUSIP9 20441A102 01/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS.
2 TO ELECT THE MEMBERS OF THE FISCAL Mgmt For For For
COUNCIL, MEMBERS AND ALTERNATES.
3 TO ESTABLISH THE COMPENSATION OF THE Mgmt For For For
MANAGEMENT AND FISCAL COUNCIL MEMBERS.
COMPANHIA DE SANEAMENTO BASICO (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBS CUSIP9 20441A102 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends; Capital Mgmt For For For
Expenditure Budget
3 Election of Directors and Statutory Mgmt For For For
Audit Committee
4 Governing Entities' Fees Mgmt For For For
5 Reverse Stock Split Mgmt For For For
6 Amendments to Articles Mgmt For For For
CONSOLIDATED EDISON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPB CUSIP9 209115104 05/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kevin Burke Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect George Campbell, Jr. Mgmt For For For
1.4 Elect Gordon Davis Mgmt For Withhold Against
1.5 Elect Michael Del Giudice Mgmt For For For
1.6 Elect Ellen Futter Mgmt For Withhold Against
1.7 Elect Sally Hernandez Mgmt For For For
1.8 Elect Peter Likins Mgmt For For For
1.9 Elect Eugene McGrath Mgmt For For For
1.10 Elect L. Frederick Sutherland Mgmt For For For
1.11 Elect Stephen Volk Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT ACCOUNTANTS.
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
CONSTELLATION ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP9 210371100 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 THE ELECTION OF YVES C. DE BALMANN FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
2 THE ELECTION OF DOUGLAS L. BECKER FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
3 THE ELECTION OF JAMES T. BRADY FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
4 THE ELECTION OF EDWARD A. CROOKE FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
5 THE ELECTION OF JAMES R. CURTISS FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
6 THE ELECTION OF FREEMAN A. HRABOWSKI, Mgmt For Against Against
III FOR A TERM TO EXPIRE IN 2008.
7 THE ELECTION OF NANCY LAMPTON FOR A TERM Mgmt For For For
TO EXPIRE IN 2008.
8 THE ELECTION OF ROBERT J. LAWLESS FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
9 THE ELECTION OF LYNN M. MARTIN FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
10 THE ELECTION OF MAYO A. SHATTUCK III FOR Mgmt For For For
A TERM TO EXPIRE IN 2008.
11 THE ELECTION OF MICHAEL D. SULLIVAN FOR Mgmt For Against Against
A TERM TO EXPIRE IN 2008.
12 Ratification of Auditor Mgmt For For For
13 APPROVAL OF THE 2007 LONG-TERM INCENTIVE Mgmt For For For
PLAN.
14 APPROVAL OF THE EXECUTIVE ANNUAL Mgmt For For For
INCENTIVE PLAN.
CONSTELLATION ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP9 210371100 12/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Douglas Becker Mgmt For Withhold Against
1.2 Elect Edward Crooke Mgmt For For For
1.3 Elect Mayo Shattuck, III Mgmt For For For
1.4 Elect Michael Sullivan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal to Declassify the ShrHoldr Abstain For
Board
CPFL ENERGIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPL CUSIP9 126153105 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Directors; Fees Mgmt For For For
4 Election of Statutory Audit Committee; Mgmt For For For
Fees
CPFL ENERGIA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPL CUSIP9 126153105 12/18/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Co-Option of Board Member Mgmt For For For
2 Co-Option of Statutory Audit Committee Mgmt For For For
Member
DIGI INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DGII CUSIP9 253798102 01/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Guy Jackson Mgmt For Withhold Against
1.2 Elect Ahmed Nawaz Mgmt For For For
2 Amendment to the 2000 Omnibus Stock Plan Mgmt For For For
3 Amendment to the Employee Stock Purchase Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
DOMINION RESOURCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP9 25746U109 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Peter Brown, M.D. Mgmt For For For
1.2 Elect George Davidson, Jr. Mgmt For For For
1.3 Elect Thomas Farrell, II Mgmt For For For
1.4 Elect John Harris Mgmt For For For
1.5 Elect Robert Jepson, Jr. Mgmt For For For
1.6 Elect Mark Kington Mgmt For For For
1.7 Elect Benjamin Lambert III Mgmt For For For
1.8 Elect Margeret McKenna Mgmt For For For
1.9 Elect Frank Royal Mgmt For For For
1.10 Elect David Wollard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Transmission Line Report
DRS TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRS CUSIP9 23330X100 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Ira Albom Mgmt For For For
1.2 Elect Director Mark N. Kaplan Mgmt For For For
1.3 Elect Director D.J. Reimer, USA Mgmt For For For
1.4 Elect Director C.G. Boyd, USAF Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
DUKE ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DUK CUSIP9 26441C105 10/24/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Roger Agnelli Mgmt For Withhold Against
1.2 Elect Director Paul M. Anderson Mgmt For For For
1.3 Elect Director William Barnet, III Mgmt For For For
1.4 Elect Director G. Alex Bernhardt, Sr. Mgmt For For For
1.5 Elect Director Michael G. Browning Mgmt For For For
1.6 Elect Director Phillip R. Cox Mgmt For For For
1.7 Elect Director William T. Esrey Mgmt For For For
1.8 Elect Director Ann Maynard Gray Mgmt For For For
1.9 Elect Director James H. Hance, Jr. Mgmt For For For
1.10 Elect Director Dennis R. Hendrix Mgmt For For For
1.11 Elect Director Michael E.J. Phelps Mgmt For Withhold Against
1.12 Elect Director James T. Rhodes Mgmt For For For
1.13 Elect Director James E. Rogers Mgmt For For For
1.14 Elect Director Mary L. Schapiro Mgmt For For For
1.15 Elect Director Dudley S. Taft Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
EDISON INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EIX CUSIP9 281020107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Bryson Mgmt For For For
1.2 Elect Vanessa Chang Mgmt For For For
1.3 Elect France Cordova Mgmt For For For
1.4 Elect Charles Curtis Mgmt For For For
1.5 Elect Bradford Freeman Mgmt For For For
1.6 Elect Luis Nogales Mgmt For For For
1.7 Elect Ronald Olson Mgmt For Withhold Against
1.8 Elect James Rosser Mgmt For For For
1.9 Elect Richard Schlosberg, III Mgmt For For For
1.10 Elect Robert Smith Mgmt For For For
1.11 Elect Thomas Sutton Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTING FIRM.
3 2007 Performance Incentive Plan Mgmt For For For
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
PERFORMANCE-BASED STOCK OPTIONS.
EL PASO ELECTRIC COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EE CUSIP9 283677854 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect George Edwards, Jr. Mgmt For For For
1.2 Elect John Robert Brown Mgmt For For For
1.3 Elect James Cicconi Mgmt For For For
1.4 Elect Patricia Holland-Branch Mgmt For For For
2 APPROVAL OF THE EL PASO ELECTRIC COMPANY Mgmt For For For
S 2007 LONG-TERM INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
EMBARQ CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EQ CUSIP9 29078E105 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Peter Brown Mgmt For For For
1.2 Elect Steven Davis Mgmt For For For
1.3 Elect Daniel Hesse Mgmt For For For
1.4 Elect John Mullen Mgmt For For For
1.5 Elect William Owens Mgmt For For For
1.6 Elect Dinesh Paliwal Mgmt For For For
1.7 Elect Stephanie Shern Mgmt For For For
1.8 Elect Laurie Siegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ENERSIS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENI CUSIP9 29274F104 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 PROFIT DISTRIBUTION FOR THE PERIOD AND Mgmt For For For
DIVIDEND PAYMENTS.
3 SETTING OF DIRECTORS REMUNERATION. Mgmt For For For
4 Audit and Directors' Committees Fees and Mgmt For For For
Expenditure Budget
5 APPOINTMENT OF INDEPENDENT EXTERNAL Mgmt For For For
AUDITORS.
6 Appointment of Account Inspectors Mgmt For For For
7 APPOINTMENT OF PRIVATE RATING AGENCIES. Mgmt For For For
8 APPROVAL OF THE COMPANY S INVESTMENTS Mgmt For For For
AND FINANCE POLICY.
9 OTHER NECESSARY RESOLUTIONS FOR THE Mgmt For For For
PROPER IMPLEMENTATION OF AGREEMENTS.
ENTERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP9 29364G103 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: W.F. BLOUNT Mgmt For For For
3 ELECTION OF DIRECTOR: S.D. DEBREE Mgmt For For For
4 ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For For
5 ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For For
6 ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For For
7 ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For For
8 ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For For
9 ELECTION OF DIRECTOR: J.R. NICHOLS Mgmt For For For
10 ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For For
11 ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For For
12 ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
POLITICAL CONTRIBUTION POLICY.
15 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
LIMITATIONS ON MANAGEMENT COMPENSATION.
EXELON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP9 30161N101 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Mgmt For Against Against
2 ELECTION OF DIRECTOR: MS. SUE L. GIN Mgmt For For For
3 ELECTION OF DIRECTOR: MR. W.C. Mgmt For For For
RICHARDSON PHD
4 ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Mgmt For Against Against
5 ELECTION OF DIRECTOR: MR. DON THOMPSON Mgmt For For For
6 ELECTION OF DIRECTOR: MR. STEPHEN D. Mgmt For For For
STEINOUR
7 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For For
8 Amendment to Articles of Incorporation Mgmt For For For
to allow Annual Election of Directors
9 Shareholder Proposal Regarding Future ShrHoldr Against Against For
Severance Benefits
FIRSTENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FE CUSIP9 337932107 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Paul Addison Mgmt For For For
1.2 Elect Anthony Alexander Mgmt For For For
1.3 Elect Michael Anderson Mgmt For For For
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For For For
1.7 Elect Ernest Novak, Jr. Mgmt For For For
1.8 Elect Catherine Rein Mgmt For For For
1.9 Elect George Smart Mgmt For Withhold Against
1.10 Elect Wes Taylor Mgmt For For For
1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 APPROVAL OF THE FIRSTENERGY CORP. 2007 Mgmt For For For
INCENTIVE PLAN
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
5 Shareholder Proposal Regarding an ShrHoldr Against Against For
Engagement Process
6 Shareholder Proposal Regarding a Simple Mgmt Against For Against
Majority Vote
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE 2007 NON-EMPLOYEE Mgmt For For For
DIRECTORS STOCK PLAN.
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 12/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry S. Barrat Mgmt For For For
1.2 Elect Robert M. Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James L. Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Rudy E. Schupp Mgmt For For For
1.8 Elect Michael H. Thaman Mgmt For For For
1.9 Elect Hansel E. Tookes, II Mgmt For For For
1.10 Elect Paul R. Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FRANCE TELECOM SA - ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FTE CUSIP9 35177Q105 05/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends; Mgmt For For For
Acknowledgment of Previous Profit
Distributions
4 Related Party Transactions Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For Against Against
6 APPOINTMENT OF A DIRECTOR: MRS CLAUDIE Mgmt For For For
HAIGNERE
7 Amendments to Articles Mgmt For For For
8 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights; Authority to Issue Convertible
Securities
9 Authority to Issue Shares w/out Mgmt For Against Against
Preemptive Rights; Authority to Issue
Convertible Securities
10 Authority to Set Share Price Mgmt For For For
11 Authority to Increase Share Issuance Mgmt For Against Against
Limit
12 Authority to Increase Capital in case of Mgmt For For For
Exchange Offer
13 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
14 Authority to Issue Shares for the Mgmt For Against Against
Benefit of the Company's Subsidiaries
15 Authority to Increase Capital for Orange Mgmt For For For
Shareholders and Stock Options Holders
16 Authority to Issue Restricted Stock Mgmt For For For
under Employee Stock Option Plan for
Orange Shareholders and Stock Options
Holders
17 OVERALL LIMITATION OF THE AUTHORIZATIONS. Mgmt For For For
18 Authority to Issue Debt Instruments Mgmt For For For
19 Authority to Increase Capital through Mgmt For For For
Capitalizations
20 Authority to Grant Stock Options to Mgmt For For For
Purchase Stock
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under Employee
Savings Plan
22 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
23 Authority to Carry Out Legal Formalities Mgmt For For For
GENERAL CABLE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BGC CUSIP9 369300108 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Welsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Common Stock Mgmt For Against Against
HARRIS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP9 413875105 10/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Terry D. Growcock Mgmt For For For
1.2 Elect Director Leslie F. Kenne Mgmt For For For
1.3 Elect Director David B. Rickard Mgmt For For For
1.4 Elect Director Gregory T. Swienton Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
HUANENG POWER INTERNATIONAL, INC. (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNP CUSIP9 443304100 03/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approve the HEC Coal Framework Agreement Mgmt For For For
HUANENG POWER INTERNATIONAL, INC. (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNP CUSIP9 443304100 12/05/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 TO CONSIDER AND APPROVE THE ACQUISITION Mgmt For For For
(INCLUDING THE TRANSFER AGREEMENT).
2 Capital Increase of Huaneng Sichuan Mgmt For For For
Hydropower
INTEGRYS ENERGY GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEG CUSIP9 92931B106 12/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Issue Shares in Connection with an Mgmt For For For
Acquisition
2.0 Change Company Name from WPS Resources Mgmt For For For
Corp. to INTEGRYS ENERGY GROUP, INC.
3.0 Adjourn Meeting Mgmt For For For
INTEGRYS ENERGY GROUP, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEG CUSIP9 45822P105 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Pastora San Juan Cafferty Mgmt For For For
1.2 Elect Ellen Carnahan Mgmt For For For
1.3 Elect Michael Lavin Mgmt For For For
1.4 Elect William Protz, Jr. Mgmt For For For
1.5 Elect Larry Weyers Mgmt For For For
2 2007 Omnibus Incentive Compensation Plan Mgmt For For For
3 Amendment to the Deferred Compensation Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
INTERNATIONAL POWER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPR CUSIP9 46018M104 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 TO RE-APPOINT SIR NEVILLE SIMMS AS A Mgmt For For For
DIRECTOR
3 TO RE-APPOINT TONY CONCANNON AS A Mgmt For Against Against
DIRECTOR
4 TO RE-APPOINT STEVE RILEY AS A DIRECTOR Mgmt For For For
5 TO RE-APPOINT JOHN ROBERTS AS A DIRECTOR Mgmt For For For
6 TO DECLARE A FINAL DIVIDEND OF 7.9P PER Mgmt For For For
ORDINARY SHARE
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Directors' Remuneration Report Mgmt For For For
9 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
10 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
11 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For For
12 Amendments to Articles (Bundled) Mgmt For For For
KOREA ELECTRIC POWER CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 500631106 08/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 ELECT MR. JONG HWAK PARK, MANAGER Mgmt For For For
SECRETARIAT, AS A STANDING DIRECTOR.
2.0 ELECT MR. MYOUNG CHUL JANG, GENERAL Mgmt For For For
MANAGER, PERSONAL & GENERAL AFFAIRS
DEPARTMENT, AS A STANDING DIRECTOR.
3.0 ELECT MR. HO MUN, GENERAL MANAGER, Mgmt For For For
CHOONGNAM DISTRICT HEAD OFFICE, AS A
STANDING DIRECTOR.
KT CORPORATION- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KTC CUSIP9 48268K101 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendment To Articles Mgmt For For For
3 ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For For
COMMITTEE: JEONG RO YOON.
4 ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For For
COMMITTEE: KON SIK KIM.
5 ELECTION OF DIRECTOR: JONG LOK YOON. Mgmt For For For
6 ELECTION OF DIRECTOR: JEONG SOO SUH. Mgmt For For For
7 ELECTION OF DIRECTOR: PAUL C. YI Mgmt For For For
8 Directors' Fees Mgmt For For For
LOCKHEED MARTIN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LMT CUSIP9 539830109 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect E. C. Aldridge, Jr. Mgmt For For For
1.2 Elect Nolan Archibald Mgmt For Withhold Against
1.3 Elect Marcus Bennett Mgmt For For For
1.4 Elect James Ellis, Jr. Mgmt For For For
1.5 Elect Gwendolyn King Mgmt For For For
1.6 Elect James Loy Mgmt For Withhold Against
1.7 Elect Douglas McCorkindale Mgmt For For For
1.8 Elect Eugene Murphy Mgmt For For For
1.9 Elect Joseph Ralston Mgmt For Withhold Against
1.10 Elect Frank Savage Mgmt For For For
1.11 Elect James Schneider Mgmt For For For
1.12 Elect Anne Stevens Mgmt For For For
1.13 Elect Robert Stevens Mgmt For For For
1.14 Elect James Ukropina Mgmt For Withhold Against
1.15 Elect Douglas Yearley Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
4 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
5 Shareholder Proposal Regarding Nuclear ShrHoldr Against Against For
Weapons Involvement
MDU RESOURCES GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDURP CUSIP9 552690109 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Terry Hildestad Mgmt For For For
1.2 Elect Dennis Johnson Mgmt For For For
1.3 Elect John Olson Mgmt For For For
1.4 Elect John Wilson Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Amendment to Declassify the Board Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For
OUR INDEPENDENT AUDITORS FOR 2007
5 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against Against For
SUSTAINABILITY REPORT
NICE SYSTEMS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NICE CUSIP9 653656108 12/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECT THE BOARD OF DIRECTOR OF THE Mgmt For For For
COMPANY: RON GUTLER.
2 ELECT THE BOARD OF DIRECTOR OF THE Mgmt For For For
COMPANY: JOSEPH ATSMON.
3 ELECT THE BOARD OF DIRECTOR OF THE Mgmt For For For
COMPANY: RIMON BEN-SHAOUL.
4 ELECT THE BOARD OF DIRECTOR OF THE Mgmt For For For
COMPANY: YOSEPH DAUBER.
5 ELECT THE BOARD OF DIRECTOR OF THE Mgmt For For For
COMPANY: JOHN HUGHES.
6 ELECT THE BOARD OF DIRECTOR OF THE Mgmt For For For
COMPANY: DAVID KOSTMAN.
7 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
8 Authority to Increase Authorized Share Mgmt For For For
Capital
9 Amend Stock Option Plan Mgmt For For For
10 TO APPROVE A SPECIAL ANNUAL FEE TO THE Mgmt For For For
CHAIRMAN OF THE BOARD OF DIRECTORS.
11 Stock Option Grants Mgmt For For For
NORTHEAST UTILITIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NU CUSIP9 664397106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Booth Mgmt For For For
1.2 Elect Cotton Cleveland Mgmt For For For
1.3 Elect Sanford Cloud, Jr. Mgmt For For For
1.4 Elect James Cordes Mgmt For For For
1.5 Elect E. Gail de Planque Mgmt For For For
1.6 Elect John Graham Mgmt For For For
1.7 Elect Elizabeth Kennan Mgmt For For For
1.8 Elect Kenneth Leibler Mgmt For For For
1.9 Elect Robert Patricelli Mgmt For For For
1.10 Elect Charles Shivery Mgmt For For For
1.11 Elect John Swope Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amended Incentive Plan Mgmt For For For
NRG ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NRG CUSIP9 629377508 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Crane Mgmt For For For
1.2 Elect Stephen Cropper Mgmt For For For
1.3 Elect Maureen Miskovic Mgmt For For For
1.4 Elect Thomas Weidemeyer Mgmt For For For
2 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
OGE ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OGE CUSIP9 670837103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Luke Corbett Mgmt For For For
1.2 Elect Peter Delaney Mgmt For For For
1.3 Elect Robert Kelley Mgmt For For For
1.4 Elect J.D. Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
ORMAT TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORA CUSIP9 686688102 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Lucien Bronicki Mgmt For For For
1.2 Elect Dan Falk Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Mgmt For For For
Compensation Plan
P.T. TELEKOMUNIKASI INDONESIA (PERSERO)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLK CUSIP9 715684106 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 RESTRUCTURIZATION OF TELKOM S PENSION Mgmt For Abstain NA
FUND.
2 THE AMENDMENT OF THE COMPANY S PLAN TO Mgmt For For For
THE SHARES BOUGHT BACK.
3 Stock Option Plan Mgmt For For For
4 Amendments to Articles Mgmt For Abstain NA
5 APPROVAL OF THE CHANGES OF THE MEMBER Mgmt For Abstain NA
FOR THE COMPANY S BOARD OF DIRECTORS.
P.T. TELEKOMUNIKASI INDONESIA (PERSERO)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLK CUSIP9 715684106 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROVAL OF THE COMPANY S ANNUAL REPORT Mgmt For For For
FOR THE FINANCIAL YEAR 2006.
2 Accounts and Reports Mgmt For For For
3 APPROPRIATION OF COMPANY S NET INCOME Mgmt For For For
FROM FINANCIAL YEAR 2006.
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5 Retirement Allowances Mgmt For Abstain NA
6 Directors' and Commissioners' Fees Mgmt For For For
7 Ratification of Board Acts Mgmt For For For
8 Election of Directors and Commissioners Mgmt For Against Against
9 APPROVAL FOR THE SHARE BUY BACK II Mgmt For For For
PROGRAM.
10 APPROVAL TO THE AMENDMENT TO THE COMPANY Mgmt For Abstain NA
S ARTICLES OF ASSOCIATION.
PARTNER COMMUNICATIONS COMPANY LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 70211M109 10/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Israel
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Ratify Auditors Mgmt For For For
2.0 TO APPROVE THE AUDITOR S REMUNERATION Mgmt For For For
FOR THE YEAR ENDED DECEMBER 31, 2006 AS
DETERMINED BY AUDIT COMMITTEE AND THE
BOARD
3.0 TO AUTHORIZE THE BOARD OF DIRECTORS OF Mgmt For For For
THE COMPANY TO DETERMINE THE AUDITOR S
REMUNERATION FOR THE YEAR ENDED DECEMBER
31, 2007.
4.0 TO APPROVE THE REPORT OF THE BOARD OF Mgmt For For For
DIRECTORS WITH RESPECT TO THE
REMUNERATION PAID TO THE AUDITOR AND ITS
AFFILIATES.
5.0 TO RE-ELECT NINE DIRECTORS TO THE Mgmt For For For
COMPANY S BOARD OF DIRECTORS.
6.0 TO APPROVE THE RE-APPOINTMENT OF MR. Mgmt For For For
MOSHE VIDMAN, AN EXTERNAL DIRECTOR
(DAHATZ) OF THE COMPANY.
7.0 TO APPROVE THE COMPANY S AUDITED Mgmt For For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2005 AND THE REPORT OF THE
BOARD OF DIRECTORS FOR SUCH PERIOD.
8.0 AMEND THE ARTICLES OF ASSOCIATION Mgmt For Against Against
RELATING TO: THE AUTHORITY OF THE BOARD
TO DETERMINE THE REMUNERATION OF THE
AUDITORS.
9.0 AMEND THE ARTICLES OF ASSOCIATION OF THE Mgmt For Against Against
COMPANY RELATING TO: THE ELECTION OF
DIRECTORS AND TERMINATION OF THEIR
OFFICES.
10.0 AMEND THE ARTICLES OF ASSOCIATION OF THE Mgmt For Against Against
COMPANY RELATING TO: THE INSURANCE OF
OFFICERS.
11.0 AMEND THE ARTICLES OF ASSOCIATION OF THE Mgmt For Against Against
COMPANY RELATING TO: THE COMPLIANCE WITH
THE TERMS OF THE LICENSE.
PEPCO HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POM CUSIP9 713291102 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Jack Dunn IV Mgmt For For For
1.2 Elect Terence Golden Mgmt For For For
1.3 Elect Frank Heintz Mgmt For For For
1.4 Elect Barbara Krumsiek Mgmt For For For
1.5 Elect George MacCormack Mgmt For For For
1.6 Elect Richard McGlynn Mgmt For For For
1.7 Elect Lawrence Nussdorf Mgmt For For For
1.8 Elect Frank Ross Mgmt For For For
1.9 Elect Lester Silverman Mgmt For For For
1.10 Elect William Torgerson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PG & E CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCG CUSIP9 69331C108 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Andrews Mgmt For For For
1.2 Elect Leslie Biller Mgmt For For For
1.3 Elect David Coulter Mgmt For For For
1.4 Elect C. Lee Cox Mgmt For For For
1.5 Elect Peter Darbee Mgmt For For For
1.6 Elect Maryellen Herringer Mgmt For For For
1.7 Elect Richard Meserve Mgmt For For For
1.8 Elect Mary Metz Mgmt For For For
1.9 Elect Barbara Rambo Mgmt For For For
1.10 Elect Barry Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Stock Options
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
PHILIPPINE LONG DISTANCE TE COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHTCF CUSIP9 718252604 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Opening Mgmt For For For
2.1 Elect Bienvenido F. Nebres Mgmt For For For
2.2 Elect Oscar S. Reyes Mgmt For For For
2.3 Elect Pedro E. Roxas Mgmt For For For
2.4 Elect Alfred Vy Ty Mgmt For For For
2.5 Elect Helen Y. Dee Mgmt For For For
2.6 Elect Ray Espinosa Mgmt For For For
2.7 Elect Tsuyoshi Kawashima Mgmt For For For
2.8 Elect Tatsu Kono Mgmt For For For
2.9 Elect Napoleon L. Nazareno Mgmt For For For
2.10 Elect Manuel V. Pangilinan Mgmt For For For
2.11 Elect Corazon S. de la Paz Mgmt For For For
2.12 Elect Lordes Rausa-Chan Mgmt For For For
2.13 Elect Albert F. del Rosario Mgmt For For For
PNM RESOURCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNM CUSIP9 69349H107 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Adelmo Archuleta Mgmt For Withhold Against
1.2 Elect Julie Dobson Mgmt For Withhold Against
1.3 Elect Woody Hunt Mgmt For Withhold Against
1.4 Elect Charles McMahen Mgmt For Withhold Against
1.5 Elect Manuel Pacheco, Ph.D. Mgmt For For For
1.6 Elect Robert Price Mgmt For Withhold Against
1.7 Elect Bonnie Reitz Mgmt For For For
1.8 Elect Jeffry Sterba Mgmt For For For
1.9 Elect Joan Woodard, Ph.D. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PPL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPL CUSIP9 69351T106 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Stuart Heydt Mgmt For Withhold Against
1.2 Elect Craig Rogerson Mgmt For For For
1.3 Elect W. Keith Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Simple Mgmt Against For Against
Majority Vote
PUBLIC SERVICE ENTERPRISE GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEG CUSIP9 744573106 11/21/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Caroline Dorsa * Mgmt For For For
1.2 Elect Director E. James Ferland * Mgmt For For For
1.3 Elect Director Albert R. Gamper, Jr. * Mgmt For For For
1.4 Elect Director Ralph Izzo ** Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Limit Executive Compensation ShrHldr Against Against For
PUGET ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSD CUSIP9 745310102 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Phyllis Campbell Mgmt For For For
1.2 Elect Stephen Frank Mgmt For For For
1.3 Elect Kenneth Mortimer Mgmt For For For
1.4 Elect Stephen Reynolds Mgmt For For For
1.5 Elect George Watson Mgmt For For For
2 Adoption of Majority Vote for Election Mgmt For For For
of Directors
3 Employee Stock Purchase Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
QUESTAR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STR CUSIP9 748356102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Teresa Beck Mgmt For Withhold Against
1.2 Elect R. D. Cash Mgmt For For For
1.3 Elect Robert McKee, III Mgmt For For For
1.4 Elect Gary Michael Mgmt For For For
1.5 Elect Charles Stanley Mgmt For For For
ROYAL KPN N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KPN CUSIP9 780641205 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 PROPOSAL TO ADOPT THE FINANCIAL Mgmt For For For
STATEMENTS FOR THE FINANCIAL YEAR 2006
2 PROPOSAL TO ADOPT A DIVIDEND OVER THE Mgmt For For For
FINANCIAL YEAR 2006
3 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For For
BOARD OF MANAGEMENT FROM LIABILITY
4 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For For
SUPERVISORY BOARD FROM LIABILITY
5 PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For For
ASSOCIATION
6 PROPOSAL TO APPOINT THE AUDITOR Mgmt For For For
7 PROPOSAL TO APPOINT MR. M. BISCHOFF AS Mgmt For For For
MEMBER OF THE SUPERVISORY BOARD
8 PROPOSAL TO APPOINT MR. J.B.M. STREPPEL Mgmt For For For
AS MEMBER OF THE SUPERVISORY BOARD
9 Elect C. M. Colijn-Hooymans Mgmt For For For
10 PROPOSAL TO AMEND THE REMUNERATION FOR Mgmt For For For
THE SUPERVISORY BOARD
11 PROPOSAL TO AMEND THE REMUNERATION Mgmt For For For
POLICY FOR THE BOARD OF MANAGEMENT
12 Authority to Repurchase Shares Mgmt For For For
13 PROPOSAL TO REDUCE THE CAPITAL THROUGH Mgmt For For For
CANCELLATION OF OWN SHARES
SEMPRA ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRE CUSIP9 816851109 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Wilford Godbold, Jr. Mgmt For For For
1.2 Elect Richard Newman Mgmt For For For
1.3 Elect Neal Schmale Mgmt For For For
2 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
4 Shareholder Proposal Regarding Director ShrHoldr Against For Against
Election Majority Vote Standard
5 Shareholder Proposal Regarding the ShrHoldr Against Against For
Supplemental Executive Retirement Plan
Policy Proposal
SIERRA PACIFIC RESOURCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRC CUSIP9 826428104 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Walter Higgins Mgmt For For For
1.2 Elect Brian Kennedy Mgmt For For For
1.3 Elect John O'Reilly Mgmt For For For
1.4 Elect Michael Yackira Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Classified Board
SOUTHERN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SO CUSIP9 842587107 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Dorrit Bern Mgmt For For For
1.3 Elect Francis Blake Mgmt For For For
1.4 Elect Thomas Chapman Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Donald James Mgmt For For For
1.7 Elect J. Neal Purcell Mgmt For For For
1.8 Elect David Ratcliffe Mgmt For For For
1.9 Elect William Smith, Jr. Mgmt For For For
1.10 Elect Gerald St. Pe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding an ShrHoldr Against Against For
Environmental Report
SOUTHWEST GAS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWX CUSIP9 844895102 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect George Biehl Mgmt For Withhold Against
1.2 Elect Thomas Chestnut Mgmt For For For
1.3 Elect Stephen Comer Mgmt For For For
1.4 Elect Richard Gardner Mgmt For For For
1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For
1.6 Elect James Kropid Mgmt For For For
1.7 Elect Michael Maffie Mgmt For For For
1.8 Elect Anne Mariucci Mgmt For For For
1.9 Elect Michael Melarkey Mgmt For For For
1.10 Elect Jeffrey Shaw Mgmt For For For
1.11 Elect Carolyn Sparks Mgmt For For For
1.12 Elect Terrance Wright Mgmt For For For
2 TO APPROVE THE 2006 RESTRICTED Mgmt For For For
STOCK/UNIT PLAN.
3 Increase in Authorized Shares Mgmt For For For
4 Ratification of Auditor Mgmt For For For
TELEFONICA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEFOF CUSIP9 879382208 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of Board
Acts
2.1 Elect Cesar Alierta Izuel Mgmt For For For
2.2 Elect Maximino Carpio Garcia Mgmt For For For
2.3 Elect Gonzalo Hinojosa Fernandez de Mgmt For For For
Angulo
2.4 Elect Pablo Isla Alvarez de Tejera Mgmt For For For
2.5 Elect Enrique Used Aznar Mgmt For For For
2.6 Elect Gregorio Villalabeitia Galarraga Mgmt For For For
2.7 Elect Jose Alvarez-Pallete Lopez Mgmt For Withhold Against
3 Authority to Repurchase Shares Mgmt For For For
4 Authority to Issue Convertible Debt Mgmt For For For
Instruments
5 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
6 AMENDMENTS REGARDING THE GENERAL Mgmt For For For
SHAREHOLDERS MEETING.
7 Amend Articles 17 and 20 Mgmt For For For
8 AMENDMENTS REGARDING THE BOARD OF Mgmt For For For
DIRECTORS.
9 Amend Article 5 Mgmt For For For
10 Amend Articles 7, 8, 9 and 10 Mgmt For For For
11 Amend Articles 7, 15, 17 and 20 Mgmt For For For
12 OTHER AMENDMENTS: AMENDMENT OF ARTICLE Mgmt For For For
21 AND AMENDMENT OF ARTICLE 24.
13 Authority to Carry Out Formalities Mgmt For For For
TELEKOM AUSTRIA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TKA CUSIP9 87943Q109 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 RESOLUTION ON THE DISTRIBUTION OF THE Mgmt For For For
NET PROFIT.
2 Ratification of Management and Mgmt For For For
Supervisory Board Acts
3 Supervisory Board Members' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Report of the Management Board on the Mgmt For For For
Company's Buyback Program
6 Authority to Repurchase Shares Mgmt For For For
7 Approve Restructuring Mgmt For For For
8 Amendments to Articles Mgmt For For For
THOMAS & BETTS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNB CUSIP9 884315102 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ernest Drew Mgmt For For For
1.2 Elect Jeananne Hauswald Mgmt For For For
1.3 Elect Dean Jernigan Mgmt For For For
1.4 Elect Ronald Kalich, Sr. Mgmt For For For
1.5 Elect Kenneth Masterson Mgmt For For For
1.6 Elect Dominic Pileggi Mgmt For For For
1.7 Elect Jean-Paul Richard Mgmt For For For
1.8 Elect Kevin Roberg Mgmt For For For
1.9 Elect David Stevens Mgmt For For For
1.10 Elect William Waltrip Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNISOURCE ENERGY CORP. COMMERCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNS CUSIP9 909205106 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Pignatelli Mgmt For For For
1.2 Elect Lawrence Aldrich Mgmt For For For
1.3 Elect Barbara Baumann Mgmt For For For
1.4 Elect Larry Bickle Mgmt For For For
1.5 Elect Elizabeth Bilby Mgmt For For For
1.6 Elect Harold Burlingame Mgmt For For For
1.7 Elect John Carter Mgmt For For For
1.8 Elect Robert Elliott Mgmt For For For
1.9 Elect Daniel Fessler Mgmt For For For
1.10 Elect Kenneth Handy Mgmt For For For
1.11 Elect Warren Jobe Mgmt For For For
1.12 Elect Joaquin Ruiz Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTING FIRM
VERIZON COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP9 92343V104 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JAMES R. BARKER Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For Against Against
3 ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
5 ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For For
6 ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For Against Against
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: THOMAS H. O BRIEN Mgmt For For For
9 ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For For
10 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For For
11 ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For For
12 ELECTION OF DIRECTOR: WALTER V. SHIPLEY Mgmt For For For
13 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For
14 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For For
15 ELECTION OF DIRECTOR: ROBERT D. STOREY Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Stock Option Grants
18 Shareholder Proposal Regarding Future ShrHoldr Against Against For
Severance Agreements
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultant Disclosure
20 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Limitation of Service on Outside Boards
22 Shareholder Proposal Regarding Poison ShrHoldr Against Against For
Pills
23 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Charitable Contributions
WISCONSIN ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WEC CUSIP9 976657106 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Ahearne Mgmt For For For
1.2 Elect John Bergstrom Mgmt For For For
1.3 Elect Barbara Bowles Mgmt For For For
1.4 Elect Patricia Chadwick Mgmt For For For
1.5 Elect Robert Cornog Mgmt For For For
1.6 Elect Curt Culver Mgmt For For For
1.7 Elect Thomas Fischer Mgmt For Withhold Against
1.8 Elect Gale Klappa Mgmt For For For
1.9 Elect Ulice Payne, Jr. Mgmt For For For
1.10 Elect Frederick Stratton, Jr. Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
WPS RESOURCES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPS CUSIP9 92931B106 12/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Company Name Change Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
ITEM 16 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON INCOME OPPORTUNITY FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
A.C. MOORE ARTS & CRAFTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACMR CUSIP9 00086T103 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Joseph F. Coradino Mgmt For For For
1.2 Elect Director William Kaplan Mgmt For For For
1.3 Elect Director Lori J. Schafer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
ABERCROMBIE & FITCH COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANF CUSIP9 002896207 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Golden Mgmt For Withhold Against
1.2 Elect Edward Limato Mgmt For For For
2 Incentive Compensation Performance Plan Mgmt For For For
3 TO APPROVE THE ABERCROMBIE & FITCH CO. Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
ALLEGHENY ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYE CUSIP9 017361106 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect H. Furlong Baldwin Mgmt For For For
1.2 Elect Eleanor Baum Mgmt For For For
1.3 Elect Paul Evanson Mgmt For For For
1.4 Elect Cyrus Freidheim, Jr. Mgmt For For For
1.5 Elect Julia L. Johnson Mgmt For For For
1.6 Elect Ted Kleisner Mgmt For For For
1.7 Elect Steven Rice Mgmt For For For
1.8 Elect Gunnar Sarsten Mgmt For For For
1.9 Elect Michael Sutton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Bonuses
4 STOCKHOLDER PROPOSAL TO SEPARATE THE ShrHoldr Against For Against
ROLES OF CEO AND CHAIRMAN.
5 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote
6 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
7 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
PERFORMANCE BASED STOCK OPTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON UTILIZING THE NIETC.
9 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON CLIMATE CHANGE.
AMERICA MOVIL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMX CUSIP9 02364W105 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Election of Directors; Fees Mgmt For For For
2 Election of Meeting Delegates Mgmt For For For
AMERICAN STANDARD COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASD CUSIP9 029712106 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Anderson Mgmt For For For
1.2 Elect Steven Goldstone Mgmt For For For
1.3 Elect Ruth Ann Marshall Mgmt For For For
2 Amendment to the 2002 Omnibus Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
AMGEN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP9 031162100 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MR. FRANK J. Mgmt For For For
BIONDI, JR.
2 ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For For
3 ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For For
HERRINGER
4 ELECTION OF DIRECTOR: DR. GILBERT S. Mgmt For For For
OMENN
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Declassify the Board
7 Amendment to the Bylaws to Declassify Mgmt For For For
the Board
8 Shareholder Proposal Regarding an Animal ShrHoldr Against Against For
Welfare Policy
9 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Report
AMSOUTH BANCORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 032165102 10/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
APPLE COMPUTERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAPL CUSIP9 037833100 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Arthur Levinson Mgmt For Withhold Against
1.6 Elect Eric Schmidt, PhD Mgmt For Withhold Against
1.7 Elect Jerome York Mgmt For Withhold Against
2 TO APPROVE AMENDMENTS TO THE APPLE INC. Mgmt For Against Against
2003 EMPLOYEE STOCK PLAN.
3 TO APPROVE AMENDMENTS TO THE APPLE INC. Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
4 TO APPROVE AMENDMENTS TO THE 1997 Mgmt For Against Against
DIRECTOR STOCK OPTION PLAN.
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Option ShrHoldr Against For Against
Dating Policy
7 Shareholder Proposal Regarding Pay for ShrHoldr Against For Against
Performance Standard
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Environmental Report
9 Shareholder Proposal Regarding Equity ShrHoldr Against For Against
Retention Policy
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Electronic Waste Take Back and Recycling
11 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Compensation
AT&T INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP9 00206R102 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
2 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
5 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For Against Against
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For For
8 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
9 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For Against Against
12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
15 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
17 ELECTION OF DIRECTOR: EDWARD E. Mgmt For For For
WHITACRE, JR.
18 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
19 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
21 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
22 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
23 Shareholder Proposal Regarding ShrHoldr Against For Against
"Say-on-Pay" Advisory Vote
24 Shareholder Proposal Regarding Executive ShrHoldr Against Against For
Retirement Benefits
BALL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLL CUSIP9 058498106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Hanno Fiedler Mgmt For Withhold Against
1.2 Elect John Lehman Mgmt For Withhold Against
1.3 Elect Georgia Nelson Mgmt For For For
1.4 Elect Erik van der Kaay Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
BANK OF AMERICA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BACRP CUSIP9 060505104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, Mgmt For For For
SR.
3 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
4 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
5 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
6 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
7 ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
14 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, Mgmt For For For
JR.
15 ELECTION OF DIRECTOR: MEREDITH R. Mgmt For For For
SPANGLER
16 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
17 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
18 RATIFICATION OF THE INDEPENDENT Mgmt For Against Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007
19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Options
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Number of Directors
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
BEAR STEARNS COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BSC CUSIP9 073902108 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Cayne Mgmt For For For
1.2 Elect Henry Bienen Mgmt For For For
1.3 Elect Carl Glickman Mgmt For Withhold Against
1.4 Elect Michael Goldstein Mgmt For Withhold Against
1.5 Elect Alan Greenberg Mgmt For For For
1.6 Elect Donald Harrington Mgmt For For For
1.7 Elect Frank Nickell Mgmt For For For
1.8 Elect Paul Novelly Mgmt For For For
1.9 Elect Frederic Salerno Mgmt For Withhold Against
1.10 Elect Alan Schwartz Mgmt For For For
1.11 Elect Warren Spector Mgmt For For For
1.12 Elect Vincent Tese Mgmt For For For
1.13 Elect Wesley Williams, Jr. Mgmt For For For
2 APPROVAL OF AN AMENDMENT TO THE STOCK Mgmt For Against Against
AWARD PLAN.
3 APPROVAL OF AMENDMENTS TO THE RESTRICTED Mgmt For Against Against
STOCK UNIT PLAN.
4 Amendment to the Capital Accumulation Mgmt For For For
Plan for Senior Managing Directors
5 APPROVAL OF THE 2007 PERFORMANCE Mgmt For For For
COMPENSATION PLAN.
6 Ratification of Auditor Mgmt For For For
7 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
PAY-FOR-SUPERIOR-PERFORMANCE STANDARD.
CAMERON INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP9 13342B105 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Patrick Mgmt For For For
1.2 Elect Bruce Wilkinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CANON INC.- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAJ CUSIP9 138006309 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Allocation of Profits/Dividends Mgmt For For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For For
INCORPORATION
3 ELECTION OF TWENTY-SEVEN DIRECTORS Mgmt For For For
4 ELECTION OF ONE CORPORATE AUDITOR Mgmt For For For
5 GRANT OF RETIREMENT ALLOWANCE TO Mgmt For For For
DIRECTORS TO BE RETIRED
6 GRANT OF BONUS TO DIRECTORS Mgmt For For For
CAPITAL ONE FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COF CUSIP9 14040H105 08/22/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
CELGENE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CELG CUSIP9 151020104 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Arthur Hayes, Jr. Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Richard Morgan Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CHEVRON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP9 166764100 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For For
2 ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For For
3 ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For For
4 ELECTION OF DIRECTOR: R.J. EATON Mgmt For For For
5 ELECTION OF DIRECTOR: S. GINN Mgmt For For For
6 ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For For
7 ELECTION OF DIRECTOR: S. NUNN Mgmt For For For
8 ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For For
9 ELECTION OF DIRECTOR: D.B. RICE Mgmt For For For
10 ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For For
11 ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For For
12 ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For For
13 ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For For
14 ELECTION OF DIRECTOR: C. WARE Mgmt For For For
15 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
16 Amendment to Certificate of Incorporation Mgmt For For For
17 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Human Rights
18 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Greenhouse Gas Emissions
19 Shareholder Proposal Regarding an Animal ShrHoldr Against Against For
Welfare Policy
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Separation of CEO and Chairman Positions
21 AMEND THE BY-LAWS REGARDING THE ShrHoldr Against Against For
STOCKHOLDER RIGHTS PLAN POLICY
22 Shareholder Proposal Regarding Host ShrHoldr Against Against For
Country Environmental Laws
CHINA LIFE INSURANCE CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 16939P106 10/16/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: CLASS OF
SHARES: A SHARES.
2.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: TOTAL
NUMBER OF A SHARES TO BE ISSUED: NOT
MORE THAN 1,500,000,000 A SHARES.
3.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: NOMINAL
VALUE: RMB1.00 EACH.
4.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: TARGET
SUBSCRIBERS: (I) STRATEGIC INVESTORS;
(II) SECURITIES INVESTMENT AND (III)
OTHER INSTITUTIONAL INVESTORS.
5.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: ISSUE
PRICE: ISSUE PRICE OF THE A SHARE ISSUE
WILL BE DETERMINED ON THE BASIS OF
MARKET CONDITIONS.
6.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: PLACE OF
LISTING: SHANGHAI STOCK EXCHANGE.
7.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: USE OF
PROCEEDS: FUNDS RAISED FROM THE A SHARE
ISSUE WILL BE USED TO REPLENISH THE
CAPITAL OF THE COMPANY.
8.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: THE
EXISTING AND NEW SHAREHOLDERS WHOSE
NAMES APPEAR ON THE REGISTER OF MEMBERS
OF THE COMPANY AFTER COMPLETION OF THE A
SHARE ISSUE SHALL BE
9.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: VALIDITY
PERIOD OF THIS RESOLUTION: THIS SPECIAL
RESOLUTION SHALL BE EFFECTIVE FOR A
PERIOD OF 12 MONTHS FROM THE DATE OF THE
APPROVAL BY THE
10.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: THE
BOARD SHALL BE AND ARE AUTHORIZED TO
DETERMINE AND DEAL WITH, AT THEIR
DISCRETION AND WITH FULL AUTHORITY,
MATTERS IN RELATION TO THE A S
11.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: THE
BOARD SHALL BE AND ARE AUTHORIZED TO
DETERMINE MATTERS IN RELATION TO
STRATEGIC INVESTORS (INCLUDING BUT NOT
LIMITED TO THE TARGET STRATE
12.0 TO APPROVE THE ALLOTMENT AND ISSUE OF A Mgmt For For For
SHARES BY THE COMPANY IN THE PRC FOR THE
FOLLOWING TERMS AND CONDITIONS: THE
BOARD SHALL BE AND ARE AUTHORIZED TO, AT
THEIR DISCRETION AND WITH FULL AUTHORITY
SIGN OR EXECUTE ALL NECESSARY DOCUMENTS,
EFFECT AND CAR
13.0 TO APPROVE (A) THE AMENDMENTS TO THE Mgmt For For For
ARTICLES OF ASSOCIATION, AND TO
AUTHORISE (B) THE BOARD (AND ITS
DELEGATES) TO MAKE FURTHER AMENDMENTS
WHICH IN THEIR OPINION MAY BE NECESSARY,
DESIRABLE AND EXPEDIENT IN ACCORDANCE
WITH THE REQUIREMENTS OF THE APPLIC
14.0 SUBJECT TO THE PASSING OF THE ABOVE Mgmt For For For
SPECIAL RESOLUTION 1 AND CONDITIONAL
UPON THE COMPLETION OF THE A SHARE
ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE SHAREHOLDERS
GENERAL MEETINGS AS SET OUT IN APPENDIX
2 TO THE CIRCULAR.
15.0 SUBJECT TO THE PASSING OF THE ABOVE Mgmt For For For
SPECIAL RESOLUTION 1 AND CONDITIONAL
UPON THE COMPLETION OF THE A SHARE
ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE BOARD MEETINGS
AS SET OUT IN APPENDIX 3 TO THE CIRCULAR.
16.0 SUBJECT TO THE PASSING OF THE ABOVE Mgmt For For For
SPECIAL RESOLUTION 1 AND CONDITIONAL
UPON THE COMPLETION OF THE A SHARE
ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE SUPERVISORY
COMMITTEE MEETINGS AS SET OUT IN
APPENDIX 4 TO THE CIRCULAR.
17.0 TO APPROVE THE ESTABLISHMENT OF THE Mgmt For For For
CHINA LIFE CHARITY FUND (PROVISIONAL
NAME).
CHRISTOPHER & BANKS CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBK CUSIP9 171046105 07/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James J. Fuld, Jr. Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
CIGNA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CI CUSIP9 125509109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: ROBERT H. CAMPBELL Mgmt For For For
2 ELECTION OF DIRECTOR: ISAIAH HARRIS, JR. Mgmt For For For
3 ELECTION OF DIRECTOR: JANE E. HENNEY, Mgmt For For For
M.D.
4 ELECTION OF DIRECTOR: DONNA F. ZARCONE Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
CIGNA EXECUTIVE INCENTIVE PLAN
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP9 17275R102 11/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Carol A. Bartz Mgmt For For For
1.2 Elect Director M. Michele Burns Mgmt For For For
1.3 Elect Director Michael D. Capellas Mgmt For For For
1.4 Elect Director Larry R. Carter Mgmt For For For
1.5 Elect Director John T. Chambers Mgmt For For For
1.6 Elect Director Dr. John L. Hennessy Mgmt For For For
1.7 Elect Director Richard M. Kovacevich Mgmt For For For
1.8 Elect Director Roderick C. McGeary Mgmt For For For
1.9 Elect Director Steven M. West Mgmt For For For
1.10 Elect Director Jerry Yang Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
4.0 Report on Pay Disparity ShrHldr Against Against For
5.0 Report on Internet Fragmentation ShrHldr Against For Against
CITIGROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C CUSIP9 172967101 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG.
2 ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For For
3 ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For For
4 ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For For
6 ELECTION OF DIRECTOR: ROBERTO HERNANDEZ Mgmt For For For
RAMIREZ.
7 ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For For
8 ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For For
9 ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For For
10 ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For Against Against
11 ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For For
12 ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For For
13 ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For For
14 ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government Service
17 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON POLITICAL CONTRIBUTIONS.
18 STOCKHOLDER PROPOSAL REQUESTING A REPORT ShrHoldr Against Against For
ON CHARITABLE CONTRIBUTIONS.
19 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive Compensation
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
22 Shareholder Proposal Regarding Stock ShrHoldr Against Against For
Option Policy
23 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
24 Shareholder Proposal Regarding Right to ShrHoldr Against Against For
Call a Special Meeting
COMCAST CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP9 20030N101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Brian Roberts Mgmt For For For
1.10 Elect Ralph Roberts Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Preventing the Issuance of New Stock
Options
4 REQUIRE THAT THE CHAIRMAN OF THE BOARD ShrHoldr Against For Against
NOT BE AN EMPLOYEE
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding the ShrHoldr Against For Against
Adoption of a Recapitalization Plan
7 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
8 Shareholder Proposal Regarding Report of ShrHoldr Against Against For
Pay Differentials
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political Contributions
COMPUTER SCIENCES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSC CUSIP9 205363104 07/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Irving W. Bailey, II Mgmt For For For
1.2 Elect Director David J. Barram Mgmt For For For
1.3 Elect Director Stephen L. Baum Mgmt For For For
1.4 Elect Director Rodney F. Chase Mgmt For For For
1.5 Elect Director Van B. Honeycutt Mgmt For For For
1.6 Elect Director F. Warren McFarlan Mgmt For For For
1.7 Elect Director Thomas H. Patrick Mgmt For For For
2.0 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
3.0 Ratify Auditors Mgmt For For For
4.0 Board Diversity ShrHldr Against For Against
DARDEN RESTAURANTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRI CUSIP9 237194105 09/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Leonard L. Berry Mgmt For Withhold Against
1.2 Elect Director Odie C. Donald Mgmt For Withhold Against
1.3 Elect Director David H. Hughes Mgmt For Withhold Against
1.4 Elect Director Charles A. Ledsinger, Jr. Mgmt For For For
1.5 Elect Director William M. Lewis, Jr. Mgmt For For For
1.6 Elect Director Connie Mack, III Mgmt For Withhold Against
1.7 Elect Director Andrew H. Madsen Mgmt For Withhold Against
1.8 Elect Director Clarence Otis, Jr. Mgmt For Withhold Against
1.9 Elect Director Michael D. Rose Mgmt For Withhold Against
1.10 Elect Director Maria A. Sastre Mgmt For Withhold Against
1.11 Elect Director Jack A. Smith Mgmt For Withhold Against
1.12 Elect Director Blaine Sweatt, III Mgmt For Withhold Against
1.13 Elect Director Rita P. Wilson Mgmt For Withhold Against
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Require a Majority Vote for the Election ShrHldr Against For Against
of Directors
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP9 D18190898 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain NA
3 Ratificiation of Supervisory Board Acts Mgmt For Against Against
4 ELECTION OF THE AUDITOR FOR THE 2007 Mgmt For Against Against
FINANCIAL YEAR, INTERIM ACCOUNT
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
8 Election of Supervisory Board Member Mgmt For For For
9 Ratification of the Co-Option of Board Mgmt For Against Against
Members
10 Supervisory Board Members' Fees Mgmt For For For
11 RESOLUTION ON AN AMENDMENT TO SECTION 3 Mgmt For For For
OF THE ARTICLES OF ASSOCIATION
12 Amend Article 8 Mgmt For For For
13 Approve New "Authorized Capital" Mgmt For For For
DOMINION RESOURCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP9 25746U109 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Peter Brown, M.D. Mgmt For For For
1.2 Elect George Davidson, Jr. Mgmt For For For
1.3 Elect Thomas Farrell, II Mgmt For For For
1.4 Elect John Harris Mgmt For For For
1.5 Elect Robert Jepson, Jr. Mgmt For For For
1.6 Elect Mark Kington Mgmt For For For
1.7 Elect Benjamin Lambert III Mgmt For For For
1.8 Elect Margeret McKenna Mgmt For For For
1.9 Elect Frank Royal Mgmt For For For
1.10 Elect David Wollard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Transmission Line Report
DRS TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRS CUSIP9 23330X100 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Ira Albom Mgmt For For For
1.2 Elect Director Mark N. Kaplan Mgmt For For For
1.3 Elect Director D.J. Reimer, USA Mgmt For For For
1.4 Elect Director C.G. Boyd, USAF Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
DU PONT EI DE NEMOURS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP9 263534109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Brown Mgmt For For For
1.2 Elect Robert Brown Mgmt For For For
1.3 Elect Bertrand Collomb Mgmt For For For
1.4 Elect Curtis Crawford Mgmt For For For
1.5 Elect John Dillon Mgmt For For For
1.6 Elect Eleuthere Du Pont Mgmt For For For
1.7 Elect Charles Holliday, Jr. Mgmt For For For
1.8 Elect Lois Juliber Mgmt For For For
1.9 Elect Masahisa Naitoh Mgmt For For For
1.10 Elect Sean O'Keefe Mgmt For For For
1.11 Elect William Reilly Mgmt For For For
2 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ON DUPONT EQUITY AND INCENTIVE PLAN Mgmt For For For
4 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Genetically Modified Organisms
5 Shareholder Proposal Regarding Plant ShrHoldr Against Against For
Closings
6 Shareholder Proposal Regarding a ShrHoldr Against Against For
Feasbility Report on PFOA Phase-out
7 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Expenditures Related to Environmental
Issues
8 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Global Warming
9 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Chemical Facility Security
EAGLE MATERIALS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXP CUSIP9 26969P108 07/27/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director F. William Barnett Mgmt For For For
1.2 Elect Director O.G. Dagnan Mgmt For Withhold Against
1.3 Elect Director David W. Quinn Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
ECHOSTAR COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DISH CUSIP9 278762109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James DeFranco Mgmt For For For
1.2 Elect Michael T. Dugan Mgmt For Withhold Against
1.3 Elect Cantey Ergen Mgmt For Withhold Against
1.4 Elect Charles W. Ergen Mgmt For For For
1.5 Elect Steven R. Goodbarn Mgmt For For For
1.6 Elect Gary S. Howard Mgmt For For For
1.7 Elect David K. Moskowitz Mgmt For For For
1.8 Elect Tom Ortolf Mgmt For For For
1.9 Elect C. Michael Schroeder Mgmt For For For
1.10 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
ENSCO INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESV CUSIP9 26874Q100 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: DAVID M. CARMICHAEL Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS L. KELLY II Mgmt For For For
3 ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
EXELON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP9 30161N101 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Mgmt For Against Against
2 ELECTION OF DIRECTOR: MS. SUE L. GIN Mgmt For For For
3 ELECTION OF DIRECTOR: MR. W.C. Mgmt For For For
RICHARDSON PHD
4 ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Mgmt For Against Against
5 ELECTION OF DIRECTOR: MR. DON THOMPSON Mgmt For For For
6 ELECTION OF DIRECTOR: MR. STEPHEN D. Mgmt For For For
STEINOUR
7 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For For
8 Amendment to Articles of Incorporation Mgmt For For For
to allow Annual Election of Directors
9 Shareholder Proposal Regarding Future ShrHoldr Against Against For
Severance Benefits
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP9 31428X106 09/25/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director James L. Barksdale Mgmt For For For
1.2 Elect Director August A. Busch, IV Mgmt For For For
1.3 Elect Director John A. Edwardson Mgmt For For For
1.4 Elect Director Judith L. Estrin Mgmt For For For
1.5 Elect Director J. Kenneth Glass Mgmt For For For
1.6 Elect Director Philip Greer Mgmt For For For
1.7 Elect Director J.R. Hyde, III Mgmt For For For
1.8 Elect Director Shirley A. Jackson Mgmt For For For
1.9 Elect Director Steven R. Loranger Mgmt For For For
1.10 Elect Director Charles T. Manatt Mgmt For For For
1.11 Elect Director Frederick W. Smith Mgmt For For For
1.12 Elect Director Joshua I. Smith Mgmt For For For
1.13 Elect Director Paul S. Walsh Mgmt For For For
1.14 Elect Director Peter S. Willmott Mgmt For For For
2.0 Reduce Supermajority Vote Requirement Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Report on Environmental Policy ShrHldr Against Against For
5.0 Require a Majority Vote for the Election ShrHldr Against For Against
of Directors
FISERV INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FISV CUSIP9 337738108 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kim Robak Mgmt For For For
1.2 Elect Thomas Wertheimer Mgmt For For For
2 Amendment to Articles of Incorporation Mgmt For For For
Regarding Majority Voting for Director
Elections
3 TO APPROVE THE FISERV, INC. 2007 OMNIBUS Mgmt For For For
INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
FOMENTO ECONOMICO MEXICANO SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP9 344419106 12/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Amendments to Articles Mgmt For For For
2 Election of Meeting Delegates (Special Mgmt For For For
Meeting)
3 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
4 Election of Directors; Fees Mgmt For For For
5 Establishment of Audit and Corporate Mgmt For For For
Governance Committees; Fees
6 Election of Meeting Delegates (Annual Mgmt For For For
Meeting)
7 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
FOMENTO ECONOMICO MEXICANO SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP9 344419106 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Presentation of Accounts and Reports Mgmt For For For
2 Report on Tax Compliance Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 DIVIDE ALL THE SERIES B AND SERIES D Mgmt For For For
SHARES OF STOCK OUTSTANDING.
6 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For For
DIRECTORS.
7 Election of Board Committees; Fees Mgmt For For For
8 APPOINTMENT OF DELEGATES FOR THE Mgmt For For For
SHAREHOLDERS MEETING.
9 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For For
FOREST LABORATORIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRX CUSIP9 345838106 08/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Howard Solomon Mgmt For For For
1.2 Elect Director Nesli Basgoz Mgmt For For For
1.3 Elect Director William J. Candee, III Mgmt For For For
1.4 Elect Director George S. Cohan Mgmt For For For
1.5 Elect Director Dan L. Goldwasser Mgmt For For For
1.6 Elect Director Kenneth E. Goodman Mgmt For For For
1.7 Elect Director Lester B. Salans Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 12/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry S. Barrat Mgmt For For For
1.2 Elect Robert M. Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James L. Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Rudy E. Schupp Mgmt For For For
1.8 Elect Michael H. Thaman Mgmt For For For
1.9 Elect Hansel E. Tookes, II Mgmt For For For
1.10 Elect Paul R. Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FPL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP9 302571104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay, III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE 2007 NON-EMPLOYEE Mgmt For For For
DIRECTORS STOCK PLAN.
FRONTLINE LTD. (FORMERLY LONDON & OVERSEAS FREIGHTERS)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRO CINS G3682E127 12/01/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director John Fredriksen Mgmt For Withhold Against
1.2 Elect Director Tor Olav Troim Mgmt For Withhold Against
1.3 Elect Director Frixos Savvides Mgmt For For For
1.4 Elect Director Kate Blankenship Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For For
COMPANY S BYE-LAW 110 TO CHANGE THE
REQUIREMENT FOR THE FORM OF, AND
SIGNATORIES TO, THE SEAL OF THE COMPANY.
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP9 369604103 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Cash, Jr., Ph.D. Mgmt For Withhold Against
1.2 Elect Sir William Castell Mgmt For For For
1.3 Elect Ann Fudge Mgmt For For For
1.4 Elect Claudio Gonzalez Mgmt For Withhold Against
1.5 Elect Susan Hockfield Mgmt For For For
1.6 Elect Jeffrey Immelt Mgmt For For For
1.7 Elect Andrea Jung Mgmt For For For
1.8 Elect A. Lafley Mgmt For For For
1.9 Elect Robert Lane Mgmt For For For
1.10 Elect Ralph Larsen Mgmt For For For
1.11 Elect Rochelle Lazarus Mgmt For For For
1.12 Elect Sam Nunn Mgmt For For For
1.13 Elect Roger Penske Mgmt For Withhold Against
1.14 Elect Robert Swieringa Mgmt For Withhold Against
1.15 Elect Douglas Warner, III Mgmt For Withhold Against
1.16 Elect Robert Wright Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Majority Voting for the Election of Mgmt For For For
Directors
4 APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For For
5 APPROVAL OF MATERIAL TERMS OF SENIOR Mgmt For For For
OFFICER PERFORMANCE GOALS
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
7 Shareholder Proposal Regarding Curbing ShrHoldr Against For Against
Over-Extended Directors
8 Shareholder Proposal Regarding a Retiree ShrHoldr Against Against For
Director Nominee
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Dividend Equivalents
11 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For
Charitable Contributions
12 Shareholder Proposal Regarding a Report ShrHoldr Against Against For
on Global Warming Science
13 Shareholder Proposal Regarding Ethical ShrHoldr Against Against For
Criteria for Military Contracts
14 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Pay Differential
GILDAN ACTIVEWEAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIL CUSIP9 375916103 02/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Anderson Mgmt For For For
1.2 Re-elect Robert Baylis Mgmt For For For
1.3 Re-elect Glenn Chamandy Mgmt For For For
1.4 Re-elect Sheila O'Brien Mgmt For For For
1.5 Re-elect Pierre Robitaille Mgmt For For For
1.6 Re-elect Richard Strubel Mgmt For For For
1.7 Re-elect Gonzalo Valdes-Fauli Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendments to Long Term Incentive Plan Mgmt For For For
GLOBALSANTAFE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSF CUSIP9 G3930E101 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Edward R. Muller Mgmt For For For
1.2 Elect John L. Whitmire Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
GOLD FIELDS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 38059T106 11/10/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 ADOPTION OF FINANCIAL STATEMENTS Mgmt For For For
2.0 RE-ELECTION OF MR J G HOPWOOD AS A Mgmt For For For
DIRECTOR
3.0 RE-ELECTION OF MR D M J NCUBE AS A Mgmt For For For
DIRECTOR
4.0 RE-ELECTION OF MR I D COCKERILL AS A Mgmt For For For
DIRECTOR
5.0 RE-ELECTION OF PROFESSOR G J GERWEL AS A Mgmt For Against Against
DIRECTOR
6.0 RE-ELECTION OF MR N J HOLLAND AS A Mgmt For For For
DIRECTOR
7.0 RE-ELECTION OF MR R L PENNANT-REA AS A Mgmt For For For
DIRECTOR
8.0 PLACEMENT OF SHARES UNDER THE CONTROL OF Mgmt For For For
THE DIRECTORS
9.0 ISSUING EQUITY SECURITIES FOR CASH Mgmt For For For
10.0 REVOCATION OF ERRONEOUS AND PLACEMENT OF Mgmt For For For
UNISSUED SHARES FOR THE PURPOSE OF THE
GOLD FIELDS LIMITED 2005 SHARE PLAN.
11.0 REVOCATION OF ERRONEOUS AND PLACEMENT OF Mgmt For For For
UNISSUED SHARES FOR THE PURPOSE OF THE
GF MANAGEMENT INCENTIVE SCHEME.
12.0 AWARD OF RIGHTS TO NON-EXECUTIVE Mgmt For For For
DIRECTORS UNDER THE GOLD FIELDS LIMITED
2005 NON-EXECUTIVE SHARE PLAN
13.0 INCREASE OF DIRECTORS FEES Mgmt For For For
14.0 ACQUISITION OF COMPANY S OWN SHARES Mgmt For For For
GOLDMAN SACHS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP9 38141G104 03/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For For
2 ELECTION OF DIRECTOR: LORD BROWNE OF Mgmt For For For
MADINGLEY
3 ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For For
4 ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For For
5 ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For For
6 ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For For
8 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For
10 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
11 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For
12 ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For For
13 ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS REPORT
16 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
SUSTAINABILITY REPORT
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS
GRANT PRIDECO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GRP CUSIP9 38821G101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Butters Mgmt For For For
1.2 Elect Eliot Fried Mgmt For Withhold Against
1.3 Elect Dennis Hendrix Mgmt For For For
1.4 Elect Harold Layman Mgmt For Withhold Against
1.5 Elect Michael McShane Mgmt For For For
1.6 Elect Robert Moses, Jr. Mgmt For For For
1.7 Elect Joseph Reid Mgmt For For For
1.8 Elect David Trice Mgmt For Withhold Against
HARTFORD FINANCIAL SERVICES GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIG CUSIP9 416515104 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ramani Ayer Mgmt For For For
1.2 Elect Ramon De Oliveira Mgmt For For For
1.3 Elect Trevor Fetter Mgmt For For For
1.4 Elect Edward Kelly, III Mgmt For For For
1.5 Elect Paul Kirk, Jr. Mgmt For For For
1.6 Elect Thomas Marra Mgmt For For For
1.7 Elect Gail McGovern Mgmt For For For
1.8 Elect Michael Morris Mgmt For For For
1.9 Elect Robert Selander Mgmt For For For
1.10 Elect Charles Strauss Mgmt For For For
1.11 Elect H. Patrick Swygert Mgmt For For For
1.12 Elect David Zwiener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HEALTH NET INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNT CUSIP9 42222G108 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Theodore Craver, Jr. Mgmt For Withhold Against
1.2 Elect Vicki Escarra Mgmt For For For
1.3 Elect Thomas Farley Mgmt For Withhold Against
1.4 Elect Gale Fitzgerald Mgmt For Withhold Against
1.5 Elect Patrick Foley Mgmt For Withhold Against
1.6 Elect Jay Gellert Mgmt For Withhold Against
1.7 Elect Roger Greaves Mgmt For Withhold Against
1.8 Elect Bruce Willison Mgmt For Withhold Against
1.9 Elect Frederick Yeager Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
HELEN OF TROY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HELE CINS G4388N106 08/08/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Gary B. Abromovitz Mgmt For For For
1.2 Elect Director John B. Butterworth Mgmt For For For
1.3 Elect Director Timothy F. Meeker Mgmt For Withhold Against
1.4 Elect Director Byron H. Rubin Mgmt For Withhold Against
1.5 Elect Director Gerald J. Rubin Mgmt For Withhold Against
1.6 Elect Director Stanlee N. Rubin Mgmt For Withhold Against
1.7 Elect Director Adolpho R. Telles Mgmt For For For
1.8 Elect Director Darren G. Woody Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
HERCULES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPC CUSIP9 427056106 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Hunter, III Mgmt For For For
1.2 Elect Robert Kennedy Mgmt For For For
1.3 Elect Craig Rogerson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Declassify the Board Mgmt For For For
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP9 428236103 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For Against Against
2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For
4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For Against Against
5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For
7 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For Against Against
8 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Proxy Mgmt Against For Against
Access
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Separating the Roles of Chairman and CEO
12 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
13 Shareholder Proposal Regarding Linking ShrHoldr Against For Against
Pay to Performance
HOVNANIAN ENTERPRISES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOV CUSIP9 442487203 03/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Kevork S. Hovnanian Mgmt For For For
1.2 Elect Ara K. Hovnanian Mgmt For For For
1.3 Elect Robert Coutts Mgmt For For For
1.4 Elect Edward A. Kangas Mgmt For Withhold Against
1.5 Elect Joseph Marengi Mgmt For For For
1.6 Elect John J. Robbins Mgmt For For For
1.7 Elect J. Larry Sorsby Mgmt For Withhold Against
1.8 Elect Stephen Weinroth Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL CONCERNING THE ShrHoldr Against For Against
COMPANY S DUAL CLASS CAPITAL STRUCTURE.
INFOSYS TECHNOLOGIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 456788108 11/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
SPONSOR AN ISSUE OF AMERICAN DEPOSITARY
SHARES AGAINST EXISTING EQUITY SHARES.
2.0 TO AUTHORIZE THE COMPANY TO ISSUE Mgmt For For For
DEPOSITARY RECEIPTS.
3.0 TO AUTHORIZE THE BOARD AND OFFICERS IN Mgmt For For For
CONNECTION WITH THE EARLIER RESOLUTIONS.
4.0 TO AUTHORIZE THE UNDERWRITERS TO Mgmt For For For
DETERMINE THE PRICE OF THE SPONSORED ADS
OFFERING.
5.0 TO AUTHORIZE THE BOARD TO DETERMINE THE Mgmt For For For
TERMS AND CONDITIONS.
6.0 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For For
DELEGATE ITS POWERS.
INTERNATIONAL BUSINESS MACHINE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP9 459200101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Cathleen Black Mgmt For Withhold Against
1.2 Elect Kenneth Chenault Mgmt For For For
1.3 Elect Jurgen Dormann Mgmt For For For
1.4 Elect Michael Eskew Mgmt For Withhold Against
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect Minoru Makihara Mgmt For For For
1.7 Elect Lucio Noto Mgmt For For For
1.8 Elect James Owens Mgmt For For For
1.9 Elect Samuel Palmisano Mgmt For For For
1.10 Elect Joan Spero Mgmt For For For
1.11 Elect Sidney Taurel Mgmt For For For
1.12 Elect Lorenzo Zambrano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Requirement Mgmt For For For
- Merger or Consolidation
4 Elimination of Supermajority Requirement Mgmt For For For
- Disposition of All or Substantially
All of the Assets of the Corporation
Outside the Ordinary Course of Business
5 Elimination of Supermajority Requirement Mgmt For For For
- Plan for the Exchange of Shares of the
Corporation
6 Elimination of Supermajority Requirement Mgmt For For For
- Authorization of Dissolution of the
Corporation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
8 Shareholder Proposal Regarding Pension ShrHoldr Against Against For
and Retirement Medical
9 Shareholder Proposal Regarding Executive ShrHoldr Against For Against
Compensation
10 Shareholder Proposal Regarding Offshoring ShrHoldr Against Against For
11 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Directors
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP9 478160104 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mary Coleman Mgmt For For For
1.2 Elect James Cullen Mgmt For For For
1.3 Elect Michael Johns Mgmt For For For
1.4 Elect Arnold Langbo Mgmt For For For
1.5 Elect Susan Lindquist Mgmt For For For
1.6 Elect Leo Mullin Mgmt For For For
1.7 Elect Christine Poon Mgmt For For For
1.8 Elect Charles Prince Mgmt For Withhold Against
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect David Satcher Mgmt For For For
1.11 Elect William Weldon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting for Director Elections
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Retirement Plan
KOHLS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSS CUSIP9 500255104 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Steven Burd Mgmt For For For
1.2 Elect Wayne Embry Mgmt For For For
1.3 Elect James Ericson Mgmt For For For
1.4 Elect John Herma Mgmt For For For
1.5 Elect William Kellogg Mgmt For For For
1.6 Elect Kevin Mansell Mgmt For For For
1.7 Elect R. Lawrence Montgomery Mgmt For For For
1.8 Elect Frank Sica Mgmt For For For
1.9 Elect Peter Sommerhauser Mgmt For Withhold Against
1.10 Elect Stephen Watson Mgmt For For For
1.11 Elect R. Elton White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 MANAGEMENT PROPOSAL TO AMEND OUR 2003 Mgmt For For For
LONG TERM COMPENSATION PLAN.
4 MANAGEMENT PROPOSAL TO APPROVE OUR Mgmt For For For
EXECUTIVE BONUS PLAN.
5 Amendment to Articles of Incorporation Mgmt For For For
to Allow for Majority Vote in Director
Elections
6 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting in Director Elections
KOREA ELECTRIC POWER CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CINS 500631106 08/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 ELECT MR. JONG HWAK PARK, MANAGER Mgmt For For For
SECRETARIAT, AS A STANDING DIRECTOR.
2.0 ELECT MR. MYOUNG CHUL JANG, GENERAL Mgmt For For For
MANAGER, PERSONAL & GENERAL AFFAIRS
DEPARTMENT, AS A STANDING DIRECTOR.
3.0 ELECT MR. HO MUN, GENERAL MANAGER, Mgmt For For For
CHOONGNAM DISTRICT HEAD OFFICE, AS A
STANDING DIRECTOR.
LOEWS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Null CUSIP9 540424108 08/03/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Increase Authorized Common Stock Mgmt For For For
2.0 Adjust Par Value of Common Stock Mgmt For For For
LOEWS CORP CAROLINA GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTR CUSIP9 540424108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ann Berman Mgmt For For For
1.2 Elect Joseph Bower Mgmt For For For
1.3 Elect Charles Diker Mgmt For For For
1.4 Elect Paul Fribourg Mgmt For For For
1.5 Elect Walter Harris Mgmt For For For
1.6 Elect Philip Laskawy Mgmt For For For
1.7 Elect Gloria Scott Mgmt For For For
1.8 Elect Andrew Tisch Mgmt For For For
1.9 Elect James Tisch Mgmt For For For
1.10 Elect Jonathan Tisch Mgmt For For For
2 RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For For
INDEPENDENT AUDITORS
3 Amendment to the Incentive Compensation Mgmt For For For
Plan for Executive Officers
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
5 Shareholder Proposal Regarding the ShrHoldr Against Against For
Production, Promotion and Marketing of
Tobacco Products
MARTIN MARIETTA MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLM CUSIP9 573284106 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Marcus Bennett Mgmt For Withhold Against
1.2 Elect Laree Perez Mgmt For Withhold Against
1.3 Elect Dennis Rediker Mgmt For Withhold Against
2 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITORS.
MERCK & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP9 589331107 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Richard Clark Mgmt For For For
1.2 Elect Johnnetta Cole, Ph.D. Mgmt For Withhold Against
1.3 Elect William Harrison, Jr. Mgmt For For For
1.4 Elect William Kelley, M.D. Mgmt For For For
1.5 Elect Rochelle Lazarus Mgmt For Withhold Against
1.6 Elect Thomas Shenk, Ph.D. Mgmt For For For
1.7 Elect Anne Tatlock Mgmt For For For
1.8 Elect Samuel Thier, M.D. Mgmt For For For
1.9 Elect Wendell Weeks Mgmt For Withhold Against
1.10 Elect Peter Wendell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements in the Certificate of
Incorporation
4 Elimination of Supermajority Mgmt For For For
Requirements Imposed by New Jersey Law
5 Change in Board Size Mgmt For For For
6 Proposal to Replace Cumulative Voting Mgmt For For For
with Majority Voting
7 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
PUBLICATION OF POLITICAL CONTRIBUTIONS
8 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
MERRILL LYNCH & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP9 590188108 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Finnegan Mgmt For Withhold Against
1.2 Elect Joseph Prueher Mgmt For For For
1.3 Elect Ann Reese Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Executive Compensation
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity Compensation
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP9 594918104 11/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Elect Director William H. Gates, III Mgmt For For For
2.0 Elect Director Steven A. Ballmer Mgmt For For For
3.0 Elect Director James I. Cash, Jr., Ph.D. Mgmt For For For
4.0 Elect Director Dina Dublon Mgmt For For For
5.0 Elect Director Raymond V. Gilmartin Mgmt For For For
6.0 Elect Director David F. Marquardt Mgmt For For For
7.0 Elect Director Charles H. Noski Mgmt For For For
8.0 Elect Director Helmut Panke Mgmt For For For
9.0 Elect Director Jon A. Shirley Mgmt For For For
10.0 Ratify Auditors Mgmt For For For
11.0 Cease Product Sales that Can Be Used to ShrHldr Against Against For
Violate Human Rights
12.0 Amend EEO Statement to Not Reference ShrHldr Against Against For
Sexual Orientation
13.0 Establish Shareholder Advisory Committee ShrHldr Against Against For
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP9 617446448 04/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECT ROY J. BOSTOCK Mgmt For Against Against
2 ELECT ERSKINE B. BOWLES Mgmt For For For
3 ELECT HOWARD J. DAVIES Mgmt For For For
4 ELECT C. ROBERT KIDDER Mgmt For Against Against
5 ELECT JOHN J. MACK Mgmt For For For
6 ELECT DONALD T. NICOLAISEN Mgmt For For For
7 ELECT CHARLES H. NOSKI Mgmt For For For
8 ELECT HUTHAM S. OLAYAN Mgmt For For For
9 ELECT CHARLES E. PHILLIPS, JR. Mgmt For Against Against
10 ELECT O. GRIFFITH SEXTON Mgmt For For For
11 ELECT LAURA D. TYSON Mgmt For Against Against
12 ELECT KLAUS ZUMWINKEL Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For For
TOUCHE LLP AS INDEPENDENT AUDITOR
14 TO APPROVE THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
15 SHAREHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE
16 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE ShrHoldr Against For Against
COMPENSATION ADVISORY VOTE
NATIONAL OILWELL VARCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP9 637071101 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Ben Guill Mgmt For For For
1.2 Elect Roger Jarvis Mgmt For For For
1.3 Elect Eric Mattson Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
NII HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NIHD CUSIP9 62913F201 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Donovan Mgmt For Withhold Against
1.2 Elect Steven Dussek Mgmt For For For
1.3 Elect Steven Shindler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NORFOLK SOUTHERN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSC CUSIP9 655844108 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Alston Correll Mgmt For For For
1.2 Elect Landon Hilliard Mgmt For For For
1.3 Elect Burton Joyce Mgmt For For For
1.4 Elect Jane O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NORTHROP GRUMMAN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP9 666807102 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For For
3 ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For For
4 ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For For
5 ELECTION OF DIRECTOR: CHARLES R. LARSON Mgmt For For For
6 ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For For
7 ELECTION OF DIRECTOR: PHILIP A. ODEEN Mgmt For For For
8 ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For For
9 ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For For
10 ELECTION OF DIRECTOR: RONALD D. SUGAR Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 PROPOSAL TO AMEND THE COMPANY S 1995 Mgmt For For For
STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
13 SHAREHOLDER PROPOSAL REGARDING A REPORT ShrHoldr Against Against For
ON FOREIGN MILITARY SALES.
14 SHAREHOLDER PROPOSAL REGARDING A VOTE ON ShrHoldr Against For Against
EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against
INDEPENDENT BOARD CHAIRMAN.
NOVARTIS- ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVS CUSIP9 66987V109 03/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 APPROVAL OF THE ACTIVITIES OF THE BOARD Mgmt For For For
OF DIRECTORS
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Hans-Jorg Rudloff Mgmt For For For
5 Elect Daniel Vasella Mgmt For For For
6 Elect Marjorie Yang Mgmt For For For
7 APPOINTMENT OF THE AUDITORS AND THE Mgmt For For For
GROUP AUDITORS
8 Shareholder Countermotions Mgmt For Abstain NA
ORACLE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP9 68389X105 10/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For Withhold Against
1.6 Elect Director Jeffrey S. Berg Mgmt For For For
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Garcia-Molina Mgmt For For For
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E Phillips, Jr. Mgmt For For For
1.11 Elect Director Naomi O. Seligman Mgmt For For For
2.0 Approve Executive Incentive Bonus Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Amend Non-Employee Director Omnibus Mgmt For For For
Stock Plan
P.T. TELEKOMUNIKASI INDONESIA (PERSERO)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLK CUSIP9 715684106 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 RESTRUCTURIZATION OF TELKOM S PENSION Mgmt For Abstain NA
FUND.
2 THE AMENDMENT OF THE COMPANY S PLAN TO Mgmt For For For
THE SHARES BOUGHT BACK.
3 Stock Option Plan Mgmt For For For
4 Amendments to Articles Mgmt For Abstain NA
5 APPROVAL OF THE CHANGES OF THE MEMBER Mgmt For Abstain NA
FOR THE COMPANY S BOARD OF DIRECTORS.
P.T. TELEKOMUNIKASI INDONESIA (PERSERO)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLK CUSIP9 715684106 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 APPROVAL OF THE COMPANY S ANNUAL REPORT Mgmt For For For
FOR THE FINANCIAL YEAR 2006.
2 Accounts and Reports Mgmt For For For
3 APPROPRIATION OF COMPANY S NET INCOME Mgmt For For For
FROM FINANCIAL YEAR 2006.
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5 Retirement Allowances Mgmt For Abstain NA
6 Directors' and Commissioners' Fees Mgmt For For For
7 Ratification of Board Acts Mgmt For For For
8 Election of Directors and Commissioners Mgmt For Against Against
9 APPROVAL FOR THE SHARE BUY BACK II Mgmt For For For
PROGRAM.
10 APPROVAL TO THE AMENDMENT TO THE COMPANY Mgmt For Abstain NA
S ARTICLES OF ASSOCIATION.
PETSMART INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PETM CUSIP9 716768106 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Rakesh Gangwal Mgmt For For For
1.2 Elect Barbara Munder Mgmt For For For
1.3 Elect Thomas Stemberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Short Term Incentive Plan Mgmt For For For
SAINT JUDE MEDICAL INCOME
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STJ CUSIP9 790849103 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Michael Rocca Mgmt For For For
1.2 Elect Stephan Widensohler Mgmt For Withhold Against
2 TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For For
2007 STOCK INCENTIVE PLAN.
3 TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For For
2007 EMPLOYEE STOCK PURCHASE PLAN.
4 Ratification of Auditor Mgmt For For For
SCOTTS MIRACLE-GRO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMG CUSIP9 810186106 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Mark Baker Mgmt For For For
1.2 Elect Joseph Flannery Mgmt For For For
1.3 Elect Katherine Littlefield Mgmt For For For
1.4 Elect Patrick Norton Mgmt For For For
2 Shareholder Proposal Requesting a Report ShrHoldr Against Against For
on Efforts to Oppose Local Environmental
Health Policies
STANLEY WORKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP9 854616109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Breen Mgmt For For For
1.2 Elect Virgis Colbert Mgmt For Withhold Against
1.3 Elect John Lundgren Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR 2007.
3 Shareholder Proposal to Declassify the ShrHoldr Against For Against
Board
STAPLES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPLS CUSIP9 855030102 06/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Arthur Blank Mgmt For Withhold Against
1.3 Elect Mary Elizabeth Burton Mgmt For For For
1.4 Elect Gary Crittenden Mgmt For For For
1.5 Elect Rowland Moriarty Mgmt For For For
1.6 Elect Robert Nakasone Mgmt For For For
1.7 Elect Ronald Sargent Mgmt For For For
1.8 Elect Martin Trust Mgmt For For For
1.9 Elect Vijay Vishwanath Mgmt For For For
1.10 Elect Paul Walsh Mgmt For For For
2 Adoption of Majority Vote for Election Mgmt For For For
of Directors
3 Ratification of Auditor Mgmt For For For
4 TO ACT ON A SHAREHOLDER PROPOSAL ON ShrHoldr Against For Against
SIMPLE MAJORITY VOTING.
STRYKER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYK CUSIP9 863667101 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Brown Mgmt For For For
1.2 Elect Howard Cox, Jr. Mgmt For For For
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Jerome Grossman Mgmt For For For
1.5 Elect Louis Francesconi Mgmt For For For
1.6 Elect Stephen MacMillan Mgmt For For For
1.7 Elect William Parfet Mgmt For For For
1.8 Elect Ronda Stryker Mgmt For For For
2 APPROVAL OF THE EXECUTIVE BONUS PLAN. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Stock
SUNTRUST BANKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STIKO CUSIP9 867914103 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Robert Beall, II Mgmt For For For
1.2 Elect Jeffrey Crowe Mgmt For For For
1.3 Elect J. Hicks Lanier Mgmt For Withhold Against
1.4 Elect Larry Prince Mgmt For For For
1.5 Elect Frank Royal Mgmt For For For
1.6 Elect Phail Wynn, Jr. Mgmt For For For
1.7 Elect James Wells III Mgmt For For For
2 Amendment to the Articles of Mgmt For For For
Incorporation Regarding Preferred Stock
3 Amendment to the Bylaws to Declassify Mgmt For For For
the Board
4 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Voting
5 Ratification of Auditor Mgmt For For For
TAIWAN SEMICONDUCTOR MFG. CO. LTD. (ADR)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSM CUSIP9 874039100 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Ratification of Business Results and Mgmt For For For
Financial Statements
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For For
OF 2006 PROFITS.
3 Authority to Increase Paid-in Capital Mgmt For For For
4 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For For
INCORPORATION.
5 Amendments to Procedures for Acquisition Mgmt For For For
or Disposal of Assets
TARGET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP9 87612E106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Anne Mulcahy Mgmt For For For
1.3 Elect Stephen Sanger Mgmt For For For
1.4 Elect Gregg Steinhafel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 COMPANY PROPOSAL TO APPROVE THE OFFICER Mgmt For For For
SHORT-TERM INCENTIVE PLAN.
4 Adoption of Majority Vote for Election Mgmt For For For
of Directors
5 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions
THE DIRECTV GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTV CUSIP9 25459L106 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Neil Austrian Mgmt For For For
1.2 Elect Charles Lee Mgmt For For For
1.3 Elect K. Rupert Murdoch Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS.
3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
2004 STOCK PLAN.
4 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
EXECUTIVE OFFICER CASH BONUS PLAN.
TIME WARNER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP9 887317105 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect James Barksdale Mgmt For For For
1.2 Elect Jeff Bewkes Mgmt For For For
1.3 Elect Stephen Bollenbach Mgmt For Withhold Against
1.4 Elect Frank Caufield Mgmt For Withhold Against
1.5 Elect Robert Clark Mgmt For Withhold Against
1.6 Elect Mathias Dopfner Mgmt For For For
1.7 Elect Jessica Einhorn Mgmt For For For
1.8 Elect Reuben Mark Mgmt For For For
1.9 Elect Michael Miles Mgmt For Withhold Against
1.10 Elect Kenneth Novack Mgmt For Withhold Against
1.11 Elect Richard Parsons Mgmt For For For
1.12 Elect Francis Vincent, Jr. Mgmt For Withhold Against
1.13 Elect Deborah Wright Mgmt For Withhold Against
2 RATIFICATION OF AUDITORS. Mgmt For Against Against
3 Elimination of Certain Supermajority Mgmt For For For
Requirements
4 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Resolution to Ratify Executive
Compensation
5 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
6 STOCKHOLDER PROPOSAL REGARDING SIMPLE ShrHoldr Against For Against
MAJORITY VOTE.
7 STOCKHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against For Against
SHAREHOLDER MEETINGS.
8 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Compensation and Shareholder Rights Plans
TOYOTA MOTOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TM CUSIP9 892331307 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 DISTRIBUTION OF DIVIDENDS FROM SURPLUS Mgmt For For For
2 ELECTION OF 30 DIRECTORS Mgmt For For For
3 ELECTION OF 4 CORPORATE AUDITORS Mgmt For For For
4 ELECTION OF ACCOUNTING AUDITOR Mgmt For For For
5 Stock Option Plan Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 AWARD OF BONUS PAYMENTS TO RETIRING Mgmt For Against Against
CORPORATE AUDITORS
8 Bonus for Directors and Satutory Auditors Mgmt For For For
TRINITY INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRN CUSIP9 896522109 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Adams Mgmt For For For
1.2 Elect Rhys Best Mgmt For For For
1.3 Elect David Biegler Mgmt For Withhold Against
1.4 Elect Ronald Gafford Mgmt For For For
1.5 Elect Ronald Haddock Mgmt For For For
1.6 Elect Jess Hay Mgmt For Withhold Against
1.7 Elect Adrian Lajous Mgmt For For For
1.8 Elect Diana Natalicio Mgmt For For For
1.9 Elect Timothy Wallace Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBS CUSIP9 H89231338 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 Accounts and Reports Mgmt For For For
2 APPROPRIATION OF RETAINED EARNINGS Mgmt For For For
DIVIDEND FOR FINANCIAL YEAR 2006
3 Ratification of Board and Management Acts Mgmt For For For
4 RE-ELECTION OF BOARD MEMBER: STEPHAN Mgmt For For For
HAERINGER
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt For For For
6 RE-ELECTION OF BOARD MEMBER: PETER Mgmt For For For
SPUHLER
7 ELECTION OF NEW BOARD MEMBER: SERGIO Mgmt For For For
MARCHIONNE
8 ELECTION OF THE GROUP AND STATUTORY Mgmt For For For
AUDITORS
9 Authority to Cancel Repurchased Shares Mgmt For For For
and Reduce Share Capital
10 CAPITAL REDUCTION: APPROVAL OF A NEW Mgmt For For For
SHARE BUYBACK PROGRAM FOR 2007-2010
11 Authority to Repurchase Shares Mgmt For For For
UNITED RENTALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URI CUSIP9 911363109 06/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: BRADLEY S. JACOBS Mgmt For For For
2 ELECTION OF DIRECTOR: HOWARD L. CLARK, Mgmt For For For
JR.
3 ELECTION OF DIRECTOR: MARK A. SUWYN Mgmt For Against Against
4 ELECTION OF DIRECTOR: LAWRENCE KEITH Mgmt For For For
WIMBUSH
5 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
6 Declassification of the Board of Mgmt For For For
Directors
UNITEDHEALTH GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP9 91324P102 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect William Ballard, Jr. Mgmt For Withhold Against
1.2 Elect Richard Burke Mgmt For Withhold Against
1.3 Elect Stephen Hemsley Mgmt For Withhold Against
1.4 Elect Robert Darretta Mgmt For For For
2 Adoption of Majority Vote for Election Mgmt For For For
of Directors
3 Repeal of Classified Board Mgmt For For For
4 Amendment to Supermajority Requirement Mgmt For For For
for Removal of Directors
5 Amendment to Supermajority Requirement Mgmt For For For
Relating to Certain Business Combinations
6 ADOPTION OF RESTATED ARTICLES OF Mgmt For For For
INCORPORATION
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity Compensation
9 SHAREHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
10 Shareholder Proposal Regarding Advisory ShrHoldr Against For Against
Vote on Executive Compensation
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Access to the Ballot
WACHOVIA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WB CUSIP9 929903102 08/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.0 Issue Shares in Connection with an Mgmt For For For
Acquisition
2.0 Amend Omnibus Stock Plan Mgmt For For For
WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP9 254687106 03/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect John Bryson Mgmt For For For
1.2 Elect John Chen Mgmt For For For
1.3 Elect Judith Estrin Mgmt For For For
1.4 Elect Robert Iger Mgmt For For For
1.5 Elect Steven Jobs Mgmt For For For
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect Aylwin Lewis Mgmt For For For
1.8 Elect Monica Lozano Mgmt For For For
1.9 Elect Robert Matschullat Mgmt For For For
1.10 Elect John Pepper, Jr. Mgmt For For For
1.11 Elect Orin Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Restated Mgmt For For For
2005 Stock Incentive Plan
4 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
5 TO APPROVE THE SHAREHOLDER PROPOSAL ShrHoldr Against For Against
RELATING TO GREENMAIL.
6 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
WEATHERFORD INTERNATIONAL LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFT CUSIP9 G95089101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION AS DIRECTOR: NICHOLAS F. BRADY Mgmt For For For
2 ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Mgmt For For For
3 ELECTION AS DIRECTOR: DAVID J. BUTTERS Mgmt For For For
4 ELECTION AS DIRECTOR: ROBERT B. MILLARD Mgmt For For For
5 ELECTION AS DIRECTOR: BERNARD J. Mgmt For For For
DUROC-DANNER
6 ELECTION AS DIRECTOR: ROBERT K. MOSES, Mgmt For For For
JR.
7 ELECTION AS DIRECTOR: SHELDON B. LUBAR Mgmt For For For
8 ELECTION AS DIRECTOR: ROBERT A. RAYNE Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
WELLPOINT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLP CUSIP9 94973V107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Sheila Burke Mgmt For For For
1.2 Elect Victor Liss Mgmt For For For
1.3 Elect Jane Pisano Mgmt For For For
1.4 Elect George Schaefer, Jr. Mgmt For For For
1.5 Elect Jackie Ward Mgmt For For For
1.6 Elect John Zuccotti Mgmt For Withhold Against
2 Majority Voting for the Election of Mgmt For For For
Directors
3 Ratification of Auditor Mgmt For For For
WELLS FARGO & CO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP9 949746101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: JOHN S. CHEN. Mgmt For For For
2 ELECTION OF DIRECTOR: LLOYD H. DEAN. Mgmt For For For
3 ELECTION OF DIRECTOR: SUSAN E. ENGEL. Mgmt For For For
4 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For For
JR.
5 ELECTION OF DIRECTOR: ROBERT L. JOSS. Mgmt For For For
6 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH.
7 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK.
8 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For Against Against
MILLIGAN.
9 ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Mgmt For For For
10 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Mgmt For Against Against
11 ELECTION OF DIRECTOR: DONALD B. RICE. Mgmt For Against Against
12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER. Mgmt For Against Against
14 ELECTION OF DIRECTOR: SUSAN G. SWENSON. Mgmt For For For
15 ELECTION OF DIRECTOR: JOHN G. STUMPF. Mgmt For For For
16 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal to Separate Board ShrHoldr Against For Against
Chairman and CEO Positions
19 STOCKHOLDER PROPOSAL REGARDING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
20 Shareholder Proposal Limiting ShrHoldr Against Against For
Supplemental Executive Retirement Income
21 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Home Mortgage Disclosure Act Data
22 Shareholder Proposal Requesting Report ShrHoldr Against Against For
on Emission Reduction Goals
WHIRLPOOL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WHR CUSIP9 963320106 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1 ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For For
3 ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For For
4 ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For Against Against
5 TO APPROVE THE WHIRLPOOL CORPORATION Mgmt For For For
2007 OMNIBUS STOCK AND INCENTIVE PLAN
XEROX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XRX CUSIP9 984121103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect Glenn Britt Mgmt For For For
1.2 Elect Ursula Burns Mgmt For For For
1.3 Elect William Hunter Mgmt For For For
1.4 Elect Vernon Jordan, Jr. Mgmt For Withhold Against
1.5 Elect Richard Harrington Mgmt For For For
1.6 Elect Robert McDonald Mgmt For For For
1.7 Elect Anne Mulcahy Mgmt For For For
1.8 Elect Ralph Larsen Mgmt For For For
1.9 Elect Ann Reese Mgmt For For For
1.10 Elect Mary Wilderotter Mgmt For For For
1.11 Elect N. J. Nicholas, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE 2004 PERFORMANCE Mgmt For For For
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For
ADOPTION OF A VENDOR CODE OF CONDUCT.
YUM! BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YUM CUSIP9 988498101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- ---------- ----------- -------------- -------------- ------------- --------------
1.1 Elect David Dorman Mgmt For For For
1.2 Elect Massimo Ferragamo Mgmt For For For
1.3 Elect J. David Grissom Mgmt For For For
1.4 Elect Bonnie Hill Mgmt For For For
1.5 Elect Robert Holland, Jr. Mgmt For For For
1.6 Elect Kenneth Langone Mgmt For For For
1.7 Elect Jonathan Linen Mgmt For For For
1.8 Elect Thomas Nelson Mgmt For For For
1.9 Elect David Novak Mgmt For For For
1.10 Elect Thomas Ryan Mgmt For For For
1.11 Elect Jackie Trujillo Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
(PAGE 17 OF PROXY)
3 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For
MACBRIDE PRINCIPLES (PAGE 19 OF PROXY)
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Shareholder Vote to Ratify
Executive Compensation
5 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
6 Shareholder Proposal Regarding Future ShrHoldr Against For Against
Severance Agreements
7 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
SUSTAINABLE FISH (PAGE 29 OF PROXY)
8 Shareholder Proposal Regarding Animal ShrHoldr Against Against For
Welfare
ITEM 17 : PROXY VOTING RECORD
REGISTRANT : ICON FUNDS
FUND NAME : ICON BOND FUND
REPORTING PERIOD : 07/01/2006 - 06/30/2007
The Fund did not vote any proxies for the twelve month period from July 1, 2006
through June 30, 2007.
(GLASS LEWIS & CO LOGO)
August 23, 2007
Ms. Jessica Seidlitz, CPA
Mutual Fund Controller
ICON Advisers, Inc.
5299 DTC Blvd, Suite 1200
Greenwood Village, CO 80111
Re: Proxy Voting Services
Dear Ms. Seidlitz:
During the N-PX year ended June 30, 2007, a total of 15 ballots in the ICON
Healthcare Fund went unvoted. These omissions were completely a result of
internal errors at Glass, Lewis & Co., LLC ("Glass Lewis"), and in no part the
responsibility of Icon Advisers, Inc. ("ICON").
ICON hired Glass Lewis to serve as its proxy voting agent, and in doing so gave
us the authority and responsibility to ensure all of ICON's ballots are voted in
a timely and accurate manner. Glass Lewis has addressed the issues that led to
this error, but apologizes for this inconvenience and lapse in ICON's service.
Furthermore, Glass Lewis hereby consents to the inclusion of this letter with
the ICON Funds' June 30, 2007 Form N-PX to be filed with the Securities and
Exchange Commission on or about August 28, 2007.
Should ICON require further information regarding these omissions or the changes
Glass Lewis has made to ensure such a situation does not arise again, we would
be happy to provide it.
Sincerely,
Kevin Ferguson
Senior Vice President
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: ICON Funds
By (Signature and Title):* /s/ Craig T. Callahan
---------------------
Craig T. Callahan
President & Chairman
Date: August 28, 2007
* Print the name and title of each signing officer under his or her
signature.