1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): SEPTEMBER 3, 1997 TCC INDUSTRIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) TEXAS (STATE OR OTHER JURISDICTION OF INCORPORATION) 1-7399 74-1366626 (COMMISSION FILE NUMBER) (IRS EMPLOYER IDENTIFICATION NO.) 816 CONGRESS AVENUE SUITE 1250 AUSTIN, TEXAS 78701 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICE, INCLUDING ZIP CODE) (512) 320-0976 (REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE) 2 ITEM 5. OTHER EVENTS On September 3, 1997, the Registrant issued the press release attached as Exhibit 99.1 concerning the approval by its Board of Directors of a proposal by management to form wholly-owned subsidiaries to engage in a broad range of merchant and investment banking services and to build a national consumer finance organization, in connection with which the Board adopted a stock option plan. The press release also announced the prior resignations of Messrs. Grogan Lord, Frank W. Denius and Patrick Kaine as directors of Registrant. At its September 3 meeting, the Board also elected Robert D. Starnes as a new director. Mr. Starnes lives in Austin, Texas where he is engaged in the asset management and financial services businesses. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. 99.1 TCC Industries, Inc. Press Release dated September 3, 1997. Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized TCC Industries, Inc. (Registrant) Date: September 8, 1997 By: /s/ ROBERT THOMAJAN --------------------------------- Robert Thomajan President 3 EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION - ------- ----------- 99.1 TCC Industries, Inc. Press Release dated September 3, 1997.